Leg Reg Pre Write
Leg Reg Pre Write
Leg Reg Pre Write
Legislative Process
Bicameralism and Presentment Article 1 Sect. 7
o House Power more centralized; More efficient; Those seeking reelection always
win
o Senate Consensus required; individual members have more autonomy which makes
it more difficult to pass legislation; Turnover rate is moderate.
o
How a bill becomes a law
o
o
o
Idea
Bill Written
Introduced in either house
o Goes to House debated and voted on House LFoor
o Approved bill sent to Senate
Senate committee may mark up
Reported favorable to floor
Bill is debated
Filibuster OR Cloiture
Senate approve Bill
o Different Version madeby conference committee
o Unified bill debated and voted on by both house
Bill is signed/Vetoed by President/Unsigned becomes law
o 2/3 both house needed override President Veto
Proceduralist Theories
At each stage in the legislative process a proposal can be changed/halted/
coalitions are formed and opportunities for logrolling, strategic behavior and
deliberation are presented.
Known as VETO-GATES: Road blocks in the legislative process. (Can be result of
Constitutional provisions, formally adopted by legislative body and norms and
practices that are informal)
o Constitutional prohibitions are most durable Filibuster
Statutory Interpretation
DESCRIPTION
Purposivism
The traditional method. Identify the purpose of the statute and interpret it in a
way that best effectuates that purpose. Emphasize the importance of democratic
law making. Tries to find the goal of statute and assumes that legislature are
reasonable and rational actors. Purposivists look to statutes title, current events,
legislative history, and social values
Textualism
Believes that judges must hew closely to the meaning of the clear statutory text
even when the result contradicts the statutes apparent purpose. When the
meaning is clear language trumps general purpose. Believe that statutes should be
construed in terms of each words ordinary meaning in the given context.
Textualists use dictionaries as aids to interprets statutes plain meaning.
Intentionalism
Under intentionalist approach if court is dace with an unclear statute they look to
the likely intent of legislature based on the precise issue before the court. Look to
what was the intent of those legislators who voted for the statute. Look to
legislative history some legislative history is more important than others are.
ANALYSIS
Critiques of Textualism
Textualist never look to se if there is a consensus on the matter. When statutes
interpreted textually they are more likely to be overturned. Textualist overlook
that Congress does not even pay close attention to the exact words of the statute.
Also overlook the effectiveness penalty default rule because Congress is not
always aware also it would fail given the complexities and difficulties of the
legislative process. Can manipulate the text by interpreting the text in a way that
they would like.
Further the text can be vulnerable to different interpretations. Cons to canons
was illustrated in Gustafson v. Alloyd in which the majority focused on all the
terms surrounding the word communication which would be an application of
noscitur a sociss, but the dissent viewed prospectus as more of a catchall of all the
terms listed. Thus this case illustrates Llewelyn critique that every canon has an
opposite canon that would bring about a different result. Another problem is that
complex statutes are usually written by different people. Lack of guidelines and a
judge would just apply the canon that would give him the outcome he is seeking
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Pros of Purposvism
Language is ambiguous. Cannons of interpretation can be constraining and just give
the appearance of objectivity to hide judges preferences. Do a the country a
dsissrvice when we needlessly ignore persuasive evidence of Congress actual
purpose and require it to take the time to revisit the matter. May have clear
purpose but fails to adopt language thay reflects it. Statutes that viewed by
Textualists are more likely to be overridden.
Holy TrinityWhen text and purpose of Congress are in conflict; Purpose trumps
letter of law.
Critiques of Purposivism
Statutes dont always have specific purpose. The level of generality and relevancy
can differ. Statutes are vectors not rays and can have counter point. Question of
to what ends statutes dont mean to achieve a goals at all cost since that would
problematic. The legislative process is not coherent. Legislators have independent
goals and often strike deals to make that happen. They have constituents.to
appease. They enact words not a purpose. Its not legitimate to enact the aims or
goals of legislature because words were chosen for a reason and it is not the
judges role to figure out intent. West Virgina v. Casey
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Pros of Intentionalism
Reliable medium for members of congress. Congress delegated them for a reason a
and we should give them credence. Legislators often dont read every detail as such
legislative history act as a way to clarify the intent. Textualism replaces the
language in which congress thought.
Critiques of intentionalism
Hard to find intent No one main intent, diverse intents
Marquis de Condorcets (A,B,C,) shows that it is hard to aggregate individual
preferences into a collective choice, this was expanded into the social choice
theory (however a counter to this is that this could strengthen looking at
legislative history)
no coherent intent legislative history
Legislative History
Cannons of interpretation
Semantic Cannons
Ordinary meaning: Unless there is evidence that the wrods have acquired
specialized meaning use plain ordinary meaning
o Problems; Ordinary meaning to whom.
