Optimal Control of Vehicular Formations With Nearest Neighbor Interactions
Optimal Control of Vehicular Formations With Nearest Neighbor Interactions
Optimal Control of Vehicular Formations With Nearest Neighbor Interactions
9, SEPTEMBER 2012
2203
I. INTRODUCTION
A. Background
HE control of vehicular platoons has attracted considerable attention since the mid sixties [1][3]. Recent technological advances in developing vehicles with communication
and computation capabilities have spurred renewed interest in
this area [4][12]. The simplest control objective for the one-dimensional (1D) formation shown in Fig. 1 is to maintain a desired cruising velocity and to keep a pre-specified constant dis-
Manuscript received November 15, 2010; revised June 27, 2011; accepted
October 20, 2011. Date of publication December 26, 2011; date of current version August 24, 2012. This work was supported by the National Science Foundation under CAREER Award CMMI-06-44793 and under Awards CMMI-0927720 and CMMI-09-27509. Recommended by Associate Editor M. Egerstedt.
F. Lin and M. R. Jovanovic are with the Department of Electrical and
Computer Engineering, University of Minnesota, Minneapolis, MN 55455
USA (e-mail: [email protected]; [email protected]).
M. Fardad is with the Department of Electrical Engineering and Computer
Science, Syracuse University, Syracuse, NY 13244 USA (e-mail: makan@syr.
edu).
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TAC.2011.2181790
tance between neighboring vehicles. This problem is emblematic of a wide range of technologically relevant applications including the control of automated highways, unmanned aerial vehicles, swarms of robotic agents, and satellite constellations.
Recent work in this area has focused on fundamental performance limitations of both centralized and decentralized controllers for large-scale formations [5], [7], [9][12]. For centralized linear quadratic optimal control formulations based on penalizing relative position errors it was shown in [7] that stabilizability and detectability deteriorate as formation size increases.
In [9], it was shown that merge and split maneuvers can exhibit
poor convergence rates even upon inclusion of absolute position
errors in cost functionals. In [5], it was shown that sensitivity of
spacing errors to disturbances increases with the number of vehicles for formations with localized symmetric controllers that
utilize relative position errors between neighboring vehicles. In
[11], the analysis of [5] was expanded to include heterogeneous
vehicles, non-zero time headway, and limited communication
range within the formation.
The motivation for the current study comes from two recent
papers, [12] and [10]. In [12], fundamental performance limitations of localized symmetric feedback for spatially invariant consensus and formation problems were examined. It was shown
that, in 1D, it is impossible to have coherent large formations
that behave like rigid lattice. This was done by exhibiting linear
scaling, with the number of vehicles, of the formation-size-nornorm from disturbances to an appropriately demalized
fined macroscopic performance measure. In 2D this measure increases logarithmically, and in 3D it remains bounded irrespective of the system size. These scalings were derived by imposing
uniform bounds on control energy at each vehicle.
For formations on a one-dimensional lattice, it was shown in
[10] that the decay rate (with the number of vehicles) of the least
damped mode of the closed-loop system can be improved by introducing a small amount of mistuning to the spatially uniform
symmetric feedback gains. A large formation was modeled as a
diffusive PDE, and an optimal small-in-norm perturbation profile that destroys the spatial symmetry and renders the system
more stable was designed. Numerical computations were also
used to demonstrate that the spatially-varying feedback gains
norm. The
have beneficial influence on the closed-loop
2204
TABLE I
SUMMARY OF ASYMPTOTIC SCALINGS WITH THE NUMBER OF VEHICLES
FOR THE OPTIMAL SYMMETRIC AND NON-SYMMETRIC POSITION GAINS.
, IN THE QUADRATIC
THE -INDEPENDENT CONTROL PENALTY,
PERFORMANCE OBJECTIVE LEADS TO SIMILAR GROWTH WITH
OF
FORMATION COHERENCE AND CONTROL ENERGY (PER VEHICLE). ON THE
OTHER HAND, THE -DEPENDENT CONTROL PENALTY THAT PROVIDES
BOUNDED CONTROL ENERGY YIELDS LESS FAVORABLE COHERENCE
R=r I
homotopy path, we solve a parameterized family of the structured optimal control problems and obtain analytical solutions
when the homotopy parameter is small. We employ perturbation
analysis to decouple the matrix equations that result from optimality conditions, thereby rendering the unique optimal structured gain. This solution is used to warm-start Newtons method
in order to efficiently compute the desired optimal gains as the
homotopy parameter is gradually increased.
