Frank-Manfred Self-Conssciousness PDF
Frank-Manfred Self-Conssciousness PDF
Frank-Manfred Self-Conssciousness PDF
Manfred Frank
Fragments of a History of the Theory of
Self-Consciousness from Kant to Kierkegaard
ABSTRACT
In the development of modern philosophy self-consciousness was not generally or unanimously given important consideration. This was because philosophers such
as Descartes, Kant and Fichte thought it served as the
highest principle from which we can deduce all propositions that rightly claimed validity. However, the Romantics
thought that the consideration of self-consciousness was
of the highest importance even when any claim to foundationalism was abandoned. In this respect, Hlderlin and
his circle, as well as Novalis and Schleiermacher, thought
that self-consciousness, itself, was not a principle but must
be ranked on a minor or dependent level, and presupposed the Absolute as a superior but inaccessible condition or ground. This reservation did not hinder them
from recognising that the foundationalist Fichte was the
first to have shown conclusively that from Descartes, via
German Rationalism and British Empiricism, up to Kant,
self-consciousness was misconceived of as the result of
an act of reflection by which a second-order act bent
back upon a first-order act that is identical to itself. This
conception entailed circular entanglements and infinite
regresses, and was too high a price to pay. Whereas
Fichte thought pre-reflexive self-awareness was a philosophical principle, the Romantics and their vehement critic
Kierkegaard, abandoned the idea of self-consciousness
as a foundational starting point of philosophy. Instead,
they founded self-consciousness on transcendent Being,
a prior non-conceptual consciousness (feeling) and
reproached Fichte for having fallen back into the repudiated reflection model of self-consciousness.
If one were asked to specify the lowest common denominator of modern philosophy from Descartes to Sartre, it would not take much time to decide on
the reply: this common denominator is self-consciousness. Not only did
Descartes rely on self-consciousness to guarantee ultimate certainty in the
form of the fundamentum inconcussum for an epistemic self-orientation threatened by doubt; he also considered it to be a principle of deduction for all
potentially true propositions. Leibniz followed him in this respect. David Hume
was prevented by his empiricist premises (which only allow isolated sense
experiences and the reflection on them as sources of knowledge) from recognising a self-consciousness which could remain identical with itself over time.
However, in the appendix to his major work, he confessed that in this domain
he was not only uncertain, but perplexed. The connectedness of the bundles
of perception required a unitary self-consciousness, which he could only
reject on the basis of his own principles. All my hopes vanish, he admitted,
[. . .] when I proceed to explain the principle of connexion, which binds
them [sc. the successive perceptions as distinct existences] together, and
makes us attribute to them real simplicity and identity; I am sensible, that
my account is very defective, and that nothing but the seeming evidence of
the precedent reasonings coud have inducd me to receive it. [. . .] / [. . . In
fact,] I cannot discover any theory, which gives me satisfaction on this head.
In short there are two principles, which I cannot render consistent; nor is it
in my power to renounce either of them, viz. that all our distinct perceptions
are distinct existences, and that the mind never perceives any real connexion among
distinct existences [. . .].
For my part, I must plead the privilege of a sceptic, and confess, that this
difficulty is too hard for my understanding. I pretend not, however, to
pronounce it absolutely insuperable. Others perhaps, or myself, upon
more mature reflexions, may discover some hypothesis, that will reconcile
those contradictions.1
This was Kants achievement. Like Descartes and Leibniz before him, he
treated the knowledge possessed by conscious beings, not only of their mental states, but of the coherence of these states in the unity of conscious life,
as a principle of deduction for all true propositionsin Kants terminology,
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Judgements. He also undertook to derive the thought of possible objectivity from the application of this principle to sense experience. Like Descartes,
Kant was so preoccupied with the foundational function which he attributed
to the I in his philosophy that he never really paid attention to the structure of this principle itself. To his surprise, this was to become a chief preoccupation of his pupils and successors. And that will be the topic of the
following discussion.
I
Kant described self-consciousness as the highest point of (theoretical)
philosophy: all employment of the understanding, even the whole of logic,
and transcendental philosophy, depend on it.2 A little later, Kant presents it
again, this time in the traditional form borrowed from Leibniz as the unity
of apperception . . . which is the highest principle in the whole sphere of
human knowledge.3
Kant was by no means alone in this unbending belief that the consciousness
which thinking beings have of themselves is apt to serve as the highest principle of philosophy. Rather, he stands in the history of a tradition, whose
great figures are Descartes, Leibniz, and Rousseau. Kant was perfectly aware
of this. His originality is not to be found here, but in the function which he
attributes to the principle of self-consciousness with regard to the explanation of the objectivity of our representations. For Kant, speculation about the
nature of the self was in no sense an end in itself (as it was later to be, in a
certain sense, for Fichte and the early romantics). He was rather concerned
with drawing wide-ranging conclusions from a certain characteristic of the
I think which is known to itself with Cartesian self-evidence: this feature is
its identity. Identity is, of course, something different from analytical unity.
The latter term indicates that property of the I which is a common characteristic of all representations accompanied by the I (namely, that they all
have the same feature of being able to be accompanied by the one, constant
I think). Identity (Kant also says synthetic unity), however, indicates the
property of the I by virtue of which it can not only be connected transversally, as it were, to all representations, as in the previous use, but also links
these representations together horizontally.4 To achieve this, a finite set of
rules is required for connecting the individual representations: these are the
A History of the Theory of Self-Consciousness 55
categories. Categories are predicates with such a wide extension that something cannot both be an object, and not be determined by them. In other
words, categories are predicates of objects in general. When attributed to
complexes of intuitions, they can be seen as constituting condensed judgements, and there will be as many of them as there are forms of judgement.
Kant derived this idea from the Savoyard vicar, at the beginning of Book IV
of Rousseaus Emile.5 The basic idea can be sketched rapidly. While I feel
myself to be passive as a sensible being, I experience myself as active insofar
as I think. Thinking is judging. In the act of judgement, different representations deriving from various viewpoints are grasped as a unity, and this unity
is recognised through the veritative is, common to all statements. Whoever
uses the word is meaningfully in relation to representations connects them
together through a common feature: their concept, which captures what is
common to them. If this concept is applied to something which existsthat
is, if the judgement concerning the underlying state of affairs is rightthen
this something is constituted as an object. Its objectivity consists in, and can
be proved by, the fact that, at any time, it can be translated into a set of true
judgements. Thus, the objectivity of the individual things is a function of the
truth of judgements concerning states of affairs.6 At the origin of objectivity
there stands the identity of the I, which is operative in the is of judgement.7
In this wayKant merely presented the argument in more detailthere arises
an indissoluble connection between the identity of the I, truth (as a property of statements), and objectivity (as a property of representations). To
demonstrate the necessary character of this connection with the requisite precision was the sole ambition of Kants transcendental deduction of the categories. The principle of this deduction, the I itself, was important to Kant
only because of itsadmittedly indispensablefunction as a principle; in
other words, because of the consequences that arise for the explication of the
ground of objectivity. It seems to have been one of the greatest surprises Kant
ever received that his pupils began to argue, above all, about the structure
of this I, and strove to demonstrate that Kants philosophy failed to provide
an adequate description of it.
If this objection were sound, it would be a serious one. For it concerns nothing less than what Kant himself described as the highest point of his philosophy. If the self-evidence of this highest point were put in question, then
56 Manfred Frank
the threshold beyond which the distinction between the intuitional and the
conceptual becomes possible, and takes place. Kant suggests that this existence in pure apperception corresponds to a weird construction, an indeterminate empirical intuition or perception,19 which he had earlier qualified
as inner experience or inner perception.20 This inner and yet empirical
perception is entirely distinct from, and has nothing to do with, what Kant,
in other contexts, calls inner perception, where the term is synonymous
with the inner sense, through which sensuous appearances of the (empirical) I are experienced.21 This can be easily demonstrated by the fact that
Kant characterises this inner self-perception or self-intuition as purely intellectual. He adds that it bears in itself the source of a pure spontaneity,22
which the empirical I obviously lacks, but which also includes existence.
Regarding this, Kant remarks that it is given to apperception [as] something
real, and indeed for thought in general, thus not as appearance.23
In Kants view it is clear that pure apperception includes the immediate consciousness of its own existence, and that this consciousness, although preintuitional, nonetheless includes the perception of an existent. This is because
existence cannot be attained by thought alone; it must be given if there is to
be consciousness of it. I pass over a lot of parallel quotations, because Kants
problem, though enigmatic in its matter, is clearly posed in its terms. As Kant
himself states:
The I think is . . . an empirical proposition, and contains in itself the proposition, I exist . . . [It] expresses an indeterminate empirical intuition i.e.
perception (thus shows that sensation, which as such belongs to sensibility,
lies at the basis of this existential proposition) but the I think precedes the
experience, which is required to determine the object of perception through
categories with respect to time; and the existence here is not a category.24
This experiential aspect, however, does not affect the fact that the sensation
here referred to precedes the sort of experience through which our intuitional
faculty receives sensuous material from outside, and passes it on to the understanding to do the categorical work. The existence of the pure cogito is
neither intuition nor category. It is epistemically classified as an inner perception, which must be strictly distinguished from the perception of psychic
objectivities, as these appear to inner sense. In the Metaphysical Principles of
Natural Science, Kant notes in the same way:
A History of the Theory of Self-Consciousness 59
ing to the properties which belong to myself qua object the concept of myself
and of my unity, and thereby presupposing what I wanted to make known.38
In other words, if I want to explain who I am, I must declare certain perceivable qualities to be mine. But as soon as I consider the legitimacy of this
self-attribution, it obtains that I can only undertake it if I was already familiar with the meaning of I or mine. Thus, I find myself compelled to take
myself (or the concept I) as the point of comparison which is to enlighten
me as to what property defines me, and in this way I presupposes what I
was supposed to learn through experience. So, the explanation, Kant suggests, is a completely circular one.
But the highest point of philosophy can scarcely be admitted to be an
unfounded presuppositionin another context Kant suggests that it could be
called the subreption of hypostatised consciousnesseven less its description by means of a circulus vitiosus. And yet the description which Kant himself gave of his principle bears the unmistakable structure of such a circle. It
refers backperhaps against the original intentions of its authorto the
untenable reflection model of self-consciousness, which always presupposes
that which it is to demonstrate, and which stands at the centre of the Fichtean
critique of Kant.
One must bear in mind that Kants aporia has two dimensions, which are
closely related, and yet distinguishable: one epistemological, and the other
ontological. In the first instance, the issue is that of how a pure, non-objective subject of consciousness can acquire knowledge of itself, without objectifying itself (which would presuppose, in a circular manner, that the
self-objectifying process is precisely that of a subject).39 In the second instance,
the question raised is how a pure, and thus non-sensible spontaneity can
acquire a consciousness of its own being, given thatby definitionbeing
can only be authenticated by sensation. It appears that both problems can,
and must, be solved at the same time.
To my knowledge, there is only one single remark in the rest of Kants work
that unambiguously shows that he was aware of the dimension and of the
dual nature of this problem-syndrome. I am referring to a posthumous reflection,40 which relates to practical rather than theoretical philosophy. Indeed,
the need to account for the intelligibility of the principle of practical philosophy, on the one hand, and its existence, on the other, runs up against the
A History of the Theory of Self-Consciousness 63
same problems which we have already encountered with respect to the principle of theoretical philosophy. The principle is freedom, and both its intelligibility41 and its reality are in question (reality means existence in this
context; Kants terminology is not entirely consistent). I will attempt to reconstruct the general context within which this set of problems appears.
In the Critique of Practical Reason, Kant is concerned to show that the objective validity and universality of the moral law cannot be the outcome of an
individual empirical maxim of only regional applicability. Here I shall pass
over the various formulations which Kant gives of the categorical imperative (categorical here meaning unconditionally valid), and consider only
the fundamental idea, which justifies the supra personal and general character of commandments. The principle of morality is applied in such a way
that all those norms, which cannot be agreed upon by those affected by them,
must be excluded as invalid. The principle that intervenes, in order to make
a general agreement possible, must thus ensure that only those norms that
correspond to a universal will have validity. The categorical imperative can
be understood as a principle that demands the strict universalisability of all
actions and the maxims that prime them. In this way, all norms that contradict this requirement can be excluded. Kant has in mind those internal contradictions that arise in the maxim of an agent, when he or she attempts to
reach a goal with means that are incompatible with the universalisation of
his or her behaviour.42
It is astonishing for the reader who only knows the first Critique that Kant
grounds the universal will prescribed by the categorical imperative on a fact
of reason, for which he claims a priori evidence.43 For in fact only theoretical reason is endowed with a priori valid, and thus universal and objective,
concepts. In contrast to the categories which ground the objectivity of knowledge, a categorical imperative only prescribes an ought, and cannot be
demonstrated in the form of knowledge that can be checked against empirical facts. In other words, it is part of the structure of practical reason, that,
despite its objectivity, its claims to validity can only be raised counterfactually, and this in contradiction to empirical reality, which can never be adequate to it.
We are confronted here with an aporetic structure that is analogous to that
of the cogito as principle of theoretical reason. No knowledge can be adequate
64 Manfred Frank
to this principle either, for then it would collapse into the sphere of the sensible. On the other hand, neither the theoretical nor the practical principle
can be inaccessible to any knowledge whatever, since in this case they would
be unintelligible. Neither can existence be denied them, for then there would
be no such principle.