Presumption of statutory consistency- that words have the same meaning
throughout a statute (West v. Casey)
o Problem then you are limited. Words carry different meaning
depending on what you are trying to sayNitpicky
Presumption against surplusage- Courts use words with a specific purpose
and every word has a given meaning. (
Presumption against redundancy Interpret to avoid redundancy (Gustafson
(dissent)
Noscitur a sociis- Words known by association. (Context clues) Problem; Not
always accurate.
Ejusdem generis, catchall shall be construed to cover those things with
similar attributes to the particularly listed words. (Birds of a feather flock
together)
o Problems: Extraccting from the terms the particular characteristic or
quality limits the general purpose.
o McBoyle Airplane as vehicle
Expression Unius Expression of one thing implies exclusion of another.
Cons of Canons
Substantive Cannons
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Constitutional Avoidance
Constitutional avoidance (Classical)
o Avoid interpretations where court would have to strike down statute
as unconstitutional
Constitutional Question (Modern)
o Avoid court having to answer constitutional question.
How plausible is the non-problematic interpretation ? fairly
possible
How serious or difficult is the constitutional issue?
o Pros of constitutional avoidance
Deference to congressDeference to congress.
Legislature might prefer less optimal interpretation instead of
declaring statue unconstitutional. Presumption that congress
does not intend to pass unconstitutional laws.--Avoids
unnecessary striking down statutes
Encourages legislative deliberation and transparencyScalia
likes this point.
o Cons
might involve judges twisting it in ways to avoid a
unconstitutional interpretation
Courts will construe statutes in favor of a certain
substantive result unless statutes not only indicates
contrary result bit does so with greater clarity than
would ordinarily require.
o Example;
NRLB v. Catholic Bishop
(Catholic school employers part of a unionno
affirmative expressionConstitutional avoidance acts a
clear expression
Dissent: Ejudesm cannon. (Covers everyone not explicitly
excluded-congress could have done that.)
Clear Statement Rule
This canon requires a clear statement before a court will construe a federal
statute as interfering with fundamental aspects of state sovereignty. The clear
statement rule is designed to protect state governments from federal
interference.
i Federalism (Protecting state sovereignty and autonomy)
need to honor the wishes of the states
1 Protecting states from undue federal interference
with core state activities or functions (Gregory v.
Ashcroft: ADA laws in relation to federal judge age limit
in MO)
a If Congress intends to alter the usual
constitutional balance between states and the
federal government, it must make its intention
to do so unmistakably clear in the language of
the statute. (Gregory)
b No metric for deciding what clear means
disagree over what most people would regard as
clear
c Reasons for maintaining Federalism:
i Responsiveness by the state to the diverse
needs of citizens
ii Participation is easier at the smaller state
level
iii State governments are more able and willing
to innovate
iv Strong states can prevent Federal Power
Grabs
2 When in conflict, however, the Federal laws take priority
over the state laws this can be done expressly or
impliedly
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Rule of Lenity
(Bass, McBoyle, discussed in Moskal/Smith)
Clear statement rule, but thought to be more legitimate Constitution didnt
require clarity, but it is required to protect due process
Rationale:
o Wants people to have fair notice of what crimes are
o Legislatures should define criminal policy (semi-nondelegation
doctrine)
o More of a moral obligation than giving real notice to criminals
Issue of how ambiguous a statute must be? If the Justices are arguing,
should it be invoked?
Similar canons for tax liability and provision of government benefits
IF there is a dispute side with the defendant.
APPLICATION
Apply Textualism
Apply
Apply
Regulatory Process
Description
APA (Administrative Procedure Act) enacted in 1946 laying out the basic
structure and procedures and subjects agencies to legal and political controls (kind
of like a Constitution).
Formal Rulemaking
tends to be trial type procedures. It is governed by an elaborate set of procedures
laid out in sections 556 and 557 of the APA. It is an adversarial hearing with
administrative law judge, special process for internal appeals, formal findings of
fact and conclusions of law. It is pretty close to a litigation proceeding. An
exception is that in rulemaking an agency can adopt procedures to how they will
allow evidence (might allow written arguments but not oral testimony). Formal
takes forever (9 years to change content of peanut butter).
Informal Rulemaking
aka notice and comment rulemaking governed by section 553 of the APA. There are
three steps:
Agency publishes notice of proposed rulemaking (NPRM) in federal registrar:
o Time/Place/Nature of public proceeding.
o Reference to legal authority.
o Terms or substance of proposed legislation.