In the second part of the paper, we examine how the performance of the optimally-controlled formation scales with the
number of vehicles. We consider both macroscopic and microscopic performance measures based on whether attention is paid
to the absolute position error of each vehicle or the relative
position error between neighboring vehicles. We note that the
macroscopic performance measure quantifies the resemblance
of the formation to a rigid lattice, i.e., it determines the coherence of the formation. As shown in [12], even when local
positions are well-regulated, an accordion-like motion of the
formation can arise from poor scaling of the macroscopic performance measure (formation coherence) with the number of
vehicles . Our objective is thus to enhance formation coherence by means of optimal localized feedback design. In situations for which the control penalty in the quadratic performance
objective is formation-size-independent we show that the optimal symmetric and non-symmetric controllers asymptotically
and
scalings of formation coherence.
provide
However, this introduces similar growth of the control energy
(per vehicle) with . We show that bounded control energy can
be obtained by judicious selection of an -dependent control
and
scalings of formation
penalty, leading to
coherence for the optimal symmetric and non-symmetric controllers, respectively. These results are summarized in Table I
and they hold for both single- and double-integrators for formations in which each vehicle has access to its own velocity; see
Sections V and VI for additional details.
In addition to designing optimal localized controllers, we also
provide an example of a spatially uniform non-symmetric controller that yields better scaling trends than the optimal spatially
varying controller obtained by restricting design to symmetric
gains. This indicates that departure from symmetry can improve
coherence of large-scale formations and that the controller structure may play a more important role than the optimal selection
of the feedback gains. On the other hand, our results also show
LIN et al.: OPTIMAL CONTROL OF VEHICULAR FORMATIONS WITH NEAREST NEIGHBOR INTERACTIONS
that the optimal localized controller that achieves the best performance is both non-symmetric and spatially-varying.
If each vehicle has access to its own velocity and to relative distances from its nearest neighbors, we show similarity
between the optimal position gains and performance scaling
trends for single- and double-integrators. The latter observation is in agreement with analytical results obtained for spatially invariant formations [12]. We note that performance of
controllers that rely on relative measurements or unidirectional
position exchange can differ significantly for these two models.
For spatially-invariant formations with relative position and velocity measurements, it was shown in [12] that the global perforfor double-integrators and as
for
mance scales as
single-integrators. In Section V-B, we show that spatially uniscaling of the global
form look-ahead strategy provides
performance for the single-integrator model. On the other hand,
a look-ahead strategy that is not carefully designed can introduce unfavorable propagation of disturbances through formation of double-integrators [3], [5].
The paper is organized as follows. We formulate the structured optimal control problem in Section II, and show convexity
of the symmetric gain design for the single-integrator model in
Section III. For non-symmetric gains, we develop the homotopy-based Newtons method in Section IV. We examine performance of localized controllers for the single- and the double-integrator models in Sections V and VI, respectively, where we
provide several explicit scaling relations. We conclude the paper
in Section VII with a brief summary of our contributions.
II. PROBLEM FORMULATION
A system of identical vehicles moving along a straight line
is shown in Fig. 1. All vehicles are equipped with ranging devices that allow them to measure relative distances with respect
to their immediate neighbors. The objective is to design an optimal controller that uses only local information (i.e., relative
distances between the neighboring vehicles) to keep each vehicle at its global position on a grid of regularly spaced points
moving with a constant velocity.
We consider both the single- and the double-integrator
models of the vehicles. The double-integrators are employed
in many studies of vehicular formations; for example, see
[1][3], [5], [7], [9], [10], [12], [24]. On the other hand, the
single-integrator (i.e., kinematic) model is simpler and perhaps
more revealing in understanding the role of network topologies
[4], [23], [25][28]. As we show in Section VI, the singleand the double-integrator models exhibit similar performance
for formations in which each vehiclein addition to relative
positions with respect to its immediate neighborshas an
access to its own velocity. In the remainder of this section,
we formulate the localized optimal control problem for both
single- and double-integrators.