Once again, I can use Kants own formulations to show that he was aware
of the extent of this problem. Although Kant categorically denies to pure
apperception the status of an intellectual intuition in the Critique of Pure Reason,
he does at least consider this status for freedom. Kant argues that practical
reason guarantees the reality of a supersensible object, namely freedom.44
However, this reality (once more in the sense of existence) cannot be that of
an empirical object in space and time, since it is supersensible. On the other
hand, freedom cannot be merely required, it must really exist, if I am to make
the least moral demand on my fellow human beings. We find ourselves in a
situation which is comparable theoretically to that in which we were placed
by the remark on page 422/23 of the B version of the Critique of Pure Reason:
we must explain the existence of a precategorical and supersensible entity,
which functions as the principle of that which has the character of an appearance in the I, and is accessible to knowledge.45 Only the intellectual intuition could have access to such a supersensible reality, which definitely
remains this side of the threshold beyond which the sphere of possible cognition begins. In the posthumous Reflexion to which I have already referred,
Kantat an early datehad already stated this conclusion:
We cannot establish the existence/actuality of freedom on the basis of experience. But we nevertheless have a concept of it throughout intellectual inner
intuition (not inner sense) of our activity, which can be initiated through
motiva intellectualia, and through which practical laws and rules of the good
will itself are possible for us. This freedom is a necessary practical presupposition. Neither does it contradict theoretical reason. For, as appearances,
our actions are always in the field of experience, while as objective data
they are in the field of reason and are approved or disapproved of. Sensibility
is under the laws of the understanding and departs [manuscript ends].46
Towards the end of the second version of the Critique of Pure Reason, Kant
had already given some indications of the connection between the being of
the pure spontaneity of the I, which precedes all appearances, and the subject of freedom.48 Without setting off along this path, Kant considers carefully
the possible discovery
of a spontaneity [. . .] through which our reality would be determinable,
without requiring the conditions of empirical intuition. And hence we would
become aware, that there is something contained a priori in the consciousness of our existence, which can serve to determine our existence (the complete determination of which is possible only in sensible terms) as being
related, by dint of a certain inner faculty, to an intelligible world (which is
of course only thought).49
II
Before I turn to Fichtes revolutionary theories of self-consciousness and his
departure from Kant, I will first look at some of the traditional rationalist
66 Manfred Frank
and empiricist approaches to self-consciousness that led to Kants explanatory model. Following on from Fichte, I will then attempt to give an outline
of romantic theories of self-consciousness that build on Fichte and will end
with a glance at Schleiermacher and Kierkegaard.
Naturally, Fichtes point of departure is Kant, although his attitude to Kant
is critical. We have seen that Kant was so absorbed in the task of deducing
the thought of objectivity from the identity of consciousness that he paid
hardly any attention to the internal structure of his deductive principle, namely
self-consciousness. Even the question of how the self acquires epistemic access
to itself generates great difficulties for him. He must deny the self the status
of a possible object of cognition, because the term cognition (Erkenntnis)
is reserved by him to those operations in which the intellectual enters into
synthesis with the sensible. At the same time he indicates the circle which
arises from the fact that, in order to grasp itself reflexively, the Ego must
always already have been acquainted with its own objectivity prior to any
self-conception. And that way self-awareness turns out to be a mere presuppositionwhich it cant be if its existence is to be guaranteed.
However, we were forced to conclude that, should this implication prove to
be unavoidable, then the highest point of Kantian philosophy would collapse. Indeed, Kant never questioned the Cartesian self-evidence of the cogito, even though his metaphors are more cautious than those of Descartes. If
this self-evidence is acknowledged, and if the existence of the phenomenon
is thereby guaranteed, then the error must be with the explanatory model
that is employed to make it comprehensible. (A phenomenon can either exist
or not exist, but it cannot be true or false: truth and falsehood are properties
of statements, thus elements of theory).
Despite this, the explanatory model employed by Kant derives from an honourable tradition. Lets call it the representation model of consciousness.
This model assumes that (apart from a few intransitive states such as pain)
consciousness is always the representation of an object, whichto retain the
image of the German Vor-stellungis placed before the eyes of the subject of consciousness, as it were, standing over against it. Every (or rather:
almost every) consciousness, Husserl will later assert, is consciousness of
something (which is transcendent to consciousness). Thus the relation of being
conscious is divided into a subject-pole and an object-pole of representation.
A History of the Theory of Self-Consciousness 67
ent and general consciousness, on the one hand, and a more closely specified consciousness on the other: for example, as willing, perceiving, loving,
comprehending, acting. However, these two (as pense dtermine dune certaine manire) sides of thinking are indissolubly connected: a doubt could
never arise without being supported by a consciousness in general, which
takes cognisance of it by means of that tmoignage intrieur.58 The converse
is also true: in order to doubt, to love, to think, and so on, thought-in-general must specify itself. Thus, doubttaken simply as an example of a specific form of thought (penser dune certaine manire)would be one mode
of being amongst others in which thought-in-general presents itself; of course,
it is only in relation of the latter that the various modes of thought acquire
their peculiar certainty: although I can doubt my love, I cannot doubt the
immediate consciousness which I have of it. The relation is a classic example of the structure of reflection; and thus it has been handed down to us in
Burmans notes of his conversation with Descartes:
Conscium esse est quiddam cogitare et reflectere supra suam cogitationem.59
Elsewhere Descartes speaks of the idea of the cogito as that qui me reprsente
moi-mme.60 Here we have a reflectionan auto-representation of thinkingwhose structure presupposes the identity of the two moments, but cannot ground it.61
This aporia becomes even more acute when one passes from Descartes work
to that of Leibniz. Leibniz distinguishes, even more explicitly than his predecessor, entre la perception qui est un tat intrieur [mais souvent insensible] de
la Monade reprsentant les choses externes, et lAperception, qui est la Conscience
ou la connaissance rflexive de cet tat intrieur.62 It is these actes rflexifs he
explains, qui nous font penser ce qui sappelle moi, et considrer que ceci ou
cela est en nous.63
Thus the problem arises from the difficulty of explaining how a perception
that is described as insensible can become conscious (perceptible, sensible) by virtue of its being reflected (ds quon saperoit de ses perceptions) if
a consciousness of it (although not one based on apperception) did not already
exist.64 In other words, if I had to wait for the light of reflection, in order to
know that I had just perceived something, then I would never perceive anything at all. For either I am perceiving, in which case there can be no question
A History of the Theory of Self-Consciousness 69
Even Locke cannot escape the idea that self-consciousness accompanies acts.
Neither does he avoid the assumption that self-consciousness is comparable
to a perception that makes other perceptions conscious. But when I feel pain,
this is the required (self-conscious) perception; I do not need to perceive it
in its turn. The logic of this model implies that the (perceived or accompanied)
acts are not themselves necessarily conscious (which appears to be the case
with animals according to Lockes view, since they have inner experiences
A History of the Theory of Self-Consciousness 71
without being reflexively conscious of them). One may conclude that Locke
considered self-consciousness to be an additional activity, modelled on reflection, which constantly accompanies the thought-processes of higher organisms. However, he made no contribution to the clarification of its structure.
Nevertheless, Lockes thesis that every act of thought is accompanied by a
co-consciousness of thinking was strongly opposed by John Sergeant. In his,
Reflexions on Mr. Lockes Essay Concerning Human Understanding,70
Sergeant asserts, We may think, without being conscious that we Think71 (and
illustrates this, unfortunately, with the case of a memory which is not at our
immediate disposal, but which later returns, and thus precisely shows the
continuity of consciousness, if not of reflection; Sergeant assimilates reminiscence and reflexion).72 Then he defends the counter-thesis to that of
Locke, namely that Tis impossible to be conscious, or know we know, without a new Act of Reflexion,73 which would follow the primary, object-directed
act of consciousness. Finally, he subjects the awareness of the act of reflection to the same condition: Tis impossible to be Conscious of, or know
our present Reflex Act, but by a new Reflex one.74 He explains this in the
following way:
The same Argument demonstrates that we cannot be Conscious of our Reflex
Acts at the very time we produce them. For, my First Reflex Act has for its
sole Object that Operation of Mind, which I had immediately before by a
Direct one; and my Second Reflex Act has for its object the First; and in the
same manner, each succeeding Reflexion has for its Objectthat Act which
immediately Proceeded. Wherefore, if the First Reflex Act had for its Object,
at the same time both the Direct and itself too; that is, did we, when we first
Reflected, know by that very Act itself that we did reflect, then the Second
Reflex Act would be forestalld, and have no Proper Object left for it. To clear
this better, let us assign one Reflexion to be the Last: it were not the Last
Reflexion, unless the Object of it were that Reflexion which was the last but
one. Wherefore, unless that Reflexion that went last of all remained unknown,
the Last would have two Objects, viz. The Preceding Reflexion and itself too.75
There we have an almost caricatural, and thus ideal, illustration of the circular theory of self-consciousness, based on the model of reflection. Sergeant
assumes that every consciousness is objective, and consequently considers
the consciousness of consciousness as the objectification of a foregoing con72 Manfred Frank
This (self-) consciousness is said to be clear and distinct, truthful and certain,
present to the mind, and always adequate; it implies a feeling of existence and
does not first arise through reflection, but is already at work in all reflection
A History of the Theory of Self-Consciousness 73
This thesis is incompatible with the assumption of the pre-reflexive character of self-consciousness (which indeed is not clearly developed by PseudoMayne). It shows clearly that our author belongs to a rich tradition of reflection
theory, represented by names such as Sherlock and Robert South. The latter
invites, in his considerations on a text of the former,82 that self-consciousness
presupposes not only a person as its bearer (suppositum), but first and
foremost:
another Act Antecendent to it self. For it is properly and formally a Reflex
Act upon the Acts, Passions, or Motions of the Person whom it belongs
to . . . [and] being a Reflex Act, must needs in Order of Nature be posterior
to the Act reflected upon by it.
the Mind could not have worked at all; no, nor have even a Consciousness
of itself, or of its own Being: Insomuch that it never could have exerted an
Act of Thinking, if it had not been first provided with some of these to think
upon; and this the compound word of consciousness plainly imports.84
Pseudo-Mayne takes over this view, and thus becomes entangled in the following circle: on the one hand, every object-consciousness must have its condition of possibility in a non-sensible (purely intellectual) self-consciousness,
whose bearer is a spiritual I-substance; on the other hand, self-consciousness
can only appear as an epiphenomenon of, and subsequent to, an objectrelated act.
Neither does Pseudo-Mayne hesitate to attribute an object to self-consciousness: it has an (inner) object. The correct insight that all object-consciousness presupposes self-consciousness85 does not prevent the author from
interpreting the kind of consciousness in which self-consciousness occurs as
a special case of object-consciousness:
In narrowly inspecting and examining into Conscious Knowledge and Perception,
we shall find that Self, or ones own proper Being, is its Principal and most
proper object.86
the subjective and the objective are not to be separated, but are absolutely
[and without any mediation] one and the same. Thus it is this kind of consciousness that would be needed to explain consciousness at all.92
The bogus claim to which Fichte refers runs something like this: I come to
know the I through reflection, which is to say that the I enters into a selfrelation and consequently sets eyes upon itself.
But how can the subject recognise itself, if it is to be true that it is nothing
but pure subject? Kant drew a definite distinction between pure apperception and the I think and even went so far as to claim that the former produces the latter.93 It corresponded to his distinction between pure, non-objective
being and the objectified self-appearance [das gegenstndliche Sich-Erscheinen]
of the I.94 If it is true that knowledge proper is only ever knowledge of phenomena which stand over and against a knowing subject (and Kants conviction on this matter never wavered), then there can be no knowledge of
the Subject-I, which thus remains an unfounded assumption.
The theory of reflection as Kant inherited it from Descartes and Leibniz (as
well as numerous other thinkers from the British empiricist tradition) has
therefore to presuppose the very phenomenon whose structure it took upon
itself to explain. That is why Fichte repudiated the sophistry of reflection
theory in his lectures on the Wissenschaftslehre nova methodo (1797-1799).
I shall briefly sketch the main thrust of Fichtes argument. If our experience
of being conscious of ourselves were the result of a concatenation of several
states of consciousness, whereby the penultimate state of consciousness were
always witnessed by the last one in the series, then there would be no selfconsciousness. This is because the same conditions hold for the final consciousness, namely, that in order to become conscious of itself, it would have
to be made the object of yet another consciousness. But this other state of
consciousness needs to be unconscious, attaining self-consciousness only
through being objectified it its turn, and so on ad infinitum. But there is consciousness; so this model must be wrong. If wrong, then consciousness must
have been immediately acquainted with itself, that is, prior to any objectification by means of a succeeding consciousness. Fichte accounts for this immediate self-acquaintance as the complete indiscernibility of subject and object
in self-consciousness. Now in Kantian terminology an immediate consciousness
A History of the Theory of Self-Consciousness 77
If the I must indeed be explained by intellectual intuition, then several consequences ensue. Firstly, self-consciousness can no longer be considered as a
result of deliberate, purposive action (one can only posit oneself, if one already
knows what self means). Being coincides here (and only here) with being
known. Fichte puts this another way, namely: all consciousness of something
(including its own psychological states) presupposes an immediate consciousness of the initial consciousness itself.96 Secondly, self-consciousness is
not an instance of knowledge, because all knowledge is conceptual, and concepts are related mediately to objects, through the analysis of a feature or features common to several representations. Thirdly, self-consciousness is not
an instance of genuine (informative) identification. Every identification equates
semantically discernible elements according to certain criteria. But in selfconsciousness there is no such difference of polarity, and no need for such
criteria. Identity is a form of relation (indeed it is the most precise of all forms
of relation, in the eyes of contemporary logicians), whereas self-consciousness is unitary and acquainted with itself in the absence of any detour via a
second term.
III
The figure of speech with which tradition likes to sum up the early romantic post-Fichteana is that of outdoing (or even out-Fichteing) Fichte, and,
78 Manfred Frank
provided one can make clear what it means to out-Fichte Fichte, this judgement is not inappropriate. The accepted version is that, what is outdone, is
Fichtes alleged subjectivism. This view of romanticism predominates in the
tradition which spans such thinkers as Hegel, Rosenkranz, Kierkegaard, Haym
and even Heidegger. It is, however, not just erroneous, but actually reverses
the main current of the early romantic continuation of the Fichtean project.
