Culture and Military Doctrine - France Between The Wars
Culture and Military Doctrine - France Between The Wars
Culture and Military Doctrine - France Between The Wars
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Culture
and
ElizabethKier
Military Doctrine
France between the Wars
Offensive military doctrines threaten international stability' World War I vividly illustrates how a
crisis can spark a major war that might have been avoided if the major players
had had defensive rather than offensive doctrines. Similarly, throughout the
Cold War, the Soviet Army's offensive doctrine in Europe fueled the arms race
and heightened threat perception. The choice between offensive and defensive
military doctrines is at least as important now as during the Cold War. Although restructuring military doctrines along defensive orientations will not
erase ethnic hostilities or suspend territorial appetites, it could remove one of
the structural impediments to cooperation in the post-Cold War world. Yet an
adequate explanation for why states choose offensive or defensive military
doctrines remains elusive.
Many scholars credit civilian policymakers with formulating doctrine wellsuited to the state's strategic environment, and blame the armed services'
parochial interests for the sometimes disastrous choice of offensive doctrines.2
However, using illustrations from doctrinal developments in the French army
during the 1920s and 1930s, this article challenges this portrait of the role of
civilians and military in choices between offensive and defensive military
doctrines. Even during times of increased international threat, I argue, the
international system is indeterminate of choices between offensive and defensive military doctrines; civilians intervene infrequently in doctrinal developElizabethKier is Assistant Professorof Political Science at the University of Californiaat Berkeley.
I would like to thank Martha Finnemore, lain Johnston, Susan Peterson, Alan Rousso, Jack Snyder,
Steve Weber, and especially, Jonathan Mercer for their thoughtful comments and criticism. Thanks
also to Cate Knapp for research assistance. An earlier version of this article was presented at the
annual meeting of the American Political Science Association, Washington, D.C., September 1993.
1. For discussions and debate about the destabilizing effects of offensive military doctrines, see
Robert Jervis, "Cooperation Under the Security Dilemma," WorldPolitics, Vol. 30, No. 2 (January
1978), pp. 167-214; Stephen Van Evera, "The Causes of War" (Ph.D. dissertation, University of
California, Berkeley, 1984); and numerous articles in Sean M. Lynn-Jones, Steven E. Miller, and
Stephen Van Evera, eds., Military Strategy and the Origins of the First World War,rev. and exp. ed.
(Princeton, N.J.: Princeton University Press, 1991).
2. Barry R. Posen, The Sources of Military Doctrine: France, Britain, and Germany between the World
Wars (Ithaca, N.Y: Cornell University Press, 1984); and Jack Snyder, The Ideology of the Offensive:
Military Decision Making and the Disasters of 1914 (Ithaca, N.Y: Cornell University Press, 1984);
InternationalSecurity, Vol. 19, No. 4 (Spring 1995), pp. 65-93
? 1995 by the President and Fellows of Harvard College and the Massachusetts Institute of Technology.
65
InternationalSecurity 19:4 | 66
ments; and most important, civilian concerns about the military's power within
the state often have the greatest effect on doctrinal developments.
In addition, the French case highlights the analytical limitations of assuming
that military organizations prefer offensive doctrines; concerns about increasing their size, autonomy, and prestige do not, I argue, drive doctrinal developments within the military. Not only do these goals have little to do with type
of military doctrine, but military organizations often forfeit the attainment of
these goals. This is true even in the case of the preference for greater resources.
Furthermore, without civilian prompting, military organizations often ostracize
those officers advocating a more offensive orientation, and willingly and dogmatically endorse defensive doctrines.
In this article, I argue that choices between offensive and defensive military
doctrines are best understood from a cultural perspective.3 There are two parts
to my argument. First, military doctrine is rarely a carefully calculated response
to the external environment. Instead, civilian policymakers have beliefs about
the military's role in society, and these beliefs guide civilian decisions about
the organizational form of the military Civilian decision-makers must first
address their concerns about the domestic distribution of power before they
consider international incentives. These civilian decisions affect later doctrinal
developments.
Second, military organizations do not inherently prefer offensive doctrines:
their preferences cannot be deduced from functional characteristics and generalized across all military organizations. Military organizations differ in how
they view their world and the proper conduct of their mission, and these
organizational cultures constrain choices between offensive and defensive military doctrines. In particular, the military's organizational culture guides how
it responds to constraints set by civilian policymakers. Understanding variations in organizational behavior requires an analysis of cultural characteristics
and of how these characteristics shape militaries' choices between offensive
and defensive doctrines.
In adopting a culturalist approach to the question of the determinants of
offensive and defensive doctrines, this article is part of a larger debate in the
social sciences between the intersubjective, cultural, and constructivist ap3. For a full discussion of the ideas presented in this paper, see Elizabeth Kier, Imagining War:
French and British Military Doctrine Between the Wars (Princeton, N.J.: Princeton University Press,
forthcoming).
Cultureand Doctrine
I argue that military doctrine is primarily the product of domestic political and
organizational factors. Civilian elites hold beliefs about the nature of military
force and the military's role in society These beliefs-such as the value of
4. For example, see Emanuel Adler, "Europe's New Security Order: A Pluralistic Security Community," in Beverly Crawford, ed., The Future of EuropeanSecurity (Berkeley: International and Area
Studies, University of California at Berkeley, 1992); Friedrich V. Kratochwil, Rules, Norms, and
Decisions: On the Conditions of Practical and Legal Reasoning in International Relations and Domestic
Affairs (Cambridge: Cambridge University Press, 1989); Alexander Wendt, "Anarchy is What States
Make of It," International Organization, Vol. 46, No. 2 (Spring 1992), pp. 391-426.
