Contributions To Thought: Psychology of The Image
Contributions To Thought: Psychology of The Image
Contributions To Thought: Psychology of The Image
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Chapter 1: The Problem of Space in the Study
of Phenomena of Consciousness
1.1 Background
Through the years there has been no lack of psychologists who, having located the sensation-
producing phenomena in an “external” space, have spoken of representations as if they were
simply copies of what was perceived. It seems especially odd, then, that when dealing with the
facts of representation, they have not concerned themselves with clarifying “where” these
phenomena take place. They have described the facts of consciousness, linking them to the
passage of time (without explaining that passage), and they have interpreted the sources of
these events as determinant causes (located in an external space). No doubt they thought that
in this way they had exhausted the primary questions (and answers) that had to be dealt with in
order to give a foundation to their science. They believed that the time in which both internal and
external phenomena take place is an absolute time. Similarly, they maintained that since space
is often distorted in images, dreams, and hallucinations, it can only hold for “external” reality and
not for the consciousness.
Various psychologists have concerned themselves with trying to understand whether
representation is proper to the soul, the brain, or some other entity. In this context we cannot
forget Descartes’s celebrated letter to Christina of Sweden in which, as a way of explaining how
thought and will are able to set the human machine into motion, he mentions a “point of union”
between the soul and the body.
It is strange to think that it is precisely this philosopher who, while bringing us so much
closer to a comprehension of the immediate and indubitable data of thought, nonetheless failed
to take note of the theme of the spatiality of representation as a datum independent of the
spatiality that the senses obtain from their external sources. Certainly, as the founder of
geometrical optics and the creator of analytic geometry, he was very familiar with the problems
related to locating phenomena precisely in space. He had all the necessary elements (both his
methodological doubt and his concern with the placement of phenomena in space), but failed to
take that additional small step that would have allowed him to grasp the idea of the location of
representation in various “points” of the space of consciousness.
Almost three hundred years passed before the concept of representation became
independent of naive spatial representation and acquired its own meaning. This was thanks to
the reevaluation or, more correctly, the re-creation of the idea of intentionality, an idea that had
previously been noted by the scholastic philosophers in their studies of Aristotle. The credit for
this re-creation belongs principally to Franz Brentano, and numerous references to the problem
of intentionality can be found in his work. Though Brentano did not fully develop these notions,
his efforts nonetheless laid the foundation for subsequent advances.
It was the work of one of Brentano’s disciples, however, that finally allowed an adequate
statement of the problem and so permitted an advance toward solutions that, in my view, will
end up revolutionizing not only the discipline of psychology (apparently the appropriate field for
the development of these themes) but many others as well.
In Ideas Pertaining to a Pure Phenomenology and a Phenomenological Philosophy, Husserl
studied the “regional idea of the thing in general” as that self-identical something that is
maintained in the midst of the innumerable changes of this or that determined form, and that
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makes itself known in the corresponding infinite series of noemata, also of a determined form.
The thing is given in its ideal essence of res temporalis in the necessary “form” of time. It is
given in its ideal essence of res materialis in its substantial unity, and in its ideal essence of res
extensa in the “form” of space. This is so notwithstanding the infinitely varied changes of form
or, given a fixed form, the changes of place, which can also be infinitely varied or “mobile.”
Thus, Husserl says, we apprehend the idea of space and the ideas included in it. In this way,
the problem of the origin of the representation in space is reduced through phenomenological
analysis to the different expressions in which space exhibits itself as an intuitive unity.1
Husserl places us in the field of eidetic reduction, and though innumerable insights may be
drawn from his works, our interest here is oriented toward themes that are proper to a
phenomenological psychology rather than to phenomenological philosophy. Thus, even though
we will repeatedly abandon the epoché of the Husserlian method, these transgressions will find
their justification in the need to create a more accessible explanation of our point of view. On the
other hand, if post-Husserlian psychology has failed to consider the problem that we will refer to
as “space of representation,” this indicates nothing more than the need for some of its theses to
be reconsidered. In any event, it would be excessive to accuse us of a naive relapse into the
world of the “natural mind.”2
Moreover, we are not concerned with “the problem of the origin of the representation of
space” but, on the contrary, with the problem of the origin of the “space” that accompanies any
representation and in which all representation is given. Since the “space” of representation is
not independent of representations, how could we understand such a space other than as the
consciousness of the spatiality of any representation? And even if the direction of our study
involves observing representation introspectively (and hence, naively) and also introspectively
observing the spatiality of the act of observing, still, nothing prevents us from attending to the
acts of consciousness that refer to spatiality. This could later be developed into a
phenomenological reduction or, without denying the importance of that reduction, it could be
postponed, in which case the most that could be said is that this description is incomplete.
Finally, as regards antecedents in the attempt to describe the spatiality of the phenomena of
representation, we should note that Binswanger has also made a contribution, though without
having reached an understanding of the profound significance of “where” the representations
are given.3
Defining sensations in terms of afferent nervous processes that begin in a receptor and
travel to the central nervous system, or the like, is something proper to physiology rather than
psychology, and such descriptions are not useful for our purposes.
There have also been attempts to define sensation as any experience, out of the total
number of perceptual experiences that could exist within a determined modality, as given by the
formula (UT-LT)/DT where UT denotes the upper threshold, LT the lower threshold, and DT the
differential threshold. This way of presenting things does not allow us to grasp the function of
the element that is being studied, and in general the same objection holds for all approaches
that share an atomistic background. On the contrary, this approach appeals to a structure (e.g.,
perception) in order to isolate the “constitutive” elements of this ambit, and from there it then
attempts to explain, in a circular way, that same structure.
We can provisionally understand sensation as the register obtained upon detecting a
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stimulus from the external or internal environment that produces a variation in the tone of
operation of the affected sense. But the study of sensation must go further, since we observe
that there are sensations that accompany the acts of thinking, remembering, apperception, and
so on. In every case there is a variation in the tone of operation of a sense or, as with
coenesthesia, a combination of senses, but of course thinking is not “felt” in the same way or
mode as an external object. Therefore, the sensation appears as a structuring carried out by the
consciousness in its activity of synthesis, but analyzed in a particular way in order to describe its
original source, that is, in order to describe the sense from which the impulse originated.
As for perception, there have been various definitions, such as: “Perception is the act of
becoming aware of external objects, their qualities or relationships, and unlike memory and
other mental processes, perception follows directly from sensory processes.” However, we
understand perception as a structuring of sensation that is performed by the consciousness in
reference to a sense or combination of senses.
The image has been described as “an element of experience arising from a central point,
and possessing all the attributes of sensation.” We prefer to understand the image as a
structured and formalized representation of the sensations or perceptions that originate, or have
originated, from the external or internal environment. The image, then, is not a “copy” but a
synthesis; an intention, not the mere passivity of the consciousness.4
We must revive the idea that all sensations, perceptions, and images are forms of
consciousness, and that it would therefore be more correct to speak of “consciousness of
sensation,” “consciousness of perceptions,” and “consciousness of the image.” Here we are not
taking an apperceptive stance in which there are both psychological phenomena and an
awareness of them. Rather, we are saying that it is consciousness itself that modifies its own
way of being, or better, that consciousness is nothing but a way of being—being emotional, for
example, or being expectant, and so on.
When imagining an object, the consciousness does not stand apart, uncommitted and
neutral toward this operation; the consciousness in this situation is a commitment referred to the
imagined. Even in the aforementioned case of apperception, we would still have to speak of
consciousness in an apperceptive attitude.
It follows that there is no consciousness but consciousness of something, and that this
something is referred to a type of world—naive, natural, or phenomenological; “external” or
“internal.” Our understanding is not helped, then, by studying the state of fear of danger, for
example, in a kind of descriptive schizophrenia in which we take as given that we are
investigating a type of emotion that does not implicate other functions of the consciousness. In
reality, things are not like this at all.
When we are afraid of a danger, for example, the whole consciousness is in a state of
danger. And even though we might recognize other functions (such as perception, reasoning, or
memory), it is as if they were now operating saturated by the situation of danger, with everything
referred to the danger. In this way, consciousness is a global way of being-in-the-world and a
global behavior in front of the world. And if psychological phenomena are spoken of in terms of
synthesis, we must know to which synthesis we are referring and what is our starting point in
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order to understand what separates our concepts from others that also speak of “synthesis,”
“globality,” “structure,” and so on.5
At the same time, having established the character of our synthesis, nothing prevents us
from going deeper into whatever form of analysis will allow us to better clarify and illustrate our
exposition. But these analyses will always be understood in a larger context, and the object or
the act under consideration cannot be made independent of that context, nor can it be isolated
from its reference to something. The same holds for the psychic “functions,” which are working
conjointly according to the way of being of the consciousness at the moment we are considering
it.
Is the point, then, that there are sensations, perceptions, and images acting even during full
vigil, when, for example, we are dealing with a mathematical problem that occupies our entire
interest? Is this so even during the exercise of mathematical abstractions in which we must
avoid every type of “distraction”? Indeed, we are saying that such abstractions would not be
possible if these mathematicians did not have sensory registers of their mental activity, or if they
did not perceive the temporal succession of their thought processes, or if they did not imagine
thanks to mathematical signs or symbols (symbols defined by convention and later memorized).
Finally, if our mathematizing subjects wish to work with meanings, they must recognize that
these are not independent of the expressions that are formally presented to them through their
sight or their representation.
But we go even further than that in maintaining that other functions are working
simultaneously, or in saying that the state of vigil, in which these operations are being carried
out, is not isolated from other levels of activity of the consciousness, is not isolated from other
types of operations that are more fully expressed in semi-sleep or sleep. And it is this
simultaneity of work of distinct levels that allows us to speak of “intuitions,” “inspirations,” or
“unexpected solutions” that at times suddenly burst into logical discourse, adding their own
schemas, in this case within the context of doing mathematics. Scientific literature is filled with
examples of problems whose solutions have appeared in activities far removed from those of
logical discourse, illustrating precisely the involvement of the whole consciousness in the search
for solutions to such problems.
We do not support this position on the basis of neurophysiological schemes that uphold
these claims on the basis of the activity registered by an electroencephalograph. Nor do we
support it by appealing to the action of some supposed “subconscious,” “unconscious” or any
other epochal myth based on dubiously formulated scientific premises. We base our approach
on a psychology of the consciousness that acknowledges diverse levels of work and operations
of varying importance in each psychic phenomenon, all of which are always integrated in the
action of a global consciousness.
Pressing the keys on the keyboard I have in front of me causes the appearance of graphic
characters that I can see on the monitor connected to it. The movements of my fingers are
associated with particular letters, and automatically, following my thoughts, the phrases and
sentences flow out. Now, suppose that I close my eyes and stop thinking about the previous
discussion in order to concentrate on the image of the keyboard. In some way I have the
keyboard “right in front of me,” represented by a visual image that is almost as if copied from the
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perception I was experiencing before I closed my eyes.
Opening my eyes, I get up from my chair and take a few steps across the room. Again I
close my eyes, and upon remembering the keyboard, I imagine it somewhere behind me. If I
wanted to observe the image exactly as the keyboard presented itself to my perception, I would
have to place it in a position “in front of my eyes.” To do that, I must either mentally turn my
body around or “move” the machine through the “external space” until it is located in front of me.
Now the machine is “in front of my eyes,” but this produces a spatial dislocation, because if I
open my eyes I will see a window in front of me. In this way, it becomes evident that the location
of the object in the representation is placed in a “space” that may not coincide with the space in
which the original perception was given.
Furthermore, I can go on to imagine the keyboard located in the window in front of me, or I
can imagine the whole ensemble closer to or farther away from me. I can even expand or shrink
the size of the whole scene or some of its components. I can distort these bodies, and finally, I
can even change their colors.
