13 Corpus - Jr. - v. - Pamular PDF
13 Corpus - Jr. - v. - Pamular PDF
13 Corpus - Jr. - v. - Pamular PDF
DECISION
LEONEN , J : p
This Petition for Certiorari 4 under Rule 65 of the Rules of Court assails the
February 26, 2009 Order 5 and Warrant of Arrest 6 issued by Judge Ramon D. Pamular
(Judge Pamular) of Branch 33, Regional Trial Court, Guimba, Nueva Ecija in Civil Case
No. 2618-G. The assailed Order granted the prosecution's Motion to Amend the
Original Information for murder led against Carlito Samonte (Samonte) to include
Mayor Amado "Jong" Corpus (Corpus) as his co-accused in the crime charged. 7
Furthermore, it directed the issuance of a warrant of arrest against Corpus. 8
Angelito Espinosa (Angelito) was shot by Samonte at Corpuz Street, Cuyapo,
Nueva Ecija on June 4, 2008, causing his death. 9 Samonte was caught in agrante
delicto and thereafter was arrested. 1 0 After the inquest proceedings, an Information 1 1
for murder dated June 5, 2008 was filed against him, thus: 1 2
INFORMATION
Undersigned Inquest Prosecutor accuses CARLITO SAMONTE y LAPITAN
of the crime of Murder, committed as follows:
That on or about the 4th day of June, 2008 at around 10:30 a.m. at
Corpuz St., Dist., in the Municipality/City of Cuyapo, Province of Nueva Ecija,
Philippines, and within the jurisdiction of this Honorable Court, the above-named
accused, did then and there, with malice aforethought and with deliberate intent
to take the life of ANGELITO ESPINOSA, willfully, unlawfully and feloniously,
treacherously and taking advantage of superior strength attack the latter and
shot with an unlicensed rearm (1 Colt .45 cal. pistol with SN 217815), thereby
in icting upon him gunshot wounds, which directly caused the death of said
Angelito Espinosa, to the damage and prejudice of his heirs.
CONTRARY TO LAW.
Despite Florendo taking over the case, Bonifacio still issued a Review Resolution
dated January 26, 2009, where he reinstated the Regional Trial Court October 7, 2008
Resolution and a rmed the dismissal of the murder complaint against Corpus. 3 9 The
dispositive portion of his Resolution provided:
In view of the foregoing and probable cause, the Resolution of Assistant
Provincial Prosecutor Edison V. Rafanan, dated October 7, 2008, being in accord
with the facts obtaining in this case and with established rules, procedures and
jurisprudence, is reinstated.
The criminal complaint for murder against respondent Mayor Amado
"Jong" Corpu[s] is DISMISSED . 4 0 (Emphasis in the original)
Meanwhile, Florendo led an undated Motion to Amend Information, praying for
the admission of the amended information. 4 1 Corpus and Samonte opposed this
Motion by filing a Joint Urgent Manifestation/Opposition dated February 2, 2009. 4 2
The prosecution led a Motion for Reconsideration. 4 3 Samonte and Corpus
opposed this through a Vehement Opposition and Omnibus Motion dated February 4,
2009. 4 4 They averred that Judge Pamular's action was premature considering that the
Motion to Amend Information has yet to be scheduled for hearing. 4 5 Moreover,
Samonte was already arraigned. 4 6 Samonte and Corpus also claimed that the issuance
of a warrant of arrest should be suspended because the latter intended to appeal
through a Petition for Review before the Department of Justice. 4 7
Samonte and Corpus jointly led a Petition for Review dated February 9, 2009
before the Department of Justice. 4 8 They also led a Manifestation and Motion dated
February 9, 2009 with the Regional Trial Court, asking it to desist from acting further on
the Amended Information in view of the Petition for Review led with the Department of
Justice. 4 9
However, despite the manifestation, Judge Pamular of Branch 33, Regional Trial
Court, Guimba, Nueva Ecija issued the assailed February 26, 2009 Order, which granted
the motion to amend the information and to admit the attached amended information.
The assailed Order also directed, among others, the issuance of a warrant of arrest
against Corpus. 5 0 The dispositive portion of the Order read:
WHEREFORE , premises considered, this Court after personally
examining the amended information and its supporting documents nds
probable cause and hereby orders to:
1. Grant the motion to amend the information;
2. Admit the attached amended information;
3. Issue the Warrant of Arrest for the immediate apprehension of the
respondent-movant Amado Corpu[s], Jr.; and
4. Deny the motion to defer/suspend arraignment and further proceedings of
this case.
SO ORDERED. 5 1
Hence, a direct recourse before this Court, through a Petition for Certiorari under
Rule 65 with a prayer for an immediate issuance of a temporary restraining order, was
led by Corpus and Samonte on March 3, 2009. 5 2 This Petition seeks to enjoin Judge
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Pamular from enforcing the February 26, 2009 Order and the warrant of arrest issued
pursuant to the Order, and from conducting further proceedings in the murder case. aDSIHc
The O ce of the Solicitor General also adds that the insertion of the phrase
"conspiring and confederating together" in the amended information will not affect
Samonte's substantial rights. 7 8 Thus, the original charge against Samonte of murder
and his deliberate manner of shooting Angelito remain unaltered: 7 9
Even if one or all of the elements of the crime of murder as alleged in the
original information led against petitioner Samonte is not proven, the addition
of conspiracy in the amended information, if duly proven, would not in any way
result in his conviction because conspiracy is not an essential or qualifying
element of the crime of murder. 8 0
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The O ce of the Solicitor General avers that respondent judge was well
acquainted with the legal and factual circumstances behind the ling of the original
information against Samonte. The amended information merely added Corpus as a co-
conspirator. Thus, before respondent judge issued the assailed order, a prior hearing
was held on February 13, 2009, when all the parties were heard. 8 1
The O ce of the Solicitor General also asserts that while respondent judge
committed error when he denied petitioners' motion to suspend proceedings, what the
law only requires under Rule 116, Section 11 is a maximum of 60-day suspension of the
arraignment. In this case, the 60-day period had already lapsed, rendering the issue
raised by petitioners moot. Hence, there is no longer any hindrance for respondent
judge to continue with Corpus' arraignment. 8 2
Petitioners led their reply on August 7, 2009. 8 3 They claim that respondent
judge should have suspended action on the issuance of a warrant considering the
pendency of their Petition for Review before the Department of Justice. 8 4 They cite
Ledesma v. Court of Appeals, 8 5 which stated:
Where the secretary of justice exercises his power of review only after an
information has been led, trial courts should defer or suspend arraignment and
further proceedings until the appeal is resolved. Such deferment or suspension,
however, does not signify that the trial court is ipso facto bound by the
resolution of the secretary of justice. Jurisdiction, once acquired by the trial
court, is not lost despite a resolution by the secretary of justice to withdraw the
information or to dismiss the case. 8 6
Petitioners also cite the dispositive portion of Tolentino v. Bonifacio , 8 7 which
directed the respondent judge in that case to desist from proceeding with the trial until
after the Department of Justice would have nally resolved a pending petition for
review. 8 8 Thus:
While [w]e have noted from the expediente that the petitioner has utilized
dilatory tactics to bring the case against her to trial, still she is entitled to the
remedy she seeks. The respondent judge should not be more anxious than the
prosecution in expediting the disposition of the case absent any indication of
collusion between it and the defense. The Ministry of Justice should not be
deprived of its power to review the action of the City Fiscal by a precipitate trial
of the case.
