Wageningen University - Social Sciences

MSc Thesis Protocol

Rules and Regulations

For the
MSc Communication, Health and Life Sciences (MCH)
MSc Development and Rural Innovation (MDR)
MSc International Development Studies (MID)
MSc Management, Economics and Consumer Studies (MME)

December 2017

MSc programmes
TABLE OF CONTENTS Page

Contents
1. Introduction ............................................................................................................ 2
2. Goal of the thesis ..................................................................................................... 3
3. Supervision and thesis agreement .............................................................................. 4
4. Prerequisites for admission to major thesis.................................................................. 4
5. Responsibilities of key actors ..................................................................................... 4
6. Stages of the thesis process ...................................................................................... 6
7. Assessment procedure .............................................................................................. 6
8. Plagiarism ............................................................................................................... 8
9. Submission requirements and procedures ................................................................... 9

APENDICES
I The Netherlands Code of Conduct for Academic Practice ............................................. 10
II MSc Thesis Agreement ............................................................................................ 20
III MSc Thesis Assessment Form .................................................................................. 25
IV a Rubric for the Assessment of MSc Thesis ................................................................... 27
IV b Manual for use of MSc-thesis assessment rubric ......................................................... 33
V Format for the MSc Thesis Cover Page ...................................................................... 35

The Protocol and all the annexes can be downloaded from the OWI reference site: MSc Thesis
Protocol Social Sciences.

Appendices II and III can also be downloaded from the OWI reference site (under ‘formulieren’).

Forms and rubrics can also be found on the pages of the Examining Board: Thesis Assessment
Forms (UK and NL).

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1. Introduction
This protocol describes the rules and procedures for the thesis writing and supervision process of
the MSc Social Sciences MSc programmes of Wageningen University. The protocol is meant for
students and staff and is part of the internal quality assurance system of the MSc programs
involved.

The protocol applies in the first place to the final thesis of the MSc programs and will, with the
exception of the admission requirements, also be used for second theses. It includes information
on the goal of the thesis, the role of the thesis agreement, the admission requirements, the
responsibilities of the key actors, the assessment procedure, plagiarism and the submission
requirements of the final thesis. The appendices contain an example of the MSc thesis agreement,
the MSc thesis assessment form, a rubric for assessment of the MSc thesis and a format for the
cover page of the thesis.

This MSc thesis protocol replaces the version of December 2013. The current version is a product
of close collaboration between the Examining Board Social Sciences and the involved Program
Directors.

Updated December 2017

Wageningen University
Social Sciences
Hollandseweg 1
6706 KN Wageningen
http://www.wageningenuniversity.nl/UK/

In case of questions and/or comments, please contact one of the programme directors of the
involved programmes
([email protected]; [email protected]; [email protected])

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2. Goal of the thesis
The overall goal of the MSc thesis is the development of research skills and the ability to analyse
and present research results in a systematic and clear way. The thesis is the culmination of the
MSc study program in which the student will have to show that he/she is able to design and
conduct social science research at an academic level and is able to theoretically reflect on a
particular field of research relevant to the MSc program at hand.

The thesis process, in which a student independently addresses a topic approved by the relevant
chair group, is an individual learning process that can be started and finished at any time during
the academic year in consultation with the supervising chair group, provided that the admission
requirements have been met. Upon completion of the MSc thesis, the master student is expected
to be capable to independently conduct social science research. Hence, the main responsibility for
a successful thesis process rests with the student, who is expected to take an active role and to
display growing independence and maturity during the thesis trajectory, but has to consult
regularly with the assigned supervisor(s) regarding progress.

After successful completion of the thesis the student is expected to be able to:
• Carry out the different phases of research in an independent manner within a previously
agreed time span;
• Evaluate theories and apply these theories to a relevant scientific issue in a particular domain
relevant to the MSc program of the student;
• Apply a work ethic appropriate to the performance of scientific research, the development of
scientific understanding and its application;
• Write and edit a well-structured thesis.

The acquisition process of specific research skills generally relates to proposal writing, data
collection and data analysis and the writing of the thesis. In detail, the following aspects can be
distinguished:

Proposal writing
• The selection and justification of a scientifically and, if desired, socially relevant research
problem, possibly but not necessarily with the potential for further research;
• The formulation of the research objective and clearly defined research questions;
• The identification and selection of appropriate research methods;
• The selection and review of appropriate literature relevant to the specific research problem
(‘state of the art’);
• The explication of the underlying theoretical assumptions of the research approach and/or the
establishment of an adequate analytical or conceptual framework;
• Clear delineation of the results;
• The written presentation of a clear research proposal, including time schedule.

Data collection 1 0F

• The collection of data (the required information) by applying appropriate research methods
and techniques according to good academic practice;
• Interim review of the collected data.

Data analysis and the writing of the thesis

• The processing, analysis and interpretation of the collected data in relation to the theory used;
• The selection and review of additional literature as new insights emerge;
• The oral presentation of (final) findings (colloquium);
• The writing of a well-structured and scientifically sound report: the thesis.

It has to be emphasized that in reality the research phases may not be so clear-cut.
The size of the major thesis varies between 30 and 39 credits. The actual size depends on the
student’s study program and is agreed upon between student and study adviser. The scope of the
research is to be aligned with the number of credits.

1
This may be empirical data collection and/or literature research.
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3. Supervision and thesis agreement
The thesis process is to be supervised by a specific chair group (depending on the student’s
specialization and the subject) and the main supervisor will be a qualified staff member of this
chair group. All scientific staff with a PhD degree or with other relevant research experience qualify
for thesis supervision. A PhD student may be involved in the supervision, but not as the main
supervisor. Qualified experts from other WUR units than the University and other universities can
be involved in thesis supervision, but the final responsibility for supervision and marking remains
with the supervising chair group. The role of external and other (co-)supervisors and chair groups
has to be specified under item 5 of the Thesis Agreement in appendix II, for example in the case of
Double Degrees.

The thesis agreement sets out the agreements made between the student and the thesis
supervisor of a chair group (expected date of completion, frequency of meetings, absences, co-
supervision, etc.). It registers the rights and duties of both parties and is a further supplement and
elaboration of the Higher Education and Research Act (WHW), the Education and Exam Regulations
of Wageningen University and the Student Charter. It is strongly recommended to regularly assess
progress and check the agreement and, in discussion between the supervisor and the student,
make adjustments in the agreement if needed. The establishment and signing of the agreement
involves the student, the supervisor and the study adviser:
• Before a student can actually start the thesis process and before the thesis agreement can be
prepared, the intended supervisor has to check with the study adviser whether the student has
permission to start the thesis;
• It is the student’s responsibility to ensure that the study adviser receives a copy of the signed
thesis agreement within one week of signing the agreement;
• Without a signed thesis agreement and a research proposal approved by the supervisor,
students are not allowed to start data collection.

In case of a jointly supervised thesis as part of a double degree program, this Protocol is leading
as far as WU is concerned. Special arrangements between the two involved institutions have to be
specified under item 8 of this agreement.

4. Prerequisites for admission to major thesis

With respect to the starting of the thesis, the Examining Board Social Sciences has decided that
the individual student must satisfy the following requirements in order to obtain definite admission
to the thesis (cf. article 30 of the Education and Examination Regulations) 2:
1F

• Successful completion of 12 credits mandatory prior knowledge (according to the study

program and described in the Study Handbook);
• Satisfactory overall study progress, including possible supporting courses.
The Examining Board has delegated the implementation of the admission procedures to the study
advisers.

5. Responsibilities of key actors

The MSc thesis project involves several key actors who will work according to the Code of Conduct
for Academic Practice (see annex I). The code contains principles that all members of the
academic community should observe both individually and vis-a-vis each other and society. The
distribution of responsibilities in the thesis process is as follows:

• Student's responsibilities: The student is owner of his/her own thesis project and thus
responsible for its successful completion. These responsibilities include proper planning of the
thesis within his/her study program, finding a thesis topic, place for fieldwork, etc. The
student is also responsible for the establishment of the thesis agreement in which, amongst
others, agreements regarding the intensity and nature of supervision are specified. It is the
student’s responsibility to inform the supervisor and the study adviser of deviations from the
agreement and of any delays in the thesis process, and for determining the consequences of
any such delay (informing the sponsor of the scholarship, the student dean, adjusting the
thesis agreement in discussion with the supervisor etc.).