But I also discover some impossibilities. I cannot, for example, imagine those objects
without color, no matter how hard I try to make them “transparent,” since it is precisely color or
“shade” that will define the edges or differences of the transparency. Clearly, I am confirming
that extension and color are not independent contents, and hence I cannot imagine color
without extension. It is precisely this point that makes me reflect that if I am unable to represent
color without extension, then the extension of the representation also denotes the “spatiality” in
which the represented object is placed. It is this spatiality that interests us.
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Chapter 2: Location of What Is Represented
in the Spatiality of Representation
2.1 Different Types of Perception and Representation
Psychologists through the ages have made extensive lists dealing with perceptions and
sensations, and today, with the discovery of new neuroreceptors, they have begun to talk about
thermoceptors and baroceptors, as well as internal detectors of acidity, alkalinity, and so forth.
To the sensations corresponding to the external senses we will add those that correspond to
diffuse senses such as the kinesthetic (movement and corporal posture) and coenesthetic
(register of temperature, pain, and so on—that is, the register of the intrabody in general) which,
even when explained in terms of an internal tactile sense, cannot be reduced to that.
For our purposes what has been noted above should suffice, without claiming that this in
any way exhausts the possible registers that correspond to the external and internal senses or
the multiple perceptual combinations possible between them.
It is important, then, to establish a parallel between representations and perceptions that are
generically classified as “internal” or “external.” It is unfortunate that the term “representation”
has so frequently been limited to visual images.6 Moreover, spatiality seems almost always to
be referred to the visual, even though auditory perceptions and representations also reveal the
sources of stimuli localized in some “place.” This is also the case with touch, taste, smell, and,
of course, with those senses referred to the position of the body and the phenomena of the
intrabody.7
In the earlier example of automatism we were dealing with the connection between the flow
of words and the movement of the fingers, which when striking the keys triggered graphic
characters on the monitor. This clearly illustrates a case where precise spatial positions are
associated with kinesthetic registers. If spatiality did not exist for these registers, such an
association would be impossible. But it is also interesting to verify how thought in the form of
words is translated into the movement of the fingers, linked to particular positions of the keys.
Moreover, such “translation” is quite common, and frequently occurs with representations based
on perceptions originating in different senses.
For example, all we need to do is close our eyes and listen to different sounds in order to
observe that our eyes tend to move in the direction of the auditory perception. Moreover, if we
imagine a piece of music, we can observe how our mechanisms of vocalization tend to adapt,
especially to high- and low-pitched sounds. This phenomenon of “subvocalization” is
independent of whether the piece of music has been imagined as sung or hummed, or whether
the representation involves an entire symphony orchestra. The reference to the representation
of high-pitched sounds as “high” and low-pitched sounds as “low” is the telltale sign that
confirms the existence—in association with the sounds—of spatiality and positioning in the
system of vocalization.
There are also other interactions between images that correspond to different senses. In
relation to this question, it could be that ordinary language offers greater insight than scholarly
treatises. Consider such cases as “sweet” love and the “bitter” taste of defeat, “hard” words,
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“gloomy” thoughts, “great” men, the “fire” of desire, and “sharp” minds.
In light of all this, it should not seem strange that many of the allegorizations that occur in
dreams, folklore, myths, religions, and even daily reverie are based on translations from one
sense to another, and hence from one system of images to another. So for example, a raging
fire may appear in a dream from which the subject awakens with a bad case of heartburn; or the
subject, having dreamed of being mired in quicksand, may wake to find his legs entangled in the
sheets. What seems most appropriate, then, in dealing with these phenomena is to base our
interpretations on an exhaustive investigation of the immediately given rather than adding new
myths that claim to interpret these dramatizations.
In our example we saw how the representation of the keyboard could be altered in its color,
shape, size, position, perspective, and so on. It is also clear that we could completely “recreate”
the object in question, modifying it until it became unrecognizable. If, finally, our keyboard
becomes a rock (as the prince becomes a frog), even if all the characteristics in our new image
are those of a rock, for us that rock will remain “the transformed keyboard.” Such recognition is
possible thanks to the memories and the history that we keep alive in our new representation.
This new image will involve a structuring that is no longer simply visual. And it is precisely this
structuring in which the image is given that allows us to establish memories, climates, and
affective tones related to the object in question, even when it has disappeared or been
drastically modified. Conversely, we can observe that the modification of the general structure
will produce variations in the image (when recalled or superimposed on the perception).8
We find ourselves, then, in a world in which the perception seems to inform us of its
variations, while the image, in stimulating our memory, launches us to reinterpret and modify the
data coming from that world. Accordingly, to every perception there is a corresponding
representation that unfailingly modifies the “data” of “reality.” In other words, the structure
perception-image is a behavior of the consciousness in the world, whose meaning is the
transformation of this world.9
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(difficulties that become evident in the phenomena that accompany the image, as is the case
with the emotional phenomena and the corporal tone that accompany the representation).
Therefore, the image can move—transforming itself—through the different times and spaces of
consciousness. In this present moment of consciousness I can retain the past image of this
object, which has been modified, or extend it toward other possible modifications of “what it
might become” or toward other possible ways of being.
To every perception corresponds an image, and this fact is given as a structure. We can
also note that neither affect nor corporal tone can be separated from the globality of the
consciousness. Earlier we mentioned a case in which we tried to follow perceptions and
translated images, as in adaptations of the vocal apparatus or the movement of the eyeballs
when seeking, for example, the source of a sound. Following this kind of description is easier if
we locate ourselves in a single band of perception-representation-motricity.
So it is, then, that if I face the keyboard and close my eyes, I can still, with relative accuracy,
extend my fingers and hit the correct keys. This is because my fingers follow images that
operate in this case, “delineating” my movements. If, however, I displace the image toward the
left in my space of representation, my fingers will follow the delineation and will no longer
coincide with the external keyboard. If I then “internalize” the image toward the center of the
space of representation, placing the image of the keyboard “inside my head,” for example, the
movement of my fingers will tend to be inhibited. Conversely, if I “externalize” the image, placing
it “several paces in front of me,” I will experience that not only my fingers but also entire areas of
my body will tend in that direction.
If the perceptions of the “external” world correspond to “externalized” images (“outside” the
coenesthetic-tactile register of the head, “inside” of whose boundary is the “look” of the
observer), the perception of the “internal” world will have corresponding “internalized”
representations (“inside” the limits of the tactile-coenesthetic register, which in turn is “looked
on” also from “within” this boundary but displaced from its central position, which is now
occupied by that which is “seen”). This shows a certain “externality” of the look that observes or
experiences any given scene. Taking this to the extreme, I can observe the “look” itself, in which
case the act of observation becomes external with respect to the “look” as an object, which now
occupies the central position. This “perspective” shows that besides the “spatiality” of that which
is represented as a non-independent content (following Husserl), there is a “spatiality” in the
structure object-look. It could be said that in reality this is not a “perspective” in the internal
spatial sense but rather involves acts of consciousness that when retained appear continuous,
producing the illusion of perspective. But even as temporal retentions they cannot escape, as
far as representation, from becoming non-independent contents, and consequently subject to
spatiality, whether they are simply represented objects or the structure object-look.
Some psychologists have noted this “look” that is referred to the representation but have
mistaken it for the “I” or the “attentional focus.” No doubt such confusion is due to a lack of
understanding of the distinction between acts and objects of consciousness, and also of course
to prejudices with respect to the activity of representation.11
Therefore, when I am faced with imminent danger, such as a tiger leaping toward the bars of
the cage in front of me, my representations will correspond to the object, which, moreover, I
recognize as dangerous.
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The images that correspond to the recognition of external “danger” are structured with
previous perceptions (and therefore, representations) of the intrabody. These gain special
intensity in the case of “consciousness of danger,” modifying the perspective from which the
object is observed and producing the register of a “shortening of space” between the danger
and myself. In this way, the action of the images in various locations in the space of
representation clearly modifies conduct in the world (as we have seen with respect to the
“delineating” images).
In other words: Danger magnifies the perceptions and the corresponding images of one’s
own body, but that structure is directly referred to the perception-image of that which is
dangerous (external to the body), through which the contamination, the “invasion” of the body by
the dangerous is assured. My whole consciousness is, in this case, consciousness-in-danger,
dominated by the dangerous—without limits, without distance, without external “space,” since I
feel the danger within me, for-me, in the “interior” of the space of representation, within the
boundary of the tactile-coenesthetic register of my head and skin. My most immediate, “natural”
response is to flee from the danger, to flee from my endangered self (moving delineating images
in my space of representation in the direction opposite to the danger and toward the “outside” of
my body). If, through a powerful effort of self-reflection, I decided to remain face to face with the
danger, I would have to do this “fighting with myself.” I would have to reject the danger from
within and with a new perspective take mental distance from the compulsion to flee from the
danger. I would have to modify the placement of the images in the depths of the space of
representation, and hence the perception I have of them.
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Chapter 3: Configuration of the
Space of Representation
3.1 Variations of the Space of Representation
in Relation to the Levels of Consciousness
It is a commonplace that during sleep the consciousness abandons its everyday interests. It
also pays less attention to stimuli originating from the external senses, responding to them only
when the impulses pass a certain threshold or touch on a “sensitive point.”
The profusion of images during dreaming sleep reveals the vast number of correlative
perceptions occurring. It is clear, at the same time, that external stimuli are not only attenuated
but also transformed so as to facilitate the conservation of that level of consciousness.12
Certainly, the way of being of the consciousness in sleep is not a way of not being in the
world. Rather, it is a particular way of being and acting in the world, even when the activity is
directed toward the internal world. Hence, if during sleep with dreams the images help to
conserve that level by transforming external perceptions, they are also working in conjunction
with deep tensions and relaxations and with the energetic economy of the intrabody. The same
thing takes place with the images in our “daydreams,” and it is precisely in this intermediary
level that we gain access to the dramatizations proper to the impulses that are being translated
from one sense to another.
In vigil, images not only contribute to the recognition of perceptions but also tend to direct
the activity of the body toward the external world. Also, we necessarily have an internal register
of these images, through which they influence the behavior of the intrabody.13 However, these
phenomena are perceptible only in a secondary way, and then only when the interest is directed
toward the muscular tonicity and motor activity. Thus, the situation can undergo rapid change
when the consciousness configures itself “emotionally” and the register of the inner body is
amplified, while at the same time the images continue to act upon the external world. On other
occasions the images may, as a “tactical adaptation of the body,” inhibit all activity. These
adaptations may subsequently be judged to have been correct or mistaken, but in any case
there can be no doubt that they are behavioral adaptations in facing the world.
As we have already seen, images referred to internal and external space must be located at
different depths of the space of representation in order to carry out their functions. During sleep
I am able to see images as if I were observing them from a point located inside the scene itself
(as if I were in the scene and looked at things from “me,” without seeing myself from “outside”).
From this perspective I believe not that I am seeing “images” but rather perceptual reality itself.
This occurs because, unlike when I close my eyes in vigil, I do not have a register of the
boundary within which the images appear, and so I believe that I am, with open eyes, seeing
what is happening “outside myself.”
However, in this case the delineating images do not mobilize muscle tonicity because, even
though I believe I am perceiving “external” space, in reality the image is located in the space of
representation. So while my eyes follow the movements of the images, my bodily movements
are attenuated in the same way that perceptions originating through external senses are
attenuated and translated. This is similar to the case of hallucination, except that, as we will see,
in hallucinations the register of the tactile-coenesthetic boundary has for some reason
disappeared, whereas in the previously discussed case of sleep, it is not that such boundaries
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have disappeared but simply that they cannot exist.
