UK National Grid Code (23 June 2009) Complete.

THE GRID CODE
Issue 4
24th June 2009
© 2009 Copyright owned by National Grid Electricity Transmission plc, all rights reserved.
No part of this publication may be reproduced in any material form (including photocopying
and restoring in any medium or electronic means and whether or not transiently or
incidentally) without the written permission of National Grid Electricity Transmission plc,
except:
1. to the extent that any party who is required to comply (or is exempt from complying)
with the provisions under the Electricity Act 1989 reasonably needs to reproduce this
publication to undertake its licence or statutory duties within Great Britain (or any agent
appointed so to act on that party’s behalf); and
2. in accordance with the provisions of the Copyright, Designs and Patents Act 1988.
Issue 4 CVSR - 1 24 June 2009

THIS DOCUMENT IS ISSUED BY:-
NATIONAL GRID ELECTRICITY TRANSMISSION plc

ELECTRICITY CODES, REGULATORY FRAMEWORKS
NATIONAL GRID HOUSE
WARWICK TECHNOLOGY PARK
GALLOWS HILL
WARWICK
CV34 6DA
REGISTERED OFFICE: 1-3 Strand

London
WC2N 5EH
Issue 4 CVSR - 2 24 June 2009

THE GRID CODE
CONTENTS
(PREFACE which does not form (PF))

( part of the Grid Code )
GLOSSARY AND DEFINITIONS (GD)
PLANNING CODE (PC)
CONNECTION CONDITIONS (CC)
OPERATING CODES (OC)
OC1 Demand Forecasts

OC2 Operational Planning and Data
Provision
OC3 Deleted
OC4 Deleted
OC5 Testing and Monitoring
OC6 Demand Control
OC7 Operational Liaison
OC8 Safety Co-ordination
OC9 Contingency Planning
OC10 Event Information Supply
OC11 Numbering and Nomenclature of
HV Apparatus at Certain Sites
OC12 System Tests
BALANCING CODES (BC)
BC1 Pre Gate Closure Process

BC2 Post Gate Closure Process
BC3 Frequency Control Process
DATA REGISTRATION CODE (DRC)
GENERAL CONDITIONS (GC)
(REVISIONS which does not form ( R ))

( part of the Grid Code )
Issue 4 C-1 24 June 2009

PREFACE
1. The operating procedures and principles governing NGET's relationship with all Users of the
GB Transmission System, be they Generators, DC Converter owners, Suppliers or Non-
Embedded Customers are set out in the Grid Code. The Grid Code specifies day-to-day
procedures for both planning and operational purposes and covers both normal and
exceptional circumstances.
2. The Grid Code is designed to permit the development, maintenance and operation of an
efficient, co-ordinated and economical GB Transmission System, to facilitate competition in
the generation and supply of electricity and is conceived as a statement of what is optimal
(particularly from a technical point of view) for all Users and NGET itself in relation to the
planning, operation and use of the GB Transmission System. It seeks to avoid any undue
discrimination between Users and categories of Users.
3. The Grid Code is divided into the following sections:-
(a) a Planning Code which provides generally for the supply of certain information by
Users in order for NGET to undertake the planning and development of the GB
Transmission System;
(b) Connection Conditions, which specify the minimum technical, design and
operational criteria which must be complied with by NGET at Connection Sites
and by Users connected to or seeking connection with the GB Transmission
System or by Generators (other than in respect of Small Power Stations) or DC
Converter owners, connected to or seeking connection to a User's System;
(c) an Operating Code, which is split into a number of sections and deals with
Demand forecasting (OC1); the co-ordination of the outage planning process in
respect of Large Power Stations, the GB Transmission System and User
Systems for construction, repair and maintenance, and the provision of certain
types of Operating Margin data (OC2); testing and monitoring of Users (OC5);
different forms of reducing Demand (OC6); the reporting of scheduled and
planned actions, and unexpected occurrences such as faults (OC7); the co-
ordination, establishment and maintenance of Isolation and Earthing in order that
work and/or testing can be carried out safely (OC8); certain aspects of
contingency planning (OC9); the provision of written reports on occurrences such
as faults in certain circumstances (OC10); the procedures for numbering and
nomenclature of HV Apparatus at certain sites (OC11); and the procedures for
the establishment of System Tests (OC12);
(d) a Balancing Code, which is split into three sections and deals with the
submission of BM Unit Data from BM Participants, and of certain other
information, for the following day and ahead of Gate Closure (BC1); the post Gate
Closure process (BC2); and the procedures and requirements in relation to
System Frequency control (BC3);
Issue 4 PF - 1 24 June 2009

(e) a Data Registration Code, which sets out a unified listing of all data required by
NGET from Users, and by Users from NGET, under the Grid Code;
(f) General Conditions, which are intended to ensure, so far as possible, that the
various sections of the Grid Code work together and work in practice and include
provisions relating to the establishment of a Grid Code Review Panel and other
provisions of a general nature.
4. This Preface is provided to Users and to prospective Users for information only and does
not constitute part of the Grid Code.
Issue 4 PF - 2 24 June 2009

GLOSSARY AND DEFINITIONS
(G & D)
1. In the Grid Code the following words and expressions shall, unless the subject matter or context
otherwise requires or is inconsistent therewith, bear the following meanings:
Access Group A group of Connection Points within which a User declares under the
Planning Code
i) An interconnection and/or
ii) A need to redistribute Demand between those Connection
Points either pre-fault or post-fault
Where a single Connection Point does not form part of an Access Group
in accordance with the above, that single Connection Point shall be
considered to be an Access Group in its own right.
Access Period A period of time in respect of which each Transmission Interface Circuit
is to be assessed as whether or not it is capable of being maintained as
derived in accordance with PC.A.4.1.4. The period shall commence and
end on specified calendar weeks.
Act The Electricity Act 1989 (as amended by the Utilities Act 2000 and the
Energy Act 2004).
Active Energy The electrical energy produced, flowing or supplied by an electric circuit
during a time interval, being the integral with respect to time of the
instantaneous power, measured in units of watt-hours or standard
multiples thereof, ie:
1000 Wh = 1 kWh
1000 kWh = 1 MWh
1000 MWh = 1 GWh
1000 GWh = 1 TWh.
Active Power The product of voltage and the in-phase component of alternating current
measured in units of watts and standard multiples thereof, ie:
1000 Watts = 1 kW
1000 kW = 1 MW
1000 MW = 1 GW
1000 GW = 1 TW.
Affiliate In relation to any person, any holding company or subsidiary of such

person or any subsidiary of a holding company of such person, in each
case within the meaning of Section 736, 736A and 736B of the Companies
Act 1985 as substituted by section 144 of the Companies Act 1989 and, if
that latter section is not in force at the Transfer Date, as if such section
were in force at such date.
Issue 4 GD - 1 24 June 2009

Ancillary Service A System Ancillary Service and/or a Commercial Ancillary Service, as
the case may be.
Ancillary Services An agreement between a User and NGET for the payment by NGET to
Agreement that User in respect of the provision by such User of Ancillary Services.
Annual Average Cold A particular combination of weather elements which gives rise to a level of
Spell Conditions or peak Demand within a Financial Year which has a 50% chance of being
ACS Conditions exceeded as a result of weather variation alone.
Apparent Power The product of voltage and of alternating current measured in units of
voltamperes and standard multiples thereof, ie:
1000 VA = 1 kVA
1000 kVA = 1 MVA.
Apparatus Other than in OC8, means all equipment in which electrical conductors are
used, supported or of which they may form a part. In OC8 it means High
Voltage electrical circuits forming part of a System on which Safety
Precautions may be applied to allow work and/or testing to be carried out
on a System.
Authorised Electricity Any person (other than NGET in its capacity as operator of the National
Operator Electricity Transmission System) who is authorised under the Act to
generate, participate in the transmission of, distribute or supply electricity.
Automatic Voltage The continuously acting automatic equipment controlling the terminal
Regulator or AVR voltage of a Synchronous Generating Unit by comparing the actual
terminal voltage with a reference value and controlling by appropriate
means the output of an Exciter, depending on the deviations.
Authority for Access An authority which grants the holder the right to unaccompanied access to
sites containing exposed HV conductors.
Authority, The The Authority established by section 1 (1) of the Utilities Act 2000
Auxiliaries Any item of Plant and/or Apparatus not directly a part of the boiler plant or
Generating Unit or DC Converter or Power Park Module, but required for
the boiler plant's or Generating Unit's or DC Converter’s or Power Park
Module’s functional operation.
Auxiliary Diesel A diesel engine driving a Generating Unit which can supply a Unit Board
Engine or Station Board, which can start without an electrical power supply from
outside the Power Station within which it is situated.

Auxiliary Gas Turbine A Gas Turbine Unit, which can supply a Unit Board or Station Board,
which can start without an electrical power supply from outside the Power
Station within which it is situated.
Average Conditions That combination of weather elements within a period of time which is the
average of the observed values of those weather elements during
equivalent periods over many years (sometimes referred to as normal
weather).
Back-Up Protection Protection equipment or system which is intended to operate when a

system fault is not cleared in due time because of failure or inability of the
Main Protection to operate or in case of failure to operate of a circuit-
breaker other than the associated circuit breaker.
Balancing and The code of that title as from time to time amended.
Settlement Code or
BSC
Balancing Code or BC That portion of the Grid Code which specifies the Balancing Mechanism
process.
Balancing Mechanism Has the meaning set out in NGET’s Transmission Licence
Balancing Mechanism Has the meaning set out in the BSC.

Reporting Agent or
BMRA
Balancing Mechanism Has the meaning set out in the BSC.

Reporting Service or
BMRS
Balancing Principles A statement prepared by NGET in accordance with Condition C16 of

Statement NGET’s Transmission Licence.
Bid-Offer Acceptance a) A communication issued by NGET in accordance with BC2.7; or
b) an Emergency Instruction to the extent provided for in BC2.9.2.3.
Bid-Offer Data Has the meaning set out in the BSC.
Bilateral Agreement Has the meaning set out in the CUSC
Black Start The procedure necessary for a recovery from a Total Shutdown or Partial
Shutdown.

Black Start Capability An ability in respect of a Black Start Station, for at least one of its
Gensets to Start-Up from Shutdown and to energise a part of the
System and be Synchronised to the System upon instruction from
NGET, within two hours, without an external electrical power supply.
Black Start Stations Power Stations which are registered, pursuant to the Bilateral
Agreement with a User, as having a Black Start Capability.
Black Start Test A Black Start Test carried out by a Generator with a Black Start Station,
on the instructions of NGET, in order to demonstrate that a Black Start
Station has a Black Start Capability.
Block Load Capability The incremental Active Power steps, from no load to Rated MW, which a
generator can instantaneously supply without causing it to trip or go
outside the Frequency range of 47.5 – 52Hz (or an otherwise agreed
Frequency range). The time between each incremental step shall also be
provided.
BM Participant A person who is responsible for and controls one or more BM Units or
where a Bilateral Agreement specifies that a User is required to be
treated as a BM Participant for the purposes of the Grid Code. For the
avoidance of doubt, it does not imply that they must be active in the
Balancing Mechanism.
BM Unit Has the meaning set out in the BSC, except that for the purposes of the
Grid Code the reference to “Party” in the BSC shall be a reference to
User.
BM Unit Data The collection of parameters associated with each BM Unit, as described
in Appendix 1 of BC1.
Boiler Time Constant Determined at Registered Capacity, the boiler time constant will be
construed in accordance with the principles of the IEEE Committee Report
"Dynamic Models for Steam and Hydro Turbines in Power System Studies"
published in 1973 which apply to such phrase.
British Standards or Those standards and specifications approved by the British Standards
BS Institution.
BSCCo Has the meaning set out in the BSC.
BSC Panel Has meaning set out for “Panel” in the BSC.
BS Station Test A Black Start Test carried out by a Generator with a Black Start Station
while the Black Start Station is disconnected from all external alternating
current electrical supplies.

BS Unit Test A Black Start Test carried out on a Generating Unit or a CCGT Unit, as
the case may be, at a Black Start Station while the Black Start Station
remains connected to an external alternating current electrical supply.
Business Day Any week day (other than a Saturday) on which banks are open for
domestic business in the City of London.
Cancellation of The notification given to Users when a National Electricity Transmission

National Electricity System Warning is cancelled.
Transmission System
Warning
Cascade Hydro Two or more hydro-electric Generating Units, owned or controlled by the
Scheme same Generator, which are located in the same water catchment area and
are at different ordnance datums and which depend upon a common
source of water for their operation, known as:
1. Moriston
2. Killin
3. Garry
4. Conon
5. Clunie
6. Beauly
which will comprise more than one Power Station.
Cascade Hydro The matrix described in Appendix 1 to BC1 under the heading Cascade
Scheme Matrix Hydro Scheme Matrix.
Caution Notice A notice conveying a warning against interference.
Category 1 A System to Generator Operational Intertripping Scheme arising from a

Intertripping Scheme Variation to Connection Design following a request from the relevant User
which is consistent with the criteria specified in the Security and Quality
of Supply Standard.

Category 2 A System to Generator Operational Intertripping Scheme which is:-
Intertripping Scheme (i) required to alleviate an overload on a circuit which connects the
Group containing the User’s Connection Site to the National
Electricity Transmission System; and
(ii) installed in accordance with the requirements of the planning criteria
of the Security and Quality of Supply Standard in order that
measures can be taken to permit maintenance access for each
transmission circuit and for such measures to be economically
justified,
and the operation of which results in a reduction in Active Power on the
overloaded circuits which connect the User’s Connection Site to the rest
of the National Electricity Transmission System which is equal to the
reduction in Active Power from the Connection Site (once any system
losses or third party system effects are discounted).
Category 3 A System to Generator Operational Intertripping Scheme which, where

Intertripping Scheme agreed by NGET and the User, is installed to alleviate an overload on, and
as an alternative to, the reinforcement of a third party system, such as the
Distribution System of a Public Distribution System Operator.
Category 4 A System to Generator Operational Intertripping Scheme installed to

Intertripping Scheme enable the disconnection of the Connection Site from the National
Electricity Transmission System in a controlled and efficient manner in
order to facilitate the timely restoration of the National Electricity
Transmission System.
CENELEC European Committee for Electrotechnical Standardisation.
CCGT Module Matrix The matrix described in Appendix 1 to BC1 under the heading CCGT
Module Matrix.
CCGT Module A matrix in the form set out in Appendix 3 of OC2 showing the combination
Planning Matrix of CCGT Units within a CCGT Module which would be running in relation
to any given MW output.
Cluster 1. Before Telemetry

A cluster of wind turbines will be formed when the total wind capacity
within any circle of five kilometre radius has a Registered Capacity of not
less than 5MW
2. After Telemetry
Any wind turbine installed within a five kilometer radius of the anemometer
position (whether installed before or after the installation of that
anemometer) will be deemed to be within the cluster for that anemometer
and will not count towards the creation of any new cluster. All other wind
turbines may count towards the creation of further clusters.

Combined Cycle Gas A collection of Generating Units (registered as a CCGT Module under the
Turbine Module or PC) comprising one or more Gas Turbine Units (or other gas based
CCGT Module engine units) and one or more Steam Units where, in normal operation,
the waste heat from the Gas Turbines is passed to the water/steam
system of the associated Steam Unit or Steam Units and where the
component units within the CCGT Module are directly connected by steam
or hot gas lines which enable those units to contribute to the efficiency of
the combined cycle operation of the CCGT Module.
Combined Cycle Gas A Generating Unit within a CCGT Module.

Turbine Unit or CCGT
Unit

Commercial Ancillary Ancillary Services, other than System Ancillary Services, utilised by
Services NGET in operating the Total System if a User (or other person) has
agreed to provide them under an Ancillary Services Agreement or under
a Bilateral Agreement with payment being dealt with under an Ancillary
Services Agreement or in the case of Externally Interconnected
System Operators or Interconnector Users, under any other agreement
(and in the case of Externally Interconnected System Operators and
Interconnector Users includes ancillary services equivalent to or similar
to System Ancillary Services).
Committed Project Data relating to a User Development once the offer for a CUSC Contract
Planning Data is accepted.
Common Collection A busbar within a Power Park Module to which the higher voltage side of
Busbar two or more Power Park Unit generator transformers are connected.
Completion Date Has the meaning set out in the Bilateral Agreement with each User to
that term or in the absence of that term to such other term reflecting the
date when a User is expected to connect to or start using the National
Electricity Transmission System. In the case of an Embedded Medium
Power Station or Embedded DC Converter Station having a similar
meaning in relation to the Network Operator’s System as set out in the
Embedded Development Agreement.
Complex A Connection Site together with the associated Power Station and/or
Network Operator substation and/or associated Plant and/or Apparatus,
as appropriate.
Connection That portion of the Grid Code which is identified as the Connection
Conditions or CC Conditions.
Connection Entry Has the meaning set out in the CUSC

Capacity
Connected Planning Data which replaces data containing estimated values assumed for
Data planning purposes by validated actual values and updated estimates for
the future and by updated forecasts for Forecast Data items such as
Demand.
Connection Point A Grid Supply Point or Grid Entry Point, as the case may be.
Connection Site A Transmission Site or User Site, as the case may be.
Construction Has the meaning set out in the CUSC

Agreement

Contingency Reserve The margin of generation over forecast Demand which is required in the
period from 24 hours ahead down to real time to cover against
uncertainties in Large Power Station availability and against both weather
forecast and Demand forecast errors.
Control Calls A telephone call whose destination and/or origin is a key on the control
desk telephone keyboard at a Transmission Control Centre and which,
for the purpose of Control Telephony, has the right to exercise priority
over (ie. disconnect) a call of a lower status.
Control Centre A location used for the purpose of control and operation of the National
Electricity Transmission System or DC Converter Station owner's
System or a User System other than a Generator's System or an
External System.
Control Engineer A person nominated by the relevant party for the control of its Plant and
Apparatus.
Control Person The term used as an alternative to "Safety Co-ordinator" on the Site
Responsibility Schedule only.
Control Phase The Control Phase follows on from the Programming Phase and covers
the period down to real time.
Control Point The point from which:-
a) A Non-Embedded Customer's Plant and Apparatus is controlled; or
b) A BM Unit at a Large Power Station or at a Medium Power Station

or representing a Cascade Hydro Scheme or with a Demand
Capacity with a magnitude of:
(i) 50MW or more in NGET’s Transmission Area; or

(ii) 30MW or more in SPT’s Transmission Area; or
(iii) 10MW or more in SHETL’s Transmission Area,
(iv) 10MW or more which is connected to an Offshore Transmission
System
is physically controlled by a BM Participant; or
c) In the case of any other BM Unit or Generating Unit, data submission

is co-ordinated for a BM Participant and instructions are received from
NGET,
as the case may be. For a Generator this will normally be at a Power
Station but may be at an alternative location agreed with NGET. In the
case of a DC Converter Station, the Control Point will be at a location
agreed with NGET. In the case of a BM Unit of an Interconnector User,
the Control Point will be the Control Centre of the relevant Externally
Interconnected System Operator.

Control Telephony The principal method by which a User's Responsible Engineer/Operator
and NGET Control Engineer(s) speak to one another for the purposes of
control of the Total System in both normal and emergency operating
conditions.
CUSC Has the meaning set out in NGET’s Transmission Licence
CUSC Contract One or more of the following agreements as envisaged in Standard

Condition C1 of NGET’s Transmission Licence:
(a) the CUSC Framework Agreement;
(b) a Bilateral Agreement;
(c) a Construction Agreement
or a variation to an existing Bilateral Agreement and/or Construction
Agreement;
CUSC Framework Has the meaning set out in NGET’s Transmission Licence
Agreement
Customer A person to whom electrical power is provided (whether or not he is the

same person as the person who provides the electrical power).
Customer Demand Reducing the supply of electricity to a Customer or disconnecting a

Management Customer in a manner agreed for commercial purposes between a
Supplier and its Customer.
Customer Demand The level above which a Supplier has to notify NGET of its proposed or
Management achieved use of Customer Demand Management which is 12 MW in
Notification Level England and Wales and 5 MW in Scotland.
Customer Generating A Power Station or Generating Unit of a Customer to the extent that it
Plant operates the same exclusively to supply all or part of its own electricity
requirements, and does not export electrical power to any part of the Total
System.
Data Registration That portion of the Grid Code which is identified as the Data Registration
Code or DRC Code.
Data Validation, The rules relating to validity and consistency of data, and default data to be
Consistency and applied, in relation to data submitted under the Balancing Codes, to be
Defaulting Rules applied by NGET under the Grid Code as set out in the document “Data
Validation, Consistency and Defaulting Rules” - Issue 7, dated 11th October
2004. The document is available on the National Grid website or upon
request from NGET.
DC Converter Any Onshore DC Converter or Offshore DC Converter.
Issue 4 GD - 10 24 June 2009

DC Converter Station An installation comprising one or more Onshore DC Converters
connecting a direct current interconnector:
to the NGET Transmission System; or,
(if the installation has a rating of 50MW or more) to a User System,
and it shall form part of the External Interconnection to which it

relates.
DC Network All items of Plant and Apparatus connected together on the direct current
side of a DC Converter.
De-Load The condition in which a Genset has reduced or is not delivering electrical
power to the System to which it is Synchronised.
Demand The demand of MW and Mvar of electricity (i.e. both Active and Reactive
Power), unless otherwise stated.
Demand Capacity Has the meaning as set out in the BSC.
Demand Control Any or all of the following methods of achieving a Demand reduction:
(a) Customer voltage reduction initiated by Network Operators (other

than following an instruction from NGET);
(b) Customer Demand reduction by Disconnection initiated by Network

Operators (other than following an instruction from NGET);
(c) Demand reduction instructed by NGET;
(d) automatic low Frequency Demand Disconnection;
(e) emergency manual Demand Disconnection.
Demand Control The level above which a Network Operator has to notify NGET of its
Notification Level proposed or achieved use of Demand Control which is 12 MW in England
and Wales and 5 MW in Scotland.
Issue 4 GD - 11 24 June 2009

Designed Minimum The output (in whole MW) below which a Genset or a DC Converter at a
Operating Level DC Converter Station (in any of its operating configurations) has no High
Frequency Response capability.
De-Synchronise a) The act of taking a Generating Unit, Power Park Module or DC

Converter off a System to which it has been Synchronised, by
opening any connecting circuit breaker; or
b) The act of ceasing to consume electricity at an importing BM Unit;
and the term "De-Synchronising" shall be construed accordingly.
De-synchronised Has the meaning set out in OC9.5.1(a)

Island(s)
Detailed Planning Data Detailed additional data which NGET requires under the PC in support of
Standard Planning Data. Generally it is first supplied once a Bilateral
Agreement is entered into.
Discrimination The quality where a relay or protective system is enabled to pick out and
cause to be disconnected only the faulty Apparatus.
Disconnection The physical separation of Users (or Customers) from the National
Electricity Transmission System or a User System as the case may be.
Disputes Resolution The procedure described in the CUSC relating to disputes resolution.
Procedure
Distribution Code The distribution code required to be drawn up by each Electricity

Distribution Licence holder and approved by the Authority, as from time
to time revised with the approval of the Authority.
Droop The ratio of the per unit steady state change in speed, or in Frequency to
the per unit steady state change in power output.
Dynamic Parameters Those parameters listed in Appendix 1 to BC1 under the heading BM Unit
Data – Dynamic Parameters.
E&W Offshore An Offshore Transmission System with an Interface Point in England

Transmission System and Wales.
E&W Offshore A person who owns or operates an E&W Offshore Transmission System
Transmission pursuant to a Transmission Licence.
Licensee
Issue 4 GD - 12 24 June 2009

E&W Transmission Collectively NGET’s Transmission System and any E&W Offshore
System Transmission Systems
E&W User A User in England and Wales or any Offshore User who owns or
operates Plant and/or Apparatus connected to an E&W Offshore
Transmission System
Earth Fault Factor At a selected location of a three-phase System (generally the point of
installation of equipment) and for a given System configuration, the ratio of
the highest root mean square phase-to-earth power Frequency voltage on
a sound phase during a fault to earth (affecting one or more phases at any
point) to the root mean square phase-to-earth power Frequency voltage
which would be obtained at the selected location without the fault.
Issue 4 GD - 13 24 June 2009

Earthing A way of providing a connection between conductors and earth by an
Earthing Device which is either:
(a) Immobilised and Locked in the earthing position. Where the Earthing
Device is Locked with a Safety Key, the Safety Key must be secured
in a Key Safe and the Key Safe Key must be, where reasonably
practicable, given to the authorised site representative of the
Requesting Safety Co-Ordinator and is to be retained in safe
custody. Where not reasonably practicable the Key Safe Key must be
retained by the authorised site representative of the Implementing
Safety Co-Ordinator in safe custody: or
(b) maintained and/or secured in position by such other method which

must be in accordance with the Local Safety Instructions of NGET or
the Safety Rules of the Relevant Transmission Licensee or that
User, as the case may be.
Earthing Device A means of providing a connection between a conductor and earth being
of adequate strength and capability.
Electrical Standard A standard listed in the Annex to the General Conditions.
Electricity Council That body set up under the Electricity Act, 1957.
Electricity Distribution The licence granted pursuant to Section 6(1) (c) of the Act.
Licence
Electricity Supply The unincorporated members' club of that name formed inter alia to
Industry Arbitration promote the efficient and economic operation of the procedure for the
Association resolution of disputes within the electricity supply industry by means of
arbitration or otherwise in accordance with its arbitration rules.
Electricity Supply The licence granted pursuant to Section 6(1) (d) of the Act.
Licence
Electromagnetic Has the meaning set out in Engineering Recommendation G5/4.

Compatibility Level
Embedded Having a direct connection to a User System or the System of any other
User to which Customers and/or Power Stations are connected, such
connection being either a direct connection or a connection via a busbar of
another User or of a Transmission Licensee (but with no other
connection to the National Electricity Transmission System).
Embedded Has the meaning set out in PC.4.4.3(a)

Development
Issue 4 GD - 14 24 June 2009

Embedded An agreement entered into between a Network Operator and an
Development Embedded Person, identifying the relevant site of connection to the
Agreement Network Operator’s System and setting out other site specific details in
relation to that use of the Network Operator’s System.
Embedded Person The party responsible for a Medium Power Station not subject to a
Bilateral Agreement or DC Converter Station not subject to a Bilateral
Agreement connected to or proposed to be connected to a Network
Operator’s System.
Emergency an Emergency Instruction issued by NGET to De-Synchronise a

Deenergisation Generating Unit, Power Park Module or DC Converter in circumstances
Instruction specified in the CUSC.
Emergency Instruction An instruction issued by NGET in emergency circumstances, pursuant to

BC2.9, to the Control Point of a User. In the case of such instructions
applicable to a BM Unit, it may require an action or response which is
outside the Dynamic Parameters, QPN or Other Relevant Data, and may
include an instruction to trip a Genset.
Engineering The documents referred to as such and issued by the Electricity

Recommendations Association or the former Electricity Council.
Estimated Registered Those items of Standard Planning Data and Detailed Planning Data
Data which either upon connection will become Registered Data, or which for
the purposes of the Plant and/or Apparatus concerned as at the date of
submission are Registered Data, but in each case which for the seven
succeeding Financial Years will be an estimate of what is expected.
European A common technical specification, a British Standard implementing a

Specification European standard or a European technical approval. The terms "common
technical specification", "European standard" and "European technical
approval" shall have the meanings respectively ascribed to them in the
Regulations.
Event An unscheduled or unplanned (although it may be anticipated) occurrence

on, or relating to, a System (including Embedded Power Stations)
including, without limiting that general description, faults, incidents and
breakdowns and adverse weather conditions being experienced.
Exciter The source of the electrical power providing the field current of a
synchronous machine.
Excitation System The equipment providing the field current of a machine, including all
regulating and control elements, as well as field discharge or suppression
equipment and protective devices.
Issue 4 GD - 15 24 June 2009

Excitation System No- The minimum value of direct voltage that the Excitation System is able to
Load Negative Ceiling provide from its terminals when it is not loaded, which may be zero or a
Voltage negative value.
Excitation System Shall have the meaning ascribed to that term in IEC 34-16-1:1991
Nominal Response [equivalent to British Standard BS4999 Section 116.1 : 1992]. The time
interval applicable is the first half-second of excitation system voltage
response.
Excitation System On- Shall have the meaning ascribed to the term 'Excitation system on load
Load Positive Ceiling ceiling voltage' in IEC 34-16-1:1991[equivalent to British Standard
Voltage BS4999 Section 116.1 : 1992].
Excitation System No- Shall have the meaning ascribed to the term 'Excitation system no load
Load Positive Ceiling ceiling voltage' in IEC 34-16-1:1991[equivalent to British Standard
Voltage BS4999 Section 116.1 : 1992].
Exemptable Has the meaning set out in the CUSC.
Existing AGR Plant The following nuclear advanced gas cooled reactor plant (which was
commissioned and connected to the Total System at the Transfer Date):-
Dungeness B
Hinkley Point B
Heysham 1
Heysham 2
Hartlepool
Hunterston B
Torness.
Existing AGR Plant In respect of each Genset within each Existing AGR Plant which has a
Flexibility Limit safety case enabling it to so operate, 8 (or such lower number which when
added to the number of instances of reduction of output as instructed by
NGET in relation to operation in Frequency Sensitive Mode totals 8)
instances of flexibility in any calendar year (or such lower or greater
number as may be agreed by the Nuclear Installations Inspectorate and
notified to NGET) for the purpose of assisting in the period of low System
NRAPM and/or low Localised NRAPM provided that in relation to each
Generating Unit each change in output shall not be required to be to a
level where the output of the reactor is less than 80% of the reactor
thermal power limit (as notified to NGET and which corresponds to the limit
of reactor thermal power as contained in the "Operating Rules" or
"Identified Operating Instructions" forming part of the safety case agreed
with the Nuclear Installations Inspectorate).
Existing Gas Cooled Both Existing Magnox Reactor Plant and Existing AGR Plant.
Reactor Plant
Issue 4 GD - 16 24 June 2009

Existing Magnox The following nuclear gas cooled reactor plant (which was commissioned
Reactor Plant and connected to the Total System at the Transfer Date):-
Calder Hall
Chapelcross
Dungeness A
Hinkley Point A
Oldbury-on-Severn
Bradwell
Sizewell A
Wylfa.
Export and Import Those parameters listed in Appendix 1 to BC1 under the heading BM Unit
Limits Data – Export and Import Limits.
External Apparatus for the transmission of electricity to or from the National

Interconnection Electricity Transmission System or a User System into or out of an
External System. For the avoidance of doubt, a single External
Interconnection may comprise several circuits operating in parallel.
Externally A person who operates an External System which is connected to the

Interconnected National Electricity Transmission System or a User System by an
System Operator or External Interconnection.
EISO
External System In relation to an Externally Interconnected System Operator means the

transmission or distribution system which it owns or operates which is
located outside the National Electricity Transmission System Operator
Area any Apparatus or Plant which connects that system to the External
Interconnection and which is owned or operated by such Externally
Fault Current The time interval from fault inception until the end of the break time of the
Interruption Time circuit breaker (as declared by the manufacturers).
Fast Start A start by a Genset with a Fast Start Capability.
Fast Start Capability The ability of a Genset to be Synchronised and Loaded up to full Load
within 5 minutes.
Final Generation An outage programme as agreed by NGET with each Generator at various
Outage Programme stages through the Operational Planning Phase and Programming
Phase which does not commit the parties to abide by it, but which at
various stages will be used as the basis on which National Electricity
Transmission System outages will be planned.
Final Physical Has the meaning set out in the BSC.

Notification Data
Issue 4 GD - 17 24 June 2009

Final Report A report prepared by the Test Proposer at the conclusion of a System
Test for submission to NGET (if it did not propose the System Test) and
other members of the Test Panel.
Financial Year Bears the meaning given in Condition A1 (Definitions and Interpretation) of
NGET’s Transmission Licence.
Flicker Severity (Long A value derived from 12 successive measurements of Flicker Severity
Term) (Short Term) (over a two hour period) and a calculation of the cube root of
the mean sum of the cubes of 12 individual measurements, as further set
out in Engineering Recommendation P28 as current at the Transfer
Date.
Flicker Severity (Short A measure of the visual severity of flicker derived from the time series
Term) output of a flickermeter over a 10 minute period and as such provides an
indication of the risk of Customer complaints.
Forecast Data Those items of Standard Planning Data and Detailed Planning Data
which will always be forecast.
Frequency The number of alternating current cycles per second (expressed in Hertz)
at which a System is running.
Frequency Sensitive Each Generating Unit in an Existing AGR Plant for which the Generator
AGR Unit has notified NGET that it has a safety case agreed with the Nuclear
Installations Inspectorate enabling it to operate in Frequency Sensitive
Mode, to the extent that such unit is within its Frequency Sensitive AGR
Unit Limit. Each such Generating Unit shall be treated as if it were
operating in accordance with BC3.5.1 provided that it is complying with its
Frequency Sensitive AGR Unit Limit.
Frequency Sensitive In respect of each Frequency Sensitive AGR Unit, 8 (or such lower
AGR Unit Limit number which when added to the number of instances of flexibility for the
purposes of assisting in a period of low System or Localised NRAPM
totals 8) instances of reduction of output in any calendar year as instructed
by NGET in relation to operation in Frequency Sensitive Mode (or such
greater number as may be agreed between NGET and the Generator), for
the purpose of assisting with Frequency control, provided the level of
operation of each Frequency Sensitive AGR Unit in Frequency
Sensitive Mode shall not be outside that agreed by the Nuclear
Installations Inspectorate in the relevant safety case.
Frequency Sensitive A Genset operating mode which will result in Active Power output
Mode changing, in response to a change in System Frequency, in a direction
which assists in the recovery to Target Frequency, by operating so as to
provide Primary Response and/or Secondary Response and/or High
Frequency Response.
Issue 4 GD - 18 24 June 2009

Fuel Security Code The document of that title designated as such by the Secretary of State,
as from time to time amended.
Gas Turbine Unit A Generating Unit driven by a gas turbine (for instance by an aero-
engine).
Gas Zone Diagram A single line diagram showing boundaries of, and interfaces between, gas-
insulated HV Apparatus modules which comprise part, or the whole, of a
substation at a Connection Site, together with the associated stop valves
and gas monitors required for the safe operation of the National
Electricity Transmission System or the User System, as the case may
be.
Gate Closure Has the meaning set out in the BSC.
General Conditions or That portion of the Grid Code which is identified as the General
GC Conditions.
Generating Plant The difference between Output Usable and forecast Demand.
Demand Margin
Generating Unit An Onshore Generating Unit and/or an Offshore Generating Unit.
Generating Unit Data The Physical Notification, Export and Import Limits and Other
Relevant Data only in respect of each Generating Unit:
(a) which forms part of the BM Unit which represents that Cascade
Hydro Scheme;
(b) at an Embedded Exemptable Large Power Station, where the
relevant Bilateral Agreement specifies that compliance with BC1
and/or BC2 is required:
i) to each Generating Unit, or
ii) to each Power Park Module where the Power Station
comprises Power Park Modules
Generation Capacity Has the meaning set out in the BSC.
Generation Planning Those parameters listed in Appendix 2 of OC2.

Parameters
Generator A person who generates electricity under licence or exemption under the
Act acting in its capacity as a generator in Great Britain or Offshore.
Generator A diagram which shows the MW and Mvar capability limits within which a
Performance Chart Generating Unit will be expected to operate under steady state
conditions.
Issue 4 GD - 19 24 June 2009

Genset A Generating Unit, Power Park Module or CCGT Module at a Large
Power Station or any Generating Unit, Power Park Module or CCGT
Module which is directly connected to the National Electricity
Good Industry The exercise of that degree of skill, diligence, prudence and foresight
Practice which would reasonably and ordinarily be expected from a skilled and
experienced operator engaged in the same type of undertaking under the
same or similar circumstances.
Governor Deadband The total magnitude of the change in steady state speed (expressed as a
range of Hz (± x Hz) where "x" is a numerical value) within which there is
no resultant change in the position of the governing valves of the
speed/load Governing System.
Great Britain or GB The landmass of England and Wales and Scotland, including internal
waters.
Grid Code Review The panel with the functions set out in GC.4.
Panel or Panel
Grid Entry Point An Onshore Grid Entry Point or an Offshore Grid Entry Point..
Grid Supply Point A point of supply from the National Electricity Transmission System to
Network Operators or Non-Embedded Customers.
Group Those National Electricity Transmission System sub-stations bounded

solely by the faulted circuit(s) and the overloaded circuit(s) excluding any
third party connections between the Group and the rest of the National
Electricity Transmission System, the faulted circuit(s) being a Secured
Event.
High Frequency An automatic reduction in Active Power output in response to an increase

Response in System Frequency above the Target Frequency (or such other level of
Frequency as may have been agreed in an Ancillary Services
Agreement). This reduction in Active Power output must be in
accordance with the provisions of the relevant Ancillary Services
Agreement which will provide that it will be released increasingly with time
over the period 0 to 10 seconds from the time of the Frequency increase
on the basis set out in the Ancillary Services Agreement and fully
achieved within 10 seconds of the time of the start of the Frequency
increase and it must be sustained at no lesser reduction thereafter. The
interpretation of the High Frequency Response to a + 0.5 Hz frequency
change is shown diagrammatically in Figure CC.A.3.3.
High Voltage or HV For E&W Transmission Systems, a voltage exceeding 650 volts. .For
Scottish Transmission Systems, a voltage exceeding 1000 volts.
Issue 4 GD - 20 24 June 2009

HV Connections Apparatus connected at the same voltage as that of the National
Electricity Transmission System, including Users' circuits, the higher
voltage windings of Users' transformers and associated connection
Apparatus.
HP Turbine Power Ratio of steady state mechanical power delivered by the HP turbine to the
Fraction total steady state mechanical power delivered by the total steam turbine at
Registered Capacity.
IEC International Electrotechnical Commission.
IEC Standard A standard approved by the International Electrotechnical Commission.
Implementing Safety The Safety Co-ordinator implementing Safety Precautions.

Co-ordinator
Import Usable That portion of Registered Import Capacity which is expected to be

available and which is not unavailable due to a Planned Outage.
Incident Centre A centre established by NGET or a User as the focal point in NGET or in
that User, as the case may be, for the communication and dissemination
of information between the senior management representatives of NGET,
or of that User, as the case may be, and the relevant other parties during a
Joint System Incident in order to avoid overloading NGET's, or that
User's, as the case may be, existing operational/control arrangements.
Indicated Constraint The difference between a constraint boundary transfer limit and the
Boundary Margin difference between the sum of BM Unit Maximum Export Limits and the
forecast of local Demand within the constraint boundary.
Indicated Imbalance The difference between the sum of Physical Notifications for BM Units
comprising Generating Units or CCGT Modules and the forecast of
Demand for the whole or any part of the System.
Indicated Margin The difference between the sum of BM Unit Maximum Export Limits
submitted and the forecast of Demand for the whole or any part of the
System
Instructor Facilities A device or system which gives certain Transmission Control Centre
instructions with an audible or visible alarm, and incorporates the means to
return message acknowledgements to the Transmission Control Centre
Integral Equipment A test on equipment, associated with Plant and/or Apparatus, which takes
Test or IET place when that Plant and/or Apparatus forms part of a Synchronised
System and which, in the reasonable judgement of the person wishing to
perform the test, may cause an Operational Effect.
Issue 4 GD - 21 24 June 2009

Interconnection An agreement made between NGET and an Externally Interconnected
Agreement System Operator and/or an Interconnector User and/or other relevant
persons for the External Interconnection relating to an External
Interconnection and/or an agreement under which an Interconnector
User can use an External Interconnection.
Interconnector User Has the meaning set out in the BSC.
Interface Agreement Has the meaning set out in the CUSC.
Interface Point as the context admits or requires either;
(a) the electrical point of connection between an Offshore Transmission

System and an Onshore Transmission System, or
(b) the electrical point of connection between an Offshore Transmission
System and a Network Operator’s User System.
Interface Point Target The nominal target voltage/power factor at an Interface Point which a
Voltage/Power factor Network Operator requires NGET to achieve by operation of the
relevant Offshore Transmission System.
Intermittent Power The primary source of power for a Generating Unit that can not be
Source considered as controllable, e.g. wind, wave or solar.
Intertripping (a) The tripping of circuit-breaker(s) by commands initiated from

Protection at a remote location independent of the state of the local
Protection; or
(b) Operational Intertripping.
Intertrip Apparatus Apparatus which performs Intertripping.
IP Turbine Power Ratio of steady state mechanical power delivered by the IP turbine to the
Fraction total steady state mechanical power delivered by the total steam turbine at
Registered Capacity.
Isolating Device A device for achieving Isolation.
Issue 4 GD - 22 24 June 2009

Isolation The disconnection of HV Apparatus (as defined in OC8A.1.6.2 and
OC8B.1.7.2) from the remainder of the System in which that HV
Apparatus is situated by either of the following:
(a) an Isolating Device maintained in an isolating position. The isolating

position must either be:
(i) maintained by immobilising and Locking the Isolating Device

in the isolating position and affixing a Caution Notice to it.
Where the Isolating Device is Locked with a Safety Key, the
Safety Key must be secured in a Key Safe and the Key Safe
Key must be, where reasonably practicable, given to the
authorised site representative of the Requesting Safety Co-
Ordinator and is to be retained in safe custody. Where not
reasonably practicable the Key Safe Key must be retained by
the authorised site representative of the Implementing Safety
Co-Ordinator in safe custody; or
(ii) maintained and/or secured by such other method which must

be in accordance with the Local Safety Instructions of NGET
or the Safety Rules of the Relevant Transmission Licensee
or that User, as the case may be; or
(b) an adequate physical separation which must be in accordance with

and maintained by the method set out in the Local Safety Instructions
of NGET or the Safety Rules of the Relevant Transmission Licensee
or that User, as the case may be.
Joint BM Unit Data Has the meaning set out in the BSC.
Joint System Incident An Event wherever occurring (other than on an Embedded Medium
Power Station or an Embedded Small Power Station) which, in the
opinion of NGET or a User, has or may have a serious and/or widespread
effect, in the case of an Event on a User(s) System(s) (other than on an
Embedded Medium Power Station or Embedded Small Power Station),
on the National Electricity Transmission System, and in the case of an
Event on the National Electricity Transmission System, on a User(s)
System(s) (other than on an Embedded Medium Power Station or
Embedded Small Power Station).
Key Safe A device for the secure retention of keys.
Issue 4 GD - 23 24 June 2009

Key Safe Key A key unique at a Location capable of operating a lock, other than a
control lock, on a Key Safe.
Large Power Station A Power Station which is

(A) directly connected to:
(a) NGET’s Transmission System where such Power Station
has a Registered Capacity of 100MW or more; or
(b) SPT’s Transmission System where such Power Station
(c) SHETL’s Transmission System where such Power
Station has a Registered Capacity of 10MW or more; or
(d) an Offshore Transmission System where such Power
Station has a Registered Capacity of 10MW or more;
or,
(B) Embedded within a User System (or part thereof) where such
User System (or part thereof) is connected under normal
operating conditions to:
(a) NGET’s Transmission System and such Power Station
(b) SPT’s Transmission System and such Power Station has
a Registered Capacity of 30MW or more; or
(c) SHETL’s Transmission System and such Power Station
has a Registered Capacity of 10MW or more;
or,
(C) Embedded within a User System (or part thereof) where the
User System (or part thereof) is not connected to the National
Electricity Transmission System, although such Power Station
is in:
(a) NGET’s Transmission Area where such Power Station
(b) SPT’s Transmission Area where such Power Station has
a Registered Capacity of 30MW or more; or
(c) SHETL’s Transmission Area where such Power Station
has a Registered Capacity of 10MW or more;
Licence Any licence granted to NGET or a Relevant Transmission Licensee or a

User, under Section 6 of the Act.
Licence Standards Those standards set out or referred to in Condition C17 of NGET’s
Transmission Licence and/or Condition D3 and/or Condition E16 of a
Relevant Transmission Licensee’s Transmission Licence.
Limited Frequency A mode whereby the operation of the Genset (or DC Converter at a DC
Sensitive Mode Converter Station exporting Active Power to the Total System) is
Frequency insensitive except when the System Frequency exceeds
50.4Hz, from which point Limited High Frequency Response must be
provided.
Limited High A response of a Genset (or DC Converter at a DC Converter Station

Frequency Response exporting Active Power to the Total System) to an increase in System
Frequency above 50.4Hz leading to a reduction in Active Power in
accordance with the provisions of BC3.7.2.
Issue 4 GD - 24 24 June 2009

Load The Active, Reactive or Apparent Power, as the context requires,
generated, transmitted or distributed.
Loaded Supplying electrical power to the System.
Load Factor The ratio of the actual output of a Generating Unit to the possible
maximum output of that Generating Unit.
Load Management A block of Demand controlled by a Supplier or other party through the
Block means of radio teleswitching or by some other means.
Local Joint A plan produced under OC9.4.7.12 detailing the agreed method and
Restoration Plan procedure by which a Genset at a Black Start Station (possibly with other
Gensets at that Black Start Station) will energise part of the Total
System and meet complementary blocks of local Demand so as to form a
Power Island.
In Scotland, the plan may also: cover more than one Black Start Station;
include Gensets other than those at a Black Start Station and cover the
creation of one or more Power Islands.
Local Safety For safety co-ordination in England and Wales, instructions on each User
Instructions Site and Transmission Site, approved by the relevant NGET or User's
manager, setting down the methods of achieving the objectives of NGET's
or the User's Safety Rules, as the case may be, to ensure the safety of
personnel carrying out work or testing on Plant and/or Apparatus on
which his Safety Rules apply and, in the case of a User, any other
document(s) on a User Site which contains rules with regard to
maintaining or securing the isolating position of an Isolating Device, or
maintaining a physical separation or maintaining or securing the position of
an Earthing Device.
Local Switching A procedure produced under OC7.6 detailing the agreed arrangements in
Procedure respect of carrying out of Operational Switching at Connection Sites
and parts of the National Electricity Transmission System adjacent to
those Connection Sites.
Localised Negative That margin of Active Power sufficient to allow transfers to and from a
Reserve Active Power System Constraint Group (as the case may be) to be contained within
Margin or Localised such reasonable limit as NGET may determine.
NRAPM
Location Any place at which Safety Precautions are to be applied.
Locked A condition of HV Apparatus that cannot be altered without the operation

of a locking device.
Issue 4 GD - 25 24 June 2009

Locking The application of a locking device which enables HV Apparatus to be
Locked.
Low Frequency Relay Has the same meaning as Under Frequency Relay.
Low Voltage or LV For E&W Transmission Systems a voltage not exceeding 250 volts. For
Scottish Transmission Systems , a voltage exceeding 50 voltage but not
exceeding 1000 volts.
LV Side of the Unless otherwise specified in the Bilateral Agreement, the busbar on the
Offshore Platform Offshore Platform (typically 33kV) at which the relevant Offshore Grid
Entry Point is located.
Main Protection Protection equipment or system expected to have priority in initiating

either a fault clearance or an action to terminate an abnormal condition in a
power system.
Material Effect An effect causing NGET or a Relevant Transmission Licensee to effect

any works or to alter the manner of operation of Transmission Plant
and/or Transmission Apparatus at the Connection Site (which term
shall, in this definition and in the definition of “Modification” only, have the
meaning ascribed thereto in the CUSC) or the site of connection or a User
to effect any works or to alter the manner of operation of its Plant and/or
Apparatus at the Connection Site or the site of connection which in either
case involves that party in expenditure of more than £10,000.
Maximum Export The maximum continuous Apparent Power expressed in MVA and
Capacity maximum continuous Active Power expressed in MW which can flow
from an Offshore Transmission System connected to a Network
Operator's User System, to that User System.
Maximum Generation A service utilised by NGET in accordance with the CUSC and the
Service, MGS Balancing Principles Statement in operating the Total System.
Maximum Generation An agreement between a User and NGET for the payment by NGET to
Service Agreement that User in respect of the provision by such User of a Maximum
Generation Service.
Maximum Import The maximum continuous Apparent Power expressed in MVA and
Capacity maximum continuous Active Power expressed in MW which can flow
from an Offshore Transmission System connected to a Network
Operator's User System, to that User System.
Issue 4 GD - 26 24 June 2009

Medium Power Station A Power Station which is
(A) directly connected to NGET’s Transmission System where
such Power Station has a Registered Capacity of 50MW or
more but less than 100MW;
or,
operating conditions to NGET’s Transmission System and
such Power Station has a Registered Capacity of 50MW or
more but less than 100MW;
or,
Electricity Transmission System, although such Power
Station is in NGET’s Transmission Area and such Power
Station has a Registered Capacity of 50MW or more but less
than 100MW.
Medium Voltage or MV For E&W Transmission Systems a voltage exceeding 250 volts but not
exceeding 650 volts.
Issue 4 GD - 27 24 June 2009

Mills Milling plant which supplies pulverised fuel to the boiler of a coal fired
Power Station.
Minimum Generation The minimum output (in whole MW) which a Genset can generate or DC
Converter at a DC Converter Station can import or export to the Total
System under stable operating conditions, as registered with NGET under
the PC (and amended pursuant to the PC). For the avoidance of doubt, the
output may go below this level as a result of operation in accordance with
BC3.7.
Minimum Import The minimum input (in whole MW) into a DC Converter at a DC
Capacity Converter Station (in any of its operating configurations) at the
Onshore Grid Entry Point (or in the case of an Embedded DC
Converter at the User System Entry Point) at which a DC Converter
can operate in a stable manner, as registered with NGET under the PC
(and amended pursuant to the PC).
Modification Any actual or proposed replacement, renovation, modification, alteration or

construction by or on behalf of a User or NGET to either that User’s Plant
or Apparatus or Transmission Plant or Apparatus, as the case may be,
or the manner of its operation which has or may have a Material Effect on
NGET or a User, as the case may be, at a particular Connection Site.
Mothballed DC A DC Converter at a DC Converter Station that has previously imported

Converter at a DC or exported power which the DC Converter Station owner plans not to
Converter Station use to import or export power for the remainder of the current Financial
Year but which could be returned to service.
Mothballed Generating A Generating Unit that has previously generated which the Generator
Unit plans not to use to generate for the remainder of the current NGET
Financial Year but which could be returned to service.
Mothballed Power A Power Park Module that has previously generated which the Generator
Park Module plans not to use to generate for the remainder of the current Financial
Year but which could be returned to service.
Multiple Point of A double (or more) Point of Connection, being two (or more) Points of
Connection Connection interconnected to each other through the User’s System.
Issue 4 GD - 28 24 June 2009

National Demand The amount of electricity supplied from the Grid Supply Points plus:-
• that supplied by Embedded Large Power Stations, and
• National Electricity Transmission System Losses,
minus:-
• the Demand taken by Station Transformers and Pumped Storage

Units’
and, for the purposes of this definition, does not include:-
• any exports from the National Electricity Transmission System

across External Interconnections.
National Electricity The Onshore Transmission System and Offshore Transmission

Transmission System Systems.
National Electricity The amount of electricity supplied from the Grid Supply Points plus:-
Transmission System
Demand • that supplied by Embedded Large Power Stations, and
• exports from the National Electricity Transmission System across

External Interconnections, and
• National Electricity Transmission System Losses,
and, for the purposes of this definition, includes:-
• the Demand taken by Station Transformers and Pumped Storage

Units.
National Electricity The losses of electricity incurred on the National Electricity

Transmission System Transmission System.
Losses
National Electricity Has the meaning set out in Schedule 1 of NGET's Transmission Licence.
Transmission System
Operator Area
National Electricity A computer file produced by NGET which in NGET’s view provides an
Transmission System appropriate representation of the National Electricity Transmission
Study Network Data System for a specific point in time. The computer file will contain
File information and data on Demand on the National Electricity
Transmission System and on Large Power Stations including Genset
power output consistent with Output Usable and NGET’s view of
prevailing system conditions. These details, when read together as
represented in the file, form NGET's view of an appropriate representation
of the National Electricity Transmission System for technical analysis
purposes only. The file will only deal with the National Electricity
Issue 4 GD - 29 24 June 2009

National Electricity A warning issued by NGET to Users (or to certain Users only) in
Transmission System accordance with OC7.4.8.2, which provides information relating to System
Warning conditions or Events and is intended to :
(a) alert Users to possible or actual Plant shortage, System problems

and/or Demand reductions;
(b) inform of the applicable period;
(c) indicate intended consequences for Users; and
(d) enable specified Users to be in a state of readiness to receive

instructions from NGET.
National Electricity A warning issued by NGET, in accordance with OC7.4.8.7, which is

Transmission System intended to provide short term notice, where possible, to those Users who
Warning - Demand are likely to receive Demand reduction instructions from NGET within 30
Control Imminent minutes.

Transmission System intended to alert recipients that there is a high risk of Demand reduction
Warning - High Risk of being implemented and which may normally result from an inadequate
Demand Reduction System Margin.

Transmission System intended to alert recipients of an inadequate System Margin and which if
Warning - Inadequate not improved may result in Demand reduction being instructed.
System Margin

Transmission System intended to alert Users of the risk of widespread and serious System
Warning - Risk of disturbance which may affect Users.
System Disturbance
Network Data The data to be provided by NGET to Users in accordance with the PC, as
listed in Part 3 of the Appendix to the PC.
Network Operator A person with a User System directly connected to the National
Electricity Transmission System to which Customers and/or Power
Stations (not forming part of the User System) are connected, acting in its
capacity as an operator of the User System, but shall not include a person
acting in the capacity of an Externally Interconnected System Operator.
Issue 4 GD - 30 24 June 2009

NGET National Grid Electricity Transmission plc (NO: 2366977) whose registered
office is at 1-3 Strand, London, WC2N 5EH.
NGET Control The nominated person employed by NGET to direct the operation of the
Engineer National Electricity Transmission System or such person as nominated
by NGET.
NGET Operational NGET's operational procedures which form the guidelines for operation of
Strategy the National Electricity Transmission System.
No-Load Field Voltage Shall have the meaning ascribed to that term in IEC 34-16-1:1991
[equivalent to British Standard BS4999 Section 116.1 : 1992].
No System As defined in OC8A.1.6.2 and OC8B.1.7.2

Connection
Non-Embedded A Customer in Great Britain, except for a Network Operator acting in its
Customer capacity as such, receiving electricity direct from the Onshore
Transmission System irrespective of from whom it is supplied.
Non-Synchronous An Onshore Non_Synchronous Generating Unit or Offshore Non-

Generating Unit Synchronous Generating Unit.
Normal CCGT Module A CCGT Module other than a Range CCGT Module.
Novel Unit A tidal, wave, wind, geothermal, or any similar, Generating Unit.
OC9 De-synchronised Has the meaning set out in OC9.5.4.

Island Procedure
Offshore Means wholly or partly in Offshore Waters, and when used in

conjunction with another term and not defined means that the associated
term is to be read accordingly.
Offshore DC Converter Any User Apparatus located Offshore used to convert alternating
current electricity to direct current electricity, or vice versa. An Offshore
DC Converter is a standalone operative configuration at a single site
comprising one or more converter bridges, together with one or more
converter transformers, converter control equipment, essential protective
and switching devices and auxiliaries, if any, used for conversion.
Offshore Generating Unless otherwise provided in the Grid Code, any Apparatus located
Unit Offshore which produces electricity, including, an Offshore
Synchronous Generating Unit and Offshore Non-Synchronous
Generating Unit.
Issue 4 GD - 31 24 June 2009

Offshore Grid Entry In the case of:-
Point
an Offshore Generating Unit or an Offshore DC Converter, as the case

may be, which is directly connected to an Offshore Transmission
System, the point at which it connects to that Offshore Transmission
System, or;
an Offshore Power Park Module which is directly connected to an

Offshore Transmission System, the point where one Power Park
String (registered by itself as a Power Park Module) or the collection of
points where a number of Offshore Power Park Strings (registered as a
single Power Park Module) connects to that Offshore Transmission
System.
Offshore Non- An Offshore Generating Unit that is not an Offshore Synchronous

Synchronous Generating Unit including for the avoidance of doubt a Power Park Unit
Generating Unit located Offshore.
Offshore Platform A single structure comprising of Plant and Apparatus located Offshore
which includes one or more Offshore Grid Entry Points.
Offshore Power Park A collection of one or more Offshore Power Park Strings (registered
Module as a Power Park Module under the PC). There is no limit to the
number of Power Park Strings within the Power Park Module, so
long as they either:
a) connect to the same busbar which cannot be electrically split;

or
b) connect to a collection of directly electrically connected busbars
of the same nominal voltage and are configured in accordance
with the operating arrangements set out in the relevant Bilateral
Agreement.
Offshore Power Park A collection of Offshore Generating Units that are powered by an
String Intermittent Power Source, joined together by cables forming part of a
User System with a single point of connection to an Offshore
Transmission System. The connection to an Offshore Transmission
System may include a DC Converter.
Offshore Synchronous An Offshore Generating Unit in which, under all steady state conditions,
Generating Unit the rotor rotates at a mechanical speed equal to the electrical frequency
of the National Electricity Transmission System divided by the number
of pole pairs of the Generating Unit.
Offshore An agreement entered into by NGET and a Network Operator in respect

Transmission of the connection to and use of a Network Operator’s User System by
Distribution an Offshore Transmission System.
Connection
Agreement
Issue 4 GD - 32 24 June 2009

Offshore Such person in relation to whose Transmission Licence the standard
Transmission conditions in Section E (offshore transmission owner standard conditions)
Licensee of such Transmission Licence have been given effect, or any person in
that prospective role who has acceded to the STC.
Offshore A system consisting (wholly or mainly) of high voltage electric lines

Transmission System owned or operated by an Offshore Transmission Licensee and used for
the transmission of electricity from one Power Station to a sub-station or
to another Power Station or between sub-stations, and includes any
Plant and Apparatus and meters owned or operated by any Offshore
Transmission Licensee in connection with the transmission of electricity
but does not include any Remote Transmission Assets. An Offshore
Transmission System extends from the Interface Point, to the
Offshore Grid Entry Point(s) and may include Plant and Apparatus
located Onshore and Offshore.
Offshore Waters Has the meaning given to “offshore waters” in Section 90(9) of the Energy
Act 2004.
Onshore Means within Great Britain, and when used in conjunction with another
term and not defined means that the associated term is to be read
accordingly.
Onshore DC Converter Any User Apparatus located Onshore with a Completion Date after 1st
April 2005 used to convert alternating current electricity to direct current
electricity, or vice versa. An Onshore DC Converter is a standalone
operative configuration at a single site comprising one or more converter
bridges, together with one or more converter transformers, converter
control equipment, essential protective and switching devices and
auxiliaries, if any, used for conversion. In a bipolar arrangement, an
Onshore DC Converter represents the bipolar configuration.
Onshore Generating Unless otherwise provided in the Grid Code, any Apparatus located
Unit Onshore which produces electricity, including, an Onshore
Synchronous Generating Unit and Onshore Non-Synchronous
Generating Unit.
Onshore Grid Entry A point at which a Onshore Generating Unit or a CCGT Module or a
Point CCGT Unit or a Onshore DC Converter or a Onshore Power Park
Module, as the case may be, which is directly connected to the Onshore
Transmission System connects to the Onshore Transmission System.
Onshore Non- A Generating Unit located Onshore that is not a Synchronous

Synchronous Generating Unit including for the avoidance of doubt a Power Park Unit
Generating Unit located Onshore.
Issue 4 GD - 33 24 June 2009

Onshore Power Park A collection of Onshore Generating Units (registered as a Power Park
Module Module under the PC) that are powered by an Intermittent Power
Source, joined together by a System with a single electrical point of
connection to the Onshore Transmission System (or User System if
Embedded). The connection to the Onshore Transmission System (or
User System if Embedded) may include a DC Converter.
Onshore Synchronous An Onshore Generating Unit including, for the avoidance of doubt, a
Generating Unit CCGT Unit in which, under all steady state conditions, the rotor rotates at
a mechanical speed equal to the electrical frequency of the National
Electricity Transmission System divided by the number of pole pairs of
the Generating Unit.
Onshore Transmission NGET, SPT, or SHETL.

Licensee
Onshore Transmission The system consisting (wholly or mainly) of high voltage electric lines
System owned or operated by Onshore Transmission Licensees and used for
the transmission of electricity from one Power Station to a substation or
to another Power Station or between substations or to or from Offshore
Transmission Systems or to or from any External Interconnection, and
includes any Plant and Apparatus and meters owned or operated by any
Onshore Transmission Licensee in connection with the transmission of
electricity but does not include any Remote Transmission Assets.
On-Site Generator Site A site which is determined by the BSC Panel to be a Trading Unit under
the BSC by reason of having fulfilled the Class 1 or Class 2 requirements
as such terms are used in the BSC.
Operating Code or OC That portion of the Grid Code which is identified as the Operating Code.
Operating Margin Contingency Reserve plus Operating Reserve.
Operating Reserve The additional output from Large Power Stations or the reduction in
Demand, which must be realisable in real-time operation to respond in
order to contribute to containing and correcting any System Frequency
fall to an acceptable level in the event of a loss of generation or a loss of
import from an External Interconnection or mismatch between generation
and Demand.
Issue 4 GD - 34 24 June 2009

Operation A scheduled or planned action relating to the operation of a System
(including an Embedded Power Station).
Operational Data Data required under the Operating Codes and/or Balancing Codes.
Operational Day The period from 0500 hours on one day to 0500 on the following day.
Operation Diagrams Diagrams which are a schematic representation of the HV Apparatus and
the connections to all external circuits at a Connection Site, incorporating
its numbering, nomenclature and labelling.
Operational Effect Any effect on the operation of the relevant other System which causes the
National Electricity Transmission System or the System of the other
User or Users, as the case may be, to operate (or be at a materially
increased risk of operating) differently to the way in which they would or
may have operated in the absence of that effect.
Operational The automatic tripping of circuit-breakers to prevent abnormal system

Intertripping conditions occurring, such as over voltage, overload, System instability,
etc. after the tripping of other circuit-breakers following power System
fault(s) which includes System to Generating Unit, System to CCGT
Module, System to Power Park Module, System to DC Converter and
System to Demand intertripping schemes.
Operational Planning Planning through various timescales the matching of generation output
with forecast National Electricity Transmission System Demand
together with a reserve of generation to provide a margin, taking into
account outages of certain Generating Units, of parts of the National
Electricity Transmission System and of parts of User Systems to which
Power Stations and/or Customers are connected, carried out to achieve,
so far as possible, the standards of security set out in NGET’s
Transmission Licence, each Relevant Transmission Licensee’s
Transmission Licence or Electricity Distribution Licence, as the case
may be.
Operational Planning An operational planning margin set by NGET.

Margin
Operational Planning The period from 8 weeks to the end of the 5th year ahead of real time
Phase operation.
Operational Management instructions and procedures, both in support of the Safety

Procedures Rules and for the local and remote operation of Plant and Apparatus,
issued in connection with the actual operation of Plant and/or Apparatus
at or from a Connection Site.
Issue 4 GD - 35 24 June 2009

Operational Switching Operation of Plant and/or Apparatus to the instruction of the relevant
Control Engineer. For the avoidance of doubt, the operation of
Transmission Plant and/or Apparatus forming part of the National
Electricity Transmission System in England and Wales, will be to the
instruction of NGET and in Scotland and Offshore will be to the instruction
of the Relevant Transmission Licensee.
Other Relevant Data The data listed in BC1.4.2(f) under the heading Other Relevant Data
Out of Synchronism The condition where a System or Generating Unit cannot meet the
requirements to enable it to be Synchronised.
Output Usable or OU The (daily or weekly) forecast value (in MW), at the time of the (daily or
weekly) peak demand, of the maximum level at which the Genset can
export to the Grid Entry Point, or in the case of Embedded Power
Stations, to the User System Entry Point.
Over-excitation Limiter Shall have the meaning ascribed to that term in IEC 34-16-1:1991
Part 1 System Ancillary Services which are required for System reasons and which
Ancillary Services must be provided by Users in accordance with the Connection
Conditions. An exhaustive list of Part 1 System Ancillary Services is
included in that part of CC.8.1 headed Part 1.
Part 2 System Ancillary Services which are required for System reasons and which
Ancillary Services must be provided by a User if the User has agreed to provide them under
a Bilateral Agreement. A non-exhaustive list of Part 2 System Ancillary
Services is included in that part of CC.8.1 headed Part 2.
Part Load The condition of a Genset, or Cascade Hydro Scheme which is Loaded
but is not running at its Maximum Export Limit.
Permit for Work for In respect of E&W Transmission Systems, a document issued by the
proximity work Relevant E&W Transmission Licensee or an E&W User in accordance
with its respective Safety Rules to enable work to be carried out in
accordance with OC8A.8 and which provides for Safety Precautions to be
applied and maintained. An example format of a Relevant E&W
Transmission Licensee’s permit for work is attached as Appendix E to
OC8A.
In respect of Scottish Transmission Systems, a document issued by a

Relevant Scottish Transmission Licensee or a Scottish User in
accordance with its respective Safety Rules to enable work to be carried
out in accordance with OC8B.8 and which provides for Safety
Precautions to be applied and maintained. Example formats of Relevant
Scottish Transmission Licensees’ permits for work are attached as
Appendix E to OC8B.
Issue 4 GD - 36 24 June 2009

Partial Shutdown The same as a Total Shutdown except that all generation has ceased in a
separate part of the Total System and there is no electricity supply from
External Interconnections or other parts of the Total System to that part
of the Total System and, therefore, that part of the Total System is
shutdown, with the result that it is not possible for that part of the Total
System to begin to function again without NGET’s directions relating to a
Black Start.
Phase (Voltage) The ratio (in percent) between the rms values of the negative sequence
Unbalance component and the positive sequence component of the voltage.
Physical Notification Data that describes the BM Participant’s best estimate of the expected
input or output of Active Power of a BM Unit and/or (where relevant)
Generating Unit.
Planning Code or PC That portion of the Grid Code which is identified as the Planning Code.
Planned Maintenance An outage of NGET electronic data communication facilities as provided

Outage for in CC.6.5.8 and NGET’s associated computer facilities of which
normally at least 5 days notice is given, but in any event of which at least
twelve hours notice has been given by NGET to the User and which is
anticipated to last no longer than 2 hours. The length of such an outage
may in exceptional circumstances be extended where at least 24 hours
notice has been given by NGET to the User. It is anticipated that normally
any planned outage would only last around one hour.
Planned Outage An outage of a Large Power Station or of part of the National Electricity
Transmission System, or of part of a User System, co-ordinated by
NGET under OC2.
Plant Fixed and movable items used in the generation and/or supply and/or
transmission of electricity, other than Apparatus.
Point of Common That point on the National Electricity Transmission System electrically
Coupling nearest to the User installation at which either Demands or Loads are, or
may be, connected.
Point of Connection An electrical point of connection between the National Electricity

Transmission System and a User’s System.
Point of Isolation The point on Apparatus (as defined in OC8A.1.6.2 and OC8B.1.7.2) at
which Isolation is achieved.
Post-Control Phase The period following real time operation.
Power Factor The ratio of Active Power to Apparent Power.
Issue 4 GD - 37 24 June 2009

Power Island Gensets at an isolated Power Station, together with complementary local
Demand. In Scotland a Power Island may include more than one Power
Station.
Power Park Module Any Onshore Power Park Module or Offshore Power Park Module..
Power Park Module The matrix described in Appendix 1 to BC1 under the heading Power Park
Availability Matrix Module Availability Matrix.
Power Park Module A matrix in the form set out in Appendix 4 of OC2 showing the combination
Planning Matrix of Power Park Units within a Power Park Module which would be
expected to be running under normal conditions.
Power Park Unit A Generating Unit within a Power Park Module.
Power Station An installation comprising one or more Generating Units or Power Park
Modules (even where sited separately) owned and/or controlled by the
same Generator, which may reasonably be considered as being managed
as one Power Station.
Power System Equipment controlling the Exciter output via the voltage regulator in such a
Stabiliser or PSS way that power oscillations of the synchronous machines are dampened.
Input variables may be speed, frequency or power (or a combination of
these).
Preface The preface to the Grid Code (which does not form part of the Grid Code
and therefore is not binding).
Preliminary Notice A notice in writing, sent by NGET both to all Users identified by it under
OC12.4.2.1 and to the Test Proposer, notifying them of a proposed
System Test.
Preliminary Project Data relating to a proposed User Development at the time the User
Planning Data applies for a CUSC Contract but before an offer is made and accepted.
Issue 4 GD - 38 24 June 2009

Primary Response The automatic increase in Active Power output of a Genset or, as the
case may be, the decrease in Active Power Demand in response to a
System Frequency fall. This increase in Active Power output or, as the
case may be, the decrease in Active Power Demand must be in
Agreement which will provide that it will be released increasingly with time
over the period 0 to 10 seconds from the time of the start of the
Frequency fall on the basis set out in the Ancillary Services Agreement
and fully available by the latter, and sustainable for at least a further 20
seconds. The interpretation of the Primary Response to a – 0.5 Hz
frequency change is shown diagrammatically in Figure CC.A.3.2.
Programming Phase The period between Operational Planning Phase and the Control
Phase. It starts at the 8 weeks ahead stage and finishes at 17:00 on the
day ahead of real time.
Proposal Notice A notice submitted to NGET by a User which would like to undertake a
System Test.
Proposal Report A report submitted by the Test Panel which contains:
a) proposals for carrying out a System Test (including the manner in

which the System Test is to be monitored);
b) an allocation of costs (including un-anticipated costs) between the

affected parties (the general principle being that the Test Proposer will
bear the costs); and
c) such other matters as the Test Panel considers appropriate.
The report may include requirements for indemnities to be given in respect

of claims and losses arising from a System Test.
Protection The provisions for detecting abnormal conditions on a System and

initiating fault clearance or actuating signals or indications.
Protection Apparatus A group of one or more Protection relays and/or logic elements
designated to perform a specified Protection function.
Pumped Storage A Generator which owns and/or operates any Pumped Storage Plant.
Generator
Pumped Storage Plant The Dinorwig, Ffestiniog, Cruachan and Foyers Power Stations.
Pumped Storage Unit A Generating Unit within a Pumped Storage Plant.
Issue 4 GD - 39 24 June 2009

Quiescent Physical Data that describes the MW levels to be deducted from the Physical
Notification or QPN Notification of a BM Unit to determine a resultant operating level to which
the Dynamic Parameters associated with that BM Unit apply, and the
associated times for such MW levels. The MW level of the QPN must
always be set to zero.
Range CCGT Module A CCGT Module where there is a physical connection by way of a steam
or hot gas main between that CCGT Module and another CCGT Module
or other CCGT Modules, which connection contributes (if open) to efficient
modular operation, and which physical connection can be varied by the
operator.
Rated Field Voltage Shall have the meaning ascribed to that term in IEC 34-16-1:1991
Rated MW The “rating-plate” MW output of a Generating Unit, Power Park Module

or DC Converter, being:
(a) that output up to which the Generating Unit was designed to operate
(Calculated as specified in British Standard BS EN 60034 – 1: 1995);
or
(b) the nominal rating for the MW output of a Power Park Module being
the maximum continuous electric output power which the Power Park
Module was designed to achieve under normal operating conditions;
or
(c) the nominal rating for the MW import capacity and export capacity (if at
a DC Converter Station) of a DC Converter.
Reactive Energy The integral with respect to time of the Reactive Power.
Reactive Power The product of voltage and current and the sine of the phase angle
between them measured in units of voltamperes reactive and standard
multiples thereof, ie:
1000 VAr = 1 kVAr

1000 kVAr = 1 Mvar
Record of Inter- A written record of inter-system Safety Precautions to be compiled in

System Safety accordance with the provisions of OC8.
Precautions or RISSP
Issue 4 GD - 40 24 June 2009

Registered Capacity (a) In the case of a Generating Unit other than that forming part of a
CCGT Module or Power Park Module, the normal full load capacity
of a Generating Unit as declared by the Generator, less the MW
consumed by the Generating Unit through the Generating Unit’s
Unit Transformer when producing the same (the resultant figure
being expressed in whole MW, or in MW to one decimal place).
(b) In the case of a CCGT Module or Power Park Module, the normal
full load capacity of the CCGT Module or Power Park Module (as
the case may be) as declared by the Generator, being the Active
Power declared by the Generator as being deliverable by the CCGT
Module or Power Park Module at the Grid Entry Point (or in the
case of an Embedded CCGT Module or Power Park Module, at
the User System Entry Point), expressed in whole MW, or in MW to
one decimal place.
(c) In the case of a Power Station, the maximum amount of Active

Power deliverable by the Power Station at the Grid Entry Point (or
in the case of an Embedded Power Station at the User System
Entry Point), as declared by the Generator, expressed in whole
MW, or in MW to one decimal place. The maximum Active Power
deliverable is the maximum amount deliverable simultaneously by
the Generating Units and/or CCGT Modules and/or Power Park
Modules less the MW consumed by the Generating Units and/or
CCGT Modules in producing that Active Power.
(d) In the case of a DC Converter at a DC Converter Station, the

normal full load amount of Active Power transferable from a DC
Converter at the Onshore Grid Entry Point (or in the case of an
Embedded DC Converter Station at the User System Entry
Point), as declared by the DC Converter Station owner, expressed
in whole MW, or in MW to one decimal place.
(e) In the case of a DC Converter Station, the maximum amount of

Active Power transferable from a DC Converter Station at the
Onshore Grid Entry Point (or in the case of an Embedded DC
Converter Station at the User System Entry Point), as declared by
the DC Converter Station owner, expressed in whole MW, or in MW
to one decimal place.
Registered Data Those items of Standard Planning Data and Detailed Planning Data
which upon connection become fixed (subject to any subsequent
changes).
Registered Import In the case of a DC Converter Station containing DC Converters

Capability connected to an External System, the maximum amount of Active
Power transferable into a DC Converter Station at the Onshore Grid
Entry Point (or in the case of an Embedded DC Converter Station at
the User System Entry Point), as declared by the DC Converter
Station owner, expressed in whole MW.
In the case of a DC Converter connected to an External System and

in a DC Converter Station, the normal full load amount of Active
Power transferable into a DC Converter at the Onshore Grid Entry
Point (or in the case of an Embedded DC Converter Station at the
User System Entry Point), as declared by the DC Converter owner,
expressed in whole MW.
Issue 4 GD - 41 24 June 2009

Regulations The Utilities Contracts Regulations 1996, as amended from time to time.
Reheater Time Determined at Registered Capacity, the reheater time constant will be
Constant construed in accordance with the principles of the IEEE Committee Report
Relevant E&W As the context requires NGET and/or an E&W Offshore Transmission
Transmission Licensee
Licensee
Relevant Scottish As the context requires SPT and/or SHETL and/or a Scottish Offshore
Transmission Transmission Licensee
Licensee
Relevant Means SP Transmission Ltd (SPT) in its Transmission Area or Scottish

Transmission Hydro-Electric Transmission Ltd (SHETL) in its Transmission Area or any
Licensee Offshore Transmission Licensee in its Transmission Area.
Relevant Unit As defined in the STC, Schedule 3
Remote Transmission Any Plant and Apparatus or meters owned by NGET which:
Assets
a) are Embedded in a User System and which are not directly
connected by Plant and/or Apparatus owned by NGET to a sub-
station owned by NGET; and
b) are by agreement between NGET and such User operated under the
direction and control of such User.
Requesting Safety Co- The Safety Co-ordinator requesting Safety Precautions.

ordinator
Responsible Engineer/ A person nominated by a User to be responsible for System control.

Operator
Responsible Manager A manager who has been duly authorised by a User or NGET to sign Site
Responsibility Schedules on behalf of that User or NGET, as the case
may be.
For Connection Sites in Scotland and Offshore a manager who has been
duly authorised by the Relevant Transmission Licensee to sign Site
Responsibility Schedules on behalf of that Relevant Transmission
Licensee.
Issue 4 GD - 42 24 June 2009

Re-synchronisation The bringing of parts of the System which have become Out of
Synchronism with any other System back into Synchronism, and like
terms shall be construed accordingly.
Safety Co-ordinator A person or persons nominated by a Relevant E&W Transmission

Licensee and each E&W User in relation to Connection Points on an
E&W Transmission System and/or by the Relevant Scottish
Transmission Licensee and each Scottish User in relation to
Connection Points on a Scottish Transmission System to be
responsible for the co-ordination of Safety Precautions at each
Connection Point when work (which includes testing) is to be carried out
on a System which necessitates the provision of Safety Precautions on
HV Apparatus (as defined in OC8A.1.6.2 and OC8B.1.7.2), pursuant to
OC8.
Issue 4 GD - 43 24 June 2009

Safety From The That condition which safeguards persons when work is to be carried out on
System or near a System from the dangers which are inherent in the System.
Safety Key A key unique at the Location capable of operating a lock which will cause
an Isolating Device and/or Earthing Device to be Locked.
Safety Log A chronological record of messages relating to safety co-ordination sent

and received by each Safety Co-ordinator under OC8.
Safety Precautions Isolation and/or Earthing.
Safety Rules The rules of NGET (in England and Wales) and the Relevant
Transmission Licensee (in Scotland or Offshore) or a User that seek to
ensure that persons working on Plant and/or Apparatus to which the rules
apply are safeguarded from hazards arising from the System.
Scottish Offshore An Offshore Transmission System with an Interface Point in Scotland.

Transmission System
Scottish Offshore A person who owns or operates a Scottish Offshore Transmission

Transmission System pursuant to a Transmission Licence.
Licensee
Scottish Transmission Collectively SPT’s Transmission System and SHETL’s Transmission

System System and any Scottish Offshore Transmission Systems
Scottish User A User in Scotland or any Offshore User who owns or operates Plant
and/or Apparatus connected to a Scottish Offshore Transmission
System
Secondary Response The automatic increase in Active Power output of a Genset or, as the
case may be, the decrease in Active Power Demand in response to a
System Frequency fall. This increase in Active Power output or, as the
case may be, the decrease in Active Power Demand must be in
Agreement which will provide that it will be fully available by 30 seconds
from the time of the start of the Frequency fall and be sustainable for at
least a further 30 minutes. The interpretation of the Secondary Response
to a -0.5 Hz frequency change is shown diagrammatically in Figure
CC.A.3.2.
Secretary of State Has the same meaning as in the Act.
Issue 4 GD - 44 24 June 2009

Secured Event Has the meaning set out in the Security and Quality of Supply Standard.
Security and Quality of The version of the document entitled ‘Security and Quality of Supply
Supply Standard Standard’ established pursuant to the Transmission Licence in force at
the time of entering into the relevant Bilateral Agreement.
Setpoint Voltage The value of voltage at the Grid Entry Point, or User System Entry Point
if Embedded, on the automatic control system steady state operating
characteristic, as a percentage of the nominal voltage, at which the
transfer of Reactive Power between a Power Park Module, DC
Converter or Non-Synchronous Generating Unit and the Transmission
System, or Network Operator’s system if Embedded, is zero.
Settlement Period A period of 30 minutes ending on the hour and half-hour in each hour
during a day.
Issue 4 GD - 45 24 June 2009

Seven Year Statement A statement, prepared by NGET in accordance with the terms of NGET’s
Transmission Licence, showing for each of the seven succeeding
Financial Years, the opportunities available for connecting to and using
the National Electricity Transmission System and indicating those parts
of the National Electricity Transmission System most suited to new
connections and transport of further quantities of electricity.
SF6 Gas Zone A segregated zone surrounding electrical conductors within a casing
containing SF6 gas.
SHETL Scottish Hydro-Electric Transmission Limited
Shutdown The condition of a Generating Unit where the generator rotor is at rest or
on barring.
Significant Incident An Event which either:
a) was notified by a User to NGET under OC7, and which NGET

considers has had or may have had a significant effect on the National
Electricity Transmission System, and NGET requires the User to
report that Event in writing in accordance with OC10 and notifies the
User accordingly; or
b) was notified by NGET to a User under OC7, and which that User
considers has had or may have had a significant effect on that User’s
System, and that User requires NGET to report that Event in writing
in accordance with the provisions of OC10 and notifies NGET
accordingly.
Simultaneous Tap A tap change implemented on the generator step-up transformers of

Change Synchronised Gensets, effected by Generators in response to an
instruction from NGET issued simultaneously to the relevant Power
Stations. The instruction, preceded by advance notice, must be effected
as soon as possible, and in any event within one minute of receipt from
NGET of the instruction.
Single Line Diagram A schematic representation of a three-phase network in which the three
phases are represented by single lines. The diagram shall include (but not
necessarily be limited to) busbars, overhead lines, underground cables,
power transformers and reactive compensation equipment. It shall also
show where Large Power Stations are connected, and the points at
which Demand is supplied.
Single Point of A single Point of Connection, with no interconnection through the User’s
Connection System to another Point of Connection.
Site Common Drawings prepared for each Connection Site which incorporate
Drawings Connection Site layout drawings, electrical layout drawings, common
protection/ control drawings and common services drawings.
Issue 4 GD - 46 24 June 2009

Site Responsibility A schedule containing the information and prepared on the basis of the
Schedule provisions set out in Appendix 1 of the CC.
Slope The ratio of the steady state change in voltage, as a percentage of the
nominal voltage, to the steady state change in Reactive Power output, in
per unit of Reactive Power capability. For the avoidance of doubt, the
value indicates the percentage voltage reduction that will result in a 1 per
unit increase in Reactive Power generation.
Small Power Station A Power Station which is

(A) directly connected to:
(a) NGET’s Transmission System where such Power Station
has a Registered Capacity of less than 50MW; or
(b) SPT’s Transmission System where such Power Station
(c) SHETL’s Transmission System where such a Power
Station has a Registered Capacity of less than 10 MW; or
(d) an Offshore Transmission System where such Power
Station has a Registered Capacity of less than 10MW;
or,
operating conditions to:
(a) NGET’s Transmission System and such Power Station
(b) SPT’s Transmission System and such Power Station has
a Registered Capacity of less than 30MW; or
(c) SHETL’s Transmission System and such Power Station
has a Registered Capacity of less than 10MW;
or,
Electricity Transmission System, although such Power Station
is in:
(a) NGET’s Transmission Area and such Power Station has
a Registered Capacity of less than 50MW; or
(b) SPT’s Transmission Area and such Power Station has a
Registered Capacity of less than 30MW; or
(c) SHETL’s Transmission Area and such Power Station
has a Registered Capacity of less than 10MW;
Speeder Motor Setting The minimum and maximum no-load speeds (expressed as a percentage
Range of rated speed) to which the turbine is capable of being controlled, by the
speeder motor or equivalent, when the Generating Unit terminals are on
open circuit.
SPT SP Transmission Limited
Standard Planning The general data required by NGET under the PC. It is generally also the
Data data which NGET requires from a new User in an application for a CUSC
Contract, as reflected in the PC.
Issue 4 GD - 47 24 June 2009

Start Time The time named as such in an instruction issued by NGET pursuant to the
BCs.
Start-Up The action of bringing a Generating Unit from Shutdown to

Synchronous Speed.
Statement of Has the meaning set out in the Bilateral Agreement and/or Construction
Readiness Agreement.
Station Board A switchboard through which electrical power is supplied to the Auxiliaries
of a Power Station, and which is supplied by a Station Transformer. It
may be interconnected with a Unit Board.
Station Transformer A transformer supplying electrical power to the Auxiliaries of

• a Power Station, which is not directly connected to the Generating
Unit terminals (typical voltage ratios being 132/11kV or 275/11kV),or
• a DC Converter Station.
STC Committee The committee established under the STC.
Steam Unit A Generating Unit whose prime mover converts the heat-energy in steam
to mechanical energy.
Subtransmission The part of a User’s System which operates at a single transformation

System below the voltage of the relevant Transmission System.
Supergrid Voltage Any voltage greater than 200kV.
Supplier (a) A person supplying electricity under an Electricity Supply

Licence; or
(b) A person supplying electricity under exemption under the Act;
in each case acting in its capacity as a supplier of electricity to Customers

in Great Britain.
Issue 4 GD - 48 24 June 2009

Surplus A MW figure relating to a System Zone equal to the total Output
Usable in the System Zone:
a) minus the forecast of Active Power Demand in the System

Zone, and
b) minus the export limit in the case of an export limited System

Zone,
or
plus the import limit in the case of an import limited System

Zone,
and
c) (only in the case of a System Zone comprising the National

Electricity Transmission System) minus the Operational
Planning Margin.
For the avoidance of doubt, a Surplus of more than zero in an export

limited System Zone indicates an excess of generation in that System
Zone; and a Surplus of less than zero in an import limited System
Zone indicates insufficient generation in that System Zone.
Synchronised a) The condition where an incoming Generating Unit or Power Park

Module or DC Converter or System is connected to the busbars of
another System so that the Frequencies and phase relationships of
that Generating Unit, Power Park Module, DC Converter or System,
as the case may be, and the System to which it is connected are
identical, like terms shall be construed accordingly e.g.
“Synchronism”.
b) The condition where an importing BM Unit is consuming electricity.
Synchronising The amount of MW (in whole MW) produced at the moment of

Generation synchronising.
Synchronising Group A group of two or more Gensets) which require a minimum time interval
between their Synchronising or De-Synchronising times.
Synchronous The operation of rotating synchronous Apparatus for the specific purpose
Compensation of either the generation or absorption of Reactive Power.
Synchronous Any Onshore Synchronous Generating Unit or Offshore

Generating Unit Synchronous Generating Unit.
Synchronous Speed That speed required by a Generating Unit to enable it to be

Synchronised to a System.
Issue 4 GD - 49 24 June 2009

System Any User System and/or the National Electricity Transmission System,
as the case may be.
System Ancillary Collectively Part 1 System Ancillary Services and Part 2 System
Services Ancillary Services.
System Constraint A limitation on the use of a System due to lack of transmission capacity or
other System conditions.
System Constrained That portion of Registered Capacity or Registered Import Capacity not
Capacity available due to a System Constraint.
System Constraint A part of the National Electricity Transmission System which, because
Group of System Constraints, is subject to limits of Active Power which can
flow into or out of (as the case may be) that part.
System Fault A measure of the ability of Protection to initiate successful tripping of

Dependability Index or circuit-breakers which are associated with a faulty item of Apparatus. It is
Dp calculated using the formula:
Dp = 1 – F1/A
Where:
A = Total number of System faults
F1 = Number of System faults where there was a failure to trip a

circuit-breaker.
System Margin The margin in any period between
(a) the sum of Maximum Export Limits and
(b) forecast Demand and the Operating Margin,
for that period.
System Negative That margin of Active Power sufficient to allow the largest loss of Load at
Reserve Active Power any time.
Margin or System
NRAPM
System Operator - Has the meaning set out in NGET’s Transmission Licence
Transmission Owner
Code or STC
Issue 4 GD - 50 24 June 2009

System Telephony An alternative method by which a User’s Responsible
Engineer/Operator and NGET Control Engineer(s) speak to one and
another for the purposes of control of the Total System in both normal
operating conditions and where practicable, emergency operating
conditions.
System Tests Tests which involve simulating conditions, or the controlled application of
irregular, unusual or extreme conditions, on the Total System, or any part
of the Total System, but which do not include commissioning or
recommissioning tests or any other tests of a minor nature.
System to Demand An intertrip scheme which disconnects Demand when a System fault has
Intertrip Scheme arisen to prevent abnormal conditions occurring on the System.
System to Generator A Balancing Service involving the initiation by a System to Generator

Operational Operational Intertripping Scheme of automatic tripping of the User’s
Intertripping circuit breaker(s) resulting in the tripping of BM Unit(s) or (where relevant)
Generating Unit(s) comprised in a BM Unit to prevent abnormal system
conditions occurring, such as over voltage, overload, System instability,
etc, after the tripping of other circuit-breakers following power System
fault(s).
System to Generator A System to Generating Unit or System to CCGT Module or System to

Operational Power Park Module Intertripping Scheme forming a condition of
Intertripping Scheme connection and specified in Appendix F3 of the relevant Bilateral
Agreement, being either a Category 1 Intertripping Scheme, Category
2 Intertripping Scheme, Category 3 Intertripping Scheme or Category
4 Intertripping Scheme.
System Zone A region of the National Electricity Transmission System within a

described boundary or the whole of the National Electricity
Transmission System, as further provided for in OC2.2.4, and the term
"Zonal" will be construed accordingly.
Target Frequency That Frequency determined by NGET, in its reasonable opinion, as the
desired operating Frequency of the Total System. This will normally be
50.00Hz plus or minus 0.05Hz, except in exceptional circumstances as
determined by NGET, in its reasonable opinion when this may be 49.90 or
50.10Hz. An example of exceptional circumstances may be difficulties
caused in operating the System during disputes affecting fuel supplies.
Technical In relation to Plant and/or Apparatus,

Specification
a) the relevant European Specification; or
b) if there is no relevant European Specification, other relevant

standards which are in common use in the European Community.
Test Co-ordinator A person who co-ordinates System Tests.
Issue 4 GD - 51 24 June 2009

Test Panel A panel, whose composition is detailed in OC12, which is responsible, inter
alia, for considering a proposed System Test, and submitting a Proposal
Report and a Test Programme.
Test Programme A programme submitted by the Test Panel to NGET, the Test Proposer,
and each User identified by NGET under OC12.4.2.1, which states the
switching sequence and proposed timings of the switching sequence, a list
of those staff involved in carrying out the System Test (including those
responsible for the site safety) and such other matters as the Test Panel
deems appropriate.
Test Proposer The person who submits a Proposal Notice.
Total Shutdown The situation existing when all generation has ceased and there is no
electricity supply from External Interconnections and, therefore, the
Total System has shutdown with the result that it is not possible for the
Total System to begin to function again without NGET’s directions relating
to a Black Start.
Total System The National Electricity Transmission System and all User Systems in
the National Electricity Transmission System Operator Area.
Trading Point A commercial and, where so specified in the Grid Code, an operational
interface between a User and NGET, which a User has notified to NGET.
Transfer Date Such date as may be appointed by the Secretary of State by order under
section 65 of the Act.
Transmission Means, when used in conjunction with another term relating to equipment
or a site, whether defined or not, that the associated term is to be read as
being part of or directly associated with the National Electricity
Transmission System, and not of or with the User System.
Transmission Area Has the meaning set out in the Transmission Licence of a Transmission
Licensee.
Transmission DC Any Transmission Licensee Apparatus used to convert alternating

Converter current electricity to direct current electricity, or vice versa. A
Transmission Network DC Converter is a standalone operative
configuration at a single site comprising one or more converter bridges,
together with one or more converter transformers, converter control
equipment, essential protective and switching devices and auxiliaries, if
any, used for conversion.
Transmission Entry Has the meaning set out in the CUSC.

