Text-Number & Numeration Pre-K - Grade 2 PDF
Text-Number & Numeration Pre-K - Grade 2 PDF
Text-Number & Numeration Pre-K - Grade 2 PDF
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Essential
Understanding
of
Number &
Numeration
Pre-KGrade 2
The Essential Understanding Series addresses topics in school mathematics that are
critical to the mathematical development of students but are often difficult to teach.
Each book in the series gives an overview of the topic, highlights the differences between
what teachers and students need to know, examines the big ideas and related essential
understandings, reconsiders the ideas presented in light of connections with other
mathematical ideas, and includes questions for readers reflection.
4-11/3500k/v2/VP
ISBN 978-0-87353-629-5
13492
13492
NCTM
9 780873 536295
Developing
Essential
Understanding
Series
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Developing
Essential Understanding
of
PrekindergartenGrade 2
Barbara J. Dougherty
Iowa State University
Ames, Iowa
Alfinio Flores
Barbara J. Dougherty
Volume Editor
Iowa State University
Ames, Iowa
Series Editor
The Pennsylvania State University
University Park, Pennsylvania
University of Delaware
Newark, Delaware
Everett Louis
California State University East Bay
Hayward, California
Catherine Sophian
University of Hawaii at Manoa
Honolulu, Hawaii
Copyright 2011 by the National Council of Teachers of Mathematics, Inc., www.nctm.org. All rights reserved.
This material may not be copied or distributed electronically or in other formats without written permission from NCTM.
Copyright 2010 by
The National Council of Teachers of Mathematics, Inc.
1906 Association Drive, Reston, VA 20191-1502
(703) 620-9840; (800) 235-7566; www.nctm.org
All rights reserved
Second printing 2011
iii
Contents
Foreword ............................................................................................................ v
Preface ............................................................................................................. vii
Introduction ...................................................................................................... 1
Why Number and Numeration? ................................................................
Understanding Number and Numeration .. ...................................................
Big Ideas and Essential Understandings .... ...................................................
Benefits for Teaching, Learning, and Assessing .............................................
Ready to Begin ............................................................................
1
2
3
4
6
Chapter 1 .............................................................................................. 7
Number and Numeration: The Big Ideas and
Essential Understandings
Big Idea 1 ......................................................................................... 10
Essential Understanding 1a ................ .................................................. 10
Essential Understanding 1b ................ .................................................. 11
Essential Understanding 1c ................ .................................................. 15
Essential Understanding 1d ................ .................................................. 16
Essential Understanding 1e ................ .................................................. 17
Big Idea 2 ......................................................................................... 19
Essential Understanding 2a ................ .................................................. 19
Essential Understanding 2b ................ .................................................. 22
Essential Understanding 2c ................ .................................................. 25
Big Idea 3 ......................................................................................... 27
Essential Understanding 3a ................ .................................................. 27
Essential Understanding 3b ................ .................................................. 28
Essential Understanding 3c ................ .................................................. 29
Essential Understanding 3d ................ .................................................. 31
Big Idea 4 ......................................................................................... 32
Essential Understanding 4a ................ .................................................. 32
Essential Understanding 4b ................ .................................................. 33
Essential Understanding 4c ................ .................................................. 34
Big Idea 5 ......................................................................................... 35
Essential Understanding 5a ................ .................................................. 35
Essential Understanding 5b ................ .................................................. 36
Essential Understanding 5c ................ .................................................. 39
Essential Understanding 5d ................ .................................................. 39
Conclusion ........................................................................................ 41
Chapter 2 ......................................................................................................... 43
Connections: Looking Back and Ahead in Learning
Addition and Subtraction ........................................................................ 43
Multiplication .................................. ................................................... 45
Rational Number .................................................................................. 46
Early Algebraic Thinking ........................................................................ 49
Conclusion ...................................... ................................................... 50
Chapter 3 ......................................................................................................... 51
Challenges: Learning, Teaching, and Assessing
Developing Counting .......................... ................................................... 51
Number as a Foundation for Symbols and Representations ............................... 55
Number Understanding as a Basic for Conceptual Problems .............................. 57
Conclusion ...................................... ................................................... 58
Foreword
Teaching mathematics in prekindergartengrade 12 requires a
special understanding of mathematics. Effective teachers of mathematics think about and beyond the content that they teach, seeking
explanations and making connections to other topics, both inside
and outside mathematics. Students meet curriculum and achievement expectations when they work with teachers who know what
mathematics is important for each topic that they teach.
The National Council of Teachers of Mathematics (NCTM) presents the Essential Understanding Series in tandem with a call to
focus the school mathematics curriculum in the spirit of Curriculum
Focal Points for Prekindergarten through Grade 8 Mathematics: A
Quest for Coherence, published in 2006, and Focus in High School
Mathematics: Reasoning and Sense Making, released in 2009. The
Essential Understanding books are a resource for individual teachers and groups of colleagues interested in engaging in mathematical
thinking to enrich and extend their own knowledge of particular
mathematics topics in ways that benefit their work with students.
The topic of each book is an area of mathematics that is difficult
for students to learn, challenging to teach, and critical for students
success as learners and in their future lives and careers.
Drawing on their experiences as teachers, researchers, and
mathematicians, the authors have identified the big ideas that are
at the heart of each books topic. A set of essential understandings
mathematical points that capture the essence of the topicfleshes
out each big idea. Taken collectively, the big ideas and essential
understandings give a view of a mathematics that is focused, connected, and useful to teachers. Links to topics that students encounter earlier and later in school mathematics and to instruction and
assessment practices illustrate the relevance and importance of a
teachers essential understanding of mathematics.
On behalf of the Board of Directors, I offer sincere thanks
and appreciation to everyone who has helped to make this series
possible. I extend special thanks to Rose Mary Zbiek for her leadership as series editor. I join the Essential Understanding project team
in welcoming you to these books and in wishing you many years of
continued enjoyment of learning and teaching mathematics.
Henry Kepner
President, 20082010
National Council of Teachers of Mathematics
vii
Preface
From prekindergarten through grade 12, the school mathematics
curriculum includes important topics that are pivotal in students
development. Students who understand these ideas cross smoothly
into new mathematical terrain and continue moving forward with
assurance.
However, many of these topics have traditionally been challenging to teach as well as learn, and they often prove to be barriers
rather than gateways to students progress. Students who fail to get
a solid grounding in them frequently lose momentum and struggle
in subsequent work in mathematics and related disciplines.
The Essential Understanding Series identifies such topics at all
levels. Teachers who engage students in these topics play critical
roles in students mathematical achievement. Each volume in the
series invites teachers who aim to be not just proficient but outstanding in the classroomteachers like youto enrich their understanding of one or more of these topics to ensure students continued
development in mathematics.
How much do you need to know?
To teach these challenging topics effectively, you must draw on a
mathematical understanding that is both broad and deep. The challenge is to know considerably more about the topic than you expect
your students to know and learn.
Why does your knowledge need to be so extensive? Why must
it go above and beyond what you need to teach and your students
need to learn? The answer to this question has many parts.
To plan successful learning experiences, you need to understand different models and representations and, in some cases,
emerging technologies as you evaluate curriculum materials and
create lessons. As you choose and implement learning tasks, you
need to know what to emphasize and why those ideas are mathematically important.
While engaging your students in lessons, you must anticipate
their perplexities, help them avoid known pitfalls, and recognize
and dispel misconceptions. You need to capitalize on unexpected
classroom opportunities to make connections among mathematical
ideas. If assessment shows that students have not understood the
material adequately, you need to know how to address weaknesses
that you have identified in their understanding. Your understanding
must be sufficiently versatile to allow you to represent the mathematics in different ways to students who dont understand it the
first time. In addition, you need to know where the topic fits in the
full span of the mathematics curriculum. You must understand where
viii
Preface
your students are coming from in their thinking and where they are
heading mathematically in the months and years to come.
Accomplishing these tasks in mathematically sound ways is
a tall order. A rich understanding of the mathematics supports the
varied work of teaching as you guide your students and keep their
learning on track.
How can the Essential Understanding Series help?
