TATA MUTUAL FUND

Mafatal Centre 9th Floor Nariman Point Mumbai - 400 021

Transaction Statement

Folio Number : 3498902 / 52

Suman Jindal
H NO A N 14/887
GALI KAMBOJ
AMRITSAR
AMRITSAR - 143001
Punjab, India
Work
Home
Mobile
Email

:
:
:
:

N.A
N.A
N.A
N.A

Statement Date : 25-Jun-2016

Other Scheme(s) - Account Summary

Tata Balanced Fund Regular Plan - Growth

NAV Date
24-Jun-2016

NAV
170.4956

Unit Balance

Cost (INR)

Current Value (INR)

1,213.124

200,000.00

206,832.30

Grand Total

200,000.00

206,832.30

EISC-ETRXN-11.23.1-250616024242-1036

Scheme

Page : 1 / 5
Call: 1800 209 0101. SMS: TMF To 57575. E-mail: [email protected]

TATA MUTUAL FUND

Mafatal Centre 9th Floor Nariman Point Mumbai - 400 021

Transaction Statement
Investor Name : Suman Jindal

Folio No

: 3498902 / 52

Old Folio Number

Investment Folio Details

Joint Name 1 :
Joint Name 2 :
Donor Name :

PAN/ PEKRN
First Holder

KYC Status
KYC - Verified

: AAMPJ6463G

Tax Status : Individual

REGISTERED BANK ACCOUNT(S) (masked for security reasons)
First

: XXXXXXXXXXX3617/Union Bank of India/Amritsar Main/Amritsar

Mode Of Holding : Single

NOMINATION
Nominee 1
Nominee 2
Nominee 3

: Ravi Aggarwal
:
:

Scheme Transaction Details

100%

From 01-JAN-1900 to 25-JUN-2016

TBFG Tata Balanced Fund Regular Plan - Growth- ISIN:INF

277K01303
Value
Date
04/05/2016
05/05/2016
05/05/2016

NAV as on 24/06/2016 : 170.4956

Amount
in INR

Price
in INR

NAV
in INR

Number of
Units

Balance
Units

200,000.00

164.8636

164.8636

1,213.124

1,213.124

Transactions Type
Purchase
***Registration of Nominee***
***Address Updated from KRA Data***

Current Unit Balance : 1,213.124

Your Bank Account

Market Value as on 24/06/2016 : 206,832.30

Financial Advisor : MJR Invest

: SB XXXXXXXXXXX3617 / Union Bank of India / Amritsar Main / Amritsar

Redemption Payout Mech : NEFT/RTGS PAYOUT

IFSC Code - NEFT : UBIN0530824

RTGS Code : UBIN0530824

EUIN : E025648

EISC-ETRXN-11.23.1-250616024242-1036

Current load structure(w.e.f.06/04/2015): Exit Load: 1% if redeemed on or before expiry of 365 days from the date of allotment. The Entry/Exit load for investment will be as
applicable as on the date of allotment / date of registration in case of SIP and STP.

Page : 2 / 5
Call: 1800 209 0101. SMS: TMF To 57575. E-mail: [email protected]

TATA MUTUAL FUND

Mafatal Centre 9th Floor Nariman Point Mumbai - 400 021

Folio Number

3498902

Mode Of Holding

Sole /
1st Holder Name

Suman Jindal

2nd Holder Name

Single

3rd Holder Name

REDEMPTION REQUEST
Scheme / Plan / Option
Amount ( )
(in Figure)

OR

Units
(in Figure)

OR

All units

Bank Name
A/c No.

IFSC Code

Note: If the bank account mentioned above is different from those already registered in your folio OR If the bank account details are not filled above, the redemption will be
processed into the Default bank account registered for the aforesaid folio.
Having read & understood the contents of the Scheme Information Document of the Scheme (s), I/ We hereby apply for redemption of units of the scheme(s) & agree to abide by the
terms,conditions, rules & regulations governing the scheme(s) and shall not hold AMC /mutual Fund or its RTA for not being able to process my request due to incomplete information
provided by me.

Sole / 1st Applicant Signature / Thumb

Impression

2nd Applicant Signature /

Thumb Impression

3rd Applicant Signature /

Thumb Impression

ACKNOWLEDGEMENT SLIP (To be filled by Investor)

Redemption request received for Folio No.
for

Amount ( )

Scheme Name
Units

All units

Important: Redemption signed by authorized signatories of a Non-Individual investor should be affixed with the official stamp.