Images placed in this way surely delineate their action toward the intrabody, utilizing various
transformations and dramatizations that also allow us to restructure situations already lived—
updating our memories, and certainly decomposing and recomposing emotions that were
originally structured along with the image. Paradoxical sleep (and in some ways “reverie”) fulfills
important functions, among which the transference of affective climates to transformed images
should not be overlooked.14
There exists at least one other case of placement in the oneiric scene: the case in which I
see myself “from outside,” that is, I see the scene in which I am included and carry out actions,
but from a point of observation external to the scene. This case is similar to the one in vigil in
which I see myself “from outside” (as happens when, in a theatrical performance or otherwise
feigning, I represent or portray a certain attitude). The difference is, however, that when vigilic I
have an apperception of myself (I regulate, control, and modify my activity), and when in sleep I
“believe” in the scene as it presents itself, because in this situation my self-criticism is reduced
and the direction of the dream sequence seems to be outside my control.
In order to address the phenomena of altered states of consciousness, we must leave aside
the traditionally established differences between illusion and hallucination. Let us take as a
reference those images that, because of their characteristics, are often taken for perceptions
from the external world. Of course, there is more to an “altered state” than this; nonetheless,
that is the aspect that concerns us here. It can occur that a person in vigil will “project” images,
mistaking them for real perceptions from the external world. In this case, the person will believe
in these images in the same way as the dreaming person mentioned earlier, in which the
dreamer was unable to distinguish between internal and external spaces because the tactile-
coenesthetic boundary of the head and eyes could not be included in the system of
representation. Moreover, both the scene and the subject’s look are located in the interior of the
space of representation, but without any notion of “interiority.”
Accordingly, if someone in vigil loses the notion of “interiority,” it is because the register that
divides the internal from the external has somehow disappeared. Nonetheless, images
projected “outside” retain their delineating power, launching motor activity toward the world.
Subjects in this situation would find themselves in a peculiar state of “waking dream,” of active
semi-sleep, in which their behavior in the external world has lost all efficiency in regard to
objects. This can reach a point where these subjects end up talking with people who are not
there or acting inappropriately in other ways.
Such situations are frequently seen in cases of fever, hypnosis, and sleepwalking.
Occasionally they may also occur at the moment of entering or leaving sleep. Certainly, they
can also be observed in some cases of intoxication, as well as in particular kinds of mental
disturbances. The phenomena that allow this projection of images correspond to a kind of
tactile-coenesthetic “anesthesia” in which images lose their “boundaries” when the sensation
that serves as the reference dividing “external” and “internal” space is lacking.
There are various sensory deprivation experiments in which the “limits” of the body seem to
disappear and subjects experience variations in the dimensions of different parts of their bodies.
Hallucinations are also common in those situations in which a subject, suspended in complete
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silence and total darkness, floats in a saturated saline solution that is maintained at skin
temperature. Then, for example, gigantic butterflies may seem to flap their wings in front of the
subject’s open eyes. The subject may later recognize this image as “originating” in the
functioning (or malfunctioning) of his or her lungs.
There are a number of questions that might follow from this example. Why, for instance, is
the pulmonary register translated and projected as “butterflies” in this case? Why do other
subjects in the same situation not experience hallucinations at all? Why does a third group
project rising hot-air balloons, for example, rather than butterflies? It is clear that the allegories
that correspond to the impulses of the intrabody cannot be separated from the personal
memory, which is also a system of representation. We can see this in the case of ancient forms
of sensory deprivation (for example, the solitary caves sought out by mystics of an earlier age).
In this way people obtained adequate results, in terms of hypnogogic translations and
projections, especially when combined with other practices that amplify the registers of the
intrabody such as fasting, prayer, and sleep deprivation. The world’s religious literature abounds
with references to such phenomena, with accounts of both the procedures used and the
outcomes obtained. It can clearly be seen that, apart from the particular visions of each
experimenter, there are other images that correspond to the representations of the subject’s
particular religious culture.
The same phenomena occasionally occur in proximity to death. In these situations we find
projections that correspond specifically to each subject, as well as others related to elements of
the culture and era in which the subject lives. Even in the laboratory, hypnogogic images with
both personal and cultural substrata can often be provoked with experiments using the Meduna
mixture of gases, as well as through hyperventilation, carotid and ocular pressure, stroboscopic
lights, and so forth.
What is important for us, however, is the conformation of those images, as well as the
location of the “look” and “scene” in different depths and levels of the space of representation. It
is in this regard that the reports from individuals subjected to conditions of sensory deprivation
are often so interesting. Even in cases where there are no hallucinations, the reports nearly
always agree on a number of points. Besides feeling “disoriented” about the position of their
limbs and head, subjects often speak about the difficulty of knowing exactly whether their eyes
were open or closed, and of the impossibility of perceiving the boundary between their bodies
and the space around them.15
From all of this we are led to certain conclusions. Certainly among them would be the
observation that activity toward the external world is impeded with the internalization of the
motor representation. That is, as in the example of the keyboard located “inside” the head rather
than “in front of” the eyes, the location of the image more “internally” than is required in order to
delineate action blocks the body’s movement toward the external world.16
With respect to the anesthesia mentioned earlier, the loss of the sensation of the “boundary”
between internal and external space prevents the correct placement of the image; hence,
hallucinations can be produced when these images are externalized. On the other hand, in
semi-sleep (daydreams and paradoxical sleep), the internalization of images acts upon the
intrabody. And in the situation of “emotional consciousness,” numerous images tend to act upon
the intrabody.
- 13 -
We have not been speaking of a space of representation per se or of a quasi-mental space.
Rather, we have said that representation as such cannot be independent of spatiality, though
we are not thereby maintaining that representation occupies space. It is the form of spatial
representation that concerns us here. So it is that when we speak of a “space of representation”
rather than simply of representation itself, it is because we are considering the ensemble of
perceptions and (non-visual) images that provide the registers (the corporal tone, as well as that
of the consciousness) on the basis of which I recognize myself as “me.” That is, I recognize
myself as a continuum despite the flow and changes that I experience. So the space of
representation is not such because it is an empty container to be filled with phenomena of
consciousness, but rather because its nature is representation, and when particular images
occur, the consciousness cannot present them other than under the form of extension. Thus, we
might also have emphasized the material aspect of what is being represented without thereby
speaking of its substantiality in the same sense as would physics or chemistry; rather, we would
be referring to the hyletic data, that is, to the material data and not to materiality itself.
We are left, however, with a difficulty. Of course, no one would think that the consciousness
has color or that it is a colored container simply because visual representations are presented
as colored. So when we say that the space of representation possesses different levels and
depths, is it because we are speaking of a three-dimensional space with volume? Or is it that
the perceptual-representational structure of my coenesthesia is presented as having volume?
Undoubtedly the latter is the case, and it is thanks to this that my representations may appear
above or below, to the left or the right, toward the front or back, and that my “look” may also
have a particular perspective toward the image.
We can consider the space of representation the “scene” in which the representation,
excluding the “look,” is given. Clearly, such a scene involves a structure of images that draws on
numerous perceptual sources and previously perceived images.
For each structure of representation that appears in the scene there exist innumerable
alternatives that are not completely unfolded but rather act copresently. Of course, here we are
not speaking of “manifest” and “latent” contents or the “associative pathways” that can lead the
image in one direction or another. For example, consider the theme of linguistic expressions
and meanings. While trying to decide what to say, I can observe that there are numerous
alternatives to choose among. I make these choices not by following a lineal associative
direction, but rather in relation to meanings. These meanings are related, in turn, to the overall
meaning of what I am going to say. In this way we can understand whatever is said as a
meaning expressed in a particular region of objects. It is clear that I could extend myself to
another region of objects that is non-homogenous with the overall meaning that I wish to
transmit. However, I refrain from doing this precisely so as not to destroy the transmission of the
overall meaning. What this makes clear is that there are other regions of objects copresent in
my discourse, and that I could let myself be taken by aimless “free association” within the
chosen region. But even in this case I can see that such associations correspond to other
regions, to other meaningful totalities.
In this example of language, my discourse is developed in a region of meanings and
expressions. It is structured within the limits set by a “horizon” and separated from other
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regions, which in turn are structured by other objects or by other relations between objects.
In this way the notion of a scene in which the images are given corresponds approximately
to the idea of a region limited by a horizon proper to the system of representation that is acting.
We can look at it in this way: When I represent the keyboard, the ambit and the objects that
surround it in the region, which in this case I could call the “room,” are acting copresently.
Hence, I discover that not only are alternatives of a material type acting (adjacent objects within
the ambit), but that those alternatives are multiplied into different temporal and substantial
regions, and this grouping into regions does not correspond to the form “all objects belonging to
the class.…”
I constitute the world in which I perceive and carry out my daily routine, not only through
representations that allow me to recognize and act but also through copresent systems of
representation. The structuring that I make in the world I call a “landscape,” and I can verify that
the perception of the world is always a recognition and interpretation of a reality according to my
landscape. This world, which I take to be reality, is my own biography in action, and the action
of transformation that I carry out in the world is my own transformation. When I speak about my
internal world I am also speaking about the interpretation that I make of it and the transformation
that I carry out in it.
The distinctions that we have made until now between “internal” and “external” space, based
on the register of boundaries set by the tactile-coenesthetic perceptions, cannot be maintained
when we speak about this globality of the consciousness in the world, for which the world is its
“landscape” and the I its “look.” This mode of consciousness-being-in-the-world is basically a
mode of action in perspective, whose immediate spatial reference is the body itself, not simply
the intrabody. But the body, while being an object of the world, is also an object of the
landscape and an object of transformation, and in this way it ends up becoming a prosthesis of
human intentionality.
If images allow recognition and action, then according to the structure of the landscape and
the needs of individuals and peoples (or according to what they consider their needs to be), they
will, in the same way, tend to transform the world.
- 15 -
Notes to Psychology of the Image
1
“What in our innocence of phenomenological niceties we take for mere facts: that a spatial thing
always appears to ‘us humans’ in a certain ‘orientation,’ oriented, for instance, in the visual field of
view as above and below, right and left, near and far; that we can see a thing only at a certain
‘depth’ or ‘distance’; that all the changing distances at which it can be seen are related to a center of
all depth-orientations ‘localized’ by us in the head, invisible though familiar to us as an ideal limiting
point—all these alleged facts (Faktizitaten), contingencies of spatial perception which are foreign to
the ‘true,’ ‘objective’ space, reveal themselves down to the most trivial empirical subdivisions
(Besonderungen) as essential necessities. Thus we see that not only for us human beings, but also
for God—as the ideal representative of absolute knowledge—whatever has the character of a spatial
thing is intuitable only through appearances, wherein it is given, and indeed must be given, as
changing ‘perspectively’ in varied yet determined ways, and thereby presented in changing
‘orientations.’
“We must now seek not only to establish this as a general thesis, but also to follow it up into all its
particular formations. The problem of the ‘origin of the presentation of space,’ the deepest
phenomenological meaning whereof has never yet been grasped, reduces itself to the
phenomenological analysis of the essential nature of all the noematic (and noetic) phenomena,
wherein space exhibits itself intuitionally and as the unity of appearances, and the descriptive modes
of such exhibiting ‘constitutes’ the spatial.” Ideas General Introduction to Pure Phenomenology, E.
Husserl (New York: Collier, 1975, Section 150).