If Fichte was indeed outdone, then it was not by virtue of ever more extravagant subjectivism, but, on the one hand, by an increasing concern as to the
meaning of the term identity, to which Fichte had allotted the central position in his grounding principle, and on the other, by a radicalisation of his
critique of the reflection model of self-consciousness.
Both concerns are closely allied. I shall begin with the first, and then proceed to the second. In what follows I shall take Hlderlin and Novalis as
representative of the whole of the early romantic movement, because their
thought alone attained a sufficient degree of thoroughness and clarity. They
levelled the following accusation at Fichte; namely, that he had been lucid
enough to spot the shortcomings of the reflection model of self-consciousness, but had ultimately failed to find a way around them. This criticism
seems harsh and above all unfair. The point is nonetheless not unfounded,
and from about 1800 Fichtewith the early Romantic critique evidently in
mindhad himself toyed with the idea of making certain improvements to
the formulation of his principle, improvements which show a similar train
of thought to that of his critics, and which have been definitively presented
elsewhere by Dieter Henrich.97
These improvements pertain to the notion of intellectual intuition that in what
follows was to be suppressed. When, contrary to Kants own intentions, Fichte
took up the claim of intellectual intuition, as the presupposition of all method,
including Kantian criticism, he meant to vindicate this with the thought that
self-consciousness could not legitimately be thought as the opposition of a
subject and an object. Intuition alone could vouchsafe the indiscernibility of
both poles, and this intuition, due to the intellectual nature of the I, certainly had to be understood as non-sensible.
On further analysis, however, it becomes clear that the formula of intellectual intuition is not up to the task of explaining the complete lack of differentiation between that which has consciousness, and that of which consciousness
A History of the Theory of Self-Consciousness 79
is had. The formula does draw a clear distinction between an object and a
subject of consciousness, and, furthermore, between an intuition and a concept. In other texts Fichte distinguishes, with no less conviction, between the
original, intuitively observed act of self-positing and its result, the thereby
obtained concept I. Of course he swiftly re-emphasises their indiscernibility and moreover, he emphatically repudiates the notion that the two moments
could be separated in time; (the rather hackneyed phrase in one fell swoop
is supposed to make the paradox disappear). Hlderlin and Novalis are not
that gullible. They point out that, as soon as a duality of moments is introduced into the sphere of self-consciousness, then its prereflexivity must remain
in question. No binary structure could possibly furnish the grounds of a strict
identity. Underlying this critique is a radicalisation of the meaning of the
term identity, for identity has traditionally always been defined as a relation.
In fact Fichte does define the concept I further as activity returning into
itself.98 He even believed both terms to be synonymous:
I prefer to use the term egoity rather than the word intelligence: since the
latter is the most direct description of the return of activity into itself, for
those capable of only minimal attention.99
Within the defining term egoity the activity can be discerned from the process
of its return into itself. Fichte goes one step further and assigns to this activity the cognitive mode of intuition. Only such a cognitive intuition, he thinks,
can establish both immediate consciousness and the lack of all distinction
between what posits and what is posited. The intuition intuits the act of selfpositing, even before it comes to the light of conceptual differentiation. Fichte
uses the term consciousness to mean distinct consciousness, (true to the tradition of Leibniz and Kant in which consciousness is defined as explicit, distinct
or reflected consciousness).100 Yet at the same time he holds self-consciousness
to be completely immediate, and moreover, immediately conscious.101 Hence
he slides into terminological ambiguity. One moment he stresses that intuition is not merely immediate, but also conscious, the next he claims that consciousness presupposes conceptual differentiation (and thus the possibility of
mediation). At times he only disputes that intuition has distinct consciousness (borrowing the Cartesian/Leibnizian distinction), but grants it clarity
of consciousness,102 which, as Leibniz and Wolff use the term, does not exclude
confusion [confusionem].103 Whatever the case, according to Fichte the intuition
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ensures the immediacy of consciousness, but does not suffice to establish the
distinctness of the concept I. Hence what is needed is a concept to establish
the identity of the intuited contents. But concepts are mediate, they refer to
a feature common to several representations; in this case the feature which
belongs to, or better still, which constitutes an I. Representations [Vorstellungen]
are distinguished by means of concepts, and distinction presupposes opposition; omnis determinatio est negatio. Here are Fichtes own words.
Only the state of opposition can make clear to us what it is to act, (for an
act strictly speaking cannot be defined); [it is only] through fixity and repose
that we can think activity, and hence conversely we can only think repose
through activity.104
There is a law at work here, one that Fichte later, with great lucidity, was to
call The law of reflection that governs all our cognition:
namely: we cannot know what something is, without our thinking at the
same time that which it is not.105
To know something, to know something conceptually by opposing it to something else, means determining something, and determination (conversely)
in the Doctrine of Science means delimination, narrowing something down to
a particular region or sphere of our knowledge.106
In order to identify myself as me (and to differentiate myself from all that is
not I)107 I have to distinguish myself from everything else, that is, to limit
myself to an extension, which still allows for some otherness on my side,
against which I can define myself. Distinction rests essentially upon a relation of differentiation (determined is to say limited, or confined to a particular sphere by means of what is opposite).108 However, differentiation gainsays
both the claim to simultaneity and immediacy and the subject-object identity
in intellectual intuition. Fichte in fact speaks of a law of reflection without
which (distinct) consciousness would not take place. It infiltrates the innermost articulation of the cogito and destroys its pretensions to prereflexivity.
In this manner an unbridgeable dualism is engendered in the structure of
egoity; in order to describe this duality, the positing activity which intuition
lays hold of, has to be distinguished from its own resultthe concept. The
concept is the product of intuition; a state of repose in contrast to the intuition itself, which is characterised by agility.109
A History of the Theory of Self-Consciousness 81
In this repose we can observe that the positing of activity turns into the
posited. This is to say that this activity is first thought of as non-action, i.e.
in a state of fixity and quiescence. It is perceived and intuited thereafter as
quiescent, for otherwise we could not actively intuit the activity as active.
In this manner a product, or rather, the concept of the I comes to be. This
I can be thought but not intuited, since acting activity alone constitutes
intuition, and acting activity cannot be thought without simultaneously
thinking its opposite, namely the same activity in its previous state of repose,
i.e. without a concept. Concept and intuitionwhich are always immediately and simultaneously combinedcoincide, collapse into one.110
However, Fichte only asserts the coincidence of concept and intuition. So,
what seems to happen to Fichte, in spite of his intentions, is that he lapses
back into the reflection model of consciousness. He draws in fact a distinction (in almost Kantian terms) between what are intrinsically blind intuitions
on the one hand, and empty thoughts on the other. Their difference is clear, not
so their collaps[ing] into one. From 1800 onwards Fichte attempted to locate
identity beyond the sphere of reflection. But this is not my current topic.
Instead I shall try to show the precise meaning that is given to the term of
identity in the Doctrine of Science. We have just seen how the notion of identity contradicts the immediacy of self-acquaintance, and how Fichte would
have done better not to employ this term in such a context. It is understandable, however, that he should want to hold on to the term. For the
Leibnizian tradition had defined identity as a relation holding between semantically different entities which concur in all essential features. Hume had
added that simplicity (the characteristic of somethings being itself, so as to
be capable of being predicated of itself tautologically and without contradiction) was not to be confused with identity. For, whether or not something
is identical to something else cannot be decided analytically; an identity cannot be inferred from semantic features and the mere application of the law
of non-contradiction alone. On the contrary, judgements of identity only make
sense in Humes view when that which is identified, and that by means of
which it is identified, can be indicated by two different verbal expressions
(or two different modes of being of an object); with the result that the identification forms a synthetic judgement that adds to my knowledge: (simplicity is tautological, whereas identity is informative).
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Fichte does not want to relinquish the distinctness of either of the two terms
that coalesce in the identity-judgement of self-consciousness, since this would
rule out a conceptual knowledge of the self. On the other hand, this distinctness
cannot be relied upon, or we risk losing the immediacy of self-consciousness.
In the third opening paragraph of the first Doctrine of Science (1794-5) Fichte,
following in the footsteps of Reinhold and Maimon, tries to defend the view
that difference and sameness can and do coexist in the ultimate grounding
principle of philosophy. His argument runs as follows:
Every opposite is like its opponent in one respect = X; and each like is
opposed to its like in one respect = X. Such a respect = X is called the ground;
in the first case of conjunction, and in the second, of distinction: for to liken
or compare opposites is to conjoin them, and to set like things in opposition is to distinguish them.111
This claim is proven in the following way. A and B are the two terms to be
conjoined with and distinguished from each other. If I then oppose A with B
(in the sense of positing the one in place of the other), A must nevertheless
remain partially intact, otherwise B would have no opposing term, and the
relation would fall apart. Thus A is only partially annulled in favour of B, as
something of A remains. Fichte uses the symbol X to show that A and B, in
order to oppose each other, have at the same time to share a common domain.
The formula A is not B can therefore be replaced by, there is an X which is
partly A and partly B.
The same holds for the relation of identity between the two. If I judge that
A is the same as B I do not necessarily assert that A, insofar as it is A, is
also B, or that B, qua B is at the same time A. That would be absurd, for in
this case I would not have identified one entity with another, but would only
have uttered a tautology; I would merely have said the same thing twice.
Identity cannot take place between one term and itself, for the very good reason that here there would then be no second term to be related by identity
to the first. Moreover, if the semantic distinction of A and B (I and not I)
is a necessary condition for a possible relation of identity to obtain between
the terms, then it seems to be the case that an identification presupposes a
prior non-self-sameness112 of the relata. Instead of writing A = B we have to
try and describe this relation in another way: there is an X, such that this X
A History of the Theory of Self-Consciousness 83
is A on the one hand and B on the other. But A is not B, and B is not Aqua
A and qua B respectively. In this manner Fichte can declare the proposition
A = B to be commensurate with the opposite proposition A B. The actual
identity, that is, the strict identity in the sense of complete unison, takes place
not between the terms A and B, but between the X and itself (here in the
sense of Humean simplicity). This identity alone is absolute, the one between
A and B presupposes difference, and is thus only relative. Now, the question
arises, however, of whether an identity (defined that way) can be known of
in self-awareness. And the romantic thinkers deny this with emphasis. (Schelling
developed this idea of Fichte in illuminating fashion, without actually adding
anything new. He speaks pertinently of a union that is the unity of the subject, not the predicates which is fully compatible with the so-called principle of non-contradiction.)113 Anyhow, Fichte quite clearly understands the
third principle of the first Wissenschaftslehre not as the principle of contradiction, but merely as the principle of opposition. I and not-I are diametrically opposed, and thereby, as the extreme members of a sub-category, fall
under the higher concept of the absolute I, andby quantifying themselveshave to divide themselves up into reality.
IV
The early romantic thinkers, most of whom (including Johann Friedrich
Herbart) attended Fichtes lectures on the Doctrine of Science, were well
acquainted with the Fichtean theory of the self. Following, indeed furthering Fichtes critique of Kant, they took up the (epistemic) question of how to
understand this identity which, like the identity of the Kantian subject of consciousness, is condemned to remain a mere presupposition of any relation,
be it one of unification or opposition. If strict identity takes place only between
X and itself, then although identity can become manifest in consciousness
(whose being is conditioned by opposition and distinctness, according to
Fichte, and the divisive form of judgement according to Novalis and Hlderlin),
identity cannot be understood through its function there. Strict identity (or
absolute identity to the early Romantics) would in this case, so to speak,
emigrate out of consciousness and occupy a position that is not merely prereflexive but wholly irreflexive with regard to consciousness. This is in fact
the very conclusion reached by Friedrich Hlderlin and Friedrich von
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Hardenberg (Novalis) along their different but related paths of thought. This
conclusion is a logically consistent development of the Fichtean critique of
tradition, but it has certain ramifications that can no longer be reconciled
with consciousness-immanent idealism.114
Hlderlin attended Fichtes first lecture series at Jena on the Doctrine of Science,
as can be seen from his first letters to his friends Schelling and Hegel. In late
January of 1795, Hegel writes to Schelling:
Hlderlin writes to me from Jena every so often (. . .) Hes listening to Fichte,
and is full of enthusiasm for him, likening him to a Titan fighting for mankind,
whose sphere of influence will certainly not remain confined to the four
walls of the auditorium.115
It is noticeable that in this argument there is a certain hesitancy, indecisiveness, indeed a tendency to recoil as it develops. In solidarity with the spirit
of Kantian criticism, Hlderlin begins with the observation that the search
for an I which is prior to all relation, and which grounds all our knowledge,
is an overly ambitious enterprise which takes no heed of the limits of our
A History of the Theory of Self-Consciousness 85
The first lines basically reproduce the position of the preface to the Hyperion
fragment. This position can also be found in the aforementioned letter to
Hegel of January the 26th, which contains Hlderlins thoughts on Fichtes
lectures. The unity, which remains forever presupposed by the self-relation
A History of the Theory of Self-Consciousness 87
of consciousness, can itself not be thought as conscious, and hence it is nothing for us. Therefore this unity is no longer just the prior ground of reflection (used synonymously with consciousness), but rather the transcendent
ground. Schleiermacher, in his lectures on Dialectics, will make the characteristic move of replacing the phrase transcendental ground with the alternative transcendent ground. 120
To return to the above quotation from the metrical version, the second half
moves beyond the demand for a suprareflective unity. The ultimateunconsciousunity is nevertheless not opaque, it has an internal structure. It opens
the space for two antagonistic drives in which Schellings notion of a reciprocity of hindrance and striving is prefigured.121 There interrelation is articulated as the opposition between a real activity, heading forth into the infinite,
and an ideal activity, working retroactively against the first, driving it back
into itself. If the unconditioned were to be represented on the model of infinite striving, then it would remain unconscious. But if it showed itself to be
limited, it would contradict its own concept (determination presupposes negation, hence limitation, and hence conditions; whereas the infinite is completudo realitatis). Thus the unconditioned is discursively represented as hindered
or inhibited striving ( gehemmtes Streben) (a solution we also find in Novalis,
in Friedrich Schlegel, and in Schelling). For the sake of conceptual clarity, the
unconditioned binds itself, albeit transiently, to limitation, but in virtue of its
infinity, it constantly transgresses its own limitations. In a word, the unconditioned is made manifest as excentricity or ecstasis, as the temporality of consciousness, whereby temporal is understood according to its celebrated
definition as the being that is, what it is not, and that is not, what it is.