2
URL: https://www.wur.nl/upload_mm/e/4/8/ea67d1a7-7061-467c-93f8-3d2b37d8647b_2017-
2018%20OER%20BAMA%20ENG_1.0def.pdf (Education and Examination Regulations Wageningen University
2017-2018 program).

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 Pending on the number of staff involved, and to be determined by the supervisor, the student
must submit a sufficient number of clean hard copies of the thesis to the supervisor for the
final assessment. After the oral defence the student has to make a digital version of the final
thesis (pdf-file) available to the supervisor for filing purposes. The student is requested to
submit a pdf-file version of the thesis to the study advisor.
Finally, the student always has to verify that the correct course code is used.
It is also strongly recommended that the student carefully completes the electronic evaluation
form that will be sent to him/her once the thesis has been finalized and the mark put into the
administrative system; feedback on the thesis process and its supervision is vital in
maintaining standards and indispensable for making required improvements.
• Study adviser's responsibilities: The study adviser is responsible for monitoring the overall
study progress of the individual student. The study adviser must determine whether or not the
student meets the requirements for starting the master thesis project under supervision and
inform the thesis supervisor upon his/her request. During the establishment of the student’s
study package and pending on the student’s interests and study program, the study adviser
can assist in identifying an appropriate chair group and supervisor.
• Thesis coordinator’s responsibilities: The thesis coordinator of the chair group where the
student does his/her thesis is responsible for finding a suitable thesis supervisor, for filing the
thesis agreement and for informing the student regarding the chair group’s specific procedures
for thesis supervision. The thesis coordinator is responsible for keeping proper records of the
theses conducted under supervision of the chair group and can, on behalf of the examiner, be
charged with tasks like filing the final assessment forms and keeping clean copies of the final
thesis.
• Thesis supervisor’s responsibilities: The thesis supervisor is responsible for providing
adequate supervision of the thesis for a student assigned to him or her. The (main) supervisor
must be from the chair group that corresponds with the thesis code and thesis title as stated
in the approved study program. In addition, another supervisor either from within or outside
the university may be involved in the supervision, but the responsibility for primary
supervision rests with the main supervisor. In the case of the specialization Communication
and Innovation of MCH a co-supervisor from a life science chair group, relevant to the
student’s domain of choice, is mandatory.
Before accepting to supervise a student, the supervisor has to check with the study adviser of
the MSc program if the student has met all the requirements and if the subject of the thesis is
related to the domain of the program. Based on an approved research proposal, the
supervisor has to give explicit permission to the student to start the data collection
(fieldwork).
The supervisor and examiner(s) have the obligation to ascertain that the sources in the thesis
are properly referenced preferably by screening it through Turnitin.
Pending on the nature of the MSc thesis research, the supervisor has, in agreement with the
examiner and within the indicated ranges, the right to adjust the relative weights of relevant
clusters of the assessment form for individual students (see chapter 7). Such particularities
have to be specified in the thesis agreement (section 9).
The supervisor determines how many clean hard copies of the final thesis are required. In
view of, amongst other things, the accreditation processes, the supervisor has to make sure
that at least one electronic copy and the completed final assessment form are made available
to the persons in charge of filing tasks, the ultimate responsibility remaining with the
examiner.
• Examiner’s responsibilities. The formally appointed examiner is responsible for the final
assessment of the thesis and passing the grade for the correct course code. An examination
involves at least two persons, the examiner or his/her delegate, and the supervisor, if relevant
completed by other (co-)supervisors. According to the Rules and Regulations of the Examining
Boards Wageningen University 2017-2018, “The Examiner is responsible for ensuring that the
theses (BSc and MSc) are permanently stored with the corresponding signed assessment
forms and corresponding materials, if any. For the MSc thesis, this is done by uploading
theses to the Thesis Online depot of the Wageningen University central library.” (Source:
Rules and Regulations of the Examining Boards Wageningen University; Article 11, sub 3). It
is up to the involved chair group and student to decide whether the thesis will be made public
or not in the Digital Library. This task can be delegated to the thesis coordinator or other
qualified staff members of the responsible chair group.

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6. Stages of the thesis process
The following table summarizes the different stages of the thesis process.

When? What? Who? How? Conclusion?

Thesis coordinator
Topic and
Informal
Supervisor
Potential contacts
identification
supervisor Continue with
Proposal writing Sufficient study the agreed
and admission to Study adviser progress supervisor on
the thesis (advise and the identified
permission) Signing of the topic
Thesis
Supervisor and Agreement
First draft research
Student
proposal
Progress
Permission to meetings and
Student Green light for
start data Final research approval of
data collection or
collection proposal proposal
Supervisor adjust proposal

Continue or
Data Collection: Interim reports By e-mail or adjust
Conducting the (monthly) regular face-
study to supervisor on to-face No formal
Student
(implementation progress of research progress decision-making
phase) discussions
Supervisor
Progress Adjustment of
Mid-term review assessment Thesis
Agreement
Preliminary findings Feedback and
reports and Progress Continue or
Data analysis Supervisor
provisional Table of meeting adjust
and thesis
Contents weak/strong
writing Student
Chapters Presentation points
Draft of Thesis (colloquium)
Head of chair
group/ Examiner Final
assessment Grading
Final Assessment Thesis
Supervisor(s) and oral
1B

defence
Student
Upload thesis
through the Thesis available
Upload thesis to the
2B

Submission of Examiner AIR and decide at the

Wageningen UR Wageningen UR
thesis (chair group) if the thesis
Digital Library Digital Library
should be
public
Evaluation of the Student Evaluation Feedback to staff
Evaluation thesis process and course form and program
its supervision Supervisor(s) (electronically) directors

7. Assessment procedure
Grading
The head of the supervising chair group (chair holder) is responsible for the examination of the
thesis. The chair holder may delegate this task to another knowledgeable staff member. A PhD
student cannot be a formal examiner. The final assessment including the oral defence has to be
conducted by the examiner together with the supervisor. In the case of co-supervision, all
supervisors should be present at the final evaluation. When the supervisor is the same person as
the examiner specified in the Study Handbook, an independent examiner has to be nominated.

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The final assessment, or oral defence, typically lasts one hour to discuss the quality of the thesis.
The student is given the opportunity to answer specific questions raised by the examiner(s) and
supervisor(s) in order to show to what extent he/she masters the research topic and to what
extent he/she is able to participate in academic debate.

The examiner and the supervisor(s) jointly agree on the final mark using the criteria specified
below and by filling in the MSc Thesis Assessment Form contained in Appendix III. If no agreement
is reached, the formally appointed examiner casts the last vote. Appeal procedures exist via the
Examination Board for all involved.

Assessment criteria
The final assessment of the thesis is done with the help of the MSc Thesis Assessment Form used
throughout the university thus serving as a general quality maintenance device for external
evaluation and accreditation purposes. To make grading as transparent and objective as possible a
more extensive instrument called ‘Rubric for assessment of MSc thesis’ (see appendix IV a) has
been developed for use in combination with the MSc Thesis Assessment Form. The Rubric is a
scoring scale containing, per item of the assessment form, criteria for the measurement of the
level of performance for each single criterion. Appendix IV b contains a short manual for use of the
thesis assessment form in combination with the Rubric. The general orientation of the clusters on
the MSc Thesis Assessment Form is as follows:

I. Research competence (30-60%)

This part assesses the research competences of the student. So it is an evaluation of the student
as a researcher. This evaluation is based on the experience of the supervisor(s) with the student
during the process of doing research and writing the thesis report. The learning process and the
degree of manifested professionalism as a prospective independent researcher will be taken into
consideration, just as the attitude of the student in terms of enthusiasm, commitment, effort and
initiative, independency, originality and creativity. Other aspects relate to the student’s
responsiveness to supervisors’ comments and the ability to work according to plan.

II. The thesis report (30-60%)

The product of the scientific work of the student is the thesis report. This is a piece of scientific
work that can be evaluated in the same way as any other written scientific work (like a journal
article or a report). Based on the classical contents of a scientific report (Summary - Introduction-
Materials and Methods-Results-Discussion-Conclusions) the aspects in this cluster assess the level
of these different parts of the report. It is important that the person who evaluates the thesis
report is not biased by positive or negative experiences with the student as the thesis report
should be evaluated as a piece of work as such. This means that the examiner is the most
important person to evaluate the thesis report.