2
In section 6 of the Epilogue to Ideas Husserl says: “For those who live in the habits of thought
prevailing in the science of nature it seems to quite obvious that purely psychic being or psychic life,
is to be considered a course of events similar to natural ones, occurring in the quasi-space of
consciousness. Evidently and in principle, it makes no difference in this regard whether one lets the
psychic data be blown into aggregates “atomistically,” like shifting heaps of sand, even though in
conformity with empirical laws, or whether they are considered parts of wholes which, by necessity,
either empirical or a priori, can behave individually only as such parts within a whole—at the highest
level perhaps in the whole that is consciousness in its totality, which is bound to a fixed form of
wholeness. In other words, atomistic psychology, as well as Gestalt psychology, both retain the
sense and the principle of psychological “naturalism” (as we have defined it above) or “sensualism,”
as it can also be named if we recall the use of the term “inner sense.” Clearly, even Brentano’s
psychology of intentionality remains tied to this traditional naturalism, although it has brought about a
reformation by introducing into psychology the descriptive concept of intentionality as a universal
and fundamental one”. Ideas Pertaining to a Pure Phenomenology and to a Phenomenological
Philosophy Second Book (Studies in the Phenomenology of Constitution), E. Husserl, trans. R.
Rojcewicz and A. Schuwer (Dordrecht/Boston/London: Kluwer Academic Publishers, 1989,
Epilogue, section 6 pg. 423).
3
Grundformen und Erkenntinis menslichen Daseins, L. Binswanger (Zurich: Niehans, 1953);
Ausgewahlte Vortrage und Aufsatze (Francke Berna, 1955). See “La Psychanlyse existentiale de
Ludwig Binswanger,” Henri Niel, Critique (October 1957). Quoted in Histoire de la Psychologie,
Fernand Lucien Mueller (Paris: Payot, 1976).
4
This discussion began long ago. Sartre, in his critical study on the various conceptions of
imagination, says: “Associationism lived on among certain tardy partisans of the theory of cerebral
localization, and was latent among a host of writers who were unable to dispose of it despite every
effort. The Cartesian doctrine of pure thought that is capable of replacing the image on the very
terrain of imagination returned to favor through Buhler. A large number of psychologists finally
maintained with R. P. Peillaube the compromise theory of Leibniz. Experimentalists such as Binet
and the Wurzburg psychologists claimed to have noted the existence of imageless thoughts. Other
psychologists no less devoted to fact, such as Titchener and Ribot, denied the existence and even
- 16 -
the possibility of such thoughts. Matters had not advanced one step beyond the time of the
publication of Leibniz’s reply to Locke in the New Essays.
“For the point of departure had not changed. In the first place, the old conception of images had
been retained. In a more subtle form, no doubt. Experiments such as those of Spaier revealed, to be
sure, a sort of life where, thirty years earlier, only static elements had been seen. Images have their
dawn and their dusk, and change form under the gaze of consciousness. The investigations of
Philippe doubtless revealed a progressive schematization of images in the unconscious. Generic
images were admitted to exist, the work of Messer revealing a host of indeterminate representations
in consciousness, and Berkeleyan particularism was abandoned. With Bergson, Revault
d’Allonnnes, Betz and others, the old notion of schemata came back into fashion. But there was no
surrender of principle. The image was an independent psychic content capable of assisting thought
but also subject to its own laws. And although a biological dynamism replaced the traditional
mechanistic conception the essence of the image continued nonetheless to be passivity.”
Imagination: A Psychological Critique, J.P. Sartre, trans. Forrest Williams (Ann Arbor: University of
Michigan Press, 1962, pp. 75–76).
5
“Every psychic fact is a synthesis. Every psychic fact is a form, and has a structure. This is
common ground for all contemporary psychologists, and is completely in accord with the data of
reflection. Unfortunately, these contentions have their origin in a priori ideas. In agreement with the
data of inner sense, they do not originate there, in inner experience. Psychologists have thus
resembled in their undertakings those mathematicians who wanted to retrieve the continuum by
means of discontinuous elements. Psychic synthesis was to be retrieved by starting from elements
furnished by a priori analysis of certain logical-metaphysical concepts. The image was one of those
elements, and reveals, in our opinion, the most decisive rout experienced by synthetic psychology.
The attempt was made to soften the image, to refine it, to render it as fluid and as transparent as
possible, so that it would not prevent syntheses from taking place. And when certain writers realized
that even thus disguised, images were bound to shatter the continuity of the psychic stream, they
rejected images entirely, as pure Scholastic entities. But they failed to realize that their criticism had
to do with a certain conception of images, not images themselves. All the trouble lay in having come
to images with the idea of synthesis, instead of deriving a certain conception of synthesis from
reflection upon images. The problem raised was the following one: How can the existence of images
be reconciled with the requirements of synthesis? They failed to realize that an atomistic conception
of images was already contained in the very manner of formulating the problem. There is no
avoiding the straightforward answer that so long as images are inert psychic contents, there is no
conceivable way to reconcile them with the requirements of synthesis. An image can only enter into
consciousness, if it is itself a synthesis, not an element. There are not, and never could be, images
in consciousness. Rather, an image is a certain type of consciousness. An image is an act, not some
thing. An image is a consciousness of some thing.” Imagination: A Psychological Critique, Sartre, p.
146.
6
This is probably the source of confusion that has led thinkers such as Bergson to affirm: “An image
may be without being perceived; it may be present without being represented.”
7
By 1943, it had been observed in laboratories that some individuals have a tendency to favor
auditory, tactile, or coenesthetic images over visual ones. This led G. Walter in 1967 to formulate a
classification of imaginative types according to their predominant sense. Independently of his claims,
the idea gained ground among psychologists that recognition of one’s own body in space or the
memory of an object were quite often not based on visual images. Moreover, they began to consider
the case of perfectly normal subjects who described their “blindness” as regards visual
representations. From this point on it could no longer be maintained that visual images should be
considered the nucleus of the system of representation, relegating other imaginative forms to the
dustbin of “eidetic disintegration” or the field of literature, where “idiots” and “morons” say things like:
- 17 -
“I couldn’t see it, but my hands saw it, and I could hear it getting night, and my hands saw the slipper
but I couldn’t see myself, but my hands could see the slipper, and I squatted there, hearing it getting
dark.” The Sound and the Fury, William Faulkner (New York: Vintage, 1954, pp. 88–89).
8
Recall the example of the modification of space that Sartre gives in The Emotions: Outline of a
Theory. There he speaks of a ferocious animal that suddenly leaps toward us threateningly. In this
situation, even though the animal is caged we are startled, and it is as if the distance that separates
us had disappeared. The same phenomena are also described by the character Kolnai in Nausea.
He describes the sensation of revulsion as a defense when faced with the advance of the warm,
viscous, and vitally diffuse, which gets closer until it “sticks” to the observer. For him, the reflex of
vomiting in front of the “disgusting” is a rejection, a visceral expulsion of a sensation that has been
“introduced” into his body. We think that in both these cases representation plays a central role,
being superimposed on the perception and modifying it. We can see this in the case of the “dangers”
that are ignored by a child but become matters of importance for the adult who has previously
suffered mishaps. In the second case the rejection of the “disgusting” is affected by memories
associated with the object, or particular aspects of the object. How else could we explain that one
and the same food can be treated as a gastronomic delicacy by a particular group of people and as
unacceptable or even repugnant by another? Furthermore, how would we understand the phobias or
“unjustified” fears someone might have about an object that to other eyes seems harmless? Since
perceptions do not differ so drastically among normal subjects, the differences must be in the image,
or rather in the structuring of the image.
9
It should be understood that when we speak of the “world” we are referring as much to the so-
called “internal” as to the so-called “external” world. It is also clear that this dichotomy is accepted
because in this exposition we are placing ourselves in the naive or habitual position. It is useful to
recall the comments in Chapter 1, Paragraph 1 regarding falling once again naively into the world of
the “natural psyche.”
10
As if… this object were similar to another one that I am familiar with; as if something had
happened to this object that I know; as if it were missing some characteristics to become that other
already known object, etc.
11
We use the word “look” with a meaning that extends beyond the visual. Perhaps it would be more
correct to speak of a “point of observation.” Thus, when we say “look,” we could refer to a non-visual
register (kinesthetic, for example) that still involves a representation.
12
Even though the attitude of abandoning daily interests is rejected in the vigilic state, the tendency
toward preserving the level also occurs there. Vigil and sleep tend to run through their respective
cycles, replacing each other in a more or less foreseeable sequence, very different from the case of
daydreaming and paradoxical sleep (sleep with visual images), which at times erupt into these
levels. Perhaps this situation, which we could call semi-sleep, corresponds to reaccommodations or
“distancings” that allow the level to be preserved.
13
How can we explain somatization without understanding the capacity that internal images possess
to modify the body? An understanding of this phenomenon should contribute to the development of a
psychosomatic medicine, in which the body and its functions (or dysfunctions) could be globally
reinterpreted in the context of intentionality. From this perspective, the human body would be seen
as a prosthesis of the consciousness in its activity toward the world.
14
However, investigating these topics would take us far from our central theme. A complete theory of
the consciousness (which is not what we are attempting here) will need to take all these phenomena
into account.
15
Doubtless the experiences described above deserve clever neurophysiological explanations, but
these would not be related to our theme, nor could they resolve the questions we are considering.
16
After suffering a powerful fright or a serious conflict, subjects can observe that their limbs do not
respond to their will; this paralysis may last only a brief moment or it may persist. Such cases as the
- 18 -
sudden loss of speech as a consequence of emotional shock correspond to the same range of
phenomena.
Historiological Discussions
- 19 -
Chapter 1: The Past as Viewed from the Present
1.1 The Distortion of Mediated History
First, it would be worthwhile to clear up some problems that hinder the clarification of the
fundamental problems of historiology. While these errors are numerous, considering even a few
of them will help eliminate a certain mode of approaching these themes that leads directly to an
obscuring of concrete history, not because of a lack of data but rather because of the specific
interference of the historian in dealing with the data in question.
Even in the writings of the “Father of History” an interest can clearly be seen in emphasizing
the differences between his people and the barbarians.2 And in Titus Livius the narrative is
transformed in order to contrast the virtues of the old Republic with the period of the Empire in
which the author lives.3 This purposeful method of presenting facts and customs is foreign
neither to historians of the East or the West. They have, from the very beginnings of written
narrative, constructed a particular history out of the landscape of their epoch. Affected as they
were by their times, many manipulated the facts not with any malice, but on the contrary,
considering that their task was to bring out the “historical truth” that had been suppressed or
hidden by the powerful.4
There are many ways in which one’s own present landscape can be introduced into the
description of the past. Sometimes history is told, or an attempt is made to influence it, through
the use of legend or the pretext of a literary work. One of the clearest such cases can be found
in Virgil’s Aeneid.5
Religious literature, in turn, often shows the distortions of interpolation, expurgation, and
translation. When these errors have been intentionally committed, we are dealing with cases
where the alteration of past situations may be explained by the “zeal” inspired by the historian’s
own landscape. Even when errors have simply slipped in for other reasons, we are still left at
the mercy of facts that can only be clarified by applying the techniques of historiology.6
There also exists manipulation of the source texts on which the historical commentary relies,
carried out with the intention of supporting a certain thesis. Systematic misrepresentation of this
type has become important, for example, in the contemporary production of daily news.7
In addition, there are the not insignificant defects of oversimplification and stereotyping.
These tendencies have the advantage of minimizing the work involved in trying to give a global
and definitive interpretation of the facts, valuing or discrediting them in accordance with the
more or less accepted model. The problem with such procedures is that they allow the
construction of “histories” in which second-hand information or hearsay is substituted for facts.
There are, then, numerous forms of distortion. But surely the least evident (and most
decisive) is that located not in the historian’s pen but in the heads of those who read the
historian and accept or reject that description in accordance with how it fits their particular
beliefs and interests—or the beliefs and interests of a group, a people, or an entire culture—in a
certain historical moment. This type of personal or collective “censorship” is not open for
discussion since it is taken as reality itself, and it is only when events finally clash with what is
believed to be “reality” that the prejudices held until that moment are finally swept away.
