Canons 1-3
Canons 1-3
Canons 1-3
FACTS:
In 2004, Arcatomy Guarin was hired by Mr. Celso G. de los Angeles as
Chief Operating Officer and thereafter as President of OneCard Company,
Inc., a member of the Legacy Group of Companies. He resigned from his
post and transferred to St. Lukes Medical Center as the Vice President for
Finance. Atty. Limpin, the Corporate Secretary of Legacy Card, Inc. (LCI),
another corporation under the Legacy Group, filed with the SEC a GIS for
LCI for updating purposes. Mired with allegations of anomalous business
transactions and practices, LCI applied for voluntary dissolution with the
SEC. Guarin filed this complaint with the Integrated Bar of the Philippines
Commission on Bar Discipline claiming that Atty. Limpin violated Canon 1
and Rule 1.01 of the CPR by knowingly listing him as a stockholder,
Chairman of the Board and President of LCI when she knew that he had
already resigned and had never held any share nor was he elected as
chairperson of the BOD or been President of LCI He has never accepted any
appointment as Chairman and President of LCI. Atty. Limpin admits that
she filed the same with the GSIS but argued among others that the GIS was
provisional to comply with SEC requirements and averred that she was
made and submitted in good faith and that her certification served to attest
to the information from the last BOD meeting held on March 3, 2008. To belie
the claim that LCI never held any board meeting, Atty. Limpin presented
Secretarys Certificates dated May 16, 2006, May 22, 20067, and June 13, 2007
bearing Guarins signature. She contends that Guarin failed to present
sufficient evidence to warrant disbarment. The IBP CBD found that she
violated said Canon and recommended that she be suspended.
ISSUE:
Whether or not the suspension of Atty. Limpin is proper.
HELD:
Yes, there is no indication that Guarin held any share to the
corporation and that he is therefore ineligible to hold a seat in the BOD and
be the president of the company. It is undisputed that Atty. Limpin filed and
certified that Guarin was a stockholder of LCI in the GIS. While she posits
that she had made the same in good faith, her certification also contained a
stipulation that she made a due verification of the statements contained
therein. That Atty. Limpin believed that Guarin would sign a Deed of
Assignment is inconsequential: he never signed the instrument. There was
no submission which would support the allegation that Guarin was in fact a
stockholder. In the filing of the instrument that contained false information,
Atty. Limpin committed an infraction which did not conform to her oath as
a lawyer in accord with Canon 1 and Rule 1.01 of the CPR.
CANON 1
FACTS:
On December 17, 1993, Bureau of Immigration and Deportation Agent
Vladimir Hernandez, together with a reporter went to the house of Takao
Aoyagi and Bethel Grace Aoyagi. His purpose was to serve Mission Order
No. 93-04-12 issued by BID Commissioner Zafiro Respicio against Takao
Aoyagi, a Japanese national. Hernandez told Takao Aoyagi, through his
wife, Bethel Grace, that there were complaints against him in Japan and that
he was suspected to be a Yakuza big boss, a drug dependent and an
overstaying alien. To prove that he had done nothing wrong, Takao Aoyagi
showed his passport to Hernandez and signed an undertaking issued by the
latter. Hernandez acknowledged receipt of the passport.
Bethel Grace called Expedito Perlas who is one of the accused and
informed him of the taking of her husbands passport. Perlas then referred
them to Atty. Lucenario. Following the advice of the lawyer, they did not
appear before the BID. On December 22, 1993, the Aoyagis met up with Atty
Acejas III, a partner in Lucenarios firm. He informed then that he would be
handling their case.
HELD:
Yes. As provided in Canon 1 of the Code of Professional Responsibility
xxx A lawyer shall uphold the Constitution, obey the laws of the land and promote
respect for law and for legal processes. xxx The Court reminds lawyers to follow
legal ethics when confronted by public officers who extort money. Lawyers
must decline and report the matter to the authorities. If the extortion is
directed at the client, they must advise the client not to perform any illegal
acts. As a lawyer, it was his duty to represent his clients in dealing with other
people. In the case at bar, Acejas failed to act for or represent the interests of
his clients. He knew of the payoff, but did nothing to assist or protect their
rights.
In addition, Rule 1.01 provides xxx A lawyer shall not engage in unlawful,
dishonest, immoral, or deceitful conduct. xxx. Without having to violate the
attorney-client privilege, they must report the matter to the authorities. They
must not participate in the illegal. Applying this in the case, Acejas acts
revealed that he was a conspirator. Even if he was not involved in the
entrapment operation, he received the money purporting to be payoff. Thus,
Canon 1, Rule 1.01 of the Code of Professional Responsibility is violated.
CANON 1
FACTS:
Complainant Arturo L. Sicat, a Board Member of the Sangguniang
Panglalawigan of Rizal, charged respondent Atty. Gregorio E. Ariola, the
Municipal Administrator of Cainta, Rizal, with violation of the Code of
Professional Responsibility by committing fraud, deceit and falsehood in his
dealings, particularly the notarization of a Special Power of Attorney (SPA)
purportedly executed by a one Juanito C. Benitez. According to complainant,
respondent made it appear that Benitez executed the said document on
January 4, 2001 when in fact the latter had already died on October 25, 2000.