Agency provides public with opportunity to comment
Agency publishes an explanation of the rule in a concise general statement
of basis and purpose. 553
Exceptions 553
o Policy statements and interpretative rules not subject Good Cause &
Procedural Rules
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ANALYSIS
1st step is determine if agency action is question of a rule or adjudication,
Rulemaking (Rule): an agency statement of general or particular
applicability and future effect designed to implement, interpret, or
prescribe law or policy or describing the organization, procedure, or
practice requirements of an agency.
EX. similar to what legislators do, making new law, new policy
EX. Ratemaking need Formal Agreement: future rates(electricity), how much
company can charge and how much the customer has to pay
Adjudication (Order): deals with particular parties, resolves disputes, and
things in the past, (typically applying existing law or policy to facts)
o Issue final decisions (injunctions, pay fine): affirmative, negative,
injunctive, fines any authoritative agency action other than a rule
agency action that fails to consider all relevant factors. If studies are
not disclosed, parties will
o US v. Nova Scotia Food Products Corp.
held that a failure to disclose to interested persons the data
relied upon in making the decision was erroneous. The burden is
on the agency to articulate why the rule should apply to a large
and diverse class (fish)-no reason to conceal the data
making process. That is to say, you cannot say X is not up for debate
then alter it. If enough new information comes up about a particular
area, then you may need to have a second round. This is not an infinite
regress, but only happens when the new rule fails the logical
outgrowth test.
as long as the final rule is within the general subject
identified by the NOPR notice is ok. Burden to comment
is imposed on those whose interest might conceivably be
affected.
Was the agency required to RENOTICE or Provide Supplemental notice?
o WAS THERE NEW EVIDENCE
Agency not prohibited from adding new supporting documents.
Would otherwise Drag out the process if every time there
would be new comment period and provide notice. EX: Chocolate
Manufacturing Ass. V. BLock
WAS INFO PUBLICLY AVAILABLE
THE ISSUE IS NARROW VS BROAD
PRO: Up to commenters to find information would drag
out process if agency has to continually renotice every
time there are new comments. Makes agencies reluctant
to make changesMake changes that are vague and more
general in order preserve flexibility
CON: Cannot promulgate rule based on information
agency has sole knowledge basis. if purpose is to have
notice and comment work effectively comment should be
focused. Not fair to interest parties to comb through
scientific literature to figure out what the agency relied
on. Reliable and ubiquitous- where exactly is it publicly
available and how much research is necessary to actually
find the info. Agency has be certain information can be
found
Publicly available could mean different things.
WAS IT A TRADE SECRET
EXPERTISE
Agency doesnt have expertise and is relying on someone
elses study. Too much information to focus. Putting onus
on commentator interms of finding information can
become expensive. ( one entity vs. multiple parties)
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Bell Aerospace balancing test: The petitioner who is challenging the agency must
show:
Reasonableness of reliance (was there a long standing policy)
The substantiality of the reliance (if you would be left the same than there
is no difference)
Under the D.C. Circuit it is just fairness and equity so long standing policy
are more likely upheld. (Bell Aerospace is the LAW NOW)
APPLICATION
Apply facts to case.
Was there adequate notice?
Was the agency supply the data they used?
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Judicial Oversight
Section 706(A)(2) sets out a baseline standard for overturning agency action but
provides little guidance on how the courts should determine the nature of the
challenged agency action. Prior to the passage of the APA, the courts were very
deferential to agency action. The courts would require the challenging the party to
carry the burden of proof to show that the agencys action was arbitrary
P. 719
Judicial Review under APA is broken down into Procedural Review:
Procedural requirements that the courts will review
Court determines whether the agencies acted consistently with statutes
Acted consistently with the constitution
Decision in formal proceedings must be supported by substantial evidence in
the record
Agency decisions must not be arbitrary and capricious
If the agency acted with the procedural requirements and the court would
decide if decision was crazy Because special interest had some sort of
influence in the agencies.
Judge Leventhal created the hard look test
the court must look at the agencies reasons carefully and decide if the
agencies made their decisions on reasoned decisions.
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courts dont really have someone over them. The courts are less
accountable.
o Another argument is that you have 12 circuit courts all of which can
make a decision on these cases so there would be less uniformity.
Step Two, if statute is not clear, meaning its ambiguous, or if the statute is silent,
the ct must defer to agencies interpretation. Was agencies interpretation was
reasonable or permissible
Some courts just defer to agency (Rust v. Sullivan the abortion case, where
court just defered to the agency without analyzing the reasoning the agency
used and if the agency had considered all relevant factors)
o or some courts use the hard look and ask for reasoning, and
reasoned decision making. State Farm is a good example where the
court did not let the agency slide and
Determine if RM was arbitrary and capricious
o State Farm (Arbitrary and Capricious Case)- Court decides that the
agency failed to provide an adequate basis and explanation for
rescinding the passive restraint requirement
Court says arbitrary and capricious if:
Failed to consider plausible alternative
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