Science Never Ends: A New Paradigm Is Being Born in Biology: Does Science Have An End?
Science Never Ends: A New Paradigm Is Being Born in Biology: Does Science Have An End?
Science Never Ends: A New Paradigm Is Being Born in Biology: Does Science Have An End?
RAFAEL VICUÑA
1
Horgan, J., The end of science. Broadway Books, New York, 1996.
20.Vicuña 18-07-2003 15:00 Pagina 268
reading the now classic work What is life 2 written by Erwin Schrödinger.
Gunther Stent, together with Max Delbrück, Leo Szilard, Francis Crick,
Rosalin Franklin and Maurice Wilkins, among others, left the scientific dis-
cipline in which they had been trained to tackle the mysteries of living
organisms. Stent was soon working along with Delbrück at the California
Institute of Technology. Both were members of the famous Phage Group,
which also included Salvador Luria, Alfred Hershey and James Watson.
Later, in 1952, he would establish himself at the University of California at
Berkeley, where he works until this day. There he founded the Department
of Molecular Biology, and later he entered the fields of neurobiology and
philosophy of science.
In 1969, Stent published The coming of the golden age: a view of the end
of progress,3 in which he develops the hypothesis that reality possesses lim-
its and therefore soon nothing important will remain to be discovered. He
utilized the fields of anatomy and geography as examples of scientific end-
points. According to Stent, chemistry had already reached its heights in the
30s when Linus Pauling demonstrated that every molecular interaction
could be understood in terms of quantum mechanics. For their part, physi-
cists had already described the physical universe, from the microcosmos of
quarks and electrons to the macrocosmos of planets, stars and galaxies.
Furthermore, a consensus had been reached in which the universe explod-
ed about 15 billion years ago and that all matter is governed by four forces:
gravity, electromagnetism and the weak and strong nuclear forces. The field
of biology would be left with only three fundamental problems to explore:
the origin of life on Earth, embryonic development and the processing of
information by the brain. According to Gunther Stent, students of the nerv-
ous system would form the avant-garde of biological research, with the
challenging perspective that the inability to even imagine any reasonable
molecular explanation for consciousness offers some hope that new laws of
physics might be revealed.
The remainder of the larger picture in the biological sciences had been
clarified with the publication of the Origin of the species by means of natu-
ral selection by Darwin, the resolution of the DNA structure by Watson and
Crick and the deciphering of the genetic code. These latter two discoveries
2
Schrödinger, E., What is life? The physical aspect of the living cell. Cambridge,
Cambridge University Press, 1944.
3
Stent, G.S., The coming of the golden age: a view of the end of progress. The Natural
History Press, Garden City, New York, 1969.
20.Vicuña 18-07-2003 15:00 Pagina 269
seemed not to have left room for new advances in the field of molecular
biology, a premise which would lead Stent to publish in the journal Science
in the year 1968 a provocative article entitled: ‘That was the molecular biol-
ogy that was’.4 In the first paragraph of this article, Stent declared ‘... the
approaching decline of molecular biology, only yesterday an avant-garde
but today definitely a workaday field’.
Gunther Stent was not alone in the twentieth century with this fatalis-
tic vision of science. Other protagonists included the physicist Leo
Kodanoff and the former president of the American Association for the
Advancement of Science, Bentley Glass, who observed that ‘experiments of
increasing costs are designed to solve more and more irrelevant details’.
About 34 years after the publication of The coming of the golden age, we
could ask ourselves how accurate was Stent’s prediction related to the end
of molecular biology. The so-called central dogma of this discipline, enun-
ciated by Francis Crick in the 60s, seems a viable reference point for a quick
analysis on this matter. As it was written in its initial version, the dogma
maintained that the flow of genetic information always goes from DNA to
RNA and then to proteins. It also established that both DNA and RNA have
capacity to replicate themselves.
Subsequent studies on the replication of the DNA confirmed what
Watson and Crick predicted in their classic publication in the journal
Nature in 1953:5 ‘It has not escaped our notice that the specific pairing we
have postulated immediately suggests a possible copying mechanism for
the genetic material’. Although there has since been no discovery that could
be classified as revolutionary in the field of DNA replication, the synthesis
of this fundamental polymer has demonstrated to be extraordinarily more
complex than initially imagined. In the bacterium Escherichia coli, for
example, more than 50 proteins contribute to this process, including five
enzymes (DNA polymerases) with the capacity to catalyze the synthesis of
DNA. The most prominent of these, DNA polymerase III holoenzyme, is in
charge of copying the bacterial chromosome in anticipation of cellular divi-
sion, a task performed at the astounding speed of 700 nucleotides per sec-
ond. The discovery of topoisomerases, enzymes that solve the problem of
4
Stent, G.S., Science 160, 390-395, 1968.
5
Watson, J. and Crick, F., Nature 171, 737-738, 1953.
20.Vicuña 18-07-2003 15:00 Pagina 270
the advancing DNA replication fork through two strands that are coiled
around each other, also constitutes a conceptual novelty difficult to predict
in the early 50s. In this respect, there are still important aspects to solve,
particularly the mechanisms that regulate the process in higher cells.
In 1970, Howard Temin and David Baltimore demonstrated independ-
ently that the flow of information from DNA to RNA was not strictly unidi-
rectional, as some viruses have an enzyme called reverse transcriptase that
is able to copy DNA using RNA as template. These viruses, known as retro-
viruses, are of great importance to human health as they are responsible for
AIDS and certain cancers. Both investigators received the Nobel prize in
Medicine in 1975 for this discovery. Another enzyme possessing this reverse
action is telomerase, which is of major importance in the synthesis of chro-
mosomal ends and whose action is altered in cancer cells.
The central dogma also failed to predict two unexpected transforma-
tions which messenger RNA (mRNA) undergoes before the encoded
information is translated into proteins. These alterations consist of the
removal of multiple sections of internal sequences or introns, a phenom-
enon known as splicing, and in the chemical modification of the mRNA
in a process called editing, which alters the information originally encod-
ed by the DNA template. Both modifications to the mRNA, while not con-
tradicting the dogma, certainly shake it in its foundations, to say the least.
Today we are still baffled by the existence of splicing and editing, as it
would seem a more efficient use of cellular energy if evolution had cho-
sen to directly alter the chromosomal DNA instead of the mRNA. More
recently, the phenomenon of trans-splicing has been uncovered. It con-
sists of a covalent union of mRNA fragments originating from both DNA
strands, extending the initial concept still further that a gene is a contin-
uous segment of genetic information.6
But still, this is not the complete story. Studies on RNA splicing mech-
anisms lead in 1982 to the surprising discovery that some introns have the
capacity to excise themselves without the participation of enzymes. This
catalytic activity of introns was later found in several RNAs that participate
in diverse pathways of cellular metabolism. Typical examples of these now
called ribozymes are the RNAs catalyzing peptide linking during protein
synthesis and those which are responsible for the processing of transfer
RNA (tRNA) precursors. It was for their work in this field that Thomas
6
Labrador, M., Mongelard, F., Plata-Rengifo, P., Baxter, E.M., Corces, V.G. and
Gerasimova, T.I. Nature 409, 1000, 2001.
20.Vicuña 18-07-2003 15:00 Pagina 271
Cech and Sidney Altman were awarded with the Nobel prize in Chemistry
in 1989. In recent years investigators have selected synthetic RNAs of such
catalytic versatility, that the hypothesis that ribozymes must have played a
fundamental role in the first evolutionary stages of the life on Earth has
been given a strong fortification. Examples of ribozyme activities generat-
ed in the laboratory by random sequence selection include phosphodiester
cleavage, RNA ligation, RNA phosphorylation, RNA aminoacylation, pep-
tide bond formation, glycosidic bond formation, RNA alkylation and cyclic
phosphate hydrolysis, among others.7 It has further been demonstrated that
under specific conditions, RNA has the ability to catalyse the synthesis of
its own nucleotides and moreover to replicate itself.8 This in vitro selection
of specific ribozyme activities is of such effectiveness that it has been used
in the selection of deoxyribozymes. That is to say, the traditionally inert
DNA molecule can also be compelled to perform a surprising variety of
chemical reactions, such as RNA transesterification, DNA cleavage, DNA
ligation, DNA phosphorylation and porphyrin methylation.9
The flow of information from RNA to proteins has also been a source
of interesting surprises with respect to the central dogma. When the genet-
ic code was solved in 60s, the attention was immediately drawn to the
observation that this code was universal. All organisms in nature seemed to
use the same language to store and transmit genetic information. In the
course of the following years, it was discovered that several organisms fell
outside this norm, particularly in their expression of the message contained
in minute cytoplasmic organelles called mitochondria.
Additional findings substantially extending our perspective on the cen-
tral dogma, relate to unexpected properties of some proteins. For example,
certain proteins from bacteria and yeast have the capacity to remove inter-
nal fragments from themselves in an autocatalytic manner. The intervening
polypeptide (intein) is precisely excised from the precursor protein and the
flanking polypeptides (exteins) are ligated to form the mature protein.10 The
biological meaning of this splicing of proteins is still unknown, although
most inteins harbor homing endonucleases which turn inteins into infec-
tious elements by mediating horizontal transfer of the intein coding
7
For a review, see Bartel, D.P. and Unrau, P.J., Trends Biochem. Sci. 9, M9-M13, 1999.
8
Johnston, W.K. et al, Science 292, 1319-1325, 2001.