Respondent clarified that, as ahead of schedule as May 12, 2000, Benitez had
effectively marked the SPA. He asserted that because of incident, it was just
on January 4, 2001 that he could authorize it. In any case, the SPA legally
approved by him on January 4, 2001 was not in the least vital on the grounds
that Benitez had marked a comparable SPA for Goco at some point before
his death, on May 12, 2000. Since it was no more drawn out important, the
SPA was drop that day he authorized it, henceforth, lawfully, there was no
open report that existed.
ISSUE:
Whether Atty Gregorio E. Ariola should be held responsible for
violating the Code of Professional Responsibility and Articles 171 of the
revised penal code.
HELD:
Yes, the court ruled that in the case at hand, the records show that
Benitez died on October 25, 2000. However, respondent notarized the SPA,
purportedly bearing the signature of Benitez, on January 4, 2001 or more
than two months after the latters death. The notarial acknowledgement of
respondent declared that Benitez appeared before him and acknowledged
that the instrument was his free and voluntary act. Clearly, respondent lied
and intentionally perpetuated an untruthful statement. Notarization is not
an empty, meaningless and routinary act. It converts a private document
into a public instrument, making it admissible in evidence without the
necessity of preliminary proof of its authenticity and due execution. The
court disbarred him.
CANON 1
FACTS:
Chu retained Atty. Guico as counsel to handle the labor disputes
involving his company, CVC San Lorenzo Ruiz Corporation (CVC). Atty.
Guicos legal services included handling a complaint for illegal dismissal
brought against CVC
The NLRC then decided adverse to CVC, this prompted Chu to file a
complaint for the lies of Atty. Guico.
ISSUE:
Whether or not Atty Guico violated the Code on Professional
Responsibility for demanding a sum of money for a favorable decision.
HELD:
The court ruled that Atty. Guico willingly and wittingly violated the
law in appearing to counsel Chu to raise the large sums of money in order
to obtain a favorable decision in the labor case. He thus violated the law
against bribery and corruption. He compounded his violation by actually
using said illegality as his means of obtaining a huge sum from the client
that he soon appropriated for his own personal interest. His acts constituted
gross dishonesty and deceit, and were a flagrant breach of his ethical
commitments under the Lawyers Oath not to delay any man for money or
malice; and under Rule 1.01 of the Code of Professional Responsibility that
forbade him from engaging in unlawful, dishonest, immoral or deceitful
conduct. His deviant conduct eroded the faith of the people in him as an
individual lawyer as well as in the Legal Profession as a whole. In doing so,
he ceased to be a servant of the law. The court disbarred respondent.
CANON 1
FACTS:
A petition for disbarment was filed against Atty. Francisco Martinez
for being convicted by final judgement of a crime involving moral turpitude
by Branch 8 of the Regional Trial Court of Tacloban City. Martinez was
found guilty for violating Batas Pambansa Blg. 22 also known as an act
penalizing the making or drawing and issuance of a check without sufficient
funds or credit and for other purpose.
ISSUE:
Whether or not Atty. Francisco Martinez violated Rule 1.01 of Canon 1
of the Code of Professional Responsibility.
HELD:
Yes, Atty. Martinez violated Rule 1.01 of Canon 1 of the Code of
Professional Responsibility stating that a lawyer shall not engage in
unlawful, dishonest, immoral or deceitful conduct. The Supreme Court held
that in the case above, the respondent was found guilty for violation of B.P.
Blg. 22 involving moral turpitude. The court defined moral turpitude as
everything which is done contrary to justice, honesty, modesty or good
morals.
Furthermore, the court ruled that the act of a lawyer issuing a check
without sufficient funds to cover the same constitutes such willful
dishonesty and immoral conduct as to undermine the public confidence in
law and lawyers. Therefore, the conviction is a proof of Atty. Martinez
engaging himself in unlawful, dishonest, immoral and deceitful conduct.
The SC then decided to have Atty. Martinez disbarred and his name
ordered to be stricken from the Roll of Attorneys.
CANON 1
FACTS:
The complainant Engr. Tumbokon alleged that respondent Atty.
Pefianco has not lived up to the high moral standards required of his
profession for having abandoned his legal wife, Milagros Hilado with whom
he has two children, and cohabited with Flor Galido, with whom he has four
children.
ISSUE:
Whether or not the respondent violated Rule 1.01, Canon 1 of the
Code of Professional Responsibility?
HELD:
Since the respondent did not deny the accusation that he abandoned
his legal family to cohabit with his mistress with whom he begot four
children notwithstanding that his moral character as well as his moral fitness
to be retained in the Roll of Attorneys has been assailed. The steeled rule is
that betrayal of the marital vow of fidelity or sexual relations outside
marriage is considered disgraceful and immoral as it manifests deliberate
disregard of the sanctity of marriage and the marital vows protected by the
Constitution and affirmed by our laws. The Court finds no reason to disturb
the IBP's finding that respondent violated the Lawyer's Oath and Rule 1.01,
Canon 1 of the Code which proscribes a lawyer from engaging in "unlawful,
dishonest, immoral or deceitful conduct."
ADVINCULA v. MACABATA
(A.C. No. 7204, March 7, 2007)
FACTS:
Complainant Advincula, sometime on the first week of December
2004, seek the legal advice of the respondent regarding her collectibles from
Queensway Travel and Tours. As promised, he sent Deman Letter dated
December 11, 2004 to the concerned parties.
