Judicial Notice
Judicial Notice
Judicial Notice
JUDICIAL NOTICE OF
SCIENTIFIC FACTS
It is the fundamental principle of the law of evidence that all facts that come before
the court of law should be subjected to the trial process. Two purposes are achieved
through the compliance of this principle: the elicitation of truth in it and giving
opportunity to the opposite side to verify it through cross examination. However,
there are situations in which court may avoid the evaluation of facts before
through the maxim manifesta non indigent probatione (which is known need not
be proved).2 The law is giving discretion to the fact-finder for considering certain
facts as granted in order to avoid the wastage of time due to formal mode of fact
determination.
considered the doctrine of judicia
3
chapter itself makes it clear that the jurists intended judicially noticed facts to be
without requiring the formal evaluation of evidence. In
Article 58, Stephen has stated that it is the duty of the judges to take judicial
notice of certain facts.4 However, as explained by Bentham, the notorious fact
should be pronounced as judicially noticed at the instance of either party and after
giving the opposite side to deny the notoriety and an opportunity to call for proof.5
The language of the writings of evidence scholars and legislation from some
jurisdictions make it clear that the court may take judicial notice of certain facts
through the initiative of either party or sua sponte. The purpose of this article is
to point out certain quandaries in taking or following judicial notice without proof.
The observation of jurists and legislation show us that two types of facts are open
to judicial notice. Thayer classifies these facts as the things of which a judicial
6 Some facts are
expressly provided in the legislation itself, which are closely related to the affairs
of state, customary principles, usages in business etc. The court should take notice
of such facts without any proof. On the other hand, some others give discretion to
1 2 JAMES B. THAYER, PRELIMINARY TREATISE ON EVIDENCE AT THE COMMON LAW 277 (1898).
2 Id. See also Murl A. Larkin, Judicial Notice, 20 HOUS. L. REV. 107 (1983).
3 JAMES FITZJAMES STEPHEN, A DIGEST OF THE LAW OF EVIDENCE 117 (4th English edn, 1887).
4 Id. at 117.
5 See THAYER, supra note 1,at 279 (If there is any dispute about the validity of such facts, court
may allow the party to rebut the fact and cross-examine the witness).
6 HARV. L. REV. 285, 302 (1890).
the judge and he may take notice either suo moto or by the reference of the parties.
Stephen drafted in a different way for different jurisdictions; the types of facts of
which court should and may take judicial notice. For e.g., in his fourth English
edition (combined for England and America), for America, Stephen mentions that
excluding for English law. Similarly, different from other jurisdictions, in the
Indian Evidence Act, 1872, Stephen broadly included all matters of public history,
literature and science or art.7 No matter how, the courts are by and large noticing
many scientific facts without formally proving their theoretical or methodological
underpinnings. These facts are beyond controversy since their notoriousness has
been established beyond any reasonable doubt. Such facts are commonly known
to all. As rightly mentioned by Prof. K.C. Davis, judicial notice should be a matter
of convenience, subject to requirements of procedural fairness.8
In the United States, Rule 201 of the Federal Rules of Evidence exclusively deals
with the judicial notice of facts.9 Rule 201 permits the courts to take judicial notice
of a fact only if that fact belongs to the category of adjudicative facts and not
legislative facts. It also insists that such facts should not be in any way subject to
reasonable dispute. Here the term
not remain any reasonable doubt about its accuracy. This rule allows the court to
judicial notice of a fact unless and until he produces any authority to enable it to
do so.11
Like the U.S. and India, in England, it is very difficult to trace an analogous
provision either in Police and Criminal Evidence Act, 1984 or Civil Evidence Act,
1995. Some juristic writings show that the doctrine of judicial notice in England
is mixed with doctrine of common knowledge of the judges.12 Cross and Tapper
classify the taking of judicial notice into two: facts judicially noticed without
inquiry and with inquiry. This depends on the notoriousness of the fact.13
As far as judicial notice of scientific facts are concerned, it has been declared that
only the well-established propositions which are less likely to be challenged and
firmly established as to have attained the status of scientific law like the laws of
thermodynamics are subject to judicial notice.14 As interpreted and clarified in
Daubert v. Merrell Dow Pharmaceuticals, Inc.,15 scientific principles are those
hypotheses tested by the scientific method. As rightly stated by some of the
prominent evidence scholars like McCormick,16 the scientific principles which
were accepted by the relevant scientific community can be considered while taking
judicial notice; however, the judge may use his judicial discretion to explore the
scientific principle in question so as to find out its standing against the test of
falsification.