Capacity
Issue 4 GD - 52 24 June 2009

Transmission In NGET’s Transmission Area, a Transmission circuit which connects a
Interface Circuit System operating at a voltage above 132kV to a System operating at a
voltage of 132kV or below
In SHETL’s Transmission Area and SPT’s Transmission Area, a

Transmission circuit which connects a System operating at a voltage of
132kV or above to a System operating at a voltage below 132kV.
Transmission Licence A licence granted under Section 6(1)(b) of the Act.
Transmission Any Onshore Transmission Licensee or Offshore Transmission

Licensee Licensee
Transmission Site In England and Wales, means a site owned (or occupied pursuant to a
lease, licence or other agreement) by NGET in which there is a
Connection Point. For the avoidance of doubt, a site owned by a User
but occupied by NGET as aforesaid, is a Transmission Site.
In Scotland and Offshore, means a site owned (or occupied pursuant to a

lease, licence or other agreement) by a Relevant Transmission Licensee
in which there is a Connection Point. For the avoidance of doubt, a site
owned by a User but occupied by the Relevant Transmission Licensee
as aforesaid, is a Transmission Site.
Transmission System Has the same meaning as the term "licensee's transmission system" in the
Transmission Licence of a Transmission Licensee.
Turbine Time Constant Determined at Registered Capacity, the turbine time constant will be
construed in accordance with the principles of the IEEE Committee Report
Two Shifting Limit The maximum number of times in any Operational Day that a Genset
may De-Synchronise.
Unbalanced Load The situation where the Load on each phase is not equal.
Under-excitation Shall have the meaning ascribed to that term in IEC 34-16-1:1991
Limiter [equivalent to British Standard BS4999 Section 116.1 : 1992].
Under Frequency An electrical measuring relay intended to operate when its characteristic
Relay quantity (Frequency) reaches the relay settings by decrease in
Frequency.
Issue 4 GD - 53 24 June 2009

Unit Board A switchboard through which electrical power is supplied to the Auxiliaries
of a Generating Unit and which is supplied by a Unit Transformer. It
may be interconnected with a Station Board.
Unit Transformer A transformer directly connected to a Generating Unit’s terminals, and

which supplies power to the Auxiliaries of a Generating Unit. Typical
voltage ratios are 23/11kV and 15/6.6Kv.
Unit Load Controller The time constant, expressed in units of seconds, of the power output
Response Time increase which occurs in the Secondary Response timescale in response
Constant to a step change in System Frequency.
User A term utilised in various sections of the Grid Code to refer to the persons
using the National Electricity Transmission System, as more particularly
identified in each section of the Grid Code concerned. In the Preface and
the General Conditions the term means any person to whom the Grid
Code applies.
User Development In the PC means either User's Plant and/or Apparatus to be connected to
the National Electricity Transmission System, or a Modification
relating to a User's Plant and/or Apparatus already connected to the
National Electricity Transmission System, or a proposed new
connection or Modification to the connection within the User System.
User Site In England and Wales, a site owned (or occupied pursuant to a lease,
licence or other agreement) by a User in which there is a Connection
Point. For the avoidance of doubt, a site owned by NGET but occupied by
a User as aforesaid, is a User Site.
In Scotland and Offshore, a site owned (or occupied pursuant to a lease,

licence or other agreement) by a User in which there is a Connection
Point. For the avoidance of doubt, a site owned by a Relevant
Transmission Licensee but occupied by a User as aforesaid, is a User
Site.
Issue 4 GD - 54 24 June 2009

User System Any system owned or operated by a User comprising:-
(a) Generating Units; and/or
(b) Systems consisting (wholly or mainly) of electric lines used for the
distribution of electricity from Grid Supply Points or Generating
Units or other entry points to the point of delivery to Customers,
or other Users;
and Plant and/or Apparatus connecting:-
(c) The system as described above; or
(d) Non-Embedded Customers equipment;
to the National Electricity Transmission System or to the relevant other

User System, as the case may be.
The User System includes any Remote Transmission Assets operated

by such User or other person and any Plant and/or Apparatus and meters
owned or operated by the User or other person in connection with the
distribution of electricity but does not include any part of the National
Electricity Transmission System.
User System Entry A point at which a Generating Unit, a CCGT Module or a CCGT Unit or a
Point Power Park Module or a DC Converter, as the case may be, which is
Embedded connects to the User System.
Water Time Constant Bears the meaning ascribed to the term "Water inertia time" in IEC308.
Issue 4 GD - 55 24 June 2009

Weekly ACS Means that particular combination of weather elements that gives rise to a
Conditions level of peak Demand within a week, taken to commence on a Monday
and end on a Sunday, which has a particular chance of being exceeded as
a result of weather variation alone. This particular chance is determined
such that the combined probabilities of Demand in all weeks of the year
exceeding the annual peak Demand under Annual ACS Conditions is
50%, and in the week of maximum risk the weekly peak Demand under
Weekly ACS Conditions is equal to the annual peak Demand under
Annual ACS Conditions.
Zonal System Security That generation required, within the boundary circuits defining the System
Requirements Zone, which when added to the secured transfer capability of the boundary
circuits exactly matches the Demand within the System Zone.
A number of the terms listed above are defined in other documents, such as the Balancing and
Settlement Code and the Transmission Licence. Appendix 1 sets out the current definitions from
the other documents of those terms so used in the Grid Code and defined in other documents for
ease of reference, but does not form part of the Grid Code.
Issue 4 GD - 56 24 June 2009

2. Construction of References
In the Grid Code:
(i) a table of contents, a Preface, a Revision section, headings, and the Appendix to this
Glossary and Definitions are inserted for convenience only and shall be ignored in
construing the Grid Code;
(ii) unless the context otherwise requires, all references to a particular paragraph, sub-
paragraph, Appendix or Schedule shall be a reference to that paragraph, sub-
paragraph Appendix or Schedule in or to that part of the Grid Code in which the
reference is made;
(iii) unless the context otherwise requires, the singular shall include the plural and vice
versa, references to any gender shall include all other genders and references to
persons shall include any individual, body corporate, corporation, joint venture, trust,
unincorporated association, organisation, firm or partnership and any other entity, in
each case whether or not having a separate legal personality;
(iv) references to the words "include" or "including" are to be construed without limitation
to the generality of the preceding words;
(v) unless there is something in the subject matter or the context which is inconsistent
therewith, any reference to an Act of Parliament or any Section of or Schedule to, or
other provision of an Act of Parliament shall be construed at the particular time, as
including a reference to any modification, extension or re-enactment thereof then in
force and to all instruments, orders and regulations then in force and made under or
deriving validity from the relevant Act of Parliament;
(vi) where the Glossary and Definitions refers to any word or term which is more
particularly defined in a part of the Grid Code, the definition in that part of the Grid
Code will prevail (unless otherwise stated) over the definition in the Glossary &
Definitions in the event of any inconsistency;
(vii) a cross-reference to another document or part of the Grid Code shall not of itself
impose any additional or further or co-existent obligation or confer any additional or
further or co-existent right in the part of the text where such cross-reference is
contained;
(viii) nothing in the Grid Code is intended to or shall derogate from NGET's statutory or
licence obligations;
(ix) a "holding company" means, in relation to any person, a holding company of such
person within the meaning of section 736, 736A and 736B of the Companies Act
1985 as substituted by section 144 of the Companies Act 1989 and, if that latter
section is not in force at the Transfer Date, as if such latter section were in force at
such date;
(x) a "subsidiary" means, in relation to any person, a subsidiary of such person within the
meaning of section 736, 736A and 736B of the Companies Act 1985 as substituted
by section 144 of the Companies Act 1989 and, if that latter section is not in force at
the Transfer Date, as if such latter section were in force at such date;
(xi) references to time are to London time; and
Issue 4 GD - 57 24 June 2009

(xii) (a) Save where (b) below applies, where there is a reference to an item of data
being expressed in a whole number of MW, fractions of a MW below 0.5 shall
be rounded down to the nearest whole MW and fractions of a MW of 0.5 and
above shall be rounded up to the nearest whole MW;
(b) In the case of the definition of Registered Capacity, fractions of a MW below

0.05 shall be rounded down to one decimal place and fractions of a MW of 0.05
and above shall be rounded up to one decimal place.
< End of GD >
Issue 4 GD - 58 24 June 2009

PLANNING CODE
CONTENTS
(This contents page does not form part of the Grid Code)
Paragraph No/Title Page Number

PC.1 INTRODUCTION ............................................................................................................ 3
PC.2 OBJECTIVE.................................................................................................................... 4
PC.3 SCOPE ........................................................................................................................... 4
PC.4 PLANNING PROCEDURES ........................................................................................... 7

PC.4.2 Introduction to Data 8
PC.4.3 Data Provision 8
PC.4.4 Offer of Terms for connection 9
PC.4.5 Complex Connections 10
PC.5 PLANNING DATA......................................................................................................... 11
PC.6 PLANNING STANDARDS ............................................................................................ 13
PC.7 PLANNING LIAISON .................................................................................................... 14
APPENDIX A - PLANNING DATA REQUIREMENTS............................................................. 16
PC.A.1 INTRODUCTION....................................................................................................... 16
PART 1 – STANDARD PLANNING DATA .............................................................................. 20
PC.A.2 USER’S SYSTEM DATA........................................................................................... 20

PC.A.2.1 Introduction 20
PC.A.2.2 User’s System Layout 20
PC.A.2.3 Lumped System Susceptance 23
PC.A.2.4 Reactive Compensation Equipment 23
PC.A.2.5 Short Circuit Contribution to GB Transmission System 24
PC.A.3 GENERATING UNIT AND DC CONVERTER DATA ................................................ 30
PC.A.3.2 Output Data 31
PC.A.3.3 Rated Parameters Data 35
PC.A.3.4 General Generating Unit, Power Park Module and DC Converter Data 36
PC.A.4 DEMAND AND ACTIVE ENERGY DATA ................................................................. 37
Issue 4 PC - i 24 June 2009

PC.A.4.2 Demand (Active Power) and Active Energy Data 38
PC.A.4.3 Connection Point Demand (Active and Reactive Power) 40
PC.A.4.5 Post Fault User System Layout 42
PC.A.4.6 Control of Demand or Reduction of Pumping Load Offered as Reserve 42
PC.A.4.7 General Demand Data 43
PART 2 – DETAILED PLANNING DATA ................................................................................. 44
PC.A.5 GENERATING UNIT POWER PARK MODULE AND DC CONVERTER

DATA.......................................................................................................................... 44
PC.A.5.2 Demand 46
PC.A.5.3 Synchronous Generating Unit and Associated Control System Data 47
PC.A.5.4 Non-Synchronous Generating Unit and Associated Control System Data 53
PC.A.5.5 Response data for Frequency changes 59
PC.A.5.6 Mothballed Generating Unit and Alternative Fuel Information 61
PC.A.6 USERS’ SYSTEM DATA ........................................................................................... 63
PC.A.6.2 Transient Overvoltage Assessment Data 63
PC.A.6.3 User’s Protection Data 64
PC.A.6.4 Harmonic Studies 65
PC.A.6.5 Voltage Assessment Studies 66
PC.A.6.6 Short Circuit Analysis 66
PC.A.7 ADDITIONAL DATA FOR NEW TYPES OF POWER STATIONS, DC
CONVERTER STATIONS AND CONFIGURATIONS................................................ 67
PART 3 – NETWORK DATA.................................................................................................... 68

PC.A.8.1 Single Point of Connection 68
PC.A.8.2 Multiple Point of Connection 68
PC.A.8.3 Data Items 68
APPENDIX B ........................................................................................................................... 71
Single Line Diagrams 71
APPENDIX C ........................................................................................................................... 74
PART 1 – SHETL’s TECHNICAL AND DESIGN CRITERIA 74
PART 2 – SPT's TECHNICAL AND DESIGN CRITERIA 76
APPENDIX D ........................................................................................................................... 77
APPENDIX E ........................................................................................................................... 80
Issue 4 PC - ii 24 June 2009

PLANNING CODE
PC.1 INTRODUCTION
PC.1.1 The Planning Code ("PC") specifies the technical and design criteria and
procedures to be applied by NGET in the planning and development of the
National Electricity Transmission System and to be taken into account by
Users in the planning and development of their own Systems. It details
information to be supplied by Users to NGET, and certain information to be
supplied by NGET to Users. In Scotland and Offshore, NGET has obligations
under the STC to inform Relevant Transmission Licensees of data required
for the planning of the National Electricity Transmission System. In respect
of PC data, NGET may pass on User data to a Relevant Transmission
Licensee, as detailed in PC.3.4 and PC.3.5.
PC.1.2 The Users referred to above are defined, for the purpose of the PC, in PC.3.1.
PC.1.3 Development of the National Electricity Transmission System, involving its

reinforcement or extension, will arise for a number of reasons including, but not
limited to:
(a) a development on a User System already connected to the National

Electricity Transmission System;
(b) the introduction of a new Connection Site or the Modification of an

existing Connection Site between a User System and the National
Electricity Transmission System;
(c) the cumulative effect of a number of such developments referred to in

(a) and (b) by one or more Users.
PC.1.4 Accordingly, the reinforcement or extension of the National Electricity

Transmission System may involve work:
(a) at a substation at a Connection Site where User's Plant and/or

Apparatus is connected to the National Electricity Transmission
System;
(b) on transmission lines or other facilities which join that Connection

Site to the remainder of the National Electricity Transmission
System;
(c) on transmission lines or other facilities at or between points remote

from that Connection Site.
PC.1.5 The time required for the planning and development of the National Electricity
Transmission System will depend on the type and extent of the necessary
reinforcement and/or extension work, the need or otherwise for statutory
planning consent, the associated possibility of the need for a public inquiry and
the degree of complexity in undertaking the new work while maintaining
satisfactory security and quality of supply on the existing National Electricity
Issue 4 PC - 3 24 June 2009
PC.2 OBJECTIVE
PC.2.1 The objectives of the PC are:
(a) to promote NGET/User interaction in respect of any proposed

development on the User System which may impact on the
performance of the National Electricity Transmission System or the
direct connection with the National Electricity Transmission
System;
(b) to provide for the supply of information to NGET from Users in order
that planning and development of the National Electricity
Transmission System can be undertaken in accordance with the
relevant Licence Standards, to facilitate existing and proposed
connections, and also to provide for the supply of certain information
from NGET to Users in relation to short circuit current contributions;
and
(c) to specify the Licence Standards which will be used in the planning
and development of the National Electricity Transmission System;
and
(d) to provide for the supply of information required by NGET from Users
in respect of the following to enable NGET to carry out its duties under
the Act and the Transmission Licence:
(i) Mothballed Generating Units; and
(ii) capability of gas-fired Generating Units to run using

alternative fuels.
NGET will use the information provided under PC2.1(d) in providing

reports to the Authority and the Secretary of State and, where
directed by the Authority or the Secretary of Sate to do so, NGET
may publish the information. Where it is known by NGET that such
information is intended for wider publication the information provided
under PC2.1(d) shall be aggregated such that individual data items
should not be identifiable.
PC.3 SCOPE
PC.3.1 The PC applies to NGET and to Users, which in the PC means:
(a) Generators;
(b) Network Operators;
(c) Non-Embedded Customers; and
(d) DC Converter Station owners.
The above categories of User will become bound by the PC prior to them
generating, operating, or consuming or importing/exporting, as the case may
be, and references to the various categories (or to the general category) of

User should, therefore, be taken as referring to them in that prospective role as
well as to Users actually connected.
PC.3.2 In the case of Embedded Power Stations and Embedded DC Converter
Stations, unless provided otherwise, the following provisions apply with regard
to the provision of data under this PC:
(a) each Generator shall provide the data direct to NGET in respect of (i)
Embedded Large Power Stations, (ii) Embedded Medium Power
Stations subject to a Bilateral Agreement and (iii) Embedded Small
Power Stations which form part of a Cascade Hydro Scheme;
(b) each DC Converter owner shall provide the data direct to NGET in
respect of Embedded DC Converter Stations subject to a Bilateral
Agreement;
(c) each Network Operator shall provide the data to NGET in respect
of each Embedded Medium Power Station not subject to a
Bilateral Agreement or Embedded DC Converter Station not
subject to a Bilateral Agreement connected, or proposed to be
connected within such Network Operator’s System;
(d) although data is not normally required specifically on Embedded

Small Power Stations or on Embedded installations of direct current
converters which do not form a DC Converter Station under this PC,
each Network Operator in whose System they are Embedded
should provide the data (contained in the Appendix) to NGET in
respect of Embedded Small Power Stations or Embedded
installations of direct current converters which do not form a DC
Converter Station if:
(i) it falls to be supplied pursuant to the application for a CUSC

Contract or in the Statement of Readiness to be supplied in
connection with a Bilateral Agreement and/or Construction
Agreement, by the Network Operator; or
(ii) it is specifically requested by NGET in the circumstances

provided for under this PC.
PC.3.3 Certain data does not normally need to be provided in respect of certain
Embedded Power Stations or Embedded DC Converter Stations, as
provided in PC.A.1.12.
In summary, Network Operators are required to supply the following data in

respect of Embedded Medium Power Stations not subject to a Bilateral
Agreement or Embedded DC Converter Stations not subject to a Bilateral
Agreement connected, or is proposed to be connected, within such Network
Operator’s System:
PC.A.2.1.1
PC.A.2.2.2
PC.A.2.5.5.2
PC.A.2.5.5.7
PC.A.2.5.6
PC.A.3.1.5
PC.A.3.2.2
PC.A.3.3.1
PC.A.3.4.1
PC.A.3.4.2
PC.A.5.2.2
PC.A.5.3.2
PC.A.5.4
PC.A.5.5.1
PC.A.5.6
For the avoidance of doubt Network Operators are required to supply the
above data in respect of Embedded Medium Power Stations not subject to a
Bilateral Agreement and Embedded DC Converter Stations not subject to a
Bilateral Agreement which are located Offshore and which are connected or
proposed to be connected within such Network Operator’s System. This is
because Embedded Medium Power Stations not subject to a Bilateral
Agreement and Embedded DC Converter Stations not subject to a Bilateral
Agreement are treated as Onshore Generators or Onshore DC Converter
Station owners connected to an Onshore User System Entry Point.
PC.3.4 NGET may provide to the Relevant Transmission Licensees any data which
has been submitted to NGET by any Users pursuant to the following
paragraphs of the PC. For the avoidance of doubt, NGET will not provide to
the Relevant Transmission Licensees, the types of data specified in
Appendix D. The Relevant Transmission Licensees’ use of such data is
detailed in the STC.
PC.A.2.2
PC.A.2.5
PC.A.3.1
PC.A.3.2.1
PC.A.3.2.2
PC.A.3.3
PC.A.3.4
PC.A.4
PC.A.5.1
PC.A.5.2
PC.A.5.3.1
PC.A.5.3.2
PC.A.5.4.1
PC.A.5.4.2
PC.A.5.4.3.1
PC.A.5.4.3.2
PC.A.5.4.3.3
PC.A.5.4.3.4
PC.A.7
PC.3.5 In addition to the provisions of PC.3.4 NGET may provide to the Relevant
Transmission Licensees any data which has been submitted to NGET by any
Users in respect of Relevant Units pursuant to the following paragraphs of the
PC.
PC.A.2.3

PC.A.2.4
PC.A.5.5
PC.A.5.7
PC.A.6.2
PC.A.6.3
PC.A.6.4
PC.A.6.5
PC.A.6.6
PC.3.6 In the case of Offshore Embedded Power Stations connected to an Offshore

User System which directly connects to an Offshore Transmission System,
any additional data requirements in respect of such Offshore Embedded Power
Stations may be specified in the relevant Bilateral Agreement with the Network
Operator or in any Bilateral Agreement between NGET and such Offshore
Embedded Power Station.
PC.4 PLANNING PROCEDURES
PC.4.1 Pursuant to Condition C11 of NGET’s Transmission Licence, the means by

which Users and proposed Users of the National Electricity Transmission
System are able to assess opportunities for connecting to, and using, the
National Electricity Transmission System comprise two distinct parts,
namely:
(a) a statement, prepared by NGET under its Transmission Licence,

showing for each of the seven succeeding Financial Years, the
opportunities available for connecting to and using the National
Electricity Transmission System and indicating those parts of the
National Electricity Transmission System most suited to new
connections and transport of further quantities of electricity (the
"Seven Year Statement"); and
(b) an offer, in accordance with its Transmission Licence, by NGET to

enter into a CUSC Contract. A Bilateral Agreement is to be entered
into for every Connection Site (and for certain Embedded Power
Stations and Embedded DC Converter Stations) within the first two
of the following categories and the existing Bilateral Agreement may
be required to be varied in the case of the third category:
(i) existing Connection Sites (and for certain Embedded Power

Stations) as at the Transfer Date;
(ii) new Connection Sites (and for certain Embedded Power

Stations and for Embedded DC Converter Stations) with
effect from the Transfer Date;
(iii) a Modification at a Connection Site (or in relation to the

connection of certain Embedded Power Stations and for
Embedded DC Converter Stations whether or not the subject
of a Bilateral Agreement) (whether such Connection Site or
connection exists on the Transfer Date or is new thereafter)
with effect from the Transfer Date.

In this PC, unless the context otherwise requires, "connection"
means any of these 3 categories.
PC.4.2 Introduction to Data
User Data
PC.4.2.1 Under the PC, two types of data to be supplied by Users are called for:
(a) Standard Planning Data; and

(b) Detailed Planning Data,
as more particularly provided in PC.A.1.4.
PC.4.2.2 The PC recognises that these two types of data, namely Standard Planning
Data and Detailed Planning Data, are considered at three different levels:
(a) Preliminary Project Planning Data;
(b) Committed Project Planning Data; and
(c) Connected Planning Data,
as more particularly provided in PC.5
PC.4.2.3 Connected Planning Data is itself divided into:
(a) Forecast Data;
(b) Registered Data; and
(c) Estimated Registered Data,
as more particularly provided in PC.5.5
PC.4.2.4 Clearly, an existing User proposing a new Connection Site (or Embedded
Power Station or Embedded DC Converter Station in the circumstances
outlined in PC.4.1) will need to supply data both in an application for a Bilateral
Agreement and under the PC in relation to that proposed new Connection
Site (or Embedded Power Station or Embedded DC Converter Station in
the circumstances outlined in PC.4.1) and that will be treated as Preliminary
Project Planning Data or Committed Project Planning Data (as the case
may be), but the data it supplies under the PC relating to its existing
Connection Sites will be treated as Connected Planning Data.
Network Data
PC.4.2.5 In addition, there is Network Data supplied by NGET in relation to short circuit
current contributions.
PC.4.3 Data Provision
PC.4.3.1 Seven Year Statement
To enable the Seven Year Statement to be prepared, each User is required to

submit to NGET (subject to the provisions relating to Embedded Power

Stations and Embedded DC Converter Stations in PC.3.2) both the
Standard Planning Data and the Detailed Planning Data as listed in parts l
and 2 of the Appendix. This data should be submitted in calendar week 24 of
each year (although Network Operators may delay the submission of data
(other than that to be submitted pursuant to PC.3.2(c) and PC.3.2(d)) until
calendar week 28) and should cover each of the seven succeeding Financial
Years (and in certain instances, the current year). Where, from the date of one
submission to another, there is no change in the data (or in some of the data)
to be submitted, instead of re-submitting the data, a User may submit a written
statement that there has been no change from the data (or in some of the data)
submitted the previous time. In addition, NGET will also use the Transmission
Entry Capacity and Connection Entry Capacity data from the CUSC
Contract, and any data submitted by Network Operators in relation to an
Embedded Medium Power Station not subject to a Bilateral Agreement or
Embedded DC Converter Station not subject to a Bilateral Agreement, in
the preparation of the Seven Year Statement and to that extent the data will
not be treated as confidential.
PC.4.3.2 Network Data

To enable Users to model the National Electricity Transmission System in
relation to short circuit current contributions, NGET is required to submit to
Users the Network Data as listed in Part 3 of the Appendix. The data will be
submitted in week 42 of each year and will cover that Financial Year.
PC.4.4 Offer of Terms for connection
PC.4.4.1 CUSC Contract – Data Requirements/Offer Timing
The completed application form for a CUSC Contract to be submitted by a

User when making an application for a CUSC Contract will include:
(a) a description of the Plant and/or Apparatus to be connected to the

National Electricity Transmission System or of the Modification
relating to the User's Plant and/or Apparatus already connected to
the National Electricity Transmission System or, as the case may
be, of the proposed new connection or Modification to the connection
within the User System of the User, each of which shall be termed a
"User Development" in the PC;
(b) the relevant Standard Planning Data as listed in Part 1 of the

Appendix; and
(c) the desired Completion Date of the proposed User Development.
(d) the desired Connection Entry Capacity and Transmission Entry

Capacity.
The completed application form for a CUSC Contract will be sent to NGET as
more particularly provided in the application form.
PC.4.4.2 Any offer of a CUSC Contract will provide that it must be accepted by the
applicant User within the period stated in the offer, after which the offer
automatically lapses. Acceptance of the offer renders the National Electricity
Transmission System works relating to that User Development, reflected in
the offer, committed and binds both parties to the terms of the offer. Within 28
days (or such longer period as NGET may agree in any particular case) of
acceptance of the offer the User shall supply the Detailed Planning Data
pertaining to the User Development as listed in Part 2 of the Appendix.
PC.4.4.3 Embedded Development Agreement – Data Requirements
The Network Operator shall submit the following data in relation to an

Embedded Medium Power Station not subject to, or proposed to be subject
to, a Bilateral Agreement or Embedded DC Converter Station not subject to,
or proposed to be subject to, a Bilateral Agreement as soon as reasonably
practicable after receipt of an application from an Embedded Person to
connect to its System:
(a) details of the proposed new connection or variation (having a similar

effect on the Network Operator’s System as a Modification would have
on the National Electricity Transmission System) to the connection
within the Network Operator’s System, each of which shall be termed
an “Embedded Development” in the PC (where a User Development
has an impact on the Network Operator’s System details shall be
supplied in accordance with PC.4.4 and PC.4.5);
(b) the relevant Standard Planning Data as listed in Part 1 of the Appendix;
(c) the proposed completion date (having a similar meaning in relation to the
Network Operator’s System as Completion Date would have in relation
to the National Electricity Transmission System) of the Embedded
Development; and
(d) upon the request of NGET, the relevant Detailed Planning Data as listed
in Part 2 of the Appendix.
PC.4.4.4 Within 28 days (or such longer period as NGET may agree in any particular
case) of entry into the Embedded Development Agreement the Network
Operator shall supply the Detailed Planning Data pertaining to the embedded
Development as listed in Part 2 of the Appendix.
PC.4.5 Complex connections
PC.4.5.1 The magnitude and complexity of any National Electricity Transmission

System extension or reinforcement will vary according to the nature, location
and timing of the proposed User Development which is the subject of the
application and it may, in the event, be necessary for NGET to carry out
additional more extensive system studies to evaluate more fully the impact of
the proposed User Development on the National Electricity Transmission
System. Where NGET judges that such additional more detailed studies are
necessary the offer may indicate the areas that require more detailed analysis
and before such additional studies are required, the User shall indicate
whether it wishes NGET to undertake the work necessary to proceed to make a
revised offer within the 3 month period normally allowed or, where relevant, the
timescale consented to by the Authority.
Issue 4 PC - 10 24 June 2009

PC.4.5.2 To enable NGET to carry out any of the above mentioned necessary detailed
system studies, the User may, at the request of NGET, be required to provide
some or all of the Detailed Planning Data listed in part 2 of the Appendix in
advance of the normal timescale referred in PC.4.4.2 provided that NGET can
reasonably demonstrate that it is relevant and necessary.
PC.4.5.3 To enable NGET to carry out any necessary detailed system studies, the
relevant Network Operator may, at the request of NGET, be required to
provide some or all of the Detailed Planning Data listed in Part 2 of the
Appendix in advance of the normal timescale referred in PC.4.4.4 provided that
NGET can reasonably demonstrate that it is relevant and necessary.
PC.5 PLANNING DATA
PC.5.1 As far as the PC is concerned, there are three relevant levels of data in relation
to Users. These levels, which relate to levels of confidentiality, commitment
and validation, are described in the following paragraphs.
Preliminary Project Planning Data
PC.5.2 At the time the User applies for a CUSC Contract but before an offer is made
and accepted by the applicant User, the data relating to the proposed User
Development will be considered as Preliminary Project Planning Data. Data
relating to an Embedded Development provided by a Network Operator in
accordance with PC.4.4.3, and PC.4.4.4 if requested, will be considered as
Preliminary Project Planning Data. All such data will be treated as
confidential within the scope of the provisions relating to confidentiality in the
CUSC.
PC.5.3 Preliminary Project Planning Data will normally only contain the Standard
Planning Data unless the Detailed Planning Data is required in advance of
the normal timescale to enable NGET to carry out additional detailed system
studies as described in PC.4.5.
Committed Project Planning Data
PC.5.4 Once the offer for a CUSC Contract is accepted, the data relating to the User
Development already submitted as Preliminary Project Planning Data, and
subsequent data required by NGET under this PC, will become Committed
Project Planning Data. Once an Embedded Person has entered into an
Embedded Development Agreement, as notified to NGET by the Network
Operator, the data relating to the Embedded Development already submitted
as Preliminary Project Planning Data, and subsequent data required by
NGET under the PC, will become Committed Project Planning Data. Such
data, together with Connection Entry Capacity and Transmission Entry
Capacity data from the CUSC Contract and other data held by NGET relating
to the National Electricity Transmission System will form the background
against which new applications by any User will be considered and against
which planning of the National Electricity Transmission System will be
undertaken. Accordingly, Committed Project Planning Data, Connection
Entry Capacity and Transmission Entry Capacity data will not be treated as
confidential to the extent that NGET:
Issue 4 PC - 11 24 June 2009
(a) is obliged to use it in the preparation of the Seven Year Statement
and in any further information given pursuant to the Seven Year
Statement;
(b) is obliged to use it when considering and/or advising on applications

(or possible applications) of other Users (including making use of it by
giving data from it, both orally and in writing, to other Users making an
application (or considering or discussing a possible application) which
is, in NGET's view, relevant to that other application or possible
application);
(c) is obliged to use it for operational planning purposes;
(d) is obliged under the terms of an Interconnection Agreement to pass

it on as part of system information on the Total System.
(e) is obliged to disclose it under STC.
To reflect different types of data, Preliminary Project Planning Data and

Committed Project Planning Data are themselves divided into:
(a) those items of Standard Planning Data and Detailed Planning Data
which will always be forecast, known as Forecast Data; and
(b) those items of Standard Planning Data and Detailed Planning Data
which relate to Plant and/or Apparatus which upon connection will
become Registered Data, but which prior to connection, for the seven
succeeding Financial Years, will be an estimate of what is expected,
known as Estimated Registered Data.
Connected Planning Data
PC.5.5 The PC requires that, at the time that a Statement of Readiness is submitted
under the Bilateral Agreement and/or Construction Agreement, any
estimated values assumed for planning purposes are confirmed or, where
practical, replaced by validated actual values and by updated estimates for the
future and by updated forecasts for forecast data items such as Demand. In
the case of an Embedded Development the relevant Network Operator will
update any estimated values assumed for planning purposes with validated
actual values as soon as reasonably practicable after energisation. This data
is then termed Connected Planning Data.
To reflect the three types of data referred to above, Connected Planning Data
is itself divided into:
(a) those items of Standard Planning Data and Detailed Planning Data
which will always be forecast data, known as Forecast Data; and
(b) those items of Standard Planning Data and Detailed Planning

Data which upon connection become fixed (subject to any
subsequent changes), known as Registered Data; and
Issue 4 PC - 12 24 June 2009

(c) those items of Standard Planning Data and Detailed Planning Data
which for the purposes of the Plant and/or Apparatus concerned as
at the date of submission are Registered Data but which for the
seven succeeding Financial Years will be an estimate of what is
expected, known as Estimated Registered Data,
as more particularly provided in the Appendix.
PC.5.6 Connected Planning Data, together with Connection Entry Capacity and
Transmission Entry Capacity data from the CUSC Contract, and other data
held by NGET relating to the National Electricity Transmission System, will
form the background against which new applications by any User will be
considered and against which planning of the National Electricity
Transmission System will be undertaken. Accordingly, Connected Planning
Data, Connection Entry Capacity and Transmission Entry Capacity data
will not be treated as confidential to the extent that NGET:
(a) is obliged to use it in the preparation of the Seven Year Statement

and in any further information given pursuant to the Seven Year
Statement;
(b) is obliged to use it when considering and/or advising on applications

(or possible applications) of other Users (including making use of it by
giving data from it, both orally and in writing, to other Users making an
application (or considering or discussing a possible application) which
is, in NGET's view, relevant to that other application or possible
application);
(c) is obliged to use it for operational planning purposes;
(d) is obliged under the terms of an Interconnection Agreement to pass

it on as part of system information on the Total System.
(e) is obliged to disclose it under the STC.
PC.5.7 Committed Project Planning Data and Connected Planning Data will each
contain both Standard Planning Data and Detailed Planning Data.
PC.6 PLANNING STANDARDS
PC.6.1 NGET shall apply the Licence Standards relevant to planning and
development, in the planning and development of its Transmission
System. NGET shall procure that each Relevant Transmission Licensee
shall apply the Licence Standards relevant to planning and development, in
the planning and development of the Transmission System of each
Relevant Transmission Licensee.
Issue 4 PC - 13 24 June 2009

PC.6.2 In relation to Scotland, Appendix C lists the technical and design criteria
applied in the planning and development of each Relevant Transmission
Licensee's Transmission System. The criteria are subject to review in
accordance with each Relevant Transmission Licensee’s Transmission
Licence conditions. Copies of these documents are available from NGET
on request. NGET will charge an amount sufficient to recover its reasonable
costs incurred in providing this service.
PC.6.3 In relation to Offshore, Appendix E lists the technical and design criteria
applied in the planning and development of each Offshore Transmission
System. The criteria are subject to review in accordance with each Offshore
Transmission Licensee’s Transmission Licence conditions. Copies of
these documents are available from NGET on request. NGET will charge an
amount sufficient to recover its reasonable costs incurred in providing this
service.
PC.7 PLANNING LIAISON
PC.7.1 This PC.7 applies to NGET and Users, which in PC.7 means
(a) Network Operators

(b) Non-Embedded Customers
PC.7.2 As described in PC.2.1 (b) an objective of the PC is to provide for the supply of
information to NGET by Users in order that planning and development of the
National Electricity Transmission System can be undertaken in accordance
with the relevant Licence Standards.
PC.7.3 Grid Code amendment B/07 (“Amendment B/07”) implemented changes to the
Grid Code which included amendments to the datasets provided by both
NGET and Users to inform the planning and development of the National
Electricity Transmission System. The Authority has determined that these
changes are to have a phased implementation. Consequently the provisions of
Appendix A to the PC include specific years (ranging from 2009 to 2011) with
effect from which certain of the specific additional obligations brought about by
Amendment B/07 on NGET and Users are to take effect. Where specific
provisions of paragraphs PC.A.4.1.4, PC.A.4.2.2 and PC.A.4.3.1 make
reference to a year, then the obligation on NGET and the Users shall be
required to be met by the relevant calendar week (as specified within such
provision) in such year.
In addition to the phased implementation of aspects of Amendment B/07,

Users must discuss and agree with NGET by no later than 31 March 2009 a
more detailed implementation programme to facilitate the implementation of
Grid Code amendment B/07.
It shall also be noted by NGET and Users that the dates set out in PC.A.4 are
intended to be minimum requirements and are not intended to restrict a User
and NGET from the earlier fulfilment of the new requirements prior to the
specified years. Where NGET and a User wish to follow the new requirements
from earlier dates than those specified, this will be set out in the more detailed
implementation programme agreed between NGET and the User.
Issue 4 PC - 14 24 June 2009

The following provisions of PC.7 shall only apply with effect from 1 January
2011.
PC.7.4 Following the submission of data by a User in or after week 24 of each year
NGET will provide information to Users by calendar week 6 of the following
year regarding the results of any relevant assessment that has been made by
NGET based upon such data submissions to verify whether Connection
Points are compliant with the relevant Licence Standards.
PC.7.5 Where the result of any assessment identifies possible future non-compliance
with the relevant Licence Standards NGET shall notify the relevant User(s) of
this fact as soon as reasonably practicable and shall agree with Users any
opportunity to resubmit data to allow for a reassessment in accordance with
PC.7.5.
PC.7.6 Following any notification by NGET to a User pursuant to PC.7.4 and following
any further discussions held between the User and NGET:
i) NGET and the User may agree revisions to the Access Periods for
relevant Transmission Interface Circuits, such revisions shall not
however permit an Access Period to be less than 4 continuous weeks in
duration or to occur other than between calendar weeks 10 and 43
(inclusive); and/or,
ii) The User shall as soon as reasonably practicable
a) submit further relevant data to NGET that is to NGET’s reasonable
satisfaction; and/or,
b) modify data previously submitted pursuant to this PC, such modified
data to be to NGET’s reasonable satisfaction; and/or
c) notify NGET that it is the intention of the User to leave the data as
originally submitted to NGET to stand as its submission.
PC.7.7 Where an Access Period is amended pursuant to PC.7.5 (i) NGET shall
notify The Authority that it has been necessary to do so.
PC.7.8 When it is agreed that any resubmission of data is unlikely to confirm future
compliance with the relevant Licence Standards the Modification process
in the CUSC may apply.
PC.7.9 A User may at any time, in writing, request further specified National
Electricity Transmission System network data in order to provide NGET with
viable User network data (as required under this PC). Upon receipt of such
request NGET shall consider, and where appropriate provide such National
Electricity Transmission System network data to the User as soon as
reasonably practicable following the request.
Issue 4 PC - 15 24 June 2009

APPENDIX A
PLANNING DATA REQUIREMENTS
PC.A.1. INTRODUCTION
PC.A.1.1 The Appendix specifies data requirements to be submitted to NGET by Users,

and in certain circumstances to Users by NGET.
Submissions by Users
PC.A.1.2 (a) Planning data submissions by Users shall be:
(i) with respect to each of the seven succeeding Financial Years

(other than in the case of Registered Data which will reflect the
current position and data relating to Demand forecasts which
relates also to the current year);
(ii) provided by Users in connection with a CUSC Contract (PC.4.1,

PC.4.4 and PC.4.5 refer);
(iii) provided by Users on a routine annual basis in calendar week 24 of

each year to maintain an up-to-date data bank (although Network
Operators may delay the submission of data (other than that to be
submitted pursuant to PC.3.2(c) and PC.3.2(d)) until calendar week
28). Where from the date of one annual submission to another
there is no change in the data (or in some of the data) to be
submitted, instead of re-submitting the data, a User may submit a
written statement that there has been no change from the data (or
some of the data) submitted the previous time; and
(iv) provided by Network Operators in connection with Embedded

Development (PC.4.4 refers).
(b) Where there is any change (or anticipated change) in Committed

Project Planning Data or a significant change in Connected Planning
Data in the category of Forecast Data or any change (or anticipated
change) in Connected Planning Data in the categories of Registered
Data or Estimated Registered Data supplied to NGET under the PC,
notwithstanding that the change may subsequently be notified to NGET
under the PC as part of the routine annual update of data (or that the
change may be a Modification under the CUSC), the User shall, subject
to PC.A.3.2.3 and PC.A.3.2.4, notify NGET in writing without delay.
(c) The notification of the change will be in the form required under this PC
in relation to the supply of that data and will also contain the following
information:
(i) the time and date at which the change became, or is expected to
become, effective;
Issue 4 PC - 16 24 June 2009

(ii) if the change is only temporary, an estimate of the time and date
at which the data will revert to the previous registered form.
(d) The routine annual update of data, referred to in (a)(iii) above, need not
be submitted in respect of Small Power Stations or Embedded
Converter Station (except as provided in PC.3.2.(c)), or unless
specifically requested by NGET, or unless otherwise specifically
provided.
PC.A.1.3 Submissions by NGET
Network Data release by NGET shall be:
(a) with respect to the current Financial Year;
(b) provided by NGET on a routine annual basis in calendar week 42 of

each year. Where from the date of one annual submission to another
there is no change in the data (or in some of the data) to be released,
instead of repeating the data, NGET may release a written statement
that there has been no change from the data (or some of the data)
released the previous time.
The three parts of the Appendix
PC.A.1.4 The data requirements listed in this Appendix are subdivided into the following
three parts:
(a) Standard Planning Data
This data (as listed in Part 1 of the Appendix) is first to be provided by a

User at the time of an application for a CUSC Contract or in accordance
with PC.4.4.3. It comprises data which is expected normally to be
sufficient for NGET to investigate the impact on the National Electricity
Transmission System of any User Development or Embedded
Development associated with an application by the User for a CUSC
Contract. Users should note that the term Standard Planning Data
also includes the information referred to in PC.4.4.1.(a) and PC.4.4.3.(a).
(b) Detailed Planning Data
This data (as listed in Part 2 of the Appendix) is usually first to be

provided by the User within 28 days (or such longer period as NGET
may agree in any particular case) of the offer for a CUSC Contract,
being accepted by the User. In the case of an Embedded
Development this data (as listed in Part 2 of the Appendix) is usually
first to be provided by the relevant Network Operator within 28 days (or
such longer period as NGET may agree in any particular case) of entry
into the Embedded Development Agreement. It comprises additional,
more detailed, data not normally expected to be required by NGET to
investigate the impact on the National Electricity Transmission
System of any User Development associated with an application by the
User for a CUSC Contract or Embedded Development Agreement.
Users, and
Issue 4 PC - 17 24 June 2009

Network Operators in respect of Embedded Developments should
note that, although not needed within 28 days of the offer or entry into
the Embedded Development Agreement, as the case may be, the term
Detailed Planning Data also includes Operation Diagrams and Site
Common Drawings produced in accordance with the CC.
The User may, however, be required by NGET to provide the Detailed

Planning Data in advance of the normal timescale before NGET can
make an offer for a CUSC Contract, as explained in PC.4.5.
(c) Network Data

The data requirements for NGET in this Appendix are in Part 3.
Forecast Data, Registered Data and Estimated Registered Data
PC.A.1.5 As explained in PC.5.4 and PC.5.5, Planning Data is divided into:
(i) those items of Standard Planning Data and Detailed Planning Data
known as Forecast Data; and
(ii) those items of Standard Planning Data and Detailed Planning Data
known as Registered Data; and
(iii) those items of Standard Planning Data and Detailed Planning Data
known as Estimated Registered Data.
PC.A.1.6 The following paragraphs in this Appendix relate to Forecast Data:
3.2.2(b), (h), (i) and (j)

4.2.1
4.3.1
4.3.2
4.3.3
4.3.4
4.3.5
4.5
4.7.1
5.2.1
5.2.2
5.6.1
PC.A.1.7 The following paragraphs in this Appendix relate to Registered Data and
Estimated Registered Data:
2.2.1
2.2.4
2.2.5
2.2.6
2.3.1
2.4.1
2.4.2
3.2.2(a), (c), (d), (e), (f), (g), (i)(part) and (j)
3.4.1
Issue 4 PC - 18 24 June 2009

3.4.2
4.2.3
4.5(a)(i), (a)(iii), (b)(i) and (b)(iii)
4.6
5.3.2
5.4
5.4.2
5.4.3
5.5
5.6.3
6.2
6.3
PC.A.1.8 The data supplied under PC.A.3.3.1, although in the nature of Registered
Data, is only supplied either upon application for a CUSC Contract, or in
accordance with PC.4.4.3, and therefore does not fall to be Registered Data,
but is Estimated Registered Data.
PC.A.1.9 Forecast Data must contain the User's best forecast of the data being
forecast, acting as a reasonable and prudent User in all the circumstances.
PC.A.1.10 Registered Data must contain validated actual values, parameters or other
information (as the case may be) which replace the estimated values,
parameters or other information (as the case may be) which were given in
relation to those data items when they were Preliminary Project Planning
Data and Committed Project Planning Data, or in the case of changes, which
replace earlier actual values, parameters or other information (as the case may
be). Until amended pursuant to the Grid Code, these actual values,
parameters or other information (as the case may be) will be the basis upon
which the National Electricity Transmission System is planned, designed,
built and operated in accordance with, amongst other things, the Transmission
Licences, the STC and the Grid Code, and on which NGET therefore relies.
In following the processes set out in the BCs, NGET will use the data which
has been supplied to it under the BCs and the data supplied under OC2 in
relation to Gensets, but the provision of such data will not alter the data
supplied by Users under the PC, which may only be amended as provided in
the PC.
PC.A.1.11 Estimated Registered Data must contain the User's best estimate of the
values, parameters or other information (as the case may be), acting as a
reasonable and prudent User in all the circumstances.
PC.A.1.12 Certain data does not need to be supplied in relation to Embedded Power
Stations or Embedded DC Converter Stations where these are connected at
a voltage level below the voltage level directly connected to the National
Electricity Transmission System except in connection with a CUSC
Contract, or unless specifically requested by NGET.
Issue 4 PC - 19 24 June 2009

PART 1
STANDARD PLANNING DATA
PC.A.2 USER'S SYSTEM DATA
PC.A.2.1 Introduction
PC.A.2.1.1 Each User, whether connected directly via an existing Connection Point to the
National Electricity Transmission System, or seeking such a direct
connection, or providing terms for connection of an Offshore Transmission
System to its User System to NGET, shall provide NGET with data on its User
System which relates to the Connection Site and/or which may have a system
effect on the performance of the National Electricity Transmission System.
Such data, current and forecast, is specified in PC.A.2.2 to PC.A.2.5. In
addition each Generator in respect of its Embedded Large Power Stations
and its Embedded Medium Power Stations subject to a Bilateral Agreement
and each Network Operator in respect of Embedded Medium Power
Stations within its System not subject to a Bilateral Agreement connected to
the Subtransmission System, shall provide NGET with fault infeed data as
specified in PC.A.2.5.5 and each DC Converter owner with Embedded DC
Converter Stations subject to a Bilateral Agreement, or Network Operator
in the case of Embedded DC Converter Stations not subject to a Bilateral
Agreement, connected to the Subtransmission System shall provide NGET
with fault infeed data as specified in PC.A.2.5.6.
PC.A.2.1.2 Each User must reflect the system effect at the Connection Site(s) of any third
party Embedded within its User System whether existing or proposed.
PC.A.2.1.3 Although not itemised here, each User with an existing or proposed
Embedded Small Power Station, Embedded Medium Power Station or
Embedded DC Converter Station with a Registered Capacity of less than
100MW or an Embedded installation of direct current converters which does
not form a DC Converter Station in its User System may, at NGET's
reasonable discretion, be required to provide additional details relating to the
User's System between the Connection Site and the existing or proposed
Embedded Small Power Station, Embedded Medium Power Station or
Embedded DC Converter Station or Embedded installation of direct current
converters which does not form a DC Converter Station.
PC.A.2.1.4 At NGET’s reasonable request, additional data on the User’s System will need
to be supplied. Some of the possible reasons for such a request, and the data
required, are given in PC.A.6.2, PC.A.6.4, PC.A.6.5 and PC.A.6.6.
PC.A.2.2 User's System Layout
PC.A.2.2.1 Each User shall provide a Single Line Diagram, depicting both its existing and
proposed arrangement(s) of load current carrying Apparatus relating to both
existing and proposed Connection Points.
PC.A.2.2.2 The Single Line Diagram (three examples are shown in Appendix B) must
include all parts of the User System operating at Supergrid Voltage
throughout Great Britain and, in Scotland and Offshore, also all parts of the
User System operating at 132kV, and those parts of its Subtransmission
System at any Transmission Site. In addition, the Single Line Diagram must
Issue 4 PC - 20 24 June 2009
include all parts of the User’s Subtransmission System throughout Great
Britain operating at a voltage greater than 50kV, and, in Scotland and
Offshore, also all parts of the User’s Subtransmission System operating at a
voltage greater than 30kV, which, under either intact network or Planned
Outage conditions:-
(a) normally interconnects separate Connection Points, or busbars at a

Connection Point which are normally run in separate sections; or
(b) connects Embedded Large Power Stations, or Embedded Medium

Power Stations, or Embedded DC Converter Stations or Offshore
Transmission Systems connected to the User’s Subtransmission
System, to a Connection Point or Interface Point.
At the User’s discretion, the Single Line Diagram can also contain additional
details of the User’s Subtransmission System not already included above,
and also details of the transformers connecting the User’s Subtransmission
System to a lower voltage. With NGET’s agreement, the Single Line
Diagram can also contain information about the User’s System at a voltage
below the voltage of the Subtransmission System.
The Single Line Diagram for a Power Park Module must include all parts of
the System connecting generating equipment to the Grid Entry Point (or
User System Entry Point if Embedded). As an alternative the User may
choose to submit a Single Line Diagram with the equipment between the
equivalent Power Park Unit and the Common Collection Busbar reduced
to an electrically equivalent network. The format for a Single Line Diagram
for a Power Park Module electrically equivalent system is shown in Appendix
B.
The Single Line Diagram must include the points at which Demand data
(provided under PC.A.4.3.4 and PC.A.4.3.5, or in the case of Generators,
PC.A.5.) and fault infeed data (provided under PC.A.2.5) are supplied.
PC.A.2.2.3 The above mentioned Single Line Diagram shall include:
(a) electrical circuitry (ie. overhead lines, identifying which circuits are
on the same towers, underground cables, power transformers,
reactive compensation equipment and similar equipment); and
(b) substation names (in full or abbreviated form) with operating

voltages.
In addition, for all load current carrying Apparatus operating at Supergrid

Voltage throughout Great Britain and, in Scotland and Offshore, also at
132kV, the Single Line Diagram shall include:-
(a) circuit breakers
(b) phasing arrangements.
PC.A.2.2.3.1 For the avoidance of doubt, the Single Line Diagram to be supplied is in
addition to the Operation Diagram supplied pursuant to CC.7.4.
Issue 4 PC - 21 24 June 2009

PC.A.2.2.4 For each circuit shown on the Single Line Diagram provided under
PC.A.2.2.1, each User shall provide the following details relating to that part
of its User System:
Circuit Parameters:
Rated voltage (kV)

Operating voltage (kV)
Positive phase sequence reactance
Positive phase sequence resistance
Positive phase sequence susceptance
Zero phase sequence reactance (both self and mutual)
Zero phase sequence resistance (both self and mutual)
Zero phase sequence susceptance (both self and mutual)
In the case of a Single Line Diagram for a Power Park Module electrically
equivalent system the data should be on a 100MVA base. Depending on the
equivalent system supplied an equivalent tap changer range may need to be
supplied. Similarly mutual values, rated voltage and operating voltage may be
inappropriate.
PC.A.2.2.5 For each transformer shown on the Single Line Diagram provided under
PC.A.2.2.1, each User shall provide the following details:
Rated MVA
Voltage Ratio
Winding arrangement
Positive sequence reactance
(max, min and nominal tap)
Positive sequence resistance
(max, min and nominal tap)
Zero sequence reactance
PC.A.2.2.5.1. In addition, for all interconnecting transformers between the User's

Supergrid Voltage System and the User's Subtransmission System
throughout Great Britain and, in Scotland and Offshore, also for all
interconnecting transformers between the User’s 132kV System and the
User’s Subtransmission System the User shall supply the following
information:-
Tap changer range

Tap change step size
Tap changer type: on load or off circuit
Earthing method: Direct, resistance or reactance
Impedance (if not directly earthed )
PC.A.2.2.6 Each User shall supply the following information about the User’s equipment
installed at a Transmission Site:-
(a) Switchgear. For all circuit breakers:-
Rated voltage (kV)

Operating voltage (kV)
Rated 3-phase rms short-circuit breaking current, (kA)
Rated 1-phase rms short-circuit breaking current, (kA)
Issue 4 PC - 22 24 June 2009
Rated 3-phase peak short-circuit making current, (kA)
Rated 1-phase peak short-circuit making current, (kA)
Rated rms continuous current (A)
DC time constant applied at testing of asymmetrical breaking
abilities (secs)
(b) Substation Infrastructure. For the substation infrastructure

(including, but not limited to, switch disconnectors, disconnectors,
current transformers, line traps, busbars, through bushings, etc):-
Rated 3-phase rms short-circuit withstand current (kA)

Rated 1-phase rms short-circuit withstand current (kA).
Rated 3-phase short-circuit peak withstand current (kA)
Rated 1- phase short-circuit peak withstand current (kA)
Rated duration of short circuit withstand (secs)
Rated rms continuous current (A)
A single value for the entire substation may be supplied, provided it

represents the most restrictive item of current carrying apparatus.
PC.A.2.3 Lumped System Susceptance
PC.A.2.3.1 For all parts of the User’s Subtransmission System which are not included
in the Single Line Diagram provided under PC.A.2.2.1, each User shall
provide the equivalent lumped shunt susceptance at nominal Frequency.
PC.A.2.3.1.1 This should include shunt reactors connected to cables which are not
normally in or out of service independent of the cable (ie. they are regarded
as part of the cable).
PC.A.2.3.1.2 This should not include:
(a) independently switched reactive compensation equipment

connected to the User's System specified under PC.A.2.4, or;
(b) any susceptance of the User's System inherent in the Demand

(Reactive Power) data specified under PC.A.4.3.1.
PC.A.2.4 Reactive Compensation Equipment
PC.A.2.4.1 For all independently switched reactive compensation equipment, including

that shown on the Single Line Diagram, not operated by NGET and
connected to the User's System at 132kV and above in England and Wales
and 33kV and above in Scotland and Offshore, other than power factor
correction equipment associated directly with Customers' Plant and
Apparatus, the following information is required:
Issue 4 PC - 23 24 June 2009

(a) type of equipment (eg. fixed or variable);
(b) capacitive and/or inductive rating or its operating range in Mvar;
(c) details of any automatic control logic to enable operating

characteristics to be determined;
(d) the point of connection to the User's System in terms of electrical

location and System voltage.
PC.A.2.4.2 DC Converter Station owners are also required to provide information about
the reactive compensation and harmonic filtering equipment required to
ensure that their Plant and Apparatus complies with the criteria set out in
CC.6.1.5.
PC.A.2.5 Short Circuit Contribution to National Electricity Transmission System
PC.A.2.5.1 General
(a) To allow NGET to calculate fault currents, each User is required to

provide data, calculated in accordance with Good Industry
Practice, as set out in the following paragraphs of PC.A.2.5.
(b) The data should be provided for the User's System with all
Generating Units, Power Park Units and DC Converters
Synchronised to that User's System. The User must ensure that
the pre-fault network conditions reflect a credible System operating
arrangement.
(c) The list of data items required, in whole or part, under the following
provisions, is set out in PC.A.2.5.6. Each of the relevant following
provisions identifies which data items in the list are required for the
situation with which that provision deals.
The fault currents in sub-paragraphs (a) and (b) of the data list in
PC.A.2.5.6 should be based on an a.c. load flow that takes into
account any pre-fault current flow across the Point of Connection
being considered.
Measurements made under appropriate System conditions may be

used by the User to obtain the relevant data.
(d) NGET may at any time, in writing, specifically request for data to be
provided for an alternative System condition, for example minimum
plant, and the User will, insofar as such request is reasonable,
provide the information as soon as reasonably practicable following
the request.
PC.A.2.5.2 Network Operators and Non-Embedded Customers are required to submit

data in accordance with PC.A.2.5.4. Generators, DC Converter Station
owners and Network Operators, in respect of Embedded Medium Power
Stations not subject to a Bilateral Agreement and Embedded DC
Issue 4 PC - 24 24 June 2009

Converter Stations not subject to a Bilateral Agreement within such
Network Operator’s Systems are required to submit data in accordance
with PC.A.2.5.5.
PC.A.2.5.3 Where prospective short-circuit currents on equipment owned, operated or

managed by NGET are close to the equipment rating, and in NGET’s
reasonable opinion more accurate calculations of the prospective short circuit
currents are required, then NGET will request additional data as outlined in
PC.A.6.6 below.
PC.A.2.5.4 Data from Network Operators and Non-Embedded Customers
PC.A.2.5.4.1 Data is required to be provided at each node on the Single Line Diagram
provided under PC.A.2.2.1 at which motor loads and/or Embedded Small
Power Stations and/or Embedded Medium Power Stations and/or
Embedded installations of direct current converters which do not form a DC
Converter Station are connected, assuming a fault at that location, as
follows:-
The data items listed under the following parts of PC.A.2.5.6:-
(a) (i), (ii), (iii), (iv), (v) and (vi);
and the data items shall be provided in accordance with the detailed
provisions of PC.A.2.5.6(c) - (f).
PC.A.2.5.4.2 Network Operators shall provide the following data items in respect of each
Interface Point within their User System:
(a) Maximum Export Capacity;

(b) Maximum Import Capacity; and,
(c) Interface Point Target Voltage/Power Factor
Network Operators shall alongside these parameters include details of any

manual or automatic post fault actions to be taken by the owner / operator of
the Offshore Transmission System connected to such Interface Point that
are required by the Network Operator.
PC.A.2.5.5 Data from Generators, DC Converter Station owners and from Network
Operators in respect of Embedded Medium Power Stations not subject to
a Bilateral Agreement and Embedded DC Converter Stations not subject
to a Bilateral Agreement within such Network Operator’s Systems.
PC.A.2.5.5.1 For each Generating Unit with one or more associated Unit Transformers,
the Generator, or the Network Operator in respect of Embedded Medium
Power Stations not subject to a Bilateral Agreement and Embedded DC
Converter Stations not subject to a Bilateral Agreement within such
Network Operator’s System is required to provide values for the
contribution of the Power Station Auxiliaries (including Auxiliary Gas
Turbines or Auxiliary Diesel Engines) to the fault current flowing through
the Unit Transformer(s).
The data items listed under the following parts of PC.A.2.5.6(a) should be
provided:-
Issue 4 PC - 25 24 June 2009
(i), (ii) and (v);
(iii) if the associated Generating Unit step-up transformer can

supply zero phase sequence current from the Generating
Unit side to the National Electricity Transmission
System;
(iv) if the value is not 1.0 p.u;
provisions of PC.A.2.5.6(c) - (f), and with the following parts of this
PC.A.2.5.5.
PC.A.2.5.5.2 Auxiliary motor short circuit current contribution and any Auxiliary Gas
Turbine Unit contribution through the Unit Transformers must be
represented as a combined short circuit current contribution at the
Generating Unit's terminals, assuming a fault at that location.
PC.A.2.5.5.3 If the Power Station or DC Converter Station has separate Station

Transformers, data should be provided for the fault current contribution from
each transformer at its high voltage terminals, assuming a fault at that
location, as follows:-
The data items listed under the following parts of PC.A.2.5.6
(a) (i), (ii), (iii), (iv), (v) and (vi);
provisions of PC.A.2.5.6(b) - (f).
PC.A.2.5.5.4 Data for the fault infeeds through both Unit Transformers and Station
Transformers shall be provided for the normal running arrangement when
the maximum number of Generating Units are Synchronised to the System
or when all the DC Converters at a DC Converter Station are transferring
Rated MW in either direction. Where there is an alternative running
arrangement (or transfer in the case of a DC Converter Station) which can
give a higher fault infeed through the Station Transformers, then a separate
data submission representing this condition shall be made.
PC.A.2.5.5.5 Unless the normal operating arrangement within the Power Station is to
have the Station and Unit Boards interconnected within the Power Station,
no account should be taken of the interconnection between the Station
Board and the Unit Board.
PC.A.2.5.5.6 Auxiliary motor short circuit current contribution and any auxiliary DC
Converter Station contribution through the Station Transformers must be
represented as a combined short circuit current contribution through the
Station Transformers.
PC.A.2.5.5.7 For each Power Park Module and each type of Power Park Unit (eg.
Doubly Fed Induction Generator), including any Auxiliaries, positive,
negative and zero sequence root mean square current values are to be
provided of the contribution to the short circuit current flowing at
Issue 4 PC - 26 24 June 2009

(i) the Power Park Unit terminals, or the Common Collection Busbar if
an equivalent Single Line Diagram and associated data as described
in PC.A.2.2.2 is provided, and
(ii) the Grid Entry Point, or User System Entry Point if Embedded
for the following solid faults at the Grid Entry Point, or User System Entry
Point if Embedded:
(i) a symmetrical three phase short circuit

(ii) a single phase to earth short circuit
(iii) a phase to phase short circuit
(iv) a two phase to earth short circuit
For a Power Park Module in which one or more of the Power Park Units
utilise a protective control such as a crowbar circuit, the data should indicate
whether the protective control will act in each of the above cases and the
effects of its action shall be included in the data. For any case in which the
protective control will act, the data for the fault shall also be submitted for the
limiting case in which the protective circuit will not act, which may involve the
application of a non-solid fault, and the positive, negative and zero sequence
retained voltages at
(i) the Power Park Unit terminals, or the Common Collection Busbar if
an equivalent Single Line Diagram and associated data is provided
and
(ii) the Grid Entry Point, or User System Entry Point if Embedded
in this limiting case shall be provided.
For each fault for which data is submitted, the data items listed under the
following parts of PC.A.2.5.6(a) shall be provided:-
(iv), (vii), (viii), (ix), (x);
In addition, if an equivalent Single Line Diagram has been provided the data
items listed under the following parts of PC.A.2.5.6(a) shall be provided:-
(xi), (xii), (xiii);
In addition, for a Power Park Module in which one or more of the Power
Park Units utilise a protective control such as a crowbar circuit:-
the data items listed under the following parts of P.C.A.2.5.6(a) shall be
provided:-
(xiv), (xv);
All of the above data items shall be provided in accordance with the detailed
provisions of PC.A.2.5.6(c), (d), (f).
Should actual data in respect of fault infeeds be unavailable at the time of the
application for a CUSC Contract or Embedded Development Agreement, a
limited subset of the data, representing the maximum fault infeed that may
result from all of the plant types being considered, shall be submitted. This
Issue 4 PC - 27 24 June 2009
data will, as a minimum, represent the root mean square of the positive,
negative and zero sequence components of the fault current for both single
phase and three phase solid faults at the Grid Entry Point (or User System
Entry Point if Embedded) at the time of fault application and 50ms following
fault application. Actual data in respect of fault infeeds shall be submitted to
NGET as soon as it is available, in line with PC.A.1.2
PC.A.2.5.6 Data Items
(a) The following is the list of data utilised in this part of the PC. It also
contains rules on the data which generally apply:-
(i) Root mean square of the symmetrical three-phase

short circuit current infeed at the instant of fault, (I1");
(ii) Root mean square of the symmetrical three-phase short

circuit current after the subtransient fault current
contribution has substantially decayed, (I1');
(iii) the zero sequence source resistance and reactance

values of the User's System as seen from the node on
the Single Line Diagram provided under PC.A.2.2.1 (or
Station Transformer high voltage terminals or
Generating Unit terminals or DC Converter terminals,
as appropriate) consistent with the infeed described in
PC.A.2.5.1.(b);
(iv) root mean square of the pre-fault voltage at which the

maximum fault currents were calculated;
(v) the positive sequence X/R ratio at the instant of fault;
(vi) the negative sequence resistance and reactance values

of the User's System seen from the node on the Single
Line Diagram provided under PC.A.2.2.1 (or Station
Transformer high voltage terminals, or Generating Unit
terminals or DC Converter terminals if appropriate) if
substantially different from the values of positive
sequence resistance and reactance which would be
derived from the data provided above;
(vii) A continuous trace and a table showing the root mean

square of the positive, negative and zero sequence
components of the short circuit current between zero and
140ms at 10ms intervals;
(viii) The Active Power being generated pre-fault by the

Power Park Module and by each type of Power Park
Unit;
(ix) The reactive compensation shown explicitly on the Single

Line Diagram that is switched in;
(x) The Power Factor of the Power Park Module and of

each Power Park Unit type;
Issue 4 PC - 28 24 June 2009
(xi) The positive sequence X/R ratio of the equivalent at the
Common Collection Busbar;
(xii) The minimum zero sequence impedance of the equivalent

seen from the Common Collection Busbar;
(xiii) The number of Power Park Units represented in the

equivalent Power Park Unit;
(xiv) The additional rotor resistance and reactance (if any) that
is applied to the Power Park Unit under a fault condition;
(xv) A continuous trace and a table showing the root mean

square of the positive, negative and zero sequence
components of the retained voltage at the fault point and
Power Park Unit terminals, or the Common Collection
Busbar if an equivalent Single Line Diagram and
associated data as described in PC.A.2.2.2 is provided,
representing the limiting case, which may involve the
application of a non-solid fault, required to not cause
operation of the protective control;
(b) In considering this data, unless the User notifies NGET accordingly
at the time of data submission, NGET will assume that the time
constant of decay of the subtransient fault current corresponding to
the change from I1" to I1', (T") is not significantly different from 40ms.
If that assumption is not correct in relation to an item of data, the
User must inform NGET at the time of submission of the data.
(c) The value for the X/R ratio must reflect the rate of decay of the d.c.
component that may be present in the fault current and hence that of
the sources of the initial fault current. All shunt elements and loads
must therefore be deleted from any system model before the X/R
ratio is calculated.
(d) In producing the data, the User may use "time step analysis" or
"fixed-point-in-time analysis" with different impedances.
(e) If a fixed-point-in-time analysis with different impedances method is

used, then in relation to the data submitted under (a) (i) above, the
data will be required for "time zero" to give I1". The figure of 120ms
is consistent with a decay time constant T" of 40ms, and if that
figure is different, then the figure of 120ms must be changed
accordingly.
(f) Where a "time step analysis" is carried out, the X/R ratio may be
calculated directly from the rate of decay of the d.c. component. The
X/R ratio is not that given by the phase angle of the fault current if
this is based on a system calculation with shunt loads, but from the
Thévenin equivalent of the system impedance at the instant of fault
with all non-source shunts removed.
Issue 4 PC - 29 24 June 2009

PC.A.3 GENERATING UNIT AND DC CONVERTER DATA
Directly Connected
PC.A.3.1.1 Each Generator and DC Converter Station owner with an existing, or

proposed, Power Station or DC Converter Station directly connected, or to
be directly connected, to the National Electricity Transmission System,
shall provide NGET with data relating to that Power Station or DC Converter
Station, both current and forecast, as specified in PC.A.3.2 to PC.A.3.4.
Embedded
PC.A.3.1.2 (a) Each Generator and DC Converter Station owner in respect of its
existing, and/or proposed, Embedded Large Power Stations
and/or Embedded DC Converter Stations and/or its Embedded
Medium Power Stations subject to a Bilateral Agreement and
each Network Operator in respect of its Embedded Medium
Power Stations not subject to a Bilateral Agreement and/or
Embedded DC Converter Stations not subject to a Bilateral
Agreement within such Network Operator’s System in each case
connected to the Subtransmission System, shall provide NGET
with data relating to that Power Station or DC Converter Station,
both current and forecast, as specified in PC.A.3.2 to PC.A.3.4.
(b) No data need be supplied in relation to any Small Power Station or

any Medium Power Station or installations of direct current
converters which do not form a DC Converter Station, connected at
a voltage level below the voltage level of the Subtransmission
System except:-
(i) in connection with an application for, or under, a CUSC

Contract, or
(ii) unless specifically requested by NGET under PC.A.3.1.4.
PC.A.3.1.3 (a) Each Network Operator shall provide NGET with the data specified
in PC.A.3.2.2(c) and PC.A.3.2.2(i).
(b) Network Operators need not submit planning data in respect of an

Embedded Small Power Station unless required to do so under
PC.A.1.2(b) or unless specifically requested under PC.A.3.1.4
below, in which case they will supply such data.
PC.A.3.1.4 (a) PC.A.4.2.4(b) and PC.A.4.3.2(a) explain that the forecast Demand
submitted by each Network Operator must be net of the output of
all Small Power Stations and Medium Power Stations and
Customer Generating Plant and all installations of direct current
converters which do not form a DC Converter Station, Embedded
within that Network Operator’s System. The Network Operator
must inform NGET of the number of such Embedded Power
Stations and such Embedded installations of direct current
converters (including the number of Generating Units or Power
Issue 4 PC - 30 24 June 2009
Park Modules or DC Converters) together with their summated
capacity.
(b) On receipt of this data, the Network Operator or Generator (if the
data relates to Power Stations referred to in PC.A.3.1.2) may be
further required, at NGET's reasonable discretion, to provide details
of Embedded Small Power Stations and Embedded Medium
Power Stations and Customer Generating Plant and Embedded
Converter Station, both current and forecast, as specified in
PC.A.3.2 to PC.A.3.4. Such requirement would arise where NGET
reasonably considers that the collective effect of a number of such
Embedded Power Stations and Customer Generating Plants and
Embedded installations of direct current converters may have a
significant system effect on the National Electricity Transmission
System.
Busbar Arrangements
PC.A.3.1.5 Where Generating Units, which term includes CCGT Units and Power Park
Modules, and DC Converters, are connected to the National Electricity
Transmission System via a busbar arrangement which is or is expected to
be operated in separate sections, the section of busbar to which each
Generating Unit, DC Converter or Power Park Module is connected is to
be identified in the submission.
PC.A.3.2 Output Data
PC.A.3.2.1 (a) Large Power Stations and Gensets
Data items PC.A.3.2.2 (a), (b), (c), (d), (e), (f) and (h) are required
with respect to each Large Power Station and each Generating
Unit and Power Park Module of each Large Power Station and for
each Genset (although (a) is not required for CCGT Units and (b),
(d) and (e) are not normally required for CCGT Units and (a), (b),
(c), (d), (e), (f) and (h) are not normally required for Power Park
Units).
(b) Embedded Small Power Stations and Embedded Medium Power

Stations
Data item PC.A.3.2.2 (a) is required with respect to each
Embedded Small Power Station and Embedded Medium Power
Station and each Generating Unit and Power Park Module of
each Embedded Small Power Station and Embedded Medium
Power Station (although (a) is not required for CCGT Units or
Power Park Units).
(c) CCGT Units/Modules
(i) Data item PC.A.3.2.2 (g) is required with respect to each

CCGT Unit;
Issue 4 PC - 31 24 June 2009

(ii) data item PC.A.3.2.2 (a) is required with respect to each
CCGT Module; and
(iii) data items PC.A.3.2.2 (b), (c), (d) and (e) are required
with respect to each CCGT Module unless NGET informs
the relevant User in advance of the submission that it
needs the data items with respect to each CCGT Unit for
particular studies, in which case it must be supplied on a
CCGT Unit basis.
Where any definition utilised or referred to in relation to any of the

data items does not reflect CCGT Units, such definition shall be
deemed to relate to CCGT Units for the purposes of these data
items. Any Schedule in the DRC which refers to these data items
shall be interpreted to incorporate the CCGT Unit basis where
appropriate;
(d) Cascade Hydro Schemes
Data item PC.A.3.2.2(i) is required with respect to each Cascade

Hydro Scheme.
(e) Power Park Units/Modules
Data items PC.A.3.2.2 (j) is required with respect to each Power

Park Module.
(f) DC Converters
Data items PC.A.3.2.2 (a), (b), (c), (d) (e) (f) (h) and (i) are required
with respect to each DC Converter Station and each DC
Converter in each DC Converter Station. For installations of
direct current converters which do not form a DC Converter
Station only data item PC.A.3.2.2.(a) is required.
PC.A.3.2.2 Items (a), (b), (d), (e), (f), (g), (h), (i), (j) and (k) are to be supplied by each
Generator , DC Converter Station owner or Network Operator (as the case
may be) in accordance with PC.A.3.1.1, PC.A.3.1.2, PC.A.3.1.3 and
PC.A.3.1.4. Item (c) is to be supplied by each Network Operator in all
cases:-
(a) Registered Capacity (MW);
(b) Output Usable (MW) on a monthly basis;
(c) System Constrained Capacity (MW) ie. any constraint placed on

the capacity of the Embedded Generating Unit, Embedded Power
Park Module, an Offshore Transmission System at an Interface
Point or DC Converter at an Embedded DC Converter Station
due to the Network Operator’s System in which it is embedded.
Where Generating Units (which term includes CCGT Units),
Power Park Modules, Offshore Transmission Systems at an
Issue 4 PC - 32 24 June 2009
Interface Point or DC Converters are connected to a Network
Operator’s User System via a busbar arrangement which is or is
expected to be operated in separate sections, details of busbar
running arrangements and connected circuits at the substation to
which the Embedded Generating Unit, Embedded Power Park
Module, Offshore Transmission System at an Interface Point or
Embedded DC Converter is connected sufficient for NGET to
determine where the MW generated by each Generating Unit,
Power Park Module or DC Converter at that Power Station or DC
Converter Station or Offshore Transmission System at an
Interface Point would appear onto the National Electricity
(d) Minimum Generation (MW);
(e) MW obtainable from Generating Units, Power Park Modules or

DC Converters at a DC Converter Station in excess of Registered
Capacity;
(f) Generator Performance Chart:

(i) at the Onshore Synchronous Generating Unit stator
terminals
(ii) at the electrical point of connection to the Offshore
Transmission System for an Offshore Synchronous
Generating Unit.
(iii) at the electrical point of connection to the National
Electricity Transmission System (or User System if
Embedded) for a Non Synchronous Generating Unit
(excluding a Power Park Unit), Power Park Module and DC
Converter at a DC Converter Station;
(g) a list of the CCGT Units within a CCGT Module, identifying each
CCGT Unit, and the CCGT Module of which it forms part,
unambiguously. In the case of a Range CCGT Module, details of
the possible configurations should also be submitted, together:-
(i) (in the case of a Range CCGT Module connected to the

National Electricity Transmission System) with details
of the single Grid Entry Point (there can only be one) at
which power is provided from the Range CCGT Module;
(ii) (in the case of an Embedded Range CCGT Module)

with details of the single User System Entry Point (there
can only be one) at which power is provided from the
Range CCGT Module;
Provided that, nothing in this sub-paragraph (g) shall prevent the

busbar at the relevant point being operated in separate sections;
(h) expected running regime(s) at each Power Station or DC

Converter Station and type of Generating Unit, eg. Steam Unit,
Gas Turbine Unit, Combined Cycle Gas Turbine Unit, Power
Park Module, Novel Units (specify by type), etc;
Issue 4 PC - 33 24 June 2009

(i) a list of Power Stations and Generating Units within a Cascade
Hydro Scheme, identifying each Generating Unit and Power
Station and the Cascade Hydro Scheme of which each form part
unambiguously. In addition:
(i) details of the Grid Entry Point at which Active Power is

provided, or if Embedded the Grid Supply Point(s)
within which the Generating Unit is connected;
(ii) where the Active Power output of a Generating Unit is

split between more than one Grid Supply Points the
percentage that would appear under normal and outage
conditions at each Grid Supply Point.
(j) The following additional items are only applicable to DC Converters

at DC Converter Stations.
Registered Import Capacity (MW);
Import Usable (MW) on a monthly basis;
Minimum Import Capacity (MW);
MW that may be absorbed by a DC Converter in excess of

Registered Import Capacity and the duration for which this is
available;
(k) the number and types of the Power Park Units within a Power Park
Module, identifying each Power Park Unit, and the Power Park
Module of which it forms part, unambiguously. In the case of a
Power Station directly connected to the National Electricity
Transmission System with multiple Power Park Modules where
Power Park Units can be selected to run in different Power Park
Modules, details of the possible configurations should also be
submitted. In addition for Offshore Power Park Modules, the
number of Offshore Power Park Strings that are aggregated into
one Offshore Power Park Module should also be submitted.
PC.A.3.2.3 Notwithstanding any other provision of this PC, the CCGT Units within a
CCGT Module, details of which are required under paragraph (g) of
PC.A.3.2.2, can only be amended in accordance with the following
provisions:-
(a) if the CCGT Module is a Normal CCGT Module, the CCGT Units
within that CCGT Module can only be amended such that the CCGT
Module comprises different CCGT Units if NGET gives its prior
consent in writing. Notice of the wish to amend the CCGT Units
within such a CCGT Module must be given at least 6 months before it
is wished for the amendment to take effect;
(b) if the CCGT Module is a Range CCGT Module, the CCGT Units
within that CCGT Module and the Grid Entry Point at which the
power is provided can only be amended as described in BC1.A1.6.4.
Issue 4 PC - 34 24 June 2009

PC.A.3.2.4 Notwithstanding any other provision of this PC, the Power Park Units within
a Power Park Module, details of which are required under paragraph (j) of
PC.A.3.2.2, can only be amended in accordance with the following
provisions:-
(a) if the Power Park Units within that Power Park Module can only be
amended such that the Power Park Module comprises different
Power Park Units due to repair/replacement of individual Power
Park Units if NGET gives its prior consent in writing. Notice of the
wish to amend a Power Park Unit within such a Power Park Module
must be given at least 4 weeks before it is wished for the amendment
to take effect;
(b) if the Power Park Units within that Power Park Module can be
selected to run in different Power Park Modules as an alternative
operational running arrangement the Power Park Units within the
Power Park Module and the Grid Entry Point at which the power is
provided can only be amended as described in BC1.A.1.7.4.
PC.A.3.3. Rated Parameters Data
PC.A.3.3.1 The following information is required to facilitate an early assessment, by

NGET, of the need for more detailed studies;
(a) for all Generating Units(excluding Power Park Units) and Power
Park Modules:
Rated MVA
Rated MW;
(b) for each Synchronous Generating Unit:
Short circuit ratio

Direct axis transient reactance;
Inertia constant (for whole machine), MWsecs/MVA;
(c) for each Synchronous Generating Unit step-up transformer:
Rated MVA
Positive sequence reactance (at max, min and nominal tap);
(d) for each DC Converter at a DC Converter Station or DC Converter

connecting a Power Park Module
DC Converter type (e.g. current/voltage sourced)

Rated MW per pole for import and export
Number of poles and pole arrangement
Rated DC voltage/pole (kV)
Return path arrangement
Remote AC connection arrangement
(e) for each type of Power Park Unit in a Power Park Module not
connected to the Total System by a DC Converter:
Rated MVA
Issue 4 PC - 35 24 June 2009
Rated MW
Rated terminal voltage
Inertia constant, (MWsec/MVA)
Additionally, for Power Park Units that are squirrel-cage or

doubly-fed induction generators driven by wind turbines:
Stator reactance.
Magnetising reactance.
Rotor resistance (at rated running)
Rotor reactance (at rated running)
The generator rotor speed range (minimum and
maximum speeds in RPM) (for doubly-fed induction
generators only)
Converter MVA rating (for doubly-fed induction
generators only)
For a Power Park Unit consisting of a synchronous machine in

combination with a back-to-back DC Converter, or for a Power Park
Unit not driven by a wind turbine, the data to be supplied shall be
agreed with NGET in accordance with PC.A.7.
This information should only be given in the data supplied in accordance with
PC.4.4 and PC.4.5.
PC.A.3.4 General Generating Unit Power Park Module and DC Converter Data
PC.A.3.4.1 The point of connection to the National Electricity Transmission System or

the Total System, if other than to the National Electricity Transmission
System, in terms of geographical and electrical location and system voltage
is also required.
PC.A.3.4.2 (a) Type of Generating Unit (ie Synchronous Generating Unit, Non-
synchronous Generating Unit , DC Converter or Power Park
Module).
(b) In the case of a Synchronous Generating Unit details of the

Exciter category, for example whether it is a rotating Exciter or a
static Exciter or in the case of a Non-Synchronous Generating
Unit the voltage control system.
(c) Whether a Power System Stabiliser is fitted.
Issue 4 PC - 36 24 June 2009

PC.A.4 DEMAND AND ACTIVE ENERGY DATA
PC.A.4.1.1 Each User directly connected to the National Electricity Transmission

System with Demand shall provide NGET with the Demand data, historic,
current and forecast, as specified in PC.A.4.2 and PC.A.4.3. Paragraphs
PC.A.4.1.2 and PC.A.4.1.3 apply equally to Active Energy requirements as
to Demand unless the context otherwise requires.
PC.A.4.1.2 Data will need to be supplied by:
(a) each Network Operator, in relation to Demand and Active Energy

requirements on its User System;
(b) each Non-Embedded Customer (including Pumped Storage

Generators with respect to Pumping Demand) in relation to its
Demand and Active Energy requirements.
(c) each DC Converter Station owner, in relation to Demand and

Active Energy transferred (imported) to its DC Converter Station.
Demand of Power Stations directly connected to the National Electricity

Transmission System is to be supplied by the Generator under PC.A.5.2.
PC.A.4.1.3 References in this PC to data being supplied on a half hourly basis refer to it
being supplied for each period of 30 minutes ending on the hour or half-hour
in each hour.
PC.A.4.1.4 Access Periods and Access Groups
PC.A.4.1.4.1 Each Connection Point must belong to one, and only one, Access Group.
PC.A.4.1.4.2 Each Transmission Interface Circuit must have an Access Period.
PC.A.4.1.4.3 The Access Period shall

(a) normally be a minimum of 8 continuous weeks and can occur in
any one of three maintenance years during the period from
calendar week 13 to calendar week 43 (inclusive) in each year; or,
(b) exceptionally and provided that agreement is reached between
NGET and the relevant User(s), such agreement to be sought in
accordance with PC.7, the Access Period may be of a period not
less than 4 continuous weeks and can occur in any one of three
maintenance years during the period from calendar week 10 to
calendar week 43 (inclusive) in each year.
PC.A.4.1.4.4 NGET shall submit in writing no later than calendar week 6 in each year:
(a) the calendar weeks defining the proposed start and finish of each
Access Period for each Transmission Interface Circuit.; and
(b) the Connection Points in each Access Group.
The submission by NGET under PC.A.4.1.4.4 (a) above shall commence in
2010 and shall then continue each year thereafter. The submission by NGET
under PC.A.4.1.4.4 (b) shall commence in 2009 shall then continue each year
thereafter.
Issue 4 PC - 37 24 June 2009

PC.A.4.1.4.5 It is permitted for Access Periods to overlap in the same Access Group and
in the same maintenance year. However, where possible Access Periods
will be sought by NGET that do not overlap with any other Access Period
within that Access Group for each maintenance year. Where it is not
possible to avoid overlapping Access Periods, NGET will indicate to Users
by calendar week 6 its initial view of which Transmission Interface Circuits
will need to be considered out of service concurrently for the purpose of
assessing compliance to Licence Standards. The obligation on NGET to
indicate which Transmission Interface Circuits will need to be considered
out of service concurrently for the purpose of assessing compliance to
Licence Standards shall commence in 2010 and shall continue each year
thereafter.
PC.A.4.1.4.6 Following the submission(s) by NGET by week 6 in each year and where
required by either party, both NGET and the relevant User(s) shall use their
reasonable endeavours to agree the appropriate Access Group(s) and
Access Period for each Transmission Interface Circuit prior to week 17 in
each year. The requirement on NGET and the relevant User(s) to agree,
shall commence in respect of Access Groups only in 2010. This paragraph
PC.A.4.1.4.6 shall apply in its entirety in 2011 and shall then continue each
year thereafter.
PC.A.4.1.4.7 In exceptional circumstances, and with the agreement of all parties

concerned, where a Connection Point is specified for the purpose of the
Planning Code as electrically independent Subtransmission Systems, then
data submissions can be on the basis of two (or more) individual Connection
Points.
PC.A.4.2 User’s User System Demand (Active Power) and Active Energy Data
PC.A.4.2.1 Forecast daily Demand (Active Power) profiles, as specified in (a), (b) and
(c) below, in respect of each of the User's User Systems (each summated
over all Grid Supply Points in each User System) are required for:
(a) peak day on each of the User's User Systems (as determined by
the User) giving the numerical value of the maximum Demand
(Active Power) that in the Users' opinion could reasonably be
imposed on the National Electricity Transmission System;
(b) day of peak National Electricity Transmission System Demand

(Active Power) as notified by NGET pursuant to PC.A.4.2.2;
(c) day of minimum National Electricity Transmission System

Demand (Active Power) as notified by NGET pursuant to
PC.A.4.2.2.
In addition, the total Demand (Active Power) in respect of the time of peak
National Electricity Transmission System Demand in the preceding
Financial Year in respect of each of the User's User Systems (each
summated over all Grid Supply Points in each User System) both outturn
and weather corrected shall be supplied.
Issue 4 PC - 38 24 June 2009

PC.A.4.2.2 No later than calendar week 17 each year NGET shall notify each Network
Operator and Non-Embedded Customer in writing of the following, for the
current Financial Year and for each of the following seven Financial Years,
which will, until replaced by the following year’s notification, be regarded as
the relevant specified days and times under PC.A.4.2.1:
a) the date and time of the annual peak of the National Electricity
Transmission System Demand;
b) the date and time of the annual minimum of the National Electricity
c) the relevant Access Period for each Transmission Interface

Circuit; and,
d) Concurrent Access Periods of two or more Transmission

Interface Circuits (if any) that are situated in the same Access
Group.
The submissions by NGET made under PC.A.4.2.1 (c) and PC.A.4.2.1 (d)
above shall commence in 2010 and shall the continue in respect of each year
thereafter.
PC.A.4.2.3 The total Active Energy used on each of the Network Operators’ or Non-
Embedded Customers’ User Systems (each summated over all Grid
Supply Points in each User System) in the preceding Financial Year, both
outturn and weather corrected, together with a prediction for the current
financial year, is required. Each Active Energy submission shall be
subdivided into the following categories of Customer tariff:
LV1
LV2
LV3
HV
EHV
Traction
Lighting
In addition, the total User System losses and the Active Energy provided by
Embedded Small Power Stations and Embedded Medium Power
Stations shall be supplied.
PC.A.4.2.4 All forecast Demand (Active Power) and Active Energy specified in
PC.A.4.2.1 and PC.A.4.2.3 shall:
(a) in the case of PC.A.4.2.1(a), (b) and (c), be such that the profiles
comprise average Active Power levels in 'MW' for each time
marked half hour throughout the day;
(b) in the case of PC.A.4.2.1(a), (b) and (c), be that remaining after any
deductions reasonably considered appropriate by the User to take
account of the output profile of all Embedded Small Power
Stations and Embedded Medium Power Stations and Customer
Generating Plant and imports across Embedded External
Issue 4 PC - 39 24 June 2009

Interconnections including imports across Embedded installations
of direct current converters which do not form a DC Converter
Station and Embedded DC Converter Stations with a Registered
Capacity of less than 100MW;
(c) be based upon Annual ACS Conditions for times that occur during
week 44 through to week 12 (inclusive) an based on Average
Conditions for weeks 13 to 43 (inclusive).
PC.A.4.3 Connection Point Demand (Active and Reactive Power)
PC.A.4.3.1 Forecast Demand (Active Power) and Power Factor (values of the Power
Factor at maximum and minimum continuous excitation may be given instead
where more than 95% of the total Demand at a Connection Point is taken
by synchronous motors) to be met at each Connection Point within each
Access Group is required for:
(a) the time of the maximum Demand (Active Power) at the

Connection Point (as determined by the User) that in the User's
opinion could reasonably be imposed on the National Electricity
(b) the time of peak National Electricity Transmission System

Demand as provided by NGET under PC.A.4.2.2;
(c) the time of minimum National Electricity Transmission System

Demand as provided by NGET under PC.A.4.2.2;
(d) the time of the maximum Demand (Apparent Power) at the

Connection Point (as determined by the User) during the Access
Period of each Transmission Interface Circuit;
(e) at a time specified by either NGET or a User insofar as such a

request is reasonable.
Instead of such forecast Demand to be met at each Connection Point within

each Access Group the User may (subject to PC.A.4.3.4) submit such
Demand at each node on the Single Line Diagram.
In addition, the Demand in respect of each of the time periods referred to in

PC.A.4.3.1 (a) to (e) in the preceding Financial Year in respect of each
Connection Point within each Access Group both outturn and weather
corrected shall be supplied. The “weather correction” shall normalise outturn
figures to Annual ACS Conditions for times that occur during calendar week
44 through to calendar week 12 (inclusive) or Average Conditions for the
period calendar weeks 13 to calendar week 43 (inclusive) and shall be
performed by the relevant User on a best endeavours basis.
The submission by a User pursuant to PC.A.4.3.1 (d) shall commence in

2011 and shall then continue each year thereafter.
Issue 4 PC - 40 24 June 2009

PC.A.4.3.2 All forecast Demand specified in PC.A.4.3.1 shall:
(a) be that remaining after any deductions reasonably considered

appropriate by the User to take account of the output of all
Embedded Small Power Stations and Embedded Medium Power
Stations and Customer Generating Plant and imports across
Embedded External Interconnections, including Embedded
Converter Station and Embedded DC Converter Stations and
such deductions should be separately stated;
(b) include any User's System series reactive losses but exclude any
reactive compensation equipment specified in PC.A.2.4 and exclude
any network susceptance specified in PC.A.2.3;
(c) be based upon Annual ACS Conditions for times that occur during
calendar week 44 through to calendar week 12 (inclusive) and
based on Average Conditions for calendar weeks 13 to calendar
week 43 (inclusive), both corrections being made on a best
endeavours basis;
(d) reflect the User’s opinion of what could reasonably be imposed on

the National Electricity Transmission System.
PC.A.4.3.3 The date and time of the forecast maximum Demand (Apparent Power) at
the Connection Point as specified in PC.A.4.3.1 (a) and (d) is required.
PC.A.4.3.4 Each Single Line Diagram provided under PC.A.2.2.2 shall include the
Demand (Active Power) and Power Factor (values of the Power Factor at
maximum and minimum continuous excitation may be given instead where
more than 95% of the Demand is taken by synchronous motors) at the time
of the peak National Electricity Transmission System Demand (as
provided under PC.A.4.2.2) at each node on the Single Line Diagram.
These Demands shall be consistent with those provided under PC.A.4.3.1(b)
above for the relevant year.
PC.A.4.3.5 The Single Line Diagram must represent the User’s User System layout
under the period specified in PC.A.4.3.1(b) (at the time of peak National
Electricity Transmission System Demand). Should the User’s User
System layout during the other times specified in PC.A.4.3.1 be planned to
be materially different from the Single Line Diagram submitted to NGET
pursuant to PC.A.2.2.1 the User shall in respect of such other times submit:
i) an alternative Single Line Diagram that accurately reflects the

revised layout and in such case shall also include appropriate
associated data representing the relevant changes, or;
ii) submit an accurate and unambiguous description of the changes to
the Single Line Diagram previously submitted for the time of peak
National Electricity Transmission System Demand.
Where a User does not submit any changes, NGET will assume that the
Single Line Diagram (and associated circuit and node data) provided at the
time of peak National Electricity Transmission System Demand will be
valid for all other times. In respect of such other times, where the User does
Issue 4 PC - 41 24 June 2009
not submit such nodal demands at the times defined in PC.A.4.3.1(a), (c), (d)
and (e), the nodal demands will be pro-rata, to be consistent with the
submitted Connection Point Demands.
PC.A.4.4 NGET will assemble and derive in a reasonable manner, the forecast
information supplied to it under PC.A.4.2.1, PC.A.4.3.1, PC.A.4.3.4 and
PC.A.4.3.5 above into a cohesive forecast and will use this in preparing
Forecast Demand information in the Seven Year Statement and for use in
NGET's Operational Planning. If any User believes that the cohesive
forecast Demand information in the Seven Year Statement does not reflect
its assumptions on Demand, it should contact NGET to explain its concerns
and may require NGET, on reasonable request, to discuss these forecasts. In
the absence of such expressions, NGET will assume that Users concur with
NGET's cohesive forecast.
PC.A.4.5 Post Fault User System Layout:
PC.A.4.5.1 Where for the purposes of NGET assessing against the Licence Standards
an Access Group, the User reasonably considers it appropriate that revised
post fault User System layouts should be taken into account by NGET, the
following information is required to be submitted by the User:
i) the specified Connection Point assessment period (PC.A.4.3.1,(a)-

(e)) that is being evaluated;
ii) an accurate and unambiguous description of the Transmission

Interface Circuits considered to be switched out due to a fault;
iii) appropriate revised Single Line Diagrams and/or associated

revised nodal Demand and circuit data detailing the revised User
System(s) conditions;
iv) where the User’s planned post fault action consists of more than
one component, each component must be explicitly identified using
the Single Line Diagram and associated nodal Demand and circuit
data;
v) the arrangements for undertaking actions (eg the time taken,

automatic or manual and any other appropriate information);.
The User must not submit any action that it does not have the capability or the
intention to implement during the assessment period specified (subject to there being
no further unplanned outages on the User’s User System).
PC.A.4.6 Control of Demand or Reduction of Pumping Load Offered as Reserve
- Magnitude of Demand or pumping load

which is tripped MW
- System Frequency at which tripping

is initiated Hz
- Time duration of System Frequency
below trip setting for tripping to
be initiated s
Issue 4 PC - 42 24 June 2009

- Time delay from trip initiation to tripping s
PC.A.4.7 General Demand Data
PC.A.4.7.1 The following information is infrequently required and should be supplied

(wherever possible) when requested by NGET:
(a) details of any individual loads which have characteristics

significantly different from the typical range of Domestic,
Commercial or Industrial loads supplied;
(b) the sensitivity of the Demand (Active and Reactive Power) to

variations in voltage and Frequency on the National Electricity
Transmission System at the time of the peak Demand (Active
Power). The sensitivity factors quoted for the Demand (Reactive
Power) should relate to that given under PC.A.4.3.1 and, therefore,
include any User's System series reactive losses but exclude any
reactive compensation equipment specified in PC.A.2.4 and exclude
any network susceptance specified in PC.A.2.3;
(c) details of any traction loads, e.g. connection phase pairs and
continuous load variation with time;
(d) the average and maximum phase unbalance, in magnitude and

phase angle, which the User would expect its Demand to impose on
the National Electricity Transmission System;
(e) the maximum harmonic content which the User would expect its
Demand to impose on the National Electricity Transmission
System;
(f) details of all loads which may cause Demand fluctuations greater
than those permitted under Engineering Recommendation P28,
Stage 1 at a Point of Common Coupling including the Flicker
Severity (Short Term) and the Flicker Severity (Long Term).
Issue 4 PC - 43 24 June 2009

PART 2
DETAILED PLANNING DATA
PC.A.5 GENERATING UNIT, POWER PARK MODULE AND DC CONVERTER

DATA
Directly Connected
PC.A.5.1.1 Each Generator, with existing or proposed Power Stations directly

connected, or to be directly connected, to the National Electricity
Transmission System, shall provide NGET with data relating to that Plant
and Apparatus, both current and forecast, as specified in PC.A.5.2,
PC.A.5.3, PC.A.5.4 and PC.A.5.7 as applicable. Each DC Converter
Station owner, with existing or proposed DC Converter Stations directly
connected, or to be directly connected, to the National Electricity
Transmission System, shall provide NGET with data relating to that Plant
and Apparatus, both current and forecast, as specified in PC.A.5.2 and
PC.A.5.4.
Embedded
PC.A.5.1.2 Each Generator, in respect of its existing, or proposed, Embedded Large

Power Stations and its Embedded Medium Power Stations subject to a
Bilateral Agreement and each Network Operator in respect of
Embedded Medium Power Stations not subject to a Bilateral
Agreement within its System shall provide NGET with data relating to
each of those Large Power Stations and Medium Power Stations, both
current and forecast, as specified in PC.A.5.2, PC.A.5.3, PC.A.5.4 and
PC.A.5.7 as applicable. Each DC Converter Station owner, or Network
Operator in the case of an Embedded DC Converter Station not subject
to a Bilateral Agreement within its System with existing or proposed DC
Converter Stations shall provide NGET with data relating to each of those
DC Converter Stations, both current and forecast, as specified in
PC.A.5.2 and PC.A.5.4. However, no data need be supplied in relation to
those Embedded Medium Power Stations or Embedded DC Converter
Stations if they are connected at a voltage level below the voltage level of
the Subtransmission System except in connection with an application for,
or under a, CUSC Contract or unless specifically requested by NGET
under PC.A.5.1.4.
PC.A.5.1.3 Each Network Operator need not submit Planning Data in respect of
Embedded Small Power Stations unless required to do so under
PC.A.1.2(b) or unless specifically requested under PC.A.5.1.4 below, in
which case they will supply such data.
PC.A.5.1.4 PC.A.4.2.4(b) and PC.A.4.3.2(a) explained that the forecast Demand

submitted by each Network Operator must be net of the output of all
Medium Power Stations and Small Power Stations and Customer
Generating Plant Embedded within that User's System. In such cases
(PC.A.3.1.4 also refers), the Network Operator must inform NGET of the
number of such Power Stations (including the number of Generating
Issue 4 PC - 44 24 June 2009

Units) together with their summated capacity. On receipt of this data
further details may be required at NGET's discretion as follows:
Issue 4 PC - 45 24 June 2009

(i) in the case of details required from the Network Operator for
Embedded Medium Power Stations not subject to a Bilateral
Agreement and Embedded DC Converter Stations not subject to a
Bilateral Agreement and Embedded Small Power Stations and
Embedded DC Converters in each case within such Network
Operator’s System and Customer Generating Plant; and
(ii) in the case of details required from the Generator of Embedded

Large Power Stations and Embedded Medium Power Stations
subject to a Bilateral Agreement; and
(iii) in the case of details required from the DC Converter Station owner
of an Embedded DC Converter or DC Converter Station subject to
a Bilateral Agreement.
both current and forecast, as specified in PC.A.5.2 and PC.A.5.3. Such

requirement would arise when NGET reasonably considers that the
collective effect of a number of such Embedded Small Power Stations,
Embedded Medium Power Stations, Embedded DC Converter
Stations, DC Converters and Customer Generating Plants may have a
significant system effect on the National Electricity Transmission
System.
PC.A.5.2 Demand
PC.A.5.2.1 For each Generating Unit which has an associated Unit Transformer, the
value of the Demand supplied through this Unit Transformer when the
Generating Unit is at Rated MW output is to be provided.
PC.A.5.2.2 Where the Power Station or DC Converter Station has associated

Demand additional to the unit-supplied Demand of PC.A.5.2.1 which is
supplied from either the National Electricity Transmission System or the
Generator's User System the Generator, DC Converter Station owner
or the Network Operator (in the case of Embedded Medium Power
Stations not subject to a Bilateral Agreement within its System), as the
case may be, shall supply forecasts for each Power Station or DC
Converter Station of:
a) the maximum Demand that, in the User's opinion, could

reasonably be imposed on the National Electricity
Transmission System or the Generator's User System as
appropriate;
b) the Demand at the time of the peak National Electricity

c) the Demand at the time of minimum National Electricity

Transmission System Demand.
PC.A.5.2.3 No later than calendar week 17 each year NGET shall notify each
Generator in respect of its Large Power Stations and its Medium Power
Stations and each DC Converter owner in respect of its DC Converter
Issue 4 PC - 46 24 June 2009

Station subject to a Bilateral Agreement and each Network Operator in
respect of each Embedded Medium Power Station not subject to a
Bilateral Agreement and each Embedded DC Converter Station not
subject to a Bilateral Agreement within such Network Operator’s
System in writing of the following, for the current Financial Year and for
each of the following seven Financial Years, which will be regarded as the
relevant specified days and times under PC.A.5.2.2:
a) the date and time of the annual peak of the National Electricity
Transmission System Demand at Annual ACS Conditions;
b) the date and time of the annual minimum of the National

Electricity Transmission System Demand at Average
Conditions.
PC.A.5.2.4 At its discretion, NGET may also request further details of the Demand
as specified in PC.A.4.6
PC.A.5.3 Synchronous Generating Unit and Associated Control System Data
PC.A.5.3.1 The data submitted below are not intended to constrain any Ancillary
Services Agreement
PC.A.5.3.2 The following Synchronous Generating Unit and Power Station data
should be supplied:
(a) Synchronous Generating Unit Parameters
Rated terminal volts (kV)

* Rated MVA
* Rated MW
* Minimum Generation MW
* Short circuit ratio
Direct axis synchronous reactance
* Direct axis transient reactance
Direct axis sub-transient reactance
Direct axis short-circuit transient time constant.
Direct axis short-circuit sub-transient time constant.
Quadrature axis synchronous reactance
Quadrature axis sub-transient reactance
Quadrature axis short-circuit sub-transient time constant.
Stator time constant
Stator leakage reactance
Armature winding direct-current resistance.
Note: The above data item relating to armature winding direct-

current resistance need only be supplied with respect
to Generating Units commissioned after 1st March
1996 and in cases where, for whatever reason, the
Generator or the Network Operator, as the case may
be is aware of the value of the relevant parameter.
Issue 4 PC - 47 24 June 2009

* Turbogenerator inertia constant (MWsec/MVA)
Rated field current (amps) at Rated MW and Mvar output and
at rated terminal voltage.
Field current (amps) open circuit saturation curve for

Generating Unit terminal voltages ranging from 50% to 120%
of rated value in 10% steps as derived from appropriate
manufacturers test certificates.
(b) Parameters for Generating Unit Step-up Transformers
* Rated MVA
Voltage ratio
* Positive sequence reactance
(at max, min, & nominal tap)
Positive sequence resistance
(at max, min, & nominal tap)
Zero phase sequence reactance
Tap changer range
Tap changer step size
Tap changer type: on load or off circuit
(c) Excitation Control System parameters
Note: The data items requested under Option 1 below may

continue to be provided in relation to Generating
Units on the System at 09 January 1995 (in this
paragraph, the "relevant date") or the new data items
set out under Option 2 may be provided. Generators
or Network Operators, as the case may be, must
supply the data as set out under Option 2 (and not
those under Option 1) for Generating Unit excitation
control systems commissioned after the relevant date,
those Generating Unit excitation control systems
recommissioned for any reason such as refurbishment
after the relevant date and Generating Unit excitation
control systems where, as a result of testing or other
process, the Generator or Network Operator, as the
case may be, is aware of the data items listed under
Option 2 in relation to that Generating Unit.
Option 1
DC gain of Excitation Loop

Rated field voltage
Maximum field voltage
Minimum field voltage
Maximum rate of change of field voltage (rising)
Maximum rate of change of field voltage (falling)
Issue 4 PC - 48 24 June 2009

Details of Excitation Loop described in block diagram form
showing transfer functions of individual elements.
Dynamic characteristics of Over-excitation Limiter.
Dynamic characteristics of Under-excitation Limiter
Option 2
Excitation System Nominal Response

Rated Field Voltage
No-Load Field Voltage
Excitation System On-Load Positive Ceiling Voltage
Excitation System No-Load Positive Ceiling Voltage
Excitation System No-Load Negative Ceiling Voltage
Details of Excitation System (including PSS if fitted) described

in block diagram form showing transfer functions of individual
elements.
Details of Over-excitation Limiter described in block diagram

form showing transfer functions of individual elements.
Details of Under-excitation Limiter described in block diagram

form showing transfer functions of individual elements.
The block diagrams submitted after 1 January 2009 in respect

of the Excitation System (including the Over-excitation
Limiter and the Under-excitation Limiter) for Generating
Units with a Completion date after 1 January 2009 or subject
to a Modification to the Excitation System after 1 January
2009, should have been verified as far as reasonably
practicable by simulation studies as representing the expected
behaviour of the system.
(d) Governor Parameters
Incremental Droop values (in %) are required for each

Generating Unit at six MW loading points (MLP1 to MLP6) as
detailed in PC.A.5.5.1 (this data item needs only be provided for
Large Power Stations)
Note: The data items requested under Option 1 below may

continue to be provided by Generators in relation to
Generating Units on the System at 09 January 1995
(in this paragraph, the "relevant date") or they may
provide the new data items set out under Option 2.
Generators must supply the data as set out under
Option 2 (and not those under Option 1) for Generating
Unit governor control systems commissioned after the
relevant date, those Generating Unit governor control
systems recommissioned for any reason such as
refurbishment after the relevant date and Generating
Issue 4 PC - 49 24 June 2009

Unit governor control systems where, as a result of testing or
other process, the Generator is aware of the data items listed
under Option 2 in relation to that Generating Unit.
Option 1
(i) Governor Parameters (for Reheat Steam Units)
HP governor average gain MW/Hz

Speeder motor setting range
HP governor valve time constant
HP governor valve opening limits
HP governor valve rate limits
Reheater time constant (Active Energy stored in
reheater)
IP governor average gain MW/Hz

IP governor setting range
IP governor valve time constant
IP governor valve opening limits
IP governor valve rate limits
Details of acceleration sensitive elements in HP & IP

governor loop.
A governor block diagram showing transfer functions
of individual elements.
(ii) Governor Parameters (for Non-Reheat Steam Units

and Gas Turbine Units)
Governor average gain

Speeder motor setting range
Time constant of steam or fuel governor valve
Governor valve opening limits
Governor valve rate limits
Time constant of turbine
Governor block diagram
The following data items need only be supplied for Large

Power Stations:-
(iii) Boiler & Steam Turbine Data
Boiler Time Constant (Stored Active Energy)

s
HP turbine response ratio:
proportion of Primary Response
%
arising from HP turbine.

proportion of High Frequency Response
%
arising from HP turbine.
Issue 4 PC - 50 24 June 2009

[End of Option 1]
Option 2
(i) Governor and associated prime mover Parameters -

All Generating Units
Governor Block Diagram showing transfer function of

individual elements including acceleration
sensitive elements.
Governor Time Constant (in seconds)
Speeder Motor Setting Range (%)
Average Gain (MW/Hz)
Governor Deadband (this data item need only be
provided for Large Power Stations)
- Maximum Setting ±Hz
- Normal Setting ±Hz
- Minimum Setting ±Hz
Where the Generating Unit governor does not have

a selectable deadband facility, then the actual value
of the deadband need only be provided.
The block diagrams submitted after 1 January 2009

in respect of the Governor system for Generating
Units with a Completion date after 1 January 2009
or subject to a Modification to the governor system
after 1 January 2009, should have been verified as
far as reasonably practicable by simulation studies
as representing the expected behaviour of the
system.
(ii) Governor and associated prime mover Parameters -

Steam Units
HP Valve Time Constant (in seconds)

HP Valve Opening Limits (%)
HP Valve Opening Rate Limits (%/second)
HP Valve Closing Rate Limits (%/second)
HP Turbine Time Constant (in seconds)
IP Valve Time Constant (in seconds)

IP Valve Opening Limits (%)
IP Valve Opening Rate Limits (%/second)
IP Valve Closing Rate Limits (%/second)
IP Turbine Time Constant (in seconds)
LP Valve Time Constant (in seconds)

LP Valve Opening Limits (%)
LP Valve Opening Rate Limits (%/second)
LP Valve Closing Rate Limits (%/second)
LP Turbine Time Constant (in seconds)
Issue 4 PC - 51 24 June 2009

Reheater Time Constant (in seconds)
Boiler Time Constant (in seconds)
HP Power Fraction (%)
IP Power Fraction (%)
(iii) Governor and associated prime mover Parameters -

Gas Turbine Units
Inlet Guide Vane Time Constant (in seconds)

Inlet Guide Vane Opening Limits (%)
Inlet Guide Vane Opening Rate Limits (%/second)
Inlet Guide Vane Closing Rate Limits (%/second)
Fuel Valve Constant (in seconds)
Fuel Valve Opening Limits (%)
Fuel Valve Opening Rate Limits (%/second)
Fuel Valve Closing Rate Limits (%/second)
Waste Heat Recovery Boiler Time Constant (in

seconds)
(iv) Governor and associated prime mover Parameters -

Hydro Generating Units
Guide Vane Actuator Time Constant (in seconds)

Guide Vane Opening Limits (%)
Guide Vane Opening Rate Limits (%/second)
Guide Vane Closing Rate Limits (%/second)
Water Time Constant (in seconds)
[End of Option 2]
(e) Unit Control Options
The following data items need only be supplied with respect

to Large Power Stations:
Maximum Droop %
Normal Droop %
Minimum Droop %
Maximum Frequency deadband ±Hz

Normal Frequency deadband ±Hz
Minimum Frequency deadband ±Hz
Maximum output deadband ±MW

Normal output deadband ±MW
Minimum output deadband ±MW
Issue 4 PC - 52 24 June 2009

Frequency settings between which Unit Load Controller
Droop applies:
- Maximum Hz
- Normal Hz
- Minimum Hz
State if sustained response is normally selected.
(f) Plant Flexibility Performance
The following data items need only be supplied with respect to

Large Power Stations, and should be provided with respect to
each Genset:
# Run-up rate to Registered Capacity,

# Run-down rate from Registered Capacity,
# Synchronising Generation,
Regulating range
Load rejection capability while still Synchronised and able to
supply Load.
Data items marked with a hash (#) should be applicable to a

Genset which has been Shutdown for 48 hours.
* Data items marked with an asterisk are already requested under

partx1, PC.A.3.3.1, to facilitate an early assessment by NGET as
to whether detailed stability studies will be required before an
offer of terms for a CUSC Contract can be made. Such data
items have been repeated here merely for completeness and
need not, of course, be resubmitted unless their values, known or
estimated, have changed.
PC.A.5.4 Non-Synchronous Generating Unit and Associated Control System

Data
PC.A.5.4.1 The data submitted below are not intended to constrain any Ancillary
Services Agreement
PC.A.5.4.2 The following Power Park Unit, Power Park Module and Power
Station data should be supplied in the case of a Power Park Module
not connected to the Total System by a DC Converter:
(a) Power Park Unit model
A mathematical model of each type of Power Park Unit capable of

representing its transient and dynamic behaviour under both small and
large disturbance conditions. The model shall include non-linear effects
and represent all equipment relevant to the dynamic performance of the
Power Park Unit as agreed with NGET. The model shall be suitable for
the study of balanced, root mean square, positive phase sequence time-
domain behaviour, excluding the effects of electromagnetic transients,
Issue 4 PC - 53 24 June 2009

harmonic and sub-harmonic frequencies.
The model shall accurately represent the overall performance of the

Power Park Unit over its entire operating range including that which is
inherent to the Power Park Unit and that which is achieved by use of
supplementary control systems providing either continuous or stepwise
control. Model resolution should be sufficient to accurately represent
Power Park Unit behaviour both in response to operation of transmission
system protection and in the context of longer-term simulations.
The overall structure of the model shall include:

(i) any supplementary control signal modules not covered by (c), (d) and
(e) below.
(ii) any blocking, deblocking and protective trip features that are part of
the Power Park Unit (e.g. “crowbar”).
(iii) any other information required to model the Power Park Unit
behaviour to meet the model functional requirement described
above.
The model shall be submitted in the form of a transfer function block

diagram and may be accompanied by dynamic and algebraic equations.
This model shall display all the transfer functions and their parameter
values, any non wind-up logic, signal limits and non-linearities.
The submitted Power Park Unit model and the supplementary control
signal module models covered by (c), (d) and (e) below shall have been
validated and this shall be confirmed by the Generator. The validation
shall be based on comparing the submitted model simulation results
against measured test results. Validation evidence shall also be
submitted and this shall include the simulation and measured test results.
The latter shall include appropriate short-circuit tests. In the case of an
Embedded Medium Power Station not subject to a Bilateral
Agreement the Network Operator will provide NGET with the validation
evidence if requested by NGET. The validation of the supplementary
control signal module models covered by (c), (d) and (e) below applies
only to a Power Park Module with a Completion date after 1 January
2009.
(b) Power Park Unit parameters
* Rated MVA
* Rated MW
* Rated terminal voltage
* Average site air density (kg/m3), maximum site air density
(kg/m3) and minimum site air density (kg/m3) for the year
Year for which the air density is submitted
Number of pole pairs
Blade swept area (m2)
Gear box ratio
Issue 4 PC - 54 24 June 2009

Mechanical drive train
For each Power Park Unit, details of the parameters of the drive
train represented as an equivalent two mass model should be
provided. This model should accurately represent the behaviour
of the complete drive train for the purposes of power system
analysis studies and should include the following data items:-
Equivalent inertia constant (MWsec/MVA) of the first mass

(e.g. wind turbine rotor and blades) at minimum, synchronous
and rated speeds
Equivalent inertia constant (MWsec/MVA) of the second mass
(e.g. generator rotor) at minimum, synchronous and rated
speeds
Equivalent shaft stiffness between the two masses
(Nm/electrical radian)
Additionally, for Power Park Units that are induction

generators (e.g. squirrel cage, doubly-fed) driven by wind
turbines:
* Stator resistance
* Stator reactance
* Magnetising reactance.
* Rotor resistance.(at starting)
* Rotor resistance.(at rated running)
* Rotor reactance (at starting)
* Rotor reactance (at rated running)
Additionally for doubly-fed induction generators only:

The generator rotor speed range (minimum and
maximum speeds in RPM)
The optimum generator rotor speed versus wind speed
submitted in tabular format
Power converter rating (MVA)
The rotor power coefficient (Cp) versus tip speed ratio (λ)
curves for a range of blade angles (where applicable)
together with the corresponding values submitted in tabular
format. The tip speed ratio (λ) is defined as ΩR/U where Ω
is the angular velocity of the rotor, R is the radius of the
wind turbine rotor and U is the wind speed.
The electrical power output versus generator rotor speed for

a range of wind speeds over the entire operating range of
the Power Park Unit, together with the corresponding
values submitted in tabular format.
The blade angle versus wind speed curve together with the
corresponding values submitted in tabular format.
The electrical power output versus wind speed over the

entire operating range of the Power Park Unit, together
Issue 4 PC - 55 24 June 2009

with the corresponding values submitted in tabular format.
Transfer function block diagram, including parameters and
description of the operation of the power electronic
converter and fault ride through capability (where
applicable).
For a Power Park Unit consisting of a synchronous machine in

combination with a back to back DC Converter, or for a Power
Park Unit not driven by a wind turbine, the data to be supplied
shall be agreed with NGET in accordance with PC.A.7.
(c) Torque / speed and blade angle control systems and parameters
For the Power Park Unit, details of the torque / speed controller
and blade angle controller in the case of a wind turbine and power
limitation functions (where applicable) described in block diagram
form showing transfer functions and parameters of individual
elements.
(d) Voltage/Reactive Power/Power Factor control system

parameters
For the Power Park Unit and Power Park Module details of
voltage/Reactive Power/Power Factor controller (and PSS if
fitted) described in block diagram form showing transfer functions
and parameters of individual elements.
(e) Frequency control system parameters
For the Power Park Unit and Power Park Module details of the
Frequency controller described in block diagram form showing
transfer functions and parameters of individual elements.
(f) Protection
Details of settings for the following protection relays (to include):

Under Frequency, over Frequency, under voltage, over voltage,
rotor over current, stator over current, high wind speed shut down
level.
(g) Complete Power Park Unit model, parameters and controls
An alternative to PC.A.5.4.2 (a), (b), (c), (d), (e) and (f), is the
submission of a single complete model that consists of the full
information required under PC.A.5.4.2 (a), (b), (c), (d), (e) and (f)
provided that all the information required under PC.A.5.4.2 (a),
(b), (c), (d), (e) and (f) individually is clearly identifiable.
(h) Harmonic and flicker parameters
When connecting a Power Park Module, it is necessary for

NGET to evaluate the production of flicker and harmonics on
Issue 4 PC - 56 24 June 2009

NGET and User's Systems. At NGET's reasonable request, the
User (a Network Operator in the case of an Embedded Power
Park Module not subject to a Bilateral Agreement) is required to
submit the following data (as defined in IEC 61400-21 (2001)) for
each Power Park Unit:-
Flicker coefficient for continuous operation.

