Do Not Know
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Do Not Know
DOI 10.1007/s10488-006-0108-5
ORIGINAL PAPER
Abstract While some studies show a significant adherence for persons with schizophrenia may be as
advantage in adherence rates with use of atypical important to treatment costs and benefits as the class of
versus typical antipsychotic medication, others show no medication used.
advantage or mixed results (Jones et al. (2006).
Archives of General Psychiatry, 63, 10791087; Keywords Antipsychotic medication Adherence
Rosenheck, (2006). Archives of General Psychiatry, Medicaid Cost-effectiveness
63, 10741076). This study examined treatment out-
comes and costs associated with adherence rates by
antipsychotic medication class for adult Medicaid Introduction
beneficiaries in Florida diagnosed with schizophrenia.
Outcomes examined include arrests, involuntary com- Although schizophrenia only affects about 1% of the
mitments, and physical and behavioral healthcare population in the United States, this disorder consumes
costs. Study findings demonstrate that medication a disproportionately larger share of total national
healthcare expenditures, approximately $35$65 bil-
lion annually (Rice, 1999; Wyatt, Henter, Leary, &
This paper was previously presented at the Academy Health Taylor, 1995). Presently, the most effective treatment
Research Meeting: Becker, M.A., (June, 2005). Antipsychotic for schizophrenia involves the use of antipsychotic
medication in schizophrenia: What is the impact of adherence on
treatment outcomes. Paper presented at the Academy Health medications (Rittmannsberger, Pachinger, Keppelmul-
Research Meeting, Boston, M.A. ler, & Wancata, 2004). However, growing concerns
over rapidly rising expenditures for these drugs have
M. A. Becker (&)
made benefit versus price a critical issue (Fichtner,
Department of Mental Health Law & PolicyMHC 2735,
Louis de la Parte Florida Mental Health Institute, Hanrahan, & Luchins, 1998; Gardner et al., 2003;
University of South Florida, Tampa, FL, USA Gibson, Dalmer, Jackson, Wilder, & Ramsey, 2004;
e-mail: [email protected] Hogan, 1999). Faced with skyrocketing Medicaid
expenditures, many states are adopting restrictive
M. S. Young
Department of Mental Health Law & PolicyMHC 2603, prescribing policies (e.g., mandatory generic require-
Louis de la Parte Florida Mental Health Institute, ments, prior authorization, medication algorithms,
University of South Florida, Tampa, FL, USA drug formulary restrictions, and preferred drug lists)
to contain these costs (Awad & Voruganti, 2004;
E. Ochshorn
Department of Mental Health Law & PolicyMHC 2625G, Becker & Lemrow, 2004; Boyd, 2003; Geddes,
Louis de la Parte Florida Mental Health Institute, Freemantle, Harrison, & Bebbington, 2000).
University of South Florida, Tampa, FL, USA Since their development in the 1950s, conventional
antipsychotic medications also referred to as first-
R. J. Diamond
Department of Psychiatry, University of Wisconsin- generation or typical antipsychotics (TAs)have been
Madison, Madison, WI, USA a primary component of treatment for schizophrenia
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308 Adm Policy Ment Health & Ment Health Serv Res (2007) 34:307314
(Lehman & Steinwachs, 1998). However, TAs are Surprisingly, many studies of schizophrenia have
associated with diminished tolerability and patient neglected to consider medication adherence in their
compliance due in part to a high incidence of adverse analysis. Even the most effective antipsychotic medi-
extrapyramidal side effects including parkinsonism and cation will fail if not taken. Indeed, research suggests
tardive dyskinesia (Brown, Markowitz, Moore, & that adherence is far more important than medication
Parker, 1999; Dolder et al., 2002). TAs are reported to class in determining treatment outcomes (Valenstein
have only partial efficacy against negative, cognitive, et al., 2004). Partial or nonadherence is strongly
and depressive symptoms of schizophrenia and are associated with hospital readmission, which is a large
associated with patients complaints of reduced quality part of treatment costs (Svarstad, Shireman, & Swee-
of life (Csernansky & Schuchart, 2002; Naber et al., ney, 2001). In prior research showing cost savings for
2001). Since 1989, when the Food and Drug Adminis- AAs, these cost savings have been partially derived
tration (FDA) began approving second-generation or from lower hospitalization rates thought to be due to a
atypical antipsychotic (AA) medications, these newer, higher level of medication compliance associated with
more expensive antipsychotics have gained acceptance the use of AAs (Davis et al., 2003; Foster & Goa, 1999;
as the first-line treatment choice for persons with Glazer, 1998; Hargraves & Shumway, 1996; Lehman &
schizophrenia. Some research suggests that AAs may Steinwachs, 1998; McCombs et al., 2000). Unsuccessful
be more broadly effective than TAs; they have better management of medication adherence is correlated
safety profiles, lower relapse rates, enhanced tolerabil- with suboptimal clinical responses and may be the most
ity and increased adherence rates (Csernansky & common cause of relapses, which increased treatment
Schuchart, 2002; Davis, Chen, & Glick, 2003; Dolder costs (Weiden, Aquila, & Standard, 1996; Weiden
et al., 2002). Other research, however, has questioned et al., 2004).
