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TRAININGWEBINAR
SoilStructureInteractionforBuilding
Structures(ATC83)
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
1
JonathanP.Stewart
ProfessorandChairofCivilEngineering,UCLA
NISTGCR1291721REPORT
October30,2013
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
2
ProjectTechnicalCommittee
JonathanPStewart(Chair)
CBCrouse
TaraHutchinson
BretLizundia
FarzadNaeim
FarhangOstadan
WorkingGroupMembers
CurtHaselton
FortunatoEnriquez
MichaelGivens
SilviaMazzoni
ErikOlstad
AndreasSchellenberg
ReviewPanel
CraigComartin
YousefHashash
AnnieKammerer
GyimahKasali
GeorgeMylonakis
GrahamPowell
2
ProjectScope
Literatureassimilationandreport
preparation
Exampleapplications(problem
focusedstudies)
Practitionerinterviewsandinput
ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructure
InteractionforPerformanceBasedEngineering
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Outline
SSImodelingstrategies[Chaps1,4,7]
Inertialinteraction[Chaps2,5]
Kinematicinteraction[Chap3]
ExampleapplicationsandRHA
recommendations[Chap7,8]
Recommendationsforgeotechnical
structuralengineerinteractions[Chap6].
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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3
Somemajorissuesaddressedbyproject:
Whatfieldandlaboratoryinvestigationsare
requiredtodevelopsoilspringsanddashpotsfor
SSIanalysis?
Underwhatconditionsistheuseofsoil
springs/dashpotsimportant(andwhatstructural
responseparametersareaffected)?
Forwhatconditionsisconsiderationofthe
differencesbetweenfoundationandfreefield
groundmotionsimportant?
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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SSIModelingStrategies
SubStructureAnalysis:
FIM
Foundationflexibility
&damping
Responseanalysis
4
SSIModelingStrategies
DirectAnalysis:
Soil,structural,and
interfaceelements
Amenabletofully
nonlinearanalysis
ModelingwithSVGM
ispossible
SomeSimplifications
BathtubModel
Includesfoundation
springs
Nospatialvariabilityof
inputmotions
FixedBaseModels
Fixedatgroundlevel
Fixedatbase
Welllookattherelativeperformanceofthesemodelingapproaches
5
InertialInteraction
SSIsystembehavior
Foundationstiffnessanddamping(shallow)
Additionalissuescoveredinreport:
Pilefoundationstiffnessanddamping[2.3]
Nonlinearbehaviorofshallowfoundations
[2.4]
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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SystemBehavior
Comparefixed and
flexiblebaseoscillator
Deriveexpressionfor
periodlengthening
yy x
k
kh
k
k
T
T
2
1
~
+ + =
k
x
=Foundationhorizontalstiffness
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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6
SystemBehavior
Comparefixed and
flexiblebaseoscillator
Deriveexpressionfor
periodlengthening
yy x
k
kh
k
k
T
T
2
1
~
+ + =
k
yy
=Foundationrockingstiffness
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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Mostcriticalcontrollingparameters:
v

and
BLh
m
L
B
B
h
T V
h
s s
,
4
, , ,
Velocityratio:structuretosoilstiffness
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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7
Mostcriticalcontrollingparameters:
Aspectratio:heightof
structure/widthof
foundation
v

and
BLh
m
L
B
B
h
T V
h
s s
,
4
, , ,
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
13
PeriodLengtheningTrends
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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InertialSSIsignificantifh/(V
s
T) >0.1orT <10h/V
s
8
( )
i
n
f
T T
| | |
~
1
0
+ =
Flexiblebasesystemdamping
SSISystemDamping
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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( )
i
n
f
T T
| | |
~
1
0
+ =
Fixedbasedamping
SSISystemDamping
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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9
( )
i
n
f
T T
| | |
~
1
0
+ =
Foundationdamping
SSISystemDamping
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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FoundationDamping
Trends:
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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10
EffectsofPeriodLengthening
&DampingonBaseShear
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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FoundationStiffnessand
Damping
Requiredsoilproperties
Modelelements
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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11
RequiredSoilProperties
GeotechnicalandV
s
profiles.
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
21
RequiredSoilProperties
GeotechnicalandV
s
profile.
Soilshearstrength
(undrained belowgwt)
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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12
RequiredSoilProperties
GeotechnicalandV
s
profile.
Soilshearstrength
(undrained belowgwt)
SoilPoissonsratio,v
(canbeevaluatedfrom
V
p
/V
s
abovegwt)
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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RequiredSoilProperties
GeotechnicalandV
s
profile.