Flicker step factor.
Number of switching operations in a 10 minute window.
Number of switching operations in a 2 hour window.
Voltage change factor.
Current Injection at each harmonic for each Power Park Unit
and for each Power Park Module
* Data items marked with an asterisk are already requested under part
1, PC.A.3.3.1, to facilitate an early assessment by NGET as to whether
detailed stability studies will be required before an offer of terms for a
CUSC Contract can be made. Such data items have been repeated
here merely for completeness and need not, of course, be resubmitted
unless their values, known or estimated, have changed.
PC.A.5.4.3 DC Converter
PC.A.5.4.3.1 For a DC Converter at a DC Converter Station or a Power Park

Module connected to the Total System by a DC Converter the
following information for each DC Converter and DC Network should
be supplied:
(a) DC Converter parameters

* Rated MW per pole for transfer in each direction;
* DC Converter type (i.e. current or voltage source);
* Number of poles and pole arrangement;
* Rated DC voltage/pole (kV);
* Return path arrangement;
(b) DC Converter transformer parameters

Rated MVA
Nominal primary voltage (kV);
Nominal secondary (converter-side) voltage(s) (kV);
Winding and earthing arrangement;
Positive phase sequence reactance at minimum, maximum
and nominal tap;
Positive phase sequence resistance at minimum, maximum
and nominal tap;
Zero phase sequence reactance;
Tap-changer range in %;
number of tap-changer steps;
(c) DC Network parameters

Rated DC voltage per pole;
Rated DC current per pole;
Single line diagram of the complete DC Network;
Details of the complete DC Network, including resistance,
Issue 4 PC - 57 24 June 2009

inductance and capacitance of all DC cables and/or DC lines;
Details of any DC reactors (including DC reactor resistance),
DC capacitors and/or DC-side filters that form part of the DC
Network;
(d) AC filter reactive compensation equipment parameters
Note: The data provided pursuant to this paragraph must not

include any contribution from reactive compensation plant
owned or operated by NGET.
Total number of AC filter banks.

Type of equipment (e.g. fixed or variable)
Single line diagram of filter arrangement and connections;
Reactive Power rating for each AC filter bank ,capacitor bank
or operating range of each item of reactive compensation
equipment, at rated voltage;
Performance chart showing Reactive Power capability of the
DC Converter, as a function of MW transfer, with all filters
and reactive compensation plant, belonging to the DC
Converter Station working correctly.
Note: Details in PC.A.5.4.3.1 are required for each DC Converter

connected to the DC Network, unless each is identical or where the data
has already been submitted for an identical DC Converter at another
Connection Point.
Note: For a Power Park Module connected to the Grid Entry point or
(User System Entry Point if Embedded) by a DC Converter the
equivalent inertia and fault infeed at the Power Park Unit should be
given.
DC Converter control system models
PC.A.5.4.3.2 The following data is required by NGET to represent DC Converters and

associated DC Networks in dynamic power system simulations, in which
the AC power system is typically represented by a positive sequence
equivalent. DC Converters are represented by simplified equations and
are not modeled to switching device level.
(i) Static VDC-IDC (DC voltage - DC current) characteristics, for

both the rectifier and inverter modes for a current source
converter. Static VDC-PDC (DC voltage - DC power)
characteristics, for both the rectifier and inverter modes for a
voltage source converter. Transfer function block diagram
including parameters representation of the control systems of
each DC Converter and of the DC Converter Station, for both
the rectifier and inverter modes. A suitable model would
feature the DC Converter firing angle as the output variable.
(ii) Transfer function block diagram representation including

parameters of the DC Converter transformer tap changer
Issue 4 PC - 58 24 June 2009

control systems, including time delays
(iii) Transfer function block diagram representation including

parameters of AC filter and reactive compensation equipment
control systems, including any time delays.
(iv) Transfer function block diagram representation including

parameters of any Frequency and/or load control systems.
(v) Transfer function block diagram representation including

parameters of any small signal modulation controls such as
power oscillation damping controls or sub-synchronous
oscillation damping controls, that have not been submitted as
part of the above control system data.
(vi) Transfer block diagram representation of the Reactive Power

control at converter ends for a voltage source converter.
Plant Flexibility Performance
PC.A.5.4.3.3 The following information on plant flexibility and performance should

be supplied:
(i) Nominal and maximum (emergency) loading rate with the DC

Converter in rectifier mode.
(ii) Nominal and maximum (emergency) loading rate with the DC

Converter in inverter mode.
(iii) Maximum recovery time, to 90% of pre-fault loading, following

an AC system fault or severe voltage depression.
(iv) Maximum recovery time, to 90% of pre-fault loading, following a

transient DC Network fault.
PC.A.5.4.3.4 Harmonic Assessment Information
DC Converter owners shall provide such additional further information

as required by NGET in order that compliance with CC.6.1.5 can be
demonstrated.
* Data items marked with an asterisk are already requested under part 1,
PC.A.3.3.1, to facilitate an early assessment by NGET as to whether
detailed stability studies will be required before an offer of terms for a
CUSC Contract can be made. Such data items have been repeated
here merely for completeness and need not, of course, be resubmitted
unless their values, known or estimated, have changed.
PC.A.5.5 Response data for Frequency changes
The information detailed below is required to describe the actual frequency

response capability profile as illustrated in Figure CC.A.3.1 of the
Issue 4 PC - 59 24 June 2009

Connection Conditions, and need only be provided for each:
(i) Genset at Large Power Stations; and

(ii) Generating Unit, Power Park Module or CCGT Module
at a Medium Power Station or DC Converter Station that
has agreed to provide Frequency response in accordance
with a CUSC Contract.
In the case of (ii) above for the rest of this PC.A.5.5 where reference is
made to Gensets, it shall include such Generating Units, CCGT
Modules, Power Park Modules and DC Converters as appropriate.
In this PC.A.5.5, for a CCGT Module with more than one Generating Unit,
the phrase Minimum Generation applies to the entire CCGT Module
operating with all Generating Units Synchronised to the System.
Similarly for a Power Park Module with more than one Power Park Unit,
the phrase Minimum Generation applies to the entire Power Park
Module operating with all Power Park Units Synchronised to the
System.
PC.A.5.5.1 MW loading points at which data is required
Response values are required at six MW loading points (MLP1 to MLP6)

for each Genset. Primary and Secondary Response values need not be
provided for MW loading points which are below Minimum Generation.
MLP1 to MLP6 must be provided to the nearest MW.
Prior to the Genset being first Synchronised, the MW loading points must
take the following values :-
MLP1 Designed Minimum Operating Level

MLP2 Minimum Generation
MLP3 70% of Registered Capacity
MLP6 Registered Capacity
When data is provided after the Genset is first Synchronised, the MW

loading points may take any value between Designed Minimum
Operating Level and Registered Capacity but the value of the Designed
Minimum Operating Level must still be provided if it does not form one of
the MW loading points.
PC.A.5.5.2 Primary and Secondary Response to Frequency fall
Primary and Secondary Response values for a -0.5Hz ramp are required
at six MW loading points (MLP1 to MLP6) as detailed above
PC.A.5.5.3 High Frequency Response to Frequency rise
High Frequency Response values for a +0.5Hz ramp are required at six
MW loading points (MLP1 to MLP6) as detailed above.
Issue 4 PC - 60 24 June 2009

PC.A.5.6 Mothballed Generating Unit Mothballed Power Park Module or
Mothballed DC Converter at a DC Converter Station and Alternative
Fuel Information
Data identified under this section PC.A.5.6 must be submitted as required

under PC.A.1.2 and at NGET’s reasonable request.
In the case of Embedded Medium Power Stations not subject to a

Bilateral Agreement and Embedded DC Converter Stations not subject
to a Bilateral Agreement, upon request from NGET each Network
Operator shall provide the information required in PC.A.5.6.1, PC.A.5.6.2,
PC.A.5.6.3 and PC.A.5.6.4 on respect of such Embedded Medium Power
Stations and Embedded DC Converters Stations with their System.
PC.A.5.6.1 Mothballed Generating Unit Information
Generators and DC Converter Station owners must supply with respect

to each Mothballed Generating Unit, Mothballed Power Park Module or
Mothballed DC Converter at a DC Converter Station the estimated MW
output which could be returned to service within the following time periods
from the time that a decision to return was made:
< 1 month;
1-2 months;
2-3 months;
3-6 months;
6-12 months; and
>12 months.
The return to service time should be determined in accordance with Good
Industry Practice assuming normal working arrangements and normal
plant procurement lead times. The MW output values should be the
incremental values made available in each time period as further described
in the DRC.
PC.A.5.6.2 Generators and DC Converter Station owners must also notify NGET of
any significant factors which may prevent the Mothballed Generating
Unit, Mothballed Power Park Module or Mothballed DC Converter at a
DC Converter Station achieving the estimated values provided under
PC.A.5.6.1 above, excluding factors relating to Transmission Entry
Capacity.
PC.A.5.6.3 Alternative Fuel Information
The following data items must be supplied with respect to each Generating
Unit whose main fuel is gas.
For each alternative fuel type (if facility installed):
Issue 4 PC - 61 24 June 2009

(a) Alternative fuel type e.g. oil distillate, alternative gas supply
(b) For the changeover from main to alternative fuel:
- Time to carry out off-line and on-line fuel changeover

(minutes).
- Maximum output following off-line and on-line changeover

(MW).
- Maximum output during on-line fuel changeover (MW).
- Maximum operating time at full load assuming typical and

maximum possible stock levels (hours).
- Maximum rate of replacement of depleted stocks (MWh

electrical/day) on the basis of Good Industry Practice.
- Is changeover to alternative fuel used in normal operating

arrangements?
- Number of successful changeovers carried out in the last

NGET Financial Year (choice of 0, 1-5, 6-10, 11-20, >20).
(c) For the changeover back to main fuel:
- Time to carry out off-line and on-line fuel changeover

(minutes).
- Maximum output during on-line fuel changeover (MW).
PC.A.5.6.4 Generators must also notify NGET of any significant factors and their
effects which may prevent the use of alternative fuels achieving the
estimated values provided under PC.A.5.6.3 above (e.g. emissions limits,
distilled water stocks etc.)
PC.A.5.7 Black Start Related Information
Data identified under this section PC.A.5.7 must be submitted as required

under PC.A.1.2. This information may also be requested by NGET during
a Black Start and should be provided by Generators where reasonably
possible. Generators in this section PC.A.5.7 means Generators only in
respect of their Large Power Stations.
The following data items/text must be supplied, from each Generator to

NGET, with respect to each BM Unit at a Large Power Station (excluding
the Generating Units that are contracted to provide Black Start
Capability, Power Park Modules or Generating Units with an
Intermittent Power Source);
(a) Expected time for each BM Unit to be Synchronised following a

Total Shutdown or Partial Shutdown. The assessment should
include the Power Station’s ability to re-synchronise all BM Units, if
Issue 4 PC - 62 24 June 2009

all were running immediately prior to the Total Shutdown or Partial
Shutdown. Additionally this should highlight any specific issues (i.e.
those that would impact on the BM Unit’s time to be Synchronised)
that may arise, as time progresses without external supplies being
restored.
(b) Block Loading Capability. This should be provided in either

graphical or tabular format showing the estimated block loading
capability from 0MW to Registered Capacity. Any particular ‘hold’
points should also be identified. The data of each BM Unit should be
provided for the condition of a ‘hot’ unit that was Synchronised just
prior to the Total Shutdown or Partial Shutdown and also for the
condition of a ‘cold’ unit. The block loading assessment should be
done against a frequency variation of 49.5Hz – 50.5Hz.
PC.A.6 USERS' SYSTEM DATA
PC.A.6.1.1 Each User, whether connected directly via an existing Connection Point
to the National Electricity Transmission System or seeking such a direct
connection, or providing terms for connection of an Offshore
Transmission System to its User System to NGET, shall provide NGET
with data on its User System which relates to the Connection Site
containing the Connection Point both current and forecast, as specified in
PC.A.6.2 to PC.A.6.6.
PC.A.6.1.2 Each User must reflect the system effect at the Connection Site(s) of any
third party Embedded within its User System whether existing or
proposed.
PC.A.6.1.3 PC.A.6.2, and PC.A.6.4 to PC.A.6.6 consist of data which is only to be

supplied to NGET at NGET’s reasonable request. In the event that NGET
identifies a reason for requiring this data, NGET shall write to the relevant
User(s), requesting the data, and explaining the reasons for the request. If
the User(s) wishes, NGET shall also arrange a meeting at which the
request for data can be discussed, with the objective of identifying the best
way in which NGET’s requirements can be met.
PC.A.6.2 Transient Overvoltage Assessment Data
PC.A.6.2.1 It is occasionally necessary for NGET to undertake transient overvoltage

assessments (e.g. capacitor switching transients, switchgear transient
recovery voltages, etc). At NGET’s reasonable request, each User is
required to provide the following data with respect to the Connection Site,
current and forecast, together with a Single Line Diagram where not
already supplied under PC.A.2.2.1, as follows:-
(a) busbar layout plan(s), including dimensions and geometry

showing positioning of any current and voltage transformers,
through bushings, support insulators, disconnectors, circuit
Issue 4 PC - 63 24 June 2009

breakers, surge arresters, etc. Electrical parameters of any
associated current and voltage transformers, stray capacitances
of wall bushings and support insulators, and grading
capacitances of circuit breakers;
(b) Electrical parameters and physical construction details of lines

and cables connected at that busbar. Electrical parameters of all
plant e.g., transformers (including neutral earthing impedance or
zig-zag transformers, if any), series reactors and shunt
compensation equipment connected at that busbar (or to the
tertiary of a transformer) or by lines or cables to that busbar;
(c) Basic insulation levels (BIL) of all Apparatus connected directly,

by lines or by cables to the busbar;
(d) characteristics of overvoltage Protection devices at the busbar

and at the termination points of all lines, and all cables connected
to the busbar;
(e) fault levels at the lower voltage terminals of each transformer

connected directly or indirectly to the National Electricity
Transmission System without intermediate transformation;
(f) the following data is required on all transformers operating at

Supergrid Voltage throughout Great Britain and, in Scotland
and Offshore, also at 132kV: three or five limb cores or single
phase units to be specified, and operating peak flux density at
nominal voltage;
(g) an indication of which items of equipment may be out of service

simultaneously during Planned Outage conditions.
PC.A.6.3 User's Protection Data
PC.A.6.3.1 Protection
The following information is required which relates only to Protection

equipment which can trip or inter-trip or close any Connection Point
circuit-breaker or any Transmission circuit-breaker. This information
need only be supplied once, in accordance with the timing requirements
set out in PC.A.1.4(b), and need not be supplied on a routine annual
basis thereafter, although NGET should be notified if any of the
information changes
(a) a full description, including estimated settings, for all relays and
Protection systems installed or to be installed on the User's
System;
(b) a full description of any auto-reclose facilities installed or to be

installed on the User's System, including type and time delays;
(c) a full description, including estimated settings, for all relays and
Protection systems or to be installed on the generator,
Issue 4 PC - 64 24 June 2009

generator transformer, Station Transformer and their
associated connections;
(d) for Generating Units (other than Power Park Units) or Power
Park Modules or DC Converters at a DC Converter Station
having (or intended to have) a circuit breaker at the generator
terminal voltage, clearance times for electrical faults within the
Generating Unit (other than a Power Park Unit) or Power
Park Module zone;
(e) the most probable fault clearance time for electrical faults on
any part of the User's System directly connected to the
National Electricity Transmission System.
PC.A.6.4 Harmonic Studies
PC.A.6.4.1 It is occasionally necessary for NGET to evaluate the

production/magnification of harmonic distortion on NGET and User’s
Systems, especially when NGET is connecting equipment such as
capacitor banks. At NGET’s reasonable request, each User is required to
submit data with respect to the Connection Site, current and forecast,
and where not already supplied under PC.A.2.2.4 and PC.A.2.2.5, as
follows:-
PC.A.6.4.2 Overhead lines and underground cable circuits of the User's

Subtransmission System must be differentiated and the following data
provided separately for each type:-
Positive phase sequence resistance;

Positive phase sequence reactance;
Positive phase sequence susceptance;
and for all transformers connecting the User's Subtransmission

System to a lower voltage:-
Rated MVA;
Voltage Ratio;
and at the lower voltage points of those connecting transformers:-
Equivalent positive phase sequence susceptance;

Connection voltage and Mvar rating of any capacitor bank and
component design parameters if configured as a filter;
Equivalent positive phase sequence interconnection impedance
with other lower voltage points;
The minimum and maximum Demand (both MW and Mvar) that
could occur;
Harmonic current injection sources in Amps at the Connection
voltage points. Where the harmonic injection current comes
from a diverse group of sources, the equivalent contribution
may be established from appropriate measurements;
Issue 4 PC - 65 24 June 2009

Details of traction loads, eg connection phase pairs, continuous
variation with time, etc;
An indication of which items of equipment may be out of service
simultaneously during Planned Outage conditions.
PC.A.6.5 Voltage Assessment Studies
It is occasionally necessary for NGET to undertake detailed voltage

assessment studies (e.g., to examine potential voltage instability, voltage
control co-ordination or to calculate voltage step changes). At NGET’s
reasonable request, each User is required to submit the following data
where not already supplied under PC.A.2.2.4 and PC.A.2.2.5:-
For all circuits of the User’s Subtransmission System:-
Positive Phase Sequence Reactance;

Positive Phase Sequence Resistance;
Positive Phase Sequence Susceptance;
Mvar rating of any reactive compensation equipment;

Rated MVA;
Voltage Ratio;
Positive Phase sequence reactance;
Tap-changer range;
Number of tap steps;
Tap-changer type: on-load or off-circuit;
AVC/tap-changer time delay to first tap movement;
AVC/tap-changer inter-tap time delay;
Equivalent positive phase sequence susceptance;

Mvar rating of any reactive compensation equipment;
Equivalent positive phase sequence interconnection impedance
with other lower voltage points;
The maximum Demand (both MW and Mvar) that could occur;
Estimate of voltage insensitive (constant power) load content in
% of total load at both winter peak and 75% off-peak load
conditions.
PC.A.6.6 Short Circuit Analysis:
PC.A.6.6.1 Where prospective short-circuit currents on equipment owned, operated

or managed by NGET are greater than 90% of the equipment rating, and
in NGET’s reasonable opinion more accurate calculations of short-circuit
currents are required, then at NGET’s request each User is required to
submit data with respect to the Connection Site, current and forecast,
and where not already supplied under PC.A.2.2.4 and PC.A.2.2.5, as
follows:
Issue 4 PC - 66 24 June 2009

PC.A.6.6.2 For all circuits of the User’s Subtransmission System:-

Positive phase sequence susceptance;
Zero phase sequence resistance (both self and mutuals);
Zero phase sequence reactance (both self and mutuals);
Zero phase sequence susceptance (both self and mutuals);

Rated MVA;
Voltage Ratio;
Positive phase sequence resistance (at max, min and nominal tap);
Positive Phase sequence reactance (at max, min and nominal tap);
Zero phase sequence reactance (at nominal tap);
Tap changer range;
Earthing method: direct, resistance or reactance;
Impedance if not directly earthed;
The maximum Demand (in MW and Mvar) that could occur;

Short-circuit infeed data in accordance with PC.A.2.5.6 unless the
User’s lower voltage network runs in parallel with the User’s
Subtransmission System, when to prevent double counting in each
node infeed data, a π equivalent comprising the data items of
PC.A.2.5.6 for each node together with the positive phase sequence
interconnection impedance between the nodes shall be submitted.
PC.A.7 ADDITIONAL DATA FOR NEW TYPES OF POWER STATIONS, DC

CONVERTER STATIONS AND CONFIGURATIONS
Notwithstanding the Standard Planning Data and Detailed Planning

Data set out in this Appendix, as new types of configurations and
operating arrangements of Power Stations and DC Converter Stations
emerge in future, NGET may reasonably require additional data to
represent correctly the performance of such Plant and Apparatus on the
System, where the present data submissions would prove insufficient for
the purpose of producing meaningful System studies for the relevant
parties.
Issue 4 PC - 67 24 June 2009

PART 3
NETWORK DATA
PC.A.8 To allow a User to model the National Electricity Transmission System,

NGET will provide, upon request, the following Network Data to Users,
calculated in accordance with Good Industry Practice:-
PC.A.8.1 Single Point of Connection
For a Single Point of Connection to a User's System, as an equivalent

400kV or 275kV source and also in Scotland and Offshore as an equivalent
132kV source, the data (as at the HV side of the Point of Connection
reflecting data given to NGET by Users) will be given to a User as follows:-
The data items listed under the following parts of PC.A.8.3:-
(a) (i), (ii), (iii), (iv), (v) and (vi)
provisions of PC.A.8.3 (b) - (e).
PC.A.8.2 Multiple Point of Connection
For a Multiple Point of Connection to a User's System equivalents suitable

for use in loadflow and fault level analysis shall be provided. These
equivalents will normally be in the form of a π model or extension with a
source (or demand for a loadflow equivalent) at each node and a linking
impedance. The boundary nodes for the equivalent shall be either at the
Connection Point or (where NGET agrees) at suitable nodes (the nodes to
be agreed with the User) within the National Electricity Transmission
System. The data at the Connection Point will be given to a User as
follows:-
The data items listed under the following parts of PC.A.8.3:-
(a) (i), (ii), (iv), (v), (vi), (vii), (viii), (ix), (x) and (xi)
provisions of PC.A.8.3 (b) - (e).
When an equivalent of this form is not required NGET will not provide
the data items listed under the following parts of PC.A.8.3:-
(a) (vii), (viii), (ix), (x) and (xi)
PC.A.8.3 Data Items
(a) The following is a list of data utilised in this part of the PC. It also
contains rules on the data which generally apply.
Issue 4 PC - 68 24 June 2009

(i) symmetrical three-phase short circuit current infeed at the
instant of fault from the National Electricity Transmission
System, (I1");
(ii) symmetrical three-phase short circuit current from the National

Electricity Transmission System after the subtransient fault
current contribution has substantially decayed, (I1');
(iii) the zero sequence source resistance and reactance values at

the Point of Connection, consistent with the maximum infeed
below;
(iv) the pre-fault voltage magnitude at which the maximum fault

currents were calculated;
(v) the positive sequence X/R ratio at the instant of fault;
(vi) the negative sequence resistance and reactance values of the

National Electricity Transmission System seen from the
Point of Connection, if substantially different from the values of
positive sequence resistance and reactance which would be
derived from the data provided above;
(vii) the initial positive sequence resistance and reactance values of

the two (or more) sources and the linking impedance(s) derived
from a fault study constituting the (π) equivalent and evaluated
without the User network and load and where appropriate
without elements of the National Electricity Transmission
System between the User network and agreed boundary nodes;
(viii) the positive sequence resistance and reactance values of the

two (or more) sources and the linking impendence(s) derived
from a fault study, considering the short circuit current
contributions after the subtransient fault current contribution has
substantially decayed, constituting the (π) equivalent and
evaluated without the User network and load, and where
appropriate without elements of the National Electricity
Transmission System between the User network and agreed
boundary nodes;
(ix) the corresponding zero sequence impedance values of the (π)

equivalent produced for use in fault level analysis;
(x) the Demand and voltage at the boundary nodes and the positive
sequence resistance and reactance values of the linking
impedance(s) derived from a loadflow study considering
National Electricity Transmission System peak Demand
constituting the (π) loadflow equivalent; and,
(xi) where the agreed boundary nodes are not at a Connection

Point, the positive sequence and zero sequence impedances of
all elements of the National Electricity Transmission System
Issue 4 PC - 69 24 June 2009

between the User network and agreed boundary nodes that are
not included in the equivalent.
(b) To enable the model to be constructed, NGET will provide data based on
the following conditions.
(c) The initial symmetrical three phase short circuit current and the transient
period three phase short circuit current will normally be derived from the
fixed impedance studies. The latter value should be taken as applying at
times of 120ms and longer. Shorter values may be interpolated using a
value for the subtransient time constant of 40ms. These fault currents
will be obtained from a full System study based on load flow analysis
that takes into account any existing flow across the point of connection
being considered.
(d) Since the equivalent will be produced for the 400kV or 275kV and also in
Scotland and Offshore132kV parts of the National Electricity
Transmission System NGET will provide the appropriate supergrid
transformer data.
(e) The positive sequence X/R ratio and the zero sequence impedance
value will correspond to the NGET source network only, that is with the
section of network if any with which the equivalent is to be used
excluded. These impedance values will be derived from the condition
when all Generating Units are Synchronised to the National
Electricity Transmission System or a User's System and will take
account of active sources only including any contribution from the load to
the fault current. The passive component of the load itself or other
system shunt impedances should not be included.
(f) A User may at any time, in writing, specifically request for an equivalent
to be prepared for an alternative System condition, for example where
the User's System peak does not correspond to the National Electricity
Transmission System peak, and NGET will, insofar as such request is
reasonable, provide the information as soon as reasonably practicable
following the request.
Issue 4 PC - 70 24 June 2009

PLANNING CODE APPENDIX B
Single Line Diagram
The diagrams below show three examples of single line diagrams, showing the detail that
should be incorporated in the diagram. The first example is for an Network Operator
connection, the second for a Generator connection, the third for a Power Park Module
electrically equivalent system.
Issue 4 PC - 71 24 June 2009

Issue 4 PC - 72 24 June 2009
Power Park Module Single Line Diagram
Note 2
Note 3
Connection Connection Common

Line/Cable Transformer Collection
(if present) (if present) Busbar
Equivalent G
Network
Reactive Equivalent
Compensation Power Park
Substation A (if present) Unit –
Note 1
Notes:
1) The electrically equivalent Power Park Unit consists of a number of
actual Power Park Units of the same type ie. any equipment external
to the Power Park Unit terminals is considered as part of the
Equivalent Network. Power Park Units of different types shall be
included in separate electrically equivalent Power Park Units. The
total number of equivalent Power Park Units shall represent all of the
actual Power Park Units in the Power Park Module.
2) Separate electrically equivalent networks are required for each
different type of electrically equivalent Power Park Unit. The
electrically equivalent network shall include all equipment between the
Power Park Unit terminals and the Common Collection Busbar.
3) All Plant and Apparatus including the circuit breakers, transformers,
lines, cables and reactive compensation plant between the Common
Collection Busbar and Substation A shall be shown.
Issue 4 PC - 73 24 June 2009

PLANNING CODE APPENDIX C
C1.1 Planning and design of the SPT and SHETL Transmission Systems is based
generally, but not totally, on criteria which evolved from joint consultation among
various Transmission Licensees responsible for design of the National Electricity
C1.2 The above criteria are set down within the standards, memoranda,
recommendations and reports and are provided as a guide to system planning. It
should be noted that each scheme for reinforcement or modification of the
Transmission System is individually designed in the light of economic and
technical factors associated with the particular system limitations under
consideration.
C1.3 The tables below identify the literature referred to above, together with the main
topics considered within each document.
PART 1 – SHETL's TECHNICAL AND DESIGN CRITERIA
ITEM DOCUMENT REFERENCE

No. No.
1 National Electricity Transmission System Security and Quality of Version [ ]
Supply Standard
2 System Phasing TPS 13/4
3 not used
4 Planning Limits for Voltage Fluctuations Caused by Industrial, ER P28

Commercial and Domestic Equipment in the United Kingdom
5 EHV or HV Supplies to Induction Furnaces ER P16
(Supported by
Voltage unbalance limits. ACE Report
No.48)
Harmonic current limits.
6 Planning Levels for Harmonic Voltage Distortion and the ER G5/4
Connection of Non-Linear Loads to Transmission Systems and (Supported by
Public Electricity Supply Systems in the United Kingdom ACE Report
No.73)
Harmonic distortion (waveform).
Harmonic voltage distortion.
Harmonic current distortion.
Stage 1 limits.
Stage 2 limits.
Stage 3 Limits
Addition of Harmonics
Short Duration Harmonics
Site Measurements
Issue 4 PC - 74 24 June 2009

ITEM DOCUMENT REFERENCE
No. No.
7 AC Traction Supplies to British Rail ER P24
Type of supply point to railway system.
Estimation of traction loads.
Nature of traction current.
System disturbance estimation.
Earthing arrangements.
8 Operational Memoranda (SOM)
Main System operating procedure. SOM 1
Operational standards of security. SOM 3
Voltage and reactive control on main system. SOM 4
System warnings and procedures for instructed load SOM 7

reduction.
Continuous tape recording of system control telephone SOM 10

messages and instructions.
Emergency action in the event of an exceptionally serious SOM 15

breakdown of the main system.
9 Planning Limits for Voltage Unbalance in the United Kingdom. ER P29
Issue 4 PC - 75 24 June 2009

PART 2 – SPT's TECHNICAL AND DESIGN CRITERIA
ITEM DOCUMENT Reference
No. No.
1 National Electricity Transmission System Security and Quality of Supply Standard Version [ ]
2 System Phasing TDM 13/10,002

Issue 4
3 not used
4 Planning Limits for Voltage Fluctuations Caused by Industrial, Commercial and ER P28
Domestic Equipment in the United Kingdom
5 EHV or HV Supplies to Induction Furnaces ER P16
(Supported by ACE
Voltage Unbalance limits. Report No.48)
Harmonic current limits.
6 Planning Levels for Harmonic Voltage Distortion and the Connection of Non-Linear ER G5/4
Loads to Transmission Systems and Public Electricity Supply Systems in the Supported by ACE
United Kingdom Report No.73)
Harmonic distortion (waveform).
Harmonic voltage distortion.
Harmonic current distortion.
Stage 1 limits.
Stage 2 limits.
Stage 3 Limits
Addition of Harmonics
Short Duration Harmonics
Site Measurements
7 AC Traction Supplies to British Rail ER P24
Type of supply point to railway system.
Estimation of traction loads.
Nature of traction current.
System disturbance estimation.
Earthing arrangements.
Issue 4 PC - 76 24 June 2009

APPENDIX D
Pursuant to PC.3.4, NGET will not disclose to a Relevant Transmission Licensee data
items specified in the below extract:
PC DATA DESCRIPTION UNITS DATA CAT.

REFERENCE
PC.A.3.2.2 (f) Performance Chart at Generating Unit stator SPD

(i) terminals
PC.A.3.2.2 (b) Output Usable (on a monthly basis) MW SPD
PC.A.5.3.2 (d) GOVERNOR AND ASSOCIATED PRIME

Option 1 (iii) MOVER PARAMETERS
Option 1
BOILER & STEAM TURBINE DATA
Boiler time constant (Stored Active Energy) S DPD

(Proportion of Primary Response arising from % DPD
HP turbine)

(Proportion of High Frequency Response % DPD
arising from HP turbine)
Part of Option 2
PC.A.5.3.2 (d)
Option 2 (i) All Generating Units
Governor Deadband
- Maximum Setting ±Hz DPD
- Normal Setting ±Hz DPD
- Minimum Setting ±Hz DPD
Part of Steam Units

PC.A.5.3.2 (d)
Option 2 (ii) Reheater Time Constant sec DPD
Boiler Time Constant sec DPD
HP Power Fraction % DPD
IP Power Fraction % DPD
Issue 4 PC - 77 24 June 2009

Part of Gas Turbine Units
PC.A.5.3.2 (d)
Option 2 (iii) Waste Heat Recovery Boiler Time Constant
Part of UNIT CONTROL OPTIONS*

PC.A.5.3.2 (e)
Maximum droop % DPD
Minimum droop % DPD
Maximum frequency deadband ±Hz DPD

Normal frequency deadband ±Hz DPD
Minimum frequency deadband ±Hz DPD
Maximum Output deadband ±MW DPD

Normal Output deadband ±MW DPD
Minimum Output deadband ±MW DPD
Frequency settings between which
Unit Load Controller droop applies:
Maximum Hz DPD
Normal Hz
DPD
Minimum Hz
DPD
Sustained response normally selected Yes/No
DPD
PC.A.3.2.2 (f) Performance Chart of a Power Park Modules at SPD

(ii) the connection point
PC.A.3.2.2 (b) Output Usable (on a monthly basis) MW SPD
PC.A.3.2.2 (e) DC CONVERTER STATION DATA

and (j)
ACTIVE POWER TRANSFER CAPABILITY
(PC.A.3.2.2)
Import MW available in excess of Registered

Import Capacity.
Time duration for which MW in excess of MW SPD
Registered Import Capacity is available
Min SPD
Export MW available in excess of Registered
Capacity.
Time duration for which MW in excess of MW SPD
Registered Capacity is available
Min SPD
Issue 4 PC - 78 24 June 2009

Part of LOADING PARAMETERS
PC.A.5.4.3.3
MW Export
Nominal loading rate MW/s DPD
Maximum (emergency) loading rate MW/s DPD
MW Import
Issue 4 PC - 79 24 June 2009

PLANNING CODE APPENDIX E
OFFSHORE TRANSMISSION SYSTEM TECHNICAL AND DESIGN CRITERIA
E1.1 In the absence of any relevant Electrical Standards, Offshore Transmission

Licensees are required to ensure that all equipment used in the construction of
their network is:-
i) Fully compliant and suitably designed to any relevant Technical

Specification;
ii) Suitable for use and operation in an Offshore environment, where such
parts of the Offshore Transmission System are located in Offshore
Waters and are not installed in an area that is protected from that
Offshore environment, and
iii) Compatible with any relevant Electrical Standards or Technical
Specifications at the Offshore Grid Entry Point and Interface Point.
E1.2 The table below identifies the technical and design criteria that will be used in
the design and development of an Offshore Transmission System.
ITEM DOCUMENT Reference

No. No.
1 National Electricity Transmission System Security and Quality of Supply Standard Version [ ]
2* Planning Limits for Voltage Fluctuations Caused by Industrial, Commercial and ER P28
Domestic Equipment in the United Kingdom
3* Planning Levels for Harmonic Voltage Distortion and the Connection of Non-Linear ER G5/4
Loads to Transmission Systems and Public Electricity Supply Systems in the
United Kingdom
4* Planning Limits for Voltage Unbalance in the United Kingdom ER P29
* Note:- Items 2, 3 and 4 above shall only apply at the Interface Point.
< End of Planning Code (PC) >
Issue 4 PC - 80 24 June 2009

CONNECTION CONDITIONS
CONTENTS

CC.1 INTRODUCTION......................................................................................................................3
CC.2 OBJECTIVE .............................................................................................................................3
CC.3 SCOPE 3
CC.4 PROCEDURE ..........................................................................................................................4
CC.5 CONNECTION .........................................................................................................................5
CC.6 TECHNICAL, DESIGN AND OPERATIONAL CRITERIA

CC.6.1 National Electricity Transmission System Performance Characteristics .........................8
CC.6.2 Plant and Apparatus relating to Connection Site
CC.6.2.1 General Requirements....................................................................................10
CC.6.2.2 Requirements at Connection Points that relate to Generators or DC
Converter Station owners ...............................................................................12
CC.6.2.3 Requirements. at Connection Points relating to Network Operator and
Non-Embedded Customers ............................................................................15
CC.6.3 General Generating Unit Requirements ........................................................................18
CC.6.4 General Network Operator and Non-Embedded Customer Requirements ...................39
CC.6.5 Communications Plant ..................................................................................................41
CC.6.6 System Monitoring.........................................................................................................44
CC.7 SITE RELATED CONDITIONS
CC.7.2 Responsibilities for Safety .............................................................................................45
CC.7.3 Site Responsibility Schedules .......................................................................................46
CC.7.4 Operation and Gas Zone Diagrams ..............................................................................47
CC.7.5 Site Common Drawings.................................................................................................49
CC.7.6 Access...........................................................................................................................50
CC.7.7 Maintenance Standards ................................................................................................50
CC.7.8 Site Operational Procedures .........................................................................................51
CC.8 ANCILLARY SERVICES
CC.8.1 System Ancillary Services .............................................................................................52
CC.8.2 Commercial Ancillary Services......................................................................................52
APPENDIX 1 – SITE RESPONSIBILITY SCHEDULES ...................................................................54
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Issue 4 CC - i 24 June 2009
APPENDIX 2 - OPERATION DIAGRAMS ........................................................................................62
APPENDIX 3 - MINIMUM FREQUENCY RESPONSE REQUIREMENTS .......................................68
APPENDIX 4 – FAULT RIDE THOUGH REQUIREMENT ................................................................73
APPENDIX 5 - LOW FREQUENCY RELAYS ...................................................................................80
APPENDIX 6 - PERFORMANCE REQUIREMENTS FOR CONTINUOUSLY ACTING

AUTOMATIC EXCITATION CONTROL SYSTEMS FOR ONSHORE
SYNCHRONOUS GENERATING UNITS ................................................................83
APPENDIX 7 - PERFORMANCE REQUIREMENTS FOR CONTINUOUSLY ACTING

AUTOMATIC VOLTAGE CONTROL SYSTEMS FOR ONSHORE NON-
SYNCHRONOUS GENERATING UNITS, DC CONVERTERS AND
POWER PARK MODULES......................................................................................88
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Issue 4 CC - ii 24 June 2009
CC.1 INTRODUCTION
CC.1.1 The Connection Conditions ("CC") specify both the minimum technical, design
and operational criteria which must be complied with by any User connected to or
seeking connection with the National Electricity Transmission System or
Generators (other than in respect of Small Power Stations) or DC Converter
Station owners connected to or seeking connection to a User's System which is
located in Great Britain or Offshore, and the minimum technical, design and
operational criteria with which NGET will comply in relation to the part of the
National Electricity Transmission System at the Connection Site with Users.
CC.2 OBJECTIVE
CC.2.1 The objective of the CC is to ensure that by specifying minimum technical, design
and operational criteria the basic rules for connection to the National Electricity
Transmission System and (for certain Users) to a User's System are similar for
all Users of an equivalent category and will enable NGET to comply with its
statutory and Transmission Licence obligations.
CC.3 SCOPE
CC.3.1 The CC applies to NGET and to Users, which in the CC means:
(a) Generators (other than those which only have Embedded Small Power
Stations)
(c) Non-Embedded Customers;
(d) DC Converter Station owners; and
(e) BM Participants and Externally Interconnected System Operators in

respect of CC.6.5 only.
CC.3.2 The above categories of User will become bound by the CC prior to them
generating, distributing, supplying or consuming, as the case may be, and
references to the various categories should, therefore, be taken as referring to them
in that prospective role as well as to Users actually connected.
CC.3.3 The obligations within the CC that are expressed to be applicable to Generators in
respect of Embedded Medium Power Stations not subject to a Bilateral
Agreement and DC Converter Station Owners in respect of Embedded DC
Converter Stations not subject to a Bilateral Agreement (where the obligations
are in each case listed in CC.3.4) shall be read and construed as obligations that
the Network Operator within whose System any such Medium Power Station or
DC Converter Station is Embedded must ensure are performed and discharged by
the Generator or the DC Converter Station owner. Embedded Medium Power
Stations not subject to a Bilateral Agreement and Embedded DC Converter
Stations not subject to a Bilateral Agreement which are located Offshore and
which are connected to an Onshore User System will be required to meet the
applicable requirements of the Grid Code as though they are an Onshore
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Issue 4 CC - 3 24 June 2009
Generator or Onshore DC Converter Station Owner connected to an Onshore
User System Entry Point.
CC.3.4 The Network Operator within whose System a Medium Power Station not subject
to a Bilateral Agreement is Embedded or a DC Converter Station not subject to a
Bilateral Agreement is Embedded must ensure that the following obligations in the
CC are performed and discharged by the Generator in respect of each such
Embedded Medium Power Station or the DC Converter Station owner in the
case of an Embedded DC Converter Station:
CC.5.1
CC.5.2.2
CC.5.3
CC.6.1.3
CC.6.1.5 (b)
CC.6.3.2, CC.6.3.3, CC.6.3.4, CC.6.3.6, CC.6.3.7, CC.6.3.8, CC.6.3.9, CC.6.3.10,
CC.6.3.12, CC.6.3.13, CC.6.3.15, CC.6.3.16
CC.6.4.4
CC.6.5.6 (where required by CC.6.4.4)
In respect of CC.6.2.2.2, CC.6.2.2.3, CC.6.2.2.5, CC.6.1.5(a), CC.6.1.5(b) and

CC.6.3.11 equivalent provisions as co-ordinated and agreed with the Network
Operator and Generator or DC Converter Station owner may be required. Details
of any such requirements will be notified to the Network Operator in accordance
with CC.3.5.
CC.3.5 In the case of Embedded Medium Power Stations not subject to a Bilateral
Agreement the requirements in:
CC.6.1.6
CC.6.3.8
CC.6.3.12
CC.6.3.15
CC.6.3.16
that would otherwise have been specified in a Bilateral Agreement will be notified
to the relevant Network Operator in writing in accordance with the provisions of the
CUSC and the Network Operator must ensure such requirements are performed
and discharged by the Generator or the DC Converter Station owner.
CC.3.6 In the case of Offshore Embedded Power Stations connected to an Offshore

User’s System which directly connects to an Offshore Transmission System,
any additional requirements in respect of such Offshore Embedded Power
Stations may be specified in the relevant Bilateral Agreement with the Network
Operator or in any Bilateral Agreement between NGET and such Offshore
Embedded Power Station.
CC.4 PROCEDURE
CC.4.1 The CUSC contains provisions relating to the procedure for connection to the
National Electricity Transmission System or, in the case of Embedded Power
Stations or Embedded DC Converter Stations, becoming operational and
includes provisions relating to certain conditions to be complied with by Users prior
to NGET notifying the User that it has the right to become operational.
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CC.5. CONNECTION
CC.5.1 The provisions relating to connecting to the National Electricity Transmission

System (or to a User's System in the case of a connection of an Embedded
Large Power Station or Embedded Medium Power Station or Embedded DC
Converter Station) are contained in
(a) the CUSC and/or CUSC Contract (or in the relevant application form or offer
for a CUSC Contract)
(b) or, in the case of an Embedded Development, the relevant Distribution
Code and/or the Embedded Development Agreement for the connection (or
in the relevant application form or offer for an Embedded Development
Agreement),
and include provisions relating to both the submission of information and reports
relating to compliance with the relevant Connection Conditions for that User,
Safety Rules, commissioning programmes, Operation Diagrams and approval to
connect (and their equivalents in the case of Embedded Medium Power Stations
not subject to a Bilateral Agreement or Embedded DC Converter Stations not
subject to a Bilateral Agreement). References in the CC to the "Bilateral
Agreement” and/or “Construction Agreement" and/or “Embedded Development
Agreement” shall be deemed to include references to the application form or offer
therefor.
CC.5.2 Items for submission
CC5.2.1 Prior to the Completion Date under the Bilateral Agreement and/or Construction
Agreement, the following is submitted pursuant to the terms of the Bilateral
Agreement and/or Construction Agreement:
(a) updated Planning Code data (both Standard Planning Data and Detailed
Planning Data), with any estimated values assumed for planning purposes
confirmed or, where practical, replaced by validated actual values and by
updated estimates for the future and by updated forecasts for Forecast
Data items such as Demand, pursuant to the requirements of the Planning
Code;
(b) details of the Protection arrangements and settings referred to in CC.6;
(c) copies of all Safety Rules and Local Safety Instructions applicable at
Users' Sites which will be used at the NGET/User interface (which, for the
purpose of OC8, must be to NGET’s satisfaction regarding the procedures
for Isolation and Earthing. For User Sites in Scotland and Offshore NGET
will consult the Relevant Transmission Licensee when determining
whether the procedures for Isolation and Earthing are satisfactory);
(d) information to enable NGET to prepare Site Responsibility Schedules on

the basis of the provisions set out in Appendix 1;
(e) an Operation Diagram for all HV Apparatus on the User side of the
Connection Point as described in CC.7;
(f) the proposed name of the User Site (which shall not be the same as, or
confusingly similar to, the name of any Transmission Site or of any other
User Site);
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(g) written confirmation that Safety Coordinators acting on behalf of the User
are authorised and competent pursuant to the requirements of OC8;
(h) RISSP prefixes pursuant to the requirements of OC8. NGET is required to

circulate prefixes utilising a proforma in accordance with OC8;
(i) a list of the telephone numbers for Joint System Incidents at which senior
management representatives nominated for the purpose can be contacted
and confirmation that they are fully authorised to make binding decisions on
behalf of the User, pursuant to OC9;
(j) a list of managers who have been duly authorised to sign Site
Responsibility Schedules on behalf of the User;
(k) information to enable NGET to prepare Site Common Drawings as

described in CC.7;
(l) a list of the telephone numbers for the Users facsimile machines referred to
in CC.6.5.9; and
(m) for Sites in Scotland and Offshore a list of persons appointed by the User
to undertake operational duties on the User’s System and to issue and
receive operational messages and instructions in relation to the User’s
System; and an appointed person or persons responsible for the
maintenance and testing of User’s Plant and Apparatus.
CC.5.2.2 prior to the Completion Date the following must be submitted to NGET by the
Network Operator in respect of an Embedded Development:
updated estimates for the future and by updated forecasts for Forecast Data
items such as Demand, pursuant to the requirements of the Planning Code;
(c) the proposed name of the Embedded Medium Power Station or

Embedded DC Converter Station Site (which shall be agreed with NGET
unless it is the same as, or confusingly similar to, the name of other
Transmission Site or User Site);
CC.5.2.3 Prior to the Completion Date contained within an Offshore Transmission

Distribution Connection Agreement the following must be submitted to NGET by
the Network Operator in respect of a proposed new Interface Point within its User
System:
updated estimates for the future and by updated forecasts for Forecast Data
items such as Demand, pursuant to the requirements of the Planning Code;
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(c) the proposed name of the Interface Point (which shall not be the same as,
or confusingly similar to, the name of any Transmission Site or of any other
User Site);
CC.5.3 (a) Of the items CC.5.2.1 (c), (e), (g), (h), (k) and (m) need not be supplied in
respect of Embedded Power Stations or Embedded DC Converter
Stations,
(b) item CC.5.2.1(i) need not be supplied in respect of Embedded Small Power
Stations and Embedded Medium Power Stations or Embedded DC
Converter Stations with a Registered Capacity of less than 100MW, and
(c) items CC.5.2.1(d) and (j) are only needed in the case where the Embedded
Power Station or the Embedded DC Converter Station is within a
Connection Site with another User.
CC.5.4 In addition, at the time the information is given under CC.5.2(g), NGET will provide
written confirmation to the User that the Safety Co-ordinators acting on behalf of
NGET are authorised and competent pursuant to the requirements of OC8.
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CC.6 TECHNICAL, DESIGN AND OPERATIONAL CRITERIA
CC.6.1 NATIONAL ELECTRICITY TRANSMISSION SYSTEM PERFORMANCE

CHARACTERISTICS
CC.6.1.1 NGET shall ensure that, subject as provided in the Grid Code, the National
Electricity Transmission System complies with the following technical, design
and operational criteria in relation to the part of the National Electricity
Transmission System at the Connection Site with a User (unless otherwise
specified in CC.6) although in relation to operational criteria NGET may be unable
(and will not be required) to comply with this obligation to the extent that there are
insufficient Power Stations or User Systems are not available or Users do not
comply with NGET's instructions or otherwise do not comply with the Grid Code
and each User shall ensure that its Plant and Apparatus complies with the criteria
set out in CC.6.1.5.
Grid Frequency Variations
CC.6.1.2 The Frequency of the National Electricity Transmission System shall be

nominally 50Hz and shall be controlled within the limits of 49.5 - 50.5Hz unless
exceptional circumstances prevail.
CC.6.1.3 The System Frequency could rise to 52Hz or fall to 47Hz in exceptional
circumstances. Design of User's Plant and Apparatus must enable operation of
that Plant and Apparatus within that range in accordance with the following:-
Frequency Range Requirement
47.5Hz - 52Hz Continuous operation is required
47Hz - 47.5Hz Operation for a period of at least 20 seconds is

required each time the Frequency is below 47.5Hz.
Grid Voltage Variations
CC.6.1.4 Subject as provided below, the voltage on the 400kV part of the National
Electricity Transmission System at each Connection Site with a User will
normally remain within ±5% of the nominal value unless abnormal conditions
prevail. The minimum voltage is -10% and the maximum voltage is +10% unless
abnormal conditions prevail, but voltages between +5% and +10% will not last
longer than 15 minutes unless abnormal conditions prevail. Voltages on the 275kV
and 132kV parts of the National Electricity Transmission System at each
Connection Site with a User will normally remain within the limits ±10% of the
nominal value unless abnormal conditions prevail. At nominal System voltages
below 132kV the voltage of the National Electricity Transmission System at each
Connection Site with a User will normally remain within the limits ±6% of the
nominal value unless abnormal conditions prevail. Under fault conditions, voltage
may collapse transiently to zero at the point of fault until the fault is cleared.
NGET and a User may agree greater or lesser variations in voltage to those set out
above in relation to a particular Connection Site, and insofar as a greater or lesser
variation is agreed, the relevant figure set out above shall, in relation to that User at
the particular Connection Site, be replaced by the figure agreed.
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Voltage Waveform Quality
CC.6.1.5 All Plant and Apparatus connected to the National Electricity Transmission
System, and that part of the National Electricity Transmission System at each
Connection Site, should be capable of withstanding the following distortions of the
voltage waveform in respect of harmonic content and phase unbalance:
(a) Harmonic Content
The Electromagnetic Compatibility Levels for harmonic distortion on the

Onshore Transmission System from all sources under both Planned
Outage and fault outage conditions, (unless abnormal conditions prevail)
shall comply with the levels shown in the tables of Appendix A of
Engineering Recommendation G5/4. The Electromagnetic
Compatibility Levels for harmonic distortion on an Offshore Transmission
System will be defined in relevant Bilateral Agreements.
Engineering Recommendation G5/4 contains planning criteria which

NGET will apply to the connection of non-linear Load to the National
Electricity Transmission System, which may result in harmonic emission
limits being specified for these Loads in the relevant Bilateral Agreement.
The application of the planning criteria will take into account the position of
existing and prospective Users’ Plant and Apparatus in relation to
harmonic emissions. Users must ensure that connection of distorting loads
to their User Systems do not cause any harmonic emission limits specified
in the Bilateral Agreement, or where no such limits are specified, the
relevant planning levels specified in Engineering Recommendation G5/4
to be exceeded.
(b) Phase Unbalance
Under Planned Outage conditions, the maximum Phase (Voltage)

Unbalance on the National Electricity Transmission System should
remain, in England and Wales, below 1%, and in Scotland, below 2%,
unless abnormal conditions prevail and Offshore will be defined in relevant
Bilateral Agreements.
CC.6.1.6 In England and Wales, under the Planned Outage conditions stated in CC.6.1.5(b)
infrequent short duration peaks with a maximum value of 2% are permitted for
Phase (Voltage) Unbalance, subject to the prior agreement of NGET under the
Bilateral Agreement. NGET will only agree following a specific assessment of the
impact of these levels on Transmission Apparatus and other Users Apparatus
with which it is satisfied.
Voltage Fluctuations
CC.6.1.7 Voltage fluctuations at a Point of Common Coupling with a fluctuating Load

directly connected to the Onshore Transmission System shall not exceed:
(a) In England and Wales, 1% of the voltage level for step changes which may
occur repetitively. Any large voltage excursions other than step changes
may be allowed up to a level of 3% provided that this does not constitute a
risk to the National Electricity Transmission System or, in NGET's view,
to the System of any User. In Scotland, the limits for voltage level step
changes are as set out in Engineering Recommendation P28.
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(b) For voltages above 132kV, Flicker Severity (Short Term) of 0.8 Unit and a
Flicker Severity (Long Term) of 0.6 Unit, for voltages 132kV and below,
Flicker Severity (Short Term) of 1.0 Unit and a Flicker Severity (Long
Term) of 0.8 Unit, as set out in Engineering Recommendation P28 as
current at the Transfer Date.
CC.6.1.8 Voltage fluctuations at a Point of Common Coupling with a fluctuating Load

directly connected to an Offshore Transmission System shall not exceed the
limits set out in the Bilateral Agreement.
CC.6.2 PLANT AND APPARATUS RELATING TO CONNECTION SITE
The following requirements apply to Plant and Apparatus relating to the

Connection Point, which (except as otherwise provided in the relevant paragraph)
each User must ensure are complied with in relation to its Plant and Apparatus
and which in the case of CC.6.2.2.2.2, CC.6.2.3.1.1 and CC.6.2.1.1(b) only, NGET
must ensure are complied with in relation to Transmission Plant and Apparatus,
as provided in those paragraphs.
CC.6.2.1 General Requirements
CC.6.2.1.1 (a) The design of connections between the National Electricity Transmission
System and:-
(i) any Generating Unit (other than a CCGT Unit or Power Park Unit) DC
Converter, Power Park Module or CCGT Module, or
(ii) any Network Operator’s User System, or
(iii) Non-Embedded Customers equipment;
will be consistent with the Licence Standards.
(b) The National Electricity Transmission System at nominal System

voltages of 132kV and above is designed to be earthed with an Earth Fault
Factor of, in England and Wales or Offshore, below 1.4 and in Scotland,
below 1.5. Under fault conditions the rated Frequency component of voltage
could fall transiently to zero on one or more phases or, in England and
Wales, rise to 140% phase-to-earth voltage, or in Scotland, rise to 150%
phase-to-earth voltage. The voltage rise would last only for the time that the
fault conditions exist. The fault conditions referred to here are those existing
when the type of fault is single or two phase-to-earth.
(c) For connections to the National Electricity Transmission System at

nominal System voltages of below 132kV the earthing requirements and
voltage rise conditions will be advised by NGET as soon as practicable prior
to connection.
CC.6.2.1.2 Substation Plant and Apparatus
(a) The following provisions shall apply to all Plant and Apparatus which is
connected at the voltage of the Connection Point and which is contained in
equipment bays that are within the Transmission busbar protection zone at
the Connection Point. This includes circuit breakers, switch disconnectors,
disconnectors, Earthing Devices, power transformers, voltage
transformers, reactors, current transformers, surge arresters, bushings,
neutral equipment, capacitors, line traps, coupling devices, external
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Issue 4 CC - 10 24 June 2009
insulation and insulation co-ordination devices. Where necessary, this is as
more precisely defined in the Bilateral Agreement.
(i) Plant and/or Apparatus prior to 1st January 1999
Each item of such Plant and/or Apparatus which at 1st January 1999
is either :-
installed; or
owned (but is either in storage, maintenance or awaiting
installation); or
ordered
and is the subject of a Bilateral Agreement with regard to the purpose
for which it is in use or intended to be in use, shall comply with the
relevant standards/specifications applicable at the time that the Plant
and/or Apparatus was designed (rather than commissioned) and any
further requirements as specified in the Bilateral Agreement.
(ii) Plant and/or Apparatus post 1st January 1999 for a new Connection
Point
Each item of such Plant and/or Apparatus installed in relation to a new

Connection Point after 1st January 1999 shall comply with the relevant
Technical Specifications and any further requirements identified by
NGET, acting reasonably, to reflect the options to be followed within the
Technical Specifications and/or to complement if necessary the
Technical Specifications so as to enable NGET to comply with its
obligations in relation to the National Electricity Transmission
System or, in Scotland or Offshore, the Relevant Transmission
Licensee to comply with its obligations in relation to its Transmission
System. This information, including the application dates of the relevant
Technical Specifications, will be as specified in the Bilateral
Agreement.
(iii) New Plant and/or Apparatus post 1st January 1999 for an existing
Connection Point
Each new additional and/or replacement item of such Plant and/or

Apparatus installed in relation to a change to an existing Connection
Point after 1st January 1999 shall comply with the
standards/specifications applicable when the change was designed, or
such other standards/specifications as necessary to ensure that the
item of Plant and/or Apparatus is reasonably fit for its intended
purpose having due regard to the obligations of NGET, the relevant
User and, in Scotland, or Offshore, also the Relevant Transmission
Licensee under their respective Licences. Where appropriate this
information, including the application dates of the relevant
standards/specifications, will be as specified in the varied Bilateral
Agreement.
(iv) Used Plant and/or Apparatus being moved, re-used or modified
If, after its installation, any such item of Plant and/or Apparatus is
subsequently:-
moved to a new location; or
used for a different purpose; or
otherwise modified;
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Issue 4 CC - 11 24 June 2009
then the standards/specifications as described in (i), (ii), or (iii) above as
applicable will apply as appropriate to such Plant and/or Apparatus,
which must be reasonably fit for its intended purpose having due regard
to the obligations of NGET, the relevant User and, in Scotland or
Offshore, also the Relevant Transmission Licensee under their
respective Licences.
(b) NGET shall at all times maintain a list of those Technical Specifications
and additional requirements which might be applicable under this CC.6.2.1.2
and which may be referenced by NGET in the Bilateral Agreement. NGET
shall provide a copy of the list upon request to any User. NGET shall also
provide a copy of the list to any new User upon receipt of an application
form for a Bilateral Agreement for a new Connection Point.
(c) Where the User provides NGET with information and/or test reports in
respect of Plant and/or Apparatus which the User reasonably believes
demonstrate the compliance of such items with the provisions of a
Technical Specification then NGET shall promptly and without
unreasonable delay give due and proper consideration to such information.
(d) Plant and Apparatus shall be designed, manufactured and tested in

premises with an accredited certificate in accordance with the quality
assurance requirements of the relevant standard in the BS EN ISO 9000
series (or equivalent as reasonably approved by NGET) or in respect of test
premises which do not include a manufacturing facility premises with an
accredited certificate in accordance with BS EN 45001.
(e) Each connection between a User and the National Electricity

Transmission System must be controlled by a circuit-breaker (or circuit
breakers) capable of interrupting the maximum short circuit current at the
point of connection. The Seven Year Statement gives values of short
circuit current and the rating of Transmission circuit breakers at existing
and committed Connection Points for future years.
CC.6.2.2 Requirements at Connection Points that relate to Generators or DC Converter

Station owners
CC.6.2.2.1 Not Used.
CC.6.2.2.2 Generating Unit and Power Station Protection Arrangements
CC.6.2.2.2.1 Minimum Requirements
Protection of Generating Units (other than Power Park Units), DC Converters or

Power Park Modules and their connections to the National Electricity
Transmission System must meet the minimum requirements given below. These
are necessary to reduce to a practical minimum the impact on the National
Electricity Transmission System of faults on circuits owned by Generators or DC
Converter Station owners.
CC.6.2.2.2.2 Fault Clearance Times
(a) The fault clearance times for faults on the Generator's or DC Converter
Station owner’s equipment directly connected to the National Electricity
Transmission System and for faults on the National Electricity
Transmission System directly connected to the Generator or DC Converter
Station owner's equipment, from fault inception to the circuit breaker arc
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Issue 4 CC - 12 24 June 2009
extinction, shall be set out in accordance with the Bilateral Agreement. The
times specified in accordance with the Bilateral Agreement shall not be faster
than:
(i) 80mS at 400kV

(ii) 100mS at 275kV
(iii) 120mS at 132kV and below
but this shall not prevent a User or NGET having faster fault clearance times.
Slower fault clearance times may be specified in accordance with the Bilateral
Agreement for faults on the National Electricity Transmission System.
Slower fault clearance times for faults on the Generator or DC Converter
Station owner's equipment may be agreed in accordance with the terms of the
Bilateral Agreement but only if System requirements, in NGET's view, permit.
The probability that the fault clearance times stated in accordance with the
Bilateral Agreement will be exceeded by any given fault, must be less than
2%.
(b) For the event that the above fault clearance times are not met as a result of
failure to operate on the Main Protection System(s) provided, the Generators
or DC Converter Station owners shall provide Back-Up Protection. NGET
will also provide Back-Up Protection and these Back-Up Protections will be
co-ordinated so as to provide Discrimination.
On a Generating Unit (other than Power Park Units), DC Converter or

Power Park Module connected to the National Electricity Transmission
System where only one Main Protection is provided to clear faults on the HV
Connections within the required fault clearance time, the Back-Up Protection
provided by the Generators and DC Converter Station owners shall operate
to give a fault clearance time of no slower than 300 ms at the minimum infeed
for normal operation for faults on the HV Connections. On Generating Units
(other than Power Park Units), DC Converters or Power Park Modules
connected to the National Electricity Transmission System at 400 kV and
275 kV where two Main Protections are provided and on Generating Units
(other than Power Park Units), DC Converters or Power Park Modules
connected to the National Electricity Transmission System at 132 kV and
below, the Back-Up Protection shall operate to give a fault clearance time of
no slower than 800 ms in England and Wales or Offshore and 300 ms in
Scotland at the minimum infeed for normal operation for faults on the HV
Connections.
Generators’ and DC Converter Station owners’ Back-Up Protection will also

be required to withstand, without tripping, the loading incurred during the
clearance of a fault on the National Electricity Transmission System by
breaker fail Protection at 400kV or 275kV or of a fault cleared by Back-Up
Protection where the Generator or DC Converter is connected at 132kV and
below. This will permit Discrimination between Generator or DC Converter
Back-Up Protection and Back-Up Protection provided on the National
Electricity Transmission System and other Users' Systems.
(c) When the Generating Unit (other than Power Park Units), or the DC
Converter or Power Park Module is connected to the National Electricity
Transmission System at 400kV or 275kV, and in Scotland and Offshore also
at 132kV, and a circuit breaker is provided by the Generator or the DC
Converter Station owner, or NGET, as the case may be, to interrupt fault
current interchange with the National Electricity Transmission System, or
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Issue 4 CC - 13 24 June 2009
Generator's System, or DC Converter Station owner’s System, as the case
may be, circuit breaker fail Protection shall be provided by the Generator or
DC Converter Station owner, or NGET, as the case may be, on this circuit
breaker. In the event, following operation of a Protection system, of a failure
to interrupt fault current by these circuit-breakers within the Fault Current
Interruption Time, the circuit breaker fail Protection is required to initiate
tripping of all the necessary electrically adjacent circuit-breakers so as to
interrupt the fault current within the next 200 ms.
(d) The target performance for the System Fault Dependability Index shall be
not less than 99%. This is a measure of the ability of Protection to initiate
successful tripping of circuit breakers which are associated with the faulty item
of Apparatus.
CC.6.2.2.3 Equipment to be provided
CC.6.2.2.3.1 Protection of Interconnecting Connections
The requirements for the provision of Protection equipment for interconnecting

connections will be specified in the Bilateral Agreement. In this CC the term
"interconnecting connections" means the primary conductors from the current
transformer accommodation on the circuit side of the circuit breaker to the
Connection Point.
CC.6.2.2.3.2 Circuit-breaker fail Protection
The Generator or DC Converter Station owner will install circuit breaker fail
Protection equipment in accordance with the requirements of the Bilateral
Agreement. The Generator or DC Converter Station owner will also provide a
back-trip signal in the event of loss of air from its pressurised head circuit breakers,
during the Generating Unit (other than a CCGT Unit or Power Park Unit) or
CCGT Module or DC Converter or Power Park Module run-up sequence, where
these circuit breakers are installed.
CC.6.2.2.3.3 Loss of Excitation
The Generator must provide Protection to detect loss of excitation on a

Generating Unit and initiate a Generating Unit trip.
CC.6.2.2.3.4 Pole-Slipping Protection
Where, in NGET's reasonable opinion, System requirements dictate, NGET will

specify in the Bilateral Agreement a requirement for Generators to fit pole-slipping
Protection on their Generating Units.
CC.6.2.2.3.5 Signals for Tariff Metering
Generators and DC Converter Station owners will install current and voltage
transformers supplying all tariff meters at a voltage to be specified in, and in
accordance with, the Bilateral Agreement.
CC.6.2.2.4 Work on Protection Equipment
No busbar Protection, mesh corner Protection, circuit-breaker fail Protection

relays, AC or DC wiring (other than power supplies or DC tripping associated with
the Generating Unit, DC Converter or Power Park Module itself) may be worked
upon or altered by the Generator or DC Converter Station owner personnel in the
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Issue 4 CC - 14 24 June 2009
absence of a representative of NGET or in Scotland or Offshore, a representative
of NGET, or written authority from NGET to perform such work or alterations in the
absence of a representative of NGET.
CC.6.2.2.5 Relay Settings
Protection and relay settings will be co-ordinated (both on connection and

subsequently) across the Connection Point in accordance with the Bilateral
Agreement to ensure effective disconnection of faulty Apparatus.
CC.6.2.3 Requirements at Connection Points relating to Network Operators and Non-

Embedded Customers
CC.6.2.3.1 Protection Arrangements for Network Operators and Non-Embedded

Customers
CC.6.2.3.1.1 Protection of Network Operator and Non-Embedded Customers User Systems

directly supplied from the National Electricity Transmission System, must meet
the minimum requirements referred to below:
Fault Clearance Times
(a) The fault clearance times for faults on Network Operator and Non-
Embedded Customer equipment directly connected to the National
Electricity Transmission System, and for faults on the National
Electricity Transmission System directly connected to the Network
Operator’s or Non-Embedded Customer's equipment, from fault inception
to the circuit breaker arc extinction, shall be set out in accordance with each
Bilateral Agreement. The times specified in accordance with the Bilateral
Agreement shall not be faster than:
(i) 80mS at 400kV

(ii) 100mS at 275kV
(iii) 120mS at 132kV and below
but this shall not prevent a User or NGET having a faster fault clearance
time.
Slower fault clearance times may be specified in accordance with the
Bilateral Agreement for faults on the National Electricity Transmission
System. Slower fault clearance times for faults on the Network Operator
and Non-Embedded Customers equipment may be agreed in accordance
with the terms of the Bilateral Agreement but only if System requirements
in NGET's view permit. The probability that the fault clearance times stated
in accordance with the Bilateral Agreement will be exceeded by any given
fault must be less than 2%.
(b) (i) For the event of failure of the Protection systems provided to meet the
above fault clearance time requirements, Back-Up Protection shall be
provided by the Network Operator or Non-Embedded Customer as the
case may be.
(ii) NGET will also provide Back-Up Protection, which will result in a fault
clearance time slower than that specified for the Network Operator or
Non-Embedded Customer Back-Up Protection so as to provide
Discrimination.
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Issue 4 CC - 15 24 June 2009
(iii) For connections with the National Electricity Transmission System at
132kV and below, it is normally required that the Back-Up Protection on
the National Electricity Transmission System shall discriminate with
the Network Operator or Non-Embedded Customer's Back-Up
Protection.
(iv) For connections with the National Electricity Transmission System at

400kV or 275kV, the Back-Up Protection will be provided by the
Network Operator or Non-Embedded Customer, as the case may be,
with a fault clearance time not slower than 300mS for faults on the
Network Operator’s or Non-Embedded Customer's Apparatus.
(v) Such Protection will also be required to withstand, without tripping, the
loading incurred during the clearance of a fault on the National
Electricity Transmission System by breaker fail Protection at 400kV
or 275kV. This will permit Discrimination between Network Operator or
Non-Embedded Customer, as the case may be, Back-Up Protection
and Back-Up Protection provided on the National Electricity
Transmission System and other User Systems. The requirement for
and level of Discrimination required will be specified in the Bilateral
Agreement.
(c) (i) Where the Network Operator or Non-Embedded Customer is

connected to the National Electricity Transmission System at 400kV
or 275kV, and in Scotland also at 132kV, and a circuit breaker is
provided by the Network Operator or Non-Embedded Customer, or
NGET, as the case may be, to interrupt the interchange of fault current
with the National Electricity Transmission System or the System of
the Network Operator or Non-Embedded Customer, as the case may
be, circuit breaker fail Protection will be provided by the Network
Operator or Non-Embedded Customer, or NGET, as the case may be,
on this circuit breaker.
(ii) In the event, following operation of a Protection system, of a failure to

interrupt fault current by these circuit-breakers within the Fault Current
Interruption Time, the circuit breaker fail Protection is required to
initiate tripping of all the necessary electrically adjacent circuit-breakers
so as to interrupt the fault current within the next 200 ms.
(d) The target performance for the System Fault Dependability Index shall be
not less than 99%. This is a measure of the ability of Protection to initiate
successful tripping of circuit breakers which are associated with the faulty
items of Apparatus.
CC.6.2.3.2 Fault Disconnection Facilities
(a) Where no Transmission circuit breaker is provided at the User's connection

voltage, the User must provide NGET with the means of tripping all the
User's circuit breakers necessary to isolate faults or System abnormalities
on the National Electricity Transmission System. In these circumstances,
for faults on the User's System, the User's Protection should also trip
higher voltage Transmission circuit breakers. These tripping facilities shall
be in accordance with the requirements specified in the Bilateral Agreement.
(b) NGET may require the installation of a System to Generator Operational

Intertripping Scheme in order to enable the timely restoration of circuits
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Issue 4 CC - 16 24 June 2009
following power System fault(s). These requirements shall be set out in the
relevant Bilateral Agreement.
CC.6.2.3.3 Automatic Switching Equipment
Where automatic reclosure of Transmission circuit breakers is required following

faults on the User's System, automatic switching equipment shall be provided in
accordance with the requirements specified in the Bilateral Agreement.
CC.6.2.3.4 Relay Settings
Protection and relay settings will be co-ordinated (both on connection and

subsequently) across the Connection Point in accordance with the Bilateral
Agreement to ensure effective disconnection of faulty Apparatus.
CC.6.2.3.5 Work on Protection equipment
Where a Transmission Licensee owns the busbar at the Connection Point, no

busbar Protection, mesh corner Protection relays, AC or DC wiring (other than
power supplies or DC tripping associated with the Network Operator or Non-
Embedded Customer’s Apparatus itself) may be worked upon or altered by the
Network Operator or Non-Embedded Customer personnel in the absence of a
representative of NGET or in Scotland, a representative of NGET, or written
authority from NGET to perform such work or alterations in the absence of a
representative of NGET.
CC.6.2.3.6 Equipment to be provided
CC.6.2.3.6.1 Protection of Interconnecting Connections
The requirements for the provision of Protection equipment for interconnecting

connections will be specified in the Bilateral Agreement.
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Issue 4 CC - 17 24 June 2009
CC.6.3 GENERAL GENERATING UNIT REQUIREMENTS
CC.6.3.1 This section sets out the technical and design criteria and performance
requirements for Generating Units, DC Converters and Power Park Modules
(whether directly connected to the National Electricity Transmission System or
Embedded) which each Generator or DC Converter Station owner must ensure
are complied with in relation to its Generating Units, DC Converters and Power
Park Modules but does not apply to Small Power Stations or individually to
Power Park Units. References to Generating Units, DC Converters and Power
Park Modules in this CC.6.3 should be read accordingly.
Plant Performance Requirements
CC.6.3.2 (a) When supplying Rated MW all Onshore Synchronous Generating Units
must be capable of continuous operation at any point between the limits 0.85
Power Factor lagging and 0.95 Power Factor leading at the Onshore
Synchronous Generating Unit terminals. At Active Power output levels
other than Rated MW, all Onshore Synchronous Generating Units must be
capable of continuous operation at any point between the Reactive Power
capability limits identified on the Generator Performance Chart.
In addition to the above paragraph, where Onshore Synchronous

Generating Unit(s):
(i) have a CEC which has been increased above Rated MW (or the CEC
of the CCGT module has increased above the sum of the Rated MW
of the Generating Units compromising the CCGT module), and such
increase takes effect after 1st May 2009, the minimum lagging
Reactive Power capability at the terminals of the Onshore
Synchronous Generating Unit(s) must be 0.9 Power Factor at all
Active Power output levels in excess of Rated MW. Further, the
User shall comply with the provisions of and any instructions given
pursuant to BC1.8 and the relevant Bilateral Agreement: or
(ii) Have a CEC in excess of Rated MW (or the CEC of the CCGT module
exceeds the sum of Rated MW of the Generating Units comprising
the CCGT module) and a Completion Date before 1st May 2009,
alternative provisions relating to Reactive Power capability may be
specified in the Bilateral Agreement and where this is the case such
provisions must be complied with.
The short circuit ratio of Onshore Synchronous Generating Units shall be

not less than 0.5.
(b) Subject to paragraph (c) below, all Onshore Non-Synchronous Generating

Units, Onshore DC Converters and Onshore Power Park Modules must
be capable of maintaining zero transfer of Reactive Power at the Onshore
Grid Entry Point (or User System Entry Point if Embedded) at all Active
Power output levels under steady state voltage conditions. For Onshore
Non-Synchronous Generating Units and Onshore Power Park Modules
the steady state tolerance on Reactive Power transfer to and from the
National Electricity Transmission System expressed in MVAr shall be no
greater than 5% of the Rated MW. For Onshore DC Converters the steady
state tolerance on Reactive Power transfer to and from the National
Electricity Transmission System shall be specified in the Bilateral
Agreement.
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Issue 4 CC - 18 24 June 2009
(c) Subject to the provisions of CC.6.3.2(d) below, all Onshore Non-
Synchronous Generating Units, Onshore DC Converters (excluding
current source technology) and Onshore Power Park Modules (excluding
those connected to the Total System by a current source Onshore DC
Converter) with a Completion Date on or after 1 January 2006 must be
capable of supplying Rated MW output at any point between the limits 0.95
Power Factor lagging and 0.95 Power Factor leading at the Onshore Grid
Entry Point in England and Wales or at the HV side of the 33/132kV or
33/275kV or 33/400kV transformer for Generators directly connected to the
Onshore Transmission System in Scotland (or User System Entry Point if
Embedded). With all Plant in service, the Reactive Power limits defined at
Rated MW at Lagging Power Factor will apply at all Active Power output
levels above 20% of the Rated MW output as defined in Figure 1. With all
Plant in service, the Reactive Power limits defined at Rated MW at Leading
Power Factor will apply at all Active Power output levels above 50% of the
Rated MW output as defined in Figure 1. With all Plant in service, the
Reactive Power limits will reduce linearly below 50% Active Power output
as shown in Figure 1 unless the requirement to maintain the Reactive Power
limits defined at Rated MW at Leading Power Factor down to 20% Active
Power output is specified in the Bilateral Agreement. These Reactive
Power limits will be reduced pro rata to the amount of Plant in service.
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Issue 4 CC - 19 24 June 2009
MW
Rated MW
100%
50%
20%
MVAr
A E C D B
Point A is equivalent (in MVAr) to: 0.95 leading Power Factor

at Rated MW output
Point B is equivalent (in MVAr) to: 0.95 lagging Power Factor
at Rated MW output
Point C is equivalent (in MVAr) to: -5% of Rated MW output
Point D is equivalent (in MVAr) to: +5% of Rated MW output
Point E is equivalent (in MVAr) to: -12% of Rated MW output
Figure 1
(d) All Onshore Non-Synchronous Generating Units and Onshore Power Park
Modules in Scotland with a Completion Date after 1 April 2005 and before 1
January 2006 must be capable of supplying Rated MW at the range of power
factors either:-
(i) from 0.95 lead to 0.95 lag as illustrated in Figure 1 at the User System
Entry Point for Embedded Generators or at the HV side of the 33/132kV or
33/275kV or 33/400kV transformer for Generators directly connected to the
Onshore Transmission System. With all Plant in service, the Reactive
Power limits defined at Rated MW will apply at all Active Power output
levels above 20% of the Rated MW output as defined in Figure 1. These
Reactive Power limits will be reduced pro rata to the amount of Plant in
service.
or,
(ii) from 0.95 lead to 0.90 lag at the Onshore Non-Synchronous Generating
Unit (including Power Park Unit) terminals. For the avoidance of doubt
Generators complying with this option (ii) are not required to comply with
CC.6.3.2(b).
(e) The short circuit ratio of Offshore Synchronous Generating Units at a Large
Power Station shall be not less than 0.5. At a Large Power Station all
Offshore Synchronous Generating Units, Offshore Non-Synchronous
Generating Units, Offshore DC Converters and Offshore Power Park
Modules must be capable of maintaining:
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Issue 4 CC - 20 24 June 2009
(i) zero transfer of Reactive Power at the Offshore Grid Entry Point for all
Generators with an Offshore Grid Entry Point at the LV Side of the
Offshore Platform at all Active Power output levels under steady state
voltage conditions. The steady state tolerance on Reactive Power transfer
to and from an Offshore Transmission System expressed in MVAr shall be
no greater than 5% of the Rated MW, or
(ii) a transfer of Reactive Power at the Offshore Grid Entry Point at a value
specified in the Bilateral Agreement that will be equivalent to zero at the LV
Side of the Offshore Platform. In addition, the steady state tolerance on
Reactive Power transfer to and from an Offshore Transmission System
expressed in MVAr at the LV Side of the Offshore Platform shall be no
greater than 5% of the Rated MW, or
(iii) the Reactive Power capability (within associated steady state tolerance) specified
in the Bilateral Agreement if any alternative has been agreed with the Generator, Offshore
Transmission Licensee and NGET.
CC.6.3.3 Each Generating Unit, DC Converter, Power Park Module and/or CCGT Module
must be capable of
(a) continuously maintaining constant Active Power output for System

Frequency changes within the range 50.5 to 49.5 Hz; and
(b) (subject to the provisions of CC.6.1.3) maintaining its Active Power output at
a level not lower than the figure determined by the linear relationship shown
in Figure 2 for System Frequency changes within the range 49.5 to 47 Hz,
such that if the System Frequency drops to 47 Hz the Active Power output
does not decrease by more than 5%. In the case of a CCGT Module, the
above requirement shall be retained down to the Low Frequency Relay trip
setting of 48.8 Hz, which reflects the first stage of the Automatic Low
Frequency Demand Disconnection scheme notified to Network Operators
under OC6.6.2. For System Frequency below that setting, the existing
requirement shall be retained for a minimum period of 5 minutes while
System Frequency remains below that setting, and special measure(s) that
may be required to meet this requirement shall be kept in service during this
period. After that 5 minutes period, if System Frequency remains below that
setting, the special measure(s) must be discontinued if there is a materially
increased risk of the Gas Turbine tripping. The need for special measure(s)
is linked to the inherent Gas Turbine Active Power output reduction caused
by reduced shaft speed due to falling System Frequency.
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Issue 4 CC - 21 24 June 2009
47.0 Frequency FLFDD-1 49.5 50.5
100% of Active
Power output
For CCGT
Module:
profile to be
met for a minimum
of 5 minutes 95% of Active
Note: Frequency FLFDD-1 is the relay trip setting of the first stage Power output
of the Automatic Low Frequency Demand Disconnection
Scheme
Figure 2
(c) For the avoidance of doubt in the case of a Generating Unit or Power Park
Module using an Intermittent Power Source where the mechanical power
input will not be constant over time, the requirement is that the Active Power
output shall be independent of System Frequency under (a) above and
should not drop with System Frequency by greater than the amount
specified in (b) above.
(d) A DC Converter Station must be capable of maintaining its Active Power

input (i.e. when operating in a mode analogous to Demand) from the National
Electricity Transmission System (or User System in the case of an
Embedded DC Converter Station) at a level not greater than the figure
determined by the linear relationship shown in Figure 3 for System
Frequency changes within the range 49.5 to 47 Hz, such that if the System
Frequency drops to 47.8 Hz the Active Power input decreases by more than
60%.
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Issue 4 CC - 22 24 June 2009
47 47.8 Frequency (Hz) 49.5 52.0
100% of Active
Power Input
40% of Active
Power Input
Figure 3
(e) At a Large Power Station, in the case of an Offshore Generating Unit,

Offshore Power Park Module and Offshore DC Converter, the Generator
shall comply with the requirements of CC.6.3.3. Generators should be aware
that Section K of the STC places requirements on Offshore Transmission
Licensees which utilise a Transmission DC Converter as part of their
Offshore Transmission System to make appropriate provisions to enable
Generators to fulfil their obligations.
CC.6.3.4 At the Grid Entry Point the Active Power output under steady state conditions of
any Generating Unit, DC Converter or Power Park Module directly connected to
the National Electricity Transmission System should not be affected by voltage
changes in the normal operating range specified in paragraph CC.6.1.4 by more
than the change in Active Power losses at reduced or increased voltage. In
addition:-
(a) For any Onshore Generating Unit, Onshore DC Converter and Onshore
Power Park Module the Reactive Power output under steady state
conditions should be fully available within the voltage range ±5% at 400kV,
275kV and 132kV and lower voltages, except for an Onshore Power Park
Module or Onshore Non-Synchronous Generating Unit if Embedded at
33kV and below (or directly connected to the Onshore Transmission
System at 33kV and below) where the requirement shown in Figure 4
applies.
(b) At a Large Power Station, in the case of an Offshore Generating Unit,

Offshore DC Converter and Offshore Power Park Module where an
alternative reactive capability has been agreed with the Generator, as
specified in CC.6.3.2(e) (iii), the voltage / Reactive Power requirement shall
be specified in the Bilateral Agreement. The Reactive Power output under
steady state conditions shall be fully available within the voltage range ±5%
at 400kV, 275kV and 132kV and lower voltages.
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Issue 4 CC - 23 24 June 2009
Voltage at an Onshore Grid Entry Point or User System Entry Point if Embedded
(% of Nominal) at 33 kV and below
105%
100%
95%
Power Factor 0.95 Lead at Rated 1.0 Power Factor 0.95 lag at Rated MW
MW output or Onshore Grid output or Onshore Grid Entry Point
Entry Point equivalent Power equivalent Power Factor if connected
Factor if connected to the to the Onshore Transmission
Onshore Transmission System System in Scotland or optionally in
in Scotland Scotland for Plant with a Completion
Date before 1 January 2006 Power
Factor 0.9 lag at an Onshore Non-
synchronous Generating Unit or
Onshore Power Park Unit Terminals
Figure 4
CC.6.3.5 It is an essential requirement that the National Electricity Transmission System

must incorporate a Black Start Capability. This will be achieved by agreeing a
Black Start Capability at a number of strategically located Power Stations. For
each Power Station NGET will state in the Bilateral Agreement whether or not a
Black Start Capability is required.
Control Arrangements
CC.6.3.6 (a) Each:

(i) Offshore Generating Unit in a Large Power Station or
Onshore Generating Unit; or,
(ii) Onshore DC Converter with a Completion Date on or after 1
April 2005 or Offshore DC Converter at a Large Power
Station; or,
(iii) Onshore Power Park Module in England and Wales with a
Completion Date on or after 1 January 2006; or,
(iv) Onshore Power Park Module in operation in Scotland on or
after 1 January 2006 (with a Completion Date after 1 July
2004 and in a Power Station with a Registered Capacity of
50MW or more); or,
(v) Offshore Power Park Module in a Large Power Station with
a Registered Capacity of 50MW or more,
must be capable of contributing to Frequency control by continuous

modulation of Active Power supplied to the National Electricity
Transmission System or the User System in which it is Embedded.
(b) Each:
(i) Onshore Generating Unit; or,
(ii) Onshore DC Converter (with a Completion Date on or after 1 April
2005 excluding current source technologies); or
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Issue 4 CC - 24 24 June 2009
(iii) Onshore Power Park Module in England and Wales with a
Completion Date on or after 1 January 2006; or,
(iv) Onshore Power Park Module in Scotland irrespective of Completion
Date; or,
(v) Offshore Generating Unit at a Large Power Station, Offshore DC
Converter at a Large Power Station or Offshore Power Park
Module at a Large Power Station which provides a reactive range
beyond the minimum requirements specified in CC.6.3.2(e) (iii),
must be capable of contributing to voltage control by continuous changes to

the Reactive Power supplied to the National Electricity Transmission
System or the User System in which it is Embedded.
CC.6.3.7 (a) Each Generating Unit, DC Converter or Power Park Module (excluding
Onshore Power Park Modules in Scotland with a Completion Date before
1 July 2004 or Onshore Power Park Modules in a Power Station in
Scotland with a Registered Capacity less than 50MW or Offshore Power
Park Modules in a Large Power Station located Offshore with a
Registered Capacity less than 50MW) must be fitted with a fast acting
proportional Frequency control device (or turbine speed governor) and unit
load controller or equivalent control device to provide Frequency response
under normal operational conditions in accordance with Balancing Code 3
(BC3). In the case of a Power Park Module the frequency or speed control
device(s) may be on the Power Park Module or on each individual Power
Park Unit or be a combination of both. The Frequency control device(s) (or
speed governor(s)) must be designed and operated to the appropriate:
(i) European Specification; or
(ii) in the absence of a relevant European Specification, such other

standard which is in common use within the European Community
(which may include a manufacturer specification);
as at the time when the installation of which it forms part was designed or (in
the case of modification or alteration to the Frequency control device (or
turbine speed governor)) when the modification or alteration was designed.
The European Specification or other standard utilised in accordance with

sub-paragraph CC.6.3.7 (a) (ii) will be notified to NGET by the Generator or
DC Converter Station owner or, in the case of an Embedded Medium
Power Station not subject to a Bilateral Agreement or Embedded DC
Converter Station not subject to a Bilateral Agreement, the relevant
Network Operator:
(i) as part of the application for a Bilateral Agreement; or
(ii) as part of the application for a varied Bilateral Agreement; or
(iii) in the case of an Embedded Development, within 28 days of entry

into the Embedded Development Agreement (or such later time as
agreed with NGET); or
(iv) as soon as possible prior to any modification or alteration to the

Frequency control device (or governor); and
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Issue 4 CC - 25 24 June 2009
(b) The Frequency control device (or speed governor) in co-ordination with
other control devices must control the Generating Unit, DC Converter or
Power Park Module Active Power Output with stability over the entire
operating range of the Generating Unit, DC Converter or Power Park
Module; and
(c) The Frequency control device (or speed governor) must meet the following
minimum requirements:
(i) Where a Generating Unit, DC Converter or Power Park Module

becomes isolated from the rest of the Total System but is still supplying
Customers, the Frequency control device (or speed governor) must
also be able to control System Frequency below 52Hz unless this
causes the Generating Unit, DC Converter or Power Park Module to
operate below its Designed Minimum Operating Level when it is
possible that it may, as detailed in BC 3.7.3, trip after a time. For the
avoidance of doubt the Generating Unit, DC Converter or Power Park
Module is only required to operate within the System Frequency range
47 - 52 Hz as defined in CC.6.1.3.;
(ii) the Frequency control device (or speed governor) must be capable of
being set so that it operates with an overall speed Droop of between
3% and 5%. For the avoidance of doubt, in the case of a Power Park
Module the speed Droop should be equivalent of a fixed setting
between 3% and 5% applied to each Power Park Unit in service;
(iii) in the case of all Generating Units, DC Converter or Power Park

Module other than the Steam Unit within a CCGT Module the
Frequency control device (or speed governor) deadband should be no
greater than 0.03Hz (for the avoidance of doubt, ±0.015Hz). In the
case of the Steam Unit within a CCGT Module, the speed governor
deadband should be set to an appropriate value consistent with the
requirements of CC.6.3.7(c)(i) and the requirements of BC3.7.2 for the
provision of Limited High Frequency Response;
For the avoidance of doubt, the minimum requirements in (ii) and (iii) for the
provision of System Ancillary Services do not restrict the negotiation of
Commercial Ancillary Services between NGET and the User using other
parameters; and
(d) A facility to modify, so as to fulfil the requirements of the Balancing Codes,

the Target Frequency setting either continuously or in a maximum of 0.05
Hz steps over at least the range 50 ±0.1 Hz should be provided in the unit
load controller or equivalent device.
(e) (i) Each Onshore Generating Unit and/or CCGT Module which has a
Completion Date after 1 January 2001 in England and Wales, and
after 1 April 2005 in Scotland, must be capable of meeting the
minimum Frequency response requirement profile subject to and in
accordance with the provisions of Appendix 3.
(ii) Each DC Converter at a DC Converter Station which has a

Completion Date on or after 1 April 2005 and each Offshore DC
Converter at a Large Power Station must be capable of meeting the
minimum Frequency response requirement profile subject to and in
accordance with the provisions of Appendix 3.
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Issue 4 CC - 26 24 June 2009
(iii) Each Onshore Power Park Module in operation in England and
Wales with a Completion Date on or after 1 January 2006 must be
capable of meeting the minimum Frequency response requirement
profile subject to and in accordance with the provisions of Appendix 3.
(iv) Each Onshore Power Park Module in operation on or after 1 January

2006 in Scotland (with a Completion Date on or after 1 April 2005 and
a Registered Capacity of 50MW or more) must be capable of meeting
the minimum Frequency response requirement profile subject to and
in accordance with the provisions of Appendix 3.
(v) Each Offshore Generating Unit in a Large Power Station must be

capable of meeting the minimum Frequency response requirement
profile subject to and in accordance with the provisions of Appendix 3.
(vi) Each Offshore Power Park Module in a Large Power Station with a
Registered Capacity of 50 MW or greater, must be capable of
meeting the minimum Frequency response requirement profile subject
to and in accordance with the provisions of Appendix 3.
(vii) Subject to the requirements of CC.6.3.7(e), Offshore Generating

Units at a Large Power Station, Offshore Power Park Modules at a
Large Power Station and Offshore DC Converters in a Large
Power Station shall comply with the requirements of CC.6.3.7.
Generators should be aware that Section K of the STC places
requirements on Offshore Transmission Licensees which utilise a
Transmission DC Converter as part of their Offshore Transmission
System to make appropriate provisions to enable Generators to fulfil
their obligations.
(f) For the avoidance of doubt, the requirements of Appendix 3 do not apply to:
(i) Generating Units and/or CCGT Modules which have a

Completion Date before 1 January 2001 in England and Wales,
and before 1 April 2005 in Scotland, for whom the remaining
requirements of this clause CC.6.3.7 shall continue to apply
unchanged: or
(ii) DC Converters at a DC Converter Station which have a

Completion Date before 1 April 2005; or
(iii) Onshore Power Park Modules in England and Wales with a

Completion Date before 1 January 2006 for whom only the
requirements of Limited Frequency Sensitive Mode (BC.3.5.2)
operation shall apply; or
(iv) Onshore Power Park Modules in operation in Scotland before 1

January 2006 for whom only the requirements of Limited
Frequency Sensitive Mode (BC.3.5.2) operation shall apply; or
(v) Onshore Power Park Modules in operation after 1 January 2006 in

Scotland which have a Completion Date before 1 April 2005 for
whom the remaining requirements of this clause CC.6.3.7 shall
continue to apply unchanged; or
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Issue 4 CC - 27 24 June 2009
(vi) Offshore Power Park Modules which are in a Large Power
Station with a Registered Capacity less than 50MW for whom only
the requirements of Limited Frequency Sensitive Mode (BC.3.5.2)
operation shall apply.
Excitation and Voltage Control Performance Requirements
CC.6.3.8 (a) Excitation and voltage control performance requirements applicable to

Onshore Generating Units, Onshore Power Park Modules and Onshore
DC Converters.
(i) A continuously-acting automatic excitation control system is required to

provide constant terminal voltage control of the Onshore Synchronous
Generating Unit without instability over the entire operating range of
the Onshore Generating Unit.
(ii) In respect of Onshore Synchronous Generating Units with a

Completion Date before 1 January 2009, the requirements for
excitation control facilities, including Power System Stabilisers, where
in NGET's view these are necessary for system reasons, will be
specified in the Bilateral Agreement. If any Modification to the
excitation control facilities of such Onshore Synchronous Generating
Units is made on or after 1 January 2009 the requirements that shall
apply may be specified in the Bilateral Agreement as varied. To the
extent that the Bilateral Agreement does not specify, the requirements
given or referred to in CC.A.6 shall apply. The performance
requirements for a continuously acting automatic excitation control
system that shall be complied with by the User in respect of such
Onshore Synchronous Generating Units with a Completion Date on
or after 1 January 2009 are given or referred to in CC.A.6. Reference is
made to on-load commissioning witnessed by NGET in BC2.11.2.
(iii) In the case of an Onshore Non-Synchronous Generating Unit,

Onshore DC Converter or Onshore Power Park Module a
continuously-acting automatic control system is required to provide
control of the voltage (or zero transfer of Reactive Power as applicable
to CC.6.3.2) at the Onshore Grid Entry Point or User System Entry
Point without instability over the entire operating range of the Onshore
Non-Synchronous Generating Unit, Onshore DC Converter or
Onshore Power Park Module. Any Plant or Apparatus used in the
provisions of such voltage control within an Onshore Power Park
Module may be located at the Power Park Unit terminals, an
appropriate intermediate busbar or the Connection Point. In the case
of an Onshore Power Park Module in Scotland with a Completion
Date before 1 January 2009, voltage control may be at the Power Park
Unit terminals, an appropriate intermediate busbar or the Connection
Point as specified in the Bilateral Agreement. When operating below
20% Rated MW the automatic control system may continue to provide
voltage control utilising any available reactive capability. If voltage
control is not being provided the automatic control system shall be
designed to ensure a smooth transition between the shaded area bound
by CD and the non shaded area bound by AB in Figure 1 of CC6.3.2 (c).
(iv) The performance requirements for a continuously acting automatic

voltage control system in respect of Onshore Power Park Modules,
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Issue 4 CC - 28 24 June 2009
Onshore Non-Synchronous Generating Units and Onshore DC
Converters with a Completion Date before 1 January 2009 will be
specified in the Bilateral Agreement. If any Modification to the
continuously acting automatic voltage control system of such Onshore
Power Park Modules, Onshore Non-Synchronous Generating
Units and Onshore DC Converters is made on or after 1 January
2009 the requirements that shall apply may be specified in the
Bilateral Agreement as varied. To the extent that the Bilateral
Agreement does not specify, the requirements given or referred to in
CC.A.7 shall apply. The performance requirements for a continuously
acting automatic voltage control system that shall be complied with by
the User in respect of Onshore Power Park Modules, Onshore Non-
Synchronous Generating Units and Onshore DC Converters with a
Completion Date on or after 1 January 2009 are given or referred to
in CC.A.7.
(v) In particular, other control facilities, including constant Reactive Power

output control modes and constant Power Factor control modes (but
excluding VAR limiters) are not required. However, if present in the
excitation or voltage control system they will be disabled unless the
Bilateral Agreement records otherwise. Operation of such control
facilities will be in accordance with the provisions contained in BC2.
(b) Excitation and voltage control performance requirements applicable to Offshore

Generating Units at a Large Power Station, Offshore Power Park Modules at
a Large Power Station and Offshore DC Converters at a Large Power
Station.
A continuously acting automatic control system is required to provide either:-
(i) control of Reactive Power (as specified in CC.6.3.2(e) (i) (ii)) at the
Offshore Grid Entry Point without instability over the entire operating
range of the Offshore Generating Unit, Offshore DC Converter or
Offshore Power Park Module. The performance requirements for this
automatic control system will be specified in the Bilateral Agreement
or;
(ii) where an alternative reactive capability has been specified in the

Bilateral Agreement, in accordance with CC.6.3.2 (e) (iii), the Offshore
Generating Unit, Offshore Power Park Module or Offshore DC
Converter will be required to control voltage and / or Reactive Power
without instability over the entire operating range of the Offshore
Generating Unit, Offshore Power Park Module or Offshore DC
Converter. The performance requirements of the control system will be
specified in the Bilateral Agreement.
In addition to CC.6.3.8(b) (i) and (ii) the requirements for excitation control
facilities, including Power System Stabilisers, where in NGET’s view these
are necessary for system reasons, will be specified in the Bilateral
Agreement. Reference is made to onload commissioning witnessed by
NGET in BC2.11.2.
Steady state Load Inaccuracies
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Issue 4 CC - 29 24 June 2009
CC.6.3.9 The standard deviation of Load error at steady state Load over a 30 minute period
must not exceed 2.5 per cent of a Genset’s Registered Capacity. Where a
Genset is instructed to Frequency sensitive operation, allowance will be made in
determining whether there has been an error according to the governor droop
characteristic registered under the PC.
For the avoidance of doubt in the case of a Power Park Module allowance will be
made for the full variation of mechanical power output.
Negative Phase Sequence Loadings
CC.6.3.10 In addition to meeting the conditions specified in CC.6.1.5(b), each Synchronous