WHEREFORE , the petition is granted. The respondent judge is hereby
ordered not to proceed with the trial of the above-numbered criminal case until
after the Ministry of Justice has resolved the petition for review led by Mila P.
Tolentino. No costs. 8 9 (Emphasis supplied) SDAaTC
Rule 116
Arraignment and Plea
Section 11. Suspension of Arraignment. — Upon motion by the proper party,
the arraignment shall be suspended in the following cases:
xxx xxx xxx
(c) A petition for review of the resolution of the prosecutor is pending at either
the Department of Justice, or the O ce of the President; provided, that the
period of suspension shall not exceed sixty (60) days counted from the
filing of the petition with the reviewing office.
Petitioners add that respondent judge should have refrained from issuing the
assailed warrant of arrest because he was aware of the fact that the amended
information was a result of the ip- opping stand of the public prosecutor from his
original stand. 1 0 0 Thus, they claim that the motive behind the ling of the amended
information that included Corpus as an additional accused is political. 1 0 1
They aver that respondent judge failed to personally make his independent
ndings of probable cause that will justify the issuance of the warrant. They insist that
the February 26, 2009 Order only consists of three (3) short sentences, which merely
pointed out a certain legal provision, instead of facts, that would supposedly justify the
issuance of the warrant of arrest, thus: 1 0 2
Elementary is the rule that the existence of probable cause is
indispensable in the ling of the complaint or information and in the issuance
of warrant of arrest. The legion of jurisprudence has de ned probable cause to
be concerned with probability, not absolute or even moral certainty. The
prosecution need not present at this stage proof beyond reasonable doubt. The
standards of judgment are those of a reasonably prudent man and not the
exacting calibrations of a judge after a full blown trial. No law or rule states that
probable cause requires a speci c kind of evidence. It is determined in the light
of conditions obtaining in a given situation. 1 0 3
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Petitioners also cite Rule 110, Section 14 of the Revised Rules of Criminal
Procedure, which prohibits substantial amendment of information that is prejudicial to
the rights of the accused after his or her arraignment, thus:
Rule 110
Prosecution of Offenses
Section 14. Amendment or Substitution. — A complaint or information may
be amended, in form or in substance, without leave of court, at any time before
the accused enters his plea. After the plea and during the trial, a formal
amendment may only be made with leave of court and when it can be done
without causing prejudice to the rights of the accused. 1 0 4 (Emphasis in the
original) SDHTEC
Gumagalang,
Subscribed and sworn to before me: Carlito
(signed) Samonte
Atty. Marcus Marcellinus S. Gonzales 1 1 3 (signed)
On April 14, 2014, this Court received Priscilla's letter dated April 11, 2014
addressed to the Chief Justice of the Supreme Court, asking for assistance in the
resumption of trial in view of Samonte's affidavit. 1 1 4
The issues for this Court's resolution are as follows:
First, whether or not respondent Judge Ramon Pamular committed grave abuse
of discretion amounting to lack or excess of jurisdiction when he conducted further
proceedings on the Amended Information and consequently issued a warrant of arrest
against petitioner Amado Corpus, Jr. despite the pendency of his and petitioner Carlito
Samonte's Petition for Review before the Department of Justice;
Second, whether or not the arraignment of petitioner Amado Corpus, Jr. may
proceed after the lapse of the maximum 60-day period suspension provided for under
Rule 116, Section 11 (c) of the Revised Rules of Criminal Procedure;
Third, whether or not respondent Judge Ramon Pamular committed grave abuse
of discretion amounting to lack or excess of jurisdiction when he allegedly admitted the
Amended Information in clear de ance of law and jurisprudence, which proscribes
substantial amendment of information prejudicial to the right of the accused; and
Finally, whether or not respondent Judge Ramon Pamular has personally
determined, through evaluation of the Prosecutor's report and supporting documents,
the existence of probable cause for the issuance of a warrant of arrest against
petitioner Amado Corpus, Jr.
The Petition lacks merit.
Before this Court delves on the substantive issues in this case, it rst rules on the
procedural matter involved.
Respondent Priscilla claims that petitioners should have rst led a Motion for
Reconsideration with the Regional Trial Court before resorting to this Petition. Failure to
do so renders it dismissible. 1 1 5
This issue was not addressed by petitioners in their reply or memorandum.
However, petitioners justi ed their direct recourse before this Court insisting that their
case is anchored on pure questions of law and impressed with public interest. Thus,
they claim that regardless of the rule on hierarchy of courts, their ling of a petition is
not a matter of choice but even mandatory. 1 1 6 AcICHD
(e) where petitioner was deprived of due process and there is extreme
urgency for relief;
(f) where, in a criminal case, relief from an order of arrest is urgent and the
granting of such relief by the trial court is improbable;
(g) where the proceedings in the lower court are a nullity for lack of due
process;
(h) where the proceedings [were] ex parte or in which the petitioner had no
opportunity to object; and
(i) where the issue raised is one purely of law or where public interest is
involved. 1 2 4
Nothing in the records shows that petitioners led a motion for reconsideration
with the Regional Trial Court. Apart from bare conclusion, petitioners failed to present
any plausible reason why they failed to le a motion for reconsideration before ling a
petition before this Court. While this issue was raised by respondent Priscilla in her
Comment, this was not su ciently addressed by petitioners either in their Reply or
Memorandum.