The discordance between the drive to stride forth to infinity (which Hlderlin
calls real activity) and the drive to limitation (or ideal activity) does not
on this account destroy the structure of the unconditioned. It is rather its
most proper articulation: Den Widerstreit der Triebe, deren keiner / Entbehrlich
ist, vereinigt die Liebe. (The combat between the [two] drives, neither of
which / Can be missed, is unified through love.)
Love is usually understood as a consubstantial relation between beings,
equal in status and autonomy, which leaves no room for bondage or coercion. Schelling puts it beautifully:
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It is the mystery of love, that it bonds in such a way, that each can be for
itself, but neither is nor can be without the other.122
Through love a being transcends the sphere of its individuality whose centre of gravity seems to lie outside itself. A person who is, as was once said,
inflamed by the love for another, seeks his own worth outside of himself,
he seeks to reclaim his own essence in a heightened form, from where his/her
beloved lies. The lover, says Schiller, does not desire the other, like he or she
desires to possess a thing, but values the other, as one respects a person.123
So, in defiance of all dualistic intuition la Kant and Fichte, love calls forth
a principle that surpasses the dichotomy of self and other, a principle which
embraces two related terms equiprimordially, without one having to be sacrificed to the God that reigns within us [dem in uns waltenden Gott],124
though the lovers do indeed experience the bond that unites them as the
God within us.125
This speculative conception of love brings into play a completely new conception of what identity is.
Since the conception was first developed in the analysis of the structure of
self-regulating entities, that is, organisms, it is not difficult to understand
why, in this context, so much weight is attached to the concept of nature, as
a being, bearing the highest degree of organisation. Hlderlin takes the idea
one step further: not only nature, as a whole, but spirit itself is organically
structured. Spirit consists in the absolute identity of the real and the ideal,
an identity that is articulated as the complete equiprimordiality of identity
and difference. This formula is often incorrectly associated with the name of
Hegel, and contains the following thought: unlike tautology (whereby one
and the same thing is merely repeated, A = A), identity is not trivial, it is a
real relation. The model of identity is A = B. It shows, how, to use a fairly
mundane example, a man who for instance has two names, can nevertheless
be one and the same person.126 This example bears a striking resemblance
to Freges Venus, which is differently determined as the evening and the
morning star, but not at the cost of its identity, and qua evening star is the
same as the morning star, and not trivially so. (It took thousands of years for
mankind to discover this identity. Schelling would say that it took thousands
of years for mankind to grasp their own identity with nature, in a non-reductive way, that is, neither materialistically nor idealistically). In much the same
A History of the Theory of Self-Consciousness 89
the combination of a subject and a predicate. Now if the resultant proposition is true, then what is known is the type of relation that holds between
the proposition and the object it denotes (analytic judgements either presuppose a prior synthesis, or they are tautological, like judgements of logic,
which are based exclusively upon the principle of non-contradiction). Hlderlin,
under the aegis of Kant, but drawing upon a voguish though bogus etymology, interprets the German word Urteil (judgement), as the index of an
originary separation Ur-teilung.129 In the act of judgement a prior unity is split
into two members or two relata, whose relation at once conceals and reveals
the original unity: reveals, because two different representations are combined
in the judgement, hence they are both referred back to a grounding unity,
but conceals, because this unity never appears as such but only as the differentiation of two mutually dependent types of representation (that is, the unity
is articulated through grammatical subjects and concepts). Hlderlin then
applies this general principle to the judgement I = I. Even here there is a
differentiation: the judgement divides the relata, otherwise the determinacy
of what was judged would be occluded. But in this case the differentiation
occurs because the content of the judgement contradicts its own form. What
the judgement states is that the relata are undifferentiated. But formally what
happens is that the judgement differentiates the undifferentiated terms. From
this observation Hlderlin draws the following conclusion. On the one hand,
I can have no knowledge about something without my forming a judgement
upon it, that is to say, without my depriving it of its absolute identity. On
the other hand, the judgement, as a relation (of two things, for instance the
I and itself), is now dependent upon a fundamental and non-relative identity. It follows quite clearly that the synthesis of judgement has to be distinguished from a pre-judgemental, non-relative unity. Hlderlin joins Spinoza
and Jacobi in naming the latter unity Being (Seyn). Being is of a higher
order than the relative or predicative identity of which Fichte speaks. Being
cannot be thought, (since to think is to judge, and to judge is to differentiate) yet I cannot simply do without being, since the actual and evident experience of the I = I qua ego-identity remains a mystery without the postulate
of a unity that grounds the terms of the relation.
Strictly speaking it is not only the pre-identitarian unity that cannot be derived
from relations within judgements. Hlderlin supposes that self-consciousness
is only made possible by opposing myself to myself, by separating myself
A History of the Theory of Self-Consciousness 91
from myself, but by recognising the identity of the opposed self in spite of
the separation.130 Put differently: not only is it the case that the reflection
model of self-consciousness cannot explain the fact that subject and object
are identical; it also fails to explain how my awareness that in dealing with
the other of myself I am indeed dealing with myself (as the same self). (For
it could always happen that a subject and an object as conceived in our selfconsciousness are identical without our conscious awareness of this identity;
thus it is quite conceivable that someone correctly identifies a person as X,
and knows of X that he is such-and-so, without, at the same time, necessarily knowing that his knowing actually amounts to an epistemic self-relation).131
This initial idea represents in my opinion a deep conviction underlying all
early Romantic thought. It is the assumption that Being, qua simple, seamless unity, in contrast to the Kantian or Fichtean cogito, cannot be epistemically retrieved from either relations of judgement or reflection, which all
perform an originary separation on what they were supposed to unite, and
only ever manage to presuppose the original, simple unity. Hlderlins critique of Fichte is to be found in the way he emphatically opposes intellektuale Anschauung (as he calls it) to the act of Ur-teilung: judging, or originary
separation (that is, the determinate consciousness of something.)
The radicality of this move takes it a step beyond Fichtes conception of intellectual intuition, which articulates the claim to immediate unity only mediately, that is, by means of the conceptual pair of intuition and intellection. Of
course a conceptual pair could betoken unity, but only with the circular presupposition, that immediate knowledge of this unity already existed, prior
to the act of originary separation. If, on the contrary, knowledge is bound to
consciousness, then we are forced to conclude that there can in principle be
no knowledge of the absolute unity, which is only mediately available to us
in the play of reflection.
Hlderlins objection to Fichte is more extensively expounded and more
clearly thought out in a lengthy footnote to another of his essays not intended
for publication, On the Operations of the Poetic Spirit.132 Again I shall only summarise Hlderlins thoughts.133 Hlderlin argues in the following manner:
The two defining characteristics of the representation Ithat it is simultaneously absolute and self-referentialare mutually exclusive. If egoity were
subject to the condition of having to refer to external reality in the form of a
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Fichtes Doctrine of Science. Moreover, Sinclair came into contact with Karl
Christian Erhard Schmid, an early intellectual ally (and later opponent) of
Fichtes, a man who was close to Novalis, having formerly been his tutor,
and whom he had kept informed of the fate of the Doctrine of Science and the
surrounding debate. Sinclair valued Fichte and Schmid above all for political reasons:
Their cold inspection, their reasoning which proceeds from the depths of
reason, and which spreads to all branches of human action, will vindicate
the rights of man and overthrow the thrones.135
In the winter term Hlderlin came to Jena along with Jakob Zwilling, another
friend whom Hlderlin will meet again in Bad Homburg.136 Of the three Sinclair,
who had been part of the intellectual circle formed by the former students
of Reinhold and the friends of Niethammer, was by far the most capable of
giving an informed judgement about Fichtes own thought. As far as the dating of the notes is concerned, we can be fairly precise. The notes are written
on the back of a programme for a concert which took place on the 6th of
December 1795. Sinclair later twice reworked the Raisonnements, which were
hastily and rhapsodically written, but the main ideas of the two subsequent
versions did not substantially alter. Dieter Henrich and Hannelore Hegel suggest that it is likely that the theory sketched out by Sinclair assumes knowledge
of Hlderlins Urtheil und Seyn. On this account it is all the more instructive,
all the more conceptually acute, and all the more delightfully argued.
The Raisonnements presents four theses. 1) Reflection (which in everyday language is termed judgement) is a separation, in which the demand for unity
lives on, and is co-posited as such a demand. 2) Fichtes I is not a substance.
3) Praxis cannot be evinced from theory: and finally 4) Beings resistance to
discursive articulation by reflection raises art to the emblem ne plus ultra of
the downfall of philosophy. Of these four theses, only the first interests us
here. As stated above, the position corresponds to Hlderlins conviction that
the relation of one to another (for us or from the third-person perspective)
can always be a self-relation, but that the self can only apprehend its own
act in the other by means of its knowledge of a unity that survives within
the separation and yet goes beyond it. Insofar as this (material) unity cannot
make itself manifest as such in the form of separation, it becomes a mere postulate (or a demand). But this demand must be rationally motivated within
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If Being (that is, not the relative unity of synthesis, according to Sinclair, but
absolute oneness)143 were not presupposed by the division, then it could not
be read as the proposition I am I.144 In order to find myself and nothing
else in the other related term, then the unity that is negated by the form of
judgement has to persist in the form of a postulate, (reflection upon limits
is only possible under the condition of unity as an ought).145 Sinclair declines
A History of the Theory of Self-Consciousness 95
to follow the path of Jacobi, who relied upon a feeling to which absolute
unity as such is supposed to be given.146 That would amount to abandoning
consciousness for transcendent explanations.147 Philosophy cannot go beyond
reflection, or beyond whatever can discursively be redeemed within reflection as a reaction against it. This does not mean that philosophys discovery of the relative unity of self-consciousness cannot rationally motivate its
demand for absolute unity: hence the warrant for the postulate of unity lies
in the fact that reflection (. . .) reflects upon itself;148 hence philosophy comes
to know the formal rules which prevent it from grasping the thought of the
absolute, at the same time as it comes to comprehend the indispensability of
the absolute, as a warranted presupposition.149
Sinclairs philosophic and aesthetic raisonnements (ratiocinations) concur in a
most surprising manner with the deliberations of Friedrich von HardenbergNovalis, which were written either simultaneously or only a few months earlier, and which are known to us as the Studies on Fichte. They date back to
just after Hlderlins notes on Judgement and Being, that is to say between
autumn 1795 and early 1796. Once again I can only offer a rsum of the work.
Along with Hlderlin and Sinclair, the first independent thought of Novalis
begins with a reflection upon the form of judgement. As with the Savoyard
vicar, and with the author of The Critique of Pure Reason,150 what is at issue is
the meaning of the copulative is. The is identifies one thing with another,
if only relatively. The verb to be in this case really means to be identical.
In order to explicate the identity, as expressed in a judgement, we must step
outside it, explains Novalis. We leave the identical [,] in order to explicate
it.151 In other words the Being of the original identity is transformed or rather
transfigured in the act of synthesis. This act transmits the identity to consciousness (by means of judgements or concepts, which latter are just condensed judgements) but in so doing conceals the identity it transmits. The
act of judgements does reveal a kind of identity, but does so by illusion:
what already is, happens. The act of synthesis produces a result that already
was, prior to the act. The forms of judgement can only ever impart relative
identities to particular contents; the Being of absolute identity can only find
expression as Non-being, Non-identity, Index that is to say in forms which
never fit properly, and which in fact denote the very opposite, since they substitute for, and thus fail to grasp, what is actually intended.152
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The same holds for the reflection by means of which consciousness represents itself to itself. This self-representation, however, in no way produces
the self, but rather brings to light what already was: What reflection finds,
seems to be there already.153 Any self-reflective knowledge that articulates selfacquaintance as an explicit self-relation must presuppose a prior unity that
has nothing to do with any relation. Novalis calls this non-relational acquaintance feeling.154 Its epistemic status is non-positing or non-knowledge of
what it is conscious of, and of what constitutes it as consciousness, in contrast to reflective consciousness which posits (and which knows) these same
things. If all knowledge is positing, then it follows that feelingor rather the
spirit revealed in feelingcannot amount to knowledge. Hence Novalis
gives it the epistemic status of belief.155 We believe what we cannot know,
but what must be presupposed by all knowledge. Thus belief is anything but
unfounded.156 If it is true, however, that the supreme Being overtaxes our
faculty or cognition, then how is it that we can be conscious of it? Still true
to the deepest conviction of Kantian and Fichtean criticism, Novalis devotes
a whole series of deliberations to this very question, deliberations that may
properly be called works of genius, given their originality and their effective
history. These deliberations inaugurated a new and independent avenue of
idealist speculation that led ultimately to the overcoming of idealism. Let me
once again just sketch out his train of thought.
What triggered off Novalis thought experiment was a consideration of the
meaning of the word reflection. Reflection means mirroring, and every image
which is mirrored is inverted. When I hold an object in front of a mirror, right
is reflected as left and left as right; moreover the rays of light that fall onto
the surface of the mirror seem to be coming out of the mirror, in the opposite direction.