9
Li, Y. and Breaker, R.R., Curr. Op. Struct. Biol. 9, 315-323, 1999; Breaker, R.R.,
Science 290, 2095-2096, 2000.
10
Paulus, H., Ann. Rev. Biochem. 69, 447-496, 2000.
20.Vicuña 18-07-2003 15:00 Pagina 272
sequence. Prions are also a good example of a novel concept within the
dogma. These protein agents, which affect the mammalian nervous system
leading to diseases such as Creutzfeldt-Jakob, kuru and scrapie, can cause
a non-physiological modification of other proteins seemingly without the
need for genetic material.11
It is quite possible that if Gunther Stent had known that after the pub-
lication of his work there would appear exceptions to the universality of
the genetic code, splicing and editing of the RNA, the reverse transcrip-
tion of RNA, the splicing of proteins, the presence of catalytic DNA and
RNA, etc., he may have abstained in 1968 of his prediction about ‘the
approaching decline of molecular biology’. And yet, it is highly likely that
molecular biology has yet to reveal many of its greatest and surprising
secrets, upon the unfolding of functional genomics. This novel field stud-
ies the organization of the genes, the mechanisms that control their
expression and the interactions that are established among them to make
up the physiology of an organism.
The fundamental discovery of Watson and Crick took center stage
only one year after Martha Chase and Alfred Hershey, based on the obser-
vations of Oswald Avery, confirmed that DNA was the genetic material.
Doubt no longer existed that this polymer was the structural key to the
development and organization of living organisms. Then, it was assumed
that a simple relationship between phenotype and genotype would allow
an interpretation at the genetic level for every characteristic exhibited by
living organisms. Possibly, this somewhat straightforward and ingenuous
vision of the problem was influenced by the extreme reductionism cham-
pioned by Francis Crick.
Later investigations, nevertheless, demonstrated that the genome is
considerable more complex and that multiple factors influence pheno-
types. An initial source of astonishment came from the observation that
the amount of DNA contained within a genome and the place of organ-
isms in the evolutionary scale do not follow a linear relationship. Thus,
for example, many plants have more DNA than mammals, and still more
surprising, the amoeba, a very small unicellular organism, has 200 times
more DNA than Homo sapiens. This phenomenon is referred to as the C
11
Prusiner, S.B., Proc. Natl. Acad. Sci. USA. 95, 13363-83, 1998.
20.Vicuña 18-07-2003 15:00 Pagina 273
12
International Human Genome Sequencing Consortium, Nature 409, 860-921, 2001.
20.Vicuña 18-07-2003 15:00 Pagina 274
13
Venter, J.C. et al, Science 291, 1304-1351, 2001.
20.Vicuña 18-07-2003 15:00 Pagina 275
example being that the deletion of both oestrogen receptors still allows the
birth of a healthy, although sterile, individual.
The concept of genomic plasticity had already been applied to the dis-
cipline of evolutionary genetics, accounting for the observation that certain
morphologic characters remain unchanged in spite of a substantial genetic
variability. These characteristics have been named canalized characters,
since their manifestation stays within narrow limits in spite of stimuli hav-
ing the potential to disturb them. A classic example is demonstrated by
HOX gene clusters, which define the vertebrate body plan. All vertebrates,
from sharks to man, have a similar body plan brought about by the pres-
ence of four HOX clusters. The bony fish have undergone a genome dupli-
cation of these gene clusters and now possess seven HOX clusters, yet still
maintaining the same body plan. Further studies in this field have demon-
strated that distant organisms in the evolutionary scale have very similar
genes (orthologues) which possess completely different functions. One of
the notable examples on the matter is the otx gene, which in the vertebrate
lineage participates in head formation, whereas in the aquatic coelenterate
Hydra this gene is associated with movement. In the same vein, genes that
code for the eye crystal proteins have orthologues involved in responses to
thermal shock and other stimuli that induce cellular stress.
14
Wilkins, A.S., BioEssays 18, 695-696, 1996.
20.Vicuña 18-07-2003 15:00 Pagina 277
encoded by a single gene. But the vast majority of the cellular functions
depend on the interaction of several genes, which are also influenced by the
environment. It is for this very reason that it is easier to predict the appear-
ance of a monogenetic disease (haemophilia, serious immunodeficiency,
hypercholesterolemia) than those of a multifactorial origin (schizophrenia,
Alzheimer’s disease). According to Strohman, the new paradigm that is
being heralded is that of epigenetics, the discipline that incorporates the
study of mechanisms that impart spatial and temporal control of gene
expression in the development from the zygote to the adult stage of com-
plex organisms.15,16 In this complex epigenetic network it is implied that
once synthesized, proteins can establish a series of interactions using
guidelines not originally encoded in the DNA. To phrase this another way,
the network of interactions between the genes that is established by the
proteins they encode, in conjunction with the influences of environmental
factors on these interactions, constitute an epigenetic adaptive system that
is complex and incompatible with the marked determinism that prevailed
in the last century.
It will not be long before the views of Richard Strohman are verified.
Either way, it seems clear that the application of a reductionistic logic in
science can lead to false interpretations by limiting the confines of what
remains to be explored. We must consider that biological systems are com-
plex and experience demonstrates that as knowledge progresses new sce-
narios appear that could not have been foreseen with the previously avail-
able information. Scientific research always leads to new questions. For
this reason, molecular biology, far from having found its limits proposed by
Stent, is more vigorous than ever and most likely it is about to give birth to
a new paradigm that will revolutionize the biological sciences.
15
Strohman, R., Bio/Technology 12, 156-164, 1994.
16
Strohman, R., Nature Biotechnology 15, 194-200, 1997.
20.Vicuña 18-07-2003 15:00 Pagina 278
CABIBBO: A great question is: will biology continue? Will physics contin-
ue? Who knows?
RAO: I think other than biology, there are a lot of other sciences, so let
me say something. It’s foolish of people to say that chemistry ended with
the Dirac equation; Dirac himself said that, and that is unfortunate. And
of course people say that Linus Pauling created modern chemistry when
he put two dots and said there is a chemical bond.
RAO: The real point in chemistry is not based on this premise. The fun-
damental premise that explaining a chemical bond is not the end of
chemistry. It’s a wrong assumption: statements about the end of science,
the end of the world, etc., are generally misplaced.
CABIBBO: I tend to agree. In fact probably even geography still has a lot
of interesting aspects to be discovered.
Kodanoff and the former President of the American Association for the
Advancement of Science, Bentley Glass, who also said things such as ‘exper-
iments of increasing cost are designed to solve more and more irrelevant
details’. As I said, he was President of AAAS. So, we have to be careful.
ROBERT J. WHITE
the body itself represents nothing more than a power pack whose primary
responsibility is to keep the brain viable. The Central Nervous System’s
(CNS) other anatomical element, the spinal cord, is equipped with periph-
eral nerves as is the brain with its cranial nerves to conduct information to
this organ and to convey instructions from it to all systems of the body.
Thus, this cellular structure must provide for the assimilation and process-
ing of all this information from these sensory sources that often arrives
simultaneously requiring decision-making within milli-seconds.
One must apologize for this rather simplistic discussion of the human
nervous system that enjoys such cellular and molecular complexity and
architectural uniqueness. Think for a moment, of a musician playing the
piano and singing an aria from some classical repertoire. Just try to imag-
ine how many areas of both cerebral hemispheres must be involved to carry
out this performance. In spite of all the research conducted on music, and
the brain, we still have very little understanding as to how all of these func-
tions fit so beautifully together. Yes, the human brain is the most complex,
most incredible ‘object’ in the entire universe as we know it. Many would
be inclined to argue these extraordinary properties that brain tissue pro-
vides are anchored to its biochemical and physiological base, but still more
appropriately thought to be more ‘correctly’ identified with the mind.
Thus, is the mind just a sum of all the abilities and functions displayed
by the physical structure – the brain? Or, is it a special form that inherits
the brain but is not an organic part of it? All of these relationships are, obvi-
ously, important if not critical to our discussion of science and culture, for
in the final analysis it is the mind/brain consortium that produces, ampli-
fies, and modifies our culture in all of its dimensions.
What is being emphasized in this presentation is the simple axiom that
whatever culture is, or becomes, in all of its elements, the human
brain/mind is responsible. Thus, our appreciation of the universe in terms
of space, time, and energy, is extremely limited and, in time, even our pres-
ent concepts may be found to be totally incorrect. What is fascinating, is
that in spite of all the scientific efforts of such men as Fr. George Coyne,
with all their incredible telescopic equipment and computers, in the final
analysis, they (the cosmologists), as human beings, must gather and inter-
pret data defining what our universe really is. Once again, it is their
brain/mind interface that will accomplish this awesome task.
When we examine the many factors that encompass our civilization
and define our culture now, and in the future, the immediate issue arises:
Who is responsible for its design and development? Obviously, we, the
21.White 18-07-2003 15:00 Pagina 282
bilities of the human brain/mind. Yes, this is the most intricate and fore-
boding entity in the entire universe. Within its cellular/fiber architecture,
embedded in a watery gel, these absolutely unique properties exist and
perform. Yes, it is in this miniature organic edifice that all these activities
are taking place, often simultaneously. While many of these attributes of
the human brain are thought to be unique unto themselves, the basic neu-
rochemistry and physiology of the human brain appear to be essentially
similar to what has been documented in the mammalian brain of lower
animals. This is also true of the fundamental cellular structure and
arrangement. However, the size and weight of man’s brain favors the
human. Also, the number of brain cells (neurons) and their connections
(axons and dendrites) are markedly increased in the human brain repre-
sented by tissue impaction as seen on microscopic examination of CNS tis-
sue histology. Thus, with this incredible biological mechanism man con-
structs and destructs our civilization and our culture.