king
judicial notice since it has been generally accepted that the scientific process is not
a onetime one and a particular proposition will be continuously observed, retest
notice of a scientific technique whose fundamental premises were not suitable for
it. Here it is germane to note that judicial notice is a matter of admissibility of the
scientific proposition and not its weight.
In the United States, prior to Daubert decision, courts were following the
Frye v United States.18 The
by the court:
Just when a scientific principle or discovery crosses the line between the
experimental and demonstrable stages is difficult to define. Somewhere in
this twilight zone the evidential force of the principle must be recognized,
and while courts will go a long way in admitting expert testimony deduced
from a well-recognized scientific principle or discovery, the thing from which
the deduction is made must be sufficiently established to have gained general
acceptance in the particular field in which it belongs.19
Following this, the courts in the United States were admitting the evidence
deduced from a scientific principle or discovery, if the thing from which the
deduction made was generally accepted in the particular field in which it belongs.
The decisions show that courts were taking judicial notice of a particular scientific
proposition, if it was accepted by the scientific community in which that
proposition belongs. However, the experience shows that courts erred in taking
notice of certain scientific propositions. For e.g., in People v Castro,20 the New York
Supreme Court while considering the admissibility of DNA identification evidence
advanced a three-prong test. Instead of scrutinizing the validity of the basic
supports the conclusion that DNA forensic testing can produce reliabl
Without evaluating the scientific standing of the basic premise, court took notice
In the United States, Rule 201 of the Federal Rules of Evidence is very elaborative
and if the fact to be judicially noticed is not known within the territorial
jurisdiction of the court or if there is any evidence to disprove the scientific
proposition, courts were hesitant to take notice. Thus in Hardy v Johns-Manville
Sales Corp.,23 court refused to take judicial notice of a scientific proposition that
No court shall take judicial notice of a technique with regard to its application in
the case at hand. It should be based on the evidence that the technique of which
the court took notice has been applied properly in the context. The reliability of
scientific evidence in a particular case depends on the way in which the evidence
was collected, processed, and interpreted by scientific personnel. It also depends
on the quality and quantity of the evidence obtained for analysis. To determine
these factors, the court has to conduct a pre-trial hearing, especially in
determining the chain of custody. However, the court can also take judicial notice
with regard to a scientific proposition and the methodology related to it in
obtaining the results. In a particular jurisdiction, the court can even take judicial
notice of the techniques employed by a scientific institution. However, this should
be taken only after considering the validation studies conducted by the concerned
22 The pertinent thing to be noted in this case is that court took notice about the validity of the
underlying DNA typing. Indeed, this theory is well accepted that its accuracy is unlikely even to
be raised as an issue in hearings so on the admissibility of the new tests * * * the theory has been
repeatedly put to the test and has successfully predicted subsequent observations. Thompson
VA .
L. REV. 45, 60-61 (1989).
23 (1982) 681 F2d 334, 347-48 (5th Cir).
institution regarding such techniques. In United States v Martinez24, the court
considered the extent of admissibility of DNA evidence in a criminal case. After
having a thorough examination of the theoretical background of DNA evidence,
the court considered its admissibility and referred to a previous case25 in which
judges judicially noticed the general theory underlying the DNA fingerprinting as
well as the techniques employed by the FBI. The court rightly observed that
It is unsafe to take judicial notice of scientific facts which have been judicially
noticed by another court. It is an established rule that courts can admit or exclude
the evidence without reinventing the wheel every time. Court may require the
parties to put on full demonstrations of the validity or invalidity of methods or
techniques that have been scrutinized well enough in prior decisions to warrant
taking judicial notice of their status. The courts can take judicial notice only if the
general scientific propositions had already been noticed in the former cases.