Generating Unit will be required to withstand, without tripping, the negative phase
sequence loading incurred by clearance of a close-up phase-to-phase fault, by
System Back-Up Protection on the National Electricity Transmission System
or User System located Onshore in which it is Embedded.
Neutral Earthing
CC.6.3.11 At nominal System voltages of 132kV and above the higher voltage windings of a
transformer of a Generating Unit, DC Converter or Power Park Module must be
star connected with the star point suitable for connection to earth. The earthing and
lower voltage winding arrangement shall be such as to ensure that the Earth Fault
Factor requirement of paragraph CC.6.2.1.1 (b) will be met on the National
Electricity Transmission System at nominal System voltages of 132kV and
above.
Frequency Sensitive Relays
CC.6.3.12 As stated in CC.6.1.3, the System Frequency could rise to 52Hz or fall to 47Hz.
Each Generating Unit, DC Converter, Power Park Module or any constituent
element must continue to operate within this Frequency range for at least the
periods of time given in CC.6.1.3 unless NGET has agreed to any Frequency-level
relays and/or rate-of-change-of-Frequency relays which will trip such Generating
Unit, DC Converter, Power Park Module and any constituent element within this
Frequency range, under the Bilateral Agreement.
CC.6.3.13 Generators and DC Converter Station owners will be responsible for protecting all
their Generating Units, DC Converters or Power Park Modules against damage
should Frequency excursions outside the range 52Hz to 47Hz ever occur. Should
such excursions occur, it is up to the Generator or DC Converter Station owner to
decide whether to disconnect his Apparatus for reasons of safety of Apparatus,
Plant and/or personnel.
CC.6.3.14 It may be agreed in the Bilateral Agreement that a Genset shall have a Fast-Start
Capability. Such Gensets may be used for Operating Reserve and their Start-Up
may be initiated by Frequency-level relays with settings in the range 49Hz to 50Hz
as specified pursuant to OC2.
CC.6.3.15 Fault Ride Through
This section sets out the fault ride through requirements on Generating Units,
Power Park Modules and DC Converters. Onshore Generating Units, Onshore
Power Park Modules and Onshore DC Converters (including Embedded Medium
Power Stations and Embedded DC Converter Stations not subject to a Bilateral
Agreement and with an Onshore User System Entry Point (irrespective of whether
they are located Onshore or Offshore)) are required to operate through System
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Issue 4 CC - 30 24 June 2009
faults and disturbances as defined in CC.6.3.15.1 (a), CC.6.3.15.1 (b) and
CC.6.3.15.3. Offshore Generating Units at a Large Power Station, Offshore
Power Park Modules at a Large Power Station and Offshore DC Converters at a
Large Power Station shall have the option of meeting either:-
i) CC.6.3.15.1 (a), CC.6.3.15.1 (b) and CC.6.3.15.3, or:-

ii) CC.6.3.15.2 (a), CC.6.3.15.2 (b) and CC.6.3.15.3
Offshore Generators and Offshore DC Converter owners, should notify NGET

which option they wish to select within 28 days (or such longer period as NGET may
agree, in any event this being no later than 3 months before the Completion Date of
the offer for a final CUSC Contract which would be made following the appointment
of the Offshore Transmission Licensee).
CC.6.3.15.1 Fault Ride through applicable to Generating Units, Power Park Modules and DC
Converters
(a) Short circuit faults on the Onshore Transmission System (which may
include an Interface Point) at Supergrid Voltage up to 140ms in duration.
(i) Each Generating Unit, DC Converter, or Power Park Module and any
constituent Power Park Unit thereof shall remain transiently stable and
connected to the System without tripping of any Generating Unit, DC
Converter or Power Park Module and / or any constituent Power Park
Unit, for a close-up solid three-phase short circuit fault or any
unbalanced short circuit fault on the Onshore Transmission System
operating at Supergrid Voltages for a total fault clearance time of up to
140 ms. A solid three-phase or unbalanced earthed fault results in zero
voltage on the faulted phase(s) at the point of fault. The duration of zero
voltage is dependent on local protection and circuit breaker operating
times. This duration and the fault clearance times will be specified in the
Bilateral Agreement. Following fault clearance, recovery of the
Supergrid Voltage on the Onshore Transmission System to 90%
may take longer than 140ms as illustrated in Appendix 4A Figures
CC.A.4A.1 (a) and (b). It should be noted that in the case of an
Offshore Generating Unit, Offshore DC Converter or Offshore
Power Park Module (including any Offshore Power Park Unit thereof)
which is connected to an Offshore Transmission System which
includes a Transmission DC Converter as part of that Offshore
Transmission System, the Offshore Grid Entry Point voltage may not
indicate the presence of a fault on the Onshore Transmission System.
The fault will affect the level of Active Power that can be transferred to
the Onshore Transmission System and therefore subject the
Offshore Generating Unit, Offshore DC Converter or Offshore
Power Park Module (including any Offshore Power Park Unit thereof)
to a load rejection.
(ii) Each Generating Unit or Power Park Module shall be designed such
that upon both clearance of the fault on the Onshore Transmission
System as detailed in CC.6.3.15.1 (a) (i) and within 0.5 seconds of the
restoration of the voltage at the Onshore Grid Entry Point (for
Onshore Generating Units and Onshore Power Park Modules) or
Interface Point (for Offshore Generating Units and Offshore Power
Park Modules) to the minimum levels specified in CC.6.1.4 (or within
0.5 seconds of restoration of the voltage at the User System Entry
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Issue 4 CC - 31 24 June 2009
Point to 90% of nominal or greater if Embedded), Active Power output
shall be restored to at least 90% of the level available immediately
before the fault. Once the Active Power output has been restored to the
required level, Active Power oscillations shall be acceptable provided
that:
- the total Active Energy delivered during the period of the oscillations is
at least that which would have been delivered if the Active Power was
constant
- the oscillations are adequately damped
During the period of the fault as detailed in CC.6.3.15.1 (a) (i) for which the
voltage at the Grid Entry Point is outside the limits specified in CC.6.1.4,
each Generating Unit or Power Park Module shall generate maximum
reactive current without exceeding the transient rating limit of the
Generating Unit or Power Park Module and / or any constituent Power
Park Unit.
(iii) Each DC Converter shall be designed to meet the Active Power

recovery characteristics as specified in the Bilateral Agreement upon
clearance of the fault on the Onshore Transmission System as
detailed in CC.6.3.15.1 (a) (i).
(b) Supergrid Voltage dips on the Onshore Transmission System greater than
140ms in duration
In addition to the requirements of CC.6.3.15.1 (a) each Generating Unit or

Power Park Module and / or any constituent Power Park Unit, each with a
Completion Date on or after the 1 April 2005 shall:
(i) remain transiently stable and connected to the System without tripping
of any Generating Unit or Power Park Module and / or any constituent
Power Park Unit, for balanced Supergrid Voltage dips and associated
durations on the Onshore Transmission System (which could be at
the Interface Point) anywhere on or above the heavy black line shown
in Figure 5. Appendix 4A and Figures CC.A.4A.3 (a), (b) and (c) provide
an explanation and illustrations of Figure 5; and,
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Issue 4 CC - 32 24 June 2009
Supergrid Voltage Level
(% of Nominal)
90
85
80
15
0.14s 1.2s 2.5s 3 minutes
Supergrid Voltage Duration
Figure 5
(ii) provide Active Power output, during Supergrid Voltage dips on the
Onshore Transmission System as described in Figure 5, at least in
proportion to the retained balanced voltage at the Onshore Grid Entry
Point (for Onshore Generating Units and Onshore Power Park
Modules) or Interface Point (for Offshore Generating Units and
Offshore Power Park Modules) (or the retained balanced voltage at
the User System Entry Point if Embedded) except in the case of a
Non-Synchronous Generating Unit or Power Park Module where
there has been a reduction in the Intermittent Power Source in the
time range in Figure 5 that restricts the Active Power output below this
level and shall generate maximum reactive current (where the voltage at
the Grid Entry Point is outside the limits specified in CC.6.1.4) without
exceeding the transient rating limits of the Generating Unit or Power
Park Module and any constituent Power Park Unit; and,
(iii) restore Active Power output, following Supergrid Voltage dips on the
Onshore Transmission System as described in Figure 5, within 1
second of restoration of the voltage at the:-
Onshore Grid Entry Point for directly connected Onshore Generating

Units and Onshore Power Park Modules or,
Interface Point for Offshore Generating Units and Offshore Power
Park Modules or,
User System Entry Point for Embedded Onshore Generating Units
and Embedded Onshore Power Park Modules or,
User System Entry Point for Embedded Medium Power Stations and
Embedded DC Converter Stations not subject to a Bilateral
Agreement and with an Onshore User System Entry Point
(irrespective of whether they are located Onshore or Offshore)
to the minimum levels specified in CC.6.1.4 to at least 90% of the level

available immediately before the occurrence of the dip except in the
case of a Non-Synchronous Generating Unit or Power Park Module
where there has been a reduction in the Intermittent Power Source in
the
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Issue 4 CC - 33 24 June 2009
level. Once the Active Power output has been restored to the required
level, Active Power oscillations shall be acceptable provided that:
- the total Active Energy delivered during the period of the

oscillations is at least that which would have been delivered if the
Active Power was constant
- the oscillations are adequately damped.
For the avoidance of doubt a balanced Onshore Transmission System Supergrid

Voltage meets the requirements of CC.6.1.5 (b) and CC.6.1.6.
CC.6.3.15.2 Fault Ride Through applicable to Offshore Generating Units at a Large Power
Station, Offshore Power Park Modules at a Large Power Station and Offshore
DC Converters at a Large Power Station who choose to meet the fault ride through
requirements at the LV side of the Offshore Platform
(a) Requirements on Offshore Generating Units, Offshore Power Park

Modules and Offshore DC Converters to withstand voltage dips on the
LV Side of the Offshore Platform for up to 140ms in duration as a
result of faults and / or voltage dips on the Onshore Transmission
System operating at Supergrid Voltage
(i) Each Offshore Generating Unit, Offshore DC Converter, or

Offshore Power Park Module and any constituent Power Park
Unit thereof shall remain transiently stable and connected to the
System without tripping of any Offshore Generating Unit, or
Offshore DC Converter or Offshore Power Park Module and / or
any constituent Power Park Unit, for any balanced or unbalanced
voltage dips on the LV Side of the Offshore Platform whose
profile is anywhere on or above the heavy black line shown in
Figure 6. For the avoidance of doubt, the profile beyond 140ms in
Figure 6 shows the minimum recovery in voltage that will be seen
by the generator following clearance of the fault at 140ms.
Appendix 4B and Figures CC.A.4B.2 (a) and (b) provide further
illustration of the voltage recovery profile that may be seen. It
should be noted that in the case of an Offshore Generating Unit,
Offshore DC Converter or Offshore Power Park Module
(including any Offshore Power Park Unit thereof) which is
connected to an Offshore Transmission System which includes a
Transmission DC Converter as part of that Offshore
Transmission System, the Offshore Grid Entry Point voltage
may not indicate the presence of a fault on the Onshore
Transmission System. The voltage dip will affect the level of
Active Power that can be transferred to the Onshore
Transmission System and therefore subject the Offshore
Generating Unit, Offshore DC Converter or Offshore Power
Park Module (including any Offshore Power Park Unit thereof) to
a load rejection.
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Issue 4 CC - 34 24 June 2009
V/VN(%)
100%
94%
60%
15%
0 140ms 500ms Time
V/VN is the ratio of the actual voltage on one or more phases at the LV
Side of the Offshore Platform to the nominal voltage of the LV Side of
the Offshore Platform.
Figure 6
(ii) Each Offshore Generating Unit, or Offshore Power Park

Module and any constituent Power Park Unit thereof shall
provide Active Power output, during voltage dips on the LV
Side of the Offshore Platform as described in Figure 6, at least
in proportion to the retained voltage at the LV Side of the
Offshore Platform except in the case of an Offshore Non-
Synchronous Generating Unit or Offshore Power Park
Module where there has been a reduction in the Intermittent
Power Source in the time range in Figure 6 that restricts the
Active Power output below this level and shall generate
maximum reactive current without exceeding the transient rating
limits of the Offshore Generating Unit or Offshore Power Park
Module and any constituent Power Park Unit. Once the Active
Power output has been restored to the required level, Active
Power oscillations shall be acceptable provided that:
- the total Active Energy delivered during the period of

the oscillations is at least that which would have been
delivered if the Active Power was constant
and;
(iii) Each Offshore DC Converter shall be designed to meet the
Active Power recovery characteristics as specified in the
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Issue 4 CC - 35 24 June 2009
Bilateral Agreement upon restoration of the voltage at the LV
Side of the Offshore Platform.
(b) Requirements of Offshore Generating Units, Offshore Power Park

Modules to withstand voltage dips on the LV Side of the Offshore
Platform greater than 140ms in duration.
In addition to the requirements of CC.6.3.15.2. (a) each Offshore

Generating Unit or Offshore Power Park Module and / or any
constituent Power Park Unit, shall:
(i) remain transiently stable and connected to the System without

tripping of any Offshore Generating Unit or Offshore Power Park
Module and / or any constituent Power Park Unit, for any balanced
voltage dips on the LV side of the Offshore Platform and
associated durations anywhere on or above the heavy black line
shown in Figure 7. Appendix 4B and Figures CC.A.4B.3. (a), (b)
and (c) provide an explanation and illustrations of Figure 7. It
should be noted that in the case of an Offshore Generating Unit,
or Offshore Power Park Module (including any Offshore Power
Park Unit thereof) which is connected to an Offshore
Transmission System which includes a Transmission DC
Converter as part of that Offshore Transmission System, the
Offshore Grid Entry Point voltage may not indicate the presence
of a voltage dip on the Onshore Transmission System. The
voltage dip will affect the level of Active Power that can be
transferred to the Onshore Transmission System and therefore
subject the Offshore Generating Unit, or Offshore Power Park
Module (including any Offshore Power Park Unit thereof) to a
load rejection.
Voltage at LV Side of Offshore Platform

(% of Nominal)
90
85
80
15

Offshore Platform LV Voltage Duration
Figure 7
(ii) provide Active Power output, during voltage dips on the LV Side of the
Offshore Platform as described in Figure 7, at least in proportion to the
retained balanced or unbalanced voltage at the LV Side of the
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Issue 4 CC - 36 24 June 2009
Offshore Platform except in the case of an Offshore Non-
Synchronous Generating Unit or Offshore Power Park Module
where there has been a reduction in the Intermittent Power Source in
the time range in Figure 7 that restricts the Active Power output below
this level and shall generate maximum reactive current (where the
voltage at the Offshore Grid Entry Point is outside the limits specified
in CC.6.1.4) without exceeding the transient rating limits of the Offshore
Generating Unit or Offshore Power Park Module and any constituent
Power Park Unit; and,
(iii) within 1 second of the restoration of the voltage at the LV Side of the
Offshore Platform (to the minimum levels specified in CC.6.1.4) restore
Active Power to at least 90% of the Offshore Generating Unit's or
Offshore Power Park Module's immediate pre-disturbed value, unless
there has been a reduction in the Intermittent Power Source in the
level. Once the Active Power output has been restored to the required
level, Active Power oscillations shall be acceptable provided that:
- the total Active Energy delivered during the period of the

oscillations is at least that which would have been delivered if
the Active Power was constant
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Issue 4 CC - 37 24 June 2009
CC.6.3.15.3 Other Requirements
(i) In the case of a Power Park Module (comprising of wind-turbine

generator units), the requirements in CC.6.3.15.1 and CC.6.3.15.2 do
not apply when the Power Park Module is operating at less than 5%
of its Rated MW or during very high wind speed conditions when more
than 50% of the wind turbine generator units in a Power Park Module
have been shut down or disconnected under an emergency shutdown
sequence to protect User’s Plant and Apparatus.
(ii) In addition to meeting the conditions specified in CC.6.1.5(b) and

CC.6.1.6, each Non-Synchronous Generating Unit or Power Park
Module with a Completion Date after 1 April 2005 and any
constituent Power Park Unit thereof will be required to withstand,
without tripping, the negative phase sequence loading incurred by
clearance of a close-up phase-to-phase fault, by System Back-Up
Protection on the Onshore Transmission System operating at
Supergrid Voltage.
(iii) In the case of an Onshore Power Park Module in Scotland with a

Completion Date before 1 January 2004 and a Registered Capacity
less than 30MW the requirements in CC.6.3.15.1 (a) do not apply. In
the case of an Onshore Power Park Module in Scotland with a
Completion Date on or after 1 January 2004 and before 1 July 2005
and a Registered Capacity less than 30MW the requirements in
CC.6.3.15.1 (a) are relaxed from the minimum Onshore
Transmission System Supergrid Voltage of zero to a minimum
Onshore Transmission System Supergrid Voltage of 15% of
nominal. In the case of an Onshore Power Park Module in Scotland
with a Completion Date before 1 January 2004 and a Registered
Capacity of 30MW and above the requirements in CC.6.3.15.1 (a) are
relaxed from the minimum Onshore Transmission System
Supergrid Voltage of zero to a minimum Onshore Transmission
System Supergrid Voltage of 15% of nominal.
(iv) To avoid unwanted island operation, Non-Synchronous Generating

Units in Scotland (and those directly connected to a Scottish Offshore
Transmission System), or Power Park Modules in Scotland (and
those directly connected to a Scottish Offshore Transmission
System) shall be tripped for the following conditions:-
(1) Frequency above 52Hz for more than 2 seconds

(2) Frequency below 47Hz for more than 2 seconds
(3) Voltage as measured at the Onshore Connection Point or
Onshore User System Entry Point or Offshore Grid Entry
Point is below 80% for more than 2 seconds
(4) Voltage as measured at the Onshore Connection Point or
Onshore User System Entry Point or Offshore Grid Entry
Point is above 120% (115% for 275kV) for more than 1 second.
The times in sections (1) and (2) are maximum trip times. Shorter times may be
used to protect the Non-Synchronous Generating Units or Power Park Modules.
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Additional Damping Control Facilities for DC Converters
CC.6.3.16 (a) DC Converter owners or Network Operators in the case of an Embedded

DC Converter Station not subject to a Bilateral Agreement must ensure that
any of their Onshore DC Converters will not cause a sub-synchronous
resonance problem on the Total System. Each DC Converter is required to
be provided with sub-synchronous resonance damping control facilities.
(b) Where specified in the Bilateral Agreement, each DC Converter is required

to be provided with power oscillation damping or any other identified
additional control facilities.
System to Generator Operational Intertripping Scheme
CC.6.3.17 NGET may require that a System to Generator Operational Intertripping Scheme
be installed as part of a condition of the connection of the Generator. Scheme
specific details shall be included in the relevant Bilateral Agreement and shall, in
respect of Bilateral Agreements entered into on or after 16th March 2009 include the
following information:
1. the relevant category(ies) of the scheme (referred to as Category 1

Intertripping Scheme, Category 2 Intertripping Scheme, Category 3
Intertripping Scheme and Category 4 Intertripping Scheme);
2. the Generating Unit(s) or CCGT Module(s) or Power Park Module(s) to

be either permanently armed or that can be instructed to be armed in
accordance with BC2.8;
3. the time within which the Generating Unit(s) or CCGT Module(s) or

Power Park Module(s) circuit breaker(s) are to be automatically tripped;
4. the location to which the trip signal will be provided by NGET. Such location
will be provided by NGET prior to the commissioning of the Generating
Unit(s) or CCGT Module(s) or Power Park Module(s).
Where applicable, the Bilateral Agreement shall include the conditions on the
National Electricity Transmission System during which NGET may instruct the
System to Generator Operational Intertripping Scheme to be armed and the
conditions that would initiate a trip signal.
CC.6.3.18 The time within which the Generating Unit(s) or CCGT Module or Power Park Module
circuit breaker(s) need to be automatically tripped is determined by the specific
conditions local to the Generator. This ‘time to trip’ (defined as time from provision of the
trip signal by NGET to the specified location, to circuit breaker main contact opening) can
typically range from 100ms to 10sec. A longer time to trip may allow the initiation of an
automatic reduction in the Generating Unit(s) or CCGT Module(s) or Power Park
Module(s) output prior to the automatic tripping of the Generating Unit(s) or CCGT
Module(s) or Power Park Module(s) circuit breaker. Where applicable NGET may
provide separate trip signals to allow for either a longer or shorter ‘time to trip’ to be
initiated.
CC.6.4 GENERAL NETWORK OPERATOR AND NON-EMBEDDED CUSTOMER

REQUIREMENTS
CC.6.4.1 This part of the Grid Code describes the technical and design criteria and
performance requirements for Network Operators and Non-Embedded
Customers.
Neutral Earthing
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Issue 4 CC - 39 24 June 2009
CC.6.4.2 At nominal System voltages of 132kV and above the higher voltage windings of
three phase transformers and transformer banks connected to the National
Electricity Transmission System must be star connected with the star point
suitable for connection to earth. The earthing and lower voltage winding
arrangement shall be such as to ensure that the Earth Fault Factor requirement of
paragraph CC.6.2.1.1 (b) will be met on the National Electricity Transmission
System at nominal System voltages of 132kV and above.
Frequency Sensitive Relays
CC.6.4.3 As explained under OC6, each Network Operator, will make arrangements that will
facilitate automatic low Frequency Disconnection of Demand (based on Annual
ACS Conditions). CC.A.5.5. of Appendix 5 includes specifications of the local
percentage Demand that shall be disconnected at specific frequencies. The
manner in which Demand subject to low Frequency disconnection will be split into
discrete MW blocks is specified in OC6.6. Technical requirements relating to Low
Frequency Relays are also listed in Appendix 5.
Operational Metering
CC.6.4.4 Where NGET can reasonably demonstrate that an Embedded Medium Power
Station or Embedded DC Converter Station has a significant effect on the
National Electricity Transmission System, it may require the Network Operator
within whose System the Embedded Medium Power Station or Embedded DC
Converter Station is situated to ensure that the operational metering equipment
described in CC.6.5.6 is installed such that NGET can receive the data referred to
in CC.6.5.6. In the case of an Embedded Medium Power
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Issue 4 CC - 40 24 June 2009
Station subject to, or proposed to be subject to a Bilateral Agreement NGET shall
notify such Network Operator of the details of such installation in writing within 3
months of being notified of the application to connect under CUSC and in the case
of an Embedded Medium Power Station not subject to, or not proposed to be
subject to a Bilateral Agreement in writing as a Site Specific Requirement in
accordance with the timescales in CUSC 6.5.5. In either case the Network
Operator shall ensure that the data referred to in CC.6.5.6 is provided to NGET.
CC.6.5 COMMUNICATIONS PLANT
CC.6.5.1 In order to ensure control of the National Electricity Transmission System,

telecommunications between Users and NGET must, if required by NGET, be
established in accordance with the requirements set down below.
CC.6.5.2 Control Telephony and System Telephony
CC.6.5.2.1 Control Telephony is the principle method by which a User's Responsible

Engineer/Operator and NGET Control Engineers speak to one another for the
purposes of control of the Total System in both normal and emergency operating
conditions. Control Telephony provides secure point to point telephony for routine
Control Calls, priority Control Calls and emergency Control Calls.
CC.6.5.2.2 System Telephony is an alternate method by which a User's Responsible

Engineer/Operator and NGET Control Engineers speak to one another for the
purposes of control of the Total System in both normal operating conditions and
where practicable, emergency operating conditions. System Telephony uses the
Public Switched Telephony Network to provide telephony for Control Calls,
inclusive of emergency Control Calls.
CC.6.5.2.3 Calls made and received over Control Telephony and System Telephony may be
recorded and subsequently replayed for commercial and operational reasons.
CC.6.5.3 Supervisory Tones
CC.6.5.3.1 Control Telephony supervisory tones indicate to the calling and receiving parties
dial, engaged, ringing, secondary engaged (signifying that priority may be
exercised) and priority disconnect tones.
CC.6.5.3.2 System Telephony supervisory tones indicate to the calling and receiving parties
dial, engaged and ringing tones.
CC.6.5.4 Obligations in respect of Control Telephony and System Telephony
CC.6.5.4.1 Where NGET requires Control Telephony, Users are required to use the Control
Telephony with NGET in respect of all Connection Points with the National
Electricity Transmission System and in respect of all Embedded Large Power
Stations and Embedded DC Converter Stations. NGET will install Control
Telephony at the User’s Control Point where the User’s telephony equipment is
not capable of providing the required facilities or is otherwise incompatible with the
Transmission Control Telephony. Details of and relating to the Control
Telephony required are contained in the Bilateral Agreement.
CC.6.5.4.2 Where in NGET’s sole opinion the installation of Control Telephony is not
practicable at a User’s Control Point(s), NGET shall specify in the Bilateral
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Issue 4 CC - 41 24 June 2009
Agreement whether System Telephony is required. Where System Telephony is
required by NGET, the User shall ensure that System Telephony is installed.
CC.6.5.4.3 Where System Telephony is installed, Users are required to use the System
Telephony with NGET in respect of those Control Point(s) for which it has been
installed. Details of and relating to the System Telephony required are contained in
the Bilateral Agreement.
CC.6.5.4.4 Where Control Telephony or System Telephony is installed, routine testing of

such facilities may be required by NGET (not normally more than once in any
calendar month). The User and NGET shall use reasonable endeavours to agree a
test programme and where NGET requests the assistance of the User in
performing the agreed test programme the User shall provide such assistance.
CC.6.5.4.5 Control Telephony and System Telephony shall only be used for the purposes of
operational voice communication between NGET and the relevant User.
CC.6.5.4.6 Control Telephony contains emergency calling functionality to be used for urgent
operational communication only. Such functionality enables NGET and Users to
utilise a priority call in the event of an emergency. NGET and Users shall only use
such priority call functionality for urgent operational communications.
CC.6.5.5 Technical Requirements for Control Telephony and System Telephony
CC.6.5.5.1 Detailed information on the technical interfaces and support requirements for
Control Telephony applicable in NGET’s Transmission Area is provided in the
Control Telephony Electrical Standard identified in the Annex to the General
Conditions. Where additional information, or information in relation to Control
Telephony applicable in Scotland, is requested by Users, this will be provided,
where possible, by NGET.
CC.6.5.5.2 System Telephony shall consist of a dedicated Public Switched Telephone

Network telephone line that shall be installed and configured by the relevant User.
NGET shall provide a dedicated free phone number (UK only), for the purposes of
receiving incoming calls to NGET, which Users shall utilise for System Telephony.
System Telephony shall only be utilised by the NGET Control Engineer and the
User’s Responsible Engineer/Operator for the purposes of operational
communications.
Operational Metering
CC.6.5.6 (a) NGET shall provide system control and data acquisition (SCADA) outstation
interface equipment. The User shall provide such voltage, current,
Frequency, Active Power and Reactive Power measurement outputs and
plant status indications and alarms to the Transmission SCADA outstation
interface equipment as required by NGET in accordance with the terms of
the Bilateral Agreement.
(b) For the avoidance of doubt, for Active Power and Reactive Power
measurements, circuit breaker and disconnector status indications from:
(i) CCGT Modules at Large Power Stations, the outputs and status
indications must each be provided to NGET on an individual CCGT Unit
basis. In addition, where identified in the Bilateral Agreement, Active
Power and Reactive Power measurements from Unit Transformers
and/or Station Transformers must be provided.
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Issue 4 CC - 42 24 June 2009
(ii) DC Converters at DC Converter Stations, the outputs and status
indications must each be provided to NGET on an individual DC
Converter basis. In addition, where identified in the Bilateral
Agreement, Active Power and Reactive Power measurements from
converter and/or station transformers must be provided.
(iii) Power Park Modules at Embedded Large Power Stations and at

directly connected Power Stations, the outputs and status indications
must each be provided to NGET on an individual Power Park Module
basis. In addition, where identified in the Bilateral Agreement, Active
Power and Reactive Power measurements from station transformers
must be provided.
(c) For the avoidance of doubt, the requirements of CC.6.5.6(a) in the case of a
Cascade Hydro Scheme will be provided for each Generating Unit forming
part of that Cascade Hydro Scheme. In the case of Embedded
Generating Units forming part of a Cascade Hydro Scheme the data may
be provided by means other than a NGET SCADA outstation located at the
Power Station, such as, with the agreement of the Network Operator in
whose system such Embedded Generating Unit is located, from the
Network Operator’s SCADA system to NGET. Details of such
arrangements will be contained in the relevant Bilateral Agreements
between NGET and the Generator and the Network Operator.
(d) In the case of a Power Park Module an additional energy input signal (e.g.
wind speed) may be specified in the Bilateral Agreement . The signal may
be used to establish the level of energy input from the Intermittent Power
Source for monitoring pursuant to CC.6.6.1 and Ancillary Services and will,
in the case of a wind farm, be used to provide NGET with advanced warning
of excess wind speed shutdown.
Instructor Facilities
CC.6.5.7 The User shall accommodate Instructor Facilities provided by NGET for the
receipt of operational messages relating to System conditions.
Electronic Data Communication Facilities
CC.6.5.8 (a) All BM Participants must ensure that appropriate electronic data
communication facilities are in place to permit the submission of data, as
required by the Grid Code, to NGET.
(b) In addition, any User that wishes to participate in the Balancing

Mechanism must ensure that appropriate automatic logging devices are
installed at the Control Points of its BM Units to submit data to and to
receive instructions from NGET, as required by the Grid Code. For the
avoidance of doubt, in the case of an Interconnector User the Control
Point will be at the Control Centre of the appropriate Externally
(c) Detailed specifications of these required electronic facilities will be provided

by NGET on request and they are listed as Electrical Standards in the
Annex to the General Conditions.
Facsimile Machines
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CC.6.5.9 Each User and NGET shall provide a facsimile machine or machines:-
(a) in the case of Generators, at the Control Point of each Power Station and
at its Trading Point;
(b) in the case of NGET and Network Operators, at the Control Centre(s);
and
(c) in the case of Non-Embedded Customers and DC Converter Station

owners at the Control Point.
Each User shall notify, prior to connection to the System of the User's Plant and
Apparatus, NGET of its or their telephone number or numbers, and will notify
NGET of any changes. Prior to connection to the System of the User's Plant and
Apparatus NGET shall notify each User of the telephone number or numbers of its
facsimile machine or machines and will notify any changes.
CC.6.5.10 Busbar Voltage
NGET shall, subject as provided below, provide each Generator or DC Converter

Station owner at each Grid Entry Point where one of its Power Stations or DC
Converter Stations is connected with appropriate voltage signals to enable the
Generator or DC Converter Station owner to obtain the necessary information to
permit its Gensets or DC Converters to be Synchronised to the National
Electricity Transmission System. The term "voltage signal" shall mean in this
context, a point of connection on (or wire or wires from) a relevant part of
Transmission Plant and/or Apparatus at the Grid Entry Point, to which the
Generator or DC Converter Station owner, with NGET's agreement (not to be
unreasonably withheld) in relation to the Plant and/or Apparatus to be attached, will
be able to attach its Plant and/or Apparatus (normally a wire or wires) in order to
obtain measurement outputs in relation to the busbar.
CC.6.5.11 Bilingual Message Facilities
(a) A Bilingual Message Facility is the method by which the User’s

Responsible Engineer/Operator, the Externally Interconnected System
Operator and NGET Control Engineers communicate clear and
unambiguous information in two languages for the purposes of control of the
Total System in both normal and emergency operating conditions.
(b) A Bilingual Message Facility, where required, will provide up to two hundred
pre-defined messages with up to five hundred and sixty characters each. A
maximum of one minute is allowed for the transmission to, and display of,
the selected message at any destination. The standard messages must be
capable of being displayed at any combination of locations and can originate
from any of these locations. Messages displayed in the UK will be displayed
in the English language.
(c) Detailed information on a Bilingual Message Facility and suitable equipment

required for individual User applications will be provided by NGET upon
request.
CC.6.6 SYSTEM MONITORING
CC.6.6.1 Monitoring equipment is provided on the National Electricity Transmission

System to enable NGET to monitor its power system dynamic
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performance conditions. Where this monitoring equipment requires voltage and
current signals on the Generating Unit (other than Power Park Unit), DC
Converter or Power Park Module circuit from the User, NGET will inform the User
and they will be provided by the User with both the timing of the installation of the
equipment for receiving such signals and its exact position being agreed (the
User's agreement not to be unreasonably withheld) and the costs being dealt with,
pursuant to the terms of the Bilateral Agreement.
CC.7 SITE RELATED CONDITIONS
CC.7.1 Not used.
CC.7.2 RESPONSIBILITIES FOR SAFETY
CC.7.2.1 In England and Wales, any User entering and working on its Plant and/or
Apparatus on a Transmission Site will work to the Safety Rules of NGET.
In Scotland or Offshore, any User entering and working on its Plant and/or
Apparatus on a Transmission Site will work to the Safety Rules of the Relevant
Transmission Licensee, as advised by NGET.
CC.7.2.2 NGET entering and working on Transmission Plant and/or Apparatus on a User
Site will work to the User's Safety Rules. For User Sites in Scotland or Offshore,
NGET shall procure that the Relevant Transmission Licensee entering and
working on Transmission Plant and/or Apparatus on a User Site will work to the
User’s Safety Rules.
CC.7.2.3 A User may, with a minimum of six weeks notice, apply to NGET for permission to
work according to that Users own Safety Rules when working on its Plant and/or
Apparatus on a Transmission Site rather than those set out in CC.7.2.1. If NGET
is of the opinion that the User's Safety Rules provide for a level of safety
commensurate with those set out in CC.7.2.1, NGET will notify the User, in writing,
that, with effect from the date requested by the User, the User may use its own
Safety Rules when working on its Plant and/or Apparatus on the Transmission
Site. For a Transmission Site in Scotland or Offshore, in forming its opinion,
NGET will seek the opinion of the Relevant Transmission Licensee. Until receipt
of such written approval from NGET, the User will continue to use the Safety Rules
as set out in CC7.2.1.
CC.7.2.4 In the case of a User Site in England and Wales, NGET may, with a minimum of six
weeks notice, apply to a User for permission to work according to NGET’s Safety
Rules when working on Transmission Plant and/or Apparatus on that User Site,
rather than the User’s Safety Rules. If the User is of the opinion that NGET’s
Safety Rules provide for a level of safety commensurate with that of that User’s
Safety Rules, it will notify NGET, in writing, that, with the effect from the date
requested by NGET, NGET may use its own Safety Rules when working on its
Transmission Plant and/or Apparatus on that User Site. Until receipt of such
written approval from the User, NGET shall continue to use the User’s Safety
Rules.
In the case of a User Site in Scotland or Offshore, NGET may, with a minimum of
six weeks notice, apply to a User for permission for the Relevant Transmission
Licensee to work according to the Relevant Transmission Licensee’s Safety
Rules when working on Transmission Plant and/or Apparatus on that User Site,
rather than the User’s Safety Rules. If the User is of the opinion that the Relevant
Transmission Licensee’s Safety Rules, provide for a level of safety
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commensurate with that of that User’s Safety Rules, it will notify NGET, in writing,
that, with effect from the date requested by NGET, that the Relevant Transmission
Licensee may use its own Safety Rules when working on its Transmission Plant
and/or Apparatus on that User’s Site. Until receipt of such written approval from
the User, NGET shall procure that the Relevant Transmission Licensee shall
continue to use the User’s Safety Rules.
CC.7.2.5 For a Transmission Site in England and Wales, if NGET gives its approval for the
User’s Safety Rules to apply to the User when working on its Plant and/or
Apparatus, that does not imply that the User’s Safety Rules will apply to entering
the Transmission Site and access to the User’s Plant and/or Apparatus on that
Transmission Site. Bearing in mind NGET’s responsibility for the whole
Transmission Site, entry and access will always be in accordance with NGET’s
site access procedures. For a User Site in England and Wales, if the User gives its
approval for NGET’s Safety Rules to apply to NGET when working on its Plant and
Apparatus, that does not imply that NGET’s Safety Rules will apply to entering the
User Site, and access to the Transmission Plant and Apparatus on that User
Site. Bearing in mind the User’s responsibility for the whole User Site, entry and
access will always be in accordance with the User’s site access procedures.
For a Transmission Site in Scotland or Offshore, if NGET gives its approval for
the User’s Safety Rules to apply to the User when working on its Plant and/or
Apparatus, that does not imply that the User’s Safety Rules will apply to entering
the Transmission Site and access to the User’s Plant and/or Apparatus on that
Transmission Site. Bearing in mind the Relevant Transmission Licensee’s
responsibility for the whole Transmission Site, entry and access will always be in
accordance with the Relevant Transmission Licensee’s site access procedures.
For a User Site in Scotland or Offshore, if the User gives its approval for Relevant
Transmission Licensee Safety Rules to apply to the Relevant Transmission
Licensee when working on its Plant and Apparatus, that does not imply that the
Relevant Transmission Licensee’s Safety Rules will apply to entering the User
Site, and access to the Transmission Plant and Apparatus on that User Site.
Bearing in mind the User’s responsibility for the whole User Site, entry and access
will always be in accordance with the User’s site access procedures.
CC.7.2.6 For User Sites in England and Wales, Users shall notify NGET of any Safety
Rules that apply to NGET’s staff working on User Sites. For Transmission Sites
in England and Wales, NGET shall notify Users of any Safety Rules that apply to
the User’s staff working on the Transmission Site.
For User Sites in Scotland or Offshore, Users shall notify NGET of any Safety
Rules that apply to the Relevant Transmission Licensee’s staff working on User
Sites. For Transmission Sites in Scotland or Offshore NGET shall procure that
the Relevant Transmission Licensee shall notify Users of any Safety Rules that
apply to the User’s staff working on the Transmission Site.
CC.7.2.7 Each Site Responsibility Schedule must have recorded on it the Safety Rules
which apply to each item of Plant and/or Apparatus.
CC.7.3 SITE RESPONSIBILITY SCHEDULES
CC.7.3.1 In order to inform site operational staff and NGET Control Engineers of agreed
responsibilities for Plant and/or Apparatus at the operational interface, a Site
Responsibility Schedule shall be produced for Connection Sites in England and
Wales for NGET and Users with whom they interface, and for Connection Sites in
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Scotland or Offshore for NGET, the Relevant Transmission Licensee and Users
with whom they interface.
CC.7.3.2 The format, principles and basic procedure to be used in the preparation of Site
Responsibility Schedules are set down in Appendix 1.
CC.7.4 OPERATION AND GAS ZONE DIAGRAMS
Operation Diagrams
CC.7.4.1 An Operation Diagram shall be prepared for each Connection Site at which a
Connection Point exists using, where appropriate, the graphical symbols shown in
Part 1A of Appendix 2. Users should also note that the provisions of OC11 apply in
certain circumstances.
CC.7.4.2 The Operation Diagram shall include all HV Apparatus and the connections to all
external circuits and incorporate numbering, nomenclature and labelling, as set out
in OC11. At those Connection Sites where gas-insulated metal enclosed
switchgear and/or other gas-insulated HV Apparatus is installed, those items must
be depicted within an area delineated by a chain dotted line which intersects gas-
zone boundaries. The nomenclature used shall conform with that used on the
relevant Connection Site and circuit. The Operation Diagram (and the list of
technical details) is intended to provide an accurate record of the layout and circuit
interconnections, ratings and numbering and nomenclature of HV Apparatus and
related Plant.
CC.7.4.3 A non-exhaustive guide to the types of HV Apparatus to be shown in the

Operation Diagram is shown in Part 2 of Appendix 2, together with certain basic
principles to be followed unless equivalent principles are approved by NGET.
Gas Zone Diagrams
CC.7.4.4 A Gas Zone Diagram shall be prepared for each Connection Site at which a
Connection Point exists where gas-insulated switchgear and/or other gas-
insulated HV Apparatus is utilised. They shall use, where appropriate, the
graphical symbols shown in Part 1B of Appendix 2.
CC.7.4.5 The nomenclature used shall conform with that used in the relevant Connection
Site and circuit.
CC.7.4.6 The basic principles set out in Part 2 of Appendix 2 shall be followed in the
preparation of Gas Zone Diagrams unless equivalent principles are approved by
NGET.
Preparation of Operation and Gas Zone Diagrams for Users' Sites
CC.7.4.7 In the case of a User Site, the User shall prepare and submit to NGET, an
Operation Diagram for all HV Apparatus on the User side of the Connection
Point and NGET shall provide the User with an Operation Diagram for all HV
Apparatus on the Transmission side of the Connection Point, in accordance with
the timing requirements of the Bilateral Agreement and/or Construction
Agreement prior to the Completion Date under the Bilateral Agreement and/or
Construction Agreement.
CC.7.4.8 The User will then prepare, produce and distribute, using the information submitted
on the User's Operation Diagram and NGET Operation Diagram, a composite
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Operation Diagram for the complete Connection Site, also in accordance with the
timing requirements of the Bilateral Agreement and/or Construction Agreement .
CC.7.4.9 The provisions of CC7.4.7 and CC.7.4.8 shall apply in relation to Gas Zone
Diagrams where gas-insulated switchgear and/or other gas-insulated HV
Apparatus is utilised.
Preparation of Operation and Gas Zone Diagrams for Transmission Sites
CC.7.4.10 In the case of an Transmission Site, the User shall prepare and submit to NGET
an Operation Diagram for all HV Apparatus on the User side of the Connection
Point, in accordance with the timing requirements of the Bilateral Agreement
and/or Construction Agreement.
CC.7.4.11 NGET will then prepare, produce and distribute, using the information submitted on
the User's Operation Diagram, a composite Operation Diagram for the complete
Connection Site, also in accordance with the timing requirements of the Bilateral
Agreement and/or Construction Agreement .
CC.7.4.12 The provisions of CC7.4.10 and CC.7.4.11 shall apply in relation to Gas Zone
Apparatus is utilised.
CC.7.4.13 Changes to Operation and Gas Zone Diagrams
CC.7.4.13.1 When NGET has decided that it wishes to install new HV Apparatus or it wishes to
change the existing numbering or nomenclature of Transmission HV Apparatus at
a Transmission Site, NGET will (unless it gives rise to a Modification under the
CUSC, in which case the provisions of the CUSC as to the timing apply) one month
prior to the installation or change, send to each such User a revised Operation
Diagram of that Transmission Site, incorporating the new Transmission HV
Apparatus to be installed and its numbering and nomenclature or the changes, as
the case may be. OC11 is also relevant to certain Apparatus.
CC.7.4.13.2 When a User has decided that it wishes to install new HV Apparatus, or it wishes
to change the existing numbering or nomenclature of its HV Apparatus at its User
Site, the User will (unless it gives rise to a Modification under the CUSC, in which
case the provisions of the CUSC as to the timing apply) one month prior to the
installation or change, send to NGET a revised Operation Diagram of that User
Site incorporating the new User HV Apparatus to be installed and its numbering
and nomenclature or the changes as the case may be. OC11 is also relevant to
certain Apparatus.
CC.7.4.13.3 The provisions of CC7.4.13.1 and CC.7.4.13.2 shall apply in relation to Gas Zone
Apparatus is installed.
Validity
CC.7.4.14 (a) The composite Operation Diagram prepared by NGET or the User, as the
case may be, will be the definitive Operation Diagram for all operational
and planning activities associated with the Connection Site. If a dispute
arises as to the accuracy of the composite Operation Diagram, a meeting
shall be held at the Connection Site, as soon as reasonably practicable,
between NGET and the User, to endeavour to resolve the matters in
dispute.
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(b) An equivalent rule shall apply for Gas Zone Diagrams where they exist for a
Connection Site.
CC.7.5 SITE COMMON DRAWINGS
CC.7.5.1 Site Common Drawings will be prepared for each Connection Site and will
include Connection Site layout drawings, electrical layout drawings, common
Protection/control drawings and common services drawings.
Preparation of Site Common Drawings for a User Site
CC.7.5.2 In the case of a User Site, NGET shall prepare and submit to the User, Site
Common Drawings for the Transmission side of the Connection Point in
accordance with the timing requirements of the Bilateral Agreement and/or
Construction Agreement.
CC.7.5.3 The User will then prepare, produce and distribute, using the information submitted
on the Transmission Site Common Drawings, Site Common Drawings for the
complete Connection Site in accordance with the timing requirements of the
Bilateral Agreement and/or Construction Agreement .
Preparation of Site Common Drawings for a Transmission Site
CC.7.5.4 In the case of a Transmission Site, the User will prepare and submit to NGET Site
Common Drawings for the User side of the Connection Point in accordance with
the timing requirements of the Bilateral Agreement and/or Construction
Agreement.
CC.7.5.5 NGET will then prepare, produce and distribute, using the information submitted in
the User's Site Common Drawings, Site Common Drawings for the complete
Connection Site in accordance with the timing requirements of the Bilateral
Agreement and/or Construction Agreement.
CC.7.5.6 When a User becomes aware that it is necessary to change any aspect of the Site
Common Drawings at a Connection Site it will:
(a) if it is a User Site, as soon as reasonably practicable, prepare, produce and

distribute revised Site Common Drawings for the complete Connection
Site; and
(b) if it is a Transmission Site, as soon as reasonably practicable, prepare and

submit to NGET revised Site Common Drawings for the User side of the
Connection Point and NGET will then, as soon as reasonably practicable,
prepare, produce and distribute, using the information submitted in the
User's Site Common Drawings, revised Site Common Drawings for the
complete Connection Site.
In either case, if in the User's reasonable opinion the change can be dealt with by it
notifying NGET in writing of the change and for each party to amend its copy of the
Site Common Drawings (or where there is only one set, for the party holding that
set to amend it), then it shall so notify and each party shall so amend. If the change
gives rise to a Modification under the CUSC, the provisions of the CUSC as to
timing will apply.
CC.7.5.7 When NGET becomes aware that it is necessary to change any aspect of the Site
Common Drawings at a Connection Site it will:
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(a) if it is a Transmission Site, as soon as reasonably practicable, prepare,
produce and distribute revised Site Common Drawings for the complete
Connection Site; and
(b) if it is a User Site, as soon as reasonably practicable, prepare and submit to

the User revised Site Common Drawings for the Transmission side of the
Connection Point and the User will then, as soon as reasonably
practicable, prepare, produce and distribute, using the information submitted
in the Transmission Site Common Drawings, revised Site Common
Drawings for the complete Connection Site.
In either case, if in NGET's reasonable opinion the change can be dealt with by it
notifying the User in writing of the change and for each party to amend its copy of
the Site Common Drawings (or where there is only one set, for the party holding
that set to amend it), then it shall so notify and each party shall so amend. If the
change gives rise to a Modification under the CUSC, the provisions of the CUSC
as to timing will apply.
Validity
CC.7.5.8 The Site Common Drawings for the complete Connection Site
prepared by the User or NGET, as the case may be, will be the definitive Site
Common Drawings for all operational and planning activities associated with the
Connection Site. If a dispute arises as to the accuracy of the Site Common
Drawings, a meeting shall be held at the Site, as soon as reasonably practicable,
between NGET and the User, to endeavour to resolve the matters in dispute.
CC.7.6 ACCESS
CC.7.6.1 The provisions relating to access to Transmission Sites by Users, and to Users'
Sites by Transmission Licensees, are set out in each Interface Agreement with,
for Transmission Sites in England and Wales, NGET and each User, and for
Transmission Sites in Scotland and Offshore, the Relevant Transmission
Licensee and each User.
CC.7.6.2 In addition to those provisions, where a Transmission Site in England and Wales
contains exposed HV conductors, unaccompanied access will only be granted to
individuals holding an Authority for Access issued by NGET and where a
Transmission Site in Scotland or Offshore contains exposed HV conductors,
unaccompanied access will only be granted to individuals holding an Authority for
Access issued by the Relevant Transmission Licensee.
CC.7.6.3 The procedure for applying for an Authority for Access is contained in the
Interface Agreement.
CC.7.7 MAINTENANCE STANDARDS
CC.7.7.1 It is a requirement that all User's Plant and Apparatus on Transmission Sites is
maintained adequately for the purpose for which it is intended and to ensure that it
does not pose a threat to the safety of any Transmission Plant, Apparatus or
personnel on the Transmission Site. NGET will have the right to inspect the test
results and maintenance records relating to such Plant and Apparatus at any time.
In Scotland or Offshore, it is the User’s responsibility to ensure that all the User’s
Plant and Apparatus, including protection systems, are tested and maintained and
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remain rated for the duty required. An annual update of system fault levels is
available as part of the Seven Year Statement.
CC.7.7.2 It is a requirement that all Transmission Plant and Apparatus on User's Sites is
maintained adequately for the purposes for which it is intended and to ensure that it
does not pose a threat to the safety of any of the User's Plant, Apparatus or
personnel on the User Site. Users will have the right to inspect the test results and
maintenance records relating to such Plant and Apparatus, at any time.
CC.7.8 SITE OPERATIONAL PROCEDURES
CC.7.8.1 NGET and Users with an interface with NGET, must make available staff to take
necessary Safety Precautions and carry out operational duties as may be required
to enable work/testing to be carried out and for the operation of Plant and
Apparatus connected to the Total System.
CC.7.9 Generators and DC Converter Station owners shall provide a Control Point in
respect of each Power Station directly connected to the National Electricity
Transmission System and Embedded Large Power Station or DC Converter
Station to receive an act upon instructions pursuant to OC7 and BC2 at all times
that Generating Units or Power Park Modules at the Power Station are
generating or available to generate or DC Converters at the DC Converter Station
are importing or exporting or available to do so. The Control Point shall be
continuously manned except where the Bilateral Agreement in respect of such
Embedded Power Station specifies that compliance with BC2 is not required,
where the Control Point shall be manned between the hours of 0800 and 1800
each day.
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CC.8 ANCILLARY SERVICES
CC.8.1 System Ancillary Services
The CC contain requirements for the capability for certain Ancillary Services,
which are needed for System reasons ("System Ancillary Services"). There
follows a list of these System Ancillary Services, together with the paragraph
number of the CC (or other part of the Grid Code) in which the minimum capability
is required or referred to. The list is divided into two categories: Part 1 lists the
System Ancillary Services which
(a) Generators in respect of Large Power Stations are obliged to provide

(except Generators in respect of Large Power Stations which have a
Registered Capacity of less than 50MW and comprise Power Park
Modules); and,
(b) Generators in respect of Large Power Stations which a Registered

Capacity of less than 50MW and comprise Power Park Modules are
obliged to provide in respect of Reactive Power only; and,
(c) DC Converter Station owners are obliged to have the capability to supply;
and
(d) Generators in respect of Medium Power Stations (except Embedded

Medium Power Stations) are obliged to provide in respect of Reactive
Power only:
and Part 2 lists the System Ancillary Services which Generators will provide only
if agreement to provide them is reached with NGET:
Part 1
(a) Reactive Power supplied (in accordance with CC.6.3.2) otherwise than by
means of synchronous or static compensators (except in the case of a
Power Park Module where synchronous or static compensators within the
Power Park Module may be used to provide Reactive Power)
(b) Frequency Control by means of Frequency sensitive generation - CC.6.3.7

and BC3.5.1
Part 2
(c) Frequency Control by means of Fast Start - CC.6.3.14
(d) Black Start Capability - CC.6.3.5
(e) System to Generator Operational Intertripping
CC.8.2 Commercial Ancillary Services
Other Ancillary Services are also utilised by NGET in operating the Total System
if these have been agreed to be provided by a User (or other person) under an
Ancillary Services Agreement or under a Bilateral Agreement, with payment
being dealt with under an Ancillary Services Agreement or in the case of
Externally Interconnected System Operators or Interconnector Users, under
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any other agreement (and in the case of Externally Interconnected System
Operators and Interconnector Users includes ancillary services equivalent to or
similar to System Ancillary Services) ("Commercial Ancillary Services"). The
capability for these Commercial Ancillary Services is set out in the relevant
Ancillary Services Agreement or Bilateral Agreement (as the case may be).
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APPENDIX 1
FORMAT, PRINCIPLES AND BASIC PROCEDURE TO BE USED IN THE

PREPARATION OF SITE RESPONSIBILITY SCHEDULES
CC.A.1.1 PRINCIPLES
Types of Schedules
CC.A.1.1.1 At all Complexes the following Site Responsibility Schedules shall be drawn up
using the relevant proforma attached or with such variations as may be agreed
between NGET and Users, but in the absence of agreement the relevant proforma
attached will be used:
(a) Schedule of HV Apparatus
(b) Schedule of Plant, LV/MV Apparatus, services and supplies;
(c) Schedule of telecommunications and measurements Apparatus.
Other than at Generating Unit, DC Converter, Power Park Module and Power
Station locations, the schedules referred to in (b) and (c) may be combined.
New Connection Sites
CC.A.1.1.2 In the case of a new Connection Site each Site Responsibility Schedule for a
Connection Site shall be prepared by NGET in consultation with relevant Users at
least 2 weeks prior to the Completion Date under the Bilateral Agreement and/or
Construction Agreement for that Connection Site (which may form part of a
Complex). Each User shall, in accordance with the timing requirements of the
Bilateral Agreement and/or Construction Agreement , provide information to
NGET to enable it to prepare the Site Responsibility Schedule.
Sub-division
CC.A.1.1.3 Each Site Responsibility Schedule will be subdivided to take account of any
separate Connection Sites on that Complex.
Scope
CC.A.1.1.4 Each Site Responsibility Schedule shall detail for each item of Plant and
Apparatus:-
(a) Plant/Apparatus ownership;
(b) Site Manager (Controller) (except in the case of Plant/Apparatus located in

SPT’s Transmission Area);
(c) Safety issues comprising applicable Safety Rules and Control Person or
other responsible person (Safety Co-ordinator), or such other person who
is responsible for safety;
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(d) Operations issues comprising applicable Operational Procedures and
control engineer;
(e) Responsibility to undertake statutory inspections, fault investigation and

maintenance.
Each Connection Point shall be precisely shown.
Detail
CC.A.1.1.5 (a) In the case of Site Responsibility Schedules referred to in CC.A.1.1.1(b)

and (c), with the exception of Protection Apparatus and Intertrip
Apparatus operation, it will be sufficient to indicate the responsible User or
Transmission Licensee, as the case may be.
(b) In the case of the Site Responsibility Schedule referred to in CC.A.1.1.1(a)

and for Protection Apparatus and Intertrip Apparatus, the responsible
management unit must be shown in addition to the User or Transmission
Licensee, as the case may be.
CC.A.1.1.6 The HV Apparatus Site Responsibility Schedule for each Connection Site must
include lines and cables emanating from or traversing1 the Connection Site.
Issue Details
CC.A.1.1.7 Every page of each Site Responsibility Schedule shall bear the date of issue and
the issue number.
Accuracy Confirmation
CC.A.1.1.8 When a Site Responsibility Schedule is prepared it shall be sent by NGET to the
Users involved for confirmation of its accuracy.
CC.A.1.1.9 The Site Responsibility Schedule shall then be signed on behalf of NGET by its
Responsible Manager (see CC.A.1.1.16) and on behalf of each User involved by
its Responsible Manager (see CC.A.1.1.16), by way of written confirmation of its
accuracy. For Connection Sites in Scotland or Offshore, the Site Responsibility
Schedule will also be signed on behalf of the Relevant Transmission Licensee by
its Responsible Manager.
Distribution and Availability
CC.A.1.1.10 Once signed, two copies will be distributed by NGET, not less than two weeks prior
to its implementation date, to each User which is a party on the Site
Responsibility Schedule, accompanied by a note indicating the issue number and
the date of implementation.
CC.A.1.1.11 NGET and Users must make the Site Responsibility Schedules readily available
to operational staff at the Complex and at the other relevant control points.
1
Details of circuits traversing the Connection Site are only needed from the date which is the earlier of the
date when the Site Responsibility Schedule is first updated and 15th October 2004. In Scotland or
Offshore, from a date to be agreed between NGET and the Relevant Transmission Licensee.
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Alterations to Existing Site Responsibility Schedules
CC.A 1.1.12 Without prejudice to the provisions of CC.A.1.1.15 which deals with urgent changes,
when a User identified on a Site Responsibility Schedule becomes aware that an
alteration is necessary, it must inform NGET immediately and in any event 8 weeks
prior to any change taking effect (or as soon as possible after becoming aware of it,
if less than 8 weeks remain when the User becomes aware of the change). This
will cover the commissioning of new Plant and/or Apparatus at the Connection
Site, whether requiring a revised Bilateral Agreement or not, de-commissioning of
Plant and/or Apparatus, and other changes which affect the accuracy of the Site
Responsibility Schedule.
CC.A 1.1.13 Where NGET has been informed of a change by a User, or itself proposes a
change, it will prepare a revised Site Responsibility Schedule by not less than six
weeks prior to the change taking effect (subject to it having been informed or
knowing of the change eight weeks prior to that time) and the procedure set out in
CC.A.1.1.8 shall be followed with regard to the revised Site Responsibility
Schedule.
CC.A 1.1.14 The revised Site Responsibility Schedule shall then be signed in accordance with
the procedure set out in CC.A.1.1.9 and distributed in accordance with the
procedure set out in CC.A.1.1.10, accompanied by a note indicating where the
alteration(s) has/have been made, the new issue number and the date of
implementation.
Urgent Changes
CC.A.1.1.15 When a User identified on a Site Responsibility Schedule, or NGET, as the case
may be, becomes aware that an alteration to the Site Responsibility Schedule is
necessary urgently to reflect, for example, an emergency situation which has arisen
outside its control, the User shall notify NGET, or NGET shall notify the User, as
the case may be, immediately and will discuss:
(a) what change is necessary to the Site Responsibility Schedule;
(b) whether the Site Responsibility Schedule is to be modified temporarily or

permanently;
(c) the distribution of the revised Site Responsibility Schedule.
NGET will prepare a revised Site Responsibility Schedule as soon as possible,

and in any event within seven days of it being informed of or knowing the necessary
alteration. The Site Responsibility Schedule will be confirmed by Users and
signed on behalf of NGET and Users (by the persons referred to in CC.A.1.1.9) as
soon as possible after it has been prepared and sent to Users for confirmation.
Responsible Managers
CC.A.1.1.16 Each User shall, prior to the Completion Date under each Bilateral Agreement
and/or Construction Agreement, supply to NGET a list of Managers who have
been duly authorised to sign Site Responsibility Schedules on behalf of the User
and NGET shall, prior to the Completion Date under each Bilateral Agreement
and/or Construction Agreement, supply to that User the name of its Responsible
Manager and for Connection Sites in Scotland or Offshore, the name of the
Relevant Transmission Licensee’s Responsible Manager and each shall supply
to the other any changes to such list six weeks before the change takes effect
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where the change is anticipated, and as soon as possible after the change, where
the change was not anticipated.
De-commissioning of Connection Sites
CC.A.1.1.17 Where a Connection Site is to be de-commissioned, whichever of NGET or the

User who is initiating the de-commissioning must contact the other to arrange for
the Site Responsibility Schedule to be amended at the relevant time.
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ATTACHMENT TO APPENDIX 1 OF CONNECTION CONDITIONS
PROFORMA FOR SITE RESPONSIBILITY SCHEDULE
_________________ AREA
COMPLEX: _________________________ SCHEDULE: _________
CONNECTION SITE: _________________
SAFETY OPERATIONS PARTY

RESPONSIBLE
FOR
UNDERTAKING
CONTROL OR STATUTORY
OTHER INSPECTIONS,
RESPONSIBLE CONTROL OR FAULT
ITEM OF PLANT PERSON OTHER INVESTIGATION
PLANT/ APPARATUS SITE SAFETY (SAFETY CO- OPERATIONAL RESPONSIBLE &
APPARATUS OWNER MANAGER ENGINEER MAINTENANCE REMARKS
RULES ORDINATOR PROCEDURES
PAGE: _______ ISSUE NO: __________ DATE: ________________
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ATTACHMENT TO APPENDIX 1 OF CONNECTION CONDITIONS
PROFORMA FOR SITE RESPONSIBILITY SCHEDULE
_________________ AREA
COMPLEX: _________________________ SCHEDULE: _________
CONNECTION SITE: _________________
SAFETY OPERATIONS PARTY

RESPONSIBLE
FOR
UNDERTAKING
STATUTORY
INSPECTIONS,
CONTROL OR FAULT
OTHER INVESTIGATION
RESPONSIBLE CONTROL OR &
ITEM OF PLANT PERSON OTHER MAINTENANCE
PLANT/ APPARATUS SITE SAFETY (SAFETY CO- OPERATIONAL RESPONSIBLE
APPARATUS OWNER MANAGER ENGINEER REMARKS
RULES ORDINATOR PROCEDURES
NOTES:
SIGNED: ____________________ NAME: __________________ COMPANY: _______________ DATE: _______________
PAGE: _______ ISSUE NO: __________ DATE: ________________
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APPENDIX 2
PART 1A
PROCEDURES RELATING TO OPERATION DIAGRAMS
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APPENDIX 2
PART 1B
PROCEDURES RELATING TO GAS ZONE DIAGRAMS
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APPENDIX 2
NON-EXHAUSTIVE LIST OF APPARATUS

TO BE INCLUDED ON OPERATION DIAGRAMS
PART 2
Basic Principles
1. Where practicable, all the HV Apparatus on any Connection Site shall be shown
on one Operation Diagram. Provided the clarity of the diagram is not impaired, the
layout shall represent as closely as possible the geographical arrangement on the
Connection Site.
2. Where more than one Operation Diagram is unavoidable, duplication of identical

information on more than one Operation Diagram must be avoided.
3. The Operation Diagram must show accurately the current status of the Apparatus
eg. whether commissioned or decommissioned. Where decommissioned, the
associated switchbay will be labelled "spare bay".
4. Provision will be made on the Operation Diagram for signifying approvals, together
with provision for details of revisions and dates.
5. Operation Diagrams will be prepared in A4 format or such other format as may be

agreed with NGET.
6. The Operation Diagram should normally be drawn single line. However, where
appropriate, detail which applies to individual phases shall be shown. For example,
some HV Apparatus is numbered individually per phase.
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APPARATUS TO BE SHOWN ON OPERATION DIAGRAM
1. Busbars
2. Circuit Breakers
3. Disconnector (Isolator) and Switch Disconnecters (Switching Isolators)
4. Disconnectors (Isolators) - Automatic Facilities
5. Bypass Facilities
6. Earthing Switches
7. Maintenance Earths
8. Overhead Line Entries
9. Overhead Line Traps
10. Cable and Cable Sealing Ends
11. Generating Unit
12. Generator Transformers
13. Generating Unit Transformers, Station Transformers, including the lower voltage
circuit-breakers.
14. Synchronous Compensators
15. Static Variable Compensators
16. Capacitors (including Harmonic Filters)
17. Series or Shunt Reactors (Referred to as "Inductors" at nuclear power station
sites)
18. Supergrid and Grid Transformers
19. Tertiary Windings
20. Earthing and Auxiliary Transformers
21. Three Phase VT's
22. Single Phase VT & Phase Identity
23. High Accuracy VT and Phase Identity
24. Surge Arrestors/Diverters
25. Neutral Earthing Arrangements on HV Plant
26. Fault Throwing Devices
27. Quadrature Boosters
28. Arc Suppression Coils
29. Single Phase Transformers (BR) Neutral and Phase Connections
30. Current Transformers (where separate plant items)
31. Wall Bushings
32. Combined VT/CT Units
33. Shorting and Discharge Switches
34. Thyristor
35. Resistor with Inherent Non-Linear Variability, Voltage Dependent
36. Gas Zone
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APPENDIX 3
MINIMUM FREQUENCY RESPONSE REQUIREMENT PROFILE AND OPERATING RANGE

for new Power Stations and DC Converter Stations.
CC.A.3.1 SCOPE
The frequency response capability is defined in terms of Primary Response,

Secondary Response and High Frequency Response. This appendix defines the
minimum frequency response requirement profile for:
(a) each Onshore Generating Unit and/or CCGT Module which has a
Completion Date after 1 January 2001 in England and Wales and 1 April
2005 in Scotland and Offshore Generating Unit in a Large Power Station,
(b) each DC Converter at a DC Converter Station which has a Completion

Date on or after 1 April 2005 or each Offshore DC Converter which is part of
a Large Power Station.
(c) each Onshore Power Park Module in England and Wales with a
Completion Date on or after 1 January 2006.
(d) each Onshore Power Park Module in operation in Scotland after 1 January
2006 with a Completion Date after 1 April 2005 and in Power Stations with
a Registered Capacity of 50MW or more.
(e) each Offshore Power Park Module in a Large Power Station with a
Registered Capacity of 50MW or more.
For the avoidance of doubt, this appendix does not apply to:-
(i) Generating Units and/or CCGT Modules which have a Completion Date
before 1 January 2001 in England and Wales and before 1 April 2005 in
Scotland,
(ii) DC Converters at a DC Converter Station which have a Completion Date

before 1 April 2005.
(iii) Power Park Modules in England and Wales with a Completion Date before
1 January 2006.
(iv) Power Park Modules in operation in Scotland before 1 January 2006.
(v) Power Park Modules in Scotland with a Completion Date before 1 April
2005.
(vi) Power Park Modules in Power Stations with a Registered Capacity less
than 50MW.
(vii) Small Power Stations or individually to Power Park Units.
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The functional definition provides appropriate performance criteria relating to the
provision of Frequency control by means of Frequency sensitive generation in addition
to the other requirements identified in CC.6.3.7.
In this Appendix 3 to the CC, for a CCGT Module or a Power Park Module with more
than one Generating Unit, the phrase Minimum Generation applies to the entire CCGT
Module or Power Park Module operating with all Generating Units Synchronised to
the System.
The minimum Frequency response requirement profile is shown diagrammatically in

Figure CC.A.3.1. The capability profile specifies the minimum required levels of Primary
Response, Secondary Response and High Frequency Response throughout the
normal plant operating range. The definitions of these Frequency response capabilities
are illustrated diagrammatically in Figures CC.A.3.2 & CC.A.3.3.
CC.A.3.2 PLANT OPERATING RANGE
The upper limit of the operating range is the Registered Capacity of the Generating
Unit or CCGT Module or DC Converter or Power Park Module.
The Minimum Generation level may be less than, but must not be more than, 65% of
the Registered Capacity. Each Generating Unit and/or CCGT Module and/or Power
Park Module and/or DC Converter must be capable of operating satisfactorily down to
the Designed Minimum Operating Level as dictated by System operating conditions,
although it will not be instructed to below its Minimum Generation level. If a
Generating Unit or CCGT Module or Power Park Module or DC Converter is
operating below Minimum Generation because of high System Frequency, it should
recover adequately to its Minimum Generation level as the System Frequency returns
to Target Frequency so that it can provide Primary and Secondary Response from
Minimum Generation if the System Frequency continues to fall. For the avoidance of
doubt, under normal operating conditions steady state operation below Minimum
Generation is not expected. The Designed Minimum Operating Level must not be
more than 55% of Registered Capacity.
In the event of a Generating Unit or CCGT Module or Power Park Module or DC

Converter load rejecting down to no less than its Designed Minimum Operating Level
it should not trip as a result of automatic action as detailed in BC3.7. If the load rejection
is to a level less than the Designed Minimum Operating Level then it is accepted that
the condition might be so severe as to cause it to be disconnected from the System.
CC.A.3.3 MINIMUM FREQUENCY RESPONSE REQUIREMENT PROFILE
Figure CC.A.3.1 shows the minimum Frequency response requirement profile

diagrammatically for a 0.5 Hz change in Frequency. The percentage response
capabilities and loading levels are defined on the basis of the Registered Capacity of
the Generating Unit or CCGT Module or Power Park Module or DC Converter. Each
Generating Unit and/or CCGT Module and/or Power Park Module and/or DC
Converter must be capable of operating in a manner to provide Frequency response at
least to the solid boundaries shown in the figure. If the Frequency response capability
falls within the solid boundaries, the Generating Unit or CCGT Module or Power Park
Module or DC Converter is providing response below the minimum requirement which
is not acceptable. Nothing in this appendix is intended to prevent a Generating Unit or
CCGT Module or Power Park Module or DC Converter from being designed to deliver
a Frequency response in excess of the identified minimum requirement.
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The Frequency response delivered for Frequency deviations of less than 0.5 Hz should
be no less than a figure which is directly proportional to the minimum Frequency
response requirement for a Frequency deviation of 0.5 Hz. For example, if the
Frequency deviation is 0.2 Hz, the corresponding minimum Frequency response
requirement is 40% of the level shown in Figure CC.A.3.1. The Frequency response
delivered for Frequency deviations of more than 0.5 Hz should be no less than the
response delivered for a Frequency deviation of 0.5 Hz.
Each Generating Unit and/or CCGT Module and/or Power Park Module and/or DC
Converter must be capable of providing some response, in keeping with its specific
operational characteristics, when operating between 95% to 100% of Registered
Capacity as illustrated by the dotted lines in Figure CC.A.3.1.
At the Minimum Generation level, each Generating Unit and/or CCGT Module and/or
Power Park Module and/or DC Converter is required to provide high and low frequency
response depending on the System Frequency conditions. Where the Frequency is
high, the Active Power output is therefore expected to fall below the Minimum
Generation level.
The Designed Minimum Operating Level is the output at which a Generating Unit
and/or CCGT Module and/or Power Park Module and/or DC Converter has no High
Frequency Response capability. It may be less than, but must not be more than, 55%
of the Registered Capacity. This implies that a Generating Unit or CCGT Module or
Power Park Module or DC Converter is not obliged to reduce its output to below this
level unless the Frequency is at or above 50.5 Hz (cf BC3.7).
CC.A.3.4 TESTING OF FREQUENCY RESPONSE CAPABILITY
The response capabilities shown diagrammatically in Figure CC.A.3.1 are measured by

taking the responses as obtained from some of the dynamic response tests specified by
NGET and carried out by Generators and DC Converter Station owners for compliance
purposes and to validate the content of Ancillary Services Agreements using an
injection of a Frequency change to the plant control system (i.e. governor and load
controller). The injected signal is a linear ramp from zero to 0.5 Hz Frequency change
over a ten second period, and is sustained at 0.5 Hz Frequency change thereafter, as
illustrated diagrammatically in figures CC.A.3.2 and CC.A.3.3. In the case of an
Embedded DC Converter Station not subject to a Bilateral Agreement, NGET may
require the Network Operator within whose System the Embedded Medium Power
Station or Embedded DC Converter Station is situated, to ensure that the Embedded
Person performs the dynamic response tests reasonably required by NGET in order to
demonstrate compliance within the relevant requirements in the CCs.
The Primary Response capability (P) of a Generating Unit or a CCGT Module or

Power Park Module or DC Converter is the minimum increase in Active Power output
between 10 and 30 seconds after the start of the ramp injection as illustrated
diagrammatically in Figure CC.A.3.2. This increase in Active Power output should be
released increasingly with time over the period 0 to 10 seconds from the time of the start
of the Frequency fall as illustrated by the response from Figure CC.A.3.2.
The Secondary Response capability (S) of a Generating Unit or a CCGT Module or

Power Park Module or DC Converter is the minimum increase in Active Power output
between 30 seconds and 30 minutes after the start of the ramp injection as illustrated
diagrammatically in Figure CC.A.3.2.
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The High Frequency Response capability (H) of a Generating Unit or a CCGT Module
or Power Park Module or DC Converter is the decrease in Active Power output
provided 10 seconds after the start of the ramp injection and sustained thereafter as
illustrated diagrammatically in Figure CC.A.3.3. This reduction in Active Power output
should be released increasingly with time over the period 0 to 10 seconds from the time
of the start of the Frequency rise as illustrated by the response in Figure CC.A.3.2.
CC.A.3.5 REPEATABILITY OF RESPONSE
When a Generating Unit or CCGT Module or Power Park Module or DC Converter

has responded to a significant Frequency disturbance, its response capability must be
fully restored as soon as technically possible. Full response capability should be
restored no later than 20 minutes after the initial change of System Frequency arising
from the Frequency disturbance.
Figure CC.A.3.1 - Minimum Frequency Response Requirement Profile for a
0.5 Hz frequency change from Target Frequency
10
Registered
Minimum
dependent
9
Generation
Capacity
MG –
RC –
9
Loading (% on
Plant
8
8
7
7
M
6
High
Operating
Dynamic
Zone
Primary/Secon
DMO
5
d
L
5
12.0
10.0
8.0
6.0
4.0
2.0
0.0
Primary/Secondary/High Frequency Response levels (% on RC)
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Figure CC.A.3.2 - Interpretation of Primary and Secondary Response Values
Frequency Change (Hz)
-0.5 Hz
Plant Response (MW)
P S
10s 30s time 30 min
Figure CC.A.3.3 - Interpretation of High Frequency Response Values

Frequency Change (Hz)
+0.5 Hz
Plant Response (MW)
10s time
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APPENDIX 4A
FAULT RIDE THROUGH REQUIREMENTS FOR ONSHORE GENERATING

UNITS, ONSHORE POWER PARK MODULES, ONSHORE DC CONVERTERS
AND OFFSHORE GENERATING UNITS IN A LARGE POWER STATION,
OFFSHORE POWER PARK MODULES IN A LARGE POWER STATION AND
OFFSHORE DC CONVERTERS IN A LARGE POWER STATION WHICH
SELECT TO MEET THE FAULT RIDE THROUGH REQUIREMENTS AT THE
INTERFACE POINT
CC.A.4A.1 SCOPE
The fault ride through requirement is defined in CC.6.3.15.1 (a), (b) and
CC.6.3.15.3. This Appendix provides illustrations by way of examples only of
CC.6.3.15.1 (a) (i) and further background and illustrations to CC.6.3.15.1 (b) (i)
and is not intended to show all possible permutations.
CC.A.4A.2 SHORT CIRCUIT FAULTS AT SUPERGRID VOLTAGE ON THE ONSHORE

TRANSMISSION SYSTEM UP TO 140MS IN DURATION
For short circuit faults at Supergrid Voltage on the Onshore Transmission

System up to 140ms in duration, the fault ride through requirement is defined in
CC.6.3.15.1 (a) (i). Figures CC.A.4A.1 (a) and (b) illustrate two typical examples of
voltage recovery for short-circuit faults cleared within 140ms by two circuit
breakers (a) and three circuit breakers (b) respectively.
Supergrid
Voltage 400/275kV 400/275kV
x x
100%
90%
U/Un
Indicative Voltage
and Time Durations
0%
0 80ms 120ms Time
Typical fault cleared in less than 140ms: 2 ended circuit
Figure CC.A.4A.1 (a)
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400/275kV 400/275kV
Supergrid
Voltage x x
x 132kV
100%
90%
U/Un
Indicative Voltage and

Time Durations
0%
0 70ms 100ms 140ms Time
Typical fault cleared in 140ms:- 3 ended circuit
Figure CC.A.4A.1 (b)
CCA.4A.3 SUPERGRID VOLTAGE DIPS ON THE ONSHORE TRANSMISSION SYSTEM

GREATER THAN 140MS IN DURATION
For balanced Supergrid Voltage dips on the Onshore Transmission System

having durations greater than 140ms and up to 3 minutes the fault ride through
requirement is defined in CC6.3.15.1 (b) (i) and Figure 5 which is reproduced in
this Appendix as Figure CC.A.4A.2 and termed the the voltage–duration profile.
This profile is not a voltage-time response curve that would be obtained by plotting
the transient voltage response at a point on the Onshore Transmission System
(or User System if located Onshore) to a disturbance. Rather, each point on the
profile (ie the heavy black line) represents a voltage level and an associated time
duration which connected Generating Units, or Power Park Modules must
withstand or ride through.
Figures CC.A.4A.3 (a), (b) and (c) illustrate the meaning of the voltage-duration
profile for voltage dips having durations greater than 140ms.
Supergrid Voltage Level

(% of Nominal)
90
85
80
15
Supergrid Voltage Duration
Figure CC.A.4A.2
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Supergrid
Voltage
400/275kV
100%
90%
U/Un
30%
0%
0 384ms Time
30% retained voltage, 384ms duration
Figure CC.A.4A.3(a)
Supergrid
Voltage
400/275kV
100%
90%
U/Un
50%
0%
0 710ms Time
Figure CC.A.4A.3(b)
Supergrid
Voltage
400/275kV
100%
90%
85%
U/Un
0%
0 3 min
Time
85% retained voltage, 3 minutes duration
Figure CC.A.4A.3(c)
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APPENDIX 4B
FAULT RIDE THROUGH REQUIREMENTS FOR OFFSHORE GENERATING UNITS IN A

LARGE POWER STATION, OFFSHORE POWER PARK MODULES IN A LARGE POWER
STATION AND OFFSHORE DC CONVERTERS IN A LARGE POWER STATION WHICH
SELECT TO MEET THE FAULT RIDE THROUGH REQUIREMENTS AT THE LV SIDE OF
THE OFFSHORE PLATFORM AS SPECIFIED IN CC.6.3.15.2
CC.A.4B.1 SCOPE
The fault ride through requirement is defined in CC.6.3.15.2 (a), (b) and
CC.6.3.15.3. This Appendix provides illustrations by way of examples only of
CC.6.3.15.2 (a) (i) and further background and illustrations to CC.6.3.15.2 (b) (i)
and is not intended to show all possible permutations.
CC.A.4B.2 VOLTAGE DIPS ON THE LV SIDE OF THE OFFSHORE PLATFORM UP TO

140MS IN DURATION
For voltage dips on the LV Side of the Offshore Platform which last up to 140ms
in duration, the fault ride through requirement is defined in CC.6.3.15.2 (a) (i).
This includes Figure 6 which is reproduced here in Figure CC.A.4B.1. The
purpose of this requirement is to translate the conditions caused by a balanced or
unbalanced fault which occurs on the Onshore Transmission System (which
may include the Interface Point) at the LV Side of the Offshore Platform.
V/VN(%)
100%
94%
60%
15%
0 140ms 500ms Time
V/VN is the ratio of the voltage at the LV side of the Offshore Platform to the
nominal voltage of the LV side of the Offshore Platform.
Figure CC.A.4B.1
Figures CC.A.4B.2 (a) and CC.A.4B.2 (b) illustrate two typical examples of the
voltage recovery seen at the LV Side of the Offshore Platform for a short circuit
fault cleared within 140ms by (a) two circuit breakers and (b) three circuit breakers
on the Onshore Transmission System.
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V o lt a g e a t L V S i d e o f In t e r fa c e P o i n t
O f f s h o r e P la t f o r m 4 0 0 /2 7 5 k V 4 0 0 /2 7 5 k V
~ 33kV L V S id e o f
O f fs h o r e x x
100% P l a t fo r m
94%
U /U n
In d i c a t i v e V o l t a g e
a n d T im e D u r a t i o n s
0%
0 80m s 120m s T im e
T y p i c a l fa u l t c l e a r e d i n l e s s th a n 1 4 0 m s : 2 e n d e d c i r c u i t
Figure CC.A.4B.2 (a)
V o lt a g e a t L V 4 0 0 /2 7 5 k V
L V S id e o f
S id e o f O f f s h o r e O ffs h o r e x x
P la t f o r m P l a tfo r m
~33 kV In t e r fa c e P o in t x 132kV
4 0 0 /2 7 5 k V
100%
90%
V /V N
In d ic a ti ve V o lta g e a n d
T im e D u r a tio n s
0%
0 70m s 100m s 140m s T im e
T yp i c a l fa u l t c le a r e d in 1 4 0 m s :- 3 e n d e d c i r c u it
Figure CC.A.4B.2 (b)
CCA.4B.3 VOLTAGE DIPS WHICH OCCUR ON THE LV SIDE OF THE OFFSHORE

PLATFORM GREATER THAN 140MS IN DURATION
In addition to CCA.4B.2 the fault ride through requirements applicable for

Offshore Generating Units, and Offshore Power Park Modules during
balanced voltage dips which occur at the LV Side of the Offshore Platform and
have durations greater than 140ms and up to 3 minutes are defined in
CC.6.3.15.2 (b) (i) and Figure 7 which is reproduced in this Appendix as Figure
CC.A.4B.3 and termed the voltage–duration profile.
This profile is not a voltage-time response curve that would be obtained by plotting
the transient voltage response at the LV Side of the Offshore Platform to a
disturbance. Rather, each point on the profile (ie the heavy black line) represents
a voltage level and an associated time duration which connected Offshore
Generating Units, or Offshore Power Park Modules must withstand or ride
through.
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Figures CC.A.4B.3 (a), (b) and (c) illustrate the meaning of the voltage-duration
profile for voltage dips having durations greater than 140ms.
Voltage at LV Side of Offshore Platform

(% of Nominal)
90
85
80
15

Offshore Platform LV Voltage Duration
Figure CC.A.4B.3
Voltage at LV Side of
Offshore Platform
100%
90%
U/Un
30%
0%
0 384ms Time
Figure CC.A.4B.3(a)
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Voltage at LV
Side of Offshore
Platform
100%
90%
U/Un
50%
0%
0 710ms Time
Figure CC.A.4B.3(b)
Voltage at LV Side
of Offshore
Platform
100%
90%
85%
U/Un
0%
0 3 min
Time
85% retained voltage, 3 minutes duration
Figure CC.A.4B.3(c)
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APPENDIX 5
TECHNICAL REQUIREMENTS
LOW FREQUENCY RELAYS FOR THE AUTOMATIC
DISCONNECTION OF SUPPLIES AT LOW FREQUENCY
CC.A.5.1 LOW FREQUENCY RELAYS
CC.A.5.1.1 The Low Frequency Relays to be used shall have a setting range of 47.0 to
50Hz and be suitable for operation from a nominal AC input of 63.5, 110 or
240V. The following general parameters specify the requirements of
approved Low Frequency Relays for automatic installations installed and
commissioned after 1st April 2007 and provide an indication, without prejudice
to the provisions that may be included in a Bilateral Agreement, for those
installed and commissioned before 1st April 2007:
(a) Frequency settings: 47-50Hz in steps of 0.05Hz or better,

preferably 0.01Hz;
(b) Operating time: Between 100 and 150ms dependent on

measurement period setting;
(c) Voltage lock-out: Selectable within a range of 55 to 90%

of nominal voltage;
(d) Facility stages: One or two stages of Frequency

operation;
(e) Output contacts: Two output contacts per stage to be

capable of repetitively making and
breaking for 1000 operations:
(f) Accuracy 0.01 Hz maximum error under

reference environmental and system
voltage conditions.
0.05 Hz maximum error at 8% of total
harmonic distortion Electromagnetic
Compatibility Level.
CC.A.5.2 LOW FREQUENCY RELAY VOLTAGE SUPPLIES
CC.A.5.2.1 It is essential that the voltage supply to the Low Frequency Relays shall be
derived from the primary System at the supply point concerned so that the
Frequency of the Low Frequency Relays input voltage is the same as that
of the primary System. This requires either:
(a) the use of a secure supply obtained from voltage transformers

directly associated with the grid transformer(s) concerned, the
supply being obtained where necessary via a suitable automatic
voltage selection scheme; or
(b) the use of the substation 240V phase-to-neutral selected

auxiliary supply, provided that this supply is always derived at
the supply point concerned and is never derived from a standby
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supply Generating Unit or from another part of the User
System.
CC.A.5.3 SCHEME REQUIREMENTS
CC.A.5.3.1 The tripping facility should be engineered in accordance with the following
reliability considerations:
(a) Dependability
Failure to trip at any one particular Demand shedding point

would not harm the overall operation of the scheme. However,
many failures would have the effect of reducing the amount of
Demand under low Frequency control. An overall reasonable
minimum requirement for the dependability of the Demand
shedding scheme is 96%, ie. the average probability of failure of
each Demand shedding point should be less than 4%. Thus the
Demand under low Frequency control will not be reduced by
more than 4% due to relay failure.
(b) Outages
Low Frequency Demand shedding schemes will be engineered

such that the amount of Demand under control is as specified in
Table CC.A.5.5.1a and is not reduced unacceptably during
equipment outage or maintenance conditions.
CC.A.5.4 LOW FREQUENCY RELAY TESTING
CC.A.5.4.1 Low Frequency Relays installed and commissioned after 1st January 2007
shall be type tested in accordance with and comply with the functional test
requirements for Frequency Protection contained in Energy Networks
Association Technical Specification 48-6-5 Issue 1 dated 2005 “ENA
Protection Assessment Functional Test Requirements – Voltage and
Frequency Protection”.
For the avoidance of doubt, Low Frequency Relays installed and

commissioned before 1st January 2007 shall comply with the version of
CC.A.5.1.1 applicable at the time such Low Frequency Relays were
commissioned.
CC.A.5.5 SCHEME SETTINGS
CC.A.5.5.1 Table CC.A.5.5.1a shows, for each Transmission Area, the percentage of
peak Demand (based on Annual ACS Conditions) that each Network
Operator whose System is connected to the Onshore Transmission
System within such Transmission Area shall disconnect by Low Frequency
Relays at a range of frequencies. Where a Network Operator’s System is
connected to the National Electricity Transmission System in more than
one Transmission Area, the settings for the Transmission Area in which
the majority of the Demand is connected shall apply.
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Table CC.A.5.5.1a
Frequency Hz %Demand disconnection for each Network Operator in

Transmission Area
NGET SPT SHETL
48.8 5
48.75 5
48.7 10
48.6 7.5 10
48.5 7.5 10
48.4 7.5 10 10
48.3
48.2 7.5 10 10
48.0 5 10 10
47.8 5
Total % Demand 60 40 40
Note – the percentages in table CC.A.5.5.1a are cumulative such that, for example,
should the frequency fall to 48.6 Hz in the NGET Transmission Area, 27.5% of the
total Demand connected to the National Electricity Transmission System in the
NGET Transmission Area shall be disconnected by the action of Low Frequency
Relays.
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APPENDIX 6
PERFORMANCE REQUIREMENTS FOR CONTINUOUSLY ACTING AUTOMATIC

EXCITATION CONTROL SYSTEMS FOR ONSHORE SYNCHRONOUS GENERATING UNITS
CC.A.6.1 SCOPE
CC.A.6.1.1 This Appendix sets out the performance requirements of continuously acting
automatic excitation control systems for Onshore Synchronous Generating Units
that must be complied with by the User. This Appendix does not limit any site specific
requirements that may be included in a Bilateral Agreement where in NGET's
reasonable opinion these facilities are necessary for system reasons.
CC.A.6.1.2 Where the requirements may vary the likely range of variation is given in this
Appendix. It may be necessary to specify values outside this range where NGET
identifies a system need, and notwithstanding anything to the contrary NGET may
specify in the Bilateral Agreement values outside of the ranges provided in this
Appendix 6. The most common variations are in the on-load excitation ceiling voltage
requirements and the response time required of the Exciter. Actual values will be
included in the Bilateral Agreement.
CC.A.6.1.3 Should a Generator anticipate making a change to the excitation control system it
shall notify NGET under the Planning Code (PC.A.1.2(b) and (c)) as soon as the
Generator anticipates making the change. The change may require a revision to the
Bilateral Agreement.
CC.A.6.2 Requirements
CC.A.6.2.1 The Excitation System of an Onshore Synchronous Generating Unit shall include
an excitation source (Exciter), a Power System Stabiliser and a continuously acting
Automatic Voltage Regulator (AVR) and shall meet the following functional
specification.
CC.A.6.2.2 In respect of Onshore Synchronous Generating Units with a Completion Date on

or after 1 January 2009, and Onshore Synchronous Generating Units with a
Completion Date before 1 January 2009 subject to a Modification to the excitation
control facilities where the Bilateral Agreement does not specify otherwise, the
continuously acting automatic excitation control system shall include a Power
System Stabiliser (PSS) as a means of supplementary control. The functional
specification of the Power System Stabiliser is included in CC.A.6.2.5.
CC.A.6.2.3 Steady State Voltage Control
CC.A.6.2.3.1 An accurate steady state control of the Onshore Generating Unit pre-set terminal
voltage is required. As a measure of the accuracy of the steady-state voltage control,
the Automatic Voltage Regulator shall have static zero frequency gain, sufficient to
limit the change in terminal voltage to a drop not exceeding 0.5% of rated terminal
voltage, when the Onshore Generating Unit output is gradually changed from zero
to rated MVA output at rated voltage, Active Power and Frequency.
CC.A.6.2.4 Transient Voltage Control
CC.A.6.2.4.1 For a step change from 90% to 100% of the nominal Onshore Generating Unit
terminal voltage, with the Onshore Generating Unit on open circuit, the Excitation
System response shall have a damped oscillatory characteristic. For this
characteristic, the time for the Onshore Generating Unit terminal voltage to first
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reach 100% shall be less than 0.6 seconds. Also, the time to settle within 5% of the
voltage change shall be less than 3 seconds.
CC.A.6.2.4.2 To ensure that adequate synchronising power is maintained, when the Onshore
Generating Unit is subjected to a large voltage disturbance, the Exciter whose
output is varied by the Automatic Voltage Regulator shall be capable of providing
its achievable upper and lower limit ceiling voltages to the Onshore Generating Unit
field in a time not exceeding that specified in the Bilateral Agreement. This will
normally be not less than 50 ms and not greater than 300 ms. The achievable upper
and lower limit ceiling voltages may be dependent on the voltage disturbance.
CC.A.6.2.4.3 The Exciter shall be capable of attaining an Excitation System On Load Positive
Ceiling Voltage of not less than a value specified in the Bilateral Agreement that
will be
not less than 2 per unit (pu)
normally not greater than 3 pu
exceptionally up to 4 pu
of Rated Field Voltage when responding to a sudden drop in voltage of 10 percent

or more at the Onshore Generating Unit terminals. NGET may specify a value
outside the above limits where NGET identifies a system need.
CC.A.6.2.4.4 If a static type Exciter is employed:
(i) the field voltage should be capable of attaining a negative ceiling level
specified in the Bilateral Agreement after the removal of the step disturbance
of CC.A.6.2.4.3. The specified value will be 80% of the value specified in
CC.A.6.2.4.3. NGET may specify a value outside the above limits where
NGET identifies a system need.
(ii) the Exciter must be capable of maintaining free firing when the Onshore
Generating Unit terminal voltage is depressed to a level which may be
between 20% to 30% of rated terminal voltage
(iii) the Exciter shall be capable of attaining a positive ceiling voltage not less
than 80% of the Excitation System On Load Positive Ceiling Voltage
upon recovery of the Onshore Generating Unit terminal voltage to 80% of
rated terminal voltage following fault clearance. NGET may specify a value
outside the above limits where NGET identifies a system need.
(iv) The requirement to provide a separate power source for the Exciter will be
specified in the Bilateral Agreement if NGET identifies a Transmission
System need.
CC.A.6.2.5 Power Oscillations Damping Control
CC.A.6.2.5.1 To allow the Onshore Generating Unit to maintain second and subsequent swing
stability and also to ensure an adequate level of low frequency electrical damping
power, the Automatic Voltage Regulator shall include a Power System Stabiliser
as a means of supplementary control.
CC.A.6.2.5.2 Whatever supplementary control signal is employed, it shall be of the type which
operates into the Automatic Voltage Regulator to cause the field voltage to act in a
manner which results in the damping power being improved while maintaining
adequate synchronising power.
CC.A.6.2.5.3 The arrangements for the supplementary control signal shall ensure that the Power
System Stabiliser output signal relates only to changes in the supplementary control
signal and not the steady state level of the signal. For example, if generator electrical
power output is chosen as a supplementary control signal then the Power System
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Stabiliser output should relate only to changes in generator electrical power output
and not the steady state level of power output. Additionally the Power System
Stabiliser should not react to mechanical power changes in isolation for example
during rapid changes in steady state load or when providing frequency response.
CC.A.6.2.5.4 The output signal from the Power System Stabiliser shall be limited to not more
than ±10% of the Onshore Generating Unit terminal voltage signal at the
Automatic Voltage Regulator input. The gain of the Power System Stabiliser shall
be such that an increase in the gain by a factor of 3 shall not cause instability.
CC.A.6.2.5.5 The Power System Stabiliser shall include elements that limit the bandwidth of the
output signal. The bandwidth limiting must ensure that the highest frequency of
response cannot excite torsional oscillations on other plant connected to the network.
A bandwidth of 0-5Hz would be judged to be acceptable for this application.
CC.A.6.2.5.6 The Generator will agree Power System Stabiliser settings with NGET prior to the
on-load commissioning detailed in BC2.11.2(d). To allow assessment of the
performance before on-load commissioning the Generator will provide to NGET a
report containing:
i. the Excitation System model including the Power System Stabiliser with
settings as required under the Planning Code (PC.A.5.3.2(c)).
ii. on load time series simulations of the response of the Excitation System with
and without the Power System Stabiliser to 2% and 10% steps in the reference
voltage and a three phase short circuit fault applied to the higher voltage side of
the Generating Unit transformer for 100 ms. The results should show field
voltage, Onshore Generating Unit terminal voltage, Power System Stabiliser
output and Onshore Generating Unit Active Power and Reactive Power
output.
iii. gain and phase Bode diagrams for the open loop frequency domain response
of the Onshore Generating Unit Excitation System with and without the
Power System Stabiliser. These should be in a format to allow assessment
of the phase contribution of the Power System Stabiliser and the gain and
phase margin of the Excitation System with the Power System Stabiliser.
CC.A.6.2.5.7 The Power System Stabiliser must be active within the Excitation System at all
times when Synchronised including when the Under Excitation Limiter or Over
Excitation Limiter are active. When operating at low load when Synchronising or
De-Synchronising an Onshore Generating Unit, the Power System Stabiliser
may be out of service.
CC.A.6.2.5.8 Where a Power System Stabiliser is fitted to a Pumped Storage Unit it must
function when the Pumped Storage Unit is in both generating and pumping modes.
CC.A.6.2.6 Overall Excitation System Control Characteristics
CC.A.6.2.6.1 The overall Excitation System shall include elements that limit the bandwidth of the
output signal. The bandwidth limiting must be consistent with the speed of response
requirements and ensure that the highest frequency of response cannot excite
torsional oscillations on other plant connected to the network. A bandwidth of 0-5 Hz
will be judged to be acceptable for this application.
CC.A.6.2.6.2 The response of the Automatic Voltage Regulator combined with the Power
System Stabiliser shall be demonstrated by injecting similar step signal
disturbances into the Automatic Voltage Regulator reference with the Onshore
Generating Unit operating at points specified by NGET (up to rated MVA output).
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The damping shall be judged to be adequate if the corresponding Active Power
response to the disturbances decays within two cycles of oscillation.
CC.A.6.2.6.3 The frequency domain tuning of the Power System Stabiliser shall also be
demonstrated by injecting a 0.2Hz-3Hz band limited random noise signal into the
Automatic Voltage Regulator reference with the Onshore Generating Unit
operating at points specified by NGET (up to rated MVA output). The tuning of the
Power System Stabiliser shall be judged to be adequate if the corresponding
Active Power response shows improved damping with the Power System
Stabiliser in combination with the Automatic Voltage Regulator compared with the
Automatic Voltage Regulator alone over the frequency range 0.3Hz – 2Hz.
CC.A.6.2.7 Under-Excitation Limiters
CC.A.6.2.7.1 The security of the power system shall also be safeguarded by means of MVAr
Under Excitation Limiters fitted to the generator Excitation System. The Under
Excitation Limiter shall prevent the Automatic Voltage Regulator reducing the
generator excitation to a level which would endanger synchronous stability. The
Under Excitation Limiter shall operate when the excitation system is providing
automatic control. The Under Excitation Limiter shall respond to changes in the
Active Power (MW) and the Reactive Power (MVAr), and to the square of the
generator voltage in such a direction that an increase in voltage will permit an
increase in leading MVAr. The characteristic of the Under Excitation Limiter shall
be substantially linear from no-load to the maximum Active Power output of the
Onshore Generating Unit at any setting and shall be readily adjustable.
CC.A.6.2.7.2 The performance of the Under Excitation Limiter shall be independent of the rate of
change of the Onshore Generating Unit load and shall be demonstrated by testing
its response to a step change corresponding to a 2% decrease in Automatic Voltage
Regulator reference voltage when the generator is operating just off the limit line, as
set up. The resulting maximum overshoot shall not exceed 4% of the Onshore
Generating Unit rated MVA. The operating point of the Onshore Generating Unit
shall be returned to a steady state value at the limit line and the final settling time
shall not be greater than 5 seconds. When the step change in Automatic Voltage
Regulator reference voltage is reversed, the field voltage should begin to respond
without any delay and should not be held down by the Under Excitation Limiter.
Operation into or out of the preset limit levels shall ensure that any resultant
oscillations are damped so that the disturbance is within 0.5% of the Onshore
Generating Unit MVA rating within a period of 5 seconds.
CC.A.6.2.7.3 The Generator shall also make provision to prevent the reduction of the Onshore
Generating Unit excitation to a level which would endanger synchronous stability
when the Excitation System is under manual control.
CC.A.6.2.8 Over-Excitation Limiters
CC.A.6.2.8.1 The settings of the Over-Excitation Limiter, where it exists, shall ensure that the
generator excitation is not limited to less than the maximum value that can be
achieved whilst ensuring the Onshore Generating Unit is operating within its design
limits. If the generator excitation is reduced following a period of operation at a high
level, the rate of reduction shall not exceed that required to remain within any time
dependent operating characteristics of the Onshore Generating Unit.
CC.A.6.2.8.2 The performance of the Over-Excitation Limiter, where it exists, shall be

demonstrated by testing its response to a step increase in the Automatic Voltage
Regulator reference voltage that results in operation of the Over Excitation Limiter.
Prior to application of the step the Onshore Generating Unit shall be generating
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Rated Active Power and operating within its continuous Reactive Power capability.
The size of the step will be determined by the minimum value necessary to operate
the Over-Excitation Limiter and will be agreed by NGET and the Generator. The
resulting operation beyond the Over-Excitation Limit shall be controlled by the
Over-Excitation Limiter without the operation of any protection that could trip the
Onshore Generating Unit. The step shall be removed immediately on completion of
the test.
CC.A.6.2.8.3 The Generator shall also make provision to prevent any over-excitation restriction of
the generator when the Excitation System is under manual control, other than that
necessary to ensure the Onshore Generating Unit is operating within its design
limits.
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APPENDIX 7
PERFORMANCE REQUIREMENTS FOR CONTINUOUSLY ACTING AUTOMATIC

VOLTAGE CONTROL SYSTEMS FOR ONSHORE NON-SYNCHRONOUS GENERATING UNITS,
ONSHORE DC CONVERTERS AND ONSHORE POWER PARK MODULES
CC.A.7.1 SCOPE
CC.A.7.1.1 This Appendix sets out the performance requirements of continuously acting
automatic voltage control systems for Onshore Non-Synchronous Generating
Units, Onshore DC Converters and Onshore Power Park Modules that must be
complied with by the User. This Appendix does not limit any site specific
requirements that may be included in a Bilateral Agreement where in NGET's
reasonable opinion these facilities are necessary for system reasons.
CC.A.7.1.2 Proposals by Generators to make a change to the voltage control systems are
required to be notified to NGET under the Planning Code (PC.A.1.2(b) and (c)) as
soon as the Generator anticipates making the change. The change may require a
revision to the Bilateral Agreement.
CC.A.7.2 Requirements
CC.A.7.2.1 NGET requires that the continuously acting automatic voltage control system for the
Onshore Non-Synchronous Generating Unit, Onshore DC Converter or Onshore
Power Park Module shall meet the following functional performance specification. If
a Network Operator has confirmed to NGET that its network to which an Embedded
Power Park Module is connected is restricted such that the full reactive range under
the steady state voltage control requirements (CC.A.7.2.2) cannot be utilised, NGET
may specify in the Bilateral Agreement alternative limits to the steady state voltage
control range that reflect these restrictions. Where the Network Operator
subsequently notifies NGET that such restriction has been removed, NGET may
propose a Modification to the Bilateral Agreement (in accordance with the CUSC
contract) to remove the alternative limits such that the continuously acting automatic
voltage control system meets the following functional performance specification. All
other requirements of the voltage control system will remain as in this Appendix.
CC.A.7.2.2 Steady State Voltage Control
CC.A.7.2.2.1 The Onshore Non-Synchronous Generating Unit, Onshore DC Converter or

Onshore Power Park Module shall provide continuous steady state control of the
voltage at the Onshore Grid Entry Point (or Onshore User System Entry Point if
Embedded) with a Setpoint Voltage and Slope characteristic as illustrated in Figure
CC.A.7.2.2a. It should be noted that where the Reactive Power capability
requirement of a directly connected Onshore Non-Synchronous Generating Unit,
Onshore DC Converter or Onshore Power Park Module in Scotland, as specified
in CC.6.3.2 (c), is not at the Onshore Grid Entry Point, the values of Qmin and
Qmax shown in this figure will be as modified by the 33/132kV or 33/275kV or
33/400kV transformer.
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Grid Entry Point voltage
(or User System Entry Point voltage if Embedded)
Setpoint Voltage
95%<Vset<105%
Slope:
this is the percentage
change in voltage,
based on nominal, that
results in a change of
reactive power from 0 to
Q min or 0 to Q max
Qmin Qmax
0
Reactive capability Reactive capability
corresponding to 0.95 leading corresponding to 0.95
Power Factor at Rated MW lagging Power Factor at
Rated MW
Figure CC.A.7.2.2a
CC.A.7.2.2.2 The continuously acting automatic control system shall be capable of operating to a
Setpoint Voltage between 95% and 105% with a resolution of 0.25% of the nominal
voltage. For the avoidance of doubt values of 95%, 95.25%, 95.5% … may be
specified, but not intermediate values. The initial Setpoint Voltage will be 100%. The
tolerance within which this Setpoint Voltage shall be achieved is specified in
BC2.A.2.6. For the avoidance of doubt, with a tolerance of 0.25% and a Setpoint
Voltage of 100%, the achieved value shall be between 99.75% and 100.25%. NGET
may request the Generator to implement an alternative Setpoint Voltage within the
range of 95% to 105%. For Embedded Generators the Setpoint Voltage will be
discussed between NGET and the relevant Network Operator and will be specified
to ensure consistency with CC.6.3.4.
CC.A.7.2.2.3 The Slope characteristic of the continuously acting automatic control system shall be
adjustable over the range 2% to 7% (with a resolution of 0.5%). For the avoidance of
doubt values of 2%, 2.5%, 3% … may be specified, but not intermediate values. The
initial Slope setting will be 4%. The tolerance within which this Slope shall be
achieved is specified in BC2.A.2.6. For the avoidance of doubt, with a tolerance of
0.5% and a Slope setting of 4%, the achieved value shall be between 3.5% and
4.5%. NGET may request the Generator to implement an alternative slope setting
within the range of 2% to 7%. For Embedded Generators the Slope setting will be
discussed between NGET and the relevant Network Operator and will be specified
to ensure consistency with CC.6.3.4.
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Grid Entry Point voltage
(or User System Entry Point voltage if Embedded)
7% slope
H
110% 2% slope
G 105%
A
103% F
100%
B 97% C
E
95%
2% slope
90%
7% slope D
Qmin 0 Qmax
Reactive capability Reactive capability
corresponding to corresponding to 0.95
0.95 leading Power lagging Power
Factor at Rated MW Factor at Rated MW
Figure CC.A.7.2.2b
Onshore Grid Entry Point Voltage

