Defining American Music-NICHOLLS
Defining American Music-NICHOLLS
Defining American Music-NICHOLLS
Dvok subsequently
modified his view, suggesting that Native American melodies were also worthy of
consideration; and in 1895, in Harpers New Monthly Magazine, he finally conceded that the
germs for the best in music lie hidden among all the races that are commingled in this great
country. From our perspective, over a century later, Dvoks remarks are noteworthy on
three counts: first, for their failure to understand the profound demographic and socio-cultural
differences that existed between America and Europe; second, for their ignorance of both
earlier and contemporaneous attempts at creating an American music; and third for the fact
that they were taken so seriously, by so many people, and for so long.2
Let me deal with each of these points in turn. At the end of the nineteenth century, it
was perfectly possible for European composers like Dvok, Grieg, or Tchaikovsky to write
genuinely nationalistic music, by integrating into the existing European musical lingua franca
the folk music of their compatriots: they spoke a common musical tongue, but with
characteristic and identifiable ethnic or regional accents. But in polyglot America no such
musico-linguistic purity was possible: by the 1890s, America was already a nation of many
peoples, from Native Americans, through African Americans and Asian Americans, to the
multiple immigrants who, like Dvok himself, had traveled to the New World from the Old
and beyond. Indeed, although the statistics are a little crude, and take no account of the
involuntary immigration that resulted from the slave trade, between 1820 and 1910 5 million
Germans, 4 million Irish, 3 million Britons, 3 million Austrians, 3 million Italians, over a
million Jews of various nationalities, 1 million Swedes, and nearly 1 million Asians, were
among the 28 million people who relocated to the United States.
written, The transfer of peoples and cultures to America is one of the great themes of
American history and, indeed, of the history of man. Migrations take place everywhere, but
1
The sources of this and the following quotations are reproduced in John C. Tibbetts, ed., Dvok in America,
18921895 (Portland, OR: Amadeus Press, 1993), 35584.
2
See Arthur Farwell, Pioneering for American Music, Modern Music, 12 (1934), 11622; Adrienne Fried
Block, Boston Talks Back to Dvok, I.S.A.M. Newsletter, 18/2 (May 1989), 10-11, 15; Block, Dvoks
Long American Reach, in Tibbetts, Dvok in America, 157181.
there has never been anything like the movement that produced the United States of
America 4
Accordingly, although some ethnic or regional groups such as Native Americans or
long-established New Englanders might have wished to claim precedence over their
compatriots, it is clear that even at the turn of the twentieth century, there existed a plethora of
clearly identifiable, and individual, regional and ethnic accents, all of which might reasonably
claim to be to some extent American. For Dvok to privilege one or two of these accents
above the many others that coexisted was clearly not practicable, and thus there was the
potential in his remarks for offence to be caused to almost everyone. Moreover, given the
historical relationship between black and white Americans, the specific suggestion that art
music composers who were mainly Northern whites should appropriate for nationalistic
purposes the traditional musics of mainly Southern blacks, shows a remarkable lack of
sensitivity.
Dvok was also insensitive in appearing to assume that Americas composers of art
music were somehow unaware of the need forlet alone the possibility ofa genuinely
American music. As has been demonstrated by a number of scholars, the debate concerning
the representation of nationalist features in American music was already well underway by
the time of Dvoks arrival. For instance, J. Bunker Clark has argued that an earlier
Bohemian settler in the United States, Anthony Philip Heinrich, wrote music in the early
nineteenth century with an even more fervent expression of American nationalism than can
be attributed to Dvoks American works. 5 By 1822, Heinrich was already being hailed as
The Beethoven of America, and a year later was referred to as the first regular or general
American composer. 6 A number of Heinrichs pieces make implicit or explicit reference to,
or use of, the musics of Native Americans and African Americans, while others are overtly
nationalistic in tone.
Later in the nineteenth century, similar observations can be made regarding the music
of Louis Moreau Gottschalk, a composer and virtuoso pianist whose stylistic eclecticism
resulted from his upbringing in cosmopolitan New Orleans, where he was exposed to French,
Spanish, Latin-American, and African American influences. Interestingly, however,
3
Statistics adapted from Samuel Eliot Morison, Henry Steele Commager, and William E. Leuchtenburg, A
Concise History of the American Republic (New York: Oxford University Press, 1977), T14T15.
4
Brooke Hindle, Introduction, in Peter C. Marzio, ed., A Nation of Nations (New York: Harper & Row, 1976),
xv.