these advantages (Jones et al., 2006; Rosenheck, 2006). Almost 40% of the national annual cost of rehos-
The CATIE study, for instance, failed to find any pitalization for persons with schizophrenia is attributed
significant differences between medication classes in to adherence problems (Weiden & Olfson, 1995).
time to discontinuation (Lieberman et al., 2005). Non- Based on findings from randomized clinical trials,
adherence is a major problem with both classes of treatment guidelines recommend that antipsychotic
antipsychotics (Eaddy, Grogg, & Locklear, 2005; medication regimens be followed for at least a year
Thieda, Beard, Richter, & Kane, 2003; Weiden, Kozma, after symptom remission (Mojtabai et al., 2002).
Grogg, & Locklear, 2004). Adherence is defined as the Recent data suggest that the majority of patients
extent to which a persons behavior coincides with with schizophrenia considered fully compliant with
medical or health advice (Haynes, 1979, p. 2). their antipsychotic medication actually exhibited
While some studies show a significant superiority in considerable variation when patient self-reports were
adherence rates with AAs, others show little advantage contrasted with blood samples or measures such as
or inconclusive results (Dolder et al., 2002; Lacro, the Medication Event Monitoring System (Javaid,
Dunn, Dolder, Leckband, & Jeste, 2002; Rosenheck Holland, & Janicak, 1991; Olivieri, Matsui, Hermann,
et al., 2003; Vanelli, Burstein, & Crammer, 2001). & Koren, 1991). Further, the prevalence of discontin-
Depending on the study design, measurement meth- uous or interrupted use of antipsychotic medication
ods, and success criteria, reported rates of nonadher- increases over time and is reported to be approxi-
ence to antipsychotic medication range from 11 to mately 50% after 1 year and 75% after 2 years
80%, with an average rate of 50% (Dolder, Lacro, & (Weiden & Zygmunt, 1997).
Jeste, 2003; Lacro et al., 2002; Weiden & Olfson, 1995). In order to better understand the relationship
Factors contributing to this inconclusive clinical and between antipsychotic medication class, consistent
cost-effectiveness picture include studies that have use of a specific medication regime, treatment out-
been too brief (given schizophrenias long-term treat- comes and costs, this retrospective intent-to-treat study
ment prognosis), and outcome variables concentrating used administrative data from non-elderly Florida
on direct medical costs (Rosenheck, 2006). Few studies Medicaid beneficiaries with schizophrenia to compare
have examined the impact of AAs on more distal physical health treatment, behavioral health treatment,
outcomes such as long-term adherence employment, or length of medication adherence, criminal justice
perceived quality of life (Becker & Diamond, 2005; outcomes, and service costs among persons taking
Lehman & Steinwachs, 1998). Further complicating different classes of antipsychotic medication. To our
existing research is the lack of common definitions or knowledge, this is the first study to include incarcer-
standards for clinical improvement, remission, and ation and involuntary examination as variables in
recovery (Andreason et al., 2005). assessing treatment outcome.