(or Onshore User System Entry Point voltage if Embedded)
Connections at 33kV and below
G
A 105%
F
100%
B C
95%
E
Qmin 0 Qmax
Figure CC.A.7.2.2c
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CC.A.7.2.2.4 Figure CC.A.7.2.2b shows the required envelope of operation for Onshore Non-
Synchronous Generating Units, Onshore DC Converters and Onshore Power
Park Modules except for those Embedded at 33kV and below or directly connected
to the National Electricity Transmission System at 33kV and below. Figure
CC.A.7.2.2c shows the required envelope of operation for Onshore Non-
Synchronous Generating Units, Onshore DC Converters and Onshore Power
Park Modules Embedded at 33kV and below or directly connected to the National
Electricity Transmission System at 33kV and below. Where the Reactive Power
capability requirement of a directly connected Onshore Non-Synchronous
Generating Unit, Onshore DC Converter or Onshore Power Park Module in
Scotland, as specified in CC6.3.2 (c), is not at the Onshore Grid Entry Point, the
values of Qmin and Qmax shown in this figure will be as modified by the 33/132kV or
33/275kV or 33/400kV transformer. The enclosed area within points ABCDEFGH is
the required capability range within which the Slope and Setpoint Voltage can be
changed.
CC.A.7.2.2.5 Should the operating point of the Onshore Non-Synchronous Generating Unit,
Onshore DC Converter or Onshore Power Park Module deviate so that it is no
longer a point on the operating characteristic (figure CC.A.7.2.2a) defined by the
target Setpoint Voltage and Slope, the continuously acting automatic voltage control
system shall act progressively to return the value to a point on the required
characteristic within 5 seconds.
CC.A.7.2.2.6 Should the Reactive Power output of the Onshore Non-Synchronous Generating
Unit, Onshore DC Converter or Onshore Power Park Module reach its maximum
lagging limit at a Onshore Grid Entry Point voltage (or Onshore User System
Entry Point voltage if Embedded) above 95%, the Onshore Non-Synchronous
Generating Unit, Onshore DC Converter or Onshore Power Park Module shall
maintain maximum lagging Reactive Power output for voltage reductions down to
95%. This requirement is indicated by the line EF in figures CC.A.7.2.2b and
CC.A.7.2.2c. Should the Reactive Power output of the Onshore Non-Synchronous
Generating Unit, Onshore DC Converter or Onshore Power Park Module reach
its maximum leading limit at a Onshore Grid Entry Point voltage (or Onshore User
System Entry Point voltage if Embedded) below 105%, the Onshore Non-
Synchronous Generating Unit, Onshore DC Converter or Onshore Power Park
Module shall maintain maximum leading Reactive Power output for voltage
increases up to 105%. This requirement is indicated by the line AB in figures
CC.A.7.2.2b and CC.A.7.2.2c.
CC.A.7.2.2.7 For Onshore Grid Entry Point voltages (or Onshore User System Entry Point
voltages if Embedded) below 95%, the lagging Reactive Power capability of the
Power Park Module should be that which results from the supply of maximum
lagging reactive current whilst ensuring the current remains within design operating
limits. An example of the capability is shown by the line DE in figures CC.A.7.2.2b
and CC.A.7.2.2c. For Onshore Grid Entry Point voltages (or User System Entry
Point voltages if Embedded) above 105%, the leading Reactive Power capability of
the Onshore Non-Synchronous Generating Unit, Onshore DC Converter or
Onshore Power Park Module should be that which results from the supply of
maximum leading reactive current whilst ensuring the current remains within design
operating limits. An example of the capability is shown by the line AH in figures
CC.A.7.2.2b and CC.A.7.2.2c. Should the Reactive Power output of the Onshore
Non-Synchronous Generating Unit, Onshore DC Converter or Onshore Power
Park Module reach its maximum lagging limit at an Onshore Grid Entry Point
voltage (or Onshore User System Entry Point voltage if Embedded) below 95%,
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the Onshore Non-Synchronous Generating Unit, Onshore DC Converter or
Onshore Power Park
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Module shall maintain maximum lagging reactive current output for further voltage
decreases. Should the Reactive Power output of the Onshore Non-Synchronous
Generating Unit, Onshore DC Converter or Onshore Power Park Module reach
its maximum leading limit at a Onshore Grid Entry Point voltage (or User System
Entry Point voltage if Embedded) above 105%, the Onshore Non-Synchronous
Generating Unit, Onshore DC Converter or Onshore Power Park Module shall
maintain maximum leading reactive current output for further voltage increases.
CC.A.7.2.3 Transient Voltage Control
CC.A.7.2.3.1 For an on-load step change in Onshore Grid Entry Point or Onshore User System
Entry Point voltage, the continuously acting automatic control system shall respond
according to the following minimum criteria
i. the Reactive Power output response of the Onshore Non-Synchronous
Generating Unit, Onshore DC Converter or Onshore Power Park Module
shall commence within 0.2 seconds of the application of the step. It shall
progress linearly although variations from a linear characteristic shall be
acceptable provided that the MVAr seconds delivered at any time up to 1
second are at least those that would result from the response shown in figure
CC.A.7.2.3.1a.
ii. the response shall be such that, for a sufficiently large step, 90% of the full
reactive capability of the Onshore Non-Synchronous Generating Unit,
Onshore DC Converter or Onshore Power Park Module, as required by
CC.6.3.2 (or, if appropriate, CC.A.7.2.2.6 or CC.A.7.2.2.7), will be produced
within 1 second
iii. the magnitude of the Reactive Power output response produced within 1
second shall vary linearly in proportion to the magnitude of the step change
iv. the settling time shall be no greater than 2 seconds from the application of the
step change in voltage and the peak to peak magnitude of any oscillations
shall be less than 5% of the change in steady state Reactive Power within
this time.
v. following the transient response, the conditions of CC.A.7.2.2 apply.
MVArs
Required response at 1
second
0.2 1 Seconds
Figure CC.A.7.2.3.1a
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CC.A.7.2.4 Power Oscillation Damping
CC.A.7.2.4.1 The requirement for the continuously acting voltage control system to be fitted with a
Power System Stabiliser (PSS) shall be specified in the Bilateral Agreement if, in
NGET’s view, this is required for system reasons. However if a Power System
Stabiliser is included in the voltage control system its settings and performance shall
be agreed with NGET and commissioned in accordance with BC.2.11.2.
CC.A.7.2.5 Overall Voltage Control System Characteristics
CC.A.7.2.5.1 The continuously acting automatic voltage control system is required to respond to
minor variations, steps, gradual changes or major variations in Onshore Grid Entry
Point voltage (or Onshore User System Entry Point voltage if Embedded).
CC.A.7.2.5.2 The overall voltage control system shall include elements that limit the bandwidth of
the output signal. The bandwidth limiting must be consistent with the speed of
response requirements and ensure that the highest frequency of response cannot
excite torsional oscillations on other plant connected to the network. A bandwidth of
0-5Hz would be judged to be acceptable for this application. All other control
systems employed within the Onshore Non-Synchronous Generating Unit,
Onshore DC Converter or Onshore Power Park Module should also meet this
requirement
CC.A.7.2.5.3 The response of the voltage control system (including the Power System Stabiliser
if employed) shall be demonstrated by applying suitable step disturbances into the
voltage control system of the Onshore Power Park Module or Power Park Unit, or
by changing the actual voltage at a suitable point, with the generator operating at
points specified by NGET (up to rated MVA output). The damping shall be judged to
be adequate if the corresponding Active Power response to the disturbances decays
within 2 seconds of the application of the step.
< End of CC >
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OPERATING CODE NO. 1
DEMAND FORECASTS
CONTENTS

OC1.1 INTRODUCTION.......................................................................................................... 1
OC1.2 OBJECTIVE ................................................................................................................. 2
OC1.3 SCOPE......................................................................................................................... 2
OC1.4 DATA REQUIRED BY NGC IN THE OPERATIONAL PLANNING PHASE ................. 2
OC1.5 DATA REQUIRED BY NGC IN THE PROGRAMMING PHASE, CONTROL

PHASE AND POST-CONTROL PHASE ..................................................................... 3
OC1.5.1 Programming Phase.......................................................................................... 3

OC1.5.5 Control Phase..................................................................................................... 4
OC1.5.6 Post-Control Phase ........................................................................................... 4
OC1.6 NGC FORECASTS ........................................................................................................ 5
Issue 4 OC1 - i 24 June 2009

Issue 4 OC1 - ii 24 June 2009
DEMAND FORECASTS
OC1.1 INTRODUCTION
OC1.1.1 Operating Code No.1 ("OC1") is concerned with Demand forecasting for
operational purposes. In order to match generation output with Demand for
electricity it is necessary to undertake Demand forecasting. It is also necessary
to undertake Demand forecasting of Reactive Power.
OC1.1.2 In the Operational Planning Phase, Demand forecasting shall be conducted

by NGET taking account of Demand forecasts furnished by Network
Operators, who shall provide NGET with information in the form set out in this
OC1. The data supplied under the PC is also taken into account.
OC1.1.3 In the Programming Phase and Control Phase, NGET will conduct its own
Demand forecasting taking into account information to be furnished by
Suppliers and Network Operators and the other factors referred to in OC1.6.1.
OC1.1.4 In this OC1, the point of connection of the External Interconnection to the
National Electricity Transmission System shall be considered as a Grid
Supply Point. Reactive Power Demand includes the series Reactive losses of
the User's System but excludes any network susceptance and any Reactive
compensation on the User's System. NGET will obtain the lumped network
susceptance and details of Reactive compensation from the requirements to
submit data under the PC.
OC1.1.5 Data relating to Demand Control should include details relating to MW.
OC1.1.6 OC1 deals with the provision of data on Demand Control in the Operational
Planning Phase, the Programming Phase and the Post-Control Phase,
whereas OC6 (amongst other things) deals with the provision of data on
Demand Control following the Programming Phase and in the Control
Phase.
OC1.1.7 In this OC1, Year 0 means the current Financial Year at any time, Year 1 means
the next Financial Year at any time, Year 2 means the Financial Year after
Year 1, etc.
OC1.1.8 References in OC1 to data being supplied on a half hourly basis refer to it being
supplied for each period of 30 minutes ending on the hour and half-hour in each
hour.
Issue 4 OC1 - 1 24 June 2009

OC1.2 OBJECTIVE
The objectives of OC1 are to:
OC1.2.1 enable the provision of data to NGET by Users in the Programming Phase,
Control Phase and Post-Control Phase; and
OC1.2.2 provide for the factors to be taken into account by NGET when Demand
forecasting in the Programming Phase and Control Phase.
OC1.3 SCOPE
OC1 applies to NGET and to Users which in this OC1 means:-
(a) Network Operators, and
(b) Suppliers.
OC1.4 DATA REQUIRED BY NGET IN THE OPERATIONAL PLANNING PHASE
OC1.4.1 (a) Each User, as specified in (b) below, shall provide NGET with the data
requested in OC1.4.2 below.
(b) The data will need to be supplied by each Network Operator directly
connected to the National Electricity Transmission System in relation
to Demand Control and in relation each Generator with respect to the
output of Embedded Medium Power Stations within its System.
OC1.4.2 (a) Data

By calendar week 28 each year each Network Operator will provide to
NGET in writing the forecast information listed in (c) below for the current
Financial Year and each of the succeeding five Financial Years.
(b) Data Providers

In circumstances when the busbar arrangement at a Grid Supply Point
is expected to be operated in separate sections, separate sets of
forecast information for each section will be provided to NGET.
(c) Embedded Medium Power Station Output and Demand Control:

For the specified time of the annual peak half hour National Electricity
Transmission System Demand, as specified by NGET under
PC.A.5.2.2, the output of Embedded Medium Power Stations and
forecasts of Demand to be relieved by Demand Control on a Grid
Supply Point basis giving details of the amount and duration of the
Demand Control.
Issue 4 OC1 - 2 24 June 2009

OC1.5 DATA REQUIRED BY NGET IN THE PROGRAMMING PHASE, CONTROL
PHASE and POST-CONTROL PHASE
OC1.5.1 Programming Phase
For the period of 2 to 8 weeks ahead the following will be supplied to NGET in
writing by 1000 hours each Monday:
(a) Demand Control:

Each Network Operator will supply MW profiles of the amount and
duration of their proposed use of Demand Control which may result in a
Demand change equal to or greater than the Demand Control
Notification Level (averaged over any half hour on any Grid Supply
Point) on a half hourly and Grid Supply Point basis;
(b) Medium Power Station Operation:

Each Network Operator will, if reasonably required by NGET, supply
MW schedules for the operation of Embedded Medium Power Stations
within its System on a half hourly and Grid Supply Point basis.
OC1.5.2 For the period 2 to 12 days ahead the following will be supplied to NGET in
writing by 1200 hours each Wednesday:
(a) Demand Control:

Each Network Operator will supply MW profiles of the amount and
duration of their proposed use of Demand Control which may result in a
Demand change equal to or greater than the Demand Control
Notification Level (averaged over any half hour on any Grid Supply
Point) on a half hourly and Grid Supply Point basis;
(b) Medium Power Station Operation:

Each Network Operator will, if reasonably required by NGET, supply
MW schedules for the operation of Embedded Medium Power Stations
within its System on a half hourly and Grid Supply Point basis.
OC1.5.3 Medium Power Station Output:

Each Network Operator will, if reasonably required by NGET, supply NGET with
MW schedules for the operation of Embedded Medium Power Stations within
its System on a half hourly and Grid Supply Point basis in writing by 1000
hours each day (or such other time specified by NGET from time to time) for the
next day (except that it will be for the next 3 days on Fridays and 2 days on
Saturdays and may be longer (as specified by NGET at least one week in
advance) to cover holiday periods);
OC1.5.4 Other Codes

Under OC6 each Network Operator will notify NGET of their proposed use of
Demand Control (which may result in a Demand change equal to or greater
than the Demand Control Notification Level), and under BC1, each Supplier
will notify NGET of their proposed use of Customer Demand Management
(which may result in a Demand change equal to or greater than the Customer
Demand Management Notification Level) in this timescale.
Issue 4 OC1 - 3 24 June 2009

OC1.5.5 Control Phase
OC1.5.5.1 Demand Control:

Under OC6, each Network Operator will notify NGET of any Demand Control
proposed by itself which may result in a Demand change equal to or greater
than the Demand Control Notification Level averaged over any half hour on
any Grid Supply Point which is planned after 1000 hours, and of any changes
to the planned Demand Control notified to NGET prior to 1000 hours as soon as
possible after the formulation of the new plans;
OC1.5.5.2 Customer Demand Management:
(a) Each Supplier will notify NGET of any Customer Demand Management
proposed by itself which may result in a Demand change equal to or
greater than the Customer Demand Management Notification Level
averaged over any half hour on any Grid Supply Point which is planned
to occur at any time in the Control Phase and of any changes to the
planned Customer Demand Management already notified to NGET as
soon as possible after the formulation of the new plans.
(b) The following information is required on a Grid Supply Point and half-
hourly basis:-
(i) the proposed date, time and duration of implementation of

Customer Demand Management; and
(ii) the proposed reduction in Demand by use of Customer Demand

Management.
OC1.5.5.3 Load Management Blocks:
In Scotland, by 11:00 each day, each Supplier who controls a Load

Management Block of Demand with a capacity of 5MW or more shall submit to
NGET a schedule of its proposed switching times and profiles in respect of each
block for the next day.
OC1.5.6 Post-Control Phase
The following will be supplied to NGET in writing by 0600 hours each day in
respect of Active Power data and by 1000 hours each day in respect of
Reactive Power data:
(a) Demand Control:

Each Network Operator will supply MW profiles for the previous
calendar day of the amount and duration of Demand reduction achieved
by itself from the use of Demand Control equal to or greater than the
Demand Control Notification Level (averaged over any half hour on
any Grid Supply Point), on a half hourly and Grid Supply Point basis.
(b) Customer Demand Management:

Each Supplier will supply MW profiles of the amount and duration of
Demand reduction achieved by itself from the use of Customer
Issue 4 OC1 - 4 24 June 2009

Demand Management equal to or greater than the Customer Demand
Management Notification Level (averaged over any half hour on any
Grid Supply Point) on a half hourly and Grid Supply Point basis during
the previous calendar day.
OC1.6 NGET FORECASTS
OC1.6.1 The following factors will be taken into account by NGET when conducting
National Electricity Transmission System Demand forecasting in the
Programming Phase and Control Phase:
(a) Historic Demand data (this includes National Electricity Transmission

System Losses).
(b) Weather forecasts and the current and historic weather conditions.
(c) The incidence of major events or activities which are known to NGET in
advance.
(d) Anticipated interconnection flows across External Interconnections.
(e) Demand Control equal to or greater than the Demand Control

Notification Level (averaged over any half hour at any Grid Supply
Point) proposed to be exercised by Network Operators and of which
NGET has been informed.
(f) Customer Demand Management equal to or greater than the Customer

Demand Management Notification Level (averaged over any half hour
at any Grid Supply point) proposed to be exercised by Suppliers and of
which NGET has been informed.
(g) Other information supplied by Users.
(h) Anticipated Pumped Storage Unit demand.
(i) the sensitivity of Demand to anticipated market prices for electricity.
(j) BM Unit Data submitted by BM Participants to NGET in accordance with

the provisions of BC1 and BC2.
(k) Demand taken by Station Transformers
OC1.6.2 Taking into account the factors specified in OC1.6.1 NGET uses Demand forecast
methodology to produce forecasts of National Electricity Transmission System
Demand. A written record of the use of the methodology must be kept by NGET
for a period of at least 12 months.
OC1.6.3 The methodology will be based upon factors (a), (b) and (c) above to produce, by
statistical means, unbiased forecasts of National Demand. National Electricity
Transmission System Demand will be calculated from these forecasts but will
also take into account factors (d), (e), (f), (g), (h), (i) and (j) above. No other
factors are taken into account by NGET, and it will base its National Electricity
Transmission System Demand forecasts on those factors only.
Issue 4 OC1 - 5 24 June 2009

< End of OC1 >
Issue 4 OC1 - 6 24 June 2009

OPERATING CODE NO.2
OPERATIONAL PLANNING AND DATA PROVISION
CONTENTS

OC2.1 INTRODUCTION.......................................................................................................... 2
OC2.2 OBJECTIVE ................................................................................................................. 3
OC2.3 SCOPE......................................................................................................................... 3
OC2.4 PROCEDURE .............................................................................................................. 4

OC2.4.1 Co-ordination of outages ..................................................................................... 4
OC2.4.1.2 Planning of Genset Outages............................................................... 6
OC2.4.1.2.1 Operational Planning Phase – Planning for Calendar Years 3 to 5
inclusive – Weekly Resolution ........................................................................................ 6
OC2.4.1.2.2 Operational Planning Phase – Planning for Calendar Year 1 and
Calendar Year 2 – Weekly Resolution............................................................................ 9
OC2.4.1.2.3 Planning for Calendar Year 0 – Weekly Resolution ............................... 12
OC2.4.1.2.4 Programming Phase – 2-49 Days Ahead – Daily Resolution ................. 12
OC2.4.1.3 Planning of National Electricity Transmission System Outages ....... 14
OC2.4.1.3.1 Operational Planning Phase – Planning for Financial Years 2 to 5
inclusive ........................................................................................................................ 14
OC2.4.1.3.3 Operational Planning Phase – Planning for Financial Year 1 ahead ..... 15
OC2.4.1.3.4 Operational Planning Phase – Planning for Financial Year 0 ................ 19
OC2.4.1.3.5 Programming Phase............................................................................... 21
OC2.4.2 Data Requirements............................................................................................ 23
OC2.4.3 Negative Reserve Active Power Margins .......................................................... 26
OC2.4.4 Frequency Sensitive Operation ......................................................................... 28
OC2.4.6 Operating Margin Data Requirements............................................................... 29
APPENDIX 1 – GENERATOR PERFORMANCE CHART ...................................................... 32
APPENDIX 2 – GENERATION PLANNING PARAMETERS .................................................. 34
APPENDIX 3 – CCGT MODULE PLANNING MATRIX........................................................... 36
APPENDIX 4 – POWER PARK MODULE PLANNING MATRIX............................................. 37

OPERATING CODE NO.2
OPERATIONAL PLANNING AND DATA PROVISION
OC2.1 INTRODUCTION
OC2.1.1 Operating Code No. 2 ("OC2") is concerned with:
(a) the co-ordination of the release of Synchronous Generating Units and

Power Park Modules, the National Electricity Transmission System
and Network Operators' Systems for construction, repair and
maintenance;
(b) provision by NGET of the Surpluses both for the National Electricity
Transmission System and System Zones;
(c) the provision by Generators of Generation Planning Parameters for

Gensets, including CCGT Module Planning Matrices and Power Park
Module Planning Matrices, to NGET for planning purposes only; and
(d) the agreement for release of Existing Gas Cooled Reactor Plant for
outages in certain circumstances.
OC2.1.2 (a) Operational Planning involves planning, through various timescales, the
matching of generation output with forecast National Electricity
Transmission System Demand together with a reserve of generation to
provide a margin, taking into account outages of certain Generating
Units, Power Park Modules and DC Converters, and of parts of the
National Electricity Transmission System and of parts of Network
Operators' Systems which is carried out to achieve, so far as possible,
the standards of security set out in NGET’s Transmission Licence, each
Relevant Transmission Licensee’s Transmission Licence or
Electricity Distribution Licence as the case may be.
(b) In general terms there is an "envelope of opportunity" for the release of

Synchronous Generating Units and Power Park Modules and for the
release of parts of the National Electricity Transmission System and
parts of the Network Operator’s User Systems for outages. The
envelope is defined by the difference between the total generation output
expected from Large Power Stations, Medium Power Stations and
Demand, the operational planning margin and taking into account
External Interconnections.
OC2.1.3 In this OC2 for the purpose of Generator outage co-ordination Year 0 means
the current calendar year at any time, Year 1 means the next calendar year at
any time, Year 2 means the calendar year after Year 1, etc. For the purpose of
Transmission outage planning Year 0 means the current Financial Year at
any time, Year 1 means the next Financial Year at any time, Year 2 means the
Financial Year after Year 1, etc. References to ‘weeks’ in OC2 are to calendar
weeks as defined in ISO 8601.
OC2.1.4 References in OC2 to a Generator's "best estimate" shall be that Generator's

best estimate acting as a reasonable and prudent Generator in all the
circumstances.
Issue 4 OC2 - 2 24 June 200

OC2.1.5 References to NGET planning the National Electricity Transmission System
outage programme on the basis of the Final Generation Outage Programme,
are to NGET planning against the Final Generation Outage Programme
current at the time it so plans.
OC2.1.6 Where in OC2 data is required to be submitted or information is to be given on

a particular day, that data does not need to be submitted and that information
does not need to be given on that day if it is not a Business Day or it falls
within a holiday period (the occurrence and length of which shall be determined
by NGET, in its reasonable discretion, and notified to Users). Instead, that data
shall be submitted and/or that information shall be given on such other
Business Day as NGET shall, in its reasonable discretion, determine.
However, NGET may determine that that data and/or information need not be
submitted or given at all, in which case it shall notify each User as appropriate.
OC2.1.7 In Scotland, it may be possible with the agreement of NGET to reduce the
administrative burden for Users in producing planning information where either
the output or demand is small.
OC2.2 OBJECTIVE
OC2.2.1 (a) The objective of OC2 is to seek to enable NGET to harmonise outages of
Synchronous Generating Units and Power Park Modules in order that
such outages are co-ordinated (taking account of Embedded Medium
Power Stations) between Generators and Network Operators, and that
such outages are co-ordinated taking into account National Electricity
Transmission System outages and other System outages, so far as
possible to minimise the number and effect of constraints on the National
Electricity Transmission System or any other System.
(b) In the case of Network Operator’ User Systems directly connected to the
National Electricity Transmission System this means in particular that
there will also need to be harmonisation of outages of Embedded
Synchronous Generating Units and Embedded Power Park Modules,
and National Electricity Transmission System outages, with Network
Operators in respect of their outages on those Systems.
OC2.2.2 The objective of OC2 is also to enable the provision by NGET of the Surpluses
both for the National Electricity Transmission System and System Zones.
OC2.2.3 A further objective of OC2 is to provide for the agreement for outages for
Existing Gas Cooled Reactor Plant in certain circumstances and to enable a
process to be followed in order to provide for that.
OC2.2.4 The boundaries of the System Zones will be determined by NGET from time to
time taking into account the disposition of Generators' Power Stations within
the System Zones. The location of the boundaries will be made available to all
Users. Any User may request that NGET reviews any of the System Zonal
boundaries if that User considers that the current boundaries are not
appropriate, giving the reasons for their concerns. On receipt of such a request
NGET will review the boundaries if, in NGET's reasonable opinion, such a
review is justified.
OC2.3 SCOPE

OC2.3.1 OC2 applies to NGET and to Users which in OC2 means:-
(a) Generators, only in respect of their Large Power Stations or their Power
Stations which are directly connected to National Electricity
Transmission System (and the term Generator in this OC2 shall be
construed accordingly);
(b) Network Operators; and
OC.2.3.2 NGET may provide to the Relevant Transmission Licensees any data which
has been submitted to NGET by any Users in respect of Relevant Units
pursuant to the following paragraphs of the OC2.
OC2.4.1.2.1 (a)
OC2.4.1.2.1 (e)
OC2.4.1.2.1 (j)
OC2.4.1.2.2 (a)
OC2.4.1.2.2 (i)
OC2.4.1.3.2 (a)
OC2.4.1.3.2 (b)
OC2.4.1.3.3
OC2.4.2.1 (a)
OC2.4 PROCEDURE
OC2.4.1 Co-ordination of Outages
OC2.4.1.1 Under OC2 the interaction between NGET and Users will be as follows:
(a) Each Generator and NGET In respect of outages of

Synchronous generating Units and
Power Park Modules and in respect
of outages of other Plant and/or
Apparatus directly connected to the
National Electricity Transmission
System;
(b) NGET and each Generator in respect of National Electricity

Transmission System outages
relevant to each Generator (other
than in respect of Embedded Small
Power Stations or Embedded
Medium Power Stations);

(c) NGET and each Network in respect of outages of all
Operator Embedded Large Power Stations
and in respect of outages of other
Plant and/or Apparatus relating to
such Embedded Large Power
Stations;

(d) NGET and each Network in respect of National Electricity
Operator and each Non- Transmission System outages
Embedded Customer relevant to the particular Network
Operator or Non-Embedded
Customers;
(e) Each Network Operator and in respect of User System outages

each Non-Embedded relevant to NGET; and
Customer and NGET in respect of Network Operators
only, outages of the Network
Operator’s User System that may
impact upon an Offshore
Transmission System connected to
that Network Operator’s User
System.
OC2.4.1.2 PLANNING OF SYNCHRONOUS GENERATING UNIT AND POWER PARK

MODULE OUTAGES
OC2.4.1.2.1 Operational Planning Phase - Planning for Calendar Years 3 to 5 inclusive –

Weekly Resolution
In each calendar year:
(a) By the end of week 2
Each Generator will provide NGET in writing with:
(i) a provisional Synchronous Generating Unit and Power Park

Module outage programme (covering all non-Embedded Power
Stations and Embedded Large Power Stations) for Year 3 to Year
5 (inclusive) specifying the Synchronous Generating Unit and/or
Power Park Module and MW concerned, duration of proposed
outages, the preferred date for each outage and where there is a
possibility of flexibility, the earliest start date and latest finishing date;
and
(ii) a best estimate weekly Output Usable forecast of all its Gensets for
Year 3 to Year 5.
(b) Between the end of week 2 and the end of week 12
NGET will be:
(i) calculating total winter peak generating capacity assumed to be

available to the Total System (taking into account the import capacity
which may be available from External Interconnections);
(ii) calculating the total winter peak generating capacity expected from
Large Power Stations, taking into account Demand forecasts and
details of proposed use of Demand Control received under OC1, and
an operational planning margin set by NGET (the "Operational
Planning Margin");

(iii) calculating the weekly peak generating capacity expected from Large
Power Stations taking into account demand forecasts and details of
proposed use of Demand Control received under OC1, and the
Operational Planning Margin and Zonal System Security
Requirements. The total weekly peak MW needed to be available is
the "weekly total MW required".
The calculation under (iii) will effectively define the envelope of opportunity
for outages of Synchronous Generating Units and Power Park
Modules.
During this period, NGET may, as appropriate, contact each Generator

who has supplied information to seek clarification on points.
(c) By the end of week 12
NGET will:
(i) having taken into account the information notified to it by Generators

and taking into account:-
(1) National Electricity Transmission System constraints and

outages,
(2) Network Operator System constraints and outages, known to

NGET, and
(3) the Output Usable required, in its view, to meet weekly total
MW requirements,
provide each Generator in writing with any suggested amendments

to the provisional outage programme supplied by the Generator
which NGET believes necessary, and will advise Generators with
Large Power Stations of the Surpluses both for the National
Electricity Transmission System and System Zones and potential
export limitations, on a weekly basis, which would occur without such
amendments;
(ii) provide each Network Operator in writing with potential outages of

Synchronous Generating Units and/or Power park Modules which
may, in the reasonable opinion of NGET and the Network Operator,
affect the integrity of that Network Operator’s User System provided
that, in such circumstances NGET has notified the Generator
concerned at least 48 hours beforehand of its intention to do so
(including identifying the Synchronous Generating Unit and/or
Power Park Module concerned).
(d) By the end of week 14
(i) Where a Generator or a Network Operator is unhappy with the

suggested amendments to its provisional outage programme (in the
case of a Generator) or such potential outages (in the case of a
Network Operator) it may contact NGET to explain its concerns and

NGET and that Generator or Network Operator will then discuss the
problem and seek to resolve it.
(ii) The possible resolution of the problem may require NGET or a User
to contact other Generators and Network Operators, and joint
meetings of all parties may, if any User feels it would be helpful, be
convened by NGET. The need for further discussions, be they on the
telephone or at meetings, can only be determined at the time.
(e) By the end of week 25
Each Generator will provide NGET in writing with an updated provisional

Synchronous Generating Unit and Power Park Module outage
programme covering both Embedded and non-Embedded Large Power
Stations together with the best estimate weekly Output Usable forecasts
for each Genset, in all cases for Year 3 to Year 5 (inclusive). The updated
provisional Synchronous Generating Unit and Power Park Module
outage programme will contain the MW concerned, duration of proposed
outages, the preferred date for each outage and, where applicable, earliest
start date and latest finishing date, together with an update of the Output
Usable estimate supplied under (a)(ii) above.
(f) Between the end of week 25 and the end of week 28
NGET will be considering the updated provisional Synchronous

Generating Unit and Power Park Module outage programme, together
with the best estimate weekly Output Usable forecasts supplied to it by
Generators under (e) and their Registered Capacity and will be
analysing Operational Planning Margins for the period.
(g) By the end of week 28
NGET will:
(i) provide each Generator in writing with details of any suggested

revisions considered by NGET as being necessary to the updated
provisional Synchronous Generating Unit and Power Park Module
outage programme supplied to NGET under (e) and will advise
Generators with Large Power Stations of the Surpluses for the
National Electricity Transmission System and System Zones and
potential export limitations on a weekly basis which would occur
without such revisions; and
(ii) provide each Network Operator in writing with the update of potential
outages of Synchronous Generating Units and/or Power Park
Modules which, in the reasonable opinion of NGET and the Network
Operator, affect the integrity of that Network Operator’s User
System.
(h) By the end of week 31
Where a Generator or a Network Operator is unhappy with the revisions

suggested to the updated provisional Synchronous Generating Unit and
Power Park Module outage programme (in the case of a Generator) or
such update of potential outages (in the case of a Network Operator)

under (g) it may contact NGET to explain its concerns and the provisions
set out in (d) above will apply to that process.
(i) By the end of week 42
NGET will:
(1) provide each Generator in writing with details of suggested revisions

considered by NGET as being necessary to the updated provisional
Synchronous Generating Unit and Power Park Module outage
programme supplied to NGET and will advise Generators with Large
Power Stations of the Surpluses for the National Electricity
Transmission System and System Zones and potential export
limitations, on a weekly basis which would occur without such
revisions;
(2) provide each Network Operator in writing with the update of potential
outages of Synchronous Generating Units and/or Power Park Modules
which may, in the reasonable opinion of NGET and the Network
Operator, affect the integrity of that Network Operator’s User System
provided that, in such circumstances NGET has notified the Generator
concerned at least 48 hours beforehand of its intention to do so (including
identifying the Synchronous Generating Units and/or Power Park
Modules concerned).
(j) By the end of week 45
NGET will seek to agree a Final Generation Outage Programme for Year 3 to
Year 5. If agreement cannot be reached on all aspects, NGET and each
Generator will record their agreement on as many aspects as have been
agreed and NGET will advise each Generator with Large Power Stations and
each Network Operator, of the Surpluses for the National Electricity
Transmission System and System Zones on a weekly basis which would
occur in relation to those aspects not agreed. It is accepted that agreement of
the Final Generation Outage Programme is not a commitment on
Generators or NGET to abide by it, but NGET will be planning the National
Electricity Transmission System outage programme on the basis of the Final
Generation Outage Programme and if in the event the Generator's outages
differ from those contained in the Final Generation Outage Programme, or in
any way conflict with the National Electricity Transmission System outage
programme, NGET need not alter the National Electricity Transmission
System outage programme.
OC2.4.1.2.2 Operational Planning Phase - Planning for Calendar Year 1 and Calendar
Year 2 – Weekly Resolution
The basis for Operational Planning for Year 1 and Year 2 will be the Final
Generation Outage Programmes agreed for Years 2 and 3:

Each Generator will provide NGET in writing with its previously agreed
Final Generation Outage Programme updated and best estimate weekly
Output Usable forecasts for each Genset for weeks 1-52 of Years 1 and
2.
(b) Between the end of week 10 and the end of week 12
NGET will be considering the updated proposed Synchronous

Generating Unit and Power Park Module outage programme together
with the estimate of Output Usable supplied by Generators under (a) and
will be analysing Operational Planning Margins for the period. Taking
these into account together with National Electricity Transmission
System constraints and outages and Network Operator User System
constraints and outages known to NGET, NGET will assess whether the
estimates of Output Usable supplied by Generators are sufficient to meet
forecast National Electricity Transmission System Demand plus the
Operational Planning Margin.
NGET will:
(i) notify each Generator in writing whether the Output Usable

estimates are adequate for weeks 1-52 of Years 1 and 2, together
with suggested changes to its Final Generation Outage Programme
where necessary and will advise each Generator with Large Power
Stations of the Surpluses both for the National Electricity
limitations, on a weekly resolution which would occur without such
changes;
(ii) provide each Network Operator in writing with weekly Output

Usable estimates of Generators for weeks 1-52 of Years 1 and 2,
and updated details of potential outages of Synchronous Generating
Units and/or Power Park Modules which may, in the reasonable
opinion of NGET and the Network Operator, affect the integrity of
that Network Operator’s User System provided that, in such
circumstances, NGET has notified the Generator concerned at least
48 hours beforehand of its intention to do so (including identifying the
affected Gensets or Synchronous Generating Units and/or Power
Park Modules, as appropriate).
Where a Generator or a Network Operator is unhappy with any

suggested changes to its Final Generation Outage Programme (in the
case of a Generator) or such update of potential outages (in the case of a
Network Operator), equivalent provisions to those set out in
OC2.4.1.2.1(d) will apply.
Each Generator will provide NGET in writing with revised best estimate
weekly Output Usable forecasts for each Genset for weeks 1-52 of Years
1 and 2.
Issue 4 OC2 - 10 24 June 200

(f) Between the end of week 34 and the end of week 39
NGET will be analysing the revised estimates of Output Usable supplied

by Generators under (e) and will be analysing Operational Planning
Margins for the period. Taking these into account together with National
Electricity Transmission System constraints and outages and Network
Operator User System constraints and outages known to NGET, NGET
will assess whether the estimates of Output Usable supplied by
Generators are sufficient to meet forecast National Electricity
Transmission System Demand plus the Operational Planning Margin.
(g) By the end of week 39
NGET will:
(i) notify each Generator in writing whether it accepts the Output

Usable estimates for weeks 1-52 of Years 1 and 2, and of any
suggested changes to its Final Generation Outage Programme
where necessary and will advise Generators with Large Power
Stations of the Surpluses both for the National Electricity
limitations on a weekly basis which would occur without such
changes;
(ii) provide each Network Operator in writing with Output Usable estimates of
Generators for weeks 1-52 of Years 1 and 2, and updated details of potential
outages of Synchronous Generating Units and/or Power Park Modules
which may, in the reasonable opinion of NGET and the Network Operator,
affect the integrity of that Network Operator’s User System provided that, in
such circumstances, NGET has notified the Generator concerned at least 48
hours beforehand of its intention to do so (including identifying the affected
Gensets or Synchronous Generating Units and/or Power Park Modules,
as appropriate).
Where a Generator or a Network Operator, is unhappy with any suggested

changes to its Final Generation Outage Programme (in the case of a
Generator) or such update of potential outages (in the case of a Network
Operator), equivalent provisions to those set out in OC2.4.1.2.1(d) will apply.
(i) By the end of week 48
NGET will seek to agree the revised Final Generation Outage Programme for
Year 1 and Year 2. If agreement cannot be reached on all aspects, NGET and
each Generator will record their agreement on as many aspects as have been
agreed and NGET will advise each Generator with Large Power Stations and
each Network Operator, of Generating Plant Demand Margins for national
and zonal groups, on a weekly basis, which would occur in relation to those
aspects not agreed. It is accepted that agreement of the Final Generation
Outage Programme is not a commitment on Generators or NGET to abide by
it, but NGET will be planning the National Electricity Transmission System
outage programme on the basis of the Final Generation Outage Programme
and if, in the event, a Generator's outages differ from those contained in the
Issue 4 OC2 - 11 24 June 200

Final Generation Outage Programme, or in any way conflict with the
National Electricity Transmission System outage programme, NGET need
not alter the National Electricity Transmission System outage programme.
OC2.4.1.2.3 Planning for Calendar Year 0 – Weekly Resolution
The basis for Operational Planning for Year 0 will be the revised Final
Generation Outage Programme agreed for Year 1:
In each week:
(a) By 1600 hours each Wednesday – Weekly Resolution
Each Generator will provide NGET in writing with an update of the Final
Generation Outage Programme and a best estimate weekly Output
Usable forecast for each of its Gensets from the 2nd week ahead to the
52nd week ahead.
(b) Between 1600 hours Wednesday and 1600 hours Friday
NGET will be analysing the revised estimates of Output Usable supplied

by Generators under (a) and will be analysing Operational Planning
Margins for the period. Taking into account National Electricity
Transmission System constraints and outages and Network Operator
User System constraints and outages known to NGET, NGET will assess
whether the estimates of Output Usable supplied by Generators are
sufficient to meet forecast National Electricity Transmission System
Demand plus the Operational Planning Margin.
(c) By 1600 hours each Friday
NGET will:
(i) notify each Generator with Large Power Stations and Network
Operator, in writing if it considers the Output Usable forecasts will
give Surpluses and potential export limitations both for the National
Electricity Transmission System and System Zones from the 2nd
week ahead to the 52nd week ahead;
(ii) provide each Network Operator, in writing with weekly Output

Usable estimates of Gensets from the 2nd week ahead to the 52nd
week ahead and updated outages of Synchronous Generating
Units and/or Power Park Modules which may, in the reasonable
opinion of NGET and the Network Operator, affect the integrity of
that Network Operator’s User System and in such circumstances,
NGET shall notify the Generator concerned within 48 hours of so
providing (including identifying the affected Gensets or Synchronous
Generating Units and/or Power Park Modules, as appropriate), from
the 2nd week ahead to the 52nd week ahead.
OC2.4.1.2.4 Programming Phase – 2-49 Days Ahead – Daily Resolution
(a) By 1200 hours each Friday
Issue 4 OC2 - 12 24 June 200

NGET will notify in writing each Generator with Large Power Stations
and Network Operator if it considers the Output Usable forecasts will
give MW shortfalls both nationally and for constrained groups for the
period 2-7 weeks ahead.
(b) By 1100 hours each Business Day
Each Generator shall provide NGET in writing with the best estimate of
daily Output Usable for each Genset for the period from and including
day 2 ahead to day 14 ahead, including the forecast return to service date
for any such Generating Unit or Power Park Module subject to Planned
Outage or breakdown.
(c) By 1100 hours each Wednesday
For the period 2 to 49 days ahead, every Wednesday by 11:00 hours,

each Generator shall provide NGET in writing best estimate daily Output
Usable forecasts for each Genset, and changes (start and finish dates) to
Planned Outage or to the return to service times of each Synchronous
Generating Unit and/or Power Park Module which is subject to
breakdown.
(d) Between 1100 hours and 1600 hours each Business Day
NGET will be analysing the revised estimates of Output Usable supplied by

Generators under (b) and will be analysing Operational Planning Margins for
the period 2-14 days ahead. Taking into account National Electricity
Transmission System constraints and outages and Network Operator User
System constraints and outages known to NGET, NGET will assess whether the
estimates of Output Usable are sufficient to meet forecast National Electricity
Transmission System Demand plus the Operational Planning Margin.
(e) By 1600 hours each Business Day
(i) NGET will notify in writing each Generator with Large Power Stations and
each Network Operator, of the Surpluses both for the National
Electricity Transmission System and System Zones and potential export
limitations, for the period from and including day 2 ahead to day 14 ahead
which it considers the Output Usable forecasts will give. The time of 1600
hours can only be met in respect of any Generator or Network Operator if
all the information from all Generators was made available to NGET by
1100 hours and if a suitable electronic data transmission facility is in place
between NGET and the Generator or the Network Operator, as the case
may be, and if it is fully operational. In the event that any of these
conditions is not met, or if it is necessary to revert to a manual system for
analysing the information supplied and otherwise to be considered, NGET
reserve the right to extend the timescale for issue of the information
required under this sub-paragraph to each, or the relevant, Generator
and/or Network Operator (as the case may be) provided that such
information will in any event be issued by 1800 hours.
(ii) NGET will provide each Network Operator, where it has an effect on that
User, in writing with Output Usable estimates of Gensets from and
Issue 4 OC2 - 13 24 June 200

including day 2 ahead to day 14 ahead and updated outages of
Synchronous Generating Units and/or Power Park Modules which are
either in its User System or which may, in the reasonable opinion of NGET
and the Network Operator, affect the integrity of that Network Operator’s
User System and in such circumstances, NGET shall notify the Generator
concerned within 48 hours of so providing (including identifying the affected
Gensets or Synchronous Generating Units and/or Power Park
Modules, as appropriate), for the period from and including day 2 ahead to
day 14 ahead.
OC2.4.1.3 Planning of National Electricity Transmission System Outages
OC2.4.1.3.1 Operational Planning Phase - Planning for Financial Years 2 to 5 inclusive

ahead
NGET shall plan National Electricity Transmission System outages required

in Years 2 to 5 inclusive required as a result of construction or refurbishment
works. This contrasts with the planning of National Electricity Transmission
System outages required in Years 0 and 1 ahead, when NGET also takes into
account National Electricity Transmission System outages required as a
result of maintenance.
Users should bear in mind that NGET will be planning the National Electricity
Transmission System outage programme on the basis of the previous year's
Final Generation Outage Programme and if in the event a Generator's or
Network Operator's outages differ from those contained in the Final
Generation Outage Programme, or in the case of Network Operators, those
known to NGET, or in any way conflict with the National Electricity
Transmission System outage programme, NGET need not alter the National
Electricity Transmission System outage programme.
OC2.4.1.3.2 In each calendar year:
Each Network Operator will notify NGET in writing of details of proposed

outages in Years 2-5 ahead in its User System which may affect the
performance of the Total System (which includes but is not limited to
outages of User System Apparatus at Grid Supply Points and outages
which constrain the output of Synchronous generating Units and/or
Power Park Modules Embedded within that User System).

outages in Years 2-5 ahead in its User System which may affect the
declared values of Maximum Export Capacity and/or Maximum Import
Capacity for each Interface Point within its User System together with
the Network Operator’s revised best estimate of the Maximum Export
Capacity and/or Maximum Import Capacity during such outages.
Network Operators will also notify NGET of any automatic and/or manual
post fault actions that it intends to utilise or plans to utilise during such
outages.
(b) By the end of week 13
Issue 4 OC2 - 14 24 June 200

Each Generator will inform NGET in writing of proposed outages in Years
2 - 5 ahead of Generator owned Apparatus (eg. busbar selectors) other
than Synchronous Generating Units and/or Power Park Modules, at
each Grid Entry Point.
NGET will provide to each Network Operator and to each Generator a

copy of the information given to NGET under paragraph (a) above (other
than the information given by that Network Operator). In relation to a
Network Operator, the data must only be used by that User in operating
that Network Operator’s User System and must not be used for any
other purpose or passed on to, or used by, any other business of that User
or to, or by, any person within any other such business or elsewhere.
NGET will provide each Network Operator in writing with details of

proposed outages in Years 2-5 ahead which may, in NGET's reasonable
judgement, affect the performance of that Network Operator’s User
System.
Where NGET or a Network Operator is unhappy with the proposed

outages notified to it under (a), (b) or (c) above, as the case may be,
equivalent provisions to those set out in OC2.4.1.2.1 (d) will apply.
NGET will draw up a draft National Electricity Transmission System

outage plan covering the period Years 2 to 5 ahead and NGET will notify
each Generator and Network Operator in writing of those aspects of the
plan which may operationally affect such Generator (other than those
aspects which may operationally affect Embedded Small Power Stations
or Embedded Medium Power Stations) or Network Operator. NGET will
also indicate where a need may exist to issue other operational
instructions or notifications (including but not limited to the requirement for
the arming of an Operational Intertripping scheme) or Emergency
Instructions to Users in accordance with BC2 to allow the security of the
National Electricity Transmission System to be maintained within the
Licence Standards.
OC2.4.1.3.3 Operational Planning Phase - Planning for Financial Year 1 ahead
Each calendar year NGET shall update the draft National Electricity
Transmission System outage plan prepared under OC2.4.1.3.2 above and
shall in addition take into account outages required as a result of maintenance
work.
Generators and Non-Embedded Customers will inform NGET in writing

of proposed outages for Year 1 of Generator owned Apparatus at each
Grid Entry Point (e.g. busbar selectors) other than Synchronous
Issue 4 OC2 - 15 24 June 200

Generating Units and/or Power Park Modules or Non-Embedded
Customer owned Apparatus, as the case may be, at each Grid Supply
Point.
(b) By the end of week 28
NGET will provide each Network Operator and each Non-Embedded

Customer in writing with details of proposed outages in Year 1 ahead
which may, in NGET's reasonable judgement, affect the performance of its
User System or the Non-Embedded Customer Apparatus at the Grid
Supply Point.
Each Network Operator will notify NGET in writing with details of

proposed outages in Year 1 in its User System which may affect the
performance of the Total System (which includes but is not limited to
outages of User System Apparatus at Grid Supply Points and outages
which constrain the output of Synchronous Generating Units and/or
Power Park Modules Embedded within that User System).

outages in Year 1 in its User System which may affect the declared
values of Maximum Export Capacity and/or Maximum Import Capacity
for each Interface Point within its User System together with the
Network Operator’s revised best estimate of the Maximum Export
Capacity and/or Maximum Import Capacity during such outages.
Network Operators will also notify NGET of any automatic and/or manual
post fault actions that it intends to utilise or plans to utilise during such
outages.
Each Network Operator will also notify NGET in writing of any revisions to
Interface Point Target Voltage/Power Factor data submitted pursuant to
PC.A.2.5.4.2.
(d) Between the end of week 32 and the end of week 34
NGET will draw up a revised National Electricity Transmission System

outage plan (which for the avoidance of doubt includes Transmission
Apparatus at the Connection Points).
NGET will notify each Generator and Network Operator, in writing, of

those aspects of the National Electricity Transmission System outage
programme which may, in NGET’s reasonable opinion, operationally affect
that Generator (other than those aspects which may operationally affect
Embedded Small Power Stations or Embedded Medium Power
Stations) or Network Operator including in particular proposed start
dates and end dates of relevant National Electricity Transmission
System outages.
NGET will provide to each Network Operator and to each Generator a

copy of the information given to NGET under paragraph (c) above (other
Issue 4 OC2 - 16 24 June 200

than the information given by that Network Operator). In relation to a
Network Operator, the data must only be used by that User in operating
that Network Operator’s User System and must not be used for any
other purpose or passed on to, or used by, any other business of that User
or to, or by, any person within any other such business or elsewhere.
(f) By the end of week 36
Where a Generator or Network Operator is unhappy with the proposed

aspects notified to it under (e) above, equivalent provisions to those set
out in OC2.4.1.2.1 (d) will apply.
(g) Between the end of week 34 and 49
NGET will draw up a final National Electricity Transmission System

outage plan covering Year 1.
(i) NGET will complete the final National Electricity Transmission

System outage plan for Year 1. The plan for Year 1 becomes the final
plan for Year 0 when by expiry of time Year 1 becomes Year 0.
(ii) NGET will notify each Generator and each Network Operator in
writing of those aspects of the plan which may operationally affect
such Generator (other than those aspects which may operationally
affect Embedded Small Power Stations or Embedded Medium
Power Stations) or Network Operator including in particular
proposed start dates and end dates of relevant National Electricity
Transmission System outages. NGET will also indicate where a
need may exist to issue other operational instructions or notifications
(including but not limited to the requirement for the arming of an
Operational Intertripping scheme) or Emergency Instructions to
Users in accordance with BC2 to allow the security of the National
Electricity Transmission System to be maintained within the
Licence Standards. NGET will also inform each relevant Non-
Embedded Customer of the aspects of the plan which may affect it.
(iii) In addition, in relation to the final National Electricity Transmission

System outage plan for Year 1, NGET will provide to each Generator
a copy of the final National Electricity Transmission System outage
plan for that year. OC2.4.1.3.4 contains provisions whereby updates
of the final National Electricity Transmission System outage plan
are provided. The plan and the updates will be provided in writing. It
should be noted that the final National Electricity Transmission
System outage plan for Year 1 and the updates will not give a
complete understanding of how the National Electricity
Transmission System will operate in real time, where the National
Electricity Transmission System operation may be affected by
other factors which may not be known at the time of the plan and the
updates. Therefore, Users should place no reliance on the plan or
the updates showing a set of conditions which will actually arise in
real time.
Issue 4 OC2 - 17 24 June 200

(i) Information Release or Exchange
This paragraph (i) contains alternative requirements on NGET, paragraph

(z) being an alternative to a combination of paragraphs (x) and (y).
Paragraph (z) will only apply in relation to a particular User if NGET and
that User agree that it should apply, in which case paragraphs (x) and (y)
will not apply. In the absence of any relevant agreement between NGET
and the User, NGET will only be required to comply with paragraphs (x)
and (y).
Information Release to each Network Operator and Non-Embedded

Customer
Between the end of Week 34 and 49 NGET will upon written request:
(x) for radial systems, provide each Network Operator and Non
Embedded Customer with data to allow the calculation by the
Network Operator, and each Non Embedded Customer, of
symmetrical and asymmetrical fault levels; and
(y) for interconnected Systems, provide to each Network Operator an

equivalent network, sufficient to allow the identification of symmetrical
and asymmetrical fault levels, and power flows across interconnecting
User Systems directly connected to the National Electricity
Transmission System; or
System Data Exchange
(z) as part of a process to facilitate understanding of the operation of the

Total System,
(1) NGET will make available to each Network Operator, the

National Electricity Transmission System Study Network
Data Files covering Year 1 which are of relevance to that User's
System;
(2) where NGET and a User have agreed to the use of data links
between them, the making available will be by way of allowing
the User access to take a copy of the National Electricity
Transmission System Study Network Data Files once during
that period. The User may, having taken that copy, refer to the
copy as often as it wishes. Such access will be in a manner
agreed by NGET and may be subject to separate agreements
governing the manner of access. In the absence of agreement,
the copy of the National Electricity Transmission System
Study Network Data Files will be given to the User on a disc,
or in hard copy, as determined by NGET;
(3) the data contained in the National Electricity Transmission

System Study Network Data Files represents NGET's view of
operating conditions although the actual conditions may be
different;
(4) NGET will notify each Network Operator, as soon as

reasonably practicable after it has updated the National
Issue 4 OC2 - 18 24 June 200

Electricity Transmission System Study Network Data Files
covering Year 1 that it has done so, when this update falls
before the next annual update under this OC2.4.1.3.3(i). NGET
will then make available to each Network Operator who has
received an earlier version (and in respect of whom the
agreement still exists), the updated National Electricity
Transmission System Study Network Files covering the
balance of Years 1 and 2 which remain given the passage of
time, and which are of relevance to that User's System. The
provisions of paragraphs (2) and (3) above shall apply to the
making available of these updates;
(5) the data from the National Electricity Transmission System

Study Network Data Files received by each Network Operator
must only be used by that User in operating that Network
Operator’s User System and must not be used for any other
purpose or passed on to, or used by, any other business of that
User or to, or by, any person within any other such business or
elsewhere.
OC2.4.1.3.4 Operational Planning Phase - Planning in Financial Year 0 down to the

Programming Phase (and in the case of load transfer capability, also during
the Programming Phase)
(a) The National Electricity Transmission System outage plan for Year 1
issued under OC2.4.1.3.3 shall become the plan for Year 0 when by expiry
of time Year 1 becomes Year 0.
(b) Each Generator or Network Operator or Non-Embedded Customer

may at any time during Year 0 request NGET in writing for changes to the
outages requested by them under OC2.4.1.3.3. In relation to that part of
Year 0, excluding the period 1-7 weeks from the date of request, NGET
shall determine whether the changes are possible and shall notify the
Generator, Network Operator or Non-Embedded Customer in question
whether this is the case as soon as possible, and in any event within 14
days of the date of receipt by NGET of the written request in question.
Where NGET determines that any change so requested is possible and

notifies the relevant User accordingly, NGET will provide to each Network
Operator and each Generator a copy of the request to which NGET has
agreed which relates to outages on Systems of Network Operators
(other than any request made by that Network Operator). The information
must only be used by that Network Operator in operating that Network
Operator’s User System and must not be used for any other purpose or
passed on to, or used by, any other business of that User or to, or by, any
person within any other such business or elsewhere.
(c) During Year 0 (including the Programming Phase) each Network

Operator shall at NGET's request make available to NGET such details of
automatic and manual load transfer capability of:
(i) 12MW or more (averaged over any half hour) for England and
Wales
(ii) 10MW or more (averaged over any half hour) for Scotland
between Grid Supply Points.
Issue 4 OC2 - 19 24 June 200

During Year 0 (including the Programming Phase) each Network
Operator shall notify NGET of any revisions to the information provided
pursuant to OC2.4.1.3.3 (c) for Interface Points as soon as reasonably
practicable after the Network Operator becomes aware of the need to
make such revisions.
(d) When necessary during Year 0, NGET will notify each Generator and
Network Operator and each Non-Embedded Customer, in writing of
those aspects of the National Electricity Transmission System outage
programme in the period from the 8th week ahead to the 52nd week
ahead, which may, in NGET's reasonable opinion, operationally affect that
Generator (other than those aspects which may operationally affect
Embedded Small Power Stations or Embedded Medium Power
Stations) or Network Operator or Non-Embedded Customer including
in particular proposed start dates and end dates of relevant National
Electricity Transmission System outages.
NGET will also notify changes to information supplied by NGET pursuant

to OC2.4.1.3.3(i)(x) and (y) except where in relation to a User information
was supplied pursuant to OC2.4.1.3.3(i)(z). In that case:-
(i) NGET will, by way of update of the information supplied by it pursuant

to OC2.4.1.3.3(i)(z), make available at the first time in Year 0 that it
updates the National Electricity Transmission System Study
Network Data Files in respect of Year 0 (such update being an
update on what was shown in respect of Year 1 which has then
become Year 0) to each Network Operator who has received an
earlier version under OC2.4.1.3.3(i)(z) (and in respect of whom the
agreement still exists), the National Electricity Transmission
System Study Network Data Files covering Year 0 which are of
relevance to that User's System.
(ii) NGET will notify each relevant Network Operator, as soon as

reasonably practicable after it has updated the National Electricity
Transmission System Study Network Data Files covering Year 0,
that it has done so. NGET will then make available to each such
Network Operator, the updated National Electricity Transmission
System Study Network Data Files covering the balance of Year 0
which remains given the passage of time, and which are of relevance
to that User's System.
(iii) The provisions of OC2.4.1.3.3(i)(z)(2), (3) and (5) shall apply to the
provision of data under this part of OC2.4.1.3.4(d) as if set out in full.
NGET will also indicate where a need may exist to issue other operational
instructions or notifications (including but not limited to the requirement for
the arming of an Operational Intertripping scheme) or Emergency
Instructions to Users in accordance with BC2 to allow the security of the
National Electricity Transmission System to be maintained within the
Licence Standards.
(e) In addition, by the end of each month during Year 0, NGET will provide to
each Generator a notice containing any revisions to the final National
Electricity Transmission System outage plan for Year 1, provided to the
Issue 4 OC2 - 20 24 June 200

Generator under OC2.4.1.3.3 or previously under this provision,
whichever is the more recent.
OC2.4.1.3.5 Programming Phase
(a) By 1600 hours each Thursday
(i) NGET shall continue to update a preliminary National Electricity

Transmission System outage programme for the eighth week
ahead, a provisional National Electricity Transmission System
outage programme for the next week ahead and a final day ahead
National Electricity Transmission System outage programme for
the following day.
(ii) NGET will notify each Generator and Network Operator and each
Non-Embedded Customer, in writing of those aspects of the
preliminary National Electricity Transmission System outage
programme which may operationally affect each Generator (other
than those aspects which may operationally affect Embedded Small
Power Stations or Embedded Medium Power Stations) or Network
Operator and each Non-Embedded Customer including in particular
proposed start dates and end dates of relevant National Electricity
Transmission System outages.
NGET will also notify changes to information supplied by NGET

pursuant to OC2.4.1.3.3(i)(x) and (y) except where in relation to a
User information was supplied pursuant to OC2.4.1.3.3(i)(z). In that
case:-
1. NGET will, by way of update of the information supplied by it

pursuant to OC2.4.1.3.3(i)(z), make available the National
Electricity Transmission System Study Network Data Files for
the next week ahead and
2. NGET will notify each relevant Network Operator, as soon as

reasonably practicable after it has updated the National
Electricity Transmission System Study Network Data Files
covering the next week ahead that it has done so, and
3. The provisions of OC2.4.1.3.3(i)(z)(2), (3) and (5) shall apply to the

provision of data under this part of OC2.4.1.3.5(a)(ii) as if set out in
full.
NGET may make available the National Electricity Transmission

System Study Network Data Files for the next week ahead where
NGET and a particular User agree, and in such case the provisions of
OC2.4.1.1.3.3(i)(x) and (y) and the provisions of OC2.4.1.3.4(d) and
OC2.4.1.3.5(a) which relate to OC2.4.1.1.3.3(i)(x) and (y) shall not
apply. In such case the provisions of this OC2.4.1.3.5(a)(ii)2 and 3
shall apply to the provision of the data under this part of
OC2.4.1.3.5(a)(ii) as if set out in full.
NGET will also indicate where a need may exist to arm an

Operational Intertripping scheme, emergency switching, emergency
Demand management or other measures including the issuing of
Issue 4 OC2 - 21 24 June 200

other operational instructions or notifications or Emergency
Instructions to Users in accordance with BC2 to allow the security of
the National Electricity Transmission System to be maintained
within the Licence Standards.
(b) By 1000 hours each Friday
Generators and Network Operators will discuss with NGET and confirm
in writing to NGET, acceptance or otherwise of the requirements detailed
under OC2.4.1.3.5.
Network Operators shall confirm for the following week:
(i) the details of any outages of its User System that will restrict the
Maximum Export Capacity and/or Maximum Import Capacity at
any Interface Points within its User System for the following week;
and
(ii) any changes to the previously declared values of the Interface Point
Target Voltage/Power Factor.
(c) By 1600 hours each Friday
(i) NGET shall finalise the preliminary National Electricity

Transmission System outage programme up to the seventh week
ahead. NGET will endeavour to give as much notice as possible to a
Generator with nuclear Large Power Stations which may be
operationally affected by an outage which is to be included in such
programme.
(ii) NGET shall finalise the provisional National Electricity

Transmission System outage programme for the next week ahead.
(iii) NGET shall finalise the National Electricity Transmission System

outage programme for the weekend through to the next normal
working day.
(iv) In each case NGET will indicate the factors set out in (a)(ii) above
(other than those aspects which may operationally affect Embedded
Small Power Stations or Embedded Medium Power Stations) to
the relevant Generators and Network Operators and Non-
Embedded Customers.
(v) Where a Generator with nuclear Large Power Stations which may
be operationally affected by the preliminary National Electricity
Transmission System outage programme referred to in (i) above
(acting as a reasonable operator) is concerned on grounds relating to
safety about the effect which an outage within such outage
programme might have on one or more of its nuclear Large Power
Stations, it may contact NGET to explain its concerns and discuss
whether there is an alternative way of taking that outage (having
regard to technical feasibility). If there is such an alternative way, but
NGET refuses to adopt that alternative way in taking that outage, that
Generator may involve the Disputes Resolution Procedure to
decide on the way the outage should be taken. If there is no such
Issue 4 OC2 - 22 24 June 200

alternative way, then NGET may take the outage despite that
Generator's concerns.
(d) By 1600 hours each Monday, Tuesday, Wednesday and Thursday
(i) NGET shall prepare a final National Electricity Transmission

System outage programme for the following day.
(ii) NGET shall notify each Generator and Network Operator and Non-
Embedded Customer in writing of the factors set out in (a)(ii) above
(other than those aspects which may operationally affect Embedded
Small Power Stations or Embedded Medium Power Stations).
OC2.4.2 DATA REQUIREMENTS
OC2.4.2.1 When a Statement of Readiness under the Bilateral Agreement and/or

Construction Agreement is submitted, and thereafter in calendar week 24 in
each calendar year,
(a) each Generator shall (subject to OC2.4.2.1(k)) in respect of each of its:-
(i) Gensets (in the case of the Generation Planning Parameters); and
(ii) CCGT Units within each of its CCGT Modules at a Large Power
Station (in the case of the Generator Performance Chart)
submit to NGET in writing the Generation Planning Parameters and the

Generator Performance Chart.
(b) Each shall meet the requirements of CC.6.3.2 and shall reasonably reflect
the true operating characteristics of the Genset.
(c) They shall be applied (unless revised under this OC2 or (in the case of the
Generator Performance Chart only) BC1 in relation to Other Relevant
Data) from the Completion Date, in the case of the ones submitted with
the Statement of Readiness, and in the case of the ones submitted in
calendar week 24, from the beginning of week 25 onwards.
(d) They shall be in the format indicated in Appendix 1 for these charts and as
set out in Appendix 2 for the Generation Planning Parameters.
(e) Any changes to the Generator Performance Chart or Generation

Planning Parameters should be notified to NGET promptly.
(f) Generators should note that amendments to the composition of the CCGT
Module or Power Park Module at Large Power Stations may only be
made in accordance with the principles set out in PC.A.3.2.3 or PC.A.3.2.4
respectively. If in accordance with PC.A.3.2.3 or PC.A.3.2.4 an
amendment is made, any consequential changes to the Generation
Planning Parameters should be notified to NGET promptly.
(g) The Generator Performance Chart must be as described below and

demonstrate the limitation on reactive capability of the System voltage at
3% above nominal. It must also include any limitations on output due to
Issue 4 OC2 - 23 24 June 200

the prime mover (both maximum and minimum), Generating Unit step up
transformer or User System.
(i) For a Synchronous Generating Unit on a Generating Unit specific

basis at the Generating Unit Stator Terminals. It must include details
of the Generating Unit transformer parameters.
(ii) For a Non-Synchronous Generating Unit (excluding a Power Park

Unit) on a Generating Unit specific basis at the Grid Entry Point (or
User System Entry Point if Embedded).
(iii) For a Power Park Module, on a Power Park Module specific basis
at the Grid Entry Point (or User System Entry Point if Embedded).
(iv) For a DC Converter on a DC Converter specific basis at the Grid

Entry Point (or User System Entry Point if Embedded).
(h) For each CCGT Unit, and any other Generating Unit or Power Park
Module whose performance varies significantly with ambient temperature,
the Generator Performance Chart shall show curves for at least two
values of ambient temperature so that NGET can assess the variation in
performance over all likely ambient temperatures by a process of linear
interpolation or extrapolation. One of these curves shall be for the ambient
temperature at which the Generating Unit's output, or CCGT Module at a
Large Power Station output or Power Park Module’s output, as
appropriate, equals its Registered Capacity.
(i) The Generation Planning Parameters supplied under OC2.4.2.1 shall be

used by NGET for operational planning purposes only and not in
connection with the operation of the Balancing Mechanism (subject as
otherwise permitted in the BCs).
(j) Each Generator shall in respect of each of its CCGT Modules at Large
Power Stations submit to NGET in writing a CCGT Module Planning
Matrix. It shall be prepared on a best estimate basis relating to how it is
anticipated the CCGT Module will be running and which shall reasonably
reflect the true operating characteristics of the CCGT Module. It will be
applied (unless revised under this OC2) from the Completion Date, in the
case of the one submitted with the Statement of Readiness, and in the
case of the one submitted in calendar week 24, from the beginning of
week 31 onwards. It must show the combination of CCGT Units which
would be running in relation to any given MW output, in the format
indicated in Appendix 3.
Any changes must be notified to NGET promptly. Generators should note

that amendments to the composition of the CCGT Module at Large
Power Stations may only be made in accordance with the principles set
out in PC.A.3.2.3. If in accordance with PC.A.3.2.3 an amendment is
made, an updated CCGT Module Planning Matrix must be immediately
submitted to NGET in accordance with this OC2.4.2.1(b).
Issue 4 OC2 - 24 24 June 200

The CCGT Module Planning Matrix will be used by NGET for operational
planning purposes only and not in connection with the operation of the
Balancing Mechanism.
(k) Each Generator shall in respect of each of its Cascade Hydro Schemes
also submit the Generation Planning Parameters detailed at OC2.A.2.6
to OC2.A.2.10 for each Cascade Hydro Scheme. Such parameters need
not also be submitted for the individual Gensets within such Cascade
Hydro Scheme.
(l) Each Generator shall in respect of each of its Power Park Modules at
Large Power Stations submit to NGET in writing a Power Park Module
Planning Matrix. It shall be prepared on a best estimate basis relating to
how it is anticipated the Power Park Module will be running and which
shall reasonably reflect the operating characteristics of the Power Park
Module. It will be applied (unless revised under this OC2) from the
Completion Date, in the case of the one submitted with the Statement of
Readiness, and in the case of the one submitted in calendar week 24,
from the beginning of week 31 onwards. It must show the number of each
type of Power Park Unit in the Power Park Module typically expected to
be available to generate, in the format indicated in Appendix 4. The Power
Park Module Planning Matrix shall be accompanied by a graph showing
the variation in MW output with Intermittent Power Source (e.g. MW vs
wind speed) for the Power Park Module. The graph shall indicate the
typical value of the Intermittent Power Source for the Power Park
Module.
Any changes must be notified to NGET promptly. Generators should note

that amendments to the composition of the Power Park Module at Large
Power Stations may only be made in accordance with the principles set
out in PC.A.3.2.4. If in accordance with PC.A.3.2.4 an amendment is
made, an updated Power Park Module Planning Matrix must be
immediately submitted to NGET in accordance with this OC2.4.2.1(a).
The Power Park Module Planning Matrix will be used by NGET for
operational planning purposes only and not in connection with the
operation of the Balancing Mechanism.
OC2.4.2.2 Each Network Operator shall by 1000 hrs on the day falling seven days before
each Operational Day inform NGET in writing of any changes to the circuit
details called for in PC.A.2.2.1 which it is anticipated will apply on that
Operational Day (under BC1 revisions can be made to this data).
Issue 4 OC2 - 25 24 June 200

OC2.4.3 NEGATIVE RESERVE ACTIVE POWER MARGINS
OC2.4.3.1 In each calendar year, by the end of week 39 NGET will, taking into account
the Final Generation Outage Programme and forecast of Output Usable
supplied by each Generator, issue a notice in writing to:-
(a) all Generators with Large Power Stations listing any period in which
there is likely to be an unsatisfactory System NRAPM; and
(b) all Generators with Large Power Stations which may, in NGET's
reasonable opinion be affected, listing any period in which there is likely to
be an unsatisfactory Localised NRAPM, together with the identity of the
relevant System Constraint Group or Groups,
within the next calendar year, together with the margin. NGET and each
Generator will take these into account in seeking to co-ordinate outages for
that period.
OC2.4.3.2 (a) By 0900 hours each Business Day
Each Generator shall provide NGET in writing with a best estimate of

Genset inflexibility on a daily basis for the period 2 to 14 days ahead
(inclusive).
(b) By 1600 hours each Wednesday
Each Generator shall provide NGET in writing with a best estimate of

Genset inflexibility on a weekly basis for the period 2 to 7 weeks ahead
(inclusive).
(c) Between 1600 hours each Wednesday and 1200 hours each Friday
(i) If NGET, taking into account the estimates supplied by Generators

under (b) above, and forecast Demand for the period, foresees that:-
(1) the level of the System NRAPM for any period within the period
2 to 7 weeks ahead (inclusive) is too low, it will issue a notice in
writing to all Generators and Network Operators listing any
periods and levels of System NRAPM within that period; and/or
(2) having also taken into account the appropriate limit on transfers
to and from a System Constraint Group, the level of Localised
NRAPM for any period within the period 2 to 7 weeks ahead
(inclusive) is too low for a particular System Constraint Group,
it will issue a notice in writing to all Generators and Network
Operators which may, in NGET's reasonable opinion be
affected by that Localised NRAPM, listing any periods and
levels of Localised NRAPM within that period. A separate
notice will be given in respect of each affected System
Constraint Group.
Issue 4 OC2 - 26 24 June 200

Outages Adjustments
(ii) NGET will then contact Generators in respect of their Large Power
Stations to discuss outages as set out in the following paragraphs of
this OC2.4.3.2.
(iii) NGET will contact all Generators in the case of low System NRAPM
and will contact Generators in relation to relevant Large Power
Stations in the case of low Localised NRAPM. NGET will raise with
each Generator the problems it is anticipating due to the low System
NRAPM or Localised NRAPM and will discuss:-
(1) whether any change is possible to the estimate of Genset

inflexibility given under (b) above; and
(2) whether Genset outages can be taken to coincide with the

periods of low System NRAPM or Localised NRAPM (as the
case may be).
In relation to Generators with nuclear Large Power Stations the

discussions on outages can include the issue of whether outages can
be taken for re-fuelling purposes to coincide with the relevant low
System NRAPM and/or Localised NRAPM periods.
(iv) If agreement is reached with a Generator (which unlike the remainder

of OC2 will constitute a binding agreement), then such Generator will
take such outage, as agreed with NGET, and NGET will issue a
revised notice in writing to the Generators and Network Operators
to which it sent notices under (i) above, reflecting the changes brought
about to the periods and levels of System NRAPM and/or Localised
NRAPM by the agreements with Generators.
(d) By 1600 hours each day
(i) If NGET, taking into account the estimates supplied under (a) above,
and forecast Demand for the period, foresees that:-
(1) the level of System NRAPM for any period within the period of 2
to 14 days ahead (inclusive) is too low, it will issue a notice in
writing to all Generators and Network Operators listing the
periods and levels of System NRAPM within those periods;
and/or
(2) having also taken into account the appropriate limit on transfers
to and from a System Constraint Group, the level of Localised
NRAPM for any period within the period of 2 to 14 days ahead
(inclusive) is too low for a particular System Constraint Group,
it will issue a notice in writing to all Generators and Network
Operators which may, in NGET's reasonable opinion be
affected by that Localised NRAPM, listing any periods and
levels of Localised NRAPM within that period. A separate
notice will be given in respect of each affected System
Constraint Group.
Issue 4 OC2 - 27 24 June 200

(ii) NGET will contact all Generators in respect of their Large Power
Stations (or in the case of Localised NRAPM, all Generators which
may, in NGET's reasonable opinion be affected, in respect of their
relevant Large Power Stations) to discuss whether any change is
possible to the estimate of Genset inflexibility given under (a) above
and to consider Large Power Station outages to coincide with the
periods of low System NRAPM and/or Localised NRAPM (as the
case may be).
(e) If on the day prior to a Operational Day, it is apparent from the BM Unit
Data submitted by Users under BC1 that System NRAPM and/or
Localised NRAPM (as the case may be) is, in NGET's reasonable
opinion, too low, then in accordance with the procedures and requirements
set out in BC1.5.5 NGET may contact Users to discuss whether changes
to Physical Notifications are possible, and if they are, will reflect those in
the operational plans for the next following Operational Day or will, in
accordance with BC2.9.4 instruct Generators to De-Synchronise a
specified Genset for such period. In determining which Genset to so
instruct, BC2 provides that NGET will not (other than as referred to below)
consider in such determination (and accordingly shall not instruct to De-
Synchronise) any Genset within an Existing Gas Cooled Reactor Plant.
BC2 further provides that:-
(i) NGET is permitted to instruct to De-Synchronise any Gensets within

an Existing AGR Plant if those Gensets within an Existing AGR
Plant have failed to offer to be flexible for the relevant instance at the
request of NGET provided the request is within the Existing AGR
Plant Flexibility Limit.
(ii) NGET will only instruct to De-Synchronise any Gensets within an

Existing Magnox Reactor Plant or within an Existing AGR Plant
(other than under (i) above) if the level of System NRAPM (taken
together with System constraints) and/or Localised NRAPM is such
that it is not possible to avoid De-Synchronising such Generating
Unit, and provided the power flow across each External
Interconnection is either at zero or results in an export of power from
the Total System. This proviso applies in all cases in the case of
System NRAPM and in the case of Localised NRAPM, only when
the power flow would have a relevant effect.
OC2.4.4 FREQUENCY SENSITIVE OPERATION
By 1600 hours each Wednesday
OC2.4.4.1 Using such information as NGET shall consider relevant including, if

appropriate, forecast Demand, any estimates provided by Generators of
Genset inflexibility and anticipated plant mix relating to operation in Frequency
Sensitive Mode, NGET shall determine for the period 2 to 7 weeks ahead
(inclusive) whether it is possible that there will be insufficient Gensets (other
than those Gensets within Existing Gas Cooled Reactor Plant which are
permitted to operate in Limited Frequency Sensitive Mode at all times under
BC3.5.3) to operate in Frequency Sensitive Mode for all or any part of that
period.
Issue 4 OC2 - 28 24 June 200

OC2.4.4.2 BC3.5.3 explains that NGET permits Existing Gas Cooled Reactor Plant
other than Frequency Sensitive AGR Units to operate in a Limited
Frequency Sensitive Mode at all times.
OC2.4.4.3 If NGET foresees that there will be an insufficiency in Gensets operating in a

Frequency Sensitive Mode, it will contact Generators in order to seek to
agree (as soon as reasonably practicable) that all or some of the Gensets (the
MW amount being determined by NGET but the Gensets involved being
determined by the Generator) will take outages to coincide with such period as
NGET shall specify to enable replacement by other Gensets which can operate
in a Frequency Sensitive Mode. If agreement is reached (which unlike the
remainder of OC2 will constitute a binding agreement) then such Generator
will take such outage as agreed with NGET. If agreement is not reached, then
the provisions of BC2.9.5 may apply.
OC2.4.5 If in NGET's reasonable opinion it is necessary for both the procedure set out
in OC2.4.3 (relating to System NRAPM and Localised NRAPM) and in
OC2.4.4 (relating to operation in Frequency Sensitive Mode) to be followed in
any given situation, the procedure set out in OC2.4.3 will be followed first, and
then the procedure set out in OC2.4.4. For the avoidance of doubt, nothing in
this paragraph shall prevent either procedure from being followed separately
and independently of the other.
OC2.4.6 OPERATING MARGIN DATA REQUIREMENTS
OC2.4.6.1 Modifications to relay settings
‘Relay settings’ in this OC2.4.6.1 refers to the settings of Low Frequency

Relays in respect of Gensets that are available for start from standby by Low
Frequency Relay initiation with Fast Start Capability agreed pursuant to the
Bilateral Agreement.
A change in relay settings will be sent by NGET no later than 1600 hours on
a Wednesday to apply from 1000 hours on the Monday following. The
settings allocated to particular Large Power Stations may be interchanged
between 49.70Hz and 49.60Hz (or such other System Frequencies as
NGET may have specified) provided the overall capacity at each setting and
System requirements can, in NGET's view, be met.
Between 1600 hours each Wednesday and 1200 hours each Friday
If a Generator wishes to discuss or interchange settings it should contact

NGET by 1200 hours on the Friday prior to the Monday on which it would
like to institute the changes to seek NGET's agreement. If NGET agrees,
NGET will then send confirmation of the agreed new settings.
By 1500 hours each Friday
If any alterations to relay settings have been agreed, then the updated
version of the current relay settings will be sent to affected Users by 1500
hours on the Friday prior to the Monday on which the changes will take
effect. Once accepted, each Generator (if that Large Power Station is not
Issue 4 OC2 - 29 24 June 200

subject to forced outage or Planned Outage) will abide by the terms of its
latest relay settings.
In addition, NGET will take account of any Large Power Station

unavailability (as notified under OC2.4.1.2 submissions) in its total
Operating Reserve policy.
NGET may from time to time, for confirmation purposes only, issue the latest
version of the current relay settings to each affected Generator
OC2.4.6.2 Operating Margins
No later than 1600 hours on a Wednesday, NGET will provide an indication

of the level of Operating Reserve to be utilised by NGET in connection with
the operation of the Balancing Mechanism in the week beginning with the
Operational Day commencing during the subsequent Monday, which level
shall be purely indicative.
This Operating Margin indication will also note the possible level of
Operating Reserve (if any) which may be provided by Interconnector
Users in the week beginning with the Operational Day commencing during
the subsequent Monday.
This Operating Margin indication will also note the possible level of High
Frequency Response to be utilised by NGET in connection with the
operation of the Balancing Mechanism in the week beginning with the
Operational Day commencing during the subsequent Monday, which level
shall be purely indicative.
Issue 4 OC2 - 30 24 June 200

OC2 APPENDIX 1
Issue 4 OC2 - 31 24 June 200

Issue 4 OC2 - 32 24 June 200
POWER PARK MODULE PERFORMANCE CHART
AT THE CONNECTION POINT OR USER’S SYSTEM ENTRY POINT
MW
Rated MW
Output
100%
50%
20%
MVAr
A E C D B
LEADING LAGGING
Point A is equivalent (in MVAr) to: 0.95 leading Power Factor at Rated MW output
Point B is equivalent (in MVAr) to: 0.95 lagging Power Factor at Rated MW output
Point C is equivalent (in MVAr) to: -5% of Rated MW output
Point D is equivalent (in MVAr) to: +5% of Rated MW output
Point E is equivalent (in MVAr) to: -12% of Rated MW output
Issue 4 OC2 - 33 24 June 200

OC2 APPENDIX 2
OC2.A.2 Generation Planning Parameters
The following parameters are required in respect of each Genset.
OC2.A.2.1 Regime Unavailability
Where applicable the following information must be recorded for each Genset.
- Earliest synchronising time:

Monday
Tuesday to Friday
Saturday to Sunday
- Latest de-synchronising time:

Monday to Thursday
Friday
Saturday to Sunday
OC2.A.2.2 Synchronising Intervals
(a) The Synchronising interval between Gensets in a Synchronising Group

assuming all Gensets have been Shutdown for 48 hours;
(b) The Synchronising Group within the Power Station to which each
Genset should be allocated.
OC2.A.2.3 De-Synchronising Interval
A fixed value De-Synchronising interval between Gensets within a

Synchronising Group.
OC2.A.2.4 Synchronising Generation
The amount of MW produced at the moment of Synchronising assuming the

Genset has been Shutdown for 48 hours.
OC2.A.2.5 Minimum Non-zero time (MNZT)
The minimum period on-load between Synchronising and De-Synchronising

assuming the Genset has been Shutdown for 48 hours.
OC2.A.2.6 Run-Up rates
A run-up characteristic consisting of up to three stages from Synchronising

Generation to Output Usable with up to two intervening break points
assuming the Genset has been Shutdown for 48 hours.
OC2.A.2.7 Run-down rates
A run down characteristic consisting of up to three stages from Output Usable

to De-Synchronising with breakpoints at up to two intermediate load levels.
Issue 4 OC2 - 34 24 June 200

OC2.A.2.8 Notice to Deviate from Zero (NDZ)
The period of time normally required to Synchronise a Genset following instruction

from NGET assuming the Genset has been Shutdown for 48 hours.
OC2.A.2.9 Minimum Zero time (MZT)
The minimum interval between De-Synchronising and Synchronising a Genset.
OC2.A.2.10 Two Shifting Limit
The maximum number of times that a Genset may De-Synchronise per

Operational Day.
OC2.A.2.11 Gas Turbine Units loading parameters
- Loading rate for fast starting

- Loading rate for slow starting
Issue 4 OC2 - 35 24 June 200

OC2 APPENDIX 3
CCGT Module Planning Matrix example form
CCGT GENERATING UNITS AVAILABLE

CCGT MODULE
1st 2nd 3rd 4th 5th 6th 1st 2nd 3rd
GT GT GT GT GT GT ST ST ST
OUTPUT USABLE
OUTPUT USABLE
150 150 150 100
MW
0MW to 150MW /
151MW to 250MW / /
251MW to 300MW / /
301MW to 400MW / / /
401MW to 450MW / / /
451MW to 550MW / / / /
Issue 4 OC2 - 36 24 June 200

OC2 APPENDIX 4
Power Park Module Planning Matrix example form
POWER PARK POWER PARK UNITS

UNITS AVAILABLE
Type A Type B Type C Type D
Description (Make /
Model)
Number of units
The Power Park Module Planning Matrix may have as many columns as are required to provide
information on the different make and model for each type of Power Park Unit in a Power Park
Module. The description is required to assist identification of the Power Park Units within the
Power Park Module and correlation with data provided under the Planning Code.
< End of OC2 >
Issue 4 OC2 - 37 24 June 200

Not Used
Not Used
TESTING AND MONITORING
CONTENTS
Paragraph No/Title Page No

OC5.1 INTRODUCTION.......................................................................................................... 1
OC5.2 OBJECTIVE ................................................................................................................. 3
OC5.3 SCOPE......................................................................................................................... 3
OC5.4 MONITORING.............................................................................................................. 4
OC5.4.1 Parameters to be monitored ................................................................................ 4
OC5.4.2 Procedure for monitoring ..................................................................................... 4
OC5.5 PROCEDURE FOR TESTING ..................................................................................... 5
OC5.5.1 Request for Testing ............................................................................................. 5
OC5.5.2 Conduct of Test ................................................................................................... 6
OC5.5.3 Test Assessment ................................................................................................. 8
OC5.5.4 Test Failure/Re-test ........................................................................................... 13
OC5.5.5 Dispute following Re-test................................................................................... 13
OC5.6 DISPUTE RESOLUTION ........................................................................................... 13
OC5.7 BLACK START TESTING .......................................................................................... 14

OC5.7.1 General.............................................................................................................. 14
OC5.7.2 Procedure for a Black Start Test ....................................................................... 14
OC5.7.2.1 BS Unit Tests .................................................................................... 14
OC5.7.2.2 BS Station Test ................................................................................. 15
OC5.7.2.4 Failure of a Black Start Test.............................................................. 15

TESTING AND MONITORING
OC5.1 INTRODUCTION
Operating Code No. 5 ("OC5") specifies the procedures to be followed by

NGET in carrying out:
(a) monitoring
(i) of BM Units against their expected input or output;
(ii) of compliance by Users with the CC and in the case of response to

Frequency, BC3; and
(iii) of the provision by Users of Ancillary Services which they are

required or have agreed to provide; and
(b) the following tests (which are subject to System conditions prevailing on
the day):
(i) tests on Gensets, CCGT Modules, Power Park Modules, DC

Converters and Generating Units (excluding Power Park Units)
to test that they have the capability to comply with the CC and, in
the case of response to Frequency, BC3 and to provide the
Ancillary Services that they are either required or have agreed to
provide;
(ii) tests on BM Units, to ensure that the BM Units are available in

accordance with their submitted Export and Import Limits, QPNs,
Joint BM Unit Data and Dynamic Parameters.
The OC5 tests include the Black Start Test procedure.
OC5 also specifies in OC5.8 the procedures which apply to the monitoring and
testing of Embedded Medium Power Stations not subject to a Bilateral
Agreement.
In respect of a Cascade Hydro Scheme the provisions of OC5 shall be applied

as follows:
(y) in respect of the BM Unit for the Cascade Hydro Scheme the
parameters referred to at OC5.4.1 (a) and (c) in respect of Commercial
Ancillary Services will be monitored and tested;
(z) in respect of each Genset forming part of the Cascade Hydro Scheme
the parameters referred to at OC5.4.1 (a), (b) and (c) will be tested and
monitored. In respect of OC5.4.1 (a) the performance of the Gensets
will be tested and monitored against their expected input or output
Issue 4 OC5 - 1 24 June 2009

derived from the data submitted under BC1.4.2(a)(2). Where necessary
to give effect to the requirements for Cascade Hydro Schemes in the
Issue 4 OC5 - 2 24 June 2009

following provisions of OC5 the term Genset will be read and construed in the
place of BM Unit.
In respect of Embedded Exemptable Large Power Stations the provisions of

OC5 shall be applied as follows:
(1) where there is a BM Unit registered in the BSC in respect of

Generating Units the provisions of OC5 shall apply as
written;
(2) in all other cases, in respect of each Generating Unit the

parameters referred to at OC5.4.1(a), (b) and (c) will be tested
and monitored. In respect of OC5.4.1(a) the performance of
the Generating Unit will be tested and monitored against
their expected input or output derived from the data submitted
under BC1.4.2(a)(2). Where necessary to give effect to the
requirements for such Embedded Exemptable Large Power
Stations in the provisions of OC5 the term Generating Unit
will be read and construed in place of BM Unit.
OC5.2 OBJECTIVE
The objectives of OC5 are to establish:
(a) that Users comply with the CC;
(b) whether BM Units operate in accordance with their expected input or

output derived from their Final Physical Notification Data and agreed
Bid-Offer Acceptances issued under BC2;
(c) whether each BM Unit is available as declared in accordance with its

submitted Export and Import Limits, QPN, Joint BM Unit Data and
Dynamic Parameters; and
(d) whether Generators, DC Converter Station owners and Suppliers can

provide those Ancillary Services which they are either required or have
agreed to provide.
In certain limited circumstances as specified in this OC5 the output of CCGT

Units may be verified, namely the monitoring of the provision of Ancillary
Services and the testing of Reactive Power and automatic Frequency
Sensitive Operation.
OC5.3 SCOPE
OC5 applies to NGET and to Users, which in OC5 means:
(a) Generators;
Issue 4 OC5 - 3 24 June 2009

(d) Suppliers; and
(e) DC Converter Station owners.
OC5.4 MONITORING
OC5.4.1 Parameters to be monitored
NGET will monitor the performance of:
(a) BM Units against their expected input or output derived from their Final
Physical Notification Data and agreed Bid-Offer Acceptances issued
under BC2;
(b) compliance by Users with the CC; and
(c) the provision by Users of Ancillary Services which they are required or
have agreed to provide.
OC5.4.2 Procedure for Monitoring
OC5.4.2.1 In the event that a BM Unit fails persistently, in NGET's reasonable view, to
follow, in any material respect, its expected input or output or a User fails
persistently to comply with the CC and in the case of response to Frequency,
BC3 or to provide the Ancillary Services it is required, or has agreed, to
provide, NGET shall notify the relevant User giving details of the failure and of
the monitoring that NGET has carried out.
OC5.4.2.2 The relevant User will, as soon as possible, provide NGET with an explanation
of the reasons for the failure and details of the action that it proposes to take
to:
(a) enable the BM Unit to meet its expected input or output or to provide the
Ancillary Services it is required or has agreed to provide, within a
reasonable period, or
(b) in the case of a Generating Unit (excluding a Power Park Unit), CCGT
Module, Power Park Module or DC Converter to comply with the CC
and in the case of response to Frequency, BC3 or to provide the
Ancillary Services it is required or has agreed to provide, within a
reasonable period.
OC5.4.2.3 NGET and the User will then discuss the action the User proposes to take and
will endeavour to reach agreement as to:
(a) any short term operational measures necessary to protect other Users;
and
(b) the parameters which are to be submitted for the BM Unit and the
effective date(s) for the application of the agreed parameters.
Issue 4 OC5 - 4 24 June 2009

OC5.4.2.4 In the event that agreement cannot be reached within 10 days of notification of
the failure by NGET to the User, NGET or the User shall be entitled to require
a test, as set out in OC5.5 and OC5.6, to be carried out.
OC5.5 PROCEDURE FOR TESTING
OC5.5.1 Request For Testing
OC5.5.1.1 NGET may at any time (although not normally more than twice in any calendar
year in respect of any particular BM Unit) issue an instruction requiring a User
to carry out a test, provided NGET has reasonable grounds of justification
based upon:
(a) a submission of data, or a statement from a User indicating a change in

plant or apparatus or settings (including but not limited to governor and
excitation control systems) that may reasonably be expected to result in
a material change of performance; or
(b) monitoring carried out in accordance with OC5.4.2; or
(c) notification from a User of completion of an agreed action from OC5.4.2.
OC5.5.1.2 The test, referred to in OC5.5.1.1 and carried out at a time no sooner than 48
hours from the time that the instruction was issued, on any one or more of the
User’s BM Units should only be to demonstrate that the relevant BM Unit:
(a) if active in the Balancing Mechanism, meets the ability to operate in

accordance with its submitted Export and Import Limits, QPN, Joint BM
Unit Data and Dynamic Parameters and achieve its expected input or
output which has been monitored under OC5.4; and
(b) meets the requirements of the paragraphs in the CC which are applicable
to such BM Units; and
in the case of a BM Unit comprising a Generating Unit, a CCGT Module, a

Power Park Module or a DC Converter meets,
(c) the requirements for operation in Frequency Sensitive Mode and

compliance with the requirements for operation in Limited Frequency
Sensitive Mode in accordance with CC.6.3.3, BC3.5.2 and BC3.7.2; or
(d) the terms of the applicable Supplemental Agreement agreed with the
Generator to have a Fast Start Capability; or
(e) the Reactive Power capability registered with NGET under OC2 which
shall meet the requirements set out in CC.6.3.2. In the case of a test on a
Generating Unit within a CCGT Module the instruction need not identify
the particular CCGT Unit within the CCGT Module which is to be tested,
but instead may specify that a test is to be carried out on one of the
CCGT Units within the CCGT Module.
OC5.5.1.3 (a) The instruction referred to in OC5.5.1.1 may only be issued if the relevant
User has submitted Export and Import Limits which notify that the
relevant BM Unit is available in respect of the Operational Day current at
Issue 4 OC5 - 5 24 June 2009

the time at which the instruction is issued. The relevant User shall then be
obliged to submit Export and Import Limits with a magnitude greater
than zero for that BM Unit in respect of the time and the duration that the
test is instructed to be carried out, unless that BM Unit would not then be
available by reason of forced outage or Planned Outage expected prior
to this instruction.
(b) In the case of a CCGT Module the Export and Import Limits data must
relate to the same CCGT Units which were included in respect of the
Operational Day current at the time at which the instruction is issued and
must include, in relation to each of the CCGT Units within the CCGT
Module, details of the various data set out in BC1.A.1.3 and BC1.A.1.5,
which parameters NGET will utilise in instructing in accordance with this
OC5 in issuing Bid-Offer Acceptances. The parameters shall
reasonably reflect the true operating characteristics of each CCGT Unit.
OC5.5.2 Conduct Of Test
OC5.5.2.1 The performance of the BM Unit will be recorded at Transmission Control

Centres notified by NGET with monitoring at site when necessary, from voltage
and current signals provided by the User for each BM Unit under CC.6.6.1.
OC5.5.2.2 If monitoring at site is undertaken, the performance of the BM Unit will be

recorded on a suitable recorder (with measurements, in the case of a
Synchronous Generating Unit, taken on the Generating Unit Stator
Terminals / on the LV side of the generator transformer) or in the case of a
Non-Synchronous Generating Unit (excluding Power Park Units), Power
Park Module or DC Converter at the point of connection in the relevant
User’s Control Room, in the presence of a reasonable number of
representatives appointed and authorised by NGET. If NGET or the User
requests, monitoring at site will include measurement of the following
parameters:
(a) for Steam Turbines: governor pilot oil pressure, valve position and steam
pressure; or
(b) for Gas Turbines: Inlet Guide Vane position, Fuel Valve positions, Fuel
Demand signal and Exhaust Gas temperature; or
(c) for Hydro Turbines: Governor Demand signal, Actuator Output signal,
Guide Vane position; and/or
(d) for Excitation Systems: Generator Field Voltage and Power System
Stabiliser signal where appropriate.
(e) for Power Park Modules: appropriate signals related to the

voltage/Reactive Power/Power Factor control system and the
Frequency control system as agreed at the time of connection.
(f) for DC Converters: appropriate signals related to the voltage/Reactive

Power/Power Factor control system and the Frequency control system
as agreed at the time of connection.
Issue 4 OC5 - 6 24 June 2009

OC5.5.2.3 The test will be initiated by the issue of instructions, which may be
accompanied by a Bid-Offer Acceptance, under BC2 (in accordance with the
Export and Import Limits, QPN, Joint BM Unit Data and Dynamic
Parameters which have been submitted for the day on which the test was
called, or in the case of a CCGT Unit, in accordance with the parameters
submitted under OC5.5.1.3). The instructions in respect of a CCGT Unit within
a CCGT Module will be in respect of the CCGT Unit, as provided in BC2.
OC5.5.2.4 The User is responsible for carrying out the test when requested by NGET in
accordance with OC5.5.1 and retains the responsibility for the safety of
personnel and plant during the test.
Issue 4 OC5 - 7 24 June 2009

Issue 4
The pass criteria must be read in conjunction with the full text under the Grid Code reference. The BM Unit, CCGT Module,
Power Park Module or Generating Unit (excluding Power Park Units) will pass the test if the criteria below are met:
Parameter to be Grid Code Pass Criteria

Tested Reference (to be read in conjunction with the full text under the Grid Code reference)
Harmonic CC.6.1.5(a) Measured harmonic emissions do not exceed the limits specified in the Bilateral
Content Agreement or where no such limits are specified, the relevant planning level
specified in G5/4.
Phase CC.6.1.5(b) The measured maximum Phase (Voltage) Unbalance on the National Electricity
Unbalance Transmission System should remain, in England and Wales, below 1% and, in
Scotland, below 2% and Offshore will be defined in relevant Bilateral Agreement..
OC5.5.3 Test and Monitoring Assessment
OC5 - 8
Phase CC.6.1.6 In England and Wales, measured infrequent short duration peaks in Phase (Voltage)
Unbalance Unbalance should not exceed the maximum value stated in the Bilateral
Agreement.
Voltage CC.6.1.7(a) In England and Wales, measured voltage fluctuations at the Point of Common
Fluctuations Coupling shall not exceed 1% of the voltage level for step changes. Measured
Voltage Quality
voltage excursions other than step changes may be allowed up to a level of 3%.
In Scotland, measured voltage fluctuations at a Point of Common Coupling shall
not exceed the limits set out in Engineering Recommendation P28.
Flicker CC.6.1.7(b) Measured voltage fluctuations at a Point of Common Coupling shall not exceed, for
voltages above 132kV, Flicker Severity (Short Term) of 0.8 Unit and Flicker
Severity (Long Term) of 0.6 Unit, and, for voltages at 132kV and below, shall not
exceed Flicker Severity (Short Term) of 1.0 Unit and Flicker Severity (Long Term)
of 0.8 Unit, as set out in Engineering Recommendation P28 as current at the
Transfer Date.
24 June 2009
Issue 4
Voltage CC.6.1.8 Offshore, measured voltage fluctuations at the Point of Common Coupling shall
Fluctuations not exceed the limits set out in the Bilateral Agreement.
Fault Clearance CC.6.2.2.2.2(a) The fault clearance times shall be in accordance with the Bilateral Agreement.
Times CC.6.2.3.1.1(a)
Back-Up CC.6.2.2.2.2(b) The Back-Up Protection system provided by Generators operates in the times
Protection CC.6.2.3.1.1(b) specified in CC.6.2.2.2.2(b).
The Back-Up Protection system provided by Network Operators and Non-
Embedded Customers operates in the times specified in CC.6.2.3.1.1(b) and with
Discrimination as specified in the Bilateral Agreement.
Fault Clearance
Circuit Breaker fail CC.6.2.2.2.2(c) The circuit breaker fail Protection shall initiate tripping so as to interrupt the fault
OC5 - 9
Protection CC.6.2.3.1.1(c) current within 200ms.
Reactive Capability CC.6.3.2 The Generating Unit , DC Converter or Power Park Module will pass the test if it is
within ±5% of the reactive capability registered with NGET under OC2 which shall
meet the requirements set out in CC.6.3.2.
The duration of the test will be for a period of up to 60 minutes during which period
the System voltage at the Grid Entry Point for the relevant Generating Unit, DC
Converter or Power Park Module will be maintained by the Generator at the
voltage specified pursuant to BC2.8 by adjustment of Reactive Power on the
remaining Generating Units, DC Converters or Power Park Modules, if necessary.
CC.6.3.4 Any test performed in respect of an Embedded Medium Power Station not subject
to a Bilateral Agreement or, an Embedded DC Converter Station not subject to a
Bilateral Agreement shall be as confirmed pursuant to OC5.8.3.
Reactive Capability
24 June 2009
Measurements of the Reactive Power output under steady state conditions should
be consistent with Grid Code requirements i.e. fully available within the voltage range
±5% at 400kV, 275kV and 132kV and lower voltages.
Issue 4
Primary, Secondary The measured response in MW/Hz is within ±5% of the level of response specified in
and High Frequency the Ancillary Services Agreement for that Genset.
Response
Stability with Voltage CC.6.3.4 The measured Active Power output under steady state conditions of any
Generating Unit , DC Converter or Power Park Module directly connected to the
National Electricity Transmission System should not be affected by voltage
changes in the normal operating range.
Governor Standard CC.6.3.7(a) Measurements indicate that the Governor/Frequency control system parameters are
within the criteria set out in the appropriate governor/Frequency control system
standard (the version of which to apply being determined within CC.6.3.7).
Governor Stability CC.6.3.7(b) The measured Generating Unit , DC Converter or Power Park Module Active Power
Output shall be stable over the entire operating range of the Generating Unit.
OC5 - 10
Governor Droop CC.6.3.7(c)(ii) The measured speed governor overall speed droop should be between 3% and 5%.
Governor Deadband CC.6.3.7.(c)(iii) Except for the Steam Unit within a CCGT Module, the measured speed
governor/Frequency control system deadband shall be no greater than 0.03Hz (for
the avoidance of doubt, ±0.015Hz).
Target Frequency CC.6.3.7(d) Target Frequency settings over at least the range 50 ±0.1 Hz shall be available.
Response Capability CC.6.3.7(e) The measured frequency response of each Generating Unit and/or CCGT Module which has a
CC.A.3 Completion Date after 1 January 2001 in England and Wales and after 1 April 2005 in Scotland
Governor System Compliance

or Offshore shall meet requirement profile contained in Connection Conditions Appendix 3.
Similarly for DC Converters with Completion Dates on or after 1 April 2005 and Power Park
Modules using the National Electricity Transmission System on or after 1 January 2006
(irrespective of its Completion Date excepting those in Scotland with Completion Date before
1 April 2005).
Limited High BC3.7.2(b) The measured response is within the requirements of BC3.7.2. i.e. the measured rate
Frequency of change of Active Power output must be at least 2% of output per 0.1Hz deviation
Response of System Frequency above 50.4Hz.
24 June 2009
Output at reduced CC.6.3.3 For variations in System Frequency exceeding 0.1Hz within a period of less than 10
System Frequency BC3.5.1 seconds, the Active Power output is within ±0.2% of the requirements of CC.6.3.3
when monitored at prevailing external air temperatures of up to 25ºC.
Issue 4
Fast Start The Fast Start Capability requirements of the Ancillary Services Agreement for
that Genset are met.
Black Start OC.5.7.1 The relevant Generating Unit or Power Park Module is Synchronised to the
System within two hours of the Auxiliary Gas Turbine(s) or Auxiliary Diesel
Engine(s) being required to start.
Excitation System/ CC.6.3.8(a) Measurements of the continuously acting automatic excitation control system are
OC5 - 11
Voltage Control (b) & required to demonstrate the provision of:
BC2.11.2 (i) constant terminal voltage control; or
(ii) zero MVAr transfer;or,
(iii) voltage control with a Slope
of the Generating Unit, DC Converter or Power Park Module as applicable without
instability over the entire operating range of the Generating Unit, DC Converter or
Power Park Module. The measured performance of the automatic excitation or
voltage control system should also meet the requirements (including Power System
Stabiliser performance) specified in the Bilateral Agreement or any requirements
Specified in an Embedded Development Agreement.
24 June 2009
Issue 4
Tested Reference
Export and OC5 The Export and Import Limits, QPN, Joint BM Unit Data and Dynamic
Import Limits, Parameters under test are within 2½% of the declared value being tested.
QPN, Joint BM
Unit Data and The duration of the test will be consistent with and sufficient to measure the relevant
Dynamic expected input or output derived from the Final Physical Notification Data and
Parameters Bid-Offer Acceptances issued under BC2 which are still in dispute following the
procedure in OC5.4.2.
Synchronisation BC2.5.2.3 Synchronisation takes place within ±5 minutes of the time it should have achieved
time Synchronisation.
The duration of the test will be consistent with and sufficient to measure the relevant
expected input or output derived from the Final Physical Notification Data and
OC5 - 12
Bid-Offer Acceptances issued under BC2 which are still in dispute following the
Run-up rates OC5 Achieves the instructed output and, where applicable, the first and/or second
intermediate breakpoints, each within ±3 minutes of the time it should have reached
such output and breakpoints from Synchronisation (or break point, as the case
may be), calculated from the run-up rates in its Dynamic Parameters.
Dynamic Parameters
Run-down rates OC5 Achieves the instructed output within ±5 minutes of the time, calculated from the
run-down rates in its Dynamic Parameters.
24 June 2009
the reliability of the suitable recorders, disclosing calibration records to the extent appropriate.
test. The relevant User must, if requested, demonstrate, to NGET's reasonable satisfaction,
Due account will be taken of any conditions on the System which may affect the results of the
OC5.5.4 Test Failure/Re-test
If the BM Unit, CCGT Modules, Power Park Module or Generating Unit