Yes, this simple thesis dramatically demonstrates the importance of
neuroscience, the scientific specialty charged with studying and explaining
the human nervous system. In the process, we must charge it with the
responsibility of not only discovering the loci of emotions, the regions for
cognitive performance (including storage of intelligence and decision-mak-
ing) and, of course, memory in all of its dimensions. This list of functions
of cerebral tissue represents only a small number of activities that this
organ is responsible for. One might ask at this point: Is there a cellular cen-
ter for good and evil thinking, free will, love and hate, and sin? If such phys-
ical representations for these activities do not exist in the human brain,
then, how do we appreciate and define beauty as supplied by a visual and
auditory input? In other words, how and where do our cerebral hemi-
spheres decide a piece of art, or music, in beautiful? There is literally no
aspect of our culture (in which there is always an advancing and changing
concept with multiple facets) that is not directly and totally produced and
influenced by the human brain. Thus, it is obvious how important neuro-
science, in the process of studying the brain, is to our developing culture.
Excitingly, there have been significant achievements in recent years in
an attempt to explain these incredible functions of man’s central nervous
system. Much of this advancement is related to the introduction of highly
sophisticated instruments that actually permit the neuroscientist to observe
and collate information during directed activities in the human cerebrum.
These specialized imaging machines known as Positron Emission
Tomography (PET) scans, and functional Magnetic Resonance Imaging
21.White 18-07-2003 15:00 Pagina 284
PAVAN: I do agree entirely with the value and purpose of the brain, but
how does the brain operate in relation to culture? What are the mecha-
nisms, the main mechanisms by which culture is made? Could I say that
this is language, or are there other more important factors?
there’s a huge difference between man with his capacity for communication,
for formal thought, for storing in a communal database, I mean, because it’s
true that the brain has notions of a science, but there is not a single brain
which knows everything, each brain contains a little bit, it is a community
of science and writing, etc., which makes a big difference, and it might be
that at least certain people like you or like other scientists of the brain will
tell us whether there is a qualitative difference between the human brain and
other brains, I don’t know, different organisations etc., but even if there is no
such difference in organisation maybe a small, relatively small difference in
quantity is what is needed to make this jump. You can see that animals are
very close to communicating. People who have dogs or cats claim they com-
municate with their pets. Obviously the communication is very small. At a
certain point you start a chain reaction and culture begins.
SCIENTIFIC CULTURE
AND THE TEN STATEMENTS OF JOHN PAUL II *
ANTONINO ZICHICHI
Introduction
From the very earliest days of his Pontificate, Karol Woytila has main-
tained a particular relationship with Science and its values. Just a few
days after his election, he opened the doors of the Church to Science, giv-
ing life to a continuing relationship with the international scientific com-
munity. This relationship has played an invaluable role in eradicating the
danger of a Nuclear Holocaust, and in confronting, through factual proj-
ects, the danger of an Environmental Holocaust in the undeclared war
between the planet’s North (the rich) and South (the poor). No better
guide exists for the scientific community in undertaking this task than the
Pope’s ten statements, which have given life to a Scientific Culture in
communion, not in conflict, with Faith.
The role of this pastoral work of the Pope is analysed in the context of
modern culture in which – up until the arrival of John Paul II – the domi-
nant part of atheist culture had raged, using popularisation of so-called sci-
ence as an effective weapon for achieving the transformation of streams of
falsehood into truth itself. Mystification of culture in the 20th century
became a powerful arm of the two atheist cultures, Nazism and Stalinism,
which had the common goal of outlawing Faith as Science’s number one
enemy. These two fearful cultures were deliberately blind to the fact that
Science was not born in atheism’s home, but in the heart of our Christian
* Original in Italian. English translation by Mrs Susan Biggin, edited by Mrs Jean
Engster-Montgomery and Eng. Claude Manoli.
22.Zichichi 18-07-2003 15:00 Pagina 289
culture, with Galileo Galilei, as an act of Faith in He who made the world,
and that Science was (and is) a source of values that are in communion,
and not conflict, with Faith. It is these values that have been given a new
life with the Apostolate of John Paul II, whose ten statements sum up the
values of Science and its role within the culture of our time.
There are three chapters here. The first covers the ten statements fol-
lowed by a brief discussion. The second chapter is dedicated to the ninth
statement, which has special significance for this Symposium. John Paul II
in fact says that Science is born in the Immanent but brings man towards
the Transcendent. We shall see if this is true. The third chapter examines
the so-called popularisation of science and the issuing cultural falsehoods.
The conclusion gives a summary.
On the 30th March 1979, His Holiness John Paul II met with physicists
of Europe at the Vatican, to open the doors of the Church to Science, there-
by allowing the Catholic Culture to take back home what in truth are its
own treasures of the Galilean Scientific Culture. John Paul II says:
Whatever is born of an act of Love must never be punished. If mis-
understood, thus if it seems in error, this act of Love must be forgiv-
en. Indeed, when understood, this act of Love will enrich our Faith.
This statement of John Paul II follows the teaching of Sant’Agostino on
the preminent role of Love. In fact Sant’Agostino says: ‘Love and do what
you will’.1 The relevance of ‘Love’ is of major significance for Galilean
Science. At that time, no one understood that Science was born of an act of
Faith and Love towards Creation. It escaped everyone, then, that, studying
the material world, Galilei had uncovered the first footprints of the Creator
of all things visible and invisible. And yet it was these traces that he said he
wanted to seek, through an act of Faith in the Creator.
The Fundamental Laws of Nature enrich our Faith, but when they were
discovered, they were confused with a detail that seemed offensive to the
act of Faith: the fact that it is the Earth that moves, not the Sun. The three
levels of scientific credibility had not yet been discovered, and it was there-
1
‘Ama et fac quod vis’ (Epistolam Joannis ad Parthos, tractatus 7, sect. 8).
22.Zichichi 18-07-2003 15:00 Pagina 290
fore difficult to understand how and why this apparent offence was linked
to an act of Faith and Love towards Creation. This Act of Love enriched
Faith, giving it, in the Immanent, the foundations of logical rigour that no
one could have imagined possible, precisely because they were rooted in
the material component of our very own existence.
Galilei studied stones in order to discover the Logic of Creation. He
could have instead discovered chaos. Had Galilei not existed, we would
know nothing about the existence of the Fundamental Laws of Nature. So
two questions arise:
– what did Galilei know about the fact that the Fundamental Laws of
Nature had to exist?
– and on what foundations was he able to conceive that these Laws had
to be Universal and Immutable?
Imagining the existence of Universal and Immutable Fundamental
Laws does not involve acts of Reason and nothing else, but of Faith in the
Creator of the world.
Were it not for Galilean Science, we would not be able to say that
Fundamental Laws of Nature, Universal and Immutable, exist; nor that
these Laws lead to the unification of all the phenomena studied in the vis-
ible Universe, which appears to us with just four dimensions.
The Grand Unification brings with it the need for a Superworld, a sci-
entific reality with forty-three dimensions: eleven of the ‘boson’ type and
thirty-two of a ‘fermion’ nature.
We are beholding the most extraordinary conceptual synthesis of all
time. And, we repeat, man has arrived at this magnificent synthesis
through an act of Faith and Love towards Creation, born in the heart of
our culture, an act of Faith that, in the first statement of John Paul II,
receives its first and ultimate seal.
In 1979, John Paul II not only opened the doors of the Church to
Science, but placed Science on the same pedestal as the values of Faith, say-
ing: ‘Science and Faith are both gifts of God’.
And indeed, Science studies the Fundamental Laws that govern the
material structures of Creation. These laws could not exist if we were the
children of chaos. These laws are the proof that in the Immanent there
exists a rigorous Logic that is valid everywhere: from the heart of a pro-
ton to the edges of the Cosmos.
22.Zichichi 18-07-2003 15:00 Pagina 291
Among the innumerable forms of living matter, we are the only one that
has been granted the gift of knowing how to decipher the footprints left in
the Immanent by the Creator of all things visible and invisible.
It is this statement that led to a new alliance between John Paul II and
the broadest scientific community ever brought together in the world – the
WFS (World Federation of Scientists): ten thousand scientists from one
hundred and fifteen nations, who, as we shall see, met with the Pope at the
Erice Centre on the 8th May 1993.
2
A note about Kapitza and Dirac. Pëtr Kapitza was the only scientist in the USSR to
have had the courage to say no to Stalin, who wanted him to direct the project for the most
devastating bomb ever conceived: the one based on nuclear fusion. In the USA, the pro-
posal of Oppenheimer was being discussed. He wanted to shut down the nuclear arms
race. This proposal led to him being investigated, as if he knew about Stalin’s decision. We
would do well to remember that the great Kapitza (discoverer of superfluidity) was
stripped of his title and reduced to living in hardship until the death of the greatest com-
munist criminal in History. Dirac (father of the equation that opened up to Science the
horizons of antimatter, never conceived by anyone before) worked on the project for the
free world’s first nuclear bomb, terrified that Hitler might arrive first.
