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United States Enforcement and EPA-305-B-98-009

Environmental Protection Compliance Assurance December 1998


Agency (2224A)

Protocol for Conducting


Environmental Compliance
Audits under the
Comprehensive
Environmental Response,
Compensation, and
Liability Act

EPA Office of Compliance

Protocol for Conducting Environmental Compliance Audits under CERCLA

Notice

This document has been developed to assist in conducting environmental audits. The use of this document should
be restricted to environmental audits only. For example, areas such as safety, transportation, occupational health,
and fire protection are mentioned solely for clarification purposes. It is a summary of environmental regulations
under CERCLA, but it is not a substitute for a comprehensive knowledge of the regulations themselves. Any
variation between applicable regulations and the summaries contained in this guidance document are unintentional,
and, in the case of such variations, the requirements of the regulations govern.

This document is intended solely as guidance to explain performance objectives for environmental auditors.
Following the steps set forth in this guidance generally should result in compliance with those aspects of the
regulations that it covers. The U.S. Environmental Protection Agency (EPA) does not make any guarantee or
assume any liability with respect to the use of any information or recommendations contained in this document.
Regulated entities requiring additional information or advice should consult a qualified professional.

This guidance does not constitute rulemaking by the EPA and may not be relied on to create a substantive or
procedural right or benefit enforceable, at law or in equity, by any person. EPA may take action at variance with
this guidance and its internal procedures.

Acknowledgments

EPA would like to gratefully acknowledge the support of the U.S. Army Corps of Engineers Construction
Engineering Research Laboratories (CERL) for their assistance in providing suggestions for the overall format of
this document.

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein.
Protocol for Conducting Environmental Compliance Audits under CERCLA

Table of Contents

Notice . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . inside cover


Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . inside cover

Section I: Introduction
Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ii

EPA’s Policy on Environmental Audits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ii

Purpose of the Protocols for Conducting Environmental Compliance Audits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iii

How to Use This Protocol . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iv

List of Acronyms and Abbreviations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . v

Section II: Audit Protocol


Applicability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

Federal Legislation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

State and Local Regulations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

Key Compliance Requirements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

Key Terms and Definitions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4

Typical Records to Review . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

Typical Physical Features to Inspect . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

Index for Checklist Users . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

Checklist . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9

Appendices

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under CERCLA

and EPCRA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A1

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein.
i
Protocol for Conducting Environmental Compliance Audits under CERCLA

Section I:
Introduction

Background

The Environmental Protection Agency (EPA) is responsible for ensuring that businesses and organizations comply with
federal laws that protect the public health and the environment. Recently, EPA has begun combining traditional
enforcement activities with more innovative compliance approaches. In its Strategic Plan, the Agency recognizes the
need to assist the regulated community by providing compliance assistance and guidance that will promote improved
compliance and overall environmental performance (see Exhibit 1). EPA encourages regulated entities to recognize
compliance as the floor, rather than the ceiling, of environmental performance by internalizing and implementing sound
environmental practices. As part of that effort, EPA is encouraging the development of self-assessment programs at
individual facilities. Voluntary audit programs play an important role in helping companies meet their obligation to
comply with environmental requirements. Such assessments can be a critical link, not only to improved compliance,
but also to improvements in other aspects of an organization’s performance. For example, environmental audits may
identify pollution prevention opportunities that can substantially reduce an organization’s operating costs.

Over the years, EPA has encouraged regulated entities to initiate environmental audit programs that support and
document compliance with environmental regulations. EPA has developed this audit protocol to provide regulated
entities with specific guidance in periodically evaluating their compliance with federal environmental requirements.

Exhibit 1 - EPA’s Credible Deterrent Goal


Within its Strategic Plan, EPA has established a goal to ensure full compliance with the laws intended to protect human
health and the environment. Within the framework of this goal, EPA’s objectives are as follows:
C Identify and reduce significant non-compliance in high priority program areas, while maintaining a strong
enforcement presence in all regulatory program areas,
C Promote the regulated communities’ voluntary compliance with environmental requirements through compliance
incentives and assistance programs.

EPA's Policy on Environmental Audits

In 1986, in an effort to encourage the use of environmental auditing, EPA published its "Environmental Auditing Policy

Statement" (see 51 FR 25004). The 1986 audit policy states that "it is EPA policy to encourage the use of

environmental auditing by regulated industries to help achieve and maintain compliance with environmental laws and

regulation, as well as to help identify and correct unregulated environmental hazards." In addition, EPA defined

environmental auditing as “a systematic, documented, periodic, and objective review of facility operations and practices

related to meeting environmental requirements.” The policy also identified several objectives for environmental audits:

< verifying compliance with environmental requirements,

< evaluating the effectiveness of in-place environmental management systems, and

< assessing risks from regulated and unregulated materials and practices.

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. ii
Protocol for Conducting Environmental Compliance Audits under CERCLA

Exhibit 2 - EPA’s 1995 Audit Policy

Under the final Audit/Self Policing Policy, EPA will not seek gravity-based penalties and will not recommend
criminal prosecutions for companies that meet the requirements of the Policy. Gravity-based penalties represent
the “seriousness” or punitive portion of penalties over and above the portion representing the economic gain from
non-compliance. The policy requires companies:
C to promptly disclose and correct violations,
C to prevent recurrence of the violation, and
C to remedy environmental harm

The policy excludes:


C repeated violations,
C violations that result in serious actual harm, and
C violations that may present an imminent and substantial endangerment

Corporations remain criminally liable for violations resulting from conscious disregard of their legal duties, and
individuals remain liable for criminal wrongdoing. EPA retains discretion to recover the economic benefit gained
as a result of noncompliance, so that companies will not be able to obtain an economic advantage over their
competitors by delaying investment in compliance. Where violations are discovered by means other than
environmental audits or due diligence efforts, but are promptly disclosed and expeditiously corrected, EPA will
reduce gravity-based penalties by 75% provided that all of the other conditions of the policy are met.

As a result of EPA’s new audit policy, through March 1998, 247 companies have disclosed environmental
violations at more than 760 facilities and EPA has reduced or waived penalties for 89 companies and 433 facilities.

The final Audit/Self-Policing Policy was published in the Federal Register on December 22, 1995 (60 FR 66706).
It took effect on January 22, 1996. For further information, contact the Audit Policy Docket at (202) 260-7548 or
call (202) 564-4187.

In 1995, EPA published "Incentives for Self-Policing: Discovery, Disclosure, Correction and Prevention of Violations"
which both reaffirmed and expanded its 1986 audit policy. The 1995 audit policy offers major incentives for entities to
discover, disclose and correct environmental violations. Under the 1995 policy, EPA will not seek gravity-based
penalties or recommend criminal charges be brought for violations that are discovered through an “environmental
audit” (as defined in the 1986 audit policy) or a management system reflecting “due diligence” and that are promptly
disclosed and corrected, provided that other important safeguards are met (see Exhibit 2). These safeguards protect
health and the environment by precluding policy relief for violations that cause serious environmental harm or may
have presented an imminent and substantial endangerment, for example.

Purpose of the Protocols for Conducting Environmental Compliance Audits

This protocol, which is part of a set containing other area or statutory specific audit protocols, is a tool to assist you in
conducting environmental audits, which should inform you whether your facility is in compliance with federal
regulations. EPA has developed these audit protocols to assist and encourage businesses and organizations to perform
environmental audits and disclose violations in accordance with EPA's audit policy. The audit protocols are intended to
promote consistency among regulated entities when conducting environmental audits and to ensure that audits are
conducted in a thorough and comprehensive manner.

Each protocol provides guidance on key requirements, defines regulatory terms, and gives an overview of the federal
laws affecting a particular environmental management area. It also includes a checklist containing detailed procedures
for conducting a review of facility conditions. In order to use these documents effectively, you should be familiar with

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. iii
Protocol for Conducting Environmental Compliance Audits under CERCLA

basic environmental auditing practices and the relevant environmental regulations under Title 40 of the Code of Federal
Regulations (CFR). The audit protocols are not intended to be exclusive or limiting with respect to procedures that may
be followed. EPA recognizes that other audit approaches and techniques may be effective in identifying and evaluating
a facility’s environmental status and in formulating recommendations to correct observed deficiencies.

These protocols can be used as a basis to implement, upgrade, or benchmark environmental management activities.
The protocols are a management tool for measuring and improving environmental performance by correcting
deficiencies uncovered by the audit (see Exhibit 3). This process is perhaps the key element to a high quality
environmental management program and will function best when an organization identifies the "root causes" of each
audit finding. Root causes are those breakdowns in management oversight, information exchange, and evaluation that
allow environmental problems to recur. Thus, while an organization may have developed an excellent record of dealing
with a symptom, such as spill response, the underlying problem or "root cause" has not been addressed. Furthermore,
identifying the root cause of an audit finding can mean identifying not only the failures that require correction but also
the successes. In each case a root cause analysis should uncover the failures while promoting the successes so that an
organization can make continual progress toward environmental excellence.

Exhibit 3 - Corrective Action Model

Analyze
Identify Exceptions for
Audit Problems Cause/Effect

Fix Group Findings


Problems for Common
Causes

Improve Develop Actions Examine Each


Environmental to Correct Group for
Mgmt. System Underlying Underlying
Effectiveness Causes Causes

How to Use This Protocol

To conduct effective compliance audits, the auditor or audit team needs to possess sound working knowledge of the
operations and processes to be reviewed, the relevant regulations that apply to a given facility, and of acceptable
auditing practices. The audit protocol should be used as a planning tool to assist the auditor in understanding the
requirements for conducting a comprehensive audit. This document will provide the user with a generic audit approach
to identify regulatory issues that may require closer examination. Once the general issues are identified through the use
of this protocol, the auditor should perform a more detailed investigation to determine the specific area of
noncompliance to be corrected. The auditor should review federal, state and local environmental requirements and
annotate the protocol, as required, to include other applicable requirements not included in the protocol.

The auditor also should determine which regulatory agency has authority for implementing an environmental program
so that the proper set of regulations is consulted. State programs that implement federally mandated programs may
contain more stringent requirements. This protocol should not be used as a substitute for the applicable regulations.

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. iv
Protocol for Conducting Environmental Compliance Audits under CERCLA

The collective set of the audit protocols developed by EPA is designed to support a wide range of environmental

auditing needs; therefore several of the protocols in this set or sections of an individual protocol may not be applicable

to a particular facility. Each protocol is not intended to be an exhaustive set of procedures; rather it is meant to inform

the auditor, about the degree and quality of evaluation essential to a thorough environmental audit. EPA is aware that

other audit approaches may provide an effective means of identifying and assessing facility environmental status and in

developing corrective actions.

Each protocol contains the following information:

! List of acronyms and abbreviations used in the document,

! Applicability - provides guidance on the major activities and operations included in the protocol and a brief

description of how the protocol is applied,


! Review of federal legislation - identifies key issues associated with the subject protocol area,
! State and local regulations - identifies typical issues normally addressed in state and local regulations but does not
present individual state/local requirements,
! Key compliance requirements - summarizes the overall thrust of the regulations for that particular protocol,
! Key compliance definitions - defines important terms,
! Typical records to review - highlights documents, permits and other pertinent paperwork that should be reviewed
by an auditor and reconciled against regulatory requirements,
! Typical physical features to inspect - highlights pollution control equipment, manufacturing and process equipment
and other areas that should be visited and evaluated during an audit,
! Index for checklist users - outlines different areas of the checklist that may pertain to the facility being audited,
! Checklist - matches the regulatory requirements with the tasks that should be accomplished by the auditor,
! Appendices - supporting information for the checklist (e.g., regulatory deadlines, lists of contaminants, wastes, and
required testing procedures). Note: information contained in the appendices is dated and should be verified with a
current version of the applicable federal regulations.

The checklist delineates what should be evaluated during an audit. The left column states either a requirement
mandated by regulation or a good management practice that exceeds the requirements of the federal regulations. Good
management practices are distinguished from regulatory requirements in the checklist by the acronym (MP) and are
printed in italics. The regulatory citation is given in parentheses after the requirement. The right column gives
instructions to help conduct the evaluation. These instructions are performance objectives that should be accomplished
by the auditor. Some of the performance objectives may be simple documentation checks that take only a few minutes;
others may require a time-intensive physical inspection of a facility.

EPA is presently in the process of developing a series of audit protocol application guides to serve as companion
documents to the set of protocols. The application guides will provide the auditor with a matrix which identifies and
cross references certain site-specific activities or unit operations with particular environmental aspects of that activity.
For example, managing hazardous waste containers is a site-specific activity with environmental concerns, such as
possible releases to air, and water, that may require additional review through auditing. By using the application guide
the user can identify facility specific practices that require more in-depth review. In addition, the application guides
will also direct the user to specific protocols and sections (e.g., checklist items) of the protocol to determine areas that
are regulated and require auditing.

List of Acronyms

ACL Alternative concentration limit

ARAR Applicable or relevant and appropriate requirement

CAA Clean Air Act

CAS Chemical Abstract Service

CERCLA Comprehensive Environmental Response, Compensation, and Liability Act

CERCLIS CERCLA Information System

CFR Code of Federal Regulations

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. v
Protocol for Conducting Environmental Compliance Audits under CERCLA

CMS Corrective measures study

CRP Community relations plan

CWA Clean Water Act

EE/CA Engineering evaluation/cost analysis

EPA Environmental Protection Agency

FS Feasibility study

HRS Hazard ranking system

MCL Maximum contaminant level

MCLG Maximum contaminant level goal

MP Management practice

NCP National Contingency Plan

NFRAP No further response action planned

NOV Notice of Violation

NPL National Priorities List

NRC National Response Center

O&M Operations and maintenance

OSC On-scene coordination

PA Preliminary assessment

PL Public law

PRP Potentially responsible party

QAPP Quality assurance project plan

RA Remedial action

RCRA Resource Conservation and Recovery Act

RD Remedial design

RD/RA Remedial design/remedial action

RFA RCRA facility assessment

RI Remedial investigation

RI/FS Remedial investigation/feasibility study

ROD Record of decision

RPM Remedial Project Manager

SARA Superfund Amendments and Reauthorization Act

SDWA Safe Drinking Water Act

SI Site inspection

SWMU Solid waste management units

TRI Toxic Release Inventory

U.S. United States

USC United States Code

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. vi
Protocol for Conducting Environmental Compliance Audits under CERCLA

Section II:
Audit Protocol

Applicability

This protocol addresses facilities where hazardous substances were released or pose a substantial threat of release. This
document does not include protocols for determining compliance with the Emergency Planning and Community Right-
to-Know Act (EPCRA). These requirements are contained in a separate EPA document, Protocol for Conducting
Compliance Audits under the Emergency Planning and Community Right-to-Know Act (EPA-305-B-98-007). Specific
state regulations are not included in this protocol.

There are numerous environmental regulatory requirements administered by federal, state, and local governments.
Each level of government may have a major impact on areas at the facility that are subject to the audit. Therefore,
auditors are advised to review federal, state, and local regulations in order to perform a comprehensive audit.