They met again on March 6, 2005 to finalize the draft of the complaint
to be filed in court. After the meeting, the respondent offered a ride which
he usually does. The complainant wandered why she felt sleepy even if she
just got out of bed a few hours ago. Suddenly, the respondent stopped his
car and forcefully holds her face and kissed her lips while the other was
holding his breast. Even in shock, the complainant succeeded in resisting his
criminal attempt and managed to get out of the car.
ISSUE:
Whether or not the respondent violated the canon 1, rule 1.01 of the
code of professional responsibility.
HELD:
No. The Code of Professional Responsibility forbids lawyers from
engaging in unlawful, dishonest, immoral or deceitful conduct.
Lawyers have been repeatedly reminded that their possession of good
moral character is a continuing condition to preserve their membership in
the Bar in good standing.
Lawyers are expected to abide by the tenets of morality, not only upon
admission to the Bar but also throughout their legal career, in order to
maintain their good standing in this exclusive and honored fraternity. They
may be suspended from the practice of law or disbarred for any misconduct,
even if it pertains to his private activities, as long as it shows him to be
wanting in moral character, honesty, probity or good demeanor.
The court noted that the incident happened in place where there were
several people in the vicinity considering that Roosevelt Avenue is a major
jeepney route for 24 hours. If the respondent truly had malicious designs on
the complainant, he could have brought her to a private place or a more
remote place where he could freely accomplish the same.
The complaint for disbarment against respondent Atty. Ernesto
Macabata, for alleged immorality, is dismissed.
CANON 1
DONTON v. TANSINGCO
(A.C. No. 6057, June 27, 2006)
FACTS:
Peter Doton, complainant, stated that he filed a criminal complaint for
estafa thru falsification of a public document against Duane Stier, Emelyn
Maggay and Atty. Emmanuel Tansingco, respondent, as the notary public
who notarized the Occupancy Agreement.
ISSUE:
Whether or not the respondent violated Canon 1, Rule 1.02 of the Code
of Professional Responsibility.
HELD:
The court found the respondent liable for violation of Canon 1 and
Rule 1.02 of the Code.
A lawyer should not render any service or given advice to any client
which will involve defiance of the laws which he is bound to uphold and
obey. A lawyer who assists a client in a dishonest scheme or who connives
in violating the law commits an act which justifies disciplinary action against
the lawyer.
FACTS:
A-1 Financial Services, Inc., a financing corporation, granted the loan
application of Atty. Valerio amounting to P50,000.00. To secure the payment
of the loan obligation, Atty. Valerio issued a postdated check with the said
amount. However, upon presentation at the bank for payment on its
maturity date, the check was dishonored due to insufficient funds. As of the
filing of the instant case, despite repeated demands to pay her obligation,
Atty. Valerio failed to pay the whole amount of her obligation.
ISSUE:
Whether or not the respondent violated the the Code of Professional
Responsibility
HELD:
Yes. Canon 1 and Rule 1.01 explicitly states that A lawyer shall
uphold the constitution, obey the laws of the land and promote respect for
law and for legal processes and A lawyer shall not engage in unlawful,
dishonest, immoral or deceitful conduct.
FACTS:
Sometime in December 1994, the chairperson of UP seeks the
assistance of the NBI for the killing during a rumble of a UP graduating
student. As two student-suspects in the killing, Francis
Carlo Taparan and Raymundo Narag, were at the time in the office of the
head of the UP Security force, Atty. Dizon, the Chief of the Special
Operations Group (SOG) of the NBI, requested to take them into his
custody. Atty. Marichu Lambino, Legal Counsel of UP Diliman, who
repaired to the Office of Col. Bentain, advised against Atty. Dizons move, he
not being armed with a warrant for their arrest.
ISSUES:
1. Whether the act of Atty. Lambino in refusing to turn over the
suspected students to the group of Atty. Dizon constitutes violation of
Code of Professional Responsibility.
2. Whether the act of Atty. Dizon in trying to arrest the student-suspects
constitutes violation of the Code of Professional Responsibility.
HELD:
1. No, Atty. Lambino acted within her official duties as she safeguarded
the rights of the students in accordance with the schools substitute
parental authority and within the bounds of the law as the NBI agents
had no warrants of arrest.
2. Yes, for the failure of the NBI agents to comply with the constitutional
and procedural requirements, their attempt to arrest the two student-
suspects without a warrant was illegal
BENGCO v. BERNARDO
(A.C. No. 6362, June 13, 2012)
FACTS:
The respondent with the help and in connivance and collusion with a
certain Andres Magat illegally committed fraudulent act with intent to
defraud herein complainants. He used false pretenses and deceitful words
to the effect that he would expedite the titling of the land belonging to the
Miranda family who is an acquaintance of the complainants. The
complainants were convinced that if they will deliver the amount of Php
450,000 as advance money, the respondent would expedite the titling of the
land and misrepresent himself as lawyer of William Gatchalian, the
prospective buyer of the subject land. Further, the respondent illegally
misappropriated, misapplied and converted the said amount to his personal
use and benefit. Despite the demand upon him to return the said amount, he
failed and refused to do so. The Integrated Bar of the Philippines (IBP)
investigated the case and concluded that respondent is indeed guilty of
violating the attorneys oath and the Code of Professional Responsibility.
ISSUE:
Whether or not the respondent is guilty of violating Canon 2 of the
Code of Professional Responsibility
HELD:
Yes. The Supreme Court upholds the decision of the IBP. It cannot be
overstressed that lawyers are instruments in the administration of justice. As
vanguards of our legal system, they are expected to maintain not only legal
proficiency but also a high standard of morality, honesty, integrity and fair
dealing.
