Heart 2
Heart 2
Heart 2
CARDIOVASCULAR
ULTRASOUND
RESEARCH
Open Access
Abstract
Background: Cardiac shock wave therapy (CSWT) improves cardiac function in patients with severe coronary artery
disease (CAD). We aimed to evaluate the clinical outcomes of a new CSWT treatment regimen.
Methods: The 55 patients with severe CAD were randomly divided into 3 treatment groups. The control group
(n = 14) received only medical therapy. In group A (n = 20), CSWT was performed 3 times within 3 months. In
group B (n = 21), patients underwent 3 CSWT sessions/week, and 9 treatment sessions were completed within
1 month. Primary outcome measurement was 6-minute walk test (6MWT). Other measurements were also evaluated.
Results: The 6MWT, CCS grading of angina, dosage of nitroglycerin, NYHA classification, and SAQ scores were
improved in group A and B compared to control group.
Conclusions: A CSWT protocol with 1 month treatment duration showed similar therapeutic efficacy compared to a
protocol of 3 months duration.
Clinical trial registry: We have registered on ClinicalTrials.gov, the protocol ID is CSWT IN CHINA.
Keywords: Coronary artery disease, Angina pectoris, Myocardial ischemia, Cardiac shock wave therapy
Background
The most common treatments for coronary artery disease
(CAD) are medications combined with percutaneous coronary intervention (PCI) and coronary artery bypass graft
surgery (CABG). While PCI and CABG are not without
risks, overall results are satisfactory in patients who are
suitable candidates. However, the prognosis for patients
with refractory angina who are not candidates for PCI or
CABG is poor as maximal medical therapy is ineffective in
a large portion of these patients [1,2].
Shock wave (SW) therapy has been used successfully
to treat renal calculi (lithotripsy) and for a number of
orthopedic disorders [3,4]. Recently, experiments have
shown that SWs with energy output at approximately
* Correspondence: [email protected]
1
Department of Cardiology, 1st Hospital of Kunming Medical University,
Kunming, Yunnan, PRC
6
Department of Cardiology, Cardiovascular Center, 1st Hospital of Kunming
Medical University, No.259, Xichang Road, Kunming, Yunnan 650032, PRC
Full list of author information is available at the end of the article
10 % of what is used for lithotripsy can promote neovascularization of cardiac tissue [5,6]. Subsequent clinical
studies have shown that cardiac shock wave therapy
(CSWT) can significantly improve cardiac function in
patients with severe CAD and refractory angina who are
not candidates for PCI or CABG [7-15]. One study that
treated 24 patients with ischemic heart failure and a left
ventricular ejection fraction (LVEF) < 40 % with CSWT
demonstrated that the treatment significantly improved
the cardiac functions assayed [9].
Though the results of CSWT for treating ischemic
heart disease are encouraging, current protocol demands
a treatment duration of three months. A one month
protocol has not previously been developed, but a
shorter protocol would save time and cost, produce better compliance, and might be a more suitable protocol
than a three month protocol in China. Thus, the purpose of this prospective study was to evaluate the clinical
outcome of a 1 month treatment regime as compared to
the standard 3 month treatment regimen as well as to
2012 Wang et al.; licensee BioMed Central Ltd. This is an Open Access article distributed under the terms of the Creative
Commons Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and
reproduction in any medium, provided the original work is properly cited.
Initially, consecutive patients who met the inclusion criteria were randomly divided into the regimen A treatment group and the regimen B treatment group. After
three months, the additional group, a control group, was
added and subsequent patients were randomly added to
the regimen A and B groups and the control group.
Patients in the three groups were enrolled by a physician
who was familiar with patients conditions, and that
physician drew lots to divide the patients into the different groups. The experimental grouping was blinded to
both the physicians who were responsible for treatment
Page 2 of 10
and follow-up and to the patients themselves. The majority of patients with coronary heart disease in this
study had severe symptoms so that they had a strong desire to receive CSWT. Therefore, we pre-set a smaller
sample size for the control group and the sample size
for this group was limited to no more than 15 patients.
