Directory

Alphabetical Reference January 2011
CLEARING NO. MUNIOTC Symbol FRIS ACTR AACI ABAI ANSI ANOS ABGS AABT SHMR JEXF MX
TA ADSA FHET FWBA ISHA QLBA QLBX RMGA TEZX TWXA FLTG FIST AG BD, LLC Agency Trad
ing Group, Inc. Agency Trading Group, Inc. AIG Life Insurance Company AIG Retire
ment Advisors, Inc. AIG Retirement Advisors, Inc./Account 2 AIS Financial, Inc A
kar Capital Management, Inc. Akjensen, Inc. Alamo Capital Corp. Alanar Incorpora
ted Alaris Trading Partners, LLC Alden (J.) Associates, Inc. Alerus Securities C
orporation Aletheia Securities, Inc. Alexander (Don) Investments, Inc. Alexander
Capital, L.P. Alexander Investment Services Co. Alexandra & James Co. Alfa Capi
tal Markets (USA), Inc. All Funds, Inc. Alladin Capital, LLC Alleghany Investmen
ts Inc. Allen & Company LLC Allen & Company of Florida, Inc. Allen C. Ewing & Co
. Alliance Advisory & Securities, Inc. Alliance Bernstein Investment Research an
d Investment Management, Inc. Alliance Financial Group, Inc. AllianceBernstein I
nvestment Research and Investment Mgmt, Inc./Sanford C. Bernstein AllianceBernst
ein Investment Research and Investment Mgmt., Inc./ACIT AllianceBernstein Invest
ment Research and Investment Mgmt., Inc./International Div. Alliant Securities,
Inc. Turner, Nord, Kienbaum Allianz Global Investors Distributors LLC Allianz Gl
obal Investors Distributors LLC/Allianz Global Investors Fund SICAV Allianz Glob
al Investors Distributors LLC/College Access Plan Allianz Global Investors Distr
ibutors LLC/Global Investors Series PLC Allianz Global Investors Distributors LL
C/MI 529 Advisors Plan Allianz Global Investors Distributors LLC/Oklahoma Dream
529 Allianz Global Investors Distributors LLC/Pimco Advisory Service Allianz Glo
bal Investors Distributors LLC/Pimco Institutional Funds Allianz Life Insurance
Co. of New YorkFixed Business Allianz Life Insurance Co. of North America-Fixed
Business Allianz Life Insurance Company of New York Allianz Life Insurance Compa
ny of North America Allison (M.E.) & Co., Inc. Allison-Williams Company Allstate
Financial Services, LLC Allstate Financial Services, LLC Allstate Financial Ser
vices, LLC/Allstate Financial Annuities Allstate Life Insurance Company AGBD ATG
I ATGP 0352 0226 0226 4537 0542 0681 0052 0158 0234 0279 0501 0226 0235 0727 0235
43 0443 0141 0226 0235 CNS CNS CNS 0226 0235 0443 0226 0226 CNS CNS CNS CNS CNS 022
S CNS
Name A&F Financial Services, Inc. A.C. Trading, Inc. Aaron Capital Inc. Abacus I
nvestments, Inc. Abbey National Securities Inc. Abel/Noser Corp. ABG Sundal Coll
ier, Inc. ABN Amro Chicago Corporation Bond Trading ABN AMRO Clearing Chicago LL
C ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing
Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO
Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LL
C ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing
Chicago LLC ABN AMRO Clearing Chicago LLC/CPM ABN AMRO Clearing Chicago LLC/LTG
ABN AMRO Clearing Chicago LLC/Portfolio Margining ABN AMRO Clearing Chicago LLC/
Retail ABN AMRO Investment Trust Company ABN AMRO Securities (USA) LLC Abner, He
rrman & Brock, Inc. ACAP Financial, Inc. ACAP Financial, Inc. Access Financial G
roup, Inc. Access Securities, Inc. Access Securities, Inc. Access Securities, In
c. Access Securities, Inc. Accrued Equities, Inc. Acme Securities Inc. ACS HR So
lutions LLC Activner Securities, Inc. Adirondack Funds Adirondack Trading Group,
LLC Admanson Brothers, Inc. ADP Inc./TPA Advance Capital I, Inc. Advanced Advis
or Group, LLC Advanced Asset Trading, Inc. Advanced Equities Services Corp Advan
ced Equities, Inc. Adviser Dealer Services, Inc. Advisor Central, LLC Advisors A
sset Management, Inc. Advisors Asset Management, Inc. Advisors Clearing Network,
Inc. AEB Corporation Aegis Capital Corp. Aegis Capital Corp. Aegis Investments,
Inc. AEGON/Monumental Life Insurance Company AEGON/Transamerica Life Insurance
Company AEGON/Western Reserve Life Assurance Company of Ohio
OTC/ Other 0052 0161 0234 0642 0100 0103
MUNI 0052 0234 0309
MUNI Type CNS CNS CNS
5231 0695 0536 0541 0695 0695 0695 0695 0695 0695 0695 0695 0695 0330 0524 0396
TFT
PAAD CAAA AKJI ALAC ALIN DDAY JADN FNBS TRUE DAII ACLP ALIS AJCO ALFA AFIN ALAN
ALLE ALLN ALEN ACEJ ALAD
0052 0158 0234 0279 0309 0226 0235 0226
CNS CNS CNS CNS CNS CNS CNS CNS
AKGS
5515 0141
0141
CNS
AACC
0541 5493 0349 0352 0052 8072 0352 0443 0443 0501 5678 0608 7102 0443 6613 0052 023
860 6015 0235 0234 0443 5706 3900 0443 0359 0443 0158 0352 0750 4564 4566 4567 0052
NS CNS CNS
5553 6584
ABNA AHBI ACAF ACAP AFGI AXCB CBAL AXCS AXGP ACME ACTI ADAK AMSN
0352
CNS
5809 BZTN 8084 5554 8084 CNS
0352 0443 0443
CNS CNS CNS
5609 5579 4836 6768 5921 5784 4991 4682 4570 4524 4523 0279 0279 0222 5341 4528
BRGI SALD ADVA
0235
CNS
FISB FISA AEBC AGIS AGCC AEGS
0226 0443
CNS CNS
0158 0750
CNS CNS
MEAL ALWL LAGI
0279 0226
CNS CNS

Allstate Life Insurance Company of New York Allstate Life Insurance Company of N
ew York/Administered by Prudential Allstate Life Insurance Company/Administered
by Prudential Allstate Life Insurance Company/Administered by SE2 Technology Sol
utions Allstate Life Insurance Company/Administered by SE2 Technology Solutions
Allstate Life Insurance Company/Cigna Allstate Life Insurance Company/CIGNA/Admi
nistered by Se2 Technology Solution Allston Trading, LLC All-Tech Direct, Inc. A
lluvion Securities, LLC Alpine Associates Alpine Partners, L.P. Alpine Securitie
s Corporation ALPS Distributors, Inc. ALPS Distributors, Inc. ALPS Distributors,
Inc./ALPS Variable Insurance Trust ALPS Distributors, Inc./Ameristock Mutual Fu
nds ALPS Distributors, Inc./AQR Funds ALPS Distributors, Inc./BBH Funds ALPS Dis
tributors, Inc./Caldwell & Orkin ALPS Distributors, Inc./Cook & Bynum Funds ALPS
Distributors, Inc./CRM Funds ALPS Distributors, Inc./Cullen Funds ALPS Distribu
tors, Inc./Fifth Third Funds ALPS Distributors, Inc./Financial Investors Variabl
e Insurance Trust ALPS Distributors, Inc./FirstHand Funds ALPS Distributors, Inc
./FIT-ALPS Funds ALPS Distributors, Inc./Forward Funds ALPS Distributors, Inc./G
LG Partners ALPS Distributors, Inc./Heartland Funds ALPS Distributors, Inc./Hear
tland International Small Cap Fund ALPS Distributors, Inc./Henssler Funds ALPS D
istributors, Inc./Holland Balanced Fund ALPS Distributors, Inc./Index IQ Trust A
LPS Distributors, Inc./Laudus Funds ALPS Distributors, Inc./MTB Funds ALPS Distr
ibutors, Inc./Oak Funds ALPS Distributors, Inc./Paxworld Funds ALPS Distributors
, Inc./River North Funds ALPS Distributors, Inc./State Street Institutional Inve
stment Trust ALPS Distributors, Inc./Stone Harbor ALPS Distributors, Inc./Stoneb
ridge Capital Management ALPS Distributors, Inc./Transparent Value Fund ALPS Dis
tributors, Inc./Vulcan Value Partners Fund ALPS Distributors, Inc./WesMark Funds
Alta Vista Financial, Inc. AlterNet Securities Inc. Alton Securities Group Inc.
4557 4688 4687 Altrushare Securities LLC Alzaid Financial Services, Inc. AM&M F
inancial Services, Inc. AM&M Investment Brokers, Inc. Ambassador Financial Group
, Inc. Amcore Investment Services, Inc. America Invest Online, Inc. American Bea
con Partners, Inc American Capital Partners American Centurion Life Assurance Co
mpany American Century Brokerage, Inc. American Century Investment Services Inc.
/Kansas Postsecondary Savings Program American Century Investment Services, Inc.
American Classic Financial Company American Diversified Financial Group, LLC Am
erican Enterprise Investment Services Inc. American Enterprise Investment Servic
es Inc./Beta/133 American Enterprise Life Insurance Company American Funds Distr
ibutors, Inc. American Funds Distributors, Inc. American Funds Distributors, Inc
./LC Planpremier American General Distributors, Inc American General Life Insura
nce Company American General Life Insurance Company/AGL Position File Feed Ameri
can General Securities Incorporated American Growth Fund Sponsors Inc. American
Heritage Securities, Inc. American Independent Securities Group, LLC American In
ternational Life Assurance Company of New York American Investors Group American
Israeli Shared Values Trust American Municipal Securities Inc. American Nationa
l Insurance Company American Network Securities Corp. American Portfolios Financ
ial Services, Inc. American Securities Group, Inc. American Stock Exchange Clear
ing LLC American Trust Investment Services, Inc. American Union Securities, Inc.
American United Life Insurance Company America's Choice Equities LLC America's
Portfolio's Ameriprise Financial Services, Inc. Ameritas Investment Corporation
Ameritas Investment Corporation Ameritas Life Insurance Corp. Ameritrade, Inc. A
mTrust Investment Services, Inc. AMUR Advisors, LLC ANB Financial Group LLC Anco
ra Securities, Inc. Ancora Securities, Inc. Anderson & Strudwick, Inc. Anderson
& Strudwick, Incorporated Andes Capital Group, LLC Ankale Capital LLC ATRU AZAD
AMMI AFGT AIII ABPI ACPL 0100 0750 3920 0279 6151 0052 0727 0235 4600 0443 0750 0443
0052 0727 CNS CNS CNS CNS CNS
4696
4697 4580
ACBD
0443
CNS
ALTN ALST ALLU ALPN APTR ALPS
4690 0695 0750 0491 0439 8072 5384 5642 5635 5455 5922 5722 5684 5928 6619 5466 58
74 6609 4901 5904 5889 5390 5571 5345 6550 6597 6505 4903 5696 5761 4940 6520 65
16 5309 5806 5314 5313 5944 0309 0099 0235 0309 0235 0234 0750 CNS CNS
5338 5646 0279 0235 0216 0756 4541 0754 5504 6508 5718 4502 4743 AMGN 5676 AHSI AI
SG 0235 4536 AIGI 5310 AMMS 4569 AMNN 0555 0234 0737 PEER AUSI 0235 0158 4591 0052 02
16 0443 0249 4539 7148 0309 0309 4951 0443 0052 0443 0727 0501 CNS 0235 CNS 0443 C
S 0279 CNS 0141 0235 CNS CNS 0443 CNS 0279 0235 0216 0756
ACFE ADFG IDSI HRBF
CNS CNS CNS CNS
IIDC
ACEP APFS AEFA BLNI
0052 0443 0216 0443
CNS CNS CNS CNS
AMTD AMUR ANBF DALE ANSL ANSR ACGP KALE
0188
CNS
AVFI ALTX ASGI
CNS CNS
0052 0443 0727
CNS CNS CNS

Anovest Financial Services, Inc. ANZ Securities, Inc. AOS, Inc. AOS, Inc. AOS, I
nc. APB Financial Group, LLC APB Financial Group, LLC Aquila Distributors, Inc.
Aradir Corp. Arcadia Investment Corp. Arcadia Securities, LLC Archey & Co. LLC A
rchey & Co. LLC Archipelago Securities, LLC Archipelago Securities, LLC Archipel
ago Securities, LLC Archipelago Trading Services, Inc. Ardour Capital Investment
s, LLC Arete Wealth Management Ariel Distributors LLC Arjent Services LLC ARKA S
ecurities, Inc. Arkansas Bankers Bank ARMA Financial Services, Inc. Artisan Dist
ributors, LLC Arvest Investments, Inc. Arvest Investments, Inc. ASB Securities,
LLC ASD Financial Services Corp. Ashton Young, Inc. Askar Corp. Assent LLC Assen
t LLC Assent LLC Assent, LLC Assent, LLC Assent, LLC Assent, LLC Assent, LLC Ass
ent, LLC Assent, LLC Assent, LLC Assent, LLC Assent, LLC Assent, LLC Assent, LLC
Assist Investment Management Associated Bank Green Bay Associated Bond Brokers
Associated Investment Services, Inc. Associated Investment Services, Inc. Associ
ated Securities Corporation Astoria Capital Markets, Inc. Atis, Inc. Atlantic Fi
nancial Services of Maine, Inc. Atlantic Trading Partners Incorporated Atlas One
Financial Group, LLC Aton Securities, Inc. Audobon Securities, Inc. Auerbach Gr
ayson & Co. Inc. Aufhauser Securities, Inc. Aura Financial Services, Inc. Auriga
USA, Inc. Aurora Capital LLC Automated Trading Desk Brokerage Services LLC Auto
mated Trading Desk Financial Services, LLC Avalon Partners, Inc. Aventura Securi
ties, LLC Avian Securities, LLC ANOV ANZS AOSD BLOC AOSE APBI ALIR ARAD AICO ARC
D JINS ACCO ACRA ALLC ARRB ARCA ARDR KEYS ALZN ARKA ABBL ARMA ARVS 0750 0234 0234 0
608 0019 0226 5552 0352 0352 0443 0052 0234 0436 0436 0436 0436 0234 5751 0235 0
S Aviemore Funds Avila Capital Markets, Inc. Aviva Life Insurance Company Aviva
Life Insurance Company of New York AVM, L.P. Avondale Partners, LLC AXA Advisors
, LLC AXA Equitable Life Insurance Company AXA Equitable Life Insurance Company/
Life Insurance AXA Network, LLC Axelrod Associates, Inc. Axes, LLC Axiom Capital
Management, Inc. Azzad Funds B & T Securities, Inc. BAC Florida Investments Cor
p. Backstrom McCarley Berry & Co., LLC Baird (Robert W.) & Co., Incorporated Bai
rd Patrick & Co., Inc. Baker & Co., Incorporated Baker (C.P.) Securities Incorpo
rated Baldwin (Leigh) & Co., LLC Baldwin Anthony Securities, Inc Ballew Investme
nts, Inc. Ballista Securities LLC Banc Investment Group, LLC Banc of America Inv
estment Services Banc of America Securities, LLC Banc of America Specialist, Inc
. Banc West Investment Services Banca IMI Securities Corp. Banco Votorantim Secu
rities, Inc. Banco Votorantim Securities, Inc. Bancorp Bank (The) Bancorp Bank (
The) Bancorpsouth Investment Services, Inc. BancorpSouth Investment Services, In
c. Banesto Securities, Inc. Banif Securities Inc. Banif Securities, Inc. Bank of
America N.A. Bank of America N.A./ GWIM TRUST OPERATIONS Bank of America, N.A.
Bank of America, N.A./Lasalle Bank N.A. Bank of Oklahoma, N.A. Bankers & Investo
rs Co. Bankers Bank BankersBanc Capital Corporation Bankoh Investment Services,
Inc. Bannockburn Partners, LLC Bannockburn Partners, LLC Banyan Securities, LLC
Barclays Capital Inc. Barclays Capital Inc./Barclays Celsius Funds Ireland/Malta
Barclays Capital, Inc. Barclays Capital, Inc. Barclays Capital, Inc. Barclays C
apital, Inc. Barclays Capital, Inc./Fixed Income Barclays Capital, Inc./LE Barcl
ays Capital, Inc./LE Barclays Capital, Inc./LE Barclays Capital, Inc./LE Barclay
s Capital, Inc./LE Barclays Capital, Inc./LE AVIL 6509 0234 6425 6424 AVML AVON A
XAA 0226 6704 0226 0075 TFT CNS CNS
0019 0226
CNS CNS
0352
CNS
4535 4632 7123 0727 0049 0352 5662
AXEL AXES AXIO BTSI BCCS BMCB BARD BPAT BCOM CPBC LEBO BAMC BALL BALZ BIGS NBII
BASV BASP BIMI VOTO VOTO TBBK
0727 0352 0226 0443 0103 0547 0443 0235 0352 0226 0443
CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS
0226 0235 0443 6706 0226 0141
CNS CNS CNS TFT CNS CNS
ASDF MOMY ASKR ASNG ASNH ASNN ANDZ ASNA ASNB ASNC ASND ASNE ASNF ASNM ASNX ASSA
ASSD ASSX ASST ABBI ASOI ASSO JSMD JEVO AFSM ATTR AOFG ATON AUDO AGCO ARBI AURA
ARGA AURC ATDB AUTO AVAP AVEN AVIA
6653 0141 4988 5581 0158 0279 0442 0442 0442 0442 0100 0442 0442 0442 0442 0442 0
0442 0442 0279 2257 0443 7192 0075 0234 0235 0750 0235 0443 0161 0443 0443 0750
00 0052 0443
0547 0443 0235 0352 0226 0279 0443 0352 0226 0352 0161 6130 0136 0443
0158 0279 0141
CNS CNS CNS
0352 0226
0136 0443 0226
CNS CNS CNS
4859 BSIS 6048 BSTO BANF BANF 0443 0443 0443 2236 0955 NBNA 2251 BOKL BAIN BBID BBC
C PCIS BPLC GOAL BNYN 0279 0750 0234 0750 0226 5340 5375 5101 5101 5101 7256 0229 0229
229 0229 0229 0229 6752 0279 6409 0750 0226 TFT CNS TFT CNS CNS 6737 TFT CNS CNS 0443
S
0279 0279 0443
CNS CNS CNS
0235 0235 0161 0418 0443 0750 0443 0052
CNS
CNS CNS CNS CNS CNS CNS CNS
0226
CNS
BCAP BCHY BCPP BWEL LEHM LATS LEHB LEHP LHMA LHMB
5101
TFT
0229 0229
CNS CNS
0052 0226 0443
CNS CNS CNS

Barclays Capital, Inc./LE Barclays Capital, Inc./LE Barclays Capital, Inc./LE Ba
rclays Capital, Inc./Market Maker Barclays Global Investors Services, N.A. Barna
rd Jacobs Mellet (USA), LLC Baron Capital Inc. Baron Capital, Inc. Barrett & Com
pany Barrington Research Associates, Inc. Barron (Nancy) & Associates, Inc. Barr
on Moore, Inc. Barton Creek Ltd. Base Securities LLC Basic Investors, Inc. Basis
Financial, LLC Bathgate Capital Partners LLC BATS Trading, Inc. BATS Trading, I
nc. Battenkill Capital, Inc. Baum (George K.) & Co. Baum (George K.) & Company B
ay Crest Partners, LLC BB&T Investment Services, Inc. BB&T Investment Services,
Inc. BBVA Investments Inc. BCP Securities, LLC Beacon Capital Markets, LLC Beaco
n Investment Company Beaconsfield Financial Services, Inc. Beal (M.R.) & Company
Bear Creek Securities, LLC Beck (H.), Inc. Becker & Suffern Ltd. Bedford Securi
ties, Inc. Bedrock Securities, LLC Bedrok Securities, LLC Bel Air Securities LLC
Bellamah, Neuhauser & Barrett, Inc. Belle Haven Investments, LP Belle Haven Inv
estments, LP Beloyan Investment Securities, Inc. Benchmark Company, LLC (The) Be
nchmark Financial Services, Inc. Benchmark Investments, Inc. Beneficial Mutual S
avings Bank Benefit Trust Company Benefit Trust Company Benjamin & Jerold Broker
age I, LLC Benjamin & Jerold Brokerage, Inc. Benjamin S. Edwards Incorporated Be
njamin Securities Investment Co., Inc. Bentley-Lawrence Securities, Inc. Berean
Capital, Inc. Berghoff & Company, Inc. Bermuda Investment Advisory Services Bern
ardi Securities, Inc. Bernstein (Sanford C.) & Co., Inc. Bernstein (Sanford C.)
& Co., LLC Berry Shino Securities, Inc. Berthel, Fisher & Company Financial Serv
ices, Inc. Bertolet Capital Trust Berwyn Financial Services BestVest Investments
Ltd. BestVest Investments, Ltd. Beta Capital Management Beyer & Co. BGB Securit
ies Inc. BGC Financial, Inc. LHMS LHSB LSAH 0229 0229 0229 0055 0158 0443 4862 0501 02
26 0352 0234 BGC Financial, Inc. BGC Financial, Inc. BGC Financial, L.P. BHIL Distr
ibutors, Inc. BHIL Distributors, Inc. / Diamond Hill Funds BHIL Distributors, In
c. / MMA Praxis Funds BHIL Distributors, Inc./Performance Funds Bhirud Associate
s, Inc. BHK Securities, LLC Bianco Financial Inc. BIDS Trading L.P. Bill Few Ass
ociates, Inc. Biltmore International Corp. Biondo Asset Management LLC Birchwood
Securities Corp. Biremis Corporation Birkelbach Investment Securities, Inc. Bir
kelbach Investment Securities, Inc. Bishop, Rosen & Co., Inc. Black (James I.) &
Co. Black Rose Equity Management LLC Blackburn & Company BlackRock Institutiona
l Trust Company, N.A. BlackRock Investments, LLC BlackRock Investments, LLC/Blac
kRock Global Funds BlackRock Investments, LLC/Bond Allocation Target Shares Blac
kRock Investments, LLC/ICS BlackRock Investments, LLC/ICS and Offshore BATS Blac
kRock Investments, LLC/Provident Institutional Funds Blair (William) & Company,
LLC Blair (William) & Company, LLC Blaylock Robert Van, LLC Bley Investments Gro
up, Inc. Bley Investments Group, Inc. Block Island Securities LLC Block Kelly Co
mpany Bloomberg Tradebook LLC Bloomberg Tradebook LLC Blount Parrish & Co., Inc.
Blue Alternative Asset Management LLC Blue Bay Capital Ltd. Blue Capital Securi
ties, Inc. Blue Fire Capital, LLC Blue Frog Solutions, Inc. Blue Trading, Inc. B
lue Trading, Inc. Blue Trading, Inc. Bluebid Brokerage, LLC Bluechip Securities,
Inc. Bluefin Research Partners, Inc. Bluefire Capital, LLC Bluffview Securities
, L.P. Blum (Robert) Municipals Inc. BMA Securities BMO Capital Markets Corp. BM
O Capital Markets Corp. BMO Capital Markets GKST Inc. BMO Nesbitt Burns Inc./CDS
BMO Nesbitt Burns Securities, Ltd. BMO Nesbitt Burns Trading Corp., S.A. BNP Pa
ribas Investment Services, LLC BNP Paribas Prime Brokerage, Inc. BNP Paribas Sec
urities Corp. BNP Paribas Securities Corp. EBKR MAXN BGCF 0537 0537 0537 6532 4729
5791 5854 0352 0158 0161 0019 0226 0442 0100 0443 0226 7031 0309 0642 4722 5882 4
5123 4954 5813 0771 5538 0443 0443 0443 0501 0750 0651 0651 0352 0141 0161 0443 00
0537
CNS
BGIS RAND BCPT BARR BRRR NBAR BMOR BCLT CARL BACS BFLN BCPI BATS BYXX BATC BAUM
PRIE BAYC BBTT BCMR BRCY BEAC BICA BEAF BEAL BCRK BECS BSIN BRCK STLZ BELS BNBB
BHLP BHII BELO BNCH BHMK BMRK BBMS
0234 0052 0309 0103 0103 0161 0129 0141 0158 0156 0443 0352 0161 0727 0443 0052
0226 0352 0226 0234 0309 0443 0234 0052 0309
CNS CNS CNS CNS CNS CNS CNS CNS CNS
0161 0129 0141 0443 0443 0443 0443 0443 0052 0443 0418 0234 0443 0352 0443 0226
1 0727 0052
CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS cns CNS CNS CNS CNS CNS
CNS CNS
BHIR BHKS BFIB BIDS BFEW BMIC BGIA BWEX BRMS BRKE BKRE BISH BLCK BREM BLKB
CNS CNS CNS CNS CNS CNS
0443 0226 7031 0309 0642
CNS CNS CNS CNS CNS
0234 0443 0352
WBLR BRVL BLAY BLEY BIRI BKKY BOOK IOIX BPCO
0771 0443 0443 0443
CNS CNS CNS CNS
0443 0052 0352 0161 0727 0761 6647 0393 0052 0443 0279 0727 0727 0727
0750 3405 0750 0352 0501 6358 0158 0501 0501 0309 0443 0234 0352 0158 0045 0045
0049 2154 0049 5551
CNS
BEGK BEJJ BFEC BENS BLSI WHWL BEMC BERM BNDI BERN SBER BSAZ BFFI BFSA BSTV BVIS
BECM BEYR BGCM BGCE
0052
CNS
BBAY BCSB BLFR BTNY SCPT WBCO BBBI BCSI TUNA BFRC BSLP RBMU BMAS BMOC NBSI GKST
NTBF NBSL NBTC BNPC BNPS
0352
CNS
0013 0013
0727 0727 0727 0443 0443 0013 0013 0103 0226
0443 0309 0443 0352 0279 0158
0226 6701 0226 0727 0235 0352 0727 0103 0161
6001
TFT
0727 0235
CNS CNS
0049
CNS