Further, the Court contends that the practice of law is not a business,
for it is a profession in which duty to public service, not money, is the
primary consideration. The gaining of a livelihood should only be a
secondary consideration. The duty to public service and to the
administration of justice should be the primary consideration of lawyers,
who must subordinate their personal interests or what they owe to
themselves.
CANON 2
FACTS:
The respondent was charged with malpractice because of a published
advertisement in the Sunday Tribune of June 13, 1943. At first, the
respondent denied publishing the advertisement, but later on admitted the
publication. He prayed for the Courts indulgence and mercy, promised not
to repeat the misconduct in the future and to abide him to the strict ethical
rules of the law profession. He alleged that the said advertisement was
published only once in the Tribune. The case was submitted to the Court for
decision.
ISSUE:
Whether or not respondent violated a provision in the Code of
Professional Responsibility which prohibits solicitation of legal business
HELD:
Yes. The Court held that the advertisement was a flagrant violation for
it being a brazen solicitation of business from the public. Rule 2.03, Canon 2
of the Code of Professional Responsibility provides xxx A lawyer shall not do
or permit to be done any act designed primarily to solicit legal business. xxx In the
case at bar, the respondent admitted the publication of the advertisement.
Advertising the talents or skill of an attorney is unethical because law is a
profession not a trade. Adopting the practices of mercantilism by advertising
his services and offering his services to the public degrades the lawyer and
his profession.
FACTS:
The case is about a complaint for disbarment against Atty. Ponciano
Hernandez. Respondent used to be the counsel of petitioner against
NAPOCOR for opening a glood gates that resulted to the loss of lives of
petitioners relatives. The complaint was subsequently dismissed. Upon
appeal, the Supreme Court rendered a decision in favor or Rayos.
Petitioner then filed for a writ of execution, resulting the RTC to issue
an order for the respondent to return the money. Upon failure to do so, the
instant case was promulgated.
ISSUE:
Whether Atty. Ponciano Hernandez should be held liable for retaining
the amount awarded to petitioner for payment of his fees.
HELD:
The court ruled that a lawyer must always deliver the fund and
property of his client upon demand. That a lawyer must not unilaterally
appropriate his clients money for himself even if the client owes him for the
payment of his fees.
FACTS:
Rolando Pacana Jr. was the Operations Director for Multitel
Communications Corporation MCC is an affiliate company of Multitel
International Holdings Corporation (Multitel). Sometime in July 2002, MCC
changed its name to Precedent Communications Corporation.
ISSUE:
Whether respondent violated the Code of Professional Responsibility
HELD:
The court ruled that yes she did, respondent must have known that
her act of constantly and actively communicating with complainant, who, at
that time, was beleaguered with demands from investors of Multitel,
eventually led to the establishment of a lawyer-client relationship which is
contrary to Rule 2.02 of the Code of Professional Conduct.
Given the situation, the most rightful and ethical thing which
respondent should have done was either to advise complainant to engage
the services of another lawyer since she was already representing the
opposing parties, or to desist from acting as representative of Multitel
investors and stand as counsel for complainant. She cannot be permitted to
do both because that would amount to double-dealing and violate our
ethical rules on conflict of interest.
CANON 2
FACTS:
Respondent, Luis Tagorda is a practising Attorney and a member of
the provincial board of Isabela, admitted that during the elections he made
use of a card written in Spanish and Ilocano stating that he is (1) a lawyer,
(2) a candidate for third member for the Province of Isabela, and that he can
(3) execute a deed of sale for the purchase of land, (4) renew lost documents
of animals, (5) help in the collection of loans or any complaints. Lastly he
indicated that his town is Echague, Isabela and that he offers free
consultation.
ISSUE:
Whether or not Atty. Tagorda violated Rule 2.03 of Canon 2 of the
Code of Professional Responsibility.
HELD:
Yes, the Supreme Court ruled that in the application of the law and the
Canons 27 and 28 of the Code of Ethics (and applying Rule 2.03 of Canon 2
of the Code of Professional Responsibility - A lawyer shall not do or permit
to be done any act designed primarily to solicit legal business), Atty.
Tagorda is guilty of soliciting cases. The court held that it becomes their duty
to condemn in no uncertain terms the ugly practice of solicitation of cases by
lawyers as it is destroys the honor of the profession and lowers the
standards of it. Henceforth, Atty. Luis B. Tagoda was suspended for a period
of one month.
Canon 2
RODICA V. LAZARO
(A.C. No. 9259, August 23, 2012)
FACTS:
On May 5, 2011, William Strong (Strong), an American, was arrested
and detained by the operatives of the Bureau of Immigration. Strong sought
the assistance to a friend who referred him to Atty. Manuel, who is a partner
at the M.M. Lazaro and Associates Law Office (Lazaro Law Office).
Atty. Manuel initially declined because his law office only handles
cases of its retained clients and those known to him or any of the associate
lawyers. However, he was eventually prevailed upon by Apostol who
would consider it as a special favor if Atty. Manuel would handle Strong's
case. Hence, Atty. Manuel, together with Atty. Almario and Atty. Espejo,
senior and junior associates, respectively, at the Lazaro Law Office, agreed
to meet Strong at the Taguig Detention Center of the Bureau of
Immigration. ATcaHS
Rodica alleged that after the deportation of Strong and the withdrawal
of the RTC case, she heard nothing from the Lazaro Law Office. She also
claimed that contrary to her expectations, there was no "simultaneous over-
all settlement of [her] grievances . . . [with] the defendants [in the RTC]
case. Thinking that she was deceived, Rodica filed the instant administrative
case claiming that.