A. Single- and Double-Integrator Models
We first consider the kinematic model in which control input
directly affects the velocity,
2205
Fig. 2. Formation of vehicles with localized (a) non-symmetric; and (b) symmetric gains.
In other words, the first and the last vehicles have access to their
own global position errors and , which can be obtained by
equipping them with GPS devices.
For the double-integrator model,
we consider the controller that has an access to the relative position errors between the neighboring vehicles and the absolute
velocity errors,
2206
where
denotes the velocity feedback gain. In deviation vari,
ables,
the double-integrator model is given by
(2a)
(2b)
(VP2)
In matrix form, control laws (1b) and (2b) can be written as,
Here,
and
is a sparse Toeplitz matrix with 1 on the main diagonal
,
and 1 on the first lower sub-diagonal. For example, for
and
where encompasses the penalty on both the state and the control. Here, is a symmetric positive semi-definite matrix and
is a positive scalar. The objective is to design the structured
feedback gain such that the influence of the white stochastic
disturbance , with zero mean and unit variance, on the performance output is minimized (in the
sense). This control
problem can be formulated as [29], [30]
(SH2)
(3)
determines the vector of the relative position errors
between each vehicle and the one in front of it; simdetermines the vector of the relative position errors
ilarly,
between each vehicle and the one behind it.
We will also consider formations with no fictitious followers.
In this case, the th vehicle only uses relative position error
th vehicle, i.e.,
implying
with respect to the
for the single-integrator model
that
and
for the double-integrator
model.
Thus,
B. Structured
Problem
(SS)
,
For the single-integrator model (1), the state vector is
the measured output is given by the relative position errors
between the neighboring vehicles, and
(VP1)
For the double-integrator model (2), the state vector is
, the measured output is given by the relative po-
(NC1)
(NC2)
(NC3)
Here, and are the closed-loop observability and controllability Gramians, denotes the entry-wise multiplication of two
matrices, and the matrix in (NC3) denotes the structural identity of the subspace under the entry-wise multiplication, i.e.,
, with
for the single-integrator model
and
for the double-integrator model. (For example,
.) In the absence of the fictitious folis imposed in (SH2) and
lower, an additional constraint
thus, the structural identity for the single- and the double-inand
, respectively.
tegrator models are given by
is a diagonal matrix with its main diagonal given by
Here,
.
Remark 1: Throughout the paper, the structured optimal feed. This
back gain is obtained by solving (SH2) with
choice of is motivated by our desire to enhance formation coherence, i.e., to keep the global position and velocity errors
and
small using localized feedback. Since the methods developed in the paper can be applied to other choices of , we
LIN et al.: OPTIMAL CONTROL OF VEHICULAR FORMATIONS WITH NEAREST NEIGHBOR INTERACTIONS
and set
when presenting
2207
Similarly, for the double-integrator model, we use the following performance weights
;
Macroscopic (global),
C. Performance of Optimal Localized Controller
Microscopic (local),
To evaluate the performance of the optimal localized con, we consider
troller , obtained by solving (SH2) with
the closed-loop system
(4)
where is the global or local performance output and is the
control input. Motivated by [12], we examine two state performance weights for the single-integrator model
;
Macroscopic (global):
,
Microscopic (local):
symmetric Toeplitz matrix with its first
where is an
row given by
. For example, for
,
(5)
penalizes the
penalizes the
with
. These state weights induce the macroscopic and microscopic performance measures [12] determined
norm
by the formation-size-normalized
where
is the transfer function of (4) from to . The macroquantifies the resemblance of
scopic performance measure
the formation to a rigid lattice, i.e., it determines the coherence
of the formation [12]. On the other hand, the microscopic perforquantifies how well regulated the distances
mance measure
between the neighboring vehicles are. We will also examine
the formation-size-normalized control energy (variance) of the
closed-loop system (4),
where
then
2208
..
..
..
(7)
Fig. 3. Optimal symmetric gains for formations with follower () and without
= 50,
= , and
= 1. (2) are obtained by evalufollower (2) for
ating formula (9) and () are computed using the gradient method described in
Appendix A.
(SG)
where
is a linear structural constraint given by (7).
