United States v. Rivera-Oros, 590 F.3d 1123, 10th Cir. (2009)
United States v. Rivera-Oros, 590 F.3d 1123, 10th Cir. (2009)
United States v. Rivera-Oros, 590 F.3d 1123, 10th Cir. (2009)
Elisabeth A. Shumaker
Clerk of Court
No. 08-2035
RODRIGO RIVERA-OROS,
Defendant-Appellant.
__________________________________
Appeal from the United States District Court
for the District of New Mexico
(D.C. No. CR-07-00057-JCH)
__________________________________
Scott M. Davidson, Albuquerque, New Mexico, for Defendant-Appellant.
David N. Williams, Assistant United States Attorney (Gregory J. Fouratt, United
States Attorney, with him on the brief), Albuquerque, New Mexico, for PlaintiffAppellee.
__________________________________
Before OBRIEN, TYMKOVICH, and HOLMES, Circuit Judges.
__________________________________
HOLMES, Circuit Judge.
__________________________________
Defendant-Appellant Rodrigo Rivera-Oros pleaded guilty to one count of
reentering the United States after having been previously deported following a
Border Patrol near Hachita, New Mexico, while in the process of crossing the
border into the United States. He admitted that he had entered the country
illegally. Mr. Rivera-Oros was indicted in the District of New Mexico on one
count of illegally reentering the United States after having been previously
deported, in violation of 8 U.S.C. 1326(a), (b). He pleaded guilty without a
plea agreement. According to the presentence investigation report (PSR), Mr.
Rivera-Oross total offense level was 21, which included a sixteen-level
enhancement for having previously committed a crime of violence, namely his
2005 burglary conviction. See United States Sentencing Guidelines Manual
(U.S.S.G.) 2L1.2(b)(1)(A) (2007). Mr. Rivera-Oros had a criminal history
score of 8, which placed him in criminal history category IV. However,
concerned that his criminal history score might over-represent his future
dangerousness and his risk of recidivism, the PSR suggested that Mr. Rivera-Oros
was more similarly situated to defendants with a criminal history category of III.
Mr. Rivera-Oros filed a sentencing memorandum objecting to the PSR. R.,
Vol. I, Doc. 52 (Sentencing Mem., filed Jan. 15, 2008). However, he did not
challenge the calculation of the Guidelines range. Instead, he argued that a
below-Guidelines sentence was sufficient, but not greater than necessary. Id.
at 3-4 (quoting 18 U.S.C. 3553(a)).
The district court agreed that Mr. Rivera-Oross criminal history score
over-represented the seriousness of his criminal history. Therefore, pursuant to
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Standard of Review
Whether a prior offense is a crime of violence under U.S.S.G. 2L1.2(b)
crime of violence. Therefore, plain error review applies. To prevail under the
plain error standard, the appellant must prove that the district court (1) committed
an error, (2) that was clear or obvious under current law, and which (3) affects
the appellants substantial rights. United States v. Goode, 483 F.3d 676, 681
(10th Cir. 2007) (internal quotation marks omitted); see United States v. Olano,
507 U.S. 725, 733-37 (1993). If these requirements are met, this Court may
exercise discretion to correct the error if it seriously affects the fairness, integrity,
or public reputation of judicial proceedings. Goode, 483 F.3d at 681 (internal
quotation marks omitted); see Juarez-Galvan, 572 F.3d at 1158-59. However, we
conclude that the district court did not commit any error, plain or otherwise, and
consequently, we affirm.
B.
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burglary as any crime, regardless of its exact definition or label, having the basic
elements of unlawful or unprivileged entry into, or remaining in, a building or
structure, with intent to commit a crime. Id. at 599. Mr. Rivera-Oros was
convicted of second-degree burglary, which, under Arizona law, is defined as
entering or remaining unlawfully in or on a residential structure with the intent
to commit any theft or any felony therein. Ariz. Rev. Stat. Ann. 13-1507(A).
The government argues that the Arizona statute is essentially a linguistic
duplicate of the Taylor language. Aplee. Br. at 9. 3
(...continued)
decide, that issue. Id. at 1282 (It is uncontested that burglary of a dwelling is a
crime of violence under U.S.S.G. 2L1.2(b)(1)(A)(ii). (emphasis added)).
Therefore, nothing in Cornelio-Pena dictates the outcome in this case.
4
(...continued)
the phrase or other structure superfluous. 531 F.3d at 1235. Therefore, we
disagree with the Ninth Circuits suggestion that the substitution of the term
building or structure for the term building . . . . was one of form, not
substance. Grisel, 488 F.3d at 848.