However, the court in subsequent cases should be vigilant about the
appropriateness in accepting the scientific facts already noticed since there should
not be any dissimilarity in the theory or methodology of the scientific facts already
noticed from the present one.
In the United States, it is usual practice that the court may consider the judicial
precedents before taking judicial notice of a scientific fact. The courts are reluctant
to take notice of a scientific fact, if the issue is based on it is appearing for the first
time.26 In the case of Californian case People v Smith,27 the Court of Appeal of
California rejected the argument made by the appellant challenging the
appropriateness in admitting the scientific evidence based on electrophoretic
Through this observation court has clarified the extent of the applicability of
judicial precedents in controlling trial courts in taking judicial notice of scientific
propositions. The precedents have no force if there is any change or if any new
evidence different from the one already accepted by the scientific community has
been introduced in the subsequent trial.
In the United States, it is well settled that judicial notice of scientific theories
means those which are well established and attained the status of scientific law.31
State v. Stoa32 is an authority on this particular area. In this case the scientific
reliability of the laser device used by the law enforcement wing for detecting the
speeding of the car driven by the accused was in issue. After conducting a thorough
discussion, court concluded that the lower court was right in determining that the
scientific principle and the application of such in the functioning of the radar
device was a proper subject for judicial notice. In this case, instead of conducting
a full-fledged evidence hearing, court determined the admissibility of the device
based on the precedents of the former cases in which the courts admitted the
scientific principle and the application of the principle for the particular purpose.
In England, a translucent observation has been made by Lord Bingham, CJ., and
Klevan, J., in Carter v. Eastbourne Borough Council,33 regarding the scope and
extent of taking judicial notice on the basis of personal knowledge of the judges.
28 Kelly-Frye standard means the standard formulated in two cases viz. People v. Kelly, 549 P2d,
1240 and Frye v. United States, 293 (D.C Cir.) F, 1013 (1923) for evaluating scientific evidence.
29 supra note 21, 25.
30 People v. Kelly, 549 P2d 1240, 1245 (1976).
31 Daubert v. Merrell Dow Pharmaceuticals, Inc., 125 L Ed 2d 469, 482 (1993).
32 State v. Stoa, 145 P 3d, 803 (2006).
would be quite wrong if the justice went on, as it were, to give evidence to
himself in contradiction of that which has been heard in court. He is not
there to give evidence to himself, still more he is not there to give evidence to
other justices; but that he can employ his basic knowledge in considering,
weighing up and assessing the evidence given before the court is I think
beyond doubt.
that the accused had killed his girlfriend as a result of an explosive outburst of
blind range from her side reasoning that it was a commonest of common
In England, however, the general law relating to judicial notice is not well settled
by any statute. Moreover, the courts are invariably using both judicial notice and
common knowledge rule for excluding certain facts from further proof. Here, the
line that demarcates judicial notice and common knowledge is very delicate;
therefore, it is very difficult to determine precisely under which category a fact
would come. However, from the Turners
rule is applicable only for avoiding expert testimony and it is also limited to the
difference between the conclusions based on proved facts and admitting certain
adjudicative facts without formal proof is apparent. But the degree of proof on both
types of facts are situated in different poles; judicial notice insists the absolute
certainty on the existence or non-existence of a fact and the common knowledge
needs the proof beyond reasonable doubt. At this juncture, reaching conclusion
from the proved facts obviously results in the determination of an issue before the
judges.
It is usual practice that courts may take notice of a record of judicial or quasi-
judicial proceedings, if that record is relevant to the case at hand. But, this is
subject to the limitation that while doing so the court is expected to notice only
about the existence of those records and not the veracity of the arguments or any
disputed facts contained in that record. Similarly, it is not legitimate in taking
notice of the arguments or averments made by the parties through such records
since they might be adduced as self-serving statements of which the truth is not
solid. Some of the U.S. decisions clarify the extent of the courts taking notice of
such records, which became an essential part of the judicial proceedings. In Lee v
City of Los Angeles,36 Ninth Circuit of California had conducted a roving inquiry
into the matter while hearing the appeal of Mary Sanders Lee whose action
against the defendants for wrongful arrest, extradition and incarceration was
dismissed by the district court. One of the main issues in the appeal was whether
the district court erred in taking judicial notice of the disputed facts contained in
but for the existence of the opinion, which is not subject to reasonable dispute over
37 The court found error that the district court mistakenly took
notice of the validity of the waiver, which would come under the unproved disputed
fact.