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Adm Policy Ment Health & Ment Health Serv Res (2007) 34:307314 309
Methods Procedure
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310 Adm Policy Ment Health & Ment Health Serv Res (2007) 34:307314
Mean # months on drug (SD) 17.44 (7.16) 19.75 (6.54) 15.75 (7.44) 18.61 (6.98)
Adherence pattern
Maximal (75100%) 1,827 (55.8%) 4,319 (71.7%) 463 (45.0%) 6,609 (64.0%)
Moderate (5075.9%) 518 (15.8%) 581 (9.6%) 177 (17.2%) 1,276 (12.4%)
Limited (2549.9%) 755 (23.0%) 892 (14.8%) 293 (28.4%) 1,940 (18.8%
Negligible (024.9%) 177 (5.4%) 231 (3.8%) 97 (9.4%) 505 (4.9%)
Age at study entry
1830 282 (8.6%) 915 (15.2%) 123 (11.9%) 1,320 (12.8%)
3144 1,481 (45.2%) 2,827 (46.9%) 523 (50.8%) 4,831 (46.8%)
4564 1,514 (46.2%) 2,281 (37.9%) 384 (37.3%) 4,179 (40.4%)
Mean age (SD) 43.54 (9.10) 41.17 (9.84) 41.48 (9.28) 41.95 (9.61)
Gender
Male 1,790 (54.6%) 3,256 (54.1%) 630 (61.2%) 5,676 (54.9%)
Race
White 1,485 (45.3%) 3,340 (55.5%) 540 (53.4%) 5,365 (51.9%)
Non-white 1,792 (54.7%) 2,683 (44.5%) 490 (47.6%) 4,965 (48.1%)
Comorbidities
Psychotic disorder otherthan 423 (12.9%) 771 (12.8%) 183 (17.8%) 1,377 (13.3%)
schizophrenia
Mood disorder 784 (23.9%) 1,871 (31.1%) 282 (27.4%) 2,937 (28.4%)
Substance abuse diagnosis 414 (12.6%) 820 (13.6%) 179 (17.4%) 1,413 (13.7%)
Note: Cells include raw frequencies and column percents or means followed by standard deviations in parentheses
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Adm Policy Ment Health & Ment Health Serv Res (2007) 34:307314 311
$1,400 $1,322
$1,280 $1,256
$1,238
$1,189
$1,200
$1,102
$1,023
$1,000
$907
$800
$729
$600
$400
$200
$0
Atypical Typical Both
Antipsychotic Medication Class
antipsychotics. For persons receiving combination without a co-occurring substance abuse disorder, and
therapy, the lowest costs were associated with the being on AA medication all increased adherence rates
two highest levels of adherence. over the two-year study. Persons on AA medication
were more than twice as likely to have maximal
Multivariate Analysis adherence than persons on TA medication. Overall,
comorbid substance abuse more than doubled the rate
As shown in Table 3, logistic regression analysis of nonadherence. These study findings support previ-
revealed that being middle aged or older, male, white, ous research that found a relationship between
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312 Adm Policy Ment Health & Ment Health Serv Res (2007) 34:307314
medication adherence and age, gender and ethnicity Banks, 2003). Medicaid datasets offer detailed infor-
(Fenton, Blyler, & Heinssen, 1997; Ziguras, Klimidis, mation on beneficiaries, minimize attrition due to lost
Lambert, & Jackson, 2001). contact over time, and can readily be used at minimal
cost because the data are already in place.
Study Limitations
Discussion
This study has a number of limitations. First, admin-
istrative data record-keeping is imperfect and these Nonadherence with antipsychotic medication remains
data lacked measures of illness severity, health status, a well-recognized but poorly understood problem that
or role functioning. Second, this study does not include threatens the treatment success for schizophrenia and
service costs incurred outside of the Medicaid and increases costs. When evaluating the cost-effectiveness
public behavioral health service system. This includes of antipsychotic medications, clinicians, and research-
care provided within the criminal justice system and ers should consider the important role of medication
state hospitals, along with out-of-pocket costs or adherence. In this study, individuals receiving the more
private pay services. Therefore true behavioral and costly AAs were more than twice as likely to achieve
physical health service costs are underestimated. A maximal or excellent adherence than those receiving
third limitation is that we only included beneficiaries TAs. Subjects with co-morbid substance abuse were
continuously enrolled in Medicaid for the 36-month less than half as likely to achieve maximal adherence
follow-up period. Thus, outcomes for Medicaid drop- than those with no substance use problems. While
outs were not examined in this study. Fourth, there are other variables were associated with increased adher-
apparent systematic biases in the decision to place ence, AA medication and absence of substance use
recipients on AA or TA medications. People who are disorders were the strongest predictors. The more
white, have a substance abuse diagnosis or have a tolerable side effects profile of AAs likely contribute to
mood disorder are more likely to be placed on AA the increased adherence found in this and other
medications (Daumit et al., 2003; Herbeck et al., 2004; studies. This finding is important as prior research
Ren et al., 2002). Fifth, our outcome measures were suggests that inconsistent use of antipsychotic medica-
limited. For instance, any improvement in quality of tion may negatively impact long-term costs and patient
life associated with decreased criminal justice involve- outcomes, particularly if it occurs early in the treat-
ment and increased paid employment resulting from ment course (Tandon, 1998; Weiden & Olfson, 1995).
