HDFC MF Transaction-Slip-18.7 PDF

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TRANSACTION REQUEST FOR

PURCHASE / SWITCH / REDEMPTION


TIMESTAMP (FOR OFFICE USE ONLY)

Name of Unit Holder :

Folio Number

1st Joint Unit Holder :

Scheme / Plan / Option*


(Switch-out scheme
for switch request)

2nd Joint Unit Holder :

*Investors applying under Direct Plan must mention Direct against the Scheme name. Default Plan / Option in terms of KIM will apply if the choice of Plan / Option is not indicated.
KEY PARTNER / DISTRIBUTOR INFORMATION (Investors applying under Direct Plan must mention Direct in the ARN column below.)
Internal Code for
ARN Sub Distributors ARN/Bank
ARN
ARN Name
Sub-Distributor/ Employee
Branch Code

Employee Unique
Identification Number (EUIN)

ARN Note : Upfront commission shall be paid directly by the investor to the ARN Holder (AMFI registered Distributor) based on the investors assessment of various factors including the service rendered by the ARN Holder.
Important: Please strike off any unused portion of this sheet.

ADDITIONAL PURCHASE (Please write your folio number and name on the reverse of the cheque/DD/Payment Instrument no.)
BANK NAME
Amount (in Rs.) : __________________________ Drawn on: ___________________________________
Cheque/DD/Payment Instrument no. : ____________________
Investors desiring to get allotment of units in dematerialized mode instead of physical mode should provide the details of their demat account below:
NSDL
CDSL
DP Name
DP ID
Beneficiary Account No.
Please attach a copy of the DP statement / Client Master Form to enable us to verify the demat account details.
IMPORTANT : Names, mode of holding, PAN details, etc. of the Investor will be verified against the Depository data. Names, mode of holding, PAN details, etc. of the Investor will be verified against
the Depository data. The units will be credited to the beneficiary (demat) account only after successful verification with the depository records and realization of payment.

SWITCH REQUEST (Please tick any one only)

All Free Units

No. of units : _______________________

Amount (in Rs.) : ______________________

To Scheme / Plan / Option : ________________________________________________________________________________________________________________


^

Investors applying under Direct Plan must mention Direct against the Scheme name. Default Plan / Option in terms of KIM will apply if the choice of Plan / Option is not indicated.

REDEMPTION - Subject to Lock-in Period, if any (Please tick only one of the below options.)
All Free Units

No. of Units

Amount (in Rs.)

(in words)

(If not provided earlier for electronic payment)


IFSC Code :
Note : If a redemption request is submitted alongwith a request for changing the bank account details, the redemption will be processed into the registered/default bank account in the aforesaid scheme/folio and
the request for changing the bank account details will not be processed.
For investors who have registered for Multiple Bank Accounts facility# in the above folio:

F
If the balance in my/our account does not cover the amount / units of the redemption request, I/we authorise

you to send the entire such (lesser) balance to me/us.


DECLARATION : I / We hereby confirm and declare as under:1) I / We have read, understood and hereby agree to comply with the terms and conditions of the scheme related documents and apply for allotment of Units of the Scheme(s) of HDFC Mutual Fund (Fund)
indicated above.
2) I/We am/are eligible Investor(s) as per the scheme related documents. and am/are authorised to make this investment as per the Constitutive documents/ authorization(s). The amount invested in the
Scheme(s) is through legitimate sources only and is not for the purpose of contravention and/or evasion of any act, rules, regulations, notifications or directions issued by any regulatory authority in India.
3) The information given in / with this application form is true and correct and further agree to furnish such other information as may be required by the HDFC Asset Management Company Limited (AMC)/ Fund
and undertake to inform the AMC / Fund/Registrars and Transfer Agent (RTA) in writing about any change in the information furnished from time to time.
4) I/We will indemnify the Fund, AMC, Trustee, RTA and other intermediaries in case of any dispute regarding the eligibility, validity and authorization of my/our transactions.
5) The ARN holder (AMFI registered Distributor) has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him/them for the different competing Schemes of
various Mutual Funds from amongst which the Scheme is being recommended to me/us.
6) I/WE HEREBY CONFIRM THAT I/WE HAVE NOT BEEN OFFERED/ COMMUNICATED ANY INDICATIVE PORTFOLIO AND/ OR ANY INDICATIVE YIELD BY THE FUND/AMC/ITS
DISTRIBUTOR FOR THIS INVESTMENT.

Applicable to Foreign Nationals Resident in India only:


I/We will redeem my/our entire investment/s before I/We change my/our Indian residency status. I/We shall be fully liable for all consequences (including taxation) arising out of the failure to redeem on
account of change in residential status.

Declaration for Purchase/Switch transaction where EUIN box is left blank


I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationship
manager/sales person of the above distributor/sub broker or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person
of the distributor/sub broker.
TO BE SIGNED BY ALL UNIT HOLDERS IF MODE OF HOLDING IS JOINT. ALTERATIONS, IF ANY, SHOULD BE COUNTERSIGNED.

Sole/ First Unit holder/ Guardian/ POA

Second Unit holder

Ver. July.14

Applicable to NRIs/ PIO/OCIs only:


I/We am/are not prohibited from accessing capital markets under any order/ruling/judgment etc., of any regulation, including SEBI. I/We conrm that my application is in compliance with applicable Indian and
foreign laws.
Please ( )
Yes
No
If Yes, ( )
Repatriation basis
Non-repatriation basis

Signature(s)

Third Unit holder

ACKNOWLEDGEMENT
(To be filled in by the Unit holder)

TIMESTAMP (FOR OFFICE USE ONLY)

Folio No. : ______________________________ Sole/First Unit Holder: __________________________________________________________________________________


(SWITCH-OUT SCHEME FOR SWITCH REQUEST)
Scheme / Plan / Option : ____________________________________________________________________________________________________________________

ADDITIONAL PURCHASE
BANK NAME
Amount (in Rs.) : __________________________ Drawn on: _____________________________________
Cheque/DD/Payment Instrument no. : ___________________

SWITCH REQUEST (Please tick any one only)


All Free Units
No. of units : _______________________
Amount (in Rs.) : ______________________
To Scheme / Plan / Option : ________________________________________________________________________________________________________________
REDEMPTION

All Free Units

No. of units : ___________________________ Amount (in Rs.) : _________________________________________

Our Contact Number: 1800 3010 6767 / 1800 419 7676 email: [email protected] Website : www.hdfcfund.com

Ver. July.14

This transaction request is not valid for HDFC Gold Exchange Traded Fund

Redeem

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