BNP Paribas Securities Corp. BNP Paribas Securities Corp. BNP Paribas Securities
Corp./Fixed Income BNP Paribas Securities Corp./Henderson Horizon Funds BNY Cap
ital Markets Inc. BNY ConvergEx Execution Solutions LLC BNY Convergex Execution
Solutions, LLC BNY Convergex Execution Solutions, LLC BNY Mellon Distributors In
c. BNY Mellon Distributors Inc. BNY Mellon Distributors Inc./Aston Funds BNY Mel
lon Distributors Inc./Bogle Investment Management Funds of the RBB Fund, Inc. BN
Y Mellon Distributors Inc./Consulting Group Capital Markets Funds BNY Mellon Dis
tributors Inc./E.I.I. Realty Securities Trust BNY Mellon Distributors Inc./Fairh
olme Fund BNY Mellon Distributors Inc./First Puerto Rico Family of Funds BNY Mel
lon Distributors Inc./Fundadvantage Trust BNY Mellon Distributors Inc./Guideston
e Funds BNY Mellon Distributors Inc./High Mark Funds BNY Mellon Distributors Inc
./Highland Family of Funds BNY Mellon Distributors Inc./Kalmar Pooled Investment
Trust BNY Mellon Distributors Inc./Marvin & Palmer Funds of the RBB Fund, Inc.
BNY Mellon Distributors Inc./Matson Family, Inc. Funds of the RBB Fund Inc. BNY
Mellon Distributors Inc./Matthews International Funds DBA Matthews Asia Funds BN
Y Mellon Distributors Inc./Metropolitan West Funds BNY Mellon Distributors Inc./
MGI Funds BNY Mellon Distributors Inc./Money Market Portfolio of the RBB Fund, I
nc. BNY Mellon Distributors Inc./Old Westbury Funds, Inc. BNY Mellon Distributor
s Inc./Perimeter Capital Management Funds of the RBB Fund, Inc. BNY Mellon Distr
ibutors Inc./PFPC Trust FBO Fundmanager Clients BNY Mellon Distributors Inc./PFP
C Trust FBO Health Savings Account BNY Mellon Distributors Inc./PFPC Trust FBO J
JB Hilliard WL Lyonds Inc. BNY Mellon Distributors Inc./PFPC Trust FBO Managers
Fund Wrap Program BNY Mellon Distributors Inc./PFPC Trust FBO Morningstar Wrap P
rogram BNY Mellon Distributors Inc./PNC Funds BNY Mellon Distributors Inc./Prime
rica Financial Services BNY Mellon Distributors Inc./Robeco Investment Funds of
the RBB Fund, Inc. BNPB PARI PARI 5866 0443 0100 0100 0100 0440 6658 5699 0049 0049 0
630 CNS BNY Mellon Distributors Inc./Roxbury Funds BNY Mellon Distributors Inc./
Schneider Capital Management Funds of the RBB Fund, Inc. BNY Mellon Distributors
Inc./Senbanc Fund of the RBB Fund, Inc. BNY Mellon Distributors Inc./Simple Alt
ernatives Funds of The RBB Fund, Inc. BNY Mellon Distributors Inc./Spirit of Ame
rica Investment Fund, Inc. BNY Mellon Distributors Inc./Sterling Capital Funds B
NY Mellon Distributors Inc./Stratton Family of Funds BNY Mellon Distributors Inc
./The Industry Leaders Fund BNY Mellon Distributors Inc./The Motley Fool Funds T
rust BNY Mellon Distributors Inc./The Torray Funds BNY Mellon Distributors Inc./
Wilmington Funds BNY Mellon Securities LLC Boe Securities Inc. Boenning & Scatte
rgood, Inc. BofA Distributors, Inc. Bolder Investment Partners Bolton Securities
Corporation BOM Capital BOM Capital Bond One, LLC Bonddesk Trading, LLC Bonds.c
om, Inc BOSC, Inc. BOSC, Inc. Boston Merchant Financial Services, Inc. Botzum (C
.A.) & Company Bozarth, Newton & Murphy Securities, Inc. BPU Investment Manageme
nt Inc. Bradesco Securities, Inc. Branch Banking and Trust Company Brandis Tallm
an LLC Braver Stern Braver Stern Securities Corp. Braymen, Lambert & Noel Securi
ties, Ltd. Bread & Butter Fund, Inc. Brean Murray, Carret & Co., LLC Brean Murra
y, Carret & Co., LLC Brecek & Young Brent (H.D.) & Company, Inc. Brewer Financia
l Services, LLC Briarcliff Capital Corp. Briggs-Ficks Securities, LLC Brighton S
ecurities Corp. Brill Securities, Inc. Brinker Capital Securities Corp. Brinson
Patrick Securities Corporation Brittingham, Inc. Broad Street Securities Broadba
nd Capital Management, LLC Broadband Capital Management, LLC Broadpoint Capital,
Inc. Brockhouse & Cooper, Inc. Broker Dealer Financial Services Corp. Broker De
aler Financial Services Corp. Brookshire Securities Corporation Brookshire Secur
ities Corporation Brookstone Securities, Inc. 6620
5856 6580
BKCM ECUT NYFT NYFX
0443 0100
CNS CNS
5342 5362 5648 5448 5654 6594 6554 5550 0443 0161 0141 5320 5058 0235 0161 0052 0750
5818 5422 6579 4870 5547 5611 5782 5820 5979 5716 6679
CMFS BOSE BOSC BOLD BLTN BCBM BOMC BDON BDTR BNDS BOKF BOKI BMFS BOTZ BNMI BZPI
BRSE NBST BRST BRAV BLNS BMUR CRRT BYAI BRNT BRFS KART BFSL BGHT BRIL BRNK BRIN
BRIT BDST BAND BBND BPSG BROC BKFC BSCT BSCO
0161 0141
CNS CNS
0235 0161 0750 0226 0443 6757 0443 0052 0226 0443 0226 0103 0443
CNS CNS CNS CNS CNS TFT CNS
0443 0234 0052 0443 0226 5385
5947
5724 6644 5725 5808 5651
0352 0309 5358 0158 0158 0443 0226 0235 0226 0234 0235 0141 0352 0226 0226 0352
5 0052 0750 0495 0052 0750 CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS C
NS CNS CNS CNS
0235 0234 0235 0352 0234
5416 5914 0592 0649
0657 0474 5879 0689
0226 0501 0443 0443
5800

Brookstone Securities, Inc. Brookview Capital LLC Brown & Brown Securities, Inc.
Brown Advisory Securities, LLC Brown Associates, Inc. Brown Brothers Harriman &
Co. Brown Brothers Harriman & Co. Brown Brothers Harriman and Company/ETF Brown
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onsulting Incorporated Cantone Research, Inc. Cantor Fitzgerald & Co. Cantor Fit
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BIGG BRBE BRGT BOSX PACT BTIS BAYT BTIG BTNR BUCK BBRF BKRT BUEL BLTS BLTK BURC
BAQP BCMA BURK BRNM BURR BLPC BPWP 0226 0501 0501 0501 0688 0443 0443 0501 0501 0161
0158 0235 0443 0443 0443 0234 0158 0501 0352 5583 0158 CNS Cantor Fitzgerald & Co.
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scade Investment Group, Inc. Casey Professional Services, LLC Casimir Capital, L
.P. Casimir Capital, L.P. Cass (Quincy) Associates Inc. CSPD AQUA CFCO CWEI CAPE
CAPI CAPI CAPF CGSE WALT 0197 7310 7311 0197 7310 7311 0443 0226 0443 0235 0727 0234
4873 5107 5389 0161 0475 0750 0750 0545 5664 0443 0279 0431 0290 0443 0052 0352 0161
0750 0727 0234 CNS CNS CNS CNS CNS CNS CNS CNS
0279 0141 0235 0010
CNS CNS CNS CNS
0443
CIST CAPB CAPG
CNS CNS CNS
0161 0226 0158 0235 0443 0443 0234
CISE CMSI
0141 0352
CNS CNS
SOCO PATH CAPT CPMI CSIC CPAM CSIN CSPI CQSI HSCO CSMI CSCV NEWM MITC CLSI
0443 0052 0512 0352 0226 0141 0235 0235 0443 0226 0443 0702 0443 0279 0279
CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS
0279 0226 6479 4547 6006 0443 0241 0443 0501 5835 6621
CNS CNS
0235 0235
CABR CGAT CADG CBCI
0443 0443 0443
CNS CNS CNS
0443 0702 6007 0279 0279 5838 5801 0103 0501 5996 0235
CISC CALD CALE CNET CALL CALT CAMC CIRI ARGU ADAM CANC CCAI CCBY CICF CANN CTLA
CTBY CANR CANT ESPD
0279 5013 0103 2687 0750 0501 0309 0279 5543 0052 0443 0443 0279 5046 5046 5046
0279
CNS
CPST CSAS CRDL HOOV CLLN CRIS SHRR CLYN CLYP CCCO CARC COLA CICL CARR CATE CART
CARY BJRC CPSI CSMR CASI QCAS
0309 0279 0052 0443 0226
CNS CNS CNS CNS CNS
0443 0443 0501 0352 0702 0235 0226 0235
0235 0279 0226 0443 0443 0443
0226 0141 0141 0696
CNS CNS CNS TFT

0696 0696
0235 0501 0226 0234
0702 0235 0141 0226 0235 0443 0141 0235 0226 0226
CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

CastleOak Securities, L.P Castlewood Securities LLC Cathay Securities, Inc. CBIZ
Financial Solutions, Inc. CBIZ Financial Solutions, Inc. CCM Securities, LLC CC
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, N.A. Central Fidelity National Bank Central Securities, LLC Central Trust Bank
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ampaign Investment Company Chapdelaine & Co. Chapdelaine Corporate Securities Ch
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chwab Bank Charles Schwab & Co. Inc./MF Clearing Services Charles Schwab & Co.,
Inc. Charles Schwab & Co., Inc. Charles Schwab Bank Charles Vista, LLC Charlesto
n Capital Corporation Charter One Securities Inc. Charter Pacific Securities, LL
C Chase Investment Services Corp. Chase Investment Services Inc. Chatsworth Secu
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y Partners, LLC Chevy Chase Trust Company Chicago Analytic Trading Company, LLC
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352 6313 0052 5099 0551 0019 0197 0352 0226 0352 CNS CNS CNS CNS CIBC World Markets,
. CIG Securities CIM SECURITIES, LLC Citadel Derivatives Group, LLC Citadel Secu
rities LLC Citadel Securities LLC Citadel Securities LLC Citadel Securities LLC
Citadel Securities LLC Citadel Securities LLC Citadel Securities LLC Citadel Sec
urities LLC Citation Financial Group, L.P. Citibank, N.A. Citicorp Financial Ser
vices Corporation Citigroup Global Markets Inc. Citigroup Global Markets, Inc. C
itigroup Global Markets, Inc. Citigroup Global Markets, Inc. Citigroup Global Ma
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nk & Trust Citizens Investment Services Corp. City National Bank City National B
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Financial Services, Inc Clark Dodge & Co., Inc. Clarke Lanzen Skalla Investment
Firm, LLC Clayton, Lowell & Conger Inc. Clearing Services of America Clearview
Correspondent Services, LLC Clearview Correspondent Services, LLC Clearview Trad
ing Advisors Inc. Cleary Gull Inc. CM Securities, Inc. CMG Institutional Trading
, LLC CNBS, LLC Coastal Equities, Inc. Coastal Securities L.P. Cobra Trading, In
c. Coburn & Meredith, Inc. Cohen & Company Capital Markets, LLC Cohen & Steers S
ecurities LLC Cohen Bros. & Company Cohen Bros. & Company Coker & Palmer Coker &
Palmer Coldwater Securities Incorporated Collier Browne & Company Collins & Co.
Collins Capital Advisors, LLC Collins Stewart Inc. Collins Stewart, Inc. Coloni
al Securities Inc. Columbia Management Investment Distributors, Inc. Columbia Ma
nagement Investment Distributors, Inc./Columbia 529 Plans Columbia Management In
vestment Distributors, Inc./Future Scholar Columbia Management Investment Distri
butors, Inc./Threadneedle WGIF CIGC CIMS CDGO CDRG PRDG CATS CCMX CEMM CTDL ICRD
IELP CITA CFSC CGWM SBSH CCAT CGQT GATE SALB CISV 2392 CBEV CNSI CITY TCTC CJSI
CJSC CLAN CLRK 0226 0226 0141 0234 0352 0284 0235 0052 0443 0702 0702 0235 0158
41 0443 0443 CNS CNS CNS CNS CNS CNS CNS 5030 0052 0279 0551 0395 0395 0395 0395 03
395 0395 0443 0908 0418 0443 0418 0418 0418 0418 0274 2032 0052 CNS
0395 0395
CNS CNS
CLDN SPLN CNFI CTNL CSFL CFNB CENT CTBK CETR CERS CFSI CDSO CFGT CFDI QBSI CGCO
CSIP VSMC CHPP CHPY CHDA CHDN CMSS CRBC CRBB
0750 2880 0352 6005 0226 5331 0158 0750 0161 0235 0352 0352 0309 0443 0158 0019
993 7471 0164 5489 5655 0052 7237 0750 0432 0226 0279 0161 0750 0352 4708 0443
0019 0443 0141 6770 6756 0750 0226 0352 0226
CNS CNS CNS TFT TFT CNS CNS CNS CNS
0443
CNS
0418
CNS
0274 0226
CNS CNS
0750 0161 0235 0352 0309 0158
0141 0019 0161
CNS CNS CNS
0234 0352 0019 0284 0235 3913 0052
CLCI CSOA CLRV BBNT CLVU TGUL CMSE CMGS CNBS COAS COST CBRA COBR CCMT COHN CDOI
COKE CPPM CLDS CBCB COLL CCAL CSTI STEW COLS
CNS CNS CNS CNS CNS CNS CNS TFT CNS CNS CNS
0702 0702 0501 0235 0158 0309
CHAS
0164
CNS
CVTA CLAY CPSL CISI CHTS CHBC CBFG CAMM
0052 0309 0750 0226 0279 0161 0750 0352
0234 0443 0443 5780 0235 0727 0352 0352 0309 0235 0750 0352 0352 0158 5501 6512
CATC CATC CBOH CHIG CHCK CHIL COCE CHLC CHCH CWMK WGCO CWMC
0235 0727 0352 0443 0309 0235 0352 0352 0158
0443 0352 0739 0052 0352 0352 0279 0443 0352 0438 0438 0438
CNS
0052 0352 0352 0279 0352 0438 0438


Offshore Funds Columbia Management Investment Distributors, Inc./Trust Collectiv
e Funds Comerica Bank Comerica Bank Comerica Bank/Comerica Securities Inc. Comer
ica Securities Commerce Bank Investment Services, Inc. Commerce Bank, N.A. Comme
rce Brokerage Services Commerce Street Capital, LLC Commerz Markets LLC Commerze
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CP Capital Securities Craig-Hallum Capital Group, LLC Credicorp Securities, Inc.
Credit Agricole Cheuvreux North America, Inc. Credit Agricole Securities (USA)
Inc. Credit Suisse (USA) LLC Credit Suisse Asset Management Securities, Inc. Cre
dit Suisse Asset Management Securities, Inc./Luxembourg Funds Credit Suisse Priv
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LC Credit Suisse Securities (USA) LLC Creditex Securities Corporation Crescent S
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Daily Access Corporation Dain Correspondent Services Daiwa Capital Markets Amer
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a Securities International, Inc. Dale K. Ehrhart, Inc. Darbie (J.H.) & Co., Inc.
Dardis (Jack) & Associates Dart Executions, LLC Dart Executions, LLC Dart Execu
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d Associates, Inc. Daugherty Cole, Inc. Davenport & Company LLC David Harris & C
o., Inc. Davidson (D.A.) & Co. Inc. Davis Distributors, LLC Davis Distributors,
LLC/Clipper Fund Davis Distributors, LLC/Davis Fund Sicav Davis Distributors, LL
C/Selected Davis Securities LLC Dawson James Securities, Inc. Dawson James Secur
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ns and Company, LLC De La Rosa (E.J.) & Co., Inc. DeAM Investor Services, Inc. D
eAM Investor Services, Inc./DWS Investment S.A. Deep ATS, LLC LYON AESW 0651 010
3 5735 4994 CSPA FBCO FBPC AESX CTSC CSNT CESI CREW CRII CRON CWCO CCSS CRTC CUMB
JDCO 0355 0443 0355 0279 0727 5158 6640 0574 0443 0234 0235 0239 4734 0300 0352 0052
9 0141 0702 0501 0443 0443 0501 7100 0235 0647 0352 0667 0052 0158 0501 0501 0501
5 0235 0715 0235 0361 5563 5965 4890 5850 0226 0226 0750 0501 2177 0234 5863 4974 010
43 0574 0443 0443 0234 0235 CNS CNS CNS CNS CNS CNS 0226 0355 0443 0443 0279 0727 5
3 CNS CNS CNS CNS CNS CNS CNS CNS 0651 CNS
4843 2108 5878 CMCA CMCA CICI CBKC CMCE CSCL DRKW CCMC 2364 0226 0443 2170 0226 023
4 0443 4521 0177 0226 0750 CNS TFT CNS CNS CNS TFT
0226 0234 0126
CMMW WACX CSII

0226
CNS
0443 5960 0226 2483 0443 7227
CNS CNS TFT
CISM CBSS
2483 2484
CBIN
CNS
CURN CLLC CURR CTWD CUSO CUTT CUTW CUGS DJST DRCO DRCP DCSD DAWA DCMO DAKO DKEI
JDRB JDAA DCVL DART DEGS DRTG DRTR DCHF DARA DAGH DAVA DHCO DADA
0141 0352 0052 0443 0141
CNS CNS CNS CNS CNS
CMPT CSCB CMTX RDST COND CNFR CONR CONF CONC CFII CRLC CWAA CONS CONT CKCC CMMC
COOR CRBY CRTH
0443 0161 0234 5669 0352 4917 0019 0235 0235 0727 0352 0161
0161
CNS
0443
CNS
0352 0226 0019 0235 0235 0727 0352 0161 0443 0141 0279 0052 0279 0141 0226 044
CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS
0235 0647 0352 0052 0141 0158 0443 0501
0052
0443 5055 0234 8153 0352 0235 2561 5185 0309 0226 0226 0235 0161 0651
CINV CORT COSE COCS CGLN CMGT CCBI
0234 0443 8153 0352 0103 0235 6744
CNS CNS CNS CNS CNS CNS TFT
0235 0443 0715 0235 0361
CNS CNS CNS CNS CNS
COSC COWN COWP COYL CPCG CHLM CRED CRAG

0309 0226 0226 0235 0226 0161 0443
DAVS DJSI DJSA VICK EVAN EDLR
0226 0226
CNS CNS
0234 0103
CNS CNS
HUGE

Delafield & Hambrecht, Inc. Delaney Equity Group LLC Delaware Distributors L.P.
Delaware Distributors, L.P./Delaware Investments Global Funds, PLC Delaware Dist
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, Inc. Deltec Asset Management LLC DeMatteo Moness, LLC Dempsey Financial Networ
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Descap Securities, Inc. Desjardins Securities Inc./CDS Desjardins Securities Int
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nk Securities Inc. Deutsche Bank Securities Inc. Deutsche Bank Securities Inc. D
eutsche Bank Securities Inc. Deutsche Bank Securities Inc. Deutsche Bank Securit
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nk Securities Inc. Deutsche Bank Securities Inc. Deutsche Bank Securities Inc. D
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LLC Direct Edge ECN LLC Direct Edge ECN LLC Direct Trading Institutional LP Ditt
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Dougherty & Company LLC Douglas & Co. Municipals Dowling & Partners Securities L
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1 0443 0141 0443 0443 0226 8100 0443 CNS DPEC Capital, Inc. Dratel Group, Inc. (The) D
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Distributors, Inc./Deutsche Bank Dynamex Trading, LLC Dynasty Capital Partners,
Inc DZ Financial Markets LLC E*Trade Cap MKTS/CHXL Trading E*Trade Cap Mkts/Spec
ial Account E*Trade Cap MKTS/UPSTAIRS E*Trade Capital Markets, LLC E*Trade Capit
al Markets, LLC E*Trade Capital Markets, LLC E*Trade Capital Markets, LLC E*Trad
e Capital Markets, LLC E*Trade Capital Markets/DEMP E*Trade Clearing, LLC E*Trad
e Clearing, LLC E*Trade Securities, LLC E.H. Smith Jacobs & Co, Inc. E.H. Smith
Jacobs & Co, Inc. E.S. Financial Services, Inc. e3m Investments, Inc./CDS Eagle
Fund Distributors, Inc. Eagle Life Insurance Company Eagle One Investments, LLC
Earlybird Capital, Inc. EarlyBirdCapital, Inc. East Shore Partners, Inc. East/We
st Securities Co. Eastern Bank Capital Markets Eaton Vance Distributors, Inc. Ea
ton Vance Distributors, Inc./Eaton Vance Trust Company Eaton Vance Distributors,
Inc./Eaton Vance Variable Trust Funds Eaton Vance Distributors, Inc./Emerald Fu
nds Eaton Vance Distributors, Inc./Exchange Funds Eaton Vance Distributors, Inc.
/US Charitable Eaton Vance/Medallion Funds EBX LLC EDHJ Brokerage, L.L.C EDI Fin
ancial, Inc. Edward Jones / CDS EFG Capital International EKN Financial Services
Inc. Electronic Access Direct, Inc. Electronic Access Direct, Inc. Electronic A
ccess Direct, Inc. Electronic Brokerage Systems, LLC Electronic Brokerage System
s, LLC IPRV DRAT DREX 0750 0571 0501 6322 6642 5923 0234 6631 0443 0234 0443 5039 503
75 0234 6618 5503 5459 0551 0279 0049 0100 0100 3895 0161 0100 0100 0100 0100 0100
0385 0234 0501 0443 5066 5822 6030 0727 0103 0279 0019 0158 5509 5456 4938 5438 511
0 5715 0161 0309 5012 0352 0052 0234 0234 0750 0627 0393 0750 0571 CNS CNS
RAYG
DBAE
DINO
DOLY
DTII
DBAT
DIRW
DOLE
DELT
DBAX
DIRM
DFIC
DEMA
DBLV
DIRX
DSIP
DEMF
DBMS
DAPJ
DOMS
DLSI
DBPR
DAPL
DOMK
DENI
DBPT
DAPG
DOMI
DEFA
DBQT
EDGA
DPFH
DESS
DBRC
EDGX
DORN
DESJ
DBUL
DTAP
DORS
VMDI
DWFN
DITO
DOTC
FEDE
DAVE
DIVA
DGLS
DBAB
BSFS
DLSC
DOWL
DBPC DBIB DBKS

DILG DINO TREX
DMES DSGG DOFT
DDBI

DRST PASQ DCUS DNWL DCAN DSCS DCAF
0443 0443 0279
CNS CNS CNS
8100 0443 0158 5028 0443 0226 0573 0443 0573 0573 0573 0573 0573 0573 0573 0573
DUNN
0226 0573 0443 0573 0573
CNS CNS CNS CNS CNS
MEXD DCPI DZFM ETMM GVSA ETRF DNID ETLS ETNY ETRD DEMP ETCL ETRS EHSA EHSB ESFS
0161
CNS
0443 6684 0344 0727 0234 0226 0103 0234 0234 0161 0443 0501 0161 0161 0234 0158
443 0234 0279 0234 0234 0443 0309 0750 0235 0141 0352 0443 0727 0344 0279 0226
CNS CNS CNS CNS CNS
0385 0385
CNS CNS
0443
CNS
0161
CNS
EOIL EBRD EBCI ESPN EWSC EAST
0103 0279 0158 6742
CNS CNS CNS TFT
0161 0158 0309 0226 0443 0279 0279 0234 0443 0309
0141 0352 0443 0727
CNS CNS CNS CNS
EBXL ACSL EDIF EDJC EFGC EKNS GLBA HBRT EADA BELZ GLPS
0161 0226 0309 0352 0052 0234

Electronic Brokerage Systems, LLC Electronic Brokerage Systems, LLC Electronic B
rokerage Systems, LLC/ Shadow Electronic Brokerage Systems, LLC/ Shadow 1 Electr
onic Securities Processing (ESPN) LLC Electronic Transaction Clearing, Inc. Elec
tronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electron
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Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc
. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. El
ectronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electr
onic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic
Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Tra
nsaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transac
tion Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction
Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Cle
aring, Inc. Electronic Transactions Clearing, Inc. Elevation LLC Elevation LLC E
levation, LLC Elish & Elish Brokerage and Research Elliott-Ledgerwood & Co. Emer
gent Financial Group, Inc. Emerging Growth Equities, Ltd. Emmet & Co., Inc. Empi
re Asset Management Company Empire Financial Group, Inc. Empirical Research Part
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Advisors, Inc. Equitas America, LLC Equity Concepts Equity Services, Inc. Equit
y Services, Inc. Equity Station, Inc. Equity Station, Inc. Equity Trust Advisors
, Inc. Eroom Securities LLC Eroom Securities LLC Eroom Securities LLC Eroom Secu
rities LLC ESN North America, Inc. Esposito Securities, LLC Esposito Securities,
LLC Essex National Securities, Inc. LYNK BELB TYTN EBSC ESPF ETCC ALGO ETAA ETA
C ETAD ETAE ETAF ETAG ETAH ETAJ ETAL ETAM ETCD ETCE ETCG ETCH ETCI ETCJ ETCK ETC
N ETCO ETCP ETCQ ETCR ETCS ETCT ETCU ETCV ETCW ETCX ETCY ETCZ ETNF ETAK ELTD ELT
D ELEV ELSH ETLD VTMW EGRO EMET EAMC EMRP PMAS EQAL EQNX STAD EQUA EQCP EQSV EST
F ESTA ETAI EROP EROM EROS ESLL ESNA ESPP ESPO 0393 0627 0393 0393 0161 0873 0873 087
3 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873
3 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0161 0161 0750 0052
2 0235 0235 0226 5234 0226 CNS CNS CNS CNS CNS CNS TFT CNS Essex-Radez LLC Estrada-Hi
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curities and Associates, Inc. Execution Noble LLC Factfet Systems, Inc. Fagenson
& Co. Inc. Falcon Research, Inc. Falcon Research, Inc. Fallen Angels Family of
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, Inc. Fator Securities FBR Investment Services, Inc. FBT Investments, Inc. FCG
Advisors LLC FCNB Investments Federal Life Insurance Company(Mutual) Federated I
nvestors Corp. Federated Securities Corp./Federated International Management Lim
ited Federated Securities Inc. Feil Daily Investment Company Feldman Securities
Group, LLC Feldman, Ingardona & Co. Feltl and Company Fenimore Asset Management
Trust FFP Securities Fidelity Brokerage Services LLC Fidelity Clearing Canada UL
C Fidelity Clearing Canada ULC/CDS Fidelity Distributors Corporation/Fidelity In
ternational Limited Fidelity Insurance Agency Holding Company, Inc. Fidelity Inv
estments Institutional Services Co., Inc. Fidelity Investments Institutional Ser
vices Co., Inc./Fidelity Destiny Plans Fidelity Investments Life Insurance Compa
ny Fidelity Security Life Insurance Company Fiduciary - SSB - DTC 0987 Fiduciary
Management Inc. Fiduciary Trust Company International Fieldstone Services Corp.
Fifth Street Capital, LLC Fifth Third Bank (The) Fifth Third Securities, Inc. F
ifth Third Securities, Inc. FIG Partners, LLC Fimat Preferred LLC Finacorp Secur
ities ERCO ESTR ETEC ETOS EURP ENET ERPO EVRC EVER ESUS EVOL EWIN EWGC EWTT EXAN
EXCS EXEC FAFT FAGI FLCN PIDG FIPC FAMV FMGT FARA FARC FARJ FATO FBTI FCGA FCNB
0613 0309 0234 0161 0226 0234 0750 0443 0234 0161 0226 CNS CNS CNS
0161 0749 0443 0443 0158 0234 0234 6589 0750
0234 0443 0226 0226 0161
CNS CNS CNS CNS CNS
0443 0161 0158 0234
CNS CNS CNS CNS
0226 0443 0158 0158 0158 0049 5526 0443 0226
CNS CNS
0443 0226 0052
CNS CNS CNS
6333 5529 5759 0235 0141 0727 0226 6632 0226 0226 0443 0226 5040 5059 5785 7130 589
NS CNS CNS CNS
FEDR LGLL FELD FMAC FLTL FFPS FIBS FIDT FCCU
4438 0161 0103 0052 0443 0103 0052 0141 0443 0494 0226 0226 CNS CNS CNS CNS CNS CN
5713 4730 6468 0987 6664 0937 0158 0750 2116 0226 0322 0141 0608 0161
0494 0560 0226 0234 0873 0234 0279 0501 0501 0049 0443 0501 0254
FSTN GRCP OHIO BNKS FCAP FINS
0226 0141 0161
CNS CNS CNS