Now, Novalis asks himself: Does the reflection that we call self-consciousness
behave differently? In fact, despite Fichtes protestations to the contrary, even
intellectual intuition consists in consciousness return into itself, since what
is in the final analysis one and the same, appears as the duality of intuition
and concept. On the other hand, there is something similar to intellectual intuition, and what is more, it constitutes the highest form of consciousness that
we can achieve. But then the identity appears to give way to the manifest
relation between intuition and concept; the identity is no longer a content of
A History of the Theory of Self-Consciousness 97
consciousness. In intellectual intuition (Novalis like Hlderlin uses the neologism intellektuale instead of intellektuelle) we experience a perpetual failure
to grasp the absolute that we aim for. But our aim, or rather our longing for
the absolute, is itself the essence of intellectual intuition. What is intended
has to be held separate from what is in fact achieved. Intellectual intuition
aims to depict a seamless unity, with no distinction between subjective and
objective poles, but this representation can only be brought about as the reciprocal play between two reflexes, as reflection. Intellectual intuition is thus
characterised by a tension: when it aims for the absolute, as that which it can
never grasp, then the absolute becomes the point of departure and the intentional object of its involuntary reflective movement. Novalis characterises this
aim as the illusory striding from the finite to the infinite, hence from the I
(qua determinate intellectual intuition) to that in the I which exceeds the I
itself; the true One, the prereflexive unity that it failed to secure.157 The stride
is illusory. The illusion that in the consummation of intellectual intuition we
managed to step from the finite to the infinite lies in the way in which all
reflected relations are turned around (the mirror image of the reflection throws
the original relations back to us in reverse, ordine inverso). But reflection does
possess the means to return this false appearance to truth by reflecting the
reflection onto itself, or by doubling up the reflection. A reflected reflection
inverts the reversed relations once again, restoring the original order, the one
that obtained prior to all the mirroring. What appeared to tend from the finite
towards the infinite is now revealed in the light of the dual reflection as the
illusory striding from the infinite to the finite.158
The point of what Novalis calls the Deduction of Philosophy is to prove
that under certain conditions we are justified in speaking of an absolute which
intellectual intuition is still incapable of representing. The object of the first
reflection is certainly not the absolute itself, and the wish to represent or to
explicate it only leads to its polarisation into the play between two reflexes,
(Fichte spoke of the fundamental reflex [Grund-Reflex]): one which has consciousness, and another, of which consciousness is had. This is the classical
model of reflection which is unable to explain the original unity of the self.
Novalis calls the object that the first reflection fails to capture feelingas
soon as it is observed, its spirit vanishes.159 To feel the absolute, or rather,
to possess a prereflexive intuition of the absolute, is not at all akin to objectifying,
knowing, hence representing (or positing) the absolute. Feeling, for Novalis
98 Manfred Frank
V
Johann Friedrich Herbart, like Hlderlin, was also a student of Fichtes and
attended his lectures during his Jena period. He, like other democratic students, belonged to the Association of Free Men [Bund der freien Mnner].
Although his intellectual temperament was less well disposed towards the
influence of Jacobi and although he was less prone to romantic escapades,
Herbart, as Kants successor in the chair of philosophy in Knigsberg, attempted
to prove, in no less radical a way, how Fichtes model of reflection remains
caught up in the reflection model of consciousness.
Herbart argues that Fichtes assumption that there is a subject-object identity
in self-consciousness leads to insoluble contradictions both in the subject
and in the object.165 This thought of identity, from either the perspective of
the subject or that of the object, would lead to an endless iteration of the Self
[Sich], and therefore an infinite regressHence we have gone no way towards
answering the age old question concerning the Self.166
If one starts from the side of the object, then the subject for which the object
is given and through which the object is known, is presupposed. But then,
how can the subject for its part be known, in this conception of the object
[Objekt-Auffassung]? Whenever the subject is changed into an object from the
side of a thematised subject, the thematised subject itself, remains unobjectifiable, and therefore unknown. This is so, until it is represented by another
subject. If this occurs, then the same process will only be carried out on a
higher level. Herbart writes:
Who or What is the object of self-consciousness? The answer must be found
in the proposition: the I represents Itself [Sich]. This Self [Sich] is in fact
the I. If you replace the concept I, then the first sentence changes in the
following way: the I represents the representing Self [Sich Vorstellende]. If
you repeat the same substitution with the term Self you will find the following: the I represents that, which represents the representing Self. But here
the expression Self [Sich] is merely repeated. It therefore requires the same
substitution. If you raise the question again what does this Self mean? Who
is ultimately represented? There is no other answer but that the Self is dissolved into its I, and the I into the representing Self. This circle repeats
itself into infinity without ever giving any detail about the actual object in
the representation of the I.167
A History of the Theory of Self-Consciousness 101
There is a corollary of this type of infinite regress on the side of the subject.168 From this point of view, what is represented by the Subject in the
position of the object, is always the Subject itself as representing. In this way
the represented object will always dissolve into the act of representing it:
If you therefore assume that the I is objectively given, then it is given to
Itself [Sich selbst] and to no other. It is represented through itself. However,
you must not neglect the act of this representing itself. What the I is, the
I must also know, according to its concept of itself. What it does not know,
it cannot be. It is really the representing of itself. As such a representing
Self [Sich Vorstellendes] it must therefore be represented. However, that
which is represented afresh, which was necessary to this end, insofar as it
is certain that it is a real act of the I, must become again an Object for a
higher-level knowledge. And this knowledge demands, in order to become
known, the same act. Again we have an infinite regress, and again we ought
not to have. For here too self-consciousness knows these albeit rare cases
where certain repetitions of reflections have succeeded in working knowledge
into the object [Gegenstand] of a new observation [Betrachtung], it knows nothing about why such a repetition is necessary if we are to talk about ourselves
at all and it knows even less about the endless continuation of the series.
Additionally, the repeated return to ourselves, where we always again become an Object of consciousness, takes time. The concept of the I, however,
does not allow for time. This concept, if it can ever be thought, must include in
itself all this thinking of thinking. Otherwise, it would not be an I because
at some point it would be lacking knowledge about itself. We can therefore
see that the I, according to this interpretation, even if it had truly found
its object, would remain for itself infinite and therefore an incomplete and
uncompletable task.169
Indeed the I would have to wait for the end of an infinite regress, in order
to become what its own definition claims that it is, that is, self-knowledge.
This would happen only on Doomsday, hence never. Its definition would
remain unrealised. One would go from what can be thought to the unthinkable.170 This, however, contradicts the phenomenon of the I, which is factually properly known to itself and, as Herbart shows us in the above quotation,
although in principle it can be known in individual cases of finite self-reflection, nothing can be known about a complicated infinite reflection: because
102 Manfred Frank
self-consciousness does not know about this development into many parts,
or about such a plurality of immanent interpolations.171 And anyway, such
an iterated self-reflection can only be thought of as a process which takes
place in time, and as such Fichtes conception of Immediate-Identity [Im-NuIdentitt] of the subject and the object in self-consciousness cannot be made
compatible with it, but is, on the contrary, destroyed by it.
Herbart, like Hlderlin and Novalis, looks for an alternative explanation for
the existence of the I, which he doubts as little as they do: since it is selfevident, that a contradictory concept, if it cannot be totally dismissed, must
at least be changed.172 With this in mind, Herbart distances himself from
thePlurality of Faculties of Kantian philosophy, which also Hegel, Herbarts
contemporary (and later Nietzsche) have rejected as tautological: a phenomenon is explained by searching for a faculty which belongs to it and makes
it possible. (In this way a cold is explained through a sneezing faculty [Fhigkeit]
and love through the capability of lovingvis amoris, and so on.) In the place
of this Faculty Psychology, Herbart wished to posit a mathematics of the
functions of presentations which Fechner, Mach and Franz Brentano still entertained (according to which even self-consciousness is a function of representations). Not only Hegel, but even Fichte, Herbarts teacher, rejected the
Kantian Plurality of Faculties.
The ways in which Fichte and Herbart realise the identical programme are, however, in their result diametrically opposed. While Fichte searches for a totality of representations deduced from a single principle that is the I, Herbart
attempts to illuminate and deduce the I from the concrete traits of the inner
(mental) life [Seelenleben]. He regards even Fichtes intellectual intuition as
a faculty, and an unjustifiable one, since Fichte cannot show us a way in
which we can capture ourselves epistemically within a finite series of steps.
We must come to Ourselves from the direction of the objects [representations]
and be guided by them, since without them self-consciousness is incoherent,
and undoubtedly cannot be a concern of freedom. He who finds himself in
pain and distress, and admits his weakness, and despairs with himself, he
certainly finds himself [Sich], but in a way he did not want to, and would
not want to, if he had a choice. Here there is even no room for deceptions,
a characteristic that one generally tends to associate with the consciousness
of the will.173
A History of the Theory of Self-Consciousness 103
Unlike Hlderlin and Novalis (though in some sense compatible with them)
Herbart designates the phenomenon of the I not as something sovereign
which determines, but as an I which is always already determined. We find
ourselves in self-consciousness, a position in which we have not situated ourselves. The states of mind that the I goes through are even less its own work.
(The judgements: I am ashamed, I am sad, I am happy are altogether synthetic, since their predicates are not regarded as inherent in the subject.)174
It is now a contradiction that any determinate A that is represented would
even be able to modify or diminish the act of the As representation. In this
way A would have to be opposed to itself.175
The logic of Herbarts approach leads him to regard this unity not as a transcendental synthesis of apperception, but as a rendezvous for anonymous
(and also unconscious) representations which he attempts to explain by means
of his factical mechanics. We can link this up with a more recent position which Russell characterised as neutral monism when he described
Ernst Mach, William James, and Stout. Consciousness is here explained as
A History of the Theory of Self-Consciousness 105
Without any doubt, when one talks about oneself, everybody (even if it is
only vaguely represented) has something in mind, for a representation bereft
of any object cannot be the true expression of the I. First of all, we must
therefore give the concept I to an unknown object which remains to be
determined and then see what follows from that.190
In this way, our search for an object of self-consciousness is thought according to the model of representation. Every representation [Vorstellung], according to this, is contrasted with something which is posed before us [Vor-gestelltes].
Fichte and his early romantic successors have made the eventual failure of
the search plausible, even if one does not want to accept their suggested positive alternatives. It is impossible to ground the transparency of Self-Knowledge
in a duality of reflections: how is it possible to find oneself in the other without the existence of a trans-reflective unity, which only manifests itself in the
interplay of object and subject within monadic consciousness, but cannot
be explained by it?
Herbart then maintains that through the ingesting and expelling of the
manifold of representations the I manages to contrast its own unity to the
variety-of-the-object. Since what we mean when we refer to the I is something different, something more comprehensive than what is just felt [das
Gefhlte], such as desire, pain, and so on, which supersede each other in the
objective succession of representations:
It might be more difficult to explain what it means to say I find myself feeling [ fhlend ]. However, what is apparent is that feeling (the objective in its
own quality) such as this desire or that pain, in no way provides what we
would regard as our own I.191
Herbart admits that representation as mere sum or aggregate is not anymore illuminating than intuition in its unrelated isolation when we link it to
the thought I.192 It is said, on the other hand, that we can only attain this
thought through and by the objects themselves. The process of representing,
according to this, is first and foremost an Iand non-conscious.193 We gain a
consciousness of the I by tearing ourselves away from the (objective) stream
of representations. Since these are certainly not the product of our freedom,
it is obvious why self-discovery [Selbstfindung] is always associated with a
feeling of involuntariness.194 This involuntariness of the self-representation
A History of the Theory of Self-Consciousness 107
does not mean that it must not be distinguished from the stream of representations. We emerge from being ensconced in the objects of [our] representations. The predicates [we ourselves] ascribe to the states, mentioned
above, [pain and despair, complacency and pride], are still something objective, although the subject to whom we ascribe them is already presupposed
as known.195 We have already seen that Herbart regards statements such as
I am happy as synthetic. He therefore ascribes something in the predicate to
the representation of the subject which the latter did not contain before. Furthermore, we can only experience the representation of mourning through the
condition that it is ours and that we have already become familiar with it.
Therefore the egoity does not lie in the articulation of what is objective, and
this is in conformity with its own concept (the I). It rather forms an opposite pole even to the predicates attributed to the I. In fact, it is these predicates that allow us to distinguish between the egoity and those predicates,
despite their being conjoined with it.196
Is there not a hidden contradiction here? On the one hand, we are supposed
to obtain our self-consciousness from mere objects (representations), whilst, on
the other hand, one should be able to distinguish self-consciousness from the
aggregate of representations. The first premisethe objective or the unconscious as the point of departureseems to be the stronger one for Herbart.
Thus he says that only this objective content can provide the reason [Grund]
for why we stand apart from the process of its representation.197 The manifold of representations themselves must be constituted in such a way that
it can loosen the chains that would shackle a subject which only knows objects
and never itself.198 Herbart suggests the following solution to the problem:
The demand that our representations should lift us beyond them and bring
us to ourselves is a particular demand which is contained within a more
general one, namely that: in a certain way, what we represent places us outside of the process of representing it. So it is a contradiction to say that any
determined A which is represented would alone be up to the task of modifying or diminishing the act of representing this A. In that way, A would
have to be opposed to itself.
Now no process of representation, taken in isolation, as the process of representing a determinate A or B or C and so forth, can place us outside of
108 Manfred Frank
itself. The only possible alternative is to conclude that the different representations, insofar as they are determined as one thing or another by the
various represented elements, are mutually diminishing or modifying. This
is the case, as long as it is determined as this one or that one through its
differing representations. So that one can place us outside of the other.
For the being of I to be possible, the manifold of representations therefore must
supersede one another. This proposition is the result which we will stand by.
It is easy to show that experience proves this proposition to be true. That
it is also extremely fruitful will be shown below.199
The early romantics who tried to overcome Fichtecompared with this absurd
consequence which has reproduced the worst lapses of the empiricist authors
of the seventeenth and eighteenth centuriesappear to be more loyal to
Fichtes original insight and more conscious of the problematic.