In a subsequent case, United States v S. Cal. Edison Co., U.S. district court for the
Eastern district of California denied the request of Southern California Edison
Company (SCEC) for taking judicial notice to determine the authenticity of the
-
liability clause contained in it.
The law relating to the application of the principle of judicial notice is very clear
in the case of its extent with regard to the personal knowledge of judges. Judges
can avoid proof of a fact only if it is either
of a reasonable prudent man or if it is not coming under the disputed fact. This
rule is applicable to the judges even though they have specialized knowledge on a
particular matter. Judges are entitled to take notice only if it is a commonest of
common fact and they might be usurping if they are noticing something coming
under the special knowledge; whatever knowledge he had acquired on that
particular subject.
Thus, the personal knowledge or experience of a judge does not come under the
purview of judicial notice because that knowledge or experience is his own and not
available to others. If he desires to share such experience or knowledge, he shall
37 Id 690. Citing Southern Cross Overseas Agencies, Inc. v. Wah Kwong Shipping Group Ltd., 181
(3rd Cir) F3d 410, 426-27 (1999).
38 United States v. Lewis, 833 (9th Cir) F2d 1380 (1987).
39 Id. at 1385.
testify as a witness. The judges are not entitled to use the judicial power in taking
notice of anything within their knowledge unless it is not coming under the
common knowledge. The English and Indian positions are also similar. Thayer has
in less than four years. After having a discussion from the Cross & Tapper on
Evidence, appellate court rightly distinguished the facts that should be proved by
evidence from matters warranting notice and concluded that such evidential
matters should not be filled by the personal opinion of the judges.
At this juncture, one prominent query which would arise is that apart from the
certain things which are unknown to the ordinary common man. The uncertainty
was cleared somewhat in an English case Wetherall v Harrison,42 in which Lord
ional capacity as a
medical doctor advised his learned companions regarding the genuineness of a
needle phobia
failure to supply the specimen for drunken-driving. Appellate court held that
judges could use their specialized knowledge for evaluating the credibility of the
testimony of witnesses. It is submitted that this case, however, cannot be
considered as an authority sanctioning judges to base their specialized knowledge,
since the reasoning of the case is limited only to the evaluation of the evidence
adduced by the parties and not for supplying anything in addition to that. It
This, of course, is a major issue in the judicial notice jurisprudence; whether the
fact once noticed by a judge in a particular case, automatically receives
conclusiveness of proof, which is beyond the purview of rebuttal. It is very difficult
to answer the question without having a peer into the discussion made by some of
the evidence law scholars. In fact, the scholarly writings show that there is a
conflict of opinion about the nature of the proof obtained through judicial notice. I
would like to patch up the conflict in between the authorities through certain
assertions. In support of that, I propose to start my analysis from the Benthamite
conception on the topic i.e. in ter
evidential concepts like judicial notice, presumptions and other similar exempted
facts to the judicial conscience for tracing the persuasion of the judicial mind. At
the outset, one should recognize that the way in which the persuasion is created
in the mind of the judge through evidential facts and presumptive facts are diverse
in nature. Evidential facts create persuasion through judicial proof and on the
other hand, presumptive facts through inferences. Evidential facts may perhaps,
establish a disputable premise to the judicial mind only if it attains the degree of
proof beyond any doubt and thereby stimulates their persuasion. At the same
time, in the case of presumptive facts, the backup is coming from some other
extraneous facts. According to Bentham, the degree of the proof obtained through
judicial notice of notorious facts depends on its ability to create that much of
persuasion in the judicial mind against the existence or nonexistence of a
particular fact in question. For example, taking notice of several convictions
against a person for theft would create a strong persuasion in the mind of the judge
who is handling a theft case against the same person and useful for declaring him
as a habitual offender for the enhancement of punishment.