III. Colloquium (5-10%)

During the colloquium the student presents the work to an audience consisting of fellow students
and staff members. Next to the visual and verbal quality of the presentation, the student’s
responses to (critical) questions from the audience are evaluated.

IV. Oral Defence (5-10%)

During the oral defence that concludes the thesis process, the student has to defend the thesis
against critical comments of the examiner and the supervisor(s). In defending the thesis, the
student should show that he/she has knowledge of the study domain. This means that the student
should not only defend what he/she did, but also why it was done in this particular way and not in
another way, and thus show that he/she is able to academically reflect on one’s own work.

To allow for the special character or nature of the research conducted, the relative weight of the 4
clusters can vary within the indicated limits and as long as the weights sum up to 100. The first
two clusters (research competence and thesis report) form the core of the assessment and must
total at least 80%. The Examining Board Social Sciences has set the standard for research
competence on 30% and for the final thesis report on 60%, chair groups having the freedom to
adjust the standard percentages between the indicated ranges to better suit the particularities of
the kind of research conducted by the chair group in general or the student in particular. Individual
exceptions remain possible, values not matching the standards or ranges require permission from
the Examining Board. For the colloquium and the oral defence the standard percentage is 5%.
Adjustments to these standards have to be specified in the MSc Thesis Agreement under item 9.

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Final assessment and special considerations
At the end of the oral defence, the final thesis assessment is made with the help of the MSc Thesis
Assessment Form contained in Appendix III. The form is an Excel-spreadsheet that automatically
generates the grades per cluster as well as the final result.
To conclude the thesis process successfully, the following restrictions exist:
• Each single cluster must be at least 5.5; if one cluster scores lower than 5.5 the final result
will be a “fail”, regardless of the total score.
• The final grade must be at least 5.5, rounding off taking place in line with the general WU
procedures.

The meaning of the final grades is shown in the following table:

Definition
0B

10 Excellent
3B Outstanding performance in all respects without any errors. The highest
proficiency in ability and application. The thesis is of PhD quality and has
the potential of at least one publishable article. The thesis has a solid
theoretical basis and contributes to the advancement of theory.
9 Very Good Outstanding, exceptional and extraordinary performance with just some
minor errors. Slightly less than the highest proficiency in ability and
application. Superior mastery of subject matter, with evidence of
independence and originality of thought. The thesis has a solid theoretical
basis and contributes to the advancement of theory. The thesis may
result in a publishable article.
8 Good Generally sound work with a limited number of minor errors. Outstanding
proficiency of research competencies and clear above-average mastery of
subject matter. No major weaknesses.
7 Satisfactory Thesis fair, acceptable and adequate. Acceptable mastery of research
skills, but with some significant shortcomings. Satisfactory ability and
achievement of a high but second order.
6 Sufficient Performance meets the minimum criteria but below average. Limited
mastery of subject matter.
5 Fail Some more work required to be sufficient; poor but with pass potential.
<5 Fail Considerable further work is required; unacceptable.

To conclude the assessment it is strongly advised, to add written comments in the boxes on the
assessment form to provide the student with additional feedback.
The assessment form should be stored, in line with the responsibility of the examiner, at the level
of the involved chair group.
In case of a jointly supervised thesis in the context of a Double Degree, the here described
assessment procedure applies. The main supervisor can come from the partner institute, but the
final assessment has to be done according to the protocol described procedure, the final
responsibility for the marking remaining with the examiner of the WU chair group. Grades will not
be automatically converted from the other institute to the WU system. Like WU has its own
grading procedure, partner institutes are free to use their own and do have the option to convert
the WU mark into their system.
The colloquium remains a compulsory part of the assessment procedure.

8. Plagiarism
All research is directly or indirectly based on and related to the intellectual work of others (their
theories, their models or their research findings), making scientific writing a risky process,
especially in an era in which ‘cut and paste’ possibilities are overwhelming. Using the work of
someone else without properly acknowledging it, in short plagiarism, is considered theft of
intellectual property.
Wageningen University heavily insists on properly documenting sources. In order to avoid
plagiarism, staff is expected to screen all writings carefully and the University has made scanning
software available for this purpose (Turnitin).

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Students are expected to be familiar with proper referencing techniques. The WUR library has
developed a number of online tutorials for Information Literacy (https://www.wur.nl/en/Expertise-
Services/Facilities/Library/Students/IL.htm).

Additionally, students should have consulted at least one of the following sites before they start
writing the thesis:
• Writing Tutorial Services http://www.indiana.edu/~wts/pamphlets/plagiarism.shtml
• Citing and references http://www.monash.edu/rlo/research-writing-assignments/referencing-
and-academic-integrity/citing-and-referencing

A valuable resource regarding referencing and plagiarism is Cite Them Right: The Essential
Referencing Guide, by Richard Pears and Graham Shields (9th edition; ISBN-13: 978-
1137273116; published by Palgrave Macmillan), which is recommended by Dr. Curtis Barrett, the
lecturer of the MOS module Scientific Writing Skills (ECS 65600).”

A charge of plagiarism can have severe consequences; see for this purpose the Rules and
Regulations of the Examining Boards, article 11 Article 11 Fraud and misconduct: sanctions and
procedure p.6.

9. Submission requirements and procedures

A (hard)copy of the thesis, which must contain an English summary, must be available for each
person who takes part in the final assessment (Oral Defence). The (hard)copies must be submitted
to these persons at least one week before the date of the final assessment (oral defence). The
student needs to submit making sure that the filing obligations as specified in the Rules and
Regulations are satisfied.

The expenses for printing and copying a maximum of three copies of the final thesis can be
submitted for reimbursement to the relevant chair group (see also the Student Charter: Regulation
Wageningen University; payment of student’s expenses, Regulations for expenses paid by
Wageningen University, implementation, Copying and printing expenses, p2.). If the student
decides to spend more than is absolutely necessary, for example to improve the appearance of the
report, the student must pay these additional expenses.

The thesis is public and can be used by third parties. A study can be carried out for a third party
and the results may be undisclosed and treated as confidential for a maximum period of 7 years.
However a review committee must have access even to the confidential reports. This has to be
specified in a special agreement (Appendix to the thesis agreement). Even if data have to be
treated confidentially, the oral presentation (colloquium) remains mandatory. In the case of a
confidential study the oral presentation can be given at the company’s place (in presence of the
supervisor(s). The Wageningen UR Digital Library to which the theses have to be uploaded
(through the AIR; Administration Enrolment data and Results) contains an option to keep a thesis
confidential, the default being public.

No standard index for the thesis is available since the index depends on the character of the
research done. Each final thesis has to contain a proper summary in English. Appendix V contains
the standard format for the cover page of the thesis. A thesis must contain a summary in English.

The study adviser would like to receive a pdf-file version of the thesis. The thesis can be used for
illustrative purposes for prospective and current students of the program.

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Appendix I The Netherlands Code of Conduct for Academic Practice

The Netherlands Code of Conduct for Academic Practice

Principles of good academic teaching and research

This text is an English translation of the Dutch original. In case of any divergence of
interpretation, the Dutch text shall prevail.

The Hague, 2004

Revised 2012
Revised 2014; translation by Metamorfose Vertalingen BV

Association of Universities in the Netherlands (VSNU)

Contents
Preamble ...................................................................................................................... 11
Principles and elaborations.............................................................................................. 13
1. Honesty and scrupulousness ...................................................................................... 13
2. Reliability ................................................................................................................ 15
3. Verifiability .............................................................................................................. 16
4. Impartiality ............................................................................................................ 17
5. Independence .......................................................................................................... 18
6. Responsibility ......................................................................................................... 19

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Preamble
This Netherlands Code of Conduct for Academic Practice was drawn up at the request of the
Association of Universities in the Netherlands (Vereniging van Universiteiten, VSNU) in 2004. The
wish for a Code of Conduct stems from the generally shared conviction that staff members 3 at 2F

institutions that fulfil a societal role are held to a proper exercise of their duties. Rules governing
that correct exercise of duties should be established in writing to provide a shared frame of
reference and, if necessary, a basis for calling each other to account.