VI
Finally, I would like to outline the continuity between the early romantic context of the debate and the speculations of Friedrich Schleiermacher and Sren
Kierkegaard on the subject. This appears to be relatively unproblematic for
Schleiermacher. For although his decisive thought on this theme only came
to light in his lectures on Dialektik in the first decade of the nineteenth century, especially in the introductory paragraphs of his Glaubenslehre,201 they
contain, nonetheless, the conception of self-consciousness as a non-reflective feeling in opposition to knowledge about something202 and as subordinated to the absolute. And these ideas have quite clearly been developed
in the wake of the early Romantics.
Can the same be said about Kierkegaard, the bitter critic of the Romantics?
I think it can. This consequence is not as striking as it might seem, given that
the picture of romanticism outlined in the previous section is significantly
different from the clich vulgar romantic scenario with posthorns sounding,
and moonlight glimmering and with its unwarranted moral and religious
overtones; precisely the kind of scenario against which Kierkegaard directed
his polemic.
In principle little is yet known about the early Romantics. It has only been a
few years since Novalis authentic speculations have become available in a
critical edition. The same is true for the placing of Hlderlins reflections,
which we could not put into context were it not for the reconstruction of the
speculations by the Homburg circleand we have not been able to obtain
Sinclairs and Zwillings reasoning until recently.203
110 Manfred Frank
God is therefore only one of the many possible interpretations into which
self-consciousness gets caught so as to give a name to its feeling of not-beingits-own-origin. With this, a principal right was conceded to non-Christian worldviews, which the religious Anti-Climacus was in no way disposed to admit.
But let us first slow down and see how Schleiermachers analysis of subjectivity
works itself through to the thought of faith. In the handwritten marginalia of
his first edition of the Glaubenslehre, he defined faith as das im Selbstbewutsein
mitgesetzte Bewutsein vom Mitgesetzten [a consciousness of co-positing which
is co-posited in self-consciousness], a formula that almost reminds us of
Kierkegaards reflection on the self at the beginning of The Sickness into Death.
A History of the Theory of Self-Consciousness 111
Schleiermachers Dialektik, unlike early Idealism, does not treat the subject
as a philosophical starting-point. Within the course of an unanchored experience that unconsciousness forms from the simultaneous differences and
interconnections of its internal and external functions, the subject itself becomes
a theme precisely at the moment in which it seeks the ground that will explain
the respective relations and differentiations. Such an experience cannot be
assuaged by the discovery of a ground that is still determined solely as a
higher order function, with respect to its subordinate functions; a ground that
at the end of an even deeper reflection will eventually be revealed as a relation of a relation which has hitherto remained invisible. On the contrary, such
an experience can only be assuaged by a ground that ultimately explains the
fact of differentiation and unification.
In relation to this ultimate ground, Schleiermacher now realises that its likelihood increases successively with experience which consciousness forms
from the dissonant yet uniform organisation of its functions. Indeed, he
realised that any relative syntheses which are achieved on the way only
become understandable through an absolute presupposition of a unity which
simultaneously manifests itself in and withdraws itself from them, without
it being clear (due to the bipolarity of consciousness) how this unity could
catch up with its endpoint at any point along the path that is followed. It
therefore makes sense to call this endpoint transcendent in relation to the
level of relations in which consciousness is active. The essential law, inscribed
in consciousness, is that of its orientation towards the transcendent ground,
wherein the difference between dispute and counterdispute would be annulled
once and for all. This seems to contradict the very structure of consciousness,
since even the most stable experience of which it is capable cannot get around
the fact that none of the functions that have been isolated in the analysis can
be maintained in this methodical abstraction without spilling over into the
next, such that all the oppositions arising in the process of consciousness
self-understanding can only be described as the temporary prevalence or disappearance of one opposition in favour of another.205 The unity which is searched
for its own sake can only be glimpsed at the point of the interval of the transition between differences [Differenten], without being able to escape the
dimension of the relation and emptiness.
In this way the organic function, which is itself already a generic term for
diverging and converging moments, and the intellectual function for which
the same holds, is united in the concept of thought.
What this formulation omits, namely, that the proof that the ultimately founding instance of any self understanding can be found neither in the syntheses
of thinking nor of willing but only in their common origin: This is furnished
by the fact that both thought and will exhibit a twofold lack which is carried
over into their respective spheres in the form of a relation (thinking-thought
or freedom-necessity and willing-willed or purpose and material resistance).
Moreover, these pairs are defined as mutually completing moments which
are opposed to one another and hence are again in a relation (towards each
other). This relation cannot avoid the law of the object:206 That is, the transition between thoughts is mediated by free productivity (even receptivity
would require it in order to be recognised as sensitivity [Empfnglichkeit]). In
just the same way the acts of volition require intervention of cognitive acts,
so as to be able to model themselves in accordance to aims. The syntheses of
thought and will have not failed because they did not bring about any hint
of a transrelative unity, but because they were not able to ground this unity
in their own sphere.207
Immediate (or immaterial) self-consciousness and feeling208 are the terms
that Schleiermacher gives to this function, a function that surpasses the duplicity of willing and thinking and tends towards the unity manifested in their
intertwinement. The attribute immediate is supposed to suggest that we
are dealing with a form of consciousness in which the relata of what is reflected
upon, and of what performs its reflection, no longer divergeas was the case
with all previous syntheses. Both functions should be thought in unison as
mutually self-negating moments of a single and integral reality.209 That is to
say, as moments of an action which becomes transparent to itself in its own
realisation, of a form of being that always manifests its own appearance
or in whatever way one may wish to express the coexistence of the deed
and its reflex. In the choice of the appropriate conceptual form what is paramount is to do justice to the fact that here the opposition between subject
and object (. . .) (remains) utterly impossible and inapplicable.210 This enables
Schleiermacher to insist repeatedly upon calling immediate self-consciousnessin opposition to the mediated oneimmaterial [ungegenstndlich].
A History of the Theory of Self-Consciousness 113
1794/5. Fichte, to whom he refers, did indeed discover that the evidence of
the other must be authenticated by a pre-reflexive knowledge of ones own
identity. But he also became entangled in a circle. He explains in his lectures
Wissenschaftslehre nova methodo that the determinacy of the thought I (its concept) is linked to the difference between at least two mutually differentiated
expressions (You think the I, and hence you think nothing else; you therefore do not think the Not-I), for a thought can only have conceptual distinction when it can delimit itself negatively against everything that it is not.
Fichte called this differential basis of all conceptual knowledge [Erkenntnis]
the law of reflection in all our cognition. On the other hand, we have to get
around the diremption of the two links by means of an immediate intuition
[Anschauung] of their non-separation, otherwise the other is no longer the same
as the one, and the indispensable identity of the thought I has been lost.
This explanation gets us nowhere. The fact that the I is exhausted by the other
becomes its own condition of possibility. Even if it denies the ground of its
own differentiation, the self is still split into two. The path from the reflected
term to the reflecting leads through a mediation that cannot be circumvented.
The question now becomes: how can the thought of insuperable (and conceptually unavoidable) mediation be reconciled with that of necessary immediate familiarity? Schleiermacher has an ingenious answer to this question.
What is made clear to immediate self-consciousness, when it flickers to and
fro between the two poles of the reflexive split, is not the consciousness of
the perfection of superreflexive identity, but rather the negative consciousness,
that is, its lack.
He always says that self-consciousness crosses the empty space of an absent
unity216 in the moment of transition217 from what is reflected to that which
reflects. Since the self cannot ascribe this lack to its own activity, it must recognise it as an effect caused by a transcendent certainty [that is beyond its
power].218 This again can only be expressed by means of a transcendent
ground. It is (positively) determined even before it starts to determine
itself (actively). In other words, (and here I will combine various citations
from Schleiermacher), feeling has access to itself precisely because it reads
the imprint [Prgemal] of its transcendent determination219 as an indication
of an identity which supplements the defect220 inscribed in reflection. Roughly
speaking this is the conclusion reached by the Analysis of Self-Consciousness
A History of the Theory of Self-Consciousness 115
VII
This is the fundamental experience of the early Romantics par excellence. We
can find it again with Friedrich Schlegel and Karl Wilhelm Solger, whose
theories of self-consciousness ought to be covered by this paper but which
I must omit due to lack of space. Is it still this same experience for Sren
Kierkegaard?
I must, again due to lack of space, draw only on one single passage from one
text; namely, the beginning of The Sickness unto Death.223 Kierkegaards interpreters are confronted with some characteristic problems. On the one hand,
its author, the edified Anti-Climacus, writes with a Christian ardour. A devotional writing has no arguments. On the other hand, nowhere in Kierkegaards
complete work (as far as I am aware) can you find a similarly condensed
speculative remark on the theme we are concerned with here; that is to say,
the topic of self-consciousness.
The book starts in the first paragraph with the famous but obscure words:
A human being is spirit. But what is spirit? Spirit is the self. But what is
the self? The self is a relation that relates itself to itself or is the relations
relating itself to itself in the relation; the self is not the relation [Verhltnis],
but the relations relating itself to itself.224
and this ambiguity leads to what Kierkegaard calls his possible despairis,
as we say in German (and as Adorno in particular was fond of putting
it) forced to be [ist dazu verhalten] infinite and finite, subject and object,
eternal and temporal. Yet it is never able to be only the one at the cost of
the other.
How can one explain the confusing duplication in the formulation by which
the self is a relation [Verhltnis] that relates to itself? Obviously only by differentiating between two aspects in the subject-object relationship [Relation],
which I take as a representation of all other semantic renderings of the same
phenomena. First, the relationship [Relation] itself and as such, and secondly,
the composites out of which it has been composed, (or better still, to which
the relation leads), that is, subject and object, freedom and necessity. In a certain sense one must therefore say that the relationship [Relation] as such is
not relative. Only the endpoints subject and object are relative. In this way
it is impossible to represent the relation [Verhltnis] of both, in whose middle the self exists, the non-relative (or in idealist terms: absolute) identity of
the poles as such. The identity would be the whence of the relationship
[Relation] just as it was for Schleiermacher. Kierkegaard expresses this by saying that man is only a synthesis of both relata but not the self as such
because this self is the relationship and is therefore not in the relationship.
(In this way man is not yet a self).225
3) In this manner we have also secured the third aspect. The self is a relation
as well as a comportment [Verhalten] its whence, its ground. I quote Kierkegaard:
If the relation that relates itself to itself has been established by another,
then the relation is indeed the third, but this relation, the third, is yet again
a relation and relates itself to that which established the entire relation. The
human self is such a derived, established relation, a relation that relates
itself to itself and in relating itself to itself relates itself to another.226
Here we are confronted with the same confusing formula of a doubled relation [Verhltnis]. This time we are dealing with the relation [Verhltnis] of the
subject-object relationship [Relation] towards that which allows it to exist as
unity. This unity, which cannot be represented in the relationship [Relation],
is its whence or its ground. As we can remember, Schleiermacher talked
118 Manfred Frank
absolute identity which escapes the play of appearance and counter-appearance and which would not be merely relative.
The self is essentially an unhappy consciousnesswithout being able to
transport itself into the realm which has escaped it [das Verfehlte], as is the
case in Hegels Phenomenology of Spirit. Or perhaps we should rather say: this
transportation no longer occurs in knowledge but in and as faith. At the same
time, faith has got a speculatively accessible basis, as in Schleiermacher. Only
he who can contrast the being torn between two comportments with a condition of successful reconciliation can truly despair, just as only he who is
aware of the idol of a happiness that has escaped him can be unhappy.
Thus the absolute, a state from which anything relative and negative would
have been removed and which is an object of faith, remains for ever present
in spite of its withdrawal. Kierkegaard alludes to this when he refers to the
peace and the equilibrium which comportment cannot achieve by itself.228 It
is the point of transition or indifference of Schleiermachers Dialectic, which
has also here aided Kierkegaards thinking.
Now one might say: it is this which forms the actual despair of the Kierkegaardian self, since it cannot rid itself of the condition of negativity and can
therefore not move across into the absolute. Like Tantalos, in the way in which
his food is constantly withdrawing from his outstretched hands, the self is
condemned to remain in a passion inutile.
Two things can be said about this: Firstly, Kierkegaardor at least the edifying author Anti-Climacusis Christ, and despair is a test that should not
be interpreted as an insurmountable conditio humana as did his later (atheist)
pupil Sartre. The leap from despair into belief lends a new meaning to the
negativity of the relation. It only lacked this meaning as long as it remained
encapsulated within the duality of reflection. Secondly, it would be wrong,
at least superficially, to oppose Kierkegaard to Schleiermacher and the early
romantics by saying that the one remains in negativity while the others happily slid into a certainty about the absolute that has only just been gained.
Friedrich Schlegel defined the romantic as yearning for the eternal,229 and
he added that this yearning is never satisfied in a fulfilment: Something
higher [than the yearning for eternity] does not exist in man.230 Reflection
has to be aware of the idea of an absolute in order to explain its relative unity
120 Manfred Frank
Notes
1
David Hume, A Treatise of Human Nature, ed. A.L. Selby-Bigge, Oxford, Oxford
University Press, 1978, pp. 635-6.
Ibid., 135.
To show this is the object of Dieter Henrichs work, Identitt und Objektivitt. Eine
Untersuchung ber Kants transzendentale Deduktion, Heidelberg, Winter, 1976. Cf.
idem, Kant und Hegel. Versuch der Vereinigung ihrer Grundgedanken, in
Selbstverhltnisse, Stuttgart, Reclam, 1982, pp. 173-208, esp. pp. 176 ff.; and idem,
Die Identitt des Subjekts in der transzendentalen Deduktion, in eds. Hariolf
Oberer and Gerhard Seel, Kant. AnalysenProblemeKritik, Wrzburg, Knigshausen & Neumann, 1988, pp. 39-70.