Federal Legislation

Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA) of 1980


This act, Public Law (PL) 96-510 (42 U.S. Code (USC) 9601 et seq), as amended by the Superfund Amendments and
Reauthorization Act (SARA) of 1986 (PL 99-499) provides for liability, compensation, cleanup, and emergency
response for hazardous substances released into the environment and cleanup of inactive hazardous waste disposal
sites. CERCLA, commonly known as "Superfund," established a fund which was financed by hazardous substance
generators to financially support cleanup and response actions of abandoned hazardous waste sites when no financially
responsible party(ies) can be found. The taxing authority for replenishing the “Superfund” tax fund expired in
December 1995. Parties responsible for the contamination of hazardous waste sites are liable for all costs incurred in
the cleanup and remediation process. The EPA has generated and periodically updates a list of sites requiring cleanup
under CERCLA, known as the National Priorities List (NPL).

State and Local Regulations

In addition to the federal requirements mentioned in this document, many states have (or are in the process of
establishing) release reporting requirements and clean-up requirements that place additional responsibilities on facility
owners and operators and other potentially responsible parties. States and localities or states and municipalities may
establish release reporting requirements and other related legal obligations that are more stringent than those under
CERCLA. Therefore, regulated entities that are not subject to the requirements of CERCLA may be subject to state or
local regulations regarding release reporting and site evaluation and clean-up.

Key Compliance Requirements

Hazardous Substance Release Reporting


Under CERCLA Section 103, facilities are required to notify the National Response Center (NRC) immediately if they
release hazardous substances in excess of or equal to reportable quantities. Facilities with continuous and stable
releases have limited notification requirements (40 CFR 302.1 through 302.6, and 302.8).

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. 1
Protocol for Conducting Environmental Compliance Audits under CERCLA

National Contingency Plan


Section 104(a) of CERCLA requires that whenever there is a release or the substantial threat of a release of any
pollutant or contaminant to the environment or which may present an imminent and substantial danger to the public
health or welfare, the President is authorized to respond in a manner consistent with the National Contingency Plan
(NCP). The NCP outlines procedures and standards for the cleanup of releases and hazardous waste sites and
establishes the framework for site evaluations, remedial investigations/feasibility studies, remedy selection and design,
removal actions, community involvement, and administrative records. The NCP requires that the cleanup is to be
conducted by the ?lead agency” (the definition of which is found in 40 CFR 300.5). Under the NCP, the lead agency is
responsible for conducting the following activities as they apply to the hazardous waste site’s situation.

Site Evaluation
If a release has, may have occurred, or could potentially occur, the first requirement is a site evaluation, the goal of

which is to collect data and evaluate releases of hazardous substances, pollutants, or contaminants to determine the

extent of the release and the release’s impact to public health and the environment. Tthe regulations which outline the

requirements for a site evaluation are found in 40 CFR 300.420. A site evaluation consists of the following three

components:

C A preliminary assessment (PA), which is a review of existing site information and an off-site reconnaissance, if

appropriate, to determine if further investigations or response actions may be necessary;


C A site inspection (SI), which is an on-site investigation to determine whether a release has occurred, to identify the
preliminary public health and environmental threats associated with the release or potential release, and it includes,
as appropriate, both on- and off-site field sampling and analysis; and
C A review to determine if the site should be included on the NPL.

If it is determined that the site will need remediation actions, then the lead agency is required to conduct a remedial
investigation/feasibility study (or equivalent investigation, e.g., engineering evaluation/cost analysis (EE/CA)), unless
the release ?may present an imminent and substantial danger to public health, welfare or the environment,” in which
case the lead agency must mitigate the threat through a removal action, or oversee implementation of the removal action
by the potentially responsible party (PRP).

Remedial Investigation/Feasibility Study (RI/FS)


A remedial investigation/feasibility study (RI/FS) is intended to assess site conditions and evaluate remedial alternatives

to the extent necessary to select a site remedy. The regulations promulgated under CERCLA that apply to RI/FSs are in

40 CFR 300.430(a)-(e) and require that an RI/FS consist of the following four steps:

C Project scoping, which is a plan developed by the lead agency or PRP for conducting an RI/FS such that the detail

of analysis is appropriate to the complexity of the release site problems being addressed;
C A remedial investigation, which is the collection of the necessary field data to adequately characterize the release
site in order to assist in developing and evaluating remedial alternatives;
C A risk assessment which, as a component of the RI, characterizes potential threats to human health and the
environment that may be posed by site contaminants in the absence of site remediation; and
C A feasibility study, which is a study of potential remedial alternatives to address site risks.

Following the completion of the RI/FS, a report is prepared by the lead agency or PRP and a public comment period is
held on the proposed remedy (discussed further in <Community Relations’). Then the lead agency selects a remedy and
the design process commences.

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. 2
Protocol for Conducting Environmental Compliance Audits under CERCLA

Remedial Selection and Design


The regulations related to the selection and design of a remedy are promulgated at 40 CFR 300.430(f) and describe the
required process. The lead agency must select, in conjunction with the lead regulatory agency, a preferred proposed
alternative for remediation which can be presented to the public (and state) for their review and comment. The public
comments must be considered and a response to comments prepared before the lead agency can issue a Record of
Decision (ROD). Upon receiving new information from the public or regulatory agencies, the lead agency should
reassess its initial remedial alternative determination. The public comments may prompt the lead agency to modify
aspects of their preferred alternative or cause the lead agency to select a different alternative. The lead agency and the
lead regulatory agency will make the final remedy selection decision and they will document that decision in the ROD
before remedial design/remedial action (RD/RA) commences.

Removal Actions
If at any point during the remediation process, a determination has been made that there is an imminent threat to public

health welfare, or the environment, the lead agency is required by CERCLA to take an appropriate removal action to

abate, prevent, minimize, stabilize, mitigate, or eliminate the release or threat of release. When the determination has

been made that a removal action is appropriate, 40 CFR 300.410 requires that the following steps be undertaken as

promptly as possible:

C A removal preliminary assessment which includes the collection or review of readily available information such as

site management practices, information from waste generator, document review, and facility interviews;
C A removal site inspection, if necessary, to gather information that was not obtained during the removal preliminary
assessment; and
C A removal action which is performed in response to a specific release.

The lead agency will have the latitude to respond as necessary to ensure the minimization of harm to public health,
welfare, or the environment.

Community Involvement
Section 117 of CERCLA requires (through 40 CFR 300.430 and 300.435) that the lead agency conduct various
community involvement activities throughout the inactive waste site evaluation process. The intention is to promote
active communication between communities affected by the release site and the PRP’s response for implementing
remedial actions. Community involvement activities must be undertaken in the RI/FS, RD/RA, and removal actions
processes and may include interviewing community interest groups and developing a Community Relations Plan
(CRP). The CRP is designed to ensure that the public has been provided the appropriate opportunity to become
involved in site-related decision making, to identify the appropriate activities for ensuring such public involvement, and
to provide the appropriate opportunity for the community to learn about the release site.

Administrative Record
Section 133(k) of CERCLA requires the establishment and maintenance of an administrative record which contains all
documents pertaining to information used or potentially relied upon to select response actions, information on the
RI/FS and RD/RA processes, the ROD and all public comments received. There are specific requirements in CERCLA
that are promulgated at 40 CFR 300.800-300.805 which require the administrative record to be maintained at a central
location near the release site and that it must be easily accessible to community interest groups.

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. 3
Protocol for Conducting Environmental Compliance Audits under CERCLA

For further information regarding the CERCLA regulations, contact U.S. EPA’s Superfund, RCRA/UST, and
EPCRA Hotline at 800-424-9346 (or 703-412-9810 in the D.C. area) from 9 a.m. to 6 p.m., Monday through
Friday.

This EPA hotline provides up-to-date information on regulations developed under CERCLA (Superfund),
RCRA and the Oil Pollution Act. The hotline can assist with Section 112(r) of the Clean Air Act (CAA) and
Spill Prevention, Control and Countermeasures (SPCC) regulations. The hotline also responds to requests for
relevant documents and can direct the caller to additional tools that provide a more detailed discussion of
specific regulatory requirements.

Key Terms and Definitions

Applicable or Relevant and Appropriate Requirements (ARARs)


Those cleanup standards, standards of control, and other substantive requirements, criteria, or limitations promulgated
under federal environmental or state environmental or facility citing laws that, while not "applicable" to a hazardous
substance, pollutant, contaminant, remedial action, location, or other circumstance at a CERCLA site, address problems
or situations sufficiently similar to those encountered at the CERCLA site that their use is well suited to the particular
site. Only those state standards that are identified in a timely manner and are more stringent than federal requirements
may be relevant and appropriate (40 CFR 300.5).

CERCLA Information System (CERCLIS)


EPA's comprehensive database and management system that inventories and tracks releases addressed or needing to be
addressed by the Superfund program. CERCLIS contains the official inventory of CERCLA sites and supports EPA's
site planning and tracking functions. Sites that EPA decides do not warrant moving further in the site evaluation
process are given a "No Further Response Action Planned" (NFRAP) designation in CERCLIS. This means that no
additional federal steps under CERCLA will be taken at the site unless future information so warrants. NFRAP
designated sites are removed from the main CERCLIS database after completion of evaluations; however, information
pertaining to these sites are archived at the lead agency in order to document that these evaluations took place and to
preclude the possibility that evaluations be needlessly repeated. Inclusion of a specific site or area in the CERCLIS
database does not represent a determination of any party's liability, nor does it represent a finding that any response
action is necessary. Sites that are deleted from the NPL are not designated NFRAP sites. Deleted sites are listed in a
separate category in the CERCLIS database (40 CFR 300.5).

Community Involvement Coordinator


Lead agency staff who work with the On-Scene Coordinator/Remedial Project Manager (OSC/RPM) to involve and
inform the public about the Superfund process and response actions in accordance with the interactive community
involvement requirements set forth in the NCP (40 CFR 300.5).

Environment
As defined by section 101(8) of CERCLA, environment means the navigable waters, the waters of the contiguous zone,
and the ocean waters of which the natural resources are under the exclusive management authority of the United States
under the Magnuson Fishery Conservation and Management Act; and any other surface water, ground water, drinking
water supply, land surface or subsurface strata, or ambient air within the United States or under the jurisdiction of the
United States (40 CFR 300.5).

Facility
As defined by section 101(9) of CERCLA, facility means any building, structure, installation, equipment, pipe or
pipeline (including any pipe into a sewer or publicly owned treatment works), well, pit, pond, lagoon, impoundment,
ditch, landfill, storage container, motor vehicle, rolling stock, aircraft, or any site or area, where a hazardous substance

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. 4
Protocol for Conducting Environmental Compliance Audits under CERCLA

has been deposited, stored, disposed of, placed, or otherwise come to be located; but does not include any consumer
product in consumer use or any vessel (40 CFR 300.5).

Feasibility Study (FS)


A study undertaken by the lead agency or PRP to develop and evaluate options for remedial action. The FS emphasizes
data analysis and is generally performed concurrently and in an interactive fashion with the RI, using data gathered
during the RI. The RI data are used to define the objectives of the response action, to develop remedial action
alternatives, and to undertake an initial screening and detailed analysis of the alternatives. The term also refers to a
report that describes the results of the study (40 CFR 300.5).

Hazard Ranking System (HRS)


The method used by EPA to evaluate the relative potential of hazardous substance releases to cause health or safety
problems, or ecological or environmental damage (40 CFR 300.5).

Hazardous Substance
As defined by section 101(4) of CERCLA, any substance designated pursuant to section 311(b)(2)(A) of the Clean
Water Act (CWA); any element, compound mixture, solution, or substance designated pursuant to section 102 of
CERCLA; any hazardous waste having the characteristics identified under or listed pursuant to section 3001 of the
Solid Waste Disposal Act (but not including any waste the regulation of which under the Solid Waste Disposal Act has
been suspended by Act of Congress); any toxic pollutant listed under section 307(a) of the CWA; any hazardous air
pollutant listed under section 112 of the Clean Air Act; and any imminently hazardous chemical substance or mixture
with respect to which the EPA Administrator has taken action pursuant to section 7 of the Toxic Substances Control
Act. The term does not include petroleum, including crude oil or any fraction thereof which is not otherwise
specifically listed or designated as a hazardous substance in the first sentence of this paragraph, and the term does not
include natural gas, natural gas liquids, liquefied natural gas, or synthetic gas usable for fuel (or mixtures of natural gas
and such synthetic gas (40 CFR 300.5).

Lead Agency
The federal or state agency that provides the On-Scene Coordinator (OSC) or the responsible official for a CERCLA
response action.

Management Practice (MP)


Practices that, although not mandated by law, are encouraged to promote safe operating procedures.

National Priorities List (NPL)


The list, compiled by EPA pursuant to CERCLA section 105, of uncontrolled hazardous substance releases in the
United States that are priorities for long-term remedial evaluation and response (40 CFR 300.5).

Person
An individual, firm, corporation, association, partnership, consortium, joint venture, commercial entity, United States
government, state, municipality, commission, political subdivision of a state, or any interstate body (40 CFR 300.5 and
302.3).

Pollutant or Contaminant
As defined by section 101(33) of CERCLA, pollutant or contaminant includes, but is not limited to, any element,
substance, compound, or mixture, including disease-causing agents, which after release into the environment and upon
exposure, ingestion, inhalation, or assimilation into any organism, either directly from the environment or indirectly by
ingestion through food chains, will or may reasonably be anticipated to cause death, disease, behavioral abnormalities,
cancer, genetic mutation, physiological malfunctions (including malfunctions in reproduction) or physical
deformations, in such organisms or their offspring. The term does not include petroleum, including crude oil or any
fraction thereof which is not otherwise specifically listed or designated as a hazardous substance under section

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. 5
Protocol for Conducting Environmental Compliance Audits under CERCLA

101(4)(A) through (F) of CERCLA, nor does it include natural gas of pipeline quality (or mixtures of natural gas and
such synthetic gas). For purposes of the NCP, the term pollutant or contaminant means any pollutant or contaminant
that may present an imminent and substantial danger to public health or welfare (40 CFR 300.5).

Preliminary Assessment (PA)


Review of existing information and an off-site reconnaissance, if appropriate, to determine if a release may require
additional investigation or action. A PA may include an on-site reconnaissance, if appropriate (40 CFR 300.5).

Release
As defined by section 101(22) of CERCLA, release means any spilling, leaking, pumping, pouring, emitting, emptying,
discharging, injecting, escaping, leaching, dumping, or disposing into the environment (including the abandonment or
discarding of barrels, containers, and other closed receptacles containing any hazardous substance or pollutant or
contaminant). It excludes any release which results in exposure to persons solely within a workplace, with respect to a
claim which such persons may assert against the employer of such persons; emissions from the engine exhaust of a
motor vehicle, rolling stock, aircraft, vessel, or pipeline pumping station engine; release of source byproduct, or special
nuclear material from a nuclear incident, as those terms are defined in the Atomic Energy Act of 1954, if such release is
subject to requirements with respect to financial protection established by the Nuclear Regulatory Commission under
section 170 of such Act, or, for the purposes of section 104 of CERCLA or any other response action, any release of
source, byproduct, or special nuclear materials from any processing site designated under section 102(a)(1) or 302(a) of
the Uranium Mill Tailings Radiation Control Act of 1978; and the normal application of fertilizer. For purposes of the
NCP, release also means threat of release (40 CFR 300.5 and 302.3).