Atty. Espejo claimed that he drafted and signed the pleading just to
extend assistance to Rodica deserves scant consideration. It is true that under
Rules 2.01 and 2.02, Canon 2 of the Code of Professional Responsibility, a
lawyer shall not reject, except for valid reasons, the cause of the defenseless
or the oppressed, and in such cases, even if he does not accept a case, shall
not refuse to render legal advise to the person concerned if only to the extent
necessary to safeguard the latter's right. However, in this case, Rodica cannot
be considered as defenseless or oppressed considering that she is properly
represented by counsel in the RTC case. Needless to state, her rights are
amply safeguarded. It would have been different had Rodica not been
represented by any lawyer, which, however, is not the case.
ISSUE:
Whether or not the respondents violated Canon 2 of Code of
Professional Responsibility.
HELD:
As a member of the bar, Atty. Espejo ought to know that motions and
pleadings filed in courts are acted upon in accordance with their merit or
lack of it, and not on the reputation of the law firm or the lawyer filing the
same. More importantly, he should have thought that in so doing, he was
actually assisting Rodica in misrepresenting before the RTC that she was
being represented by the said law firm and lawyers, when in truth she was
not.It is well to remind Atty. Espejo that before being a friend to Rodica, he
is first and foremost an officer of the court. Hence, he is expected to maintain
a high standard of honesty and fair dealings and must conduct himself
beyond reproach at all times. He must likewise ensure that he acts within
the bounds of reason and common sense, always aware that he is an
instrument of truth and justice. As shown by his actuations, Atty. Espejo fell
short of what is expected of him. Under the circumstances, Atty. Espejo
should have exercised prudence by first diligently studying the soundness
of Rodica's pleas and the repercussions of his acts. We note that on August
5, 2011, or even before the filing of the disbarment complaint, Atty. Espejo
already caused the filing of his Motion to Withdraw Appearance before the
RTC. Therein, Atty. Espejo already expressed remorse and sincere apologies
to the RTC for wrongly employing the name of the Lazaro Law Office.
Considering that Atty. Espejo is newly admitted to the Bar (2010), we deem
it proper to warn him to be more circumspect and prudent in his actuations.
CANON 2
FACTS:
Atty. Alberto Magulta wrote a demand letter for money claim and
some other legal papers for which services was paid by respondent Burbe.
Atty. Magulta suggested that he file the necessary complaint which the
respondent drafted with which the filing fee amounts to Twenty-Five
Thousand Pesos (P25,000).
Later that evening, respondent was informed that the complaint had
already been filed in court and should receive notice of its progress. But
months after, there seemed to be no progress in his case.
After sensing that Atty. Magulta was giving him a run-around, Burbe
decided to go to the Office of the Clerk or Court with his draft to verify the
progress. But he found out that such no case was filed.
ISSUE:
Whether or not Atty. Magulta violated the Canon 2 of Code of
Professional Responsibility.
HELD:
Respondent claims that complainant did not give him the filing fee for
the Regwill complaint; hence, the formers failure to file the complaint in
court. Also, the respondent alleges that the amount delivered by the
complainant to his office was for attorneys fee and not for the filing fee.
Lawyers must exert their best efforts and ability in the prosecution or
the defense of the clients cause. Members of the bar must do nothing that
may tend to lessen in any degree the confidence of the public in the fidelity,
the honesty and integrity of the profession.
The IBP Report correctly noted that it was quite incredible for the office
personnel of a law firm to be prevailed upon by a client to issue a receipt
erroneously indicating payment for something else. Moreover, upon
discovering the "mistake" if indeed it was one respondent should have
immediately taken steps to correct the error. He should have lost no time in
calling complainant's attention to the matter and should have issued another
receipt indicating the correct purpose of the payment.
CANON 2
FACTS:
Ma. Espeleta, a staff member of the Public Information Office of the
Supreme Court, called up the published telephone number and pretended
to be an interested party. She spoked to Mrs. Simbillo, who claimed her
husband, Atty. Rizalino Simbillo, was an expert in handling annulment cases
and can guarantee a court decree within four to six months, provided the
case will not involve separation of property or custody of children. Mrs.
Simbillo also informed her that her husband charges a fee of P48,000, half of
which is payable at the time of filing of the case and the other half after a
decision thereon has been rendered.
In his answer, the respondent admitted the acts imputed to him, but
argued that advertising and solicitation per se are not prohibited acts. He
prayed that he be exonerated from all the charges against him and that the
Court promulgate a ruling that advertisement of legal services offered by a
lawyer is not contrary to law, public policy and public order as long as it is
dignified.
The case was referred to the Integrated Bar of the Philippines for
investigation, report and recommendation. IBP Commission on Bar
Discipline passed Resolution No. XV-2002-306, finding respondent guilty of
violation of Rules 2.03 and 3.01 of the Code of Professional Responsibility
and Rule 138, Section 27 of the Rules of Court, and suspended him from the
practice of law for one (1) year with the warning that a repetition of similar
acts would be dealt with more severely. The IBP Resolution was noted by
this Court on November 11, 2002.