The Essential Understanding books offer you an opportunity to delve
into the mathematics that you teach and reinforce your content
knowledge. They do not include materials for you to use directly
with your students, nor do they discuss classroom management,
teaching styles, or assessment techniques. Instead, these books focus
squarely on issues of mathematical contentthe ideas and understanding that you must bring to your preparation, in-class instruction, one-on-one interactions with students, and assessment.
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marks a big idea,
and
marks an essential
understanding.
Preface
Chapter 2 reconsiders the ideas discussed in chapter 1 in
light of their connections with mathematical ideas within the
grade band and with other mathematics that students have
encountered earlier or will encounter later in their study of
mathematics.
Chapter 3 wraps up the discussion by considering the challenges that students often face in grasping the necessary
concepts related to the topic under discussion. It analyzes
the development of their thinking and offers guidance for
presenting ideas to them and assessing their understanding.
The discussion of big ideas and essential understandings in
chapter 1 is interspersed with questions labeled Reflect. It is important to pause in your reading to think about these on your own
or discuss them with your colleagues. By engaging with the material in this way, you can make the experience of reading the book
participatory, interactive, and dynamic.
Reflect questions can also serve as topics of conversation
among local groups of teachers or teachers connected electronically
in school districts or even between states. Thus, the Reflect items
can extend the possibilities for using the books as tools for formal
or informal experiences for in-service and preservice teachers, individually or in groups, in or beyond college or university classes.
A new perspective
The Essential Understanding Series thus is intended to support you
in gaining a deep and broad understanding of mathematics that
can benefit your students in many ways. Considering connections
between the mathematics under discussion and other mathematics
that students encounter earlier and later in the curriculum gives the
books unusual depth as well as insight into vertical articulation in
school mathematics.
The series appears against the backdrop of Principles and
Standards for School Mathematics (NCTM 2000), Curriculum Focal
Points for Prekindergarten through Grade 8 Mathematics: A Quest
for Coherence (NCTM 2006), Focus in High School Mathematics:
Reasoning and Sense Making (NCTM 2009), and the Navigations
Series (NCTM 20012009). The new books play an important role,
supporting the work of these publications by offering content-based
professional development.
The other publications, in turn, can flesh out and enrich the
new books. After reading this book, for example, you might select
hands-on, Standards-based activities from the Navigations books
for your students to use to gain insights into the topics that the
Essential Understanding books discuss. If you are teaching students
in prekindergarten through grade 8, you might apply your deeper
understanding as you present material related to the three focal
ix
Preface
points that Curriculum Focal Points identifies for instruction at
your students level. Or if you are teaching students in grades 912,
you might use your understanding to enrich the ways in which you
can engage students in mathematical reasoning and sense making
as presented in Focus in High School Mathematics.
An enriched understanding can give you a fresh perspective
and infuse new energy into your teaching. We hope that the understanding that you acquire from reading the book will support your
efforts as you help your students grasp the ideas that will ensure
their mathematical success.
The authors of the present volume would like to give particular
thanks to Jenny Simmons for her review of an earlier version of
this book. Her insights, as well as the comments of nameless others,
influenced the authors thinking in important ways.
Introduction
This book focuses on ideas about number and numeration. These
are ideas that you need to understand thoroughly and be able to use
flexibly to be highly effective in your teaching of mathematics in
prekindergarten through grade 2. The book discusses many mathematical ideas that are common in prekindergartenearly
elementary grades curricula, and it assumes that you have had a
variety of mathematics experiences that have motivated you to
delve intoand move beyondthe mathematics that you expect
your students to learn.
The book is designed to engage you with these ideas, helping
you to develop an understanding that will guide you in planning
and implementing lessons and assessing your students learning in
ways that reflect the full complexity of number and numeration. A
deep, rich understanding of these relationships will enable you to
communicate their influence and scope to your students, showing
them how these ideas permeate the mathematics that they have encounteredand will continue to encounterthroughout their school
mathematics experiences.
The understanding of number and numeration that you gain
from this focused study thus supports the vision of Principles and
Standards for School Mathematics (NCTM 2000): Imagine a classroom, a school, or a school district where all students have access to
high-quality, engaging mathematics instruction (p. 3). This vision
depends on classroom teachers who are continually growing as professionals (p. 3) and routinely engage their students in meaningful
experiences that help them learn mathematics with understanding.
Introduction
grade 2 are expected to know and teach about number and numeration. Curriculum developers often devise and publish such
lists. However important the individual items might be, these lists
cannot capture the essence of a rich understanding of the topic.
Understanding this area deeply requires you not only to know important mathematical ideas but also to recognize how these ideas
relate to one another. Your understanding continues to grow with
experience and as a result of opportunities to embrace new ideas
and find new connections among familiar ones.
Furthermore, your understanding of number and numeration
should transcend the content intended for your students. Some of
the differences between what you need to know and what you expect them to learn are easy to point out. For instance, your understanding should include a grasp of how composing and decomposing numbers connects with the properties of addition and how the
use of unit in counting connects with the use of unit in relation to
fractions.
Other differences between the understanding that you need to
have and the understanding that you expect your students to acquire are less obvious, but your experiences in the classroom have
undoubtedly made you aware of them at some level. For example,
how many times have you been grateful to have an understanding
of number and numeration that enables you to recognize the merit
in a students unanticipated mathematical question or claim? How
many other times have you wondered whether you could be missing
such an opportunity or failing to use it to full advantage because of
a gap in your knowledge?
As you have almost certainly discovered, knowing and being
able to do familiar mathematics are not enough when youre in the
classroom. You also need to be able to identify and justify or refute
novel claims. These claims and justifications might draw on ideas
or techniques that are beyond the mathematical experiences of your
students and current curricular expectations for them. For example,
you should be able to refute the often-asserted, erroneous claim
that the length of an object is the number of marks on the ruler
between the left and right edges of the object. The importance of
unit in counting or measuring a quantity requires attention to the
length units and not the marks. The choice of marks must reflect the
selected length unit and have a relationship with the total count or
measure.
Introduction
support and challenge that your students need for robust learning
about number and numeration.
Consolidating your understanding in this way also prepares
you to implement the Learning Principle outlined in Principles and
Standards: Students must learn mathematics with understanding,
actively building new knowledge from experience and prior knowledge (NCTM 2000, p. 20). To support your efforts to help your
students learn about number and numeration in this way, chapter 2
builds on the understanding of number and numeration that chapter 1 communicates by pointing out specific ways in which the big
ideas and essential understandings connect with mathematics that
students typically encounter earlier or later in school. This chapter
supports the Learning Principle by emphasizing longitudinal connections in students learning about number and numeration.
For example, as their mathematical experiences expand,
students see a relationship between a number line and a ruler as
tools that depend on using a unit length to make comparisons. As
students begin to work with Cartesian graphs, they can interpret
axes as number lines and use their understanding of unit length to
explain the effects of using different scales for the independent and
dependent variables.
The understanding that chapters 1 and 2 convey can strengthen another critical area of teaching. Chapter 3 addresses this area,
building on the first two chapters to show how an understanding of
number and numeration can help you select and develop appropriate tasks, techniques, and tools for assessing your students understanding of the topic. An ownership of the big ideas and essential
understandings related to number and numeration, reinforced by an
awareness of students past and future experiences with the ideas,
can help you ensure that assessment in your classroom supports the
learning of significant mathematics.
Such assessment satisfies the first requirement of the
Assessment Principle set out in Principles and Standards (NCTM
2000): Assessment should support the learning of important mathematics and furnish useful information to both teachers and students (p. 22). An understanding of number and numeration can
also help you satisfy the second requirement of the Assessment
Principle, by enabling you to develop assessment tasks that give
you specific information about what your students are thinking and
what they understand. For instance, suppose that you ask students
to represent a given number, such as 124, with place-value blocks
in as many ways as they can. Their work on this task can give you
insight into the extent to which they understand a place-value
unit as a group of ten of the next-smaller unit and can use digits
to represent how many of each place-value unit they need. Their
Ready to Begin
This introduction has painted the background, preparing you for the
big ideas and associated essential understandings related to number
and numeration that you will encounter and explore in chapter 1.
