United States v. Earl Thompson, 29 F.3d 62, 2d Cir. (1994)

29 F.
3d 62
UNITED STATES of America, Appellee,

v.
Earl THOMPSON, Defendant-Appellant.
No. 1148, Docket 93-1602.
United States Court of Appeals,

Second Circuit.
Argued March 24, 1994.
Decided July 6, 1994.
William I. Aronwald, Aronwald & Pykett, White Plains, NY, for

defendant-appellant.
Marjorie Miller, Asst. U.S. Atty. for the S.D. of N.Y., New York City
(Mary Jo White, U.S. Atty. for the S.D. of N.Y., John W. Auchincloss II,
Asst. U.S. Atty. for the S.D. of N.Y., of counsel), for appellee.
Before OAKES, MESKILL, and ALTIMARI, Circuit Judges.
ALTIMARI, Circuit Judge:
Defendant-appellant Earl Thompson appeals from a judgment entered on

August 23, 1993 after a jury trial in the United States District Court for the
Southern District of New York (Broderick, J.), convicting him of one count of
knowing possession of a false Social Security card in violation of 18 U.S.C.
Sec. 1028(a)(6), three counts of bankruptcy fraud in violation of 18 U.S.C. Sec.
152, one count of perjury in connection with a separate civil judicial proceeding
in violation of 18 U.S.C. Sec. 1623, and seven counts of laundering the
proceeds of bankruptcy fraud in violation of 18 U.S.C. Secs. 1956(a)(1) and
1957. Thompson was sentenced to serve 65 months' imprisonment, followed by
a three-year term of supervised release, and a total of $600 in special
assessments.
On appeal, Thompson challenges both his conviction and sentence. Regarding

his conviction, Thompson challenges the district court's denial of his motion to
suppress the contents of a briefcase discovered during an inventory search of
his automobile, claiming that the search violated his Fourth Amendment rights.
In addition, Thompson contends that the prosecutor's improper comments in
rebuttal summation deprived him of a fair trial. Regarding his sentence,
Thompson claims that the district court erred in declining to downwardly depart
from the calculated Sentencing Guidelines range.
3
For the reasons set forth below, we affirm the district court's judgment.
BACKGROUND
4
On March 5, 1990, an officer of the Ramapo, New York Police Department

("R.P.D.") arrested Thompson for driving while intoxicated shortly after
Thompson drove away from his residence. The arresting officer detained
Thompson based on information that the R.P.D. received from an undercover
agent, who had observed Thompson at home in an intoxicated condition shortly
before he began driving his car. At the time of his arrest, the R.P.D. was
conducting an undercover investigation of Thompson for alleged sexual assault.
Following his arrest, Thompson's vehicle was impounded and subjected to an

inventory search. Pursuant to R.P.D. regulations, a detailed inventory of the
entire vehicle was conducted. During the course of the search, an officer
examined the contents of a closed briefcase, which was unlocked with
Thompson's key. The briefcase contained approximately $23,500 in cash,
$15,000 in postal money orders, $200,000 in bank and teller checks, a metal
plate facsimile of a Social Security card, and documents relating to various
bank accounts maintained under a variety of names. After preparing an
inventory report, the R.P.D. turned the contents over to the Federal Bureau of
Investigation (the "FBI").
The FBI's investigation disclosed that Thompson, an attorney admitted to the

bar in New York State, had filed for bankruptcy protection on January 22,
1990. Although Thompson claimed in his petition to have assets totalling only
$1,500, the FBI's investigation revealed that during the pendency of his
bankruptcy proceeding, Thompson concealed approximately $400,000 in assets
from the Bankruptcy Court. The investigation further indicated that Thompson
laundered much of that money through bank accounts he opened by using
fictitious names, addresses, and Social Security numbers. On March 8, 1990,
three days after the seizure of the briefcase, Thompson voluntarily dismissed
his bankruptcy petition.
On June 6, 1991, an indictment was filed against Thompson concerning his
alleged bankruptcy fraud. Ten days later, Thompson moved to suppress the
contents of the briefcase seized from the trunk of his car. A suppression
hearing was conducted, and on August 14, 1991, the district court denied
Thompson's motion. A thirteen-count superseding indictment was filed against
Thompson on October 29, 1991. Count One charged Thompson with knowing
possession of a false Social Security card in violation of 18 U.S.C. Sec. 1028(a)
(6), Counts Two through Four charged Thompson with bankruptcy fraud in
violation of 18 U.S.C. Sec. 152, Count Five charged Thompson with making a
false declaration in a proceeding before the United States District Court for the
Southern District of New York in violation of 18 U.S.C. Sec. 1623, and Counts
Six through Twelve charged Thompson with laundering the proceeds of a
bankruptcy fraud in violation of 18 U.S.C. Secs. 1956(a)(1) and 1957. Count
Thirteen charged that specific properties involved in or traceable to the money
laundering violations set forth in Counts Six through Twelve were subject to
forfeiture, pursuant to 18 U.S.C. Sec. 982.
8
During the course of a six-day jury trial, Thompson testified that neither the
briefcase nor the bulk of the money in the bank accounts belonged to him. To
demonstrate Thompson's lack of credibility, the Government adduced evidence
that Thompson had submitted false statements or false testimony in six legal
proceedings. Additionally, Thompson admitted to filing false court papers that
resulted in his disbarment in New York State.
On summation, defense counsel suggested that Thompson had answered all the
questions honestly, and stated, "He does not have the best background, ... but
does that mean he's a liar?" In rebuttal summation, the prosecutor stated, "Earl
Thompson is a man who has lied in every piece of sworn testimony he has ever
given in any court proceeding. He lied on every sworn statement he has ever
filed." After objection by defense counsel, the district court instructed the jury
that the attorneys' statements did not constitute evidence. The jury returned a
guilty verdict on all counts.
10
Following the verdict, the Probation Department prepared a Presentence Report