increased medication adherence is not reflected in Adherence in this intent-to-treat study was defined
these cost analyses. Finally, this study used pharmacy by the length of time patients continued refilling
refill methodology that records only medications dis- prescriptions for their initially prescribed antipsychotic
pensed. It is certainly possible that some subjects medication regimen. We felt assigning patients to a
received but did not take their medication, while others medication class group based on the initial four-month
may have received medication from sources outside of period was justified; four months provides ample time
Medicaid. for pharmacological stabilization and demonstrates a
Despite the limitations noted above, large adminis- clear intention-to-treat with the identified medication.
trative databases are inclusive, cost-effective, and allow Our data indicates that most patients were maxi-
investigations of treatment administered in real world mally adherent across drug classes.
settings with diverse populations, including subpopu- Additionally, given that interrupted antipsychotic
lations rarely included in clinical trials (Pandiana & medication use and polypharmacy have been shown to
123
Adm Policy Ment Health & Ment Health Serv Res (2007) 34:307314 313
contribute to poor treatment outcomes and higher Boyd, D. L. (2003). The bursting State Fiscal Bubble and State
costs for persons with schizophrenia, these variables Medical Budgets. Health Affairs, 22(1), 4661.
Brown, C., Markowitz, J., Moore, T., & Parker, N. (1999).
should be included in future research on the relative Atypical antipsychotics, part II: Adverse effects, drug
merit of specific antipsychotic medications and medi- interactions, and costs. Annals of Pharmacotherapy, 33,
cation classes (Becker & Lemrow, 2004; Geddes et al., 210217.
2000). Csernansky, J. G., & Schuchart, E. K. (2002). Relapse and
rehospitalisation rates in patients with schizophrenia:
Findings indicate that persons with minority status Effects of second generation antipsychotics. CNS Drugs,
were considerably less likely to receive AAs. These 16, 473484.
differences are of great concern and are consistent with Daumit, G. L., Crum, R. M., Guallar, E., et al. (2003). Outpa-
prior research documenting that racial and ethnic tient prescriptions for atypical antipsychotics for African
Americans, Hispanics, and Whites in the United States.
disparities exist in all aspects of psychiatric treatment Archives of General Psychiatry, 60, 121128.
(Baker & Bell, 1999; Becker, Jang, & Kane, 2006; Moy, Davis, J. M., Chen, N., & Glick, I. D. (2003). A meta-analysis of
Dayton, & Clancy, 2005; Nicole, 2005; Schneider, the efficacy of second generation antipsychotics. Archive of
Zaslavsky, & Epstein, 2002). General Psychiatry, 60, 553564.
Dolder, C. R., Lacro, J. P., Dunn, L. B., et al. (2002). Antipsy-
To conclude, medication adherence is a critical link chotic medication adherence: Is there a difference between
between a physicians drug treatment plan and a typical and atypical agents? American Journal of Psychiatry,
patients outcome. Our study suggests adherence may 159, 103108.
be as important to treatment costs and benefits as the Dolder, C. R., Lacro, J. P., & Jeste, D. V. (2003). Adherence to
antipsychotic and nonpsychiatric medications in middle-
medication type. Additional studies should combine aged and older patients with psychotic disorders. Psychoso-
administrative data with quality of life measures to matic Medicine, 65, 156162.
assess the true value of AAs. Eaddy, M., Grogg, A., & Locklear, J. (2005). Assessment of
Future research would benefit from a design that compliance with antipsychotic treatment and resource
utilization in a Medicaid population. Clinical Therapeutic,
included extended follow-up periods in order to 27(2), 263272.
examine long-term outcomes. Improved understanding Fenton, W. S., Blyler, C. R., & Heinssen, R. K. (1997).
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23(4), 637651.
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