Reading the chapters in the order in which they appear can be a
very useful way to approach the book. Read chapter 1 in more than
one sitting, allowing time for reflection. Absorb the ideasboth big
ideas and essential understandingsthat contribute to an understanding of number and numeration. Appreciate the connections
among these ideas. Carry your newfound or reinforced understanding to chapter 2, which guides you in seeing how the ideas related
to number and numeration are connected to the mathematics that
your students have encountered earlier or will encounter later in
school. Then read about teaching, learning, and assessment issues
in chapter 3.
Alternatively, you may want to take a look at chapter 3 before
engaging with the mathematical ideas in chapters 1 and 2. Having
the challenges of teaching, learning, and assessment issues clearly
in mind, along with possible approaches to them, can give you a
different perspective on the material in the earlier chapters.
No matter how you read the book, let it serve as a tool to expand your understanding, application, and enjoyment of number
and numeration.
Chapter
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Essential Understanding 2c. Quantities represented by numbers can be decomposed (or composed) into part-whole
relationships.
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Chapter 1
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10
Big Idea 1
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Essential Understanding 1a
Quantities can be compared without assigning numerical values to
them.
It is often possible to evaluate the relationship between two quantities without determining the numerical value of either of them. You
can decide which of two lengths is greater, for example, by taking
sticks of those lengths and aligning them so that you can determine
perceptually which extends farther, as in figure 1.1. If you align the
sticks correctly, this is a mathematically sound procedure, although
it can lead to errors if you place the sticks so that one stick protrudes farther at one end and the other stick protrudes farther at the
other.
Chapter 1
and then pour that liquid into the other container to determine
whether it overflows, just fits, or leaves extra space.
In figure 1.1, length is an attribute of the sticks that allows us
to make comparisons without assigning a numerical value. Length,
like area, volume, or mass, is not a countable, or discrete, quantity,
like the number of sticks or the number of objects in a given set. The
attributes length, area, volume, and mass are continuous quantities.
Even discrete quantities can be compared without assigning
numerical values to them. For instance, if you observe that a child
is sitting on each horse on a carousel and that some children are
also sitting on benches on the carousel, you can conclude that there
are more children than horses, while possibly having very little idea
about how many of either there are.
Although comparisons between quantities need not entail any
understanding of numbers or numerical symbols, an understanding of number and numerical symbols does entail some knowledge
of quantities. Because a basic function of numbers is to represent
quantities (e.g., how many?), an understanding of numbers clearly
depends on an understanding of quantity.
Research with very young children who are just learning the
words for small numbers, such as one and two, confirms this dependence (Durkin et al. 1986; Wagner and Walters 1982). Children are
attending to quantity when they first use these words as linguistic
terms to describe collections of discrete objectsalthough the collections that very young children describe with them do not necessarily contain the stated number of objects! Only later, as an understanding of number develops, do they combine the number words
into a counting sequence.
Essential Understanding 1b
Physical objects are not in themselves quantities. All quantitative
comparisons involve selecting particular attributes of objects or
materials to compare.
Because comparisons between quantities need not entail the use
of numerical symbols, they do not presuppose any knowledge of
number. They do, however, require some knowledge of several
other fundamental mathematical concepts. Consider the situation in
Reflect 1.1, for example.
Even an apparently simple quantitative comparison, such as a
judgment that one vase is taller than another because it comes up
farther when the two are placed on the same surface, involves considerable analysis, and the concepts that enter into that analysis are
also important in understanding number. Basically, comparisons
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Reflect 1.1
Josh said, The book is bigger than the sheet of paper.
What attribute(s) of the objects might Josh be comparing? In how many different ways could the size of the book be compared to the size of the paper?
between quantities require an understanding of quantity as distinct from the physical objects themselves. They also entail an
understanding of the concepts of equal to, less than, and greater
than, which correspond to alternative possible relationships between two quantities. Furthermore, comparisons provide a concrete
foundation for the important concept of additive composition (and
decomposition).
The vases depicted in figure 1.2 illustrate the idea that quantities must be distinguished from the physical objects in which they
are embodied. You might think of the vase on the left as greater
than the one on the right if the attributes that you were comparing
were heights, but probably not if you were comparing capacities.
Clearly, then, it is possible to evaluate which of two objects or sets
of physical materials is greater (or whether they are equal) only after you have selected a quantitative attribute on the basis of which
to compare them.
Chapter 1
that we are comparing and what we take as a unit in each case.
Consider, for instance, the collections of handbags and slippers in
figure 1.3. If you compare individual handbags to pairs of slippers,
you find that the two collections are equal in number. You can see
their equality even without determining how many handbags or
pairs of slippers the figure shows, simply by noting that one pair
of slippers appears above each handbag. If, however, you compare
individual handbags to individual slippers, the collections are not
equal, since there is not a one-to-one correspondence between their
elements.
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Chapter 1
Essential Understanding 1c
The relation between one quantity and another quantity can be an
equality or inequality relation.
After we have quantified attributes, we can look at relationships
among two or more quantities. We can classify these relationships
according to the properties that they have. Reflect 1.2 invites exploration of this idea.
Reflect 1.2
Kara said, If I know that one quantity is greater than another quantity, I can
write four statements.
What statements do you think Kara might write?
Whenever we compare two quantities, we try to decide which
of three relationships holds between them: is the first quantity
greater than the second, is it less than the second, or are the two
equal in magnitude? Thus, comparisons between quantities require
an understanding of the relations of equal to, less than, and greater
than. These relations are fundamental to an understanding of number as well as to the comparison of unenumerated quantities. Two
sets have the same number of objects or elements if there is a oneto-one correspondence between their elements. When two sets differ
in the number of objects or elements, one of those sets will have
one or more elements remaining when the elements of the two sets
have been put into one-to-one correspondence as far as possible;
the set with remaining elements is the one with the greater number
of objects or elements. The process of constructing a correspondence between the elements of two sets is a means of determining
which of the relationsequal to, less than, or greater thanholds
between the sets.
In Reflect 1.2, Kara says that she can write four statements if
she knows that one quantity is greater than another. Given two unequal quantities, we can say the following:
1. One quantitysay, quantity Dis greater than the other
quantitysay, quantity K.
2. Quantity K is less than quantity D.
3. Quantity K is not equal to quantity D.
4. Quantity D is not equal to quantity K.
These four statements are true when we know that two quantities are unequal.
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Essential Understanding 1d
Two important properties of equality and order relations are
conservation and transitivity.
Conservation is the idea that the relation between two quantities remains the same when we change irrelevant aspects of the physical
objects. For instance, you conserve the number of counters when you
spread out a row of counters, and you conserve volume when you
pour a liquid into a differently shaped container (assuming no spillage and ignoring any liquid that sticks to the first container).
To conclude that two initially equal quantities must still be
equal (provided that only quantity-irrelevant aspects of the objects
or their arrangement have been changed) when we can no longer
compare them directly, we need the concept of transitivity. For example, the conclusion that two volumes of liquid are still equal after
one has been poured into a different-shaped container rests on two
other equality relations: the equality of the two volumes when they
were in identical containers, and the equality between a volume of
liquid in its initial container and the same volume of liquid after
it has been poured into another container. (If we spill some of the
liquid while we are pouring it, the second of these equalities no longer holds, and correspondingly, we can no longer conclude that the
two quantities are equal after the transformation.) In short, because
the quantities were equal initially, and the pouring left the poured
quantity the same as it was originally, we know that even though
the quantities may look different when they are in different-shaped
containers, they are in fact still equal.
Transitivity, which allows comparisons of quantities when
direct, physical comparisons are not possible, is useful in many situations. Reflect 1.3 emphasizes the prominent role of transitivity in
measurement.
Transitivity in essence consists of comparing each of two or
more quantities to an intermediary rather than comparing them directly to each other. Although we usually think of measurement
as a process of assigning a numerical value to a quantity, in its simplest
form measurement need not involve any use of numbers. Trans
Chapter 1
Reflect 1.3
I need to compare the areas of these two things, but I cant move them to see
how they overlap. Theyre too big, said Tran.