Remedial Design (RD)


The technical analysis and procedures which follow the selection of remedy for a site and result in a detailed set of
plans and specifications for implementation of the remedial actions (40 CFR 300.5).

Remedial Investigation (RI)


A process undertaken by the lead agency to determine the nature and extent of the problem presented by the release.
The RI emphasizes data collection and site characterization and is generally performed concurrently and in an
interactive fashion with the feasibility study. The RI includes sampling and monitoring, as necessary, and includes the
gathering of sufficient information to determine the necessity for remedial action and to support the evaluation of
remedial alternatives (40 CFR 300.5).

Remedy or Remedial Action (RA)


Those actions consistent with permanent remedy taken instead of, or in addition to, removal actions in the event of a
release or threatened release of a hazardous substance into the environment, to prevent or minimize the release of
hazardous substances so that they do not migrate to cause substantial danger to present or future public health or
welfare or the environment. The term includes, but is not limited to, such actions at the location of the release as
storage; confinement; perimeter protection using dikes, trenches, or ditches; clay cover; neutralization; cleanup of
released hazardous substances and associated contaminated materials; recycling or reuse diversion, destruction, or
segregation of reactive wastes; dredging or excavations; repair or replacement of leaking containers; collection of
leachate and run-off; on-site treatment or incineration; provision of alternative water supplies; any monitoring
reasonably required to assure that such actions protect the public health and welfare and the environment; and, where
appropriate, post-removal site control activities. The term includes the costs of permanent relocation of residents and
businesses and community facilities (including the cost of providing "alternative land of equivalent value" to an Indian
tribe pursuant to CERCLA section 126(b)) where EPA determines that, alone or in combination with other measures,
such relocation is more cost-effective than, and environmentally preferable to, the transportation, storage, treatment,
destruction, or secure disposition off-site of such hazardous substances, or may otherwise be necessary to protect the
public health or welfare; the term includes off-site transport and off-site storage, treatment, destruction, or secure
disposition of hazardous substances and associated contaminated materials. For the purpose of the NCP, the term also
includes enforcement activities related thereto (40 CFR 300.5).

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. 6
Protocol for Conducting Environmental Compliance Audits under CERCLA

Remove or Removal
As defined by section 311(a)(8) of the CWA, refers to removal of oil or hazardous substances from the water and
shorelines or the taking of such other actions as may be necessary to minimize or mitigate damage to the public health
or welfare or to the environment. As defined by section 101(23) of CERCLA, removal of released hazardous
substances from the environment; such actions as may be necessary taken in the event of the threat of release of
hazardous substances into the environment; such actions as may be necessary to monitor, assess, and evaluate the
release or threat of release of hazardous substances; the disposal of removed material; or the taking of such other
actions as may be necessary to prevent, minimize, or mitigate damage to the public health or welfare or the
environment, which may otherwise result from a release or threat of release. The term includes, in addition, without
being limited to, security fencing or other measures to limit access, provision of alternative water supplies, temporary
evacuation and housing of threatened individuals not otherwise provided for, action taken under section 104(b) of
CERCLA, post-removal site control, where appropriate, and any emergency assistance which may be provided under
the Disaster Relief Act of 1974. For the purpose of the NCP, the term also includes enforcement activities related
thereto (40 CFR 300.5).

Reportable Quantity
That quantity, as set forth in 40 CFR 302, the release of which requires notification pursuant to 40 CFR 302 (40 CFR
302.3).

Site Inspection (SI)


An on-site investigation to determine whether there is a release or potential release and the nature of the associated
threats. The purpose is to augment the data collected in the preliminary assessment and to generate, if necessary,
sampling and other field data to determine if further action or investigation is appropriate (40 CFR 300.5).

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. 7
Protocol for Conducting Environmental Compliance Audits under CERCLA

Typical Records to Review

C Spill/release records

C Hazardous substance inventory records

C National Response Center Notification Document

C Preliminary Assessment (CERCLA)

C Remedial Investigation documentation

C Soil sample and groundwater monitoring data related to areas targeted for removal and cleanup

C Engineering and cost evaluations

C Sampling and analysis plans.

Typical Physical Features to Inspect

C Cleanup sites

C Disposal sites

C Groundwater monitoring wells

C Contaminated areas

C Treatment technologies employed for site cleanup.

Index for Checklist Users

Refer To

Checklist Items Page Numbers

All Facilities C.1 through C.3 9

Release Discovery and Notification C.4 through C.7 9-10

Site Evaluation C.8 through C.9 11-12

Remedial Investigation and Feasibility C.10 13-15


Study

Remedial Selection and Design C.11 16

Removal Action C.12 17

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. 8
Protocol for Conducting Environmental Compliance Audits under CERCLA

Checklist

Compliance Category:
CERCLA/SARA

Regulatory Requirement or Reviewer Checks:


Management Practice:

All Facilities

C.1 The current status of any Determine if noncompliance issues have been resolved by reviewing a copy of the
ongoing or unresolved Consent previous report, Consent Orders, Compliance Agreements, NOVs, or equivalent state
Orders, Compliance enforcement actions.
Agreements, Notices of
Violation (NOVs), or equivalent For those open items, indicate what corrective action is planned and milestones
state enforcement actions established to correct problems.
should be examined.
Determine how many dockets, if any, your facility has.

C.2 Facilities are required to Determine if any new regulations have been issued since the finalization of the guide.
comply with all applicable If so, annotate checklist to include new standards.
federal regulatory requirements
not contained in this checklist. Determine if the facility has activities or facilities which are federally regulated, but not
addressed in this checklist.

Verify that the facility is in compliance with all applicable and newly issued regulations.

C.3 Facilities are required to Verify that the facility is abiding by state and local requirements.
abide by state and local
regulations concerning Verify that the facility is operating according to permits issued by the state or local
hazardous materials. agencies.

(NOTE: Issues typically regulated by state and local agencies include:


- Transportation of hazardous materials
- Notification requirements
- Response plan requirements
- Spill response requirements.)

Release Discovery and Notification

C.4. Facilities that are Verify that the facility has procedures in place to identify areas where hazardous
determined: 1) to own or substances are or may have been stored, treated, or released at the facility.
operate, or 2) who at the time
owned or operated, or 3) who Confirm that the facility maintains an inventory of potential inactive waste sites and
accepted hazardous substances determine whether the inventory contains the following information for each site:
for transport and selected a - The site location.
facility at which hazardous - The site history (i.e., types of waste or hazardous substance that may have been
substances are or have been released).
stored, treated, or disposed of,
- Facility responses to environmental problems.
are required to notify the EPA
unless such facility has been
properly permitted under RCRA
(40 CFR 302).

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. 9

Protocol for Conducting Environmental Compliance Audits under CERCLA

Compliance Category:
CERCLA/SARA

Regulatory Requirement or Reviewer Checks:


Management Practice:

C.5. Facilities are required to Confirm through interviewing facility personnel and reviewing facility release reporting
notify EPA of the existence of procedures that the facility has performed the following:
hazardous waste sites - If any hazardous substances are found to have been stored, treated, or disposed of
(CERCLA s.103, 40 CFR at the facility, the EPA is notified of the existence of the site(s) unless the site(s)
300.405(b), 300.135(j), has been issued a valid RCRA permit.
300.120(b)). - Notified the EPA if the facility accepted hazardous substances for transport and
selected a facility where hazardous substances are or have been stored, treated, or
disposed of without a valid RCRA permit.
- Notified the National Response Center (NRC) when a hazardous substance release
exceeded a CERCLA Reportable Quantity.
- Promptly notified trustees for natural resources of hazardous substance releases
that are injuring or may injure natural resources under their jurisdiction.

C.6. Releases in excess of or Verify that spills in excess of the reportable quantities listed in Appendix A have been
equal to reportable quantities of reported. (Also, refer to 40 CFR 302, Table 302.4.)
hazardous substances shall be
reported to the NRC Verify that a procedure is in place for the notification of the NRC immediately after
immediately (40 CFR 302.1 becoming aware of the release.
through 302.6).
Verify that if mixtures or solutions of hazardous substances are released, except for
radionuclides, it is reported when either of the following occur:
- The quantity of all hazardous constituents of the mixture or solution is known and a
reportable quantity or more of any hazardous constituent is released.
- The quantity of one or more of the hazardous constituents of the mixture or solution
is unknown and the total amount of the mixture or solution released equals or
exceeds the reportable quantity for the hazardous constituent with the lowest
reportable quantity.

(NOTE: Notification requirements for radionuclide releases are not included in this
guide.)

C.7. Facilities with releases Determine if the facility has any releases that are continuous and stable in quantity
that are continuous and stable and rate.
in quantity and rate are required
to meet limited notification Verify that the following notifications have been given:
requirements (40 CFR 302.8). - Initial telephone notification
- Initial written notification within 30 days of the initial telephone notification
- Follow-up notification within 30 days of the first anniversary date of the initial written
notification
- Notification of changes in:
-- the composition or source of the release
-- information submitted in the initial written notification
-- the follow-up notification required on the first anniversary date of the initial
written notification
- Notification of when there is an increase in the quantity of the hazardous
substances in any 24-hour period that represents a statistically significant increase.

(NOTE: Instead of the initial written report or follow-up report, the facility may submit a
copy of the Toxic Release Inventory (TRI) form submitted under SARA Title III section
313 for the previous July 1, provided that conditions are met as described in 40 CFR
302.8(j).)

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. 10

Protocol for Conducting Environmental Compliance Audits under CERCLA

Compliance Category:
CERCLA/SARA

Regulatory Requirement or Reviewer Checks:


Management Practice:

Site Evaluation

C.8. When a facility Verify that for all potential inactive waste sites, a preliminary assessment (PA) is
experiences a hazardous conducted that contains at least the following:
substance release to the - A review of existing information about the release such as:
environment, an evaluation of -- information on the pathways of exposure;
the release site must be -- exposure targets; and
performed to determine the -- source and nature of release.
extent of the release and the
- On-site reconnaissance.
release’s impact to public health
and the environment. A site - Off-site reconnaissance.
evaluation typically contains the
following three components (40 When the facility performs a remedial PA, confirm that the facility completes the EPA
CFR 300.420): Preliminary Assessment form or its equivalent and that it includes the following
information:
a. A preliminary assessment - A description of the release
(PA) which is a review of - A description of the probable nature of the release
existing site information and - A recommendation on whether further action is warranted, which lead agency
an off-site reconnaissance, should conduct further action, and whether a site investigation (SI) or removal
if appropriate, to determine action, or both, should be undertaken.
if a release may require
further investigations or Where the facility has received an interim or final RCRA facility permit, determine
removal actions. Typically, whether the facility has completed a RCRA Facility Assessment (RFA).
when performing a PA,
facility documents are For facility SIs verify that, prior to conducting any field sampling, the facility has
reviewed and field sampling developed sampling and analysis plans which consist of the following:
is not conducted. - A field sampling plan.
- A Quality Assurance Project Plan (QAPP).
b. A site inspection (SI) which
is an on-site investigation to
Determine whether the facility has included the following information when preparing
determine whether a
an SI:
release has occurred and to
identify the preliminary - A description/history/nature of waste handling
public health and - A description of known contaminants
environmental threats - A description of pathways of migration of contaminants
associated with the release. - An identification and description of human and environmental targets
The SI typically builds upon - A recommendation on whether further action is warranted.
the information collected
during the PA. Determine if the facility determined whether a removal action is appropriate based
Furthermore, the SI upon the information collected during the PA/SI. If so, confirm that the facility initiated
involves, as appropriate, a removal PA pursuant to C.12.
both on- and off-site field
sampling and analysis.

c. A review to determine if the


site should be included on
the National Priorities List
(NPL).

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. 11

Protocol for Conducting Environmental Compliance Audits under CERCLA

Compliance Category:
CERCLA/SARA

Regulatory Requirement or Reviewer Checks:


Management Practice:

C.9. Sites that meet a certain Confirm that the facility has assisted federal and state agencies in evaluating whether
criteria may be eligible for release sites have met one of the following criteria:
placement on the National - The release scores sufficiently high pursuant to the Hazard Ranking System.
Priorities List (NPL) (40 CFR (NOTE: The Hazard Ranking System is the method used by EPA to evaluate the
300.425(c), (d)). relative potential of hazardous substance releases to cause health or safety
problems, ecological damage, or environmental damage.)
- The state has designated a release as its highest priority (a state may have only
one highest priority).
- The release satisfies all of the following criteria:
-- the Agency for Toxic Substances and Disease Registry has issued a health
advisory that recommends dissociation of individuals from the release;
-- the EPA determines that the release poses a significant threat to public health;
-- the EPA anticipates that it will be more cost-effective to use its remedial
authority than to use removal authority to respond to the release.

If the facility determines that a release is eligible for placement on the NPL, verify that
the facility has submitted the release score (using HRS model) and has provided the
appropriate backup documentation.

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. 12

Protocol for Conducting Environmental Compliance Audits under CERCLA

Compliance Category:
CERCLA/SARA

Regulatory Requirement or Reviewer Checks:


Management Practice:

Remedial Investigation and Feasibility Study

C.10. The purpose of the RI/FS Determine whether the facility has initiated coordination with regulatory agencies to
is to assess site conditions and ensure that both parties have discussed and identified the appropriate sequence
evaluate remedial alternatives to actions necessary to address the release site problems.
the extent necessary to select a
site remedy. Developing and Verify that the facility has conducted project scoping to identify the optimal set and
implementing an RI/FS sequence of actions necessary to address the release site problems. Specifically, the
generally includes the following following should be incorporated into the project scope:
(40 CFR 300.430): - The assembly and evaluation of existing data for the release site, including the
results of any removal actions and PA/SI data.
a. Project Scoping - The - The identification of likely response scenarios, potentially applicable technologies,
facility should have and operable units that may address site problems.
developed a plan for - The identification of the type, quality, and quantity of the data that will be collected
conducting an RI/FS such during the RI/FS.
that the detail of analysis is - The preparation of site-specific health and safety plans that specify, at a minimum,
appropriate to the employee training and protective equipment, medical surveillance requirements,
complexity of the release standard operating procedures, and contingency plan that conforms with 29 CFR
site problems being 1910.120(l)(1)and (l)(2).
addressed.
- The development of a sampling and analysis plan that meets the requirements
outlined in C.8.
b. Remedial Investigation - - The identification of potential federal and state Applicable or Relevant and
The purpose of an RI is to Appropriate Requirements (ARARs).
collect the necessary field
data to adequately
characterize the release site Determine whether the facility has assessed the following factors when conducting an
in order to assist in RI:
developing and evaluating - The physical characteristics of the site (i.e., soils, sediments, geology,
remedial alternatives. Site hydrogeology, meteorology, and ecology).
characterization may be - Characteristics of air, surface water, and ground water.
conducted in one or more - The general characteristics of the waste, including quantities, physical state,
phases to focus sampling concentration, toxicity, ability to bioaccumulate, and mobility.
efforts and to better define - The extent to which the source can be adequately identified and characterized (i.e.,
the potential threat to evaluation of the vertical and horizontal extent of contamination).
human health or the - Actual and potential exposure routes (i.e., inhalation through air transport and
environment. ingestion through groundwater or bioaccumulation).
- Actual and potential exposure pathways through environmental media.