It must be stressed that the ling of a motion for reconsideration, as well as
ling it on time, is not a mere procedural technicality. 1 2 5 These are "jurisdictional and
mandatory requirements which must be strictly complied with." 1 2 6 Therefore,
petitioners' failure to le a motion for reconsideration with the Regional Trial Court
before filing this Petition is fatal.
II
Two (2) kinds of determination of probable cause exist: executive and judicial.
127These two (2) kinds of determination of probable cause were distinguished in
People v. Castillo. 1 2 8 Thus,
There are two kinds of determination of probable cause: executive and
judicial. The executive determination of probable cause is one made during
preliminary investigation. It is a function that properly pertains to the public
prosecutor who is given a broad discretion to determine whether probable cause
exists and to charge those whom he believes to have committed the crime as
de ned by law and thus should be held for trial. Otherwise stated, such o cial
has the quasi-judicial authority to determine whether or not a criminal case
must be led in court . Whether or not that function has been correctly
discharged by the public prosecutor, i.e., whether or not he has made a correct
ascertainment of the existence of probable cause in a case, is a matter that the
trial court itself does not and may not be compelled to pass upon. cDHAES
Whether the accused had been arraigned or not and whether it was due
to a reinvestigation by the scal or a review by the Secretary of Justice whereby
a motion to dismiss was submitted to the Court, the Court in the exercise of its
discretion may grant the motion or deny it and require that the trial on the merits
proceed for the proper determination of the case.
However, one may ask, if the trial court refuses to grant the motion to
dismiss led by the scal upon the directive of the Secretary of Justice will
there not be a vacuum in the prosecution? A state prosecutor to handle the case
cannot possibl[y be] designated by the Secretary of Justice who does not
believe that there is a basis for prosecution nor can the scal be expected to
handle the prosecution of the case thereby defying the superior order of the
Secretary of Justice.
The answer is simple. The role of the scal or prosecutor as We all know
is to see that justice is done and not necessarily to secure the conviction of the
person accused before the Courts. Thus, in spite of his opinion to the contrary, it
is the duty of the scal to proceed with the presentation of evidence of the
prosecution to the Court to enable the Court to arrive at its own independent
judgment as to whether the accused should be convicted or acquitted. The
scal should not shirk from the responsibility of appearing for the People of the
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Philippines even under such circumstances much less should he abandon the
prosecution of the case leaving it to the hands of a private prosecutor for then
the entire proceedings will be null and void. The least that the scal should do is
to continue to appear for the prosecution although he may turn over the
presentation of the evidence to the private prosecutor but still under his direction
and control.
The rule therefore in this jurisdiction is that once a complaint or
information is led in Court any disposition of the case as [to] its dismissal or
the conviction or acquittal of the accused rests in the sound discretion of the
Court. Although the scal retains the direction and control of the prosecution of
criminal cases even while the case is already in Court he cannot impose his
opinion on the trial court. The Court is the best and sole judge on what to do
with the case before it. The determination of the case is within its exclusive
jurisdiction and competence. A motion to dismiss the case led by the scal
should be addressed to the Court who has the option to grant or deny the same.
It does not matter if this is done before or after the arraignment of the accused
or that the motion was led after a reinvestigation or upon instructions of the
Secretary of Justice who reviewed the records of the investigation. 1 3 3
(Emphasis supplied, citations omitted)
Hence, when a Regional Trial Court has already determined that probable cause
exists for the issuance of a warrant of arrest, like in this case, jurisdiction is already with
the Regional Trial Court. 1 3 4 Therefore, it can proceed in conducting further
proceedings on the amended information and on the issuance of a warrant despite the
pendency of a Petition for Review before the Department of Justice.
III.A
Petitioners insist that respondent judge should have deferred from conducting
further proceedings on the amended information and on the issuance of a warrant
considering the pendency of their Petition for Review before the Department of Justice.
1 3 5 They cite Rule 116, Section 11 (c) of the Revised Rules of Criminal Procedure, which
provides: ITAaHc
RULE 116
Arraignment and Plea
xxx xxx xxx
Section 11. Suspension of arraignment. — Upon motion by the proper party,
the arraignment shall be suspended in the following cases:
xxx xxx xxx
(c) A petition for review of the resolution of the prosecutor is pending at
either the Department of Justice, or the Office of the President; provided, that the
period of suspension shall not exceed sixty (60) days counted from the ling
of the petition with the reviewing office. (Emphasis supplied)
Rule 116, Section 11 of the Revised Rules of Criminal Procedure pertains to a
suspension of an arraignment in case of a pending petition for review before the
Department of Justice. It does not suspend the execution of a warrant of arrest for the
purpose of acquiring jurisdiction over the person of an accused.
In the assailed February 26, 2009 Order, Judge Pamular denied Corpus' motion
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to defer or suspend arraignment and further proceedings. 1 3 6 Petitioners claim that he
should have suspended action on the issuance of a warrant considering the pendency
of their Petition for Review before the Department of Justice, citing Ledesma v. Court of
Appeals 1 3 7 and Tolentino v. Bonifacio 1 3 8 as their bases. 1 3 9 Furthermore, they also
assert that the assailed Order de es Rule 116, Section 11 of the Revised Rules of
Criminal Procedure. 1 4 0
Rule 116, Section 11 of the Revised Rules of Criminal Procedure provides for the
grounds for suspension of arraignment. Upon motion by the proper party, the
arraignment shall be suspended in case of a pending petition for review of the
prosecutor's resolution filed before the Department of Justice.
Petitioners led a Manifestation and Motion 1 4 1 dated February 9, 2009 before
the Regional Trial Court, informing it about their pending Petition for Review of the
Prosecutor's January 26, 2009 Resolution before the Department of Justice. 1 4 2 Thus,
respondent judge committed an error when he denied petitioners' motion to suspend
the arraignment of Corpus because of the pendency of their Petition for Review before
the Department of Justice.
