Transdisciplinarity Needs Systemism
Transdisciplinarity Needs Systemism
Transdisciplinarity Needs Systemism
Concept Paper
Transdisciplinarity Needs Systemism
Wolfgang Hofkirchner
Bertalanffy Center for the Study of Systems Science; Paulanergasse 13, 1040 Vienna, Austria,
[email protected]
Abstract: The main message of this paper is that systemism is best suited for transdisciplinary studies.
A description of disciplinary sciences, transdisciplinary sciences and systems sciences is given,
along with their different definitions of aims, scope and tools. The rationale for transdisciplinarity
is global challenges, which are complex. The rationale for systemism is the concretization of
understanding complexity. Drawing upon Ludwig von Bertalanffy’s intention of a General System
Theory, three items deserve attention—the world-view of a synergistic systems technology, the world
picture of an emergentist systems theory, and the way of thinking of an integrationist systems method.
Keywords: systems thinking; systems science; systems practice; way of thinking; world picture;
world-view; integrationism; emergentism; synergism
1. Introduction
Since we live in an age of global challenges, the responsibility of the members of the scientific
community is a topical issue. The trend towards transdisciplinary studies can be seen in that context.
Many researchers devoted to transdisciplinarity use systems terms but may fail in a sound usage of
the terms. The further development of systems thinking, systems sciences and systems practice should
address that demand. The paper at hand offers three clear-cut specifications of the systems paradigm
that might support the transdisciplinary impetus.
Systems 2017, 5, 15 3 of 11
applied sciences turn out to be a science of the artificial design of those systems. Any science is open to
further2017,
Systems specifications
5, 15 of subsystems, sub-subsystems and so on. 4 of 11
Figure 3.
Figure The Edifice
3. The Edifice of
of Sciences
Sciences from
from aa systems
systems perspective.
perspective.
Thus
Thus aa lively
lively body
body of of scientific knowledge
knowledge can can be
be considered
considered as as growing
growing and developing
developing along along
the
the feed-forward
feed-forward and and feedback
feedback cyclescycles inin the
the direction
direction of of new generalisations
generalisations (upward)
(upward) and and new
new
specifications
specifications (downward), while consistency is taken care of and the silos of the disciplines in the
(downward), while consistency is taken care of and the silos of the disciplines in the
positivist perspective are broken up for the benefit of a convergent convergent whole
whole of of science.
science.
Systemism
Systemism has has been
beeneffecting
effectinga aparadigm
paradigm shift
shift thatthat
cancan transform
transform positivist
positivist disciplines
disciplines into
into parts
parts of an overarching transdisciplinary endeavour. Of course, there have
of an overarching transdisciplinary endeavour. Of course, there have been drawbacks: the resistance been drawbacks: the
resistance of thescience
of the positivist positivist science establishment
establishment has proven
has proven strong; strong;
systemism hassystemism has itself
itself branched into abranched
plethora
into a plethora of different schools. Though systems terms have flooded the
of different schools. Though systems terms have flooded the disciplines, the meaning of the terms is disciplines, the meaning
of the terms is heterogeneous.
heterogeneous. So the paradigm So shift
the paradigm
is far fromshift is far
being from being completed.
completed.
The
The need forforscience
scienceandandtechnology
technologyresponses
responses to to global
global challenges
challenges in aninintelligent
an intelligent
way way has
has been
been supporting the attraction of transdisciplinarity among the
supporting the attraction of transdisciplinarity among the scientific community. scientific community.
Drawing
Drawing on onLudwig
Ludwigvon vonBertalanffy’s
Bertalanffy’sintention
intentiontotoform
form a General
a General System
System Theory
Theory [2],[2],
as well as
as well
several
as severalother compatible
other compatible insights revolving
insights revolvingaround issues
around such such
issues as complexity,
as complexity,emergence,
emergence,and
self-organisation,
and self-organisation, can help sharpen
can help transdisciplinary
sharpen transdisciplinaryefforts. In particular,
efforts. it is these
In particular, features
it is these that
features
play an innovative
that play an innovative partpart
in supporting
in supporting thethetransdisciplinary
transdisciplinary agenda:
agenda:systems
systemstechnologies
technologiescan can be
be
characterised
characterised by a new world view, systems theories by a new world picture,
new world view, systems theories by a new world picture, and systems methods by and systems methods
by a new
a new way way of thinking.
of thinking.