(Specifically,
is a symmetric tridiagonal
matrix with the linear constraint (6).) By introducing an auxil, we can formulate
iary variable
(SG) as an SDP in and
is attained for
(9)
We also note that
which can be solved using available SDP solvers. Here, we have
used the Schur complement [32, Appendix A.5.5] in conjuncto express
as an LMI.
tion with
Next, we exploit the structure of to express in (SG) with
in terms of the feedback gains
between the
neighboring vehicles. Since the inverse of the symmetric tridican be determined analytically [33, Theorem
agonal matrix
is given by
2.3], the th entry of
(8)
yielding the following expression for
(10)
where the third equality follows from (9). This result is used
to examine the performance of large-scale formations in
Section V-C.
Fig. 3 shows the optimal symmetric gains for a formation with
vehicles,
, and
. Since the fictitious leader
and the follower always move along their desired trajectories,
the vehicles that are close to them have larger gains than the
other vehicles. When no fictitious follower is present, the gains
decrease monotonically from the first to the last vehicle; see
in Fig. 3. In other words, the farther away the vehicle is from
the fictitious leader the less weight it places on the information
coming from its neighbors. This is because uncorrelated disturbances that act on the vehicles corrupt the information about the
absolute desired trajectory as it propagates from the fictitious
leader down the formation (via relative information exchange
between the vehicles). When both the fictitious leader and the
follower are present, the gains decrease as one moves from the
in Fig. 3. This
boundary to the center of the formation; see
can be attributed to the fact that the information about the absolute desired trajectories becomes noisier as it propagates from
the fictitious vehicles to the center of the formation.
LIN et al.: OPTIMAL CONTROL OF VEHICULAR FORMATIONS WITH NEAREST NEIGHBOR INTERACTIONS
2209
(11)
is the initial weight to be selected,
is the dewhere
is the homotopy parameter. Note
sired weight, and
that
for
, and
for
. The homotopy-based Newtons method consists of three steps: (i) For
, we find the initial weight
with respect to which a
is inversely optimal. This is equivspatially uniform gain
alent to solving problem (SH2) analytically with the perfor. (ii) For
, we employ perturmance weight
bation analysis to determine the first few terms in the expan. (iii) For larger values of , we use
sion
Newtons method for structured
design [29] to solve (SH2).
We gradually increase and use the structured optimal gain obtained for the previous value of to initialize the next round of
iterations. This process is repeated until the desired value
is reached.
In the remainder of this section, we focus on the single-integrator model. In Section VI, we solve problem (SH2) for the
double-integrator model.
..
.
..
.
(PA)
2210
N=
r
"
"
= T , and Q = I . (a) Normalized optimal forward gain f~(")=kf~(")k changes from an almost
to an almost piecewise linear shape at " = 1. (b) Optimal forward () and backward (+) gains
equations of
, respectively. The higher order terms , ,
can be determined in a similar fashion. The matrix
and
found by this procedure is the unique optimal solution of the
. This is because the equations
control problem (SH2) for
(PA), under the assumption of convergence for small , give a
.
unique matrix
We next provide analytical expressions for
obtained by solving the
equations in (PA) with
,
, and
. When a fictitious follower is present,
we have (derivations are omitted for brevity)
(12)
where
and
and
denote the th diagonal entries of
. From (12) it follows that
for
. When a fictitious follower is not present, we have
for all
; see Fig. 4(b) for
. We note that the
first vehicle has a larger forward gain than other vehicles; this
is because it neighbors the fictitious leader. The forward gains
decrease as one moves away from the fictitious leader; this is
because information about the absolute desired trajectory of the
fictitious leader becomes less accurate as it propagates down the
formation. Similar interpretation can be given to the optimal
LIN et al.: OPTIMAL CONTROL OF VEHICULAR FORMATIONS WITH NEAREST NEIGHBOR INTERACTIONS
N = 50, r = 1, Q
"
, and
2211
= I . Normalized optimal (a) forward and (b) backward gains. (c) Optimal
2212
TABLE II
ASYMPTOTIC DEPENDENCE OF 5 , 5 , AND 5 ON THE FORMATION SIZE
FOR UNIFORM SYMMETRIC, UNIFORM NON-SYMMETRIC (LOOK-AHEAD
STRATEGY), AND OPTIMAL SYMMETRIC AND NON-SYMMETRIC GAINS OF
SECTIONS III AND IV-C WITH = AND = 1. THE SCALINGS DISPLAYED
IN RED ARE DETERMINED Analytically; OTHER SCALINGS ARE ESTIMATED
BASED ON NUMERICAL COMPUTATIONS
Q I
symmetric and non-symmetric gains, resulting from an -independent control penalty in (SH2), do not provide uniform
. This implies
bounds on the control energy per vehicle,
the trade-off between the formation coherence
and control
in the design of the optimal controllers. It is thus
energy
of interest to examine formation coherence for optimal controllers with bounded control energy per vehicle (see Remark
2). Second, the controller structure (e.g., symmetric or non-symmetric gains) plays an important role in the formation coherence. In particular, departure from symmetry in localized feedback gains can significantly improve coherence of large-scale
formations (see Remark 3).
