Homero
Homero
Homero
pg. 295
296
The point of view which posits the primacy of the parts over the
whole in Homer has been given wide currency by Erich Auerbach's
explication of the digression on Odysseus' scar in Odyssey 19.2 Auerbach's contention is that the Homeric style is so compulsively paratactic and explicative that when something such as the scar appears in
the narrative, the poet abandons the main narrative entirely in order
to bring that object forward and with it all temporal, spatial and causal
relationships. According to Auerbach, this compulsion to 'externalize'
overrides any other principle in Homer, whether rhetorical, dramatic
or aesthetic. 3
In recent times, the Homeric digression has achieved a certain
respectability by virtue of its becoming the focus of much of the work
devoted to the paratactic style. Once condemned by the Analysts as
irrelevant insertions added by later poets to satisfy personal whims or
demands for local tradition, the digressions have become the hallmark of the oral style, the example par excellence of the poet's amor
pleni.4 But this modem view has not so much acquitted Homer of the
exerted by the demands or interest of the audience; J. Tate, who in his review of van
Groningen's book (CR 51 [1937] 174-5) writes that "Homer's aim is the perfection of the
parts rather than the integrity of the whole"; J. A. Notopoulos, "Parataxis in Homer: A
New Approach to Homeric Literary Criticism," TAPA 80 (1949) 1-23, who states (p.6) that
the digressions "are actually the substance of the narrative, strung paratactically like beads
on a string"; B. B. Perry, "The Barly Greek Capacity for Viewing Things Separately,"
TAPA 68 (1937) 403-Z7, who claims (pAI6) that Homer needed no justification for a digression "other than the delight of his Greek audience in the story per se"; P. Mazon, who in
discussing unity in Homer writes, Introduction Ii l'Wade (Paris 1948) 237, "11 ne faut pas juger
un Chant par rapporte au poeme, il faut Ie juger en lui-meme, com me s'il etait isole." All
these repudiate the attempt to apply to Homer rhetorical principles based on the Platonic
ideal of the living organism. A. B. Lord, The Singer of Tales (Cambridge [Mass.] 1960) shows
some ambivalence. He admits (pp.88fI) that the length and presence of "ornamental"
themes do not depend on the whim of the singer, but yet he says (p.148) that the poet is
not concerned with the relevance of the ornament since the ornament has a value of its
own. Among those who maintain Homeric unity of design is C. H. Whitman in his book,
Homer and the Heroic Tradition (Cambridge [Mass.] 1958), cf especially pp.181-18Z; see also
J. T. Sheppard, The Pattern of the Iliad (London 1922) and S. B. Bassett, The Poetry of Homer
(Berkeley 1938) ch. VII.
I B. Auerbach, Mimesis tr. W. Trask (Garden City [N.Y.] 1957) ch. I. I would not deny
Auerbach's major thesis that the historicity of the Old Testament gives to its narrative a
greater sense of perspective than we find in Homer. Auerbach has, however, based his
argument on only one kind of style in Homer, and it is the purpose of this essay to show
that Homer employs such a style for certain dramatic effects.
a See Perry's similar conclusion on the scar, op.cit. (supra nJ) 412 n.10.
f. J. A. Notopoulos, "Homer and Geometric Art," Athena 61 (1957) 65-93, has used the
term amor p/eni to describe the impulse to decorate which he sees in both Geometric Art
and Homer. Other scholars who have studied the relationship of Homer to Geometric
Art have firmly repudiated the suggestion that Homeric digressions or expansions should
be considered ornaments or mere "space-filler." See Whitman, op.cit. (supra n.l) esp.
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we might expect a detailed account of their role in the War, but what
facts are stated are presented obliquely. It is Hektor who first mentions
the abduction of Helen when he taunts Paris by comparing his present
pusillanimity with his past panache (39-57): "Is this the man you
were when you sailed across the seas to carry off a foreign woman?"
In the Teichoscopeia Helen and Antenor give some background information about the Greek leaders, and Antenor reveals quite
incidentally that Menelaos and Odysseus had come to Troy to discuss
Helen's abduction before the War began. Even this interesting fact is
left unelaborated; it is included only because its narration affords a
chance to depict Odysseus' abilities as orator.