Page : 3 / 5

EISC-ETRXN-11.23.1-250616024242-1036

REDEMPTION BANK ACCOUNT DETAILS: F or Investors w ho have registered for M ultiple B ank A ccounts facility in the above folio (please strike off the section
if not used) The redemption should be processed into the following bank account as per the payout mechanism indicated by me/us:

Additional Purchase / Switch Form

INVESTOR DETAILS
Folio Number.

3498902

CAN

Mode of Holding

Single

Status

1st Holder Name

Suman Jindal

Individual

Advisor Code

ARN-43314

EUIN

E025648

PAN

AAMPJ6463G

2nd Holder Name

PAN

3rd Holder Name

PAN

ADVISOR DETAILS
Broker / ARN Code

Sub-Broker / Bank Branch Code

Sub-Broker ARN Code

EUIN Code

I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this is an execution-only transaction without any interaction or advice by the distributor or personnel.
Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investor's assessment of various factors including the service rendered by the
distributor.

Sole / 1st Applicant Signature / Thumb

Impression

2nd Applicant Signature /

Thumb Impression

SWITCH DETAILS

Refer instruction 3

From Scheme / Plan / Option

Amount
(in figure)

3rd Applicant Signature /

Thumb Impression

OR

All units

(All Unit option is available only for Switch out to a single

scheme; mention the switch-in scheme in section 5)

ADDITIONAL PURCHASE DETAILS

Payment Mode :

Refer instruction 2

OTM facility (Registered in Folio)

Cheque / DD

Gross Amount (A)

DD Charges(if any) (B)

Bank A/C No.

A/C Type

RTGS / NEFT
Net Amount
(A - B)
Dated

D D / M M / Y Y Y Y

Cheque/DD/
UTR No.
Branch City

Drawn on Bank
Branch

Fund Transfer

SWITCH-IN / INVESTMENT SCHEME DETAILS

Amount ( )

Scheme(s) / Plan(s) / Option(s) for Switch-in / Additional Purchase

Sn.
1.
2.
3.
4.
5.
6.

TOTAL

DECLARATION AND SIGNATURES

I / We have read, understood and hereby agree to comply with the terms and conditions of the scheme related documents including the Key Information Memorandum and Apply for
allotment of Units of the Scheme(s) of Tata Mutual Fund ('Fund') indicated in this application form . I/We will indemnify the Fund , AMC, Trustee, RTA and other intermediaries in
case of any dispute regarding the eligibility, validity and authorization of my/our transactions . The ARN holder (AMFI registered Distributor) has disclosed to me/us all the
commissions (in the form of trail commission or any other mode), payable to him/them for the different competing Schemes of various Mutual Funds from amongst which the
Scheme is being recommended to me/us. I/We hereby confirm that I/We have not been offered/ communicated any indicative portfolio and/ or any indicative yield by the
Fund/AMC/its distributor for this investment.

Date:

Sole /

1st

Applicant Signature / Thumb

Impression

2nd Applicant

Signature /
Thumb Impression

3rd Applicant

Signature /
Thumb Impression

ACKNOWLEDGEMENT SLIP

Received request from Mr./Ms./M/s.

for

purchase of

Folio No.
switch-in of

redemption

(details overleaf)

Page : 4 / 5

EISC-ETRXN-11.23.1-250616024242-1036

7.

INSTRUCTIONS
Call: 1800 209 0101 SMS: TMF To 57575 E-mail: [email protected]

1.

GENERAL INSTRUCTIONS:
The Unit balance(s) is/are subject to realization of Cheque / DD
accompanying the Purchase Request & PAN Validation.
This Account Statement is subject to quality check.
ii.
iii. This Account Statement is a record of your transactions of the Units held in Tata
Mutual Fund (TMF).
iv. Kindly review this statement and contact the Investor Service Centres / 1800 209
0101 / [email protected] promptly if there is any discrepancy. Contents of
this statement will be considered correct if no error is reported within 30 days of
receipt of the statement.
For more information about our product, services and processes , visit our website
v.
www.tatamutualfund.com.
vi. Please quote your Folio Number in all future correspondence, please use the
transaction forms enclosed along with this account statement for additional
purchase, switch and redemption.
vii. The Statement of Additional Information (SAI), Scheme Information Document
(SID) and Key Information Memorandum (KIM) of the schemes and information
about
our
product,
services
and
processes
are
available
on
www.tatamutualfund.com.

iii. The Folio number / PAN and Name of the Applicant should be written by the Investor on
the reverse of the cheques and bank drafts accompanying the transaction form.

i.

viii. Investors need to read the SAI, SID, KIM, Addenda, KIM and Instructions therein
and below mentioned instructions carefully before filling up the transaction forms.

ix.