5
J. Bunker Clark, Anthony Philip HeinrichA Bohemian Predecessor to Dvok in the Wilds of America in
Tibbetts, Dvok in America, 2026.
Statements from, respectively, The Euterpeiad, or Musical Intelligencer and the Boston Daily Advertiser;
quoted in Clark, Anthony Philip Heinrich, 22 and 20.
7
Whiting, quoted in Block, Boston Talks Back to Dvok, 10.
8
Ibid.
9
Ibid.
scherzos of his First and Second Symphonies (both of which were written in the 1880s).
Indeed, the writers of the New Grove article on Chadwick go so far as to claim that the
scherzo of the Second Symphonyuses a pentatonic melody resembling black American
song nine years before Dvok included the better-known example in his Symphony No.
9 10 Beach, meanwhile, made extensive use of another kind of traditional music in her
Gaelic Symphony: completed the year after Dvoks New World Symphony, the
Gaelic actively supports the views expressed by Beach in her own published response to
Dvoks comments.
Without the slightest desire to question the beauty of the negro melodies of which
[Dvok] speaks so highlyI cannot help feeling justified in the belief that they are not
fully typical of our country. The African population of the United Statesrepresents
only one factor in the compilation of our nation
to those of us of the North and West there can be little, if any, association
connected with negro melodiesWe [are] more likely to be influenced by old English,
Scotch or Irish songs 11
No wonder, then, given this critical context that by 1895 Dvok had modified and nuanced
his initial views. Indeed, given the reaction to his New York Herald article, a cynic might read
much into Dvok in 1894 awarding to Chadwick a prize, instigated by the National
Conservatory of Music, for his Symphony No. 3. Chadwick, apparently unlike the other
winners of the award, was notified of his success in a personal telegram from Dvok. 12
Thus far I have addressed two of the three noteworthy features of Dvoks 1893
pronouncements: their failure to understand the profound demographic and socio-cultural
differences which existed between America and Europe; and their ignorance of both earlier
and contemporaneous attempts at creating an American music. Let me now turn to the third
noteworthy feature: the fact that his remarks were taken so seriously, by so many people, and
for so long. Evidence for this seriousness of response has already been heard in the published
comments that appeared in the Boston Herald on 28 May, 1893: the New Englanders
approached by the Heralds editor may not have been unanimous in their support for
Dvoks stance, but they were certainly provoked by it; and, as I have already pointed out, at
least some of the Second New England School were already engaged in the composition of
American music that at the very least parallels the approach advocated by Dvok. However,
10
Steven Ledbetter and Victor Fell Yellin, George Whitefield Chadwick, in The New Grove Dictionary of
Music and Musicians (second edition; London: Macmillan, 2001), vol. 5, 421.
11
Beach, quoted in Block, Boston Talks Back to Dvok, 11.
the New Englanders were by no means the only composers active in America at the time; nor
were their responses the only ones that emerged. Indeed, Adrienne Fried Block has asserted
that Not only was [Dvoks] influence still strong two decades after he left the United
States, but there is also considerable evidence that his definition of Americanism in music
determined the parameters of the debate over nationalism for almost half a centurythat is,
until the 1940s. 13
There are several routes by which Dvoks continuing influence came to be felt
during this period; I will comment briefly on three. First there were those composers who
followed Dvoks initial adviceand, indeed, that of George Whitingby exploring the
ways in which African American music might be employed in the service of nationalistic
aims. Two not untypical works of this type are both entitled Negro Rhapsody, the first having
been written in 1912 by Henry Gilbert, and the second in 1919 by Coplands first teacher,
Rubin Goldmark. In each case, explicit reference is made to existing African American
musics: Gilbert employs two ring shoutsthese being traditional religious practiceswhile
Goldmark quotes a spiritual, and emphasizes such supposedly stereotypical technical features
of black music as syncopation, flat sevenths, and subdominant harmonies. A second, and
larger, group of composers constitute what came to be termed the Indianist movement:
here, we find the traditional melodies of Native American peoples being similarly
appropriated in order to imbue art music works with a supposedly American accent. Although
Amy Beach, Edward MacDowell, and Charles Tomlinson Griffes all made occasional use of
Native American materials in their works, the principal exponent of Indianist tendencies
was Arthur Farwell, who becamein his own wordsthe first composer in America to take
up Dvoks challengein a serious and whole-hearted way.
14
Wan Press in order to facilitate the publication of Indianist works by both himself and a
number of other composers.