The first books of the Iliad would seem to stand in refutation of
Auerbach's thesis when they show so little concern for externalization. Certainly the poem does not show the historical consciousness
of the Old Testament, but the obliquity of its style with its gradual
revelation of the past and future give a greater depth and perspective
than Auerbach would allow.
In marked contrast to the meagre information given about important characters in Book 1, what digressional material the book contains refers to lesser characters or to almost entirely alien legends.
Kalchas is given a four-line introduction (69-72); Nestor is introduced
in seven lines and then proceeds to a fourteen-line description of how
he fought with the heroes of old against the Centaurs (247-53, 260-73);
Achilleus reminds Thetis of the occasion when she called upon
Briareus to help Zeus against the mutinous Olympians (396-406);
Thetis informs Achilleus that Zeus is away on a twelve-day sabbatical
among the Ethiopians (423-25); and Hephaistos reminds Hera of the
consequences of his having tried to protect her from Zeus's anger in
the past, when Zeus threw him from Olympos (590-94).
These digressional anecdotes are short, but yet we may wonder at
the disparity between the information given in them and the almost
total lack of information about Agamemnon, the other Greek
leaders, and the course of the War itself.
The explanation for this disparity is that almost all the digressional
material in Book 1 is there not for its historical interest but for its
paradigmatic value. Here it is necessary to draw a distinction between
digressions into the past and expansions of other kinds of episodes
which are subordinate within the poem. The word digression' is
inevitably controversial in poetic criticism and perhaps always a
C
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mythic conceit of the Prayers to whom gods and men must submit
(9.502-12); Dione's catalogue of human assaults on deities, told as
consolation (5.382ff); and all the personal digressions of Nestor
(1.260-73; 7.124-60; 11.670-790; 23.629-43).
The important apologetic paradigms which justify a certain action,
or defend a right, or offer a rationale for behavior are: the stories of
the personal and ancestral kind, such as the story of Tydeus which
Sthene10s tells as a sequel to Agamemnon's story of Tydeus (4.40510), or Diomedes' story of Tydeus (14.113-25); the genealogical
stories given by Glaukos (6.150ff) and by Aineias (20.208ff). All these
paradigms defend the speaker's honor in war or establish his right to
a voice in deliberative council. Other such paradigms are: the story
of Lykourgos which Diomedes tells to explain why he will not fight
until he knows Glaukos' genealogy (6.128ff); the story of how Ate
was thrown down from Olympos, which Agamemnon tells to explain
how delusion entered the world (19.86ff); the brief allusion to Herakles' death, which Achilleus tells both as apology and as consolation
(18.117-20); the story of Niobe, which is primarily hortatory but also
apologetic (24.602-17). Achilleus tells this story to urge Priam to eat,
but he is also reassuring himself that he has not betrayed Patroklos
by surrendering to his physical needs.10
The digressions of Nestor are both hortatory and apologetic. As
apology they establish the legitimacy of his position in the Greek
hierarchy as the wisest counsellor; as exhortation they offer a challenge to the younger men to live up to the heroic ideal as embodied
in his person. His tales, verbose as they may seem to our more
impetuous temper, are not senile meandering. We may find his
advice inadequate or jejune, but that is not a judgement in which his
peers would have concurred.l l
Nestor establishes the pattern in his first speech (1.254-84); the
later speeches repeat and amplify his theme. When he intervenes in
Book 1 between the two most powerful men in the army, he must
10 Fraenkel, op.cit. (supra n.8) 571-2, offers the interesting suggestion that paradigms
drawn from myths outside the Trojan legend are the poet's personal apologia for allowing
his characters to act in a manner inconsistent with the heroic ideal. This may be true of
the Niobe story, but the Meleager story is given as warning, not as an apology.
11 Kirk, op.cit. (supra nA) 348: "Nestor also gives the oddest kinds of tactical advice."
A. Severyns, Homere III (Brussels 1948) 50, typifies modern condescension when he says
that we pardon Nestor in advance if he talks too much and too often. Nestor's associates
never treated him with such indignity. Achilleus in giving Nestor a prize in the athletic
302
make a strong appeal for a hearing; he appeals to his right as counsellor, a right which is his due not by virtue of age alone but because
he has actively participated in adventures with the heroes of the past
and they have profited from his advice. The paradigmatic purpose of
his reminiscence is made clear when Nestor concludes by saying
(273-4): "These men of the past listened to me; so you too must
follow my advice." Nestor's advice is critical in the Iliad, and the
Greeks show their appreciation by following it, with this one notable
exception in Book 1. Agamemnon and Achilleus will not settle their
quarrel as Nestor advises, and the whole poem is the story of the
disastrous consequence. Thereafter the Greeks do not make the same
mistake.