The control group did not receive CSWT. The treatment protocol of group A followed the recommended
protocol developed by Tohoku University of Japan with
respect to the shockwave output and the number of
shots delivered to each spot and the protocol developed
by the University of Essen, Germany [10,11]. In group A,
a sequence of 1 week treatment followed by three weeks
rest was repeated 3 times. During each treatment week,
CSWT was performed on days 1, 3 and 5, one session
each day. The total duration of treatment was 3 months,
thus patients received a total of 9 CSWT treatment sessions. In group B, a modified CSWT treatment schedule
was adopted. Patients underwent 3 CSWT sessions/
week, and the 9 treatment sessions were completed
within 1 month. During follow-up, if the patient exhibited no observable lessening of myocardial ischemia, 14
treatment courses were repeated.
Examinations before treatment
Page 3 of 10
Figure 1 Imaging methods. (A) Amplitude of regional myocardial motion was the range of motion measured using M-type echocardiography.
(B) PSSR was the measurement of the peak systolic strain rate using tissue Doppler imaging.
of authors of this paper carried out the PSSR measurement for all the patients during the entire follow-up
period. However, that author did not know the treatment of each patient. Before this study, that author conducted a preliminary study on the feasibility and
repeatability of PSSR measurement of all 16 segments of
the left ventricle and the results showed no statistically
significant difference (P > 0.05). Before CSWT treatment, radionuclide imaging and stress echocardiography
were used to locate the ischemic segments in each patient. These segments might be the middle or the apical
segment of interventricular septum, or the lateral basal
segment. The PSSR was measured in the specific ischemic segments.
Resting and dobutamine stress myocardial perfusion
imaging (MPI)
Page 4 of 10
Results
A total of 55 patients who met the inclusion criteria
were enrolled. Patient characteristics are summarized in
Table 1. The 55 patients were randomly divided into one
control group (n = 14) and two treatment groups: treatment group A (n = 20) and group B (n = 21). The mean
age in the control group, group A, and group B was 67.9
7.8 years, 62.7 12.0 years, and 64.1 9.8 years, respectively with no significant difference. The only significant difference between the groups was disease history
(P = 0.006). In the control group, all patients completed
follow-up until 12 months. One patient experienced a
recurrent AMI at the 3-month follow-up and underwent
emergency PCI. In group A, 20 patients completed the
6-month follow-up and 19 completed the 12-month follow-up. One patient died from malignant arrhythmias
which induced sudden cardiac arrest after the 6-month
follow-up and 1 patient underwent PCI after the 6month follow-up due to aggravated angina. In group B,
21 patients completed the 6-month follow-up and 10
patients completed the 12-month follow-up. One patient
underwent PCI after the 6-month follow-up due to
aggravated angina. Thus, 39 patients (19 in group A and
10 in group B) completed CSWT treatment and
12 months follow-up without heart failure, syncope, palpitations, breathing difficulty, bleeding, embolism, or
shock.
There were no significant differences in myocardial
enzymes or indicators of liver and kidney function between groups A and B before CSWT, or after the third
and ninth treatment (P > 0.05). Premature ventricular
contractions (PVCs) occurred in 4 cases in group A and
2 cases in group B during CSWT, but these did not
affect blood pressure, heart rate, or oxygen saturation.
The PVCs did not occur again during the following
weeks of treatment. Three patients in group A experienced chest pain during the treatment of the ventricular
septum and the apical segment, and it was relieved after
the shock wave energy was reduced to 0.075-0.06 mJ/
mm2. Those patients were then treated with the same
lower energy, and chest pain did not occur again.