Finance 500, Inc. Financial Advisers of America, LLC Financial Advisers of Ameri
ca, LLC Financial Assets Corporation Financial Counseling Corporation Financial
Designs Corporation Financial Institution Marketing Company, Inc. Financial Netw
ork Investment Corporation Financial Network Investment Corporation Financial No
rtheastern Securities Inc. Financial Planning Consultants Inc. Financial Researc
h Company Financial Sciences, Inc. Financial West Group Financial West Group, In
c Financorp Group International Corp. Fintech Securities Fintegra, LLC Fintegra,
LLC Firefly Capital, Inc. 1st Discount Brokerage, Inc. 1st Global Capital Corp.
1st Global Capital Corp. 1st Munich Capital, LLC First Allied Securities First
Allied Securities Inc. First American Capital and Trading Corporation First Amer
ican Municipals, Inc. First American Securities First Analysis Securities Corpor
ation First Ballantyne, LLC First Bank Puerto Rico Securities, Corp. First Bermu
da Securities (BVI), Ltd. First Brokerage America, LLC First Brokers Securities,
Inc. First Brokers Securities, LLc First Citizens Financial Plus, Inc. First Ci
tizens Investor Services, Inc. First Clearing LLC First Clearing, LLC/Wachovia S
ecurities First Commercial Bank of Birmingham, Alabama First Dallas Securities,
Inc. First Dominion Capital Corp. / World Trust First Dominion Capital Corp./Epo
ch Funds First Dominion Capital Corporation First Empire Securities, Inc. First
Financial Equity Corp. First Georgetown Securities, Inc. First Great-West Life &
Annuity Insurance Company First Heartland Capital Inc./Centerre Capital, LLC Fi
rst Heartland Capital, Inc First Heartland Capital, Inc. First Honolulu Securiti
es Inc. First Integrity Capital Partners Corp First Internet Securities Network
First Investors Corporation First Investor's Corporation First Kentucky Securiti
es Corporation First London Securities Corporation First London Securities Corpo
ration First Manhattan Co. First Merger Capital Inc FANC BOYS FACA FINC RONB 023
4 0161 6012 0443 0750 6498 FNIC 0443 0343 0352 0235 0158 0226 4713 0226 0727 0443
158 0226 0296 0352 0146 0352 0158 0235 0279 0019 0443 0352 0235 0352 0158 0226
1 0158 0226 0352 0352 0158 0235 0279 0750 0234 0763 0501 6347 0141 0030 FCBI FDSI
TFT CNS 0750 0234 0226 0763 0141 0443 0141 CNS 0234 0226 0443 0443 CNS CNS CNS CNS F
MetLife Investors Insurance Company First Midstate Inc. First Midwest Securities
Inc. First Midwest Securities, Inc. First Midwest Securities, Inc. First Nation
al Bank of Omaha First National Bank of Omaha/Nebraska Educational Savings Trust
First National Banker's Bank First National Capital Markets, Inc. First New Yor
k Securities LLC First New York Securities LLC First New York Securities LLC Fir
st New York Securities LLC First Republic Group, LLC First Republic Securities C
o. First Research Finance Inc. First Securities Northwest Inc. First Security Ca
pital Management, Inc. First Security Financial Advisors, Inc. First South Carol
ina Securities, Inc. First Southern Securities LLC First Southwest Company First
St. Louis Securities, Inc. First State Securities, Inc. First Sun America/DVFS
First SunAmerica Life Insurance Company First Symetra National Life Insurance Co
mpany of New York First Tennessee Brokerage, Inc. First Tennessee Brokerage, Inc
. First Tennessee Capital Markets First Trust Portfolios L.P./First Trust Series
Funds First Trust Portfolios, L.P. First Trust Portfolios, L.P. First Trust Por
tfolios, L.P./First Defined Portfolios Fund LLC First Tryon Securities, LLC Firs
t Wall Street Corp. First Washington Corp. First Western Advisors First Western
Securities First Wilshire Securities Management, Inc. First Winston Securities F
irstMerit Insurance Agency, Inc. Firstrade Securities Inc. Fisher (L.B.) & Compa
ny Fisrt Merit Financial Services, Inc Five Mile Capital Securities LLC Fixed In
come Capital Partners, LLC Fleet Enterprise, Inc. Flexible Plan Investments, Ltd
Floor Broker Network Inc. Florida Atlantic Securities Corp. Florida Investment
Advisers FMSBonds, Inc. FMSBonds, Inc. FMSBonds, Inc. FMSBonds, Inc. FNB Brokera
ge Services, Inc. FNBB Capital Markets, LLC Folger Nolan Fleming Douglas Incorpo
rated Folio(fn) Investments, Inc. FolioFN Investments, Inc Foothill Securities,
Inc. Fordham Financial Management, Inc. Foreside Distribution Services, L.P. 451
2 FMID FMSI FSTM 6459 0052 0234 2254 6792 0052 TFT CNS
5371 FNBB FNCM MPFI FNYS FNYP FNYG REPG FSRP FIRF FSNW BAMS FSFA FSCC FRST FSWC
FLOU FSSO 6753 6708 0161 0352 TFT TFT CNS CNS
FNSJ FPCI FINR FISI FINW FGIC FINX FINT FFLY FDSC FGCC MNCH FAST STCS FAMI FAMS
FANA FBLT FBPR BRMF FBAL FATS FBSL FCFP FCIT FCCP
CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS
TFT CNS CNS CNS
0161 0352 0234 0501 0443 0279 0279 0309
0443 0279 0309 0443 6731 0309 0309 0443
CNS CNS CNS CNS TFT CNS CNS CNS
0309 0309 0279 4604 4517 4621 0226 0192
FTEN FTCM
0226 2445
CNS TFT
FTLP
5374 6575 8244 6603 0352 0234 0443
8244
CNS
TRYN FWST FWCO FWAI FWSI FWIL FWSS FFSI FISH FMFS FMCS FICP NUSA FBNW FLAT FIAF
MIAM FMUS MIAM STIS FCML FNFD FTBR FMES FORD
0352 0234 0443 0226 0141
CNS CNS CNS CNS CNS
0141 5903 4939 5823 0443 0279 0226 4736 5376
0103 6715 7246 0158 0727 0234 TFT
FESI FFEC FGOE
0443 0226
CNS CNS
0727 0226 0234 0443 0543 0418 0226 0443 6440 0158
CNS CNS CNS CNS CNS CNS CNS CNS TFT CNS
6819 0443 0226 0443 0158 0061 0158 0279
FHCI FHON KACI FISN 0336 0727 0279 0226 5545 5146 0235 0052 0309 0443 0052
0443 0727 0279 0226
CNS CNS CNS CNS
0226 0279 0141
CNS CNS CNS CNS CNS
FKSC FLSD FLSC FMCO FSMG

0235 0052 0309 0443 0052
CNS CNS CNS CNS CNS
0728 0727 0548 0052 4967
0727 0052

Foreside Distribution Services, L.P./AmSouth Funds Foreside Distribution Service
s, L.P./Asset Management Fund Foreside Distribution Services, L.P./Boston Trust
Mutual Funds Foreside Distribution Services, L.P./Cavanal Hill Funds Foreside Di
stribution Services, L.P./First State Trust Company Foreside Distribution Servic
es, L.P./Greenwich Advisors India Select Fund Foreside Distribution Services, L.
P./Horizon Global Advisors Umbrella Fund LLC Foreside Distribution Services, L.P
./HSBC Investor Funds Foreside Distribution Services, L.P./IMS Funds Foreside Di
stribution Services, L.P./IRT Mutual Funds Foreside Distribution Services, L.P./
IVA Fiduciary Trust Foreside Distribution Services, L.P./IVA Global SICAV Fund F
oreside Distribution Services, L.P./Leader Short Ten Bond Fund Foreside Distribu
tion Services, L.P./Nations Offshore Mutual Funds Foreside Distribution Services
, L.P./Old Mutual Funds Foreside Distribution Services, L.P./Old Mutual Global F
unds PLC Foreside Distribution Services, L.P./Permal Offshore Funds Foreside Dis
tribution Services, L.P./ProFunds Foreside Distribution Services, L.P./Ridgewort
h Funds Foreside Distribution Services, L.P./Signature Liquidity Fund, Ltd. Fore
side Distribution Services, L.P./Skandia Global Funds PLC Foreside Distribution
Services, L.P./SunTrust Bank Collective Trust Funds Foreside Distribution Servic
es, L.P./Union Bank of California N.A. Stable Val. Fund Foreside Distribution Se
rvices, L.P./USAllianz Mutual Funds Foreside Distribution Services, L.P./Victory
Funds Foreside Distribution Services, L.P./Victory Institutional Funds Foreside
Distribution Services, LP/Ridgeworth Money Market Funds Foreside Fund Services,
LLC Foreside Fund Services, LLC/ Wright Investor Foreside Fund Services, LLC/Ab
erdeen Funds Foreside Fund Services, LLC/American Beacon Funds Foreside Fund Ser
vices, LLC/Bridgeway Funds Foreside Fund Services, LLC/Century Funds Foreside Fu
nd Services, LLC/Dundee Wealth Funds Foreside Fund Services, LLC/Henderson Globa
l Funds 5816 6641 6622 5807 4928 Foreside Fund Services, LLC/Liberty Street Fund
s Foreside Fund Services, LLC/Nomura Partners Funds, Inc. Foreside Fund Services
, LLC/PMC Funds Foreside Fund Services, LLC/Sound Shore Funds Foreside Fund Serv
ices, LLC/Turner Funds Foreside Fund Services, LLC/Wintergreen Fund Foresight In
vestments, LLC Forest Securities, Inc. Forester Funds, Inc. Foresters Equity Ser
vices, Inc. Forge Financial Group Inc. Forside Distribution Services LP/Northern
Trust Funds Forsyth Securities Fortis Clearing Americas LLC Fortis Clearing Ame
ricas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clear
ing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Forti
s Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LL
C Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Amer
icas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Cleari
ng Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis
Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC
Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Ameri
cas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearin
g Americas LLC Fortrend Securities, Inc. Fortune Securities, Inc. Founders Equit
y Securities, Inc. 401K Investment Services, Inc./TPA 401Kstore.com (The) Fourth
Street Financial Group Fox River Execution Technology, LLC Fox River Execution
Technology, LLC Fox River Execution Technology, LLC Fox River Execution Technolo
gy, LLC Fox Run Alpha Fund, L.P. Fox, Reusch & Co., Inc. FPA Fund Distributors,
Inc. Frank Funds Franklin Securities, LLC Franklin Street Securities, Inc. Frank
lin/Templeton Distributors, Inc./St. Petersburg Frazer Lanier Company (The) Fred
Alger & Co., Inc./Alger Sicav Fred Alger & Company, Incorporated Fred Alger & C
ompany, Incorporated Freedom Investments, Inc. Freedom Investors Corp. Freimark
Blair & Co., Inc. 6767 5426 5747 5649 5592 5721 FITE FORE 0443 0727 4949 0149 0750
6633 0235 0330 0501 0501 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695
5 0695 0695 0695 0695 0695 0695 0695 0695 0695 0052 0234 0234 7119 7129 0161 03
352 5851 6671 FRSE FSST 0443 5534 FLCO 4950 5594 0158 0571 0279 0161 6909 TFT 0443 044
CNS CNS CNS
5677
5633 5814 4995 6614 4724 5410 5804 5439 5750 5940 4888 4969 4920 6673 5826
FRGP
0750
CNS
5562
4695 6628 5686 5723 5348 5659 5872 4899 5742 5485 5597 6549 5528
FSII LIMF LIMG LIMS ALGF DAQF EWTF FMGF FRTA FSIK FSOM FTMG HBIA HBIF HBIS INTF
JMPF LIMC QLBF QLTX RTSF STRF SUNX TEZF TMGX VIRF VLTF PFAG FORI FRTN FNDR
0235
CNS
0052 0234
CNS CNS
FORS FREX FOXB FRET FREE FOXN FOXR
0161
CNS
0352 6851
CNS TFT
ALGR FDMI FRIC FBLC
0571 0279 0161
CNS CNS CNS

Fried (Albert) & Company, LLC Friedman Luzzatto & Co Friedman, Billings, Ramsey
& Co., Inc. Friess Associates, LLC Frontegra Funds, Inc. Frontegra Funds, Inc./I
ronbridge Funds, Inc. Frontier Financial Consultants, Inc. Frontier Trust Compan
y Frontier Trust Company/P.J. Robb Variable Corp. Frost Brokerage Services, Inc.
Frost National Bank-Capital Markets FRS Securities, LLC FSC Securities Corp. FS
C Securities Corporation/Advantage Capital FSC Securities Inc. FTC Capital Marke
ts, Inc. FTN Financial Services Corp. FTN Financial Services Corp. FundQuest Inc
orporated Funds Distributor, LLC Funds Distributor, LLC/Ashmore Funds Funds Dist
ributor, LLC/GMO Trust Funds Distributor, LLC/MIRAE Asset Discovery Funds Funds
Distributor, LLC/Munder Funds Further Lane Securities L.P. Fusion Analytics Secu
rities LLC G&L Partners, Inc. G. F. Investment Services, LLC G.A. Repple & Compa
ny Gabelli & Company, Inc. Gabelli Funds - (NFDS) Gage-Wiley & Co., Inc. Gagnon
Securities LLC Gar Wood Securities, LLC Gar Wood Securities, LLC Garbacz Group I
nc. (The) Garden State Securities Inc. Gardner Financial Services Inc. Gardner R
ich, LLC Gardnyr Michael Capital, Inc. Garrett (Andrew) Inc. Garrett Nagle & Com
pany, Inc. Gartmore Morley Capital Management, Inc. Gates Capital Corporation Ga
tes Capital Corporation, Inc. Gateway Securities Inc./CDS Gatten Sadowski Inc Ga
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s, Inc. Gelber Securities, LLC Gelber Securities, LLC Geneos Wealth Management,
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esis Securities, LLC Genesis Securities, LLC Genesis Securities, LLC Genesis Sec
urities, LLC Genuity Capital Markets USA, Corp Genworth Financial Securities Cor
poration Genworth Life and Annuity Insurance Company AFCO FRLZ FBRC 0284 0352 497
8 5507 5321 FFCI 2563 6531 0226 0161 0169 0191 0443 0608 0202 0501 3910 5497 5195 668
0 5322 5617 0443 0103 0019 0226 4076 0141 5574 0352 0352 0234 0235 0235 0161 0750
11 0443 0443 5046 0235 0141 0443 CNS CNS CNS CNS 0141 0141 0352 0443 0235 0235 01
226 CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS 0443 CNS 0284 0103 0352 CNS CNS CNS
Genworth Life and Annuity Insurance Company Genworth Life Insurance Company Genw
orth Life Insurance Company of New York Geoffrey Richards Securities Corp. Georg
eson Shareholder Securities Corp. Georgetowne Funds Gerbro Securities, Inc. GETC
O Execution Services, LLC Getco Execution Services, LLC Getco Securities, LLC GF
I Securities LLC GFI Securities, LLC Gfong Associates, Inc. Gilbert, Doniger Co.
, Inc. Gilboy (P.R.) & Associates, Inc. Gilder, Gagnon, Howe & Co., LLC Gilford
Securities Incorporated - Retail Girard Securities, Inc. Girard Securities, Inc.
GIT Investment Services, Inc. Gladowsky Capital Management Corp. Glazer (C.G.)
& Company, Inc. Glazer (C.L.) & Co. GLB Trading, Inc. GLB Trading, Inc. Gleacher
& Company Securities, Inc. Glendale Securities, Inc. Glenmede Trust Company, N.
A. (The) Glenwood Securities, Inc Glickenhaus & Co. Glickenhaus & Co. Glickenhau
s & Co. Global Brokerage Services, Inc. Global Credit Partners, LLC Global Crown
Capital LLC Global Crown Capital, LLC Global Financial Services, Inc. Global Hu
nter Securities LLC Global Investor Services, L.C. Global Investor Services, LLC
Global Maxfin Capital Inc./CDS Global Maxfin Capital Inc./CDS Global Resource I
nvestments, Ltd. Global Securities Corporation/CDS Global Strategic Investments,
LLC Global Strategic Investments, LLC Global Trust Company Global Trust Company
/NRS Global Trust Company/NTRS Global-American Investments, Inc. Globalink Secur
ities, Inc. Glynn (J.A.) & Co. GMP Securities L.P./CDS GMS Group (The), LLC Gold
Coast Securities, Inc. Goldberg (Gary) & Co., Inc. Golden Beneficial Securities
Goldman Capital Management, Inc. Goldman Sachs & Co. Goldman Sachs & Co./Commer
ce Funds Goldman Sachs & Co./Goldman Sachs International Funds Goldman Sachs Exe
cution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & C
learing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Go
ldman Sachs Execution & Clearing 5752 4586 4553 0235 0161 5992 0530 0530 0103 0443 05
01 0161 0279 0352 0141 0226 0415 0443 0501 0443 0234 0234 0352 0234 2139 0284 5
4 0234 0234 0352 0019 0352 0443 5092 5026 0235 5069 0234 5915 5311 5357 0234 0234
3 4083 0234 0019 5572 5799 6570 0501 0501 0501 0501 0501 0501 0443 0279 0352 0141
3 CNS CNS CNS CNS CNS CNS CNS CNS 0235 0161 0226
TAIG GSSC GERO GFLO GESX GETS GFIG GFIS FONG GDCO PRGA GILG RGIL GIRL GIMM GCMC
CLGC CLGL GLBT GLBX GLCH GLEN GLWD GLIC GLIC GSBI GCPL TMAI GCCL GFSI GLBL GISJ
HBCO GMAX GRIL GSCF GSIL GSRI
CNS CNS CNS
CUFT FROS FSEC
0226 6751 0161
CNS TFT CNS
FSCS FTCG FTSC FTNP
0443 0202
CNS CNS
FARS INDX GNLP GFBD GABE GGWI GAGN GARW GWDS JGII GRST GAFI GDNR GMCI ANDG GARR
0234 0234 0352 0234
CNS CNS CNS CNS
0443
CNS
0279 0234 0234 0352 0019 0352 0443
GATS GATS GTWY GSAD PUMP GBMT GBMS GBSL
0234 0443
CNS CNS
GELB GLBY GENS GNDS GNDT GNSA GNSB GNSD GNSG GCMU
0443 0158 0103 5970 5679 0695 0695 0244 0279 0234 0118 0118 0161 0234 0234 0234 0
GAME PSRI GLYN GMPS GMSG GRYG GOBE GCMI
0234 0234 0443 5016 0443 0226 0234 0019
0234
CNS
BZZH GSFF GSGG GSHH GSII GSJJ

Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sa
chs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execut
ion & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clea
ring Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldm
an Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs E
xecution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution &
Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing
Goldman Sachs Execution & Clearing L.P. Goldman Sachs Execution & Clearing L.P.
Goldman Sachs Execution & Clearing L.P. Goldman Sachs Execution & Clearing, L.P.
Goldman Sachs Execution & Clearing, L.P. Goldman Sachs Execution & Clearing, L.
P. Goldman Sachs Execution & Clearing, L.P. Goldman Sachs Execution & Clearing,
L.P. Goldman Sachs Execution & Clearing, L.P. Goldman Sachs Execution & Clearing
, L.P. Goldman Sachs Execution & Clearing, L.P. Goldman Sachs Execution & Cleari
ng, LP Goldman Sachs International Ltd. Goldman, Sachs & Co. Gordon & Co. Gordon
Hasket & Co. Gordon, Haskett Capital Corporation Gordon, Haskett Capital Corpor
ation Gorian Investment Group Gotham Lawrence Corporation GPC Securities, Inc. G
PC Securities, Inc./Trust Networking Grace Financial Group LLC Grace Financial G
roup, LLC Grace Financial Group, LLC Grace Financial Group, LLC Grace Financial
Group, LLC Grace Financial Group, LLC Grace Financial Group, LLC Graham (B.B.) &
Company Gramercy Financial Services, LLC Gramercy Securities, Inc. GSKK GSLL GS
MM GSNN GSOO GSPP GSQQ GSRR GSSS GSTT GSUU GSVV GSWW GSXX GSYY GSZZ BZYF BZYG BZ
YH BZYI BZYJ BZYK BZYM BZZH BZZJ BZZO BZZP SILK GSAA GSBB GSCC GSDD GSEE SETS SG
MA BTGG GSCO GORD GHAS GHCC GORN GTRN GOLA 0501 0501 0501 0501 0501 0501 0501 0501 05
501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501
0501 0501 0501 0501 0501 0501 0501 5208 0005 0435 0226 0226 0501 0750 0678 0473 05
8 0158 0158 0158 0501 0235 0443 0750 0501 CNS Grand Capital Corp. Granite Associates
. Granite Financial Group, Inc. Granite Financial Group, Inc. Grant Williams, L.
P. GRB Financial LLC Great American Advisors, Inc. Great American Life Insurance
Company Great Eastern Securities, Inc. Great Pacific Securities Great Point Cap
ital LLC Greater Community Financial LLC Great-West Life & Annuity Insurance Com
pany Green Street Advisors, Inc. Greenberg Financial Group Greencoast Capital Pa
rtners, LLC Greenman, Parker, Connally, Greenman, Inc. Greentree Brokerage Servi
ces, Inc. Greenwich Capital Markets, Inc. Greenwich Financial Services LLC Green
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tal Investors Inc. Griffin Financial Group, LLC Griffin Securities, Inc. Griffin
, Mills & Long, LLC Griffith (M.) Locke Investment Services, Inc. Griffon May, I
nc. Grigsby & Associates, Inc. Griswold Company, Inc. Grodsky Associates, Inc. G
rossman & Co., LLC Grubb & Ellis Equity Advisors, Transfer Agent, LLC Grubb & El
lis Equity Advisors, Transfer Agent, LLC/Grubb & Ellis Apartment Reit, Inc. Grub
b & Ellis Equity Advisors, Transfer Agent, LLC/Grubb & Ellis Healthcare Reit II,
Inc. Gruss (Oscar) & Son Incorporated Gruss (Oscar) & Son Incorporated GRW Capi
tal Corp. GSECLP/Equities Execution GSECLP/Kellogg Capital GSECLP/Princeton Secu
rities Group GSECLP/Wolverine Trading G-Trade Service, LLC Guaranty Financial In
surance Solutions Inc. Guardian Insurance & Annuity Company, Inc. (The) Guardian
Insurance & Annuity Company, Inc./Fund Trading Guardian Investor Services LLC G
uggenheim Funds Distributors, Inc. Guggenheim Securities LLC Guggenheim Securiti
es, LLC Guggenheim Securities, LLC Guggenheim Securities, LLC GunnAllen Financia
l, Inc. Gunnar (Joseph) & Co., LLC Gurun Inc. Guzman & Company Guzman & Company
Guzman & Company GWFS Equities, Inc. GWM Group, Inc GRND GAFL GFIN GFNC GWLP GRB
F AGSS 0052 0501 0158 0158 0309 0750 0052 CNS
0309 0750 0443
CNS CNS CNS
GREA GPSS MAVB GRCF

5949 0234 0226 0442
0226 0443
CNS CNS
GNAV NEHL GCPM GPCG GBSI CAPM GFSL GHYL GPTG GRNL GRFC GRFN GSEC PRNC GRIF MACP
GRIG GRIS GROD TRDW
4735 0443 0235 0443 0443 0161 0309 0501 0501 0235 0234 0234 0234
0235 0103 0443 0443 6777 0161 0309
CNS CNS CNS CNS TFT CNS CNS
0235 0234 0234 0141 0443 0279
0501 0234 5415 0226 0234
3464
OGRU GRWC
3465 0420 0019 0443 0048 0399 0151 0501 0443 7504 4533 4637 5573 0526 0181 0352 0443 0
443 0543 0226 0161 0501 0234 0257 CNS
SLWT GTRD
0005 0226 0226 0141
CNS CNS CNS CNS
CLYM GUGG LNKS GUGS GNLR JGUN GURN GZML GUZM GZMN RLCC
0526 0352 0443 0543 0226 0279 0161 0501
GFGO GFGH GFGL GFGL GFGP GFGP MVPF BBGC GMCY SCRI
0501
CNS
0235 0443
CNS CNS
0226
CNS

GWM Group, Inc. H. Beck, Inc. H. G. Wellington & Co., Inc. H.C. Wainwright & Co.
, Inc. Haberman Brothers Hahn Securities, Inc. Halcyon Cabot Partners, Ltd. Hall
mark Investments, Inc. Hamershlag, Dodeles & Co., LLC Hamershlag, Dodeles & Co.,
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Hanson McClain Hantz Financial Services, Inc. Hantz Financial Services, Inc. Ha
poalim Securities USA, Inc. Hapoalim Securities USA, Inc. Harbor Funds Distribut
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d Advantage Investments Ltd. Hartford Life and Annuity Insurance Company Hartfor
d Life Insurance Company (The) Hartford Life Insurance Company/Corporate Busines
s Hartford Life Insurance Company/Government Business Hartford Life Insurance Co
mpany/HLS Fund of Funds Hartford Life Insurance Company/Life Business Hartford L
ife Insurance Company/Mutual Fund Hartford Securities Distribution Company, Inc.
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venwood Capital Markets, LLC Havkit Corporation Hayden Stone & Co., LLC Haywood
Securities (USA) Inc. Haywood Securities Inc. Hazlett, Burt & Watson, Inc. Hazle
tt, Burt & Watson, Inc. HBK Finance, LP HCFP/Brenner Securities, LLC Heartland I
nvestment Associates Hedge Fund Capital Partners, LLC RLCC HBCK WELC WAIN HABB W
MPB BBHP HMRK HASK HASD HAJO HMPT HANK DHAN 0226 0702 0158 0501 0750 0309 0235 0234 0
0161 0226 0727 4866 5950 0309 0279 0614 0279 0443 0443 5471 0501 0235 6022 0443 07
0 0309 0235 0234 CNS CNS CNS CNS CNS CNS CNS Heflin & Co. LLC Hefren-Tillotson, Inc.
Hefren-Tillotson/Shelby, Kern, Frederick and Shelby Div. Heidtke & Company, Inc
. Height Securities, LLC Henderson Capital Partners LLC Henley & Company LLC Hen
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sociates LLC Hexagon Securities, LLC HFC Capital Corporation HFP Capital Markets
LLC Higgins Capital Management, Inc. High Point Capital Group, Inc. Highland In
formation Services Inc. Highlander Capital Group, Inc. Hightower Securities, LLC
Hightower Securities, LLC Hill Thompson Magid & Co Inc. HKC Securities HLM Secu
rities, Inc. Hold Brothers Execution Services LLC Hold Brothers Online Investmen
t Services LLC Hold Brothers On-Line Investment Services, LLC Hold Brothers On-L
ine Investments, LLC Hollencrest Securities, LLC Home Financial Services, Inc. H
omestead Funds, Inc. Hornor, Townsend & Kent, Inc. Hornor, Townsend & Kent, Inc.
Horwitz & Associates, Inc. Howard Weil, Incorporated Howe Barnes Investments, I
nc. Howells (M.S.) & Co. Howells (M.S.) & Co. HRC Investment Services, Inc. HSBC
Bank USA, N.A./Buffalo HSBC Bank USA, N.A./IPB HSBC Bank USA, National Associat
ion HSBC Bank,USA, N.A./Buffalo IPS HSBC Securities (USA) Inc. HSBC Securities (
USA), Inc./Fixed Income Securities HSBC Securities (USA), Inc./Stock Loan Hudson
Securities, Inc. Hudson Securities, Inc. Hudson Securities, Inc. Hugo Marx & Co
., Inc. Humbard, James W. Hunter Associates Inc. Hunter Scott Financial, LLC Hun
ter World Markets, Inc. Huntingon National Bank Huntington Investment Company Hu
ntington National Bank/Traditional Insurance Huss Services, Inc. Hutchinson, Sho
ckey, Erley & Co. HybridTrading, LLC I-Bankers Securities, Inc. IBC Agency Inc.
IBERIA Capital Partners L.L.C. HEFL HEFR SKFS BUZZ HITS HCPI HENY HENN NHWI HFSB
HPOL HERO HERF HXGN HCFN HFPC HIGG COHI HIPC HIGH HTWR HTJP HILF HKCS HLMS 0443
0443 0443 0443 0141 0019 0279 0443 0235 0727 0443 7107 0443 0501 0158 0235 0161
7 0528 0501 0279 0784 0352 6553 HOTO HORW HWIL HOWE HWLS MSHJ HRCS 0326 0352 0226 0141
0019 0019 5971 2122 2165 2049 0816 0486 0816 0161 0161 0501 0052 0443 0750 0234 230
383 0234 0049 0158 6189 0226 0443 CNS 0279 0352 2447 CNS 0158 0235 0226 0161 0443
43 0352 0727 CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS 0279 0443 0235 0141 0727 014
43 0141 CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS
0226 0226 0727
CNS CNS CNS

AIRS HANS HMRN HAFS ITEC POLI HARB HCTA HRGR CHHS HRRS HRST
0309 0226
CNS CNS
0443 0443 0443 0501 0235 0141 0443 6713
CNS CNS CNS CNS CNS CNS CNS TFT CNS CNS
HBON ONLI HOLD HLLC VOLS
2697 LJHT HFLD 0451 4856 5892 0443 0451
CNS TFT
4829 4669 4501 4662 4663 4681 4658 4599 0765 5920 0701 0727 0226 0279 0052 0052 0279 5
58 0226 0252 0158 0234
0226 0141 0019 0019 0443
CNS CNS CNS CNS CNS
HSBK HSBM HSBC HDSM HDSN HDSI MARX JWHJ HNTR PLCP WRLD HUCO
0816 0486 0161 0161 6741 0443 0235 0226
CNS CNS
CNS CNS TFT CNS CNS CNS
HACA HVST HARS HARS HAVN HAVK HAST HAYV HASF HAZL HBKI HCBR HIAI KKSS
0701 0727 0226 0279
CNS CNS CNS CNS
0279 0226 0352 0158 0226
CNS CNS CNS CNS CNS
HUSS HUTC HYBD MILE IBER
0234 6963 0049
CNS TFT CNS
0226
CNS