(excluding Power Park Units) concerned fails to pass the test the User must
provide NGET with a written report specifying in reasonable detail the reasons
for any failure of the test so far as they are then known to the User after due
and careful enquiry. This must be provided within five Business Days of the
test. If a dispute arises relating to the failure, NGET and the relevant User shall
seek to resolve the dispute by discussion, and, if they fail to reach agreement,
the User may by notice require NGET to carry out a re-test on 48 hours' notice
which shall be carried out following the procedure set out in OC5.5.2 and
OC5.5.3 and subject as provided in OC5.5.1.3, as if NGET had issued an
instruction at the time of notice from the User.
OC5.5.5 Dispute following Re-test
If the BM Unit, CCGT Module, Power Park Module or Generating Unit

(excluding Power Park Units) in NGET's view fails to pass the re-test and a
dispute arises on that re-test, either party may use the Disputes Resolution
Procedure for a ruling in relation to the dispute, which ruling shall be binding.
OC5.6 DISPUTE RESOLUTION
OC5.6.1 If following the procedure set out in OC5.5 it is accepted that the BM Unit,
CCGT Module, Power Park Module or Generating Unit (excluding Power
Park Units) has failed the test or re-test (as applicable), the User shall within
14 days, or such longer period as NGET may reasonably agree, following such
failure, submit in writing to NGET for approval the date and time by which the
User shall have brought the BM Unit concerned to a condition where it
complies with the relevant requirement. NGET will not unreasonably withhold or
delay its approval of the User’s proposed date and time submitted. Should
NGET not approve the User’s proposed date or time (or any revised proposal),
the User should amend such proposal having regard to any comments NGET
may have made and re-submit it for approval.
OC5.6.2 If a BM Unit fails the test, the User shall submit revised Export and Import
Limits, QPN, Joint BM Unit Data and/or Dynamic Parameters, or in the case
of a BM Unit comprising a Generating Unit, CCGT Module, DC Converter or
Power Park Module, the User may amend, with NGET's approval, the relevant
registered parameters of that Generating Unit, CCGT Module, DC Converter
or Power Park Module, as the case may be, relating to the criteria, for the
period of time until the BM Unit can achieve the parameters previously
registered, as demonstrated in a re-test.
OC5.6.3 Once the User has indicated to NGET the date and time that the BM Unit,
CCGT Module, Power Park Module or Generating Unit (excluding Power
Park Units) can achieve the parameters previously registered or submitted,
NGET shall either accept this information or require the User to demonstrate
the restoration of the capability by means of a repetition of the test referred to in
OC5.5.2 by an instruction requiring the User on 48 hours notice to carry out
such a test. The provisions of this OC5.6 will apply to such further test.
Issue 4 OC5 - 13 24 June 2009

OC5.7 BLACK START TESTING
OC.5.7.1 General
(a) NGET may require a Generator with a Black Start Station to carry
out a test (a "Black Start Test") on a Genset in a Black Start Station
either while the Black Start Station remains connected to an external
alternating current electrical supply (a "BS Unit Test") or while the
Black Start Station is disconnected from all external alternating
current electrical supplies (a "BS Station Test"), in order to
demonstrate that a Black Start Station has a Black Start Capability.
(b) Where NGET requires a Generator with a Black Start Station to

carry out a BS Unit Test, NGET shall not require the Black Start
Test to be carried out on more than one Genset at that Black Start
Station at the same time, and would not, in the absence of
exceptional circumstances, expect any of the other Genset at the
Black Start Station to be directly affected by the BS Unit Test.
(c) NGET may require a Generator with a Black Start Station to carry
out a BS Unit Test at any time (but will not require a BS Unit Test to
be carried out more than once in each calendar year in respect of any
particular Genset unless it can justify on reasonable grounds the
necessity for further tests or unless the further test is a re-test, and will
not require a BS Station Test to be carried out more than once in
every two calendar years in respect of any particular Genset unless it
can justify on reasonable grounds the necessity for further tests or
unless the further test is a re-test).
(d) When NGET wishes a Generator with a Black Start Station to carry
out a Black Start Test, it shall notify the relevant Generator at least 7
days prior to the time of the Black Start Test with details of the
proposed Black Start Test.
OC.5.7.2 Procedure for a Black Start Test
The following procedure will, so far as practicable, be carried out in the

following sequence for Black Start Tests:
OC.5.7.2.1 BS Unit Tests
(a) The relevant Generating Unit shall be Synchronised and Loaded;
(b) All the Auxiliary Gas Turbines and/or Auxiliary Diesel Engines in the
Black Start Station in which that Generating Unit is situated, shall be
Shutdown.
(c) The Generating Unit shall be De-Loaded and De-Synchronised and all
alternating current electrical supplies to its Auxiliaries shall be
disconnected.
(d) The Auxiliary Gas Turbine(s) or Auxiliary Diesel Engine(s) to the

relevant Generating Unit shall be started, and shall re-energise the Unit
Board of the relevant Generating Unit.
Issue 4 OC5 - 14 24 June 2009

(e) The Auxiliaries of the relevant Generating Unit shall be fed by the
Auxiliary Gas Turbine(s) or Auxiliary Diesel Engine(s), via the Unit
Board, to enable the relevant Generating Unit to return to
Synchronous Speed.
(f) The relevant Generating Unit shall be Synchronised to the System but
not Loaded, unless the appropriate instruction has been given by NGET
under BC2.
OC.5.7.2.2 BS Station Test
(a) All Generating Units at the Black Start Station, other than the
Generating Unit on which the Black Start Test is to be carried out, and
all the Auxiliary Gas Turbines and/or Auxiliary Diesel Engines at the
Black Start Station, shall be Shutdown.
(b) The relevant Generating Unit shall be Synchronised and Loaded.
(c) The relevant Generating Unit shall be De-Loaded and De--

Synchronised.
(d) All external alternating current electrical supplies to the Unit Board of the
relevant Generating Unit, and to the Station Board of the relevant
Black Start Station, shall be disconnected.
(e) An Auxiliary Gas Turbine or Auxiliary Diesel Engine at the Black

Start Station shall be started, and shall re-energise either directly, or via
the Station Board, the Unit Board of the relevant Generating Unit.
(f) The provisions of OC.5.7.2.1 (e) and (f) shall thereafter be followed.
OC.5.7.2.3 All Black Start Tests shall be carried out at the time specified by NGET in the
notice given under OC5.7.1(d) and shall be undertaken in the presence of a
reasonable number of representatives appointed and authorised by NGET,
who shall be given access to all information relevant to the Black Start Test.
OC.5.7.2.4 Failure of a Black Start Test
A Black Start Station shall fail a Black Start Test if the Black Start Test
shows that it does not have a Black Start Capability (ie. if the relevant
Generating Unit fails to be Synchronised to the System within two hours of
the Auxiliary Gas Turbine(s) or Auxiliary Diesel Engine(s) being required to
start).
OC.5.7.2.5 If a Black Start Station fails to pass a Black Start Test the Generator must
provide NGET with a written report specifying in reasonable detail the reasons
for any failure of the test so far as they are then known to the Generator after
due and careful enquiry. This must be provided within five Business Days of
the test. If a dispute arises relating to the failure, NGET and the relevant
Generator shall seek to resolve the dispute by discussion, and if they fail to
Issue 4 OC5 - 15 24 June 2009

reach agreement, the Generator may require NGET to carry out a further
Black Start Test on 48 hours notice which shall be carried out following the
procedure set out in OC.5.7.2.1 or OC.5.7.2.2 as the case may be, as if NGET
had issued an instruction at the time of notice from the Generator.
OC.5.7.2.6 If the Black Start Station concerned fails to pass the re-test and a dispute
arises on that re-test, either party may use the Disputes Resolution
Procedure for a ruling in relation to the dispute, which ruling shall be binding.
OC.5.7.2.7 If following the procedure in OC.5.7.2.5 and OC.5.7.2.6 it is accepted that the
Black Start Station has failed the Black Start Test (or a re-test carried out
under OC.5.7.2.5), within 14 days, or such longer period as NGET may
reasonably agree, following such failure, the relevant Generator shall submit
to NGET in writing for approval, the date and time by which that Generator
shall have brought that Black Start Station to a condition where it has a Black
Start Capability and would pass the Black Start Test, and NGET will not
unreasonably withhold or delay its approval of the Generator's proposed date
and time submitted. Should NGET not approve the Generator's proposed
date and time (or any revised proposal) the Generator shall revise such
proposal having regard to any comments NGET may have made and resubmit
it for approval.
OC.5.7.2.8 Once the Generator has indicated to NGET that the Generating Station has a
Black Start Capability, NGET shall either accept this information or require
the Generator to demonstrate that the relevant Black Start Station has its
Black Start Capability restored, by means of a repetition of the Black Start
Test referred to in OC5.7.1(d) following the same procedure as for the initial
Black Start Test. The provisions of this OC.5.7.2 will apply to such test.
OC.5.8 PROCEDURES APPLYING TO EMBEDDED MEDIUM POWER STATION

NOT SUBJECT TO A BILATERAL AGREEMENT AND EMBEDDED DC
CONVERTER STATIONS NOT SUBJECT TO A BILATERAL AGREEMENT
OC5.8.1 Compliance Statement
Each Network Operator shall ensure that each Embedded Person provides to
the Network Operator upon NGET's request:
(a) written confirmation that each such Generating Unit, Power Park
Module or DC Converter complies with the requirements of the CC;
and
(b) evidence, where requested, reasonably satisfactory to NGET, of such

compliance. Such a request shall not normally be made by NGET more
than twice in any calendar year in respect of any Generator’s
Generating Unit or Power Park Module or DC Converter owner's DC
Converter.
The Network Operator shall provide the evidence or written confirmation

required under OC5.8.1 (a) and (b) forthwith upon receipt to NGET.
Issue 4 OC5 - 16 24 June 2009

OC5.8.2 Network Operator’s Obligations to Facilitate Tests
If:
(a) the Network Operator fails to procure the confirmation referred to at

OC5.8.1(a); or
(b) the evidence of compliance is not to NGET’s reasonable satisfaction,
then, NGET shall be entitled to require the Network Operator to procure

access upon terms reasonably satisfactory to NGET to enable NGET to witness
the Embedded Person carrying out the tests referred to in OC5.8.3 in respect
of the relevant Embedded Medium Power Station or Embedded DC
Converter Station.
OC5.8.3 Testing of Embedded Medium Power Stations not subject to a Bilateral

Agreement or Embedded DC Converter Stations not subject to a Bilateral
Agreement
NGET may, in accordance with the provisions of OC5.8.2, at any time (although
not normally more than twice in any calendar year in respect of any particular
Embedded DC Converter Station not subject to a Bilateral Agreement)
issue an instruction requiring the Network Operator within whose System the
relevant Medium Power Station not subject to a Bilateral Agreement or DC
Converter Station not subject to a Bilateral Agreement is Embedded, to
require the Embedded Person to carry out a test.
Such test shall be carried out at a time no sooner than 48 hours from the time
that the instruction was issued, on any one or more of the Generating Units,
Power Park Module or DC Converter comprising part of the relevant
Embedded Medium Power Station or Embedded DC Converter Station and
should only be to demonstrate that:
(a) the relevant Generating Unit, Power Park Module or DC Converter

meets the requirements of the paragraphs in the CC which are applicable
to such Generating Units, Power Park Module or DC Converter;
(b) the Reactive Power capability registered with NGET under OC2 meets
the requirements set out in CC.6.3.2.
The instruction may only be issued where, following consultation with the
relevant Network Operator, NGET has:
(a) confirmed to the relevant Network Operator the manner in which the test
will be conducted, which shall be consistent with the principles
established in OC5.5.2; and
(b) received confirmation from the relevant Network Operator that the
relevant Generating Unit, Power Park Module or DC Converter would
not then be unavailable by reason of forced outage or Planned Outage
expected prior to the instruction.
Issue 4 OC5 - 17 24 June 2009

The relevant Network Operator is responsible for ensuring the performance of
any test so required by NGET and the Network Operator shall ensure that the
Embedded Person retains the responsibility for ensuring the safety of
personnel and plant during the test.
OC5.8.4 Test Failures/Re-tests and Disputes
The relevant Network Operator shall:
(a) ensure that provisions equivalent to OC5.5.4, OC5.5.5 and OC5.6 apply
to Embedded Medium Power Stations not the subject of a Bilateral
Agreement or Embedded DC Converter Stations not the subject of a
Bilateral Agreement within its System in respect of test failures, re-tests
and disputes as to test failures and re-tests;
(b) ensure that the provisions equivalent to OC5.5.4, OC5.5.5 and OC5.6
referred to in OC5.8.4(a) are effective so that NGET may require, if it so
wishes, the provision to it of any reports or other information equivalent to
those or that to which NGET would be entitled in relation to test failures,
re-tests and disputes as to test failures and re-tests under the provisions
of OC5.5.4, OC5.5.5 and OC5.6; and
(c) the provisions equivalent to OC5.5.4, OC5.5.5 and OC5.6 referred to in

OC5.8.4(a) are effective to permit NGET to conduct itself and take
decisions in such a manner in relation to test failures, re-tests and
disputes as to test failures and re-tests in respect of Embedded Medium
Power Stations not the subject of a Bilateral Agreement or Embedded
DC Converter Stations not the subject of a Bilateral Agreement as it is
able to conduct itself and take decisions in relation to test failures, re-tests
and disputes as to test failures and re-tests under OC5.5.4, OC5.5.5 and
OC5.6.
<End of OC5>
Issue 4 OC5 - 18 24 June 2009

OPERATING CODE NO.6
DEMAND CONTROL
CONTENTS

OC6.1 INTRODUCTION....................................................................................................................1
OC6.2 OBJECTIVE ...........................................................................................................................2
OC6.3 SCOPE...................................................................................................................................2
OC6.4 PROCEDURE FOR THE NOTIFICATION OF DEMAND CONTROL

INITIATED BY NETWORK OPERATORS .............................................................................3
OC6.5 PROCEDURE FOR THE IMPLEMENTATION OF DEMAND CONTROL ON

THE INSTRUCTIONS OF NGET ...........................................................................................4
OC6.6 AUTOMATIC LOW FREQUENCY DEMAND DISCONNECTION..........................................8
OC6.7 EMERGENCY MANUAL DISCONNECTION .........................................................................9
OC6.8 OPERATION OF THE BALANCING MECHANISM DURING DEMAND

CONTROL............................................................................................................................11
APPENDIX – SUMMARY SHEET .....................................................................................................12

OPERATING CODE NO.6
DEMAND CONTROL
OC6.1 INTRODUCTION
OC6.1.1 Operating Code No.6 ("OC6") is concerned with the provisions to be made by
Network Operators, and in relation to Non-Embedded Customers by NGET, to
permit the reduction of Demand in the event of insufficient Active Power
generation being available to meet Demand, or in the event of breakdown or
operating problems (such as in respect of System Frequency, System voltage
levels or System thermal overloads) on any part of the National Electricity
OC6.1.2 OC6 deals with the following:
(a) Customer voltage reduction initiated by Network Operators (other than

following the instruction of NGET);
(b) Customer Demand reduction by Disconnection initiated by Network

Operators (other than following the instruction of NGET);
(c) Demand reduction instructed by NGET;
(d) automatic low frequency Demand Disconnection; and
(e) emergency manual Demand Disconnection.
The term "Demand Control" is used to describe any or all of these methods of
achieving a Demand reduction.
OC6.1.3 The procedure set out in OC6 includes a system of warnings to give advance notice
of Demand Control that may be required by NGET under this OC6.
OC6.1.4 Data relating to Demand Control should include details relating to MW
OC6.1.5 The Electricity Supply Emergency Code issued by the Department of Trade and
Industry, Energy Utilities Directorate, on 30 November 1999 provides that in certain
circumstances consumers are given a certain degree of "protection" when rota
disconnections are implemented pursuant to a direction under the Energy Act 1976.
No such protection can be given in relation to Demand Control under the Grid
Code.
OC6.1.6 Connections between Large Power Stations and the National Electricity
Transmission System and between such Power Stations and a User System will
not, as far as possible, be disconnected by NGET pursuant to the provisions of OC6
insofar as that would interrupt supplies
(a) for the purposes of operation of the Power Station (including Start-Up and
shutting down);
(b) for the purposes of keeping the Power Station in a state such that it could
be Started-up when it is off-Load for ordinary operational reasons; or
Issue 4 OC6 - 1 24 June 2009

(c) for the purposes of compliance with the requirements of a Nuclear Site
Licence.
Demand Control pursuant to this OC6 therefore applies subject to this exception.
OC6.2 OBJECTIVE
OC6.2.1 The overall objective of OC6 is to require the provision of facilities to enable NGET
to achieve reduction in Demand that will either avoid or relieve operating problems
on the National Electricity Transmission System, in whole or in part, and thereby
to enable NGET to instruct Demand Control in a manner that does not unduly
discriminate against, or unduly prefer, any one or any group of Suppliers or
Network Operators or Non-Embedded Customers. It is also to ensure that NGET
is notified of any Demand Control utilised by Users other than following an
instruction from NGET.
OC6.2.2 For certain Grid Supply Points in Scotland it is recognised that it may not be
possible to meet the requirements in OC6.4.5(b), OC6.5.3(b) (in respect of Demand
Disconnection only), OC6.5.6 (ii), OC6.6.2 (c) and OC6.7.2 (b). In these
circumstances NGET and the relevant Network Operator(s) will agree equivalent
requirements covering a number of Grid Supply Points. If NGET and the relevant
Network Operator fail to agree equivalent requirements covering a number of Grid
Supply Points, then the relevant Network Operator will apply the provisions of
OC6.4.5(b), OC6.5.3(b) (in respect of Demand Disconnection only), OC6.5.6(ii),
OC6.6.2(c) and OC6.7.2(b) as evenly as reasonably practicable over the relevant
Network Operator’s entire System.
OC6.3 SCOPE
OC6.3.1 OC6 applies to NGET and to Users which in OC6 means:-
(a) Generators; and
(b) Network Operators.
It also applies to NGET in relation to Non-Embedded Customers.
OC6.3.2 Explanation
OC6.3.2.1 (a) Although OC6 does not apply to Suppliers, the implementation of Demand
Control may affect their Customers.
(b) In all situations envisaged in OC6, Demand Control is exercisable:-
(i) by reference to a Network Operator's System; or
(ii) by NGET in relation to Non-Embedded Customers.
(c) Demand Control in all situations relates to the physical organisation of the
Total System, and not to any contractual arrangements that may exist.
Issue 4 OC6 - 2 24 June 2009

OC6.3.2.2 (a) Accordingly, Demand Control will be exercisable with reference to, for
example, five per cent (or such other figure as may be utilised under OC6.5)
tranches of Demand by a Network Operator.
(b) For a Supplier, whose Customers may be spread throughout a number of

User Systems (and the National Electricity Transmission System), to
split its Customers into five per cent (or such other figure as may be utilised
under OC6.5) tranches of Demand would not result in Demand Control
being implemented effectively on the Total System.
(c) Where Demand Control is needed in a particular area, NGET would not
know which Supplier to contact and (even if it were to) the resulting
Demand Control implemented, because of the diversity of contracts, may
well not produce the required result.
OC6.3.2.3 (a) Suppliers should note, however, that, although implementation of Demand
Control in respect of their Customers is not exercisable by them, their
Customers may be affected by Demand Control.
(b) This will be implemented by Network Operators where the Customers are
within User Systems directly connected to the National Electricity
Transmission System and by NGET where they are Non-Embedded
Customers.
(c) The contractual arrangements relating to Customers being supplied by

Suppliers will, accordingly, need to reflect this.
(d) The existence of a commercial arrangement for the provision of Customer

Demand Management or Commercial Ancillary Services does not relieve
a Network Operator from the Demand Control provisions of OC6.5, OC6.6
and OC6.7, which may be exercised from time to time.
OC6.4 PROCEDURE FOR THE NOTIFICATION OF DEMAND CONTROL INITIATED BY

NETWORK OPERATORS (OTHER THAN FOLLOWING THE INSTRUCTION OF
NGET)
OC6.4.1 Pursuant to the provisions of OC1, in respect of the time periods prior to 1100 hours
each day, each Network Operator will notify NGET of all Customer voltage
reductions and/or restorations and Demand Disconnection or reconnection, on a
Grid Supply Point and half-hourly basis, which will or may, either alone or when
aggregated with any other Demand Control planned by that Network Operator,
result in a Demand change equal to or greater than the Demand Control
Notification Level averaged over any half hour on any Grid Supply Point, which is
planned to be instructed by the Network Operator other than following an
instruction from NGET relating to Demand reduction.
OC6.4.2 Under OC6, each Network Operator will notify NGET in writing by 1100 hours each
day (or such other time specified by NGET from time to time) for the next day
(except that it will be for the next 3 days on Fridays and 2 days on Saturdays and
may be longer (as specified by NGET at least one week in advance) to cover
holiday periods) of Customer voltage reduction or Demand Disconnection which
will or may result in a Demand change equal to or greater than the Demand
Control Notification Level averaged over any half hour on any Grid Supply Point,
Issue 4 OC6 - 3 24 June 2009

(or which when aggregated with any other Demand Control planned by that
Network Operator is equal to or greater than the Demand Control Notification
Level), planned to take place during the next Operational Day.
OC6.4.3 When the Customer voltage reduction or Demand Disconnection which may
result in a Demand change equal to or greater than the Demand Control
Notification Level averaged over any half hour on any Grid Supply Point (or
which when aggregated with any other Demand Control planned or implemented
by that Network Operator is equal to or greater than the Demand Control
Notification Level) is planned after 1100 hours, each Network Operator must
notify NGET as soon as possible after the decision to implement has been made. If
the Customer voltage reduction or Demand Disconnection is implemented
immediately after the decision to implement is made, each Network Operator must
notify NGET within five minutes of implementation.
OC6.4.4 Where, after NGET has been notified, whether pursuant to OC1, OC6.4.2 or
OC6.4.3, the planned Customer voltage reduction or Demand Disconnection is
changed, the Network Operator will notify NGET as soon as possible of the new
plans, or if the Customer voltage reduction or Demand Disconnection
implemented is different to that notified, the Network Operator will notify NGET of
what took place within five minutes of implementation.
OC6.4.5 Any notification under OC6.4.2, OC6.4.3 or OC6.4.4 will contain the following
information on a Grid Supply Point and half hourly basis:
(a) the proposed (in the case of prior notification) and actual (in the case of
subsequent notification) date, time and duration of implementation of the
Customer voltage reduction or Demand Disconnection; and
(b) the proposed reduction in Demand by use of the Customer voltage

reduction or Demand Disconnection.
OC6.4.6 Pursuant to the provisions of OC1.5.6, each Network Operator will supply to NGET
details of the amount of Demand reduction actually achieved by use of the
Customer voltage reduction or Demand Disconnection.
OC6.5 PROCEDURE FOR THE IMPLEMENTATION OF DEMAND CONTROL ON THE

INSTRUCTIONS OF NGET
OC6.5.1 A National Electricity Transmission System Warning - High Risk of Demand

Reduction will, where possible, be issued by NGET, as more particularly set out in
OC6.5.4, OC7.4.8 and BC1.5.4 when NGET anticipates that it will or may instruct a
Network Operator to implement Demand reduction. It will, as provided in OC6.5.10
and OC7.4.8.2, also be issued to Non-Embedded Customers.
OC6.5.2 Where NGET expects to instruct Demand reduction within the following 30 minutes,
NGET will where possible, issue a National Electricity Transmission System
Warning - Demand Control Imminent in accordance with OC7.4.8.2(c) and
OC7.4.8.6.
OC6.5.3 (a) Whether a National Electricity Transmission System Warning - High

Risk of Demand Reduction or National Electricity Transmission System
Warning - Demand Control Imminent has been issued or not:-
Issue 4 OC6 - 4 24 June 2009

(i) provided the instruction relates to not more than 20 per cent of its
total Demand (measured at the time the Demand reduction is
required); and
(ii) if less than that, is in four integral multiples of between four and six
per cent,
each Network Operator will abide by the instructions of NGET with regard
to Demand reduction under OC6.5 without delay.
(b) The Demand reduction must be achieved within the Network Operator's
System as far as possible uniformly across all Grid Supply Points (unless
otherwise specified in the National Electricity Transmission System
Warning - High Risk of Demand Reduction) either by Customer voltage
reduction or by Demand Disconnection, as soon as possible but in any
event no longer than five minutes from the instruction being given by NGET.
(c) Each Network Operator must notify NGET in writing by calendar week 24
each year of the integral multiples it will use with effect from the succeeding
Financial Year onwards. Thereafter, any changes must be notified in writing
to NGET at least 10 Business Days prior to the change coming into effect.
OC6.5.4 (a) Where NGET wishes to instruct a Demand reduction of more than 20 per
cent of a Network Operator's Demand (measured at the time the Demand
reduction is required), it shall, if it is able, issue a National Electricity
Transmission System Warning - High Risk of Demand Reduction to the
Network Operator by 1600 hours on the previous day. The warning will
state the percentage level of Demand reduction that NGET may want to
instruct (measured at the time the Demand reduction is required).
(b) The National Electricity Transmission System Warning - High Risk of

Demand Reduction will specify the percentage of Demand reduction that
NGET may require in integral multiples of the percentage levels notified by
Users under OC6.5.3(c) up to (and including) 20 per cent and of five per
cent above 20 per cent and will not relate to more than 40 per cent of
Demand (measured at the time the Demand reduction is required) of the
Demand on the User System of a Network Operator.
(c) If NGET has issued the National Electricity Transmission System

Warning - High Risk of Demand Reduction by 1600 hours on the previous
day, on receipt of it the relevant Network Operator shall make available the
percentage reduction in Demand specified for use within the period of the
National Electricity Transmission System Warning.
(d) If NGET has not issued the National Electricity Transmission System
Warning - High Risk of Demand Reduction by 1600 hours the previous
day, but after that time, the Network Operator shall make available as
much of the required Demand reduction as it is able, for use within the
period of the National Electricity Transmission System Warning.
OC6.5.5 (a) If NGET has given a National Electricity Transmission System Warning -
High Risk of Demand Reduction to a Network Operator, and has issued
it by 1600 hours on the previous day, it can instruct the Network Operator
Issue 4 OC6 - 5 24 June 2009

to reduce its Demand by the percentage specified in the National
Electricity Transmission System Warning.
(b) NGET accepts that if it has not issued the National Electricity
Transmission System Warning - High Risk of Demand Reduction by
1600 hours on the previous day or if it has issued it by 1600 hours on the
previous day, but it requires a further percentage of Demand reduction
(which may be in excess of 40 per cent of the total Demand on the User
System of the Network Operator (measured at the time the Demand
reduction is required) from that set out in the National Electricity
Transmission System Warning, it can only receive an amount that can be
made available at that time by the Network Operator.
(c) Other than with regard to the proviso, the provisions of OC6.5.3 shall apply
to those instructions.
OC6.5.6 Once a Demand reduction has been applied by a Network Operator at the
instruction of NGET, the Network Operator may interchange the Customers to
whom the Demand reduction has been applied provided that,
(i) the percentage of Demand reduction at all times within the Network
Operator's System does not change; and
(ii) at all times it is achieved within the Network Operator's System as far as
possible uniformly across all Grid Supply Points (unless otherwise
specified in the National Electricity Transmission System Warning -
High Risk of Demand Reduction if one has been issued),
until NGET instructs that Network Operator in accordance with OC6.
OC6.5.7 Each Network Operator will abide by the instructions of NGET with regard to the
restoration of Demand under OC6.5 without delay. It shall not restore Demand until
it has received such instruction. The restoration of Demand must be achieved as
soon as possible and the process of restoration must begin within 2 minutes of the
instruction being given by NGET.
OC6.5.8 In circumstances of protracted shortage of generation or where a statutory

instruction has been given (eg. a fuel security period) and when a reduction in
Demand is envisaged by NGET to be prolonged, NGET will notify the Network
Operator of the expected duration.
OC6.5.9 The Network Operator will notify NGET in writing that it has complied with NGET's
instruction under OC6.5, within five minutes of so doing, together with an estimation
of the Demand reduction or restoration achieved, as the case may be.
OC6.5.10 NGET may itself implement Demand reduction and subsequent restoration on Non-
Embedded Customers as part of a Demand Control requirement and it will
organise the National Electricity Transmission System so that it will be able to
reduce Demand by Disconnection of, or Customer voltage reduction to, all or any
Non-Embedded Customers. Equivalent provisions to those in OC6.5.4 shall apply
to issuing a National Electricity Transmission System Warning - High Risk of
Demand Reduction to Non-Embedded Customers, as envisaged in OC7.4.8.
Issue 4 OC6 - 6 24 June 2009

OC6.5.11 Pursuant to the provisions of OC1.5.6, the Network Operator will supply to NGET
details of the amount of Demand reduction or restoration actually achieved.
Issue 4 OC6 - 7 24 June 2009

OC6.6 AUTOMATIC LOW FREQUENCY DEMAND DISCONNECTION
OC6.6.1 Each Network Operator will make arrangements that will enable automatic low
Frequency Disconnection of at least:
(i) 60 per cent of its total peak Demand (based on Annual ACS Conditions)
where such Network Operator’s System is connected to the National
Electricity Transmission System in NGET’s Transmission Area
(ii) 40 per cent of its total peak Demand (based on Annual ACS Conditions)
where such Network Operator’s System is connected to the National
Electricity Transmission System in either SPT’s or SHETL’s
Transmission Area
in order to seek to limit the consequences of a major loss of generation or an Event

on the Total System which leaves part of the Total System with a generation
deficit. Where a Network Operator’s System is connected to the National
Electricity Transmission System in more than one Transmission Area, the figure
above for the Transmission Area in which the majority of the Network Operator’s
Demand is connected shall apply.
OC6.6.2 (a) The Demand of each Network Operator which is subject to automatic low
Frequency Disconnection will be split into discrete MW blocks.
(b) The number, size (% Demand) and the associated low Frequency settings
of these blocks, will be as specified in Table CC.A.5.5.1a. NGET will keep
the settings under review.
(c) The distribution of the blocks will be such as to give a reasonably uniform
Disconnection within the Network Operator's System, as the case may
be, across all Grid Supply Points.
(d) Each Network Operator will notify NGET in writing by calendar week 24
each year of the details of the automatic low Frequency Disconnection on
its User System. The information provided should identify, for each Grid
Supply Point at the date and time of the annual peak of the National
Electricity Transmission System Demand at Annual ACS Conditions
(as notified pursuant to OC1.4.2), the frequency settings at which Demand
Disconnection will be initiated and amount of Demand disconnected at
each such setting.
OC6.6.3 Where conditions are such that, following automatic low Frequency Demand
Disconnection, and the subsequent Frequency recovery, it is not possible to
restore a large proportion of the total Demand so disconnected within a reasonable
period of time, NGET may instruct a Network Operator to implement additional
Demand Disconnection manually, and restore an equivalent amount of the
Demand that had been disconnected automatically. The purpose of such action is
to ensure that a subsequent fall in Frequency will again be contained by the
operation of automatic low Frequency Demand Disconnection.
OC6.6.4 Once an automatic low Frequency Demand Disconnection has taken place, the
Network Operator on whose User System it has occurred, will not reconnect until
NGET instructs that Network Operator to do so in accordance with OC6.
Issue 4 OC6 - 8 24 June 2009

OC6.6.5 Once the Frequency has recovered, each Network Operator will abide by the
instructions of NGET with regard to reconnection under OC6.6 without delay.
Reconnection must be achieved as soon as possible and the process of
reconnection must begin within 2 minutes of the instruction being given by NGET.
OC6.6.6 (a) Non-Embedded Customers (including a Pumped Storage Generator)

must provide automatic low Frequency disconnection, which will be split
into discrete blocks.
(b) The number and size of blocks and the associated low Frequency settings
will be as specified by NGET by week 24 each calendar year following
discussion with the Non-Embedded Customers (including a Pumped
Storage Generator) in accordance with the relevant Bilateral Agreement.
OC6.6.7 (a) In addition, Generators may wish to disconnect Generating Units from the
System, either manually or automatically, should they be subject to
Frequency levels which could result in Generating Unit damage.
(b) This Disconnection facility on such Generating Unit directly connected to

the National Electricity Transmission System, will be agreed with NGET
in accordance with the Bilateral Agreement.
(c) Any Embedded Power Stations will need to agree this Disconnection
facility with the relevant User to whose System that Power Station is
connected, which will then need to notify NGET of this.
OC6.6.8 The Network Operator or Non-Embedded Customer, as the case may be, will
notify NGET with an estimation of the Demand reduction which has occurred under
automatic low Frequency Demand Disconnection and similarly notify the
restoration, as the case may be, in each case within five minutes of the
Disconnection or restoration.
OC6.6.9 Pursuant to the provisions of OC1.5.6 the Network Operator and Non-
Embedded Customer will supply to NGET details of the amount of Demand
reduction or restoration actually achieved.
OC6.6.10 (a) In the case of a User, it is not necessary for it to provide automatic low
Frequency disconnection under OC6.6 only to the extent that it is providing,
at the time it would be so needed, low Frequency disconnection at a higher
level of Frequency as an Ancillary Service, namely if the amount provided
as an Ancillary Service is less than that required under OC6.6 then the
User must provide the balance required under OC6.6 at the time it is so
needed.
(b) The provisions of OC7.4.8 relating to the use of Demand Control should be
borne in mind by Users.
OC6.7 EMERGENCY MANUAL DISCONNECTION
OC6.7.1 Each Network Operator will make arrangements that will enable it, following an
instruction from NGET, to disconnect Customers on its User System under
emergency conditions irrespective of Frequency within 30 minutes. It must be
Issue 4 OC6 - 9 24 June 2009

possible to apply the Demand Disconnections to individual or specific groups of
Grid Supply Points, as determined by NGET.
OC6.7.2 (a) Each Network Operator shall provide NGET in writing by week 24 in each
calendar year, in respect of the next following year beginning week 24, on a
Grid Supply Point basis, with the following information (which is set out in a
tabular format in the Appendix):
(i) its total peak Demand (based on Annual ACS Conditions); and
(ii) the percentage value of the total peak Demand that can be
disconnected (and in the case of that in the first 5 minutes it must
include that which can also be reduced by voltage reduction) within
timescales of 5/10/15/20/25/30 minutes.
(b) The information should include, in relation to the first 5 minutes, as a

minimum, the 20% of Demand that must be reduced on instruction under
OC6.5.
OC6.7.3 Each Network Operator will abide by the instructions of NGET with regard to
Disconnection under OC6.7 without delay, and the Disconnection must be
achieved as soon as possible after the instruction being given by NGET, and in any
case, within the timescale registered in OC6.7. The instruction may relate to an
individual Grid Supply Point and/or groups of Grid Supply Points.
OC6.7.4 NGET will notify a Network Operator who has been instructed under OC6.7, of
what has happened on the National Electricity Transmission System to
necessitate the instruction, in accordance with the provisions of OC7 and, if
relevant, OC10.
OC6.7.5 Once a Disconnection has been applied by a Network Operator at the instruction
of NGET, that Network Operator will not reconnect until NGET instructs it to do so
in accordance with OC6.
OC6.7.6 Each Network Operator will abide by the instructions of NGET with regard to
reconnection under OC6.7 without delay, and shall not reconnect until it has
received such instruction and reconnection must be achieved as soon as possible
and the process of reconnection must begin within 2 minutes of the instruction being
given by NGET.
OC6.7.7 NGET may itself disconnect manually and reconnect Non-Embedded Customers
as part of a Demand Control requirement under emergency conditions.
OC6.7.8 If NGET determines that emergency manual Disconnection referred to in OC6.7 is

inadequate, NGET may disconnect Network Operators and/or Non-Embedded
Customers at Grid Supply Points, to preserve the security of the National
OC6.7.9 Pursuant to the provisions of OC1.5.6 the Network Operator will supply to NGET
details of the amount of Demand reduction or restoration actually achieved.
Issue 4 OC6 - 10 24 June 2009

OC6.8 OPERATION OF THE BALANCING MECHANISM DURING DEMAND CONTROL
Demand Control will constitute an Emergency Instruction in accordance with

BC2.9 and it may be necessary to depart from normal Balancing Mechanism
operation in accordance with BC2 in issuing Bid-Offer Acceptances. NGET will
inform affected BM Participants in accordance with the provisions of OC7.
Issue 4 OC6 - 11 24 June 2009

APPENDIX
EMERGENCY MANUAL DEMAND REDUCTION/DISCONNECTION SUMMARY SHEET

(As set out in OC6.7)
NETWORK OPERATOR _________________ [YEAR] PEAK:_________________________
GRID PEAK % OF GROUP DEMAND DISCONNECTION

SUPPLY MW (AND/OR REDUCTION IN THE CASE OF
POINT THE FIRST 5 MINUTES)
(CUMULATIVE) REMARKS
(Name) TIME (MINS)

5 10 15 20 25 30
Notes: 1. Data to be provided annually by week 24 to cover the following year.
< End of OC6 >
Issue 4 OC6 - 12 24 June 2009

OPERATING CODE NO.7
OPERATIONAL LIAISON
CONTENTS

OC7.1 INTRODUCTION................................................................................................................... 3
OC7.2 OBJECTIVE .......................................................................................................................... 3
OC7.3 SCOPE.................................................................................................................................. 4
OC7.4 PROCEDURE ....................................................................................................................... 4

OC7.4.5 Requirement to notify Operations................................................................................ 5
OC7.4.5.1 Operation on the GB Transmission System .................................................5
OC7.4.5.2 Operation on a User's System......................................................................5
OC7.4.5.3 Examples of situations where notification by NGC or a User
may be required............................................................................................5
OC7.4.5.4 Operations caused by another Operation or by an Event.............................5
OC7.4.5.5 Form .............................................................................................................6
OC7.4.5.12 Timing ........................................................................................................8
OC7.4.6 Requirements to notify Events...................................................................................... 8
OC7.4.6.1 Events on the GB Transmission System ......................................................8
OC7.4.6.2 Events on a User's System...........................................................................8
OC7.4.6.3 Events caused by another Event or by an Operation ...................................9
OC7.4.6.5 Examples of situations where notification by NGC or a User
may be required............................................................................................9
Form............................................................................................................. 9
Timing ........................................................................................................ 12
OC7.4.7 Significant Incidents.................................................................................................... 12
OC7.4.8 GB TRANSMISSION SYSTEM WARNINGS............................................................... 13
OC7.4.8.1 Role of GB Transmission System Warnings...............................................13
OC7.4.8.2 Recipients of GB Transmission System Warnings .....................................13
OC7.4.8.3 Preparatory Action ......................................................................................13
OC7.4.8.4 Types of GB Transmission System Warnings ............................................14
OC7.4.8.5 GB Transmission System Warning - Inadequate System
Margin.........................................................................................................14
OC7.4.8.6 GB Transmission System Warning - High Risk of Demand
Reduction ...................................................................................................15
OC7.4.8.7 GB Transmission System Warning - Demand Control
Imminent.....................................................................................................16
OC7.4.8.8 GB Transmission System Warning - Risk of System
Disturbance ................................................................................................16
OC7.4.8.9 Cancellation of GB Transmission System Warning ...................................16
OC7.4.8.10 General Management of GB Transmission System
Warnings .................................................................................................... 17
OC7.5 PROCEDURE IN RELATION TO INTEGRAL EQUIPMENT TESTS ..................................17
OC7.6 PROCEDURE IN RESPECT OF OPERATIONAL SWITCHING IN

SCOTLAND..................................................................................................................19
APPENDIX –GB TRANSMISSION SYSTEM WARNINGS TABLE ..................................................23

OPERATING CODE NO.7
OPERATIONAL LIAISON
OC7.1 INTRODUCTION
OC7.1.1 Operating Code No. 7 ("OC7") sets out the requirements for the exchange of
information in relation to Operations and/or Events on the Total System which
have had (or may have had) or will have (or may have) an Operational Effect:
(a) on the National Electricity Transmission System in the case of an

Operation and/or Event occurring on the System of a User or Users; and
(b) on the System of a User or Users in the case of an Operation and/or

Event occurring on the National Electricity Transmission System.
It also describes the types of National Electricity Transmission System Warning

which may be issued by NGET.
OC7.1.2 The requirement to notify in OC7 relates generally to notifying of what is expected
to happen or what has happened and not the reasons why. However, as OC7
provides, when an Event or Operation has occurred on the National Electricity
Transmission System which itself has been caused by (or exacerbated by) an
Operation or Event on a User's System, NGET in reporting the Event or
Operation on the National Electricity Transmission System to another User can
pass on what it has been told by the first User in relation to the Operation or
Event on the first User's System.
OC7.1.3 Where an Event or Operation on the National Electricity Transmission System

falls to be reported by NGET to an Externally Interconnected System Operator
under an Interconnection Agreement, OC7 provides that in the situation where
that Event or Operation has been caused by (or exacerbated by) an Operation or
Event on a User's System, NGET can pass on what it has been told by the User
in relation to the Operation or Event on that User's System.
OC7.1.4 OC7 also deals with Integral Equipment Tests.
OC7.1.5 To reconfigure the National Electricity Transmission System, NGET may

reasonably require the assistance of a User to reconfigure parts of the User
System. To reconfigure its User System a User may reasonably require the
reasonable assistance of NGET to direct the reconfiguration of parts of the
OC7.1.6 OC7.6 sets down the arrangements for the exchange of information required when
configuring Connection Sites and parts of the National Electricity Transmission
System adjacent to those Connection Sites in Scotland and Offshore. It also
covers the setting up of a Local Switching Procedure. NGET shall procure that
Relevant Transmission Licensees shall comply with section OC7.6 and any
relevant Local Switching Procedure where and to the extent that such matters
apply to them.
OC7.2 OBJECTIVE
Issue 4 OC7 - 3 24 June 2009

The objectives of OC7 are:-
OC7.2.1 To provide for the exchange of information so that the implications of an Operation
and/or Event can be considered, possible risks arising from it can be assessed
and appropriate action taken by the relevant party in order to maintain the integrity
of the Total System. OC7 does not seek to deal with any actions arising from the
exchange of information, but merely with that exchange.
OC7.2.2 To provide for types of National Electricity Transmission System Warnings

which may be issued by NGET.
OC7.2.3 To provide the framework for the information flow and discussion between NGET
and certain Users in relation to Integral Equipment Tests.
OC7.2.4 To provide the procedure to be followed in respect of Operational Switching in

Scotland and Offshore.
OC7.3 SCOPE
OC7.3.1 OC7 applies to NGET and to Users, which in OC7 means:-
Stations or Embedded Medium Power Stations);
(d) Suppliers (for the purposes of National Electricity Transmission System

Warnings);
(e) Externally Interconnected System Operators (for the purposes of

National Electricity Transmission System Warnings); and
(f) DC Converter Station owners.
The procedure for operational liaison by NGET with Externally Interconnected

System Operators is set out in the Interconnection Agreement with each
Externally Interconnected System Operator.
In Scotland and Offshore OC7.6 also applies to Relevant Transmission

Licensees.
OC7.4 PROCEDURE
OC7.4.1 The term "Operation" means a scheduled or planned action relating to the
operation of a System (including an Embedded Power Station).
OC7.4.2 The term "Event" means an unscheduled or unplanned (although it may be

anticipated) occurrence on, or relating to, a System (including an Embedded
Power Station) including, without limiting that general description, faults, incidents
and breakdowns and adverse weather conditions being experienced.
Issue 4 OC7 - 4 24 June 2009

OC7.4.3 The term "Operational Effect" means any effect on the operation of the relevant
other System which causes the National Electricity Transmission System or the
Systems of the other User or Users, as the case may be, to operate (or be at a
materially increased risk of operating) differently to the way in which they would or
may have normally operated in the absence of that effect.
OC7.4.4 References in this OC7 to a System of a User or User's System shall not include
Embedded Small Power Stations or Embedded Medium Power Stations,
unless otherwise stated.
OC7.4.5 Requirement to notify Operations
OC7.4.5.1 Operation on the National Electricity Transmission System
In the case of an Operation on the National Electricity Transmission System,

which will have (or may have) an Operational Effect on the System(s) of a User
or Users, NGET will notify the User or Users whose System(s) will, or may, in the
reasonable opinion of NGET, be affected, in accordance with OC7.
OC7.4.5.2 Operation on a User's System
In the case of an Operation on the System of a User which will have (or may
have) an Operational Effect on the National Electricity Transmission System
(including an equivalent to an Operation on the equivalent of a System of a User
or other person connected to that User's System which, via that User System, will
or may have an Operational Effect on the National Electricity Transmission
System), the User will notify NGET in accordance with OC7. Following notification
by the User, NGET will notify any other User or Users on whose System(s) the
Operation will have, or may have, in the reasonable opinion of NGET, an
Operational Effect, in accordance with OC7 and will notify any Externally
Interconnected System Operator on whose System the Operation will have, or
may have, in the reasonable opinion of NGET, an Operational Effect, if it is
required to do so by the relevant Interconnection Agreement.
OC7.4.5.3 Examples of situations where notification by NGET or a User may be required
Whilst in no way limiting the general requirement to notify in advance set out in
OC7.4.5.1 and OC7.4.5.2, the following are examples of situations where
notification in accordance with OC7.4.5 will be required if they will, or may, have an
Operational Effect:
(a) the implementation of a planned outage of Plant and/or Apparatus which

has been arranged pursuant to OC2;
(b) the operation (other than, in the case of a User, at the instruction of NGET)
of any circuit breaker or isolator/disconnector or any sequence or
combination of the two; or
(c) voltage control.
OC7.4.5.4 Operations caused by another Operation or by an Event
Issue 4 OC7 - 5 24 June 2009

An Operation may be caused by another Operation or an Event on another's
System (including an Embedded Power Station) (or by the equivalent of an
Event or Operation on the System of an Externally Interconnected System
Operator or Interconnector User) and in that situation the information to be
notified is different to that where the Operation arose independently of any other
Operation or Event, as more particularly provided in OC7.4.5.6.
OC7.4.5.5 Form
A notification and any response to any questions asked under OC7.4.5, of an

Operation which has arisen independently of any other Operation or of an Event,
shall be of sufficient detail to describe the Operation (although it need not state the
cause) and to enable the recipient of the notification reasonably to consider and
assess the implications and risks arising (provided that, in the case of an
Operation on a User's System which NGET is notifying to other Users under
OC7.4.5.2, NGET will only pass on what it has been told by the User which has
notified it) and will include the name of the individual reporting the Operation on
behalf of NGET or the User, as the case may be. The recipient may ask questions
to clarify the notification and the giver of the notification will, insofar as it is able,
answer any questions raised, provided that, in the case of an Operation on a
User's System which NGET is notifying to other Users under OC7.4.5.2, in
answering any question, NGET will not pass on anything further than that which it
has been told by the User which has notified it. NGET may pass on the information
contained in the notification as provided in OC7.4.5.6.
OC7.4.5.6 (a) A notification by NGET of an Operation under OC7.4.5.1 which has been
caused by another Operation (the "first Operation") or by an Event on a
User's System, will describe the Operation and will contain the information
which NGET has been given in relation to the first Operation or that Event
by the User. The notification and any response to any questions asked
(other than in relation to the information which NGET is merely passing on
from a User) will be of sufficient detail to enable the recipient of the
notification reasonably to consider and assess the implications and risks
arising from the Operation on the National Electricity Transmission
System and will include the name of the individual reporting the Operation
on behalf of NGET. The recipient may ask questions to clarify the
notification and NGET will, insofar as it is able, answer any questions raised,
provided that in relation to the information which NGET is merely passing on
from a User, in answering any question NGET will not pass on anything
further than that which it has been told by the User which has notified it.
(b) Where a User is reporting an Operation or an Event which itself has been
caused by an incident or scheduled or planned action affecting (but not on)
its System, the notification to NGET will contain the information which the
User has been given by the person connected to its System in relation to
that incident or scheduled or planned action (which the User must require,
contractually or otherwise, the person connected to its System to give to it)
and NGET may pass on the information contained in the notification as
provided in this OC7.4.5.6.
OC7.4.5.7 Where an Operation on the National Electricity Transmission System falls to be

reported by NGET under an Interconnection Agreement and the Operation has
been caused by another Operation (the "first Operation") or by an Event on a
Issue 4 OC7 - 6 24 June 2009

User's System, NGET will include in that report the information which NGET has
been given in relation to the first Operation or that Event by the User (including
any information relating to an incident or scheduled or planned action, as provided
in OC7.4.5.6).
OC7.4.5.8 (a) A notification to a User by NGET of an Operation under OC7.4.5.1 which

has been caused by the equivalent of an Operation or of an Event on the
equivalent of a System of an Externally Interconnected System Operator
or Interconnector User, will describe the Operation on the National
Electricity Transmission System and will contain the information which
NGET has been given, in relation to the equivalent of an Operation or of an
Event on the equivalent of a System of an Externally Interconnected
System Operator or Interconnector User, by that Externally
Interconnected System Operator or Interconnector User.
(b) The notification and any response to any question asked (other than in
relation to the information which NGET is merely passing on from that
Externally Interconnected System Operator or Interconnector User) will
be of sufficient detail to enable the recipient of the notification reasonably to
consider and assess the implications and risks arising from the Operation
on the National Electricity Transmission System and will include the
name of the individual reporting the Operation on behalf of NGET. The
recipient may ask questions to clarify the notification and NGET will, insofar
as it is able, answer any questions raised, provided that, in relation to the
information which NGET is merely passing on from an Externally
Interconnected System Operator or Interconnector User, in answering
any question NGET will not pass on anything further than that which it has
been told by the Externally Interconnected System Operator or
Interconnector User which has notified it.
OC7.4.5.9 (a) A Network Operator may pass on the information contained in a notification
to it from NGET under OC7.4.5.1, to a Generator with a Generating Unit or
a Power Park Module connected to its System, or to a DC Converter
Station owner with a DC Converter connected to its System, or to the
operator of another User System connected to its System (which, for the
avoidance of doubt, could be another Network Operator), in connection
with reporting the equivalent of an Operation under the Distribution Code
(or the contract pursuant to which that Generating Unit or Power Park
Module or other User System, or to a DC Converter Station is connected
to the System of that Network Operator) (if the Operation on the National
Electricity Transmission System caused it).
(b) A Generator may pass on the information contained in a notification to it

from NGET under OC7.4.5.1, to another Generator with a Generating Unit
or a Power Park Module connected to its System, or to the operator of a
User System connected to its System (which, for the avoidance of doubt,
could be a Network Operator), if it is required (by a contract pursuant to
which that Generating Unit or that Power Park Module or that User
System is connected to its System) to do so in connection with the
equivalent of an Operation on its System (if the Operation on the National
Electricity Transmission System caused it).
Issue 4 OC7 - 7 24 June 2009

OC7.4.5.10 (a) Other than as provided in OC7.4.5.9, a Network Operator or a Generator
may not pass on any information contained in a notification to it from NGET
under OC7.4.5.1 (and an operator of a User System or Generator receiving
information which was contained in a notification to a Generator or a
Network Operator, as the case may be, from NGET under OC7.4.5.1, as
envisaged in OC7.4.5.9 may not pass on this information) to any other
person, but may inform persons connected to its System (or in the case of a
Generator which is also a Supplier, inform persons to which it supplies
electricity which may be affected) that there has been an incident on the
Total System, the general nature of the incident (but not the cause of the
incident) and (if known and if power supplies have been affected) an
estimated time of return to service.
(b) In the case of a Generator which has an Affiliate which is a Supplier, the
Generator may inform it that there has been an incident on the Total
System, the general nature of the incident (but not the cause of the
incident) and (if known and if power supplies have been affected in a
particular area) an estimated time of return to service in that area, and that
Supplier may pass this on to persons to which it supplies electricity which
may be affected).
(c) Each Network Operator and Generator shall use its reasonable
endeavours to procure that any Generator or operator of a User System
receiving information which was contained in a notification to a Generator or
Network Operator, as the case may be, from NGET under OC7.4.5.1,
which is not bound by the Grid Code, does not pass on any information
other than as provided above.
OC7.4.5.11 The notification will, if either party requests, be recorded by the sender and
dictated to the recipient, who shall record and repeat each phrase as it is received
and on completion of the dictation shall repeat back the notification in full to the
sender who shall confirm that it has been accurately recorded.
OC7.4.5.12 Timing
A notification under OC7.4.5 will be given as far in advance as possible and in any
event shall be given in sufficient time as will reasonably allow the recipient to
consider and assess the implications and risks arising.
OC7.4.6 Requirements to notify Events
OC7.4.6.1 Events on the National Electricity Transmission System
In the case of an Event on the National Electricity Transmission System which

has had (or may have had) an Operational Effect on the System(s) of a User or
Users, NGET will notify the User or Users whose System(s) have been, or may
have been, in the reasonable opinion of NGET, affected, in accordance with OC7.
OC7.4.6.2 Events on a User's System
Issue 4 OC7 - 8 24 June 2009

In the case of an Event on the System of a User which has had (or may have had)
an Operational Effect on the National Electricity Transmission System, the
User will notify NGET in accordance with OC7.
OC7.4.6.3 Events caused by another Event or by an Operation
An Event may be caused (or exacerbated by) another Event or by an Operation

on another's System (including on an Embedded Power Station) (or by the
equivalent of an Event or Operation on the equivalent of a System of an
Externally Interconnected System Operator or Interconnector User) and in that
situation the information to be notified is different to that where the Event arose
independently of any other Event or Operation, as more particularly provided in
OC7.4.6.7.
OC7.4.6.4 NGET or a User, as the case may be, may enquire of the other whether an Event
has occurred on the other's System. If it has, and the party on whose System the
Event has occurred is of the opinion that it may have had an Operational Effect
on the System of the party making the enquiry, it shall notify the enquirer in
accordance with OC7.
OC7.4.6.5 Examples of situations where notification by NGET or a User may be required
Whilst in no way limiting the general requirement to notify set out in OC7.4.6.1,
OC7.4.6.2 and OC7.4.6.3, the following are examples of situations where
notification in accordance with OC7.4.6 will be required if they have an
Operational Effect:
(a) where Plant and/or Apparatus is being operated in excess of its capability
or may present a hazard to personnel;
(b) the activation of any alarm or indication of any abnormal operating condition;
(c) adverse weather conditions being experienced;
(d) breakdown of, or faults on, or temporary changes in the capabilities of,
Plant and/or Apparatus;
(e) breakdown of, or faults on, control, communication and metering equipment;
or
(f) increased risk of inadvertent protection operation.
Form
OC7.4.6.6 A notification and any response to any questions asked under OC7.4.6.1 and
OC7.4.6.2 of an Event which has arisen independently of any other Event or of an
Operation, will describe the Event, although it need not state the cause of the
Event, and, subject to that, will be of sufficient detail to enable the recipient of the
notification reasonably to consider and assess the implications and risks arising
and will include the name of the individual reporting the Event on behalf of NGET
or the User, as the case may be. The recipient may ask questions to clarify the
notification and the giver of the notification will, insofar as it is able (although it
need not state the cause of the Event) answer any questions raised. NGET may
pass on the information contained in the notification as provided in OC7.4.6.7.
Issue 4 OC7 - 9 24 June 2009
OC7.4.6.7 (a) A notification (and any response to any questions asked under OC7.4.6.1)
by NGET of (or relating to) an Event under OC7.4.6.1 which has been
caused by (or exacerbated by) another Event (the "first Event") or by an
Operation on a User's System will describe the Event and will contain the
information which NGET has been given in relation to the first Event or that
Operation by the User (but otherwise need not state the cause of the
Event). The notification and any response to any questions asked (other
than in relation to the information which NGET is merely passing on from a
User) will be of sufficient detail to enable the recipient of the notification
reasonably to consider and assess the implications and risks arising from
the Event on the National Electricity Transmission System and will
include the name of the individual reporting the Event on behalf of NGET.
The recipient may ask questions to clarify the notification and NGET will,
insofar as it is able, answer any questions raised, provided that in relation to
the information which NGET is merely passing on from a User, in answering
any question NGET will not pass on anything further than that which it has
been told by the User which has notified it.
(b) Where a User is reporting an Event or an Operation which itself has been
caused by (or exacerbated by) an incident or scheduled or planned action
affecting (but not on) its System the notification to NGET will contain the
information which the User has been given by the person connected to its
System in relation to that incident or scheduled or planned action (which the
User must require, contractually or otherwise, the person connected to its
System to give to it) and NGET may pass on the information contained in
the notification as provided in this OC7.4.6.7.
OC7.4.6.8 Where an Event on the National Electricity Transmission System falls to be

reported by NGET under an Interconnection Agreement and the Event has been
caused by (or exacerbated by) another Event (the "first Event") or by an
Operation on a User's System, NGET will include in that report the information
which NGET has been given in relation to the first Event or that Operation by the
User (including any information relating to an incident or scheduled or planned
action on that User's System, as provided in OC7.4.6.7).
OC7.4.6.9 (a) A notification to a User (and any response to any questions asked under
OC7.4.6.1) by NGET of (or relating to) an Event under OC7.4.6.1 which has
been caused by (or exacerbated by) the equivalent of an Event or of an
Operation on the equivalent of a System of an Externally Interconnected
System Operator or Interconnector User, will describe the Event on the
National Electricity Transmission System and will contain the information
which NGET has been given, in relation to the equivalent of an Event or of
an Operation on the equivalent of a System of an Externally
Interconnected System Operator or Interconnector User, by that
Externally Interconnected System Operator or Interconnector User (but
otherwise need not state the cause of the Event).
(b) The notification and any response to any questions asked (other than in
relation to the information which NGET is merely passing on from that
Externally Interconnected System Operator or Interconnector User) will
be of sufficient detail to enable the recipient of the notification reasonably to
consider and assess the implications and risks arising from the Event on the
Issue 4 OC7 - 10 24 June 2009

National Electricity Transmission System and will include the name of
the individual reporting the Event on behalf of NGET. The recipient may ask
questions to clarify the notification and NGET will, insofar as it is able
(although it need not state the cause of the Event) answer any questions
raised, provided that, in relation to the information which NGET is merely
passing on from an Externally Interconnected System Operator or
Interconnector User, in answering any question NGET will not pass on
anything further than that which it has been told by the Externally
Interconnected System Operator or Interconnector User which has
notified it.
OC7.4.6.10 (a) A Network Operator may pass on the information contained in a notification
to it from NGET under OC7.4.6.1, to a Generator with a Generating Unit or
a Power Park Module connected to its System or to a DC Converter
Station owner with a DC Converter connected to its System or to the
operator of another User System connected to its System (which, for the
avoidance of doubt, could be a Network Operator), in connection with
reporting the equivalent of an Event under the Distribution Code (or the
contract pursuant to which that Generating Unit or Power Park Module or
DC Converter or other User System is connected to the System of that
Network Operator) (if the Event on the National Electricity Transmission
System caused or exacerbated it).
(b) A Generator may pass on the information contained in a notification to it

from NGET under OC7.4.6.1, to another Generator with a Generating Unit
or a Power Park Module connected to its System or to the operator of a
User System connected to its System (which, for the avoidance of doubt,
could be a Network Operator), if it is required (by a contract pursuant to
which that Generating Unit or that Power Park Module or that User
System is connected to its System) to do so in connection with the
equivalent of an Event on its System (if the Event on the National
Electricity Transmission System caused or exacerbated it).
OC7.4.6.11 (a) Other than as provided in OC7.4.6.10, a Network Operator or a Generator,

may not pass on any information contained in a notification to it from NGET
under OC7.4.6.1 (and an operator of a User System or Generator receiving
information which was contained in a notification to a Generator or a
Network Operator, as the case may be, from NGET under OC7.4.6.1, as
envisaged in OC7.4.6.10 may not pass on this information) to any other
person, but may inform persons connected to its System (or in the case of a
Generator which is also a Supplier, inform persons to which it supplies
electricity which may be affected) that there has been an incident on the
Total System, the general nature of the incident (but not the cause of the
incident) and (if known and if power supplies have been affected) an
estimated time of return to service.
(b) In the case of a Generator which has an Affiliate which is a Supplier, the
Generator may inform it that there has been an incident on the Total
System, the general nature of the incident (but not the cause of the
incident) and (if known and if power supplies have been affected in a
particular area) an estimated time of return to service in that area, and that
Supplier may pass this on to persons to which it supplies electricity which
may be affected).
Issue 4 OC7 - 11 24 June 2009

(c) Each Network Operator and Generator shall use its reasonable
endeavours to procure that any Generator or operator of a User System
receiving information which was contained in a notification to a Generator or
Network Operator, as the case may be, from NGET under OC7.4.6.1,
which is not bound by the Grid Code, does not pass on any information
other than as provided above.
OC7.4.6.12 When an Event relating to a Generating Unit, Power Park Module or DC

Converter, has been reported to NGET by a Generator or DC Converter Station
owner under OC7.4.6 and it is necessary in order for the Generator or DC
Converter Station owner to assess the implications of the Event on its System
more accurately, the Generator or DC Converter Station owner may ask NGET
for details of the fault levels from the National Electricity Transmission System
to that Generating Unit, Power Park Module or DC Converter at the time of the
Event, and NGET will, as soon as reasonably practicable, give the Generator or
DC Converter Station owner that information provided that NGET has that
information.
OC7.4.6.13 Except in an emergency situation the notification of an Event will, if either party
requests, be recorded by the sender and dictated to the recipient, who shall record
and repeat each phrase as it is received and on completion of the dictation shall
repeat the notification in full to the sender who shall confirm that it has been
accurately recorded.
Timing
OC7.4.6.14 A notification under OC7.4.6 shall be given as soon as possible after the
occurrence of the Event, or time that the Event is known of or anticipated by the
giver of the notification under OC7, and in any event within 15 minutes of such
time.
OC7.4.7 Significant Incidents
OC7.4.7.1 Where a User notifies NGET of an Event under OC7 which NGET considers has
had or may have had a significant effect on the National Electricity Transmission
System, NGET will require the User to report that Event in writing in accordance
with the provisions of OC10 and will notify that User accordingly.
OC7.4.7.2 Where NGET notifies a User of an Event under OC7 which the User considers
has had or may have had a significant effect on that User's System, that User will
require NGET to report that Event in writing in accordance with the provisions of
OC10 and will notify NGET accordingly.
OC7.4.7.3 Events which NGET requires a User to report in writing pursuant to OC7.4.7.1,
and Events which a User requires NGET to report in writing pursuant to
OC7.4.7.2, are known as "Significant Incidents".
OC7.4.7.4 Without limiting the general description set out in OC7.4.7.1 and OC7.4.7.2, a
Significant Incident will include Events having an Operational Effect which
result in, or may result in, the following:
Issue 4 OC7 - 12 24 June 2009

(a) operation of Plant and/or Apparatus either manually or automatically;
(b) voltage outside statutory limits;
(c) Frequency outside statutory limits; or
(d) System instability.
OC 7.4.8 NATIONAL ELECTRICITY TRANSMISSION SYSTEM WARNINGS
OC7.4.8.1 Role of National Electricity Transmission System Warnings
National Electricity Transmission System Warnings as described below provide

information relating to System conditions or Events and are intended to:
(i) alert Users to possible or actual Plant shortage, System problems and/or
Demand reductions;
(ii) inform of the applicable period;
(iii) indicate intended consequences for Users; and
(iv) enable specified Users to be in a state of readiness to react properly to

instructions received from NGET.
A table of National Electricity Transmission System Warnings, set out in the

Appendix to OC7, summarises the warnings and their usage. In the case of a
conflict between the table and the provisions of the written text of OC7, the written
text will prevail.
OC7.4.8.2 Recipients of National Electricity Transmission System Warnings
(a) Where National Electricity Transmission System Warnings,(except

those relating to Demand Control Imminent), are applicable to System
conditions or Events which have widespread effect, NGET will notify all
Users under OC7.
(b) Where in NGET’s judgement System conditions or Events may only have a
limited effect, the National Electricity Transmission System Warning will
only be issued to those Users who are or may in NGET’s judgement be
affected.
(c) Where a National Electricity Transmission System Warning - Demand

Control Imminent is issued it will only be sent to those Users who are likely
to receive Demand Control instructions from NGET.
OC7.4.8.3 Preparatory Action
(a) Where possible, and if required, recipients of the warnings should take such
preparatory action as they deem necessary taking into account the
information contained in the National Electricity Transmission System
Warning. All warnings will be of a form determined by NGET and will remain
Issue 4 OC7 - 13 24 June 2009

in force from the stated time of commencement until the cancellation,
amendment or re-issue, as the case may be, is notified by NGET.
(b) Where a National Electricity Transmission System Warning has been

issued to a Network Operator and is current, Demand Control should not
(subject as provided below) be employed unless instructed by NGET. If
Demand Control is, however, necessary to preserve the integrity of the
Network Operator's System, then the impact upon the integrity of the Total
System should be considered by the Network Operator and where
practicable discussed with NGET prior to its implementation.
Where a National Electricity Transmission System Warning has been

issued to a Supplier, further Customer Demand Management (in addition
to that previously notified under OC1 - Demand Forecasts) must only be
implemented following notification to NGET.
(c) National Electricity Transmission System Warnings will be issued by

fax, to the facsimile number(s) and locations agreed between NGET and
Users, or by such electronic data transmission facilities as have been
agreed. In the case of Generators with Gensets this will normally be at their
Trading Points (if they have notified NGET that they have a Trading Point)
(d) Users may at times be informed by telephone or other means of National

Electricity Transmission System Warnings and in these circumstances
confirmation will be sent to those Users so notified, by fax as soon as
possible.
OC7.4.8.4 Types of National Electricity Transmission System Warnings
National Electricity Transmission System Warnings consist of the following

types:-
(i) National Electricity Transmission System Warning - Inadequate System

Margin
(ii) National Electricity Transmission System Warning - High Risk of
Demand Reduction
(iii) National Electricity Transmission System Warning - Demand Control
Imminent
(iv) National Electricity Transmission System Warning - Risk of System
Disturbance
OC7.4.8.5 National Electricity Transmission System Warning - Inadequate System

Margin
A National Electricity Transmission System Warning - Inadequate System

Margin may be issued to Users in accordance with OC7.4.8.2, at times when
there is inadequate System Margin, as determined under BC1.5.4. It will contain
the following information:
(i) the period for which the warning is applicable; and
Issue 4 OC7 - 14 24 June 2009

(ii) the availability shortfall in MW; and
(iii) intended consequences for Users, including notification that Maximum

Generation Service may be instructed.
OC 7.4.8.6 National Electricity Transmission System Warning - High Risk of Demand

Reduction
(a) A National Electricity Transmission System Warning - High Risk of

Demand Reduction may be issued to Users in accordance with OC7.4.8.2
at times when there is inadequate System Margin, as determined under
BC1.5.4 and in NGET’s judgement there is increased risk of Demand
reduction being implemented under OC6.5.1. It will contain the following
information in addition to the required information in a National Electricity
Transmission System Warning - Inadequate System Margin:
(i) the possible percentage level of Demand reduction required; and
(ii) Specify those Network Operators and Non Embedded Customers

who may subsequently receive instructions under OC6.5.1.
(b) A National Electricity Transmission System Warning - High Risk of

Demand Reduction may also be issued by NGET to those Network
Operators and Non Embedded Customers who may subsequently receive
instructions under OC6.5.1 relating to a Demand reduction in circumstances
not related to inadequate System Margin (for example Demand reduction
required to manage System overloading).
The National Electricity Transmission System Warning - High Risk of

Demand Reduction will specify the period during which Demand reduction
may be required and the part of the Total System to which it applies and
any other matters specified in OC6.5.
OC7.4.8.6.1 Protracted Periods of Generation Shortage
(a) Whenever NGET anticipates that a protracted period of generation shortage

may exist a National Electricity Transmission System Warning -
Inadequate System Margin or High Risk of Demand Reduction may be
issued, to give as much notice as possible to those Network Operators and
Non Embedded Customers who may subsequently receive instructions
under OC6.5.
(b) A National Electricity Transmission System Warning - High Risk of

Demand Reduction will in these instances include an estimate of the
percentage of Demand reduction that may be required and the anticipated
duration of the Demand reduction. It may also include information relating to
estimates of any further percentage of Demand reduction that may be
required.
(c) The issue of the National Electricity Transmission System Warning -

Inadequate System Margin or High Risk of Demand Reduction is
Issue 4 OC7 - 15 24 June 2009

intended to enable recipients to plan ahead on the various aspects of
Demand reduction.
OC7.4.8.7 National Electricity Transmission System Warning - Demand Control

Imminent
(a) A National Electricity Transmission System Warning - Demand Control

Imminent, relating to a Demand reduction under OC6.5, will be issued by
NGET to Users in accordance with OC7.4.8.2. It will specify those Network
Operators who may subsequently receive instructions under OC6.5.
(b) A National Electricity Transmission System Warning - Demand Control

Imminent, need not be preceded by any other National Electricity
Transmission System Warning and will be issued when a Demand
reduction is expected within the following 30 minutes, but will not cease to
have effect after 30 minutes from its issue. However, NGET will either
reissue the National Electricity Transmission System Warning -
Demand Control Imminent or cancel the National Electricity
Transmission System Warning - Demand Control Imminent no later than
2 hours from first issue, or from re-issue, as the case may be.
OC7.4.8.8 National Electricity Transmission System Warning - Risk of System

Disturbance
(a) A National Electricity Transmission System Warning - Risk of System

Disturbance will be issued by NGET to Users who may be affected when
NGET knows there is a risk of widespread and serious disturbance to the
whole or part of, the National Electricity Transmission System;
(b) The National Electricity Transmission System Warning - Risk of

System Disturbance will contain such information as NGET deems
appropriate;
(c) for the duration of the National Electricity Transmission System Warning
- Risk of System Disturbance, each User in receipt of the National
Electricity Transmission System Warning - Risk of System Disturbance
shall take the necessary steps to warn its operational staff and to maintain
its Plant and/or Apparatus in the condition in which it is best able to
withstand the anticipated disturbance;
(d) During the period that the National Electricity Transmission System
Warning - Risk of System Disturbance is in effect, NGET may issue
Emergency Instructions in accordance with BC2 and it may be necessary
to depart from normal Balancing Mechanism operation in accordance with
BC2 in issuing Bid-Offer Acceptances.
OC7.4.8.9 Cancellation of National Electricity Transmission System Warning
(a) NGET will give notification of a Cancellation of National Electricity

Transmission System Warning to all Users issued with the National
Issue 4 OC7 - 16 24 June 2009

Electricity Transmission System Warning when in NGET’s judgement
System conditions have returned to normal.
(b) A Cancellation of National Electricity Transmission System Warning

will identify the type of National Electricity Transmission System
Warning being cancelled and the period for which it was issued. The
Cancellation of National Electricity Transmission System Warning will
also identify any National Electricity Transmission System Warnings that
are still in force.
OC7.4.8.10 General Management of National Electricity Transmission System Warnings
(a) National Electricity Transmission System Warnings remain in force for

the period specified unless superseded or cancelled by NGET.
(b) A National Electricity Transmission System Warning issued for a

particular period may be superseded by further related warnings. This will
include National Electricity Transmission System Warning - Inadequate
System Margin being superseded by National Electricity Transmission
System Warning - High Risk of Demand Reduction and vice-versa.
(c) In circumstances where it is necessary for the period of a National

Electricity Transmission System Warning to be changed:
(i) the period applicable may be extended by the issue of a National

Electricity Transmission System Warning with a period which
follows on from the original period, or
(ii) revised or updated National Electricity Transmission System

Warnings will be issued where there is an overlap with the period
specified in an existing National Electricity Transmission System
Warning, but only if the revised period also includes the full period
of the existing National Electricity Transmission System
Warning.
In any other case the existing National Electricity Transmission System

Warning will be cancelled and a new one issued.
(d) A National Electricity Transmission System Warning is no longer

applicable once the period has passed and to confirm this NGET will issue a
Cancellation of National Electricity Transmission System Warning.
OC7.5 PROCEDURE IN RELATION TO INTEGRAL EQUIPMENT TESTS
OC7.5.1 This section of the Grid Code deals with Integral Equipment Tests. It is
designed to provide a framework for the exchange of relevant information and for
discussion between NGET and certain Users in relation to Integral Equipment
Tests.
OC7.5.2 An Integral Equipment Test :-
Issue 4 OC7 - 17 24 June 2009

(a) is carried out in accordance with the provisions of this OC7.5 at:-
i) a User Site,
ii) a Transmission Site,
iii) an Embedded Large Power Station, or,
iv) an Embedded DC Converter Station;
(b) will normally be undertaken during commissioning or re-commissioning of

Plant and/or Apparatus;
(c) may, in the reasonable judgement of the person wishing to perform the
test, cause, or have the potential to cause, an Operational Effect on a
part or parts of the Total System but which with prior notice is unlikely to
have a materially adverse effect on any part of the Total System; and
(d) may form part of an agreed programme of work.
OC7.5.3 A set of guidance notes is available from NGET on request, which provide further
details on suggested procedures, information flows and responsibilities.
Notification of an IET
OC7.5.4 In order to undertake an Integral Equipment Test (and subject to OC7.5.8

below), the User or NGET, as the case may be, (the proposer) must notify the
other (the recipient) of a proposed IET. Reasonable advance notification must be
given, taking into account the nature of the test and the circumstances which
make the test necessary. This will allow recipients time to adequately assess the
impact of the IET on their System.
OC7.5.5 The notification of the IET must normally include the following information:-
a) the proposed date and time of the IET;
b) the name of the individual and the organisation proposing the IET;
c) a proposed programme of testing; and
d) such further detail as the proposer reasonably believes the recipient needs
in order to assess the effect the IET may have on relevant Plant and/or
Apparatus.
OC7.5.6 In the case of an IET in connection with commissioning or re-commissioning, the

test should be incorporated as part of any overall commissioning programme
agreed between NGET and the User.
Response to notification of an IET
OC7.5.7 The recipient of notification of an IET must respond within a reasonable timescale
prior to the start time of the IET and will not unreasonably withhold or delay
acceptance of the IET proposal.
OC7.5.8 (a) Where NGET receives notification of a proposed IET from a User, NGET
will consult those other Users whom it reasonably believes may be
Issue 4 OC7 - 18 24 June 2009

affected by the proposed IET to seek their views. Information relating to
the proposed IET may be passed on by NGET with the prior agreement of
the proposer. However it is not necessary for NGET to obtain the
agreement of any such User as IETs should not involve the application of
irregular, unusual or extreme conditions. NGET may however consider any
comments received when deciding whether or not to agree to an IET.
(b) In the case of an Embedded Large Power Station or Embedded DC

Converter Station, the Generator or DC Converter Station owner as the
case may be must liaise with both NGET and the relevant Network
Operator. NGET will not agree to an IET relating to such Plant until the
Generator or DC Converter Station owner has shown that it has the
agreement of the relevant Network Operator.
(c) A Network Operator will liaise with NGET as necessary in those

instances where it is aware of an Embedded Small Power Station or an
Embedded Medium Power Station which intends to perform tests which
in the reasonable judgement of the Network Operator may cause an
Operational Effect on the National Electricity Transmission System.
OC7.5.9 The response from the recipient, following notification of an IET must be one of the
following:-
a) to accept the IET proposal;
b) to accept the IET proposal conditionally subject to minor modifications

such as date and time;
c) not to agree the IET, but to suggest alterations to the detail and timing of
the IET that are necessary to make the IET acceptable.
Final confirmation of an IET
OC7.5.10 The date and time of an IET will be confirmed between NGET and the User,
together with any limitations and restrictions on operation of Plant and/or
Apparatus.
OC7.5.11 The IET may subsequently be amended following discussion and agreement
between NGET and the User.
Carrying out an IET
OC7.5.12 IETs may only take place when agreement has been reached and must be carried
out in accordance with the agreed programme of testing.
OC7.5.13 The implementation of an IET will be notified in accordance with OC7.4.5.
OC7.5.14 Where elements of the programme of testing change during the IET, there must be
discussion between the appropriate parties to identify whether the IET should
continue.
OC7.6 PROCEDURE IN RESPECT OF OPERATIONAL SWITCHING IN SCOTLAND

AND OFFSHORE
Issue 4 OC7 - 19 24 June 2009

OC7.6.1 This section OC7.6 of the Grid Code sets out the procedure to be followed for
Operational Switching in Scotland and Offshore. Its provisions are
supplementary to the provisions of the rest of this OC7.
It is designed to set down the arrangements for NGET, Users and the Relevant
Transmission Licensees in respect of the Operational Switching of Plant and
Apparatus at a Connection Site and parts of the National Electricity
Transmission System adjacent to that Connection Site.
OC7.6.2 In general:
(i) NGET is responsible for directing the configuration of the National

Electricity Transmission System
(ii) Each Relevant Transmission Licensee is responsible for the instruction

and operation of its Plant and Apparatus on its Transmission System
(iii) Each User is responsible for the configuration, instruction and operation of
its Plant and Apparatus.
Definitive schedules of these responsibilities for each Connection Site are

contained in the relevant Site Responsibility Schedules.
For the avoidance of doubt, where a User operates Transmission Plant and
Apparatus on behalf of a Relevant Transmission Licensee, NGET cannot
instruct the User to operate that Plant and Apparatus.
Planned Operational Switching
OC7.6.3 Following the notification of an Operation under OC7.4.5, NGET and the User
shall discuss the Operational Switching required. NGET will then discuss and
agree the details of the Operational Switching with the Relevant Transmission
Licensee. The Relevant Transmission Licensee shall then make contact with
the User to initiate the Operational Switching. For the avoidance of doubt, from
the time that the Relevant Transmission Licensee makes contact with the User,
the Relevant Transmission Licensee shall then become the primary point of
operational contact with the User in relation to OC7 for matters which would or
could affect, or would or could be affected by the Operational Switching.
OC7.6.4 The User shall be advised by the Relevant Transmission Licensee on the
completion of the Operational Switching, that NGET shall again become the
primary point of operational contact for the User in relation to OC7.
OC7.6.5 During Operational Switching, either the Relevant Transmission Licensee or

the User may need to unexpectedly terminate the Operational Switching. NGET
may also need to terminate the Operational Switching during the Operational
Switching. In the event of unexpected termination of the Operational Switching,
NGET shall become the primary point of operational contact for the User in
relation to OC7. Following the termination of the Operational Switching, it will not
be permitted to restart that Operational Switching without the parties again
following the process described in OC7.6.3.
Issue 4 OC7 - 20 24 June 2009

Emergencies
OC7.6.6 For Operations and/or Events that present an immediate hazard to the safety of
personnel, Plant or Apparatus, the Relevant Transmission Licensee may:
(i) as permitted by the STC, carry out Operational Switching of Plant and
Apparatus on its Transmission System without reference to NGET and
the User, and
(ii) request a User to carry out Operational Switching without the User first
receiving notification from NGET.
In such emergency circumstances, communication between the Relevant

Transmission Licensee and the User shall normally be by telephone and will
include an exchange of names. The User shall use all reasonable endeavours to
carry out Operational Switching on its Plant and Apparatus without delay.
Following completion of the requested Operational Switching, the Relevant
Transmission Licensee shall notify NGET of the Operational Switching which
has taken place. In such emergency circumstances, the User may only refuse to
carry out Operational Switching on safety grounds (relating to personnel or plant)
and this must be notified to the Relevant Transmission Licensee immediately by
telephone.
OC7.6.7 For Operations and/or Events that present an immediate hazard to the safety of
personnel, Plant or Apparatus, and which require Operational Switching of
Plant or Apparatus on a Transmission System in order to remove the hazard,
the User should contact the Relevant Transmission Licensee directly to request
Operational Switching of Plant or Apparatus on its Transmission System.
In such emergency circumstances, communication between the Relevant

Transmission Licensee and the User shall normally be by telephone and will
include an exchange of names. The Relevant Transmission Licensee shall use
all reasonable endeavours to carry out Operational Switching on its Plant and
Apparatus without delay. Following completion of the requested Operational
Switching, the User shall notify NGET of the Operational Switching which has
taken place. In such emergency circumstances, the Relevant Transmission
Licensee may only refuse to carry out Operational Switching on safety grounds
(relating to personnel or plant) and this must be notified to the User immediately
by telephone.
OC7.6.8 Establishment of a Local Switching Procedure
(a) NGET, a User or a Relevant Transmission Licensee may reasonably

require a Local Switching Procedure to be established.
(b) Where the need for a Local Switching Procedure arises the following
provisions shall apply:-
(i) NGET, User(s) and the Relevant Transmission Licensee will

discuss and agree the detail of the Local Switching Procedure as
soon as the requirement for a Local Switching Procedure is
identified. NGET will notify the Relevant Transmission Licensee
and the affected User(s) and will initiate these discussions.
Issue 4 OC7 - 21 24 June 2009

(ii) Each Local Switching Procedure shall be in relation to either one
or more Connection Sites and parts of the National Electricity
Transmission System adjacent to the Connection Site(s)
(iii) A draft Local Switching Procedure shall be prepared by the

Relevant Transmission Licensee to reflect the agreement
reached and shall be sent to NGET.
(iv) When a Local Switching Procedure has been prepared, it shall

be sent by NGET to the Relevant Transmission Licensee and
User(s) for confirmation of its accuracy.
(v) The Local Switching Procedure shall then be signed on behalf of

NGET and on behalf of each User and Relevant Transmission
Licensee by way of written confirmation of its accuracy.
(vi) Once agreed under this OC7.6.8, the procedure will become a
Local Switching Procedure under the Grid Code, and (subject to
any change pursuant to this OC7) will apply between NGET,
Relevant Transmission Licensee and the relevant User(s) as if it
were part of the Grid Code.
(vii) Once signed, NGET will send a copy of the Local Switching
Procedure to the Relevant Transmission Licensee and the
User(s).
(viii) An agreed Local Switching Procedure should be referenced by relevant

Site Responsibility Schedules.
(ix) NGET, the User(s) and the Relevant Transmission Licensee must make
the Local Switching Procedure readily available to the relevant
operational staff.
(x) If the Relevant Transmission Licensee or the User(s) become aware

that a change is needed to a Local Switching Procedure, they must
inform NGET immediately. Where NGET has been informed of a need for
a change, or NGET proposes a change, NGET shall notify both the
affected User and the Relevant Transmission Licensee and will initiate
discussions to agree a change to the Local Switching Procedure. The
principles applying to the establishment of a new Local Switching
Procedure shall then apply to the discussion and agreement of any
changes.
Issue 4 OC7 - 22 24 June 2009

WARNING Grid FORMA to : for to : for TIMESCALE WARNING OF/OR Response From Recipients
TYPE Code T ACTION INFORMA CONSEQUENCE
Issue 4
O
NATIONAL OC7.4.8.5 Fax or Generators, Network All timescales Insufficient generation Offers of increased availability from Generators
ELECTRICITY other Suppliers, Operators, when at the time available to meet or DC Converter Station owners and
TRANSMISSION electronic Externally Non- there is not a forecast Demand plus Interconnector Users.
SYSTEM WARNING means Interconnected System Embedded high risk of Operating Margin
- Operators, DC Customers Demand Suppliers notify NGET of any additional
Inadequate System Converter Station reduction. Notification that if not Customer Demand Management that they will
Margin owners improved Demand initiate.
Primarily 1200 reduction may be
hours onwards instructed.
for a future
period. (Normal initial warning of
insufficient System
Margin)
NATIONAL OC7.4.8.6 Fax or Generators, All timescales Insufficient generation Offers of increased availability from Generators
ELECTRICITY other Suppliers, where there is a available to meet or DC Converter Station owners and
TRANSMISSION electronic Network Operators, high risk of forecast Demand plus Interconnector Users.
SYSTEM WARNING means Non-Embedded Demand Operating Margin and /or
- Customers, reduction. a high risk of Demand Suppliers notify NGET of any additional
High Risk of Externally reduction being Customer Demand Management that they will
Demand Reduction Interconnected System Primarily 1200 instructed. initiate.
OC7 - 23
Operators, DC hours onwards
Converter Station for a future Specified Network Operators and Non-
owners period. (May be issued locally as Embedded Customers to prepare their
Demand reduction risk Demand reduction arrangements and take
OC7 APPENDIX
only for circuit overloads) actions as necessary to enable compliance

with NGET instructions that may follow.
(Percentages of Demand reduction above 20

% may not be achieved if NGET has not issued
the warning by 16 00 hours the previous day)
NATIONAL OC7.4.8.7 Fax/ Specified Users only : None within 30 minutes Possibility of Demand Network Operators specified to prepare to take
ELECTRICITY Telephone (to whom an instruction of anticipated reduction within 30 action as necessary to enable them to comply
TRANSMISSION or other is to be given) instruction. minutes. with any subsequent NGET instruction for
SYSTEM WARNING electronic Network Operators, Demand reduction.
- means Non-Embedded
Demand Control Customers
NATIONAL OC7.4.8.8 Fax/ Generators, DC Suppliers Control room Recipients take steps to warn operational staff
ELECTRICITY Telephone Converter Station timescales Risk of, or widespread and maintain plant or apparatus such that they
TRANSMISSION or other owners system disturbance to are best able to withstand the disturbance.
SYSTEM WARNING electronic Network Operators, whole or part of the
- means Non-Embedded National Electricity
NATIONAL ELECTRICITY TRANSMISSION SYSTEM WARNINGS TABLE
Risk of System Customers, Transmission System
24 June 2009
Disturbance Externally
Interconnected System
Operators
who may be affected.
< End of OC7 >
Issue 4 OC7 - 24 24 June 2009

OPERATING CODE NO.8
SAFETY CO-ORDINATION
CONTENTS

OC8.1 INTRODUCTION ............................................................................................................................ 2
OC8.2 OBJECTIVE.................................................................................................................................... 2
OC8.3 SCOPE ........................................................................................................................................... 2
OC8.4 PROCEDURE................................................................................................................................. 3
OC8.4.1 Safety Co-ordination in England and Wales .......................................................................... 3
OC8.4.2 Safety Co-ordination in Scotland............................................................................................ 3
OC8 Appendix 1 Safety Co-ordination in England and Wales ..................................................................... 3
OC8 Appendix 2 Safety Co-ordination in Scotland ...................................................................................... 3
Issue 4 24 June 2009

OC8 - i
OPERATING CODE NO.8
SAFETY CO-ORDINATION
OC8.1 INTRODUCTION
OC8.1.1 OC8 specifies the standard procedures to be used for the co-ordination,
establishment and maintenance of necessary Safety Precautions when work is to
be carried out on or near the National Electricity Transmission System or the
System of a User and when there is a need for Safety Precautions on HV
Apparatus on the other System for this work to be carried out safely. OC8 Appendix
1 applies when work is to be carried out on or near to E&W Transmission Systems
or the Systems of E&W Users and OC8 Appendix 2 applies when work is to be
carried out on or near to Scottish Transmission Systems or the Systems of
Scottish Users.
OC8.1.2 OC8 also covers the co-ordination, establishment and maintenance of necessary
safety precautions on the Implementing Safety Co-ordinator’s System when work
is to be carried out at a User’s Site or a Transmission Site (as the case may be) on
equipment of the User or a Transmission Licensee as the case may be where the
work or equipment is near to HV Apparatus on the Implementing Safety Co-
ordinator’s System.
OC.8.2 OBJECTIVE
OC8.2.1 The objective of OC8 is to achieve:-
(i) Safety From The System when work on or near a System necessitates the
provision of Safety Precautions on another System on HV Apparatus up to a
Connection Point; and
(ii) Safety From The System when work is to be carried out at a User’s Site or a
Transmission Site (as the case may be) on equipment of the User or a
Transmission Licensee (as the case may be) where the work or equipment is
near to HV Apparatus on the Implementing Safety Co-ordinator’s System.
OC8.3 SCOPE
(a) Generators;
(c) Non-Embedded Customers.
In Scotland and Offshore OC8 also applies to Relevant Transmission Licensees.

OC8 - 2
The procedures for the establishment of safety co-ordination by NGET in relation to
External Interconnections are set out in Interconnection Agreements with
relevant persons for the External Interconnections.
OC8.4 PROCEDURE
OC8.4.1 Safety Co-ordination in respect of the E&W Transmission Systems or the Systems
of E&W Users
OC8.4.1.1 OC8 Appendix 1, OC8A, applies when work is to be carried out on or near to the
E&W Transmission System or the Systems of E&W Users or when Safety
Precautions are required to be established on the E&W Transmission System or
the Systems of E&W Users when work is to be carried out on or near to the
Scottish Transmission System or the Systems of Scottish Users.
OC8.4.2 Safety Co-ordination in respect of the Scottish Transmission Systems or the

Systems of Scottish Users
OC8.4.2.1 OC8 Appendix 2, OC8B, applies when work is to be carried out on or near to the
Scottish Transmission System or the Systems of Scottish Users or when Safety
Precautions are required to be established on the Scottish Transmission System
or the Systems of Scottish Users when work is to be carried out on or near to the
E&W Transmission System or the Systems of E&W Users.
OC8.4.3 Safety Co-ordination Offshore
OC8.4.3.1 For the purposes of OC8 Appendix 1, OC8A, OC8 Appendix 2 and OC8B, when work
is to be carried out on or near to Offshore Transmission Systems Safety
Precautions shall be established by the Offshore Transmission Licensee and the
Offshore User.

OC8 - 3
OPERATING CODE NO.8 Appendix 1 (OC8A)
SAFETY CO-ORDINATION IN RESPECT OF THE E&W TRANSMISSION SYSTEMS OR

THE SYSTEMS OF E&W USERS
CONTENTS

OC8A.1 INTRODUCTION .....................................................................................................OC8A -3
OC8A.2 OBJECTIVE.............................................................................................................OC8A -5
OC8A.3 SCOPE ....................................................................................................................OC8A -5
OC8A.4 PROCEDURE..........................................................................................................OC8A -6
OC8A.4.1 Approval of Local Safety Instructions..............................................................OC8A -6
OC8A.4.2 Safety Co-ordinators .......................................................................................OC8A -6
OC8A.4.3 RISSP .............................................................................................................OC8A -7
OC8A.5 SAFETY PRECAUTIONS ON HV APPARATUS.....................................................OC8A -8
OC8A.5.1 Agreement of Safety Precautions ...................................................................OC8A -8
OC8A.5.2 Implementation of Isolation .............................................................................OC8A -9
OC8A.5.3 Implementation of Earthing ...........................................................................OC8A -10
OC8A.5.4 RISSP Issue Procedure ................................................................................OC8A -11
OC8A.5.5 RISSP Cancellation Procedure .....................................................................OC8A -12
OC8A.5.6 RISSP Change Control .................................................................................OC8A -12
OC8A.6 TESTING AFFECTING ANOTHER SAFETY CO-ORDINATOR’S SYSTEM ........OC8A -12
OC8A.7 EMERGENCY SITUATIONS ………………………………………………………… OC8A -11
OC8A.8 SAFETY PRECAUTIONS RELATING TO WORKING ON EQUIPMENT NEAR
TO THE HV SYSTEM..............................................................................................OC8A -14
OC8A.8.1 Agreement of Safety Precautions .................................................................OC8A -14
OC8A.8.2 Implementation of Isolation and Earthing......................................................OC8A -15
OC8A.8.3 Permit for Work for proximity work Issue Procedure.....................................OC8A -15

OC8 - i
OC8A.8.4 Permit for Work for proximity work ................................................................OC8A -15
OC8A.9 LOSS OF INTEGRITY OF SAFETY PRECAUTIONS ...........................................OC8A -16
OC8A.10 SAFETY LOG ......................................................................................................OC8A -16
APPENDIX A – RISSP-R ......................................................................................................OC8A -17
APPENDIX B – RISSP-I........................................................................................................OC8A -18
APPENDIX C – FLOWCHARTS ...........................................................................................OC8A -19
APPENDIX D – NGSC ..........................................................................................................OC8A -23
APPENDIX E – Form of NGET Permit for Work ...................................................................OC8A -21

OC8 - ii
OPERATING CODE NO.8 APPENDIX 1 (OC8A)
SAFETY CO-ORDINATION ON THE E&W TRANSMISSION SYSTEM
OC8A.1 INTRODUCTION
OC8A.1.1 OC8A specifies the standard procedures to be used by the Relevant E&W
Transmission Licensee, NGET (where NGET is not the Relevant E&W
Transmission Licensee) and Users for the co-ordination, establishment and
maintenance of necessary Safety Precautions when work is to be carried out on or
near the E&W Transmission System or the System of an E&W User and when
there is a need for Safety Precautions on HV Apparatus on the other's System for
this work to be carried out safely. OC8A applies to Relevant E&W Transmission
Licensees and E&W Users only. Where work is to be carried out on or near
equipment on the Scottish Transmission System or Systems of Scottish Users,
but such work requires Safety Precautions to be established on the E&W
Transmission System or the Systems of E&W Users, OC8A should be followed by
the Relevant E&W Transmission Licensee and E&W Users to establish the
required Safety Precautions.
OC8B specifies the procedures to be used by the Relevant Scottish Transmission

Licensees and Scottish Users.
In this OC8A the term “work” includes testing, other than System Tests which are
covered by OC12.
OC8A.1.2 OC8A also covers the co-ordination, establishment and maintenance of necessary
is to be carried out at an E&W User’s Site or a Transmission Site (as the case may
be) on equipment of the E&W User or the Relevant E&W Transmission Licensee
as the case may be where the work or equipment is near to HV Apparatus on the
Implementing Safety Co-ordinator’s System.
OC8A.1.3 OC8A does not apply to the situation where Safety Precautions need to be agreed
solely between E&W Users. OC8A does not apply to the situation where Safety
Precautions need to be agreed solely between Transmission Licensees.
OC8A.1.4 OC8A does not seek to impose a particular set of Safety Rules on the Relevant
E&W Transmission Licensee and E&W Users; the Safety Rules to be adopted
and used by the Relevant E&W Transmission Licensee and each E&W User shall
be those chosen by each.
OC8A.1.5 Site Responsibility Schedules document the control responsibility for each item of
Plant and Apparatus for each site.
OC8A.1.6 Defined terms

OC8 - 3
OC8A.1.6.1 E&W Users should bear in mind that in OC8 only, in order that OC8 reads more
easily with the terminology used in certain Safety Rules, the term "HV Apparatus" is
defined more restrictively and is used accordingly in OC8A. E&W Users should,
therefore, exercise caution in relation to this term when reading and using OC8A.
OC8A.1.6.2 In OC8A only the following terms shall have the following meanings:
(1) "HV Apparatus" means High Voltage electrical circuits forming part of a
System, on which Safety From The System may be required or on which
Safety Precautions may be applied to allow work to be carried out on a
System.
(2) "Isolation" means the disconnection of Apparatus from the remainder of the
System in which that Apparatus is situated by either of the following:

(i) maintained by immobilising and Locking the Isolating Device in the

isolating position and affixing a Caution Notice to it. Where the
Isolating Device is Locked with a Safety Key, the Safety Key must
be secured in a Key Safe and the Key Safe Key must be, where
reasonably practicable, given to the authorised site representative of
the Requesting Safety Co-Ordinator and is to be retained in safe
custody. Where not reasonably practicable the Key Safe Key must
be retained by the authorised site representative of the
Implementing Safety Co-Ordinator in safe custody; or
(ii) maintained and/or secured by such other method which must be in

accordance with the Local Safety Instructions of the Relevant
E&W Transmission Licensee or that E&W User, as the case may
be; or
(b) an adequate physical separation which must be in accordance with, and

maintained by, the method set out in the Local Safety Instructions of the
Relevant E&W Transmission Licensee or that E&W User, as the case
may be, and, if it is a part of that method, a Caution Notice must be
placed at the point of separation;
or
(c) in the case where the relevant HV Apparatus of the Implementing

Safety Co-ordinator is being either constructed or modified, an adequate
physical separation as a result of a No System Connection.
(3) “No System Connection” means an adequate physical separation (which

must be in accordance with, and maintained by, the method set out in the
Local Safety Instructions of the Implementing Safety Co-orinator) of the
Implementing Safety Co-ordinator’s HV Apparatus from the rest of the
Implementing Safety Co-ordinator’s System where such HV Apparatus has
no installed means of being connected to, and will not for the duration of the

OC8 - 4
Safety Precaution be connected to, a source of electrical energy or to any
other part of the Implementing Safety Co-ordinators System.
(4) "Earthing" means a way of providing a connection between conductors and

earth by an Earthing Device which is either:
(i) immobilised and Locked in the earthing position. Where the Earthing
Device is Locked with a Safety Key, the Safety Key must be secured in
a Key Safe and the Key Safe Key must be, where reasonably
practicable, given to the authorised site representative of the Requesting
Safety Co-Ordinator and is to be retained in safe custody. Where not
reasonably practicable the Key Safe Key must be retained by the
authorised site representative of the Implementing Safety Co-Ordinator
in safe custody; or
(ii) maintained and/or secured in position by such other method which must be in
accordance with the Local Safety Instructions of the Relevant E&W
Transmission Licensee or that E&W User as the case may be.
OC8A.1.6.3 For the purpose of the co-ordination of safety relating to HV Apparatus the term
“Safety Precautions” means Isolation and/or Earthing.
OC8A.2 OBJECTIVE
OC8A.2.1 The objective of OC8A is to achieve:-
(ii) Safety From The System when work is to be carried out at an E&W User’s
Site or a Transmission Site (as the case may be) on equipment of the User or
the Relevant E&W Transmission Licensee (as the case may be) where the
work or equipment is near to HV Apparatus on the Implementing Safety Co-
OC8A.2.2 A flow chart, set out in OC8A Appendix C, illustrates the process utilised in OC8A to
achieve the objective set out in OC8A.2.1. In the case of a conflict between the flow
chart and the provisions of the written text of OC8A, the written text will prevail.
OC8A.3 SCOPE
OC8A.3.1 OC8A applies to the Relevant E&W Transmission Licensee and to E&W Users,
which in OC8A means:-
(a) Generators;

OC8 - 5
The procedures for the establishment of safety co-ordination by the Relevant E&W
Transmission Licensee in relation to External Interconnections are set out in
Interconnection Agreements with relevant persons for the External
Interconnections.
OC8A.4 PROCEDURE
OC8A.4.1 Approval of Local Safety Instructions
OC8A.4.1.1 (a) In accordance with the timing requirements of its Bilateral Agreement, each
E&W User will supply to the Relevant E&W Transmission Licensee a copy of
its Local Safety Instructions relating to its side of the Connection Point at
each Connection Site.
(b) In accordance with the timing requirements of each Bilateral Agreement, the
Relevant E&W Transmission Licensee will supply to each E&W User a copy
of its Local Safety Instructions relating to the Transmission side of the
Connection Point at each Connection Site.
(c) Prior to connection the Relevant E&W Transmission Licensee and the E&W
User must have approved each other's relevant Local Safety Instructions in
relation to Isolation and Earthing.
OC8A.4.1.2 Either party may require that the Isolation and/or Earthing provisions in the other
party’s Local Safety Instructions affecting the Connection Site should be made
more stringent in order that approval of the other party’s Local Safety Instructions
can be given. Provided these requirements are not unreasonable, the other party will
make such changes as soon as reasonably practicable. These changes may need to
cover the application of Isolation and/or Earthing at a place remote from the
Connection Site, depending upon the System layout. Approval may not be withheld
because the party required to approve reasonably believes the provisions relating to
Isolation and/or Earthing are too stringent.
OC8A.4.1.3 If, following approval, a party wishes to change the provisions in its Local Safety
Instructions relating to Isolation and/or Earthing, it must inform the other party. If
the change is to make the provisions more stringent, then the other party merely has
to note the changes. If the change is to make the provisions less stringent, then the
other party needs to approve the new provisions and the procedures referred to in
OC8A.4.1.2 apply.
OC8A.4.2 Safety Co-ordinators
OC8A.4.2.1 For each Connection Point, the Relevant E&W Transmission Licensee and each
E&W User will at all times have nominated and available a person or persons
(“Safety Co-ordinator(s)”) to be responsible for the co-ordination of Safety
Precautions when work is to be carried out on a System which necessitates the
provision of Safety Precautions on HV Apparatus pursuant to OC8A. A Safety Co-
ordinator may be responsible for the co-ordination of safety on HV Apparatus at
more than one Connection Point.