Table 2 shows the comparison of CCS grade, SAQ
score, 6MWT, nitroglycerin dosage, and NYHA classification of the groups 0, 3, 6, and 12 months after treatment. Within-group comparisons (compared with
month 0) revealed the mean CCS was significantly
decreased in both groups A and B from month 3 to
month 12. In the control group, mean CCS was only significantly decreased at month 6 as compared with
month 0. The mean SAQ score at month 6 and month
12 in group A and at months 3, 6, and 12 in group B
Page 5 of 10
Group A (n = 20)
Group B (n = 21)
67.9 7.8
62.7 12.0
64.1 9.8
0.337
12 (85.7)
18 (90)
17 (81)
0.882
BMI, kg/m2
24.0 3.2
24.5 2.8
23.4 2.7
0.513
3 (2, 5)
4 (2.0 , 7.8)
2 (1 , 2)
0.006*
Smokers
6 (42.9)
7 (35.0)
9 (42.9)
0.884
Underwent stenting
11 (78.6)
14 (70)
9 (42.9)
0.080
Essential hypertension
10 (71.4)
13 (65.0)
16 (76.2)
0.708
Diabetes mellitus
4 (28.6)
7 (35.0)
4 (19.0)
0.553
Comorbid conditions
Hyperlipidemia
6 (42.9)
4 (20.0)
4 (19.0)
0.259
COPD
1 (7.1)
0 (0)
0 (0)
NA
0 (0)
1 (5.0)
2 (9.5)
NA
Atrial fibrillation
0 (0)
1 (5.0)
0 (0)
NA
Ulcerative colitis
0 (0)
0 (0)
1 (4.8)
Condition
NA
0.383
2 (14.3)
0 (0)
0 (0)
8 (57.1)
13 (65.0)
14 (66.7)
4 (28.6)
7 (35.0)
7 (33.3)
Anti-platelet agents
9 (64.3)
11 (55.0)
14 (66.7)
0.774
Aspirin
12 (85.7)
17 (85.0)
19 (90.5)
0.883
Medical therapy
7 (50.0)
7 (35.0)
8 (38.1)
0.732
1 (7.1)
4 (20.0)
4 (19.0)
0.659
-blockers
13 (92.9)
18 (90.0)
18 (85.7)
0.872
4 (28.6)
6 (30.0)
11 (52.4)
0.281
Statin
13 (92.9)
18 (90.0)
17 (81.0)
0.675
Nitrates
4 (28.6)
8 (40.0)
9 (42.9)
0.727
Diuretics
2 (14.3)
3 (15.0)
3 (14.3)
1.000
3 (21.4)
2 (10.0)
3 (14.3)
0.648
Insulin
2 (14.3)
2 (10.0)
1 (4.8)
0.623
1 (7.1)
0 (0)
0 (0)
NA
Once
4 (28.6)
2 (10)
2 (9.5)
Twice
1 (7.1)
1 (5)
1 (4.8)
Thrice
1 (7.1)
1 (5)
0 (0)
Mortality
0 (0)
1 (5.0)
0 (0)
NA
Ventricular septum
11 (78.6)
11 (55.0)
12 (57.1)
0.365
Anterior wall
2 (14.3)
4 (20)
4 (19)
1.000
Inferior wall
5 (35.7)
11 (55.0)
14 (66.7)
0.194
Re-hospitalization
0.461
Page 6 of 10
1 (7.1)
3 (15.0)
3 (14.3)
0.771
Lateral wall
2 (14.2)
3 (15.0)
0 (0)
0.161
NA
2 (1, 2.8)
2 (1, 2.5)
0.904
NA
5 (4, 6.5)
4 (4, 5.5)
0.231
Table 2 Comparison of CCS, SAQ, 6MWT, nitroglycerin dosage, and NYHA classification
Control group (14)
Group A (n = 20)
Group B (n = 21)
363.86 150.92
344.25 106.44
329.43 134.71
6MWT, meters
0 month
3 month
322.07 150.07
422.20 77.30
385.43 78.62
6 month
325.93 157.32
434.25 99.70}
405.33 104.36}
0.073
a
0.296
348.43 132.06
477.95 105.34
452.00 117.47
0.020*
0 month
2 (2.0, 3.0)
2 (1, 2)
3 (2, 3)b
0.045*
3 month
2 (2.0, 2.3)
1 (1, 1)a}
2 (1, 2)}
<0.001*
a}
0.016*
12 month
a}
0.617
6 month
2 (1.0, 2.3)
1 (1, 1)
2 (1, 2)
12 month
2 (1.0, 3.0)
1 (1, 1)a}
1 (1, 2)a}
<0.001*
2 (1, 3)
1.5 (1, 3)
2 (1, 2.5)
0.822
NYHA classification
0 month
3 month
1 (1, 3)
1 (1, 2)
1 (1, 1)
0.138
6 month
1 (1, 2.3)
1 (1, 1)}
1 (1, 1)}
0.081
1 (1, 2.3)
1 (1, 1)
1 (1, 1)
0.018*
0 month
63.21 11.89
64.90 11.72
67.71 13.05
0.549
3 month
63.86 13.27
69.50 10.28
76.38 13.20a}
0.015*
a}
12 month
a}
SAQ score
a}
6 month
60.14 12.82
75.00 10.45
76.14 12.28
<0.001*
12 month
59.21 15.66
79.63 9.87a}
82.70 10.16a}
<0.001*
0 month
1 (0, 4)
1 (0, 2)
2 (0, 3)
0.589
3 month
1 (0, 4)
0 (0, 1)
0 (0, 2)
0.151
6 month
0 (0, 2)
0 (0, 1)
0 (0, 1)
0.597
Nitroglycerin (times/week)
12 month
1 (0, 3)
0 (0, 0)
0 (0, 0)
Data were presented as mean standard deviation, number (%), or median (IRQ) as described in the statistical analysis methods.