Of course, when we speak of “beliefs” we are referring to the sorts of pre-predicative
formulations of which Husserl spoke, and that appear as much in daily life as in science.
Therefore, it is of little importance whether a belief has mythical or scientific roots, since in any
case it involves prepredicates that have been formed previous to any rational judgment.8
- 20 -
Historians and archaeologists of different times have experienced the serious difficulties
presented by those situations in which data have been all but discarded because they had been
considered irrelevant—and later it was precisely these same data, earlier abandoned or
discredited by “good sense,” that occasioned a fundamental turning point in historiology.9
There are four defects in the treatment of historical fact, which we could summarize so that,
to the extent possible, we can move beyond them and set aside those works that are in the grip
of such approaches. The first involves the deliberate introduction of the period in which the
historian lives into the narrative, as occurs in myth, religion, and literature. Another situation
involves the manipulation of sources. A third, oversimplification and stereotyping, and lastly
there is the kind of “censorship” produced by the prepredicates of the age. Nevertheless, if
someone were to make explicit these errors or demonstrate how difficult they are to avoid, their
contribution might be taken seriously inasmuch as their presentation has been made with
reflection and the development can be followed rationally. Fortunately, this is often the case,
and it is precisely what allows us to have a productive discussion.10
Any autobiography, any narrative about one’s own life (which would seem to consist of
those facts that are the most indubitable, immediate, and well known to oneself) still suffers
undeniable distortions and distance from the events that took place. Setting aside the question
of bad faith—as if this were possible—let us assume that the narrative in question is being
produced for oneself and not an external audience. We could use the example of a personal
diary to illustrate this point. Upon rereading this type of record, authors can verify: (1) that even
“facts” written down almost as they occurred nonetheless received a particular emphasis
regarding certain “knots” that were significant at that time but have become less relevant in the
present. Indeed, these authors may now think that they should have instead taken greater note
of other aspects, and that were they to rewrite this diary they would do so in a very different
way; (2) that their descriptions involved a reworking of what took place, as if they had structured
things from a temporal perspective different from the present one; (3) that the values they
applied at that moment are very different from those they hold at present; (4) that, encouraged
by the pretext of writing the narrative, varied and at times compulsive psychological phenomena
have strongly colored the descriptions to the point that today’s readers blush at what they once
wrote (the candor, the forced cleverness, the exaggerated self-flattery, the undeserved self-
criticisms, and so on). Continuing in this way, a fifth, a sixth, and a seventh consideration could
be offered with respect to the distortion of personal historical fact. Consider, then: What may not
happen when it comes to describing historical events that have been interpreted by others and
that we have not lived through ourselves? So it is that historical reflection is carried out from the
perspective of the historical moment in which that reflection takes place—and from this
perspective it turns to modifying these events.
The line of thinking developed above may seem to exhibit a certain skepticism with respect
to the faithfulness of historical description. However, it is not this point that we should focus on.
From the beginning of this essay we have admitted the presence of the intellectual construction
that operates in the task of the historian, putting things in this way in order to emphasize that the
historian’s temporality and perspective are unavoidable themes in historiological consideration.
For how is it that such distance is produced between the fact and its telling? How is it that the
telling varies with the passage of time? How is it that events unfold outside of the
- 21 -
consciousness? And what degree of relationship is there between lived-temporality and the
temporality of the world about which we offer our opinions and upon which we sustain our points
of view? These are just some of the questions that must be answered if we wish to provide
historiology with a foundation, consecrating it as a science, or even simply to establish the
possibility that historiology as such could exist. It could be argued that historiology (or
historiography) already exists. Certainly this is true, but in the present state of affairs historiology
has more the characteristics of a field of knowledge than of a science.
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Chapter 2: The Past Seen as Without
Temporal Foundation
2.1 Conceptions of History
In the last few centuries a number of writers have begun to search for a rationale or system of
laws that would explain the development of historical events, but they did so without any attempt
to explain the nature of events themselves. For these authors, it is no longer simply a matter of
recounting events, but rather of establishing a rhythm or form that can be applied to them. They
have discussed at length the problem of the historical subject, in which, once isolated, they have
claimed to find the motor of events. But whether claiming the human being, nature, or God as
the subject, no one has yet explained to us what historical change or movement is. This
question has often been ignored, taking for granted that, as with space, time, too, cannot be
seen in itself but only in relation to a certain substantiality. And without further ado, these writers
have focused on the substantiality in question. All of this has resulted in a kind of child’s jigsaw
puzzle in which the pieces that do not fit are forced into place. In the numerous systems in
which some rudiments of historiology appear, all the effort seems to be focused on justifying the
dateability, the accepted calendar time, of facts, analyzing how they occurred, why they
occurred, or how things must have occurred—without considering what this “occurring” is, how it
is possible in general that something occurs. This form of proceeding in historiological matters
we could call “history without temporality.”
Let us look at some cases that illustrate these characteristics. Doubtless, Vico11 contributed
a new point of view regarding the treatment of history, and he is seen in some measure as the
initiator of what later came to be known as “historiography.” Nevertheless, this tells us nothing
about what foundation he may have given to that science. Indeed, while he points out the
difference between “consciousness of existence” and “science of existence,” and in his reaction
against Descartes raises the banner of historical knowledge, he does not thereby explain
historical facts as such. Certainly, his greatest contributions lie in attempting to establish: (1) a
general idea regarding the form of historical development; (2) a set of axioms; and (3) a method
(“metaphysical” and philological).12
Our new Science must therefore be a demonstration, so to speak, of the historical fact
of providence, for it must be a history of the forms of the order which, without human
discernment or intent, and often against the designs of men, providence has given to
this great city of the human race. For though this world has been created in time and
particular, the orders established therein by providence are universal and eternal.13
With this, Vico proposes that “this Science must therefore be a rational civil theology of divine
providence”14 and not a science of historical facts as such.
Vico, influenced by Plato and Augustine (in his conception of a history that participates in
the eternal), anticipates numerous themes of romanticism.15 Setting aside the idea of “clear and
distinct” thought as the organizational principle, he attempted to penetrate the apparent chaos of
history. His cyclical interpretation of the ebb and flow of history—based on a law of development
in three ages: divine (in which the senses predominate); heroic (fantasy); and human (reason)—
had a powerful influence on the formation of the philosophy of history.
Sufficient emphasis has not been given to the nexus joining Vico with Herder,16 but if we
- 23 -
recognize in Vico the birth of the philosophy of history17 and not simply the historical compilation
typical of the Enlightenment, we must concede to Herder either the anticipation of or direct
influence on the emergence of this discipline. Herder asks, Why is it, if everything in the world
has its philosophy and its science, that what touches us most directly—the history of humanity—
should not also have its own philosophy and science? Even if the three laws of development
that Herder establishes are not identical to those enunciated by Vico, the idea that human
evolution (starting from the human race and its natural environment) traverses different stages
until it arrives at a society based on reason and justice recalls the voice of that Neapolitan
thinker.
In Comte18 the philosophy of history attains a social dimension and an explanation of the
human fact. His law of the three stages (theological, metaphysical, and positive) echoes Vico’s
notion. Comte is not particularly concerned with clarifying the nature of those “stages,” but once
proposed they seem particularly useful for understanding the march of humanity and its
direction—that is, the meaning of history: “On peut assurer aujourd’hui que la doctrine que aura
suffisamment expliqué l’ansemble du passé obtiendra inévitablement, par suite de cette seule
épreuve, la présidence mentale de l’avenir.”19 It is clear that history will serve as a tool for action
within the schema of the practical destiny of knowledge, with the “voir pour prévoir.”
Regarding his practical interests, he would have the new generations dedicate themselves
to activities such as engineering, architecture, and medicine, abandoning all philosophy or
abstract thought, which has already entered its “stage of decline.” We see that his interests go
still further when he indicates a type of politics (in both the specific and general sense) that must
correspond to the present and immediate future of the culture in which he is writing.22
For Comte, history could still be comprehended on a human scale. His law of the three
stages applied as much to humanity as to individuals in their development. For Spengler, history
has already become dehumanized as a universal biographical protoform, which has to do only
with biological man (as well as animals and plants) insofar as birth, youth, maturity, and death
happen to them.
The Spenglerian vision of “civilization” as the final stage of a culture did not stop Toynbee23
from taking civilization as the unit of research. In fact, in the introduction to his Study of History
Toynbee discusses the problem of the minimum historical unit, discarding “national history” as
isolated and unreal because history in fact corresponds to multiple entities that embrace a more
extended region. What is important to him above all is the comparative study of civilizations, a
concept that we often find replaced by that of “society.” Of greatest interest (for our purposes) is
Toynbee’s interpretation of the historical process. No longer is the subject of history a biological
being marked by destiny, but rather an entity that, between the open and the closed, is guided
- 24 -
by impulses or circumspection in facing obstacles.
We must also take note of Toynbee’s explanation of social movement as involving challenge
and response. He does not, however, use the term “impulse” in a strictly Bergsonian sense, nor
is his use of the idea of challenge-response a simple transplanting of stimulus-response or
Pavlovian reflex. Finally, what is of most interest to us is his understanding that the great
religions transcend the disintegration of civilizations, and that they are what allows us to have
the intuition of a “plan” and a “purpose” in history. In any event, the accommodation of his model
to a particular historical form kept him from an understanding of temporality.
- 25 -
Chapter 3: History and Temporality
3.1 Temporality and Process
Hegel has taught us (in the third book, second section of The Science of Logic24) to distinguish
among mechanical, chemical, and vital processes: “The result of the mechanical process does
not already exist before that process; its end is not in its beginning, as in the case of the
teleological end. The product is a determinateness in the object as an externally posited one.”
Its process is, moreover, externality that does not affect its sameness and that is not explained
by its sameness. Further on he will tell us: “Chemism is itself the first negation of indifferent
objectivity and the externality of its determinateness; it is, therefore, still infected with the
immediate self-subsistence of the object and with externality. Consequently it is not yet for itself
that totality of self-determination that proceeds from it and in which rather it is sublated.” Finality
appears in the vital process in the measure that the living individuals, in the face of the
presupposed objective world, are put into tension with regard to their original presuppositions
and positioned as the subject, in-itself and for-itself…
It was some time after the death of Hegel before that outline of vitality became the central
theme of a new point of view, the “life-philosophy” of Wilhelm Dilthey. He understood “life” not
only as psychic life but as a unity found in that permanent change of state in which
consciousness, constituted in relation to the external world, is a moment of subjective identity of
this structure in process. Time is the form of correlation between subjective identity and the
world. The passage of time appears as an experience and has a teleological character: It is a
process with direction. Dilthey has a clear intuition but does not claim to construct a scientific
edifice. For him, in the end, all truth is reduced to objectivity, and, as Zubiri points out, applying
this to any truth means that everything, even the principle of contradiction, will be a simple fact.
In this way, though he is reluctant to seek a foundation of a scientific nature, Dilthey’s brilliant
intuitions in the philosophy of life will have a powerful influence on the new current of thought.
Dilthey explains history from “within,” from where it is given, within life, but he does not stop
to describe with precision the nature of becoming. It is here that we encounter phenomenology,
which, after successive and exhaustive approaches, promises to confront the fundamental
problems of historiology. Surely, the difficulty phenomenology faces in justifying the existence of
another “I,” different from one’s own, and in general in showing the existence of a world different
from the “world” obtained after the epoché, extends to the problem of historicity inasmuch as it
is external to lived experience. It is often said that phenomenological solipsism turns subjectivity
into a monad “without doors or windows,” to use the phrase so dear to Leibniz. But is this really
the case? If so, the possibility of basing historiology on indubitable principles, like those
obtained by philosophy treated as a rigorous science, would be seriously compromised.