The
The discussion
discussion of of these
these issues
issues here
here will
will follow
follow the
the systems
systems modelling
modelling processes
processes sketched
sketched in in
Figure 1 and start at the bottom level with framing
Figure 1 and start at the bottom level with framing systems. systems.
4.1. A
4.1. A New,
New, Systemic Way of Thinking for Transdisciplinarity:
Transdisciplinarity: Integrationism
Complex problems
Complex problemsneed
needananepistemological
epistemologicalapproach
approachthatthat
doesdoes
justice to thetocomplexity
justice of reality
the complexity of
from which
reality from systems phenomena
which systems emanate.
phenomena In manyIncases,
emanate. manyif cases,
not in if
anynotcase, an assumption
in any has to be
case, an assumption
made
has to about
be madewhich is the
about interrelation
which of phenomena
is the interrelation of different degrees
of phenomena of complexity:
of different degrees ofhow does the
complexity:
lower-complexity phenomenon relate to the higher-complexity phenomenon (and
how does the lower-complexity phenomenon relate to the higher-complexity phenomenon (and vice vice versa)?
This is a question of the way of thinking. There are, in principle, three (or four) possibilities [3]
versa)?
(see Table
This is1).a question of the way of thinking. There are, in principle, three (or four) possibilities [3]
(see Table 1).
Systems 2017, 5, 15 5 of 11
First, there is a universalist way of thinking that gives priority to uniformity over diversity.
It comes in two varieties:
(a) the levelling down of phenomena of higher complexity to phenomena of lower complexity;
identity of the phenomena is established at the cost of differences; this is known as reductionism;
(b) the levelling up of phenomena of lower complexity to phenomena of higher complexity; identity
of the phenomena is established for the benefit of one difference; this is called “projectionism”;
higher complexity is erroneously conceptualised at a level where it does not exist.
The second way of thinking is a particularist one. Priority is given to the singularity of a difference
or the plurality of all differences over unity. The disjoining of phenomena of different degrees of
complexity establishes the identity of a particular difference or identities of any difference, thus an
equivalence of differences—indifference—at the cost of an identity common to the phenomena. That is
called “disjunctionism”.
A third option is that way of thinking that inheres in systemism. It negates universalism and
particularism as well and interrelates phenomena to each other through integration and differentiation
of their complexity degrees. The union of identity and differences yields unity through diversity.
That is the meaning of integrationism here. That is, the phenomenon with a lower degree of complexity
shares with the phenomenon with a higher degree of complexity at least one property, which makes
both of them, to a certain extent, identical, but the latter phenomenon is in the exclusive possession
of at least another property, which makes it, to a certain extent, distinct from the former. So both
phenomena are identical and different at the same time.
The method of transdisciplinarity can take advantage of bringing this new systems method to
bear: framing the phenomena through the equilibration of integration and differentiation during the
processes of conceptualisation in order to rule out reductionist, projectionist, and disjunctionist ways
of thinking.
Example. Let us take the relationship of social science and engineering science as an example for
how to transcend the borders of both disciplines by making use of a systemic framing and transform
their relationship into a true transdisciplinary one (see Table 2).
Systems 2017, 5, 15 6 of 11
In order to combine social science with engineering science, representatives of the latter might
be inclined to reduce that which is human to that which is engineerable: man is deemed a machine.
Operation Research, Cybernetics, Robotics, Mechatronics, the fields of Artificial Intelligence and
so-called Autonomous Systems, among others, are liable to cut the understanding of man who is a
social being free from the understanding of social relations; the conception of the human body free
from the conception of individual actors; and conceiving of mechanics free from conceiving of the
organism. Mechanical architectures and functioning that are constituents among others of human
life structures and processes are analysed and hypostatised as sufficient for the comprehension of
man (“technomorphism”).