5
Sentencing Guidelines, see, e.g., United States v. Perez-Vargas, 414 F.3d 1282,
1284 (10th Cir. 2005), Taylor does not claim to provide a generic definition of
burglary of a dwelling. Our analysis must be attuned to the particular statute or
guideline in question. Cf. Nijhawan v. Holder, 129 S. Ct. 2294, 2300 (2009)
(holding that Taylors categorical approach does not apply to an immigration
statutes provision establishing that an alien may be deported if convicted of an
aggravated felony, including an offense defined as one involving fraud or
deceit, despite the similarities to 18 U.S.C. 924(e)).
(...continued)
offenses in 2L1.2(b). Second, while 924(e) has fewer enumerated offenses,
when one includes the non-enumerated offenses conceivably covered by the
statute, 924(e)s definition is much broader. Specifically, both provisions
include felonies that have the use of force as an element of the offense. See
U.S.S.G. 2L1.2 cmt. n.1(B)(iii); 18 U.S.C. 924(e)(2)(B)(i). However, 924(e)
also includes crimes that otherwise involve[] conduct that presents a serious
potential risk of physical injury to another. 18 U.S.C. 924(e)(2)(B)(ii). By
contrast, such a crime is only an aggravated felony under the Guidelines,
subject to an eight-level, not a sixteen-level, enhancement. See U.S.S.G.
2L1.2(b)(1)(C); id. cmt. n.3(A).
The provisions also differ in their application and effect. The Guidelines
enhancement applies to any alien who has been convicted of even a single crime
of violence. Section 924(e) requires three prior convictions. And while the
sixteen-level crime-of-violence enhancement is one of the largest in the
Guidelines, its expected effect in increasing the length of a sentence is hardly
comparable to the fifteen-year mandatory minimum sentence specified in
924(e). (For example, regarding an alien with a criminal history category III,
the base offense level of eight would result in a Guidelines range of six to twelve
months. With the sixteen-level crime-of-violence enhancement, the recommended
Guidelines range becomes sixty-three to seventy-eight months, assuming that no
other adjustments apply.)
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Our case law does not establish the meaning of burglary of a dwelling as
used in 2L1.2. Nevertheless, several of our cases have dealt with the career
offender guideline, U.S.S.G. 4B1.2(a), which also defines crime of violence
to include burglary of a dwelling. In United States v. Smith, 10 F.3d 724 (10th
Cir. 1993), we found that the Sentencing Commissions decision to include
burglary of a dwelling, but to exclude other forms of burglary from 4B1.2
represented an explicit policy choiceone that was diametrically opposed to the
position taken by Congress in enacting the ACCA. Id. at 732. Congress
thought ordinary burglaries, as well as burglaries involving some element making
them especially dangerous, presented a sufficiently serious potential risk to
count toward enhancement [under the ACCA]. Taylor, 495 U.S. at 597
(emphasis added). However, [t]he Sentencing Commission has obviously
declined to adopt that view, Smith, 10 F.3d at 733, opting for a more narrowly
focused approach centered on the severity of the burglary. Id. at 732 ([T]he
Commission has made it clear that it does not view second-degree or
unaggravated burglaries of structures other than dwellings as crimes of
violence.). We also noted that the definition of crime of violence in 4B1.2 is
patterned after 924(e)(2)(B) with one significant difference. The
Commissions definition conspicuously omitted burglary, with the single
exception of burglary of a dwelling. Id. at 733 (citation omitted).
Ultimately, our task in interpreting the Guidelines is to determine the intent
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Stat. tit. 21, 1435). Similarly, in United States v. Forsythe, 437 F.3d 960 (10th
Cir. 2005), we held that a New Jersey burglary statute that applies to any place
adapted for overnight accommodation of persons, or for carrying on business
therein is not burglary of a dwelling under 4B1.2. Id. at 963 (emphasis
added) (quoting N.J. Stat. Ann. 2C:18-2).
In determining the generic, contemporary meaning of burglary of a
dwelling, and how it differs from generic burglary, it is important for us to reflect
upon why the Sentencing Commission considers burglary of a dwelling, in
particular, to be a crime of violence. The invasion of ones home causes
psychological harm that cannot be measured solely in terms of the value of lost
property. Blackstone described burglary, which at common law was limited to
residences, as a very heinous offence, because it is not simply a property crime,
but is, instead, a forcible invasion and disturbance of that right of habitation,
which every individual might acquire even in a state of nature. 6 4 William
Blackstone, Commentaries *223. Moreover, the unique wounds caused by
residential burglary are independent of the size or construction of the dwelling.
They are the same for the mansion house and the boarding house, the tract home
and the mobile home. See Wayne R. LaFave, Substantive Criminal Law 21.1(c)
(2008).