5. The arguments presented in this article are based on a study of the French and British army
and air force during the interwar period. For a discussion of case selection see Kier, Imagining
War.
InternationalSecurity 19:4 | 68
BALANCE
OF POWER
Military doctrine is about state survival, but military policy also affects the
allocation of power within the state. Thus, designing military policy requires
that policymakers consider, first and foremost, how the distribution of power
at the domestic level affects their own interests.
Civilian choices in military policy often reflect fears about the distribution
of power within the state. In Britain, for example, civilians have sought for
centuries to avoid the creation of an efficient and centralized army that could
threaten parliamentary sovereignty Any potential increase in military
efficiency would have to yield to civilian insistence on stifling the growth of a
strong military caste whose interests might be at odds with the state. Similarly,
the relatively poor condition of the Austrian army in the 1890s corresponded
to the Magyars' fears of the domestic repercussions of a strong army, and not
to the requirements of Austria's position in the international system.7 It is
hardly surprising that Madison and Hamilton devoted substantial portions of
TheFederalistPapers to explaining that the proposed military institutions would
not threaten domestic interests.8
Such concerns about the distribution of power within the state become
institutionalized and shape decision-makers' views of military policy In many
instances, they persist past their initial formulation, so that when civilians make
decisions about military policy, their choices reflect their country's past experience with the armed services and the role that the military played in securing
a particular distribution of power within the state.
6. I have used Barry Posen's definitions of offensive and defensive military doctrines. See Posen,
Sources of Military Doctrine, pp. 13-15.
7. FR. Bridge, From Sadowa to Sarajevo:the Foreign Policy of Austria-Hungary, 1866-1914 (London:
Routledge and Kegan Paul, 1972), p. 255.
8. For example, see Nos. 8, 24, and 26 by Alexander Hamilton in The Federalist Papers, Clinton
Rossiter, ed. (New York: New American Library, 1961).
S ORGANIZATIONAL
CULTURE
Borrowing from the work on organizational culture, I argue that making sense
of military choices between offensive and defensive doctrines requires an
understanding of the military's culture.9 Organizations' perceptions of their
world frame their decisions; this is particularly true of "total" institutions like
the military. Few organizations devote as many resources to the assimilation
of their members. The emphasis on ceremony and tradition, and the development of a common language and esprit de corps, testify to the strength of the
military's organizational culture.10
The culture of an organization shapes its members' perceptions and affects
what they notice and how they interpret it: it screens out some parts of reality
while magnifying others. I define organizational culture as the set of basic
assumptions and values that shape shared understandings, and the forms or
practices whereby these meanings are expressed, affirmed, and communicated
9. For useful introductions into the work on organizational culture, see Andrew Pettigrew, "On
Studying Organizational Cultures," AdministrativeScience Quarterly,Vol. 24, No. 4 (December 1979),
pp. 570-581; and the following special issues: Administrative Science Quarterly, Vol. 28, No. 3
(September 1983); and Organization Studies, Vol. 7, No. 2 (1986).
10. For an application of this concept to security studies, see Jeffrey W. Legro, CooperationUnder
Fire:Anglo-GermanRestraintduring WorldWarH (Ithaca, N.Y: Cornell University Press, forthcoming
1995).
InternationalSecurity 19:4 | 70
11. The military's organizational culture influences how it interprets all incoming information,
whether from the domestic or the international environment.
12. For example, see Alastair I. Johnston, Cultural Realism: Strategic Culture and Grand Strategy in
Ming China (Princeton, N.J.: Princeton University Press, forthcoming 1995).
13. Stephen Peter Rosen, "Military Effectiveness: Why Society Matters," InternationalSecurity, Vol.
19, No. 3 (Spring 1995), pp. 5-31.
is not necessarily the case. The military's powerful assimilation processes can
displace the influence of the civilian society.14
Focusing exclusively on either domestic politics or the military's organizational culture provides neither a necessary nor a sufficient explanation of
choices between offensive and defensive doctrines. Choices by civilian policymakers set constraints-the length of conscription or type of army-but these
constraints do not determine doctrine. Instead, a military's organizational culture must work within these constraints. But the organizational culture alone
also does not explain doctrine. There must be some change in the external
environment of the organization-primarily as a result of domestic politics-to
which the organizational culture reacts.
14. Although this article does not address the origins of military culture, it highlights two important issues: that culture is not merely a reflection of structural conditions, nor is it simply being
used instrumentally. For an extended discussion of the origins of military cultures see Kier,
Imagining War.
15. Standing or professional armies are composed of volunteer (regular) soldiers serving during
peacetime and war; conscript and militia armies are composed of citizen-soldiers who are normally
employed in the civilian sector but are liable for military service during a national emergency.
InternationalSecurity 19:4 | 72
from the German army, French officers could not see that conscript armies were
good for anything but defensive doctrines. In their view, only years of service
could endow a soldier with the necessary skills for offensive warfare.
Despite the compelling strategic environment, French policymakers responded to domestic, not international factors when deciding on the organizational structure of the army The reduction in the term of conscription to one
year responded to the left's fear of domestic threats, not to German capabilities
or alliance diplomacy The army reacted to this decision within the constraints
of its organizational culture. Instead of choosing an offensive doctrine as
posited by functional arguments, the French army adopted a defensive doctrine.