Or representatives of social sciences—not unlike those of other disciplines—might share
a predilection to understand the whole world, including artifactual mechanics, by projecting
characteristics of the social world onto the former: the machine is deemed man-like. Actor-Network
Theory, Deep Ecology, New Materialism, Info-Computationalism and others are prone to blur the
boundaries between the social sciences and the sciences of living things, between the latter and the
sciences of physical things and, eventually, between the sciences of physical things and engineering
sciences by attributing human features to any of those non-social disciplines. The conception of social
forms is thought necessary for the comprehension of everything. That is blunt anthroposociomorphism.
Segregation might be made for the sake of either the identity of social science or that of engineering
science: anthropocentric or, better, sociocentric positions traditionally distinguish the investigation of
man as exclusive and belittle engineering undertakings, whereas trans- and post-humanistic positions
argue for an imminent advent of a technological singularity that will make machines outperform man
and thus the human race obsolescent. However, segregation might also promote the juxtaposition
of social science and engineering science: they co-exist, any of them is worth as much as the other,
and there are no grounds for giving supremacy to what counts as social forms or what counts as
technological forms (relativism). Both are conceived as reciprocally exclusive (“heteromorphism”).
No one of these options does establish true transdisciplinarity. In the case of technomorphism,
social science gives up any autonomy and is invaded by engineering science. In the case of
anthroposociomorphism, any autonomy of engineering science is forfeited, as social science projects
its autonomy onto engineering science. In the case of heteromorphism, each discipline claims full
autonomy over its own, self-contained area. A way out can be seen through an approach that
assumes an interrelation of both disciplines in a systemic framework that grants (relative) autonomy
to each of them according to their place in the overall framework. Both disciplines complement each
other for the sake of a greater whole. That greater whole is achieved by framing both disciplines
in a systems perspective, that is, by framing them as part of systems science. As such, social and
autonomy over its own, self-contained area. A way out can be seen through an approach that
assumes an interrelation of both disciplines in a systemic framework that grants (relative) autonomy
to each of them according to their place in the overall framework. Both disciplines complement each
other for the sake of a greater whole. That greater whole is achieved by framing both disciplines
Systems 2017, 5, 15
in a
7 of 11
systems perspective, that is, by framing them as part of systems science. As such, social and
engineering sciences combine for a common understanding of the systemic relationship of society
engineering
and technology—ofsciencesemerging
combine for a commonsystems.
techno-social understanding
They make of the
usesystemic
of systemsrelationship of society
methodologies for
and technology—of emerging techno-social systems. They make use of systems
empirically studying social systems and the artifactual in the context of technological applications methodologies for
empirically
implemented studying
by social social systems
systems andBy
design. thedoing
artifactual in the
so, they cancontext
form a of technological
never-ending applications
cycle in which
implemented
each of them has by social systems design.
a determinate By doing
place: social so, they
systems can form
science a never-ending
can inform engineering cycle in which
systems each
science
of them has a determinate place: social systems science can inform engineering
by providing facts about social functions in the social system that might be supported with systems science by
providing
technologicalfactsmeans;
about social functions
engineering in the social
systems system
science that might
can provide be supportedoptions
technological with technological
that fit the
means; engineering systems science can provide technological options that fit the social
social functions in the envisaged techno-social system; social systems science can, in turn, investigate functions in
the
the envisaged
social impact techno-social system;
of the applied social systems
technological science
option can,techno-social
in the in turn, investigate
systemthe andsocial impact
provide of
facts
the
aboutapplied technological
the working option in the
of technology. Thetechno-social
social and thesystem and provide
engineering partsfacts about the working
of techno-social systems of
technology.
science are Thecoupledsocialsoand thepromote
as to engineering parts of techno-social
an integrated technology systems science
assessment andare coupled so
technology as to
design
promote
cycle in aan integrated technology
transdisciplinary sense. assessment and technology design cycle in a transdisciplinary sense.
4.2.