22.Zichichi 18-07-2003 15:00 Pagina 293
With the danger of the Nuclear Holocaust overcome, the Holy Father
initiated another action within the great movement of scientists, engaged
for a long time in studying the danger of the Nuclear Holocaust, saying in
one of His messages to the WFS:
Voluntary Science is one of the noblest expressions of love for one’s
fellow men.
The aim of this great plan was to study the Planetary Emergencies. In
1993 the Pope came to Erice to meet with the WFS scientists represent-
ing 115 Nations. The presence at Erice of John Paul II on the 8th May
1993 crowned a series of meetings and initiatives whose roots lie in the
Papal Magister. For this extraordinary Pope has known how to open the
doors of the Church to Science, without ideological, political, or racial
distinction, and beyond any geographical barrier. In so doing, he has been
able to give new drive to the culture of our time such that, after endless
cultural mystification that threatened the very values of human dignity,
great scientific discoveries have managed to penetrate the heart of the
culture of our time – so-called modern, but in reality pre-Galilean and so
very dispossessed of the truth.
The Earth belongs to everyone: rich and poor, believers and non-
believers. A careful examination is needed of the vital features of this
22.Zichichi 18-07-2003 15:00 Pagina 294
satellite of the Sun, a study that leads to a use of Science with the aims of
peace, progress, and the defence of Nature. Do this, says the Pope, put-
ting into action another form – one of the most noble – of love for your
fellow man: the Scientific Voluntariate.
And so it was that the international scientific community, encouraged
by John Paul II, put into action the Scientific Voluntariate, carrying out in
a global collaboration (East-West-North-South) fifty-five pilot projects
whose results allowed the conclusion that it is possible – provided that
there is the political will – to face and resolve the Planetary Emergencies in
the new millennium, giving future generations the hope of a life of well-
being and brotherhood, in communion with all people of the Earth.
It should not be forgotten that the Earth is threatened by the danger
of an Environmental Holocaust in an undeclared and hidden war
between rich (North) and poor (South). John Paul II urges the scientists
of the WFS to commit themselves through the Scientific Voluntariate to
a study of the state of health of this space shuttle on which we have been
graced to have been born.
The third millennium has need of the fundamental values of our cul-
ture, which is based on Love, to create a new society where Brotherhood,
Charity, Forgiveness and Friendship among people triumph. This state-
ment of John Paul II forms the foundation stone on which the whole of
Humanity, in a Great Alliance between Science and Faith, can build the
Hope to defeat the danger of an Environmental Holocaust. The results
obtained from the pilot projects are the only material proof that the scien-
tific community has been able to give to the G8 governments to convince
them of the fact that, if there is political will, it is possible to defeat the
Planetary Emergencies.
1.7. The Use of Science for the Good of Humanity – The Seventh Statement
In 1990, the Holy Father as a consequence of the meetings with the WFS
scientists, made an appeal, while in Aversa, to convince all, scientists and
non scientists, of the need to promote a Civilisation based on Love, saying:
Love conquers all, demolishes frontiers, shatters the barriers
between human beings. Love creates a new society.
The great appeal of our existence lies in the duality that characterises
all we do, moment by moment, day by day, during the course of our lives.
The two supporting columns of this duality are Science in the Immanent,
and Faith in the Transcendent. In a message to the WFS, the Pope says:
Science has its roots in the Immanent but leads man towards the
Transcendent.
This statement by John Paul II has been taken up most enthusiasti-
cally by one illustrious member of the WFS – Professor âerenkov – as
indeed by the entire international scientific community. Chapter 2 gives a
closer examination.
1.10. The Great Alliance Between Faith and Reason – The Tenth Statement
The tenth statement projects the necessary alliance for the culture of
the third millennium into the future. John Paul II in fact says:
The non-believers are thinkers; the believers are thinkers who pray;
together, believers and non-believers act in good faith to implement
the Great Alliance between Faith and Reason.
22.Zichichi 18-07-2003 15:00 Pagina 296
2.1. Reason According to Believers and the Three Levels of Scientific Credibility
3
A note about Professor Abdus Salam: Nobel Laureate for his exceptional contri-
bution to the understanding of the electro-weak forces, he dedicated his life to the young
Galilean talents of developing countries. He held John Paul II in the highest regard, and
considered the tenth statement to be a contribution of fundamental value to the culture
of our time.
22.Zichichi 18-07-2003 15:00 Pagina 297
All the levels should be formulated in a rigorous way, and there should
be no contradiction among them. An example of the link between the three
levels of scientific credibility: Cosmic Evolution must be formulated in a
rigorously mathematical way, and must be based on the discoveries of the
Fundamental Laws made at the first level.
No phenomena known in the Galilean sense (i.e. rigorously repro-
ducible) exist that cannot be explained as a consequence of the Logic of
Creation: this represents the greatest conquest of Reason in the Immanent.
This study, undertaken by Galilei just four centuries ago, leads us to
conceive of the existence of a reality even more exciting than the one we are
used to – a reality of extraordinary symmetry which we hinted at in Section
1.1, and to which the name Superworld has been given.
The twentieth century will go down in History as the era in which the
use of Science (Technology) was at the service of political violence. This era
led to the tragic dark periods of Nazism and Stalinism.
Professor Pëtr Kapitza, discoverer of superfluidity and expelled from
university, reduced to living – as noted in Section 1.4 – without income until
the death of Stalin for having refused to manage the Soviet H bomb proj-
ect, defined John Paul II as being the:
Light of the World set alight to dispel the tragic shadows of Nazism
and Stalinism.
2.9. The Berlin Wall was to Fall in the Fourth Millennium. Instead ...
have decided to grasp the opportunity with both hands. And to fire – on
the basis of some pretext devised for the purpose – the first shot. But
only a country whose governmental structure lacked the check of public
opinion – and no other – could take advantage of the temporary weak-
ness of the political adversary. The USSR held a potential for warfare
twice that of the USA.
Conclusion: the USSR would have taken over Europe. And we would
have had many centuries of ‘real socialism’. The United States of America
would never have envisaged a war to free Europe. They would have accept-
ed the modus vivendi, just as they had accepted the surrender of eastern
Europe to Soviet Imperialism.
The prediction, in the closed-door discussions of these scientific sum-
mits, was that our culture would have been reborn – not as a result of lib-
eration by the USA – but rather as a consequence of the slow shift, very slow
but inexorable, of ‘real socialism’ towards democracy and freedom.
Estimated timescale: several centuries, perhaps a thousand years.
No one had predicted the arrival of John Paul II and that the Berlin Wall
would fall.
This Pope brought about a rebirth of our culture with its values and
conquests before the beginning of the third millennium. In this rebirth,
right at the front, lies Galilean Science. The closed-door discussions held at
Erice over the course of many years have convinced me of the importance
of a totally unexpected and unforeseeable fact. A fact that in the history
books of future millennia will be described as a miraculous event: the total-
ly unpredicted irruption of this Pope into the History of the world. The
Berlin Wall fell in the second millennium, not the fourth.
Revolution
We begin with the concept of revolution. When a scientific discovery
arises, the dominant culture loves to point out that a real revolution has
taken place.
The scientific revolution has never produced deaths or injuries. The
concept of ‘revolution’ derives from the discovery that it was the Earth and
the other satellites of the Sun that move, going around in their orbits. It was
the ‘revolution of the orbits’ that gave life to Galilean Science. The term ‘rev-
olution’ intended to emphasise the impact of the ‘revolution of the orbits’ of
the planets on the history of the world. With the passage of time, cultural
mystification is at work such that the scientific term ‘revolution of the
orbits’ comes to take on the meaning of ‘socio-political revolution’ like the
October Revolution that led to the first example of a Republic with Atheism
as State religion, causing many millions of victims.
Instead, following a scientific revolution, everyone is richer than
before. It would be more correct to speak of construction, rather than rev-
olution. In Science, there is never denial of the past: it is improved, taken
on board and built on. It is as if, when climbing an immense mountain,
what we took to be the summit opens up a panorama never before
observed – and, as if this were not enough, with it comes the discovery
that there is another, even higher, peak.
The term scientific revolution does not in any way justify social revolu-
tion. But this is what the dominant atheist culture indeed did, in order to
persuade that, after all, scientific rigour had necessarily to go down the
road of revolution, understood in the commonly accepted sense of revolt,
with attendant massacres and horrors of every type.
Racism
A scientist cannot say:
I am unable to believe in this new scientific discovery because it was
made by a man whose skin has a different colour from mine.
Science is an intellectual activity that rejects racism outright.
22.Zichichi 18-07-2003 15:00 Pagina 304
Universality
Man has always been in search of universal values. Science shows that
Universal Laws exist. The Weak Forces that produce measurable phenom-
ena in our laboratories are the same as those that make the Sun work. The
light produced by a match is analogous to that produced by the Stars. The
Gravitational Force, which makes a stone fall downwards and that holds us
to the Earth is the same Force that oversees the formation of our Solar
System and of the Galaxies.
Science exalts the individual and his work. The value of a scientist is not
established by the power of the military tank, but by his intellect and
research labours.
And here the entire sum of contribution must be recognised. Albert
Einstein is inconceivable without Max Planck, James Maxwell, Isaac
Newton and Galileo Galilei. All scientists, giants of Science: all believers.
Intellectual Stimulus
Humility
Truth
Reflection on Facts
Generosity
Freedom of Thought
formulates this principle rigorously, and uses it to underpin any of its struc-
tures. A structure – completely invented by the intellect – must not lead to
a theorem and the negation of the theorem itself.