OC8 - 6
OC8A.4.2.2 Each Safety Co-ordinator shall be authorised by the Relevant E&W Transmission
Licensee or an E&W User, as the case may be, as competent to carry out the
functions set out in OC8A to achieve Safety From The System. Confirmation from
the Relevant E&W Transmission Licensee or an E&W User, as the case may be,
that its Safety Co-ordinator(s) as a group are so authorised is dealt with in CC.5.2.
Only persons with such authorisation will carry out the provisions of OC8A.
OC8A.4.2.3 Contact between Safety Co-ordinators will be made via normal operational
channels, and accordingly separate telephone numbers for Safety Co-ordinators
need not be provided. At the time of making contact, each party will confirm that they
are authorised to act as a Safety Co-ordinator, pursuant to OC8A.
OC8A.4.2.4 If work is to be carried out on a System, or on equipment of the Relevant E&W

Transmission Licensee or an E&W User near to a System, as provided in this
OC8A, which necessitates the provision of Safety Precautions on HV Apparatus in
accordance with the provisions of OC8A, the Requesting Safety Co-ordinator who
requires the Safety Precautions to be provided shall contact the relevant
Implementing Safety Co-ordinator to co-ordinate the establishment of the Safety
Precautions.
OC8A.4.3 RISSP
OC8A.4.3.1 OC8A sets out the procedures for utilising the RISSP, which will be used except
where dealing with equipment in proximity to the other’s System as provided in
OC8A.8. Sections OC8A.4 to OC8A.7 inclusive should be read accordingly.
OC8A.4.3.2 The Relevant E&W Transmission Licensee will use the format of the RISSP forms
set out in Appendix A and Appendix B to OC8A. That set out in OC8A Appendix A
and designated as "RISSP-R", shall be used when the Relevant E&W
Transmission Licensee is the Requesting Safety Co-ordinator, and that in OC8A
Appendix B and designated as "RISSP-I", shall be used when the Relevant E&W
Transmission Licensee is the Implementing Safety Co-ordinator. Proformas of
RISSP-R and RISSP-I will be provided for use by the Relevant E&W Transmission
Licensee staff.
OC8A.4.3.3 (a) E&W Users may either adopt the format referred to in OC8A.4.3.2, or use an
equivalent format, provided that it includes sections requiring insertion of the
same information and has the same numbering of sections as RISSP-R and
RISSP-I as set out in Appendices A and B respectively.
(b) Whether E&W Users adopt the format referred to in OC8A.4.3.2, or use the
equivalent format as above, the format may be produced and held in, and
retrieved from an electronic form by the E&W User.
(c) Whichever method E&W Users choose, each must provide proformas (whether
in tangible or electronic form) for use by its staff.
OC8A.4.3.4 All references to RISSP-R and RISSP-I shall be taken as referring to the
corresponding parts of the alternative forms or other tangible written or electronic
records used by each E&W User.

OC8 - 7
OC8A.4.3.5 RISSP-R will have an identifying number written or printed on it, comprising a prefix
which identifies the location at which it is issued, and a unique (for each E&W User
or the Relevant E&W Transmission Licensee, as the case may be) serial number
consisting of four digits and the suffix "R".
OC8A.4.3.6 (a) In accordance with the timing requirements set out in CC.5.2 each E&W User
shall apply in writing to the Relevant E&W Transmission Licensee for the
Relevant E&W Transmission Licensee’s approval of its proposed prefix.
(b) The Relevant E&W Transmission Licensee shall consider the proposed prefix
to see if it is the same as (or confusingly similar to) a prefix used by the
Relevant E&W Transmission Licensee or another User and shall, as soon as
possible (and in any event within ten days), respond in writing to the E&W User
with its approval or disapproval.
(c) If the Relevant E&W Transmission Licensee disapproves, it shall explain in

its response why it has disapproved and will suggest an alternative prefix.
(d) If the Relevant E&W Transmission Licensee has disapproved, then the E&W
User shall either notify the Relevant E&W Transmission Licensee in writing
of its acceptance of the suggested alternative prefix or it shall apply in writing to
the Relevant E&W Transmission Licensee with revised proposals and the
above procedure shall apply to that application.
OC8A.4.3.7 The prefix allocation will be periodically circulated by NGET to all E&W Users, for
information purposes, using a National Grid Safety Circular in the form set out in
OC8A Appendix D.
OC8A.5 SAFETY PRECAUTIONS ON HV APPARATUS
OC8A.5.1 Agreement of Safety Precautions
OC8A.5.1.1 The Requesting Safety Co-ordinator who requires Safety Precautions on another
System(s) will contact the relevant Implementing Safety Co-ordinator(s) to agree
the Location of the Safety Precautions to be established. This agreement will be
recorded in the respective Safety Logs.
OC8A.5.1.2 It is the responsibility of the Implementing Safety Co-ordinator to ensure that

adequate Safety Precautions are established and maintained, on his and/or another
System connected to his System, to enable Safety From The System to be
achieved on the HV Apparatus, specified by the Requesting Safety Co-ordinator
which is to be identified in Part 1.1 of the RISSP. Reference to another System in
this OC8A.5.1.2 shall not include the Requesting Safety Co-ordinator’s System
which is dealt with in OC8A.5.1.3.
OC8A.5.1.3 When the Implementing Safety Co-ordinator is of the reasonable opinion that it is
necessary for Safety Precautions on the System of the Requesting Safety Co-
ordinator, other than on the HV Apparatus specified by the Requesting Safety Co-
ordinator, which is to be identified in Part 1.1 of the RISSP, he shall contact the
Requesting Safety Co-ordinator and the details shall be recorded in part 1.1 of the
RISSP forms. In these circumstances it is the responsibility of the Requesting
Safety Co-ordinator to establish and maintain such Safety Precautions.
OC8 - 8
OC8A.5.1.4 In the event of disagreement
In any case where the Requesting Safety Co-ordinator and the Implementing
Safety Co-ordinator are unable to agree the Location of the Isolation and (if
requested) Earthing, both shall be at the closest available points on the infeeds to
the HV Apparatus on which Safety From The System is to be achieved as
indicated on the Operation Diagram.
OC8A.5.2 Implementation of Isolation
OC8A.5.2.1 Following the agreement of the Safety Precautions in accordance with OC8A.5.1
the Implementing Safety Co-ordinator shall then establish the agreed Isolation.
OC8A.5.2.2 The Implementing Safety Co-ordinator shall confirm to the Requesting Safety Co-
ordinator that the agreed Isolation has been established, and identify the
Requesting Safety Co-ordinator's HV Apparatus up to the Connection Point, for
which the Isolation has been provided. The confirmation shall specify:
(a) for each Location, the identity (by means of HV Apparatus name,
nomenclature and numbering or position, as applicable) of each point of
Isolation;
(b) whether Isolation has been achieved by an Isolating Device in the isolating
position, by an adequate physical separation or as a result of a No System
Connection;
(c) where an Isolating Device has been used whether the isolating position is
either :

isolating position and affixing a Caution Notice to it. Where the Isolating
Device has been Locked with a Safety Key, the confirmation shall
specify that the Safety Key has been secured in a Key Safe and the Key
Safe Key has been given to the authorised site representative of the
Requesting Safety Co-ordinator where reasonably practicable and is to
be retained in safe custody. Where not reasonably practicable (including
where Earthing has been requested in OC8A.5.1), the confirmation shall
specify that the Key Safe Key will be retained by the authorised site
representative of the Implementing Safety Co-ordinator in safe custody;
or

Transmission Licensee or that E&W User, as the case may be; and
(d) where an adequate physical separation has been used that it will be in
accordance with, and maintained by, the method set out in the Local Safety
Instructions of the Relevant E&W Transmission Licensee or that E&W
User, as the case may be, and, if it is a part of that method, that a Caution
Notice has been placed at the point of separation;
OC8 - 9
(e) where a No System Connection has been used the physical position of the No
System Connection shall be defined and shall not be varied for the duration of
Safety Precaution and the Implementing Safety Co-ordinator’s relevant HV
Apparatus will not, for the duration of the Safety Precaution be connected to a
source of electrical energy or to any other part of the Implementing Safety Co-
The confirmation of Isolation shall be recorded in the respective Safety Logs.
OC8A.5.2.3 Following the confirmation of Isolation being established by the Implementing

Safety Co-ordinator and the necessary establishment of relevant Isolation on the
Requesting Safety Co-ordinators System, the Requesting Safety Co-ordinator
will then request the implementation of Earthing by the Implementing Safety Co-
ordinator, if agreed in section OC8A.5.1. If the implementation of Earthing has
been agreed, then the authorised site representative of the Implementing Safety
Co-ordinator shall retain any Key Safe Key in safe custody until any Safety Key
used for Earthing has been secured in the Key Safe.
OC8A.5.3 Implementation of Earthing
OC8A.5.3.1 The Implementing Safety Co-ordinator shall then establish the agreed Earthing.
ordinator that the agreed Earthing has been established, and identify the
Requesting Safety Co-ordinator’s HV Apparatus up to the Connection Point, for
which the Earthing has been provided. The confirmation shall specify:
nomenclature and numbering or position, as is applicable) of each point of
Earthing; and
(b) in respect of the Earthing Device used, whether it is:
Device has been Locked with a Safety Key, that the Safety Key has
been secured in a Key Safe and the Key Safe Key has been given to the
authorised site representative of the Requesting Safety Co-ordinator
where reasonably practicable and is to be retained in safe custody.
Where not resonably practicable, that the Key Safe Key will be retained
by the authorised site representative of the Implementing Safety Co-
ordinator in safe custody; or
(ii) maintained and/or secured in position by such other method which is in

Transmission Licensee or the Relevant Transmission Licensee or that
E&W User, as the case may be.

OC8 - 10
The confirmation of Earthing shall be recorded in the respective Safety Logs.
OC8A.5.3.3. The Implementing Safety Co-ordinator shall ensure that the established Safety
Precautions are maintained until requested to be removed by the relevant
Requesting Safety Co-ordinator.
OC8A.5.4 RISSP Issue Procedure
OC8A.5.4.1 Where Safety Precautions on another System(s) are being provided to enable work
on the Requesting Safety Co-ordinator’s System, before any work commences
they must be recorded by a RISSP being issued. The RISSP is applicable to HV
Apparatus up to the Connection Point identified in section 1.1 of the RISSP-R and
RISSP-I forms.
OC8A.5.4.2 Where Safety Precautions are being provided to enable work to be carried out on
both sides of the Connection Point a RISSP will need to be issued for each side of
the Connection Point with the Relevant E&W Transmission Licensee and the
respective User each enacting the role of Requesting Safety Co-ordinator. This will
result in a RISSP-R and a RISSP-I form being completed by each of the Relevant
E&W Transmission Licensee and the E&W User, with each Requesting Safety
Co-ordinator issuing a separate RISSP number.
OC8A.5.4.3 Once the Safety Precautions have been established (in accordance with OC8A.5.2
and OC8A.5.3), the Implementing Safety Co-ordinator shall complete parts 1.1
and 1.2 of a RISSP-I form recording the details specified in OC8A.5.1.3, OC8A.5.2.2
and OC8A.5.3.2. Where Earthing has not been requested, Part 1.2(b) will be
completed with the words “not applicable” or “N/A”. He shall then contact the
Requesting Safety Co-ordinator to pass on these details.
OC8A.5.4.4 The Requesting Safety Co-ordinator shall complete Parts 1.1 and 1.2 of the
RISSP-R, making a precise copy of the details received. On completion,
theRequesting Safety Co-ordinator shall read the entries made back to the sender
and check that an accurate copy has been made.
OC8A.5.4.5 The Requesting Safety Co-ordinator shall then issue the number of the RISSP,
taken from the RISSP-R, to the Implementing Safety Co-ordinator who will ensure
that the number, including the prefix and suffix, is accurately recorded in the
designated space on the RISSP-I form.
OC8A.5.4.6 The Requesting Safety Co-ordinator and the Implementing Safety Co-ordinator
shall complete and sign Part 1.3 of the RISSP-R and RISSP-I respectively and then
enter the time and date. When signed no alteration to the RISSP is permitted; the
RISSP may only be cancelled.
OC8A.5.4.7 The Requesting Safety Co-ordinator is then free to authorise work (including a test
that does not affect the Implementing Safety Co-ordinator's System) in
accordance with the requirements of the relevant internal safety procedures which
apply to the Requesting Safety Co-ordinator’s System. This is likely to involve the
issue of safety documents or other relevant internal authorisations. Where testing is
to be carried out which affects the Implementing Safety Co-ordinator's System,
the procedure set out below in OC8A.6 shall be implemented.
OC8 - 11
OC8A.5.5 RISSP Cancellation Procedure
OC8A.5.5.1 When the Requesting Safety Co-ordinator decides that Safety Precautions are no
longer required, he will contact the relevant Implementing Safety Co-ordinator to
effect cancellation of the associated RISSP.
OC8A.5.5.2 The Requesting Safety Co-ordinator will inform the relevant Implementing Safety
Co-ordinator of the RISSP identifying number (including the prefix and suffix), and
agree it is the RISSP to be cancelled.
OC8A.5.5.3 The Requesting Safety Co-ordinator and the relevant Implementing Safety Co-
ordinator shall then respectively complete Part 2.1 of their respective RISSP-R and
RISSP-I forms and shall then exchange details. The details being exchanged shall
include their respective names and time and date. On completion of the exchange of
details the respective RISSP is cancelled. The removal of Safety Precautions is as
set out in OC8A.5.5.4 and OC8A.5.5.5.
OC8A.5.5.4 Neither Safety Co-ordinator shall instruct the removal of any Isolation forming part
of the Safety Precautions as part of the returning of the HV Apparatus to service
until it is confirmed to each by each other that every earth on each side of the
Connection Point, within the points of isolation identified on the RISSP, has been
removed or disconnected by the provision of additional Points of Isolation.
OC8A.5.5.5 Subject to the provisions in OC8A.5.5.4, the Implementing Safety Co-ordinator is

then free to arrange the removal of the Safety Precautions, the procedure to
achieve that being entirely an internal matter for the party the Implementing Safety
Co-ordinator is representing. Where a Key Safe Key has been given to the
authorised site representative of the Requesting Safety Co-ordinator, the Key Safe
Key must be returned to the authorised site representative of the Implementing
Safety Co-ordinator. The only situation in which any Safety Precautions may be
removed without first cancelling the RISSP in accordance with OC8A.5.5 or
OC8A.5.6 is when Earthing is removed in the situation envisaged in OC8A.6.2(b).
OC8A.5.6 RISSP Change Control
Nothing in this OC8A prevents the Relevant E&W Transmission Licensee and
E&W Users agreeing to a simultaneous cancellation and issue of a new RISSP, if
both agree. It should be noted, however, that the effect of that under the relevant
Safety Rules is not a matter with which the Grid Code deals.
OC8A.6 TESTING AFFECTING ANOTHER SAFETY CO-ORDINATOR'S SYSTEM
OC8A.6.1 The carrying out of the test may affect Safety Precautions on RISSPs or work being
carried out which does not require a RISSP. Testing can, for example, include the
application of an independent test voltage. Accordingly, where the Requesting
Safety Co-ordinator wishes to authorise the carrying out of such a test to which the
procedures in OC8A.6 apply he may not do so and the test will not take place unless
and until the steps in (a)-(c) below have been followed and confirmation of
completion has been recorded in the respective Safety Logs:

OC8 - 12
(a) confirmation must be obtained from the Implementing Safety Co-ordinator
that:
(i) no person is working on, or testing, or has been authorised to work on, or
test, any part of its System or another System(s) (other than the System
of the Requesting Safety Co-ordinator) within the points of Isolation
identified on the RISSP form relating to the test which is proposed to be
undertaken, and
(ii) no person will be so authorised until the proposed test has been
completed (or cancelled) and the Requesting Safety Co-ordinator has
notified the Implementing Safety Co-ordinator of its completion (or
cancellation);
(b) any other current RISSPs which relate to the parts of the System in which the
testing is to take place must have been cancelled in accordance with
procedures set out in OC8A.5.5;
(c) the Implementing Safety Co-ordinator must agree with the Requesting
Safety Co-ordinator to permit the testing on that part of the System between
the points of Isolation identified in the RISSP associated with the test and the
points of Isolation on the Requesting Safety Co-ordinator's System.
OC8A.6.2 (a) The Requesting Safety Co-ordinator will inform the Implementing Safety
Co-ordinator as soon as the test has been completed or cancelled and the
confirmation shall be recorded in the respective Safety Logs.
(b) When the test gives rise to the removal of Earthing which it is not intended to
re-apply, the relevant RISSP associated with the test shall be cancelled at the
completion or cancellation of the test in accordance with the procedure set out
in either OC8A.5.5 or OC8A.5.6. Where the Earthing is re-applied following the
completion or cancellation of the test, there is no requirement to cancel the
relevant RISSP associated with the test pursuant to this OC8A.6.2.
OC8A.7 EMERGENCY SITUATIONS
OC8A.7.1 There may be circumstances where Safety Precautions need to be established in

relation to an unintended electrical connection or situations where there is an
unintended risk of electrical connection between the National Electricity
Transmission System and an E&W User’s System, for example resulting from an
incident where one line becomes attached or unacceptably close to another.
OC8A.7.2 In those circumstances, if both the Relevant E&W Transmission Licensee and the
respective E&W User agree, the relevant provisions of OC8A.5 will apply as if the
electrical connections or potential connections were, solely for the purposes of this
OC8A, a Connection Point.
OC8A.7.3 (a) The relevant Safety Co-ordinator shall be that for the electrically closest
existing Connection Point to that E&W User's System or such other local
Connection Point as may be agreed between the Relevant E&W
Transmission Licensee and the E&W User, with discussions taking place
OC8 - 13
between the relevant local Safety Co-ordinators. The Connection Point to be
used shall be known in this OC8A.7.3 as the "relevant Connection Point".
(b) The Local Safety Instructions shall be those which apply to the relevant
Connection Point.
(c) The prefix for the RISSP will be that which applies for the relevant Connection
Point.
OC8A.8 SAFETY PRECAUTIONS RELATING TO WORKING ON EQUIPMENT NEAR TO

THE HV SYSTEM
OC8A.8 applies to the situation where work is to be carried out at an E&W User’s
Site or a Transmission Site (as the case may be) on equipment of the User or the
Relevant E&W Transmission Licensee as the case may be, where the work or
equipment is near to HV Apparatus on the Implementing Safety Co-ordinator’s
System. It does not apply to other situations to which OC8A applies. In this part of
OC8A, a Permit for Work for proximity work is to be used, rather then the usual
RISSP procedure, given the nature and effect of the work, all as further provided in
the OC8A.8.
OC8A.8.1 Agreement of Safety Precautions
OC8A.8.1.1 The Requesting Safety Co-ordinator who requires Safety Precautions on another
System(s) when work is to be carried out at an E&W User’s Site or a Transmission
Site (as the case may be) on equipment of the User or the Relevant E&W
Transmission Licensee, as the case may be, where the work or equipment is near
to HV Apparatus on the Implementing Safety Co-ordinator’s System will contact
the relevant Implementing Safety Co-ordinator(s) to agree the Location of the
Safety Precautions to be established, having as part of this process informed the
Implementing Safety Co-ordinator of the equipment and the work to be
undertaken. The respective Safety Co-ordinators will ensure that they discuss the
request with their authorised site representative and that the respective authorised
site representatives discuss the request at the Connection Site. This agreement will
be recorded in the respective Safety Logs.
OC8A.8.1.2 It is the responsibility of the Implementing Safety Co-ordinator, working with his
authorised site representative as appropriate, to ensure that adequate Safety
Precautions are established and maintained, on his and/or another System
connected to his System, to enable Safety From The System to be achieved for
work to be carried out at an E&W User’s Site or a Transmission Site (as the case
may be) on equipment and in relation to work which is to be identified in the relevant
part of the Permit for Work for proximity work where the work or equipment is near
to HV Apparatus of the Implementing Safety Co-ordinator’s System specified by
the Requesting Safety Co-ordinator. Reference to another System in this
OC8A.8.1.2 shall not include the Requesting Safety Co-ordinator’s System.
OC8A.8.1.3 In the event of disagreement

OC8 - 14
the HV Apparatus near to which the work is to be carried out as indicated on the
Operation Diagram.
OC8A.8.2 Implementation of Isolation and Earthing
OC8A.8.2.1 Following the agreement of the Safety Precautions in accordance with OC8A.8.1
the Implementing Safety Co-ordinator shall then establish the agreed Isolation
and (if required) Earthing.
ordinator that the agreed Isolation and (if required) Earthing has been established.
OC8A.8.2.3 The Implementing Safety Co-ordinator shall ensure that the established Safety
OC8A.8.3 Permit for Work for proximity work Issue Procedure
OC8A.8.3.1 Where Safety Precautions on another System(s) are being provided to enable work
to be carried out at an E&W User’s Site or Transmission Site (as the case may be)
on equipment where the work or equipment is in proximity to HV Apparatus of the
Implementing Safety Co-ordinator, before any work commences they must be
recorded by a Permit for Work for proximity work being issued. The Permit for
Work for proximity work shall identify the Implementing Safety Co-ordinator’s HV
Apparatus in proximity to the required work
OC8A.8.3.2 Once the Safety Precautions have been established (in accordance with OC8A.8.2),
the Implementing Safety Co-ordinator shall agree to the issue of the Permit for
Work for proximity work with the appropriately authorised site representative of the
Requesting Safety Co-ordinator’s Site. The Implementing Safety Co-ordinator
will inform the Requesting Safety Co-ordinator of the Permit for Work for
proximity work identifying number.
OC8A.8.3.3 The appropriately authorised site representative of the Implementing Safety Co-
ordinator shall then issue the Permit for Work for proximity work to the
appropriately authorised site representative of the Requesting Safety Co-ordinator.
The Permit for Work for proximity work will in the section dealing with the work to
be carried out, be completed to identify that the work is near the Implementing
Safety Co-ordinator’s HV Apparatus. No further details of the Requesting Safety
Co-ordinator’s work will be recorded, as that is a matter for the Requesting Safety
Co-ordinator in relation to his work.
OC8A.8.3.4 The Requesting Safety Co-ordinator is then free to authorise work in accordance
with the requirements of the relevant internal safety procedures which apply to the
Requesting Safety Co-ordinator’s Site. This is likely to involve the issue of safety
documents or other relevant internal authorisations.
OC8A.8.4 Permit for Work for proximity work Cancellation Procedure

OC8 - 15
OC8A.8.4.1 When the Requesting Safety Co-ordinator decides that Safety Precautions are no
effect cancellation of the associated Permit for Work for proximity work.
OC8A.8.4.2 The Requesting Safety Co-ordinator will inform the relevant Implementing Safety
Co-ordinator of the Permit for Work for proximity work identifying number, and
agree that the Permit for Work for proximity work can be cancelled. The
cancellation is then effected by the appropriately authorised site representative of the
Requesting Safety Co-ordinator returning the Permit for Work for proximity work
to the appropriately authorised site representative of the Implementing Safety Co-
ordinator.
OC8A.8.4.3 The Implementing Safety Co-ordinator is then free to arrange the removal of the
Safety Precautions, the procedure to achieve that being entirely an internal matter
for the party the Implementing Safety Co-ordinator is representing.
OC8A.9 LOSS OF INTEGRITY OF SAFETY PRECAUTIONS
OC8A.9.1 In any instance when any Safety Precautions may be ineffective for any reason the
relevant Safety Co-ordinator shall inform the other Safety Co-ordinator(s) without
delay of that being the case and, if requested, of the reasons why.
OC8A.10 SAFETY LOG
OC8A.10.1 The Relevant E&W Transmission Licensee and E&W Users shall maintain Safety
Logs which shall be a chronological record of all messages relating to safety co-
ordination under OC8A sent and received by the Safety Co-ordinator(s). The
Safety Logs must be retained for a period of not less than one year.

OC8 - 16
OC8A - APPENDIX A
[the Relevant E&W Transmission Licensee] [__________________ CONTROL CENTRE/SITE]
RECORD OF INTER-SYSTEM SAFETY PRECAUTIONS (RISSP-R)

(Requesting Safety Co-ordinator's Record)
RISSP NUMBER
PART 1
1.1 HV APPARATUS IDENTIFICATION
Safety Precautions have been established by the Implementing Safety Co-ordinator (or by another User on that User's
System connected to the Implementing Safety Co-ordinator's System) to achieve (in so far as it is possible from that side of
the Connection Point) Safety From The System on the following HV Apparatus on the Requesting Safety Co-ordinator's
System: [State identity - name(s) and, where applicable, identification of the HV circuit(s) up to the Connection Point]:
_______________________________________________________________________________________________________
_______________________________________________________________________________________________________
Further Safety precautions required on the Requesting Safety Co-ordinator’s System as notified by the Implementing Safety
Co-ordinator.
_______________________________________________________________________________________________________
1.2 SAFETY PRECAUTIONS ESTABLISHED
(a) ISOLATION
[State the Location(s) at which Isolation has been established (whether on the Implementing Safety Co-ordinator's System or
on the System of another User connected to the Implementing Safety Co-ordinator's System). For each Location, identify
each point of Isolation. For each point of Isolation, state the means by which the Isolation has been achieved, and whether,
immobilised and Locked, Caution Notice affixed, other safety procedures applied, as appropriate.]
_______________________________________________________________________________________________________
_______________________________________________________________________________________________________
_______________________________________________________________________________________________________
(b) EARTHING
[State the Location(s) at which Earthing has been established (whether on the Implementing Safety Co-ordinator's System or
each point of Earthing. For each point of Earthing, state the means by which Earthing has been achieved, and whether,
immobilised and Locked, other safety procedures applied, as appropriate].
_______________________________________________________________________________________________________
_______________________________________________________________________________________________________
_______________________________________________________________________________________________________
1.3 ISSUE
I have received confirmation from _________________________________________ (name of Implementing Safety Co-

ordinator) at _________________________________________ (location) that the Safety Precautions identified in paragraph
1.2 have been established and that instructions will not be issued at his location for their removal until this RISSP is cancelled.
Signed ................................................................(Requesting Safety Co-ordinator)
at .......................................(time) on .................................................. (Date)
PART 2
2.1 CANCELLATION
l have confirmed to _________________________________________ (name of the Implementing Safety Co-ordinator) at

________________________________________ (location) that the Safety Precautions set out in paragraph 1.2 are no longer
required and accordingly the RISSP is cancelled.
Signed ................................................................(Requesting Safety Co-ordinator)
at ........................................(time) on ................................................. (Date)

OC8A - 17
OC8A - APPENDIX B
[the Relevant E&W Transmission Licensee] [_________________ CONTROL CENTRE/SITE]
RECORD OF INTER-SYSTEM SAFETY PRECAUTIONS (RISSP-I)

(Implementing Safety Co-ordinator's Record)
PART 1 RISSP NUMBER
1.1 HV APPARATUS IDENTIFICATION
Safety Precautions have been established by the Implementing Safety Co-ordinator (or by another User on that User's
System connected to the Implementing Safety Co-ordinator's System) to achieve (in so far as it is possible from that side of
the Connection Point) Safety From The System on the following HV Apparatus on the Requesting Safety Co-ordinator's
System: [State identity - name(s) and, where applicable, identification of the HV circuit(s) up to the Connection Point]:
_______________________________________________________________________________________________________
_______________________________________________________________________________________________________
Recording of notification given to the Requesting Safety Co-ordinator concerning further Safety Precautions required on the
Requesting Safety Co-ordinator’s System.
(a) ISOLATION
[State the Location(s) at which Isolation has been established (whether on the Implementing Safety Co-ordinator's System or
each point of Isolation. For each point of Isolation, state the means by which the Isolation has been achieved, and whether,
immobilised and Locked, Caution Notice affixed, other safety procedures applied, as appropriate.]
_______________________________________________________________________________________________________
_______________________________________________________________________________________________________
_______________________________________________________________________________________________________
(b) EARTHING
[State the Location(s) at which Earthing has been established (whether on the Implementing Safety Co-ordinator's System or
each point of Earthing. For each point of Earthing, state the means by which Earthing has been achieved, and whether,
immobilised and Locked, other safety procedures applied, as appropriate].
_______________________________________________________________________________________________________
_______________________________________________________________________________________________________
_______________________________________________________________________________________________________
1.3 ISSUE
I have confirmed to ________________________________________ (name of Requesting Safety Co-ordinator) at

__________________________________________ (location) that the Safety Precautions identified in paragraph 1.2 have been
established and that instructions will not be issued at my location for their removal until this RISSP is cancelled.
Signed ...............................................................(Implementing Safety Co-ordinator)
at ...............................................(time) on ...................................................... (Date)
PART 2
2.1 CANCELLATION
l have received confirmation from _________________________________________ (name of the Requesting Safety Co-
ordinator) at ________________________________________ (location) that the Safety Precautions set out in paragraph 1.2
are no longer required and accordingly the RISSP is cancelled.
Signed ................................................................(Implementing Safety Co-ordinator)
at ................................................(time) on ........................................................ (Date)
(Note: This form to be of a different colour from RISSP-R)

OC8A - 18
RISSP ISSUE PROCESS - OC8A -
Requesting Safety Co-ordinator
(RSC) Work required across boundary
Person requiring Safety Precaution or inadvertent connection or Appendix C1
from another User potential connection
Implementing Safety Co-ordinator

(ISC)
Person who co-ordinates provision
RSC contacts ISC & each
of Safety Precautions
confirms authority to act
pursuant to OC8A
RSC and ISC agree location of If unable to agree Safety

Safety Precautions Precautions follow:
Log OC8A.5.1.4
OC8A.5.1 or OC8A.7
ISC establishes isolation on his If reqd, provide isolation on other

System Systems
Contacts RSC if isolation is
required on RSC System OC8A.5.1.2
OC8A.5.2.1
Record on RISSP
OC8A.5.1.3
ISC confirms isolation is
established to RSC
Log
RSC establishes & maintains
isolation on RSC System
OC8A.5.2.2
All isolation by RSC and ISC

completed
OC8A.5.2.3 & OC8A.5.3.3
ISC initiates establishment of If reqd, provide earthing on other

earthing (if agreed) Systems
OC8A.5.3.1 OC8A.5.1.2
ISC confirms earthing is

established to RSC
Log
OC8A.5.3.2 & OC8A.5.3.3
RISSP process completed

for work on one side of the
Connection Point ISC completes RISSP-I
Details exchanged
OC8A.5.4.1 RSC completes RISSP-R
OC8A.5.4.1 to OC8A.5.4.6
If work is required to both If the work includes testing
sides of the Connection which affects another System
Point, each party takes the RSC can now authorise the follow:
role of RSC for the work on work
his side & separate RISSPs OC8A.6
are required OC8A.5.4.7
OC8A.5.4.2 or OC8A.7
See Appendix OC8A C2
RISSP cancellation process
OC8A Appendix C3

OC8A - 19
TESTING PROCESS - OC8A -
Where testing affects another Safety Co-ordinator’s System Appendix C2
Continue from
OC8A Appendix C1 Requesting Safety Co-ordinator
(RSC)
Person requiring Safety Precaution
from another User

(ISC)
Testing will not take place by of Safety Precautions
RSC until :-
OC8A.6.1
ISC confirms that no person is

working or testing or authorised
to, on his System or another
System within the points of
Isolation on the RISSP
Log
Any RISSP other than for the The ISC agrees to the testing
OC8A.6.1(a)(i) proposed test shall be cancelled between the points of Isolation
on the RISSP and the RSC
OC8A.6.1(b) System
OC8A.6.1(c)
No person will be so authorised
until proposed test is completed
(or cancelled) by the RSC
OC8A.6.1(a)(ii)
Test can now take place
When test is complete or

cancelled. RSC informs ISC
Log
OC8A.6.2(a)
If testing required the removal

of earthing the RISSP process
is as set out in:-
OC8A.6.2(b) Earthing reapplied
OC8A.6.2(b)
RISSP can stay in force, if

Earthing not reapplied required
OC8A.6.2(b)
RISSP cancellation process.

See OC8A Appendix C3

OC8A - 20
RISSP CANCELLATION PROCESS - OC8A -
Appendix C3
(RSC) Work/Testing completed
Person requiring Safety Precaution or cancelled
from another User

(ISC)
Person who co-ordinates provision of RSC contacts ISC to
Safety Precautions inform safety precautions
are no longer required
OC8A.5.5.1
RSC informs ISC of

RISSP document to be
cancelled (including
identity numbers)
OC8A.5.5.2
The RSC and ISC

complete their respective
parts of section 2.1 on
RISSP-R and RISSP-I
OC8A.5.5.3
The RSC and ISC

exchange the details
including respective
names, times and date
OC8A.5.5.3
RISSP is now cancelled
OC8A.5.5.3
Agree removal of Safety

Precautions
Removal of earthing during Agreed between RSC and

testing across the ISC that all earths are
Connection Point is as set removed
out in:-
OC8A.5.5.4 Removal being an internal
OC8A.6.2(b) matter for the party the
ISC represents
OC8A.5.5.5
Removal of isolation
agreed between RSC and
ISC
OC8A.5.5.4
OC8A process complete

OC8A - 21
PROCESS FOR WORKING NEAR
TO SYSTEM EQUIPMENT
- OC8A -
Requesting Safety Co-ordinator Work required on equipment
(RSC) near to HV Apparatus
Person requiring Safety Precaution Appendix C4
from another User

(ISC) RSC contacts ISC & each
Person who co-ordinates provision confirms authority to act
of Safety Precautions pursuant to OC8A
Proximity
Nearness or Closeness to HV RSC and ISC agree location of If unable to agree Safety
Equipment Safety Precautions Precautions follow:
Log OC8A.8.1.3
OC8A.8.1.1
ISC establishes Isolation (and

Earthing if required) on his
ISC confirms Isolation (and System
Earthing) is established to RSC
OC8A.8.2.1
Log
OC8A.8.2.2
ISC consents to the Permit for

Work for proximity work
OC8A.8.3.2
ISC informs RSC of the Permit

for Work for proximity work Site representative of ISC
identifying number issues Permit for Work for
proximity work to site
OC8A.8.3.2 representative of RSC
OC8A.8.3.3
RSC can now authorise the

work
OC8A.8.3.4
On completion of work RSC

contacts ISC to agree Permit
for Work for proximity work
can be cancelled
OC8A.8.4.1
Site representative of ISC

cancels Permit for Work for
proximity work
OC8A.8.4.2
ISC may remove Safety

Precautions
OC8A.8.4.3 OC8A process complete

OC8A - 22
OC8A - Appendix D
NGSC Number:
National Grid Safety Circular
..........................
(NGSC)
RISSP prefixes - Issue x Date:
Issued By:
Example
Pursuant to the objectives of The Grid Code, Operating Code 8A1 - Safety Co-ordination,
this circular will be used in relation to all cross boundary safety management issues with the
Relevant E&W Transmission Licensee customers. Of particular note will be the agreed
prefixes for the Record of Inter System Safety Precautions (RISSP) documents.

OC8A - 23
OC8A APPENDIX E
[Form of the Relevant E&W Transmission Licensee Permit for Work]
No.
PERMIT FOR WORK
1. Location……………………………………………………………..…………………………………………………………………………
Equipment Identification………………………………….……………………………………………………………………………………
……………………………………………………………………………………………………………………………………………………
Work to be done
……………………………………………………………………………………………………………………………………………………
……………………………………………………………………………………………………………………………………………………
2. Precautions taken to achieve Safety from the System

Points of Isolation
……………………………………………………………………………………………………………………………………………………
……………………………………………………………………………………………………………………………………………………
Primary Earths
……………………………………………………………………………………………………………………………………………………
……………………………………………………………………………………………………………………………………………………
……………………………………………………………………………………………………………………………………………………
……………………………………………………………………………………………………………………………………………………
Actions taken to avoid Danger by draining, venting, purging and containment or dissipation of stored energy*
……………………………………………………………………………………………………………………………………………………
……………………………………………………………………………………………………………………………………………………
Further precautions to be taken during the course of the work to avoid System derived hazards*
……………………………………………………………………………………………………………………………………………………
……………………………………………………………………………………………………………………………………………………
3. Precautions that may be varied*

……………………………………………………………………………………………………………………………………………………
……………………………………………………………………………………………………………………………………………………
……………………………………………………………………………………………………………………………………………………
……………………………………………………………………………………………………………………………………………………
4. Preparation Key Safe number*

Control Person(s) (Safety) giving Consent
State whether this Permit for Work must be personally retained yes no
Signed Time Date

Senior Authorised Person
5. Issue & Receipt

Key Safe Number* Safety Keys (No. off)*
Earthing Schedule Number* Portable Drain earths (No. off)*
Recommendations for General Approved (ROMP)#/Card Safe#/

Safety Report Number* Procedure Number*
Circuit Identification – Colours/ Flags (No. off)* Wristlets (No. off)*

Symbols*
Issued (Signed)
Senior Authorised Person
Received (Signed) Time Date
Competent Person
Name (Block letters) Company
# delete as appropriate *write N/A if not applicable February 1995

< End of OC8A >

OC8A - 24
OPERATING CODE NO.8 Appendix 2 (OC8B)
SAFETY CO-ORDINATION IN RESPECT OF THE SCOTTISH TRANSMISSION SYSTEMS

OR THE SYSTEMS OF SCOTTISH USERS
CONTENTS

OC8B.1 INTRODUCTION ....................................................................................................OC8B - 3
OC8B.2 OBJECTIVE............................................................................................................OC8B - 5
OC8B.3 SCOPE ...................................................................................................................OC8B - 6
OC8B.4 PROCEDURE.........................................................................................................OC8B - 6
OC8B.4.1 Approval of Safety Rules ...............................................................................OC8B - 6
OC8B.4.2 Safety Co-ordinators ......................................................................................OC8B - 7
OC8B.4.3 RISSP ............................................................................................................OC8B - 7
OC8B.5 SAFETY PRECAUTIONS ON HV APPARATUS....................................................OC8B - 8
OC8B.5.1 Agreement of Safety Precautions ..................................................................OC8B - 8
OC8B.5.2 Implementation of Isolation ............................................................................OC8B - 9
OC8B.5.3 Implementation of Earthing ..........................................................................OC8B - 10
OC8B.5.4 RISSP Issue Procedure ...............................................................................OC8B - 11
OC8B.5.5 RISSP Cancellation Procedure ....................................................................OC8B - 12
OC8B.5.6 RISSP Change Control ................................................................................OC8B - 12
OC8B.6 TESTING ..............................................................................................................OC8B - 12
OC8B.7 EMERGENCY SITUATIONS ………………………………………………………….OC8B -10
OC8B.8 SAFETY PRECAUTIONS RELATING TO WORKING ON EQUIPMENT NEAR
TO THE HV SYSTEM.............................................................................................OC8B - 14
OC8B.8.1 Agreement of Safety Precautions ................................................................OC8B - 14
OC8B.8.2 Implementation of Isolation and Earthing.....................................................OC8B - 15
OC8B.8.3 Permit for Work for proximity work Issue Procedure....................................OC8B - 15
OC8B.8.4 Permit for Work for proximity work ...............................................................OC8B - 15

OC8A - i
OC8B.9 LOSS OF INTEGRITY OF SAFETY PRECAUTIONS ..........................................OC8B - 16
OC8B.10 SAFETY LOG .....................................................................................................OC8B - 16
APPENDIX A – RISSP-R .....................................................................................................OC8B - 18
APPENDIX B – RISSP-I.......................................................................................................OC8B - 19
APPENDIX C – FLOWCHARTS ..........................................................................................OC8B - 21
APPENDIX D – Not Used in OC8B ......................................................................................OC8B - 25
APPENDIX E – Form of Permit for Work .............................................................................OC8B - 26

OC8A - ii
OPERATING CODE NO.8 Appendix 2 (OC8B)
SAFETY CO-ORDINATION ON SCOTTISH TRANSMISSION SYSTEMS
OC8B.1 INTRODUCTION
OC8B.1.1 OC8B specifies the standard procedures to be used by NGET, the Relevant
Scottish Transmission Licensees and Scottish Users for the co-ordination,
establishment and maintenance of necessary Safety Precautions when work is to
be carried out on or near the Scottish Transmission System or the System of a
Scottish User and when there is a need for Safety Precautions on HV Apparatus
on the other's System for this work to be carried out safely. OC8B applies to
Relevant Scottish Transmission Licensees and Scottish Users. Where work is
to be carried out on or near equipment on an E&W Transmission System or the
Systems of E&W Users, but such work requires Safety Precautions to be
established on a Scottish Transmission System or the Systems of Scottish
Users, OC8B should be followed by the Relevant Scottish Transmission Licensee
and Scottish Users to establish the required Safety Precautions.
OC8A specifies the procedures to be used by the Relevant E&W Transmission

Licensee and E&W Users.
NGET shall procure that Relevant Scottish Transmission Licensees shall comply
with OC8B where and to the extent that such section applies to them.
In this OC8B the term “work” includes testing, other than System Tests which are
covered by OC12.
OC8B.1.2 OC8B also covers the co-ordination, establishment and maintenance of necessary
is to be carried out at a Scottish User’s Site or a Transmission Site (as the case
may be) on equipment of the Scottish User or the Relevant Scottish Transmission
Licensee as the case may be where the work or equipment is near to HV Apparatus
on the Implementing Safety Co-ordinator’s System.
OC8B.1.3 OC8B does not apply to the situation where Safety Precautions need to be agreed
solely between Scottish Users. OC8B does not apply to the situation where Safety
Precautions need to be agreed solely between Transmission Licensees.
OC8B.1.4 OC8B does not seek to impose a particular set of Safety Rules on Relevant
Scottish Transmission Licensees and Scottish Users. The Safety Rules to be
adopted and used by the Relevant Scottish Transmission Licensee and each
Scottish User shall be those chosen by each.
OC8B.1.5 Site Responsibility Schedules document the control responsibility for each item of
Plant and Apparatus for each site.
OC8B.1.6 (a) The Relevant Scottish Transmission Licensee may agree alternative site-
specific operational procedures with Scottish Users for the co-ordination,

OC8A - 3
establishment and maintenance of Safety Precautions instead of the Record
of Inter-System Safety Precautions (“RISSP”) procedure detailed in this
OC8B. Such operational procedures shall satisfy the requirements of
paragraphs OC8B.1.7, OC8B.2.1, OC8B.4.1, OC8B.4.2, OC8B.9, OC8B.10.
These alternative site-specific operational procedures for the co-ordination,
establishment and maintenance of Safety Precautions will be referenced in the
relevant Site Responsibility Schedule.
(b) The Relevant Scottish Transmission Licensee may agree with Scottish
Users site-specific procedures for the application of Safety Precautions across
the interface between Relevant Scottish Transmission Licensee and
Scottish User in addition to and consistent with either the RISSP procedure or
the alternative site-specific operational procedures described in OC8B.1.6 (a).
These site-specific procedures will be referenced in the relevant Site
Responsibility Schedule.
(c) The Relevant Scottish Transmission Licensee and the Scottish User shall
comply with the procedures agreed pursant to OC8B.1.6 (a) and OC8B.1.6 (b).
OC8B.1.7 Defined terms
OC8B.1.7.1 Scottish Users should bear in mind that in OC8 only, in order that OC8 reads more
easily with the terminology used in certain Safety Rules, the term "HV Apparatus" is
defined more restrictively and is used accordingly in OC8B. Scottish Users should,
therefore, exercise caution in relation to this term when reading and using OC8B.
OC8B.1.7.2 In OC8 only the following terms shall have the following meanings:
(1) "HV Apparatus" means High Voltage electrical circuits forming part of a
System, on which Safety From The System may be required or on which
Safety Precautions may be applied to allow work to be carried out on a
System.
(2) "Isolation" means the disconnection of Apparatus from the remainder of the
System in which that Apparatus is situated by either of the following:


isolating position and affixing a Caution Notice to it. Where the
Isolating Device is Locked with a Safety Key, the Safety Key must
be secured in a Key Safe and the Key Safe Key must be given to
the authorised site representataive of the Requesting Safety Co-
ordinator where reasonably practicable and is to be retained in safe
custody. Where not reasonably practicable the Key Safe Key must
be retained by the authorised site representative of the
Implementing Safety Co-ordinator in safe custody; or

accordance with the Safety Rules of the Relevant Scottish
Transmission Licensee or that Scottish User, as the case may be;
or

OC8A - 4
(b) an adequate physical separation which must be in accordance with, and
maintained by, the method set out in the Safety Rules of the Relevant
Scottish Transmission Licensee or that Scottish User, as the case
may be, and, if it is a part of that method, a Caution Notice must be
placed at the point of separation; or
(c) in the case where the relevant HV Apparatus of the Implementing

Safety Co-ordinator is being either constructed or modified, an adequate
physical separation as a result of a No System Connection.
(3) “No System Connection” means an adequate physical separation (which

must be in accordance with, and maintained by, the method set out in the
Safety Rules of the Implmenting Safety Co-ordinator) of the Implementing
Safety Co-ordinator’s HV Apparatus fom the rest of the Implementing
Safety Co-ordinator’s System where such HV Apparatus has no installed
means of being connected to, and will not for the duration of the Safety
Precaution be connected to, a source of electrical energy or to any other part
of the Implementing Safety Co-ordinator’s System.
(4) "Earthing" means a way of providing a connection between conductors and

earth by an Earthing Device which is either:
Device is Locked with a Safety Key, the Safety Key must be secured in
a Key Safe and the Key Safe Key must be given to the authorised site
representative of the Requesting Safety Co-ordinator where reasonably
practicable and is to be retained in safe custody. Where not reasonably
practicable the Key Safe Key must be retained by the authorised site
or
(iii) maintained and/or secured in position by such other method which must
be in accordance with the Safety Rules of the Relevant Scottish
Transmission Licensee or that Scottish User as the case may be.
OC8B.1.7.3 For the purpose of the co-ordination of safety relating to HV Apparatus the term
“Safety Precautions” means Isolation and/or Earthing.
OC8B.2 OBJECTIVE
OC8B.2.1 The objective of OC8B is to achieve:-
(ii) Safety From The System when work is to be carried out at a Scottish User’s
Site or a Transmission Site (as the case may be) on equipment of the
Scottish User or the Relevant Scottish Transmission Licensee (as the case
may be) where the work or equipment is near to HV Apparatus on the
Implementing Safety Co-ordinator’s System.

OC8A - 5
OC8B.2.2 A flow chart, set out in OC8B Appendix C, illustrates the process utilised in OC8B to
achieve the objective set out in OC8B.2.1. In the case of a conflict between the flow
chart and the provisions of the written text of OC8B, the written text will prevail.
OC8B.3 SCOPE
OC8B.3.1 OC8B applies to NGET, Relevant Scottish Transmission Licensees and to

Scottish Users, which in OC8 means:-
(a) Generators;
The procedures for the establishment of safety co-ordination by NGET in relation to

External Interconnections are set out in Interconnection Agreements with
relevant persons for the External Interconnections.
OC8B.4 PROCEDURE
OC8B.4.1 Approval of Safety Rules
OC8B.4.1.1 (a) In accordance with the timing requirements of its Bilateral Agreement, each
Scottish User will supply to the Relevant Scottish Transmission Licensee a
copy of its Safety Rules relating to its side of the Connection Point at each
Connection Site.
(b) In accordance with the timing requirements of each Bilateral Agreement the
Relevant Scottish Transmission Licensee will supply to each Scottish User
a copy of its Safety Rules relating to the Transmission side of the
Connection Point at each Connection Site.
(c) Prior to connection the Relevant Scottish Transmission Licensee and the
Scottish User must have approved each other’s relevant Safety Rules in
relation to Isolation and Earthing.
OC8B.4.1.2 Either party may require that the Isolation and/or Earthing provisions in the other
party’s Safety Rules affecting the Connection Site should be made more stringent
in order that approval of the other party’s Safety Rules can be given. Provided these
requirements are not unreasonable, the other party will make such changes as soon
as reasonably practicable. These changes may need to cover the application of
Isolation and/or Earthing at a place remote from the Connection Site, depending
upon the System layout. Approval may not be withheld because the party required to
approve reasonably believes the provisions relating to Isolation and/or Earthing are
too stringent.
OC8B.4.1.3 If, following approval, a party wishes to change the provisions in its Safety Rules
relating to Isolation and/or Earthing, it must inform the other party. If the change is
to make the provisions more stringent, then the other party merely has to note the
changes. If the change is to make the provisions less stringent, then the other party

OC8A - 6
needs to approve the new provisions and the procedures referred to in OC8B.4.1.2
apply.
OC8B.4.2 Safety Co-ordinators
OC8B.4.2.1 For each Connection Point, the Relevant Scottish Transmission Licensee and
each Scottish User will have nominated to be available, to a timescale agreed in the
Bilateral Agreement, a person or persons (“Safety Co-ordinator(s)”) to be
responsible for the co-ordination of Safety Precautions when work is to be carried
out on a System which necessitates the provision of Safety Precautions on HV
Apparatus pursuant to OC8B. A Safety Co-ordinator may be responsible for the
co-ordination of safety on HV Apparatus at more than one Connection Point.
OC8B.4.2.2 Each Safety Co-ordinator shall be authorised by the Relevant Scottish

Transmission Licensee or a Scottish User, as the case may be, as competent to
carry out the functions set out in OC8B to achieve Safety From The System.
Confirmation from the Relevant Scottish Transmission Licensee or a Scottish
User, as the case may be, that its Safety Co-ordinator(s) as a group are so
authorised is dealt with, for Scottish Users, in CC.5.2 and for Relevant Scottish
Transmission Licensees in the STC. Only persons with such authorisation will carry
out the provisions of OC8B. Each User shall, prior to being connected to the
National Electricity Transmission System, give notice in writing to the Relevant
Scottish Transmission Licensee of its Safety Co-ordinator(s) and will update the
written notice yearly and whenever there is a change to the identity of its Safety Co-
ordinators or to the Connection Points. The Relevant Scottish Transmission
Licensee will, at the time of a Scottish User being connected to the National
Electricity Transmission System give notice in writing to that Scottish User of the
identity of its Safety Co-ordinator(s) and will update the written notice whenever
there is a change to the Connection Points or Safety Co-ordinators.
OC8B.4.2.3 Contact between Safety Co-ordinators will be made via normal operational
channels, and accordingly separate telephone numbers for Safety Co-ordinators
need not be provided.
OC8B.4.2.4 If work is to be carried out on a System, or on equipment of the Relevant Scottish

Transmission Licensee or a Scottish User near to a System, as provided in this
OC8B, which necessitates the provision of Safety Precautions on HV Apparatus in
accordance with the provisions of OC8B, the Requesting Safety Co-ordinator who
requires the Safety Precautions to be provided shall contact the relevant
Implementing Safety Co-ordinator to co-ordinate the establishment of the Safety
Precautions.
OC8B.4.3 RISSP
OC8B.4.3.1 OC8B sets out the procedures for utilising the RISSP, which will be used except
where dealing with equipment in proximity to the other’s System as provided in
OC8B.8. Sections OC8B.4 to OC8B.7 inclusive should be read accordingly.
OC8B.4.3.2 The Revant Transmission Licensee will use the format of the RISSP forms set out
in Appendix A and Appendix B to OC8B, or any other format which may be agreed
between the Relevant Scottish Transmission Licensee and each User. That set
out in OC8B Appendix A and designated as "RISSP-R", shall be used when the
Relevant Scottish Transmission Licensee is the Requesting Safety Co-
OC8A - 7
ordinator, and that in OC8B Appendix B and designated as "RISSP-I", shall be used
when the Relevant Tranmission Licensee is the Implementing Safety Co-
ordinator. Proformas of RISSP-R and RISSP-I will be provided for use by Relevant
Scottish Transmission Licensees staff.
OC8B.4.3.3 Scottish Users may either adopt the format referred to in OC8B.4.3.2 or any other
format which may be agreed between the Relevant Scottish Transmission
Licensee and the Scottish User from time to time.
OC8B.4.3.4 All references to RISSP-R and RISSP-I shall be taken as referring to the
corresponding parts of the alternative forms or other tangible written or electronic
records used by each Scottish User or Relevant Scottish Transmission Licensee.
OC8B.4.3.5 RISSP-R will have an identifying number written or printed on it, comprising a prefix
which identifies the location at which it is issued, and a unique (for each Scottish
User or Relevant Scottish Transmission Licensee, as the case may be) serial
number consisting of four digits and the suffix "R".
OC8B.4.3.6 (a) In accordance with the timing requirements set out in the Bilateral Agreement
each Scottish User shall apply in writing to Relevant Scottish Transmission
Licensee for Relevant Scottish Transmission Licensee’s approval of its
proposed prefix.
(b) Relevant Scottish Transmission Licensee shall consider the proposed prefix
to see if it is the same as (or confusingly similar to) a prefix used by Relevant
Scottish Transmission Licensee or another User and shall, as soon as
possible (and in any event within ten days), respond in writing to the Scottish
User with its approval or disapproval.
(c) If Relevant Scottish Transmission Licensee disapproves, it shall explain in

its response why it has disapproved and will suggest an alternative prefix.
(d) If Relevant Scottish Transmission Licensee has disapproved, then the

Scottish User shall either notify Relevant Scottish Transmission Licensee in
writing of its acceptance of the suggested alternative prefix or it shall apply in
writing to Relevant Scottish Transmission Licensee with revised proposals
and the above procedure shall apply to that application.
OC8B.5 SAFETY PRECAUTIONS ON HV APPARATUS
OC8B.5.1 Agreement of Safety Precautions
OC8B.5.1.1 The Requesting Safety Co-ordinator who requires Safety Precautions on another
System(s) will contact the relevant Implementing Safety Co-ordinator(s) to agree
the Location of the Safety Precautions to be established. This agreement will be
recorded in the respective Safety Logs.
OC8B.5.1.2 It is the responsibility of the Implementing Safety Co-ordinator to ensure that

adequate Safety Precautions are established and maintained, on his and/or another
System connected to his System, to enable Safety From The System to be
achieved on the HV Apparatus, specified by the Requesting Safety Co-ordinator
which is to be identified in Part 1.1 of the RISSP. Reference to another System in

OC8A - 8
this OC8B.5.1.2 shall not include the Requesting Safety Co-ordinator’s System
which is dealt with in OC8B.5.1.3.
OC8B.5.1.3 When the Implementing Safety Co-ordinator is of the reasonable opinion that it is
necessary for Safety Precautions on the System of the Requesting Safety Co-
ordinator, other than on the HV Apparatus specified by the Requesting Safety Co-
ordinator, which is to be identified in Part 1.1 of the RISSP, he shall contact the
Requesting Safety Co-ordinator and the details shall be recorded in part 1.1 of the
RISSP forms. In these circumstances it is the responsibility of the Requesting
Safety Co-ordinator to establish and maintain such Safety Precautions.
OC8B.5.1.4 The location of the Safety Precautions should be indicated on each Scottish
User’s operational diagram and labelled as per the local instructions of each
Scottish User.
OC8B.5.1.5 In the event of disagreement
the HV Apparatus on which Safety From The System is to be achieved as
indicated on the Operation Diagram.
OC8B.5.2 Implementation of Isolation
OC8B.5.2.1 Following the agreement of the Safety Precautions in accordance with OC8B.5.1
the Implementing Safety Co-ordinator shall then establish the agreed Isolation.
OC8B.5.2.2 The Implementing Safety Co-ordinator shall confirm to the Requesting Safety Co-
ordinator that the agreed Isolation has been established, and identify the
Requesting Safety Co-ordinator's HV Apparatus up to the Connection Point, for
which the Isolation has been provided. The confirmation shall specify:
nomenclature and numbering or position, as applicable) of each point of
Isolation;
(b) whether Isolation has been achieved by an Isolating Device in the isolating
position, by an adequate physical separation or as a result of a No System
Connection;
(c) where an Isolating Device has been used whether the isolating position is
either :

isolating position and affixing a Caution Notice to it. Where the Isolating
Device has been Locked with a Safety Key, the confirmation shall
specify that the Safety Key has been secured in a Key Safe and the Key
Safe Key has been given to the authorised site reresentative of the
Requesting Safety Co-ordinator where reasonably practicable and is to
be retained in safe custody. Where not reasonably practicable (including
where Earthing has been requested in OC8B.5.1), the confirmation shall
specify that the Key Safe Key will be retained by the authorised site
OC8A - 9
or

Transmission Licensee or that Scottish User, as the case may be; and
(d) where an adequate physical separation has been used that it will be in
accordance with, and maintained by, the method set out in the Safety Rules of
the Relevant Scottish Transmission Licensee or that Scottish User, as the
case may be, and, if it is a part of that method, that a Caution Notice has been
placed at the point of separation;
(e) where a No System Connection has been used the physical position of the No
System Connection shall be defined and shall not be varied for the duration of
the Safety Precaution and the Implementing Safety Co-ordinator’s relevant
HV Apparatus will not, for the duration of the Safety Precaution be connected
to a source of electrical energy or to any any other part of the Implmenting
Safety Co-ordinator’s System.
The confirmation of Isolation shall be recorded in the respective Safety Logs.
OC8B.5.2.3 Following the confirmation of Isolation being established by the Implementing

Safety Co-ordinator and the necessary establishment of relevant Isolation on the
Requesting Safety Co-ordinators System, the Requesting Safety Co-ordinator
will then request the implementation of Earthing by the Implementing Safety Co-
ordinator, if agreed in section OC8B.5.1. If the implementation of Earthing has
been agreed, then the authorised site representative of the Implementing Safety
Co-ordinator shall retain any Key Safe Key in safe custody until any Safety Key
used for Earthing has been secured in the Key Safe.
OC8B.5.3 Implementation of Earthing
OC8B.5.3.1 The Implementing Safety Co-ordinator shall then establish the agreed Earthing.
ordinator that the agreed Earthing has been established, and identify the
Requesting Safety Co-ordinator’s HV Apparatus up to the Connection Point, for
which the Earthing has been provided. The confirmation shall specify:
nomenclature and numbering or position, as is applicable) of each point of
Earthing; and
(b) in respect of the Earthing Device used, whether it is:
Device has been Locked with a Safety Key, that the Safety Key has
been secured in a Key Safe and the Key Safe Key has been given to the
authorised site representative of the Requesting Safety Co-ordinator
where reasonably practicable and is to be retained in safe custody.
Where not reasonably practicable, that the Key Safe Key will be retained

OC8A - 10
by the authorised site representative of the Implementing Safety Co-
ordinator in safe custody; or
(ii) maintained and/or secured in position by such other method which is in

Transmission Licensee or that Scottish User, as the case may be.
The confirmation of Earthing shall be recorded in the respective Safety Logs.
OC8B.5.3.3. The Implementing Safety Co-ordinator shall ensure that the established Safety
OC8B.5.4 RISSP Issue Procedure
OC8B.5.4.1 Where Safety Precautions on another System(s) are being provided to enable work
on the Requesting Safety Co-ordinator’s System, before any work commences
they must be recorded by a RISSP being issued. The RISSP is applicable to HV
Apparatus up to the Connection Point identified in section 1.1 of the RISSP-R and
RISSP-I forms.
OC8B.5.4.2 Where Safety Precautions are being provided to enable work to be carried out on
both sides of the Connection Point a RISSP will need to be issued for each side of
the Connection Point with Relevant Scottish Transmission Licensee and the
respective User each enacting the role of Requesting Safety Co-ordinator. This will
result in a RISSP-R and a RISSP-I form being completed by each of the Relevant
Scottish Transmission Licensee and the Scottish User, with each Requesting
Safety Co-ordinator issuing a separate RISSP number.
OC8B.5.4.3 Once the Safety Precautions have been established (in accordance with OC8B.5.2
and OC8B.5.3), the Implementing Safety Co-ordinator shall complete parts 1.1
and 1.2 of a RISSP-I form recording the details specified in OC8B.5.1.3, OC8B.5.2.2
and OC8B.5.3.2. Where Earthing has not been requested, Part 1.2(b) will be
completed with the words “not applicable” or “N/A”. He shall then contact the
Requesting Safety Co-ordinator to pass on these details.
OC8B.5.4.4 The Requesting Safety Co-ordinator shall complete Parts 1.1 and 1.2 of the
RISSP-R, making a precise copy of the details received. On completion, the
Requesting Safety Co-ordinator shall read the entries made back to the sender
and check that an accurate copy has been made.
OC8B.5.4.5 The Requesting Safety Co-ordinator shall then issue the number of the RISSP,
taken from the RISSP-R, to the Implementing Safety Co-ordinator who will ensure
that the number, including the prefix and suffix (where applicable), is accurately
recorded in the designated space on the RISSP-I form.
OC8B.5.4.6 The Requesting Safety Co-ordinator and the Implementing Safety Co-ordinator
shall complete and sign Part 1.3 of the RISSP-R and RISSP-I respectively and then
enter the time and date. When signed no alteration to the RISSP is permitted; the
RISSP may only be cancelled.
OC8B.5.4.7 The Requesting Safety Co-ordinator is then free to authorise work, but not testing,
in accordance with the requirements of the relevant internal safety procedures which
OC8A - 11
apply to the Requesting Safety Co-ordinator’s System. This is likely to involve the
issue of safety documents or other relevant internal authorisations. Where testing is
to be carried out, the procedure set out below in OC8B.6 shall be implemented.
OC8B.5.5 RISSP Cancellation Procedure
OC8B.5.5.1 When the Requesting Safety Co-ordinator decides that Safety Precautions are no
effect cancellation of the associated RISSP.
OC8B.5.5.2 The Requesting Safety Co-ordinator will inform the relevant Implementing Safety
Co-ordinator of the RISSP identifying number, including the prefix and suffix (where
applicable), and agree it is the RISSP to be cancelled.
OC8B.5.5.3 The Requesting Safety Co-ordinator and the relevant Implementing Safety Co-
ordinator shall then respectively complete Part 2.1 of their respective RISSP-R and
RISSP-I forms and shall then exchange details. The details being exchanged shall
include their respective names and time and date. On completion of the exchange of
details the respective RISSP is cancelled. The removal of Safety Precautions is as
set out in OC8B.5.5.4 and OC8B.5.5.5.
OC8B.5.5.4 Neither Safety Co-ordinator shall instruct the removal of any Isolation forming part
of the Safety Precautions as part of the returning of the HV Apparatus to service
until it is confirmed to each by each other that every earth on each side of the
Connection Point, within the points of isolation identified on the RISSP, has been
removed or disconnected by the provision of additional Points of Isolation.
OC8B.5.5.5 Subject to the provisions in OC8B.5.5.4, the Implementing Safety Co-ordinator is

then free to arrange the removal of the Safety Precautions, the procedure to
achieve that being entirely an internal matter for the party the Implementing Safety
Co-ordinator is representing. Where a Key Safe Key has been given to the
authorised site representative of the Requesting Safety Co-ordinator, the Key Safe
Key must be returned to the authorised site representative of the Implementing
Safety Co-ordinator. The only situation in which any Safety Precautions may be
removed without first cancelling the RISSP in accordance with OC8B.5.5 or
OC8B.5.6 is when Earthing is removed in the situation envisaged in OC8B.6.2(b).
OC8B.5.6 RISSP Change Control
Nothing in this OC8B prevents Relevant Scottish Transmission Licensee and

Scottish Users agreeing to a simultaneous cancellation and issue of a new RISSP,
if both agree. It should be noted, however, that the effect of that under the relevant
Safety Rules is not a matter with which the Grid Code deals.
OC8B.6 TESTING
OC8B.6.1 The carrying out of the test may affect Safety Precautions on RISSPs or work being
carried out which does not require a RISSP. Testing can, for example, include the
application of an independent test voltage. Accordingly, where the Requesting
Safety Co-ordinator wishes to authorise the carrying out of such a test to which the
procedures in OC8B.6 apply he may not do so and the test will not take place unless

OC8A - 12
and until the steps in (a)-(c) below have been followed and confirmation of
completion has been recorded in the respective Safety Logs:
(a) confirmation must be obtained from the Implementing Safety Co-ordinator

that:
(i) no person is working on, or testing, or has been authorised to work on, or
test, any part of its System or another System(s) (other than the System
of the Requesting Safety Co-ordinator) within the points of Isolation
identified on the RISSP form relating to the test which is proposed to be
undertaken, and
(ii) no person will be so authorised until the proposed test has been
completed (or cancelled) and the Requesting Safety Co-ordinator has
notified the Implementing Safety Co-ordinator of its completion (or
cancellation);
(b) any other current RISSPs which relate to the parts of the System in which the
testing is to take place must have been cancelled in accordance with
procedures set out in OC8B.5.5;
(c) the Implementing Safety Co-ordinator must agree with the Requesting
Safety Co-ordinator to permit the testing on that part of the System between
the points of Isolation identified in the RISSP associated with the test and the
points of Isolation on the Requesting Safety Co-ordinator's System.
OC8B.6.2 (a) The Requesting Safety Co-ordinator will inform the Implementing Safety
Co-ordinator as soon as the test has been completed or cancelled and the
confirmation shall be recorded in the respective Safety Logs.
(b) When the test gives rise to the removal of Earthing which it is not intended to
re-apply, the relevant RISSP associated with the test shall be cancelled at the
completion or cancellation of the test in accordance with the procedure set out
in either OC8B.5.5 or OC8B.5.6. Where the Earthing is re-applied following the
completion or cancellation of the test, there is no requirement to cancel the
relevant RISSP associated with the test pursuant to this OC8B.6.2.
OC8B.7 EMERGENCY SITUATIONS
OC8B.7.1 There may be circumstances where Safety Precautions need to be established in

relation to an unintended electrical connection or situations where there is an
unintended risk of electrical connection between the National Electricity
Transmission System and a Scottish User’s System, for example resulting from
an incident where one line becomes attached or unacceptably close to another.
OC8B.7.2 In those circumstances, if both the Relevant Scottish Transmission Licensee the
Scottish User agree, the relevant provisions of OC8B.5 will apply as if the electrical
connections or potential connections were, solely for the purposes of this OC8B, a
Connection Point.
OC8B.7.3 (a) The relevant Safety Co-ordinator shall be that for the electrically closest
existing Connection Point to that Scottish User's System or such other local

OC8A - 13
Connection Point as may be agreed between the Relevant Scottish
Transmission Licensee and the Scottish User, with discussions taking place
between the relevant local Safety Co-ordinators. The Connection Point to be
used shall be known in this OC8B.7.3 as the "relevant Connection Point".
(c) The Safety Rules shall be those which apply to the relevant Connection Point.
(c) The prefix for the RISSP (where applicable) will be that which applies for the
relevant Connection Point.
OC8B.8 SAFETY PRECAUTIONS RELATING TO WORKING ON EQUIPMENT NEAR TO

THE HV SYSTEM
OC8B.8 applies to the situation where work is to be carried out at a Scottish User’s
Site or a Transmission Site (as the case may be) on equipment of the Scottish
User or a Relevant Scottish Transmission Licensee as the case may be, where
the work or equipment is near to HV Apparatus on the Implementing Safety Co-
ordinator’s System. It does not apply to other situations to which OC8B applies. In
this part of OC8B, a Permit for Work for proximity work is to be used, rather then
the usual RISSP procedure, given the nature and effect of the work, all as further
provided in the OC8B.8.
OC8B.8.1 Agreement of Safety Precautions
OC8B.8.1.1 The Requesting Safety Co-ordinator who requires Safety Precautions on another
System(s) when work is to be carried out at a Scottish User’s Site or a
Transmission Site (as the case may be) on equipment of the Scottish User or a
Relevant Scottish Transmission Licensee, as the case may be, where the work or
equipment is near to HV Apparatus on the Implementing Safety Co-ordinator’s
System will contact the relevant Implementing Safety Co-ordinator(s) to agree the
Location of the Safety Precautions to be established, having as part of this process
informed the Implementing Safety Co-ordinator of the equipment and the work to
be undertaken. The respective Safety Co-ordinators will ensure that they discuss
the request with their authorised site representative and that the respective
authorised site representatives discuss the request at the Connection Site. This
agreement will be recorded in the respective Safety Logs.
OC8B.8.1.2 It is the responsibility of the Implementing Safety Co-ordinator, working with his
authorised site representative as appropriate, to ensure that adequate Safety
Precautions are established and maintained, on his and/or another System
connected to his System, to enable Safety From The System to be achieved for
work to be carried out at a Scottish User’s Site or a Transmission Site (as the
case may be) on equipment and in relation to work which is to be identified in the
relevant part of the Permit for Work for proximity work where the work or
equipment is near to HV Apparatus of the Implementing Safety Co-ordinator’s
System specified by the Requesting Safety Co-ordinator. Reference to another
System in this OC8B.8.1.2 shall not include the Requesting Safety Co-ordinator’s
System.

OC8A - 14
OC8B.8.1.3 In the event of disagreement
the HV Apparatus near to which the work is to be carried out as indicated on the
Operation Diagram.
OC8B.8.2 Implementation of Isolation and Earthing
OC8B.8.2.1 Following the agreement of the Safety Precautions in accordance with OC8B.8.1
the Implementing Safety Co-ordinator shall then establish the agreed Isolation
and (if required) Earthing.
ordinator that the agreed Isolation and (if required) Earthing has been established.
OC8B.8.2.3 The Implementing Safety Co-ordinator shall ensure that the established Safety
OC8B.8.3 Permit for Work for proximity work Issue Procedure
OC8B.8.3.1 Where Safety Precautions on another System(s) are being provided to enable work
to be carried out at a Scottish User’s Site or Transmission Site (as the case may
be) on equipment where the work or equipment is in proximity to HV Apparatus of
the Implementing Safety Co-ordinator, before any work commences they must be
recorded by a Permit for Work for proximity work being issued. The Permit for
Work for proximity work shall identify the Implementing Safety Co-ordinator’s HV
Apparatus in proximity to the required work
OC8B.8.3.2 Once the Safety Precautions have been established (in accordance with OC8B.8.2),
the Implementing Safety Co-ordinator shall agree to the issue of the Permit for
Work for proximity work with the appropriately authorised site representative of the
Requesting Safety Co-ordinator’s Site. The Implementing Safety Co-ordinator
will inform the Requesting Safety Co-ordinator of the Permit for Work for
proximity work identifying number.
OC8B.8.3.3 The appropriately authorised site representative of the Implementing Safety Co-
ordinator shall then issue the Permit for Work for proximity work to the
appropriately authorised site representative of the Requesting Safety Co-ordinator.
The Permit for Work for proximity work will in the section dealing with the work to
be carried out, be completed to identify that the work is near the Implementing
Safety Co-ordinator’s HV Apparatus. No further details of the Requesting Safety
Co-ordinator’s work will be recorded, as that is a matter for the Requesting Safety
Co-ordinator in relation to his work.
OC8B.8.3.4 The Requesting Safety Co-ordinator is then free to authorise work in accordance
with the requirements of the relevant internal safety procedures which apply to the
Requesting Safety Co-ordinator’s Site. This is likely to involve the issue of safety
documents or other relevant internal authorisations.
OC8B.8.4 Permit for Work for proximity work Cancellation Procedure

OC8A - 15
OC8B.8.4.1 When the Requesting Safety Co-ordinator decides that Safety Precautions are no
effect cancellation of the associated Permit for Work for proximity work.
OC8B.8.4.2 The Requesting Safety Co-ordinator will inform the relevant Implementing Safety
Co-ordinator of the Permit for Work for proximity work identifying number, and
agree that the Permit for Work for proximity work can be cancelled. The
cancellation is then effected by the appropriately authorised site representative of the
Requesting Safety Co-ordinator returning the Permit for Work for proximity work
to the appropriately authorised site representative of the Implementing Safety Co-
ordinator.
OC8B.8.4.3 The Implementing Safety Co-ordinator is then free to arrange the removal of the
Safety Precautions, the procedure to achieve that being entirely an internal matter
for the party the Implementing Safety Co-ordinator is representing.
OC8B.9 LOSS OF INTEGRITY OF SAFETY PRECAUTIONS
OC8B.9.1 In any instance when any Safety Precautions may be ineffective for any reason the
relevant Safety Co-ordinator shall inform the other Safety Co-ordinator(s) without
delay of that being the case and, if requested, of the reasons why.
OC8B.10 SAFETY LOG
OC8B.10.1 Relevant Scottish Transmission Licensees and Scottish Users shall maintain
Safety Logs which shall be a chronological record of all messages relating to safety
co-ordination under OC8 sent and received by the Safety Co-ordinator(s). The
Safety Logs must be retained for a period of not less than six years.
RECORD OF INTER-SYSTEM SAFETY PRECAUTIONS (RISSP-R)

(Requesting Safety Co-ordinator's Record)
RISSP NUMBER __________
Part 1
1.1 CIRCUIT IDENTIFICATION
Safety Precautions have been established by the Implementing Safety

Co-ordinator to achieve Safety From The System on the following HV Apparatus:
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________

OC8A - 16
OC8B - APPENDIX A
________________________________________________________________
(a) ISOLATION
State the Locations(s) at which Isolation has been established on the

Implementing Safety Co-ordinator's System. For each Location, identify each
point of Isolation. For each point of Isolation state, the means by which the
Isolation has been achieved, and whether, immobilised and Locked, Caution
Notice affixed, other Safety Precautions applied, as appropriate.
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________

OC8A - 17
OC8B - APPENDIX A
(b) EARTHING
State the Locations(s) at which Earthing has been established on the

point of Earthing. For each point of Earthing state, the means by which the
Earthing has been achieved, and whether, immobilised and Locked, other Safety
Precautions applied, as appropriate.
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
1.3 ISSUE
I have received confirmation from ____________________ (name of

Implementing Safety Co-ordinator) at ____________________ (Location) that
the Safety Precautions identified in paragraph 1.2 have been established and
that instructions will not be issued at his Location for their removal until this
RISSP is cancelled.
Signed ................................................ (Requesting Safety Co-ordinator)
at ............................. (time) on ....................................... (date)
PART 2
2.1 CANCELLATION
I have confirmed to ____________________ (name of the Implementing Safety

Co-ordinator) at ____________________ (Location) that the Safety Precautions
set out in paragraph 1.2 are no longer required and accordingly the RISSP is
cancelled.
Signed ................................................... (Requesting Safety Co-ordinator)
at ............................. (time) on .............................. (date)

OC8A - 18
OC8B - APPENDIX B
RECORD OF INTER-SYSTEM SAFETY PRECAUTIONS (RISSP-I)

(Implementing Safety Co-ordinator's Record)
RISSP NUMBER __________
PART 1
1.1 CIRCUIT IDENTIFICATION
Safety Precautions have been established by the Implementing Safety

Co-ordinator to achieve Safety From The System on the following HV Apparatus:
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
(a) ISOLATION
State the Location(s) at which isolation has been established on the

point of Isolation. For each point of Isolation state, the means by which the
Isolation has been achieved, and whether, immobilised and Locked, Caution
Notice affixed, other Safety Precautions applied, as appropriate.
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________

OC8A - 19
OC8B - APPENDIX B
(b) EARTHING
State the Location(s) at which Earthing has been established on the

point of Earthing. For each point of Earthing state, the means by which the
Earthing has been achieved, and whether, immobilised and Locked, other Safety
Precautions applied, as appropriate.
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
________________________________________________________________
1.3 ISSUE
I confirmed to ____________________ (name of Requesting Safety

Co-ordinator) at ____________________ (Location) that the Safety Precautions
identified in paragraph 1.2 have been established and that instructions will not be
issued at my Location for their removal until this RISSP is cancelled.
Signed ......................................................... (Implementing Safety Co-ordinator)
at ............................. (time) on .............................. (date)
PART 2
2.1 CANCELLATION
I have received confirmation from ____________________ (name of the

Requesting Safety Co-ordinator) at ____________________ (Location) that the
Safety Precautions set out in paragraph 1.2 are no longer required and
accordingly the RISSP is cancelled.
Signed .................................................. (Implementing Safety Co-ordinator)
at ................................. (time) on ........................... (date)
(Note: This form to be of a different colour from RISSP-R.)

OC8A - 20
RISSP ISSUE PROCESS - OC8B -
(RSC) Work required across boundary
Person requiring Safety Precaution or inadvertent connection or Appendix C1
from another User potential connection

(ISC)
RSC contacts ISC & each
of Safety Precautions
pursuant to OC8B
RSC and ISC agree location of If unable to agree Safety

Log OC8B.5.1.5
OC8B.5.1 or OC8B.7
ISC establishes isolation on his If reqd, provide isolation on other

System Systems
Contacts RSC if isolation is
required on RSC System OC8B.5.1.2
OC8B.5.2.1
Record on RISSP
OC8B.5.1.3
ISC confirms isolation is
established to RSC
Log
RSC establishes & maintains
isolation on RSC System
OC8B.5.2.2
All isolation by RSC and ISC

completed
OC8B.5.2.3 & OC8B.5.3.3
ISC initiates establishment of If reqd, provide earthing on other

earthing (if agreed) Systems
OC8B.5.3.1 OC8B.5.1.2
ISC confirms earthing is

established to RSC
Log
OC8B.5.3.2 & OC8B.5.3.3
RISSP process completed

for work on one side of the
Connection Point ISC completes RISSP-I
Details exchanged
OC8B.5.4.1 RSC completes RISSP-R
OC8B.5.4.1 to OC8B.5.4.6
If work is required to both
sides of the Connection
Point, each party takes the RSC can now authorise the
work If the work includes testing
role of RSC for the work on which affects another System
his side & separate RISSPs follow:
OC8B.5.4.7
are required
OC8B.6
OC8B.5.4.2 or OC8B.7
RISSP cancellation process
OC8B Appendix C3
See OC8B Appendix C2
OC8A - 21
TESTING PROCESS - OC8B -
Where testing affects another Safety Co-ordinator’s System Appendix C2
Continue from
OC8B Appendix C1 Requesting Safety Co-ordinator
(RSC)
from another User

(ISC)
Testing will not take place by of Safety Precautions
RSC until :-
OC8B.6.1
ISC confirms that no person is

working or testing or authorised
to, on his System or another
System within the points of
Isolation on the RISSP
Log
Any RISSP other than for the The ISC agrees to the testing
OC8B.6.1(a)(i) proposed test shall be cancelled between the points of Isolation
on the RISSP and the RSC
OC8B.6.1(b) System
OC8B.6.1(c)
No person will be so authorised
until proposed test is completed
(or cancelled) by the RSC
OC8B.6.1(a)(ii)
Test can now take place
When test is complete or

cancelled. RSC informs ISC
Log
OC8B.6.2(a)
If testing required the removal

of earthing the RISSP process
is as set out in:-
OC8B.6.2(b) Earthing reapplied
OC8B.6.2(b)
Earthing not reapplied
OC8B.6.2(b)
RISSP can stay in force, if

RISSP cancellation process. required
See OC8B Appendix C3

OC8A - 22
RISSP CANCELLATION PROCESS - OC8B -
Appendix C3
(RSC) Work/Testing completed
Person requiring Safety Precaution or cancelled
from another User

(ISC)
Person who co-ordinates provision of RSC contacts ISC to
Safety Precautions inform safety precautions
are no longer required
OC8B.5.5.1
RSC informs ISC of

RISSP document to be
cancelled (including
identity numbers)
OC8B.5.5.2
The RSC and ISC

complete their respective
parts of section 2.1 on
RISSP-R and RISSP-I
OC8B.5.5.3
The RSC and ISC

exchange the details
including respective
names, times and date
OC8B.5.5.3
RISSP is now cancelled
OC8B.5.5.3
Agree removal of Safety

Precautions
Removal of earthing during Agreed between RSC and

testing across the ISC that all earths are
Connection Point is as set removed
out in:-
OC8B.5.5.4 Removal being an internal
OC8B.6.2(b) matter for the party the
ISC represents
OC8B.5.5.5
Removal of isolation
agreed between RSC and
ISC
OC8B.5.5.4
OC8B process complete

OC8A - 23
PROCESS FOR WORKING NEAR
TO SYSTEM EQUIPMENT
- OC8B -
Work required on equipment
near to HV Apparatus
Appendix C4
(RSC)
from another User RSC contacts ISC & each
Implementing Safety Co-ordinator pursuant to OC8B
(ISC)
of Safety Precautions RSC and ISC agree location of If unable to agree Safety
Proximity
Nearness or Closeness to HV Log OC8B.8.1.3
Equipment
OC8B.8.1.1
ISC establishes Isolation (and

Earthing if required) on his
ISC confirms Isolation (and System
Earthing) is established to RSC
OC8B.8.2.1
Log
OC8B.8.2.2
ISC consents to the Permit for

Work for proximity work
OC8B.8.3.2
ISC informs RSC of the Permit

for Work for proximity work Site representative of ISC
identifying number issues Permit for Work for
proximity work to site
OC8B.8.3.2 representative of RSC
OC8B.8.3.3
RSC can now authorise the

work
OC8B.8.3.4
On completion of work RSC

contacts ISC to agree Permit
for Work for proximity work
can be cancelled
OC8B.8.4.1
Site representative of ISC

cancels Permit for Work for
proximity work
OC8B.8.4.2
ISC may remove Safety

Precautions
OC8B.8.4.3 OC8B process complete

OC8A - 24
OC8B - Appendix D
Not Used

OC8A - 25
OC8B APPENDIX E
Scottish & Southern Energy plc
PERMIT-TO-WORK No. ……………………….
______________________________________________________________
1. ISSUE
To …………………………………………………………………………..………………….……………………………..
The following High Voltage Apparatus has been made safe in accordance with the Operational Safety Rules for the
work detailed on this Permit-to-Work to proceed:
……………………………………………………………………………………..……………………………………….……..….
……………………………………………………………………………………..……………………………………….……..….
……………………………………………………………………………………..……………………………………….……..….
TREAT ALL OTHER APPARATUS AS LIVE
Circuit Main Earths are applied at: …………………..………………….………..……………………………………………..

……………………………………………………………………………………..……………………………………….……..….
……………………………………………………………………………………..……………………………………….……..….
……………………………………………………………………………………..……………………………………….……..….
Other precautions (see Operational Safety Rules 3.2.1(b), 4.6.2(c) and 5.5.3), and any special instructions:
……………………………………………………………………………………..……………………………………….……..….
……………………………………………………………………………………..……………………………………….……..….
……………………………………………………………………………………..……………………………………….……..….
The following work is to be carried out: …………………………..……………………………………...……………………..
……………………………………………………………………………………..……………………………………….……..….
……………………………………………………………………………………..……………………………………….……..….
……………………………………………………………………………………..……………………………………….……..….
Circuit Indentification Issued: Colour …...…………. No. of wristlets …….………..… No. of step bolts ………..………
Name: (print): ………………..…..….. Signature: ………..…...………. Time: ……….………….. Date: …….…………….
_____________________________________________________________________________________________
2. RECEIPT
I accept responsibility for carrying out the work on the Apparatus detailed on this Permit-to-Work, applying additional
earths as necessary. No attempt will be made by me, or by the persons under my charge, to work on any other
Apparatus.
Circuit Indentification Equipment Checked as above (Initials): ……………………
_____________________________________________________________________________________________
3. CLEARANCE
All persons under my control have been withdrawn and warned that it is no longer safe to work on the Apparatus
detailed on this Permit-to Work.
All gear, tools and additional earths have/have not* been removed. The works is/is not* complete.
All circuit identification equipment issued as above has been returned
* Delete where not applicable
_____________________________________________________________________________________________
4. CANCELLATION
This Permit-to-Work is cancelled.

OC8A - 26
OC8B APPENDIX E
Scottish Power
PERMIT FOR WORK No.
KEY SAFE No.
1. (i) LOCATION ………………………………………………………………………………………………..……………

………………………………………………………………………………………….………………………………...
(ii) PLANT/APPARATUS IDENTIFICATION …………………………………………………………………………….
………………………………………………….…………………………………………………………………………
(iii) WORK TO BE DONE …………………………………………………………………………………….
……………………………………………………….…………………………………………………………………...
……………………………………………………….…………………………………………………………………...
……………………………………………………….…………………………………………………………………...
_____________________________________________________________________________________________
2. (i) PRECAUTIONS TAKEN TO ACHIEVE SAFETY FROM THE SYSTEM: State points at which
Plant/Apparatus has been Isolated and specify position(s) of Earthing Devices applied. State actions taken
to avoid Danger by draining, venting, purging and containment or dissipation of stored energy.
…………………………………………….………………………………………………………………….………….
…………………………………………….………………………………………………………………….………….
…………………………………………….………………………………………………………………….………….
…………………………………………….………………………………………………………………….………….
…………………………………………….………………………………………………………………….………….
…………………………………………….………………………………………………………………….………….
…………………………………………….………………………………………………………………….………….
…………………………………………….………………………………………………………………….………….
…………………………………………….………………………………………………………………….………….
Caution Notices have been affixed to all points of isolation
(ii) FURTHER PRECAUTIONS TO BE TAKEN DURING THE COURSE OF WORK TO AVOID SYSTEM
DERIVED HAZARDS
…………………………………………….………………………………………………………………….………….
…………………………………………….………………………………………………………………….………….
…………………………………………….………………………………………………………………….………….
…………………………………………….………………………………………………………………….………….
…………………………………………….………………………………………………………………….………….
I have confirmed with the Control Person(s)* ………………………………………………………………………………….
that precautions in Section 2(i) have been carried out and that the Control Person(s) will maintain these until this
Permit for Work is cancelled. I certify that the precautions in Section 2(i) together with the precautions in Section 2(ii)
are adequate to provide Safety from the System in respect of the work in Section 1.
This Permit for Work must only be transferred under the Personal Supervision of a Senior Authorised
Person* ………………………………………..
Signed …………………………………………. being a Senior Authorised Person. Time: ……….. Date: …………….
____________________________________________________________________________________________
3. ISSUE
(i) Key Safe Key (No.)* …..….. (ii) Earthing Schedule* …….... (iii) Portable Drain Earths (No. off)* ………………
(iv) Selected Person’s Report (No.)* ………………….. (v) Circuit Identification Flags (No. off)* ……………………
(vi) Circuit Identification Wristlets (No. off)* and Colours/Symbols ……………………………………………………….
Signed ……………………………………….. being the Senior Authorised Person responsible
for the issue of this Permit for Work Time: ……… Date: ………………

OC8A - 27
_____________________________________________________________________________________________
4. RECEIPT
I understand and accept my responsibilities under the ScottishPower Safety Rules as recipient of this Permit for Work
and acknowledge receipt of the items in Section 3.
Signed ……………………………………….. Name (Block Letters) ………………………………………………………….
being a Competent Person in the employ of Firm/Dept …………………………………… Time ………. Date …………
_____________________________________________________________________________________________
TRANSFER RECORD
PART 1 PART 2 PART 3

Person Time Senior †Person receiving reissued Senior Time
surrendering Authorised Document Authorised
Document Date Person receiving Person Date
suspended Signature Name (Block reissuing
Document * Letters) document
†Signature of Person receiving re-issued Document in accordance with conditions detailed in Section 4.
_____________________________________________________________________________________________
5. CLEARANCE: I certify that all persons working under this Permit for Work have been withdrawn from, and
warned not to work on, the Plant/Apparatus in Section 1. All gears, tools, Drain Earths and loose material have
been removed and guards and access doors have been replaced, except for:
…………………………………………….………………………………………………………………….…………………
…………………………………………….………………………………………………………………….…………………
…………………………………………….………………………………………………………………….…………………
Signed ………………………………………being the Competent Person responsible for
clearing this Permit for Work Time ………… Date ………….
_____________________________________________________________________________________________
6. CANCELLATION: I certify that all items issued under Section 3 have been accounted for and the Control
Person(s)* …………………………………. informed of the cancellation and of any restrictions on returning
the Plant/Apparatus to service.
Signed …………………………………………. being the Senior Authorised Person responsible for
cancelling this Permit for Work. Time …………. Date ……….
_____________________________________________________________________________________________
*N/A if Not Applicable
< End of OC8B >
< End of OC8 >

OC8A - 28
OPERATING CODE NO.9
CONTINGENCY PLANNING
CONTENTS

OC9.1 INTRODUCTION .............................................................................................................. 2
OC9.1.1 Black Starts .............................................................................................................. 2
OC9.1.2 Re-Synchronisation of Islands ............................................................................. 2
OC9.1.3 Joint System Incident Procedure ............................................................................. 2
OC9.2 OBJECTIVE...................................................................................................................... 2
OC9.3 SCOPE ............................................................................................................................. 3
OC9.4 BLACK START ................................................................................................................. 3

OC9.4.1 Total Shutdown ........................................................................................................ 3
OC9.4.5 Black Start Stations.................................................................................................. 4
OC9.4.6 Black Start Situation................................................................................................. 4
OC9.4.7 Black Start................................................................................................................ 4
NGC Instructions................................................................................................. 5
Embedded Power Stations.................................................................................. 6
Local Joint Restoration Plan operation ............................................................... 6
Interconnection of Power Islands ........................................................................ 7
Conclusion of Black Start .................................................................................... 7
Externally Interconnected Parties ....................................................................... 8
Local Joint Restoration Plan establishment ........................................................ 8
OC9.5 RE-SYNCHRONISATION OF DE-SYNCHRONISED ISLANDS.................................... 12
OC9.5.2 Options ................................................................................................................. 12
OC9.5.2.1 Indirect Data ................................................................................................. 12
OC9.5.2.2 Direct Data .................................................................................................... 13
OC9.5.2.3 Control Features ........................................................................................... 14
OC9.5.2.4 Absence of Control Features System ........................................................... 14
OC9.5.3 Choice of Option .................................................................................................... 14
OC9.5.4 Agreeing Procedures ............................................................................................. 14
OC9.6 JOINT SYSTEM INCIDENT PROCEDURE.................................................................... 18
Issue 4 OC9 - 1 24 June 2009

OPERATING CODE NO.9
CONTINGENCY PLANNING
OC9.1 INTRODUCTION
Operating Code No.9 ("OC9") covers the following:
OC9.1.1 Black Starts
The implementation of recovery procedures following a Total Shutdown or

Partial Shutdown.
OC9.1.2 Re-Synchronisation of Islands
The Re-Synchronisation of parts of the Total System which have become Out
of Synchronism with each other irrespective of whether or not a Total Shutdown
or Partial Shutdown has occurred.
OC9.1.3 Joint System Incident Procedure
The establishment of a communication route and arrangements between senior

management representatives of NGET and Users involved in, or who may be
involved in, an actual or potential serious or widespread disruption to the Total
System or a part of the Total System, which requires, or may require, urgent
managerial response, day or night, but which does not fall within the provisions of
OC9.1.4.
OC9.1.4 It should be noted that under section 96 of the Act the Secretary of State may
give directions to NGET and/or any Generator and/or any Supplier, for the
purpose of "mitigating the effects of any civil emergency which may occur" (ie. for
the purposes of planning for a civil emergency); a civil emergency is defined in the
Act as "any natural disaster or other emergency which, in the opinion of the
Secretary of State, is or may be likely to disrupt electricity supplies". Under the
Energy Act 1976, the Secretary of State has powers to make orders and give
directions controlling the production, supply, acquisition or use of electricity, where
an Order in Council under section 3 is in force declaring that there is an actual or
imminent emergency affecting electricity supplies. In the event that any such
directions are given, or orders made under the Energy Act 1976, the provisions of
the Grid Code will be suspended in so far as they are inconsistent with them.
OC9.1.5 NGET shall procure that Relevant Scottish Transmission Licensees shall
comply with OC9.4 and OC9.5 and any relevant Local Joint Restoration Plan or
OC9 De-Synchronised Island Procedure where and to the extent that such
matters apply to them.
OC9.2 OBJECTIVE
The overall objectives of OC9 are:
OC9.2.1 To achieve, as far as possible, restoration of the Total System and associated
Demand in the shortest possible time, taking into account Power Station
capabilities, including Embedded Generating Units, External Interconnections
and the operational constraints of the Total System.
Issue 4 OC9 - 2 24 June 2009

OC9.2.2 To achieve the Re-Synchronisation of parts of the Total System which have
become Out of Synchronism with each other.
OC9.2.3 To ensure that communication routes and arrangements are available to enable
senior management representatives of NGET and Users, who are authorised to
make binding decisions on behalf of NGET or the relevant User, as the case may
be, to communicate with each other in the situation described in OC9.1.3.
OC9.2.4 To describe the role that in respect of Scottish Transmission Systems,

Relevant Scottish Transmission Licensees may have in the restoration
processes as detailed in the relevant OC9 De-Synchronised Island Procedures
and Local Joint Restoration Plans.
OC9.2.5 To identify and address as far as possible the events and processes necessary to
enable the restoration of the Total System, after a Total Shutdown or Partial
Shutdown. This is likely to require the following key processes to be
implemented, typically, but not necessarily, in the order given below:
i) Selectively implement Local Joint Restoration Plans

ii) Expand Power Islands to supply Power Stations
iii) Expand and merge Power Islands leading to Total System energisation
iv) Selectively reconnect Demand
v) Facilitate and coordinate returning the Total System back to normal operation
leading to the resumption of the Balancing Mechanism.
OC9.3 SCOPE
(a) Generators;
OC9.3.2 The procedure for the establishment of emergency support/contingency planning

between NGET and Externally Interconnected System Operators is set out in
the Interconnection Agreement with each Externally Interconnected System
Operator.
OC9.3.3 In respect of Scottish Transmission Systems, OC9.4 and OC9.5 also apply to
Relevant Scottish Transmission Licensees.
OC9.4 BLACK START
Total Shutdown and Partial Shutdown
OC9.4.1 A "Total Shutdown" is the situation existing when all generation has ceased and
there is no electricity supply from External Interconnections. Therefore, the
Total System has shutdown with the result that it is not possible for the Total
System to begin to function again without NGET's directions relating to a Black
Start.
OC9.4.2 A "Partial Shutdown" is the same as a Total Shutdown except that all
generation has ceased in a separate part of the Total System and there is no
Issue 4 OC9 - 3 24 June 2009

electricity supply from External Interconnections or other parts of the Total
System to that part of the Total System. Therefore, that part of the Total System
is shutdown with the result that it is not possible for that part of the Total System
to begin to function again without NGET's directions relating to a Black Start.
OC9.4.3 During a Total Shutdown or Partial Shutdown and during the subsequent
recovery, the Licence Standards may not apply and the Total System may be
operated outside normal voltage and Frequency standards.
OC9.4.4 In a Total Shutdown and in a Partial Shutdown and during the subsequent
recovery, it is likely to be necessary for NGET to issue Emergency Instructions
in accordance with BC2.9.
OC9.4.5 Black Start Stations
OC9.4.5.1 Certain Power Stations ("Black Start Stations") are registered, pursuant to the
Bilateral Agreement with a User, as having an ability for at least one of its
Gensets to Start-Up from Shutdown and to energise a part of the Total System,
or be Synchronised to the System, upon instruction from NGET within two
hours, without an external electrical power supply ("Black Start Capability").
OC9.4.5.2 For each Black Start Station, a Local Joint Restoration Plan will be produced
jointly by NGET, the relevant Generator and Network Operator in accordance
with the provisions of OC9.4.7.12. The Local Joint Restoration Plan will detail
the agreed method and procedure by which a Genset at a Black Start Station
(possibly with other Gensets at that Black Start Station) will energise part of the
Total System and meet complementary local Demand so as to form a Power
Island.
OC9.4.5.3 In respect of Scottish Transmission Systems, a Local Joint Restoration Plan

may cover more than one Black Start Station and may be produced with and
include obligations on Relevant Scottish Transmission Licensees, Generators
responsible for Gensets not at a Black Start Station and other Users.
OC9.4.6 Black Start Situation
In the event of a Total Shutdown or Partial Shutdown, NGET will, as soon as

reasonably practical, inform Users (or, in the case of a Partial Shutdown, Users
which in NGET's opinion need to be informed) and the BSCCo that a Total
Shutdown, or, as the case may be, a Partial Shutdown, exists and that NGET
intends to implement a Black Start. Following such notification, in accordance
with the provisions of the BSC, the BSSCo may determine the time with effect
from which the Balancing Mechanism is suspended.
In respect of Scottish Transmission Systems, in exceptional circumstances, as

specified in the Local Joint Restoration Plan, SPT or SHETL, may invoke such
Local Joint Restoration Plan for its own Transmission System and Scottish
Offshore Transmission Systems connected to it and operate within its
provisions.
OC9.4.7 Black Start
OC9.4.7.1 The procedure necessary for a recovery from a Total Shutdown or Partial
Shutdown is known as a "Black Start". The procedure for a Partial Shutdown
is the same as that for a Total Shutdown except that it applies only to a part of
Issue 4 OC9 - 4 24 June 2009

the Total System. It should be remembered that a Partial Shutdown may affect
parts of the Total System which are not themselves shutdown.
OC9.4.7.2 The complexities and uncertainties of recovery from a Total Shutdown or Partial
Shutdown require that OC9 is sufficiently flexible in order to accommodate the full
range of Genset and Total System characteristics and operational possibilities,
and this precludes the setting out in the Grid Code itself of concise chronological
sequences. The overall strategy will, in general, include the overlapping phases
of establishment of Genset(s) at an isolated Power Station, together with
complementary local Demand, termed "Power Islands", step by step integration
of these Power Islands into larger sub-systems which includes utilising the
procedures in OC9.5 (Re-Synchronisation of De-Synchronised Island) and
eventually re-establishment of the complete Total System.
NGET Instructions
OC9.4.7.3 The procedures for a Black Start will, therefore, be those specified by NGET at
the time. These will normally recognise any applicable Local Joint Restoration
Plan. Users shall abide by NGET's instructions during a Black Start situation,
even if these conflict with the general overall strategy outlined in OC9.4.7.2 or any
applicable Local Joint Restoration Plan. NGET's instructions may (although
this list should not be regarded as exhaustive) be to a Black Start Station relating
to the commencement of generation, to a Network Operator or Non-Embedded
Customer relating to the restoration of Demand, and to a Power Station relating
to preparation for commencement of generation when an external power supply is
made available to it, and in each case may include the requirement to undertake
switching.
In respect of Scottish Transmission Systems SPT and SHETL will act on

NGET’s behalf in accordance with its duties under the relevant Local Joint
Restoration Plan. Scottish Users shall abide by SPT’s or SHETL’s instructions
given in accordance with the Local Joint Restoration Plan during a Black Start
situation.
OC9.4.7.4 (a) During a Black Start situation, instructions in relation to Black Start
Stations and to Network Operators will be deemed to be Emergency
Instructions in BC2.9, and will recognise any differing Black Start
operational capabilities (however termed) set out in the relevant Ancillary
Services Agreement in preference to the declared operational capability
as registered pursuant to BC1 (or as amended from time to time in
accordance with the BCs). For the purposes of these instructions the
Black Start will be an emergency circumstance under BC2.9.
In Scotland, Gensets that are not at Black Start Stations, but which are
part of a Local Joint Restoration Plan, may be instructed in accordance
with the provisions of that Local Joint Restoration Plan.
During a Black Start situation, instructions in relation to Power Stations

and to Network Operators which are not part of a Local Joint
Restoration Plan, will be deemed to be Emergency Instructions in
accordance with the BC2.9. For the purposes of these instructions the
Black Start will be an emergency circumstance under BC2.9.
(b) If during the Demand restoration process any Genset cannot, because of
the Demand being experienced, keep within its safe operating parameters,
the Generator shall, unless a Local Joint Restoration Plan is in
Issue 4 OC9 - 5 24 June 2009
operation, inform NGET. NGET will, where possible, either instruct
Demand to be altered or will re-configure the National Electricity
Transmission System or will instruct a User to re-configure its System in
order to alleviate the problem being experienced by the Generator. If a
Local Joint Restoration Plan is in operation, then the arrangements set
out therein shall apply. However, NGET accepts that any decision to keep
a Genset operating, if outside its safe operating parameters, is one for the
Generator concerned alone and accepts that the Generator may change
generation on that Genset if it believes it is necessary for safety reasons
(whether relating to personnel or Plant and/or Apparatus). If such a
change is made without prior notice, then the Generator shall inform NGET
as soon as reasonably practical (unless a Local Joint Restoration Plan is
in operation in which case the arrangements set out therein shall apply).
Embedded Power Stations
OC9.4.7.5 Without prejudice to the provisions of OC9.4.7.8, Network Operators with