It is also pertinent to note that it is not quite easy to determine the conclusiveness
of a matter judicially noticed, since it depends on the degree of the persuasion of
the judicial mind. There are different types of facts that would give different
persuasions concerning the deciding matter. For example, the degree which would
ee of proof is based on
the possibility of disputability of a fact noticed by the judge; however, all these
things are coming under the province of the judicial reasoning and discretion. The
conclusiveness of a matter judicially noticed depends on the degree of proof which
could be supplied by that matter to the judicial mind in order to reach a firm
decision regarding its indisputability. If a matter is disputable, law is granting
absolute discretion to the judge to insist for proving with evidence. As a
technicality of the law of evidence, the issue is also amenable to be discussed in
different perspectives. At this juncture, I think, it is judicious to proceed with the
discussion after referring the views of some of the exponents in law of evidence.
The first view, indeed, that could be recalled from my reading is of the eminent
evidence law scholar Simon Greenleaf, who gave a misleading explanation while
discussing the implications of the doctrine of judicial notice.43
observation had three mai
basis of the observation is very shabby since it is a complete negation of the general
rules of evidence as to proof; disturbing of proved facts is unwarranted. The law
always prefers the finality of decisions and the first statement is not feasible to it.
In fact, he failed to distinguish the opportunity to the opponent to challenge the
indisputability before taking notice of a fact and afterwards. There is no restriction
imposed so far by the general rule of evidence against the opponent in rebutting
the matter of notice. But, once that process is over there is no logic in allowing the
opponent for further rebuttal. The application of this logic is same for the other
items coming under the same head i.
example is admitted facts. Therefore, it is submitted that the forbiddance of the
production of evidence and its relevance in the law of evidence would find
importance only if it is occurring before taking notice.
The second statement is shabby and against the judicial process of noticing of
facts. It is the basic rule that no judge is permitted to take notice of any fact unless
he is fully convinced about the truth and existence of it. The noticing of a fact may
be either because of the conviction occurs from his own knowledge or due to the
submission from the side of the parties. In both cases, complete discretion is
available to the judge in accepting or rejecting the matter as truth. Moreover,
there is no question of relieving any party from producing evidence because that
is only incidental to the impact of the doctrine of judicial notice. The object of the
doctrine is to save time and avoiding unnecessary expenses.
judicial notice of a fact is merely presuming it, i.e., assuming it until there shall
45 It is clear that, this rationale is perfectly
inconsistent with the purpose sought to be achieved by the doctrine and untenable.
a civil case, the court must instruct the jury to accept the noticed fact as conclusive.
In a criminal case, the court must instruct the jury that it may or may not accept
45 2 JAMES B. THAYER, PRELIMINARY TREATISE ON EVIDENCE AT THE COMMON LAW 309 (1898).
46
a speedy and public trial, by an impartial jury of the State and district wherein the crime shall
have been committed, which district shall have been previously ascertained by law, and to be
informed of the nature and cause of the accusation; to be confronted with the witnesses against
him; to have compulsory process for obtaining Witnesses in his favor, and to have the assistance
Unlike U.S., in India, the Indian Evidence Act does not specifically say anything
about the conclusiveness of the judicially noticed facts. However, from the
gives the meaning that the provision is only directory and the judges may seek
course, there is no need of further proof but if the situation warrants, judges can
insist the parties to provide evidence for the matter already noticed.
CONCLUSION
From the aforementioned discussion based on the juristic views and legislation, I
submit that it is not wise to consider the issue in a perplexed manner and there is
no need to create a rule of law in making judicially noticed facts as absolute proof;
instead better to reserve it for the application of judicial discretion whenever it
needed, subjecting to the review mechanism of the appellate courts. However, I
further submit that cataloguing of different matters coming under the judicial
notice is possible to differentiate the matter sought further proof subject to judicial
discretion and matter to be declared as conclusive. For e.g., the matters like laws
in force for the time being, including rules, notifications published in the official
gazette, official designations, offices of state and matters of commonest of common
knowledge like important dates like independence day, republic day, Christmas
and other Internationally observed important days, universal truths like sun rise
and set and other similar things on which there is no mere chance of any dispute
or change. On the other hand, scientific inventions and discoveries which are
based on humanly created propositions and theories, arts etc., shall always be
considered as suspicious.