IBG Trading, LLC ICAP Corporates LLC ICAP Corporates LLC ICAP Corporates LLC ICA
P Corporates, LLC ICAP Corporates, LLC ICD Securities ICMA-RC Services, LLC ICMA
-RC Services, LLC Icon Distributors, Inc. ICP Securities LLC ICP Securities, LLC
IFC Holding, Inc./Invest Financial Corporation IFC Holdings, Inc. IFMG Securiti
es, Inc. IIG Horizons Securities LLC Illustro Trading LLC Imperial Capital, LLC
Imperial Investments Ltd. IMS Securities Inc. Incapital, LLC Independent Bankers
' Bank of Florida Independent Brokers LLC Indiana Merchant Banking & Brokerage C
o., Inc. Indiana Securities, LLC Industrial and Commerical Bank of China Financi
al Services LLC Infinex Investments Inc. Infinity Financial Services Infinium Se
curities, Inc. Infinium Securities, Inc. Infinium Securities, Inc. ING Financial
Advisers, LLC ING Financial Markets LLC ING Financial Markets, LLC ING Financia
l Partners, Inc. ING Financial Partners, Inc./LSSI ING Investment Advisors, LLC
ING Investment Advisors, LLC/TPA Accounts ING Investment Management Services LLC
ING Investments Distributor, LLC ING Investments Distributor, LLC/ING IODC ING
Investments Distributor, LLC/ING Offshore ING Life Insurance and Annuity Company
ING Life Insurance and Annuity Company/Fund Serv/Trading ING Life Insurance and
Annuity Company/ING Financial Solutions ING Life Insurance and Annuity Company/
INVGVA ING National Trust Company ING National Trust Company/IFS ING Private Wea
lth Management LLC ING USA Annuity and Life Insurance Company ING USA Annuity an
d Life Insurance Company/Mutual Funds Trading Ingalls & Snyder, LLC Inlet Securi
ties, LLC Innova Securities Inc. Instinet, LLC Instinet, LLC Instinet, LLC Insti
tutional Capital Management, Inc. Institutional Securities Corporation Integral
Financial, LLC IBGT GARB POLW GARC GARQ GARZ ICDS 0501 0148 0161 0501 0501 0501 0750 0
282 4942 5549 0161 0566 ISFA LBSC IIGH ILUS IMPC IMPL IMSS INCP IBBF INDE IMBB IN
DI ICBK NFTY INFN INFC INFU INGG INGF 0226 0226 0226 0541 0443 0501 0279 0235 0309 0
27 0388 0113 0727 0161 0234 0551 0172 0270 0270 0492 0465 0291 0591 FSFS 0352 5734 585
5473 4508 4575 4740 4635 2360 5377 INGW 4506 4510 0124 0750 0161 0067 0436 0067 023
5 0279 0279 0443 CNS 0352 CNS 0443 CNS CNS CNS CNS 0148 0161 0161 CNS CNS CNS Integri
Brokerage Services Integrity Funds Distributor, Inc. Integrity Life Insurance Co
mpany Integrity Trading, Inc. Interactive Brokers LLC Interactive Brokers LLC/Ti
mber Hill Specialist Corp. Interactive Brokers, LLC/Retail Clearance Interbolsa
Securities, LLC Intercarolina Financial Services, Inc. Intercoastal Financial Se
rvices Corp. Intercontinental Asset Management Group, Ltd. Intermerchant Securit
ies LLC International Assets Advisory, LLC International Capital Markets, Inc In
ternational Correspondent Trading, Inc. International Strategy & Investment Grou
p, Inc. International Strategy & Investment Group, Inc. Internet Capital Markets
Corporation Interpacific Investors Services, Inc. Intervest International Equit
ies Corporation INTL Trading, Inc. InTrade, LLC Invemed Associates, LLC Invesco
Distributors, Inc. Invesco Distributors, Inc./AIM Global Advisors Limited Invesc
o Distributors, Inc./Fund Management Co. Invesco Distributors, Inc./Offshore Inv
estacorp Investacorp, Inc. Investacorp, Inc. Investec Securities (U.S.) LLC Inve
stin Securities Corp. Investment Center (The) Investment Center, Inc. (The) Inve
stment Centers of America, Inc. Investment Management Corporation Investment Man
agement Services, Inc. Investment Network, Inc. Investment Partners Asset Manage
ment Investment Placement Group Investment Planners Inc. Investment Professional
s, Inc. Investment Professionals, Inc. Investor Service Center Inc. Investors Ba
nk & Trust Company Investors Bank and Trust Institutional Company Investors Capi
tal Corporation Investors Capital Corporation Investors Securities Services, LLC
Investscape, Inc. Invex, Inc. IPO Capital Ironstone Securities Inc. Isaak Bond
Investment, Inc. ISERoute, LLC Island Traders Securities Israel A. Englander & C
o., Inc. Israel A. Englander & Co., Inc. Israel A. Englander & Co., Inc. Israel
A. Englander & Co., Inc. Itau Europa Securities Inc. Itau Securities, Inc. IBSJ
0234 5657 4549 0234 0017 0046 0534 0443 0234 0052 0443 0234 0226 0352 5591 0158 022
38 0352 5540 4882 5450 6592 0138 0226 0352 0443 0234 0318 0443 0565 0235 0727 0727
52 0235 6052 5890 4946 2132 0443 6016 0234 0352 5039 0279 0161 0158 0019 0161 0352
443 0443 0052 0443 0226 0352 CNS CNS CNS 0534 0443 0226 CNS CNS CNS 0234 CNS
INTG IBKR IBSP IBKR IBSA ICFS IFSC ICON IMSL INTA CNCR ICTI ISIG
0234
CNS
ICPX ICPS
0443 0161
CNS CNS
CNS CNS
0235 6778 0226 0279 0727 0388 0727 0161
CNS TFT CNS CNS CNS CNS CNS CNS
ICMC IPAC IVST INTL ITLC INVM
0226 0443 0161 0352
CNS CNS CNS CNS
ARCH INVE INVC NVST ICEN KCIM IMSI IVNT
0226 0352 0443 0234 0443 0235
IPGR INPI INPR
0235 0443
CNS CNS
ICCP ISSC TIME IVEX IPOC ISSB IAAK ISEO ITSI IAEI IAEX IAEA IAEC IESI ITAU
0443 0443 0234
CNS CNS CNS
INGS LLSI INNO INTW INAR INCA ICMH ISCN INFI
0124 0750
CNS CNS
0443 0279 0161 0019 0161 0352
0067 0235 0279
CNS CNS CNS

ITG Canada ITG, Inc. ITradedirect.com Corp. IVY Securities, Inc. J. Scott Securi
ties Corp. J. W. Cole Financial, Inc. J.J.B Hilliard, W.L.Lyons, LLC J.J.B. Hill
iard, W.L. Lyons, LLC J.K. Chilton & Associates, Inc. J.K. Financial Services, I
nc. J.K.R. & Co., Inc. J.P. Morgan Clearing Corp. J.P. Morgan Clearing Corp./ Bu
rke Trading, LP J.P. Morgan Clearing Corp./ Showel Capital, LP J.P. Morgan Clear
ing Corp./Jane Street Capital, LLC J.P. Morgan Clearing Corp./Option Opportuniti
es J.P. Morgan Institutional Investments, Inc. J.P. Morgan Securities LLC J.P. M
organ Securities LLC J.P. Morgan Securities LLC/NYSE J.P. Morgan Securities LLC/
Private Client Services Div J.P. Morgan Securities, Inc. J.P. Morgan Securities,
Inc. J.P. Morgan Securities, Inc. J.P. Morgan Securities, Inc. J.P. Morgan Secu
rities, Inc. J.P. Morgan Securities, Inc. J.P. Morgan Securities, Inc. Jack V. B
utterfield Investments Company Jackson National Life Insurance Company Jackson N
ational Life Insurance Company of New York Jackson National Life Insurance Compa
ny/Brooke Life Jackson Partners & Associates Inc. Jackson Securities LLC James B
aker & Associates, L.P. Janco Partners Inc. Jane Street Markets, LLC Jane Street
Markets, LLC Jane Street Markets, LLC Jane Street Markets, LLC Janney Montgomer
y Scott LLC Janney Montgomery Scott LLC Janus Distributors LLC Janus Distributor
s LLC/Janus Capital International Limited Jaypee International, Inc. JB Drax Hon
roe, Inc. Jefferies & Co., Inc. Jefferies & Co., Inc. Jefferies & Company, Inc.
Jefferies & Company, Inc. Jefferies Execution Services, Inc. Jefferies Execution
Services, Inc./Service Bureau Jefferson National Life Insurance Company Jeffrey
Matthews Financial Group, LLC Jeffries Partner Opportunity Fund II, LLC Jesup &
Lamont Securities Corp. Jesup & Lamont Securities Corp. Jettrade, Inc. JFD Secu
rities, Inc. ITGC ITGI ITDC IVYS JSSC JWCF HLHC HDLY JKCA JKFS JKRC BSSC 5059 009
9 0750 0235 JH Darbie & Co. Inc. JK Securities, Inc. JMP Securities, LLC JNK Secur
ities Corp. John Hancock Funds, LLC John Hancock Life & Health Insurance Company
/ LTC John Hancock Life Insurance Company John Hancock Life Insurance Company (U
.S.A) John Hancock Life Insurance Company (U.S.A) /LTC John Hancock Life Insuran
ce Company (USA) / Global Diversification John Hancock Life Insurance Company (U
SA) /Diversified Equity John Hancock Life Insurance Company (USA) /Fundamental H
oldings John Hancock Life Insurance Company (USA)/Group Pension John Hancock Lif
e Insurance Company (USA)/Insurance John Hancock Life Insurance Company (USA)/RP
S Seg Funds & Accounting ET7 John Hancock Life Insurance Company of New York Joh
n Hancock Variable Life Insurance Company Johnson, Rice & Company LLC Johnston,
Lemon & Co. Incorporated Jones (Edward D.) & Co. Jones Gable & Company LTD./CDS
JonesTrading Joseph Grace Holdings, Inc. JP Morgan Chase Bank, N.A./Schroder Inv
estments JP Morgan Chase Bank/ADP Express Account JP Morgan Chase Bank/IA JP Mor
gan Chase Bank/J.P. Morgan InstitutionalInvestments Inc. JP Morgan Retirement Pl
an Services LLC JPMCC / Bear Specialist, Inc. JPMCC / J.P. Morgan Securities Inc
/Specialist JPMorgan Chase Bank N.A./JPMorgan Chase Health Savings JPMorgan Chas
e Bank N.A./Worldwide Securities Services Hewitt Accounts JPMorgan Chase Bank, N
.A. / Custodial Trust Company JPMorgan Chase Bank, National Association JPMorgan
Chase Bank/PB-PCS Shared Services JPMorgan Chase Bank/PCS Shared Services JPMor
gan Chase Bank/TIAA-CREF JPMorgan Distribution Services, Inc. JPMorgan Distribut
ion Services, Inc./JPM Off-Shore Funds JSF Securities Corp Jump Trading Jump Tra
ding Jump Trading Jump Trading Jump Trading Jump Trading Jump Trading Jump Tradi
ng Jump Trading JHDR JKSI JSSF JNKK 0052 0750 0158 0501 5582 5910 4594 4513 5994 471
6 4714 4715 4661 4660 CNS
0768 0279 0352 3827 3887 3837 3809 4871 0187 5865 0060 0406 0226 0352 0352 0352 0352 0
352 0352 0235 4552 4584 4581 0100 0443 0443 0352 0352 0352 0352 0374 0374 5781 546
4 0019 0352 0443 0535 0536 4573 0235 0019 0052 0234 0161
0750 0235 0352 0226 0768 0768 0103 0279 0443 0352
CHSI
0187
CNS
4704 4607 4595 0352 0443 0057 5070 0443 0727 6699 0409 2357 5978 7147 0351 0363 0915
0204 CUST 2424 0902 6652 2255 2006 5599 5798 0284 0120 0695 0695 0695 0695 0695 0695
5 0695
PCSD BEAR BEST JPME JPMG JPMP JPMS JVBF
0226 0352 0352
CNS CNS CNS
0235
CNS
JRCO JOLE EDJO JNGF JONE ETSB
0443 0057 0443 0727
CNS CNS CNS CNS
JPTR JACK BAKR JANC JANE JANS JSPT NASJ JANY JMSI
0100 0443 6069 0443 0352
CNS CNS TFT CNS CNS
0374
CNS
JPII JBDH JEFF BDIR PJEF PJEF
0019 0352 0443
CNS CNS CNS
WDSB
JEFM JHYT JSUP JSLI JETT JFDS
0235 0019 0443 0226
CNS CNS CNS CNS
JSFA JTSS DYSO KACS MKME PXGG SPDM WINB WINF WINH

Jump Trading JVB Financial Group K.A. Associates Inc. K.R. Securities LLC Kabrik
Trading Kabrik Trading LLC Kabrik Trading LLC Kadick Incorporated Kahn Brothers
& Co., Inc. Kaiser and Company Kalos Capital Incorporated Kashner Davidson Secu
rities Corporation Kaufman Bros., L.P. KBC Financial Products KCCI, Ltd. KDC Mer
ger Arbitrage Fund, L.P. KDC Merger Arbitrage Master Fund, CV Keane Securities C
o. Inc. Kedem Capital Corp. Keefe, Bruyette & Woods, Inc. Keeley Investment Corp
. Keeley Investment Corp. Kelley (D.M.) & Co. Kellogg Capital Group LLC Kellogg
Capital Markets, LLC Kellogg Partners Institutional Services LLC Kellogg Special
ist Group, LLC Kelt (The) Group, LLC Kemper Investors Life Insurance Company Kem
per Investors Life Insurance Company/Destinations Kendrick Pierce Securities, In
c. Kenneth, Jerome & Co., Inc. Kenny Securities Corp. Kensington Capital Corp. K
ercheville & Company Kern, Suslow Securities, Inc. Kern, Suslow Securities, Inc.
Kershner Securities, LLC Kershner Trading Group, LLC Kevin Dann & Partners, LLC
Kevin Hart Kornfield & Co., Inc. Key Bank N.A. Key Investment Services LLC KeyB
anc Capital Markets Inc. Keybank National Association Keystone Securities, LLC K
GS Alpha Capital Markets LLC Kildare Capital Kildare Capital Kildare Capital Kil
ey Partners, Inc. Kimelman & Baird, LLC King (C.L.) & Associates, Inc. Kinsell,
Newcomb & De Dios, Inc. Kipling Jones & Co., Ltd. KJM Securities, Inc. KMS Finan
cial Services KMS Financial Services, Inc. Knight Capital Americas, L.P. Knight
Capital Americas, L.P. Knight Capital Markets, LLC Knight Capital Markets, LLC K
night Equity Markets, L.P. Knight Equity Markets, L.P. Knight Execution & Cleari
ng Services LLC Knight Execution & Clearing Services LLC WINR JVBG KALA KRCO KBK
F KBKP KBRK KADI KBCO WYOM KALO KASH KBRO KBFP KCCI KDCO KDOF KEAN KEDM KBWI KEE
L DMKC PERF KEGG KPAR KSGB TKGA 0695 0443 0352 0352 0695 0234 0284 0235 0443 0443 0
0352 0443 0580 0501 0161 0352 0443 0226 5661 0141 0501 0501 0161 0551 0226 4529
0443 0309 0443 0158 0019 0501 0501 0158 5608 0799 0799 2205 0750 CNS 0443 0352 03
NS Knight Execution & Clearing Services LLC Knight Execution & Clearing Services
LLC Knight Libertas, LLC Kohn (L.M.) & Company Kohn (L.M.) & Company Koonce Sec
urities Inc. Korth (J.W.) & Company, Inc. Kovack Securities, Inc. Kovitz Securit
ies, LLC Kramer Securities Corp. Krueger Brokerage, Inc. Kun-Lun Development Cor
poration Kuykendall & Schneider, Inc. KW Securities Corp. KW Securities Corporat
ion Kyson & Company L & M Securities Co. L.S.Y., Inc. LaBranche Financial Servic
es, Inc. LaBranche Financial Services, Inc. LaBranche Financial Services, Inc. L
aBranche Structured Products LaBranche Structured Products Direct LaBrunerie Fin
ancial Services Ladenburg, Thalmann & Co. Inc. Lafayette Investments Incorporate
d Lafferty (R.F.) & Co., Inc. Laidlaw & Company (UK) LTD. Lake Forest Securities
, LLC LAM Securities Lamon & Stern Inc. Lampost Capital, L.C. Lampost Capital, L
.C. Lancaster Pollard & Co. Landolt Securities, Inc. Langdon Shaw Securities, In
c. Lantern Investments, Inc. Lara, Shull & May, Ltd. LaraDorbecker Securities Co
rporation Larimer Capital Corporation Larkin (Emmett A.) Co., Inc. LaSalle Natio
nal Bank/Dealer Operations LaSalle St. Securities, LLC LaSalle Street Securities
, Inc. Latour Trading, LLC Lauren & Merlin Inc. Laurential Bank of Canada/CDS La
vaFlow, Inc. LavaFlow, Inc. LavaFlow, Inc. Lawson Financial Corporation Lazard C
apital Markets LLC Lazard Capital Markets, LLC. Lazard Freres & Co., LLC Lazard
Freres & Co., LLC/Lazard Global Active Funds (Offshore) LCS Securities, LLC Lead
er Investments, Inc. Leaders Group, Inc. (The) Lebanthal & Co., LLC Ledgemont Ca
pital Markets, LLC Ledgewood Capital Management, LLC Leede Financial Markets Inc
./CDS Leerink Swann & Company Leerink Swann & Company Legacy Asset Securities In
c. Legacy Financial Services, Inc. Legend Merchant Group, Inc. Legend Securities
DTTX NITD LIBE LMKO KOSE KRTH KOVS KVTZ KRAM KRUG KLDC KUYK LAKA KWSC KYSN LMSC
AMIC LABD LABS LABZ LASP LSPD LABR LTCO LSPI LAFB SBIL LAKE LMSE LAMS LAMP POST
LANP LDOT LSSI LATN LAMA LDSC LARC LARK LSNB LASS BZYS LMFI FLOW LAVA GOTO LWFL
LAZA LZCM 0232 0226 0103 0235 5001 0641 0501 0641 0443 0308 0352 4850 5417 0352 0727
5 0295 0443 0235 0194 0712 0235 0226 0443 0235 0712 0235 0226 0443 0141
0235 0443 0226 0750 0226 0352
0727 0279 0309 0235 0727 0161 0161 0161 0551 0551 0226 0235 0750 0727 0750 023
0352 0443 0226 0141 0501
CNS CNS CNS CNS CNS
0309 0352 0235 0226 0727 0226 0161 0161 0161
0188 0226 0141 0235 0750 0727 0750 0443
KEND KJER KENY KENS KERC SLOW KSSC KRSH ZONE DANN KHKC KISL KEYB KEYS KGSA KCAP
KILD KCAP KCIX KIML KING KOND KJCO KJMS KMSF KELG KELL TRIM KCMP NITE NITP VABD
NITC
0052 0443
CNS CNS
6709 0226 0727 0158 0235 0235 0750 0443 0235 0226 0235 0750 2498 0226 0235
TFT CNS CNS CNS CNS CNS CNS TFT CNS CNS
0158
CNS
0226 0799 0799
CNS CNS CNS
0279 0279 0235 0352 0743 0309 0750
0443 0158 0279 0235 0352 0743 0309 0309 0226 0443
CNS CNS CNS CNS CNS TFT CNS CNS CNS CNS
0443 0308 0352
CNS CNS CNS
4835 0295 0295 0295 0295 0295 0295
0161 0161 0141
CNS CNS
LCSS LIIC LEAD LBCO NARI LEDG LEDE LEER LESW LASE LGND SPCS
0352 0727 0226 0443 0443
0049 5071 0443 0443 0235 4138 0235 0234
0443 0443 0235 0235

CNS
0295

Legend Securities, Inc. Legent Clearing LLC Legg Mason Investor Services, LLC Le
gg Mason Investor Services, LLC/529 Plans Legg Mason Investor Services, LLC/Citi
funds Legg Mason Investor Services, LLC/Legg Mason Collective Trust Legg Mason I
nvestor Services, LLC/Legg Mason Global Funds PLC Leigh Baldwin & Co., LLC LEK S
ecurities Corporation Lemley, Yarling & Co. Lenox Financial Services Inc. Leonar
d & Company Leonard Securities, Inc. Lepercq, De Neuflize/Tocqueville Securities
, L.P. Lerner (David) Associates, Inc. Lesko Securities Inc. Letsgotrade, Inc. L
eumi Investment Services, Inc. Levco Securities, Inc. Levinson (S.J.) & Sons LLC
Levy, Harkins & Co., Inc. Lexington Investment Co. Inc. Lexit Capital, LLC LF R
othschild, LLC LFC Securities, LLC LFC Securities, LLC Liberty Capital Investmen
t Corp. Liberty Group, LLC Liberty Life Assurance Company of Boston Liberty Life
Insurance Company Liberty Partners Financial Services, Inc. Liberum Capital Inc
. Libucki & Co., LLC Lieblong & Associates, Inc. Lifemark Securities Corp. Lifet
ime Achievement Fund, Inc. Lighthouse Financial Group, LLC Lightspeed Trading, L
LC Lightspeed Trading, LLC Lightspeed Trading, LLC Lightspeed Trading, LLC Lime
Brokerage LLC Lime Brokerage LLC Lime Brokerage, LLC Lime Brokerage, LLC Lime Br
okerage, LLC Lime Brokerage, LLC Lime Brokerage, LLC Lime Brokerage, LLC Lime Br
okerage, LLC Lime Brokerage, LLC Lime Brokerage, LLC Lincoln Benefit Life Compan
y Lincoln Benefit Life Company/Administered by SE2 Technology Solutions Lincoln
Financial Advisors Lincoln Financial Securities LDSI LGNT 0234 0052 5749 5570 583
4 5630 5833 6013 0512 0727 0235 0235 5862 5144 0234 0052 CNS Corporation Lincoln Inv
estment Lincoln Investment Planning Inc. Lincoln Life & Annuity Company of New Y
ork Lincoln National Life Insurance Co./Connecticut Lincoln National Life Insura
nce Company Lincoln National Life Insurance Company/For Annuities (The) Lincoln
National Life Insurance Company/For Life Lincoln National Life Insurance Company
/II Lincoln Trust Company Linkbrokers Derivatives Corporation Linkbrokers Deriva
tives Corporation Linkbrokers Derivatives Corporation Lipper Convertibles, L.P.
Liquid Capital Securities, LLC Liquidnet, Inc. Littlewood (L.P.) and Associates,
Inc. LLK Insurance Brokerage Services, LLC Lloyd, Scott & Valenti, Ltd. LM Ande
rson Securities, LLC Locust Street Securities, Inc. Loeb Arbitrage Fund Loeb Par
tners Corporation/Retail Lombard Securities Incorporated Lombardi & Co., Inc. Lo
ng (S.G.) & Company Long Island Financial Group, Inc Longbow Securities, LLC Lon
gleaf Partners Funds Loop Capital Markets, LLC Lord Abbett Distributors Lord Ass
et Management Trust Loring Ward Securities, Inc. Louis Capital Markets, L.P. Lov
ell Incorporated Lowell & Company LPL Financial Corporation LTC Investment Servi
ces, Inc. Lummis (J.M.) Securities, Inc. Lutheran Brotherhood Family of Funds (T
he) M & T Securities, Inc. M Fund Inc. M Holdings Securities, Inc. M&I Distribut
ors LLC/Marshall Funds M&I Distributors, LLC M&I Marshall & Ilsley Bank M&T Secu
rities, Inc. M. Amarico, Inc. M.J. Whitman, LLC / Third Avenue Capital PLC MacAl
laster Pitfield Mackay Inc. MacDougall, MacDougall & MacTier Ltd./CDS Mack Inves
tments Securities, Inc. Mackie Research Capital Corporation/CDS Mackie Research
Capital Corporation/CDS Macquarie Capital (USA) Inc. Macquarie Capital (USA) Inc
. Macquarie Private Wealth Inc./CDS Macquarie Private Wealth Inc./CDS Macro Risk
Advisors, LLC Madden Securities Corp. Madison Avenue Securities LNCL 0443 0145 4
686 4615 4500 4633 4634 4685 0579 0651 0501 0501 0695 0352
LSCI LEYA LENX LEOC LEON
0512 0727 0279 0235 0235
CNS CNS CNS CNS CNS
DLAE LSKO LETS LISI LEVN SJLS LEVY LEXI WCMP LFRO LFCS LFCF PURP JACQ
5144 0226 0234 0443 0418 0352 0352 0235 0279 0279 0309 0226
CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS
LINQ LINK LINX LPCO LIQD LQNT LTLI

0443
CNS
0551 0352 0141
CNS CNS CNS
0501 0352 0352 0234 0235 0279 0309
4641 4562 LPFS LINC LBKI LASI LMAR LFCM LSXF LSPE LSSU LSPG LBCE LIPR JFLI LITB
LIFO LIMA LING LINH LINI LINJ LINL LINN LINO LINR LIMB LIME LIWO JXLI LIFC 0309 0
352 0512 0309 0352 0141 0226 6514 0234 0234 0234 0442 0501 0100 0161 0019 0100
0442 0442 0442 0442 0442 0442 0501 0501 0501 0536 0695 4559 CNS CNS CNS CNS
LSVL ANSU LSSM LOEB LOBR LOMB LOCO SGLC LIFG LBOW LOOP
6009 0352 0501 0352 0352 0158 0019 0235 0309 0019 4863 0443 5500 6636 5672 0501 03
0352 0443 0352 0158 0235 0309
0443
CNS
0234
CNS
LOUI LEVL LOWL YLPL AIAI JMLS
0279 0309 0075 0226 0226
CNS CNS CNS CNS CNS
MRIS MTDB AMCO
5106 0040 5425 0757 6561 5352 0992 0443 0158 5916 0664 5022 0727 5029 5029 0158 0158 5
25 5010 0501 0443
0992 0443 0158
TFT CNS CNS
PMCI
MINV MREC RECA MACQ MSUS YKTN MRAD MADN MAVS
0158 0158
4689 LFAC 0211 0226 CNS
0279 0443
CNS CNS

Madison Avenue Securities, Inc. Madison Capital Markets, Inc. Madison Investment
Advisors, LLC Madison Investment Advisors, LLC/Members Mutual Fund Madison Will
iams and Company Magnus (E.) Oppenheim & Co., Inc. Maguire Investments, Inc. Mai
a Securities, Inc. Main Street Management Company Maine Securities Corporation M
ainsail Group LLC Mainsail Group, LLC Mako Financial Markets, LLC Managed Accoun
t Services, LLC Managers Investment Group, LLC Manhattan Beach Trading Financial
Services, Inc. Manning & Napier Investor Services, Inc. Manning (V.M.) & Co., I
nc. Manor Investment Funds, Inc. Manufacturers & Traders Trust Company Manufactu
rers & Traders Trust Company/TPA Manufacturers and Traders Trust Company Manulif
e Securities Inc./CDS Maple Securities U.S.A. Inc. Maple Securities USA, Inc. Ma
plewood Investment Advisors, Inc. Marco Polo Securities Inc. Marcus Schloss & Co
., Inc. Mark Boyar & Co., Inc. Marquat, Jean Marquette De Bary Co., Inc. Marquis
Financial Services, Inc. Marsco Investment Corporation Martinez-Ayme Financial
Group Incorporated Mason Securities, Inc. Massachusetts Mutual Life Insurance Co
./Fund Operations Massachusetts Mutual Life Insurance Company Massie Capital Ltd
. Matrix Capital Group, Inc. Matrix Capital Group, Inc. Matrix Capital Group, In
c. / The Monteagle Funds Matrix Capital Group, Inc./Amidex Matrix Capital Group,
Inc./Catalyst #2 Matrix Capital Group, Inc./Catalyst Funds Matrix Capital Group
, Inc./Congressional Effect Fund Matrix Capital Group, Inc./Frank Funds Matrix C
apital Group, Inc./Nest Egg Funds Matrix Capital Group, Inc./Pope Family of Fund
s Matrix Capital Group, Inc./Shields & Company Matthew 25 Fund, Inc. Matthews (J
oseph) & Co. Max International Broker/ Dealer Corp Maxim Group, LLC Maximum Fina
ncial Investment Group, Inc. Maxxtrade, Inc. May Davis Partners, LLC MBSC Securi
ties Corporation EQUI 6428 0049 6577 4987 0443 0750 0235 0235 0279 0501 5411 0501 573
BTS 0234 5753 0750 5709 0234 0750 CNS MBSC Securities Corporation/Mellon Bank N.A. (
MCM) MBSC Securities Corporation/Mellon Bank N.A. (SMAM) MBSC Securities Corpora
tion/Mellon Bank, NA (TBC) MBSC Securities Corporation/Mellon Global Funds MBSC
Securities Corporation/The Bank of New York Mellon MBSC, LLC McAdams Wright Rage
n, Inc. McCamish Systems, LLC McClurg Capital Corporation McCourtney-Breckenridg
e & Company McDermid Capital Corp. McDonnell, Inc. McGowan (J.P.) & Company, Inc
. McKelvey (George) Co., Inc. McKenna (D.B.) & Co., Inc. McKim Capital, Inc. McK
innon & Company Inc. MCL Financial Group, Inc. McLiney & Company McMahan Securit
ies Co. L.P. McMillion Securities, Inc. McNicoll, Lewis & Vlak LLC McNicoll, Lew
is & Vlak LLC MDB Capital Group, LLC Means Investment Company, Inc. MEB Options,
LLC Meeschaert Capital Markets, Inc. Mell (W.H.) Associates, Inc. Mellin Securi
ties, Inc. Melvin Securities, LLC Mercadien Securities Mercantile Brokerage Serv
ices, Inc. Mercator Associates, LLC Mercator Associates, LLC Mercer Trust Compan
y Mercer Trust Company Merchant Capital, LLC Mercor Securities, LLC Meridian Equ
ity Partners Inc. Meridian Equity Partners Inc. Meritus Financial Group, Inc. Me
rlin Securities, LLC Merlin Securities, LLC Merlin Securities, LLC Merrill Lynch
Pierce Fenner & Smith Incorporated Merrill Lynch Professional Clearing Corp. Me
rrill Lynch Professional Clearing Corp. Merrill Lynch Professional Clearing Corp
./Order Desk Merrill Lynch, Pierce, Fenner & Smith Inc. Merrill Lynch, Pierce, F
enner & Smith Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Ly
nch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith I
ncorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pi
erce, Fenner & Smith Incorporated 6657 6538 6598 6615 5913 0161 0226 6403 0443 0235
5076 0727 0226 0750 0234 0052 0443 0702 0161 0049 0226 0551 0279 0727 0100 023
7103 0234 0019 0234 0727 0352 0501 0551 0161 0551 0551 0551 0161 0161 0161 0161
0161 CNS 0161 CNS
MWCO EMOC MAGI MAIA MSMC MSCB MNSL MFML MASE
0443 0750 0235 0235 0188 0501
MBSC MWRI MCCL MCTY MCDC MDON JPMC GMCK DBMC ROND MCKN MCLF MCLI MMAN MCME MLVM
MLVT MDBC MEAN MEBO WMEI MELL MELN MSMM MERC PERM MERQ MTOR
0161 0226 0443 0235