However, this Court's rule merely requires a maximum 60-day period of
suspension counted from the ling of a petition with the reviewing o ce. 1 4 3
Consequently, therefore, after the expiration of the 60-day period, "the trial court is
bound to arraign the accused or to deny the motion to defer arraignment." 144
Petitioners jointly led their Petition for Review 1 4 5 before the Department of
Justice on February 9, 2009. 1 4 6 Thus, the 60-day period has already lapsed since April
10, 2009. Hence, respondent judge can now continue with the arraignment and further
proceedings with regard to petitioner Corpus.
III.B
In Ledesma, a complaint for libel was led against Rhodora Ledesma (Ledesma)
before the City Prosecutor's O ce. Upon nding "su cient legal and factual basis," 1 4 8
the City Prosecutor's O ce led an information against Ledes ma before the Regional
Trial Court. Ledesma then led a petition for review before the Department of Justice,
which gave due course to the petition directing the Prosecutor to move for the
deferment of further proceedings and to elevate the records of the case to it.
Conformably, the Prosecutor led a Motion to Defer Arraignment before the Regional
Trial Court, which granted the motion and deferred arraignment until termination of the
Department of Justice's petition for review. Without the trial prosecutor's consent, the
counsel for private complainant led a motion to lift the order and to set the case for
trial or arraignment. The Regional Trial Court granted the motion then consequently
scheduled Ledesma's arraignment. However, the Secretary of Justice reversed the
prosecutor's ndings directing the trial prosecutor to le before the Regional Trial
Court a motion to withdraw information, which was subsequently denied. Its denial of
the motion was affirmed by the Court of Appeals.
The main issue in Ledesma was whether the respondent judge in that case erred
in denying the motion to withdraw information and the consequent motion for
reconsideration. This Court held that the act of the judge was erroneous since he failed
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to give his reasons for denying the motions, and to make any independent assessment
of the motion and of the resolution of the Secretary of Justice. Thus:
In the light of recent holdings in Marcelo and Martinez; and considering
that the issue of the correctness of the justice secretary's resolution has been
amply threshed out in petitioner's letter, the information, the resolution of the
secretary of justice, the motion to dismiss, and even the exhaustive discussion
in the motion for reconsideration — all of which were submitted to the court —
the trial judge committed grave abuse of discretion when it denied the motion to
withdraw the information, based solely on his bare and ambiguous reliance on
Crespo. The trial court's order is inconsistent with our repetitive calls for an
independent and competent assessment of the issue(s) presented in the motion
to dismiss. The trial judge was tasked to evaluate the secretary's
recommendation nding the absence of probable cause to hold petitioner
criminally liable for libel. He failed to do so. He merely ruled to proceed with the
trial without stating his reasons for disregarding the secretary's
recommendation.
Had he complied with his judicial obligation, he would have discovered
that there was, in fact, su cient ground to grant the motion to withdraw the
information. The documents before the trial court judge clearly showed that
there was no probable cause to warrant a criminal prosecution for libel. 1 4 9
(Emphasis supplied)
This was reiterated in the ratio of that case, which read:
When confronted with a motion to withdraw an information on the
ground of lack of probable cause based on a resolution of the secretary of
justice, the bounden duty of the trial court is to make an independent
assessment of the merits of such motion. Having acquired jurisdiction over the
case, the trial court is not bound by such resolution but is required to evaluate it
before proceeding further with the trial. While the secretary's ruling is persuasive,
it is not binding on courts. A trial court, however, commits reversible error or
even grave abuse of discretion if it refuses/neglects to evaluate such
recommendation and simply insists on proceeding with the trial on the mere
pretext of having already acquired jurisdiction over the criminal action. 1 5 0
(Emphasis supplied)
Petitioners in this case hinge their claim on Ledesma in arguing that respondent
Judge Pamular should have suspended action on the issuance of a warrant considering
the pendency of their Petition for Review before the Department of Justice, which
stated: 1 5 1 EATCcI
Where the secretary of justice exercises his power of review only after an
information has been led, trial courts should defer or suspend arraignment and
further proceedings until the appeal is resolved. Such deferment or suspension,
however, does not signify that the trial court is ipso facto bound by the
resolution of the secretary of justice. Jurisdiction, once acquired by the trial
court, is not lost despite a resolution by the secretary of justice to withdraw the
information or to dismiss the case. 1 5 2
While the quoted portion relates to the issue on suspending arraignment pending
the review of the Department of Justice, there is nothing in Ledesma that speaks of
suspending the issuance of a warrant of arrest. Although there is an error on the part of
Judge Pamular in denying petitioners' motion to suspend the arraignment of Corpus, he
can validly issue a warrant of arrest upon nding probable cause to acquire jurisdiction
over Corpus. Hence, this was strengthened in the cited case of Ledesma, stating that "
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[j]urisdiction, once acquired by the trial court, is not lost despite a resolution by the
secretary of justice to withdraw the information or to dismiss the case." 1 5 3
They also cited the dispositive portion of Tolentino, which directed the
respondent judge in that case to desist from proceeding with the trial until after the
Department of Justice would have finally resolved the pending petition for review: 1 5 4
While We have noted from the expediente that the petitioner has utilized
dilatory tactics to bring the case against her to trial, still she is entitled to the
remedy she seeks. The respondent judge should not be more anxious than the
prosecution in expediting the disposition of the case absent any indication of
collusion between it and the defense. The Ministry of Justice should not be
deprived of its power to review the action of the City Fiscal by a precipitate trial
of the case.
WHEREFORE, the petition is granted. The respondent judge is hereby
ordered not to proceed with the trial of the above-numbered criminal case until
after the Ministry of Justice has resolved the petition for review led by Mila P.
Tolentino. No costs. 1 5 5
Tolentino involved a petition for certiorari that sought to annul the order of the
respondent judge in that case to proceed with the trial of the case premised on grave
abuse of discretion. 1 5 6 In that case, petitioners Mila Tolentino (Mila) and Roberto
Tolentino were accused of falsi cation of public documents before the Regional Trial
Court of Tagaytay. Prior to Mila's arraignment, she asked for the suspension of the
proceedings due to the pendency of a petition for review before the Ministry of Justice.
The respondent judge in that case required the scal to comment. In the comment, the
scal interposed no objection on the motion. However, respondent judge denied the
motion stating that the city scal had already reinvestigated the case and speedy trial
should also be afforded to the prosecution. Hence, this Court ruled that respondent
judge should not proceed to trial pending the review before the Ministry of Justice.