Soilshearstrength
(undrained belowgwt)
SoilPoissonsratio,v
(canbeevaluatedfrom
V
p
/V
s
abovegwt)
Soilhysteretic
damping,D
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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Seed&Idriss,1970
Vucetic&Dobry,
1991
13
ModelElements
Staticstiffness,surfacefoundation:
Translation:K
j
=GBfn(v,B/L)
Rotation:K
jj
=GB
3
fn(v,B/L)
ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructure
InteractionforPerformanceBasedEngineering
25
ModelElements
Staticstiffness,surfacefoundation:
Translation:K
j
=GBfn(v,B/L)
Rotation:K
jj
=GB
3
fn(v,B/L)
Embedmentmodifiers,q
j
orq
jj
:fn(D/B,B/L)
ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructure
InteractionforPerformanceBasedEngineering
26
14
ModelElements
Staticstiffness,surfacefoundation:
Translation:K
j
=GBfn(v,B/L)
Rotation:K
jj
=GB
3
fn(v,B/L)
Embedmentmodifiers,q
j
orq
jj
:fn(D/B,B/L)
Dynamicmodifiers,o
j
or o
jj
:fn(B/L,a
0
=eB/V
s
)
ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructure
InteractionforPerformanceBasedEngineering
27
ModelElements
Staticstiffness,surfacefoundation:
Translation:K
j
=GBfn(v,B/L)
Rotation:K
jj
=GB
3
fn(v,B/L)
Embedmentmodifiers,q
j
orq
jj
:fn(D/B,B/L)
Dynamicmodifiers,o
j
or o
jj
:fn(B/L,a
0
=eB/V
s
)
Radiationdamping,|
j
:fn(B/L,o
j
,a
0
,K
j
/GB);
|
jj
:fn(B/L,o
jj
,a
0
,K
jj
/GB
3
)
ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructure
InteractionforPerformanceBasedEngineering
28
15
FiguresfromTileyliogluetal.(2011)
GarnerValleyTestStructure
Keyfeatures:
Frequencydependentstiffnessforrotation(nottranslation)
Moredampingintranslationthanrocking
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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16
Outline
SSImodelingstrategies
Inertialinteraction
Kinematicinteraction
ExampleapplicationsandRHA
recommendations
Recommendationsforgeotechnical
structuralengineerinteractions
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
31
KinematicInteraction
Baseslabaveraging
Foundation
embedment
Expressedastransfer
functions
2L
( ) ( )
g
FIM
g
FIM
u
u
L
H
u
u
H
u
e e
u
= =
17
PhysicalBasisforBaseSlabAveraging
Katoetal.,1998
Variabilityexpressedintermsof:
Phasechange
Amplitudechange
PhysicalBasisforBaseSlabAveraging
Spatialvariabilityisstronglyfrequencydependent
18
PhysicalBasisforBaseSlabAveraging
Planview
PhysicalBasisforBaseSlabAveraging
Planview
19
PhysicalBasisforBaseSlabAveraging
Lowfrequencycomponents
u
FIM
(e)~ u
g
(e)
2003OffMiyagiEqk
FF,swavewindow
PhysicalBasisforBaseSlabAveraging
Highfrequencycomponents
u
FIM
(e)< u
g
(e)
2003OffMiyagiEqk
FF,pwavewindow
20
PhysicalBasisforEmbedmentEffect
Lowfrequency
Longwavelength
=V
s
/f
u
FIM
~ u
g
u
FIM
~ 0
PhysicalBasisforEmbedmentEffect
Highfrequency
Shortwavelength
=V
s
/f
u
FIM
<u
g
u
FIM
>0
21
Numerousmodelsforwavepassageonly(e.g.,
Mylonakisetal.,2006)
ModelsforBaseSlabAveraging
Numerousmodelsforwavepassageonly
FEanalysiswithincoherentinput(SASSI)
ModelsforBaseSlabAveraging
22
Numerousmodelsforwavepassageonly
FEanalysiswithincoherentinput
Semiempiricalmodel
s m V V
s s a
/ 500 200 , 00065 . 0 < < = k
Closedform
equations.Sec3.1
ModelsforBaseSlabAveraging
Modelsforrigid
embeddedcylinders
Coherent,vertically
propagatingswaves
ModelsforEmbedment
23
ImplementationinDesignStandards
Implementedasratiosof
responsespectra(RRS)
L u
a
FIM a
f f f H
f S
f S
< ~

), (
) (
) (
L L u
a
FIM a
f f f H
f S
f S
> ~

), (
) (
) (
f
L
affectedbyfrequency
contentofgroundmotion
Implementedasratiosofresponsespectra
(RRS)
FirstappearedinASCE41:Seismic
rehabilitationofexistingbuildings,2006
UpdatedinNIST91721:Soilstructure
interactionforbuildingstructures,2012
ImplementationinDesignStandards
24
Exampleoffoundation/freefieldgroundmotionvariations:
RanchoCucamongaLaw&JusticeCenter
1987WhittierEarthquake
Exampleoffoundation/freefieldgroundmotionvariations:
RanchoCucamongaLaw&JusticeCenter
1987WhittierEarthquake
25
RanchCucamongasiteresponsespectra:
Outline
SSImodelingstrategies
Inertialinteraction
Kinematicinteraction
ExampleapplicationsandRHA
recommendations
Recommendationsforgeotechnical
structuralengineerinteractions
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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26
ObjectivesofPFS
ExampleapplicationsofSSIguidelinesfor
realisticconditions
UsingstructuralmodelsinOpenSees,
investigatewhereSSIsignificant:
WhatconditionsgiverisetoimportantSSI
effects?
WhatEDPsaremostaffected?