How can Tran solve this dilemma?
Essential Understanding 1e
The equality relation between two quantities remains unchanged
when one or both quantities are decomposed into parts and when
one of the quantities is combined with another quantity to form a
larger quantity.
An important extension of the concept of conservation is the idea
that one or both of two quantities can be decomposed into parts
or one of the quantities can be combined with another quantity
to form a larger quantity without changing the equality relations
between the original quantities. In reasoning about the relation between two unequal quantities, we can use this idea by thinking of
the larger of the two quantities as composed of (a) a quantity that
is equal to the smaller quantity and (b) a difference quantity. This
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18
length of spoon
difference
quantity
Fig. 1.4. The length of the knife decomposed into the length of the
spoon plus a difference quantity
We can make a corresponding decomposition in thinking about
the relation between two numerical quantities. If the quantities that
we are comparing are numbers of birds and worms, for example,
and there are more birds than worms, then we can decompose the
total number of birds into (a) a number equal to the number of
worms and (b) some extras (see figure 1.5).
19
Chapter 1
Big Idea 2
The selection of a unit makes it possible to use numbers in
comparing quantities.
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Essential Understanding 2a
Using numbers to describe relationships between or among quantities depends on identifying a unit.
Although direct comparisons form our initial concepts of relationships and give rise to the vocabulary equal to, greater than, and less
than, they do not provide the necessary specificity for determining by how much two quantities are not equal. At one level, it is
important to note that the masses, for example, of two objects are
not equal. But suppose that we want to make them equal. To do
that, we might decide first by how much they are different. To find
the amount by which they are unequal, we must determine how to
quantify or measure them. Even though choosing a unit might seem
to be an easy decision, the unit that we choose for measuring has
an impact on the relationship that we find between the two quantities. Consider Sammi and Hennas counting in Reflect 1.4.
Reflect 1.4
Sammi said, I counted 4 things. No, said Henna. There are 8 things.
Is it possible that Sammi and Henna counted the same group of objects? Why, or
why not?
Recall that in figure 1.3, the unit determined either that the difference between the two groups is 0 (when the slippers are counted
with the unit as a pair) or that it is 3 (when the slippers are counted
with the unit as an individual slipper). This is true in the case of
Sammi and Henna in Reflect 1.4. It may in fact be true that Sammi
and Henna counted the same group of objects but arrived at different counts. It depends on the unit that they used to count the group
of objects.
Consider a problem that presents students with two groups,
one containing 14 marbles and the other containing 22 marbles.
It is possible to describe the relationship between the two groups
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Chapter 1
the given quantity plus a little more or where the remaining part
could be described as one-half of the unit. Figure 1.7 shows a rectangular area, and finding a unit to measure it is the focus of Reflect
1.5.
Reflect 1.5
How many ways can you find a unit to measure the area in figure 1.7?
What would the units look like?
How would the units compare?
On the one hand, to measure the area in figure 1.7, you might
take as the area unit one small square, and thus you would require
12 units to measure the area. On the other hand, and staying with
whole numbers, you might take area units that are composed of 2, 3,
4, 6, or 12 small squares to measure the area. If you used a unit of 2
small squares, the measure of the total area would be 6 area units.
Suppose that you were making a count of the number of blocks
in the case of figure 1.8. One block might seem to be an appropriate
unit. However, you might possibly consider other attributes of the
block as a unit. For example, you could consider a face of the cube
as a unit, and then the count would be 36.
22
Essential Understanding 2b
The size of a unit determines the number of times that it must be
iterated to count or measure a quantity.
The development of an understanding of number with a focus on
unit offers insights into the relationships of the size of a unit to the
quantity being measured (Dougherty 2008). If, for example, the area
in figure 1.7 is measured with an area unit that consists of 4 small
squares, the measurement is 3 area units. However, if it is measured
by an area unit that consists of 6 small squares, the measurement is
2 units. Thus, the relationship between the units used to measure the
same quantity can be determined by looking at the number of times
that each unit is iterated or repeated to measure the quantity. The
larger the unit, the fewer times it must be iterated. Similarly, a small
unit would be iterated more times than a larger unit to measure the
same quantity.
It is possible to determine the relationship between two units
that are used to count or measure the same quantity. If we find that
it takes 3 units to count a group of objects, and using another unit,
we counted or measured the quantity as 8, we can reason that the
second unit must be smaller than the first because it required more
of the second unit to count or measure the group. Developing an
understanding of this idea is significant for children since it permeates measurement as a content strand. For example, having this
understanding helps children see that it would take fewer yards
than inches to measure the same length. Inches are a smaller unit
and hence have to be iterated more times to measure the length.
This fact also underlies the need to use standard units for measurement if we want to communicate our results to other people. If we
pace a field to measure its length, someone who does not know
exactly how long our steps are will not know how long the field is.
However, if we measure in yards, people will know exactly what the
measurement means, even if they are not present at the field.
By counting or measuring a quantity with a unit, we can represent the relationship of the unit to the quantity in different ways.
Chapter 1
For example, if unit A is used three times to measure quantity K,
K could be represented as K = A + A + A, or as 3A = K. In the first
representation, K = A + A + A, the action of repeating a unit is
closely linked to the symbols, with unit A iterated three times to
completely measure K. Each A in the equation represents the use
of one measurement unit. It is possible to think of the action as
K = 3A, as well. In this case, quantity K is shown on the left side
of the equals sign to match the action of beginning with a quantity
and then measuring it with unit A.
The second representation, 3A = K, may be interpreted as three
units combined to make a quantity that is equal to K. Like the first
representation, this composition of a quantity could be represented
as A + A + A = K. In this representation, the representation of the
iterations is on the left side of the equation to signify that unit A
was used to build the quantity.
The repetitive action represented in an addition equation of
this sort provides a way to think about counting. The unit A is repeated and counted until the quantity K is completely measured. In
figure 1.7 (associated with Reflect 1.5), if our area unit consisted of
three squares, for example, we would need to iterate it four times
to cover the area. If we let E represent the area unit and R, the area,
we could write R = E + E + E + E or R = 4E to represent the covering of the entire area.
In a multiplication-like equation such as 4E = R, the iteration
of a unit creates a new quantity. This composition of a new quantity differs from the scenario above, in which a quantity exists and
is decomposed into units (or measured by a unit). In contrast, in this
situation of composing a new quantity, no quantity exists, but one
is created by the iteration of a unit. Each time a unit is iterated, it is
counted. If we wrote 4E = R, it would mean that we repeated unit E
four times. An equivalent representation could be E + E + E + E = R,
depending on how we chose to represent the measurement symbolically. Thus, there is a close alignment between the act of counting
and the symbolic representation.
Is it possible to determine the relationship between two quantities if we know only the numbers in their measurements? Consider
the situation in Reflect 1.6, in which two quantities have the same
numerical measures.
Reflect 1.6
What could you say about two quantities if one quantity was measured as 8, and
the other quantity was measured as 8?
It is likely that many people would say the two quantities in
Reflect 1.6 are equal. Is it possible that the two quantities are not
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24
Chapter 1
about relationships among numbers. Because the number line is
made up of equal-sized units, it allows making generalizations
when specific numbers are not used. (It is worth noting that children in early grades can reason with variables [Dougherty 2008].)
If we select any point on the number line and call it n, then n + 1
would be one unit to the right. If n is any point on the number line,
then n 2 would be two units to the left of n. With the number line
in figure 1.10, students might compare two quantities represented
as n + 3 and n 1 without knowing specifically what n represents.
They could conclude that n + 3 is greater because it is farther from
0 than n 1, provided that n is greater than or equal to 1.
Essential Understanding 2c
Quantities represented by numbers can be decomposed (or composed)
into part-whole relationships.
The previous sections have used both discrete and continuous quantities in discussing number. Considerations of both types of quantities are necessary to form a more complete foundation for number.
Through experiences with both types of quantities, children can
break apart or build new quantities.
In working with a group of 9 cubes, students can break the
group apart into individual cubes. In one respect, this means that
there are 9 groups of 1 cube each. These equal-sized groups provide
a way to count the entire collection of cubes.