However, the factual milieu of Tolentino is different from the present case. It
does not involve the issuance of a warrant of arrest necessary for acquiring jurisdiction
over the person of the accused. DHITCc
IV.A
Petitioners question the inclusion of Corpus and the insertion of the phrase
"conspiring and confederating together" in the amended information. They contend that
Rule 110, Section 14 of the Revised Rules of Criminal Procedure prohibits substantial
amendment of information that is prejudicial to the rights of the accused after his or
her arraignment. 1 5 7 To buttress their point, they cited People v. Montenegro , 1 5 8 which
provided that an allegation of conspiracy, which was not previously included in the
original information, constitutes a substantial amendment. 1 5 9
Rule 110, Section 14 of the Revised Rules of Criminal Procedure provides:
Rule 110
Prosecution of Offenses
Section 14. Amendment or substitution. — A complaint or
information may be amended, in form or in substance, without leave of court, at
any time before the accused enters his plea. After the plea and during the trial, a
formal amendment may only be made with leave of court and when it can be
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done without causing prejudice to the rights of the accused. . . . (Emphasis
supplied)
Before an accused enters his or her plea, either formal or substantial amendment
of the complaint or information may be made without leave of court. After an entry of
plea, only a formal amendment can be made provided it is with leave of court and it
does not prejudice the rights of the accused. 1 6 0 After arraignment, there can be no
substantial amendment except if it is beneficial to the accused. 1 6 1
Since only petitioner Samonte has been arraigned, only he can invoke this rule.
Petitioner Corpus cannot invoke this argument because he has not yet been arraigned.
Once an accused is arraigned and enters his or her plea, Section 14 prohibits any
substantial amendment especially those that may prejudice his or her rights. One of
these rights includes the constitutional right of the accused to be informed of the
nature and cause of the accusations against him or her, which is given life during
arraignment. 1 6 2
Arraignment is necessary to bring an accused in court and in notifying him or her
of the cause and accusations against him or her. 1 6 3 "Procedural due process requires
that the accused be arraigned so that he [or she] may be informed of the reason for his
[or her] indictment, the speci c charges he [or she] is bound to face, and the
corresponding penalty that could be possibly meted against him [or her]." 1 6 4
It is during arraignment that an accused is given the chance to know the
particular charge against him or her for the rst time. 1 6 5 There can be no substantial
amendment after plea because it is expected that the accused will collate his or her
defenses based on the contents of the information. "The theory in law is that since the
accused o cially begins to prepare his [or her] defense against the accusation on the
basis of the recitals in the information read to him [or her] during arraignment, then the
prosecution must establish its case on the basis of the same information." 1 6 6 Aside
from violating the accused's right to due process, any substantial amendment in the
information will burden the accused in preparing for his or her defense.
In a criminal case, due process entails, among others, that the accusation must
be in due form and that the accused is given the opportunity to answer the charges
against him or her. 1 6 7 There is a need for the accused to be supplied with the
necessary information as to "why he [or she] is being proceeded against and not be left
in the unenviable state of speculating why he [or she] is made the object of a
prosecution, it being the fact that, in criminal cases, the liberty, even the life, of the
accused is at stake." 1 6 8 cEaSHC
IV.B
Apart from violating the right of the accused to be informed of the nature and
cause of his or her accusation, substantial amendments to the information after plea is
prohibited to prevent having the accused put twice in jeopardy.
Article III, 1 6 9 Section 21 of the 1987 Constitution provides:
Section 21. No person shall be twice put in jeopardy of punishment for the
same offense. If an act is punished by a law and an ordinance, conviction or
acquittal under either shall constitute a bar to another prosecution for the same
act.
The Constitutional provision on double jeopardy guarantees the invocation of the
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law not only against the danger of a second punishment or a second trial for the same
offense, "but also against being prosecuted twice for the same act where that act is
punishable by . . . law and an ordinance." 1 7 0 When a person is charged with an offense
and the case against him or her is terminated either by acquittal or conviction or in any
other way without his or her consent, he or she cannot be charged again with a similar
offense. 1 7 1 Thus, "[t]his principle is founded upon the law of reason, justice and
conscience." 1 7 2
The constitutionally mandated right against double jeopardy is procedurally
bolstered by Rule 117, Section 7 of the Revised Rules of Criminal Procedure, 1 7 3 which
reads:
RULE 117
Motion to Quash
xxx xxx xxx
Section 7. Former Conviction or Acquittal; Double Jeopardy. — When an
accused has been convicted or acquitted, or the case against him dismissed or
otherwise terminated without his express consent by a court of competent
jurisdiction, upon a valid complaint or information or other formal charge
su cient in form and substance to sustain a conviction and after the accused
had pleaded to the charge, the conviction or acquittal of the accused or the
dismissal of the case shall be a bar to another prosecution for the offense
charged, or for any attempt to commit the same or frustration thereof, or for any
offense which necessarily includes or is necessarily included in the offense
charged in the former complaint or information. CTIEac
People v. Dela Torre 179 underscored the protection given under the prohibition
against double jeopardy:
Double jeopardy provides three related protections: (1) against a second
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prosecution for the same offense after acquittal, (2) against a second
prosecution for the same offense after conviction, and (3) against multiple
punishments for the same offense.
xxx xxx xxx
The ban on double jeopardy is deeply rooted in jurisprudence. The
doctrine has several avowed purposes. Primarily, it prevents the State from
using its criminal processes as an instrument of harassment to wear
out the accused by a multitude of cases with accumulated trials . It also
serves the additional purpose of precluding the State, following an acquittal,
from successively retrying the defendant in the hope of securing a conviction.