Having said this, the problem of the role of Mathematics in the Logic of
the Creation remains open: this topic has impassioned the very best math-
ematicians of all time. There is no doubt that a formidable logical-mathe-
matical structure can exist (and therefore be non-contradictory), without
there being any correspondence with the reality of the world in which we
live and of which we are made.
This in no way diminishes the fascination of the Creativity in the two
conquests of Reason (Language and Logic), which, as distinct from
Science, do not fall under Galilean-type experimental confirmation.
However, it is of fundamental importance to distinguish Science from
the other two conquests of the Reason of the Immanent, in that, if every-
thing is Science, then nothing is Science, with all the devastating cultural
consequences, some of which are referred to in this Section.
Kapitza said:
Cultural pollution is the most difficult Planetary Emergency to
overcome.
Here is an example. In the USSR, very few knew of the ecological disasters
caused by the triumphs of the ‘five-year plans’ made known everywhere
through propaganda campaigns, even in the western world, where they
were taken as models of unprecedented development. In Italy, Communist
Party members made great reference to them. No one, however, spoke of
the ecological disasters of Semipalatinsk (100 times worse than Chernobyl),
the ‘Aral Sea’ (50% of its waters destroyed), the ‘City of Sulphur’ (an area as
large as half of Piedmont, contaminated to the point where the population
had to go around wearing gas masks). These were the times of the cold war
and no one dared to hope for a collapse of the USSR. But even so, the hero
of Science, Pëtr Kapitza, considered it necessary to start immediately to
fight cultural pollution in countries that were free; in those dominated by
the USSR it was unthinkable. Dirac said:
It is easy to declare ourselves as free men where there is democracy
and freedom. Try doing this where political violence rages. Kapitza
understood the consequences.
Cultural pollution has its roots in political and economic violence,
22.Zichichi 18-07-2003 15:00 Pagina 311
which, by dominating the media (TV, radio, press and other channels), has
enabled so many flagrant cultural mystifications to become ‘truth’.
A terribly effective arm of cultural pollution is pseudo-scientific con-
fusion, an essential component of popularisation. To cite meaningless
data as if they were Galilean proofs of scientific truth; to introduce appar-
ently valid arguments with bibliographic references that add nothing to
the inexistent proof of the point in question: this is the technique of cul-
tural pollution that siphons off valuable energy from the struggle for the
triumph of Scientific Culture.
The ten statements of John Paul II have given life to a Scientific Culture
that lies in communion, and not conflict, with Faith. In the 1980s, this
Culture strove to make a real contribution to overcoming the risk of a
Nuclear Holocaust. Then, with the fall of the Berlin Wall came the need to
avoid the danger of an Environmental Holocaust created by the political and
economic violence that fired the undeclared War between the planet’s North
(the rich) and South (the poor). Once again, Scientific Culture in commun-
ion with Faith took action to avoid the latent danger of an Environmental
Holocaust, by implementing pilot projects related to the Planetary
Emergencies, through the scientific voluntariate of its community.
22.Zichichi 18-07-2003 15:00 Pagina 312
4
‘Natural reason ascends to a knowledge of God through creatures and, conversely,
the knowledge of faith descends from God to us by divine revelation’ (ScG IV 1, 3349).
22.Zichichi 18-07-2003 15:00 Pagina 313
While emphasising the rational aspect of Faith, the entire Christian biblical
tradition attributes it to the inner touch by the Spirit of God (instinctus Dei
invitantis by St. Thomas of Aquinas) that awakens the dynamism of
freewill. Faith is thus considered by Christian theology as a gift from God
within man’s Reason, which under the impulse of this same freewill, and
aided by the Holy Spirit, accepts the gift.
We are the only form of living matter that has been granted the privi-
lege of the gift of Reason and freewill. Let us seek to use it well. The third
millennium must open up man’s heart to hope through a Scientific Culture
in synergy with Faith, not in antithesis. This is why, as this remarkable Pope
teaches, Science must do all in its power to ensure the triumph of the val-
ues of the Galilean Scientific Culture.
22.Zichichi 18-07-2003 15:00 Pagina 314
ADDENDUM
1. Premise
of this new class of particles, the quarks themselves, however, was dis-
covered here on Earth by conducting Galilean-type experiments at the
first level of scientific credibility. This is the link that should exist
between the second and the first level.
Moving on to the third. This level of scientific credibility refers to phe-
nomena that occur only one time. At first glance it could seem that the
third level contradicts the notion of ‘experimental reproducibility’. This is
not so. The third level does not in fact leave the first level out of consid-
eration. An example of a phenomenon that happens only one time is that
which is described by cosmic evolution. The Cosmos has the Physics of
pre-Big Bang as its initial phase. Then comes the Big Bang with Time
intervals that range from billionths of billionths of billionths of billionths
of billionths of a second (10 –45: Planck’s Time) to the Time needed for cos-
mic evolution with the energy of the vacuum (Alan Guth’s Time: 10 –34 sec)
to the evolutionary period in which – other than gravitational force –
enter into play the Three Fundamental Forces (strong subnuclear, weak
subnuclear and electromagnetic) of the so-called Standard Model with its
three building blocks of fundamental particles, each of which is com-
posed of two ‘quarks’ and two ‘leptons’. The Time intervals in play for this
phase of cosmic evolution are tenths of billionths of a second. And so one
arrives at the few seconds necessary for making the Cosmos with the par-
ticles familiar to us (protons, neutrons and electrons) and finally the plas-
ma of these particles in the sea of ‘photons’ that lasts a few hundreds of
thousands of years (according to the most recent data, the Time interval
is 380 thousand years). At this point the Cosmos, made essentially of pro-
tons, electrons and photons, passes into the phase in which the Stars and
the Galaxies are born. According to the most recent theories, it could be
‘Black Holes’ (made with the very primitive form of matter which existed
much before the one of the ‘Standard Model’ particles) that act as nuclei
for the formation of galactic structures in which stars are born. The dura-
tion of this phase of cosmic evolution is millions of years. After 15 billion
years we reach the present with ourselves, the Sun, the Earth, the Moon,
the oceans, the mountains, the sunrises and sunsets, the Cathedrals,
Michelangelo’s Pietà and the incredible detail that in this cosmic evolu-
tion there is, in addition to the inert matter, also the living matter, both
vegetable and animal. Among the countless forms of living matter there
is one and only one that is endowed with Reason. It is in fact thanks to
Reason that it has been possible to discover Permanent Collective
Memory, rigorous Logic and Science.
22.Zichichi 18-07-2003 15:00 Pagina 317
To this level, we repeat, belong all the phenomena that happen only one
time, as in the example of the Biological Evolutionism of the Human
Species. Our species being the only form of living matter endowed with
Reason, it is well to subject the ‘theory of Biological Evolutionism of the
Human Species’ to Galilean-type rigor.
There are those who say that this ‘theory’ represents the frontier of
Galilean Science. We would like this to be true. To accomplish this, howev-
er, it is necessary to establish for this theory a foundation in mathematical
rigor and experimental reproducibility. Doing this requires an analysis that
is attentive to the phenomenon called ‘evolutionism’. Evolution exists at the
level of elementary particles, at the level of aggregates made up of inert
matter, and at the level of aggregates of living matter.
First of all, a clarification. While being studied, the phenomenon
called ‘evolution’ can reveal itself only in ‘Space-Time’. The first rigorous
study of evolution at the level of elementary particles concerns electrons.
It is not by chance that the electron itself is the first example of an ‘ele-
mentary particle’ (discovered by Thomson in 1897).
22.Zichichi 18-07-2003 15:00 Pagina 318
All these levels need to be fully understood before we reach the level
where we need to think about how we happen to be the only form of living
matter with ‘Reason’ (level XII).
In fact, the extraordinary characteristic of the world in which we live is
that the Hardware is the same for all forms of matter: from the most ele-
mentary inert element (the electron) to the most advanced form of matter
with Life and Reason (the Human Species).
The Table below (Table 3) illustrates the five points that represent the
Hardware.
Table 3. THIS HARDWARE (i.e. OUR OWN) OBEYS THE FOLLOWING LOGIC
–17
From the structure of a Proton (10 cm)
to the
extreme borders of the Universe (10 29 cm).
NOTE:
q quark and squark; mF Fermi mass scale;
l lepton and slepton; mP Planck mass scale;
G Gauge boson and Gaugino; k quadrimomentum;
H Higgs and Shiggs; C Charge Conjugation;
RGEs Renormalization Group Equations; P Parity;
GUT Grand Unified Theory; T Time Reversal;
SUSY Supersymmetry; Breakdown of Symmetry Operators.
RQST Relativistic Quantum String Theory;
SSB Spontaneous Symmetry Breaking.
The five basic steps in our understanding of nature. ① The renormalization group
equations (RGEs) imply that the gauge couplings (α i) and the masses (mj) all run with
k2. It is this running which allows GUT, suggests SUSY and produces the need for a
non point-like description (RQST) of physics processes, thus opening the way to
quantize gravity. ② All forces originate in the same way: the gauge principle. ③
Imaginary masses play a central role in describing nature. ④ The mass-eigenstates are
mixed when the Fermi forces come in. ⑤ The Abelian force QED has lost its role of
being the guide for all fundamental forces. The non-Abelian gauge forces dominate
and have features which are not present in QED.
22.Zichichi 18-07-2003 15:00 Pagina 323
Since the Hardware is the same, the following remarks are in order.