It is possible, however, to break apart, or decompose, the group
of 9 cubes into unequal groups. For example, 9 cubes could be
thought of in the following ways:
a group of 5 cubes and a group of 4 cubes
a group of 3 cubes and a group of 6 cubes
a group of 2 cubes and a group of 7 cubes
a group of 1 cube and a group of 8 cubes
a group of 0 cubes and a group of 9 cubes
Modeling the decomposition could be represented with equations such as 9 = 5 + 4, or 9 = 2 + 7. Notice that by writing the
equation with the total in the group first, the equation more closely
models the act of decomposition. It also emphasizes that the equals
sign means that the quantities on both sides are the same. The previous section discussed how continuous quantities of area can be
composed or decomposed, and that experience can then promote
students abilities to apply that same idea to discrete quantities or
purely numerical contexts.
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26
27
Chapter 1
Big Idea 3
Meaningful counting integrates different aspects of number
and sets, such as sequence, order, one-to-one correspondence,
ordinality, and cardinality.
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Reflect 1.7
When Luis was three years old, his favorite number was 3. One day he pointed to
a collection with four objects and said, There are three. His father said, How
do you know? Luis counted, pointing at the objects one by one: One, two, thr...
He hesitated, paused for a few seconds, and then counted again, One, two, four,
three!
What principle of counting did Luis show that he understood? What counting
principle was he struggling to master?
Essential Understanding 3a
The number-word sequence, combined with the order inherent in the
natural numbers, can be used as a foundation for counting.
Sequencing can be thought of as keeping order. The notion of
keeping order is related to recognizing sequences of actions, a
development that can occur quite early. For instance, recognizing
perhaps through some trial and errorthat socks must go on before
shoes is an example of recognizing an action sequence.
The capacity to memorize sequences also develops quite early.
Some examples of sequences that children often memorize are the
alphabet and songs such as Twinkle, Twinkle, Little Star. It is possible to recite these arranged words in order without always knowing what each individual element or word means. Reflect 1.8 calls
attention to this fact.
In fact, knowing the meaning of each individual element or
word is not necessary if we want to recite a sequence from a point
28
Reflect 1.8
Think about the song Twinkle, Twinkle, Little Star. Try saying the words to the
song, starting at the end and working toward the beginning.
other than the beginning. You may have found that reciting the
words of Twinkle, Twinkle, Little Star was much easier from
the beginning to the end rather than starting from the end of the
sequence.
One of the earliest sequences we learn that is related to mathematics is the number-word sequence. The use of the number-word
sequence is pervasive in our culture, and it is valuable in several
contexts, both mathematical and nonmathematical. Our challenge is
to transform the number sequence from a mere sequence of words
into a conceptual tool for doing mathematics.
In saying the number-word sequence, it is important to recognize what each element actually means rather than to commit
to a rote recitation. Understanding the meaning of each word in
the number-word sequence allows us to see why the order of the
words in the number sequence is meaningful. As sophistication with
counting develops, children find it easier to start in the middle of a
sequencesay, at 5and count forward rather than always having
to start at 1. This more sophisticated counting reflects an understanding of the meaning of each number word in the sequence as it
represents a number that is one more than the preceding number
word in the sequence. Now rote counting changes to counting with
meaning and with flexibilityan advance that allows the numberword sequence to become the primary mental tool for solving
addition and subtraction problems.
Essential Understanding 3b
Counting includes one-to-one correspondence, regardless of the kind
of objects in the set and the order in which they are counted.
Making a one-to-one correspondence between number words and
objects is an important component of counting. A young childs
tapping of each object counted is a reminder of the fundamental
role of one-to-one correspondence in counting. Sequencing is a
necessary skill, as addressed in Essential Understanding 3a, allowing number words to be matched to objects in a one-to-one manner.
In this one-to-one matching, the kind of objects in the set and
the size of the objects do not matter. For example, chips of different
colors (see fig. 1.11) may be grouped in one collection, and all the
Chapter 1
chips in the collection may then be counted. Even though the chips
are of different colors, they are all chips. Counting thus seems more
natural if the objects can be seen as related in some way, perhaps
implicitly.
Essential Understanding 3c
Counting includes cardinality and ordinality of sets of objects.
Cardinality is a powerful concept, independent of attributes
such as size, color, and even order. Therefore, in understanding
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30
Chapter 1
Essential Understanding 3d
Counting strategies are based on order and hierarchical inclusion of
numbers.
Building a deeper understanding of numbers not only helps to
forge a strong foundation for later, more advanced mathematical concepts, but also helps to provide the necessary background
knowledge to understand and carry out counting strategies correctly.
Reflect 1.9 probes the conceptual basis of the strategies counting
up and counting down.
Reflect 1.9
How do strategies such as counting up and counting down relate to composition
and decomposition of quantities?
An important connection is between the idea of successor and
adding 1 to a predecessor. The predecessor is included in the new
number 2 + 1 = 3, 3 + 1 = 4, 4 + 1 = 5. Piaget (1997) describes this
as hierarchical inclusion. An extension of this inclusion is the concept of part-part-whole, discussed earlier. For example, the addition
statement 3 + 4 = 7 shows that 7 is the whole and both 3 and 4 are
part of 7. That is, 3 and 4 are both included in 7.
Another important connection is between more in the number
sequence and more in the sense of having additional elements. On
the one hand, 5 is more than 3 because 5 comes after 3 in the number sequence. On the other hand, 5 is more than 3 because it is necessary to add 2 to 3 to get 5 or to take 2 away from 5 to get 3. The
strategy of counting on to solve addition and subtraction problems
is founded on the notion of hierarchical inclusion.
The notions of order and hierarchical inclusion have a strong
impact on such strategies as counting up (e.g., 1, 2, 3) and counting down (e.g., 3, 2, 1). Using those strategies can improve the efficiency of counting when elements are added to or taken away from
an already counted set. The strategies also can be tied to arithmetic,
since addition can be interpreted as starting with a particular quantity or at a particular place in a number sequence and counting up
from that point a number of units. Counting-up strategies can be
used to solve subtraction problems when subtraction is thought
of as finding a missing addend. When subtraction is thought of as
taking away, it is possible to connect subtraction to the process of
counting down.
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32
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Big Idea 4
Numbers are abstract concepts.
A growing understanding of comparing quantities, using units,
and counting, together with a budding number sense, provides a
foundation for more abstract and general concepts of numbers. In
turn, thinking about numbers as abstract concepts adds further
understanding to the previous concepts.
Essential Understanding 4a
Patterns in the number-word sequence provide a foundation for the
abstract number concept.
The number sequence, both in words and symbols, plays an important role in the development of an abstract concept of number. A
crucial step in the acquisition of number concepts is the discovery
of regularities and rules in the counting process, first with words,
and later with written symbols. Children must memorize the first
number words, and then they can use the rules to go from any
number to the next.
Memorizing the words for the number sequence and their order
is not easy. In English, the first twelve numbers have no pattern.
Then, with thirteen, one kind of regularity appears: thirteen, fourteen, fifteenand the pattern usually becomes plain after sixteen.
In English, after twenty, a stable regularity emergestwenty-one,
twenty-two, ..., twenty-ninewith the same principle governing all
subsequent groups of ten. In other languages, regularities in counting words may start earlierin some, after ten. For example, in
Chinese, the word for 10 is shi. Beginning with 11, shi is the first
syllable of each counting word, signifying that the number is 10
and another number. Eleven is shiyi, 10 and 1; twelve is shier, 10
and 2; and so on.
When children start counting, the change of decade often
is challenging. They may need prompts for the next decade after
reaching a number like 29 or 39. They also need to memorize the
words for decades. In English, the pattern usually becomes regular
and transparent to children after they can count to 60. When someone counts by hundreds, the pattern becomes even more transparent: one hundred, two hundred, three hundred, .... Every number
has a successor. What comes after...? is a question that arises very
naturally. Doing the reverse process of finding a successor yields
the predecessor of a number, and this process forms the basis of
counting backwards.