This distinction between burglary and burglary of a dwelling is reflected in
other sections of the Guidelines. The burglary Guideline, U.S.S.G. 2B2.1,
recognizes two different offensesburglary of a residence and burglary of a
structure other than a residence. Burglary of a residence has a base offense level
of 17, while burglary of a structure other than a residence has a base offense level
of 12. U.S.S.G. 2B2.1(a). The Guidelines justify this higher offense level by
the fact that residential burglaries pose an increased risk of physical and
psychological injury. Id. cmt. background; see also United States v. McClenton,
53 F.3d 584, 588 (3d Cir. 1995) ([T]here is a much greater possibility of
confronting the resident and a substantial risk that force will be used and that
someone will be injured, than if one burglarized a building that was not intended
for use as habitation . . . . We find that it is this elementthe potential for
confrontation and the substantial risk of harmthat the Guidelines intended for
enhanced punishment under Section 4B1.2.). Had the Sentencing Commission
intended residential burglary to be a subset of generic burglary, there would be no
reason to have two separate and distinct base offense levels. 7 Instead, the
Commission could have, consistent with its common practice, created a specific
offense characteristic for the unified offense conduct of burglary of a structure
that would provide for a five-level enhancement when the burglary was of a
structure constituting a residence. Cf. U.S.S.G. 2B2.3(b)(1) (providing as a
specific offense characteristic for a two-level enhancement to the base offense
level for trespass when the trespass occurred at certain secure government
facilities and other locations including at a residence).
The special importance of ones home also is reflected in state laws.
Although nearly all states have expanded burglary beyond its common law roots,
(...continued)
Commission did not intend residential burglaries to be limited to structures.
One might argue that 2B2.1, titled Burglary of a Residence or a Structure
Other than a Residence, is ambiguous as to whether or not a residence must be
a structure. We do not believe that the language is ambiguous: although a
residence frequently will be a structure, it need not be. Moreover, any
conceivable ambiguity could be resolved by considering previous versions of the
Guidelines. Prior to 1993, 2B2.1 only applied to burglary of a residence and
made no mention of structures. See U.S.S.G. 2B2.1 (1992). Notably,
burglary of a structure was covered by a different guideline. See U.S.S.G.
2B2.2 (1992). The two sections were merged in 1993. U.S.S.G. app C, amend.
481 (1993). Amendment 481 eliminated twenty-five offense guidelines by
merging similar sections. It was motivated by the practical advantages of such
consolidations: it shortens and simplifies the Guidelines Manual and reduces the
likelihood of inconsistency in phraseology and definitions from section to section;
it will reduce possible confusion and litigation as to which guideline applies to
particular conduct; it will reduce the number of conforming amendments required
whenever similar sections are amended; and it will aid the development of case
law because cases involving similar or identical concepts and definitions can be
referenced under one guideline rather than different guidelines. Id. Nothing in
the amendment, however, suggests that it was intended to change the meaning of
burglary of a residence.
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at least twenty-two states make burglary of a dwelling a more serious offense than
other forms of burglary. LaFave, supra 21.1(c) & n.87. A similar number
permit the use of force, even deadly force, to defend ones home against burglary
or other felonies. Id. 10.6 nn.28-31.
In Taylor, the Supreme Court also looked to the Model Penal Code
(MPC) in trying to discern the generic, contemporary meaning of burglary.
495 U.S. at 598 & n.8. In this case, however, the MPC is not particularly helpful
in deciding whether burglary of a dwelling is limited to permanent structures.
On the one hand, the MPC defines burglary to require entering a building or
occupied structure. MPC 221.1(1). It then increases the grading of the offense
from a felony in the third degree to a felony in the second degree if it is
perpetrated in the dwelling of another at night. Id. 221.1(2). This grading
scheme suggests that burglary of a dwelling is a species of burglary and that any
limitations on generic burglary should also apply to generic burglary of a
dwelling.
On the other hand, the MPC defines structure more broadly than Taylor
does. According to the MPC, occupied structure means any structure, vehicle
or place adapted for overnight accommodation of persons, or for carrying on
business therein, whether or not a person is actually present. Id. 221.0(1).
Therefore, under the MPC, burglary of a vehicle could be a felony in the second
degree if the vehicle, such as a house boat or a mobile home, was adapted for
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concern for the harms associated with residential burglaries, the unbroken
historical recognition of those harms, and the common understanding of the word
dwelling, that for purposes of the crime of violence enhancement in U.S.S.G.
2L1.2, a burglary of a dwelling is not limited to permanent and immovable
structures or buildings. Rather, a dwelling includes any enclosed space that is
used or intended for use as a human habitation. Blacks Law Dictionary 582.
Our conclusion aligns with that of the Fifth Circuit. In Murillo-Lopez, the
defendant challenged the application of 2L1.2s crime-of-violence enhancement.
444 F.3d at 339, 341. Mr. Murillo-Lopez had pleaded guilty to burglary of an
inhabited dwelling house, in violation of Cal. Penal Code 459. 8 Id. at 339-40.