1. The Code applies to academic practice, which is understood to include scientific and scholarly
teaching and research at all universities 4 that have declared to uphold this Code. More
3F

precisely, the Code is intended for the individual academic practitioner, this being any person
who is involved in academic research and teaching under the auspices of a university; this
includes students. The Code also applies to those who bear administrative responsibility for
academic practice.

2. The Code presumes the autonomous setting in which universities operate, which is a
fundamental aspect of academic freedom. It is a university’s responsibility to promote this
freedom within the framework of its curricula and research programmes.

3. At the same time, the Code presumes that a university is a collaborative venture of diverse
parties. This includes academic staff and academic practitioners in training, such as students
and PhD students, as well as bodies that commission research and valorisation, such as the
government, civil society organisations, businesses, research-funding organisations and users.
The integrity of each academic practitioner is an essential condition for maintaining these
stakeholders’ faith in science and scholarship. Integrity is the foundation of good and reliable
academic practice.

4. The Code contains principles that all members of the academic community should observe
both individually and vis-à-vis each other and society. These principles can be read as general
notions of good academic practice and as a self-regulatory instrument. The overarching
principle is that every academic practitioner is bound by the frameworks established by Dutch
and international legislation. These legal frameworks are not discussed in this Code of
Conduct. A second overarching principle is transparency; every academic practitioner must (be
able to) demonstrate how they put these principles into practice.

5. The principles defined in this Code are detailed further in the respective
“Elaboration” sections. These elaborations, which provide a set of standards for the conduct of
teachers, researchers, students and administrators, reflect the national and international best
practices of good academic teaching and research. Under particular circumstances, deviation
may be justified.

The applicability of the provisions depends on the concrete circumstances under which the
academic practitioner operates. Moreover, the circumstances under which the university
operates are also subject to change. Nonetheless, every academic practitioner must be able to
explain and motivate if – and if so, to what extent and why – they are at variance with the
elaborations of the Code of Conduct (the rule of ‘apply or explain’).

6. The Code contains this preamble, the principles and their associated elaborations, violations of
academic integrity, and the universities’ prevention policy. It sets out six principles of proper
academic practice:
Honesty and scrupulousness
Verifiability
Impartiality

3
Under the Code, a staff member is defined as a person who is or was employed by the university or who
works or has worked under the university’s responsibility pursuant to the Collective Labour Agreement of the
Dutch Universities (Collectieve Arbeidsovereenkomst Nederlandse Universiteiten, CAO-NU).
4
For the purposes of this Code, a university is understood to include the research organisations and other
organisations that have declared to uphold this Code.
Page | 11
 Independency
Responsibility

7. All universities and their academic staff will make the necessary efforts to familiarise
themselves with the content of this Code. In addition, they will ensure that the Code is
discussed within the academic community in order to enhance awareness of what good
academic teaching and research entails.

8. Academic practitioners must comply with the Code of Conduct and have a duty to promote the
best practices amongst their peers. University administrative bodies are under an obligation to
promote and enforce compliance with the Code. Universities have public and binding
regulations governing the independent resolution of complaints regarding violations of
academic integrity.

9. The authors of this Code of Conduct are well aware that the Code does not address all
problems. There are conceivable ‘grey areas’ and dilemmas in science and scholarship to which
this Code is not directly applicable. Researchers are urged to put such cases forward for
discussion within the academic community.

10. As the focus of the Code is on describing the conduct expected of academic practitioners, it
does not contain complaints procedures. Such procedures are described in institutions' own
academic integrity complaints regulations. The institutional complaints regulations and the
Landelijk Model Klachtenregeling Wetenschappelijke Integriteit all include an appendix
clarifying to which violations of academic integrity the complaints regulations in any case
apply. It should be emphasised that a deviation from one of the rules in this Code of Conduct
does not necessarily constitute a violation of academic integrity.

11. The Netherlands Code of Conduct for Academic Practice was adopted by the
General Board of the Association of Universities (Algemeen Bestuur van de
Vereniging van Universiteiten) on 17 December 2004, and came into force as from
1 January 2005. The Code was revised on 25 May 2012, and again on 31 October 2014 in
consultation with the Royal Netherlands Academy of Arts and Sciences (KNAW).

Page | 12
Principles and elaborations

1. Honesty and scrupulousness

Principle
Academic practitioners are honest and forthright about their research and its applications.
Scientific and scholarly activities are performed scrupulously and should remain unaffected by the
pressure to achieve.

Definition
Researchers are called upon to be open and nuanced about margins of uncertainty and other limits
on the interpretation and applicability of their own research and that of their fellow practitioners.
Communication regarding research results should be dispassionate and realistic. The actions of an
academic practitioner are scrupulous when they are performed with the dedication and precision
that a proper exercise of the profession requires.

Elaboration
1.1. Academic practitioners know that the ultimate aim of science is to establish facts and
they therefore must present the nature and scope of their results with the greatest
possible precision. Accordingly, they do not prevaricate about their findings or about
attendant uncertainties. Scrupulousness also entails the presentation of doubts and
contraindications.

1.2. Every academic practitioner demonstrates respect for the people and animals involved
in scientific teaching and research. Research on human subjects is exclusively
permitted if the persons concerned have freely given informed consent, the risks are
minimal and their privacy is sufficiently safeguarded. Research involving animals is only
permitted if the statutory permits have been granted and in conformity with the
relevant legislation.

1.3. Accurate source references provide a clear indication of the intellectual provenance of
cited and paraphrased text. This also applies to information gathered from the Internet
and from anonymous sources. The texts and research results of others are never
reproduced without a reference.

1.4. Authorship is acknowledged. Rules common to the academic discipline are observed.

1.5. Academic practitioners do not republish their own previously published work or parts
thereof as though it constituted a new contribution to the academic literature. When
republishing previously published findings, they indicate this with a correct reference to
the source or by another means accepted within the discipline. In many disciplines it is
permissible and even customary to reprint short texts from works published with or
without co-authors without a source reference when it concerns brief passages of
introductory, theoretical or methodological explanation.

1.6. Scrupulousness is expressed through precision and nuance in academic instruction and
research, in publishing research results and in other forms of knowledge transfer.

1.7. Scrupulousness is not restricted to academic research or to reporting on research

activities, but also applies to relationships among scientific practitioners, between
supervisors and PhD students, between teaching staff and students and with society.

1.8. Good mentorship is essential: students, PhD students and junior staff members occupy
hierarchically subordinate positions. The responsibilities of persons involved in teaching
and research at the institution are clearly defined and observed at all times.

1.9. Academic practitioners avoid personal relationships that may give rise to reasonable
doubts concerning the objectivity of their decisions, or that may result in any form of
coercion or exploitation of a hierarchically subordinate person.

Page | 13
1.10. Academic practitioners ensure that they maintain the level of expertise required to
exercise their duties. They do not accept duties for which they lack the necessary
expertise. If necessary, they actively indicate the limits of their competence.

1.11. Academic practitioners are co-responsible for the quality of the curricula they teach and
for the scientific or scholarly and societal value of the research programmes in which
they participate. They act according to their own preferences only insofar as these are
reconcilable with this responsibility.

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2. Reliability

Principle
Every academic practitioner supports and strengthens the fundamental reliability of science and
scholarship through their own conduct. Academic practitioners conduct and report on their
research and transfer their knowledge through teaching and publishing in a reliable manner.

Definition
Academic practitioners act reliably when they perform their research in a conscientious manner
and provide a full account of the research conducted. This ensures that scientific and scholarly
research can be traced, verified and re-tested. Reliability applies both to the conduct of academic
practitioners and to their written work. Research publications should make mention of the
statistical uncertainty of research results and the margins of error.

Elaboration
2.1. Research data have indeed been collected. The statistical methods used are in
accordance with the methodological standards for the type of data used. The selective
omission of research results is reported and justified.

2.2. Speculation spurred by results of academic research is recognisably presented as such

in reports. Conclusions on the basis of the presented results are not speculative in
nature.

2.3. Peer and other reviewers do not misuse an author's ideas as formulated in the article
under review.

2.4. Academic practitioners provide a complete and honest overview of their skills whenever
a decision concerning their career or duties is pending.

2.5. When transferring information to students, the selective representation of available

knowledge is either avoided or justified. A clear distinction is made between transferred
academic knowledge and personal opinion or related speculation.