And nally, it prevents the State, following conviction, from retrying the
defendant again in the hope of securing a greater penalty. 1 8 0 (Emphasis
supplied, citations omitted)SaCIDT
IV.C
(1) new allegations which relate only to the range of the penalty that the court
might impose in the event of conviction; (2) an amendment which does not
charge another offense different or distinct from that charged in the original
one; (3) additional allegations which do not alter the prosecution's theory of the
case so as to cause surprise to the accused and affect the form of defense he
has or will assume; and (4) an amendment which does not adversely affect any
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substantial right of the accused, such as his right to invoke prescription. 1 8 7
(Citations omitted)
On the other hand, "[a] substantial amendment consists of the recital of facts
constituting the offense charged and determinative of the jurisdiction of the court." 1 8 8
The facts alleged in the accusatory part of the amended information are similar
to that of the original information except as to the inclusion of Corpus as Samonte's co-
accused and the insertion of the phrase "conspiring and confederating together." The
allegation of conspiracy does not alter the basic theory of the prosecution that
Samonte willfully and intentionally shot Angelito. Hence, the amendment is merely
formal. As correctly pointed out by the Office of the Solicitor General: cHECAS
Even if one or all of the elements of the crime of murder as alleged in the
original information led against petitioner Samonte is not proven, the addition
of conspiracy in the amended information, if duly proven, would not in any way
result to his conviction because conspiracy is not an essential or qualifying
element of the crime of murder. The addition of conspiracy would only affect
petitioner Corpuz, if together with the crime of murder leveled against petitioner
Samonte, both circumstances are duly proven by the prosecution. 1 8 9
(Emphasis supplied)
I n People of the Philippines v. Court of Appeals , 1 9 0 this Court held that an
allegation of conspiracy which does not change the prosecution's theory that the
accused willfully shot the victim is merely a formal amendment.
In that case, two (2) informations for frustrated homicide were led against
accused Sixto Ruiz (Ruiz), who pleaded not guilty to both charges. A reinvestigation of
these two (2) cases ensued in the Department of Justice, where the State Prosecutor
led a motion for leave of court to amend the information on the ground that the
evidence revealed a prima facie case against Luis Padilla (Padilla) and Magsikap
Ongchenco (Ongchenco) who acted in conspiracy with Ruiz. The trial judge denied the
motion and reasoned that the allegation of conspiracy constitutes a substantial
amendment. Consequently, the State Prosecutor led two (2) new informations for
frustrated homicide against Padilla and Ongchenco, which included the alleged
conspiracy with Ruiz. Padilla and Ongchenco moved to quash the two (2) new
informations, which was denied by the Court of First Instance of Rizal. Ruiz also led a
motion to permit to quash and/or strike out the allegation of conspiracy in the two (2)
new informations. The trial judge ordered that the motions be stricken out from the
records and explained that "the allegation of conspiracy in those cases does not alter
the theory of the case, nor does it introduce innovation nor does it present alternative
imputation nor is it inconsistent with the original allegations." 1 9 1 This prompted Ruiz,
Padilla, and Ongchenco to le before the Court of Appeals a petition for certiorari with
preliminary injunction, which was subsequently granted. However, this Court ruled:
There is merit in this special civil action. The trial Judge should have
allowed the amendment . . . considering that the amendments sought were only
formal. As aptly stated by the Solicitor General in his memorandum, "[T]here
was no change in the prosecution's theory that respondent Ruiz wilfully[,]
unlawfully and feloniously attacked, assaulted and shot with a gun Ernesto and
Rogelio Bello . . . The amendments would not have been prejudicial to him
because his participation as principal in the crime charged with respondent Ruiz
in the original informations, could not be prejudiced by the proposed
amendments." 1 9 2 (Emphasis supplied)
In that case, the amended information was impelled by a disclosure implicating
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Padilla and Ongchenco. Thus,
Otherwise stated, the amendments . . . would not have prejudiced Ruiz
whose participation as principal in the crimes charged did not change. When the
incident was investigated by the scal's o ce, the respondents were Ruiz,
Padilla and Ongchenco. The scal did not include Padilla and Ongchenco in the
two informations because of "insu ciency of evidence." It was only later when
Francisco Pagcalinawan testi ed at the reinvestigation that the participation of
Padilla and Ongchenco surfaced and, as a consequence, there was the need for
the amendment of the informations or the ling of new ones against the two.
1 9 3 (Emphasis supplied) AHDacC
The records of this present case show that the original information for murder
against Samonte was dated June 5, 2008. 1 9 4 Based on Lozano's a davit dated on
June 30, 2008, 1 9 5 Corpus was implicated as the one who instructed Samonte to kill
Angelito. 1 9 6 This prompted the prosecution to conduct a reinvestigation, which
resulted in the filing of the amended information. 1 9 7
IV.D
Petitioners quote the portion of People v. Montenegro 1 9 8 that cited the case of
People v. Zulueta 1 9 9 as their basis for asserting that the allegation of conspiracy is a
substantial amendment because it warrants a new defense for the accused: 2 0 0
Surely the preparations made by herein accused to face the original
charges will have to be radically modi ed to meet the new situation. For
undoubtedly the allegation of conspiracy enables the prosecution to attribute
and ascribe to the accused Zulueta all the acts, knowledge, admissions and
even omissions of his co-conspirator Angel Llanes in furtherance of the
conspiracy. The amendment thereby widens the battlefront to allow the use by
the prosecution of newly discovered weapons, to the evident discom ture of the
opposite camp. Thus it would seem inequitable to sanction the tactical
movement at this stage of the controversy, bearing in mind that the accused is
only guaranteed two-days' preparation for trial. Needless to emphasize, as in
criminal cases, the liberty, even the life, of the accused is at stake, it is always
wise and proper that he be fully apprised of the charges, to avoid any possible
surprise that may lead to injustice. The prosecution has too many facilities to
covet the added advantage of meeting unprepared adversaries. 2 0 1
Zulueta is inapplicable. In that case, this Court declined the admission of the
amended information because it would change the nature of the crime as well as the
prosecution's theory:
Indeed, contrasting the two informations one will perceive that whereas
in the rst the accused is charged with misappropriation of public property
because: (1) he deceived Angel Llanes into approving the bargain sale of nails
to Beatriz Poblete or (2) at least, by his abandonment he permitted that woman
to obtain the articles at very cheap prices, in the amended information a third
ground of responsibility is inserted, namely, that he connived and conspired with
Angel Llanes to consummate the give-away transaction.
Again it will be observed that the third ground of action in effect
contradicts the original theory of the information: if the accused conspired with
Llanes, he did not deceive the latter, and did not by mere negligence permit the
sale. 2 0 2 (Emphasis supplied)
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Additionally, Montenegro is also inapplicable in this case because the
amendment to the information in that case was considered as substantial due to the
effect of changing the original crime charged from Robbery under Article 209 to
Robbery in an Uninhabited Place under Article 302 of the Revised Penal Code. With this,
the accused were exposed to a charge with a higher imposable penalty than that of the
original charge to which they pleaded "not guilty." 2 0 3 Furthermore: HCaDIS
[T]he change in the items, articles and jewelries allegedly stolen into entirely
different articles from those originally complained of, affects the essence of the
imputed crime, and would deprive the accused of the opportunity to meet all the
allegations in the amended information, in the preparation of their defenses to
the charge led against them . It will be observed that private respondents were
accused as accessories-after-the-fact of the minor Ricardo Cabaloza who had
already been convicted of robbery of the items listed in the original information.