Verify that the facility, in conjunction with regulatory agencies, has identified the
potential ARARs for the release site.

For each release site undergoing an RI, confirm that the facility has conducted a
baseline risk assessment which contains the following:
- A characterization of the current and potential threats to human health and the
environment that may be posed by site contaminants migrating through
environmental media.
- The establishment of acceptable exposure levels for use in developing remedial
alternatives.

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. 13

Protocol for Conducting Environmental Compliance Audits under CERCLA

Compliance Category:
CERCLA/SARA

Regulatory Requirement or Reviewer Checks:


Management Practice:

C.10. (continued) Where the facility has received an interim or final RCRA facility permit, determine
whether the facility has completed the following:
c. Risk Assessment - As a - A RCRA Facility Investigation (RFI) to evaluate whether releases of hazardous
component of the RI, the substances may have occurred from Solid Waste Management Units (SWMUs).
risk assessment should
characterize the current and Verify that as a part of the FS, the facility has established remedial action objectives
potential threats to human (i.e., acceptable exposure levels that are protective of human health and the
health and the environment environment) which have been developed by using the following:
that may be posed by - ARARs under federal or state environmental laws.
contact to environmental - Maximum contaminant level goals (MCLGs), established under the Safe Drinking
media in the absence of site Water Act, or if the MCLG is determined not to be relevant, the corresponding
remediation. Typically, the maximum contaminant level (MCL).
risk assessment results will - Water quality criteria established under sections 303 or 304 of the CWA.
assist in establishing
- An alternative concentration limit (ACL) established according to CERCLA section
acceptable exposure levels
121(d)(2)(B)(ii).
for use in developing
remedial alternatives in the
FS. For source control actions, confirm that the facility has developed alternatives tailored
to the release site conditions that employ the following, as appropriate:
d. Feasibility Study - The - Treatment techniques that reduce toxicity, mobility, or volume of the release site to
purpose of the FS is to the maximum extent feasible, eliminating or minimizing the need for long-term
ensure that appropriate management.
remedial alternatives are - One or more alternatives that involve little or no treatment, but provide protection of
developed and evaluated. human health and the environment primarily by preventing or controlling exposure
The development and to the release site.
evaluation of alternatives - For groundwater response actions, remedial alternatives which attain site-specific
should reflect the scope and remediation levels within different time periods and using one or more different
complexity of the remedial technologies.
action under consideration
and the release site Confirm that, as a part of an FS, the facility has developed the following:
problems being addressed. - One or more innovative treatment technologies for further consideration.
- A no-action alternative or a no further action alternative, if some removal or
remedial action has already occurred at the release site.

Verify that, to the extent possible, the facility has considered the short- and long-term
aspects of the following criteria to guide the development and screening of remedial
alternatives:
- Effectiveness (i.e., minimization of residual risks and short-term impacts, long-term
protection, quickness of protection).
- Implementability (i.e., technical feasibility and availability).
- Cost (i.e., construction, operation, and maintenance).

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. 14

Protocol for Conducting Environmental Compliance Audits under CERCLA

Compliance Category:
CERCLA/SARA

Regulatory Requirement or Reviewer Checks:


Management Practice:

C.10. (continued) Determine whether the facility has performed an analysis of a limited number of
remedial alternatives, which have been considered a viable approach to remedial
action, based on the following:
- Overall protection of human health and the environment.
- Compliance with ARARs.
- Long-term effectiveness and permanence.
- Reduction of toxicity, mobility, or volume.
- Short-term effectiveness.
- Implementability.
- Cost.
- State acceptance.
- Community acceptance.

(NOTE: For facilities with an interim or final RCRA facility permit, federal and state
authorities will request that a Corrective Measures Study (CMS) be performed as part
of a Corrective Action Order (CERCLA Sect. 3008(h)) or corrective action requirement
outlined in a permit application and/or permit (CERCLA Sect. 3004(u) and (v)).)

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. 15

Protocol for Conducting Environmental Compliance Audits under CERCLA

Compliance Category:
CERCLA/SARA

Regulatory Requirement or Reviewer Checks:


Management Practice:

Remedial Selection and Design

C.11. Upon the completion of When the facility has, in conjunction with the regulatory agency, identified a preferred
the RI/FS, the lead agency proposed remedial action alternative, verify that the proposed plan has been
selects a preferred proposed presented to the public for comment.
alternative for remediation which
can be presented to the public Determine whether the proposed plan presented to the public contains the following:
(and state) for their review and - A brief summary of the alternatives.
comment. The public comments - The rationale used to develop the preferred alternative.
must be considered before the - A summary of comments received from regulatory agencies.
facility can issue a final remedial - A summary of any proposed waiver from an ARAR.
design/remedial action (RD/RA).
Upon receiving new information Verify that the facility conducts the following community relations activities to support
from the public or regulatory the selection of the remedy:
- Publishes a notice of availability and a brief analysis of the proposed plan in a
agencies, the lead agency
major local newspaper.
should reassess its initial
- Makes the proposed plan and supporting information available in the Administrative
remedial alternative Record.
determination. The public - Provides for a public comment period of not less than 30 days.
comments may prompt the lead - Provides for a public meeting at or near the facility during the public comment
agency to modify aspects of period.
their preferred alternative or - Keeps a transcript of the meeting and makes the transcript available to the public.
cause the lead agency to select - Prepares a written summary of significant comments and new information received
a different alternative. The lead during the public comment period.
agency and the lead regulatory
agency will make the final Verify that the facility has developed an RD/RA that is consistent with the selected and
remedy selection decision and implemented remedy as set forth in the ROD.
they will document that decision
in the Record of Decision (ROD) Confirm that Operations and Maintenance (O&M) measures have been initiated after
(40 CFR 300.430(f), 300.435(b), the remedial action objectives/goals outlined in the ROD have been achieved.
(c), (f)).

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. 16

Protocol for Conducting Environmental Compliance Audits under CERCLA

Compliance Category:
CERCLA/SARA

Regulatory Requirement or Reviewer Checks:


Management Practice:

Removal Action

C.12. At any release site, Confirm that the following information has been considered by the facility when
regardless of whether the site performing a removal preliminary assessment:
has been included on the NPL, - Identification of the source and nature of the release or threat of release.
where the facility has made the - Evaluation by the Agency for Toxic Substances and Disease Registry or by other
determination that there is a sources (e.g., state public health agencies) of the threat to public health.
threat to public health, welfare, - Evaluation of the magnitude of the threat.
or the environment, the facility - Evaluation of factors necessary to make the determination of whether a removal is
may take an appropriate necessary.
removal action to abate,
prevent, minimize, stabilize,
Determine whether a removal site inspection has been performed.
mitigate, or eliminate the
release or threat of release.
When the facility has Verify that the facility has documented the results obtained from a removal site
determined that a removal evaluation.
action is appropriate, the facility
should undertake the action as Verify that the facility evaluated the following factors prior to initiating a removal action
promptly as possible. The action to determine whether or not the action was appropriate:
typically consists of the following - Actual or potential exposure of contaminants to nearby human populations,
three stages (40 CFR 300.410, animals, or the food chain.
300.415): - Actual or potential contamination of drinking water supplies or sensitive
ecosystems.
a. A removal preliminary - Hazardous substances or contaminants stored at the facility that may pose a threat
assessment which includes of release.
the collection or review of - High levels of hazardous substances or contaminants in surface soils that may
readily available information migrate.
such as site management - Weather conditions that may cause hazardous substances or contaminants to be
practices, information from released.
waste generator, document - Threat of fire or explosion.
review, and facility - The availability of appropriate release response mechanisms.
interviews.
If the removal action requires a planning period of greater than six months, verify that
b. A removal site inspection, if
the facility has developed the following:
necessary, to gather
- An Engineering Evaluation/Cost Analysis (EE/CA) on the removal alternatives for
information that was not
the site.
obtained during the removal
preliminary assessment. - A sampling and analysis plan that has been reviewed and approved by the EPA.

c. A removal action which is If removal actions have been implemented, determine whether the selected action, to
performed in response to a the extent practicable, has contributed to the anticipated long-term remedial action for
specific release. the release site.

(NOTE: 40 CFR 300.415(d) provides several removal action examples.)

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. 17

Protocol for Conducting Environmental Compliance Audits under CERCLA

THIS PAGE INTENTIONALLY LEFT BLANK

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. 18

Protocol for Conducting Environmental Compliance

Audits under the Comprehensive Environmental Response,

Compensation, and Liability Act

Appendix A:

Consolidated List of Hazardous Substances and Reportable

Quantities Under CERCLA and EPCRA

THIS PAGE INTENTIONALLY LEFT BLANK

Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Consolidated List of Chemicals Covered Under CERCLA and EPCRA


This consolidated list includes hazardous substances and other chemicals subject to reporting requirements under 40 CFR 302
of CERCLA and EPCRA. This list does not contain all chemicals that are subject to reporting requirements in Sections 311
and 312 of EPCRA. Those hazardous chemicals for which Material Safety Data Sheets (MSDSs) must be developed under the
Occupational Safety and Health Act Hazard Communication Standards are identified by broad criteria, rather than
enumeration. There are over 500,000 such substances that meet the criteria. The consolidated list has been prepared to help
determine whether there is a need to report releases under CERCLA (40 CFR 302) or submit reports under Section 304 or
313 of EPCRA and, for a specific chemical, what reports need to be submitted.

The list includes chemicals under the four following federal statutory provisions:

1. EPCRA Section 302 Extremely Hazardous Substances - The presence of extremely hazardous substances (EHSs) in
sufficient quantities requires certain emergency planning activities to be conducted. Releases of these substances are also
subject to reporting under Section 304 of EPCRA. The final rule listing the extremely hazardous substances and their
threshold planning quantities (TPQs), is found in 40 CFR 355.

2. CERCLA Hazardous Substances - Releases of CERCLA hazardous substances are subject to reporting under the
Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA or Superfund) of 1980. Such
releases are also subject to reporting under Section 304 of EPCRA. CERCLA hazardous substances and their reportable
quantities (RQs) are listed in 40 CFR 302, Table 302.4.

3. EPCRA Section 313 Toxic Chemicals - Emissions or releases of EPCRA Section 313 toxic chemicals must be reported
annually as part of EPCRA’s community right-to-know provisions. A list of these toxic chemicals is found in 40 CFR
372.65.

4. RCRA Hazardous Wastes - The consolidated list includes specific chemicals from the RCRA P and U lists only (40 CFR
261.33). RCRA hazardous wastes from the “F” and “K” lists are not included here; such waste streams are also CERCLA
hazardous substances. This listing is provided as an indicator that you may already have data on a specific chemical that
can be used for EPCRA reporting.

There are four columns in the consolidated list corresponding to these four statutory provisions. If a chemical is listed as an
extremely hazardous substance under Section 302, its TPQ is given in the extremely hazardous substance column. Similarly,
the RQ is given for those chemicals that are listed as CERCLA hazardous substances. A key to the symbols used in the
Section 302 and CERCLA columns precedes the list. An “X” in the column for Section 313 indicates that the chemical is
subject to reporting under Section 313.

The letter-and-digit code in the column for 40 CFR 261.33 is the chemical’s RCRA hazardous waste code. A blank in any of
these columns indicates that the chemical is not subject to the corresponding statutory authorities.

The Chemical Abstract Service (CAS) registry number is provided for each chemical on the list.

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A1
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Keys to Symbols in the Consolidated Chemical List

+ Indicates polyaromatic compounds (PACs).

* Indicates carbamate wastes under RCRA; statutory one pound RQ applies until RQs are adjusted.

# Indicates diisocyanates.

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A2
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

This is an alphabetical listing of the consolidated list of chemicals. Numbered chemicals are listed first.

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

1-Amino-2-methylanthraquinone x 82-28-0

1-Chloro-1,1-difluoroethane (HCFC-142b) x 75-68-3

1-Chloro-1,1,2,2-tetrafluoroethane (HCFC-124a) x 354-25-6

1-Methylbutadiene 100 U186 504-60-9

1-Naphthalamine 100 x U167 134-32-7

1-Propanamine 5,000 U194 107-10-8

1-Propanol ,2,3-dibromo-phosphate (3:1) 10 x U235 126-72-7

(1,1'-Biphenyl)-4,4'diamine, 3,3'-dimethoxy- 100 x U091 119-90-4

(1,1'-Biphenyl)-4,4'-diamine, 3,3'-dimethyl- 10 x U095 119-93-7

1,1-Dichloro-1-fluoroethane (HCFC-141b) x 1717-80-6

1,1-Dichloro-1,2,2-trifluoroethane (HCFC-123b) x 812-04-4

1,1-Dichloroethane 1,000 U076 75-34-3

1,1-Dichloroethylene 100 x U078 75-35-4

1,1-Dichloropropane 1,000 78-99-9

1,1,2-Trichloroethane 100 x U227 79-00-5

1,1,1,2-Tetrachloroethane 100 x U208 630-20-6

1,1,2,2-Tetrachloroethane 100 x U209 79-34-5

1,2-Benzenedicarboxylic acid, [bis(2­ 100 x U028 117-81-7


ethylhexyl)]ester

1,2-Benzenedicarboxylic acid, diethyl ester (diethyl 1,000 U088 84-66-2


phthlate)

1,2-Benzenediol, 4-[1-hydroxy-2-(methylamino) 1,000 P042 51-43-4


ethyl]-

1,2-Benzisothiazolin-3(2H)one, 1,1-dioxide 100 x U202 81-07-2

1,2-Benzphenanthrene 100 x+ U050 218-01-9

1,2-Butylene oxide 100 x 106-88-7

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A3
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