COMPETING
POLITICAL-MILITARY
SUBCULTURES
Within months of the signing of the 1918 Armistice, the old political struggle
reemerged between the French left and right over the organizational form of
the French army The left called for an army based on short-term conscripts.16
In the left's view, it was imperative that the army not be a separate caste,
isolated from society and imbued with military values. If the army were able
to retain the conscript for several years, it would be able to elicit passive
obedience and to use this force for domestic repression. A writer in L'Humanite
explained that, "the fear of a popular army tied to the masses haunts the chief
of staff. As class warfare worsens, the army leaders increasingly attempt to
recruit soldiers whom they hope to make into docile instruments."17 In the left's
view, it was only by eliminating the professional army that the threat to French
democracy would diminish.
Fear of the latent domestic force of a professional army had dominated leftist
rhetoric and legislative agendas since the Franco-Prussian war. The left's military projects ranged from the establishment of a purely militia force to an army
composed primarily of reserves with a small professional core. Integral to each
position was a short length of conscription and the abolition or subordination
of the professional component of the army During parliamentary debates over
the length of conscription in the early 1920s, a radical socialist declared that "it
is necessary that France have the army of its policies; but I do not want France
16. For illustrations of the left's subculture see Jean Jaures, L'armee nouvelle (Paris: Editions Sociales,
1977); and Joseph Monteilhet, Les Institutions militaires de la France (Paris: Felix Alcan, 1932).
17. Paul Vaillant-Couturier, "Obeissance passive et l'armee de metier," L'Humanite, July 5, 1934,
p. 1.
to carry out the policies of her army."18 The left feared the repressive power of
a professional army
In contrast, the French right preferred the retention of a professional army
The right, too, believed that the number of years that the soldier served in the
ranks determined whether or not the army could be relied upon to maintain
the status quo. In a domestic crisis, only soldiers toughened by many years of
strict discipline could be depended upon to guarantee social stability and the
preservation of law and order. Creating citizen-soldiers would, in their view,
strengthen the revolutionary forces in society In the nineteenth century, Louis
Adolphe Thiers declared that he did not want "obligatory military service
which will enflame passions and put a rifle on the shoulder of all the socialists;
I want a professional army, solid, disciplined, and capable of eliciting respect
at home and abroad."19
Whereas the left sought to avoid a deep divide between the army and society
by minimizing the length of conscription, the right wanted to keep the conscript under arms for at least two years. While the right agreed that a shorter
military service was sufficient to train soldiers in the technical aspects of the
trade, it argued for more time to create the necessary obedience.20 Before the
parliament, Horace de Choiseul explained this process: "A soldier that has
served for one year has learned without doubt to use his weapons, but he has
not learned to obey; his character has not been subjugated, his will has not
been broken; he has not yet become what makes an army strong: obeissance
passive."21 Developed in the eighteenth century to fight against insubordination
and insure obedience whoever the adversary, this autocratic conception of
command insured, in Gouvion-Saint Cyr's words, that orders should be followed "literally, without a murmur or hesitation."22
Remembering the worker's revolt of 1848 and hardened by their experience
during the Commune, the right felt that one of the army's chief tasks was to
preserve peace at home. As the Germans were approaching Paris in 1940,
International
Security19:4 | 74
General Maxime Weygand, the commander in chief of the French army, revealingly declared that "Ah! If only I could be sure the Germans would leave me
the necessary forces to maintain order!"23
Although French civilians of both right and left were acutely aware of their
weakness relative to Germany, it was their perception of domestic rather than
international threats that shaped the pivotal decision about the French army's
organizational structure. A collection of center and left-wing parties captured
the parliament in 1924, and within three years adopted a series of bills that
established the organizational structure of the army The left's agenda had
triumphed; the length of conscription was reduced to one year. The reason for
the left's rejection of the longer service had nothing to do with Germany,
Britain, or the Eastern allies. As the head of the Socialist Party, Leon Blum,
warned, a longer term of service would "be a danger for republican liberties,
that is to say for domestic peace."24
THE FRENCH
ARMY S ORGANIZATIONAL
CULTURE
The French army objected to the shorter term of service, but once it was
adopted, the army had no choice but to design a doctrine around this decision.
However, nothing about a shorter length of service objectively required the
switch in 1928 to a defensive doctrine. The French army had an offensive
orientation in the 1920s, and this could have continued; an offensive doctrine
was objectively possible. The French army did not suffer from a lack of financial
support; the requisite material for armored warfare could have been acquired.
Nor were they unaware of offensive alternatives. The French army was well
versed on doctrinal developments in Germany, and had its own advocates of
offensive mechanized warfare. French civilians neither demanded a defensive
doctrine nor actively participated in the formation of army doctrine. Even
construction of the Maginot Line left open offensive possibilities; indeed, the
fortifications were initially conceived to support offensive operations. The
French army had the money, ideas, and freedom to adopt an offensive doctrine,
but it instead chose a defensive doctrine. Its organizational culture would not
allow otherwise.
The French army could not imagine an offensive doctrine with short-term
conscripts. For the French officer, one-year conscripts were good for only one
thing: a defensive doctrine. In the army's view, "young troops" could only be
23. Quoted in Brian Crozier, DeGaulle: The Warrior(London: Eyre Methuen, 1973), p. 97.
24. Leon Blum, "A bas l'arm6e de m6tier!" Le Populaire, December 1, 1934 (emphasis added).
InternationalSecurity 19:4 | 76
after the reduction in the length of conscription. This seems to suggest that the
reduction in the length of conscription was not decisive. Yet a closer look at
DeGaulle's campaign illustrates both the strength of the French army's culture
and the importance of domestic politics.