Even the long story which Nestor tells to Patroklos of the battles
between the Pylians and the Eleians (11.670-761) is not simply a
lament for his lost youth as Bowra suggests.12 Achilleus, not Nestor,
is the real subject of the speech.13 The first part of the speech is
structured thus: Achilleus-Nestor-digression-Nestor-Achilleus.
The gist is: Achilleus does nothing; if only I were as strong as when I
fought the Eleians. Then follows the long story of the Eleians against
the Pylians, concluded by Nestor's boast "so they glorified Nestor
among men." Nestor immediately returns to Achilleus: "but Achilleus will enjoy his valor all alone, when all the Greeks are dead."
This leads Nestor into another hypomnetic story, the story of the
recruiting mission undertaken by Nestor and Odysseus when Menoitios had sent his son to join the expedition with the command to be
a wise counsellor to Achilleus. Nestor concludes this story with a
direct exhortation to Patroklos to persuade Achilleus to enter the
battle again or to allow Patroklos to enter as his substitute. Beneath
Nestor's vaunts on his own exploits he is giving an oblique diatribe
on honor, how to achieve it and how to enjoy it. What might seem to
be a hybristic boast is in reality a stern warning to Achilleus and an
contests says that he does so because Nestor is past the age of contests (23.618-23), but this is
the only occasion when Nestor cannot compete and show his prowess. In the War itself
Nestor as counsellor is always an active participant. We are expressly reminded of his
preeminence at 11.624-5 when we are told that the Greeks had given the girl Hekamede
to him as recognition that he was the best of them all in counsel.
12 Bowra, op.cit. (supra n.4) 86, writes that "the only point is that Nestor is not the man
he once was, and that Peleus behaved better than his son."
13 Schadewaldt, op.cit (supra n.6) 74-94 has made a careful examination of the structure
of this speech, and has discussed the paradigmatic intent of its two anecdotes. See also
Willcock, op.cit (supra n.8).
NORMAN AUSTIN
303
attempt to shame him into action while there is still a chance to win
glory.
Nestor's last paradigmatic story (23.62~50) may seem to have the
least hortatory necessity, but even here Nestor follows his usual
themes. His paradigm first proves that he is worthy of the honor
which Achilleus has shown him and then gives the present application: "I have proved myself in funeral contests; now it is for you to
compete and win in such contests." Again Nestor recalls his own
achievements as the standard against which the younger heroes
should measure themselves.
Nestor's constant claim is that he has lived a hero's life. Having
already proved his worth in heroic encounters, he sets his life before
the young heroes as paradigm. Now it is their turn to prove their
character.14 As paradigms, then, his stories are never told for their
antiquarian interest but because they are his most persuasive form of
rhetoric.
The digressions, whether drawn from distant myths or family
history or from the beginning of the Trojan War, are securely
anchored to the present by their pragmatic intent. They reflect a
pervasive need to justify an action in the present by an appeal to a
past precedent. They go, however, far beyond simple justification of
a present course of action. They are cogent examples of that mode of
thinking which, as van Groningen has remarked, uses the past
occurrence not merely as an edifying example but as the positive
proof of a present possibility.16
Though the paradigmatic elements of the longer digressions in the
Iliad have been noted since ancient times, it has not been sufficiently
noted that even the brief digressions, and indeed almost every
reference to the past, even those made by the poet as narrator, are
prompted by the same impulse to find paradigm in the past. As
historical clarification of the present they are often too allusive to be
satisfactory, so that we must conclude that they are not the product
14 Whitman, op.cit. (supra n.1) 166, discusses Nestor as the repository and guardian of
the heroic ideals, and Nestor's approval of Diomedes as his truest successor in the pursuit
of those ideals.
16 See B. A. van Groningen, In the Grip of the Past (Leiden 1953) 13, " ... an assertion which
formally holds good only for the past, actually acquires a general purport; to state that
something has not yet happened may also mean that it will never happen at all." The
ancestral reminiscences of Diomedes and Aineias ("What our fathers have done we can
also do") and the hypomnesis of prayers ("Since you helped me in the past you can do so
again") are examples of this principle.