#
One patient in group A and 11 patients in group B had missing data of nitroglycerin dosage at month 12.
*P < 0.05, indicates significant difference among control group, group A, and group B.
a,b
P < 0.0167 (0.05/3), indicates significant difference was identified when compared with acontrol group and bgroup A.
}
P < 0.05, indicates significant difference was identified when compared with month 0 of the corresponding group.
0.023*
Page 7 of 10
Figure 2 Comparison of amplitude of regional myocardial motion at baseline (A-1) and after dobutamine loading (A-2), and PSSR
score at baseline (B-1) and after dobutamine loading (B-2). Data were presented as mean standard deviation as described in the statistical
analysis methods. Twelve patients in group B had a missing record PSSR at baseline in 12 months. *P < 0.05, indicated significant difference was
identified among control group, group A, and group B. }P < 0.05, indicated there was significant difference as comparing with time = 0 months
for a given baseline or after load conditions in the corresponding group.
Discussion
In the current study, following 12 months of observation, the CSWT treatments using two different regimens
both provided satisfactory results that improved myocardial function comparing to pretreatment (month 0) and
to the control group. These results suggest a more frequent treatment regimen (one month) can also provide
equivalent therapeutic efficacy compared to the regimen
of less frequent CSWT treatment (three months).
Page 8 of 10
after 3 CSWT treatments and regional myocardial systolic function was improved significantly 1 month after
treatment [12]. In the second, 25 patients had 9 CSWT
treatments and two imaging methods were used, PSSR
and MPI. In this study, the CCS grading of angina and
dosage of nitrate esters, 6MWT, NYHA functional classification, and SAQ score were significantly improved
and the PSSR after load and resting MPI were also significantly improved at the one month follow-up [13].
Other reports have also been encouraging. Fukumoto
et al. [11] treated 9 patients with end-stage CAD who
were not candidates for CABG or PCI, and at 12 months
of follow-up reported that CSWT had significantly
reduced nitroglycerine use (from 5.4 2.5 to 0.3 0.3
times/week), improved CCS functional class score (from
2.7 0.2 to 1.8 0.2), and improved myocardial perfusion as assessed by dipyridamole stress thallium scintigraphy (severity score, 25.2 7.2 % improvement; extent
score, 23.3 9.0 % improvement). Khattab et al.[10]
treated 10 patients with refractory AP who were CCS
class III or IV despite maximal medical therapy with
CSWT and reported that the mean CCS class decreased
from 3.3 0.5 at baseline to 1.0 13 at follow-up and
the mean summed stress score decreased from 8.3 2.2
at baseline to 3.0 3.1 at follow-up.
A shock wave propagates though water as a spike <
1 s in duration with an amplitude up to 100 MPa, that
is followed by a lower amplitude tensile portion lasting
several microseconds [7]. Early studies with animal models of angina pectoris and AMI indicated that CSWT at
approximately 10 % of the energy used for lithotripsy
could improve left ventricular wall motion, LVEF, LV
end-diastolic volume, and regional blood flow and number of capillaries in the border zone (MI) [7]. However,
the molecular mechanism by which shock waves promote neovascularization and improvement of cardiac
function has not been determined.