DeGaulle was convinced that France's defense depended on the adoption of
a new offensive doctrine, yet he endorsed these offensive operations only if
they were coupled with a special force of 100,000 professionals serving six years
of military service. As a product of the organizational culture of the French
army, DeGaulle could not imagine entrusting young, unseasoned troops with
the tasks involved in offensive mechanized warfare. Only professional soldiers,
he believed, possessed the skill and training to implement lightning armored
attacks. DeGaulle persisted in holding this belief even though he was well
aware of the political hurdles to the creation of a professional force of longserving soldiers.
The reception that DeGaulle's ideas received in the French army further
reveals the link between a professional army and an offensive doctrine in the
organizational culture of the French army The high command was not persuaded. A primary reason for their rejection of DeGaulle's ideas was that the
creation of the specialized corps would, in their view, cut the army in two.30
Because the officer corps could not imagine a way for the conscript army to
implement DeGaulle's proposal, adopting this new doctrine would require
taking the army's professionals out of the conscript army, leaving it stripped
of its professional officers, with little if any combat value. The French officer
corps could only accept the package of DeGaulle's ideas; separating the offensive doctrine from a professional army was inconceivable. Either these concepts
were to be implemented by professional soldiers, or not at all.
DeGaulle's campaign also reveals the impact of domestic politics. The left
was not pleased with DeGaulle's proposal. A commentator in a leftist magazine
captured this sentiment when he referred to DeGaulle's proposed force as
"hand-hired killers of which each possess all the aptitudes of murder and all
the extraordinary instruments to kill." He asks, "when will this army then
march on Paris?",31This fear of the domestic ramifications-and not whether
these ideas were most suited to repel a German attack-emerges time and
30. General Eugene Debeney, "Encore l'arm6e de m6tier," Revue des deux mondes (July 15, 1935),
pp. 285-290; and General Maxime Weygand, La France est-elle defendue?(Paris: Flammarion, 1937),
p. 23.
31. Jacques Lefrancq and Leo Moulin, "Dialogue sur l'arm6e de la classe 15 a la classe 25," Esprit,
Vol. 32 (May 1935).
Cultureand MilitaryDoctrine| 77
Culture as an Explanation
This section explores two important issues raised by my argument about the
role of culture in doctrinal developments: first, how does culture-both the
political-military subcultures and the military's organizational culture-affect
outcomes? Second, how can one have confidence in these cultural explanations?
I argue that the number of subcultures affects the causal role of the politicalmilitary subculture. Some states have only one subculture-during the interwar period, the British civilians concurred on fundamental questions about the
domestic position of the armed forces-while others have two or more competing subcultures, e.g., during the same period in France. Both show the
importance of ideational factors, but they work in different ways.35
InternationalSecurity 19:4 | 78
If there are competing subcultures, the subculture works more like an ideology, "as a highly articulate, self-conscious belief system, aspiring to offer a
unified answer to social action."36It is coherent and consistent. In France, both
of the opposing subcultures contained explicit policy prescriptions about the
organizational form of the army; the left wanted short-term conscripts, the right
a professional army The ideologies play a direct and visible role in determining
military policy
In contrast, where there is only one political-military subculture, this consensus resembles "common sense." Free from having to justify or defend itself
against a competing set of beliefs, consensual subcultures contain fewer explicit
directives for action. In Britain, for example, it is taken for granted that the
country does not want a strong standing army independent of legislative
control, but the specifics of military policy are not articulated. The independent
role of culture is more difficult to determine and has a weaker, less direct
control over action. But culture is important: it constrains action by establishing
what is "natural." It gives us our common sense, but it also screens out parts
of reality by limiting what we see and even what we can imagine.
The presence of one or more than one subculture also affects how civilian
intervention in doctrinal developments corresponds to systemic imperatives.
Where there is only one subculture, the civilians will not be consumed with
domestic battles over military policy and, as a result, their decisions are more
likely to reflect the external environment. Where subcultures compete, civilian
decisions are more likely to respond to domestic considerations.37
But why call the civilians' choices "cultural" rather than "interests"? Because
"interests" do not tell the whole story; we must understand the meaning-or
cultural connotations-that actors attach to certain policies. Similar socialeconomic positions do not necessarily mean similar policy positions across
national boundaries. We cannot assume that all left-wing parties, like the
French in the 1920s, fear a professional army, nor that all right-wing parties do
not want a conscript army There is nothing inherent in a conscript or militia
army that makes it a force for the left. The types of armies that the British left
and the French left imagined to be in their interests are opposite. For the French
left, conscription expressed community spirit, equality, and most important, it
insured against the growth of a praetorian guard. For the British left, conscrip-
International
Security19:4 | 80
arrangement of the English gentry; the idea of a subordinate exercising initiative was practically unthinkable.42 In contrast, the Prussian army's concept of
auftragstaktikendorsed a degree of decentralization, initiative, trust, and mutual
respect that was unheard-of in the British army.43
During the 1930s the French army did not value a defensive doctrine and
thus adopt one. That would be end-driven behavior. Instead, the organizational
culture contained a set of elements that limited the possible types of action.
The army choose the doctrine that corresponded with the possibilities contained within its culture. If the French army's culture had contained different
assumptions about the value of short-term conscripts, it might have adopted
an offensive doctrine.