The parties were required to manifest whether or not they were willing
to submit the case for resolution on the basis of the pleadings. Complainant
filed his Manifestation on April 25, 2003, stating that he is not submitting
any additional pleading or evidence and is submitting the case for its early
resolution on the basis of pleadings and records thereof. Respondent, on the
other hand, filed a Supplemental Memorandum.
ISSUE:
Whether or not the respondent violated Canon 2, Rule 2.03 of the Code
of Professional Responsibility.
HELD:
It has been repeatedly stressed that the practice of law is not a business.
It is a profession in which duty to public service, not money, is the primary
consideration. Lawyering is not primarily meant to be a money-making
venture, and law advocacy is not a capital that necessarily yields profits. The
gaining of a livelihood should be a secondary consideration. The duty to
public service and to the administration of justice should be the primary
consideration of lawyers, who must subordinate their personal interests or
what they owe to themselves.
The use of simple signs stating the name or names of the lawyers, the
office and residence address and fields of practice, as well as advertisement
in legal periodicals bearing the same brief data, are permissible. Even the use
of calling cards is now acceptable.
Stated in Ulep vs. Legal Clinic, Inc., the law list must be a reputable law
list published primarily for that purpose; it cannot be a mere supplemental
feature of a paper, magazine, trade journal or periodical which is published
principally for other purposes. For that reason, a lawyer may not properly
publish his brief biographical and informative data in a daily paper,
magazine, trade journal or society program. Nor may a lawyer permit his
name to be published in a law list the conduct, management, or contents of
which are calculated or likely to deceive or injure the public or the bar, or to
lower dignity or standing of the profession.
CANON 2
FACTS:
Complainant alleged that respondent, with the help of paralegal Fe
Marie Labiano, convinced his clients to transfer legal representation.
Respondent promised them financial assistance and expeditious collection
on their claims. To induce them to hire his services, he persistently called
them and sent them text messages.
ISSUE:
Whether or not the respondent violated Canon 2 of the Code of
Professional Responsibility
HELD:
Yes, the means employed by respondent in furtherance of the said
misconduct themselves constituted distinct violations of ethical rules.
Canons of the CPR are rules of conduct all lawyers must adhere to,
including the manner by which a lawyers services are to be made known.
Rule 2.03 of the CPR provides that a lawyer shall not do or permit to be
done any act designed primarily to solicit legal business.
Hence, lawyers are prohibited from soliciting cases for the purpose of
gain, either personally or through paid agents or brokers. Such actuation
constitutes malpractice, a ground for disbarment.
Rule 2.03 should be read in connection with Rule 1.03 of the CPR which
provides that a lawyer shall not, for any corrupt motive or interest,
encourage any suit or proceeding or delay any mans cause
This rule proscribes ambulance chasing (the solicitation of almost any
kind of legal business by an attorney, personally or through an agent in order
to gain employment)1[17] as a measure to protect the community from
barratry and champerty.
CANON 2
FACTS:
Accused-appellant Lope Liwanag y Buenaventura, and his co-accused
Randy Simbulan and Ramil Vendibil, were charged with the crime of
highway robbery with multiple rape in an Information where the Court
finds accused Lope Liwanag y Buenaventura GUILTY beyond reasonable
doubt. Aggrieved by the trial courts decision, petitioner claims that the trial
court erred in convicting accused-appellant notwithstanding the fact that he
was deprived of his constitutional right to effective and competent counsel.
The records show that at the start of the proceedings before the trial court,
accused-appellant was represented by counsel de officio, Atty. William T. Uy
of the Public Attorneys Office. In the middle of the trial, accused-appellant
retained the services of counsel de parte Atty. Bienvenido R. Brioso, replacing
Atty. Uy. After the trial court rendered the judgment of conviction, Atty.
Brioso filed the Notice of Appeal on behalf of accused-appellant. Atty.
Brioso, however, failed to file the appellants brief because of the refusal of
accused-appellants mother to transmit the entire records of the case to him.
Thus, accused-appellant was required to manifest whether he still desired to
be represented by Atty. Brioso in this appeal. Upon accused-appellants
failure to reply, Atty. Francis Ed. Lim was appointed counsel de officio.
ISSUE:
Whether or not the assistance of the counsel is insufficient and be
rendered as a violation of the Code of Professional Responsbility.
HELD:
No. The assistance extended by Attorney Uy of the Public Attorneys
Office was sufficiently effective. The assistance afforded by counsel to an
accused in light of the Philippine constitutional requirement need only be in
accordance with the pertinent provisions of the Rules of Court, the Code of
Professional Responsibility and the Canons of Professional Ethics. In
Philippine judicial setting, a counsel assisting an accused is presumed to be
providing all the necessary legal defense which are reasonable under the
circumstances in accordance with said norms.
CANON 3
FACTS:
Atty. Jose Max Ortiz's services were engaged by Elmer Canoy, who
was illegally dismissed by his employer, Coca Cola Bottlers Philippines. The
latter submitted all important files necessary for the establishment of the
case. After the filing thereof, Canoy made several trips to Atty. Ortiz's office
to no avail. His last trip prompted him to follow the case up with the NLRC
by himself. He was aghast to discover that the case was already dismissed
two years before.