CNS CNS CNS CNS
0141
CNS
MANI
CNS
MTSD 2128 0990 5047 0501 0269 0226 0443 0418 0443 0234 0052 0287 0309
0922
TFT
0443 0226 0725 0750 0234 0052 8039 0443 0702 0161 0226 0226 0279 0443 0727 0235
CNS CNS CNS CNS CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS
MASL MAPL MPLW DVNE MSCA BOYR MARQ MDEB MAFS MRSC AYME MSIE
0226 0443 0418 0443 0234 0141 0052 0287 0443
CNS
4534 4545 0234 0158 5681 6697 6606 6607 5527 5637 5372 5694 5695 5843 6637 0750 030
9 0443 0234 0234 0309 5523
MASY MATX
0158
CNS
MCLL MSLC MERP MEPT MEFG MERL RLIN MLIN WVBD PRST PXOR PROR MLCO MLTX MLMA MLPK
MLSE MLSJ MLSK
6733
TFT
0727 0352
CNS CNS
0161 0551
CNS CNS
JMAT MAXI MAXM MXFG MAXX MDPS
0443 0234 0234 0309
CNS CNS CNS CNS

Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner
& Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill
Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smit
h Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch,
Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incor
porated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce
, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenne
r & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated/Fixed
Income Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner
& Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce
, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch
, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merri
ll Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, In
c. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & S
mith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fe
nner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pi
erce, Fenner & Smith, Inc./BAI Merrimac Corporate Securities, Inc. Merrimack Val
ley Investment Inc. Merriman Curhan Ford & Company Merrion Securities, LLC Merri
on Securities, LLC Mesirow Financial, Inc. MetLife Insurance Company of Connecti
cut MetLife Investors Insurance Company MetLife Investors USA Insurance Company
Metlife Securities, Inc. MetLife Securities, Inc. Metlife Securities, Inc./Metli
fe Defined Contribution Group Metlife Securities, Inc./TPA Metropolitan Life Ins
urance Company MLSL MLTA MLTC MLTE MLTF MLTI MLTJ MLTK MLTL PXCJ MLPX MLBB MLBC
BOFA BCEX MLCA MLCB MLCC MLCD MLCF MLCG MLEL MLEX MLSH MLTN MLTQ MLTV BCEP 0161 0
161 0161 0161 0161 0161 0161 0161 0161 0161 0551 0651 0651 0773 0161 0161 0161
0161 0161 0161 0161 0161 0161 0551 0424 0234 0472 0443 0352 0501 0727 4583 4505 46
84 0597 7131 5777 0234 0443 0352 0727 0773 CNS Meyers Associates, L.P. Meyers Assoc
iates, L.P. MF Global Inc. MF Global Inc. MF Global Inc./Fixed Income MF Global
Securities, Inc MF Global Securities, Inc MF Global Securities, Inc MF Global Se
curities, Inc MF Global Securities, Inc MF Global Securities, Inc. MF Global Sec
urities, Inc. MF Global Securities, Inc. MF Global Securities, Inc. MFR Securiti
es, Inc. MFS Distributors Inc. MFS Heritage Trust Company MFS International Fund
s MG Trust Company, LLC MGI Securities (USA) Inc. MHA Financial Corp. MICG Inves
tment Management Michigan Securities, Inc. Mid Atlantic Capital Corp. Mid Atlant
ic Capital Corp. Mid Atlantic Capital Corp./SungardHinsdale Mid Florida Equities
, Inc. Midamerica Financial Services, Inc. Midas Securities LLC Midas Securities
, LLC Middlegate Securities Ltd. Midland National Life Insurance Company Midland
National Life Insurance Company Mid-Ohio Securities Corp. Midsouth Capital, Inc
. Midwestern Securities Trading Company, LLC Midwood Securities Inc. Milkie Ferg
uson Investments, Inc. Millegan (J.W.), Inc. Millennium Advisors, LLC Miller Tab
ak & Co., LLC Miller Tabak Roberts Securities, LLC Miller, Tabak & Co. Millingto
n Securities, Inc. Minnesota Life Insurance Company Minnesota Valley Investments
Mirae Asset Securities(USA) Inc. Mischler Financial Group, Inc. Mismi, Inc. Mis
sion Securities Corporation Mitchell Securities Corporation of Oregon Mitsubishi
UFJ Securities (USA), Inc. Mizuho Securities (USA) Inc./Fixed Income Mizuho Sec
urities USA Inc. Mizuho Securities USA Inc. Mizuho Securities USA Inc. MK Securi
ties USA, LLC MKM Partners LLC MMC Securities Corp. MML Bay State Life Insurance
Company MML Investors Services MML Investors Services, Inc. MND Partners, Inc.
MND Partners, Inc. Mogavero, Lee & Co., Inc. Moloney Securities MYLG MYRS EDFM M
FFT MANS MFCH MFDV MFEZ MFLI MFSR MFON MFED MFMS MFPT MFRS 0052 0750 0650 0120 0120
0120 0120 0120 0120 0120 0120 0120 0120 0120 5516 6605 5840 5954 5008 0352 0141
CNS CNS CNS 0052 0750 0650 0120 0120 0120 0120 0120 0120 0120 0120 CNS CNS CNS CNS
NS CNS CNS CNS CNS CNS
0443
CNS
MGIS MHAF MICG MSIM MACC

0226 0101 0102 0750 0052 0234 0234 0226 4709 7248
MOFO MFSI KMDS MDAS MDGS
0234 0234 0226
CNS CNS CNS
MIOH MIDS MSTC MDWD MIFI JWML MADV MTCN MITR MTCO MTON MVII MASU MISL MISM MSEC
MORE MUFG
0235
0226 0235 0226 0141 0226 0727 0226 0443 0352 0352
0743 0727 0443 0352 0352 0279 4560 0727 0234 0161 0442 0750 0361 0076 2396 0161
0727 0161 0161 0750
CNS CNS CNS CNS
MERR MKVA MERI MERS MERG MSRO
CNS CNS CNS CNS
0076 0161 0443 0234
CNS
MZHX FUJI MZHO FALC MKMP MMCS
CNS CNS CNS CNS
0161 0161 4546
0161 0226
MSII
0443
CNS
GRPS MNDY MNDX MOGA MOLO 0255 0161 0161 0501 0235
CNS CNS
0161
0235
CNS

Moloney Securities Co., Inc. Momentum Trading Partners, LLC Monarch Capital Grou
p LLC Monarch Financial Corporation of America Money Market One Institutional In
vestment Dealer Monness, Crespi, Hardt & Co., Inc. Monroe Securities Inc. Montag
& Joselson Montecito Advisors, Inc. Montecito Advisors, Inc. Montrose Securitie
s International Monumental Life Insurance Company/Peoples Moors & Cabot, Inc. Mo
ors & Cabot, Inc. Morgan Joseph & Co., Inc. Morgan Joseph & Co., Inc. Morgan Sta
nley & Co. Inc. Morgan Stanley & Co. Inc. Morgan Stanley & Co. Inc. Morgan Stanl
ey & Co. Inc. Morgan Stanley & Co. Inc. Morgan Stanley & Co. Inc. Morgan Stanley
& Co. Inc. Morgan Stanley & Co. Inc. Morgan Stanley & Co. Incorporated Morgan S
tanley & Co. Incorporated Morgan Stanley & Co., Inc. Morgan Stanley & Co., Inc.
Morgan Stanley & Co., Inc. Morgan Stanley & Co., Inc. Morgan Stanley & Co., Inc.
Morgan Stanley & Co., Inc./Dublin Liquidity Morgan Stanley & Co., Inc./Liquidit
y Funds Morgan Stanley & Co., Inc./Morgan Stanley Investment Funds Morgan Stanle
y & Co., Inc./Universal Institutional Funds, Inc. Morgan Stanley & Co., Incorpor
ated/Advisor Funds Morgan Stanley Broker Dealer Services Morgan Stanley Smith Ba
rney LLC Morgan Stanley Smith Barney LLC Morgan Stanley Smith Barney LLC Morgan
Wilshire Securities, Inc. Morgan, Keegan & Company, Inc. Morgenthau & Associates
, Inc. Morningstar Investment Services, Inc. Morton Clarke Fu & Metcalf, Inc. MP
S Global Securities, LLC MPS Global Securities, LLC MS Securities Services, Inc.
MTG, LLC MTL Equity Products, Inc. Multi Financial Securities Corporation Multi
-Bank Securities, Inc. Multi-Financial Securities Corporation/Vestax Securities
Corporation Multi-Financial Securities Group Multinvestments, Inc. Mundoval Fund
s Municenter, LLC (The) Municipal Capital Markets Group, Inc. Municipal Partners
Murphy & Durieu Murphy & Durieu Murphy & Durieu MOSE MPLM MNRC MFCA MYMK MWCC M
ONR MOJO MONA MORF MSIT 0443 0501 0158 0226 0158 0161 4565 0141 0161 0352 0279 0050
0 0050 0050 0050 0050 0050 0050 0050 0050 0015 5857 0050 0050 6646 5767 4944 5512
0015 0050 0418 0226 0780 0750 6496 0120 0161 0234 0727 0466 0443 CNS 0727 0651 04
1 0443 0141 0443 0050 0103 0226 CNS CNS CNS CNS CNS CNS CNS CNS Murphy & Durieu Mutual
Money Investments, Inc. Mutual of Omaha Investor Services, Inc. Mutual Securitie
s, Inc. Mutual Service Corporation MV Securities Group, Inc. MVP Financial, LLC
MVP Financial, LLC MYD Market, Inc Mystockfund Securities, Inc. N.A. Investments
Services, Inc. NAFA Capital Markets, LLC Nanes Delorme Capital Management, LLC
NASDAQ Execution Services, LLC NASDAQ Execution Services, LLC NASDAQ Execution S
ervices, LLC NASDAQ Execution Services, LLC NASDAQ Execution Services, LLC NASDA
Q OMX BX, INC NASDAQ OMX PHLX LLC NASDAQ Options Services, LLC NASDAQ Options Se
rvices, LLC NASDAQ Options Services, LLC NASDAQ Stock Market, LLC. (The) Nationa
l Alliance Securities Corporation National Banc Financial Inc. National Bank Fin
ancial Inc./CDS National Bank Financial of Canada Inc. National Bank of Canada F
inancial Inc National City Bank National Financial Services Corporation National
Integrity Life Insurance Company National Life Insurance Company of Vermont Nat
ional Planning Corp. National Securities Corporation National Securities Corpora
tion National Securities Corporation National Security Life and Annuity Co. Nati
onal Stock Exchange Nations Financial Group, Inc. Nationwide Fund Distributors,
LLC Nationwide Fund Distributors, LLC/Gartmore SICAV Nationwide Investment Servi
ces Corp. Nationwide Life & Annuity Company of America Nationwide Life Insurance
Co./Income Products Nationwide Life Insurance Co./Variable Life Nationwide Life
Insurance Company Nationwide Life Insurance Company of America Nationwide Life
Insurance Company/Group Annuity Nationwide Planning Associates Inc. Nationwide S
ecurities, LLC Natixis Bleichroeder, Inc. Natixis Distributors, L.P. Natixis Dis
tributors, L.P./Hansberger Funds Natixis Distributors, L.P./Loomis Sayles Funds
Natixis Distributors, L.P./Natixis International funds (Dublin) I Natixis Distri
butors, L.P./Natixis International funds (LUX) I Navaid Financial Services, Inc.
MURD TRSR 0443 0279 0398 0226 0075 0226 0234 0595 0226 0052 0234 0352 0568 0568
9 0163 0237 0520 0520 0520 0734 0309 5008 5008 0443 5008 2316 0226 4550 4555 0668 005
26 6472 4656 0738 6559 5794 0263 4577 4530 4650 4514 4576 4515 0234 0605 0031 5542
5525 5714 6678 6677 PHRS 0309 CNS 0226 0226 CNS
CBOL MLPL MVSG MVFN FMVP MYDM MSFS NAIS NAFA NDCM BRUT DARQ INET NQRB NSDQ NQBX
NQPX NQOP ILND PHLY CAES NACL NBKT NBFC PTLV NBDT
CNS CNS
0226 0052 0443 0234 0352
CNS CNS CNS CNS CNS
MCBT MCIN MJCO MJOS MSED MSEE MSEF MSEG MSEH MSEI MSEJ MSEK MSEA MSEB MSCO MSNY
MSOT MSTW
0141 0161 0352
CNS CNS CNS
0163
CNS
0309
CNS
0050 0015
CNS CNS
NFSC
0226
CNS
NAPK NATL
0052 0226
CNS CNS
CINN NFGR
0141
CNS
DEAN MSPW MSSB MWSI MOKE MORG MCFM DDSH MPSG MSSS MTGO MTLE MTBK
0015 0050 0418 0226 0780 0750 0226 0120 0161 0050
NPAI ABLE
0444 MULT MTVN MCTR MCMG MUNP MURP MURF MURG 0352 4902 0161 0443 0352 0161 0309 0443 0
41 0158 CNS CNS CNS CNS CNS CNS CNS
0031
CNS
0041 0158 0103

Navigate Advisors LLC NB Global Trading, LLC NBCN, Inc./CDS NBF Securities (USA)
Corp. NDX Trading, Inc. Needham & Company, LLC Needham & Company, LLC Neidiger,
Tucker, Bruner, Inc. Neiman Funds Nelnet Capital LLC Nelnet Capital LLC/College
Savings Group Nelnet Capital, LLC Nelson (Martin) & Co., Inc. Nelson Securities
, Inc. Nelsonreid, Inc. Neonet Securities, Inc. Neonet Securities, Inc. Nesbitt
Thomson Securities, Inc. Nestlerode & Co., Inc. Network 1 Financial Securities I
nc. Neuberger & Berman Management, Inc. Neuberger & Berman Management, Inc./AMT
Funds Neuberger Berman Management Inc./Lehman Brothers Alpha Funds Neuberger Ber
man Management Inc./Lehman Brothers Collective Trust Neuberger Berman, LLC Nevwe
st Securities Corp. New Alliance Investments, Inc. New Castle Financial Group, I
nc New England Securities Corp. New England Securities Corporation New Horizons
Asset Management Group, LLC New Vernon Securites, LLC New Windsor Associates, L.
P. New York Life Insurance and Annuity Corp. New York Life Insurance and Annuity
Corporation/Fixed Income New York Life Trust Company Newbridge Securities Corpo
ration Newbury Street Capital Limited Partnership Newcourt Securities, Ltd. Newe
dge Canada/CDS Newedge USA LLC/Equity Clearing Division Newedge USA, LLC Newedge
USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Ne
wedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, L
LC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge U
SA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC NewO
ak Capital Markets LLC Newport Coast Securities, Inc. NVGT NBGT FMAF NBFI NDXT N
EED NTBC UFSM 0234 5008 5008 5008 0279 0352 5587 0279 5738 0750 6583 5880 0279 0235
61 0234 0235 0052 5810 5665 6681 6591 0352 0234 0052 0707 0443 0234 0352 4548 4571
52 0443 0309 5003 0608 0718 0608 0608 0608 0608 0608 0608 0608 0608 0608 0608 0
0608 0608 0608 0608 0608 0443 0234 Newport Group Securities, Inc. Newtek Securities, L
C Nexcore Capital, Inc. Nexity Bank Next Financial Group, Inc. Nextrend Securiti
es, Inc. NFP Securities, Inc. NFP Securities, Inc. NFSCO - Stock Loan NI Advisor
s Nicholas Company, Inc. Nikoh Securities Corporation Niphix Investments, Inc. N
oble International Investments NobleTrading.Com, Inc. Noesis Capital Corp. Nolle
nberger Capital Partners Inc. Nomura Securities International, Inc. Nomura Secur
ities International, Inc./Fixed Income Nordberg Capital Inc. North Hampton Partn
ers, L.P. North Ridge Securities Corp. North Sea Securities, L.P. North South Ca
pital LLC North Trading Partners, LLC North Woodward Financial Corp. Northeast I
nvestors Growth Fund Northeast Investors Trust Northeast Retirement Services, In
c Northeast Securities Inc. Northern Capital Sec. Corp. Northern Lights Distribu
tors, LLC Northern Lights Distributors, LLC/Adaptive Allocation Fund Northern Li
ghts Distributors, LLC/AdvisorOne Funds Northern Lights Distributors, LLC/Altegr
is Managed Futures Strategy Fund Northern Lights Distributors, LLC/Arrow Funds N
orthern Lights Distributors, LLC/Astor Long/Short ETF Fund Northern Lights Distr
ibutors, LLC/Autopilot Managed Growth Fund Northern Lights Distributors, LLC/Ban
don Isolated Alpha Fixed Income Fund Northern Lights Distributors, LLC/Biondo Fu
nd Northern Lights Distributors, LLC/Bishop Volatility Flex Fund Northern Lights
Distributors, LLC/Boyar Value Fund Northern Lights Distributors, LLC/Bryce Capi
tal Fund Northern Lights Distributors, LLC/BTS Bond Asset Allocation Fund Northe
rn Lights Distributors, LLC/Bull Path Funds Northern Lights Distributors, LLC/Ca
rdinal Bank Northern Lights Distributors, LLC/Chadwick & D'Amato Fund Northern L
ights Distributors, LLC/Chariot Absolute Return Currency Fund Northern Lights Di
stributors, LLC/CIFG Funds Northern Lights Distributors, LLC/CMG Absolute Return
Strategies Fund REVA NEXC NXTY NEXT NTNT PSII 7218 0052 0750 0052 6727 0443 0234 022
6 CNS CNS CNS CNS CNS
0279 0352 0279 0750
CNS CNS CNS CNS
0234 0481 5157 0234 5590 0750 0052 0443 0234 0352 0180 5222 0352 0501 0052 0443 05
1 5778 7104 0352 0235 4915 6694 4904
NIAD NIKH NIPH NOBL NBLT NOES NCPI NMRA
0234 0750 0052 0443 0234 0352 0141

MNCO NELS TIGC NNET NEON NTSI NSRD NTFN
0279 0235 0235 0161 0234 0443 0235 0052
NORD NHAM NRSC OAKF NOSO NPNT NWFC
0443 0052
CNS CNS
0309
CNS
NBLB NWST NABC NCFS NESS NHMG NVAS WINS
0352 0234 0226 0052 0443 0226 0352
NESC NORC
0352 0235
CNS CNS
5333 4824 5400 6506
BRGE NSCB NWCT FIMT PCAP FMAT FCAR FCAS FCAT FIMU NALG NDMA NEBH NEBT NEBW NECT
NEES NEGB NELD NELT NENB NEPB NESP NETR NEUC NEWO NCSI
0052 0443
CNS CNS
5393 5477 5364 5796 6544 5401 5924 6540 5382
0608 0718
CNS CNS
5948 5378 6541
0443 0234
CNS CNS

Northern Lights Distributors, LLC/Copeland Risk Managed Dividend Growth Fund Nor
thern Lights Distributors, LLC/CWC Aggressive Value Small Cap Fund Northern Ligh
ts Distributors, LLC/Dent Strategic Portfolio Northern Lights Distributors, LLC/
EAS Fund Northern Lights Distributors, LLC/EM Capital Management Northern Lights
Distributors, LLC/Epiphany Funds Northern Lights Distributors, LLC/Foxhall Glob
al Trends Fund Northern Lights Distributors, LLC/Generations Northern Lights Dis
tributors, LLC/GMG Defensive Beta Fund Northern Lights Distributors, LLC/Gratio
Value/S Fund Northern Lights Distributors, LLC/Incline Capital Trend Following F
und Northern Lights Distributors, LLC/Investment Partners Opportunities Fund Nor
thern Lights Distributors, LLC/KCM Macro Trends Fund Northern Lights Distributor
s, LLC/Ladenburg Thalmann Alternative Strategies Fund Northern Lights Distributo
rs, LLC/Miller Convertible Funds Northern Lights Distributors, LLC/MutualHedge F
unds Northern Lights Distributors, LLC/Navigator Equity Hedged Fund Northern Lig
hts Distributors, LLC/Nile Funds Northern Lights Distributors, LLC/North Country
Funds Northern Lights Distributors, LLC/OCM Gold Fund Northern Lights Distribut
ors, LLC/Pacific Financial Funds Northern Lights Distributors, LLC/Palantir Fund
s Northern Lights Distributors, LLC/Power Income Fund Northern Lights Distributo
rs, LLC/Princeton Futures Strategy Fund Northern Lights Distributors, LLC/Puerto
Rico Growth Fund Northern Lights Distributors, LLC/Rady Funds Northern Lights D
istributors, LLC/Roge Partners Funds Northern Lights Distributors, LLC/SCA Funds
Northern Lights Distributors, LLC/Sierra Core Retirement Fund Northern Lights D
istributors, LLC/SouthernSun Funds Northern Lights Distributors, LLC/Strategic I
nvesting Long/Short Fund Northern Lights Distributors, LLC/The Collar Fund North
ern Lights Distributors, LLC/The Currency Strategies Fund Northern Lights Distri
butors, LLC/The Lacerte Guardian Fund 5395 5379 5634 5701 6668 6634 5319 5941 59
34 5758 Northern Lights Distributors, LLC/The Santa Barbara Group of Funds North
ern Lights Distributors, LLC/The Saratoga Advantage Trust Northern Lights Distri
butors, LLC/Toews Funds Northern Lights Distributors, LLC/Tributary Funds Northe
rn Lights Distributors, LLC/Wade Core Destination Fund Northern Lights Distribut
ors, LLC/Winans Long/Short Fund Northern Lights Distributors, LLC/Wintrust Capit
al Funds Northern Securities Inc./CDS Northern Trust Company (The) Northern Trus
t Company (The) Northern Trust Company (The) - Trust Income Collections Northern
Trust Company/Great Banc Collective Investment Trust I Northern Trust Company/M
ondrian Wal-Mart Focused International Equity Fund Northern Trust Securities, In
c. Northland Securities, Inc. Northpoint Trading Partners, LLC Northpoint Tradin
g Partners, LLC Northstar Financial Partners Northwestern Mutual Investment Serv
ices, LLC Northwestern Mutual Life Insurance Company Nova Capital Markets, LLC N
oyes (David A.) & Co. NRP Financial, Inc. NSM Securities, Inc. NSX Securities LL
C Nunami Services, LLC Nunami Services, LLC Nunami Services, LLC Nunami Services
, LLC Nutmeg Securities Nuveen Investments, LLC Nuveen Investments, LLC Nuveen I
nvestments, LLC/Dublin Funds NW Capital Markets Inc. NWT Financial Group, LLC NY
Life Securities, Inc. NYFIX Transaction Services, Inc. NYLIFE Securities, LLC N
YLIFE Securities, LLC/Collective Trust NYLife Securities, LLC/New York Life Insu
rance Company Group Annuity Contracts NYPPEX, LLC O N Equity Sales Co. O.N. Equi
ty Sales Company (The) Oak Ridge Financial Services Group, Inc. (The) Oakbrook I
nvestment Brokers, Inc. Oakmark Funds (The) Oakpoint Advisors LLC Oberweis Secur
ites, Inc. Oberweis Securities, Inc. Obex Securities LLC O'Brien & Shepard, Inc.
Obsidian Financial Group LLC Obsidian Financial Group LLC OC Securities, Inc. O
'Connor & Company, LLC 4877 4959 5906 5853 5939 4825 5740 5080 2669 6625 0993 668
9
NTHN
6500
5414 5041
NTRC NORT NPTP NOPO NSFP
4900 0226 0443 0019 0352 0727 0171 4590 0443

0226 0443 0019 0727
CNS CNS CNS CNS
5344 5622 5130 5394 5359 5433 6663 5644 5685 5332 5381 6624 5402 4933 5396 5628
6604
NCAP NOYS OFCC NSMS NSXS NAMB NAMA NAMD NAMI NTMG NVEN
0750 0442 0330 0501 0501 0695 0443 0448 5520 4828 0279 0234 0501 5539 5787
0141 0352 0750
CNS CNS CNS
0443 0448
CNS CNS
NWCM NWTF NYLS NYTS
0279 0234 0226
CNS CNS CNS
NYPP ONES
5363 0235 0092
0235 0443 0279 0235 0019 0226 0158 0279 0750
CNS CNS
EQTS OBTG WIMS OBWS OBEX OBSH GSCL OFGL OCSI ALTR
5360 5927 6696 5403
0279 0235 4851 0019 0226 5697 0158 0279 0750 0234 0234 0695