Chapter 1
These regularities and rules become more understandable to
children at about age five, and then they may develop an astounding proficiency in counting. The following vignette shows a young
child who has just figured out the patterns for counting verbally:
Now I can count forever! exclaimed Lillian, a five-year-old kindergartner.
Tell me, what do you mean? asked her grandma.
You learn the first names, and then you just keep saying them over
and over. The child illustrated, Twenty-one, twenty-two, , twenty-nine. She paused. I forget the name for twenty-ten.
Thirty, prompted Grandma.
Lillian continued her explanation saying, The other names are easy:
thirty, fourty, fivety, sixty, seventy, eighty, ninety. Then it should be
tenty, but we call itone hundred!!
And after one hundred? asked Grandma.
You do it all over again. One hundred one, one hundred two,
one hundred three. (Joan R. Leitzel, personal communication,
November 2, 2006)
Essential Understanding 4b
The number sequence is infinite.
After children figure out the regularities in saying and writing numbers, as Lillian does in the vignette above, some of them suddenly
grasp the whole unlimitedly continuing sequence (Freudenthal
1973, p. 170). If we can count or write up to a certain number, we
can also count or write to the next one. This allows us to count as
high as we wisha skill that empowers us to have as many numbers
available as we need. We can find a number as large as we want
and can have as many numbers as we need for any given purpose.
With this realization, we know that the sequence of numbers never
ends. The number sequence is unbounded, even though our own
counting must come to an end at some number. In light of this fact,
consider the childs statement in Reflect 1.10 and the accompanying
question.
Reflect 1.10
Courtney said to her teacher, I know the biggest number.
What would you say to Courtney if you were her teacher?
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34
Essential Understanding 4c
Number symbols are representations of abstract mental objects.
If we are counting a group of oranges, we might say, for example,
that we have 7 oranges. Thus, the 7 is attached to a group of oranges, and in early counting, it acts as an adjective that describes
the set of oranges. However, when we begin to use symbols, they
play an important role in the formation of number as a concept.
By using the abstract symbol 2 (or the numeral 2) without specific
reference to any group of objects, we are moving to an abstract
representation, independent of any quantities. The numeral 2 can
represent a mental object per se, rather than forcing us to think in
terms of two cats, two shoes, two meters, and so on.
The move to a symbolic representation, without a specific link
to a quantity, allows us to work with numbers on a higher level
than when we could think of number only as an attribute of a
group or set. A number now becomes a concept symbolized by its
corresponding numeral.
35
Chapter 1
Big Idea 5
A base-ten positional number system is an efficient way to
represent numbers in writing.
The Hindu-Arabic system that we use to write numbers is so efficient, and we are so used to it, that we tend to think it is a natural and easy system. We sometimes forget its complexity and the
fact that it takes time and diverse opportunities to experience and
understand. Some characteristics of the Hindu-Arabic numeration
system, such as grouping by tens and place value, are important.
These attributes, although very familiar to us, are not natural; not
all number systems that people have developed use them. Some
number systems, such as the Roman system, even use symbols that
are not numerical digits.
Essential Understanding 5a
Ten different digits can be used and sequenced to express any whole
number.
To express any whole number, our number system needs only 10
different digits: 0, 1, 2, 3, 4, 5, 6, 7, 8, and 9. No matter what natural number we are dealing with or its magnitude, we can express it
by using only these symbols. In a written numeral, each of the 10
digits tells us how many of a particular unit the numeral represents.
When a group of ten is completed, the symbol for zero appears as
part of the written numeral, as in 10. The sequence of digits 1, 2, ,
8, 9 follows in the same order in each of the places. The sequence
of digits in the tens appear as 10, 20, 30, , and similarly in the
hundreds, as 100, 200, 300, .
The same kinds of repeating patterns appear in written numerals as in the verbal number-word sequence. However, the written
patterns are more regular and easier to identify than the verbal patterns. In our early stages of learning, we typically write the first
ten numbers in order, 1, 2, 3, ..., 9, and 10. Then we learn that the
written numerals for the next numbers all start with the digit 1, and
the second digit changes in the same way as before: 11, 12, 13, .
After 20, the pattern continues in the same way, 21, 22, . Once
we get to a number ending in 9, we change that position to a 0 and
increase the digit to the left by one: 28, 29, 30, 31, . It is possible
to become aware of this pattern before developing a full understanding of place value, or even before realizing that 23 = 20 + 3.
Later, we can extend this pattern to numbers greater than 100.
This time, numbers start with a 1 and a 0 and the last digits change
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36
Reflect 1.11
In everyday language we often use the term infinite to denote collections that
are very big but actually finite. What are some examples of this informal use of
infinite?
As discussed previously, using only ten different symbols, our
decimal place-value system allows us to write any number, giving
us a powerful tool for representing very large numbers. For example,
during a discussion about the number of raindrops falling on New
York City in a day, a kindergarten child wrote on the blackboard
Essential Understanding 5b
Our base-ten number system allows forming a new place-value unit
by grouping ten of the previous place-value units, and this process
can be iterated to obtain larger and larger place-value units.
In our written number system, we always group by tens. This
presents a challenge because it is not always natural to group
Chapter 1
objects by tens. We often group by smaller quantities like twos and
fives, and thus younger children need to have ample opportunities
to bundle or group objects into tens and then count by tens. Young
children also need opportunities to unbundle or ungroup the
tens as they decompose the quantities. Objects that can be easily
grouped or ungrouped, such as linking cubes, help children to understand that a train of ten can be seen not only as one object but
also as ten individual cubes (see fig. 1.14).
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38
Fig. 1.15. Base-ten blocks showing a cube (1000), a flat (100), a long
(10), and a unit (1)
Reflect 1.12
Scott said, I found five ways to represent 125 with the base-ten blocks.
Consider five ways that might Scott have found. How would those representations support Scotts development of addition concepts?
Chapter 1
addition statements or equations can help young children develop
the concept of addition. Both representations show the relationship
between the whole and the parts. In this case, 125 is the whole and,
as one example, 100, 20, and 5 are the parts.
Essential Understanding 5c
The value of a digit in a written numeral depends on its place, or
position, in a number.
Each of the positions, or places, in a written number has its own
value. For example in 523, the 5 is in the hundreds place, the 2 is
in the tens place, and the 3 is in the ones place. This feature makes
our system extremely convenient to use, but it is also a major stumbling block for young learners. For instance, some children try to
use a juxtaposition principle to write a number like twenty-five in
our system. They write a 20 with a 5 next to it on the right, and the
result looks like 205.
The unit in each place has a value that is ten times greater
than the unit in the next place to the right, and, in turn, the unit in
the next place to the left has a value that is ten times greater. Only
one digit occupies each place-value position. For example, suppose
we want to represent a number with ten or more onessay, 12. We
can think of the number as 10 plus 2, placing a 1 in the tens place
and a 2 in the ones place. In this way, the symbols that we use in
a written numeral correspond to a particular decomposition of the
number represented. Thus, 12 can be thought of as 10 and 2, or represented symbolically as 12 = 10 + 2.
The symbol 0 serves as a placeholder to help us distinguish
among numbers such as 305, 35, and 350. Without 0, these numbers would have the same nonzero digits in the same order. Zero is
often thought of as meaning nothing, a notion that can present difficulties in understanding the value of multi-digit numbers. Zero is
one of the most important digits in the base-ten system.
Essential Understanding 5d
Inherent in place value are units of different size.
Place value implies that we are dealing simultaneously with units
of different size. When children encounter tens and ones mixed
togetherthat is, when they deal with groups of tens as well as with
individual items, many have problems (Kamii 1986). Consider the
case of Demetrius in Reflect 1.13.
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40
Reflect 1.13
Demetrius was given a pile of 70 chips to count. He placed them in seven piles of
ten, but when asked how many chips he had, he responded, Seven.
What might Demetrius have been thinking?
First graders can say that ten plus ten is twenty and twenty
plus twenty is forty. They are also able to deal with a whole and
its parts successively but not simultaneously. When asked to count
a large quantity of chipssay, 70by tens, some children are able
to make heaps of ten, but when asked how many chips they have,
they might say seven, referring to the seven heaps, or ten, referring to the number of chips in a heap (Kamii 1986). In Reflect 1.13,
Demetrius may have assumed that the making of the piles of 10
changed the unit from an individual chip to a pile of 10. However,
the original count was to have been based on an individual chip as
a unit.