1,2-Dibromo-3-chloropropane 1 x U066 96-12-8

1,2-Dibromoethane 1 x U067 106-93-4

1,2-Dichloro-1,1,2-trifluoroethane (HCFC-123a) x 354-23-4

1,2-Dichlorobenzene 100 x U070 95-50-1

1,2-Dichloroethane 100 x U077 107-06-2

1,2-Dichloroethylene x 540-59-0

1,2-Dichloropropane 1,000 x U083 78-87-5

1,2-Dimethylhydrazine 1 U099 540-73-8

1,2-Diphenylhydrazine 10 x U109 122-66-7

1,2-Oxathiolane, 2,2-dioxide 10 x U193 1120-71-4

1,2-trans-Dichloroethylene 1,000 U079 156-60-5

1,2,4-Trichlorobenzene 100 x 120-82-1

1,2,4,5-Tetrachlorobenzene 5,000 U207 95-94-3

1,3-Benzenediol 5,000 U201 108-46-3

1,3-Benzodioxole, 5-propyl 10 x U090 94-58-6

1,3-Benzodioxole, 5-)1-1 propenyl 100 x U141 120-58-1

1,3-Benzodioxole, 5-) 2,propenyl 100 x U203 94-59-7

1,3-Butadiene 10 x 106-99-0

1,3-Dichlorobenzene 100 x U071 541-73-1

1,3-Dichloropropane 5,000 142-28-9

1,3-Dichloropropylene 100 x U084 542-75-6

1,3-Isobenzofurandione 5,000 x U190 85-44-9

1,3,5-Trinitrobenzene 10 U234 99-35-4

1,4-Dichloro-2-butene 1 x U074 764-41-0

1,4-Dichlorobenzene 100 x U072 106-46-7

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A4
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

1,4-Diethylene dioxide (1,4-Dioxane) 100 x U108 123-91-1

1,4-Naphthalenedione 5,000 U166 130-15-4

2-Acetylaminofluorene 1 x U005 53-96-3

2-Aminoanthraquinone x 117-79-3

2-Butanone peroxide 10 U160 1338-23-4

2-Butanone (Methyl ethyl ketone) 5,000 x U159 78-93-3

2-Butene, 1,4-dichloro- 1 x U074 764-41-0

2-Chloro-1,1,2,2-tetrafluoroethane (HCFC 124) x 2837-89-0

2-Chloroacetophenone 100 x 532-27-4

2-Chloroethyl vinyl ether 1,000 U042 110-75-8

2-Chlorophenol 100 U048 95-57-8

2-Cyclohexyl-4,6-dinitrophenol 100 P034 131-89-5

2-Ethoxyethanol 1,000 x U359 110-80-5

2-Furancarboxaldehyde 5,000 U125 98-01-1

2-Methoxyethanol x 109-86-4

2-Methylpyridine 5,000 x U191 109-06-8

2-Naphthylamine 10 x U168 91-59-8

2-Nitrophenol 100 x 88-75-5

2-Nitropropane 10 x U171 79-46-9

2-Phenylphenol x 90-43-7

2-Picoline 5,000 U191 109-06-8

2,2-Dichloro-1,1,1-trifluoroethane (HCFC-123) x 306-83-2

2,2-Dichloropropionic acid 5,000 75-99-0

2,2,4-Trimethylpentane 1,000 540-84-1

2,3-Dichloropropene 100 x 78-88-6

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A5
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

2,3,4-Trichlorophenol 10 15950-66-0

2,3,4,6-Tetrachlorophenol 10 58-90-2

2,3,5-Trichlorophenol 10 933-78-8

2,3,6-Trichlorophenol 10 933-75-5

2,3,7,8-Tetrachlorodibenzo p-dioxin (TCDD) 1 1746-01-6

2,4-D acid 100 x U240 94-75-7

2,4-D esters 100 x 94-11-1

2,4-D esters 100 94-79-1

2,4-D esters 100 x 94-80-4

2,4-D esters 100 x 1320-18-9

2,4-D esters 100 1928-38-7

2,4-D esters 100 x 2971-38-2

2,4-D esters 100 53467-11-1

2,4-D esters 100 1928-61-6

2,4-D esters 100 x 1929-73-3

2,4-D esters 100 25168-26-7

2,4-Diaminoanisole sulfate x 39156-41-7

2,4-Diaminotoluene 10 x 95-80-7

2,4-Dichlorophenol 100 x U081 120-83-2

2,4-Dimethylphenol 100 x U101 105-67-9

2,4-Dinitrophenol 10 x P048 51-28-5

2,4-Dinitrotoluene 10 x U105 121-14-2

2,4,5-T esters 1,000 25168-15-4

2,4,5-T salts 1,000 13560-99-1

2,4,5-T amines 5,000 1319-72-8

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A6
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

2,4,5-T amines 5,000 3813-14-7

2,4,5-T amines 5,000 6369-96-6

2,4,5-T amines 5,000 6369-97-7

2,4,5-T amines 5,000 2008-46-0

2,4,5-T esters 1,000 93-79-8

2,4,5-T esters 1,000 1928-47-8

2,4,5-T esters 1,000 2545-59-7

2,4,5-T esters 1,000 61792-07-2

2,4,5-T acid 1,000 93-76-5

2,4,5-TP acid esters 100 32534-95-5

2,4,5-Trichlorophenol 10 x 95-95-4

2,4,6-Tribromophenol 100 U408 118-79-6

2,4,6-Trichlorophenol 10 x 88-06-2

2,5-Dinitrophenol 10 329-71-5

2,5-Furandione 5,000 x U147 108-31-6

2,6-Diaminotoluene 10 U221 823-40-5

2,6-Dichlorophenol 100 U082 87-65-0

2,6-Dinitrophenol 10 573-56-8

2,6-Dinitrotoluene 100 x U106 606-20-2

2,6-Xylidine x 87-62-7

3,3-Dichlorobenzidine 1 x U073 91-94-1

3,3'-Dimethylbenzidine dihydrochloride x 612-82-8

3,4-Dinitrotoluene 10 610-39-9

3,4,5-Trichlorophenol 10 609-19-8

3,5-Dichloro-N-(1,1-dimethyl-2-propynyl) 5,000 x U192 23950-58-5


benzamide

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A7
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

4-Aminoazobenzene x 60-09-3

4-Aminobiphenyl 1 x 92-67-1

4-Chloro-m-cresol 5,000 U039 59-50-7

4-Chlorophenyl phenyl ether 5,000 7005-72-3

4-Nitrobiphenyl 10 x 92-93-3

4,4'-Diaminodiphenyl ether x 101-80-4

4,4'-Isopropylidenediphenol x 80-05-7

4,4'-Methylene bis(N,N-dimethyl) benzenamine x 101-61-1

4,4'-Methylenedianiline 10 x 101-77-9

4,4'-Thiodianiline 6-dinitrophenol x 139-65-1

4,6-Dinitro-o-cresol 10/10,000 10 x P047 534-52-1

5-Nitro-o-anisidine x 99-59-2

5-Nitro-o-toluidine 100 x U181 99-55-8

Acenaphthene 100 83-32-9

Acenaphthylene 5,000 208-96-8

Acetaldehyde 1,000 x U001 75-07-0

Acetaldehyde, trichloro- 5,000 U034 75-87-6

Acetamide 100 x 60-35-5

Acetamide, N-(4-ethoxyphenyl)­ 100 U187 62-44-2

Acetamide, N-(aminothi-oxomethyl)­ 1,000 P002 591-08-2

Acetic acid 5,000 64-19-7

Acetic acid, ethyl ester 5,000 U112 141-78-6

Acetic acid, fluoro, sodium salt 10/10,000 10 x P058 62-74-8

Acetic acid, lead (2+) salt 10 U144 301-04-2

Acetic acid, thallium (1+) salt 100 U214 563-68-8

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A8
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Acetic anhydride 5,000 108-24-7

Acetone 5,000 U002 67-64-1

Acetone cyanohydrin 1,000 10 x P069 75-86-5

Acetone thiosemicarbazide 1,000/10,000 1752-30-3

Acetonitrile 5,000 x U003 75-05-8

Acetophenone 5,000 x U004 98-86-2

Acetyl bromide 5,000 506-96-7

Acetyl chloride 5,000 U006 75-36-5

Acrolein 500 1 x P003 107-02-8

Acrylamide 1,000/10,000 5,000 x U007 79-06-1

Acrylic acid 5,000 x U008 79-10-7

Acrylonitrile 10,000 100 x U009 107-13-1

Acrylyl chloride 100 814-68-6

Aldicarb 100/10,000 1 x P070 116-06-3

Aldicarb sulfone 1* P203 1646-88-4

Adipic acid 5,000 45,390

Adiponitrile 1,000 111-69-3

Aldrin 500/10,000 1 x P004 309-00-2

Allyl alcohol 1,000 100 x P005 107-18-6

Allyl chloride 1,000 x 107-05-1

Allylamine 500 x 107-11-9

alpha,alpha-Dimethyl phenethylamine 5,000 P046 122-09-8

alpha-Endosulfan 1 959-98-8

alpha-BHC 10 x 319-84-6

Aluminum (fume or dust) x 7429-90-5

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A9
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Aluminum oxide (fibrous forms) x 1344-28-1

Aluminum phosphide 500 100 x P006 20859-73-8

Aluminum sulfate 5,000 10043-01-3

Aminopterin 500/10,000 54-62-6

Amiton 500 78-53-5

Amiton oxalate 100/10,000 3734-97-2

Amitrole 10 x U011 61-82-5

Ammonia 500 100 x 7664-41-7

Ammonium acetate 5,000 631-61-8

Ammonium benzoate 5,000 1863-63-4

Ammonium bicarbonate 5,000 1066-33-7

Ammonium bichromate 10 7789-09-5

Ammonium bifluoride 100 1341-49-7

Ammonium bisulfite 5,000 10192-30-0

Ammonium carbamate 5,000 1111-78-0

Ammonium carbonate 5,000 506-87-6

Ammonium chloride 5,000 12125-02-9

Ammonium chromate 10 7788-98-9

Ammonium citrate, dibasic 5,000 3012-65-5

Ammonium fluoborate 5,000 13826-83-0

Ammonium fluoride 100 12125-01-8

Ammonium hydroxide 1,000 1336-21-6

Ammonium oxalate 5,000 5972-73-6

Ammonium oxalate 5,000 6009-70-7

Ammonium oxalate 5,000 14258-49-2

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A10
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Ammonium picrate 10 P009 131-74-8

Ammonium silicofluoride 1,000 16919-19-0

Ammonium sulfamate 5,000 7773-06-0

Ammonium sulfide 100 12135-76-1

Ammonium sulfite 5,000 10196-04-0

Ammonium tartrate 5,000 14307-43-8

Ammonium tartrate 5,000 3164-29-2

Ammonium thiocyanate 5,000 1762-95-4

Ammonium vanadate 1,000 P119 7803-55-6

Amphetamine 1,000 300-62-9

Amyl acetate 5,000 628-63-7

Analine, 2,4,6-trimethyl- 500 500 88-05-1

Aniline 1,000 5,000 x U012 62-53-3

Anthracene 5,000 x 120-12-7

Antimony 5,000 x 7440-36-0

Antimony pentachloride 1,000 7647-18-9

Antimony pentafluoride 500 7783-70-2

Antimony potassium tartrate 100 28300-74-5

Antimony tribromide 1,000 7789-61-9

Antimony trichloride 1,000 10025-91-9

Antimony trifluoride 1,000 7783-56-4

Antimony trioxide 1,000 1309-64-4

Antimycin A 1,000/10,000 1397-94-0

ANTU (Thiourea, 1-naphthalenyl-) 500/10,000 100 P072 86-88-4

Aroclor 1016 1 12674-11-2

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A11
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Aroclor 1221 1 11104-28-2

Aroclor 1232 1 11141-16-5

Aroclor 1242 1 53469-21-9

Aroclor 1248 1 12672-29-6

Aroclor 1254 1 11097-69-1

Aroclor 1260 1 11096-82-5

Arsenic 1 x 7440-38-2

Arsenic acid 1 1327-52-2

Arsenic acid 1 P010 7778-39-4

Arsenic disulfide 1 1303-32-8

Arsenic pentoxide 100/10,000 1 P011 1303-28-2

Arsenic trioxide 100/10,000 1 P012 1327-53-3

Arsenic trisulfide 1 1303-33-9

Arsenous trichloride 500 1 7784-34-1

Arsine 100 7784-42-1

Arsine, diethyl- 1 P038 692-42-2

Asbestos 1 x 1332-21-4

Azaserine 1 U015 115-02-6

Azinophos-ethyl 100/10,000 2642-71-9

Azinophos-methyl 10/10,000 1 86-50-0

Barban 1* U280 101-27-9

Barium and compounds x 7440-39-3

Barium cyanide 10 P013 542-62-1

Bendiocarb 1* x U278 22781-23-3

Bendiocarb phenol 1* U364 22961-82-6

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A12
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Benomyl 1* x U271 17804-35-2

Benzal chloride 500 5,000 x U017 98-87-3

Benzamide x 55-21-0

Benz[a]anthracene 10 x+ U018 56-55-3

Benz[a]anthracene, 7,12-dimethyl- 1 x+ U094 57-97-6

Benz[c]acridine 100 U016 225-51-4

Benzenamine, 2-methyl-5-nitro- 100 x U181 99-55-8

Benzenamine, 2-methyl-, hydrochloride 100 x U222 636-21-5

Benzenamine, 3-(trifluoro-methyl)­ 500 98-16-8

Benzenamine, 4-chloro 1,000 x P024 106-47-8

Benzenamine, 4-chloro-2-methyl-hydrochloride 100 U049 3165-93-3

Benzenenamine, 4-methyl 100 U353 106-49-0

Benzenamine, 4-nitro- 5,000 x P077 100-01-6

Benzenamine 4,4'-methylenebis-2-chloro- 10 x U158 101-14-4

Benzenamine, N,N-dimethyl-4-phenylazo- 10 x U093 60-11-7

Benzene 10 x U019 71-43-2

Benzene, 1-bromo-4-phenoxy- 100 U030 101-55-3

Benzene, 1-(chloromethyl)-4-nitro­ 500/10,000 100-14-1

Benzene, 1-methylethyl- (cumene) 5,000 x U055 98-82-8

Benzene, 1,3-diisocyanatomethyl- 100 x U223 26471-62-5

Benzene, chloro- 100 x U037 108-90-7

Benzene, dimethyl- 100 x U239 1330-20-7

Benzene, hexachloro- 10 x U127 118-74-1

Benzene, hexahydro- (cyclohexane) 1,000 x U056 110-82-7

Benzene, m-dimethyl- 1,000 x U239 108-38-3

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A13
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Benzene, methyl- (toluene) 1,000 x U220 108-88-3