4.2. A
A New,
New, Systemic
Systemic Picture
Picture of
of the
the World
World for
for Transdisciplinarity:
Transdisciplinarity:Emergentism
Emergentism
Systems
Systemstheories
theoriesprovide
provideanan
ontology in which
ontology complex
in which problems
complex are pictured
problems as complex
are pictured because
as complex
they takethey
because part intakean part
overall
in interconnectedness of processes of
an overall interconnectedness andprocesses
structuresand
thatstructures
are constituted by
that are
self-organising real-world systems. Those systems bring about evolution and nestedness
constituted by self-organising real-world systems. Those systems bring about evolution and as emergent
features
nestednessof reality.
as emergent features of reality.
The
The world is
world is pictured
pictured according
according to
to aa multi-stage
multi-stage model
model of evolutionary systems
of evolutionary systems [4]
[4] (see
(see Figure
Figure 4).
4).
Figure 4. The
Figure 4. The multi-stage
multi-stage model
model of
of evolutionary
evolutionary systems.
systems.
Figure 5. The emergence of cultural systems from natural systems through relations of joint cooperation
and collective cooperation.
Systems 2017, 5, 15 9 of 11
Systems 2017, 5, 15 9 of 11
Figure 5. The emergence of cultural systems from natural systems through relations of joint
cooperation and collective cooperation.
4.3. A New, Systemic World View for Transdisciplinarity: Synergism
4.3. A New, Systemic World View for Transdisciplinarity: Synergism
Acting in the face of complex problems is based on praxiological assumptions about the
Acting in the face of complex problems is based on praxiological assumptions about the
interference with self-organising systems. Known mechanisms can be furthered or dampened
interference with self-organising systems. Known mechanisms can be furthered or dampened
according to what the goal shall be.
according to what the goal shall be.
In the course of evolution, systems move on trajectories on which bifurcations occur. Bifurcations
In the course of evolution, systems move on trajectories on which bifurcations occur.
come up with a variety of possible future trajectories. Systems might not be in the position to avert
Bifurcations come up with a variety of possible future trajectories. Systems might not be in the
devolution (a path that leads to the breakdown of the system) or they might be able to achieve a
position to avert devolution (a path that leads to the breakdown of the system) or they might be able
leap from the previous level of evolution on which they could enjoy a steady state onto a higher
to achieve a leap from the previous level of evolution on which they could enjoy a steady state onto a
level which forms part of a successful mega-evolution (a breakthrough to a path that transforms the
higher level which forms part of a successful mega-evolution (a breakthrough to a path that
system) [7] (p. 314) [8] (pp. 103–104). Amplified fluctuations of parameters indicate possible and
transforms the system) [7] (p. 314) [8] (pp. 103–104). Amplified fluctuations of parameters indicate
necessary punctuations (see Figure 6).
possible and necessary punctuations (see Figure 6).
Self-organisingsystems
Self-organising systemshave
haveasasraison
raisond’etre
d’etrethe
the provision
provision and
and production
production of synergetic
of synergetic effects
effects [9].
[9]. If the organisational relations are not able any more to provide and help the elements
If the organisational relations are not able any more to provide and help the elements produce synergy, produce
synergy,
the systemthewill
system
break will breakHindrances
down. down. Hindrances
of lettingofsynergy
letting synergy
emergeemerge arefrictions.
are called called frictions. Any
Any social
social system is a social system by virtue of organisational relations of production
system is a social system by virtue of organisational relations of production and provision of the and provision of
the common good, that is, the commons are the social manifestation of synergy
common good, that is, the commons are the social manifestation of synergy [10]. Hindrances of the[10]. Hindrances of
the commons
commons supply
supply are frictions
are frictions thatsystemic
that are are systemic dysfunctions
dysfunctions due todue
theto the suboptimal
suboptimal organisation
organisation of the
of the synergetic effects. Any meaningful technology is oriented towards the
synergetic effects. Any meaningful technology is oriented towards the alleviation of frictionsalleviation of frictions
and the
and the advancement
advancement of synergy.of synergy.