A. Spatially Uniform Symmetric Gain
For the spatially uniform symmetric controller with
, we next show that
is an affine function of
and that, in the limit of an infinite number of vehicles, both
and
become formation-size-independent. These results
hold irrespective of the presence of the fictitious follower.
For the single-integrator model with the fictitious follower we
(see (5) for the definition of ), and
have
solves the Lyapunov equation (14) [31, Lemma
is determined by (cf.
1]. Since the th diagonal entry of
(8))
and that
is the formation-size-normalized
norm of the
transfer function from to . These can be determined from
(13)
where
, , and
, for
The asymptotic scaling properties of
the above mentioned spatially uniform controllers and the spatially varying optimal controllers, obtained by solving (SH2)
and
, are summarized in Table II. For both spawith
tially uniform symmetric and look-ahead strategies, we analytically determine the dependence of these performance measures
on the formation size in Sections V-A and V-B. Furthermore,
for the formation without the fictitious follower subject to the
optimal symmetric gains, we provide analytical results in Section V-C. For the optimal symmetric and non-symmetric gains
in the presence of fictitious followers, the scaling trends are obtained with the aid of numerical computations in Section V-C.
Several comments about the results in Table II are given next.
First, in contrast to the spatially uniform controllers, the optimal
LIN et al.: OPTIMAL CONTROL OF VEHICULAR FORMATIONS WITH NEAREST NEIGHBOR INTERACTIONS
2213
(15)
(16)
In the limit of an infinite number of vehicles,
with
denoting the Gamma function. These are used in Appendix B to show that, in the limit of an infinite number of vehicles, a look-ahead strategy for the single-integrator model proon
and the formavides the square-root dependence of
tion-size-independent
and
.
C. Optimal Symmetric and Non-Symmetric Controllers
We next examine the asymptotic scaling of the performance
measures for the optimal symmetric and non-symmetric gains
of Sections III and IV-C. For the formation without the fictitious follower, we analytically establish that the optimal sym,
, and
metric gains asymptotically provide
scalings of
, , and
, respectively. We then
use numerical computations to (i) confirm these scaling trends
for the optimal symmetric gains in the presence of the fictitious
and
follower; and to (ii) show a fourth-root dependence of
on and an
dependence of
for the optimal
non-symmetric gains. All these scalings are obtained by solving
(SH2) with the formation-size-independent control penalty
and
. We also demonstrate that uniform control variance (per vehicle) can be obtained by judicious selection of an
-dependent . For the optimal symmetric and non-symmetric
(17)
asymptotic
Similar calculation can be used to obtain
scaling of .
We next use numerical computations to study the scaling
trends for the optimal symmetric and non-symmetric gains in
the presence of fictitious followers. The optimal symmetric
in Fig. 3) provides a square-root scaling of
gain (cf.
with ; see Fig. 6(a). On the other hand, the optimal non-symmetric gain (cf. Fig. 4(b)) leads to a fourth-root scaling of
with ; see Fig. 6(b). The local performance measure
decreases monotonically with
for both controllers, with
scaling as
for the optimal symmetric gain and as
for the optimal non-symmetric gain; see Fig. 7. For
both the optimal symmetric and non-symmetric controllers, our
computations indicate equivalence between the control energy
2214
=1
Fig. 8. 5 using four structured gains with 5 1 for formations with fictitious follower: spatially uniform symmetric
(5p), N=12+1=6 (blue curve), spap
tially uniform non-symmetric (/), 2 N =(3 ) (green curve), optimal symmetric (p
3), 0:0793N + 0:0493 (black curve), and optimal non-symmetric (),
0:1807 N 0 0:0556 (red curve).