Benzene, o-dimethyl- 1,000 x U239 95-47-6

Benzene, p-dimethyl- 100 x U239 106-42-3

Benzenearsonic acid 10/10,000 98-05-5

Benzenesulfonyl chloride 100 U020 98-09-9

Benzidine 1 x U021 92-87-5

Benzimidazole, 4,5-dichloro-2-(trifluoromethyl) 500/10,000 3615-21-2

Benz[j]aceanthrylene, 1,2-dihydro-3-methyl- 10 U157 56-49-5

Benzo[a]pyrene 1 x+ U022 50-32-8

Benzo[b]fluoranthene 1 x+ 205-99-2

Benzo[ghi]perylene 5,000 191-24-2

Benzoic acid 5,000 65-85-0

Benzo[jk]fluorene 100 U120 206-44-0

Benzo[k]fluoranthene 5,000 x+ 207-08-9

Benzonitrile 5,000 100-47-0

Benzotrichloride 100 10 x U023 98-07-7

Benzoyl chloride 1,000 x 98-88-4

Benzoyl peroxide x 94-36-0

Benzyl chloride 500 100 x P028 100-44-7

Benzyl cyanide 500 140-29-4

Beryllium 10 x P015 7440-41-7

Beryllium chloride 1 7787-47-5

Beryllium fluoride 1 7787-49-7

Beryllium nitrate 1 13597-99-4

Beryllium nitrate 1 7787-55-5

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A14
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

beta-Endosyulfan 1 33213-65-9

beta-BHC 1 319-85-7

beta-Chloronaphthalene 5,000 U047 91-58-7

Bicyclo[2.2.1]heptane-2-carbonitrile, 5-chloro-6­ 500/10,000 15271-41-7


(methylamino)carbonyl)oxy) imino)-,

Biphenyl 100 x 92-52-4

Bis(2-chloroethoxy) methane 1,000 x U024 111-91-1

Bis(2-chloroisopropyl) ether 1,000 x U027 108-60-1

Bis(chloromethyl)ketone 10/10,000 534-07-6

Bitoscanate 500/10,000 4044-65-9

Boron trichloride 500 x 10294-34-5

Boron trifluoride 500 x 7637-07-2

Boron trifluoride compound with methyl ether (1:1) 1,000 353-42-4

Bromadiolone 100/10,000 18772-56-7

Bromine 500 x 7726-95-6

Bromoacetone 1,000 P017 598-31-2

Bromochlorodifluoromethane (Halon 1211) x 353-59-3

Bromoform 100 x U225 75-25-2

Bromotrifluoromethane (Halon 1311) x 75-63-8

Brucine 100 x P018 357-57-3

Butanoic acid, 4-[bis(2-chloroethyl)amino] 10 U035 147,985


benzene-

Butyl acetate 5,000 123-86-4

Butyl acrylate x 141-32-2

Butyl benzyl phthalate 100 85-68-7

Butylamine 1,000 109-73-9

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A15
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Butyraldehyde x 123-72-8

Butyric acid 5,000 107-92-6

CI Acid Green 3 x 4680-78-8

CI Basic Green 4 x 569-64-2

CI Basic Red 1 x 989-38-8

CI Direct Black 38 x 1937-37-7

CI Direct Blue 6 x 2602-46-2

CI Direct Brown 95 x 16071-86-6

CI Disperse Yellow 3 x 2832-40-8

CI Food Red 5 x 3761-53-3

CI Food Red 15 x 81-88-9

CI Solvent Orange 7 x 3118-97-6

CI Solvent Yellow 3 x 97-56-3

CI Solvent Yellow 14 x 824-07-0

CI Solvent Yellow 34 (Auramine) 100 x U014 492-80-8

CI Vat Yellow 4 x 128-66-5

Cacodylic acid 1 U136 75-60-5

Cadmium 10 x 7440-43-9

Cadmium acetate 10 543-90-8

Cadmium bromide 10 7789-42-6

Cadmium chloride 10 10108-64-2

Cadmium oxide 100/10,000 1306-19-0

Cadmium stearate 1,000/10,000 2223-93-0

Calcium arsenate 500/10,000 1 7778-44-1

Calcium arsenite 1 52740-16-6

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A16
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Calcium carbide 10 75-20-7

Calcium chromate 10 U032 13765-19-0

Calcium cyanamide 1,000 x 156-62-7

Calcium cyanide 10 P021 592-01-8

Calcium dodecylbenzene sulfonate 1,000 26264-06-2

Calcium hypochlorite 10 7778-54-3

Cantharidin 100/10,000 56-25-7

Caprolactam 5,000 105-60-2

Captan 10 x 133-06-2

Carbachol chloride 500/10,000 51-83-2

Carbamic acid, ethyl ester 100 x U238 51-79-6

Carbamic acid, methyl- nitroso-, ethyl ester 1 U178 615-53-2

Carbamic acid, methyl-o- (((2,4-dimethyl-1,3 100/10,000 1* P185 26419-73-8


dithiolan-2-yl)methylene) amino)-

Carbamic chloride, dimethyl- 1 x U097 79-44-7

Carbamothioic acid, dipropyl-, S-(phenylmethyl) 1* U387 52888-80-9


ester

Carbaryl 100 x U279 63-25-2

Carbendazim 1* U372 10605-21-7

Carbofuran 10/10,000 10 x P127 1563-66-2

Carbofuran phenol 1* U367 1563-38-8

Carbon disulfide 10,000 100 x P022 75-15-0

Carbon oxyfluoride 1,000 U033 353-50-4

Carbon tetrachloride 10 x U211 56-23-5

Carbonyl sulfide 100 x 463-58-1

Carbophenothion 500 786-19-6

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A17
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Carbosulfan 1* P189 55285-14-8

Catechol 100 x 120-80-9

Chloramben 100 x 133-90-4

Chlordane 1,000 1 x U036 57-74-9

Chlorfenvinfos 500 470-90-6

Chlorinated fluorocarbon (Freon 113) x 76-13-1

Chlorine 100 10 x 7782-50-5

Chlorine cyanide 10 P033 506-77-4

Chlorine dioxide x 10049-04-4

Chlormephos 500 24934-91-6

Chlormequat chloride 100/10,000 999-81-5

Chlornaphazine 100 U026 494-03-1

Chloroacetaldehyde 1,000 P023 107-20-0

Chloroacetic acid 100/10,000 100 x 79-11-8

Chlorobenzilate 10 x U038 510-15-6

Chlorodibromomethane 100 124-48-1

Chlorodifluoromethane (HCFC-22) x 75-45-6

Chloroethane 100 x 75-00-3

Chloroethanol 500 107-07-3

Chloroethyl chloroformate 1,000 627-11-2

Chloroform 10,000 10 x U044 67-66-3

Chloromethyl methyl ether 100 10 x U046 107-30-2

Chlorophacinone 100/10,000 3691-35-8

Chloroprene 100 x 126-99-8

Chlorosulfonic acid 1,000 7790-94-5

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A18
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Chlorotetrafluoroethane x 63938-10-3

Chlorothalonil x 1897-45-6

Chloroxuron 500/10,000 1982-47-4

Chlorpyrifos 1 2921-88-2

Chlorthiophos 500 21923-23-9

Chromic acetate 1,000 1066-30-4

Chromic acid 10 11115-74-5

Chromic acid 10 7738-94-5

Chromic chloride 1/10,000 10025-73-7

Chromic sulfate 1,000 10101-53-8

Chromium 5,000 x 7440-47-3

Chromous chloride 1,000 10049-05-5

Cobalt x 7440-48-4

Cobalt,((2,2'-1,2- ethanediylbis (ni­ 100/10,000 62207-76-5


trilomethylidyne))bis(6-fluorophenylato))(2-)-
N,N’,O,O’)­

Cobalt carbonyl 10/10,000 10210-68-1

Cobaltous bromide 1,000 7789-43-7

Cobaltous formate 1,000 544-18-3

Cobaltous sulfamate 1,000 14017-41-5

Colchicine 10/10,000 64-86-8

Copper 5,000 x 7440-50-8

Copper cyanide 10 P029 544-92-3

Coumaphos 100/10,000 10 56-72-4

Coumatetralyl 500/10,000 5836-29-3

Creosote 1 x U051 8001-58-9

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A19
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Cresol(s) (mixed isomers) 100 x U052 1319-77-3

Crimidine 100/10,000 535-89-7

Crotonaldehyde 1,000 100 x U053 4170-30-3

Crotonaldehyde, (E)- 1,000 100 U053 123-73-9

Cumene hydroperoxide 10 x U096 80-15-9

Cupferron x 135-20-6

Cupric acetate 100 142-71-2

Cupric chloride 10 7447-39-4

Cupric nitrate 100 3251-23-8

Cupric oxalate 100 5893-66-3

Cupric sulfate 10 7758-98-7

Cupric sulfate, ammoniated 100 10380-29-7

Cupric tartrate 100 815-82-7

Cyanides (soluble cyanide salts and complexes) 10 P030 57-12-5

Cyanogen 100 P031 460-19-5

Cyanogen bromide 500/10,000 1,000 U246 506-68-3

Cyanogen iodide 1,000/10,000 506-78-5

Cyanophos 1,000 2636-26-2

Cyanuric fluoride 100 675-14-9

Cyclohexanone 5,000 U057 108-94-1

Cycloheximide 100/10,000 66-81-9

Cyclohexylamine 10,000 108-91-8

Cyclophosphamide 10 U058 50-18-0

D-Glucopyranose, 2-deoxy-2-(3-methyl-3- 1 U206 18883-66-4


nitrosoureido)­

Daunomycin 10 U059 20830-81-3

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A20
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

DDD 1 U060 72-54-8

DDE 1 72-55-9

DDE 5,000 3547-04-4

DDT 1 U061 50-29-3

Decaborane(14) 500/10,000 17702-41-9

Decabromodiphenyl oxide x 1163-19-5

Delta-BHC 1 319-86-8

Demeton 500 8065-48-3

Demeton-S-methyl 500 919-86-8

Di-(2-ethylhexyl)phthlate (DEHP) 100 x U028 117-81-7

Di-n-octyl phthalate 5,000 U107 117-84-0

Di-n-propylnitrosamine (N-Nitrosodi-n­ 10 x U111 621-64-7


propylamine)

Dialifor 100/10,000 10311-84-9

Diallate 100 x U062 2303-16-4

Diaminotoluene (mixed isomers) 10 x U221 25376-45-8

Diaminotoluene 10 U221 496-72-0

Diazinon 1 x 333-41-5

Diazomethane 100 x 334-88-3

Dibenz[a,i]pyrene 10 x U064 189-55-9

Dibenz[a,h] anthracene 1 x+ U063 53-70-3

Dibenzofuran 100 x 132-64-9

Diborane 100 19287-45-7

Dibromotetrafluorethane (Halon 2402) x 124-73-2

Dibutyl phthalate 10 x U069 84-74-2

Dicamba 1,000 x 1918-00-9

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A21
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Dichlone 1 117-80-6

Dichloro-1,1,2-trifluoroethane x 90454-18-5

Dichlorobenil 100 1194-65-6

Dichlorobenzene (mixed isomers) 100 x 25321-22-6

Dichlorobromomethane 5,000 x 75-27-4

Dichlorodifluoromethane (CFC-12) 5,000 x U075 75-71-8

Dichloroethyl ether 10,000 10 x U025 111-44-4

Dichloromethyl ether 100 10 x P016 542-88-1

Dichloromethylphenylsilane 1,000 149-74-6

Dichloropropane 1,000 26638-19-7

Dichloropropane-dichloropropene (mixture) 100 8003-19-8

Dichloropropene 100 26952-23-8

Dichlorotetrafluoroethane (CFC-114) x 76-14-2

Dichlorotrifluoroethane x 34077-87-7

Dichlorvos 1,000 10 x 62-73-7

Dicofol 10 x 115-32-2

Dicrotophos 100 141-66-2

Dieldrin 1 P037 60-57-1

Diepoxybutane 500 10 x U085 1464-53-5

Diethanolamine 100 x 111-42-2

Diethyl chlorophosphate 500 814-49-3

Diethyl-p-nitrophenylphosphate 100 P041 311-45-5

Diethyl sulfate 10 x 64-67-5

Diethylamine 100 109-89-7

Diethylstilbestrol 1 U089 56-53-1

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A22
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Digitoxin 100/10,000 71-63-6

Diglycidyl ether 1,000 2238-07-5

Digoxin 10/10,000 20830-75-5

Dihydrosafrole 10 x U090 94-58-6

Diisopropylfluorophosphate 100 100 P043 55-91-4

Dimefox 500 115-26-4

Dimethoate 500/10,000 10 x P044 60-51-5

Dimethylformamide 100 x 25,173

Dimethyl-p-phenylenediamine 10/10,000 99-98-9

Dimethyl phosphorochloridothioate 500 x 2524-03-0

Dimethyl phthalate 5,000 x U102 131-11-3

Dimethyl sulfate 500 100 x U103 77-78-1

Dimethylamine 1,000 x U092 124-40-3

Dimethyldichlorosilane 500 x 75-78-5

Dimethylhydrazine 1,000 10 x U098 57-14-7

Dimetilan 500/10,000 1* P191 644-64-4

Dinitrobenzene (mixed isomers) 100 25154-54-5

Dinitrophenol 10 25550-58-7

Dinitrotoluene (mixed isomers) 10 x 25321-14-6

Dinoseb 100/10,000 1,000 x P020 88-85-7

Dinoterb 500/10,000 1420-07-1

Dioxathion 500 78-34-2

Diphacinone 10/10,000 82-66-6

Diphenylamine x 122-39-4

Diphosphoramide, octamethyl- 100 100 P085 152-16-9

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A23
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Dipropylamine 5,000 U110 142-84-7

Diquat 1,000 85-00-7

Diquat 1,000 2764-72-9

Disulfoton 500 1 P039 298-04-4

Dithiazinine iodide 500/10,000 514-73-8

Dithiobiuret 100/10,000 100 x P049 541-53-7

Diuron 100 x 330-54-1

Dodecylbenzenesulfonic acid 1,000 27176-87-0

Emetine, dihydrochloride 1/10,000 316-42-7

Endosulfan 10/10,000 1 P050 115-29-7

Endosulfan sulfate 1 1031-07-8

Endothall 1,000 P088 145-73-3

Endothion 500/10,000 2778-04-3

Endrin 500/10,000 1 P051 72-20-8

Endrin aldehyde 1 7421-93-4

Epichlorohydrin 1,000 100 x U041 106-89-8

EPN 100/10,000 2104-64-5

Ergocalciferol 1,000/10,000 50-14-6

Ergotamine tartrate 500/10,000 379-79-3

Ethanamine, N-ethyl-N-nitroso- 1 x U174 55-18-5

Ethane, 1,1'-oxybis- 100 U117 60-29-7

Ethanesulfonyl chloride, 2-chloro- 500 1622-32-8

Ethanethioamide 10 x U218 62-55-5

Ethanimidothioic acid, 2-(dimethylamino)-N­ 1* U394 30558-43-1


hydroxy-

Ethanol, 1,2-dichloro-acetate 1,000 10140-87-1

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A24
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Ethanol, 2,2'-(nitroso imino) bis- 1 U173 1116-54-7