Thus systems technologies
Thus systems technologies can can help
help orient
orient transdisciplinarity.
transdisciplinarity. Meaningful technology is
Meaningful technology is
technology endowed with meaning
technology endowed with meaning by by
(1) the participation of those affected in an integrated technology assessment and design process
(1) the participation of those affected in an integrated technology assessment and design process
(that is, design builds upon assessment);
(that is, design builds upon assessment);
(2) for the reflection of the expected and actual usage of technology: the assessment and design
(2) for the reflection of the expected and actual usage of technology: the assessment and design
criterion is social usefulness, that is, the reflection of both;
criterion is social usefulness, that is, the reflection of both;
(a) the adequacy to the purpose (utility; operational knowledge: know-how) and
(b) the purpose itself (the function technology serves; orientational knowledge: know why and
(a) the adequacy to the purpose (utility; operational knowledge: know-how) and
what for).
(b) the purpose itself (the function technology serves; orientational knowledge: know why
and what for).
The purpose is advancing the commons.
Synergism, the orientation towards synergy for every real-world system and towards the
The purpose is advancing the commons.
human value of the commons in the case of social systems—which is a world-view
Synergism, the orientation towards synergy for every real-world system and towards the human
(weltanschauung) because it is value-laden—is the praxiological superstructure for emergentism.
value of the commons in the case of social systems—which is a world-view (weltanschauung) because
Synergy emerges, emergence brings about synergy.
it is value-laden—is the praxiological superstructure for emergentism. Synergy emerges, emergence
Example. Let us turn to the crises that manifest themselves in the tension between social
brings about synergy.
systems on the level of today’s nation states as well as within every such social system regarding
Example. Let us turn to the crises that manifest themselves in the tension between social systems
their subsystems such as, in particular, the cultural, the political, the economic, the ecological
on the level of today’s nation states as well as within every such social system regarding their
Systems 2017, 5, 15 10 of 11
Systems 2017, 5, 15 10 of 11
subsystems such as, in particular, the cultural, the political, the economic, the ecological (eco-social) and
(eco-social)
the and the
technological technological
(techno-social) (techno-social)
subsystems, which subsystems,
means thatwhich
severalmeans
branchesthatofseveral branchesare
social sciences of
social sciences are challenged. The critical situation might be complicated or complex
challenged. The critical situation might be complicated or complex to analyse. Sometimes it is said that to analyse.
Sometimes it is said that
complicatedness—the complicatedness—the
presence of many factors that presence of many
influence factors
each other —isthatnotinfluence
an obstacleeach other
that we
—is notnot
would anbeobstacle
able to that we would
overcome. not bethe
However, able to overcome.
opposite might be However,
true. Thethe
hugeopposite
amount might be true.
of options of
The huge amount of options of interventions—proposed by different disciplines—might
interventions—proposed by different disciplines—might actually pose a practical difficulty. However, actually
pose
on theaother
practical
hand,difficulty. However,
the situation we faceon the otherishand,
nowadays ratherthe situation
complex. we face nowadays
In addition, if complexity is enters
rather
complex. In addition, if complexity enters the stage, problem-solving is also
the stage, problem-solving is also possible despite opposite views—in a true transdisciplinary effort.possible despite
opposite views—in
Today, enclosuresa true
of transdisciplinary
the commons have effort.
been aggravated to such a degree that all of them
Today,
morphed intoenclosures of the commons
global challenges. have been
Global challenges aggravated
drive to suchof acrises
an accumulation degreethatthat
mark alla decisive
of them
morphed into global challenges. Global challenges drive an
bifurcation. A Great Bifurcation lies ahead of humanity (see Figure 7) [11]. accumulation of crises that mark a
decisive bifurcation. A Great Bifurcation lies ahead of humanity (see Figure 7) [11].
Figure 7.
Figure 7. The
The Great
Great Bifurcation
Bifurcation in
in social
social systems
systems evolution.
evolution.