It could very well have been that the basic Hardware was there, but not
Life itself.
It could have been that the basic Hardware and Life were there, but no
Consciousness (free will).
It could have also been that the basic Hardware plus Life plus
Consciousness were there, but no Reason.
These points are illustrated in Table 5.
It happens that Reason is there with its three great achievements:
Language, Rigorous Logic and Science as reported in Table 6.
Table 5.
Basic Hardware
but no
Life
Table 6.
REASON
LANGUAGE:
Written Language
W
La
Permanent Collective Memory
RIGOROUS LOGIC Lo Mathematics
5. Conclusion
ZICHICHI: Well, I’ve written a book on Galilei which has 150 quotations.
In this book I proved that the acceleration by gravity could have been
measured ten thousand years before with the invention of the inclined
plane. Without the measurement of the acceleration of gravity, Newton
could have done nothing, despite the discoveries of Kepler and all you
22.Zichichi 18-07-2003 15:00 Pagina 326
VICUÑA: Over these days, Professor Zichichi, you have insisted that sci-
ence and technology can be differentiated clearly, and we scientists can be
searching for the truth and people with wrong intentions can be using this
knowledge for technology in various fields, and I would like to come again
with a comment I made the other day to you, but there wasn’t any time to
pursue it, that there are areas in which science and technology cannot be
22.Zichichi 18-07-2003 15:00 Pagina 328
clearly differentiated, and what I see from my standpoint is that there are
many scientists these days in these areas some of whom are colliding with
ethical norms that we would all like to respect, and therefore I don’t see a
scientist anymore as I would like to see, so immaculate just looking for the
truth, and some of them are getting into areas which are related to technol-
ogy, and I don’t think they are using the tools and the methods that we would
have dreamed for scientists who are after the truth or pure knowledge only.
VICUÑA: Mr. President, one very short question: is the human genome
project science or technology, Professor Zichichi?
ZICHICHI: Technology. Applied science. I’m sorry but this is the truth.
When you will reach the end, you’ll discover the Maxwell equations.
CABIBBO: I don’t think many of the people here would agree with you,
but we will put it on record as your opinion.
GERMAIN: Je peux dire un mot. Notre confrère Zichichi nous a décrit une
science idéale, qui est, d’ailleurs, l’idéal que j’ai de cette science, mais avec
sa volonté de distinguer complètement science et technologie. Alors il se
met dans une position très facile: pour les scientifiques, les choses ne sont
pas aussi simples. Je pense à beaucoup de ce que vous avez dit et puisque
c’est la conclusion de notre Conseil, je pense que ce que nous avons à faire,
22.Zichichi 18-07-2003 15:00 Pagina 329
ZICHICHI: Je vous remercie beaucoup, mais je dois dire que je n’ai pas dit
que la technologie est tout méchante, non, j’ai dit, ‘La science c’est l’étude
de la logique de la nature’. Cette logique peut être utilisé pro et contre, mais
le choix entre pro et contre n’est pas scientifique, c’est culturel.
culture scientifique, et à mettre au point les choses avec une grande clarté
et rigueur. Donc, il faut dire au grand et vaste public qui ne fait pas de scien-
ce que l’on aurait pu avoir les mêmes résultats scientifiques sans avoir une
seule bombe. Vous êtes d’accord ou non? Evidemment. Pourquoi a-t-on les
applications néfastes de la science? Parce que les applications de la science
ont toujours échappé au contrôle des scientifiques, il ne faut pas oublier ça.
GERMAIN: Mais bien sûr, mais bien sûr. Mais c’est normal, je trouve, que
les applications de la science échappent au contrôle des scientifiques. Mais
les scientifiques doivent s’en occuper.
ZICHICHI: Il ne faut pas dire ça à moi, parce que je m’en suis occupé
plus que tous mes collègues en moyenne. Les applications de la science
dites technologies, peuvent être avec le signe plus et le signe moins.
GERMAIN: D’accord.
23.Murray(TAVOLE) 18-07-2003 15:01 Pagina 331
JOSEPH E. MURRAY
VALUE OF LIFE
INDICATIONS FOR SURGERY
1. Save life
2. Restore function
3. Relieve pain
4. Improve ‘quality of life’
The title of today’s talk was suggested by a book editor who happened
to hear me speak about my surgical career at Harvard Medical School. My
life in surgery has been a fortuitous blend of science and humanity. I chose
to attend a small liberal arts college, College of the Holy Cross, and con-
centrated on Latin, Greek, Philosophy, and English. Assuming I’d receive
ample science in medical school, I took the minimum of chemistry, physics
23.Murray(TAVOLE) 18-07-2003 15:01 Pagina 332
Louis Pasteur
Science and plastic surgery entered my life when I helped care for Charles
Woods. Charles is a United States aviator who was 70% burned in a crash fly-
ing over the Himalayan Mountains between Burma and China. China was
then our ally against Japan. Charles was flown halfway around the world to
our army hospital in Valley Forge, Pennsylvania. Here is a slide showing
Charles today. He is 83 years old, the same age as I. (Slide 4, see page 382).
The next two slides show Charles as he was when he arrived at Valley
Forge Hospital. (Slide 5 and 6, see page 383).
You can see in this slide that we covered his open burns with skin taken
from other parts of his body. Charles went on to become a successful busi-
nessman. His family and mine have stayed quite close over the years, and I
still hear from them regularly.
While working at Valley Forge Hospital on patients including Charles
Woods, we often encountered the challenge of covering the burns with skin
to permit healing to take place. We sometimes used skin from cadavers, but
it was always eventually rejected. I became fascinated with this problem.
Thus began my two major surgical interests: plastic surgery, and trans-
plantation biology.
Along the way I have operated on many continents. In India I operated
on leprosy patients at the Christian Medical College in Vellore, correcting
hand and facial deformities. As with the battle casualties, it was the spirit
and the soul of these patients that carried them through their trials. The
patients were reconstructed and then taught to use their improved hands in
making saleable items. With their reconstructed hands they create hand-
23.Murray(TAVOLE) 18-07-2003 15:01 Pagina 333
made toys and other items including a wooden plaque bearing the motto
‘Difficulties Are Opportunities’. These patients’ functional hands give them
the chance for employment so that they did not have to go on begging for
a living. The sign sits on my desk as an inspiration, an example of the many
times that patients have enlarged me with their courage and faith.
As decades passed and surgery became more skilful and safer, we sur-
geons expanded the numbers of treatable conditions. Birth defects are a
good example. Here is a child born in the seventies with severe facial and
cranial distortion. (Slide 9, see page 384).
The parents were strongly advised to place him in an institution for
handicapped children in order to protect their five other ‘normal’ children.
After two years of weekly visits to the institution with no sign of improve-
ment, the parents took him home. This picture shows him as I first saw him
with his twin brother at age seven, after surgery performed elsewhere.
(Slide 10, see page 384).
We performed six craniofacial operations over five years to restore
some degree of facial, cranial, and orbital symmetry. He then entered the
public school system that his brother attended. Unbelievably, he graduated
with higher grades than his brother. (Slide 11, see page 385).
It is appropriate to mention during this occasion in Rome that Italy her-
self has made historical contributions to the field of plastic surgery.
Gaspare Tagliacozzi, 1545-1599, was practicing a form of plastic surgery
rebuilding the noses of those whose nose had been removed as punishment
for crime. Tagliacozzi also recognized quality of life as a reason for surgery:
Tagliacozzi, 1597
All surgeons around the world owe immense gratitude to the pioneer
surgeon, Paul Tessier, of Nantes and Paris, France, for showing us the way
to operate safely on the orbits and skulls to correct craniofacial deformities
in infants. This speciality of craniofacial surgery emerged after World War
23.Murray(TAVOLE) 18-07-2003 15:01 Pagina 334
II. The next three slides show a good example of the application of Dr.
Tessier’s innovative surgery in infants. (Slide 13, see page 386).
In slide 13 you can see the asymmetrical face and cranium, which we
studied carefully before performing surgery. I would take a picture of a
patient and cut it up into puzzle pieces, sliding them around to visualise
how the operation would proceed. Nowadays of course these preparations
are made with the aid of computers. (Slide 14, see page 386).
Slide 14 shows segments of the child’s skull which have been detached
from the head. These segments were reshaped on a side table before being
replaced. This reshaping of the cranium allows the skull to grow symmet-
rically larger under the influence of the growing brain. At the top of this pic-
ture, you can see the bone grafts taken from the child’s hip which were
inserted into the gaps left by this procedure. (Slide 15, see page 387).
Slide 15 shows the same child post-operatively, with his appearance and
skull size near-normal. In addition to observing improved post-operative
appearance, parents of our post-surgical craniofacial patients often com-
mented on improved behavior as well.
To proceed to another topic: Organ transplantation is one of the most
dramatic biological advances of the 20th century. ‘Spare parts surgery’ had
been dreamed of for centuries. Throughout our travels I sought out depic-
tions of the twin Saints Cosmos and Damian. (Slide 16, see page 388).
According to legend, Cosmos and Damian were physicians who success-
fully transplanted the limb of a dead Moor onto a patient whose leg required
amputation. It was almost as if fate had decreed that identical twins would
play a role in successful organ transplantation. You can see in this slide the
twin saints attaching the black leg to their lighter-skinned patient.