It is possible to count by units to form groups of tens and then
keep track of the total number of chips, not the number of tens.
Using this method, we would first count ten, then count another ten
and say that is twenty, then count another ten and say that is thirty,
and so on. It is also possible to make the groups of ten first and
then count the number of groups. As our counting sophistication
develops, we can group ten groups of ten into a hundred and count
by hundreds. This is an important application of using unit as the
basis for counting.
An understanding of place value is needed to make sense of
algorithms with two-digit numbers. This understanding can be reinforced by performing mental computations with two-digit numbers
and, in turn, can enhance the development of algorithms or computational techniques. When adding numbers like 32 and 12 mentally,
most children start with the tens (Kamii 1986, p. 84). Kamii reports
that most second graders became able to add two-digit and threedigit numbers without writing anything. For example, to add 266 +
146, they would say
200 + 100 = 300,
60 + 40 = 100,
300 + 100 = 400, and
6 + 6 = 12,
so the answer is 412 (Kamii 1986, p. 85). Notice that the use of this
process emphasizes the place values.
Chapter 1
Conclusion
An understanding of number involves integrating several key concepts, such as unit, place value, and one-to-one correspondence.
These notions are woven through the big ideas and essential understandings, forming a rich understanding of number and numeration
for teachers. Ideas such as unit and decomposition that children
encounter in prekindergarten through grade 2 set the stage for their
development of fluent use of place value, leading to number flexibility and computational proficiency. The next chapter connects the
big ideas and essential understandings articulated in this chapter
with what young learners experience in other strands of mathematics in prekindergarten through grade 2 and in their experiences
with mathematics in later grades.
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Chapter
43
44
Essential
Understanding 3d
Counting strategies
are based on order
and hierarchical
inclusion of numbers.
45
Chapter 2
is 42? This example shows how thinking about the decomposition
of 42 into two parts (31 and an unknown), as captured in Essential
Understanding 2c, can result in two ways of solving the problem.
Counting strategies can support the development of strong
mental arithmetic skills. For example, to add 53 + 21, a child might
count: 53 [pause], 63, 73, and then count on 1, arriving at 74.
In this example, the child thinks of 21 as 10 + 10 + 1. Similarly, if
the child is adding 17 + 19, the strategy might be to begin with 17,
count 3 to make 20, then count to 30, and then count 6 more to
make 36. This strategy shows the value of thinking of 19 as consisting of three parts3, 10, and 6. Adding 3 to 17 makes a round number, or a number that ends in zero (20), which then makes an easier
addition with the remaining parts, 10 and 6.
Essential
Understanding 2c
Quantities represented by numbers
can be decomposed
(or composed)
into part-whole
relationships.
Multiplication
In later grades, counting strategies can be linked to multiplication,
beginning with skip counting. The common strategy of counting
by twos can lead to a more complex development of skip counting.
This strategy is very accessible to young children because many of
them are familiar with the notion of pairs (e.g. shoes, socks) (Hirschi
1970) and multiple ways of counting when objects are in pairs. For
example, it is possible to count four pairs of socks by pairs. That
is, two socks, or one pair, form a unit to count. It is also possible
to count the four pairs by 2 (2, 4, 6, 8), giving the total number of
socks.
This basic form of skip counting reiterates the issue of identifying a unit and grouping (Essential Understanding 2a). Counting by
pairs involves using a group of two objects at a time while reciting
every other number (2, 4, 6, ...), rather than counting by ones. In
this case, the unit of counting is 2, and that unit is reiterated in the
counting process. To understand the richness of skip counting and
its connection to multiplication, we need to see how different types
of counting are used to count in increasingly abstract ways.
Children can skip count by other numbersfor example, by
fives (5, 10, 15, 20, 25, ...), and by tens (10, 20, 30, ...). In both of
these cases, they may generalize specific patterns. For example,
they may notice that when they count by fives, the ones position
involves only two digits. If they start at 0, the ones place always
has either a 0 or 5. If they start atsay, 3the ones place has either
a 3 or an 8. If they count by tens, the ones digit is always the same.
Counting by 5 starting at 3 engages students with counting strategies based on hierarchical inclusion (Essential Understanding 3d).
Skill in skip counting provides a link to understanding multiplication and division. For example, to multiply 3 5, a child may
count 5, 10, 15, or three groups of five, so the result (or product)
Essential
Understanding 2a
Using numbers to
describe relationships between or
among quantities
depends on
identifying a unit.
Essential
Understanding 3d
Counting strategies
are based on order
and hierarchical
inclusion of numbers.
46
Essential
Understanding 4a
Patterns in the number-word sequence
provide a foundation for the abstract
number concept.
Essential
Understanding 5b
Our base-ten number
system allows forming a new place-value unit by grouping
ten of the previous
place-value units,
and this process can
be iterated to obtain
larger and larger
place-value units.
Essential
Understanding 5c
The value of a digit
in a written numeral
depends on its place,
or position, in a
number.
Essential
Understanding 5d
Inherent in place
value are units of
different size.
is 15. To divide 15 by 5, the child may also count 5, 10, and 15, or
three groups of five, so 3 is the result (or quotient).
Children also learn to count by tens starting at numbers that
are not multiples of ten, like 7, 17, 27, 37, .... The name for the
units stays the same as the tens change; this is one of the patterns
in number-word sequences that provide a foundation for the abstract number concept (Essential Understanding 4a). Counting by
tens lays a foundation for concepts of place value based on forming
new place-value units by grouping ten of the previous place-value
unit (Essential Understanding 5b). The generalizations of this skipcounting pattern demonstrate an understanding that the position of
a digit in a number is related to its value (Essential Understanding
5c) and further related to the inherent role of units of different sizes
in place value (Essential Understanding 5d ).
Rational Number
The approach to early number concepts that is implicit in chapter 1
starts with comparisonscomparisons of discrete quantities, comparisons of continuous quantities, and comparisons of quantities of
each kind (discrete or continuous) with chosen units. In general, this
approach provides a natural setting for establishing a connection
between whole numbers and rational numbers. By understanding
quantities as measurable or countable attributes of physical objects
(Essential Understanding 1b), we see how focusing on both continuous and discrete quantities is important in our work with children
during their initial stages of developing number.
Such an approach allows children to see the similarities between discrete and continuous number systems in a natural way.
Often, when the emphasis in the early years is exclusively on counting and discrete quantities, children later have difficulties integrating the concepts related to measurement and to fractions as numbers in their own right. By comparing continuous quantities such
as length, children can form clearer ideas about the usefulness of a
number line to represent whole numbers as length units from 0 as
well as to give meaning to points in between the whole numbers.
Thus, they can use the number line in a more meaningful way in a
variety of contexts, including the development of rational number.
In many cases, measuring a given quantity (for example,
length) with a given unit (for example, inches) may require a whole
number of units and a little more. In the early grades, a natural
extension to the use of whole units is the use of half units, consistent with the natural process of halving used by young children.
Carefully choosing a unit makes the comparison of quantities possible (Essential Understanding 2a). Working with units that can be
physically halved in an easy way (e.g., dividing strips of paper)
47
Chapter 2
permits children to model the one-half unit and use it to approximate the measurement of a given length more closely. In the beginning, it may be convenient to provide children with examples that
allow them to approximate the given length quite closely by using
only whole units and half units (see fig. 2.3).
4 12
Essential
Understanding 1b
Physical objects are
not in themselves
quantities. All
quantitative
comparisons involve
selecting particular
attributes of objects
or materials to
compare.
Essential
Understanding 2a
Using numbers to
describe relationships between or
among quantities
depends on
identifying a unit.
48
Essential
Understanding 2b
The size of a unit
determines the
number of times that
it must be iterated to
count or measure a
quantity.
0
Essential
Understanding 1e
The equality
relation between
two quantities
remains unchanged
when one or both
quantities are
decomposed into
parts and when one
of the quantities
is combined with
another quantity to
form a larger
quantity.