LIN et al.: OPTIMAL CONTROL OF VEHICULAR FORMATIONS WITH NEAREST NEIGHBOR INTERACTIONS
2215
N = 50, Q = I and r = 1. (a) The optimal forward () and backward gains (+); (b) the optimal
2216
pN
p
= N
Fig. 10. Double-integrator model with the optimal non-symmetric gain obtained by solving (SH2) with
and
follower: (a) 5 (), 0 0736
+ 0 4900 (curve) (b) 5 ( ), 1 1793
+ 0 0408 (curve); (c) 5 ( ), 0 2742
:
local information exchange of relative positions between immediate neighbors imposes structural constraints on the feedback
gains. We study the design problem for both the single- and
the double-integrator models and employ a homotopy-based
Newtons method to compute the optimal structured gains. We
also show that design of symmetric gains for the single-integrator model is a convex optimization problem, which we
solve analytically for formations with no fictitious followers.
For double-integrators, we identify a class of convex problems
by restricting the controller to symmetric position and uniform
diagonal velocity gains. Furthermore, we investigate the performance of the optimal controllers by examining the asymptotic
scalings of formation coherence and control energy with the
number of vehicles.
For formations in which all vehicles have access to their own
velocities, the optimal structured position gains for single- and
double-integrators are similar to each other. Since these two
models exhibit the same asymptotic scalings of global, local,
and control performance measures, we conclude that the singleintegrator model, which lends itself more easily to analysis and
design, captures the essential features of the optimal localized
design. We note that the tools developed in this paper can also
be used to design optimal structured controllers for double-integrators with relative position and velocity measurements; this
is a topic of our ongoing research.
As in [10], we employ perturbation analysis to determine the
departure from a stabilizing spatially uniform profile that yields
nominal diffusion dynamics on a one-dimensional lattice; in
contrast to [10], we find the mistuning profile by optimizing
a performance index rather than by performing spectral analysis. We also show how a homotopy-based Newtons method
can be employed to obtain non-infinitesimal variation in feedback gains that minimizes the desired objective function. Furthermore, we establish several explicit scaling relationships and
identify a spatially uniform non-symmetric controller that performs better than the optimal symmetric spatially varying convs.
scaling of coherence with
controller (
trol energy per vehicle). This suggests that departure from symmetry can improve coherence of large-scale formations and that
the controller structure may play a more important role than the
optimal feedback gain design. On the other hand, our results
demonstrate that the best performance is achieved with the optimal localized controller that is both non-symmetric and spatially-varying.
Currently, we are considering the structured feedback design
for formations on general graphs [6], [8], [23], [36], [37] with
the objective of identifying topologies that lead to favorable
system-theoretic properties [28], [38], [39]. Even though this
paper focuses on the optimal local feedback design for one-dimensional formations with path-graph topology, the developed
methods can be applied to multi-agent problems with more general network topologies.
APPENDIX
A. Gradient Method for (SG)
We next describe the gradient method for solving (SG). Let
us denote
. Starting with an initial guess
LIN et al.: OPTIMAL CONTROL OF VEHICULAR FORMATIONS WITH NEAREST NEIGHBOR INTERACTIONS
2217
we obtain
Similarly,
where
. Note that
is defined as infinity if
in (7) determined by is not positive definite. For
,
for large ,
are given by
where we used the fact that
sequently,
that
and thus,
. We conclude that
asymptotically scales as a
is formation-size-indesquare-root function of and that
pendent as increases to infinity.
ACKNOWLEDGMENT
The authors would like to thank anonymous reviewers and the
associate editor for their valuable comments.
in
(19)
thereby yielding
(20)
th
(21)
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Fu Lin (S06) received the B.S. degree in instrument
science and engineering from Shanghai Jiaotong
University, Shanghai, China, in 2005 and is currently
pursuing the Ph.D. degree in the Department of
Electrical and Computer Engineering, University of
Minnesota, Minneapolis.
His primary research interests are in the analysis and design of optimal distributed controllers
using tools from convex optimization, compressive
sensing, and graph theory.