Transaction Charges:
In accordance with SEBI circular No. Cir/ IM D/ DF/13/ 2011 dated August 22,2011,
Tata Asset Management Limited/ Mutual Fund will deduct transaction Charges
from the purchase / subscription amount received from the investors investing
through a valid ARN Holder i.e. AMFI registered Distributor (provided the
Distributor has opted to receive the transaction Charges).Transaction Charge of
R s. 100 per purchase / subscription of Rs. 10,000 and above are deductible (per
Scheme Plan - Option) from the purchase / subscription amount and payable to the
Distributor. The balance amount shall be invested.
Transaction Charges shall not be deducted:

a.
b.
c.

where the Distributor of the investor has not opted to receive any Transaction
Charges
for purchases / subscriptions / total commitment amount in case of SIP of an
amount less than Rs. 10,000/-;
for transactions other than purchases / subscriptions relating to new inflows i.e.
through Switches / Systematic Transfers / Dividend Transfers/ Dividend
Reinvestment, etc.;

for purchases / subscriptions made directly with the Fund (i.e. not through any
Distributor); and
e. for purchases / subscriptions routed through Stock Exchange(s).
All transactions must be signed in accordance with the mode of holding opted by the
investor.
All transactions will be accepted subject to verification of mandatory information /
documents.
Investors shall note that KYC is mandatory and they need to comply with the 'Know Your
Client' requirements as applicable from time to time. For more information on KYC,
please visit our website www.tatamutualfund.com. Applications are liable to be rejected
without any intimation to the applicants, if required KYC compliance is not completed by
all the applicants/unit holders.

d.
x.
xi.
xii.

iv. The first unit holder should be one of the bank account holders in the pay-in bank

account. Purchase application through Cheque/DD/RTGS/NEFT/Funds transfer

requests should necessarily mention the pay-in bank account details i.e. account
number and bank, branch name of the bank account used for issuing the payments to
the fund. If this is not evidenced on the payment cheque/funds transfer/RTGS/NEFT
request, or in case of demand drafts, unit holder should attach necessary supporting
documents as required by TMF,like bank certificate, bank passbook copy or statement
to prove that the funds are from a bank account held by first unit holder only. If the
documents are not submitted with the application, the fund reserves the right to reject
the application or call for additional details. Investors are advised to visit
www.tatamutualfund.com for details on documents, restrictions on third party
payments or approach any of the AMC offices.

v. In case of discrepancies in the amount received from the investor and the amount
mentioned in the application form the application units will be allotted for the amount
received in our bank account.
vi. Units will be allotted subject to realization of payment proceeds.
vii. ADDITIONAL PURCHASE THROUGH OTM FACILITY: Investors making payment
through OTM facility registered in their folio , should tick the relevant box and need not
attach any cheque . If more than one bank account is registered in the folio under OTM
facility, investors should mention the bank account number and bank name where they
wish the debit to happen. If the same is not mentioned or is not registered, default bank
mandate under OTM facility will be considered to debit the purchase amount.

3. SWITCHES:
i. Investors can split the switch-out amount in more than one scheme, subject to meeting
the minimum amount criterion of the switch-in schemes.

ii. Switch outs to more than one scheme can be in terms of Amount Only.
iii. If amount to be switched is insufficient in the Switch-out scheme then the balance

available free units in the scheme will be switched subject to the minimum application
amount of the Switch in Scheme(s).
iv. Switch-out of All Units option can be selected for switch-in to a single scheme only.
The switch -in scheme should be mentioned in the section 5 without mentioning the
amount.
4. REDEMPTIONS:
i. The Redemption form can be used for redemption requests upto 7 schemes within the
same folio.
ii. The Redemption form has to be filled with the scheme details within a folio. Investors
need to specify the name of the scheme(s), plan, option and units/amount they wish to
redeem. In case the details are not mentioned, transactions are liable for rejection.

iii. For redemption of All units, investors need to specify by selecting the "All Units" option.