Perhaps the most interesting example of Dvoks continuing influence, however, is
found in the work of Americas first internationally lauded composer, Charles Ives, as is clear
from a brief examination of Ivess works in the symphonic medium. The First Symphony,
written at the turn of the twentieth century, is explicitly modeled on the New World
Symphony, both in its general shape and in the detail of three of its four movements. The
Second Symphony, meanwhile, written soon afterwards, follows in similaralbeit five12
movementfashion, though here Ives draws heavily for his thematic materials on the rich
traditions of American church music and popular music with which he had grown up; he also
alludes to a whole roster of European art musics, ranging from Bachs keyboard music
through to the symphonies of Brahms and Tchaikovsky. The result is a glorious scrapbook of
melodic snippets, culled from the broad musical life of late-nineteenth-century New England.
In three of Ivess four other symphoniesthe exception being the unfinished Universe
Symphonysimilar traits may be observed. In the Third Symphony, subtitled The Camp
Meeting, Ives narrows his focus onto a small collection of New England hymns, while in the
Fourth Symphony and the so-called Holidays Symphony he returns to the broad panoply of
borrowings typical of the Second Symphony.
However, although Ivess symphonies seem at a superficial level unquestioningly to
follow Dvoks suggestions, they can also be interpreted at a deeper, less clearly
nationalistic, level. In his Essays Before a Sonata, first published in 1920, Ives contemplates
at some length what he sees as the problematic search for a national American music. In
doing so, he distinguishes between what he calls manner (the superficial detail of the
music) and substance (its inner being); and unlike Dvok (and George Whiting) he
specifically disputes the notion that using local color can create a successful national style:
A true love of country is likely to be so big that it will embrace the virtue one sees in
other countries, and in the same breath, so to speak. A composer born in America, but
who has not been interested in the cause of the Freedmen, may be so interested in
negro melodies that he writes a symphony over them. He is conscious (perhaps only
subconscious) that he wishes it to be American music. He tries to forget that the
paternal negro came from Africa. Is his music American or African?
But the sadness of it is that if he had been born in Africa, his music might have been
just as American, for there is good authority that an African soul under an X-ray looks
identically like an American soul
In other words, if local color, national color, any color, is a true pigment of the
universal color, it is a divine quality, it is part of substance in artnot of manner. 15
In other words, whereas Dvok in effect argued that any local music could be used to
create a national style by virtue of its superficially American accent, Ives believed that There
is a futility in selecting a certain type to represent a whole, unless the interest in the spirit of
15
Extracted from the Epilogue to Charles Ives, Essays Before a Sonata and Other Writings (ed. Howard
Boatwright) (London: Calder and Boyars, 1969), 7879, 81.
the type coincides with that of the whole. 16 This stance not only casts Ivess own music in a
very particular light; it also brings into question the whole issue of how one might define
American music, for as I suggested earlier, in polyglot America no musico-linguistic purity of
the Dvokian kind was possible.
~
Given this background, it is rather paradoxical that back in the 1890s, at the very time
when Dvok was encouraging American art music composers to borrow freely from African
American sources, several interrelated popular music genres (all of which were to some extent
intrinsically linked with African American culture) were about to enter the mainstream of
Americanand subsequently Europeancultural life. The meteoric rise between 1895 and
1925 of ragtime and blues (with their love-child jazz), together with musical theatre and Tin
Pan Alley songs, could not have been predicted by Dvok or anyone else; nor could the
extent to which they would be perceived in the public imagination as the first (and for a while
the only) authentic examples of American culture. The degree of their ubiquity by the mid1920s is easily demonstrated: think of Debussys Golliwogs Cake-walk, Milhauds La
Cration du Monde, Ravels LEnfant et les sortilges, Weills Die Dreigroschenoper or
Shostakovichs Taiti Trot, an arrangement of the song Tea for Two. (Incidentally, anyone
doubting the threat that American popular musics apparently posed to the European cultural
establishment at this time is directed to the outrageously racist remarks contained in part three
of Constant Lamberts book Music Ho!, published in 1934.17 )
But African American musics also, of course, proved influential among American
composers of concert music at this time: the most obvious examples range from Ivess
allusions to ragtime, in such pieces as Central Park in the Dark and the First Piano Sonata,
through to the development of symphonic jazz by George Gershwin and Duke Ellington. Less
obvious, however, is the employment of jazz idioms during the 1920s by supposedly
modernist American composers, including George Antheil and Aaron Copland. Antheil is
best known nowadays for his avant-garde, and highly motoric, Ballet mcanique; but jazz was
an ever-present element in his music at this time, whether clearly announced via the titles of
the Jazz Sonata and Jazz Symphony, or concealed behind the less revealing names of such
works as the Zingareska Symphony, or the opera Transatlantic. The twenty-something
Copland, meanwhile, was preoccupied with the idea of adding to the great history of serious
16
17
Ibid., 79.