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305
scarcely believe that she and the blithe young girl she remembers in
Sparta are the same individual, and she is forced to exclaim (180), HIf
this ever happened."
The other digressions which delve into the background of the War
mostly form a complex of stories around Achilleus and are also told
as paradigm. The several allusions to Achilleus' raids on Eetion's
city, Thebe, serve first, as J. W. Zarker has shown, as exemplars of
the future doom of Troy, and secondly as exemplars to contrast the
former chivalry of Achilleus with his present intransigence. IS The
story of the recruiting mission at Phthia likewise recalls incidents
from Achilleus' past to serve as paradigmatic argument.
The reason for the scarcity and allusiveness of the references to the
immediate background of the Trojan War becomes more apparent
in the light of this Homeric attitude towards the past. Most of the
historical digressions are taken from sources outside the Trojan legend
because the Trojan War, being still in progress, offers only limited
opportunities for paradigm. Notopoulos has suggested that retrospection is one of the devices of the oral poet to fill in essential background and to insure continuity.19 This is truer of the Odyssey than
the Iliad, but in the Odyssey retrospection is the principal technique
of narrative and indeed one of the major themes of the poem. In the
Iliad, however, retrospection plays so little part, except when it can
yield a paradigm, that those events which logically belong to the first
years of the War are pushed into the present. It would be no structural problem to present the events of Books 2 through 7 in flashbacks,
but the Iliad, always anticipatory in outlook, eschews the flashback.
In the Iliad the heroes seem to have almost no past at all, unless the
past can provide not just information for its own sake but a persuasive argument for some present action or behavior. In the Odyssey.
where the heroes have only a past and virtually no present, the Trojan
War, now part of the past, becomes the major preoccupation of its
characters and a rich source of paradigm.
To explain the paradigmatic intention of the historical digressions
is insufficient in itself; we may still question their length and detail.
Nestor could say in a simple sentence, once and for all, HI fought with
18 J. w. Zarker, "King Eetion and Thebe as Symbols in the Iliad," CJ 61 (1965) 110-4.
See also Whitman, op.cit. (supra n.l) 189, 198.
18 J. A. Notopoulos, "Continuity and Interconnexion in Homeric Oral Composition,"
TAPA 82 (1951) 92.
306
the bravest heroes of the past and they used to follow my advice; so
you too should follow my advice." Why a long story to affirm this
every time Nestor speaks? We may find the paradigmatic intention
relevant but the manner of execution inopportune. It is just the
amount of detail, the discursiveness, which has made the digression
the subject of such controversy. The length of the anecdote, however,
is as relevant as its intent. The expansion of the anecdote is a form of
amplificatio, or what later Greek rhetoricians called avg'f}(1ts, a
heightening of the subject, and so itself a form of persuasion. 20
Homer may not have commanded a system of rhetoric as refined
and ordered as that of the Sophists, but in this respect his practice is
unequivocal. For it is a surprising fact in Homer that where the drama
is most intense the digressions are the longest and the details the
fullest. In paradigmatic digressions the length of the anecdote is in
direct proportion to the necessity for persuasion at the moment. The
more urgent the situation, the more expansive the speech and its
illustrative paradigm. The two longest digressions, the story of
Meleager in Book 9 and Nestor's story of the Pylians and Eleians in
Book 11, mark the two most desperate stages in the deteriorating
situation. The Greeks are helpless without Achilleus, and only the
persuasiveness of Phoinix and Nestor can prevent total catastrophe.
In these situations words are the only weapons left; the fighters cannot win without Achilleus, but their warrior skills are powerless to
bring Achilleus back into the War. Only the skills of the orator have
any chance of success. 21
It is a modem literary convention that the mode of expression proper to anxiety and desperation is incoherence. The opposite is often
On amplificatio see C. Kennedy, The Art of Persuasion in Greece (Princeton 1963), index
"amplification." Aristotle, Rhet. 1368a22ff, treats a;;~"1u,s and '7Tap&.8t"f" as two kinds
of logical proof, the one belonging to the sphere of epideictic rhetoric and the other to
that of deliberative rhetoric. E. M. Cope in his Commentary on 1368aZ6 (Cambridge 1877)
1.187, notes that this division makes no pretension to a scientific character, since "CX;;'''1UtS
is not a logical kind of argument at all, and the ... members of the division are not
coordinate." It is true that auxesis is not a mode of reasoning as paradigm is, but it is a
manner of presentation which, by the weight it brings to bear upon a subject, operates as a
rhetorical, i.e. a verbal, argument. Paradigm is a form of lOgic, while auxesis is a means to
increase the persuasiveness of the logic. Thus auxesis need not be restricted to encomiastic
rhetoric but can be effectively used in all branches.