If the redemption request specifies both i.e. unit and amount ,the units mentioned shall
be considered for the transaction . If there is no sufficient amounts/ units, the balance
available free units in the respective account will be redeemed.

iv. Redemption may not be processed if folio number and full scheme name including plan

and option is not mentioned. Investors need to ensure that either of amount or units is
mentioned in the redemption request. TMF offers a facility to register multiple bank
accounts and designate one of the bank account as "Default Bank Account". Default
Bank Account will be used for all redemptions payouts unless investor specifies one of
the existing registered bank account in the redemption request for receiving redemption
proceeds.

xiii. Do not overwrite. For any corrections/changes if made in the transaction forms, the
investors shall enter the correct details pursuant to cancellation of incorrect details and
authenticate the corrected details by counter- signing against the changes. Applications
with any such changes not counter- signed by the applicants are liable for rejection.

v. Proceeds of any redemption request will be sent only to a bank account that is already
registered and validated in the folio at the time of redemption transaction processing.
Investors may choose to mention any of the existing registered bank accounts with
redemption request for receiving redemption proceeds. If registered bank account is
not mentioned, default bank account will be used. If a new and unregistered bank
mandate is provided with a specific redemption request (with or without necessary
supporting documents) such bank account will not be considered for payment of
redemption proceeds. Tata Asset management Ltd OR Tata mutual Fund will not be
liable for any loss arising to the investors due to the credit of redemption proceeds into
any of the bank accounts registered with us for the aforesaid folio

xiv. Applications complete in all respects, may be submitted out at any of our branch/
xv.

authorized centre of AMC & Registrar.

Application received at any of our branch/authorized centre of AMC/Registrar would be
time stamped on receipt to evidence time of receipt of the application. An
acknowledgement may be issued across the counter confirming the date & time of
receipt of the application. Investors are advised to retain the acknowledgement slip till
they receive a confirmation of processing of their transaction.

xvi. Subject to applicable regulations and provisions in the Scheme Information Document of

vi. Redemption requests should not be accompanied with requests for Change of Bank

Account Details . If the Change of Bank Account Detail request is received along with
Redemption requests only the redemption request will be processed and the
redemption proceeds will be credited to the last registered bank mandate & the request
for Change of bank mandate will be rejected.New bank accounts can only be registered
using the designated "Bank Account Registration Form/Multiple Bank Account
Registration Form ". In case the investor needs to add/alter the existing bank mandate
he should carry out the same 10 business days prior to date of redemption.

xvii. Applications incomplete in any respect are liable to be rejected. Tata Asset Management
2.

i.
ii.

Limited (the AMC) / Tata Trustee Company Limited (Trustee) have absolute discretion to
reject any such Application Forms.
PURCHASES:
Investors need to indicate their choice of Scheme, Plan and Option for which
subscription is made at the time of filling up the Transaction Form. In case of ambiguity
default options will apply.
Investors can invest in more than one scheme with one cheque/ payment instrument.
This facility is for administrative convenience only. For investment in more than one
scheme a single cheque/DD amounting to the total value of investment must be drawn in
favour of "Tata Mutual Fund" dated, signed and crossed 'A/c Payee only.' For investment
in single scheme cheque must be drawn in favour of "Name of the Scheme".

Purchase Cheque No.

Sn.
1.
2.
3.
4.

Switch-in/Redemption Scheme/Plan/Option

vii. Investor holding units in the Depository Account, need to submit the redemption
request to Depository Participant/ Broker.

5. REGISTRAR:

Computer Age Management Services Pvt. Ltd.: New No. 10 (Old No. 178), M.G.R.
Salai, Nungambakkam, Chennai - 600 034.
E-mail: [email protected]

Acknowledgement Slip (to be filled by the investor)

Dated
Bank
Units / Amount

Sn.
5.
6.
7.

A/c. No.

Switch-in/Redemption Scheme/Plan/Option

Units / Amount

Page : 5 / 5

EISC-ETRXN-11.23.1-250616024242-1036

the scheme(s) the date and time stamp would be considered for determining applicable
NAV for the transactions.