ISSUE:
Whether or not Atty. Ortiz Violated Rule 3.03 of Canon 3 of the Code
of Professional Responsibility
HELD:
No, because what is indicated in Rule 3.03 is a private law firm Rule
3.03 - Where a partner accepts public office, he shall withdrawal from the
firm and his name shall be dropped from the firm name unless the law
allows him to practice law currently. Whereas atty. Ortiz was working for
a public law firm.
CANON 3
FACTS:
Eulogio Reyes filed an action for damages against the Director of
Public Works, the Republic of the Philippines and petitioner B. R. Sebastian
Enterprises, Inc. The trial court rendered a decision finding petitioner liable.
Petitioner appealed thru its counsel the law firm of Baizas, Alberto and
Associates During the pendency of the appeal, Eulogio Reyes died, he was
then substituted by his heirs who are now the private respondents.
Petitioner failed to file the brief required hence the respondent court issued
a resolution requiring said counsel to show the cause why the appeal should
not be dismissed. The petioner thru the Biazas Law Office, filed a motion for
reconsideration which the respondent court denied. Petitioner filed
prohibition and mandamus, with prayer for preliminary injunction with the
Supreme Court to Court of Appeals denial of petitioners motion. On May
1976, petitioner filed a motion for reconsideration claiming that it was
deprived the right to appeal without fault on their part.
ISSUE:
Whether or not the counsel was negligent.
HELD:
Yes, the rule is settled that negligence of counsel binds the client. The
"confusion" in the office of the law firm following the death of Atty. Crispin
Baizas is not a valid justification for its failure to file the Brief. With Baizas'
death, the responsibility of Atty. Alberto and his Associates to the petitioner
as counsel remained until withdrawal by the former of their appearance in
the manner provided by the Rules of Court. This is so because it was the law
firm which handled the case for petitioner before both the trial and appellate
courts. That Atty. Espiritu, an associate who was designated to handle the
case, later left the office after the death of Atty. Baizas is of no moment since
others in the firm could have replaced him. Upon receipt of the notice to file
Brief, the law firm should have re-assigned the case to another associate or,
it could have withdrawn as counsel in the manner provided by the Rules of
Court so that the petitioner could contract the services of a new lawyer.
CANON 3
FACTS:
The case is about a complaint for disbarment against Atty. Principle.
Petitoner claimed that respondent, without authority or capacity, entered his
appearance as Malonsos counsel in the expropriation proceedings by
NAPOCOR. Petitioner also contended that after illegally representing him
in the case, respondent also claimed 40% of the selling price of the value of
his lot as part of his Attys fees.
ISSUE:
Whether there was a valid representation by Atty. Principe
HELD:
The court ruled that during the review of the records shows that
respondents believe that he can intervene and claim from the individual
landowners. Given that the SANDAMA firm was incorporated for the easier
promotion of landowners rights.
Lastly, the 40% of the land for the payment of Attys fees was seen as
valid for it was the same that was assumed as part of the contract or mutual
agreement made by the parties.
FACTS:
Judge Paas charged Almarvez, a court utility worker with discourtesy,
disrespect among others for violation of the Civil Service Law. Petitioner
alleged that he was discourteous to his co employees, failed to maintain
cleanliness in the court, neglected is duty by repeated absences and for
soliciting monetary consideration.
ISSUE:
Whether Judge Paas should be held liable for violating the Code of
Professional Responsibility.
HELD:
The court ruled that given that it was by her own admission, that her
husband, Atty Paas, was in fact using her office as his own address, the court
recognized this as a means towards giving undue influence of gives the
appearance of influencing the court.
The court ruled by giving Judge Paas a fine and Atty. Paas suspended
from practice of law for a period of 3 months.
CANON 3
FACTS:
Petitioner, Atty. Mauricio Ulep filed in the court an order to cease and
desist from issuing advertisements similar to or of the same tenor as that of
Annexes 'A' and 'B' and to prohibit said persons or entities from making
advertisements pertaining to the exercise of the law profession other than
those allowed.
Annex A
SECRET MARRIAGE?
P560.00 for a valid marriage
Info on DIVORCE. ABSENCE.
ANNULMENT. VISA
Annex B
GUAM DIVORCE
DON PARKINSON
an Attorney in Guam, is giving FREE BOOKS on Guam Divorce
through
The Legal Clinic beginning Monday to Friday during office
hours.
ISSUE:
Whether or not the Legal Clinic violated Canon 3 of the Code of
Professional Responsibility.
HELD:
Yes, the Legal Clinic violated Canon 3 of the said code stating that a
lawyer in making known his legal services shall use only true, honest, fair,
dignified and objective information or statement of facts. The Supreme
Court reiterated that a lawyer is not to use or permit the use of any false,
fraudulent, misleading, deceptive, self-laudatory or unfair statement or
claim regarding his qualifications or legal services. Nor shall he pay for
representatives of mass media for publicity to attract legal business.