Kant himself also attributes numerical identity to self-consciousness, for example
in the chapter on the paralogisms in Kant, Kritik der reinen Vernunft, A344 = B402,
A361 ff. This identity can only be called sequential [durchgngig] if it is not relationless, but proves itself to be one and the same in relation to a manifold of changing representations (for example in the temporal sequence). Thus in the schema of
A344 Kant defines the unity of self-consciousness as one which is attributed to it,
according to the different times at which it is present. Since this sequential unity
is one of self-consciousness, it is also known to itself; or in other words the subject is one and the same at different times and knows itself to be so. Its unity is a
knowing-itself-as-identical-with-itself at any given point in time or more generally: at any given point in an intuition (Karen Gloy, Die Kantische Theorie der
Naturwissenschaft. Eine Strukturanalyse ihrer Mglichkeit, ihres Umfangs und ihrer
Grenzen, Berlin & New York, de Gruyter, 1976, p. 117).
A History of the Theory of Self-Consciousness 121
Dieter Henrich has shown the limits of the legitimacy of this model in Ding an
sich. Ein Prolegomenon zur Metaphysik des Endlichen, in Vernunft des Glaubens.
Wissenschaftliche Theologie und Kirchliche Lehre (Festschrift for Wolfhart Pannenberg),
eds. Jan Rouls und Gunther Wenz, Gttingen, 1989, pp. 42-92.
Ibid., B278.
10
Ibid., B402: Now it is clear that I cannot know what I must presuppose in order
to know an object, and that the determining self (thinking) is distinct from the
determinable self (the thinking subject), as knowledge is from objects.
11
12
Ibid., B155-157.
13
14
15
Ibid., B158.
16
17
18
19
Ibid., B422.
20
21
22
23
Ibid., B430, with B423, (real [real] in this context obviously means existent/actual).
24
Ibid., B422/3N.
25
26
27
28
29
30
31
Ibid., A255 = B272/3; cf. A374 ff.: perception is the representation of an existence;
what . . . is represented through perception is . . . also existent.
32
33
Schelling had already accused Kant of this unintended consequence, with reference to the footnote to B422/3 (Schellings Smmtliche Werke, 1/1, p. 401 ft). He
was entirely clear that this kind of intellectual intuition does not come into contradiction with that which Kant explicitly rejects, in which the spontaneity of
understanding autonomously generates the sensory material (ibid., p. 181 ff.). I
have set out and interpreted the relevant references in my Eine Einfhrung in
Schellings Philosophie, p. 42.
34
35
36
37
Ibid., A402.
38
Ibid., A366.
39
40
Kant, Reflexion (of uncertain date: 1770/1?, 1769?, 1773-5?, in Kants gesammelte
Schriften, vol. XVII, 509/10).
41
There is also a self-consciousness corresponding to freedom; one can readily foresee the consequences that would be entailed by the assumption that the I of theA History of the Theory of Self-Consciousness 123
ory is other than the I of action (with action falling into the unconscious). Cf.
Jrgen Stolzenberg, Das Selbstbewutsein einer reinen praktischen Vernunft, in
Metaphysik nach Kant?, eds. Dieter Henrich and Rolf-Peter Horstmann, Stuttgart,
Klett-Cotta, 1988, pp. 181-208, esp. pp. 183 ff. Stolzenberg refers, besides the Kritik
der praktischen Venunft, to the Grundlegung zur Metaphysik der Sitten. The unconditional law as self-consciousness of freedom cannot appear in the form of knowledge. For it is evident, that the concept of the self-consciousness of a pure practical
reason as considered by Kant must be termed the concept of a self-consciousness
a priori. Thus it is the concept of a self-reaction in which reason does not possess
a knowledge of itself, and therefore fundamentally unsuited to provide an answer to
the question of the ground of the knowledge of freedom, which is essential for Kant.
42
I have explained this in more detail in the special issue, edited by me, of the Revue
Internationale de Philosophie, vol. 42, no. 166, 3/1988, pp. 361-82 (Comment fonder
une morale aujourdhui?).
43
Kant, Kritik der praktischen Venunft, p. 56. See, on this concept, the still unsurpassed
early text of Dieter Henrich, Der Begriff der Sittlichen Einsicht und Kants Lehre
vom Faktum der Vernunft, in Die Gegenwart der Griechen im neueren Denken
(Festschrift for H.G. Gadamer on his 60th Birthday), Tbingen, Mohr (Siebeck),
1960, pp. 77-115.
44
45
46
Kant, Reflexion no. 4336 in Kants gesammelte Schriften, vol. XVII, 509 f. Further evidence concerning Kants view of freedom as intuited intellectually are to be
found in Reflexion no. 4228, ibid., vol. XVII, 467, no. 4224, ibid., 470.
47
Kant, Kritik der praktischen Venunft, 55 f., (the first emphasis is mine; M.F.).
48
49
Ibid., B430/1.
50
Kant identifies to a large extent the concepts of Spontaneity and of the intellectual: The intellectual is that whose concept is an activity (Reflexion no. 4182, Kants
gesammelte Schriften, vol. XVIII, p. 447). Thus the activity which is intuited in intellectual intuition is that of the intelligence itself: the I combine Cf. also Kant, Kritik
der reinen Vernunft, BXL f., N.
51
Cf. Dieter Henrich, Die Anfnge der Theorie des Subjekts (1789), in Zwischenbetrachtungen. Im Proze der Aufklrung, Jrgen Habermas zum 60. Geburtstag, eds.
Axel Honneth, Thomas McCarthy, Claus Offe & Albrecht Wellmer, Frankfurt am
Main, Suhrkamp Verlag, 1989, pp. 106-170, esp. pp. 139 ff. The fragmentary character of the present sketch in part derives from the exclusion of the lesser Kantians
(Jacobi, Reinhold, Maimon, AenesidemusSchulze, Beck).
52
Leibniz, for example, in his Discours de Mtaphysique, 34. In an even more Kantian
manner in the Philosophische Schriften, ed. C.I. Gerhardt, Berlin, 1875-1890, Vol. 2,
p. 53, Leibniz writes: la notion de ce moy lie ou comprenne les diffrens estats
[du sujet].
53
Leibniz, ( 4 of Principles of Nature and of Grace; cf. Monadology, 23 and 30: nous
sommes levs aux actes rflexits, qui nous font penser ce qui sappelle moi).
54
C.A. Crusius, (Entwurf der nothwendigen Vernunft-Wahrheiten, wiefem sie den zuflligen entgegen gesetzet werden, Leipzig, 1745, p. 863).
55
Kant, Reflexion dating from 1769 (No. 3929, Kants gesammelte Schriften).
56
Kant, Vorlesungen ber die Metaphysik, ed. K.H.L. Plitz, Erfurt, 1821, p. 135.
57
Descartes, uvres et lettres, ed. Andr Bridoux, Paris, 1953 [= Bibl. la Pliade], pp.
879, 284, 287, 289 passim.
58
Ibid., p. 899.
59
Ibid., 1359.
60
Ibid., p. 291.
61
Descartes saw the problem, but did not perceive its disastrous consequences for
his explanation:
Cest une chose trs assure que personne ne peut tre certain sil pense et sil existe, si
premirement, il ne connat la nature de la pense et de lexistence. Non que pour cela il
soit besoin dune science rflchie, ou acquise par une dmonstration, et beaucoup moins
de la science de cette science, par laquelle il connaisse quil sait, et derechef quil sait quil
sait, et ainsi jusqu linfini, tant impossible quon puisse jamais avoir une telle daucune chose que ce soit. ibid., pp. 526/7.
However, Descartes does not draw from this aporetic observation the obvious conclusion that self-consciousness cannot be thought on the model of a representation of ones own representation. Rather, he has recourse to this model in what
follows: mais il suffit quil sache cera par cette sorte de connaissance interieure
qui prcde toujours lacquise . . . Every form of knowledge (connaissance) is
the representation of an object distinct from it. Once the object is separated from
it, no technical term will be able to show that, at the same time, it should not be
separated from it, in order to be, in the radical sense, the subject of knowledge.
Descartes obliviousness to the disastrous consequences of the reflection model
can also be seen in Burmans notes on the conversation which I have already
quoted. Burman had asked if the reflection model did not imply that the reflected
subject is no longer in the same temporal location as the reflecting subject, thereby
requiring a consciousness of having thought to be brought to light. Descartes replies:
the consciousness of representing (cogitare) does in fact arise from a reflection on
this representing. He simply denies the temporal gap between the act and the
noticing of the act, and suggests that in general the soul can represent several
things at once. If this answer is authentic, it simply shows that Descartes does not
A History of the Theory of Self-Consciousness 125
63
64
Ibid., 23.
65
Hume, Treatise of Human Nature, p. 252: For my part, when I enter most intimately
into what I call myself, I always stumble on some particular perception or other,
of heat or cold, light or shade, love or hatred, pain or pleasure. I never catch myself
at any time without a perception, and never observe anything but the perception.
On the definition of identity, cf. ibid., 14, pp. 200 ff.; for the (sceptical) application
of this concept to the person, pp. 253 ft. and pp. 633 ft.
66
67
Ibid., p. XXXI.
68
Ibid.
69
Ibid., p. XXXII.
70
Thus runs the second sub-title of his Solid Philosophy Asserted, Against the Fancies
of the Ideist: Or, The Method of Science Farther Illustrated, London, R. Clavil, 1697,
reprinted as a facsimile by Garland Publishing Inc., New York and London, 1984,
with John Lockes hand-written marginalia. I would like to thank my colleague
Richard Glauser for pointing out to me this remarkable author and his objections
to Locke, derived from reflection theory. For further information I refer the reader
to his essay John Sergeants Argument against Descartes and the Way of Ideas,
in The Monist, Oct. 1988, vol. 71, no. 4, pp. 585-595.
71
John Sergeant, Reflexions on Mr. Lockes Essay Concerning Human Understanding, Solid Philosophy Asserted, Against the Fancies of the Ideist: Or, The Method
of Science Farther Illustrated, London, R. Clavil, 1697, p. 121.
72
Ibid., p. 122.
73
Ibid.
74
Ibid., p. 124.
75
Ibid.
76
Ibid., p. 125.
77
Ibid.
78
79
Ibid., pp. 6-7; with reference to practical self-consciousness, without which responsible and purposeful action would be inexplicable, cf. pp. 64-5.
80
81
82
Animadversions upon Dr. Sherlocks Book, Entitled A Vindication of the Holy and
Everblessed Trinity, etc. London, 1693, p. 71, cited in Pseudo-Mayne, ber das
Bewutsein, ed. Reinhard Brandt, Hamburg, 1983 p. 111, n. 19.
83
Bishop Peter Browne, The Procedure, Extent and Limits of Human Understanding,
London, W. Innys, 1728.
84
85
86
Ibid., p. 8u.
87
88
Ibid., p. 10 n. Bishop Browne goes further, in the treatise already cited, The Procedure . . ., when he strictly distinguishes self-consciousness, as a type, from objectconsciousness (and thus also from perception), although this does not prevent him
from speaking of inner Perception or inner Feeling: Another Kind of Knowledge
is that which we have from self-Consciousness. As we came to the knowledge of
things without us by the Mediation of their Ideas; so on the contrary we have an
Immediate Feeling or Consciousness of what is transacted in our Mind, without the
Intervention of any Ideas whatsoever . . . This kind of Perception some have not
inaptly called Internal Sensation, in order to distinguish it from the Perception we
have of External objects by their Ideas. (Browne, The Procedure, pp. 124-5). However,
the predicate internal is no more sufficient to repair the damage done by the
reflection model, than the assertion that self-consciousness does not follow the act
(as Browne himself had maintained a page earlier ([ibid., p. 125]), but falls indistinguishably within it (ibid., p. 126). Talk of the immediacy of self-consciousness
always indicates insight into a set of problems, even when no suitable conceptual
tools are available for their solution.
89
90
91
92
Fichte, Werke, herausgegeben von Immanuel Hermann Fichte, Berlin, 1845, Neudruck
93
94
95
96
97
98
99
Fichte, Werke, vol. I, p. 530, 2. Fichte in general does not distinguish between
egoity and consciousness for our self, or that which represents, or our consciousness are all idem. Our self is nothing other than consciousness itself (Fichte,
Wissenschaftslehre nova methodo, p. 350). The dangers of this dual identification
have been noticed early on (e.g. by Novalis and Schleiermacher) and have stimulated attempts at a non-egological explication of self-consciousness (for example in the work of the early Husserl and of Sartre as well as of Henrich and his
followers.
100
101
102
103
A concept is clear when I can distinguish it from others, affirm or deny it cor-
Nature et de la Grce].
rectly, re-identify it in different contexts and over time, and so on. A concept is
distinct [deutlich] when I can give an account of all its individual constitutive features.
[cf. Descartes, Principia philosophiae I, 45/6; Leibniz, Die Philosophischen Schriften,
ed. C.I. Gerhardt, Berlin, 1875-80, reprinted Hildesheim 1983, vol. IV, 422.]
104
105
Ibid., p. 368.
106
Ibid., p. 359.
107
108
109
Ibid., pp. 359/60; cf. the conclusion to the whole of paragraph 1, pp. 360-7.
110
Ibid., p. 358.
111
Fichte, Werke, vol. I, p. 111/tr. Science of Knowledge, eds. & trans. Peter Heath and
John Lachs, New York, Appleton-Century-Crofts, 1970, p. 110.
112
113
Ibid., p. 27.
114
Hegels letter to Schelling, end-January, in eds. Manfred Frank and Gerhard Kurz,
Materialien zu Schellings philosophischen nfangen, Frankfurt am Main, Suhrkamp,
1975, p. 122.