Ethanol, 2,2'-oxybis-, dicarbamate 1* U395 5952-26-1

Ethene, chloro- 1 x U043 75-01-4

Ethion 1,000 10 563-12-2

Ethoprophos 1,000 x 13194-48-4

Ethyl acrylate 1,000 x U113 140-88-5

Ethyl chloroformate x 541-41-3

Ethyl methacrylate 1,000 U118 97-63-2

Ethyl methanesulfonate 1 U119 62-50-0

Ethylbenzene 1,000 x 100-41-4

Ethylbis(2-chloroethyl)amine 500 538-07-8

Ethylene x 74-85-1

Ethylene glycol 5,000 x 107-21-1

Ethylene oxide 1,000 10 x U115 75-21-8

Ethylene thiourea 10 x U116 96-45-7

Ethylenebisdithiocarbamic acid, salts & esters 5,000 x U114 111-54-6

Ethylenediamine 10,000 5,000 107-15-3

Ethylenediamine tetra-acetic acid (EDTA) 5,000 60-00-4

Ethyleneimine 500 1 x P054 151-56-4

Ethylenethiocyanate 10,000 542-90-5

Ethylidene dichloride 1,000 x U076 75-34-3

Famphur 1,000 x P097 52-85-7

Fenamiphos 10/10,000 22224-92-6

Fensulfothion 500 115-90-2

Ferric ammonium citrate 1,000 1185-57-5

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A25
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Ferric ammonium oxalate 1,000 2944-67-4

Ferric ammonium oxalate 1,000 55488-87-4

Ferric chloride 1,000 7705-08-0

Ferric fluoride 100 7783-50-8

Ferric nitrate 1,000 10421-48-4

Ferric sulfate 1,000 10028-22-5

Ferrous ammonium sulfate 1,000 10045-89-3

Ferrous chloride 100 7758-94-3

Ferrous sulfate 1,000 7720-78-7

Ferrous sulfate 1,000 7782-63-0

Fluenetil 100/10,000 4301-50-2

Fluometuron x 2164-17-2

Fluorene 5,000 86-73-7

Fluorine 500 10 x P056 7782-41-4

Fluoroacetamide 100/10,000 100 P057 640-19-7

Fluoroacetic acid 10/10,000 144-49-0

Fluoroacetyl chloride 10 359-06-8

Fluorouracil 500/10,000 x 51-21-8

Fonofos 500 944-22-9

Formaldehyde 500 100 x U122 50-00-0

Formaldehyde cyanohydrin 1,000 107-16-4

Formetanate hydrochloride 500/10,000 1* P198 23422-53-9

Formic acid 5,000 x U123 64-18-6

Formothion 100 2540-82-1

Formparanate 100/10,000 1* P197 17702-57-7

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A26
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Fosthietan 500 21548-32-3

Fuberidazole 100/10,000 3878-19-1

Fulminic acid, mercury (II) salt 10 P065 628-86-4

Fumaric acid 5,000 110-17-8

Furan 500 100 U124 110-00-9

Furan, tetrahydro- 1,000 U213 109-99-9

Gallium trichloride 500/10,000 13450-90-3

Glycidylaldehyde 10 U126 765-34-4

Guanidine, N-nitroso-N methyl-N'-nitro 10 U163 70-25-7

Heptachlor 1 x P059 76-44-8

Heptachlor epoxide 1 1024-57-3

Hexachloro-1,3-butadiene 1 x U128 87-68-3

Hexachlorocyclopentadiene 100 10 x U130 77-47-4

Hexachloroethane 100 x U131 67-72-1

Hexachloronaphthalene x 1335-87-1

Hexachlorophene 100 x U132 70-30-4

Hexachloropropene 1,000 U243 1888-71-7

Hexaethyl tetraphosphate 100 P062 757-58-4

Hexamethylene-1,6-diisocyanate 100 x# 300,380

Hexamethylenediamine, N,N'-dibutyl- 500 4835-11-4

Hexamethylphosphoramide 1 x 680-31-9

Hexane 5,000 x 110-54-3

Hydrazine 1,000 1 x U133 302-01-2

Hydrazine sulfate x 10034-93-2

Hydrochloric acid (hydrogen chloride (aerosol 5,000 x 7647-01-0


forms only))

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A27
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Hydrochloric acid 5,000 7647-01-0

Hydrochloric acid (conc. 37% or greater) 5,000 7647-01-0

Hydrocyanic acid 100 10 x P063 74-90-8

Hydrogen fluoride 100 100 x U134 7664-39-3

Hydrogen peroxide (conc > 52%) 1,000 7722-84-1

Hydrogen selenide 10 7783-07-5

Hydrogen sulfide 500 100 x U135 7783-06-4

Hydroquinone 500/10,000 100 x 123-31-9

Indeno(1,2,3-cd)pyrene 100 x+ U137 193-39-5

Iron, pentacarbonyl- 100 x 13463-40-06

iso-Amyl acetate 5,000 123-92-2

iso-Butyl acetate 5,000 110-19-0

iso-Butylamine 1,000 78-81-9

iso-Butyric acid 5,000 79-31-2

Isobenzan 100/10,000 297-78-9

Isobutyl alcohol 5,000 U140 78-83-1

Isobutyraldehyde x 78-84-2

Isobutyronitrile 1,000 78-82-0

Isocyanic acid, 3,4-dichlorophenyl ester 500/10,000 102-36-3

Isodrin 100/10,000 1 x P060 465-73-6

Isophorone 5,000 78-59-1

Isophorone diisocyanate 100 x# 4098-71-9

Isoprene 100 78-79-5

Isopropanolamine dodecyclbenzene sulfonate 1,000 42504-46-1

Isopropyl alcohol (mfg- strong acid processes) x 67-63-0

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A28
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Isopropyl chloroformate 1,000 108-23-6

Isopropylmethylpyrazolyl dimethylcarbamate 500 1* P192 119-38-0

Kepone 1 U142 143-50-0

Lactonitrile 1,000 78-97-7

Lasiocarpine 10 U143 303-34-4

Lead 10 x 7439-92-1

Lead arsenate 1 10102-48-4

Lead arsenate 1 7645-25-2

Lead arsenate 1 7784-40-9

Lead chloride 10 7758-95-4

Lead fluoborate 10 13814-96-5

Lead fluoride 10 7783-46-2

Lead iodide 10 10101-63-0

Lead nitrate 10 10099-74-8

Lead phosphate 10 U145 7446-27-7

Lead stearate 10 1072-35-1

Lead stearate 10 52652-59-2

Lead stearate 10 7428-48-0

Lead stearate 10 56189-09-4

Lead subacetate 10 U146 1335-32-6

Lead sulfate 10 15739-80-7

Lead sulfate 10 7446-14-2

Lead sulfide 10 1314-87-0

Lead thiocyanate 10 592-87-0

Leptophos 500/10,000 21609-90-5

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A29
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Lewisite 10 541-25-3

Lindane 1,000/10,000 1 x U129 58-89-9

Lithium chromate 10 14307-35-8

Lithium hydride 100 7580-67-8

m-Cresol 1,000 x U052 108-39-4

m-Dinitrobenzene 100 x 99-65-0

m-Nitrophenol 100 554-84-7

m-Nitrotoluene 1,000 99-08-1

Malathion 100 x 121-75-5

Maleic acid 5,000 110-16-7

Maleic anhydride 5,000 x U147

Maleic hydrazide 5,000 U148 123-33-1

Malononitrile 500/10,000 1,000 x U149 109-77-3

Maneb x 12427-38-2

Manganese x 7439-96-5

Manganese, bis(dimethylcarbamodithioato-S,S’) 1* P196 15339-36-3

Manganese, tricarbonyl methylcyclopentadienyl 100 12108-13-3

Mechlorethamine 10 x 51-75-2

Melphalan 1 U150 148-82-3

Mephosfolan 500 950-10-7

Mercuric acetate 500/10,000 1600-27-7

Mercuric chloride 500/10,000 7487-94-7

Mercuric cyanide 1 592-04-1

Mercuric nitrate 10 10045-94-0

Mercuric oxide 500/10,000 21908-53-2

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A30
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Mercuric sulfate 10 7783-35-9

Mercuric thiocyanate 10 592-85-8

Mercurous nitrate 10 7782-86-7

Mercurous nitrate 10 10415-75-5

Mercury 1 x U151 7439-97-6

Methacrolein diacetate 1,000 10476-95-6

Methacrylic anhydride 500 760-93-0

Methacryloyl chloride 100 920-46-7

Methacryloyloxyethyl isocyanate 100 30674-80-7

Methacrylonitrile 500 1,000 x U152 126-98-7

Methamidophos 100/10,000 10265-92-6

Methanesulfenyl chloride, trichloro- 500 100 x 594-42-3

Methanesulfonyl fluoride 1,000 558-25-8

Methanol 5,000 x U154 67-56-1

Methapyrilene 5,000 U155 91-80-5

Methidathion 500/10,000 950-37-8

Methiocarb 500/10,000 10 x P199 2032-65-7

Methomyl 500/10,000 100 P066 16752-77-5

Methoxychlor 1 x U247 72-43-5

Methoxyethylmercuric acetate 500/10,000 151-38-2

Methyl 2-chloroacrylate 500 80-63-7

Methyl acrylate x 96-33-3

Methyl bromide 1,000 1,000 x U029 74-83-9

Methyl chloride 100 x U045 74-87-3

Methyl chlorocarbonate 500 1,000 x U156 79-22-1

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A31
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Methyl chloroform 1,000 x U226 71-55-6

Methyl chloroformate (Methylchlorocarbonate) 500 1,000 U156 79-22-1

Methyl hydrazine 500 10 x P068 60-34-4

Methyl iodide 100 x U138 74-88-4

Methyl isobutyl ketone 5,000 x U161 108-10-1

Methyl isocyanate 500 10 x P064 624-83-9

Methyl isothiocyanate 500 x 556-61-1

Methyl mercaptan 500 100 x U153 74-93-1

Methyl methacrylate 1,000 x U162 80-62-6

Methyl phenkapton 500 3735-23-7

Methyl phosphonic dichloride 100 676-97-1

Methyl tert-butyl ether 1,000 x 1634-04-4

Methyl thiocyanate 10,000 556-64-9

Methyl vinyl ketone 10 78-94-4

Methylenebis(phenylisocyanate) (MBI) 5,000 x# 101-68-8

Methylene bromide 1,000 x U068 74-95-3

Methylene chloride 1,000 x U080 75-09-2

Methylmercuric dicyanamide 500/10,000 502-39-6

Methylthiouracil 10 U164 56-04-2

Methyltrichlorosilane 500 x 75-79-6

Metolcarb 100/10,000 1* P190 1129-41-5

Mevinphos 500 10 x 7786-34-7

Mexacarbate 500/10,000 1,000 P128 315-18-4

Michler's ketone x 90-94-8

Mitomycin C 500/10,000 10 U010 50-07-7

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A32
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Molybdenum trioxide x 1313-27-5

Moncrotophos 10/10,000 6923-22-4

(Mono)chloropentafluoroethane (CFC 115) x 76-15-3

Monoethylamine 100 75-04-7

Monomethylamine 100 74-89-5

Muscimol 500/10,000 1,000 P007 2763-96-4

Mustard gas 500 x 505-60-2

n-Butyl alcohol 5,000 x U031 71-36-3

N,N-Diethylaniline 1,000 91-66-7

N,N'-Diethylhydrazine 10 U086 1615-80-1

N,N'-Dimethylaniline 100 x 121-69-7

N-Nitrosodi-n-butylamine 10 x U172 924-16-3

N-Nitroso-N-ethylurea 1 x U176 759-73-9

N-Nitroso-N-methylurea 1 x U177 684-93-5

N-Nitrosodiphenylamine 100 x 86-30-6

N-Nitrosomethylvinylamine 10 x P084 4549-40-0

N-Nitrosomorpholine 1 x 59-89-2

N-Nitrosonornicotine x 16543-55-8

N-Nitrosopiperidine 10 x U179 100-75-4

N-Nitrosopyrrolidine 1 U180 930-55-2

Naled 10 x 300-76-5

Naphthalene 100 x U165 91-20-3

Naphthenic acid 100 1338-24-5

Nickel 100 x 7440-02-0

Nickel ammonium sulfate 100 15699-18-0

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A33
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Nickel carbonyl 1 10 P073 13463-39-3

Nickel chloride 100 37211-05-5

Nickel chloride 100 7718-54-9

Nickel cyanide 10 P074 557-19-7

Nickel hydroxide 10 12054-48-7

Nickel nitrate 100 14216-75-2

Nickel sulfate 100 7786-81-4

Nicotine 100 100 P075 54-11-5

Nicotine sulfate 100/10,000 100 65-30-5

Nitric acid 1,000 1,000 x 7697-37-2

Nitric oxide 100 10 P076 10102-43-9

Nitrilotriacetic acid x 139-13-9

Nitrobenzene 10,000 1,000 x U169 98-95-3

Nitrocyclohexane 500 1122-60-7

Nitrofen x 1836-75-5

Nitrogen dioxide 100 10 P078 10102-44-0

Nitrogen dioxide 10 10544-72-6

Nitroglycerine 10 x P081 55-63-0

Nitrophenol (mixed isomers) 100 25154-55-6

Nitrosodimethylamine 1,000 10 x P082 62-75-9

Nitrotoluene 1,000 1321-12-6

Norbormide 100/10,000 100 991-42-4

O,O-Diethyl S-methyl dithiophosphate 5,000 U087 3288-58-2

o-Anisidine 100 x 90-04-0

o-Anisidine hydrochloride x 134-29-2

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A34
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

o-Cresol 1,000/10,000 100 x U052 95-48-7

o-Dinitrobenzene 100 x 528-29-0

o-Nitrotoluene 1,000 88-72-2

o-Toluidine 100 x U328 95-53-4

o-Toluidine hydrochloride 100 x U222 636-21-5

Octachloronaphthalene x 2234-13-1

Osmium tetroxide 1,000 x P087 20816-12-0

Ouabain 100/10,000 630-60-4

Oxamyl 100/10,000 1* P194 23135-22-0

Oxetane, 3,3- bis(chloromethyl)­ 500 78-71-7

Oxydisulfoton 500 2497-07-6

Ozone 100 x 10028-15-6

p-Anisidine x 104-94-9

p-Benzoquinone 10 x U197 106-51-4

p-Cresidine x 120-71-8

p-Cresol 100 x U052 106-44-5

p-Dinitrobenzene 100 x 100-25-4

p-Nitrophenol 100 x U170 100-02-7

p-Nitrosodiphenylamine x 156-10-5

p-Nitrotoluene 1,000 99-99-0

p-Phenylenediamine 5,000 x 106-50-3

Paraformaldehyde 1,000 30525-89-4

Paraldehyde 1,000 x U182 123-63-7

Paraquat dichloride 10/10,000 1910-42-5

Paraquat methosulfate 10/10,000 2074-50-2

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A35
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Parathion 100 10 x P089 56-38-2