Shock waves have been reported to activate Ras,
stimulate NO synthesis, produce anti-inflammatory
effects by affecting the expression of chemokines and
matrix metalloproteases, and upregulate VEFG and the
VEGF receptor (Flt-1) [5,27-31]. How these effects lead
to cardiac changes and improvement of cardiac function
are not clear; however, it is possible that shock waves increase the incorporation of circulating endothelial progenitor cells (EPCs) by up-regulating the expression of
stromal-derived factor 1 (SDF-1), which is necessary for
the recruitment and incorporation of EPCs, in ischemic
myocardium [7,32].
In our study, the one month treatment had the same
efficacy as the 3 month treatment at the 12 month follow-up. These results are exciting, but the mechanism
by which a shorter term, more frequent treatment produces the same effect as a longer term, less frequent
treatment is still unclear. We speculate that the mechanism might be related to the cellular and molecular
mechanisms of blood vessel formation [33-35]. In other
words, when repeated shock wave stimulations are given
within 1 month, the resulting succession of shear force
effects will produce a waterfall phenomenon, and a large
number of neovascular networks will form in a short
period of time, ultimately promoting the establishment
of collateral circulation in the ischemic area.
Limitations of the study are that we only used our second objective test of working capacity on a partial sample of the patient population. Also, because the patients
in group B were admitted to the study later than the
patients in group A, only 11 of the 21 patients in group
B had been followed up at the time the paper was
written.
Conclusions
In summary, our results showed that CSWT can improve clinical symptoms and morphological and functional indices in patients with complex CAD. A CSWT
treatment regimen of one month duration provided
similar therapeutic efficacy compared to a regimen with
three months duration. CSWT is proven effective and
useful for patients excluded from CABG and PCI therapies and patients whose medication treatments are no
longer effective.
Additional file
Additional file 1: Table S1. Comparison of treadmill exercise test
for control, 3 month and 1 month CSWT patients.
Abbreviations
6MWT: 6-minute walk test; CAD: Coronary artery disease; CSWT: Cardiac
shock wave therapy; CCS: Canadian cardiology society; NYHA: New York
heart association; SAQ: Seattle angina questionnaire; PSSR: Regional wall
motion, peak systolic strain rate; MPI: Myocardial perfusion imaging.
Competing interests
The authors declare no conflict of interest.
Authors contributions
We declare that all the listed authors have participated actively in the study
and all meet the requirements of the authorship. Dr. Tao Guo , Ming-Qing
Chen, Yun Gu designed the study and wrote the protocol, Dr. Yu Wang,
Hong-Yan Cai, Si-Ming Tao, Yun-Zhu Peng, Ping Yang performed research/
study, Dr. Tie-Kun Ma, Hong-Yan Cai contributed important reagents, Dr. Yu
Wang, Tao Guo managed the literature searches and analyses, Dr. Yu Wang,
Si-Ming Tao undertook the statistical analysis, Dr. Yu Wang wrote the first
draft of the manuscript. All authors read and approved the final manuscript.
Funding source
None to declare.
Acknowledgements
We thank Dr Ernest H.Marlinghaus, Storze Medical AG, Switzerland, for his
valuable help and comments.
Page 9 of 10
Author details
1
Department of Cardiology, 1st Hospital of Kunming Medical University,
Kunming, Yunnan, PRC. 2Department of Nuclear Medicine, 1st Hospital of
Kunming Medical University, Kunming, Yunnan, PRC. 3Department of
Cardiology, 2nd Peoples Hospital of Yunnan Province, Kunming, Yunnan,
PRC. 4Department of Cardiology, 1st Peoples Hospital of Kunming, Yunnan,
PRC. 5President of 1st Hospital of Kunming Medical University, Kunming,
Yunnan, PRC. 6Department of Cardiology, Cardiovascular Center, 1st Hospital
of Kunming Medical University, No.259, Xichang Road, Kunming, Yunnan
650032, PRC.
Received: 9 April 2012 Accepted: 9 August 2012
Published: 17 August 2012
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