It is clear that historiology cannot simply take its guiding principles from the natural sciences
or mathematics and incorporate them without further ado as part of its own legacy. Here we are
speaking of justifying historiology as a science, and hence there is a need to assist its
emergence without appealing to the simple “evidence” of the existence of the historical event, in
order to then derive from it a science of history. No one can fail to notice the difference between
simply being occupied with a field of facts and transforming that field into a science. As Husserl
comments in discussion with Dilthey, it is not a question of doubting the truth of a fact, but of
knowing whether one can be justified in raising it to a universality of principle.
The major problem surrounding historiology is that as long as the nature of time and
- 26 -
historicity are not understood, the concept of process appears artificially grafted onto its
explanations, rather than the explanations deriving from the concept. That is why we must insist
that a rigorous approach be taken with this problem. But time and again philosophy has had to
abandon its attempts to develop such an explanation—for example, in the case of its endeavor
to be a positive science, as in Comte; a science of logic, as in Hegel; a critique of language, as
in Wittgenstein; or a science of propositional calculus, as in Russell. Therefore, when
phenomenology does in fact appear to fulfill the requirements of a rigorous science, we are led
to ask whether there is in it the possibility of giving a foundation to historiology. Before this can
happen, however, we must deal with a few difficulties.
Centering on our theme, we ask: Is Husserl’s inadequate response regarding historicity due
simply to the incomplete development of this particular point, or is it that phenomenology itself is
incapable of becoming a science of intersubjectivity, of worldliness—that is, of the temporal
facts external to subjectivity?25
In Cartesian Meditations Husserl says:
If perchance it could be shown that everything constituted as part of my peculiar
ownness, including then the reduced “world,” belonged to the concrete essence of the
constituting subject as an inseparable internal determination, then, in the Ego’s self-
explication, his peculiarly own world would be found as “inside” and, on the other hand,
when running through that world straightforwardly, the Ego would find himself as a
member among its “externalities” and would distinguish between himself and “the
external world.”Tr.1
- 27 -
continue with them after his explanations denotes, at the very least, a kind of intellectual
shortsightedness for which it would be difficult to compensate simply through historical erudition.
Abenhazan points to doing as a distancing of oneself from what we could call “placing oneself
before,” or the Heideggerian “being-already-in (the world) as being-together-with.” Insofar as its
existence, all human structure is projection, and in this projection the existent play with their
destiny.
If we put things in this way we would have to offer an explanation of temporality, because it
is the comprehension of temporality that would allow us to understand the pro-ject, the “placing
oneself before.” This sort of exegesis is not incidental but unavoidable. There is no way to
understand how temporality occurs in events, that is, how they gain temporality in a conception
of history, other than by including the intrinsic temporality of those who produce these events.
Thus, it is useful to agree: Either history is an occurring that reduces the human being to an
epiphenomenon, in which case we can speak only of natural history (unjustified because among
other things it omits human construction), or it is human history (among other things capable of
explaining construction of all sorts).
For my part, I hold to this second position.
Let us review, then, what of significance has been said regarding the theme of temporality.
Hegel has illustrated for us the dialectic of movement but not that of temporality. He defines
temporality as the “abstraction of consuming,” locating it along with “place” and “movement”
following the tradition of Aristotle (particularly his Encyclopedia of the Philosophical Sciences,
the chapter “Philosophy of Nature”).
Hegel tells us that the being of time is the now. And inasmuch as the now is a “no longer” or
“not yet,” it is, consequently, like a non-being. If we take the “now” from temporality, clearly it
becomes an “abstraction of consuming.” But the problem persists, inasmuch as “consuming”
itself takes place in time. Moreover, we cannot understand how, as he later explains, from the
linear placing of infinite nows it is possible to obtain a temporal sequence.
Negativity, which relates itself as point to space, and which develops in space its
determinations as line and surface, is, however, just as much for itself in the sphere of
Being-outside-of-itself, and so are its determinations therein, though while it is positing
as in the sphere of Being-outside-of-itself, it appears indifferent as regards the things
that are tranquilly side by side. As thus posited for itself, it is time. (cited by Heidegger
in Being and Time, Section 82, H 429)Tr.2
Heidegger tells us that both the naive as well as the Hegelian conceptions of time, sharing
as they do the same perception, occur through the leveling and covering that hides the
historicity of the being-there, for whom the passing of time is not, at bottom, a simple horizontal
alignment of “nows.” This involves, in reality, the phenomenon of turning the look away from “the
end of being-in-the-world” by means of an infinite time that for all intents and purposes could not
be, and as a consequence could not affect the end of the being-there.27 In this fashion,
temporality has until now been inaccessible, hidden by the common conception of time that
characterized it as an irreversible “one after another.”
Why cannot time be reversed? Especially if one looks exclusively at the stream of
“nows,” it is incomprehensible in itself why this sequence should not present itself in
the reverse direction. The impossibility of this reversal has its basis in the way public
time originates in temporality, the temporalizing of which is primarily futural and “goes”
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to its end ecstatically in such a way that it “is” already towards its end.Tr.3
So it is only starting from the temporality of the “being-there” that one can comprehend how
mundane time is inherent to temporality. And the temporality of the being-there is a structure in
which past and future times coexist (but not side by side as aggregates), and the latter exist as
projects or, more radically, as “protensions” necessary to intentionality (as Husserl taught). In
reality, the primacy of the future explains the being-already-in-the-world as the ontological root
of being-there. This is, of course, of enormous consequence, and affects our historiological
investigation. Heidegger himself says:
It is not necessary to discuss here how the configuration of every situation is effected
through the representation of both past events and more or less possible future events, which,
when compared with present phenomena, allow one to structure what has been called the
“present situation.” This inevitable process of representation in the face of events makes us
understand that these facts can never have the structure that is attributed to them. This is why,
when we speak of “landscape,” we are referring to situations that always imply facts that are
weighted by the “look” of the observer.
So then, if students of history fix their temporal horizon in the past, they do not thereby
reach a historical setting in itself; rather, they still configure it in accordance with their own
particular landscape because, insofar as representation is concerned, their present study of the
past is articulated in the same way as any other study of situation. This leads us to reflect on
those lamentable attempts in which historians endeavor to “introduce” themselves into a
selected historical setting with the objective of reliving these past events, never realizing that in
the end they are introducing their own present landscape. In light of these considerations, we
should note that an important aspect of historiology must be the study of the historian’s
landscape, because it is through the transformation of the landscapes of historians that we are
able to catch a glimpse of historical change. In this sense, those weighty writers wind up telling
us more about the times in which they are writing than about the historical horizon they have
chosen for their study.
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The objection could be raised that the study of the landscapes of historians is also carried
out from a landscape. This is indeed so, but it is this type of metalandscape that allows
comparisons to be established among elements made homogeneous insofar as they pertain to
the same category.
Of course, a cursory examination of the previous proposition could result in it being
assimilated into almost any type of historiological vision. If a supposed historiologist held that
the “will to power” was the engine of history, he might infer (following what has been said) that
historians of different epochs are the representatives of the development of such a will; if he
held the idea that “social class” is what produces historical movement, he might place historians
as representatives of a certain class, and so on. In turn, such historiologists would see
themselves as conscious champions of the aforementioned “will” or “class,” which would allow
them to place their own imprint on the category “landscape.” They could attempt to study, for
example, the landscape of this will to power in different historians. Nevertheless, the attempt
would be only a procedure based on an expression and not on a meaning, because achieving
clarity in the concept of landscape requires a comprehension of temporality that does not derive
from the theory of will. For that matter, it is surprising how many historiologists have
appropriated explanations of temporality foreign to their interpretive scheme, without feeling the
need to clarify (from their theory) how it is that representation of the world in general and the
historical world in particular is configured.
We note that the clarification carried out above is a condition for the subsequent
development of ideas and not simply one more step that we can happily do without. This is one
of the prerequisites for historiological discourse and cannot be discarded simply by labeling it as
“psychological” or “phenomenological” (that is to say, Byzantine). Placing ourselves in
opposition to those prepredicates from which designations such as the aforementioned derive,
we maintain, with even greater audacity, that the category “landscape” is applicable not only to
historiology but also to any vision of the world, since it allows us to emphasize the look of the
one who observes the world. It is, then, a concept necessary for science in general.29
Even if the look of the observer—in this case the historiologist—is modified when
confronting a new object, the landscape of this historiologist contributes to directing this look. If
we counter this with the idea of a look that is free, oriented without assumptions with respect to
a historical event that abruptly occurs (like the look attracted by reflex to a sudden stimulus in
daily life), we must consider that placing oneself in front of the emerging phenomenon is already
part of configuring a landscape. To maintain that in order to do science the observer must be
passive contributes little to knowledge unless it is an understanding that this position is the
translation of a conception of the subject as the simple reflection of external stimuli. In turn, such
obedience to “objective conditions” shows the devotion to nature professed by a type of
anthropology in which the human being is simply a moment of nature and therefore itself a
natural being.
Certainly, in other times questions were asked and answers were given regarding the nature
of the human being, without realizing that what defines the human being is, precisely, its
historicity, and therefore its activity of transforming the world and transforming itself.30
On the other hand, we must recognize that just as one can make incursions from one
landscape into scenes presented by different temporal horizons (as typically occurs with
historians who study an event), it is also true that within the same temporal horizon, within the
same historical moment, the points of view of those who are contemporaneous and therefore
coexist may coincide, although they do so from landscapes of formation that are different, owing
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to non-homogenous temporal accretions. This discovery dispels the naive view that has
prevailed until only recently and highlights the enormous distance in perspective that exists
between the different generations. These generations, though they occupy the same historical
stage, do so from diverse situational and experiential levels.
Various authors (Dromel, Lorenz, Petersen, Wechssler, Pinder, Drerup, Mannheim, and so
on) have addressed the theme of the generations, but it is Ortega y Gasset who must be
recognized for having established in his theory of generations the key to understanding the
intrinsic movement of the historical process.31 If we are to find an explanation for the way that
events unfold, we will have to make an effort similar to that of Aristotle, who in his time tried to
explain movement through the concepts of potency and act. Now as then, arguments based on
sensory perception prove insufficient to explain movement, and so today it is not sufficient to
explain historical becoming by means of factors to which the human being responds merely
passively, or as the transmission mechanism of an agent that remains external.
We have seen that the human being’s open constitution refers to the world, not simply in an
ontic but in an ontological sense. We have, moreover, considered that in this open constitution
the future predominates as pro-ject and as finality. This constitution, projected and open,
inevitably structures the moment in which it finds itself into a landscape as present situation.
This takes place through the “intercrossing” of temporal retentions and protensions that are in
no way arranged as linear “nows” but as actualizations of different times.
To this we should add: In every situation, the reference is always one’s body. In the body,
one’s subjective moment is related to objectivity, and it is through the body that “interiority” or
“exteriority” can be understood, according to the direction given to one’s intention, to one’s
“look.” Facing this body is all-that-is-not-itself, recognized as that which is not immediately
dependent on one’s own intentionality but susceptible to being acted upon through the
intermediation of one’s own body. Thus, the world in general and other human bodies within
reach of one’s body (of which one registers the action) set the conditions in which the human
constitution configures its situation. These conditionings determine the situation and present
themselves as possibilities for the future (in future relationship with one’s own body). In this way,
the present situation can be understood as modifiable in the future.