This view of culture's explanatory role allows for change in the dependent
variable-doctrine-despite
continuity in the intervening variable, culture. The
culture remains relatively static, but constraints set by the independent variables-technology or domestic politics-vary The organization continues to
think along the lines set by its culture and integrates exogenous changes into
its established way of doing things. The outcomes (doctrine) may change but
the means (its culture) of getting there stay the same. In France and Britain,
each army's culture remained relatively static, yet doctrines shifted radically,
from offensive prior to World War I to defensive prior to World War II. To
explain this, we must look at how the British and French armies' (static)
organizational cultures incorporated (changing) variables in their external environment.
The change in French doctrine is straightforward. In 1913 the parliament
increased the length of conscription to three years; in 1928 it reduced the
conscription period to one year. After 1913 the French army had the type of
conscript that its culture assumed capable of executing offensive operations.
After 1928 and the reduction in the length of conscription, it could imagine
only defensive operations.
We see a similar pattern in the British army, except that this time the
exogenous change came from technology, not from domestic political con-
42. Eliot A. Cohen and John Gooch, Military Misfortune: The Anatomy of Failure in War (New York:
The Free Press, 1990), p. 240; and Richard E. Simpkin, Race to the Swift: Thoughts on Twenty-first
Century Warfare(London: Brassey's Defense, 1985), pp. 228-234.
43. Eugene Carrias, La Pense'e militaire allemande (Paris: Presses Universitaires de France, 1948),
pp. 268-272; and General Robert Vial, "Les doctrines militaires francaises et allemandes au lendemain de la premiere guerre mondiale," in L'influence de l'ecole superieure de guerre sur la pensee
militairefran,aise de 1976 2 nos jours (Paris: Ecole militaire, May 13-14, 1976), pp. 124-125.
straints. When going on the offensive was a matter of bravery and morale, the
British army could imagine charging forward and overcoming the opposing
forces, and so the British army entered World War I with an offensive doctrine.
However, the defensive stalemate in Northern France showed that this was no
longer possible. The British army could have responded by incorporating new
technology or tactical changes into an offensive doctrine. If it had, this would
have been value-driven or end-driven behavior: a change in means in order to
continue achieving the same valued end (an offensive doctrine). This is not
what they did; in the decades after World War I, the British army endorsed a
defensive doctrine. The British army incorporated the enhanced firepower and
mobility into their organizational culture, that is, their existing ways of organizing action. As in the French case, the means (or culture) stayed constant; the
end (or doctrine) changed as the culture responded to exogenous factors. This
explains how something relatively static (organizational culture) can help explain change: there must be some change in the external environment of the
organization to which the organizational culture reacts.
CULTURE S CAUSAL
AUTONOMY
But how can we have confidence that culture really explains change? This is
important because culture is often used instrumentally, or is all consequence
rather than cause. Political entrepreneurs can use culture as much as they may
be unknowingly constrained by it. For example, one might mistakenly assume
that London's unwillingness to adopt a continental commitment was part of
its strategic culture. The "British Way of Warfare"called for a maritime strategy
and gained considerable currency during the interwar period. However, this
"tradition" was not a sincere assumption about British national interests, but
instead a myth manipulated by British civilians to lobby for a policy that they
desired for other reasons. The "British Way of Warfare" was a politically
inspired, not a culturally determined myth.44
There are several strategies to help assess culture's causal power. First,
culture must do more than simply reflect structural or functional conditions or
other "objective" criteria; we must find individuals or groups who share the
same situational constraints but reach different conclusions. We already saw
the various ways in which the left evaluates conscription. We also saw that the
44. Britain's reluctance to make a continental commitment in the 1930s was the result of a
conscious decision not to tax the peacetime economy, not of cultural blindness. For a development
of this argument, see Kier, Imagining War.
InternationalSecurity 19:4 | 82
German and French armies have very different evaluations of the value of
reserve or conscript forces.
The contrasting positions of the French and British delegations at the Versailles negotiations is another example. Both countries shared the same objective interest in the same context: reducing the military threat posed by
Germany. France proposed that Germany rely solely on a conscript army. A
French officer wrote that it "would be better to let Germany have a relatively
numerous army without seriously trained officers, than a smaller army of
well-tried, proven officers that Germany will have and which I fear she will
know how to make use of."45 Britain reached the opposite conclusion. Lloyd
George worried that with a conscript army "Germany will train 200,000 men
each year, or two million in ten years. Why make a gift to them of a system
which in fifteen to twenty years will give Germany millions of trained soldiers?"46Lloyd George insisted that only the imposition of a professional army
could harness German military power.47 Both countries sought to contain
Germany's offensive potential, but they proposed opposite prescriptions.
A second way to demonstrate culture's causal role is to show that the
culturally derived preferences were not used instrumentally to achieve other
goals. Otherwise, we can have little confidence that the "culture" was not
invoked as a justification for a policy chosen for other reasons. For example,
how can we know that the French army really believed that short-term conscripts and a defensive doctrine were inseparable could this belief have been
instrumental? Some of the best evidence comes from the French army's estimate of the German army prior to World War I. The French army's belief that
conscript forces could not undertake offensive actions prevented them from
believing-despite
intelligence reports-that the Germans would attack with
the forces that they did. Because they could not imagine short-term conscripts
leading offensive operations, they dismissed intelligence reports showing that
the Germans would use "young troops" in the front lines. This caused the
French army to underestimate the strength of the German offensive by 20
corps. Whatever the outcome of the future battle, the French army's belief in
45. Quoted in Pierre Miquel, La paix de Versailleset l'opinion publiquefran,aise (Paris: Flammarion,
1972), p. 258. Also see Ministere des affaires etrangeres, Documents diplomatiquesfran,aise 19321939, Vol. 1, No. 1 (Paris: Imprimerie Nationale, 1969), p. 569.