In the early 50’s, organ transplantation was considered an impossible
dream by practically everyone – except surgeons and physicians caring for
patients with severe burns or severe kidney disease. Drs. Barrett Brown and
Brad Cannon, Chiefs of Plastic Surgery at Valley Forge General Hospital,
had used skin from dead persons to temporarily replace skin in burn
patients. Nephrologists had experimented with hemodialysis as a tempo-
rary substitute for diseased kidneys. Brown had shown that skin exchanged
between identical twins could survive permanently. (Slide 17, see page 335).
In this slide you can see identical twins displaying the successful skin
grafts where a small patch of skin from the forearm has been transferred
to the other’s arm.
With the case of Charles Woods in mind, after the war I eagerly joined the
transplant team at Brigham Hospital and Harvard Medical School in Boston.
23.Murray(TAVOLE) 18-07-2003 15:01 Pagina 335
removed so they do not infect the transplanted one, but at the time we were
all doing what we thought was best. (Slide 19, see page 337).
Here are the young men leaving the hospital after the successful opera-
tion. The sick twin is in the wheelchair, which is being pushed by the donor
twin. The recipient lived for another seven years before dying of renal fail-
ure after he developed the original renal disease in the transplanted kidney.
Chief of surgery Dr. Francis Moore commented years later that as a
result of this accomplishment, the ethical assumption of physicians ‘to do
no harm’ would be forever challenged.
None of these advances could have occurred without the benefits of ani-
mal research. Our research lab, where we developed our transplantation
techniques, depended on the most careful care of our animals. They were
treated like royalty in every way. But even though we protected them to the
best of our ability, two of them managed to get together when Mona was in
heat, and she presented us with a healthy litter of pups as you can see in the
next slide. (Slide 21, see page 339).
This unexpected event proved fortunate, as we did not know whether
the immunosuppressive drugs would interfere with pregnancy, or whether
23.Murray(TAVOLE) 18-07-2003 15:01 Pagina 337
they would lead to birth defects. Since then we have learned that neither is
the case, and there have been many successful pregnancies within the pop-
ulation of transplanted patients living on immunosuppressive drugs.
The success of this first twin transplant in 1954, followed by a suc-
cessful sibling transplant in 1959 and a similar successful transplant from
a cadaver in 1962, opened the door for worldwide transplantation.
23.Murray(TAVOLE) 18-07-2003 15:01 Pagina 338
This table shows the longest survival times for kidney, heart, liver, kid-
ney-pancreas, bone marrow, heart-lung, single lung, and double lung trans-
plants. At the time that we were developing the kidney transplant operation
to benefit our patients with severe kidney disease, none of us had any idea
that these other transplantation surgeries would soon become possible.
The transplant story comes full circle in the next slide. (Slide 22, see
page 389).
Here we see a young man who has undergone a successful double hand
transplant holding in his transplanted hands a copy of my book, Surgery of
the Soul. Dr. Max Dubernard of Lyon, France sent me this slide recently, and
it certainly illustrates the far-reaching impact that our original research in
the dog lab and with identical twins has had in our culture. During my
career, research pursued in the care of patients has shaped the direction of
medicine and indeed has affected our society’s culture.
In closing, I would like to read excerpts from a patient highlighted in
my book.
The full benefits from plastic surgery are epitomized and encapsulat-
ed in the care of one extraordinary human being, Raymond McMillan.
Ray was born with severe facial deformity. With no control of his facial
muscles, he drooled constantly. His lips were blue and cyanotic. His
tongue hung out and his ears were only little blobs of tissue. He was diag-
nosed as Moebius Syndrome (a not uncommon congenital facial prob-
lem) and he also had a heart defect.
Ray had an exceptional spirit despite the physical and emotional hard-
ships he had endured since childhood. After spending the first five years of
his life with his mother, he was sent to live at the Wrentham State School
(Chapter 17), the same mental institution where Jimmy Hickey had been.
23.Murray(TAVOLE) 18-07-2003 15:01 Pagina 339
Ray survived the next 16 years there, and was released at the age of 21. One
year later, he was referred to us at the Brigham by either a local newspaper
editor or a parish priest.
Ray’s problems were so extensive that it was difficult for us to know
where to begin. After study, we decided to tackle his facial deformities first,
because it was his most visible and compelling problem, and also the most
easily repaired. At that time, in the late 1950s, cardiac surgery was non-exis-
tent; heart-lung pumps were still undergoing research development.
We started our reconstruction by dividing his lower jawbone into two
sections and repositioning each section so that he could close his mouth
and control his saliva. A few months later, we detached portions of what-
ever functional facial muscles he had, and reattached them to the corners
of his mouth. This gave Ray the ability to smile, albeit in a limited way,
for the first time.
Subsequently, we operated on his palate to help improve his speech
and made revisions to the shape of his nose. These moderate improve-
23.Murray(TAVOLE) 18-07-2003 15:01 Pagina 340
‘It is a beautiful day’, begins Ray’s memoir. ‘I have a wonderful free, serene
feeling just watching the people go by. I am writing this in the hope that it
might help someone today.
This story begins with despair and ends with hope. My name is
Raymond Francis McMillan and I was born in Malden, Massachusetts on
January 15, 1943. I spent my first five years with my mother, whom I never
really got to know.
Because of my deafness, malformed heart and facial deformity, my
mother and two social agents admitted me to the Wrentham State School.
The School is situated in the New England countryside thirty miles from
Boston. The oppressive Victorian buildings of a state hospital still stand,
symbol of a time when people abandoned those with whom they could or
would not deal. Historically, the hospital was the home of the unloved, the
indigent, the handicapped and the insane. It was the total world and experi-
ence to thousands of emotionally bereft people. The corridors echo with neg-
lect suffered and cruelties done. And the institution was more like a prison,
instead of a mental hospital. It was the antithesis of a nurturing environ-
ment; it was an unlikely place for me with my handicaps and I did indeed
survive! I survived because I was blessed with a beautiful intelligence,
humor and courage. Today I enjoy a normal life and a bright future.
23.Murray(TAVOLE) 18-07-2003 15:01 Pagina 341
While I was a resident at Wrentham State School, it took some time to get
used to because I was very young and I was scared, lost, lonely and confused.
My 16 years were a total nightmare and I wonder how I ever survived under
those conditions and still was able to keep my head on straight. I was no longer
wanted and I found it very difficult to live with the idea of being rejected by my
own mother and family because of heart, hearing, and facial malformation. My
family only visited me twice during my ordeal. My father came to visit me when
I was 12; my stepfather came to visit me five years later and I saw my mother
for the first time then. But that was the last time I saw either of them!
I got about four years of good education between 1959 and 1963. Of
course living at the School was an education in itself. Under the circum-
stances I did my very best but I did not graduate nor did anyone else. There
was no such thing as a high school diploma at a mental institution.
The people who were in charge at Wrentham State School did not think
or feel that I could make it on my own in the outside world because of my
handicaps and poor health. The longer I stayed at the institution the more
angry I got and I can’t count how many times I ran away from the place.
When I got caught I knew I was in trouble and after so many beatings it
became an everyday thing.
I was paroled (that’s the word they used in those days) in April, 1964 at
the age of 21. Boy was I glad to see that day come! I knew I had a long hill
to climb and it wasn’t easy at first but I was so happy to get out of the place
they call Wrentham State School that I never looked back! I was not in the
best of health but I was so excited to get out on my own for the first time. It
felt so good to be free!
“... to preserve freedom, we must begin with peace within ourselves and
then spread it to others. Freedom is not a store-bought commodity. There are
many ways freedom can be preserved, but with every freedom there is a
responsibility and with every right there is an obligation ...”. Vida Ivanouskas
On my first day on my own in the outside world, the weather was beauti-
ful. It was a Friday. My first stop was at the White Swan Motel where I was
to share a room with three other former residents of the Wrentham State
School. The next day I went out looking for an apartment because I wanted
total independence and wanted to be alone to prove to myself that I could
make it on my own and in the community. I became a dishwasher and salad
bar helper at the Lafayette House Restaurant.
My first year, 1964, was a very difficult year. I had trouble making the tran-
sition and I didn’t know to whom, where or how to go for help. I didn’t speak
English very well since I had very defective speech. It made it very difficult to
23.Murray(TAVOLE) 18-07-2003 15:01 Pagina 342
talk. Abraham Lincoln once said: “Most folks are about as happy as they make
up their minds to be”. You know, he was right! The following year, 1965, I
promised myself to be so strong that nothing could disturb my peace of mind.
To talk health and make all my friends feel that there is something in them. To
look on the sunny side of everything and make my optimism come true. To
forget the mistakes of the past and press on to the greater achievements of the
future. To wear a cheerful countenance at all times and to have a smile ready
for every living creature I meet. To give so much time to the improvement of
myself that I have no time to criticize others. To be too large for worry, too
noble for anger, too strong for fear and too happy to permit the presence of
trouble. To think well of myself and to proclaim this fact to the world – not in
loud words but in great deeds. To live in the faith that the world is on my side
so long as I am true to the best that is in me.
That same year I had an appointment with Dr. Joseph E. Murray, a plas-
tic surgeon at the Peter Bent Brigham Hospital. He told me that he could
help me and make my life a lot easier to handle. As the years went by I con-
tinued to see Dr. Murray even until this day. Throughout 1965 I spent a great
deal of time as an outpatient. Four to six months was spent getting my jaw
ready and strengthened for my first operation in 1966. I didn’t know what to
expect of the outcome but I knew there was a lot of work to be done and that
I would have to be strong and have a lot of heart and to be brave and coura-
geous and to do what is right and to take responsibility for my own actions.