O'Connor & Company, LLC Octagon Capital Corp./CDS Octavus, LLC OCTEG LLC Octeg,
LLC Odeon Capital Group OES Brokerage Services, LLC Offutt Securities Inc. OFG F
inancial Services Inc. Ogilvie Security Advisors Corporation OGSI Execution Serv
ices Division of Oscar Gruss Ohio National Life Insurance Company Oien Securitie
s Olmsted & Mulhall, Inc. Olstein & Associates, L.P. Olstein Associates, Inc. Ol
ympia Asset Management, Ltd. Olympus Securities, LLC OM Financial Life Insurance
Company OM Financial Life Insurance Company/Old Mutual (Bermuda) Ltd. OM Securi
ties, LLC Omega Research Corporation Omnivest, Inc. One America Securities, Inc
OneAmerica Funds, Inc. O'Neil (William) & Co. Inc. Online Brokerage Services, In
c. Oppenheimer & Close Inc. Oppenheimer & Co., Inc. Oppenheimer & Co., Inc. Oppe
nheimer Trust Company OppenheimerFunds Distributor, Inc. OppenheimerFunds Distri
butor, Inc./Mass Mutual Institutional Funds OppenheimerFunds Distributor, Inc./N
ew Mexico 529 Plan OppenheimerFunds Distributor, Inc./Oregon 529 Product Options
house Corporation Optionshouse, Inc. OptionsXpress, Inc. Optiver US, LLC Orienta
l Financial Services Orion Securities (USA) Inc. Orion Trading, LLC OTA Limited
Partnership OTA LLC OTA, LLC OTR Global Trading LLC Pace (A.J.) & Co., Inc. Paci
fic American Securities, LLC Pacific Commonwealth Corporation Pacific Crest Secu
rities Pacific Financial Associates, Inc. Pacific Global Fund, Inc. Pacific Grow
th Equities, LLC Pacific Investment Securities Corp. Pacific Life & Annuity Comp
any Pacific Life Insurance Company Pacific Life Insurance Company/ Life Division
Pacific Life Insurance Company/Life Division Pacific On-line Trading & Securiti
es, Inc. Pacific Select Distributors, Inc. Pacific West Securities, Inc. Pactual
Capital Corp. Palmieri (Angnardo) & Co., Inc. Paloma Securities SUNF OTGN STRT
OCTG OMER ODNC ARCB OFUT OFGF OTSC 0695 5042 0352 0341 0551 0161 0161 0352 0235 CNS P
American Financial Advisers Panamerica Securities Pangburn Company, The Papamark
ou Wellner & Co. Paradigm Funds Pareto Securities USA Paris Securities Corporati
on Paris Securities Corporation Pariter Securities, LLC Park Avenue Securities L
LC Park Avenue Securities, LLC Parker (S.C.) & Co., Inc. Parnassus Investments P
artners Investment Network, Inc. Paulsen Securities Inc. Paulson Investment Comp
any, Inc. Payden & Rygel Distributors Payden & Rygel Distributors/Metzler Payden
Investment Group PCS Dunbar Securities, LLC PCS Dunbar Securities, LLC PCS Dunb
ar Securities, LLC PCS Securities, Inc. PDQ ATS Peachtree Capital Corporation Pe
acock, Hislop, Staley & Given Inc. Penates Group Inc. Pencal Administrators, Inc
. Penn Investment Group, Inc. (The) Penn Mutual Life Insurance Company Pennaluna
& Company Inc. Pennsylvania Avenue Funds Pennsylvania Group Incorporated (The)
Penrod Financial Group Penserra Securities, LLC Penserra Securities,Inc Pension
Planners Securities, Inc. Penson Financial Servicea, Inc Penson Financial Servic
es Canada #2/CDS Penson Financial Services Canada #4/CDS Penson Financial Servic
es, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson
Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Servic
Financial Services, Inc. PAFS PANA PAPA NORP PCRP PARR FJRF PASC PARK DJRC PAUS
PAUL 0501 0443 7145 0352 5476 0443 0501 0695 CNS
0161
CNS
0443
CNS
0235 0443
CNS CNS
0226 0226 0496 0443 5783 0235 0352 0235 5535 5556 0019 0443 0501 0443 0161 0052 0
2 0226 4999 0052 0161 0501 0235 0501 5091 5082 0234 0234 0234 0234 0099 0099 010
0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 023
0052 0235 0443 0226 0443 0052 0161 0235 0443 0235 0352 0235
OIEN OLMM OLST OMPA OLMP
0037 4526 0501 0158 0501 5775 0234 0052 7231 7242 0234 0279
0158
CNS
0234 0052
CNS CNS
OMSL DXSI OMNV
0226 5315 5689 0161 0234 0443 0571 0571 0303 5511 5844 4941 5470 0234 0501 0338 0695
4 0234 0551 0019 0551 0551 0352 0443 0750 0158 0750 4860 0161 0750 4589 4532 654
CNS
PCJJ PCDN PPCS EMBA PDQM PCCA PHSG BOBO PIGS PENA
CNS CNS CNS CNS CNS
ONEL GLBZ POPP OPCO WMAG
0161 0443 0443 0571
CNS CNS CNS CNS
PENG PENC PNSA PNSR PPSI PFBY PFSC FICA PFSI PFIN PFLS PFSU PFAR PITG PFSE PFDW
PFWE PBBS PFAA PFAC PFAE PFAJ PFAO PFAP PFBB PFBC PFBF PFBI PFBJ PFBK PFCC PFCH
PFCI PFCT PFCU PFCY PFCZ
CNS CNS CNS CNS
EZOP OPHS OXPS OPTU ORTL YORK OREO OTAA OTAD OTAS OTRT AJAY PAMS PCMC PACS PFAI
GROW PISC
0338 0443
CNS CNS
0234 0234 0234 0234
CNS CNS CNS CNS
0019
CNS
0443 0158
CNS CNS
0161
CNS
PDTI PACW PCCN DPAA PLMA
0234 5478 0226 0727 0352
0226 0443 0727 0352
CNS CNS CNS CNS

Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial
Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc.
Services, Inc. Penson Financial Services, Inc./CDS Penson Financial Services, I
nc./People's Securities Inc. Penson Financial Services, Inc./Ridge Penstar Tradi
ng, LLC Pentegra Distributors, Inc. Penvest Securities Inc. People's Securities,
Inc. Peraza Capital and Investment, LLC Percival Financial Partners, Ltd. Perdi
ue Securities, LLC Performance Trust Capital Partners, Inc. Perkins, Smart & Boy
d, Inc. Permac Securities Permac Securities, Inc. Pershing Advisor Solutions, LL
C Pershing LLC Pershing LLC Pershing LLC Pershing LLC, Principal Trading Peters
& Co. Limited/CDS Petrie Parkman & Company, Inc. PFS Investment Inc. PGR Securit
ies, LLC Phalanx Trading LLC PHD Capital Philadelphia Brokerage Corporation Phil
adelphia Investors, Ltd. PFDH PFDK PFDL PFDM PFDN PFDO PFDR PFDT PFDU PFDV PFDX
PFDY PFDZ PFEC PFED PFEQ PFJD PFMB PFQU PFSA PFSB PFSF PFSG PFSK PFSN PFSV PFTA
PFTK PFVI PFWH PGES PFAT PFSY PEAR PFAL PFAM PFAN PFCB PFDJ PFDP PFSL PFBS PFCR
ECEE 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234
4 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0279 0352 0436
1 0501 0501 0695 0695 5063 0220 0158 0234 0052 0052 0158 0234 0158 0100 0309 02
0443 0443 0443 5014 0468 0443 0234 0052 0226 Phillips & Company Securities, Inc. PHL V
riable Life Insurance Company PHL Variable Life Insurance Company/Part Advisor P
hoenix Life Insurance Company Phoenix Life Insurance Company/Single Premium Defe
rred Annuities Phoenix Securities, Inc. PI Financial Corp./CDS Pickering Energy
Partners, Inc. Pictet Canada L.P./CDS Pictet Overseas, Inc. Pinnacle Capital Mar
kets, LLC Pinnacle Financial Group, LLC Pinnacle Investments, Inc. Pinnacle Inve
stments, LLC Pioneer Investment Management USA Inc. Pioneer Investment Managemen
t USA Inc./Pioneer Funds International Pipeline Trading Systems, LLC Piper Jaffr
ay & Co. Piper Jaffray & Co. Piper Jaffray & Co. Pirrone & Co., Inc. Planmember
Securities Corporation Planned Investment Co., Inc. Planner Securities, LLC PMK
Securities & Research, Inc. PNC Bank N.A. PNC Bank, N.A. PNC Investments PNC Inv
estments Podesta & Co. Pointe Capital, LLC Pointe Capital, LLC Pointe Capital, L
LC Polar Investment Counsel, Inc. Pond Equities Popular Securities, Inc. Popular
Securities, Inc. Popular Securities, Inc. Portales Partners, LLC Porter Christi
e Partners, L.P. Portfolio Advisors A Portfolio Brokerage Services Inc. Portfoli
o Resources Group Inc. Portsmouth Financial Services Powell (Elmer E.) Company P
owell Capital Markets, Inc. Prager, Sealy & Co., LLC Pragma Securities LLC Prebo
n Financial Products Inc. Prebon Financial Products Inc. Prebon Financial Produc
ts Inc. Precision Securities LLC Preferred Client Group, Inc. Preferred Product
Network, Inc. PremiereTrade Securities, Inc. Presidential Bank, FSB Presidential
Brokerage, Inc. Presidio Capital Advisors, LLC Presidio Financial Services, Inc
. Pressprich (R.W.) & Company Inc. Prestige Financial Center, Inc. Primary Capit
al , LLC Primary Capital, LLC Prime Capital Services, Inc. Prime Capital Service
s, Inc. Prime Executions, Inc. Prime Global Securities, Inc. PHCO 0443 4582 4711
4579 0443 CNS
PHNX PCFF PICK PICF PICT FRWY PINF PINA
4538 0234 5075 0161 5027 5027 0234 0235 4925

0234 0161
CNS CNS
0234 0235 0226
CNS CNS CNS
5502 5743 0443 0311 0311 0311 0489 0727 0234
BLOK PIPR PIPS PIPX PIRR PICC CASH PMKS PNCM PNCC PNCI PODE PONT PENP PRBC PICI
POND POPI POPS TANA PCCM PAAI PBSI PRGI PMFS POWL POCM PMLC PRAG PFPI PBON PREB
PREC PFCG DFFI PRSB PRES DSSI RWPS PSTG JLEO PMRY PMCS SIBO PGSI
0311
CNS
0443 0727 0234 0141 2835 0226 0768 0727 0052 0234 0235 0279 0141 6779 0226 0019
443 0443 0443 0443 0443 0501 0019 0279 0234 0141 0352 0226 0352
CNS CNS CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS CNS TFT CNS CNS CNS CNS CNS CNS
2616 0226 0768 0727 0052 0234 0235 0279
PFCL PTAR RSDI PVST PPLE PERZ PERC PERD BBNI PERK PMAC PEMA PASL PERS PERB PERX
PERT PTRI PGRS PHAL PHDC FRTH PHIN
0158 0052 0158 0234 0158 0443
CNS CNS CNS CNS CNS
5687 0019 0352 0235 8052 0226 0443 0443 0443 0161 0651 0501 0501 0019 0279 4744
0226 0352 0543 0052 8072 0226 0665 0158 0234
CNS
0443 0443
CNS CNS
0443 0443 0052 0443
CNS CNS CNS CNS
0226 0158 0443
CNS CNS CNS

Prime Solutions Securities, Inc. PrimeVest Financial Services, Inc. Princeton Se
curities, Group, Inc. Principal Life Insurance Company Principal Life Insurance
Company/Pension Division Princor Financial Securities, Inc. Princor Financial Se
rvices Princor Financial Services Corporation Princor Financial Services Corpora
tion /Principal Life Insurance Company Princor Financial Services Corporation/PG
I Princor Financial Services Corporation/Principal Funds Princor Financial Servi
ces, Inc./M Pristine Securities, LLC Pritchard Capital Partners, LLC Private Cli
ent Services, LLC Private Portfolio, Inc. Pro Securities, LLC Pro Securities, LL
C ProEquities Professional Asset Management, Inc. Professional Asset Management,
Inc. Professional Investments Services, Inc. Profinancial Inc. Progressive Asse
t Management Promark Securities, Inc. Prospera Financial Services Protected Inve
stors of America, Inc. Protective Life and Annuity Insurance Company Protective
Life Insurance Company Protective Life Insurance Company of New York PRUCO Life
Insurance Company PRUCO Life Insurance Company of NJ Pruco Securities, LLC Prude
ntial Annuities Life Assurance Corporation Prudential Bache Securities, LLC Prud
ential Bache Securities, LLC Prudential Equity Group, LLC Prudential Insurance C
o. (The) Prudential Insurance Company of America Prudential Insurance Company of
America/Prudential Insurance Co. of America Prudential Insurance Company of Ame
rica/Prudential Ret. Insurance & Annuity Corp. Prudential Insurance Company of A
merica/Prudential Trust Company, Inc. Prudential Investment Management Services
/ American Skandia Marketing, Inc. Prudential Investment Management Services, LL
C Prudential Investment Management Services, LLC Prudential Investment Managemen
t Services, LLC Prudential Investment Management Services, LLC/Retirement Pruden
tial Investment Management Services, LLC/Worldwide Inv. Portfolio Funds PSA Equi
ties, Inc. PSG Executions, Inc. PTI Securities & Futures L.P. STLR BANK PRSG 072
7 0701 0501 4592 4665 0188 0375 5546 5607 5212 5836 0175 0234 0019 6011 0161 0161 0443
141 0727 0279 0727 0701 CNS CNS PTI Securities & Futures L.P. Pulaski Bank Pulse Tra
ding, Inc. Pulse Trading, Inc. Puma Capital, LLC Puplava Securities, Inc. Purshe
Kaplan Sterling Investments Pursuit Partners, LLC Putnam Retail Management Putn
am Retail Management Limited Partnership Putnam Retail Management Limited Partne
rship/Embassy Funds PWMCO, LLC PWMCO, LLC QA3 Financial Corp. Quantex Clearing,
LLC Quantitative Analysis Services, Inc. Quantlab Securities LP Quantlab Securit
ies LP Quantlab Securities, LP QuantRiver Financial, LLC Quasar Distributors, LL
C Quasar Distributors, LLC/Aberdeen Offshore Funds Quasar Distributors, LLC/Aber
deen SHY Funds Quasar Distributors, LLC/Academy Fund Trust Quasar Distributors,
LLC/ActivePassive Funds Quasar Distributors, LLC/Akre Funds Quasar Distributors,
LLC/AL Frank Fund Quasar Distributors, LLC/Alpine Funds Quasar Distributors, LL
C/America Trust Allegiance Fund Quasar Distributors, LLC/Appleton Group Funds Qu
asar Distributors, LLC/Artio Global Fund Quasar Distributors, LLC/Ascentia Alter
native Strategies Fund Quasar Distributors, LLC/AssetMark Funds Quasar Distribut
ors, LLC/Barrett Growth Fund Quasar Distributors, LLC/Boston Common Funds Quasar
Distributors, LLC/Brandes Dublin Offshore Quasar Distributors, LLC/Brandes Inve
stment Trust Quasar Distributors, LLC/Bridges Investment Fund Quasar Distributor
s, LLC/Brown Advisory Funds Quasar Distributors, LLC/Buffalo Funds Quasar Distri
butors, LLC/Capital Advisor Growth Fund Quasar Distributors, LLC/Chase Growth Fu
nds Quasar Distributors, LLC/Coldstream Dividend Growth Fund Quasar Distributors
, LLC/Congress Asset Management Quasar Distributors, LLC/Cookson Pierce Funds Qu
asar Distributors, LLC/Country Funds Quasar Distributors, LLC/Davidson Funds Qua
sar Distributors, LLC/Doubleline Funds PTIX PULB PULT PULX PUMA PUPL SARG PURS P
ROG 0017 0052 0443 0443 0158 0226 0161 CNS
PFSM
0226 0226 0161 0226
CNS CNS CNS CNS
5505 5893 0467 0467 0052 0294 0443 0695 0873 0234 0234 5869 4957 6521 5612 5614 5937 4
93 5896 6638 4935 6675 5946 5495 5480 5350 5911 5693 5531 5437 4931 5691 5626 53
27 5741 5421 4922 5945 5353

MSTR TPCP PRPO PROO PROS PROE PAMI PRAS PFIS PFFI PAMC ACCI ADSO PROT
0019 0443 0161 0161 0443 0141 0727 0279 0279 0226 0279 0141 0141
CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS
MPWA MPWP QAFC QNTX QANL FQLS QETC LABQ QRQR
0467 0467 0052
CNS CNS CNS
4540 4503 4629 4597 4598 PRUC 4504 0226 0104 0141 4596 4968 0141 CNS
PGSL PRUG PRGL
0226 0141
CNS CNS
4733
6525
6526
6610 PIMS 0498 5805 0450 0226 CNS
5746 PSAE PSGX PTIS 0141 0501 0727 0727 CNS CNS

Quasar Distributors, LLC/Dow Jones Islamic Index Fund Quasar Distributors, LLC/D
SM Funds Quasar Distributors, LLC/Duncan Hurst Aggressive Growth Quasar Distribu
tors, LLC/Edgar Lomas Fund Quasar Distributors, LLC/Empiric Funds Quasar Distrib
utors, LLC/Evermore Value Trust Quasar Distributors, LLC/FIMCO Select Fund Quasa
r Distributors, LLC/First American Funds Quasar Distributors, LLC/Fort Pitt Capi
tal Funds Quasar Distributors, LLC/Fund * X Upgrader Fund Quasar Distributors, L
LC/Geneva Advisors All Cap Growth Fund Quasar Distributors, LLC/Genworth Funds Q
uasar Distributors, LLC/Genworth VIT Funds Quasar Distributors, LLC/Gerstein Fis
her Funds Quasar Distributors, LLC/Glenmede Fund, Inc. Quasar Distributors, LLC/
Global Real Estate Investments Fund Quasar Distributors, LLC/Greenspring Fund Qu
asar Distributors, LLC/Grubb & Ellis AGA Realty Income Fund Quasar Distributors,
LLC/Guinness Atkinson Funds Quasar Distributors, LLC/Harding Loevner Funds, Inc
. Quasar Distributors, LLC/Hatteras Funds Quasar Distributors, LLC/Hennessy Mutu
al Funds, Inc. Quasar Distributors, LLC/Hodges Fund Quasar Distributors, LLC/Hot
chkins & Wiley Funds Quasar Distributors, LLC/Huber Capital Funds Quasar Distrib
utors, LLC/Intrepid Capital Funds Quasar Distributors, LLC/Investec Global Strat
egy Funds Quasar Distributors, LLC/Investec Offshore Funds Quasar Distributors,
LLC/Jacob Internet Fund Quasar Distributors, LLC/Jensen Portfolio, Inc. Quasar D
istributors, LLC/Jordan Opportunity Fund Quasar Distributors, LLC/Julius Baer Of
fshore Funds Quasar Distributors, LLC/Keystone Funds Quasar Distributors, LLC/Ki
netics Mutual funds Quasar Distributors, LLC/Kirr Marbach Partners Fund, Inc. Qu
asar Distributors, LLC/LKCM Funds Quasar Distributors, LLC/Mariner Funds Quasar
Distributors, LLC/Maris and Power Growth Fund Quasar Distributors, LLC/Marketfie
ld Funds 5566 5952 6567 5727 5561 5407 5429 5368 5887 5666 6527 5864 5519 5938 4
955 6670 6513 5126 5754 4981 5449 4869 5792 4984 6530 4815 5057 5755 4960 5491 5
917 5698 5848 6608 6685 4883 5406 6546 6529 Quasar Distributors, LLC/Master Sele
ct Funds Quasar Distributors, LLC/Matrix Advisors Value Fund, Inc. Quasar Distri
butors, LLC/McCarthy Funds Quasar Distributors, LLC/Monetta Funds Quasar Distrib
utors, LLC/Morgan Dempsey Funds Quasar Distributors, LLC/MP63 Fund Quasar Distri
butors, LLC/Muhlenkamp Fund Quasar Distributors, LLC/Mutual.com Quasar Distribut
ors, LLC/New Covenant Funds Quasar Distributors, LLC/Newgate Capital Funds Quasa
r Distributors, LLC/Niemann Fund Quasar Distributors, LLC/Osterweis Fund Quasar
Distributors, LLC/Perkins Funds Quasar Distributors, LLC/Permanent Portfolio Qua
sar Distributors, LLC/Perritt Funds Quasar Distributors, LLC/Phocus Funds Quasar
Distributors, LLC/Pictet Funds Quasar Distributors, LLC/PineBridge Funds Quasar
Distributors, LLC/Poplar Forest Partners Fund Quasar Distributors, LLC/Portfoli
o 21 Quasar Distributors, LLC/Primary Trend Fund Quasar Distributors, LLC/PRIMEC
AP Odyssey Funds Quasar Distributors, LLC/Prospector Funds Quasar Distributors,
LLC/Purisma Funds Quasar Distributors, LLC/Quaker Investment Trust Quasar Distri
butors, LLC/Rainier Funds Quasar Distributors, LLC/RBC Funds Trust Quasar Distri
butors, LLC/Rochdale Funds Quasar Distributors, LLC/Schooner Growth & Income Fun
d Quasar Distributors, LLC/Selector Management Fund Quasar Distributors, LLC/Sme
ad Value Fund Quasar Distributors, LLC/Snow Capital Opportunity Fund Quasar Dist
ributors, LLC/Stephens Funds Quasar Distributors, LLC/TCM Small Cap Growth Fund
Quasar Distributors, LLC/Teberg Fund Quasar Distributors, LLC/Thompson Plumb Fun
ds Quasar Distributors, LLC/Thunderstorm Value Fund Quasar Distributors, LLC/Vil
lere Balanced Fund Quasar Distributors, LLC/Wall Street Fund Quasar Distributors
, LLC/WBI Funds Quasar Distributors, LLC/Winslow Green Funds Quasar Distributors
, LLC/WisCap Funds 4892 4908 5776 5766 5354 5564 4986 5847 6536 4727 5317 4840 5
440 6627 5602 6547 5793 5616 5404 4929 5858 4895 5901 6643 4885 4876 5413 4990 4
723 5729 6686 4976 5744 4898 4916 5557 4857 4886 6626 5326 6687 6674

Quasar Distributors, LLC/WY Funds Quasar Distributors, LLC/Yacktman Fund Quasart
Distributors, LLC/Rockland Trust Queens Road Securities, LLC Quest Capital Stra
tegies, Inc. Questar Capital Corp./Secondary Questar Capital Corporation Quoin C
apital LLC R & H Securities, LLC R & R Planning Group Lt.d R H Investment Corpor
ation R.F. Lafferty & Co., Inc. R.F. Lafferty & Co., Inc. R.W. Pressprich & Co,
Inc R.W. Towt & Associates Rabo Securities USA, Inc. Radnor Research & Trading C
ompany, LLC Radnor Research & Trading Company, LLC Rafferty Capital Markets, LLC
Rafferty Capital Markets, LLC Rafferty Capital Markets, LLC Rafferty Capital Ma
rkets, LLC Rafferty Capital Markets, LLC Rafferty Capital Markets, LLC Rafferty
Capital Markets, LLC Rafferty Capital Markets, LLC Rafferty Capital Markets, LLC
/ Aegis Funds Rafferty Capital Markets, LLC / Embarcadero Funds Rafferty Capita
l Markets, LLC / Satuit Funds Rafferty Capital Markets, LLC / Sparrow Funds Raff
erty Capital Markets, LLC/Acadia Mutual Funds Rafferty Capital Markets, LLC/Berk
shire Funds Rafferty Capital Markets, LLC/Chou America Mutual Fund Rafferty Capi
tal Markets, LLC/Entrepreneur Shares Rafferty Capital Markets, LLC/Leuthold Fund
s Rafferty Capital Markets, LLC/Medical Specialist Fund Rainier Securities, LLC
Rainmaker Securities, LLC RAIT Securities Ramat Securities Ltd. Ramirez Tradetre
k Securities, LLC Ramius Securities LLC Ramsey (M.) King Securities, Inc. Raven
Securities Corp Raven Securities Corp Raven Securities Corp. Raven Securities Co
rp. Raymond C. Forbes & Co., Inc. Raymond J. Lucia Companies, Inc. Raymond James
& Associates, Inc. Raymond James & Associates, Inc./Fl Raymond James Ltd./CDS R
BC Capital Markets Corporation RBC Capital Markets Corporation RBC Capital Marke
ts Corporation RBC Capital Markets Corporation RBC Capital Markets Corporation R
BC Capital Markets Corporation/Retail RBC Centura Securities, Inc. 4874 5774 535
5 4884 0158 0527 0309 0234 0279 0158 0158 0443 0750 0443 0158 0234 0019 0161 016
0161 0718 6612 5537 5867 5908 5387 5899 5323 5367 5656 6682 RAIN RMKR RAIT RMAT T
REK RSCO MRKS RAVV RAVN RAVE RVBE RAYF RAJA RJFI MCMF DAIN RBCD RBCX RBCM RBDA 0
226 0234 0352 0501 0443 0352 0695 0352 0352 0161 6010 0725 0390 5076 0235 0235 02
071 CSIB 0443 CNS 0161 0352 0226 0443 0352 0352 0352 0161 0725 0390 0235 0235 0235
CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS RBC Dominion Securities Corporat
ion RBC Dominion Securities Inc./CDS RBS Securities Inc./Equities RBS Securities
, Inc. RD Capital Group, Inc. RDM Investment Services, Inc. RDSC, LLC Reassure L
ife Insurance Company Red Capital Markets, Inc. Redburn Partners (USA) LP Redi M
arkets LLC Redsky Financial, LLC RedSky Financial, LLC RedSky Financial, LLC Red
Sky Financial, LLC RedSky Financial, LLC Redsky Financial, LLC Redwine & Company
, Inc. Redwood Brokerage LLC Reed (S.L.) & Company Regal Securities, Inc. Region
al Brokers, Inc. Regions Bank Regions Investment Services, Inc. Regis Securities
Corporation Reich & Tang Distributors, Inc. Reich & Tang Distributors, Inc/Acco
unt 2 Reid & Rudiger, LLC Reid and Associates Reinoso & Company, Incorporated Re
liance Trust Company Reliance Trust Company Reliance Trust Company/MetLife Stabl
e Value Fund Reliance Trust Company/SWMS1 Reliance Trust Company/SWMS2 Reliance
Worldwide Investments, LLC Reliant Trading Reliastar Life Insurance Company Reli
astar Life Insurance Company of New York Reliastar Life Insurance Company/Life &
Annuity Product Investment Trading Reliastar Life Insurance Company/Reliastar N
ew York Reliastar Life Insurance Company/Reliastar Retirement Plans Renaissance
Capital Greenwich Funds Rencap Securities, Inc. Rensselaer Securities Corporatio
n Repex & Co., Inc. Resource Horizons Group, LLC Retail Division of Wachovia Sec
urities, Inc. Retirement Resources Investment Corp. Reuven Enterprises Securitie
s Division, Inc. Reynolds (Thomas P.) Securities Ltd. Reynolds Funds, Inc. RFS P
artners R-G Investment Corporation RGM Securities, LLC Rhino Trading Partners, L
LC Rhodes Securities, Inc. Rice Financial Products Company Rice, Voelker LLC Ric
hards, Merrill & Peterson, Inc. Richave Financial, Inc. Richfield Orion Internat
ional, Inc Rideau (I.C.) Lyons and Co. Ridge Clearing & Outsourcing RYDS RBCF RB
SG RDCG RDMI RDSS PSIN RDBN REDI REDG RSKY REDF REDK RSFI RSFO REWI REDW SLRD RG
LD RBII FATN QSEC 0235 5002 0425 0248 0443
0425
CNS
QUEC POOH QUOI ROBH ECHI RHIC LAFC LAFF RWPC TOWT RABO RRTC RTCO RCMP JJKE JJKS
RCME RCML RAFF RCMI
0158 0443 0309 0226 0279 0158 0158 0750
0226 0141 4608 0443 0049 0158 0099 0279 0501 0551 0608 0695 0501 0352 0234 0158
CNS CNS CNS CNS
0443 0352 0234 0141 6760 0235
CNS CNS CNS CNS TFT CNS
0019 0161 0161 0161 0161
CNS CNS CNS CNS CNS
6359 0235 5811 5845 0235
RRUD REID ROPK
0235 0141 0443
CNS CNS CNS
4896 5962 5312 2042 2085 0279 0352 4568 4653 4652 4606 4603 5454 0234 0158 0352 0676
0141 0235 0234 0161 6573 4989 0103 0019 0234 CNS
RWWI RTRS
0279 0352
CNS CNS
RENC RENS RPEX
0234 0158 0352
CNS CNS CNS
WRET RRIC REUV REYN
0141
CNS
RGIC HBIW RINO RHDS APEX CEON RMPI AVST ROII ICRL QRCC
0443 0019 0141 0443 0352 8192
0501 8192 0234 0279 0543
0443 0543
CNS CNS