46. Quoted in Miquel, Paix de Versailles,p. 256.
47. Bertrand de Jouvenel, "Le service militaire obligatoire....
est-il une institution de gauche?"
La Voix (February 9, 1930), p. 8; and Pertinax (pseud. Andr6 G6raud), "Le d6sarmement radical de
l'Allemagne est d6cid6," Echo de Paris (March 11, 1919).
48. Although militaries may exaggerate the strength of an adversary's forces to make their subsequent victory more laudable or their defeat more understandable, it is not in the military's
interest to underestimate the opposing forces when designing strategic plans.
InternationalSecurity 19:4 | 84
defense of France. How the French military defined its interest was a function
of its culture.
ContendingApproaches
Barry Posen and Jack Snyder conducted what have become classic studies of
the origins of offensive and defensive military doctrines. Although these two
scholars disagree on the role of domestic politics and the explanatory weight
of organizational factors, both see the international system as providing accurate cues for civilian intervention in doctrinal developments. Snyder argues
that it is the civilian policymakers' absence from the decision-making process
that allows the self-serving doctrines of the military to take root. Posen accords
an active role to civilians, arguing that as the international system becomes
more threatening, civilians increasingly intervene in doctrinal developments in
accordance with systemic imperatives. The civilians are painted as the champions of the national interest and the principal architects of well-integrated
military plans, while the military is portrayed as pursuing its organizational
interests and adopting offensive doctrines that may be poorly integrated with
the state's grand strategy The following section briefly examines these two
propositions, as well as the most popular explanation for France's defensive
doctrine, the lessons of World War I.
CIVILIAN
DECISIONS
ENVIRONMENT
The argument that civilian intervention corresponds with the dictates of the
international system has weak theoretical and empirical foundations; it exaggerates the power of systemic imperatives and the wisdom of civilian participation. This is true even in an easy case such as France during the interwar
period. If there is any case where the international system should determine a
state's doctrinal orientation, this is it. Paris understood the nature of the
German threat and devoted extensive resources to insuring France's security
France spent twenty years preparing for the German assault. Yet it was domestic politics, not international incentives, that drove the civilian decision that
severely constrained doctrinal developments.
As compelling as the international system may have been, it cannot account
for doctrinal developments in France. And in general, the international system
does not provide determinate explanations for choices between offensive and
defensive doctrines. Although revisionist states require offensive doctrines,
both offensive and defensive doctrines can defend a status quo state. Even the
prospect of fighting a two-front war provides several alternatives. The Schlieffen Plan's double offensive is one possibility, but as Jack Snyder pointed out,
Germany could have chosen "a positional defense of the short frontier in the
west, combined with either a counteroffensive or a positional defense in the
east."49
Scott Sagan argues that the international system makes offensive doctrines
necessary to honor alliance commitments.50 During the interwar period, however, France's inability to launch an offensive into Germany in order to provide
relief to her Eastern allies demonstrates how easily systemic "imperatives"and in particular the one that Sagan cites-may be overruled. Similarly, Snyder
argues that the offensives adopted by both France and Germany prior to World
War I were counterproductive to the strategic interests of their allies.5'
More important, a state's position in the international system is indeterminate of doctrine: France's relative weakness could be used to explain both its
offensive orientation during the 1920s and its defensive orientation in the 1930s.
In the decade immediately following World War I, the French sought to strike
offensively to end the war quickly before Germany could mobilize its superior
economic strength. A long war of attrition would only have resulted in the
eventual triumph of Germany's superior economic strength and industrial
mobilization. An official report in the early 1920s explained that "an offensive
conception was the only one that would permit us to compensate for the
inescapable causes of our weakness which result from the inferiority of our
population and industrial strength."52
In the following decade, this argument was turned on its head. Now, it was
said, France must stay on the defensive in the opening battles of a conflict with
Germany, and throw all its resources into defeating the initial German assault.
France's only hope, it was argued, was that the initial resistance to a German
offensive would provide the necessary time for the injection of allied assistance.
France could only win a long war. In other words, France's relative weakness
justified an offensive orientation in the 1920s and a defensive doctrine in the
1930s. French policymakers were not misguided, nor did they misunderstand
France's strategic position: both an offensive and a defensive posture were
International
Security19:4 | 86
53. Robert Allan Doughty, The Seeds of Disaster: The Developmentof FrenchArmy Doctrine 1919-1939
(Hamden, Conn.: Archon Books, 1985), p. 164.
54. Brian Bond, British Military Policy Between the Two WorldWars (Oxford: Clarendon Press, 1980),
p. 41.