I expect nothing from the world but I realize that as I give to the world, the
world will give to me.
I had my first operation in 1966, and addition operations in 1967, 1968
and 1969. They could only do a little at a time because I had a weak heart.
Then in 1970 I went and had the open heart surgery and I was in the hos-
pital for about seven weeks. I can honestly say they did a wonderful job. The
surgery was performed by Dr. John Collins and Dr. Lawrence Cohn. I had
my last operation in 1977. In the meantime, I did a lot of reading as part of
my self education. I couldn’t read well or understand all that I was reading.
I kept on reading anyway!
Many people have severe facial deformities, either congenitally or as a
result of injury or disease. They do not look like other people and because they
are different, they are treated differently. They may even come to think of them-
selves as less than human. But beauty is not determined by a perfect figure
and features. It is determined by the way you respect and honor yourself.
I had a very difficult time with my handicap and sometimes I had to fight
with my fists. I had to fight to survive. Handicapped people are a part of our
23.Murray(TAVOLE) 18-07-2003 15:01 Pagina 343
society that are beaten down time and time again. But we are a strong-willed
and extremely proud people who desire no handouts, no charity and want
nothing more than the simple chance to support ourselves through our own
abilities. There are ups and downs and you can never be a quitter. There is a
reason for living! There is a reason for being here. And there is always a way.
No matter what you are going through, there is always a way’.
Raymond Francis McMillan
Ray died suddenly in 1997, seated in a car beside his best friend, on the
way to lunch at a favored restaurant. At his funeral, a circle of people far
beyond his hometown of Wrentham came to mourn his passing. Many
described Ray as a beloved friend. Jack Collins, Larry Cohn and I agree that
Ray was one of the most remarkable patients we have ever had the privi-
lege to care for. We feel fortunate to have known him.
The impact the hospital staff and I had on Ray’s life only partially
involved scalpels and sutures. Simply because we cared for him and
showed him compassion and basic human kindness, we gave him a feeling
of worth and helped heal his spirit. The greatest benefit we gave Ray was
not so much the freedom of facial muscles, but rather the freedom for his
inner self to glow and grow. The cosmetic improvements we made to his
exterior simply removed what had been a constant impediment to his daily
living. Surely this was a case of “surgery of the soul”.
24.Dallaporta 18-07-2003 15:01 Pagina 344
NICOLA DALLAPORTA
mark, special, foreseen in all the great religious traditions and expressed
succinctly in the Bible: man as ‘the image of God’.
We will certainly not try to comment on this biblical definition. We are
convinced that any human babbling cannot dim the implications. And if
therefore, despite its total incomprehensibility, we are now pushed to men-
tion it, it is because we find it accomplished in us, on this earth, and are
pushed to the following conclusions. If man appeared in the cosmos, and if
the corporeity of this terrestrial world is controlled by the laws of physics,
the obvious suspicion arises that it was foreseen that this cosmos must bring
man into being. And if such correlations exist, why can’t they be more dras-
tically confirmed? That is if the laws of physics are exactly as they are, it was
to allow the physical world to be a substrate suitable for the creation of man.
In such a perspective, man appears then to be the end for which God creat-
ed the world and man becomes the destination of the whole of creation.
If, in the field of physics, we believe that one can go further forward
only with difficulty, there is nothing to prohibit us from taking further
steps forward in the realms of metaphysics, which can, and in fact must,
encourage the reconciliation of the apparently distant levels, but con-
verging in a synthesizing picture which encloses them. If man, as ‘the
image of God’, can be considered the ultimate purpose of the creation, is
it not, maybe so, that in creation there would be a being which as ‘the
truthful image’, would be suitable to host God himself the day in which
He wanted to manifest himself directly to the world, not in His transcen-
dence, but in a form accessible to the eyes and the human senses? For this
reason the anthropic vision of the cosmos is really that which, leaving us
to glimpse a structure suitable for the Incarnation, lends itself, better than
all others, to support a metaphysically Christ-centred view. This reflec-
tion, it seems, aims to prepare for the bringing together of the two per-
spectives mentioned in the title of this paper. And from this point on, I
cannot do other than emphasise that which for me constitutes the true
metaphysics, with all due respect for the different opinions that many
may have regarding this. If indeed the view of the cosmos was modified
by the moving from the interests of the field of physics to those of biolo-
gy and therefore human, a shift in a certain corresponding way, must
obviously plausibly result in the centrality of the metaphysical, which
moves us from a prevalently impersonal view to that which highlights
some other Aspect of the Infinity of the Supreme Origin itself.
Maybe the metaphysical, which seems to lend itself better to a compar-
ison bringing together how, in the western view of the cosmos, ‘nature’ was
24.Dallaporta 18-07-2003 15:01 Pagina 350
manages to shine through it, this makes us feel God as immanent in the
whole of creation. But when the veils are thick and block all the signals
behind them, this then is God as an inaccessible part of the cosmos and
seems to be transcendent and totally unknowable in comparison to the
weaknesses of humans means.
Now, even if the image of the veils isn’t taken up in the ancient Christian
tradition, this in itself is not enough not to make use of a symbol which,
nevertheless, allows an equivalent type of deduction, as explicitly con-
firmed by many Fathers of the Church: the distinction, in the divine Nature
itself, between that which forms the Essence and that which manifests itself
as its Energies. And if the first, the Essence, is in itself unknowable and
incommunicable, it is not the same for the Energies. In fact a religion, to
be such, cannot only consist of a theology in the abstract which counters
the Creator with the created. Its ultimate end cannot be but a road, that
which takes us from the existing state upwards, approaching the One who,
unknowable in himself, must leave us to discern from some signs which
reveal, to those who seek them, the right direction to travel along. Given
that the Essence of God is inaccessible and impenetrable to man, it is nec-
essary to direct him to the correct path which, in some way, God commu-
nicates, always in Himself, but outside His inaccessible Essence, through
the Energies or divine Operations which are an intrinsic part of His uncre-
ated Nature, but which allow Him to proceed towards the external, to be
communicated, to give of Himself. And this independently from whatever
His surroundings, also in the absence of creation and even before the cre-
ation, God, in His incommunicable Essence manifests himself, neverthe-
less, through the irradiation of His Energies.
Thus we recognise that God is, as for India, immanent and at the same
transcendent, totally transcendent in his incommunicable Essence and
immanent in the cosmos through His continuous interventions with the
multi-form Energies.
The first large distinction in the area of the non-created Nature of God
which we have now mentioned between the Essence and the divine
Energies, gives us the answer to another point regarding the nature and
the role of the Sent or the Lord’s Messengers. All of these, according to
their own tradition, are bearers of the Word of God and, in some way, are
sharers of a certain ‘something’ inherent in the divine Nature itself. If the
Sent announces even only ‘something’ of such a Nature, the question
immediately arises as to what depth of the divine Nature this ‘something’
must be related. The answer does not seem in doubt, the function of the
24.Dallaporta 18-07-2003 15:01 Pagina 353
saw in the Trinity of God the same symbol of the divine unknowability
which the Indian sees as non-duality.1 The same incomprehensibility and
elusivity for India is the non-duality of Brahma, the same incomprehensi-
bility and elusivity for us are the Trinitarian Characteristics of God, a sin-
gle Nature but Three persons, an incomprehensible mystery in itself,
uniquely revealed to us which is explicitly confirmed in the Scriptures, con-
cerning the coming of the Son from the Father and of the procession of the
Spirit from the Father: in this way the Unity is included in the Triplicity,
and the Triplicity itself gives the Unity a structure in which the One is Three
and at the same time the Three reduces to the One.
The contrast between the two ways, ‘cataphatic’ and ‘apophatic’, is
clearly found around the fifth century after Christ in the treatise about mys-
tic Theology by Dionysius the Areopagite. It is from him that, within
Christianity, the categorical affirmation comes that the main way to
attempt to ascend to God is the negative ‘apophatic’, the unbreakable prem-
ise is the unknowability of God. If God is unknowable, all that we perceive
or know acts as a screen or obstacle in approaching Him. Therefore every
layer, visual, sentimental, intellectual must be stripped away in order to rise
up into the unknown and gradually penetrate the divine Mystery.
The best example of this is Moses climbing up Mount Sinai leaving
behind the camp, the men and even the priests to penetrate alone the
mysterious Unknowability of the Deity with whom he speaks but whom
he does not see.
The affirmation of the ‘apophatic’ method, inaugurated by the writ-
ings of Dionysus, was then adopted by most of Christianity by all the
important theologians, above all from the Byzantine, Sinai and Greek
areas, such as Gregory of Nyssa and Gregory Palamas, to surface in the
field of philosophy and mysticism in Western Christianity, from John
Scottus Eriugena up to Eckhart. There can be no doubt, regarding the
spiritual realization, that the ancient contemplations of India found their
natural successor in early Christianity.
Moreover the analogy can be inverted. If this was thought to be an ele-
ment in favour of the efficiency and the universality of Hinduism to direct
man who aspires to know God, well cannot one also turn the parallel upside
down, and to discern in the Hindu meditative practices an anticipation of
some centuries which later will become the oldest and most authentic of
Christian practice to open the road which leads to God?
1
See V. Lossky, Thèologie mystique de l’Eglise d’Orient, Chapter III.
24.Dallaporta 18-07-2003 15:01 Pagina 355
RAYMOND HIDE
Preamble
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