Page | 15
3. Verifiability

Principle
Presented information is verifiable. Whenever research results are published, it is made clear what
the data and conclusions are based on, from where they originate and how they can be verified.

Definition
Conduct is verifiable when it is possible for others to assess whether it complies with relevant
standards (for instance of quality or reliability).

Elaboration
3.1. Research must be replicable in order to verify its accuracy. The choice of research
question, the research set-up, the choice of method and the references to sources used
are accurately documented in a form that allows for verification of all steps in the
research process.

3.2. The quality of data collection, data input, data storage and data processing is closely
guarded. All steps taken must be properly reported and their execution must be
properly monitored (lab journals, progress reports, documentation of arrangements
and decisions, etc.).

3.3. Raw research data are stored for at least ten years. These data are made available to
other academic practitioners upon request, unless legal provisions dictate otherwise.

3.4. Raw research data are archived in such a way that they can be consulted at all times
and with a minimum expense of time and effort.

3.5. The source of all educational material, written as well as oral, is stated.

Page | 16
4. Impartiality

Principle
In their scientific or scholarly activities, academic practitioners are led by no other interest than
academic interest, and they are always prepared to account for their actions.

Definition
Academic practitioners are impartial and objective when they do not let personal interest,
preference, affections, prejudice or the interests of the commissioning or funding body affect their
judgement and decisions.

Elaboration
4.1. Academic practitioners allow others to take an independent intellectual position on
topics. This applies particularly in the case of hierarchical relationships such as the
relationship between a teacher and a student or a supervisor and a PhD candidate.

4.2. The choice of methods and criteria is made solely to establish facts, and is not led by
external goals such as commercial success or political influence.

4.3. A reviewer carefully reflects whether they can offer an impartial assessment of a
manuscript, for instance when it concerns a competing research group.

4.4. In assessing the performance of others (peer review of research and manuscripts),
academic practitioners are led by scientific or scholarly arguments, and they refrain
from assessing a manuscript if there could be any doubt about the impartiality of their
opinion.

4.5. Academic practitioners only take up and defend a certain scientific or scholarly
viewpoint when there are sufficient grounds to support that viewpoint. Competing
viewpoints must be mentioned and explained.

4.6. Academic practitioners avoid exclusively using their own textbooks for courses, in any
case at undergraduate level.

4.7. Every academic practitioner affiliated with a university provides an up-to-date and
complete list of their relevant ancillary activities on the university website.

4.8. In its annual report or on its website, every university explains its procedures for
reporting the ancillary activities of staff.

Page | 17
5. Independence

Principle
Academic practitioners operate in a context of academic freedom and independence. Where
restriction of that freedom cannot be avoided, this is clearly stated.

Definition
When presenting insights as correct and relevant, academic practitioners are independent when
they only allow themselves to be influenced by others’ judgements to the degree that such
judgements are based on scientific or scholarly authority. They do not allow themselves to be
influenced on other grounds.

Elaboration
5.1. Whenever third parties engage an academic practitioner to teach or conduct research,
the practitioner is allowed to perform the assignment – within the parameters defined –
without interference by the commissioning party. The research question is of a
scientific or scholarly interest and should go beyond the commissioner’s particular
concern. The method employed is scientifically valid. The commissioning party has no
influence on the research results.

5.2. Assignments carried out with third-party funding demonstrably contribute to academic
teaching and/or research.

5.3. The relationship between the commissioning party and the performing party is always
made explicit, for instance where there is a consultancy assignment or other
connection. Any possible appearance of a conflict of interest is always avoided, or
mentioned in publications.

5.4. The option to publish academic research results is assured. Arrangements with external
research funders always stipulate that the academic practitioner is at liberty to publish
the results within a specified, reasonable period.

5.5. External funders of scientific and scholarly activities are identified by name. In the case
of research activities, this can mean their names are stated in publications or in
conference papers presenting the results of sponsored research; in the case of teaching
activities this can mean they are referred to in the course announcement and teaching
material.

Page | 18
6. Responsibility

Principle
Academic practitioners acknowledge their responsibility for the societal implications of their work.
They are willing to discuss and explain their choice of research themes.

Definition
Academic practitioners are cognisant of the fact that they receive funds and facilities to conduct
academic research and that they are free to make their own research choices, which they explain
to the best of their ability.

Elaboration
6.1. Researchers are willing and able to justify their choice of research themes both in
advance and in retrospect. Researchers provide a clear and full account of how
research funds were used and which choices this involved.

6.2. Academic practitioners allow themselves to be judged on the quality of their output in
an honest and loyal fashion, and they cooperate in internal and external assessments
of their research.

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Appendix II MSc Thesis Agreement

Wageningen University Master Thesis Agreement

This Wageningen University (WU) master thesis agreement serves to lay down agreements
between a master student and a chair group. The agreement registers rights and duties of both
parties and is a further supplementation and elaboration of the Higher Education and Research
Act (WHW), Education and Examining Regulations and the Student Charter.

The form has to be completed for each master thesis by the student and a representative of the
chair group before the start of the study activities.

Student and representative sign three copies of the form. Both receive a copy. A third one is
sent to a representative of the program: the study advisor mentioned below.

When the agreement is modified the student will receive a copy of the adjusted form.

For complaints on the supervision or assessment the student can appeal to:
- The study advisor for advice and support
- The Examining Board for advice on procedures or an official complaint.
- The Examination Appeals Board.
- A dean or a Confidential advisor for students

For additional information see the Explanation on page 4.

1. Information on student and chair group

Student:
Study program:
Registration number:
Study advisor:

Chair group:
Course code:
Supervisor(s):
Examiner a 5:
4F

Examiner b 6:
5F

The student is informed upon the (written) guidelines and rules of the chair group for
thesis students: yes/no

2. Prerequisite course(s)
Course code: Passed: yes/no
Course code: Passed: yes/no

3. Admission to the thesis

Study has stated that the
advisor student has
met all requirements for starting with this master thesis and that the specified thesis is
part of the program of the student.

5 This can be the supervisor.

6 This name can be entered later.
Page | 20
4. Title and planning
Title of the thesis project:
Date of completion parts of
thesis:
Date of start:

Date of finish:
Special arrangements for
planning:

5. Arrangements on supervision including mid-term evaluation

(Arrangements on the type and intensity of meetings of student and supervisor on role
and responsibilities when more supervisors or more chair groups are involved)

6. Arrangements on facilities
(Work place (office/lab), access to buildings and locations. Availability and use of
equipment, materials and facilities)

7. Arrangements on report
(Language and lay out, time and format of transfer of results and data, agreements on
secrecy of results and publicity of the thesis report)

8. Arrangements for individual situations.

(Circumstances beyond one’s control, disability, absence for special reasons, additional
double degree arrangements)

9. Assessment

Page | 21
The MSc Thesis assessment form 7 for theses of WU has to be used.
6F

The percentages in the assessment form that will be used are:

Learning outcomes (assessment criteria) percentage
A. Research competence
B. Thesis report
C. Colloquium
D. Examination

The assessment will be done in week

(on)

10. Signature
The student agrees to report any relevant change in circumstances which may affect the
results of the project to the supervisor.
The student declares to be acquainted with rules and procedures of the chair group and
with the assessment form. The chair group declares to have provided the student with
all relevant information (including rules, regulations, safety issues).

Wageningen,
Name Date Signature

Student:

Supervisor(s):

Examiner a:

Examiner b:

7 Click “Yes” > “edit” > “OK” and save to your own location.
Page | 22
Explanation 8 7F

1. Information student and chair group

The study advisor has to be asked for advice on the progress of the student and qualification for a
master thesis. The study program (study advisor) has to be informed about the arrangements
students want to make for thesis projects in order to establish whether the program allows the
student to take this thesis and to keep record of the student’s progress.
The examiner will be the chair holder being responsible for the thesis. The supervisor takes care
of daily supervision. A supervisor from an external organization cannot have a formal role, and
cannot be involved in the marking because he is not a qualified lecturer. If more supervisors and
chair groups are involved each role should be explained under item 5. WUR employees outside the
university section (e.g. researchers) can be regarded as supervisor like a WU lecturer.

2. Prerequisites
Chairs can require a maximum of two prerequisite courses (in total 12 credits) for starting a
thesis. These prerequisites have to be published in the study handbook. The student has to pass
the exam(s) to gain access to the thesis.