("PSR") for Thompson which recommended a total offense level of 25 and
criminal history category of II, resulting in a sentencing range of 63-78 months.
At sentencing, the district court declined to grant Thompson's request for a
downward departure, accepted the findings of the PSR, and sentenced
Thompson to 65 months' imprisonment.
11
Thompson now appeals.
DISCUSSION
12
On appeal, Thompson contests both his conviction and his sentence. We have
examined Thompson's challenge to his sentence and find it to be meritless. We
discuss only Thompson's challenges to his conviction.
(1) The Inventory Search

13
14
Thompson contends on appeal that the district court erred in denying his
suppression motion because the inventory search was not conducted in good
faith pursuant to a standardized procedure regulating the opening of closed
containers. Thompson claims that the inventory search was a pretext to search
for incriminating evidence. We disagree.
15
In examining a ruling on a motion to suppress, we review the district court's

findings of adjudicative fact for clear error, and the district court's conclusions
of law de novo. See United States v. Moore, 968 F.2d 216, 221 (2d Cir.), cert.
denied, --- U.S. ----, 113 S.Ct. 480, 121 L.Ed.2d 385 (1992).
16
As a preliminary matter, Thompson challenges his arrest, claiming that the stop
was a pretext for conducting an inventory search. The question of whether the
stop was pretextual or not, however, is irrelevant to determining the arrest's
validity. So long as the stop was lawful, the resulting arrest will not violate the
Fourth Amendment. See United States v. Scopo, 19 F.3d 777, 784 (2d
Cir.1994). In this case, we find that the stop was clearly authorized by law.
Thompson's detention was based on the R.P.D.'s firsthand information from an
undercover officer who alerted the R.P.D. that Thompson, who was visibly
inebriated, planned to drive his automobile. Having received such information,
it would have been irresponsible for the R.P.D. officer to allow Thompson to
pose a threat to public safety by not stopping him. Accordingly, because the
stop was lawful, the resulting arrest did not violate the Fourth Amendment. See
id.
17
In addition to challenging his stop and arrest, Thompson challenges the

inventory search itself on the grounds that the search was not conducted
according to a valid procedure and was solely for the purpose of discovering
incriminating evidence. Regarding the propriety of a search incident to an
arrest, inventory searches of items lawfully obtained by the police fall within a
well-defined exception to the Fourth Amendment's warrant requirements. See
Colorado v. Bertine, 479 U.S. 367, 371-72, 107 S.Ct. 738, 740-41, 93 L.Ed.2d
739 (1987). Such searches are deemed reasonable under the Fourth
Amendment because "inventory procedures serve to protect an owner's property
while it is in the custody of the police, to insure against claims of lost, stolen, or
vandalized property, and to guard the police from danger." Id. at 372, 107 S.Ct.
at 741. The fruit of inventory searches, however, will be suppressed when the
searching agents act in bad faith or solely for the purpose of investigation. See
id.
18
Consistent with the Fourth Amendment, law enforcement officials may open
closed containers as part of an inventory search so long as they act in good faith
pursuant to "standardized criteria ... or established routine." Florida v. Wells,
495 U.S. 1, 4, 110 S.Ct. 1632, 1635, 109 L.Ed.2d 1 (1990) (citation omitted).
The existence of such a valid procedure may be proven by reference to either
written rules and regulations, see United States v. Wilson, 938 F.2d 785 (7th
Cir.1991), cert. denied, --- U.S. ----, 112 S.Ct. 946, 117 L.Ed.2d 115 (1992), or
testimony regarding standard practices, see United States v. Arango-Correa,
851 F.2d 54, 59 (2d Cir.1988). Although the procedure must not be a pretext
"for a general rummaging in order to discover incriminating evidence," it may
allow the searching officers sufficient discretion in deciding whether or not to
open a specific container. Wells, 495 U.S. at 4, 110 S.Ct. at 1635.
19
In the case at bar, we find two bases which support the existence of a
standardized procedure that regulated inventory searches of closed containers.
First, the written R.P.D. regulations provide:
20
A member of the Department who impounds any motor vehicle shall inventory
the contents of the vehicle and record the results....
21
It is not necessary to enter locked portions of any vehicle to conduct an