Constant Lambert, Music Ho! A Study of Music in Decline (London: Faber, 1934).
music something with an American accent, and jazz seemed to be a comparatively simple
way of introducing the American note in an authentic way. I simply wanted to use it with
more sophistication and in a longer form. It was an easy way to be Americanquickly
Americanin a way that the world would recognize as American.
18
Accordingly, jazz
rhythms and other stylistic fingerprints are found in several Copland works of the 1920s,
including the Piano Concerto andrather less plausiblythe Organ Symphony written for
Nadia Boulanger to perform in New York and Boston.
It is with a work like the Organ Symphony that the absurdities resulting from a
Dvokian conception of American music come fully to the fore: in order to create a work
with an internationally recognizable American accent, a white Jewish-American arranges for
a white Frenchwoman and two all-white orchestrasconducted respectively by a German and
a Russianto play on instruments intimately associated with the European art and sacred
music traditions melodies, harmonies, and especially rhythms derived from African American
popular music. That said, the Organ Symphony is in this sense no more absurd than the Indian
Suite of Edward MacDowell, the Alaskan Inuit melodies of Amy Beachs String Quartet, the
Latin-American influences on the Danzas de Panama by African American composer
William Grant Still, or the setting by Charles Ives of the African American spiritual In the
Mornin. If the Dvokian conception of American music has any relevance at all, it can only
be in the most particular of circumstances, such as the African American-derived pieces of
Stillincluding his two symphoniesor the regionally based compositions of Charles Ives.
Any other use of folk songs strikes me as disingenuous and appropriativeas is the case,
for instance, in Coplands American pieces of the 1930s and 1940s such as the ballets Billy
the Kid and Appalachian Spring, in which he uses traditional materials because (and these
words may sound familiar) it was a very easy way of sounding American. 19
By the 1930s, then, a veritable smorgasbord of apparently incompatible musics sought
approbation as the authentic voice of America. The Second New England Schoolthough
effectively moribund by this timehad created a substantial body of Eurocentric but oftencharacterful and appealing music; the Schools descendants included Howard Hanson and
Randall Thompson. Arthur Farwell and the other Indianists had taken Dvok at his word in
exploring the rich traditions of Native American music; and a smaller number of composers
both black and whitehad similarly approached the African American heritage. Copland,
18
Copland, quoted in Vivian Perlis and Libby Van Cleve, Composers Voices from Ives to Ellington: An Oral
History of American Music (New Haven: Yale University Press, 2005), 309.
19
Ibid., 319.
like Gershwin, had initially been drawn to a synthesis of jazz and art music; but by 1930 he
had moved toward a hard-edged version of the neoclassical internationalism also espoused by
a legion of Nadia Boulangers other American students. (As Virgil Thomson once quipped,
Every town in America has two thingsa five-and-dime and a Boulanger pupil.
20
) And
then there were others still, not even discussed so far, such as the self-styled ultra-modernists,
with Henry Cowell as high priest, Edgard Varse, Carl Ruggles and Ruth Crawford among
the communicants, and Charles Ives as recalcitrant patron saint.
Perhaps the greatest myth of American musicone certainly perpetuated, if not
created, by Dvoks comments in the 1890sis the idea that a particular musical sound can
somehow encapsulate the aspirations and fundamental character of the American nation. Yet
for many commentatorsthen and now, both within and without the world of art musicthat
sound existed and it was Coplands. Indeed, it is no accident that Wilfrid Mellers, in his
pioneering monograph Music in a New Found Land, should have titled his Copland chapter
by employing two of the most clichd images of America and its music: skyscraper and
prairie. Nor is it an accident that the Copland sound has been widely imitated by the
composers of film and television music. But is Coplands music intrinsically American? Or
does it achieve its Americanness only retrospectively, through pictorial, topical, or titular
association? Is it, in fact, any more (or less) American than the music of Duke Ellington,
George Gershwin, Charles Ives, Edgard Varse, or even Antonn Dvok? Given the
bewildering profusion of possibilities, the reality is rather of the pointlessness of attempting to
justify a preeminent position for any single composer or genre. Indeed, to a considerable
extent, the search for art music with an American accent perhaps resembles most the Christian
quests for the Holy Grailworthy, yet ultimately futile.