Parathion, methyl 100/10,000 100 x P071 298-00-0

Paris green (Cuprie acetoarsenite) 500/10,000 1 12002-03-8

Pentaborane 500 19624-22-7

Pentachlorobenzene 10 U183 608-93-5

Pentachloroethane 10 x U184 76-01-7

Pentachloronitrobenzene 100 x U185 82-68-8

Pentachlorophenol 10 x 87-86-5

Pentadecyclamine 100/10,000 2570-26-5

Peracetic acid 500 x 79-121-0

Phenanthrene 5,000 x 85-01-8

Phenol 500/10,000 1,000 x U188 108-95-2

Phenol, 2,2'-thiobis [4-chloro-6-methyl 100/10,000 4418-66-0

Phenol, 3-(1-methylethyl), methylcarbamate 500/10,000 1* P202 64-00-6

Phenoxarsine, 10,10'-oxydi- 500/10,000 58-36-6

Phenyl dichloroarsine 500 1 P036 696-28-6

Phenylhydrazine hydrochloride 1,000/10,000 59-88-1

Phenylmercury acetate 500/10,000 100 P092 62-38-4

Phenylsilatrane 100/10,000 2097-19-0

Phenylthiourea 100/10,000 100 P093 103-85-5

Phorate 10 10 P094 298-02-2

Phosacetim 100/10,000 4104-14-7

Phosfolan 100/10,000 947-02-4

Phosgene 10 10 x P095 75-44-5

Phosmet 10/10,000 732-11-6

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A36
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Phosphamidon 100 13171-21-6

Phosphine 500 100 x P096 7803-51-2

Phosphonothioic acid, methyl-, O-(4-nitrophenyl) 500 2665-30-7


O-phenyl ester

Phosphonothioic acid, methyl-, O-ethyl O-(4­ 500 2703-13-1


(methylthio)phenyl ester

Phosphonothioic acid, methyl-, S-(2-(bis(1­ 100 50782-69-9


methylethyl)amino)ethyl O-ethyl ester

Phosphoric acid 5,000 x 7664-38-2

Phosphoric acid, dimethyl 4-(methylthio)phenyl 500 3254-63-5


ester

Phosphorothioc acid, O,O-diethyl, O-pyrazinyl 500 100 P040 297-97-2


ester

Phosphorothioic acid, O,O-dimethyl-S-(2­ 500 2587-90-8


methylthio)ethyl est

Phosphorus 100 1 x 7723-14-0

Phosphorus oxychloride 500 1,000 10025-87-3

Phosphorus pentachloride 500 10026-13-8

Phosphorus pentasulfide 100 U189 1314-80-3

Phosphorus trichloride 1,000 1,000 7719-12-2

Physostigmine 100/10,000 1* P204 57-47-6

Physostigmine, salicylate (1:1) 100/10,000 1* P188 57-64-7

Picric acid x 88-89-1

Picrotoxin 500/10,000 124-87-8

Piperidine 1,000 110-89-4

Pirimifos-ethyl 1,000 23505-41-1

Polychlorinated biphenyls 1 x 1336-36-3

Potassium arsenate 1 7784-41-0

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A37
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Potassium arsenite 500/10,000 1 10124-50-2

Potassium bichromate 10 7778-50-9

Potassium chromate 10 7789-00-6

Potassium cyanide 100 10 P098 151-50-8

Potassium hydroxide 1,000 1310-58-3

Potassium N-methyldithiocarbamate x 137-41-7

Potassium permanganate 100 7722-64-7

Potassium silver cyanide 500 1 P099 506-61-6

Promecarb 500/10,000 1* P201 2631-37-0

Pronamide 5,000 x U192 23950-58-5

Propargite 10 x 2312-35-8

Propargyl alcohol 1,000 x P102 107-19-7

Propargyl bromide 10 106-96-7

Propham 1* U373 122-42-9

Propiolactone, beta- 500 10 x 57-57-8

Propionaldehyde 1,000 x 123-38-6

Propionic acid 5,000 79-09-4

Propionic acid, 2-(2,4,5-trichlorophenoxy)- 100 93-72-1

Propionic anhydride 5,000 123-62-6

Propionitrile 500 10 P101 107-12-0

Propionitrile, 3-chloro- 1,000 1,000 x P027 542-76-7

Propiophenone, 4'-amino- 100/10,000 70-69-9

Propoxur 100 x U411 114-26-1

Propyl chloroformate 500 109-61-5

Propylene (Propene) x 115-07-1

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A38
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Propylene oxide 10,000 100 x 75-56-9

Propyleneimine 10,000 1 x P067 75-55-8

Prothoate 100/10,000 2275-18-5

Pyrene 1,000/10,000 5,000 129-00-0

Pyrethrins 1 121-21-1

Pyrethrins 1 121-29-9

Pyrethrins 1 8003-34-7

Pyridine 1,000 x U196 110-86-1

Pyridine, 2-methyl-5-vinyl- 500 140-76-1

Pyridine, 4-amino- 500/10,000 1,000 P008 504-24-5

Pyridine, 4-nitro-1-oxide 500/10,000 1124-33-0

Pyriminil 100/10,000 53558-25-1

Quinoline 5,000 x 91-22-5

Reserpine 5,000 U200 50-55-5

Salcomine 500/10,000 14167-18-1

Sarin 10 107-44-8

sec-Amyl acetate 5,000 626-38-0

sec-Butyl acetate 5,000 105-46-4

sec-Butyl alcohol x 78-92-2

sec-Butylamine 1,000 13952-84-6

sec-Butylamine 1,000 513-49-5

Selenious acid 1,000/10,000 10 U204 7783-00-8

Selenium 100 x 7782-49-2

Selenium dioxide 10 7446-08-4

Selenium oxychloride 500 7791-23-3

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A39
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Selenium sulfide 10 U205 7488-56-4

Selenourea 1,000 P103 630-10-4

Semicarbazide hydrochloride 1,000/10,000 563-41-7

Silane, (4-aminobutyl) diethoxymethyl- 1,000 3037-72-7

Silver 1,000 x 7440-22-4

Silver cyanide 1 P104 506-64-9

Silver nitrate 1 7761-88-8

Simazine x 122-34-9

Sodium 10 7440-23-5

Sodium arsenate 1,000/10,000 1 7631-89-2

Sodium arsenite 500/10,000 1 7784-46-5

Sodium azide (Na(N3)) 500 1,000 x P105 26628-22-8

Sodium bichromate 10 10588-01-9

Sodium bifluoride 100 1333-83-1

Sodium bisulfite 5,000 7631-90-5

Sodium cacodylate 100/10,000 124-65-2

Sodium chromate 10 7775-11-3

Sodium cyanide (Na(CN)) 100 10 P106 143-33-9

Sodium dodecylbenzene sulfonate 1,000 25155-30-0

Sodium fluoride 1,000 7681-49-4

Sodium fluoroacetate 10/10,000 10 x P058 62-74-8

Sodium hydrosulfide 5,000 16721-80-5

Sodium hydroxide 1,000 1310-73-2

Sodium hypochlorite 100 10022-70-5

Sodium hypochlorite 100 7681-52-9

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A40
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Sodium methylate 1,000 124-41-4

Sodium nitrite 100 x 7632-00-0

Sodium pentachlorophenate x 131-52-2

Sodium phosphate, dibasic 5,000 10039-32-4

Sodium phosphate, dibasic 5,000 10140-65-5

Sodium phosphate, dibasic 5,000 7558-79-4

Sodium phosphate, tribasic 5,000 10101-89-0

Sodium phosphate, tribasic 5,000 10124-56-8

Sodium phosphate, tribasic 5,000 10361-89-4

Sodium phosphate, tribasic 5,000 7601-54-9

Sodium phosphate, tribasic 5,000 7758-29-4

Sodium phosphate, tribasic 5,000 7785-84-4

Sodium selenate 100/10,000 100 13410-01-0

Sodium selenite 100/10,000 100 10102-18-8

Sodium selenite 100 7782-82-3

Sodium tellurite 500/10,000 10102-20-2

Strannane, acetoxy-triphenyl- 500/10,000 900-95-8

Strontium chromate 10 7789-06-2

Strychnine 100/10,000 10 P108 57-24-9

Strychnine, sulfate 100/10,000 10 60-41-3

Styrene 1,000 x 100-42-5

Styrene oxide 100 x 96-09-3

Sulfotep 500 100 P109 3689-24-5

Sulfoxide, 3-chloropropyl octyl 500 3569-57-1

Sulfur dioxide 500 7446-09-5

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A41
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Sulfur monochloride 1,000 12771-08-3

Sulfur tetrafluoride 100 7783-60-0

Sulfur trioxide 100 7446-11-9

Sulfuric acid 1,000 1,000 7664-93-9

Sulfuric acid (aerosol forms only) 1,000 1,000 x 7664-93-9

Sulfuric acid (fuming) 1,000 8014-95-7

Tabun 10 77-81-6

Tellurium hexafluoride 100 7783-80-4

Terbufos 100 13071-79-9

tert-Amyl acetate 5,000 625-16-1

tert-Butyl acetate 5,000 540-88-5

tert-Butyl alcohol x 75-65-0

tert-Butylamine 1,000 75-64-9

Tetrachloroethylene 100 x U210 127-18-4

Tetrachlorvinphos x 961-11-5

Tetraethyl lead 100 10 P110 78-00-2

Tetraethyl pyrophosphate 500 100 P111 107-49-3

Tetraethyl tin 100 597-64-8

Tetramethyl lead 100 75-74-1

Tetranitromethane 500 10 P112 509-14-8

Thallic oxide 100 P113 1314-32-5

Thallium 1,000 x 7440-28-0

Thallium (I) carbonate 100/10,000 100 U215 6533-73-9

Thallium (I) sulfate 100/10,000 100 10031-59-1

Thallium (I) nitrate 100 U217 10102-45-1

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A42
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Thallium (I) selenide 1,000 P114 12039-52-0

Thallous chloride 100/10,000 100 U216 2,151,976

Thallous malonate 100/10,000 2757-18-8

Thallous sulfate 100/10,000 100 P115 7446-18-6

Thiocarbazide 1,000/10,000 2231-57-4

Thiodicarb 1* x U410 59669-26-0

Thiofanox 100/10,000 100 P045 39196-18-4

Thiophanate-methyl 1* x U409 23564-05-8

Thiophenol 500 100 P014 108-98-5

Thiosemicarbazide 100/10,000 100 x P116 79-19-6

Thiourea 10 x U219 62-56-6

Thiourea, (2-chlorophenyl)- 100/10,000 100 P026 5344-82-1

Thiourea, (2- methylphenyl)­ 500/10,000 614-78-8

Thiram 10 x U244 137-26-8

Thorium dioxide x 1314-20-1

Titanium dioxide x 13463-67-7

Titanium tetrachloride 100 1,000 x 7550-45-0

Toluene 2,4-diisocyanate 500 100 x 584-84-9

Toluene 2,6-diisocyanate 100 100 x 91-08-7

Toxaphene (Campheclor) 500/10,000 1 x P123 8001-35-2

Trans-1,4-dichlorobutene 500 x 110-57-6

Triallate 1* x U389 2303-17-5

Triamiphos 500/10,000 1031-47-6

Triaziquone x 68-76-8

Triazofos 500 24017-47-8

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A43
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Trichlorfon 100 x 52-68-6

Trichloroacetyl chloride 500 x 76-02-8

Trichloro(chloromethyl) silane 100 1558-25-4

Trichloro(dichlorophenyl) silane 500 27137-85-5

Trichloroethylene 100 x U228 79-01-6

Trichloroethylsilane 500 115-21-9

Trichlorofluoromethane (CFC-11) 5,000 x U121 75-69-4

Trichloronate 500 327-98-0

Trichlorophenol 10 25167-82-2

Trichlorophenylsilane 500 98-13-5

Triethanolamine dodecylbenzene sulfonate 1,000 27323-41-7

Triethoxysilane 500 998-30-1

Triethylamine 5,000 x U404 121-44-8

Trifluralin 10 x 1582-09-8

Trimethylamine 100 75-50-3

Trimethylchlorosilane 1,000 x 75-77-4

Trimethylolpropane phosphite 100/10,000 824-11-3

Trimethyltin chloride 500/10,000 1066-45-1

Triphenyltin chloride 500/10,000 639-58-7

Tris(2-chloroethyl) amine 100 555-77-1

Trypan blue 10 x U236 72-57-1

Uracil mustard 10 U237 66-75-1

Uranyl acetate 100 541-09-3

Uranyl nitrate 100 10102-06-4

Uranyl nitrate 100 36478-76-9

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A44
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Valinomycin 1,000/10,000 2001-95-8

Vanadium (fume or dust) x 7440-62-2

Vanadium pentoxide 100/10,000 1,000 P120 1314-62-1

Vanadyl sulfate 1,000 27774-13-6

Vinyl acetate 1,000 5,000 x 108-05-4

Vinyl bromide 100 x 593-60-2

Warfarin 500/10,000 100 x P001 81-81-2

Warfarin and salts, conc. > 0.3% 100 x P001 81-81-2

Warfarin sodium 100/10,000 100 129-06-6

Xylenol 1,000 1300-71-6

Xylylene dichloride 100/10,000 28347-13-9

Zinc 1,000 7440-66-6

Zinc (fume or dust) 1,000 x 7440-66-6

Zinc acetate 1,000 557-34-6

Zinc ammonium chloride 1,000 52628-25-8

Zinc ammonium chloride 1,000 14639-97-5

Zinc ammonium chloride 1,000 14639-98-6

Zinc borate 1,000 1332-07-6

Zinc bromide 1,000 7699-45-8

Zinc carbonate 1,000 3486-35-9

Zinc chloride 1,000 7646-85-7

Zinc cyanide 10 P121 557-21-1

Zinc, dichloro(4,4-dimethyl­ 100/10,000 58270-08-9


5(((methylamino)carbonyl)oxy)imino)
pentanenitrile)-, (T-4)-

Zinc fluoride 1,000 7783-49-5

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A45
Protocol for Conducting Environmental Compliance Audits under CERCLA

Appendix A: Consolidated List of Hazardous Substances and Reportable Quantities Under

CERCLA and EPCRA

(NOTE: This list is constantly changing; consult the Federal Register for the most up-to-date information.)

Extremely Hazardous
Hazardous Toxic
Hazardous Materials
Substances Chemicals 40
Chemical Name Substances which are CAS No.
40 CFR 302.4 CFR
40 CFR 355 RCRA
(RQ, lbs.) 372.65(a)
(TPQ, lbs.) wastes

Zinc formate 1,000 557-41-5

Zinc hydrosulfite 1,000 7779-86-4

Zinc nitrate 1,000 7779-88-6

Zinc phenolsulfonate 5,000 127-82-2

Zinc phosphide 500 100 P122 1314-84-7

Zinc silicofluoride 5,000 16871-71-9

Zinc sulfate 1,000 7733-02-0

Zineb x 12122-67-7

Ziram 1* P205 137-30-4

Zirconium nitrate 5,000 13746-89-9

Zirconium potassium fluoride 1,000 16923-95-8

Zirconium sulfate 5,000 14644-61-2

Zirconium tetrachloride 5,000 10026-11-6

This document is intended solely for guidance. No statutory or regulatory


requirements are in any way altered by any statement(s) contained herein. A46

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