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
51
ScopeofPFS
Identifyappropriatebuildingswithrecordings
Develop3DmodelsincludingSSIcomponents
Tunestructuralparameterstomatch
recordings(baselinemodel MB)
StripoutSSIelementstoevaluateeffects.
Considercommonconfigurationsfrom
practice.
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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27
IdealCaseStudyBuilding
Regularstructure
SignificantSSIeffects
Instrumentation:
Horiz bldg array
Vert sensorsonfndn
Groundstation
Strongandweak
motionrecordings
Structure#1:ShermanOaks
Attributes:
RCframe
2levelsofembedment
Alluvialsoils,pile
foundations
Good:
Embeddedfoundation
Strongshaking,multiple
events
Regularstructure
Bad:
NoFForrocking
28
Structure#2:WalnutCreek
Attributes:
Shearwallcore&RCframe
Noembedment
Shallowsoils,mat
foundation
Good:
Baserocking
Stiffstructure
Bad:
Lackofembedment
NoFFmotionorstrong
motion
GeneralFindings
Recordedresponses
wellmatchedbyMB
29
GeneralFindings
Recordedresponses
wellmatchedbyMB
GeneralFindings
Recordedresponses
wellmatchedbyMB
Modelfixedatground
surfaceperforms
poorly
30
GeneralFindings
Recordedresponses
wellmatchedbyMB
Modelfixedatground
surfaceperforms
poorly
GeneralFindings
Recordedresponses
wellmatchedbyMB
Modelfixedatground
surfaceperforms
poorly
Bathtubmodel
performsreasonably
well
31
GeneralFindings
Recordedresponses
wellmatchedbyMB
Modelfixedatground
surfaceperforms
poorly
Bathtubmodel
performsreasonably
well
RHARecommendations
Modelsubterraneanlevels,
fixatbase(Model2)
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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32
RHARecommendations
Modelsubterraneanlevels,
fixatbase(Model2)
Modelsubterranean,include
foundationsprings,bathtub
supportsforsprings(Model4)
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
63
RHARecommendations
Modelsubterraneanlevels,
fixatbase(Model2)
Modelsubterranean,include
foundationsprings,bathtub
supportsforsprings(Model4)
Considerkinematiceffectsfor
belowgroundEDPs
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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Outline
Inertialinteraction
Kinematicinteraction
RecommendationsforRHA&other
keytakeaways
Recommendationsforgeotechnical
structuralengineerinteractions
(CourtesyBretLizundia)
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
65
IncreaseSEGEDialogue
RequiredraftGEreportswithSEreview
IncludejointmeetingsinGEandSEscopes,
perhapsincludingfoundationcontractor,as
appropriate
CoordinatetimingofGEandSEwork(dont
haveGEreportfinishedbeforeSEhired)
Owners:RequireGESEmeetings
34
SEtoGEChecklist
Projectlocation,buildinglocationonsite
Buildingcode,performanceobjective
Descriptionofbuildingandstructuralsystem
withdrawingswhenpossible
Differentialsettlementtolerance
Approximatefundamentalperiod
Loadstofoundation
IntendeduseofSSI
Requiredgroundmotionformat[S
a
oru
g
(t)]
GERecommendationsshould
include
Typicalreportingofdata(siteplan,boring&
CPTlogs,fieldandlaboratorytestresults)
Seismichazardanalysisresults(spectra,
accelerationhistories)
Foundationstiffness&capacitywithrational
uncertainties
RRS,transferfunctions,ormodified
accelerationhistories
35
SummaryofKeyPoints
Whatfieldandlaboratoryinvestigations
arerequiredtodevelopsoilspringsand
dashpotsforSSIanalysis?
Characterizationofsiteprofile
Shearstrengthparameters(undrained below
watertable)
Seismicvelocities
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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Underwhatconditionsistheuseofsoil
springs/dashpotsimportantandwhat
structuralresponseparametersare
affected?
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
71
Underwhatconditionsistheuseofsoil
springs/dashpotsimportantandwhat
structuralresponseparametersare
affected?
Stiffstructures(shearwalls,bracedframes,etc.)
h/(V
s
T) >0.1
Dualsystems(esp.ifoneisstiff)
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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Underwhatconditionsistheuseofsoil
springs/dashpotsimportantandwhat
structuralresponseparametersare
affected?
Structuralperiod
Systemdamping
Verticaldistributionofstorydriftsandshears
Lateraldistributionofelementforces(esp.in
dualsystems)
Subterraneandemands
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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Forwhatconditionsisconsideration
ofthedifferencesbetween
foundationandfreefieldground
motionsimportant?
Buildingswithmultilevelbasements
Largeplanareas
Structureswithshortfundamentalmode
periodsorsignificantcontributionsfrom
highermodes
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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38
Donot:
Useconventionalcoefficientsofsubgrade
reactionfordynamicspringstiffnesses
Uselimitingfoundationpressuresderived
fromsettlementconsiderationsorfactored
bearingcapacitytodeveloplimitingspring
forces
ReserveconsiderationofSSIonlyfor
important(oftentall)buildings
AssumethatignoringSSIisalways
conservative
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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