Risk Based Inspection
Risk Based Inspection
Risk Based Inspection
Philip Derfler
Assistant Administrator, Office of Policy, Program and Employee Development
Purpose of Inspection
Traditional Approach
ò Designed to find problems if they occur
Risk-Based Approach
ò Designed to find problems that occur
ò Designed to anticipate problems, thereby minimizing risk
Deployment of Resources
Traditional
ò Based on what needs to be done
Inspecting carcasses
ò
ò Making inspection once per plant per shift
Risk-Based
ò Align resources also with level of risk:
ò Significance of effects
Role of Data
Assess risk:
ò Public health risk posed by different types of products
ò Significance of risks
ò Plant performance history
ò Approximate volume of various types of products
Work to Be Done
Traditional
ò Perform assigned procedures
ò Under HACCP, 70% food safety and 30% other procedures
Risk-Based
ò Varies based on risk
ò Basic procedures
Role of Data
Data will guide:
ò How to appropriately assess performance
Role of Data
ò Identify plants where problems may be developing
ò Develop and maintain performance standards
Role of Data
ò Data on results needs to be available to inspection personnel on a timely basis
ò Develop tools to help in analysis of data
Role of Data
ò Enable inspection personnel and analysts to identify plant trends and potential
emerging public health issues
ò Help FSIS to identify parameters that will signal a trend
Role of Data
ò Determine extent of plant’s attention to food defense matters
ò Results of FSIS verification activities
Role of Data
ò Assess risks that products are subject to in commerce
ò Determine conditions and regulatory history of facilities that handle products