3. Admission to the thesis

The chair group (supervisor, coordinator education) should contact the study advisor personally to
be informed about the student being qualified for starting with the master thesis.

4. Description and planning

In general reference can be made to a previously described project proposal of the chair group
with subject and type of activities. It is considered very important that the student writes a
detailed project description and is aware of all consequences with respect to type of activities,
intensity and planning of work. If the student intends to interrupt the project for exams or leave
the supervisor should agree in advance.

5. Arrangements on supervision
A supervisor will have his own rules for planning meetings with students, for involvement of co-
workers. Especially when more supervisors and chair groups are involved it should be avoided that
the student is confronted with conflicting rules and opinions. Only one supervisor should be the
focal point for the student. It is strongly recommended to include a (mid-term) moment of
evaluation to discuss progress and adjust the agreement if needed.

6. Arrangements on facilities
The chair group takes care of the facilities the student needs. In general it should be assumed that
the student is not familiar with the policy concerning priorities for use of equipment and facilities,
and is not aware who is in charge of them. It should be explained to the student that
arrangements can never be a guarantee for availability and that because of unpredictable
circumstances the thesis project may have to be adapted with respect to time planning and/or
content. Chair group and student have to find solutions together.

7. Arrangements on report
Specific rules on the lay-out of a report, the transfer of data sets and processed results have to be
agreed.
The thesis project can be part of a larger project in which external partners are involved, or in
which results may be generated that require confidentially. The university has rules on protection
and embargo of scientific results. Thesis reports can be registered with a restriction on disclosure
of contents. The examiners and supervisor(s), however, always need a full copy to assess the
student.
From October 2009 all master theses have to be uploaded to the Wageningen UR Digital Library
through the AIR (Administration Enrolment data and Results). It is up to the involved chair group
and student to decide whether the thesis will be made public or not in the Digital Library.

8. Arrangement for individual situations

8
This Master Thesis Agreement form is established by the Board of the Education Institute in September 2009
and was updated in December 2012: it is a revision of the Thesis Contract used at WU since January 1996.
Please note Department of Social Sciences has a MSc Protocol with Specific Rules and Regulations and the
other three Departments a MSc Thesis Guide (final draft as per December 2013).
Page | 23
Students can ask for specific facilities e.g. to work with a disability. Student and chair group can
ask study advisor or dean for students for advice. Additional arrangements for Double Degree
students can be included here if needed.

9. Assessment procedure
Examining Boards and Board of the Education Institute have decided 9 in 2006 that all chair groups
8F

of WU have to use the standard assessment form for theses and two examiners. The chair group
can adjust the weight (percentages) of the assessment criteria on the excel-form. The student
should be informed on this (item 9 of this agreement).
The completed assessment form for the thesis has to be uploaded to the AIR.

9
https://portal2.wur.nl/sites/owi/kwaliteitszorg/Policy Documents and Forms/thesis-letter-061102.pdf
Page | 24
Appendix III MSc Thesis Assessment Form

Assessment Form MSc Thesis Wageningen University

Complete the green fields boxed with a single line. Use a point as decimal sign; the default language is English (UK)

Name chair group

Name student
Registration number
Study programme
Specialisation
Code thesis
Short title thesis
Country (of fieldwork)
Date examination Signature

Supervisor chair group

Supervisor outside chair group (if any)

Second reviewer/examiner

Grading Relative Check

Mark 1-10 weight *
Research competence (30-60%) * 30%
1 Commitment and perseverance
2 Initiative and creativity
3 Independence 0.00 Fail
4 Efficiency in working with data
5 Handling supervisor's comments and development of research skills
6 Keeping to the time schedule

Thesis report (30-60%) * 60%

1 Relevance research, clearness goals, delineation research
2 Theoretical underpinning, use of literature
3 Use of methods and data 0.00 Fail
4 Critical reflection on the research performed (discussion)
5 Clarity of conclusions and recommendations
6 Writing skills

Colloquium (5-10%) * 5%
1 Graphical presentation
2 Verbal presentation and defence 0.00 Fail

Oral Defence (5-10%) * 5%

1 Defence of the thesis
2 Knowledge of study domain 0.00 Fail

* please choose weights such that their sum

is 100. TOTAL 0.00
0.0
FINAL GRADE FAIL! (partially completed) Fail

Extensive comments by supervisor and 2nd reviewer/examiner on next page

NOTE: this form, including the signatures, needs to be archived for 7 years for visitation purposes

Page | 25
Comment by supervisor

Comment by 2nd reviewer/examiner

Page | 26
Appendix IV a Rubric for the Assessment of MSc Thesis

Rubric for assessment of MSc-thesis

Author: Arnold F. Moene, Meteorology and Air Quality Group, Wageningen University
Version: 1.1 (December 15, 2010)
This document is released under the Creative Commons Attribution-Non-commercial-Share Alike 3.0 Netherlands License

Item Mark for item

2-3 4-5 6 7 8 9-10
1. Research competence (30-60%) *
1.1. Commitment Student is not motivated. Student has little Student is motivated at The student is motivated. The student is motivated The student is very
and perseverance Student escapes work and motivation. Tends to be times, but often, sees the Overcomes an occasional and/or overcomes an motivated, goes at length to
gives up regularly distracted easily. Has given work as a compulsory task. setback with help of the occasional setback on his get the most out of the
up once or twice Is distracted from thesis supervisor. own and considers the work project. Takes complete
work now and then. as his “own” project. control of his own project.
Considers setbacks as an
extra motivation.

1.2. Initiative and Student shows no Student picks up some Student shows some Student initiates discussions Student has his own Innovative research
creativity initiative or new ideas at initiatives and/or new ideas initiative and/or together on new ideas with creative ideas on hypothesis methods and/or data-
all. suggested by others (e.g. with the supervisor supervisor and develops one formulation, design or data analysis methods
supervisor), but the develops one or two new or two own ideas on minor processing. developed. Possibly the
selection is not motivated. ideas on minor parts of the parts of the research. scientific problem has been
research. formulated by the student.

1.3. Independence The student can only The student needs frequent The supervisor is the main Student selects and plans Student plans and performs Student plans and performs
perform the project instructions and well- responsible for setting out the tasks together with the tasks mostly independently, tasks independently and
properly after repeated defined tasks from the the tasks, but the student is supervisor and performs asks for help from the organizes his sources of
detailed instructions and supervisor and the able to perform them these tasks on his own supervisor when needed. help independently.
with direct help from the supervisor needs careful mostly independently
supervisor. checks to see if all tasks
have been performed.

No critical self-reflection No critical self-reflection at Student is able to reflect on The student occasionally Student actively performs Student actively performs
at all. all. his functioning with the help shows critical self-reflection. critical self-reflection on critical self-reflection on
of the supervisor only. some aspects of his various aspects of his own
functioning functioning and
performance.

1.4. Efficiency in Experimental work Student is able to execute Student is able to execute Student is able to execute Student is able to judge the Student is able to setup or
working with data detailed instructions to an experiment that has an experiment that has setup of an existing modify an experiment
Student is not able to some extent, but errors are been designed by someone been designed by someone experiment and to include exactly tailored to
Note: depending on setup and/or execute an made often, invalidating else (without critical else. Takes sources of error modifications if needed. answering the research
the characteristics of experiment. (part of) the experiment. assessment of sources of and uncertainty into Takes into account sources questions. Quantitative
the thesis work, not all error and uncertainty). account in a qualitative of error and uncertainty consideration of sources of
three aspects sense. quantitatively. error and uncertainty.

Page | 27
Item Mark for item
2-3 4-5 6 7 8 9-10
(experimental work, Execution of the experiment
data analysis and is flawless.
model development) Data analysis Student is able to organize Student is able to organize Student is able to organize Student is able to organize Student is able to organize
may be relevant and the data, but is not able to data and perform some the data, perform some the data, perform the data, perform thorough
Student is lost when using perform checks and/or
some may be omitted simple checks; but the way basic checks and perform commonly used checks and checks and perform
data. Is not able to use a simple analyses the data are used does not basic analyses that perform some advanced advanced and original
spreadsheet program or clearly contribute to contribute to the research analyses on the data analyses on the data.
any other appropriate answering of the research question
data-processing program. questions and/or he is
unable to analyse the data
independently.