Solutions, Inc. Ridge Clearing & Outsourcing Solutions, Inc. Ridgeway & Conger,
Inc. Ridgewood Associates Inc. NJ Riedl, First Securities Company of Kansas Rile
y (B.) & Co., Inc. Riley (E.K.) Investments, LLC RIM Securities LLC River Cross
Securities, L.P River Cross Securities, L.P. Riverstone Wealth Management, Inc.
Rivkin (H.) & Co., Inc. RJJ Pasadena Securities, Inc. Robeco Trust Company Rober
t B. Ausdal & Co., Inc. Robert Van Securities, Inc. Robert W. Baird & Co. Robert
s & Ryan Investments, Inc. Robinson & Lukens, Inc. Robinson & Robinson, Inc. Rob
otti & Company, LLC Rochdale Securities, LLC Rockfleet Financial Services Rockwe
ll Global Capital, LLC Rockwell Securities LLC Rodecker & Co. Investment Brokers
, Inc. Rodgers Brothers, Inc. Rodman & Renshaw, LLC Rogo Capital LLC Romano Brot
hers and Company Roosevelt & Cross, Incorporated Rosenblatt Securities Inc. Rose
nblatt Securities Inc. Rosenblatt Securities Inc. Rosenblatt Securities Inc. Ros
s Sinclaire & Associates, LLC Roth Capital Partners, LLC Rothschild Investment C
orporation Rothschild Lieberman, Ltd. Rowe (T.) Price Investment Services, Inc.
Royal Alliance Associates, Inc. Royal Alliance Associates, Inc. Royal Alliance A
ssociates, Inc. Royal American Investment Services, Inc. Royal Securities Compan
y Royce Fund Services Inc. RSG Capital Corp. Ruan Securities Corporation Ruane,
Cunniff & Goldbarb LLC Rushmore Capital Inc. Rushmore Securities Corporation Rus
sell Financial Services, Inc. Russell Implementation Srvs., Inc. Pt of Russell I
nv. Russell Trust Company Russell Trust Company Ryan, Beck & Co. Rydex Distribut
ors, Inc. Rydex Distributors, Inc./Account B S & P Investors Inc. S. Goldman Cap
ital LLC S.F. Investments, Inc. Sabadell Securities USA, Inc. Safe Harbor Securi
ties, Inc. Safian Investment Research Inc. Safra Securities Corp. Sage, Rutty &
Co., Inc. Sagepoint Financial, Inc 0543 0052 0141 0235 0501 0141 Sagepoint Financial,
Inc. Sagepoint Financial, Inc./FAB Sagepoint Financial, Inc./FAI Sagepoint Finan
cial, Inc/ FA2 Salman Partners Inc./CDS Salt Creek Securities, LLC Samco Capital
Markets, Inc. Samco Financial Services, Inc. Sammons Securities Company, LLC Sa
msung Securities Services, Inc. Samuel A. Ramirez & Company, Inc. Samuel A. Rami
rez & Company, Inc. Samuels Chase & Co., Inc. Samurai Trading LLC San Francisco
Securities, Inc. Sanderlin Securities, LLC Sanders Morris Harris Inc. Sanders Mo
rris Harris Incorporated Sandgrain Securities, Inc. Sandler, O'Neill & Partners,
L.P. Sanford C. Bernstein & Co., LLC Sanford C. Bernstein & Co., LLC Santander
Investment Securities Inc. Santander Securities Corporation Saperston Asset Mana
gement, Inc. Saratoga Capital Markets Saratoga Capital Markets Saratoga Capital
Markets Saratoga Capital Markets Saturna Brokerage Services, Inc. Saturna Broker
age Services, Inc. Saudi American Bank Sauer Dazey Investments Co. Savings Bank
Life Insurance Company of Massachusetts (SBLI) Savoy Capital Management, Inc. Sa
xony Securities, Inc. Saybrook Capital Corporation Scarsdale Equities, LLC SCF S
ecurities, Inc. Schoenfeld (P.) Asset Management LLC Schonex, LLC Schonfeld & Co
mpany, LLC Schonfeld & Company, LLC Schonfeld Securities, LLC Schottenfeld Group
LLC Schroder Fund Advisors LLC Schroder Fund Advisors LLC/Schroder Fund Advisor
s International Division Schwartz, Gregory J. & Co. Inc. Score Securities, Inc.
Scotia Capital (USA) Inc. Scotia Capital Inc./CDS Scottrade, Inc. Scottrade, Inc
. Scottrade, Inc. Scottsdale Capital Advisors Scottsdale Capital Advisors Corp.
Screaming Eagle Trading, Inc. Sea Port Group Securities, LLC Seaboard Securities
, Inc. Seaboard Securities, Inc. Seaboard Securities, Inc. Seapine Securities, L
LC Seaport Securities Corp. Searle & Co. Seattle Northwest Securities Corporatio
n Second Market, Inc. Second Street Securities, Inc. Secura Investment, Inc. AIG
F 0522 0182 0556 5049 0103 0234 0234 0651 0352 0352 0501 0234 0501 0352 0443 0352
8 0443 CNS
ADPC RWCI RGWD RIED RILY EKRI ROCM PRRX RCSL RSWM HRIV RJJZ RBAC RVSI RRII RLUK
ROBI ROBT ROCH RCKF ROCK RKWS RODE ROBO RODM ROGO ROMO RCRS ROSB RBLT ROSN RSAI
ROTH RTHS RSEC
0052 0235 0158 0443 0551 0442
0141 0234 0443 5325 0235 4905 7607 0235 0019 0443 0443 0158 0727 0443 0750 0727
0501 0501 0443 0158 0443 0501 5586 0443 7607 0235 0019 0443 0226 0443 0158 0443
931 0161
CNS
0235 0103
CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS
SAPI SCRK SRAM SMFN SAMS SSNY RREZ RRPR UMAS SAMU SFSE SSLC SMHJ CCCM GRIN SDLR
BIRM BLAV SANT SSPR SAPA SCSC SART TOGA SCAP INCC SABF SDIC
0234 0234 0141 0352 0443 0352 0234 0309 0141 0352 0443 0352
0161 0352 0501 0595 4983 0161 0235 6135 0235 0443 0443 0750 0050 0234 0234 0501
853 0235 0161 0096 5011 0705 0234 8072 0234 0501 0158 0100 0052 0234 0161 0158 0
161 0727
0443 0141 0161
CNS CNS CNS
0226 0161 0235
CNS CNS CNS
0443 0158
CNS CNS
SAVY SAXO SAYB SCAR SCFA PSAM MLSI LSPS SHCO SHWG SHOT
0235 0103 0750 0050 0234
CNS CNS CNS CNS CNS
RAAI ROYL
0443 0089 0235 5663 0750 0727 0443 0234 0234 5762 0019 4832 5964 4912 5898
0226 0443 0443 0235
CNS CNS
RAIS RYAL RAFI RANS RCSK RMCI RFGI
CNS CNS
0727 0642 0234
CNS CNS CNS
RSSE
0019
CNS
RYAN
0443
CNS
SPIV SGCL SFPS SABS SFHS SIRI SSCO SAGE
0279 0501 0443 0443 0234 0443 0141 0144 0443 0443 0352
CNS CNS CNS CNS CNS
GJSS SCOR SCMC SCMF SCTO SSIC SCTO JOHN SCAI SCRM SPGS SEAI SEAB SEAC SEPN SEAP
SERL SNSC GRDK SECS SECR
0235 0161
CNS CNS
0234
CNS
0501 0100 0234 0234 0161 0158 0443 6917 0158 0161

SecureVest Financial Group Securevest Financial Group Securities America, Inc. S
ecurities America, Inc. Securities Equity Group Securities Industry Management C
orp. Securities Service Network, Inc Securities Service Network, Inc. Securities
Trading, Inc. Securitrade Corporation Security Benefit Life Insurance Company S
ecurity Dealers Guild Inc. Security Life of Denver/Mutual Funds Security Researc
h Associates Inc. Security Research Associates, Inc. Security Research Associate
s, Inc. Seelaus (R.) & Co., Inc. Segerdahl and Company SEI Investments Distribut
ion SEI Investments Distribution Co./Advisors Inner Circle Fund SEI Investments
Distribution Co./Advisors Inner Circle/UMBTA SEI Investments Distribution Co./Ca
useway Capital Management Trust SEI Investments Distribution Co./CNI Charter Fun
ds SEI Investments Distribution Co./CNI Charter Funds II SEI Investments Distrib
ution Co./CRA Funds SEI Investments Distribution Co./First Hawaiian Fund SEI Inv
estments Distribution Co./FMB Funds SEI Investments Distribution Co./Hancock Hor
izon Family of Funds SEI Investments Distribution Co./Optique Funds SEI Investme
nts Distribution Co./RiverPark Funds Trust SEI Investments Distribution Co./SEI
Institutional Funds SEI Investments Distribution Co./TD Asset Management USA Fun
ds Inc. SEI Investments Distribution Co./The Arbitrage Fund SEI Investments Dist
ribution Co./UA S&P 500 Index Fund SEI Investments Distribution Co./Wilshire Fun
ds SEI Private Trust Company SEI Trust Company Seibert (J.D.) & Company, Inc. Se
idel & Shaw, LLC Seidel & Shaw, LLC Selkirk Investments, Inc. Semaza Securities,
LLC Seminole Financial Sendero Securities, LLC Sentinel Brokers Company Sentine
l Financial Services Company Sequoia Investments, Inc. Service Asset Trading, In
c. Seslia Securities, Inc. Sethi Financial Investments Seton Securities Group In
c. Seton Securities Group, Inc. Seven Points Capital, LLC SF Sentry Securities,
Inc. SVPB MAMA SAIN DOVE SIMC SSNI SECT BDAK 0247 0226 0234 0727 4527 SECD SRES SRF
L SRFL SEEL SEGE SEIC 4668 0103 0443 0443 0141 0443 0352 CNS CNS CNS CNS 0309 CNS 0161
352 0226 0590 0161 0352 0226 0226 0443 0226 0234 0727 CNS CNS CNS CNS CNS CNS CNS C
mericas Securities, LLC SG Americas Securities, LLC Shareholders Service Group,
Inc. Shareholders Services Group Inc. Shattuck Hammond Partners LLC Shaw (D.E.)
Securities, LLC Shay Financial Services, Inc. SHD Holding, LLC Shearman, Ralston
, Inc. Shelby Cullom Davis & Co., LP Shepard & Vrbanac Securities, Inc. Sherman
(David) & Co. Shin Han Global Securities Shoreline Trading Group LLC Shoreline T
rading Group LLC Shoreline Trading Group LLC Shoreline Trading Group LLC Shufro,
Rose & Company, LLC SIA Securities Corp. Siberell (John A.) & Co. Sidoti & Comp
any, LLC Siebert (Muriel) & Co., Inc. Siebert Brandford Shank & Co., LLC Sierra
Equity Group Ltd. Sigma Financial Corporation Signal Hill Capital Group LLC Sign
al Securities, Inc. Signator Investors, Inc. Signature Securities SII Investment
s SII Investments, Inc. Silver Leaf Partners, LLC Silverton Bank N.A. Simmons &
Company International Simmons First Investment Group, Inc. Sims (Herbert J.) & C
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Inc. Sloan Securities Corp. Sloan Securities Corp. SMBC Nikko Securities America
, Inc. SMF Trading, Inc. SMH Capital Inc. SMH Capital Inc. Smith (E.H.) Jacobs &
Co. Smith (E.H.) Jacobs & Co., Inc. Smith (E.H.) Jacobs & Co., Inc. Smith (R.W.
) & Associates, Inc. Smith Hayes Financial Services Corp./Colorado Bondshares Sm
ith Hayes Financial Services Corporation Smith Hayes Financial Services Corporat
ion Smith, Brown & Groover, Inc. Smith, Moore & Co. SNC Capital Management Corp.
Solaris Securities, Inc. Soleil Securities Corp. Soleil Securities Corp. Solowe
y & Co. Solowey & Co. Sorrento Pacific Financial, LLC Sorsby Financial Corp. Sou
nd Securities, LLC Sound Securities, LLC Soundview Technology Corporation Source
Capital Group, Inc. Southeast Investments N.A., Inc. Southlake Capital LLC SGAS
SGOV SSGR SSGR SHPL SHAW SHAY SHDH RACO DAVI SPDV SHER CHKG SHTB SHTP SHTG SHTV
SHRE SBRL SIDC SBRT SBSC BBII SIGM SHCG SGNL JHDI SSGC SIIW LEAF TBBA SIMM SIGI
HJSC SSNG SKYC SKYE SLHC SLOA SLON SUMI SMFT SMHI CCMK EHSJ EHSC EHSM RWSM 0286
0286 0443 6019 0352 0443 0234 0158 0727 0727 0234 0352 0234 0501 0501 0352 577
0235 0019 0279 0226 0640 0019 0443 0309 0443 0750 0103 0158 0158 0158 0443 0501
9 5708 SHFS 0226 5575 SGBI SMMO SNCC SOLA SOLE SOLS SLWY SOLO SORS SUND APNT SNDV
SORE SEIN SLAK 0494 0234 0234 0501 0501 0226 8006 0346 0727 0161 0234 0226 0494 CNS
226 CNS 0443 0158 0226 0727 0234 0352 TFT CNS CNS CNS CNS CNS CNS 0286 0286 0443 CNS
CNS
0352 7014 0226 0226 0235 0141 0019 0279 0226 0226 0443 0019 6703 0443 0309 0443
03 0158 6700 0443
CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS
CNS TFT CNS
0352 5763 5532
4913 6667 5559 5748 5606 5565 6691 5876 5343 5717 6539 5521 4973 4875 2039 4952
0158 0234 0234 0279 0052 0197 0352 5873 0309 0234 0443 0750 0443 0019 0234 0352
0161 0279
CNS CNS
SEIB SEID DAVW EMPR SMZA SEMT SEND SEBR SEQU SATI SESL SSFG SSGP SSGI SEVP SFSS
0158 0234 0309 0279 0052 0197 0279 0309 0158
0226
CNS
0727 0161 0573 0141 0226 0279
0443 0352
CNS CNS
0279

Southridge Investment Group LLC Southwest Securities, Inc. Southwestern Capital
Market, Inc. Souza Barros Securities, Inc. Spartan Securities Group, Ltd. Specia
list Clearance Spectrum Asset Management Inc. Spectrum Capital, Inc. Spencer Cla
rke LLC Spencer Edwards, Inc. Spencer Edwards, Inc. Spencer Trask Ventures, Inc.
Spencer-Winston Securities Corporation Spire Securities, LLC Spreadzero, LLC Sp
ring Street Partners, L.P. Spyglass Securities, LLC SRM Securities, Inc. SSB - B
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ent Trust Stanchart Securities International, Inc. Standard Chartered Securities
(North America) Inc. Standard Credit Securities Standard Insurance Company Stan
dard Investment Chartered, Inc. Standard Securities Limited/CDS Stark (R.M.) & C
o., Inc. Stark, Salter & Smith State Discount Brokers Inc. State Farm VP Managem
ent Corp. State Street /ACH HR Solutions LLC/Ford Motor Company State Street Ban
k & Trust Co../FBO Qualified Plans State Street Bank & Trust Co./ACS HR Solution
s, LLC/DTCC State Street Bank & Trust Co./ACS HR Solutions/Rio Tinto State Stree
t Bank & Trust Co./ACS/Glaxosmithkline State Street Bank & Trust Co./ADPMorgan S
tanley State Street Bank & Trust Co./AXA Equitable Life Insurance Company State
Street Bank & Trust Co./IBTAccount # 2 State Street Bank & Trust Co./JP Morgan R
etirement Plan Services State Street Bank & Trust Co./JP Morgan Retirement Plan
Services/Deluxe Cp State Street Bank & Trust Co./JP Morgan Retirement Plan Servi
ces/Hallmark Cards Inc. State Street Bank & Trust Co./JPMorgan Retirement Plan S
ervices/EDS State Street Bank & Trust Co./Mainstay State Street Bank & Trust Co.
/NYLIM/SIP State Street Bank & Trust Co./Sanford Bernstein Alliance Capital Stat
e Street Bank & Trust Co./Southern California Edison Trust - Hewitt State Street
Bank & Trust Co./T. Rowe Price Retirement Plan Services State Street Bank & Tru
st Co./Wealth Management Services 2 GFLD SWST SCMT SOUZ MICA SPCL SAMI SPCA SPEN
SPIN SEII STSI SPWI SPLC SZRO SSPT SPYG SRPR STBK KEEN SCFL SCBS SCSI STVT STDS
RMST SPSR STDB 0443 0443 4701 0103 5018 0443 0158 4971 2524 5165 5966 5329 5623 5991
0228 2767 0130 0309 0279 0443 0234 0352 0352 0443 0750 8072 0226 0158 0049 0352 0
0309 6736 0443 CNS 0309 0279 0279 CNS CNS CNS State Street Bank & Trust Co./Wealth
Manager Services State Street Bank & Trust Co/JP Morgan Retirement Plan Services
/Tower Perrin State Street Bank & Trust Company State Street Global Markets, LLC
State Street Global Markets, LLC State Street Global Markets, LLC State Street
Global Markets, LLC State Street Global Markets, LLC/State Street Collective Fun
d State Street/ACS/ConAgra Foods State Trust Capital, LLC State Trust Investment
s, Inc. Stephen A. Kohn & Associates, Ltd. Stephen M Ferretti Stephens, Inc. Ste
rling Enterprise Group, Inc. Sterling Grace Municipal Securities Co. Sterling In
vestments Stern Fisher Edwards, Inc. Sterne Agee & Leach, Inc Sterne Agee Capita
l Markets, Inc. Sterne Agee Capital Markets, Inc. Sterne Agee Financial Services
Sterne Agee Financial Services, Inc. Sterne, Agee & Leach, Inc. Steven L. Falk
& Associates Stewart (W.P.) Securities Limited STG Secure Trading Group, Inc. ST
G Secure Trading Group, Inc. STG Secure Trading Group, Inc. Stifel, Nicolaus & C
ompany Incorporated Stifel, Nicolaus & Company Incorporated Stillpoint Wealth Ma
nagement, LLC Stinson Securities, LLC Stock Depot, Inc. Stock Traders Stock USA
Investments Stock USA Investments Stock USA Investments Stockcross Financial Ser
vices, Inc. Stockcross Financial Services, Inc. Stockcross Financial Services, I
nc. Stockcross Financial Services, Inc. Stoever, Glass & Co. Inc. Stoever, Glass
& Co., Inc. Stofan, Agazzi & Company, Inc. Stone & Youngberg LLC Stone Securiti
es Corp. Stonecastle Securities, LLC Stonehaven, LLC Stormharbour Securities LP
Strand Atkinson Williams & York, Inc. Strategas Research Partners, LLC Strategic
Capital Investments, LLC Strategic Financial Alliance (The) Stuart Frankel & Co
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curities, Inc Success Trade Securities, Inc. Success Trade Securities, Inc. Summ
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vices, Inc. Summit Capital Investment Group, Inc. Summit Equities, Inc. 6503
0352 0188 0443 0750 0226 0158 0226 0352 0052 0226 2436
CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS TFT
SSBS SSLL SSGM

5111 2950 0189 0189 0226 5641 6511 5100 6576
0189 0189 0226
CNS CNS CNS
0443
CNS
0443 0279 0158
CNS CNS CNS
STTR
STGB
STOV
STSS
SAKL
STGI
SZZI
VERN
STEP
STGR
STYO
SUMM
SPHN
STFL
STNE
SUMT
SEGI
TWPL
SCSS
SMPR
STGC
SPWM
STNH
SUMC
SLIN SFEI SALC FGIS SACM SAFS ITCC SALI FALK WPST
STIN SDPT SKTR SPTD SUSA QTRD STOX STOS STXF STXG
STHA ATKC STRS SCIL TSFA STFC STUD STUR TSCD STJT
SEMQ
0443 0226 0158 0419 0750 0279 0419 0750 0279 0052 0226 0443
0443 0750 0750 0750 0750 0750 0235 0443 0234 0234 0501 0793 0793
0750 0750 0750 0235 0443
CNS CNS CNS CNS CNS
0793 0793 0443 0103 0279 0234 0234 0445 0226
0750 0279 0234 0234 0234 0445 0226 0234 0445 6759 0443 0443 0161 0501 0235 0161
00 0235 0052 0052 0052 0443 0141 0234
6759 0141 0443 0226 0161 0235 0141 0161 0052 0443
TFT CNS CNS CNS CNS CNS CNS CNS CNS CNS
5435
2547
6654 0487 5953 6519 5990 5968 2955
0235
CNS
0141 0443 0234 0226
CNS CNS CNS CNS

Sumridge Partners, LLC Sun Life Assurance Co. of Canada (U.S.)/Columbia Funds Di
stribution Sun Life Assurance Co. of Canada (U.S.)/Sun Life Financial Investment
s (Bermuda) Ltd. Sun Life Assurance Company of Canada (US) Sun Life Assurance Co
mpany of Canada (US) Sun Life Assurance Company of Canada/Life Business Sun Life
Insurance & Annuity Co. of NY (U.S.)/Columbia Funds Distribution Sun Life Insur
ance & Annuity Co. of NY (U.S.)/Insurance Products Sun Life Insurance and Annuit
y Company of New York Sunamerica Annuity and Life Assurance Company Sunamerica A
nnuity and Life Assurance Company/DVFS SunAmerica Capital Services, Inc. SunAmer
ica Capital Services, Inc./Valic SunAmerica Life Insurance Company Sunamerica Se
curities, Inc. Sunbelt Securities, Inc. Sungard Institutional Brokerage Inc. Sun
gard Institutional Brokerage Inc. Sungard Institutional Brokerage Inc./Intermedi
ary Responses Sungard Institutional Brokerage, Inc. Sunrise Securities Corp Sunr
ise Securities Corp. Sunset Financial Services, Inc. Sunstate Equity Trading Sun
street Securities, LLC SunTrust Bank - DTC #2971 SunTrust Bank/401K Mutual Funds
Settlement SunTrust Capital Markets, Inc. SunTrust Investment Services, Inc. Su
nTrust Robinson Humphrey Inc SunTrust Securities, Inc. Superior Financial Servic
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Susquehanna Financial Group, LLC Susquehanna Financial Group, LLP Susquehanna Fi
xed Income, L.P. Sutter Securities Incorporated SVB Securities, Inc./A Non-Bank
Affiliate of Silicon Valley Bank SWBC Investment Services, LLC SWBT Securities,
Inc. Sweney, Cartwright & Company Sword Securities Corporation Symestra Investme
nt Services, Inc. Symetra Investment Services, Inc. Symetra Life Insurance Compa
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nc. Syndicated Capital, Inc. Syndicated Capital, Inc./PIA Funds Synergy Investme
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inney & Company, LLC SMRD 4644 0352 CNS T. Rowe Price Investment Services, Inc./S
ICAV Funds SICAV T. Rowe Price Retirement Plan Services, Inc. T.Rowe Price Inves
tment Services Inc./ T.Rowe Price Trust Company T.S Phillips Investments TAG Sec
urities, Inc. Taglich Brothers, Inc. Tahoe Fixed Income LLC Take Charge Financia
l Tanaka Funds, Inc. TBC Securities, LLC TCAdvisors Network, Inc. TCM Capital, I
nc. TCT Securities & Derivatives, LLC TCW Investment Management Company TD Ameri
trade Clearing, Inc. TD Ameritrade Trust Company TD Ameritrade Trust Company TD
Ameritrade, Inc. TD Professional Execution, Inc. TD Securities (USA) LLC TD Secu
rities (USA) LLC TD Securities (USA) LLC TD Securities (USA) LLC TD Waterhouse Norstar Securities/CDS TD Waterhouse Canada Inc. #2/CDS TD Waterhouse Canada In
c. #3 TD Waterhouse Canada Inc. #5/CDS TD Waterhouse Canada Inc. #6/ATP TD Water
house Canada Inc./CDS TD Waterhouse-ITG Canada/CDS Teachers Advisors, Inc. Teach
ers Advisors, Inc./Life Funds Teachers Insurance and Annuity Association of Amer
ica Teachers Insurance and Annuity Association of America/TIAA-CREF Life Teckmey
er Financial Services Tejas Securities Group, Inc. Tejas Securities Group, Inc.
Telemus Investment Brokers, LLC Templeton Sicav Funds/Franklin/Templeton Distrib
utors Inc. Terminus Securities, Inc. Terra Nova Financial, LLC Terra Nova Financ
ial, LLC Terra Nova Financial, LLC Teton Investment Partners, LLC TFS Derivative
s Corporation TGH Securities, Inc. The Bank of New York Mellon The Bank of New Y
ork Mellon /MIDCAP SPDRS The Bank of New York Mellon/ Mellon Trust of New Englan
d, National Association The Bank of New York Mellon/First Trust Exchange Traded
Funds The Bank of New York Mellon/Mellon Securities Trust Co. The Bank of New Yo
rk Mellon/RRZ Public Markets, Inc. The Bank of New York Mellon/Southtrust Bank o
f Alabama The MuniCenter, L.L.C The Princeridge Group LLC The Rockwell Financial
Group, Inc. 4911 7117 5907 TSPI TAGG TAGS TAFI TCFF TBCS TCAN TCMU TCTD 0141 023
4 0443 0750 5771 0309 0443 0750 6563 0188 5982 6566 0188 5062 0158 0158 0551 5061
21 5062 5036 5035 5668 5392 4693 0443 0750 0226 CNS CNS CNS CNS
4647 4518 6794 4649 4645 4646 4519 4516 4648 5596 5560 4507 SUNA SBLT SIBI 0226 0
443 6485 6495 0442 0226 0161 0234 0727 2971 2810 0226 0226 2482 0153 0235 0100 0551
1 0443 0226 0573 CNS CNS CNS
0443 0443
CNS CNS
FOMA
0188
CNS
TDAR PROX TDPA TDED TDSI TDNY NSIF GLII GLIR GLIP GLIS
0188 0226
CNS CNS
SUNB SNRC SUNR SSET JIMK SUST
5021
CNS
0226 0161 0226 0727
CNS CNS CNS CNS
RHCO SSIN STCM SFSI MESI SURG SUSQ SUFI SFGB SUSF SUTT SVBS SWBC SWTX SWEN SWRD
SFCO
0418 0226 2482 0235 0226 0551 0551 0551 0443
CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS
TFSL TEJS TSGI TIBS
5683 0235 0158 0158 0226
0235 0158 0158 0226
CNS CNS CNS CNS
0158
7027 0161 0427 4609 5161 0443 0443 5680 4881 0234 7224 0226 0443
0158 0226 0443 7027 0161 0443
TRMS TNIS TNIT TNPS TTON TFSV TGHS
5690 0727 0161 0161 0234 0234 0595 0901 2209
0727 0161 0161
CNS CNS CNS
0443
CNS
0954 0963 0904 RRZP SALA TMCC PRCO RFRC 6033 6523 0582 0443 0309 TFT TFT CNS CNS C
NS
SYMP SYCA
0443 0443
CNS CNS
SYNG CBTD TRWN
0226 0443
CNS CNS
0582 0443 0309

The Street, Inc. The Vertical Trading Group, LLC Themis Trading LLC ThinkEquity
Partners LLC Thinkorswim, Inc. ThinkorSwim, Inc. ThinkOrSwim, Inc. ThinkPanmure
LLC Thomas Group Capital Thomas McDonald Partners, LLC Thomas Weisel Partners LL
C Thompson Davis & Co., Inc. Thor Capital, LLC Thornburg Securities Corporation
Thornes & Associates, Inc. Investment Securities Thornton, Farish & Gauntt Thoro
ughbred Financial Services, LLC Thrivent Investment Management, Inc. Thrivent In
vestment Management, Inc. Thurston, Springer, Miller, Herd & Titak, Inc. TIAA-CR
EF Individual and Institutional Services, Inc. TIAA-CREF Individual and Institut
ional Services, LLC TIB The Independent Bankers Bank Ticondergoa Securities LLC
Ticondergoa Securities LLC Tiger Securities, LLC Timber Hill LLC Titan Trading S
ervices, LLC Titan Trading Services, LLC Titan Trading Services, LLC Title Secur
ities, Inc. TJM Investments, LLC TJM Investments, LLC Tobias Bros. Inc. Tocquevi
lle Securities, L.P. Todd & Company, Inc. Toll (William M.) Tonge (R.M.) Company
Torc Investments and Research LLC Torc Investments and Research LLC Torc Invest
ments and Research LLC Torc Investments and Research LLC Torc Investments and Re
search LLC Torc Investments and Research LLC Torc Investments and Research LLC T
orc Investments and Research LLC Torc Investments and Research LLC Torc Investme
nts and Research LLC Torrey Pines Securities, Inc. Touchstone Securities Inc. To
urmaline Partners, LLC Toussaint Capital Partners, LLC Tower Square Securities,
Inc. Tower Square Securities, Inc. Tower Square Securities, Inc./Metlife TPR Inv
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curities Corp. Track Data Securities Corporation Trade Center Securities Corp. T
rade Manage Capital, Inc. Tradebot Systems, Inc. TradeKing Tradeking Tradelink S
ecurities, LLC Tradelink Securities, LLC TSIB VGRP THEM VISR TOSI SWIM TOSM THNK
TSEC TMCD TWPT TDCO THRC 0750 8072 0443 0158 0234 0234 0234 0158 0158 0226 0443 0
rade-PMR, Inc. Tradeportal Securities, Inc. Traderfield Securities Traderight Se
curities Tradespot Markets, Inc. TradeStar Investments, Inc. TradeStation Securi
ties, Inc. Tradestation Securities, Inc. Tradewinds Financial Group, Incorporate
d Tradewire Securities LLC Tradewire Securities LLC Trading Partners, Inc. Tradi
ng Services Group Inc. Tradition Aisel Tradition Asiel Securities, Inc. Traditio
n Asiel Securities, Inc. Tradition Asiel Securities, Inc. Tradition Asiel Securi
ties, Inc. Transamerica Advisors Life Insurance Company Transamerica Advisors Li
fe Insurance Company of New York Transamerica Capital, Inc. Transamerica Capital
, Inc./Diversified Funds Transamerica Capital, Inc./Series Trust Funds Transamer
ica Financial Advisors, Inc. Transamerica Financial Advisors, Inc.//II Transamer
ica Financial Life Insurance Company Transamerica Financial Life Insurance Compa
ny / FL, NY Annuity Business Transamerica Financial Life Insurance Company / FL,
NY Life Business Transamerica Financial Life Insurance Company/KC NY Life Busin
ess Transamerica Financial Life Insurance Company/Retirement Division Transameri
ca Life Insurance Company /Life Business Transamerica Life Insurance Company/Div
ersified Investors Securities Corp Transamerica Life Insurance Company/Diversifi
ed Investors Securities Corp Transamerica Life Insurance Company/Retirement Divi
sion Transamerica Life Insurance Company/TLIAC Transatlantic Securities Company
Transcend Capital, L.P. Treasure Financial Corp. Trend Trader LLC Triad Advisors
, Inc. Triad Advisors, Inc. Triad Securities Corp Triad Securities Corp. Triangl
e Securities, LLC Tricor Financial, LLC Trident Partners Ltd. Trident Securities
Division of McDonald Investments Inc. Triune Capital Advisors, LLC Triune Capit
al Advisors, LLC Troika Dialog USA, Inc. Trubee, Collins & Co., Inc. Trust Compa
ny of America Trustcore Investments, Inc. Trustmark National Bank TPMR PORT TDFD
TRSL TSMI TSII TRAD FILL TRFI TWGR TWSE TPAT TSRV TFAS ASEL ASLB TRAS TASL 0750
0234 0158 0052 0234 0226 0271 0352 0158 0234 0443 0161 0161 0443 0370 0370 0443
5580 6739 6738 0285 0224 4561 4718 4719 4683 4680 4642 0750 0234 0052 0226 0271 0352
0158 0234 CNS CNS CNS CNS CNS CNS CNS CNS
0234
CNS
0158 0158 0141 0226 0443
CNS CNS CNS CNS CNS