The district court concluded that his prior conviction was burglary of a dwelling
and that the enhancement, therefore, applied. Id. at 339. Although the Fifth
Circuit vacated his sentence on other grounds, it rejected Mr. Murillo-Lopezs
argument that the California statute was overbroad. It concluded that Taylors
definition of generic burglary was not controllingviz., it did not provide the
dispositive answer concerning the generic meaning of the Guidelines enumerated
The Fifth Circuit has recognized that a conviction under 459 is not,
categorically, a burglary of a dwelling. First, the statute includes burglary of
non-dwellings. Murillo-Lopez, 444 F.3d at 340. Second, one can be convicted
under 459 even if the entry was not unlawful or unprivileged. United States
v. Ortega-Gonzaga, 490 F.3d 393, 395 (5th Cir. 2007). However, neither of these
concerns was at issue in Murillo-Lopez because the court applied the modified
categorical approach, looking not only to the fact of conviction, but also to the
facts alleged in the complaint. 444 F.3d at 339-40.
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offense of burglary of a dwelling. 9 Id. at 342-45. It found that Mr. MurilloLopez had pleaded guilty to burglary of a dwelling, even though California
courts construe the terms building and inhabited dwelling house to include
structures such as tents and vessels used for human habitation [that] do not fall
within the scope of generic burglary as defined by the Supreme Court. Id. at
341, 345 (footnotes omitted); see also United States v. Castillo-Morales, 507 F.3d
873, 875 (5th Cir. 2007) (Under the common-sense approach, a dwelling is any
structure, including a tent or vessel, that is used for human habitation.).
We note that the Ninth Circuit has taken a different approach. In United
States v. Wenner, 351 F.3d 969 (9th Cir. 2003), the defendant was sentenced
under the career offender guideline, U.S.S.G. 4B1.2. The Ninth Circuit
concluded that Washingtons burglary statute, Wash. Rev. Code. 9A.52.025(1),
was overbroad, because it included burglarizing a fenced area that doubles as a
dwelling. Wenner, 351 F.3d at 972-73. It reasoned that the most logical and
sensible reading of the Guidelines and the reading that is consistent with our
cases is to construe burglary of a dwelling as the Taylor definition of burglary,
with the narrowing qualification that the burglary occur in a dwelling. Id. at
973. However, in light of the differences in both language and purpose between
the Guidelines and the ACCA, we do not find the Ninth Circuits opinion to be
persuasive. Therefore, we respectfully decline to follow it.
D.
temporary, that is adapted for both human residence and lodging whether
occupied or not. Id. 13-1501(11). The signature case applying the definition
of residential structure is State v. Gardella, 751 P.2d 1000 (Ariz. Ct. App.
1988), in which the state court of appeals concluded that breaking into the
laundry room of a hotel was not burglary of a residential structure. Id. at 1002.
The court distinguished between buildings that are used exclusively as residences
and those that also have commercial purposes. Id. If the location is a residence,
then the statute applies so long as the particular area entered is one that makes
the building more suitable, comfortable or enjoyable for human occupancy. Id.
If, however, . . . the character of the building is commercial, then further inquiry
must be made to determine the character of the use of the structure actually
entered. Id. Under this analysis, a guest room in a hotel is a residential
structure, but the gift shop in that same hotel is not. Id.; see also State v.
Hussain, 942 P.2d 1168, 1170 (Ariz. Ct. App. 1997) (holding that a motel room
qualifies as a residential structure); State v. Bass, 911 P.2d 549, 550-52 (Ariz. Ct.
App. 1995) (noting that trial court properly instructed jury concerning only
burglary of a non-residential structure, where structure at issue was an almostcompleted log cabin home that lacked a certificate of occupancy, water,
electricity, and doors, and prosecution failed to introduce substantial contrary
evidence that the structure was adapted for both human residence and lodging);
State v. Ekmanis, 901 P.2d 1210, 1211-13 (Ariz. Ct. App. 1995) (holding that a
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storage area under the same roof as the main house, but separated by a walkway,
is a residential structure).
Therefore, as interpreted by the Arizona courts, the term residential
structure in Ariz. Rev. Stat. Ann. 13-1507(A) corresponds in substance to the
generic definition of dwelling reflected in the enumerated offense of 2L1.2
(i.e., burglary of a dwelling). Nor is there a realistic probability that the Arizona
courts would interpret the term residential structure in a manner that would
sever this correspondence in the future. Accordingly, under the parties
arguments and our analysis in this case, we conclude that the district court did not
err in determining that Mr. Rivera-Oross second degree felony burglary
conviction pursuant to the Arizona statute constituted a crime of violence under
2L1.2, warranting a sixteen-level enhancement.
III. CONCLUSION
For the foregoing reasons, we AFFIRM the district courts sentencing
order.
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