Security19:4 | 88
International
S BUREAUCRATIC
INTERESTS
Similarly, military organizations can also use defensive doctrines to maximize their autonomy from civilian interference. The French army's endorsement of a defensive doctrine after 1929 is partly attributable to it being part of
larger package that allowed the army to retain what it most treasured, a small
(and relatively autonomous) professional force. In fact, with the exception of
the air force, the connection between autonomy and offensive doctrines is not
strong. Civilians, especially those in the foreign office, could be more likely to
interfere in military planning if these operations included offensive strikes into
a foreign country Civilians are unlikely to take a hands-off approach if their
armed forces are invading a neighboring country.59
Air forces have exploited plans for strategic bombing, an offensive doctrine,
to insure their independence. During the 1920s and 1930s, both the French and
British air forces used offensive doctrines in their efforts to obtain institutional
autonomy. However, the extent to which each service manipulated its doctrinal
preferences to defeat the army's and navy's attack on its independence does
not correspond to the expectations of a functional perspective. While the French
air force fought bitterly, and unsuccessfully, for its independence, French airmen only half-heartedly endorsed the offensive doctrine that, according to a
functional argument, could have furthered their quest for autonomy60 In contrast, the Royal Air Force gained institutional autonomy relatively easily, but
remained enamored of strategic bombing long after it had cemented its independent status as the third service.61
Even when military organizations could gain greater resources, autonomy,
or prestige through the adoption of an offensive doctrine, they often fail to do
so. This is true even in such easy cases for a functional analysis as that of the
French army Throughout the 1930s, the French army was exposed to the ideas
of mechanized warfare and was free from civilian interference. The French
army's desire for autonomy from the civilian sphere could hardly be more
extreme. With the recurrent instability of the Third Republic, the rise of the left,
and the outbreak of the Spanish Civil War,the army became increasingly fearful
of the republic. If military organizations seek autonomy by adopting offensive
InternationalSecurity 19:4 | 90
doctrines, we should see it here. The French army had the (functional) need
for autonomy, and the money, ideas, and freedom from civilian intervention
necessary for the adoption of an offensive doctrine. Nevertheless, the French
army became increasingly committed to a defensive doctrine.
Still more surprising from a functional perspective is the budgetary behavior
of the British military during the interwar period; all three services show a
budgetary modesty that baffles a conventional evaluation of organizational
interests. Not only did the British army ignore the financial benefits who
adoption of an offensive doctrine could have brought, but all three British
services also submitted modest budget requests. In fact, it was the civilians
who consistently prodded the military chiefs to submit larger budget requests,
leading one participant in the rearmament debate in the mid-1930s to comment
that he found it "curious how, all throughout, the Chiefs of Staff have been the
moderating influence.'62 Similarly, in 1936 the Popular Front government in
France increased the army's budget request by fifty percent, augmenting the
application by the Chief of the French General Staff, General Maurice Gamelin,
with an additional 5 billion francs.63
Finally, generalizing that military organizations prefer offensive doctrines
makes it difficult to explain, without reference to cultural factors, why military
organizations adopt-sometimes dogmatically-defensive
doctrines. They do
this on their own initiative, without civilian prodding, and despite adequate
knowledge of and resources for the development of an offensive doctrine. In
the French case, the civilians did not intervene in doctrinal developments to
force a defensive doctrine upon a reluctant high command. From the mid1930s, it was the civilians who were voicing support for a more offensive
orientation. Nevertheless, the French army ignored these calls and instead
became increasingly committed to a defensive doctrine and ostracized those
officers calling for a more offensive orientation. The British army also marginalized those officers advocating the offensive use of massed tanks.64
62. Quoted in Wesley Wark, The Ultimate Enemy: British Intelligence and Nazi Germany,1933-1939
(Oxford: Oxford University Press, 1986), p. 29. Also see Uri Bialer, The Shadow of the Bomber:The
Fear of Air Attack and British Politics, 1932-1939 (London: Royal Historical Society, 1980), pp. 58-68;
and Brian Bond, Liddell Hart: A Study of His Military Thought (New Brunswick, N.J.: Rutgers
University Press, 1977), p. 67.
63. Robert Frankenstein, "A Propos des aspects financiers du rearmement francais," Revue d'histoire
de la deuxiemeguerre mondiale, No. 102 (April 1976), p. 7.
64. Bond, British Military Policy, pp. 53 and 183-185; Major Kenneth Macksey, ArmouredCrusader:
A Biographyof Major General Sir Percy Hobart (London: Hutchinson, 1967), pp. 135, 141-147, 152,
and 178.
The lessons of World War I seem to explain why the functional explanation
cannot account for the French army's adoption of a defensive doctrine. According to this argument, the 1920s and 1930s are an exceptional period: emerging
from the carnage of the Great War, perceptions of the offense-defense balance
were so skewed that an otherwise accurate generalization-that military ornot apply. Given the French
ganizations prefer offensive doctrines-does
army's doctrine in 1939, it seems plausible that the leadership of the French
army, marked by the bloody experiences of World War I, had prepared for a
rematch of the last war. This is a myth. The French army did not simply reapply
the defensive lessons of the Great War. There was an extensive debate over
doctrinal developments in the 1920s. The French army eventually adopted a
doctrine reminiscent of the defensive stalemate in northern France, but the
"lesson" of the trench warfare was far from universally endorsed.