FACTS:
On August 30, 1996, Mr. Jesus Cabarrus, Jr. filed an administrative
complaint for disbarment against Atty. Jose Antonio Bernas for alleged
violations of Article 172 of the Revised Penal Code and Canon 1, Rules 1.01,
1.02, Canon 3, Rule 3.01 and Canon 10 of the Code of Professional
Responsibility. In his complaint, Mr. Cabarrus alleged that herein
respondent had instigated, abetted and facilitated the perversion and
subversion of truth by conspiring and confabulating with his client, Ramon
B. Pascual, to attest in the verification and certification of non-forum
shopping in Civil Case No. 65646 that Mr. Pascual has not commenced any
other action or proceeding in any courts, including the Supreme Court, the
Court of Appeals or any other tribunal or agency. The truth of the matter, as
alleged by the complainant, was that herein respondent already filed a
written criminal complaint in the National Bureau of Investigation (NBI)
three (3) days before the filing of the civil case. The core issue to be resolved
in this case is whether herein respondent transgressed Circular No. 28-91,
Revised Circular No. 28-91 and Administrative Circular No. 04-94.
The Supreme Court ruled that the administrative complaint was bereft
of merit and should be dismissed. The courts, tribunals or agencies referred
to under Circular No. 28-91, Revised Circular No. 28-91 and Administrative
Circular No. 04-94 are those vested with judicial powers or quasi-judicial
powers and those who not only hear and determine controversies between
adverse parties but to make binding orders on judgments. Definitely, the
NBI, which is not performing judicial or quasi-judicial functions, cannot
therefore be among those forums contemplated by the aforesaid Circulars.
Hence, there was no forum shopping to speak of. In view of the foregoing,
the Supreme Court dismissed the instant case.
ISSUE:
Whether or not the respondent violated Canon 3 of Code of
Professional Responsibility.
HELD:
No. After a careful scrutiny of the records, we find the administrative
complaint bereft of merit and should be dismissed.
FACTS:
Lawyer Adriano Dacanay sought to enjoin Juan Collas, Jr. and nine
other lawyers from practicing law under the name of Baker & McKenzie, a
law firm organized in Illinois.
ISSUE:
Whether or not the respondent violated Canon 3 of the Code of
Professional Responsibility.
HELD:
The court held that Baker & McKenzie, being an alien law firm, cannot
practice law in the Philippines. As admitted by the respondents in their
memorandum, Baker & McKenzie is a professional partnership organized in
1949 in Chicago, Illinois with members of the Philippine bar, practicing
under the firm name of Guerrero & Torres, are members or associates of
Baker & McKenzie.
FACTS:
Sometime in 1997, Atty. Pablo Bernardo with the help and in
connivance and collusion with a certain Andres Magat and illegally
committed fraudulent act with intent to defraud complainants Fidela Bengco
and Teresita Bengco by using false pretenses, deceitful words to the effect
that he would expedite the titling of the land belonging to the Miranda
family of Tagaytay City. He is the one handling William Gatchalians
business transaction and that he has contracts at NAMERA, DENR, CENRO
and REGISTER OF DEEDS which representation he well knew were false,
fraudulent and were only made to induce that complainants to give and
deliver the said amount (P495,000). Once in possession of said amount, far
from complying with his obligation to expedite and cause the titling of the
subject land, unlawfully and illegally misappropriated, misapplied and
converted the said amount to his personal use and benefit and despite
demand upon him to return the said amount, he failed and refused to do so,
which acts constitute deceit, malpractice, conduct unbecoming a member of
the Bar and Violation of Duties and Oath as a lawyer.
ISSUE:
Whether or not the respondent violated Canon 3, Rule 3.01 of the Code
of Professional Responsibility.
HELD:
The respondent admitted in his answer that his legal services were
hired by the complainants through Magat regarding the purported titling of
land supposedly purchased.
FACTS:
Complainant alleged that respondent, with the help of paralegal Fe
Marie Labiano, convinced his clients to transfer legal representation.
Respondent promised them financial assistance and expeditious collection
on their claims. To induce them to hire his services, he persistently called
them and sent them text messages.
ISSUE:
Whether or not the respondent violated Canon 3 of the Code of
Professional Responsibility
HELD:
Yes, the means employed by respondent in furtherance of the said
misconduct themselves constituted distinct violations of ethical rules.
Canons of the CPR are rules of conduct all lawyers must adhere to, including
the manner by which a lawyers services are to be made known. Thus, Canon
3 of the CPR provides:
FACTS:
Ms. Ma. Theresa B. Espeleta, a staff member of the Public Information
Office of the Supreme Court, called up the published telephone number in
Philippine Daily Inquirer which reads: ANNULMENT OF MARRIAGE
Specialist and pretended to be an interested party. She spoke to Mrs.
Simbillo, who claimed that her husband, Atty. Rizalino Simbillo, was an
expert in handling annulment cases and can guarantee a court decree within
four to six months, provided the case will not involve separation of property
or custody of children.
Further research by the Office of the Court Administrator and the Public
Information Office revealed that similar advertisements were published in
the Manila Bulletin and The Philippine Star.
ISSUE:
Whether or not the respondent violated Canon 3 of the Code of
Professional Responsibility.
HELD:
Yes, Rule 3.01 of the Code of Professional Responsibility reads:
Rule 3.01. A lawyer shall not use or permit the use of any false,
fraudulent, misleading, deceptive, undignified, self-laudatory or unfair
statement or claim regarding his qualifications or legal services.
It has been repeatedly stressed that the practice of law is not a business.
It is a profession in which duty to public service, not money, is the primary
consideration. Lawyering is not primarily meant to be a money-making
venture, and law advocacy is not a capital that necessarily yields profits. The
gaining of a livelihood should be a secondary consideration. The duty to
public service and to the administration of justice should be the primary
consideration of lawyers, who must subordinate their personal interests or
what they owe to themselves