To charge them now as accessories-after-the-fact for a crime different from that
committed by the principal, would be manifestly incongruous as to be allowed
by the Court. 2 0 4 (Emphasis supplied)
The case cited by petitioners in this case rendered the addition of conspiracy in
the amended information substantial because it either alters the defense of the
accused or alters the nature of the crime to which the accused pleaded. However, the
factual incidents of the cited cases are different from this present case because the
allegation of conspiracy in the amended information did not change the prosecution's
basic theory that Samonte willfully and intentionally shot Angelito.
IV.E
Petitioners claim that the assailed warrant of arrest was made in utter disregard
of the constitutional mandate which directs judges to personally conduct an
independent examination, under oath or a rmation, of the complainant and the
witnesses he or she may produce. 2 0 9 They further assert that the assailed February 26,
2009 Order only consists of three (3) short sentences that merely contain a certain
legal provision, instead of facts that will supposedly substantiate the issuance of a
warrant of arrest. 2 1 0 AHCETa
I n Lim v. Felix , 2 2 2 the ruling in Soliven was reiterated. The main issue raised in
Lim is whether a judge may issue a warrant of arrest without bail "by simply relying on
the prosecution's certi cation and recommendation that a probable cause exists." 2 2 3
In that case, the preliminary investigation records conducted by the Municipal Court of
Masbate were still in Masbate. However, the Regional Trial Court Judge of Makati still
issued a warrant of arrest against the petitioners. This Court ruled that the respondent
judge "committed a grave error when he relied solely on the Prosecutor's certi cation
and issued the questioned Order . . . without having before him any other basis for his
personal determination of the existence of a probable cause" 2 2 4 and reasoned that:
At the same time, the Judge cannot ignore the clear words of the 1987
Constitution which requires ". . . probable cause to be personally determined by
the judge . . ." not by any other officer or person.
If a Judge relies solely on the certi cation of the Prosecutor as in this
case where all the records of the investigation are in Masbate, he or she has not
personally determined probable cause. The determination is made by the
Provincial Prosecutor. The constitutional requirement has not been satis ed.
The Judge commits a grave abuse of discretion.
The records of the preliminary investigation conducted by the Municipal
Court of Masbate and reviewed by the respondent Fiscal were still in Masbate
when the respondent Fiscal issued the warrants of arrest against the petitioners.
There was no basis for the respondent Judge to make his own personal
determination regarding the existence of a probable cause for the issuance of a
warrant of arrest as mandated by the Constitution. He could not possibly have
known what transpired in Masbate as he had nothing but a certi cation.
Signi cantly, the respondent Judge denied the petitioners' motion for the
transmittal of the records on the ground that the mere certi cation and
recommendation of the respondent Fiscal that a probable cause exists is
sufficient for him to issue a warrant of arrest.
We reiterate the ruling in Soliven v. Makasiar that the Judge does not
have to personally examine the complainant and his witnesses. The Prosecutor
can perform the same functions as a commissioner for the taking of the
evidence. However, there should be a report and necessary documents
supporting the Fiscal's bare certi cation. All of these should be before the
Judge.
The extent of the Judge's personal examination of the report and its
annexes depends on the circumstances of each case. We cannot determine
beforehand how cursory or exhaustive the Judge's examination should be. The
Judge has to exercise sound discretion for, after all, the personal determination
is vested in the Judge by the Constitution. It can be as brief or as detailed as the
circumstances of each case require. To be sure, the Judge must go beyond the
Prosecutor's certi cation and investigation report whenever necessary. He
should call for the complainant and witnesses themselves to answer the court's
probing questions when the circumstances of the case so require.
xxx xxx xxx
We reiterate that in making the required personal determination, a Judge
is not precluded from relying on the evidence earlier gathered by responsible
o cers. The extent of the reliance depends on the circumstances of each case
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and is subject to the Judge's sound discretion. However, the Judge abuses that
discretion when having no evidence before him, he issues a warrant of arrest.
2 2 5 (Emphasis supplied)
Soliven provided that as dictated by sound policy, an issuing judge is not required
to personally examine the complainant and his witnesses as long as he or she has
satis ed himself or herself of the existence of probable cause. 2 2 6 To rule otherwise
would unduly burden judges with preliminary examination of criminal complaints
instead of attending to more important matters. However, due to recent developments
in the legal system which include the judicial a davit rule, the evil sought to be
prevented in Soliven does not exist anymore. To minimize the time required for
completing testimonies of witnesses in litigated cases, this Court approved the use of
judicial a davits in lieu of witnesses' direct testimonies. 2 2 7 Thus, this is more in tune
with the Constitutional mandate by lessening the burden imposed upon judges by
expediting litigation of cases for them to attend to their exclusive and personal
responsibility of satisfying themselves with the existence of probable cause when
issuing a warrant. aICcHA
V.B
On February 13, 2009, a hearing was held wherein the parties presented
their arguments. On the issue regarding the undated motion to amend
information without notice of hearing and the motion for reconsideration led
by the prosecution, the court ruled that the same is moot and academic due to
the conduct of the said hearing. 2 3 2
Furthermore, respondent Judge Pamular has a working knowledge of the
circumstances regarding the amended information that constrained him to nd
probable cause in issuing the warrant. The pertinent portion of the Order provided:
Elementary is the rule that the existence of probable cause is
indispensable in the ling of complaint or information and in the issuance of
warrant of arrest. The legion of jurisprudence has de ned probable cause to be
concerned with probability, not absolute or even moral certainty. The
prosecution need not present at this stage proof beyond reasonable doubt. The
standards of judgment are those of a reasonably prudent man and not the
exacting calibrations of a judge after a full blown trial. No law or rule states that
probable cause requires a speci c kind of evidence. It is determined in the light
of conditions obtaining in a given situation. 2 3 3
In respondent Judge Pamular's Comment, he claimed that:
Be that as it may, still, the undersigned respondent judge made a careful
perusal of the records of the case. Su cient copies of supporting
documents and/or evidence were read and evaluated upon which,
independent judgment as to the existence of probable cause was
based . But, then again, still not satis ed, the undersigned even went beyond the
face of the resolution and evidences (sic) presented before this Court. On 13
February 2009, Criminal Case No. 2618-G was set for hearing. The prosecution
and the defense were given the chance to argue on the matter and ample
opportunity to be heard. 2 3 4 (Emphasis supplied)
Apart from respondent judge's personal examination of the amended
information and supporting documents, the hearing conducted on February 13, 2009
enabled him to find probable cause prompting him to issue the warrant of arrest. 2 3 5
VI
Footnotes
* In some pleadings, Mrs. Espinosa is referred to as "Priscila." For consistency, this Decision will
use "Priscilla" as per her signed Reply-Affidavit. See rollo, p. 62.