inventory search when keys to enter are not available.
22
(emphasis added). Although Thompson maintains that the officers used

impermissible discretion in conducting the inventory search because the
regulations refer to "locked portions" and do not specifically mention the term
"closed containers," we find this argument to be one of form over substance.
The terms "contents" and "locked portions" in the regulations provide sufficient
elucidation to satisfy the constitutional requirements for an inventory search of
a closed container when keys are available. See Wilson, 938 F.2d at 789
(holding that the term "contents" satisfied Wells requirement even though
policy did not use buzz words "closed container").
23
Second, the district court credited the testimony of two officers who stated that
inventory searches are standard procedure upon the impounding of a vehicle.
See Arango-Correa, 851 F.2d at 59 (holding testimony of agent established
standardized practice). The officers testified that after such seizure, the R.P.D.
assumes responsibility for the vehicle, and the searching law enforcement
officials are required to inventory the entire car, including any closed containers
or locked containers for which a key is available. Thus, the officers' testimony
concerning the R.P.D.'s standard policy as well as the R.P.D.'s written
regulations support the conclusion that the R.P.D. had adopted procedures that
allowed the officers to search Thompson's briefcase.
24
In sum, beyond Thompson's bare allegation that the inventory search was a
ruse to discover incriminating evidence, there is no evidence in the record that
the inventory search was for any other purpose than to protect Thompson's
property while in custody with the R.P.D. As noted above, the inventory search
was done in compliance with the R.P.D.'s standardized regulations and
established procedure. Accordingly, we agree with the district court that the
inventory search comported with Fourth Amendment protections.
(2) The Prosecutor's Rebuttal Summation

25
26
Thompson's claim on appeal that the prosecutor's improper statements in

rebuttal summation warrant reversal of his conviction also fails. In evaluating
whether a prosecutor's improper remarks warrant reversal, we consider the
severity of the offending conduct, the measures adopted to cure the harm of the
statements, and the certainty of conviction absent the improper comments. See
United States v. Modica, 663 F.2d 1173, 1181 (2d Cir.1981), cert. denied, 456
U.S. 989, 102 S.Ct. 2269, 73 L.Ed.2d 1284 (1982). In undertaking this analysis,
we must examine the statements within the context of the entire trial in order to
assess whether the prosecutor's remarks caused substantial prejudice to the
defendant, thereby depriving him of his right to a fair trial. See id.
27
In applying the above analysis to the case at hand, we find that the prosecutor's
remarks did not substantially prejudice Thompson so as to deprive him of a fair
trial. While the Government concedes that the prosecutor misspoke during
rebuttal summation, considering that Thompson placed his credibility in issue
and that there was evidence in the record that he had filed false statements in
numerous proceedings, we do not find the statements to have been overly
inflammatory and egregious. See id.; United States v. Peterson, 808 F.2d 969,
977 (2d Cir.1987). Furthermore, given the overwhelming evidence of
Thompson's guilt, we do not doubt that absent the improper comments, the jury
would have convicted him. A review of the record indicates that Thompson
was caught red-handed with thousands of dollars of cash while claiming to be
bankrupt. He also had documents in his possession showing that he had been
moving funds in and out of accounts during that same period, and subsequently
admitted to moving these funds. Thompson's story concerning the money and
documents was implausible and did not square with prior sworn statements he
had made. In sum, viewed within the context of the entire trial, we find that
because the inappropriate comments did not amount to prejudicial error,
reversal is not warranted. See United States v. LaMorte, 950 F.2d 80, 83 (2d
Cir.1991), cert. denied, --- U.S. ----, 112 S.Ct. 1938, 118 L.Ed.2d 544 (1992).
CONCLUSION
28
Based on the foregoing, we affirm the judgment of the district court.

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29 F.

UNITED STATES of America, Appellee,

United States Court of Appeals,

William I. Aronwald, Aronwald & Pykett, White Plains, NY, for

Defendant-appellant Earl Thompson appeals from a judgment entered on

On appeal, Thompson challenges both his conviction and sentence. Regarding

On March 5, 1990, an officer of the Ramapo, New York Police Department

Following his arrest, Thompson's vehicle was impounded and subjected to an

The FBI's investigation disclosed that Thompson, an attorney admitted to the

On June 6, 1991, an indictment was filed against Thompson concerning his

Following the verdict, the Probation Department prepared a Presentence Report

Thompson now appeals.

(1) The Inventory Search

In examining a ruling on a motion to suppress, we review the district court's

In addition to challenging his stop and arrest, Thompson challenges the

It is not necessary to enter locked portions of any vehicle to conduct an

(emphasis added). Although Thompson maintains that the officers used

(2) The Prosecutor's Rebuttal Summation

Thompson's claim on appeal that the prosecutor's improper statements in

Based on the foregoing, we affirm the judgment of the district court.

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