In the decade immediately following the armistice, the French military elite
debated the potential use of prepared positions and in particular, whether the
fortifications would serve offensive or defensive functions.65 While Marshal
Petain and General Buat argued that fortifications were primarily defensive,
Generals Berthelot, Debeney, Fillomeau, Foch, Guillaumat, Joffre, and Mangin
rejected the notion of a continuous frontier and instead argued that fortified
regions should serve as centers of resistance to facilitate offensive actions. The
proposal creating a commission to study the use of fortifications in 1925
specified that the prepared positions would be used in offensive operations,
and the commission's report two years later stated that the fortified regions
would serve as a base for French operations into Germany.66 The debate
continued for almost a decade. A leading historian of the Maginot Line states
that this extended debate shows the "markedly offensive spirit of the French
high command."67
The discussions about the potential of mechanized warfare further reveal the
extent to which the French army was open to offensive warfare. In the early
1920s, the military journals and academies were alive with debate on the
65. For example, see SHAT, 1 N 20, R&eum succinct des seances du CSG, May 17, 1920. Also see
Judith Hughes, To the Maginot Line: The Politics of French Military Preparationin the 1920s (Cambridge, Mass.: Harvard University Press, 1971), pp. 200-204; and especially Tournoux, Defense des
frontieres.
66. SHAT, 1 N 20, Resume succinct des seances du CSG, December 15, 1925; Tournoux, Defense des
frontieres, pp. 53-54.
67. Tournoux, Defense des frontieres, p. 36.
InternationalSecurity 19:4 | 92
potential for massed armor, the army training grounds were actively engaged
in experimentation,68 and many influential officers saw mechanization as a way
to break out of the defensive stalemate that dominated the last war.69
The call for offensive striking power was no mere wish list. Far from planning to wait behind reinforced concrete, French war plans in the 1920s were
unequivocally offensive. If a conflict with Germany occurred, the French intended to bring the battle to Germany and divide the country in two. These
offensive plans were later superseded by increasingly defensive plans, but the
initial reaction to the threat of a resurgent Germany was to plan once again for
offensive strikes beyond the French frontier.70Such plans contradict the notion
of an army overwhelmed by the defensive lessons of World War 1.71
The lessons of history are multiple, and are frequently invoked after a
particular policy has been taken. They are not the source of the policy itself.
The French army did not adopt a defensive doctrine in the interwar years
because of the trench warfare of World War I. However, once this defensive
orientation had been chosen, history was invoked to justify or bolster the
chosen policy As Jack Snyder aptly stated in his study of the myths of empires,
"it is more accurate to say that statesmen and societies actively shape the
lessons of the past in ways they find convenient than it is to say they are shaped
by them."72
Conclusion
This is not a call for the wholesale adoption of cultural analyses. Structural and
functional analyses are valuable tools for understanding international politics.
Indeed, the normative and political rationale for understanding the determinants of offensive and defensive military doctrines stems from a structural
68. For example, see Colonel Charles-Armand Romain, "La reorganisation de l'armee: les chars
de combat," Revue de Paris, Vol. 29, No. 5 (October 15, 1922), pp. 868-871; and Major Joseph
Doumenc, "Puissance et mobilite," Revue militairefranqaise,Vol. 9 (January-March 1923).
69. For discussions of mechanization in the French army, see Jean Delaunay, "Chars de combat et
cavalerie," Revue historiquedes armies, Vol. 155 (June 1984); Hoff, Programmesd'armement;and Henry
Dutailly, "Motorisation et mecanisation dans l'armee de terre francaise," Revue internationaled'histoire militaire, Vol. 55 (1983).
70. Jean Doise and Maurice Vaisse, Diplomatie et outil militaire (Paris: Imprimerie nationale, 1987),
pp. 269 and 276; and Tournoux, Defense des frontires, pp. 332-335.
71. For further discussion of France's shift from an offensive to a defensive orientation during the
interwar period see Doise and Vaisse, Diplomatie et outil, pp. 275-256; Doughty, Seeds of Disaster,
p. 67; Hoff, Programmesd'armement,pp. 153 and 268; and Hughes, Maginot Line, p. 198.
72. Jack Snyder, Myths of Empire:Domestic Politics and InternationalAmbition (Ithaca, N.Y.: Cornell
University Press, 1991), p. 30.
constraint: offensive military postures are structural impediments to cooperative relations among states. Nevertheless, functional and structural analyses
cannot adequately explain choices between offensive and defensive military
doctrines. If we want to control doctrinal developments, we must understand
the civilians' political-military subculture and the military's organizational
culture.
This study offers three lessons to policymakers interested in restructuring
their armed forces along more defensive lines. First, decision-makers can take
solace in the knowledge that the structure of the international system does not
dictate either an offensive or a defensive orientation. Status quo states can do
what they want. Second, policymakers must recognize the highly political
nature of any enterprise to restructure the armed services. For domestic political reasons, certain types of military policies appeal to certain sectors of society.
These preferences may reflect contemporary stakes or they may seem outdated,
but in either case, they constrain policy options and must be taken into consideration.
Finally, policymakers should resist blaming the military for the adoption of
offensive doctrines. They should not assume that all military organizations
prefer offensive doctrines, or that military resistance to doctrinal change stems
from attempts to protect the offensive doctrine itself. It may not be the offensive
aspect of their doctrine that the military seeks to safeguard, but instead some
part of its traditional way of doing things whose preservation is, for these
officers, integral to the successful execution of their mission.
Changing military doctrine from offensive to defensive is as important as it
is difficult. Status quo states can choose defensive doctrines regardless of their
position in the international system, but the absence of structural requirements
does not mean that doctrinal change is easy. Two powerful barriers remain.
First, civilians worry about domestic security before external security-without
the former there is no need to worry about the latter. They will worry about
the disposition of the military and how it bears on the domestic distribution
of power. Second, the military's culture limits what they imagine is possible.
Changing military doctrine is hard, but it is harder still if we neglect culture's
role.