On the one hand, a possible change never seen before might be imminent—a transformation of
On the one hand, a possible change never seen before might be imminent—a transformation of
the current state of civilisation into a new state that brings about a peaceful, environmentally sound
the current state of civilisation into a new state that brings about a peaceful, environmentally sound
and socially and economically just and inclusive world society by the integration of differentiated
and socially and economically just and inclusive world society by the integration of differentiated
interdependent social systems. That rise in complexity is possible. If there is a mismatch between the
interdependent social systems. That rise in complexity is possible. If there is a mismatch between the
complexity of a system and the complexity of the problems faced by the system, that system can
complexity of a system and the complexity of the problems faced by the system, that system can catch
catch up. It can solve the problem by activating the collective intelligence of the co-systems it is made
up. It can solve the problem by activating the collective intelligence of the co-systems it is made up
up of and raise the complexity of its organisational relations or by activating the collective
of and raise the complexity of its organisational relations or by activating the collective intelligence
intelligence of co-systems of its own and raise the complexity of that supra-system in which they are
of co-systems of its own and raise the complexity of that supra-system in which they are nested in
nested in order to match or surpass the complexity faced. Intelligence is the capability of
order to match or surpass the complexity faced. Intelligence is the capability of self-organising systems
self-organising systems to generate that information which contributes in the best way to solving
to generate that information which contributes in the best way to solving problems. The better their
problems. The better their collective intelligence, that is, the better their problem-solving capacity
collective intelligence, that is, the better their problem-solving capacity and the better their capability
and the better their capability to generate information, the better their handling of the crisis and the
to generate information, the better their handling of the crisis and the order they can reach. Higher
order they can reach. Higher complexity not only signifies a higher degree of differentiation. At least
complexity not only signifies a higher degree of differentiation. At least as importantly, it signifies
as importantly, it signifies a new quality of integration. Only a new level of integration can deal with
a new quality of integration. Only a new level of integration can deal with an intensification of
an intensification of differentiation. The new system would disclose the commons. “It would be a
differentiation. The new system would disclose the commons. “It would be a Global Sustainable
Global Sustainable Information Society (GSIS).
Information Society (GSIS).
GSIS requires,
GSIS requires,
(1) for
(1) for the
the first
first time
time in
in the
the history
history of
of our
our planet,
planet, on
on aa higher
higher social level—that is,
social level—that is, globally—
globally—
(2) a reorganisation of the social relations within and in between the interdependent social systems
(2) a reorganisation of the social relations within and in between the interdependent social
such that sociogenic dysfunctions with respect to the social, the social-ecological and the
systems such that sociogenic dysfunctions with respect to the social, the social-ecological and
socio-technological realms can be contained—that is, a transformation into sustainable
the socio-technological realms can be contained—that is, a transformation into sustainable
development —
development —
(3) through conscious and conscientious actors that are not only self- but also
(3) through conscious and conscientious actors that are not only self- but also
community-concerned—that is, under well-determined informational conditions.” [11] (15)
community-concerned—that is, under well-determined informational conditions.” [11] (15)
On the other hand, a decline in complexity might be imminent, eventually leading to
disintegration of allegedly independent social systems. Civilisation would fall apart.
Systemism is key to tackling complex problems such as the reciprocal influences of varying
kinds of factors dealt with on the basis of varying disciplinary backgrounds within the social
Systems 2017, 5, 15 11 of 11
5. Conclusions
In summary, systemic transdisciplinarity
(1) aims—by a systems world-view—at providing scientific knowledge for solving problems of
frictions in the functioning of real-world systems, in particular in processes of the provision and
production of the commons in social systems through meaningful systems technologies that
support the re-organisation of social systems in order to safeguard sustainable development and
rule out self-inflicted breakdowns;
(2) has as its scope the functioning of emergent real-world systems in the interconnectedness of their
evolution and their nestedness, the scientific knowledge of which is a theoretical systems world
picture needed for alleviating frictions;
(3) uses tools that generate scientific knowledge through a systems way of thinking by the method of
equilibrating integration and differentiation for a proper understanding of how complexity grows.
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© 2017 by the author; licensee MDPI, Basel, Switzerland. This article is an open access
article distributed under the terms and conditions of the Creative Commons Attribution
(CC BY) license (http://creativecommons.org/licenses/by/4.0/).