11 As other moderns have denigrated Nestor, so J. A. Scott, "Phoenix in the Iliad," AJP
33 (1912) 75, is scornful of Phoinix, "as if that ineffectual and loquacious individual were
the proper person to present the cause of the despairing Creeks." A comparison of
Achilleus' reply to Odysseus with his reply to Phoinix will show at once which ambassador
was the more ineffectual.
110
S.l'.
NORMAN AUSTIN
307
true for Homer's heroes. Like the proverbial drowning man, faced
with catastrophe they are gifted with total recall and the rhetoric to
support that recall. Coherence, lucidity, prolixity, expansive reminiscences couched in a more elaborate, even Pindaric rhetoric of ring-
160-1.
., See Lord, op.cit (supra n.1) 88ff, for his discussion of ' ornamental' themes in oral poetry;
also his article, "Composition by Theme in Homer and Southslavic Epos," TAPA 82
(1951) 71-80, for the sense of propriety which oral singers maintain in their use of ornamentation. G. M. Calhoun, "Homeric Repetitions," CPCP 12.1 (1933) 1-26, has shown a
fine appreciation of the dramatic significance of thematic amplification.
l-G.ll.B.S.
308
11\ Lord, op.cit (supra n.l) 88ff. Lord agrees of course (p.9l) that the arming theme in
oral poetry has its artistic as well as 'ritualistic' Significance. H. Fraenkel, "Die Zeitauffassung in der frilhgriechischen Literatur," Wege und Formen fruhgriechischm Denkens (Mi.inchen
1960) 4ff. says that the sacrifice is described in detail because it is a religious ritual. The
stress. he claims, is on the spiritual replenishment rather than on the physical act of eating.
NORMAN AUSTIN
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NORMAN AUSTIN
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312
emphasis, but our modern tastes are not accustomed to the use of
digressions into the past in this same way. If we criticize the incongruity of Nestor's long reminiscence in Book 11 when Patroklos is in
too much of a hurry even to sit down, we betray the difficulty we
have in freeing ourselves from our conception of the purpose of a
digression. Nestor's anecdote is long precisely because the situation is
desperate. Nestor's prolixity is prompted by the same urgency which
will not allow Patroklos to sit down. It is the same dramatic urgency
which manifests itself in the slow methodical gathering of the leaders
in Book 10, the same urgency which prompts the leisurely hospitable
exchanges between Thetis and Hephaistos in Book 18. In the Iliad
urgency always gives rise to rhetoric whether by the poet or by one of
the dramatis personae.
It is our differing sense of the proper means to depict dramatic
urgency which has led us to reject Homeric digressions as interpolations or, at best, moments of weakness in a great poet, as evidence of
slight loss of control. Yet the digressions occur where the dramatic
and psychological concentration is the most intense. Had he thought
about it in critical terms, Homer would perhaps have considered his
digressions as his most forceful passages. 31 Nestor, that primitive
rhetorician, though not a fighter, is still one of the effective leaders in
the Iliad. The digressions are but one kind of dramatic amplification,
the relevance of which to the whole poem lies first in their rhetorical
argument and secondly in their weight of detail. We think of the
digression as a device to introduce new information, or to show passing
of time, or to create suspense by diversionary tactics at critical moments. The Iliadic digression runs in a completely contrary direction.
It is little interested in adding information, it is not a narrative trick
to gloss over a time lapse, and it is not a diversion of attention. It
brings time to a complete standstill and locks our attention unremittingly on the celebration of the present moment.
UNIVERSITY OF CALIFORNIA, U'>S ANGELES
October, 1966
11 Kirk, op.dt. (supra n.4) 163ff, seems to echo what is a common modern prejudice when
he rates the succinct narrative of the first books of the Homeric poems as superior to the
diffuse narrative of the later books.