Model development Student modifies an existing Student is able to make Student is able to make Student is able to make Student is able to develop a
model, but errors occur and minor modifications (say a major modifications to an major modifications to an model from scratch, or add
Student is not able to persist. No validation. single formula) to an existing model, based on existing model, based on an important new part to an
make any existing model. Superficial literature. Validation using literature or own analyses. existing model. Excellent
modification/addition to validation or no validation at some basic measures of Validation using appropriate theoretical basis for
an existing model. all. quality. statistical measures. modelling as well as use of
advanced validation
methods.

1.5. Handling Student does not pick up The supervisor needs to act Student incorporates some Student incorporates most Supervisor's comments are Supervisor's comments are
supervisor's suggestions and ideas of as an instructor and/or of the comments of the or all of the supervisor's weighed by the student and critically weighed by the
the supervisor supervisor needs to suggest supervisor, but ignores comments. asked for when needed. student and asked for when
comments and
solutions for problems others without arguments needed, also from other
development of staff members or students.
research skills
Knowledge and insight of There is some progress in The student is able to The student is able to The student is able to adopt The student has knowledge
the student (in relation to the research skills of the adopt some skills as they adopt skills as they are new skills mostly and insight on a scientific
the prerequisites) is student, but suggestions of are presented during presented during independently, and asks for level, i.e. he explores
insufficient and the the supervisor are also supervision supervision and develops assistance from the solutions on his own,
student is not able to take ignored occasionally. some skills independently supervisor if needed. increases skills and
appropriate action to as well knowledge where
remedy this necessary.

1.6. Keeping to the Final version of thesis or Final version of thesis or Final version of thesis or Final version of thesis or Final version of thesis or Final version of thesis and
time schedule colloquium more than colloquium at most 50% of colloquium at most 25% of colloquium at most 10% of colloquium at most 5% of colloquium finished within
50% of the nominal the nominal period overdue nominal period overdue nominal period overdue nominal period overdue planned period (or overdue
period overdue without a (without a valid reason). (without valid reason) (without valid reasons) (without good reasons) but with good reason).
valid reason (force
majeure)

No time schedule made. No realistic time schedule. Mostly realistic time Realistic time schedule, with Realistic time schedule, with Realistic time schedule, with
schedule, but no timely some adjustments (but not timely adjustments of times timely adjustments of both
adjustment of time enough or not all in time) in only. time and tasks.
schedule. times only.

Page | 28
Item Mark for item
2-3 4-5 6 7 8 9-10
2. Thesis report (30-60%) *

2.1. Relevance No link is made to The context of the topic at The link between the thesis Context of the research is Context of the research is Thesis research is
research, clearness existing research on the hand is described in broad research and existing defined well, with input defined sharply and to-the- positioned sharply in the
topic. No research context terms but there is no link research does not go from the student. There is a point. Research questions relevant scientific field.
goals, delineation
is described. between what is known and beyond the information link between the context emerge directly from the Novelty and innovation of
research what will be researched. provided by the supervisor. and research questions. described context. the research are indicated.

There is no researchable Most research questions At least either the research The research questions and The research questions are The research questions are
research question and the are unclear, or not questions or the delineation the delineation are mostly clear and researchable and clear and formulated to-the-
delineation of the researchable and the of the research are clear clear but could have been the delineation is clear. point and limits of the
research is absent delineation of the research defined sharper at some research are well-defined.
is weak points

2.2. Theoretical No discussion of There is some discussion of The relevant theory is used, The relevant theory is used, The relevant theory is used, Clear, complete and
underpinning, use of underlying theory. underlying theory, but the but the description has not and the description has it is nicely synthesized, and coherent overview of
description shows serious been tailored to the been tailored partially it is successfully tailored to relevant theory on the level
literature
errors. research at hand or shows successful to the research the research at hand. of an up-to-date review
occasional errors. at hand. Few errors occur. paper. Exactly tailored to
the research at hand.

No peer-reviewed/primary Only a couple of peer- Some peer-reviewed papers Relevant peer-reviewed Mostly peer-reviewed Almost exclusively peer-
scientific papers in reviewed papers in in reference list but also a papers in reference list but papers or specialized reviewed papers in
reference list except for reference list. significant body of grey also some grey literature or monographs in reference reference list or specialized
those already suggested literature. text books. Some included list. An occasional reference monographs (not text
by the supervisor references less relevant. may be less relevant. books). All papers included
are relevant.

2.3. Use of methods No description of methods Research is not reproducible Some aspects of the Description of the data Description of the data Description of the data
and data and/or data. due to insufficient research regarding data- (collection, treatment) or (collection, treatment) or (collection, treatment) or
information on data collection, data-treatment, models as well as the models as well as the models as well as the
(collection and/or models or the analysis analysis methods used is analysis methods used is analysis methods is
treatment) and analysis methods are described lacking in a number of mostly complete, but exact complete and clear so that
methods insufficiently so that that places so that at most a reproduction of the research exact reproduction of the
particular aspect of the more or less similar is not possible due to lack of research is possible.
research is not reproducible. research could be some details.
performed.

2.4. Critical No discussion and/or Only some possible Most weaknesses in the Most weaknesses in the All weaknesses in the Not only all possible
reflection on the reflection on the research. weaknesses and/or research are indicated, but research are indicated and research are indicated and weaknesses in the research
Discussion only touches weaknesses which are in impacts on the main results impacts on the main results weighed relative to each are indicated, but also it is
research performed
trivial or very general reality irrelevant or non- are not weighed relative to are weighed relative to each other. Furthermore, (better) indicated which weaknesses
(discussion) points of criticism. existent have been each other. other. alternatives for the methods affect the conclusions most.
identified. used are indicated.

No confrontation with Confrontation with Only trivial reflection vis-a- Only most obvious conflicts Minor and major conflicts Results are critically
existing literature. irrelevant existing literature. vis existing literature. and correspondences with and correspondences with confronted with existing
existing literature are literature are shown. The literature. In case of
identified. The value of the added value of the research conflicts, the relative weight

Page | 29
Item Mark for item
2-3 4-5 6 7 8 9-10
study is described, but it is relative to existing literature of own results and existing
not related to existing is identified. literature is assessed.
research. The contribution of his work
to the development of
scientific concepts is
identified.

2.5. Clarity of No link between research Conclusions are drawn, but Conclusions are linked to Most conclusions well-linked Clear link between research Clear link between research
conclusions and questions, results and in many cases these are the research questions, but to research questions and questions and conclusions. questions and conclusions.
conclusions. only partial answers to the not all questions are substantiated by results. All conclusions Conclusions substantiated
recommendations
research question. addressed. Some Conclusions are mostly substantiated by results. by results. Conclusions are
Conclusions merely repeat conclusions are not formulated clearly but with Conclusions are formulated formulated exact and
results. substantiated by results or some vagueness in wording. exact. concise. Conclusions are
merely repeat results. grouped/ordered in a logical
way.

No recommendations Recommendations are Some recommendations are Recommendations are well- Recommendations are to- Recommendations are to-
given. absent or trivial. given, but the link of those linked to the conclusions. the-point, well-linked to the the-point, well-linked to the
to the conclusions is not conclusions and original. conclusions, original and
always clear. are extensive enough to
serve as project description
for a new thesis project.

2.6. Writing skills Thesis is badly structured. Main structure incorrect in Main structure is correct, Main structure correct, but Most sections have a clear Well-structured: each
In many cases some places, and placement but lower level hierarchy of placement of material in and unique function. section has a clear and
information appears in of material in different sections is not logical in different chapters illogical in Hierarchy of sections is unique function. Hierarchy
wrong locations. Level of chapters illogical in many places. Some sections have places. Level of detail mostly correct. Ordering of of sections is correct.
detail is inappropriate places. Level of detail varies overlapping functions inappropriate in a number sections is mostly logical. All Ordering of sections is
throughout. widely (information missing, leading to ambiguity in of places (irrelevant information occurs at the logical. All information
or irrelevant information placement of information. information given). correct place, with few occurs at the correct place.
given). Level of detail varies widely exceptions. In most places Level of detail is appropriate
(information missing, or level of detail is appropriate. throughout.
irrelevant information
given).