The world is experienced as external to the body, but the body is also seen as part of the
world since it acts in the world and receives the action of the world. In this way, corporality is
also a temporal configuration, a living history launched toward action, toward future possibility.
The body becomes prosthesis of the intention, responding to placing-oneself-before-the-
intention in both temporal and spatial senses—temporally, in the measure that the body can
actualize in the future the possibility of intention, and spatially, insofar as representation and
image of intention.32
The destiny of the body is the world, and insofar as it is part of the world its destiny is to
transform itself. In this unfolding, objects are amplifications of corporal possibilities and the
bodies of others appear as multiplications of those possibilities, insofar as they are governed by
intentions recognized as similar to those that govern one’s own body.
What is it about the human constitution that necessitates this transformation of the world
and itself? It is the situation of temporo-spatial finitude and deficiency in which it finds itself. This
situation is registered, according to the distinct conditioning factors, as pain (physical) and
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suffering (mental). Thus, the surpassing of pain is not simply an animal response but a temporal
configuration in which the future predominates. Hence, it is a fundamental vital impulse, even
when life does not find itself in a desperate situation at any given moment. Suffering in the face
of danger, re-presented as future possibilities, and present actualities in which pain is present in
other human beings both trigger not only a natural, immediate, reflex response but also a
deferred response, along with construction to avoid pain. The surpassing of pain appears, then,
as a basic project that guides action. And it is that intention which has made possible
communication among diverse bodies and intentions in what we call the “social constitution.”
Social constitution is as historical as human life, it configures human life. Its transformation
is continuous, but in a different way than that of nature. In the latter, changes do not take place
due to intentions. Nature appears as both a “resource” for surpassing pain and suffering and a
“danger” to the human constitution, and this is why the destiny of nature itself is to be
humanized, intentionalized. And the body, inasmuch as it is natural, inasmuch as it is danger
and limitation, shares the same end: to be intentionally transformed, not only in position but in
motor resources; not only in exteriority but in interiority; not only in confrontation but in
adaptation.
In the measure that the human horizon expands, the natural world, as nature, recedes.
Social production continues and expands—but this continuity does not occur through the
presence of social objects alone, objects that, while carriers of human intentions, have not (until
now) been able to continue extending themselves. This continuity is given by human
generations, which are not placed “one beside the other” but instead interact with and transform
each other. These generations are what allows continuity and development—they are dynamic
structures, social time in movement, without which society would fall back into a natural state,
losing its condition as society.
It happens, moreover, that in every historical moment, generations of different temporal
levels, with different retentions and protensions, coexist—and therefore configure different
landscapes of situation. The bodies and behavior of children and the elderly reveal, for the
active generations, the presence of what they have come from and toward what they are
moving; in turn, for the extremes of that triple relationship, they reveal the other extreme of
temporal position. But this never remains fixed, because while the active generations become
older and the elderly die, children are transformed and begin to occupy active positions.
Meanwhile, new births continuously reconstitute society.
When, through abstraction, this incessant flow is “stopped,” we can speak of a “historical
moment” in which all the members who share the same social stage may be considered
contemporaries, living in the same time (insofar as dateability is concerned). But they are also
coetaneous in a nonhomogeneous way with respect to their internal temporality (memory,
project, and landscape of situation). In reality, the generational dialectic is established among
the most contiguous “strata,” which try to occupy the central activity (the social present) in
accordance with their interests and beliefs. The ideas that the generations in dialectic express
take shape and are founded upon the basic prepredicates of each generation’s own formation,
which includes an internal register of a possible future.
Clearly, it is possible to understand the larger processes (the “molecular dynamics,” so to
speak, of historical life) beginning from the smallest element, the minimum “atom” of the
historical moment. Of course, this would require the development of a complete theory of
history, an undertaking that certainly lies beyond the scope of this brief essay.
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3.4 The Prerequisites for Historiology
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Notes to Historiological Discussions
1
“This word—historiology—is used here I believe for the first time.…” And further on: “Unacceptable
in current historiography and philology is the disparity between the precision employed to get or to
handle data, and the imprecision—even more, the intellectual poverty—in the use of constructive
ideas.
“Against this state of affairs in the realm of History, there raises up historiology. It is moved by the
conviction that History, like empirical science, above all has to be construction and not a ‘gluey
mass’—to use the words that Hegel hurls again and again at the historians of his time. The case that
the historians could have against Hegel, by opposing [the idea] that the body of history should be
constructed directly by philosophy, does not justify the tendency, even more marked in that century,
of being content with a sticking together of data. With a hundredth part of what for some time has
already been gathered and polished, it was enough to work out some kind of scientific conduct much
more authentic and substantial than so much, in effect, that History books offer us.” Translated in
Theory of History in Ortega y Gasset: The Dawn of Historical Reason, J. T. Graham (Columbia:
University of Missouri Press, 1997, Appendix, “Hegel and Historiology”). Originally published as La
Filosofía de la Historia de Hegel y la Historiología, J. Ortega y Gasset, Revista de Occidente
(February 1928). Reprinted in Kant, Hegel, Scheler (Madrid: Alianza, 1982, pp. 61 and 72).
2
Herodotus, 484–420 b.c.e. See e.g. Herodotus: The Histories (New York: Norton, 1992).
3
Titus Livius Livy, 59 b.c.e.–17 c.e., History of Rome (later known as The Decades).
4
For example, consider the following quotation: “I begin this work with the time when Servius Galba,
with Titus Vinius for his colleague, was consul for the second time. Many authors have given
accounts of the earlier period, the 820 years dating from the founding of the city, and many of them
wrote of the dealings of the Roman people with eloquence and freedom. After the conflict at Actium,
when for the sake of peace it became necessary that all power should be centered in one man,
these great intellects vanished. And with this, history’s truths suffered in many ways.” The Histories,
Tacitus. Unpublished translation from the Latin by Salvatore Puledda and Daniel Zuckerbrot.
5
Virgil lived between 70 and 19 b.c.e. The poet began his masterwork as Augustus was
consolidating the empire following the battle of Actium. Thanks to his earlier works, The Bucolics and
The Georgics, Virgil was already a celebrity. But starting with The Aeneid, he gained the favor of the
emperor. Of course, he was not a courtier like Theocritus or a mercenary like Pindar, but
nonetheless he was someone whose interests coincided with those of officialdom.
Within the epic Aeneid Virgil embeds the genealogy of Rome. There he traces the history of Rome
back to the moment at the end of the Trojan War when the gods prophesy to Aeneas that his
descendants will govern the world. On the shield that Vulcan forges for the hero appear the images
of the history that is to come, up to the central figure of Octavian (Augustus), the emperor who will
bring universal peace.
In Virgil, the meaning of history is divine, because it is the gods who direct human actions to fit
their own designs (as also occurs in the Homeric source of his inspiration). However, this does not
prevent Virgil from interpreting this destiny from the perspective of the earthly interests of the poet
and his protector. In the fourteenth century, The Divine Comedy will appear, in which another poet
will take up the story, making Virgil the guide in his incursions through mysterious territories and
considerably reinforcing the authority of the Virgilian model.
6
Here is one such case. In reference to the Book of Daniel, the encyclical of Pius XII, Divino Afflante
Spiritu, speaks of “the still unresolved difficulties of the text.” Though he does not enumerate them,
we can point to some. For example, the book survives in three languages: Hebrew, Aramaic, and
Greek. The Hebrew and Aramaic portions fall within the Jewish canonical scriptures. The Catholic
Church has recognized the seventh-century Greek version as part of its own apostolic scriptures.
The Jews do not include Daniel among their prophets but as part of their Hagiographa. On the other
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hand, some Christians, inspired by the Scriptures edited by the United Biblical Societies (the 1569
version of Casiodoro de Reina), find themselves with a Daniel considerably at variance with that of
the Catholics, for example the version of Eloíno Nácar Fúster and A. Colunga. This does not seem
to be simply a mistake, since the version of Casiodoro de Reina was revised by Cyprian de Valera
(1602), with subsequent revisions appearing in 1862, 1908, and 1960. In addition, the Catholic
version contains some sections that do not appear in the Protestant version, including Deuteronomy
(Gr. 3, 24–90) and the Appendix (Gr. 13–14).
The greater difficulties lie not in these matters, however, but in the text itself. Here we find, for
example, that the incident in which Daniel is taken to the royal palace in Babylon is placed after the
third year of the reign of Jehoiakim (605 b.c.e.). However, that event took place before the two other
deportations that historically we know occurred in 598 and 587 b.c.e. As the scholar M. Revuelta
Sañudo observes in a note to the Bible (23rd edition, Paulinas): “The historical references in the first
six chapters are not in agreement with what history tells us. According to the text, Belshazzar is the
son and immediate successor of Nebuchadnezzar and the last king in the dynasty. In reality,
Nebuchadnezzar’s successor was his son Evil-Merodac (Avil-Marduk, 562–560 b.c.e.), and his
fourth non-dynastic successor was Nabonidus (Nabu-na’id, 556–539), who brought to the throne his
son Belshazzar. Finally, Babylon fell into the hands of Cyrus, not Darius the Mede who does not
appear in the historical record.”
These historical defects should not be understood as alterations made in bad faith but as one
more cumulative element in the distortion of the text. Meanwhile, the prophetic vision of Daniel gives
a narrative of the succession of kingdoms in the form of allegories about the horns of a ram, which
are none other than the kings: Alexander the Great; Seleucus I Nicator; Antiochus I Soter; Antiochus
II Kallinikos; Seleucus III Ceraunus; Antiochus III the Great; Seleucus IV Philopater; Heliodorus; and
Demetrius I Soter. Interpreting these allegories in a not very rigorous fashion, one could think that
the prophetic spirit of Daniel is foretelling events that lay several centuries ahead. But if the
explanation is read carefully, one sees expressions that correspond to usage more than three
centuries later. Thus, he says: “The two horns of the lamb that you have seen are the kings of
Medea and Persia; the ‘he-goat’ is the king of Greece, and the large horn between his eyes is the
first king, and when it breaks, the other horns appear in its place—four kings will rise in the nation,
though they will not be as strong as the first.” Clearly this refers to the struggle between the Persian
Empire and Macedonia (334–331 b.c.e.) and the fragmentation of Alexander’s young empire at the
time of his death. Daniel appears to be prophesying events that will take place 250 years later, while
in reality these are interpolations likely added under the influence of the Maccabees in the first
century b.c.e., or perhaps even later under Christian influence. In 11, 1–5 we read: “Three more
kings will appear in Persia, and the fourth will far surpass all the others in wealth; and when he has
extended his power through his wealth, he will rouse the whole world against the kingdom of
Greece. Then there will appear a warrior king. He will rule a vast kingdom and will do what he
chooses. But as soon as he is established, his kingdom will be shattered and split up, north, south,
east and west. It will not pass to his descendants, nor will any of his successors have an empire like
his; his kingdom will be torn up by the roots and given to others as well as to them” (The New
English Bible, Oxford: Oxford University Press, 1970). Indeed, Alexander’s empire was divided at his
death (323 b.c.e.) among his generals (not his descendants) into four kingdoms: Egypt, Syria, Asia
Minor, and Macedonia. In Maccabees these historical facts are given without artifice, but Maccabees
was written in Hebrew, probably between 100 and 60 b.c.e.
Finally, the differences in meaning among the diverse translations are remarkable, as can be seen
in comparing the Jewish and Catholic versions. With respect to Daniel 12, 4, the first says: “Many
will appear and wisdom will increase” (from the Hebrew text edited by M. H. Leteris, translated to
Spanish by A. Usqe, Buenos Aires: Editorial Estrellas, 1945), whereas the Catholic version presents
it as follows: “Many shall be lost and iniquity shall increase.” The historical distortion in Daniel ends
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up lending great prophetic authority to that book, and because of that John of Patmos uses that
same system of allegorization in The Revelation of St. John (particularly 17, 1–16), with the result
that the old model is reinforced and the latter book gains in prestige.