TATA THFA TBRD AALC 7243 TMBI 0727 0638 CREF TIBD FORT REND TIGR TMBR SPIF TITN S
PKE DIRA TJMG TJMI TOBI TOCQ TODD TOLL TONG TORC TORK TORF TORM TORP TORV TORX T
ORA TORI TORQ TORY TOUR TCPX TRSQ
0141 6806 0226 0226
CNS TFT CNS CNS
0443 0370
CNS CNS
0226 0226 0309 0549 0234 0234 0234 7081 0501 0551 0158 0443 0158 0352 0161 0234
34 0284 0695 0695 0695 5711 0501 0443 0443 0354 0327 0226 0103 0501 0459 0459 023
83 0234 0234 0501 0551
0443 6412 0226 0226 0309 0549 0234 0234 7081
CNS TFT CNS CNS CNS CNS CNS CNS CNS
0158 0443 0158 0443 0161 0234
4738
4739 5768 4543 0408 0234 0279 0234 6430 0019 0158
0226
CNS
0443 0443
CNS CNS
TRNS TRSD TREA TORS TRID TIAB TIAD TRIN TCOR TRIP TRDT TRUM TRUN TRKA TRUB TMII
0234 0226 0019 0158 0141 0226 0141
TPRI TRAO TRAG TRAC DATA TDSC TCSC YAMN TRBT KRSG TKNG TRTR TRLN
0226
CNS
0141 0799 0234 0750 0443 5981
0234 0443 0141 0226
CNS CNS CNS CNS
0443 0234 0234
CNS CNS CNS
2852

Trustmont Financial Group, Inc. Tryco Securities, Inc. Tullett Liberty Securitie
s Inc. Tullett Liberty Securities, Inc. Turner (J.P.) & Co. LLC Turner (J.P.) &
Company, LLC Turningblock Capital, LLC Tweedy, Browne Company LLC Tweedy, Browne
Company LLC 21st Century Financial Services Twenty-First Securities Corporation
Two Sigma Securities, LLC TWS Financial, LLC U.S. Bancorp Investments Inc. U.S.
Bank N.A. U.S. Bank N.A./Municipal Securities Group U.S. Boston Capital Corp. U
.S. Brokerage, Inc. U.S. CA Securities LLC U.S. Clearing Corp./Execution Service
s U.S. Financial Investments, Inc U.S. Financial Investments, Inc U.S. Global In
vestors Funds U.S. Trading LLC UBS Financial Services INC of Puerto Rico UBS Fin
ancial Services Inc. UBS Financial Services Inc. UBS Global Asset Management (US
) Inc. UBS Global Asset Management (US), Inc./Offshore Funds UBS Global Asset Ma
nagement (US), Inc./Puerto Rico Fund UBS Global Asset Management/Group Trust Fun
ds UBS International, Inc. UBS Securities Canada Inc./CDS UBS Securities LLC UBS
Securities LLC UBS Securities, LLC UBS Securities, LLC UBS Securities, LLC UBS
Securities, LLC UBS Securities, LLC Uhlmann Price Securities, LLC Ultimus Fund D
istributors, LLC Ultimus Fund Distributors, LLC/Alphamark Investment Trust Ultim
us Fund Distributors, LLC/Berwyn Funds Ultimus Fund Distributors, LLC/CM Adviser
s Family of Funds Ultimus Fund Distributors, LLC/Davenport & Company Ultimus Fun
d Distributors, LLC/Flippin Bruce & Porter Funds Ultimus Fund Distributors, LLC/
Gardner Lewis Investment Trust Ultimus Fund Distributors, LLC/Government Street
Funds Ultimus Fund Distributors, LLC/Hussman Strategic Growth Fund Ultimus Fund
Distributors, LLC/Jamestown Funds Ultimus Fund Distributors, LLC/NCM Capital Inv
estment Trust Ultimus Fund Distributors, LLC/Papp Investment Trust Ultimus Fund
Distributors, LLC/Piedmont Investment Trust CFGM TRCO PATR TULL JPTC JPTS TBLK T
WEE TWFS TFSC SOHO TWSF FBSB 0727 0279 0624 0234 0158 0234 0501 0352 5488 0352 0161
280 2803 0727 0279 0624 0158 0234 0352 0188 0352 0234 0280 CNS CNS CNS CNS CNS CNS CN
NS CNS TFT Ultimus Fund Distributors, LLC/PMFM Investment Trust Ultimus Fund Dis
tributors, LLC/Profit Funds Investment Trust Ultimus Fund Distributors, LLC/Schw
artz Investment Trust Ultimus Fund Distributors, LLC/Stralem Funds Ultimus Fund
Distributors, LLC/TFS Capital Investment Trust Ultimus Fund Distributors, LLC/Th
e GKM Funds Ultimus Fund Distributors, LLC/The RAM Funds Ultimus Fund Distributo
rs, LLC/The Veracity Funds Ultralat Corporation UMB Bank N.A./UMB Scout Brokerag
e Services UMB Bank National Association UMB Bank, N.A. UMB Distribution Service
s, LLC/Alerian MLP Funds UMB Distribution Services, LLC/Comerica Collective Inve
stment Funds UMB Distribution Services, LLC/Commonwealth International Series Tr
ust UMB Distribution Services, LLC/Grand DS/Investment Managers Series Trust UMB
Distribution Services, LLC/Green Century Funds UMB Distribution Services, LLC/L
otsoff Capital Management Micro Cap Fund UMB Distribution Services, LLC/Marsico
Investment Funds UMB Distribution Services, LLC/Nakoma Absolute Return Fund UMB
Distribution Services, LLC/Stewart Capital Advisors UMB Distribution Services, L
LC/UMB Scout Funds UMB Distribution Services, LLC/Wasatch Advisors Fund Inc. UMB
Distribution Services, LLC/Westport Funds UMB Fund Services LLC/Giant 5 Funds U
nibanco Securities Inc Unicredit Capital Markets, Inc. Unified Financial Securit
ies, Inc. Unified Financial Securities, Inc. FBO James Advantage Funds Unified F
inancial Securities, Inc./3 to 1 Fund Unified Financial Securities, Inc./API Tru
st Fund Unified Financial Securities, Inc./Appleseed Fund Unified Financial Secu
rities, Inc./Auer Growth Funds Unified Financial Securities, Inc./Becker Value F
unds Unified Financial Securities, Inc./Crawford Funds Unified Financial Securit
ies, Inc./Dean Family of Funds Unified Financial Securities, Inc./Dreman Fund Un
ified Financial Securities, Inc./Eastern Point Advisors Funds Trust Unified Fina
ncial Securities, Inc./FBO 6692 6593 5830 5639 5430 5558 5640 6535 ULAT 5988 245
1 2450 5116 0443 CNS
CMMB USDB USCA QRCE USFI USFB USTC PWPR PWJC PTFI 4919 0279 0226 0543 0595 5442 0234
6729 0279 0226 0226 0595 0234 0221 0221
TFT CNS CNS CNS CNS CNS CNS CNS
UMBI
2451
TFT
5943
0221 0221 5795 6510 5593 5603 0221 5017 0642 0642 0642 0642 0642 0642 0642 0235 583
5605 5730 5567 5733 5888 5732 5479 5490 5409 5114 6595
4878 4985 6676 5841 5728 5897 6599 4854 5773 5598 6534 UNIB BVCM 0443 4965 5613 5
285 4972 5286 5290 5291 5296 4927 5418 0443 0443 CNS CNS
UBII BUNT UBSW UBSB UBSC UBSG UBSS UBST UBSX UHLM
0221 0642
CNS CNS
4975 5287

Alta Trust Unified Financial Securities, Inc./FBO Roosevelt Funds Unified Financ
ial Securities, Inc./Geier Funds Unified Financial Securities, Inc./Golub Group
Unified Financial Securities, Inc./Hirtle Callaghan Trust Unified Financial Secu
rities, Inc./Huntington Fund Unified Financial Securities, Inc./Iron Funds Unifi
ed Financial Securities, Inc./Jones Villlata Opportunity Fund Unified Financial
Securities, Inc./Leeb Focus Funds Unified Financial Securities, Inc./LS Opportun
ity Fund Unified Financial Securities, Inc./Marathon Funds Unified Financial Sec
urities, Inc./Mirzam Funds Unified Financial Securities, Inc./Penn Street Funds
Unified Financial Securities, Inc./Pinnacle Collective Trust Unified Financial S
ecurities, Inc./Symons Funds Unified Financial Securities, Inc./TEAM Financial U
nified Financial Securities, Inc./Timothy Plan Funds Unified Financial Securitie
s, Inc./Toreador Funds Unified Trust Company, National Association Union Bank an
d Trust Company Nebraska Union Bank N.A. Union Bank N.A. Union Capital Company U
nion Securities Ltd. (Canada) Union Security Insurance Company Unionbanc Investm
ent Services, LLC United Bankers Bank United Brokerage Services, Inc. United Cap
ital Markets, Inc. United Equity Securities, LLC United Planners Financial Servi
ces of America United Planners Financial Services of America United States Life
Insurance Company in the City of New York (The) Universal Life Insurance Company
Univest Securities, Inc. UNX, Inc. UNX, Inc. UNX, Inc. UNX, Inc. Upromise Inves
tments, Inc. Upromise Investments, Inc./Phoenix Platform Account US Securities I
nternational Corp. USAA Investment Management Co. USAA Investment Management Com
pany USI Securities, Inc. Uvest Financial Services Group, Inc. Uvest Financial S
ervices Group, Inc. Valdes & Moreno, Inc. Valley Forge Asset Management Corporat
ion 4725 5294 5306 6574 5832 5301 5295 5302 5380 5303 5305 5902 5356 5307 5408 6
518 5308 5983 2067 UBOC IVOL USLF MKTI UBKR UBSI UCMI PFML UPLN 2145 0235 5077 454
4 6728 2851 0235 TFT CNS Valley National Investments, Inc. Valmark Securities, In
c. Valmark Securities, Inc. Valores Finamax International, Inc. Value Line, Inc.
Van Clemens & Co., Inc. Van Eck Sec Corp/VIP Trust Van Eck Securities Corporati
on Van Kampen Funds, Inc. Vanderbilt Securities, LLC Vandham Securities Corp. Va
ndham Securities Corp. Vanguard Capital Vanguard Fiduciary Trust Company Vanguar
d Marketing Corp./Vanguard Investments Series PLC Funds Vanguard Marketing Corpo
ration Vanguard Marketing Corporation Vantage Investments VanthedgePoint Securit
ies, LLC Variable Annuity Life Insurance Company (The) Variant Research Corporat
ion Vasiliou & Company Inc. Vaughan & Co. Securities, Inc. VBC Securities VCG Se
curities LLC VCM Securities, LLC Vector Partners, L.P. Vectormex WMG, Inc. Verit
as Securities Corp. Vertical Management Systems, Inc./TPA Vertical Trading Group
, LLC (The) Vest (H.D.) Investment Securities, Inc. VFG Securities, LLC vFinance
Investments, Inc. Vfinance Investments, Inc. Vianet Direct, Inc. Viewpoint Secu
rities, LLC Viewtrade Securities, Inc. ViewTrade Securities, Inc. Viewtrade Secu
rities, Inc. Vining-Sparks IBG, L.P. Virtu Financial BD LLC Vision Brokerage Ser
vices, LLC Vision Financial Markets LLC Vision Investment Services, Inc. Vista S
ecurities, Inc. VP Distributors, Inc VSR Financial Servcies, Inc. VSR Financial
Services, Inc. VT Brokers, LLC W.D. Latimer Company LTD./CDS W.H. Reaves & Co.,
Inc W.R. Hambrecht + Co., LLC W.R. Hambrecht + Co., LLC W.R. Hambrecht + Co., LL
C W.R. Taylor & Company, LLC Wachovia Securities Financial Network, LLC Wachtel
& Co., Inc. Waddell & Reed, Inc. Waddell & Reed, Inc. Wade (G.W.) Asset Manageme
nt Company, Inc. Wainwright (H.C.) & Co., Inc. Walker Rose, Inc. Wall Street Acc
ess Wall Street Access Wall Street Access Wall Street Advisor Services, LLC VALI
VALM FINA VCLM 0235 0121 0352 5827 0279 4977 5524 0692 0161 0161 0443 5972 4996 0062
5772 0234 0234 6455 0352 0352 0226 0235 CNS CNS
0279
CNS
VKMI VBLT VNDM VNDX VCAP
0692 0443 0161 0161 0443
CNS CNS CNS CNS CNS

VGRD VTIS VHPA
0062
CNS
0234 0352 0352 0443 0158 0158 0443 0352 0352
CNS
VARI VASL VCSI VBCS VANQ VCMS VCTR VMEX VRTA
0158 0352 0352 0100 7122 0161 0268 0750 0052 0226 0161 0234 0234 0234 0019 0063
5517 2615 0141 0551 5078 0443 0443 0234 0551 0750 0141 0709 0687 4879
VERT VFGS VFNL VFIN VNET VWPT VIEW VTDT VTRD VSLP VRTU VBSL VSIN VISI VSTS
0161 0750 0052 0226 0161 0234 0234 6043
CNS CNS CNS CNS CNS CNS CNS TFT
0443 0443 6008 4531 6497 0158 0501 0501 0501 0501 5704 5670
6728 6732 0141 0443 0226 0443
TFT TFT CNS CNS CNS CNS
0595 0443 0279
CNS CNS CNS
UNIV UNEX UNXD UNXT UNXU
VSRF BIAD WDLF REAV HAMR HAMC HESM WRTC FNET WACL
0141
CNS
0443 0235
CNS CNS
0750 0141 0709
CNS CNS TFT
USIC USAA
0367 5935
0226 0367 0226 0443 0309 0443
CNS CNS
USIS UVST TORO VLYF
0443 0603 0309

CNS CNS CNS CNS
GWWD HCWT ROSE WABR WSAP WSAX
0226 0158 0501 0443 0501 0501 0626
CNS
0443 0501
CNS CNS

Wall Street Electronica, Inc. Wall Street Financial Group Wall Street Management
Corporation Wall Street Money Center Corp. Wallace R. Weitz & Company Wallach B
eth Capital LLC Wallstreet E Financial Services Inc. Wallstreet E Financial Serv
ices Inc. Walnut Street Securities Walnut Street Securities Walthausen & Co LLC
Wang Investment Associates, Inc. Wang Investment Associates, Inc. Wang Investmen
t Associates, Inc. Ward (K.C.) Financial Ward's Financial Services, Inc. Warner
Group Inc. (The) Warren D. Nadel & Company Washington Analysis Corporation Washi
ngton Securities Corporation Waterford Investors Services, Inc. Watermark Securi
ties Inc. Watermill Institutional Trading, LLC Waterstone Financial Group, Inc W
aterstone Financial Group, Inc. Watkins Financial Services, Inc. Watley (A.B.) D
irect, Inc. Waveland Capital Partners LLC Wayne Hummer Investments LLC Wayne Hum
mer Investments LLC WBB Securities, LLC Wealth Monitors Inc. Weaver Tidwell Capi
tal, LLC Weber & Company, Inc. Weckstein (D.) & Co., Inc. Wedbush Morgan Securit
ies, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbus
h Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securit
ies, Inc. Wedbush Morgan Securities, Inc. WSET WSFG WSMC WAMC WBET WSEI WNUT 054
3 0226 0750 5769 0158 0052 0052 0443 0533 5595 0279 0234 0234 0052 0727 0235 023
0158 0501 0075 0727 0750 0234 0141 0196 0226 0352 0309 0727 0234 0103 0103 0103
3 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103
3 0103 0234 0234 0330 0352 0355 0442 0442 0442 0442 0543 0226 0443 CNS CNS CNS
Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc.
Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan
Securities, Inc. Wedbush Securities Inc. Wedbush Securities Inc. Wedbush Securit
ies Inc. Wedbush Securities Inc./Stock Loan Wedbush Securities, Inc. Wedbush Sec
urities, Inc. Wedbush Securities, Inc. Wedge Securities, LLC Wedgewood Partners,
Inc. Wedush Securities Inc. Wedush Securities Inc. Wedush Securities Inc. Wedus
h Securities Inc. Wedush Securities Inc. Weeden & Co. L.P. Wegener Investment Tr
ust Weil Company, Inc. (The) Weller, Anderson & Co., Ltd. Wellington Shields & C
o LLC Wellington Trust Company, N.A. Wellington West Capital Markets (USA) Inc.
Wells Fargo Advisors, LLC Wells Fargo Advisors, LLC/WFI Wells Fargo Bank, N.A. W
ells Fargo Bank, N.A./SIG Wells Fargo Bank, N.A./Wachovia Wells Fargo Bank, NA T
R Recordkeeping Group Wells Fargo Bank, National Association Wells Fargo Brokera
ge Services, LLC Wells Fargo Funds Distributor, LLC Wells Fargo Funds Distributo
r, LLC/Wells Fargo(Lux) Worldwide Wells Fargo Institutional Securities, LLC Well
s Fargo Securities, LLC Wells Fargo Securities, LLC Wells Fargo Securities, LLC
Wells Fargo Securities, LLC/Wells Fargo Securities Safekeeping Wells Nelson & As
sociates, LLC Wentworth Securities, Inc. Wesbanco Securities, Inc. Wescorp Inves
tment Services, LLC West America Securities Corp. Westchester Capital Management
, Inc. Western Equity Group, Inc. Western Financial Corporation Western Internat
ional Securities, Inc. Western International Securities, Inc. Western National L
ife Insurance Company Western National Life Insurance Company/Sun America Amaril
lo Western Pacific Securities, Inc. Western Reserve Life Co. of Ohio/Annuity Bus
iness Western Southern Life Assurance Company Westhoff Cone & Holmstedt Westlake
Securities WestLB Securities, Inc. Weston Securities Corporation Westor Capital
Group, Inc. Westpark Capital, Inc. WMAE WEDL WEDM WMLS LIFW WMSS WEDB WMVS WMLK
WEDY WMDR WMQT WDGE WGWD WMPR WMFO WMLB WMLM WMFC WEED WEIL WACC WESC 0442 0501 0
501 0512 0695 0695 0103 0103 0512 5166 0103 0103 0103 0443 0161 0330 0501 0501
52 0141 6517 5008 7360 0733 6766 2072 0929 2195 2027 0250 5576 5936 WFIS WCHV WELX W
FGO 0250 0250 0250 0352 0025 WELL WWTH CBII WCIS WUSA WEGP WEFI WISI 0309 0750 0727 07
50 6601 0235 0103 0352 0635 4623 4664 0750 4692 4614 WCAH WSLK WLBP WESX WPCC 0234 517
7 5737 0234 0052 0279 0234 CNS CNS 0727 0443 CNS CNS CNS 0250 0250 CNS CNS
0052 0443
CNS CNS
0103
CNS
WANG
WAVD
WEDT
WMSR
SOGO
WAYN
WEDX
WMSW
WIAI
WBBC
WEDZ
WMSX
KCWF
WTHM
WESG
GNSM
WARF
WEAV
WISG
WMQP
WRGR
WEBR
WIST
WMLF
NADL
WECK
WLSC
WEDJ
WALC
WEDN
WLTT
WEDE
WSCC
WEDO
WMAQ
WMAA
0279
CNS
0052 0727 0235 0235 0161 0235 0235
0158
CNS
0161 0352 0279 0141
CNS CNS CNS CNS
0226 0141 0226 0309
CNS CNS CNS CNS
WWCM RAGN WBNA
0733 2072
CNS CNS
0103 0103 0103
CNS CNS CNS
NORW
0250
CNS
0235 0103 0352
CNS CNS CNS
WEPA
WTRI
WEDS
WMBQ
WMAB
WZSC
IBKW
WMGN
WMAC
WMLL WFGP DRAS SALT HLTN

HBIQ SCTT WEDG WEDK WEDP
WMGT WMMO WMRA WMSH WMSN
WMAD
0234 0052
CNS CNS

Westport Capital Markets, LLC Westport Resources Investment Services, Inc. Westr
ock Advisors, Inc. Westrock Capital Management, Inc. WFG Investments, Inc. WFP S
ecurities WG Trading Company, Ltd Partnership Wharton Equity Corporation Whipple
(J.N.) Inc. Whitaker Securities, LLC Whitaker Securities, LLC White Cap Trading
, LLC White Mountain Capital, LLC White Pacific Securities, Inc. White Pacific S
ecurities, Inc. White Pacific Securities, Inc. Whitehall-Parker Securities, Inc.
Whitestone Securities Inc. Whiteweld Trading, LLC Whitman (M.J.) & Co., Inc. Wh
itman (M.J.), LLC Whitney National Bank WIC Corp. Wilbanks Securities, Inc. Wile
y Bros.-Aintree Capital, LLC Williams Capital Group, L.P. (The) Williams Trading
, LLC Wilmington Brokerage Services Company Wilmington Brokerage Services Compan
y Wilmington Capital Securities, LLC Wilmington Trust Company Wilmington Trust C
ompany Wilmington Trust Company/Wilmington Trust Retirement & Institutional Serv
ices Company Wilson-Davis & Co., Inc. Wilson-Davis & Company, Inc. Winchester Gr
oup Inc. Windham Financial Services Inc. Windsor Sheffield & Company, Inc. Wine
(D.E.) Investments, Inc. Winebrenner Capital Partner LLC Winslow, Evans & Crocke
r Inc. Winslow, Evans & Crocker Inc. Wireless Fund Wisconsin Discount Securities
Corp. Witenberg Investment Companies, Inc. WJB Capital Group, Inc. WJB Capital
Group, Inc. WM Financial Services, Inc. WM Financial Services, Inc. Wm Smith & C
o. Wolf A. Popper, Inc. Wolfe & Hurst Bond Brokers, Inc. Wolfe & Hurst Bond Brok
ers, Inc.-Muni Division Wolverine Execution Services LLC Wolverine Execution Ser
vices LLC Wolverton Securities (USA), Ltd. Wolverton Securities Ltd./CDS Woodbur
y Financial Services, Inc. Woodlands Securities Corp. Woodlawn Advisors, LLC Woo
dmen Financial Services, Inc. Woodstock Financial Group Inc. Woori Investment &
Securities America, Inc. Worden Capital Management, LLC Workman Securities Corp.
World Choice Securities, Inc. WCMS WRIS WROC WSRK WMBU WFPS WGTG WHAE JNWS WTKR
WTSC CAPS WMCL WPSI WPAC WHPA QWER HITE WWLD MJWH WTNY WHIT WILB WBRO WLMS WTCO
BALE WBSC WCSC 0352 0443 0750 0226 0279 0501 0352 0443 0226 0750 0226 0279 0158
CNS CNS CNS CNS CNS CNS CNS CNS World Equity Group Inc. World Equity Group, Inc.
World Group Securities, Inc. World Trade Financial Corporation World Trade Fina
ncial Corporation WRP Investments, Inc. Wulff Hansen & Co. Wunderlich Securities
, Inc. Wunderlich Securities, Inc. Wunderlich Securities, Inc. Wunderlich Securi
ties, Inc. Wynston Hill Capital,LLC Wyser-Pratte & Co., Inc. XATS, Inc. XCU Capi
tal Corp. Xtent Financial Group, Inc. YieldQuest Securities, LLC YieldQuest Secu
rities, LLC York Securities, Inc. Young Stovall & Company Zacks & Company Zecco
Trading, Inc Zeus Securities, Inc Ziegler (B.C.) & Company Ziegler (B.C.) and Co
mpany Zions Direct, Inc. Zions Direct, Inc. Zions First National Bank ZIV Invest
ment Co. Zoullas (N.B.) Securities, Inc. WEGI 0235 0460 0729 0052 0052 4312 0141 022
6 0235 0926 0235 0158 0052 0443 0234 5548 0158 0235 0352 0234 0309 0443 0753 006
352 0235 CNS
WORL WORX WHCO WUND FUND WUNR EXTF WYSE XATS EXCU XTFG YQST YOSE YOST ZACK ZECO
ZEUS BCZC ZION ZDNF ZFNB ZIVI ZOUL
0052 0052 5226 0141 0226 0235 0235 0158 0052 0443 0141
CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS CNS
0234 0443 0501 0158 0234 0235 0234 0647 0352 5829 0279 0235 0443 0443 0501 0226
0226 0158 0234 0235 0443 0234 0352 6414 0279 0235 0443 0050 0226 0226 0235
CNS CNS CNS CNS CNS CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS
0235 0352 0234 0234 0443 0065 0226 2104 8082
CNS CNS CNS CNS CNS CNS CNS TFT CNS
WDCO WDAC WINC WFSI WISC WINE WCAP WYNS
0068 0283 0279 0226 0352 0279 0750 0443 0332 6683 0279 0501 0019 0019 4310 0019 02
0279 0226 0352 0226 0279 0750 0443
WIDS WITE WJBX WJBI MRPH WSSS WAPS
0279 0019 0226
CNS CNS CNS
WOHU WEXI WEXX WTOU WTOF WODL WDLN RDNK LGSA WORD WSCX WCSO
6998 0501 0501 0052 5079 0510 0161 6004 0279 0052 0235 0052
CNS
0052
CNS
0279 0161 0279 0443 0235 0052

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Alphabetical Reference January 2011

Alphabetical Reference January 2011

Alphabetical Reference January 2011

CNS CNS CNS

Alphabetical Reference January 2011

Alphabetical Reference January 2011

Alphabetical Reference January 2011

CNS CNS CNS TFT

Alphabetical Reference January 2011

0052 0352 0352 0279 0352 0438 0438

Alphabetical Reference January 2011

CMMW WACX CSII

COSC COWN COWP COYL CPCG CHLM CRED CRAG

Alphabetical Reference January 2011

DBPC DBIB DBKS

CNS CNS CNS CNS CNS CNS CNS

Alphabetical Reference January 2011

Alphabetical Reference January 2011

FKSC FLSD FLSC FMCO FSMG

Alphabetical Reference January 2011

Alphabetical Reference January 2011

Alphabetical Reference January 2011

GREA GPSS MAVB GRCF

Alphabetical Reference January 2011

CNS CNS CNS

Alphabetical Reference January 2011

Alphabetical Reference January 2011

Alphabetical Reference January 2011

CNS CNS CNS CNS CNS CNS

0443 0443 0235 0235

Alphabetical Reference January 2011

LINQ LINK LINX LPCO LIQD LQNT LTLI

Alphabetical Reference January 2011

0161 0226 0443 0235

Alphabetical Reference January 2011

MGIS MHAF MICG MSIM MACC

Alphabetical Reference January 2011

Alphabetical Reference January 2011

0234 0750 0052 0443 0234 0352 0141

Alphabetical Reference January 2011

4900 0226 0443 0019 0352 0727 0171 4590 0443

Alphabetical Reference January 2011

Alphabetical Reference January 2011

4538 0234 5075 0161 5027 5027 0234 0235 4925

Alphabetical Reference January 2011

27 5741 5421 4922 5945 5353

Alphabetical Reference January 2011

Alphabetical Reference January 2011

Alphabetical Reference January 2011

Alphabetical Reference January 2011

Alphabetical Reference January 2011

SSBS SSLL SSGM

Alphabetical Reference January 2011

Alphabetical Reference January 2011