Formulations in the text Vagueness and/or The text is ambiguous in Formulations in text are Formulations in text are Textual quality of thesis (or
are often inexactness in wording some places but this does predominantly clear and clear and exact, as well as manuscript in the form of a
incorrect/inexact occur regularly and it affects not always inhibit a correct exact. Thesis could have concise. journal paper) is such that
inhibiting a correct the interpretation of the interpretation of the text. been written more it could be acceptable for a
interpretation of the text. text. concisely. peer-reviewed journal.

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Item Mark for item
2-3 4-5 6 7 8 9-10
3. Colloquium (5%) *

3.1. Graphical Presentation has no Presentation has unclear Presentation is structured, Presentation has a clear Presentation has a clear Presentation clearly
presentation structure. structure. though the audience gets structure with only few structure. Mostly a good structured, concise and to-
lost in some places. exceptions. separation between the the-point. Good separation
main message and side- between the main message
steps. and side-steps.

Unclear lay-out. Lay-out in many places Quality of the layout of the Lay-out is mostly clear, with Lay-out is clear. Appropriate Lay-out is functional and
Unbalanced use of text, insufficient: too much text slides is mixed. unbalanced use of text, use of text, tables, graphs clear. Clever use of graphs
graphs, tables or graphics and too few graphics (or Inappropriate use of text, tables, graphs and graphics and graphics. and graphics.
throughout. Too small graphs, tables) or vice tables, graphs and graphics in few places only.
font size, too many or too versa. in some places.
few slides.

3.2. Verbal Spoken in such a way that Presentation is uninspired Quality of presentation is Mostly clearly spoken. Clearly spoken. Relaxed and lively though
presentation and majority of audience and/or monotonous and/or mixed: sometimes clear, Perhaps monotonous in concentrated presentation.
could not follow the student reads from slides: sometimes hard to follow. some places. Clearly spoken.
defence
presentation. attention of audience not
captured

Level of audience not Level of audience hardly Presentation not at Level of presentation mostly Level of presentation well- Clear take-home message.
taken into consideration taken into consideration. appropriate level of targeted at audience. targeted at audience. Level well-targeted at
at all. audience. Student is able to adjust to audience. Student is able to
some extent to signals from adjust to signals from
audience that certain parts audience that certain parts
are not understood. are not understood.

Bad timing (way too short Timing not well kept (at Timing not well kept (at Timing is OK (at most 10% Timing is OK. Presentation finished well in
or too long). most 30% deviation from most 20% deviation from deviation from planned time.
planned time). planned time). time).

Student is not able to Student is able to answer Student answers at least Student is able to answer Student is able to answer all Student is able to give
answer questions. only the simplest questions half of the questions nearly all questions in an questions in an appropriate appropriate, clear and to-
appropriately. appropriate way. way, although not to-the- the-point answers to all
point in some cases. questions.

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Item Mark for item
2-3 4-5 6 7 8 9-10
4. Examination (5%) *

4.1. Defence of the Student is not able to The student has difficulty to Student is able to defend Student is able to defend Student is able to defend Student is able to freely
thesis defend/discuss his thesis. explain the subject matter his thesis. He mostly his thesis. He masters the his thesis, including discuss the contents of the
He does not master the of the thesis. masters the contents of contents of what he wrote, indications where the work thesis and to place the
contents what he wrote, but for a but not beyond that. Is not could have been done thesis in the context of
limited number of items he able to place thesis in better. Student is able to current scientific literature
is not able to explain what scientific or practical place thesis in either and practical contexts.
he did, or why. context. scientific or practical
context.

4.2. Knowledge of Student does not master The student does not The student understands The student understands Student is well on top of Student is well on top of
study domain the most basic knowledge understand all of the the subject matter of the the subject matter of the subjects discussed in thesis: subjects discussed in thesis:
(even below the starting subject matter discussed in thesis on a textbook level. thesis including the not only does he understand not only does he
level for the thesis). the thesis. literature used in the thesis. but he is also aware of understand but he is also
current discussions in the aware of discussions in the
literature related to the literature beyond the topic
thesis topic. (but related to) of the
thesis.

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Appendix IV b Manual for use of the thesis assessment form and the
MSc-thesis assessment rubric (Social Sciences version) of
Wageningen University (December 2017)

• Grading the thesis work is generally done by two persons, the daily supervisor and the
second reviewer/examiner. For the sake of grading uniformity, it is highly recommended
by the Exam Boards that the second reviewer within a chair group is always the same
person. Preferably it is the head of the group.
• The thesis evaluation form has four categories. The research competence category can
only be filled in by the daily supervisor as this person has worked with the student. The
Thesis report category can most objectively be filled in by the second reviewer who was
not involved in the thesis process, as grading the thesis report should not be biased by
positive or negative experiences with the student. The daily supervisor who has these
experiences can take these into account when grading the research competence.
• Use of the comment fields on the thesis evaluation form is highly recommended. It is an
extra feedback for the student.
• The assessment rubric has the form of an analytic rubric (see e.g. Andrade (2005),
Reynolds et al. (2009), URL1, URL2). Each line discusses one criterion for assessment.
Each column gives a level for the grading. Each cell contains the descriptor of the level
for that criterion.
• The criteria in the rubric exactly follow the items presented in the Excel worksheet “Thesis
evaluation Wageningen University” constructed by the Exam Boards. In a few cases the
criteria in the original thesis evaluation document were split into two or more parts
because the description of the criteria clearly covered different subjects.
• Since the final mark is composed of so many criteria, the scores on individual criteria
should be discriminative. Not all levels are equally broad in marks. Since the final marks of
theses usually range between 6 and 9, in the rubric individual levels have been established
for the marks of 6, 7 and 8. When performance is at the 9-10 level, decide whether the
student is on the low edge (9) or high edge (10) of this level. Descriptions at the 9-10
level tend to describe the ultimate performance (10). Hence, if a student performs well
above 8, but below the description at the 9-10 level, a 9 would be the appropriate mark.
• Keep in mind that each line in the rubric should be read independently: it could be that a
student scores a 2-3 on one criterion and a 9-10 on another.
• Always start at the lowest mark in the rubric, and test if the student should be awarded
the next higher mark. In some cases achievements of a next lower level are not repeated
at the higher level (i.e. the lower level achievements are implicit in the higher levels).
Furthermore, if a level has a range of marks, choose the most appropriate one (consider
the description of the level of performance as a continuum, rather than a discrete
description).
• Wherever the student is indicated as ´he´, one can also read ´she´.

Remarks

• This rubric has been validated by a number of supervisors by comparing the original grade
of a number of theses to the grade resulting from this rubric.
• The main intention of using a rubric is enhance homogeneity of assessments and the
ability to communicate about assessments both with students and with colleagues.
Furthermore, it clarifies to students the expectations of the supervisor and helps the
supervisor to structure feedback during the process of thesis research.
Although the intention is to homogenize the process of assessment, it should be noted that
even with the use of a rubric some arbitrariness will remain.
• Each single cluster should have an assessment of 'sufficient' (i.e. ≥ 5.5) before the total
thesis work can be considered as sufficient. So, no compensation between these main
categories is possible to obtain the lowest final mark of 6.0.

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 • Please report any positive or negative experiences with and suggestions for the rubric to
[email protected].
• Author of the rubric: Arnold F. Moene (Meteorology and Air Quality Group, Wageningen
University), with valuable contributions from Ellis Hofland, Edwin Peeters, Tamar
Nieuwenhuizen, Maarten Holtslag, George Bier, Gerard Ros, Lijbert Brussaard, Judith
Gulikers and Paul Berentsen.

References
Andrade, H.G, 2005. Teaching With Rubrics: The Good, the Bad, and the Ugly. College Teaching
53, p. 27-31.
Reynolds, J., R. Smith, C. Moskovitz and A. Sayle, 2009. BioTAP: A Systematic Approach to
Teaching Scientific Writing and Evaluating Undergraduate Theses. Bioscience 59, p. 896-903.
URL1: http://jonathan.mueller.faculty.noctrl.edu/toolbox/rubrics.htm (last visited December 23,
2013).
URL2: http://en.wikipedia.org/wiki/Rubric_(academic) (last visited December 23, 2013).

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Appendix V Format for the MSc Thesis Cover Page

Wageningen University - Social Sciences

MSc Thesis Chair Group …

Title

Subtitle

Month + year:

MSc program Name of student

(if applicable)
Specialisation Name of Supervisor(s)

Thesis code:

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