7
The systematic manipulation of the news media has been addressed not only by historiographers
and scholars in this field but also by authors of fiction, among them George Orwell, who in his book
1984 gave one of the more complete descriptions.
8
My point of view, according to which historical fact is apprehended not as it is but as we wish to
understand it, finds its justification in this, and not in a Kantian perspective that would deny the
possibility of knowledge of the thing-itself, nor in a skeptical relativism with respect to the object of
historical knowledge. In the same sense I have said: “Of course, the historical process will continue
to be understood as the development of a form that is, when all is said and done, nothing but the
mental form of those who view things in that particular way. And it does not matter what sort of
dogma is appealed to, the background that dictates one’s adherence to that position will always be
that-which-one-wants-to-see.” Humanize the Earth, “The Human Landscape,” Silo: Collected Works,
Volume I (San Diego: Latitude Press, 2003, Chapter VII, paragraph 2).
9
Remembering Schliemann, for example, and his (for many at the time) disconcerting discoveries.
10
Many historians working in other fields have reasoned in this way; for example, Worringer in
Abstraction und Einfühlung, where he deals with the question of style in art. Because such a study
must necessarily appeal to a conception of historical fact, this author psychologizes the history of art
(and psychologizes the historical interpretations of artistic phenomena), making an awkward but
conscientious declaration of his own point of view. “This is the end result of a deeply ingrained error
regarding the essence of art in general. This error has its expression in the belief, sanctioned
through many centuries, that the history of art is the history of artistic capacity, and that its self-
evident and constant goal is the artistic reproduction of natural models. Consequently, artistic
progress was seen in the increasing veracity and naturalness of the representation. The question of
artistic will was never raised because that will seemed to be fixed and indisputable. Capacity alone
was the problem in question, never the will. It was believed, then, really, that humanity needed
thousands of years to learn to draw with exactness, that is, with natural truth; it was truly believed,
that in each moment artistic production was determined by the increase or decrease of this capacity.
Passing unnoticed in all of this—even though so close and so necessary for the researcher who
wants to understand many situations in the history of art—was the knowledge that this capacity is
only a secondary aspect that receives its determination and its norms from the will, the superior and
uniquely determining factor. Nevertheless, current research in the sphere of art can no longer, as we
have said, make do without this knowledge. For such research the following maxim is axiomatic: We
have been able to do everything that we have wanted, and what we haven’t done is because it is not
within the direction of artistic will. The will, which used to be indisputable, now becomes itself the
focus of research, and capacity is now excluded as the criteria of value.” Translated from La Esencia
del Estilo Gótico, G. Worringer (Buenos Aires: Revista de Occidente Argentina, 1948, pp. 18, 19).
11
Giovanni Battista Vico, 1668–1744.
12
This is the subject matter of the first, second, and fourth parts of Vico’s Principi di scienza nuova
d’intorno alla natura delle nazioni, per li quali si ritrovano altri principi del diritto naturale delle genti.
13
The New Science, Giovanni Battista Vico, third edition, 1744, transl. T. Goddard Bergin and M.
Haraold Fisch (Ithaca: Cornell University Press, 1948, p. 91, par. 342).
14
The New Science, Vico.
15
La filosofia di G. B. Vico e l’età barocca, Lorenzo Giusso (Rome: Editrice Perella, 1943).
16
Johann Gottfried von Herder, 1744–1803.
17
In reality, this is a “bio-cultural” conception of history, but not in itself less philosophical than any
other. As for the designation, Voltaire is among the first to have spoken of the “philosophy of history.”
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18
Auguste Comte, 1798–1857.
19
Discours sur l’esprit positif, A. Comte (Paris: Librairie Schleicher Freres, 1909, par. 73). Note that
this is not present in par. 73 of the French edition of the International Positivist Society.
20
Oswald Spengler, 1880–1936.
21
The Decline of the West, Vol. 1, “Form and Actuality,” Oswald Spengler (New York: A. Knopf.
1932, p. 3, Introduction).
22
The Hour of Decision, Part One: Germany and World-Historical Evolution, Oswald Spengler (New
York: Knopf, 1934).
23
Arnold Toynbee, 1899–1975.
24
Hegel’s Science of Logic, G.W.F. Hegel, transl. A. V. Miller (Atlantic Highlands, NJ: Humanities
Press International, Humanities Paperback Library, 1991).
25
In a note to the Spanish edition of Husserl’s Cartesian Meditations, M. Presas makes the following
observations: “The Fifth Meditation responds to the objection of transcendental solipsism and can be
considered—following the opinion of Ricoeur—as the equivalent of, and substitute for, Descartes’s
ontology introduced in the Third Meditation by means of the idea of the infinite and by the recognition
of being in the very presence of this idea. While Descartes relied on God in order to transcend the
cogito, Husserl transcended the ego by means of the alter ego. Hence, just as Descartes had
searched for the superior foundation of objectivity in divine truth, Husserl sought it in a philosophy of
intersubjectivity.” Cf. Etude sur les Meditations Cartésiennes de Husserl, P. Ricoeur, Revue
Philosophique de Louvain (53, 1954, p. 77).
It is with the motive of introducing the reduction that Husserl proposes the problem of
intersubjectivity in this way. Five years later, in the lectures entitled Grundprobleme der
Phanomenologie (given in Gottingen during the winter semester of 1910–11), Husserl extended the
reduction to the reduction of intersubjectivity. On various occasions he referred to these lectures
(published in volume XIII of Husserliana), above all in his Formal and Transcendental Logic. There
he gives a short exposition of the investigations, which will later appear in the Cartesian Meditations;
but he points out that there are many and difficult special investigations to make explicit, which he
hopes to publish in the next year. However, as is well known, Husserl did not publish the
investigations on specific topics referring to intersubjectivity. Meditaciones Cartesianas, E. Husserl
(Madrid: Ediciones Paulinas, 1979, p. 150n).
Tr.1
Cartesian Meditations: An Introduction to Phenomenology, E. Husserl, transl. D. Cairns (The
Hague, Boston: Martinus Nijhoff Publishers, 1982, section 44, p. 99).
26
Abu Muhammed Ali bin Ahmad bin Said Ibn Hazm, 994–1063. From “Cuidado,” Diccionario de
Filosofía, José Ferrater Mora (Madrid: Alianza, 1984).
Tr.2
Being and Time, M. Heidegger, transl. J. Macquarrie and E. Robinson (San Francisco: Harper,
1962, p. 481, H 429).
27
“The principal thesis of the ordinary way of interpreting time—namely, that time is ‘infinite’—makes
manifest most impressively the way in which world-time and accordingly temporality in general have
been levelled off and covered up by such an interpretation. It is held that time presents itself
proximally as an uninterrupted sequence of ‘nows.’ Every ‘now,’ moreover, is already a ‘just now’ or
a ‘forthwith.’ If in characterizing time we stick primarily and exclusively to such a sequence, then in
principle neither beginning nor end can be found in it. Every last ‘now,’ as ‘now,’ is always already a
‘forthwith’ that is no longer; thus it is time in the sense of the ‘no longer now’—in the sense of the
past. Every first ‘now’ is a ‘just-now’ that is not yet; thus it is time in the sense of the ‘not-yet-now’—in
the sense of the ‘future.’ Hence time is endless ‘on both sides.’ This thesis becomes possible only on
the basis of an orientation towards a free-floating ‘in-itself’ of a course of ‘nows’ which is present-at-
hand—an orientation in which the full phenomenon of the ‘now’ has been covered up with regard to
its dateability, its worldhood, its spannedness, and its character of having a location of the same kind
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as Dasein’s, so that it has dwindled to an unrecognizable fragment. If one directs one’s glance
toward Being-present-at-hand and not-Being-present-at-hand, and thus ‘thinks’ the sequence on
‘nows’ through ‘to the end,’ then an end can never be found. In this way of thinking time through to
the end, one must always think more time; from this one infers that time is infinite.” Being and Time.
M. Heidegger (p. 481, H 429).
Tr.3
Being and Time, M. Heidegger (p. 478, Section 81, H 426).
Tr.4
Being and Time, M. Heidegger (p. 381, Section 66, H 332).
28
This in spite of Husserl’s declaration: “…I have nothing to do with Heideggerian wisdom, with that
genial lack of scientificity.” Cited by Iso Kern, vol. 15 of Husserliana, XXss.
29
So indispensable is the concept of “landscape” that it appears as something obvious in the
writings of contemporary physicists. Erwin Schrödinger, an eminent representative of this field, says:
What is matter? How are we to picture matter in our mind?
The first form of the question is ludicrous. (How should we say what matter is—or, if it
comes to that, what electricity is—both being phenomena given to us once only?) The
second form already betrays the whole change of attitude: matter is an image in our mind—
mind is thus prior to matter (notwithstanding the strange empirical dependence of my mental
processes on the physical data of a certain portion of matter, viz. my brain).
During the second half of the nineteenth century matter seemed to be the permanent thing
to which we could cling. There was a piece of matter that had never been created (as far as
the physicist knew) and could never be destroyed! You could hold on to it and feel that it
would not dwindle away under your fingers.
Moreover this matter, the physicist asserted, was with regard to its demeanor, its motion,
subject to rigid laws—every bit of it was. It moved according to the forces which neighboring
parts of matter, according to their relative situations, exerted on it. You could foretell the
behavior, it was rigidly determined in all the future by the initial conditions.
This was all quite pleasing, anyhow in physical science, insofar as external inanimate
matter comes into play. When applied to the matter that constitutes our own body or the
bodies of our friends, or even that of our cat or our dog, a well-known difficulty arises with
regard to the apparent freedom of living beings to move their limbs at their own will. We shall
enter on this question later.… At the moment I wish to try and explain the radical change in
our ideas about matter that has taken place in the course of the last half-century. It came
about gradually, inadvertently, without anybody aiming at such a change. We believed we
moved still within the old ‘materialistic’ frame of ideas, when it turned out that we had left it.”
Nature and the Greeks and Science and Humanism, E. Schrödinger (Cambridge: Cambridge
University Press, 1996, pp. 115–116).
30
No natural being, no animal—no matter how great their capacity of work or how social their order
or family may be—has produced such profound changes as the human being. Nevertheless, for a
long time the evidence of this seems not to have mattered. If today, as a result in part of the
technological revolution and the changes brought about in the modes of production, information, and
communication, such evidence is recognized, it is clear that many still do this reluctantly, as they
cast doubt on these changes by warning of the “dangers” that these advances present for life. In this
fashion, the unsustainable view of the passivity of the consciousness has been translated into a
consciousness guilty of transgressing against a supposed natural order.
31
How it is possible that such a conception has passed almost unnoticed by the world of
historiology? This is one of the great mysteries, or better still tragedies. Its explanation can be found
in the prepredicates of the epoch, which exercise such enormous influence in the cultural
environment. In the period of German, French, and Anglo-Saxon ideological supremacy, the works
of Ortega y Gasset were associated with a Spain that, in contrast to today, was marching against the
flow of the historical process. Making matters worse was the limited and biased exegesis of his
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prolific output made by some of his commentators. From another angle, he paid dearly for his efforts
to translate the important themes of philosophy into an accessible, almost journalistic language,
something that proved unforgivable to the mandarins of academic pedantry of recent decades.
32
See “Psychology of the Image” in Contributions to Thought, Silo. Originally published as
“Psicología de la Imagen” in Contribuciones al Pensamiento (Buenos Aires: Planeta, 1991).
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