1. People v. Court of Appeals, 206 Phil. 637 (1983) [Per J. Relova, First Division].
2. Pacoy v. Cajigal, 560 Phil. 598 (2007) [Per J. Austria-Martinez, Third Division].
7. Id. at 53.
8. Id. at 54.
9. Id. at 410.
10. Id.
11. Id. at 58.
12. Id. at 410.
23. Id. at 411. Ma. Floresmina Sacayanan is named as "Floremina" in the signed Joint Affidavit.
See rollo, p. 74.
24. Id. at 310-311. The Department of Justice June 26, 2009 Resolution stated, in part:
Lozano did not include the foregoing matters in his first affidavit due to fear of reprisal,
since it will implicate the respondent mayor in the killing of the victim."
"Respondent, in his counter-affidavit, denied the accusation against him and stated that
he neither had any involvement nor participation in the quarrel between Samonte and the
victim. What happened between them was a personal matter. Respondent further quoted
the police witness' statement that the shooting incident was preceded by a heated
altercation between Samonte and the victim.
35. Id.
36. Id. at 122-125.
37. Id. at 412.
51. Id.
52. Id. at 3-50.
53. Id. at 254-255.
54. Id. at 256-258.
80. Id.
81. Id. at 424-425.
82. Id. at 427-428.
93. Id.
Dear Ma'am,
Ma'am I do appreciate the court's initiative to bring justice to its oppressed people but it
seems that efforts made we're all be in vain if orders will not be implemented with
sincerity and can be an avenue for the criminals to escape their crime and left the
victims in agony and pain.
Last October 30, 2013an unexpected turn of event came where Carlito "Kuratong"
Samonte executed his extrajudicial confession freely and voluntarily before Atty. Marcus
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Marcellinus S. Gonzales of the Public Attorney's office in Cabanatuan City where he
admitted that it was Mayor Amado Corpus, Jr. who ordered him to kill my husband.
This vital event have given me an opportunity to file a manifestation before the
honorable Supreme court through my counsel on March 19, 2014 hoping that the case
will be brought back to court to resume trial as petitioner Samonte has, in effect, parted
ways with his co-petitioner Corpuz; and the allegation that "the new theory of conspiracy
in the Amended Information would substantially prejudice accused Samonte's right to
due process" would now be not applicable. (Grammatical errors in the original)
115. Id. at 270.
123. Metro Transit Organization, Inc. v. Court of Appeals, 440 Phil. 743, 753 (2002) [Per J.
Carpio, First Division].
124. Id. at 751, citing Abraham v. NLRC, 406 Phil. 310 (2001) [Per J. Gonzaga-Reyes, Third
Division].
125. Republic v. Pantranco North Express, Inc. (Resolution) , 682 Phil. 186 (2012) [Per J.
Villarama, Jr., First Division].
126. Id. at 195.
127. People v. Castillo, 607 Phil. 754 (2009) [Per J. Quisumbing, Second Division].
128. 607 Phil. 754 (2009) [Per J. Quisumbing, Second Division].
129. Id. at 764-765.
131. Id., citing Crespo v. Mogul, 235 Phil. 465 (1987) [Per J. Gancayco, En Banc].
132. 235 Phil. 465 (1987) [Per J. Gancayco, En Banc].
133. Id. at 474-476.
3. As regards both accused, the said 26 January 2009 Florendo's resolution having been
elevated to the DOJ Secretary, by way of appeal, and giving due respect to the power of
the DOJ Secretary under its power of control and supervision over all prosecutors,
notwithstanding the filing of the information in court, any further proceedings thereto
need be immediately deferred/suspended.
144. Samson v. Daway , 478 Phil. 793 (2004) [Per J. Ynares-Santiago, First Division].
145. Rollo, pp. 126-225.
146. Id. at 413.
162. Id.
163. Kummer v. People, 717 Phil. 670 (2013) [Per J. Brion, Second Division].
164. Id. at 687.
165. Id.
166. Mendez v. People, 736 Phil. 192 (2014) [Per J. Brion, Second Division].
167. Buhat v. Court of Appeals, 333 Phil. 562 (1996) [Per J. Hermosisima, Jr., First Division].
168. Id. at 575.
186. Ricarze v. Court of Appeals, 544 Phil. 237 (2007) [Per J. Callejo, Sr., Third Division].
187. Teehankee, Jr. v. Madayag, 283 Phil. 956, 966 (1992) [Per J. Regalado, En Banc].
188. Id.
202. People v. Zulueta, 89 Phil. 752, 754 (1951) [Per J. Bengzon, Third Division].
203. People v. Montenegro, 242 Phil. 655 (1988) [Per J. Padilla, Second Division].
204. Id. at 662.
214. Id.
215. Id. at 399-400.
216. Abdula v. Guiani, 382 Phil. 757 (2000) [Per J. Gonzaga-Reyes, Third Division].
217. Id.
218. Id. at 773.
219. Allado v. Diokno, 302 Phil. 213 (1994) [Per J. Bellosillo, First Division].
220. Id. at 235.
239. Bernardo v. Court of Appeals, 290 Phil. 649 (1992) [Per J. Campos, Jr., Second Division].
240. Id. at 658.
241. Land Bank of the Phils. v. Livioco, 645 Phil. 337 (2010) [Per J. Del Castillo, First Division].
242. Alicer v. Compas, 664 Phil. 730 (2011) [Per J. Carpio, Second Division].