It is worth reminding ourselves at this point that the official motto of the United States
of America is E pluribus unumfrom many, one. This motto is direct in its meaning, and
inspiring in its vision: that out of disparatenessof peoples, beliefs, values, ambitions
should come an overreaching unity of aim and purpose. Yet most American art music until at
least 1950 emphasizes disparity rather than unity, many rather than one, multiplicity rather
than uniformity. Ultimately, it asks whether there can indeed be a truly American sound that
emerges from among the many, an unum e pluribus, as it were. One key to unlocking this
puzzle may be found in the 1930s writings of Henry Cowell, as for him it was this very
multiplicity that was the fundamental issue. Unlike Dvok and his countless successors,
20
Henry Cowell, ed., American Composers on American Music: A Symposium (New York: Frederick Ungar
Publishing Co., 1961 [1933]).
22
Henry Cowell, Trends in American Music, in American Composers on American Music, 13.
10
In other words, a truly American music had to develop in accordance with its own terms,
rather than those borrowed from Europe: America therefore needed, 150 years after its
Declaration of [political] Independence, finally to declare its musical independence too.
Here as elsewhere, Cowell was the first to take his own advice, though one wonders
whether he entirely foresaw the results of doing so. Later in 1933, in the journal Modern
Music, he argued that composers should draw on those materials common to the music of all
the peoples of the world, to build a new music particularly related to our own century. 23 The
implication is obvious: a truly American music, an unum e pluribus, could only emerge if it
drew on the materials common to all of its peoples; and for the remaining thirty years of his
life, Cowell pursued that elusive quarry, albeit inconsistently. He also passed on to his
students, including John Cage and Lou Harrison, his vision of a genuinely pluralisticand
therefore Americanmusic. The most immediate results in Cowells oeuvre can be found in a
group of 1930s works that are so radical as to appear almost reactionary. Ostinato Pianissimo,
the United Quartet, Pulse, and Return make extensive use of ostinato patterns; the apparent
simplicity of their rhythmic material conceals a surprising degree of sophistication, not least
in the relation between surface detail and overall structure. Three of the four pieces are
written for percussion and utilize a plethora of unusual instruments, both invented and
imported. Pitched material, where it occurs, tends to be consonant but nondiatonic, and
includes artificial modes constructed along Asian and African lines. Drone accompaniments
are the norm. Cowells remarks concerning the United Quartet apply to all four pieces:
[their] simplicity is drawn from the whole world, instead of from the European tradition or
any other single tradition. 24
That Cowell is an American composer is unquestionable; but is his music American?
Certainly he does not achieve Americanness through the superficial use of American ethnic
material, by conforming to American generic stereotypes, or through association
retrospective or otherwisewith American subject matter. To my mind, though, his music
and that of many other so-called American experimentalistsis profoundly American, for it
possesses at a compositional and aesthetic level the same qualities that were identified earlier
in discussion of the nationalist views of Ives and Cowell: qualities of inclusivity, openmindedness, egalitarianism, and (in more technical terms) the hybridic synthesis of disparate
elements into a cohesive and coherent whole. Moreover, this music genuinely meets the
23
11
aspirations of Americas official motto in being truly e pluribus unum; but I doubt very much
whether the American State Department, or the present American President, would wish to
acknowledge that fact. The problem, I believe, is that American music and its institutions
continue, over a century after Dvoks sojourn in the United States, to be dominated by
outdated Eurocentric attitudes and values, which still equate nationalism with folk music of
one sort or another. (And it is worth noting here that Gershwin once asserted that Jazz I
regard as an American folk-music; not the only one, but a very powerful one. 25 ) Composers
such as Cowell failedliterally and metaphoricallyto wave the American folk music flag,
either at home, or on territory appropriated from others. As a consequence, and like some
weird cult, the profound Americanism of those composers has in effect moved them beyond
nationalism into conflict with the nation. In conclusion then, it is clearly evident that by the
mid-twentieth century a sizeable tradition of art music had been created in America, and that a
convincing view of what a truly American music might be had emerged in the writings of Ives
and Cowell. But between their vision and the output of most of their contemporaries, there
was little or no point of contact.
David Nicholls
25
George Gershwin, The Relation of Jazz to American Music, in Cowell, ed., American Composers on
American Music, 187.
12