116
117
Friedrich Hlderlin, Smtliche Werke. Kritische Textausgabe, ed. D.E. Sattler, Darmstadt
and Neuwied, Luchterhand, 1984, vol. 10, p. 33.
118
Hlderlin, Fragment of Hyperion (or draught), in Smtliche Werke, 86 f., Lines 127130.
119
120
121
Vom ersten Ringen dunkler Krfte/ Bis zum Ergu der ersten Lebenssfte,/ Wo
Kraft in Kraft, und Stoff in Stoff verquillt,/ Die erste Blt, die erste Knospe
schwillt,/ Zum ersten Strahl von neu gebornem Licht,/ Das durch die Nacht wie
zweite Schpfung bricht/ Und aus den tausend Augen der Welt/ Den Himmel
so Tag wie Nacht erhellt.[sic!]/ Hinauf zu des Gedankens Jugendkraft,/ Wodurch
Natur verjngt sich wieder schafft,/ Ist Eine Kraft, Ein Pulsschlag nur, Ein Leben,/
Ein Wechselspiel von Hemmen und von Streben (From the first wrestling of
dark forces/ To the flowing forth of the first vital fluids,/ Where force with force
and matter with matter are joined,/ Where the first blossom and the first bud are
bursting/ In the first ray of newborn light/ That pierces the night like a second
creation/ And which, through the thousand eyes of the world,/ Illuminates heaven
as well as day and night. [sic!]/ Upwards to the youthful force of thought,/
Whereby nature, rejuvenated, recreates itself/ There is a force, a single heartbeat, a life/ a reciprocity of hindrance and of striving). Schelling, Epikurisch
Glaubensbekenntnis Heinz Widerporstens, in eds. M. Frank and G. Kurz, Materialien zu Schellings philosophischen Anfngen, Frankfurt am Main, Suhrkamp, 1975,
p. 151, [6].
122
Schelling, Smmtliche Werke, F.K.A. Schelling, Stuttgart, Cotta, 1856-61, 1/7, p. 408;
123
Friedrich Schiller, Smtliche Werke, eds. Gerhard Fricke and Herbert G. Gpfert,
see 174.
(dtv-Gesamtausgabe), Munich, 1966, vol. 18, p. 46, 2.
124
Hlderlin, Der Abschied, (Ach! wir kennen uns wenig,/ Denn es waltet ein Gott
in uns) (Ah! We know each other so little,/ for a God reigns within us).
125
Die Liebe allein (. . .) ist das absolut Groe selbst, was in der Anmut und Schnheit
A History of the Theory of Self-Consciousness 129
sich nachgeahmt und in der Sittlichkeit sich befriedigt findet, es ist der Gesetzgeber
selbst, der Gott in uns, der mit seinem eigenen Bilde in der Sinnenwelt spielt
(Schiller, Smtliche Werke, vol. 18, 49 f.). (Love alone is what we call the absolutely
magnificent, that which imitates each other in grace and beauty and finds itself
satisfied in ethical life; it is the law giver himself, the God within us, who toys
with his own image in the sensory world).
126
127
I have discussed in more detail the relation between virtual and actual identity/difference in my Die Grenzen der Verstndigung. Ein Geistergesprch zwischen
Lyotard und Habermas, Frankfurt am Main, Suhrkamp, 1988, 85 ff.
128
This short manuscript was eventually published as Urtheil und Seyn in Friedrich
Hlderlin, Smtliche Werke. Groe Stuttgarter Ausgabe, ed. Friedrich Beiner, Stuttgart,
1961, vol. 4, p. 216 f. Cf. also Dieter Henrich, Der Grund im Bewutsein. Untersuchungen zu Hlderlins Denken (1794-1795), Stuttgart, Klett-Cotta, 1992.
129
The incorrect etymology of Ur-teil can also be found in Sinclair and Hegel. In
his popular lecture series on logic and metaphysics (according to Platner s
Philosophische Aphorismen) which Fichte, prompted by student request and with Hlderlin
and Sinclair among his students, gave for the first time in the winter semester of 1794/5,
Fichte emphasised not just the synthetic character of a judgement but also its differentiating nature: To judge means: to posit a relation between different concepts. [. . .] This
relation becomes obvious through opposition (Nachgelassene Schriften, ed. by Hans
Jacob, Berlin, 1937, vol. II, 469, p. 126). Ibid., 508, p. 129: In the act of making a judgment concepts are set alongside each other. In the originary act to which
this relates they may have been set alongside each other or separated from each
other. The division of particular things into general concepts Fichte calls the
fundamentum divisionis ( 462, p. 124). Violetta Waibel, in her Masters Thesis on
traces of Fichte in the development of Hlderlins writings (Munich, 1986, 54),
has discovered a direct precursor of Hlderlins etymology: Urtheilen, ursprnglich
theilen; (. . .) es liegt ein ursprngliches Theilen ihm zum Grunde (Judging,
originary separation; [. . .] it is grounded in an originary act of separating) Fichte,
Nachgelassene Schriften zu Platners Aphorismen 1794-1812, eds. Reinhard
Lauth and Hans Gliwitzky, in Gesamtausgabe der Bayerischen Akademie der
Wissenschaften, vol. II, 4, p. 182.
130
131
132
133
134
135
136
Cf. Christoph Jamme, Isaak von Sinclair. Politiker, Philosoph und Dichter zwischen
Revolution und Restauration, Bonn 1988, 9 ff., 48 ff.; idem, Isaak von Sinclairs Philosophische Raisonnements. Zur Wiederfindung ihrer Originale, in Hegel-Studien,
18, 1983, pp. 240-244. The Raisonnements have been published as an appendix
to Hannelore Hegels doctoral thesis titled: Isaak von Sinclair zwischen Fichte,
Hlderlin und Hegel. Ein Beitrag zur Entstehungsgeschichte der idealistischen Philosophie,
Frankfurt am Main, 1971, pp. 289-291 (page numbers in brackets above refer to
this publication). Zwillings contribution to the discussions at Jena and Bad
Homburg has been investigated most thoroughly by Dieter Henrich and Christoph
Jamme in their book Jakob Zwillings Nachla. Eine Rekonstruktion, in Hegel-Studien,
Beiheft, 28, Bonn 1986, pp. 9-99.
137
138
Ibid., p. 271.
139
Ibid., p. 268.
140
Ibid., p. 269.
141
Ibid., p. 269.
142
143
144
Ibid., p. 282.
145
146
Ibid., p. 270/10.
147
Ibid., p. 273.
148
Ibid., p. 273.
149
According to what is currently known, the only remaining item of Jakob Zwillings
posthumous philosophical works is a fragmentary draft, some three pages in
length, entitled ber das Alles (in eds. Henrich/Jamme, Jakob Zwillings Nachla
in Rekonstruktion, pp. 63-65). Unlike in the case of Sinclair and Hlderlin, Zwilling
seems to have believed that the defect of separation could be cured by reflection
since [according to the law of cognition-through-counterposition] a relation contains within itself a non-relation. Thus what is related must be counter-posited
as non-related, or else we must posit as absolute the relation between a statement
and its contradiction (ibid., 64 f.). This thought, however rudimentary and only
hinted at by Zwilling, leads us, in the end, to Hegels positing, as absolute, the
self-referential negation (or reflection). The category of relation us such as an
A History of the Theory of Self-Consciousness 131
151
Novalis, Schriften, eds. P. Kluckhohn and R. Samuel, 2nd ed., Stuttgart, 1960 ff.
vol. II, p. 104, no. 1.
152
Ibid.
153
The proviso contained in the word seems here does not pertain to all terms of
the relation, but only to the reflection which is nevertheless required, in order to
gain epistemic access to what there is as such, prior to all reflection, ibid., p. 112,
No. 14.
154
155
156
Novalis, Schriften, Die Werke Friedrich von Hardenbergs, eds. Paul Kluckhohn
157
158
Ibid.
159
and Richard Samuel, Stuttgart, Kohlhammer, 1960 ff., vol. 2, 106, No. 3.
160
161
162
163
164
165
Johann Friedrich Herbart, Psychologie als Wissenschaft, neu gegrndet aus Erfahrung,
Metaphysik und Mathematik, Erster, synthetischer Theil, Knigsberg, Unzer, 1824,
mainly pp. 93-112; also in J.F. Herbart: Smtliche Werke, ed. by G. Hartenstein, Vol.
5, Schriften zur Psychologie, Erster Teil, Leipzig, 1850 ff. (All my citations refer to
the latter edition).
166
167
Ibid., p. 274.
168
Ibid., p. 275.
169
170
171
Ibid., p. 275.
172
173
174
Ibid., p. 285.
175
Ibid., p. 286.
176
Ibid., 28.
177
Ibid., p. 281.
178
179
180
Ibid., p. 282.
181
Ibid., p. 283, Middle. The objects to which Herbart here refers are, as he warns
not real [reale] objects, but merely represented ones, as such [sondern bloe Vorgestellte,
als solche], 29, p. 284.
182
Ibid.
183
Ibid.
184
Ibid.
185
Ibid., p. 283.
186
187
188
Ibid., p. 278.
189
190
191
192
193
Ibid.
194
195
Ibid., p. 285.
196
Ibid.
197
Ibid.
198
Ibid.
199
200
Ibid., Section II, part. II, chapter 5, 199. Franz Brentano quotes this passage in
order to exemplify the absurdities one encounters if one believes that consciousness is originarily unconscious, and therefore maintains that our knowledge of
it is based on a later act of reflection [Reflexions-Akt] (Psychologie vom empirischen
Standpunkt, Erster Band, 2. Buch, Kap. II [About inner consciousness], p. 7
[= p. 175]). This absurd theory which we have already encountered with John
Sergeant, in a very caricatured form, is nowadays promoted by Niklas Luhmann.
Like John Sergeantand indeed already Thomas von Aquin (Summ. teol. P. I.,
Q. 78, A.4, ad 2; Q. 87. A.3 and ad 3; Q 87, A.3,2 and ad 2.)he interprets the act
of making conscious the (originally unconscious) consciousness as an observation: A consciousness relates to another (previous) mode of observation and does
not only make it conscious, but also encapsulates it as an object of a self-reference [Selbstreferenz] (Niklas Luhmann, Die Autopoesis des Bewutseins in eds.
A. Hahn and V. Knapp, Selbstthematisierung und Selbstzeugnis: Bekenntnis und
Gestndnis, Frankfurt am Main, Suhrkamp, 1987, pp. 25-94). The obvious circularities of such an explanation have been brought to light and criticised by Vronique
Zanetti, Kann man ohne Krper denken? ber das Verhltnis von Leib und
Bewutsein bei Luhmann und Kant, in eds. Hans-Ulbrich Gumbrecht und Ludwig
Pfeiffer, Materialitten der Kommunikation, Frankfurt am Main, Suhrkamp, 1988,
pp. 280-294.
201
202
203
Cf. Dieter Henrich, Hlderlin ber Urteil und Sein. Eine Studie zur Entstehungsgeschichte des Idealismus, in Hlderlin-Jahrbuch, 14, 1965/66, pp. 73-96; Hannelore
Hegel, Isaak von Sinclair zwischen Fichte, Hlderlin und Hegel. Ein Beitrag zur
Entstehungsgeschichte der idealistischen Philosophie, Frankfurt am Main, 1971 (Sinclairs
Philosophische Raisonnements, pp. 243-283); Dieter Henrich and Christoph
Jamme, eds., Jakob Zwillings Nachla. Eine Rekonstruktion, in Hegel Studien, Beiheft,
28, Bonn 1986, pp. 9-99, and Isaak von Sinclair. Politiker und Dichter zwischen Revolution
und Restauration, Anhand von Originaldokumenten dargestellt von Christoph
Jamme, Bonn, 1988, esp. 23 ff., 48 ff.
204
205
206
207
Schleiermacher, Dial 0, 284 (= L): When we refer to the degree of failure, then
we have, however, not failed to experience the transcendent ground, indeed we
have achieved this through both functions. However, we have failed to bring this
transcendent ground to a unity of real consciousness. We gain it, however, only
insofar as we recognize the inadequacy of the onesided and divided forms.
208
Ibid., 286 ff., Glaubenslehre, 14 ff. The two terms do not mean exactly the same,
although Schleiermacher does not always emphasise their difference. I will neglect
the difference in this context.
209
Ibid., p. 286.
210
Ibid., p. 287.
211
212
213
214
215
216
Ibid., p. 290.
217
Ibid., p. 286.
218
Ibid.
219
220
221
222
Ibid., p. 27.
223
Kierkegaard, The Sickness unto Death (published 1849). I am quoting from the dtvedition, Munich, 1976 (hence from the translation by W. Rest) cited here under
A History of the Theory of Self-Consciousness 135
the title Die Krankheit zum Tode. My interpretation adopts gratefully the consequence which Gnter Figal was first to point out, Die Freiheit der Verzweiflung und
die Freiheit des Glaubens. Zu Kierkegaards Konzeption des Selbstseins in der Krankheit
zum Tode in Kierkegaardiana XIII, Kbenhavn, 1984, 11-23. Obviously I emphasise, in contrast to Figal, the structural homology of Kierkegaards account of the
independent self with that of the early romantics.
224
Sren Kierkegaard, Die Krankheit zum Tode, p. 31; The Sickness unto Death, p. 13.
For a complete reference: This translation has been taken from: The Sickness unto
Death, a Christian Psychological Exposition for Upbuilding and Awakening, by Sren
Kierkegaard, eds. and trans. Howard V. Hong and Edna H. Hong, Princeton, 1980.
225
226
Sren Kierkegaard, Die Krankheit zum Tode, 31 f., The Sickness Unto Death, pp. 13/14.
227
228
229
Friedrich Schlegel, (critical edition of his works, eds. Ernst Behler, et al., MunichPaderborn-Vienna, Schningh, 1958 ff., vol. XVIII, m 418, No. 1168, already XII,
7/8.
230
231