1
2
2
2
3
2
4
2
5
2
21
2
49
Chapter 2
lengths, one length is placed so that it begins at zero, and the second is placed so that it begins where the other ends, and the total
of the two lengths is the number corresponding to the length that
goes from zero to the endpoint of the second segment (fig. 2.8). This
generalizes the process that children go through in building their
own number lines by putting unit segments next to each other and
marking the corresponding numbers.
a
b
a
0
b
a
a+b
Essential
Understanding 1d
Two important
properties of equality
and order relations
are conservation
and transitivity.
d
iea
Big Idea 2
The selection of a
unit makes it possible
to use numbers in
comparing quantities.
50
Fig. 2.9. Different units make 3/4 and 6/8 unequal lengths
The notion of units permeates multiple contexts, including
some that pertain to much higher grade levels. The use of units to
create and apply number lines is essential to an understanding of
Cartesian graphs. The units used in creating a graph affect the interpretation of the graphical representation. For example, the choice of
large units to represent data may exaggerate the results. Conversely,
using small units to represent the same data set may minimize the
resultsat least visually. These graphical implications of decisions
about Cartesian graphs or statistical displays arise from the role of
the selection of unit in comparing quantities.
At later grade levels, students interpret slope, which they use to
represent how a change in one quantity (the dependent variable) is
related to a change in the other quantity (the independent variable).
Graphically and numerically, attention to the units used to measure
or count each quantity is critical in interpreting slope in meaningful
ways.
The interpretation of slope is also influenced by an awareness
of discrete and continuous quantities. As students in later grades
graph a linear function with a slope of, say, 10, they sometimes neglect to think about the context of the function. For example, if the
function represents the revenue of a business, based on the number
of $10 items sold, then it probably would not be reasonable to think
of the number of items in quantities other than whole numbers.
Conclusion
This chapter has explored ways in which big ideas and essential
understandings of number and numeration connect with other
areas of mathematics that students encounter in prekindergarten
through grade 2 and beyond. An understanding of unit permeates
multiple topics and their associated concepts as students develop
more sophisticated and complex mathematical thinking.
Chapter
Challenges: Learning,
Teaching, and Assessing
It is often thought that mathematics in the early grades is really
quite simple. A focus on learning to count objects, count by rote,
or identify the ordinal position of an object tends to dominate the
curriculum in the early grades. These skills are certainly part of
number development, but other foundational perspectives should
be considered in instructional decisions. The big ideas and essential
understandings from chapter 1 support the inclusion of rich tasks
to promote childrens sense of number by emphasizing the role and
importance of unit, composing and decomposing quantities, and
strategies for counting.
Determining the types of tasks to use, as well as the questions
that are associated with them, can support further development of
number ideas. Chapter 3 discusses characteristics of tasks that can
be used for instruction or assessment, since childrens responses to
the tasks that we use in our teaching often give us an indication of
the development of their understanding of number.
Developing Counting
Counting is critical in daily life and to success in mathematics. As
captured in Big Idea 3, meaningful counting involves much more
than an action or a process of rote memorization and recitation of a
number-word sequence.
d
iea
Big Idea 3
Meaningful
counting
integrates different
aspects of number
and sets, such as
sequence, order,
one-to-one
correspondence,
or ality, and
ordin
cardinality.
51
Essential
Understanding 3c
Counting includes
cardinality and
ordinality of sets of
objects.
52
Using units
Essential
Understanding 2b
The size of a unit
determines the
number of times that
it must be iterated to
count or measure a
quantity.
Tasks should support the use of different units in counting a quantity. A collection of objects, as pictured in the task How many
houses? in figure 1.6, provides opportunities for children to count
with different units. Counting each object individually is one type
of task; changing the unit is another. This second type of task provides experiences in counting with different units and then seeing
the effect of changing the unit. This work supports childrens understanding of the idea that if a larger unit is used, the count is smaller
than when a smaller unit is used.
Understanding unit helps young children develop a sense of
numbers related to their sense of space and the reasonableness of
counts or measures. Regardless of whether a quantity is made of
discrete items or is continuous, such as a length, area, or volume,
children gradually form better ideas of how much space a given
quantity needs. Two hundred pennies are too many to hold in one
53
Chapter 3
hand. The length of a car is about five meters. The length of the
teachers desk is three feet.
Whether children are working with continuous or discrete units
(such as inches or pennies, respectively), using a referent, or benchmark, to determine the reasonableness of a measure is important.
If a child says that he cannot hold 200 pennies in his hand, how
does he know? What information does he use to support that idea?
Having students explain how they know that they cannot hold 200
pennies in a hand will give you information about what referent
they are using to base their decision. Asking students how they
determined their response can give you information about the
appropriateness of the referent that they used.
Similarly, with a continuous measure like length, asking students to justify the use of a particular unit to measure a given objects length can give you information in much the same way. How
can they decide what unit to use? Should the unit be larger than
the length of the object that they are measuring? Why, or why not?
Questions like these provide opportunities for students to articulate
their reasoning, giving you more information about their thinking
processes.
Children should also encounter tasks in which no unit is specified for measuring or counting. Consider the case in figure 3.1. Are
the two areas the same? Confronted with this case, students would
have to determine a means by which to compare the areas.
54
55
Chapter 3
56
57
Chapter 3
21
2
58
Conclusion
This chapter has focused on characteristics of tasks that can support both instruction and assessment. The richness of the tasks and
the associated questions provide opportunities to enhance childrens understanding of number concepts. By offering tasks that
allow multiple solution methods and asking questions that extend
or probe childrens thinking, you can gauge their progress toward
greater proficiency and use it to continue to promote more sophisticated and complex thinking.
Chapter 3
References
Burns, Marilyn. Mathematics: Assessing Understanding. White
Plains, N.Y.: Cuisenaire Company of America, 1993.
Bryant, Peter, and Hanka Kopytynska. Spontaneous Measurement
by Young Children. Nature 260 (April 1976): 773.
Cameron, Antonia, Sherrin B. Hersch, and Catherine Twomey Fosnot. Taking Inventory Grades K1: The Role of Context, Young
Mathematicians at Work. Portsmouth, N.H.: Heinemann, 2004.
Dougherty, Barbara. Measure Up: A Quantitative View of Algebra for Young Children. Paper presented at the twenty-eighth
conference of the International Group for the Psychology of
Mathematics Education, Bergen, Norway, July 1418, 2004.
. Measure Up: A Quantitative View of Early Algebra. In
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Durkin, Kevin, Beatriz Shire, Roland Riem, Robert D. Crowther, and
Derek R. Rutter. The Social and Linguistic Context of Early
Number Word Use. British Journal of Developmental Psychology 4 (November 1986): 26988.
Freudenthal, Hans. Mathematics as an Educational Task. Dordrecht,
The Netherlands: D. Reidel, 1973.
Hirschi, L. Edwin. Building Mathematics Concepts in Grades Kindergarten through Eight
Eight. Scranton, Pa.: International Textbook
Company, 1970.
Hudson, Tom. Correspondences and Numerical Differences between
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Kamii, Constance. Place Value: An Explanation of Its Difficulty
and Educational Implications for the Primary Grades. Journal
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Kasner, Edward, and James Newman. Mathematics and the Imagination. New York: Simon and Schuster, 1967.
Kulm, Gerald. Learning to Add and Subtract: Learning Activities and
Implications from Recent Cognitive Research. Washington, D.C.:
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Miller, Kevin F. Measurement as a Tool for Thought: The Role of
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National Council of Teachers of Mathematics (NCTM). Principles
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. Curriculum Focal Points for Prekindergarten through Grade 8
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60
d
iea
Developing
Essential
Understanding
of
Number &
Numeration
Pre-KGrade 2
The Essential Understanding Series addresses topics in school mathematics that are
critical to the mathematical development of students but are often difficult to teach.
Each book in the series gives an overview of the topic, highlights the differences between
what teachers and students need to know, examines the big ideas and related essential
understandings, reconsiders the ideas presented in light of connections with other
mathematical ideas, and includes questions for readers reflection.
NCTM