Embedded Power Stations will comply with any directions of NGET to restore
Demand to be met by the Embedded Power Stations.
Local Joint Restoration Plan operation
OC9.4.7.6 (a) The following provisions apply in relation to a Local Joint Restoration
Plan. As set out in OC9.4.7.3, NGET may issue instructions which conflict
with a Local Joint Restoration Plan. In such cases, these instructions
will take precedence over the requirements of the Local Joint
Restoration Plan. When issuing such instructions, NGET shall state
whether or not it wishes the remainder of the Local Joint Restoration
Plan to apply. If, not withstanding that NGET has stated that it wishes the
remainder of the Local Joint Restoration Plan to apply, the Generator or
the relevant Network Operator consider that NGET’s instructions mean
that it is not possible to operate the Local Joint Restoration Plan as
modified by those instructions, any of them may give notice to NGET and
the other parties to the Local Joint Restoration Plan to this effect and
NGET shall immediately consult with all parties to the Local Joint
Restoration Plan. Unless all parties to the Local Joint Restoration Plan
reach an agreement forthwith as to how the Local Joint Restoration Plan
shall operate in those circumstances, operation in accordance with the
Local Joint Restoration Plan will terminate.
(b) Where NGET, as part of a Black Start, has given an instruction to a Black
Start Station to initiate Start-Up, the relevant Genset(s) at the Black
Start Station will Start-Up in accordance with the Local Joint
Restoration Plan.
(c) NGET will advise the relevant Network Operator of the requirement to
switch its User System so as to segregate its Demand and to carry out
such other actions as set out in the Local Joint Restoration Plan. The
relevant Network Operator will then operate in accordance with the
provisions of the Local Joint Restoration Plan.
(d) NGET will ensure that switching carried out on the National Electricity
Transmission System and other actions are as set out in the Local Joint
Restoration Plan.
Issue 4 OC9 - 6 24 June 2009

(e) Following notification from the Generator that the Black Start Station is
ready to accept load, NGET will instruct the Black Start Station to
energise part of the Total System. The Black Start Station and the
relevant Network Operator will then, in accordance with the requirements
of the Local Joint Restoration Plan, establish communication and agree
the output of the relevant Genset(s) and the connection of Demand so as
to establish a Power Island. During this period, the Generator will be
required to regulate the output of the relevant Genset(s) at its Black Start
Station to the Demand prevailing in the Power Island in which it is
situated, on the basis that it will (where practicable) seek to maintain the
Target Frequency. The Genset(s) at the Black Start Station will (where
practical) also seek to follow the requirements relating to Reactive Power
(which may include the requirement to maintain a target voltage) set out in
the Local Joint Restoration Plan.
(f) Operation in accordance with the Local Joint Restoration Plan will be
terminated by NGET (by notifying the relevant Users) prior to connecting
the Power Island to other Power Islands (other than, in Scotland, as
allowed for in the Local Joint Restoration Plan), or to the User System
of another Network Operator, or to the synchronising of Gensets at other
Power Stations (other than, in Scotland, those forming part of the Local
Joint Restoration Plan). Operation in accordance with the Local Joint
Restoration Plan will also terminate in the circumstances provided for in
OC9.4.7.6(a) if an agreement is not reached or if NGET states that it does
not wish the remainder of the Local Joint Restoration Plan to apply.
Users will then comply with the Bid-Offer Acceptances or Emergency
Instructions of NGET.
(g) In Scotland, Gensets included in a Local Joint Restoration Plan, but not
at a Black Start Station, will operate in accordance with the requirements
of the Local Joint Restoration Plan.
Interconnection of Power Islands
OC9.4.7.7 NGET will instruct the relevant Users so as to interconnect Power Islands to
achieve larger sub-systems, and subsequently the interconnection of these sub-
systems to form an integrated system. This should eventually achieve the re-
establishment of the Total System or that part of the Total System subject to the
Partial Shutdown, as the case may be. The interconnection of Power Islands
and sub-systems will utilise the provisions of all or part of OC9.5 (Re-
Synchronisation of De-synchronised Islands) and in such a situation such
provisions will be part of the Black Start.
OC9.4.7.8 As part of the Black Start strategy each Network Operator with either an
Embedded Black Start Station which has established a Power Island within its
User System or with any Embedded Power Stations within its User System
which have become islanded, may in liaison with NGET sustain and expand these
islands in accordance with the relevant provisions of OC9.5 which shall apply to
this OC9.4 as if set out here. They will inform NGET of their actions and will not
Re-Synchronise to the National Electricity Transmission System or any
User's System which is already Synchronised to the National Electricity
Transmission System without NGET's agreement.
Return the Total System Back to Normal Operation
Issue 4 OC9 - 7 24 June 2009

OC9.4.7.9 NGET shall, as soon as reasonably practical, inform Users and the BSSCo when
the Total System could return to normal operation. Any such determination by
NGET does not mean that the provisions of Section G paragraph 3 (Black Start) of
the BSC shall cease to apply.
In making the determination that the Total System could return to normal
operation, NGET, would consider, amongst other things, the following areas:
(a) the extent to which the National Electricity Transmission System is

contiguous and energised;
(b) the integrity and stability of the National Electricity Transmission System
and its ability to operate in accordance with the Licence Standards;
(c) the impact that returning to normal may have on transmission constraints and
the corresponding ability to maximise the Demand connected; and
(d) the volume of generation or Demand not connected to the National
(e) the functionality of normal communication systems (i.e. EDT, Control
Telephony, etc).
For the avoidance of doubt, until the Conclusion of the Black Start the Balancing
Mechanism is unlikely to be operational and NGET is likely to continue to issue
Emergency Instructions in accordance with BC2.9.
Conclusion of Black Start
OC9.4.7.10 With effect from the time when the BSCCo has confirmed that the provisions of
Section G, paragraph 3 are to cease to apply and that the Balancing Mechanism
is re-established the Black Start will conclude and the Total System will be
deemed to have returned to normal operation. Following such confirmation
operation in accordance with the provisions of this OC9 shall cease.
Externally Interconnected System Operators
OC9.4.7.11 During a Black Start, NGET will, pursuant to the Interconnection Agreement
with Externally Interconnected System Operators, agree with Externally
Interconnected System Operators when their transmission systems can be Re-
Synchronised to the Total System, if they have become separated.
OC9.4.7.12 Local Joint Restoration Plan establishment
(a) In England and Wales, in relation to each Black Start Station, NGET, the
Network Operator and the relevant Generator will discuss and agree a
Local Joint Restoration Plan. Where at the date of the first inclusion of
this OC9.4.7.12 into the Grid Code a local plan covering the procedures to
be covered in a Local Joint Restoration Plan is in existence and agreed,
NGET will discuss this with the Network Operator and the relevant
Generator to agree whether it is consistent with the principles set out in
this OC9.4. If it is agreed to be so consistent, then it shall become a Local
Joint Restoration Plan under this OC9 and the relevant provisions of
OC9.4.7.12(b) shall apply. If it is not agreed to be so consistent, then the
provisions of OC9.4.7.12(b) shall apply as if there is no Local Joint
Restoration Plan in place.
In respect of Scottish Transmission Systems where a requirement for a

Local Joint Restoration Plan is identified, NGET, the Relevant Scottish
Transmission Licensee(s), the Network Operator and Black Start
Issue 4 OC9 - 8 24 June 2009
Station(s) will discuss and agree a Local Joint Restoration Plan. In
addition other Users, including other Generators, may be reasonably
required by NGET to discuss and agree a Local Joint Restoration Plan.
(b) In England and Wales, where the need for a Local Joint Restoration
Plan arises when there is none in place, the following provisions shall
apply:-
(i) NGET, the Network Operator and the relevant Generator will
discuss and agree the detail of the Local Joint Restoration Plan as
soon as the requirement for a Local Joint Restoration Plan is
identified by NGET. NGET will notify all affected Users, and will
initiate these discussions.
(ii) Each Local Joint Restoration Plan will be in relation to a specific

Black Start Station.
(iii) The Local Joint Restoration Plan will record which Users and
which User Sites are covered by the Local Joint Restoration Plan
and set out what is required from NGET and each User should a
Black Start situation arise.
(iv) Each Local Joint Restoration Plan shall be prepared by NGET to

reflect the above discussions and agreement.
(v) Each page of the Local Joint Restoration Plan shall bear a date of
issue and the issue number.
(vi) When a Local Joint Restoration Plan has been prepared, it shall
be sent by NGET to the Users involved for confirmation of its
accuracy.
(vii) The Local Joint Restoration Plan shall then (if its accuracy has
been confirmed) be signed on behalf of NGET and on behalf of each
relevant User by way of written confirmation of its accuracy.
(viii) Once agreed under this OC9.4.7.12, the procedure will become a
Local Joint Restoration Plan under the Grid Code and (subject to
any change pursuant to this OC9) will apply between NGET and the
relevant Users as if it were part of the Grid Code.
(ix) Once signed, a copy of the Local Joint Restoration Plan will be
distributed by NGET to each User which is a party to it accompanied
by a note indicating the date of implementation.
(x) NGET and Users must make the Local Joint Restoration Plan
readily available to the relevant operational staff.
(xi) If NGET, or any User which is a party to a Local Joint Restoration

Plan, becomes aware that a change is needed to that Local Joint
Restoration Plan, it shall (in the case of NGET) initiate a discussion
between NGET and the relevant Users to seek to agree the relevant
change. If a User becomes so aware, it shall contact NGET who will
then initiate such discussions. The principles applying to establishing
a new Local Joint Restoration Plan under this OC9.4.7.12 shall
apply to such discussions and to any consequent changes.
Issue 4 OC9 - 9 24 June 2009

(xii) NGET, the Network Operator and the relevant Generator will
conduct regular joint exercises of the Local Joint Restoration Plan
to which they are parties. The objectives of such exercises include:
To test the effectiveness of the Local Joint Restoration Plan;

To provide for joint training of the parties in respect of the Local
Joint Restoration Plan;
To maintain the parties’ awareness and familiarity of the Local
To promote understanding of each parties’ roles under a Local
To identify any improvement areas which should be incorporated
in to the Local Joint Restoration Plan.
The principles applying to the establishment of a new Local
Joint Restoration Plan under this OC9.4.7.12 shall apply to any
changes to the Local Joint Restoration Plan.
NGET will propose to the parties of a Local Joint Restoration Plan

a date for the exercise to take place, to be agreed with the other
parties. All the Local Joint Restoration Plan parties will jointly
share the task of planning, preparing, participating in and facilitating
the exercises, which will normally be in desktop format or as
otherwise agreed. The precise timing of the exercise for each Local
Joint Restoration Plan will be agreed by all parties, but will not be
less than one every 8 years.
(c) In respect of Scottish Transmission Systems, where the need for a

Local Joint Restoration Plan arises, the following provisions shall apply:-
(i) NGET, the Relevant Scottish Transmission Licensee(s), the

Network Operator and the relevant Generator will discuss and
agree the detail of the Local Joint Restoration Plan as soon as the
requirement for a Local Joint Restoration Plan is identified by
NGET. In addition other Scottish Users, including other
Generators, may be reasonably required by NGET to discuss and
agree details of the Local Joint Restoration Plan as soon as the
requirement for a Local Joint Restoration Plan is identified by
NGET. NGET will notify the Relevant Scottish Transmission
Licensee(s) and all affected Scottish Users, and will initiate these
discussions.
(ii) Each Local Joint Restoration Plan may be in relation to either a

specific Black Start Station or a number of Black Start Stations,
and may include Gensets at Power Stations other than a Black
Start Station.
(iii) The Local Joint Restoration Plan will record which Scottish Users
and which Scottish User Sites are covered by the Local Joint
Restoration Plan and set out what is required from NGET, the
Relevant Scottish Transmission Licensee(s) and each Scottish
User should a Black Start situation arise.
(iv) Each Local Joint Restoration Plan shall be prepared by NGET to

reflect the above discussions and agreement.
Issue 4 OC9 - 10 24 June 2009

(v) Each page of the Local Joint Restoration Plan shall bear a date of
issue and the issue number.
(vi) When a Local Joint Restoration Plan has been prepared, it shall
be sent by NGET to the Relevant Scottish Transmission
Licensee(s) and Scottish Users involved for confirmation of its
accuracy.
(vii) The Local Joint Restoration Plan shall then (if its accuracy has
been confirmed) be signed on behalf of NGET and on behalf of each
relevant Scottish User and Relevant Scottish Transmission
Licensee(s) by way of written confirmation of its accuracy.
(viii) Once agreed under this OC9.4.7.12, the procedure will become a
Local Joint Restoration Plan under the Grid Code and (subject to
any change pursuant to this OC9) will apply between NGET,
Relevant Scottish Transmission Licensee(s) and the relevant
Scottish Users as if it were part of the Grid Code.
(ix) Once signed, a copy of the Local Joint Restoration Plan will be
distributed by NGET to the Relevant Scottish Transmission
Licensee(s) and each Scottish User which is a party to it
accompanied by a note indicating the date of implementation.
(x) NGET, the Relevant Scottish Transmission Licensee(s) and

Scottish Users must make the Local Joint Restoration Plan
readily available to the relevant operational staff.
(xi) If NGET, the Relevant Scottish Transmission Licensee(s) or any

Scottish User which is a party to a Local Joint Restoration Plan,
becomes aware that a change is needed to that Local Joint
Restoration Plan, it shall (in the case of NGET) initiate a discussion
between NGET, the Relevant Scottish Transmission Licensee(s)
and the relevant Scottish Users to seek to agree the relevant
change. If a Scottish User or a Relevant Scottish Transmission
Licensee becomes so aware, it shall contact NGET who will then
initiate such discussions. The principles applying to establishing a
new Local Joint Restoration Plan under this OC9.4.7.12 shall
(xii) NGET, the Relevant Scottish Transmission Licensee(s), the

Network Operator and the relevant Generator will conduct regular
joint exercises of the Local Joint Restoration Plan to which they
are parties. The objectives of such exercises include:
To test the effectiveness of the Local Joint Restoration Plan;

To provide for joint training of the parties in respect of the Local
To maintain the parties’ awareness and familiarity of the Local
To promote understanding of each parties’ roles under a Local
To identify any improvement areas which should be incorporated
in to the Local Joint Restoration Plan.
Issue 4 OC9 - 11 24 June 2009

The principles applying to the establishment of a new Local
Joint Restoration Plan under this OC9.4.7.12 shall apply to any
changes to the Local Joint Restoration Plan.
NGET will propose to the parties of a Local Joint Restoration Plan

a date for the exercise to take place, to be agreed with the other
parties. All the Local Joint Restoration Plan parties will jointly
share the task of planning, preparing, participating in and facilitating
the exercises, which will normally be in desktop format or as
otherwise agreed. The precise timing of the exercise for each Local
Joint Restoration Plan will be agreed by all parties, but will not be
less than one every 8 years.
OC9.5 RE-SYNCHRONISATION OF DE-SYNCHRONISED ISLANDS
The provisions in this OC9.5 do not apply to the parts of the Total System that
normally operate Out of Synchronism with the rest of the National Electricity
Further requirements, including the provision of information, applying to Re-

synchronisation of De-synchronised Islands following any Total Shutdown or
Partial Shutdown are detailed in OC9.5.6.
OC9.5.1 (a) Where parts of the Total System are Out of Synchronism with each
other (each such part being termed a "De-Synchronised Island"), but
there is no Total Shutdown or Partial Shutdown, NGET will instruct
Users to regulate generation or Demand, as the case may be, to enable
the De-Synchronised Islands to be Re-Synchronised and NGET will
inform those Users when Re-Synchronisation has taken place.
(b) As part of that process, there may be a need to deal specifically with
Embedded generation in those De-Synchronised Islands. This OC9.5
provides for how such Embedded generation should be dealt with. In
Scotland, this OC9.5 also provides for how Transmission connected
generation in De-Synchronised Islands should be dealt with.
(c) In accordance with the provisions of the BCs, NGET may decide that, to
enable Re-Synchronisation, it will issue Emergency Instructions in
accordance with BC2.9 and it may be necessary to depart from normal
Balancing Mechanism operation in accordance with BC2 in issuing Bid-
Offer Acceptances.
(d) The provisions of this OC9.5 shall also apply during a Black Start to the
Re-Synchronising of parts of the System following a Total or Partial
Shutdown, as indicated in OC9.4. In such cases, the provisions of the
OC9.5 shall apply following completion and/or termination of the relevant
Local Joint Restoration Plan(s) process as referred to in OC9.4.7.6(f).
OC9.5.2 Options
Generation in those De-Synchronised Islands may be dealt with in three

different ways, more than one of which may be utilised in relation to any particular
incident:-
OC9.5.2.1 Indirect Data
Issue 4 OC9 - 12 24 June 2009

(a) NGET, each Generator with Synchronised (or connected and available
to generate although not Synchronised) Genset(s) in the De-
Synchronised Island and the Network Operator whose User System
forms all or part of the De-Synchronised Island shall exchange
information as set out in this OC9.5.2.1 to enable NGET to issue a Bid-
Offer Acceptance or an Emergency Instruction to that Generator in
relation to its Genset(s) in the De-Synchronised Island until Re-
Synchronisation takes place, on the basis that it will (where practicable)
seek to maintain the Target Frequency.
(b) The information to NGET from the Generator will cover its relevant
operational parameters as outlined in the BCs and from NGET to the
Generator will cover data on Demand and changes in Demand in the De-
Synchronised Island.
(c) The information from the Network Operator to NGET will comprise data
on Demand in the De-Synchronised Island, including data on any
constraints within the De-Synchronised Island.
(d) NGET will keep the Network Operator informed of the Bid-Offer
Acceptances or Emergency Instructions it is issuing to Embedded
Genset(s) within the Network Operator’s User System forming part of
the De-Synchronised Island.
OC9.5.2.2 Direct Data
(a) NGET will issue an Emergency Instruction and/or a Bid-Offer

Acceptance, to the Generator to "float" local Demand and maintain
Frequency at Target Frequency. Under this the Generator will be
required to regulate the output of its Genset(s) at the Power Station in
question to the Demand prevailing in the De-Synchronised Island in
which it is situated, until Re-Synchronisation takes place, on the basis
that it will (where practicable) seek to maintain the Target Frequency.
(b) The Network Operator is required to be in contact with the Generator at

the Power Station to supply data on Demand changes within the De-
Synchronised Island.
(c) If more than one Genset is Synchronised on the De-Synchronised

Island, or is connected to the De-Synchronised Island and available to
generate although not Synchronised, the Network Operator will need to
liaise with NGET to agree which Genset(s) will be utilised to
accommodate changes in Demand in the De-Synchronised Island. The
Network Operator will then maintain contact with the relevant Generator
(or Generators) in relation to that Genset(s).
(d) The Generator at the Power Station must contact the Network Operator
if the level of Demand which it has been asked to meet as a result of the
Emergency Instruction and/or Bid-Offer Acceptance to "float" and the
detail on Demand passed on by the Network Operator, is likely to cause
problems for safety reasons (whether relating to personnel or Plant and/or
Apparatus) in the operation of its Genset(s), in order that the Network
Operator can alter the level of Demand which that Generator needs to
meet. Any decision to operate outside any relevant parameters is one
entirely for the Generator.
Issue 4 OC9 - 13 24 June 2009
OC9.5.2.3 Control Features
(a) A system may be established in relation to a part of the National

Electricity Transmission System and a Network Operator’s User
System, if agreed between NGET and the Network Operator and any
relevant Generator(s), whereby upon a defined fault(s) occurring, manual
or automatic control features will operate to protect the National
Electricity Transmission System and relevant Network Operator’s
User System and Genset(s) and simplify the restoration of Demand in
the De-Synchronised Island.
(b) In agreeing the establishment of such a system of control features NGET

will need to consider its impact on the operation of the National
OC9.5.2.4 Absence of Control Features System
If a system of control features under OC9.5.2.3 has not been agreed as part of an
OC9 De-Synchronised Island Procedure under OC9.5.4 below, NGET may
choose to utilise the procedures set out in OC9.5.2.1 or OC9.5.2.2, or may instruct
the Genset(s) (or some of them) in the De-Synchronised Island to De-
Synchronise.
OC9.5.3 Choice of Option
In relation to each of the methods set out in OC9.5.2, where a De-Synchronised

Island has come into existence and where an OC9 De-Synchronised Island
Procedure under OC9.5.4 has been agreed, NGET, the Network Operator and
relevant Generator(s) will operate in accordance with that OC9 De-
Synchronised Islands Procedure unless NGET considers that the nature of the
De-Synchronised Island situation is such that either:-
(i) the OC9 De-Synchronised Island Procedure does not cover the
situation; or
(ii) the provisions of the OC9 De-Synchronised Island Procedure are not
appropriate,
in which case NGET will instruct the relevant Users and the Users will comply
with NGET's instructions (which in the case of Generators will relate to
generation and in the case of Network Operators will relate to Demand).
OC9.5.4 Agreeing Procedures
In relation to each relevant part of the Total System, NGET, the Network
Operator and the relevant Generator will discuss and may agree a local
procedure (an "OC9 De-Synchronised Island Procedure").
OC9.5.4.1 Where there is no relevant local procedure in place at 12th May 1997, or in the
case where the need for an OC9 De-Synchronised Island Procedure arises for
the first time, the following provisions shall apply:-
(a) NGET, the Network Operator(s) and the relevant Generator(s) will
discuss the need for, and the detail of, the OC9 De-Synchronised Island
Procedure. As soon as the need for an OC9 De-Synchronised Island
Issue 4 OC9 - 14 24 June 2009

Procedure is identified by NGET or a User, and the party which identifies
such a need will notify all affected Users (and NGET, if that party is a
User), and NGET will initiate these discussions.
(b) Each OC9 De-Synchronised Island Procedure will be in relation to a

specific Grid Supply Point, but if there is more than one Grid Supply
Point between NGET and the Network Operator then the OC9 De-
Synchronised Island Procedure may cover all relevant Grid Supply
Points. In Scotland, the OC9 De-Synchronised Island Procedure may
also cover parts of the National Electricity Transmission System
connected to the User’s System(s) and Power Stations directly
connected to the National Electricity Transmission System which are
also likely to form part of the Power Island.
(c) The OC9 De-Synchronised Island Procedure will:-
(i) record which Users and which User Sites are covered by the OC9
De-Synchronised Island Procedure;
(ii) record which of the three methods set out in OC9.5 (or combination
of the three) shall apply, with any conditions as to applicability being
set out as well;
(iii) set out what is required from NGET and each User should a De-
Synchronised Island arise;
(iv) set out what action should be taken if the OC9 De-Synchronised
Island Procedure does not cover a particular set of circumstances
and will reflect that in the absence of any specified action, the
provisions of OC9.5.3 will apply;
(v) in respect of Scottish Transmission Systems, the OC9 De-

Synchronised Island Procedure may be produced with and include
obligations on the Relevant Scottish Transmission Licensee(s) ;
and
(vi) in respect of Scottish Transmission Systems, where the OC9 De-

Synchronised Island Procedure includes the establishment of a
De-synchronised Island, describe the route for establishment of the
De-Synchronised Island.
(d) Each OC9 De-Synchronised Island Procedure shall be prepared by

NGET to reflect the above discussions.
(e) Each page of the OC9 De-Synchronised Island Procedure shall bear a
date of issue and the issue number.
(f) When an OC9 De-Synchronised Island Procedure is prepared, it shall

be sent by NGET to the Users involved for confirmation of its accuracy.
(g) The OC9 De-Synchronised Island Procedure shall then be signed on

behalf of NGET and on behalf of each relevant User by way of written
confirmation of its accuracy.
Issue 4 OC9 - 15 24 June 2009

(h) Once agreed under this OC9.5.4.1, the procedure will become an OC9
De-Synchronised Island Procedure under the Grid Code and (subject to
any change pursuant to this OC9) will apply between NGET, Relevant
Transmission Licensee and the relevant Users as if it were part of the
Grid Code.
(i) Once signed, a copy will be distributed by NGET to each User which is a
party accompanied by a note indicating the issue number and the date of
implementation.
(j) NGET and Users must make the OC9 De-Synchronised Island
Procedure readily available to the relevant operational staff.
(k) If a new User connects to the Total System and needs to be included with
an existing OC9 De-Synchronised Island Procedure, NGET will initiate a
discussion with that User and the Users which are parties to the relevant
OC9 De-Synchronised Island Procedure. The principles applying to a
new OC9 De-Synchronised Island Procedure under this OC9.5.4.1 shall
(l) If NGET, or any User which is a party to an OC9 De-Synchronised

Island Procedure, becomes aware that a change is needed to that OC9
De-Synchronised Island Procedure, it shall (in the case of NGET)
initiate a discussion between NGET and the relevant Users to seek to
agree the relevant change. The principles applying to establishing a new
OC9 De-Synchronised Island Procedure under this OC9.5.4.1 shall
apply to such discussions and to any consequent changes. If a User
becomes so aware, it shall contact NGET who will then initiate such
discussions.
(m) If in relation to any discussions, agreement cannot be reached between

NGET and the relevant Users, NGET will operate the System on the
basis that it will discuss which of the three methods set out in OC9.5.2.1 to
OC9.5.2.3 would be most appropriate at the time, if practicable. The
complexities and uncertainties of recovery from a De-Synchronised
Island means that NGET will decide, having discussed the situation with
the relevant Users and taking into account the fact that the three methods
may not cover the situation or be appropriate, the approach which is to be
followed. NGET will instruct the relevant Users and the Users will comply
with NGET's instructions as provided in OC9.5.3.
OC9.5.4.2 Where there is a relevant local procedure in place at 12th May 1997, the following
provisions shall apply:-
(a) NGET and the Network Operator and the relevant Generator(s) will
discuss the existing procedure to see whether it is consistent with the
principles set out in this OC9.5.
(b) If it is, then it shall become an OC9 De-Synchronised Island Procedure

under this OC9, and the relevant provisions of OC9.5.4.1 shall apply.
(c) If it is not, then the parties will discuss what changes are needed to ensure
that it is consistent, and once agreed the procedure will become an OC9
De-Synchronised Island Procedure under this OC9, and the relevant
provisions of OC9.5.4.1 shall apply.
Issue 4 OC9 - 16 24 June 2009

(d) If agreement cannot be reached between NGET and the relevant Users
after a reasonable period of time, the existing procedure will cease to
apply and NGET will operate the System on the basis that it will discuss
which of the three methods set out in OC9.5.2.1 to OC9.5.2.3 would be
most appropriate at the time, if practicable. The complexities and
uncertainties of recovery from a De-Synchronised Island means that
NGET will decide, having discussed the situation with the relevant Users
and taking into account the fact that the three methods may not cover the
situation or be appropriate, the approach which is to be followed. NGET
will instruct the relevant Users and the Users will comply with NGET's
instructions as provided in OC9.5.3.
OC9.5.5 Where the National Electricity Transmission System is Out of Synchronism

with the transmission system of an Externally Interconnected System Operator,
NGET will, pursuant to the Interconnection Agreement with that Externally
Interconnected System Operator, agree with that Externally Interconnected
System Operator when its transmission system can be Re-Synchronised to the
OC9.5.6 Further requirements regarding Re-synchronisation of De-synchronised

Islands following any Total Shutdown or Partial Shutdown
Following any Total Shutdown or Partial Shutdown NGET expects that it will be
necessary to interconnect Power Islands utilising the provisions of OC9.5. The
complexities and uncertainties of recovery from a Total Shutdown or Partial
Shutdown requires the provisions of OC9.5 to be flexible, however, the strategies
which NGET will, where practicable, be seeking to follow when Re-synchronising
De-synchronised Islands following any Total Shutdown or Partial Shutdown,
include the following:
a) the provision of supplies to appropriate Power Stations to facilitate their

synchronisation as soon as practicable;
b) energisation of a skeletal National Electricity Transmission System;
c) the strategic restoration of Demand in coordination with relevant Network

Operators.
As highlighted in OC9.4.3, during a Total Shutdown or Partial Shutdown and

during the subsequent recovery, which includes any period during which the
procedures in this OC9.5 apply, the Licence Standards may not apply and the
Total System may be operated outside normal voltage and Frequency
standards.
OC9.5.7 To manage effectively and coordinate the restoration strategies of the Total
System (any Re-Synchronisation of De-Synchronised Islands) following any
Total Shutdown or Partial Shutdown, requires NGET and relevant Users to
undertake certain planning activities as set out below:
a) NGET and Network Operators shall review on a regular basis the

processes by which each Power Island will be interconnected. This is
likely to cover an exchange of information regarding the typical size,
location and timing requirements for Demand to be reconnected and also
include details (ability to change/disable) of the low frequency trip relay
settings of the Demand identified.
Issue 4 OC9 - 17 24 June 2009

b) Each Generator shall provide to NGET information to assist NGET in the
formulation of the restoration strategies of Power Island expansion. This
information shall be provided in accordance with PC.A.5.7.
OC9.6 JOINT SYSTEM INCIDENT PROCEDURE
OC9.6.1 A "Joint System Incident" is
(a) an Event, wherever occurring (other than on an Embedded Small Power

Station or Embedded Medium Power Station), which, in the opinion of
NGET or a User, has or may have a serious and/or widespread effect.
(b) In the case of an Event on a User(s) System(s) (other than on an

Embedded Small Power Station or Embedded Medium Power
Station), the effect must be on the National Electricity Transmission
System, and in the case of an Event on the National Electricity
Transmission System, the effect must be on a User(s) System(s) (other
than on an Embedded Small Power Station or Embedded Medium
Power Station).
Where an Event on a User(s) System(s) has or may have no effect on the

National Electricity Transmission System, then such an Event does not fall
within OC9 and accordingly OC9 shall not apply to it.
OC9.6.2 (a) (i) Each User (other than Generators which only have Embedded
Small Power Stations and/or Embedded Medium Power Stations)
will provide in writing to NGET, and
(ii) NGET will provide in writing to each User (other than Generators
which only have Embedded Small Power Stations and/or
Embedded Medium Power Stations), a telephone number or
numbers at which, or through which, senior management
representatives nominated for this purpose and who are fully
authorised to make binding decisions on behalf of NGET or the
relevant User, as the case may be, can be contacted day or night
when there is a Joint System Incident.
(b) The lists of telephone numbers will be provided in accordance with the
timing requirements of the Bilateral Agreement and/or Construction
Agreement with that User, prior to the time that a User connects to the
National Electricity Transmission System and must be up-dated (in
writing) as often as the information contained in them changes.
OC9.6.3 Following notification of an Event under OC7, NGET or a User, as the case may
be, will, if it considers necessary, telephone the User or NGET, as the case may
be, on the telephone number referred to in OC9.6.2, to obtain such additional
information as it requires.
OC9.6.4 Following notification of an Event under OC7, and/or the receipt of any additional
information requested pursuant to OC9.6.3, NGET or a User, as the case may be,
will determine whether or not the Event is a Joint System Incident, and, if so,
NGET and/or the User may set up an Incident Centre in order to avoid
overloading the existing NGET or that User's, as the case may be,
operational/control arrangements.
Issue 4 OC9 - 18 24 June 2009

OC9.6.5 Where NGET has determined that an Event is a Joint System Incident, NGET
shall, as soon as possible, notify all relevant Users that a Joint System Incident
has occurred and, if appropriate, that it has established an Incident Centre and
the telephone number(s) of its Incident Centre if different from those already
supplied pursuant to OC9.6.2.
OC9.6.6 If a User establishes an Incident Centre it shall, as soon as possible, notify

NGET that it has been established and the telephone number(s) of the Incident
Centre if different from those already supplied pursuant to OC9.6.2.
OC9.6.7 NGET's Incident Centre and/or the User's Incident Centre will not assume any
responsibility for the operation of the National Electricity Transmission System
or User's System, as the case may be, but will be the focal point in NGET or the
User, as the case may be, for:-
(a) the communication and dissemination of information between NGET and

the senior management representatives of User(s); or
(b) between the User and the senior management representatives of NGET,
as the case may be,
relating to the Joint System Incident. The term "Incident Centre" does not
imply a specially built centre for dealing with Joint System Incidents, but is a
communications focal point. During a Joint System Incident, the normal
communication channels, for operational/control communication between NGET
and Users will continue to be used.
OC9.6.8 All communications between the senior management representatives of the

relevant parties with regard to NGET's role in the Joint System Incident shall be
made via NGET's Incident Centre if it has been established.
OC9.6.9 All communications between the senior management representatives of NGET

and a User with regard to that User's role in the Joint System Incident shall be
made via that User's Incident Centre if it has been established.
OC9.6.10 NGET will decide when conditions no longer justify the need to use its Incident
Centre and will inform all relevant Users of this decision.
OC9.6.11 Each User which has established an Incident Centre will decide when conditions
no longer justify the need to use that Incident Centre and will inform NGET of this
decision.
<End of OC9>
Issue 4 OC9 - 19 24 June 2009

OPERATING CODE NO.10
EVENT INFORMATION SUPPLY
CONTENTS

OC10.1 INTRODUCTION........................................................................................................... 1
OC10.2 OBJECTIVE .................................................................................................................. 1
OC10.3 SCOPE.......................................................................................................................... 1
OC10.4 PROCEDURE ............................................................................................................... 1

OC10.4.1 Reporting................................................................................................................ 1
OC10.4.1.1 Written Reporting of Events by Users to NGC....................................... 1
OC10.4.1.2 Written Reporting of Events by NGC to Users....................................... 2
OC10.4.1.3 Form ...................................................................................................... 2
OC10.4.1.4 Timing .................................................................................................... 2
OC10.4.2 Joint Investigations................................................................................................. 3
APPENDIX – MATTERS TO BE INCLUDED IN A WRITTEN REPORT...................................... 4

EVENT INFORMATION SUPPLY
OC10.1 INTRODUCTION
OC10.1.1. Operating Code No.10 ("OC10") sets out:
OC10.1.1.1 the requirements for the reporting in writing and, where appropriate, more fully,
those Significant Incidents which were initially reported to NGET or a User orally
under OC7; and
OC10.1.1.2 the mechanism for the joint investigation of a Significant Incident or a series of
Significant Incidents if NGET and the relevant Users agree.
OC10.2 OBJECTIVE
The objective of OC10 is to facilitate the provision of more detailed information, in

writing, of Significant Incidents which were initially orally reported under OC7
and to enable joint investigations to take place if NGET and the relevant Users
agree.
OC10.3 SCOPE
Stations and/or Embedded Medium Power Stations);
The procedure for Event information supply between NGET and Externally
Interconnected System Operators is set out in the Interconnection Agreement
with each Externally Interconnected System Operator.
OC10.4 PROCEDURE
OC10.4.1 REPORTING
OC10.4.1.1 Written Reporting of Events by Users to NGET

In the case of an Event which was initially reported by a User to NGET orally and
subsequently determined by NGET to be a Significant Incident, and accordingly
notified by NGET to a User pursuant to OC7, the User will give a written report to
NGET, in accordance with OC10. NGET will not pass on this report to other
affected Users but may use the information contained therein in preparing a report
under OC10 to another User (or in a report which NGET is required to submit
Issue 4 OC10 - 1 24 June 2009
under an Interconnection Agreement) in relation to a Significant Incident (or its
equivalent under an Interconnection Agreement or STC) on the National
Electricity Transmission System which has been caused by (or exacerbated by)
the Significant Incident on the User's System.
OC10.4.1.2 Written Reporting of Events by NGET to Users
In the case of an Event which was initially reported by NGET to a User orally and
subsequently determined by the User to be a Significant Incident, and
accordingly notified by the User to NGET pursuant to OC7, NGET will give a
written report to the User, in accordance with OC10. The User will not pass on
the report to other affected Users but:
(a) a Network Operator may use the information contained therein in

preparing a written report to a Generator with a Generating Unit or a
Power Park Module connected to its System or to a DC Converter
Station owner with a DC Converter connected to its System or to another
operator of a User System connected to its System in connection with
reporting the equivalent of a Significant Incident under the Distribution
Code (or other contract pursuant to which that Generating Unit or that
Power Park Module or that DC Converter or User System is connected
to its System) (if the Significant Incident on the National Electricity
Transmission System caused or exacerbated it); and
(b) a Generator may use the information contained therein in preparing a

written report to another Generator with a Generating Unit or a Power
Park Module connected to its System or to the operator of a User
System connected to its System if it is required (by a contract pursuant to
which that Generating Unit or a Power Park Module or that is connected
to its System) to do so in connection with the equivalent of a Significant
Incident on its System (if the Significant Incident on the National
Electricity Transmission System caused or exacerbated it).
OC10.4.1.3 Form
A report under OC10.4.1 shall be sent to NGET or to a User, as the case may be,
and will contain a confirmation of the oral notification given under OC7 together
with more details relating to the Significant Incident although it (and any
response to any question asked) need not state the cause of the Event save to
the extent permitted under OC7.4.6.7 and OC7.4.6.9, and such further information
which has become known relating to the Significant Incident since the oral
notification under OC7. The report should, as a minimum, contain those matters
specified in the Appendix to OC10. The Appendix is not intended to be
exhaustive. NGET or the User, as the case may be, may raise questions to clarify
the notification and the giver of the notification will, in so far as it is able, answer
any questions raised.
OC10.4.1.4 Timing
A full written report under OC10.4.1 must, if possible, be received by NGET or the
User, as the case may be, within 2 hours of NGET or the User, as the case may
be, receiving oral notification under OC7. If this is not possible, the User or
NGET, as the case may be, shall, within this period, submit a preliminary report
Issue 4 OC10 - 2 24 June 2009

setting out, as a minimum, those matters specified in the Appendix to OC10. As
soon as reasonably practical thereafter, the User or NGET, as the case may be,
shall submit a full written report containing the information set out in OC10.4.1.3.
OC10.4.2 Joint Investigations
OC10.4.2.1 Where a Significant Incident (or series of Significant Incidents) has been
declared and a report (or reports) under OC10 submitted, NGET or a User which
has either given or received a written report under OC10 may request that a joint
investigation of a Significant Incident should take place.
OC10.4.2.2 Where there has been a series of Significant Incidents (that is to say, where a
Significant Incident has caused or exacerbated another Significant Incident)
the party requesting a joint investigation or the recipient of such a request, may
request that the joint investigation should include an investigation into that other
Significant Incident (or Significant Incidents).
OC10.4.2.3 NGET or a User may also request that:-
(i) an Externally Interconnected System Operator and/or
(ii) Interconnector User or
(iii) (in the case of a Network Operator) a Generator with a Generating Unit
or a Power Park Module or a DC Converter Station owner with DC
Converter connected to its System or another User System connected to
its System or
(iv) (in the case of a Generator) another Generator with a Generating Unit or
a Power Park Module connected to its System or a User System
connected to its System.
be included in the joint investigation.
OC10.4.2.4 A joint investigation will only take place if NGET and the User or Users involved
agree to it (including agreement on the involvement of other parties referred to in
OC10.4.2.3). The form and rules of, the procedure for, and all matters (including,
if thought appropriate, provisions for costs and for a party to withdraw from the
joint investigation once it has begun) relating to the joint investigation will be
agreed at the time of a joint investigation and in the absence of agreement the
joint investigation will not take place.
OC10.4.2.5 Requests relating to a proposed joint investigation will be in writing.
OC10.4.2.6 Any joint investigation under OC10 is separate to any investigation under the
Disputes Resolution Procedure.
Issue 4 OC10 - 3 24 June 2009

APPENDIX
MATTERS, IF APPLICABLE TO THE SIGNIFICANT INCIDENT
AND TO THE RELEVANT USER (OR NGET, AS THE CASE MAY BE,)
TO BE INCLUDED IN A WRITTEN REPORT
GIVEN IN ACCORDANCE WITH OC10.4.1 AND OC10.4.2
1. Time and date of Significant Incident.
2. Location.
3. Plant and/or Apparatus directly involved (and not merely affected by the Event).
4. Description of Significant Incident.
5. Demand (in MW) and/or generation (in MW) interrupted and duration of
interruption.
6. Generating Unit, Power Park Module or DC Converter - Frequency response

(MW correction achieved subsequent to the Significant Incident).
7. Generating Unit, Power Park Module or DC Converter - Mvar performance

(change in output subsequent to the Significant Incident).
8. Estimated time and date of return to service.
< End of OC10>
Issue 4 OC10 - 4 24 June 2009

NUMBERING AND NOMENCLATURE OF

HIGH VOLTAGE APPARATUS AT CERTAIN SITES
CONTENTS

OC11.1 INTRODUCTION ............................................................................................................ 2
OC11.2 OBJECTIVE .................................................................................................................... 2
OC11.3 SCOPE ........................................................................................................................... 2
OC11.4 PROCEDURE ................................................................................................................. 3

OC11.4.2 Transmission HV Apparatus on Users Sites ............................................................ 3
OC11.4.3 User HV Apparatus on NGC Sites ........................................................................... 3
OC11.4.4 Changes................................................................................................................... 4
Issue 4 OC11 - 1 24 June 2009

NUMBERING AND NOMENCLATURE OF

HIGH VOLTAGE APPARATUS AT CERTAIN SITES
OC11.1 INTRODUCTION
OC11.1.1 Operating Code No.11 ("OC11") sets out the requirement that:
(a) Transmission HV Apparatus on Users' Sites; and
(b) User HV Apparatus on Transmission Sites;
shall have numbering and nomenclature in accordance with the system used from
time to time by NGET.
OC11.1.2 The numbering and nomenclature (if required under the system of numbering and
nomenclature used from time to time by NGET) of each item of HV Apparatus
shall be included in the Operation Diagram prepared for each Transmission Site
or User Site, as the case may be. Further provisions on Operation Diagrams are
contained in the Connection Conditions and in each Bilateral Agreement.
OC11.1.3 In OC11 the term "HV Apparatus" includes any SF6 Gas Zones associated with
any HV Apparatus.
OC11.2 OBJECTIVE
OC11.2.1 The overall objective of OC11 is to ensure, so far as possible, the safe and
effective operation of the Total System and to reduce the risk of human error
faults by requiring, in certain circumstances, that the numbering and nomenclature
of User's HV Apparatus shall be in accordance with the system used from time to
time by NGET.
OC11.3 SCOPE
(a) Generators;
Issue 4 OC11 - 2 24 June 2009

OC11.4 PROCEDURE
OC11.4.1.1 The term "User Site" means a site owned (or occupied pursuant to a lease,
licence or other agreement) by a User in which there is a Connection Point. For
the avoidance of doubt, where a site is owned by NGET (in England and Wales) or
a Relevant Transmission Licensee (in Scotland or Offshore) but occupied by a
User (as aforesaid), the site is a User Site.
OC11.4.1.2 The term "Transmission Site" means a site owned (or occupied pursuant to a
lease, licence or other agreement) by NGET (in England and Wales) or by a
Relevant Transmission Licensee (in Scotland or Offshore) in which there is a
Connection Point. For the avoidance of doubt, where a site is owned by a User
but occupied by NGET (in England and Wales) or a Relevant Transmission
Licensee (in Scotland or Offshore)(as aforesaid), the site is an Transmission
Site.
OC11.4.2 Transmission HV Apparatus on Users' Sites
(a) Transmission HV Apparatus on Users' Sites shall have numbering and

nomenclature in accordance with the system used from time to time by
NGET;
(b) when NGET (for sites in England and Wales) or the Relevant
Transmission Licensee (for sites in Scotland or Offshore) is to install
its HV Apparatus on a User's Site, NGET shall (unless it gives rise to a
Modification under the CUSC, in which case the provisions of the CUSC
as to the timing apply) notify the relevant User of the numbering and
nomenclature to be adopted for that HV Apparatus at least eight months
prior to proposed installation;
(c) the notification will be made in writing to the relevant User and will
consist of both a proposed Operation Diagram incorporating the
proposed new Transmission HV Apparatus to be installed, its proposed
numbering and nomenclature, and the date of its proposed installation;
(d) the relevant User will respond in writing to NGET within one month of the
receipt of the notification, confirming receipt and confirming either that
any other HV Apparatus of the relevant User on such User Site does
not have numbering and/or nomenclature which could be confused with
that proposed by NGET, or, to the extent that it does, that the relevant
other numbering and/or nomenclature will be changed before installation
of the Transmission HV Apparatus;
(e) the relevant User will not install, or permit the installation of, any HV
Apparatus on such User Site which has numbering and/or
nomenclature which could be confused with Transmission HV
Apparatus which is either already on that User Site or which NGET has
notified that User will be installed on that User Site.
OC11.4.3 User HV Apparatus on Transmission Sites
(a) User HV Apparatus on Transmission Sites shall have numbering and

nomenclature in accordance with the system used from time to time by
NGET;
Issue 4 OC11 - 3 24 June 2009

(b) when a User is to install its HV Apparatus on an Transmission Site, or
it wishes to replace existing HV Apparatus on an Transmission Site
and it wishes to adopt new numbering and nomenclature for such HV
Apparatus, the User shall (unless it gives rise to a Modification under
the CUSC in which case the provisions of the CUSC as to the timing
apply) notify NGET of the details of the HV Apparatus and the proposed
numbering and nomenclature to be adopted for that HV Apparatus, at
least eight months prior to proposed installation;
(c) the notification will be made in writing to NGET and shall consist of both
a proposed Operation Diagram incorporating the proposed new HV
Apparatus of the User to be installed, its proposed numbering and
nomenclature, and the date of its proposed installation;
(d) NGET will respond in writing to the User within one month of the receipt
of the notification stating whether or not NGET accepts the User's
proposed numbering and nomenclature and, if they are not acceptable, it
shall give details of the numbering and nomenclature which the User
shall adopt for that HV Apparatus.
OC11.4.4 Changes
Where NGET in its reasonable opinion has decided that it needs to change the
existing numbering or nomenclature of Transmission HV Apparatus on a User's
Site or of User's HV Apparatus on an Transmission Site:
(a) the provisions of paragraph OC11.4.2 shall apply to such change of

numbering or nomenclature of Transmission HV Apparatus with any
necessary amendments to those provisions to reflect that only a change
is being made; and
(b) in the case of a change in the numbering or nomenclature of User's HV

Apparatus on an Transmission Site, NGET will (unless it gives rise to a
Modification under the CUSC, in which case the provisions of the CUSC
as to the timing apply) notify the User of the numbering and/or
nomenclature the User shall adopt for that HV Apparatus (the
notification to be in a form similar to that envisaged under OC11.4.2) at
least eight months prior to the change being needed and the User will
respond in writing to NGET within one month of the receipt of the
notification, confirming receipt.
In either case the notification shall indicate the reason for the proposed change.
OC11.4.5 Users will be provided upon request with details of NGET's then current
numbering and nomenclature system in order to assist them in planning the
numbering and nomenclature for their HV Apparatus on Transmission Sites.
OC11.4.6 When a User installs HV Apparatus which is the subject of OC11, the User shall
be responsible for the provision and erection of clear and unambiguous labelling
showing the numbering and nomenclature. Where a User is required by OC11 to
change the numbering and/or nomenclature of HV Apparatus which is the subject
of OC11, the User will be responsible for the provision and erection of clear and
unambiguous labelling by the required date.
Issue 4 OC11 - 4 24 June 2009

When either NGET (for sites in England and Wales), or a Relevant Transmission
Licensee (for sites in Scotland or Offshore) installs HV Apparatus which is the
subject of OC11, NGET shall be responsible for the provision and erection of a
clear and unambiguous labelling showing the numbering and nomenclature.
Where NGET changes the numbering and /or nomenclature of HV Apparatus
which is the subject of OC11, NGET will be responsible for the provision and
erection of clear and unambiguous labelling showing the numbering and
nomenclature by the required date.
OC11.4.7 For sites in England and Wales, NGET will not change its system of numbering
and nomenclature in use immediately prior to the Transfer Date (which is
embodied in OM5 (Operation Memorandum No.5 - Numbering and Nomenclature
of HV Apparatus on the CEGB Grid System Issue 3 June 1987)), other than to
reflect new or newly adopted technology or HV Apparatus. For the avoidance of
doubt, this OC11.4.7 refers to the system of numbering and nomenclature, and
does not preclude changes to the numbering and/or nomenclature of HV
Apparatus which are necessary to reflect newly installed HV Apparatus, or re-
configuration of HV Apparatus installed, and similar changes being made in
accordance with that system of numbering and nomenclature.
< End of OC11 >
Issue 4 OC11 - 5 24 June 2009

SYSTEM TESTS
CONTENTS

OC12.1 INTRODUCTION .............................................................................................. 1
OC12.2 OBJECTIVE...................................................................................................... 1
OC12.3 SCOPE ............................................................................................................. 1
OC12.4 PROCEDURE ................................................................................................... 2

OC12.4.1 Proposal Notice .......................................................................................... 2
OC12.4.2 Preliminary Notice and establishment of Test Panel.................................. 3
OC12.4.3 Test Panel .................................................................................................. 5
OC12.4.4 Proposal Report ......................................................................................... 5
OC12.4.5 Test Programme......................................................................................... 6
OC12.4.6 Final Report................................................................................................ 7
OC12.4.7 Timetable Reduction .................................................................................. 7

SYSTEM TESTS
OC12.1 INTRODUCTION
OC12.1.1 Operating Code No.12 ("OC12") relates to System Tests, which are
tests which involve simulating conditions or the controlled application of
irregular, unusual or extreme conditions, on the Total System or any part
of the Total System, but which do not include commissioning or
recommissioning tests or any other tests of a minor nature.
OC12.1.2 OC12 deals with the responsibilities and procedures for arranging and
carrying out System Tests which have (or may have) an effect on the
Systems of NGET and Users and/or on the System of any Externally
Interconnected System Operator. Where a System Test proposed by
a User will have no effect on the National Electricity Transmission
System, then such a System Test does not fall within OC12 and
accordingly OC12 shall not apply to it. A System Test proposed by
NGET which will have an effect on the System of a User will always fall
within OC12.
OC12.2 OBJECTIVE
The overall objectives of OC12 are:
OC12.2.1 to ensure, so far as possible, that System Tests proposed to be carried

out either by:
(a) a User (or certain persons in respect of Systems Embedded

within a Network Operator’s System) which may have an
effect on the Total System or any part of the Total System (in
addition to that User's System) including the National
Electricity Transmission System; or
(b) by NGET which may have an effect on the Total System or any
part of the Total System (in addition to the National Electricity
Transmission System)
do not threaten the safety of either their personnel or the general public,
cause minimum threat to the security of supplies and to the integrity of
Plant and/or Apparatus, and cause minimum detriment to NGET and
Users;
OC12.2.2 to set out the procedures to be followed for establishing and reporting
System Tests.
OC12.3 SCOPE
OC12 applies to NGET and to Users, which in OC12 means:-
(a) Generators other than in respect of Embedded Medium Power

Stations and Embedded Small Power Stations (and the term
Generator in OC12 shall be constructed accordingly);

Issue 4 OC12 - 1 24 June 2009
(d) DC Converter Station owners other than in respect of

Embedded DC Converter Stations.
The procedure for the establishment of System Tests on the National

Electricity Transmission System, with Externally Interconnected
System Operators which do not affect any User, is set out in the
Interconnection Agreement with each Externally Interconnected
System Operator. The position of Externally Interconnected System
Operators and Interconnector Users is also referred to in OC12.4.2.
OC12.3.2 Each Network Operator will liaise within NGET as necessary in those
instances where an Embedded Person intends to perform a System
Test which may have an effect on the Total System or any part of the
Total System (in addition to that Generator’s or other User’s System)
including the National Electricity Transmission System. NGET is not
required to deal with such persons.
OC12.3.3 Each Network Operator shall be responsible for coordinating with the
Embedded Person or such other person and assessing the effect og any
System Tests upon:
(a) any Embedded Medium Power Station, Embedded Small

Power Stations or Embedded DC Converter Station within
the Network Operator’s System; or
(b) any other User connected to or within the Network Operator’s

System.
NGET is not required to deal with such persons.
OC12.4 PROCEDURE
OC12.4.1 Proposal Notice
OC12.4.1.1 Where a User (or in the case of a Network Operator, a person in

respect of Systems Embedded within its System, as the case may be)
has decided that it would like to undertake a System Test it shall submit
a notice (a "Proposal Notice") to NGET at least twelve months in
advance of the date it would like to undertake the proposed System
Test.
OC12.4.1.2 The Proposal Notice shall be in writing and shall contain details of the
nature and purpose of the proposed System Test and shall indicate the
extent and situation of the Plant and/or Apparatus involved.
OC12.4.1.3 If NGET is of the view that the information set out in the Proposal Notice
is insufficient, it will contact the person who submitted the Proposal
Notice (the "Test Proposer") as soon as reasonably practicable, with a
written request for further information. NGET will not be required to do
anything under OC12 until it is satisfied with the details supplied in the
Proposal Notice or pursuant to a request for further information.
Issue 4 OC12 - 2 24 June 2009

OC12.4.1.4 If NGET wishes to undertake a System Test, NGET shall be deemed
to have received a Proposal Notice on that System Test
OC12.4.1.5 Where, under OC12, NGET is obliged to notify or contact the Test
Proposer, NGET will not be so obliged where it is NGET that has
proposed the System Test. Users and the Test Panel, where they are
obliged under OC12 to notify, send reports to or otherwise contact both
NGET and the Test Proposer, need only do so once where NGET is the
proposer of the System Test.
OC12.4.2 Preliminary Notice and establishment of Test Panel
OC12.4.2.1 Using the information supplied to it under OC12.4.1 NGET will determine,
in its reasonable estimation, which Users, other than the Test Proposer,
may be affected by the proposed System Test. If NGET determines, in
its reasonable estimation, that an Externally Interconnected System
Operator and/or Interconnector User (or Externally Interconnected
System Operators and/or Interconnector Users) may be affected by
the proposed System Test, then (provided that the Externally
Interconnected System Operator and/or Interconnector User (or each
Externally Interconnected System Operator and/or Interconnector
User where there is more than one affected) undertakes to all the parties
to the Grid Code to be bound by the provisions of the Grid Code for the
purposes of the System Test) for the purposes of the remaining
provisions of this OC12, that Externally Interconnected System
Operator and/or Interconnector User (or each of those Externally
Interconnected System Operators and/or Interconnector Users) will
be deemed to be a User and references to the Total System or to the
Plant and/or Apparatus of a User will be deemed to include a reference
to the transmission or distribution system and plant and/or apparatus of
that Externally Interconnected System Operator and/or
Interconnector User or (as the case may be) those Externally
Interconnected System Operators and/or Interconnector Users. In
the event that the Externally Interconnected System Operator and/or
Interconnector User (or any of the Externally Interconnected System
Operators and/or Interconnector Users where there is more than one
affected) refuses to so undertake, then the System Test will not take
place.
OC12.4.2.2 NGET will appoint a person to co-ordinate the System Test (a "Test Co-
ordinator") as soon as reasonably practicable after it has, or is deemed
to have, received a Proposal Notice and in any event prior to the
distribution of the Preliminary Notice referred to below. The Test Co-
ordinator shall act as Chairman of the Test Panel and shall be an ex-
officio member of the Test Panel.
(a) Where NGET decides, in its reasonable opinion, that the

National Electricity Transmission System will or may be
significantly affected by the proposed System Test, then the
Test Co-ordinator will be a suitably qualified person nominated
by NGET after consultation with the Test Proposer and the
Users identified under OC12.4.2.1.
(b) Where NGET decides, in its reasonable opinion, that the
Issue 4 OC12 - 3 24 June 2009

National Electricity Transmission System will not be
significantly affected by the proposed System Test, then the
Test Co-ordinator will be a suitably qualified person nominated
by the Test Proposer after consultation with NGET.
(c) NGET will, as soon as reasonably practicable after it has

received, or is deemed to have received, a Proposal Notice,
contact the Test Proposer where the Test Co-ordinator is to
be a person nominated by the Test Proposer and invite it to
nominate a person as Test Co-ordinator. If the Test Proposer
is unable or unwilling to nominate a person within seven days of
being contacted by NGET then the proposed System Test will
not take place.
OC12.4.2.3 NGET will notify all Users identified by it under OC12.4.2.1 of the
proposed System Test by a notice in writing (a "Preliminary Notice")
and will send a Preliminary Notice to the Test Proposer. The
Preliminary Notice will contain:
(a) the details of the nature and purpose of the proposed System
Test, the extent and situation of the Plant and/or Apparatus
involved and the identity of the Users identified by NGET under
OC12.4.2.1 and the identity of the Test Proposer;
(b) an invitation to nominate within one month a suitably qualified

representative (or representatives, if the Test Co-ordinator
informs NGET that it is appropriate for a particular User
including the Test Proposer) to be a member of the Test Panel
for the proposed System Test;
(c) the name of the NGET representative (or representatives) on

the Test Panel for the proposed System Test; and
(d) the name of the Test Co-ordinator and whether he was

nominated by the Test Proposer or by NGET.
OC12.4.2.4 The Preliminary Notice will be sent within one month of the later of
either the receipt by NGET of the Proposal Notice, or of the receipt of
any further information requested by NGET under OC12.4.1.3. Where
NGET is the proposer of the System Test, the Preliminary Notice will
be sent within one month of the proposed System Test being
formulated.
OC12.4.2.5 Replies to the invitation in the Preliminary Notice to nominate a

representative to be a member of the Test Panel must be received by
NGET within one month of the date on which the Preliminary Notice
was sent to the User by NGET. Any User which has not replied within
that period will not be entitled to be represented on the Test Panel. If the
Test Proposer does not reply within that period, the proposed System
Test will not take place and NGET will notify all Users identified by it
under OC12.4.2.1 accordingly.
OC12.4.2.6 NGET will, as soon as possible after the expiry of that one month period,
appoint the nominated persons to the Test Panel and notify all Users
identified by it under OC12.4.2.1 and the Test Proposer, of the
Issue 4 OC12 - 4 24 June 2009

composition of the Test Panel.
OC12.4.3 Test Panel
OC12.4.3.1 A meeting of the Test Panel will take place as soon as possible after
NGET has notified all Users identified by it under OC12.4.2.1 and the
Test Proposer of the composition of the Test Panel, and in any event
within one month of the appointment of the Test Panel.
OC12.4.3.2 The Test Panel shall consider:
(a) the details of the nature and purpose of the proposed System
Test and other matters set out in the Proposal Notice (together
with any further information requested by NGET under
OC12.4.1.3);
(b) the economic, operational and risk implications of the proposed

System Test;
(c) the possibility of combining the proposed System Test with any
other tests and with Plant and/or Apparatus outages which
arise pursuant to the Operational Planning requirements of
NGET and Users; and
(d) implications of the proposed System Test on the operation of

the Balancing Mechanism, in so far as it is able to do so.
OC12.4.3.3 Users identified by NGET under OC12.4.2.1, the Test Proposer and
NGET (whether or not they are represented on the Test Panel) shall be
obliged to supply that Test Panel, upon written request, with such details
as the Test Panel reasonably requires in order to consider the proposed
System Test.
OC12.4.3.4 The Test Panel shall be convened by the Test Co-ordinator as often as
he deems necessary to conduct its business.
OC12.4.4 Proposal Report
OC12.4.4.1 Within two months of first meeting the Test Panel will submit a report (a
"Proposal Report"), which will contain:
(a) proposals for carrying out the System Test (including the
manner in which the System Test is to be monitored);
(b) an allocation of costs (including un-anticipated costs) between

the affected parties (the general principle being that the Test
Proposer will bear the costs); and
(c) such other matters as the Test Panel considers appropriate.
The Proposal Report may include requirements for indemnities

(including an indemnity from the relevant Network Operator to NGET
and other Users in relation to its Embedded Persons) to be given in
respect of claims and losses arising from the System Test. All System
Test procedures must comply with all applicable legislation.
Issue 4 OC12 - 5 24 June 2009

OC12.4.4.2 If the Test Panel is unable to agree unanimously on any decision in
preparing its Proposal Report, the proposed System Test will not take
place and the Test Panel will be dissolved.
OC12.4.4.3 The Proposal Report will be submitted to NGET, the Test Proposer
and to each User identified by NGET under OC12.4.2.1.
OC12.4.4.4 Each recipient will respond to the Test Co-ordinator with its approval of
the Proposal Report or its reason for non-approval within fourteen days
of receipt of the Proposal Report. If any recipient does not respond, the
System Test will not take place and the Test Panel will be dissolved.
OC12.4.4.5 In the event of non-approval by one or more recipients, the Test Panel
will meet as soon as practicable in order to determine whether the
proposed System Test can be modified to meet the objection or
objections.
OC12.4.4.6 If the proposed System Test cannot be so modified, the System Test
will not take place and the Test Panel will be dissolved.
OC12.4.4.7 If the proposed System Test can be so modified, the Test Panel will, as
soon as practicable, and in any event within one month of meeting to
discuss the responses to the Proposal Report, submit a revised
Proposal Report and the provisions of OC12.4.4.3 and OC12.4.4.4 will
apply to that submission.
OC12.4.4.8 In the event of non-approval of the revised Proposal Report by one or

more recipients, the System Test will not take place and the Test Panel
will be dissolved.
OC12.4.5 Test Programme
OC12.4.5.1 If the Proposal Report (or, as the case may be, the revised Proposal
Report) is approved by all recipients, the proposed System Test can
proceed and at least one month prior to the date of the proposed System
Test, the Test Panel will submit to NGET, the Test Proposer and each
User identified by NGET under OC12.4.2.1, a programme (the "Test
Programme") stating the switching sequence and proposed timings of
the switching sequence, a list of those staff involved in carrying out the
System Test (including those responsible for site safety) and such other
matters as the Test Panel deems appropriate.
OC12.4.5.2 The Test Programme will, subject to OC12.4.5.3, bind all recipients to
act in accordance with the provisions of the Test Programme in relation
to the proposed System Test.
OC12.4.5.3 Any problems with the proposed System Test which arise or are
anticipated after the issue of the Test Programme and prior to the day of
the proposed System Test, must be notified to the Test Co-ordinator as
soon as possible in writing. If the Test Co-ordinator decides that these
anticipated problems merit an amendment to, or postponement of, the
System Test, he shall notify the Test Proposer (if the Test Co-
ordinator was not appointed by the Test Proposer), NGET and each
User identified by NGET under OC12.4.2.1 accordingly.
Issue 4 OC12 - 6 24 June 2009

OC12.4.5.4 If on the day of the proposed System Test, operating conditions on the
Total System are such that any party involved in the proposed System
Test wishes to delay or cancel the start or continuance of the System
Test, they shall immediately inform the Test Co-ordinator of this
decision and the reasons for it. The Test Co-ordinator shall then
postpone or cancel, as the case may be, the System Test and shall, if
possible, agree with the Test Proposer (if the Test Co-ordinator was
not appointed by the Test Proposer), NGET and all Users identified by
NGET under OC12.4.2.1 another suitable time and date. If he cannot
reach such agreement, the Test Co-ordinator shall reconvene the Test
Panel as soon as practicable, which will endeavour to arrange another
suitable time and date for the System Test, in which case the relevant
provisions of OC12 shall apply.
OC12.4.6 Final Report
OC12.4.6.1 At the conclusion of the System Test, the Test Proposer shall be
responsible for preparing a written report on the System Test (the "Final
Report") for submission to NGET and other members of the Test Panel.
The Final Report shall be submitted within three months of the
conclusion of the System Test unless a different period has been agreed
by the Test Panel prior to the System Test taking place.
OC12.4.6.2 The Final Report shall not be submitted to any person who is not a
member of the Test Panel unless the Test Panel, having considered the
confidentiality issues arising, shall have unanimously approved such
submission.
OC12.4.6.3 The Final Report shall include a description of the Plant and/or
Apparatus tested and a description of the System Test carried out,
together with the results, conclusions and recommendations.
OC12.4.6.4 When the Final Report has been prepared and submitted in accordance
with OC12.4.6.1, the Test Panel will be dissolved.
OC12.4.7 Timetable Reduction
OC12.4.7.1 In certain cases a System Test may be needed on giving less than
twelve months notice. In that case, after consultation with the Test
Proposer and User(s) identified by NGET under OC12.4.2.1, NGET
shall draw up a timetable for the proposed System Test and the
procedure set out in OC12.4.2 to OC12.4.6 shall be followed in
accordance with that timetable.
< End of OC12 >
Issue 4 OC12 - 7 24 June 2009

BALANCING CODE No 1
PRE GATE CLOSURE PROCESS
CONTENTS
Paragraph No/Title Page No.

BC1.1 INTRODUCTION....................................................................................................................1
BC1.2 OBJECTIVE ...........................................................................................................................1
BC1.3 SCOPE...................................................................................................................................1
BC1.4 SUBMISSION OF DATA ........................................................................................................2

BC1.4.1 Communication with Users............................................................................................2
BC1.4.2 Day Ahead Submissions ...............................................................................................2
(a) Physical Notifications ................................................................................................3
(b) Quiescent Physical Notifications...............................................................................4
(c) Export and Import Limits ...........................................................................................4
(d) Bid-Offer Data ...........................................................................................................4
(e) Dynamic Parameters ................................................................................................4
(f) Other Relevant Data ..................................................................................................5
(g) Joint BM Unit Data ....................................................................................................5
BC1.4.3 Data Revisions ..............................................................................................................5
BC1.4.4 Receipt of BM Unit Data prior to Gate Closure..............................................................6
BC1.4.5 BM Unit Defaulting, Validity and Consistency Checking ...............................................6
BC1.4.6 Special Provisions relating to Interconnector Users ......................................................6
BC1.5 INFORMATION PROVIDED BY NGET..................................................................................7
BC1.5.1 Demand Estimates ........................................................................................................7
BC1.5.2 Indicated Margin and Indicated Imbalance....................................................................7
BC1.5.3 Provision of Updated Information ..................................................................................7
BC1.5.4 Reserve and Inadequate System Margin ......................................................................7
BC1.5.5 System and Localised NRAPM (Negative Reserve Active Power Margin) ...................9
BC1.6 SPECIAL PROVISIONS RELATING TO NETWORK OPERATORS ...................................10
BC1.6.1 User System Data from Network Operators ................................................................10
BC1.6.2 Notification Times to Network Operators.....................................................................11
Issue 4 BC1-i 24 June 2009

BC1.7 SPECIAL ACTIONS .............................................................................................................11
APPENDIX 1 BM UNIT DATA.........................................................................................................13

BC1.A.1.1 Physical Notifications ...............................................................................................13
BC1.A.1.2 Quiescent Physical Notifications (QPN)...................................................................14
BC1.A.1.3 Export and Import Limits ..........................................................................................14
BC1.A.1.3.1 Maximum Export Limit .............................................................................14
BC1.A.1.3.2 Maximum Import Limit..............................................................................14
BC1.A.1.4 Bid Offer Data ..........................................................................................................15
BC1.A.1.5 Dynamic Parameters................................................................................................16
BC1.A.1.6 CCGT Module Matrix ...............................................................................................16
BC1.A.1.7 Cascade Hydro Scheme Matrix ...............................................................................18
BC1.A.1.8 Power Park Module Availability Matrix .....................................................................18
APPENDIX 2 DATA TO BE MADE AVAILABLE BY NGET ............................................................20
BC1.A.2.1 Initial Day Ahead Demand Forecast ........................................................................20
BC1.A.2.2 Initial Day Ahead Market Information .......................................................................20
BC1.A.2.3 Current Day & Day Ahead Updated Market Information ..........................................20
Issue 4 BC1- ii 24 June 2009

BALANCING CODE No 1
PRE GATE CLOSURE PROCESS
BC1.1 INTRODUCTION
Balancing Code No1 (BC1) sets out the procedure for:
(a) the submission of BM Unit Data and/or Generating Unit Data by each BM
Participant;
(b) the submission of certain System data by each Network Operator; and
(c) the provision of data by NGET,
in the period leading up to Gate Closure.
BC1.2 OBJECTIVE
The procedure for the submission of BM Unit Data and/or Generating Unit Data is
intended to enable NGET to assess which BM Units and Generating Units are
expected to be operating in order that NGET can ensure (so far as possible) the
integrity of the National Electricity Transmission System, and the security and
quality of supply.
Where reference is made in this BC1 to Generating Units (unless otherwise stated)
it only applies:
(a) to each Generating Unit which forms part of the BM Unit of a Cascade
Hydro Scheme; and
(b) at an Embedded Exemptable Large Power Station where the relevant

Bilateral Agreement specifies that compliance with BC1 is required:
ii) to each Power Park Module where the Power Station comprises
Power Park Modules.
BC1.3 SCOPE
BC1 applies to NGET and to Users, which in this BC1 means:-
(a) BM Participants;
(b) Externally Interconnected System Operators; and
(c) Network Operators.
Issue 4 BC1- 1 24 June 2009

BC1.4 SUBMISSION OF DATA
In the case of BM Units or Generating Units Embedded in a User System, any
data submitted by Users under this BC1 must represent the value of the data at the
relevant Grid Supply Point.
BC1.4.1 Communication with Users
(a) Submission of BM Unit Data and Generating Unit Data by Users to NGET
specified in BC1.4.2 to BC1.4.4 (with the exception of BC1.4.2(f)) is to be by
use of electronic data communications facilities, as provided for in CC.6.5.8.
However, data specified in BC1.4.2(c) and BC1.4.2(e) only, may be revised
by telephone following its initial submission by electronic data communication
facilities.
(b) In the event of a failure of the electronic data communication facilities, the
data to apply in relation to a pre-Gate Closure period will be determined in
accordance with the Data Validation, Consistency and Defaulting Rules,
based on the most recent data received and acknowledged by NGET.
(c) Planned Maintenance Outages will normally be arranged to take place

during periods of low data transfer activity.
(d) Upon any Planned Maintenance Outage, or following an unplanned outage

described in BC1.4.1(b) (where it is termed a "failure") in relation to a pre-
Gate Closure period:-
(i) BM Participants should continue to act in relation to any period of time

in accordance with the Physical Notifications current at the time of the
start of the Planned Maintenance Outage or the computer system
failure in relation to each such period of time subject to the provisions of
BC2.5.1. Depending on when in relation to Gate Closure the planned or
unplanned maintenance outage arises such operation will either be
operation in preparation for the relevant output in real time, or will be
operation in real time. No further submissions of BM Unit Data and/or
Generating Unit Data (other than data specified in BC1.4.2(c) and
BC1.4.2(e)) should be attempted. Plant failure or similar problems
causing significant deviation from Physical Notification should be
notified to NGET by the submission of a revision to Export and Import
Limits in relation to the BM Unit and /or Generating Unit so affected;
(ii) during the outage, revisions to the data specified in BC1.4.2(c) and
BC1.4.2(e) may be submitted. Communication between Users’ Control
Points and NGET during the outage will be conducted by telephone;
and
(iii) no data will be transferred from NGET to the BMRA until the
communication facilities are re-established.
BC1.4.2 Day Ahead Submissions
Data for any Operational Day may be submitted to NGET up to several days in
advance of the day to which it applies, as provided in the Data Validation,
Consistency and Defaulting Rules. However, Interconnector Users must submit
Physical Notifications, and any associated data as necessary, each day by 11:00
hours in respect of the next following Operational Day in order that the information
used in relation to the capability of the respective External Interconnection is

expressly provided. NGET shall not by the inclusion of this provision be prevented
from utilising the provisions of BC1.4.5 if necessary.
The data may be modified by further data submissions at any time prior to Gate
Closure, in accordance with the other provisions of BC1. The data to be used by
NGET for operational planning will be determined from the most recent data that has
been received by NGET by 11:00 hours on the day before the Operational Day to
which the data applies, or from the data that has been defaulted at 11:00 hours on
that day in accordance with BC1.4.5. Any subsequent revisions received by NGET
under the Grid Code will also be utilised by NGET. In the case of all data items listed
below, with the exception of item (e), Dynamic Parameters (Day Ahead), the latest
submitted or defaulted data, as modified by any subsequent revisions, will be carried
forward into operational timescales. The individual data items are listed below:-
(a) Physical Notifications

Physical Notifications, being the data listed in BC1 Appendix 1 under that heading,
are required by NGET at 11:00 hours each day for each Settlement Period of the
next following Operational Day, in respect of;
(1) BM Units:-
(i) with a Demand Capacity with a magnitude of 50MW or more in NGET’s

Transmission Area or 10MW or more in SHETL’s Transmission Area or
30MW or more in SPT’s Transmission Area; or
(ii) comprising Generating Units (as defined in the Glossary and Definitions and
not limited by BC1.2) and/or CCGT Modules and/or Power Park Modules in
each case at Large Power Stations, Medium Power Stations and Small
Power Stations where such Small Power Stations are directly connected to
an Offshore Transmission System; or
(iii) where the BM Participant chooses to submit Bid-Offer Data in accordance

with BC1.4.2(d) for BM Units not falling within (i) or (ii) above,
and
(2) each Generating Unit where applicable under BC1.2.
Physical Notifications may be submitted to NGET by BM Participants, for the BM

Units, and Generating Units, specified in this BC1.4.2(a) at an earlier time, or BM
Participants may rely upon the provisions of BC1.4.5 to create the Physical
Notifications by data defaulting pursuant to the Grid Code utilising the rules
referred to in that paragraph at 11:00 hours in any day.
Physical Notifications (which must comply with the limits on maximum rates of
change listed in BC1 Appendix 1) must, subject to the following operating limits,
represent the User’s best estimate of expected input or output of Active Power and
shall be prepared in accordance with Good Industry Practice. Physical
Notifications for any BM Unit, and any Generating Units, should normally be
consistent with the Dynamic Parameters and Export and Import Limits and must
not reflect any BM Unit or any Generating Units, proposing to operate outside the
limits of its Demand Capacity and (and in the case of BM Units) Generation
Capacity and, in the case of a BM Unit comprising a Generating Unit (as defined in
the Glossary and Definitions and not limited by BC1.2) or CCGT Module or Power
Park Module, its Registered Capacity.

These Physical Notifications provide, amongst other things, indicative
Synchronising and De-Synchronising times to NGET in respect of any BM Unit
comprising a Generating Unit (as defined in the Glossary and Definitions and not
limited by BC1.2) or CCGT Module or Power Park Module, and for any Generating
Units, and provide an indication of significant Demand changes in respect of other
BM Units.
(b) Quiescent Physical Notifications

Each BM Participant may, in respect of each of its BM Units, submit to NGET for
each Settlement Period of the next following Operational Day the data listed in
BC1 Appendix 1 under the heading of “Quiescent Physical Notifications” to amend
the data already held by NGET in relation to Quiescent Physical Notifications,
which would otherwise apply for those Settlement Periods.
(c) Export and Import Limits

Each BM Participant may, in respect of each of its BM Units and its Generating
Units submit to NGET for any part or for the whole of the next following Operational
Day the data listed in BC1 Appendix 1 under the heading of “Export and Import
Limits” to amend the data already held by NGET in relation to Export and Import
Limits, which would otherwise apply for those Settlement Periods.
Export and Import Limits respectively represent the maximum export to or import
from the National Electricity Transmission System for a BM Unit and a
Generating Unit and are the maximum levels that the BM Participant wishes to
make available and must be prepared in accordance with Good Industry Practice.
(d) Bid-Offer Data

Each BM Participant may, in respect of each of its BM Units, but must not in
respect of its Generating Units submit to NGET for any Settlement Period of the
next following Operational Day the data listed in BC1 Appendix 1 under the heading
of “Bid-Offer Data” to amend the data already held by NGET in relation to Bid-Offer
Data, which would otherwise apply to those Settlement Periods. The submitted
Bid-Offer Data will be utilised by NGET in the preparation and analysis of its
operational plans for the next following Operational Day. Bid-Offer Data may not be
submitted unless an automatic logging device has been installed at the Control
Point for the BM Unit in accordance with CC.6.5.8(b).
(e) Dynamic Parameters (Day Ahead)

Each BM Participant may, in respect of each of its BM Units, but must not in
respect of its Generating Units submit to NGET for the next following Operational
Day the data listed in BC1 Appendix 1 under the heading of “Dynamic Parameters”
to amend that data already held by NGET.
These Dynamic Parameters shall reasonably reflect the expected true operating
characteristics of the BM Unit and shall be prepared in accordance with Good
Industry Practice. In any case where non-zero QPN data has been provided in
accordance with BC1.4.2(b), the Dynamic Parameters will apply to the element
being offered for control only, i.e. to the component of the Physical Notification
between the QPN and the full level of the Physical Notification.
The Dynamic Parameters applicable to the next following Operational Day will be
utilised by NGET in the preparation and analysis of its operational plans for the next
following Operational Day and may be used to instruct certain Ancillary Services.
For the avoidance of doubt, the Dynamic Parameters to be used in the current
Operational Day will be those submitted in accordance with BC2.5.3.1.

(f) Other Relevant Data
By 11:00 hours each day each BM Participant, in respect of each of its BM Units
and Generating Units for which Physical Notifications are being submitted, shall, if
it has not already done so, submit to NGET (save in respect of item (vi) where the
item shall be submitted only when reasonably required by NGET), in respect of the
next following Operational Day the following:
(i) in the case of a CCGT Module, a CCGT Module Matrix as described in BC1
Appendix 1;
(ii) details of any special factors which in the reasonable opinion of the BM
Participant may have a material effect or present an enhanced risk of a
material effect on the likely output (or consumption) of such BM Unit(s). Such
factors may include risks, or potential interruptions, to BM Unit fuel supplies,
or developing plant problems, details of tripping tests, etc. This information
will normally only be used to assist in determining the appropriate level of
Operating Margin that is required under OC2.4.6;
(iii) in the case of Generators, any temporary changes, and their possible
duration, to the Registered Data of such BM Unit;
(iv) in the case of Suppliers, details of Customer Demand Management taken

into account in the preparation of its BM Unit Data;
(v) details of any other factors which NGET may take account of when issuing
Bid-Offer Acceptances for a BM Unit (e.g., Synchronising or De-
Synchronising Intervals, the minimum notice required to cancel a
Synchronisation, etc); and
(vi) in the case of a Cascade Hydro Scheme, the Cascade Hydro Scheme
Matrix as described in BC1 Appendix 1.
(vii) in the case of a Power Park Module, a Power Park Module Availability
Matrix as described in BC1 Appendix 1.
(g) Joint BM Unit Data

BM Participants may submit Joint BM Unit Data in accordance with the provisions
of the BSC. For the purposes of the Grid Code, such data shall be treated as data
submitted under BC1.
BC1.4.3 Data Revisions

The BM Unit Data, and Generating Unit Data, derived at 1100 hours each day
under BC1.4.2 above may need to be revised by the BM Participant for a number of
reasons, including for example, changes to expected output or input arising from
revised contractual positions, plant breakdowns, changes to expected
Synchronising or De-Synchronising times, etc, occurring before Gate Closure.
BM Participants should use reasonable endeavours to ensure that the data held by
NGET in relation to its BM Units and Generating Units, is accurate at all times.
Revisions to BM Unit Data, and Generating Unit Data for any period of time up to
Gate Closure should be submitted to NGET as soon as reasonably practicable after
a change becomes apparent to the BM Participant. NGET will use reasonable
endeavours to utilise the most recent data received from Users, subject to the
application of the provisions of BC1.4.5, for its preparation and analysis of
operational plans.

BC1.4.4 Receipt of BM Unit Data prior to Gate Closure
BM Participants submitting Bid-Offer Data, in respect of any BM Unit for use in the
Balancing Mechanism for any particular Settlement Period in accordance with the
BSC, must ensure that Physical Notifications and Bid-Offer Data for such BM
Units are received in their entirety and logged into NGET’s computer systems by the
time of Gate Closure for that Settlement Period. In all cases the data received will
be subject to the application under the Grid Code of the provisions of BC1.4.5.
For the avoidance of doubt, no changes to the Physical Notification, QPN data or
Bid-Offer Data for any Settlement Period may be submitted to NGET after Gate
Closure for that Settlement Period.
BC1.4.5 BM Unit Data Defaulting, Validity and Consistency Checking

In the event that no submission of any or all of the BM Unit Data and Generating
Unit Data in accordance with BC1.4.2 in respect of an Operational Day, is received
by NGET by 11:00 hours on the day before that Operational Day, NGET will apply
the Data Validation, Consistency and Defaulting Rules, with the default rules
applicable to Physical Notifications, Quiescent Physical Notifications and Export
and Import Limits data selected as follows:
(a) for an Interconnector User’s BM Unit, the defaulting rules will set some or
all of the data for that Operational Day to zero, unless the relevant
Interconnector arrangements, as agreed with NGET, state otherwise (in which
case (b) applies); and
(b) for all other BM Units or Generating Units, the defaulting rules will set some
or all of the data for that Operational Day to the values prevailing in the
current Operational Day.
A subsequent submission by a User of a data item which has been so defaulted

under the Grid Code will operate as an amendment to that defaulted data and
thereby replace it. Any such subsequent submission is itself subject to the application
under the Grid Code of the Data Validation, Consistency and Defaulting Rules.
BM Unit Data and Generating Unit Data submitted in accordance with the
provisions of BC1.4.2 to BC1.4.4 will be checked under the Grid Code for validity
and consistency in accordance with the Data Validation, Consistency and
Defaulting Rules. If any BM Unit Data and Generating Unit Data so submitted fails
the data validity and consistency checking, this will result in the rejection of all data
submitted for that BM Unit or Generating Unit included in the electronic data file
containing that data item and that BM Unit’s or Generating Unit’s data items will be
defaulted under the Grid Code in accordance with the Data Validation,
Consistency and Defaulting Rules. Data for other BM Units and Generating Units
included in the same electronic data file will not be affected by such rejection and will
continue to be validated and checked for consistency prior to acceptance. In the
event that rejection of any BM Unit Data and Generating Unit Data occurs, details
will be made available to the relevant BM Participant via the electronic data
communication facilities. In the event of a difference between the BM Unit Data for
the Cascade Hydro Scheme and sum of the data submitted for the Generating
Units forming part of such Cascade Hydro Scheme, the BM Unit Data shall take
precedence.
BC1.4.6 Special Provisions relating to Interconnector Users
(a) The total of the relevant Physical Notifications submitted by Interconnector

Users in respect of any period of time should not exceed the capability (in
MW) of the respective External Interconnection for that period of time. In

the event that it does, then NGET shall advise the Externally
Interconnected System Operator accordingly. In the period between such
advice and Gate Closure, one or more of the relevant Interconnector Users
would be expected to submit revised Physical Notifications to NGET to
eliminate any such over-provision.
(b) In any case where, as a result of a reduction in the capability (in MW) of the
External Interconnection in any period during an Operational Day which is
agreed between NGET and an Externally Interconnected System Operator
after 0900 hours on the day before the beginning of such Operational Day,
the total of the Physical Notifications in the relevant period using that
External Interconnection, as stated in the BM Unit Data exceeds the
reduced capability (in MW) of the respective External Interconnection in that
period then NGET shall notify the Externally Interconnected System
Operator accordingly.
BC1.5 INFORMATION PROVIDED BY NGET
NGET shall provide data to the Balancing Mechanism Reporting Agent or BSCCo
each day in accordance with the requirements of the BSC in order that the data may
be made available to Users via the Balancing Mechanism Reporting Service (or
by such other means) in each case as provided in the BSC. Where NGET provides
such information associated with the secure operation of the System to the
Balancing Mechanism Reporting Agent, the provision of that information is
additionally provided for in the following sections of this BC1.5. NGET shall be taken
to have fulfilled its obligations to provide data under BC1.5.1, BC1.5.2, and BC1.5.3
by so providing such data to the Balancing Mechanism Reporting Agent.
BC1.5.1 Demand Estimates

Normally by 0900 hours each day, NGET will make available to Users a forecast of
National Demand and the Demand for a number of pre-determined constraint
groups (which may be updated from time to time, as agreed between NGET and
BSCCo) for each Settlement Period of the next following Operational Day.
Normally by 1200 hours each day, NGET will make available to Users a forecast of
National Electricity Transmission System Demand for each Settlement Period of
the next Operational Day. Further details are provided in Appendix 2.
BC1.5.2 Indicated Margin and Indicated Imbalance

Normally by 1200 hours each day, NGET will make available to Users an Indicated
Margin and an Indicated Imbalance for each Settlement Period of the next
following Operational Day. NGET will use reasonable endeavours to utilise the most
recent data received from Users in preparing for this release of data. Further details
are provided in Appendix 2.
BC1.5.3 Provision of Updated Information

NGET will provide updated information on Demand and other information at various
times throughout each day, as detailed in Appendix 2. NGET will use reasonable
endeavours to utilise the most recent data received from Users in preparing for this
release of data.
BC1.5.4 Reserve and Inadequate System Margin
Contingency Reserve
(a) The amount of Contingency Reserve required at the day ahead stage and in
subsequent timescales will be decided by NGET on the basis of historical

trends in the reduction in availability of Large Power Stations and increases
in forecast Demand up to real time operation. Where Contingency Reserve
is to be allocated to thermal Gensets, NGET will instruct through a
combination of Ancillary Services instructions and Bid-Offer Acceptances,
the time at which such Gensets are required to synchronise, such instructions
to be consistent with Dynamic Parameters and other contractual
arrangements.
Operating Reserve
(b) The amount of Operating Reserve required at any time will be determined by
NGET having regard to the Demand levels, Large Power Station availability
shortfalls and the greater of the largest secured loss of generation (ie, the
loss of generation against which, as a requirement of the Licence
Standards, the National Electricity Transmission System must be
secured) or loss of import from or sudden export to External
Interconnections. NGET will allocate Operating Reserve to the appropriate
BM Units and Generating Units so as to fulfil its requirements according to
the Ancillary Services available to it and as provided in the BCs.
Inadequate System Margin
(c) In the period following 1200 hours each day and in relation to the following
Operational Day, NGET will monitor the total of the Maximum Export Limit
component of the Export and Import Limits received against forecast
National Electricity Transmission System Demand and the Operating
Margin and will take account of Dynamic Parameters to see whether the
anticipated level of the System Margin for any period is insufficient.
(d) Where the level of the System Margin for any period is, in NGET's
reasonable opinion, anticipated to be insufficient, NGET will send (by such
data transmission facilities as have been agreed) a National Electricity
Transmission System Warning - Inadequate System Margin in
accordance with OC7.4.8 to each Generator, Supplier, Externally
Interconnected System Operator, Network Operator and Non-Embedded
Customer.
(e) Where, in NGET’s judgement the System Margin at any time during the
current Operational Day is such that there is a high risk of Demand
reduction being instructed, a National Electricity Transmission System
Warning - High Risk of Demand Reduction will be issued, in accordance
with OC7.4.8.
(f) The monitoring will be conducted on a regular basis and a revised National
Electricity Transmission System Warning - Inadequate System Margin or
High Risk of Demand Reduction may be sent out from time to time,
including within the post Gate Closure phase. This will reflect any changes in
Physical Notifications and Export and Import Limits which have been
notified to NGET, and will reflect any Demand Control which has also been
so notified. This will also reflect generally any changes in the forecast
Demand and the relevant Operating Margin.
(g) To reflect changing conditions, a National Electricity Transmission System

Warning - Inadequate System Margin may be superseded by a National
Electricity Transmission System Warning - High Risk of Demand
Reduction and vice-versa.

(h) If the continuing monitoring identifies that the System Margin is anticipated,
in NGET's reasonable opinion, to be sufficient for the period for which
previously a National Electricity Transmission System Warning had been
issued, NGET will send (by such data transmission facilities as have been
agreed) a Cancellation of National Electricity Transmission System
Warning to each User who had received a National Electricity
Transmission System Warning - Inadequate System Margin or High Risk
of Demand Reduction for that period. The issue of a Cancellation of
National Electricity Transmission System Warning is not an assurance by
NGET that in the event the System Margin will be adequate, but reflects
NGET's reasonable opinion that the insufficiency is no longer anticipated.
(i) If continued monitoring indicates the System Margin becoming inadequate

NGET may issue further National Electricity Transmission System
Warnings - Inadequate System Margin or High Risk of Demand
Reduction.
(j) NGET may issue a National Electricity Transmission System Warning -

Inadequate System Margin or High Risk of Demand Reduction for any
period, not necessarily relating to the following Operational Day, where it has
reason to believe there will be inadequate System Margin over a period (for
example in periods of protracted Plant shortage, the provisions of OC7.4.8.6
apply).
BC1.5.5 System and Localised NRAPM (Negative Reserve Active Power Margin)
(a) (i) System Negative Reserve Active Power Margin
Synchronised Gensets must at all times be capable of reducing output

such that the total reduction in output of all Synchronised Gensets is
sufficient to offset the loss of the largest secured demand on the System
and must be capable of sustaining this response;
(ii) Localised Negative Reserve Active Power Margin
Synchronised Gensets must at all times be capable of reducing output

to allow transfers to and from the System Constraint Group (as the case
may be) to be contained within such reasonable limit as NGET may
determine and must be capable of sustaining this response.
(b) NGET will monitor the total of Physical Notifications of exporting BM Units
and Generating Units (where appropriate) received against forecast
Demand and, where relevant, the appropriate limit on transfers to and from a
System Constraint Group and will take account of Dynamic Parameters
and Export and Import Limits received to see whether the level of System
NRAPM or Localised NRAPM for any period is likely to be insufficient. In
addition, NGET may increase the required margin of System NRAPM or
Localised NRAPM to allow for variations in forecast Demand. In the case of
System NRAPM, this may be by an amount (in NGET's reasonable
discretion) not exceeding five per cent of forecast Demand for the period in
question. In the case of Localised NRAPM, this may be by an amount (in
NGET's reasonable discretion) not exceeding ten per cent of the forecast
Demand for the period in question;
(c) Where the level of System NRAPM or Localised NRAPM for any period is,
in NGET 's reasonable opinion, likely to be insufficient NGET may contact all
Generators in the case of low System NRAPM and may contact Generators

in relation to relevant Gensets in the case of low Localised NRAPM. NGET
will raise with each Generator the problems it is anticipating due to low
System NRAPM or Localised NRAPM and will discuss whether, in advance
of Gate Closure:-
(i) any change is possible in the Physical Notification of a BM Unit

which has been notified to NGET; or
(ii) any change is possible to the Physical Notification of a BM Unit

within an Existing AGR Plant within the Existing AGR Plant
Flexibility Limit;
in relation to periods of low System NRAPM or (as the case may be) low
Localised NRAPM. NGET will also notify each Externally Interconnected
System Operator of the anticipated low System NRAPM or Localised
NRAPM and request assistance in obtaining changes to Physical
Notifications from BM Units in that External System.
(d) Following Gate Closure, the procedure of BC2.9.4 will apply.
BC1.6 Special Provisions relating to Network Operators
BC1.6.1 User System Data from Network Operators
(a) By 1000 hours each day each Network Operator will submit to NGET in
writing, confirmation or notification of the following in respect of the next
Operational Day:
(i) constraints on its User System which NGET may need to take into
account in operating the National Electricity Transmission System.
In this BC1.6.1 the term "constraints" shall include restrictions on the
operation of Embedded CCGT Units, and/or Embedded Power Park
Modules as a result of the User System to which the CCGT Unit
and/or Power Park Module is connected at the User System Entry
Point being operated or switched in a particular way, for example,
splitting the relevant busbar. It is a matter for the Network Operator
and the Generator to arrange the operation or switching, and to deal
with any resulting consequences. The Generator, after consultation
with the Network Operator, is responsible for ensuring that no BM
Unit Data submitted to NGET can result in the violation of any such
constraint on the User System.
(ii) the requirements of voltage control and Mvar reserves which NGET
may need to take into account for System security reasons.
(iii) where applicable, updated best estimates of Maximum Export

Capacity and Maximum Import Capacity and Interface Point
Target Voltage/Power Factor for any Interface Point connected to
its User System including any requirement for post-fault actions to be
implemented on the relevant Offshore Transmission System by
NGET.
Issue 4 BC1- 10 24 June 2009

(b) The form of the submission will be:
(i) that of a BM Unit output or consumption (for MW and for Mvar, in

each case a fixed value or an operating range, on the User System at
the User System Entry Point, namely in the case of a BM Unit
comprising a Generating Unit (as defined in the Glossary and
Definitions and not limited by BC1.2) on the higher voltage side of the
generator step-up transformer, or in the case of a Power Park
Module, at the point of connection) required for particular BM Units
(identified in the submission) connected to that User System for each
Settlement Period of the next Operational Day;
(ii) adjusted in each case for MW by the conversion factors applicable for
those BM Units to provide output or consumption at the relevant Grid
Supply Points.
(c) At any time and from time to time, between 1000 hours each day and the
expiry of the next Operational Day, each Network Operator must submit to
NGET in writing any revisions to the information submitted under this
BC1.6.1.
BC1.6.2 Notification of Times to Network Operators

NGET will make available indicative Synchronising and De-Synchronising times to
each Network Operator, but only relating to BM Units comprising a Generating
Unit (as defined in the Glossary and Definitions and not limited by BC1.2) or a
Power Park Module or a CCGT Module Embedded within that Network
Operator’s User System and those Gensets directly connected to the National
Electricity Transmission System which NGET has identified under OC2 as being
those which may, in the reasonable opinion of NGET, affect the integrity of that User
System. If in preparing for the operation of the Balancing Mechanism, NGET
becomes aware that a BM Unit directly connected to the National Electricity
Transmission System may, in its reasonable opinion, affect the integrity of that
other User System which, in the case of a BM Unit comprising a Generating Unit
(as defined in the Glossary and Definitions and not limited by BC1.2) or a CCGT
Module or a Power Park Module, it had not so identified under OC2, then NGET
may make available details of its indicative Synchronising and De-Synchronising
times to that other User and shall inform the relevant BM Participant that it has done
so, identifying the BM Unit concerned.
BC1.7 Special Actions

BC1.7.1 NGET may need to identify special actions (either pre- or post-fault) that need to be
taken by specific Users in order to maintain the integrity of the National Electricity
Transmission System in accordance with the Licence Standards and NGET
Operational Strategy.
(a) For a Generator special actions will generally involve a Load change or a
change of required Notice to Deviate from Zero NDZ, in a specific timescale
on individual or groups of Gensets.
(b) For Network Operators these special actions will generally involve Load
transfers between Grid Supply Points or arrangements for Demand
reduction by manual or automatic means.
(c) For Externally Interconnected System Operators (in their co-ordinating

role for Interconnector Users using their External System) these special
Issue 4 BC1- 11 24 June 2009

actions will generally involve an increase or decrease of net power flows
across an External Interconnection by either manual or automatic means.
BC1.7.2 These special actions will be discussed and agreed with the relevant User as
appropriate. The actual implementation of these special actions may be part of an
“emergency circumstances” procedure described under BC2. If not agreed,
generation or Demand may be restricted or may be at risk.
BC1.7.3 NGET will normally issue the list of special actions to the relevant Users by 1700
hours on the day prior to the day to which they are to apply.
BC1.8 Provision of Reactive Power capability
BC1.8.1 Under certain operating conditions NGET may identify through its Operational
Planning that an area of the National Electricity Transmission System may have
insufficient Reactive Power capability available to ensure that the operating voltage
can be maintained in accordance with NGET’s Licence Standards.
In respect of Onshore Synchronous Generating Unit(s)
(i) that have a CEC in excess of Rated MW (or the CEC of the CCGT module
exceeds the sum of Rated MW of the Generating Units comprising the
CCGT module); and
(ii) that are not capable of continuous operation at any point between the limits
0.85 Power Factor lagging and 0.95 Power Factor leading at the Onshore
Synchronous Generating Unit terminals at Active Power output levels
higher than Rated MW; and
(iii) that have either a Completion Date on or after 1st May 2009, or where its
CEC has been increased above Rated MW (or the CEC of the CCGT
module has increased above the sum of Rated MW of the Generating Units
comprising the CCGT module) such increase takes effect on or after 1st May
2009; and
(iv) that are in an area of potentially insufficient Reactive Power capability as

described in this clause BC1.8.1,
NGET may instruct the Onshore Synchronous Generating Unit(s) to limit its
submitted Physical Notifications to no higher than Rated MW (or the Active Power
output at which it can operate continuously between the limits 0.85 Power Factor
lagging to 0.95 Power Factor leading at its terminals if this is higher) for a period
specified by NGET. Such an instruction must be made at least 1 hour prior to Gate
Closure, although NGET will endeavour to give as much notice as possible. The
instruction may require that a Physical Notification is re-submitted. The period
covered by the instruction will not exceed the expected period for which the potential
deficiency has been identified. Compliance with the instruction will not incur costs to
NGET in the Balancing Mechanism. The detailed provisions relating to such
instructions will normally be set out in the relevant Bilateral Agreement.
Issue 4 BC1- 12 24 June 2009

APPENDIX 1
BM UNIT DATA
More detail about valid values required under the Grid Code for BM Unit Data and Generating
Unit Data may be identified by referring to the Data Validation, Consistency and Defaulting
Rules. In the case of Embedded BM Units and Generating Units the BM Unit Data and the
Generating Unit Data shall represent the value at the relevant Grid Supply Point. Where data is
submitted on a Generating Unit basis, the provisions of this Appendix 1 shall in respect of such
data submission apply as if references to BM Unit were replaced with Generating Unit. Where
NGET and the relevant User agree, submission on a Generating Unit basis (in whole or in part)
may be otherwise than in accordance with the provisions of the Appendix 1.
BC1.A.1.1 Physical Notifications
For each BM Unit, the Physical Notification is a series of MW figures and

associated times, making up a profile of intended input or output of Active Power at
the Grid Entry Point or Grid Supply Point, as appropriate. For each Settlement
Period, the first “from time” should be at the start of the Settlement Period and the
last “to time” should be at the end of the Settlement Period.
The input or output reflected in the Physical Notification for a single BM Unit (or the
aggregate Physical Notifications for a collection of BM Units at a Grid Entry Point
or Grid Supply Point or to be transferred across an External Interconnection,
owned or controlled by a single BM Participant) must comply with the following limits
regarding maximum rates of change, either for a single change or a series of related
changes :
• for a change of up to 300MW no limit;
• for a change greater than 300MW

and less than 1000MW 50MW per minute;
• for a change of 1000MW or more 40MW per minute,
unless prior arrangements have been discussed and agreed with NGET. This
limitation is not intended to limit the Run-Up or Run-Down Rates provided as
Dynamic Parameters.
An example of the format of Physical Notification is shown below. The convention

to be applied is that where it is proposed that the BM Unit will be importing, the
Physical Notification is negative.
From To
Data Name BMU name Time From level Time To Level
(MW) MW)
PN , TAGENT , BMUNIT01 , 2001-11-03 06:30 , 77 , 2001-11-03 07:00 , 100
PN , TAGENT , BMUNIT01 , 2001-11-03 07:00 , 100 , 2001-11-03 07:12 , 150
PN , TAGENT , BMUNIT01 , 2001-11-03 07:12 , 150 , 2001-11-03 07:30 , 175
A linear interpolation will be assumed between the Physical Notification From and
To levels specified for the BM Unit by the BM Participant.
Issue 4 BC1- 13 24 June 2009

BC1.A.1. 2 Quiescent Physical Notifications (QPN)
For each BM Unit A series of MW figures and associated times, which describe
(optional) the MW levels to be deducted from the Physical Notification
of a BM Unit to determine a resultant operating level to which
the Dynamic Parameters associated with that BM Unit apply.
An example of the format of data is shown below.
From To
Data Name BMU name Time From level Time To level
(MW) (MW)
QPN , TAGENT , BMUNIT04 , 2001-11-03 , -200 , 2001-11-03 07:00 , -220
06:30
07:00
07:18
A linear interpolation will be assumed between the QPN From and To levels specified
for the BM Unit by the BM Participant.
BC1.A.1.3 Export and Import Limits
BC1.A.1.3.1 Maximum Export Limit (MEL) A series of MW figures and associated times, making
up a profile of the maximum level at which the BM
Unit may be exporting (in MW) to the National
Electricity Transmission System at the Grid Entry
Point or Grid Supply Point, as appropriate.
BC1.A.1.3.2 Maximum Import Limit (MIL) A series of MW figures and associated times, making
up a profile of the maximum level at which the BM
Unit may be importing (in MW) from the National
Electricity Transmission System at the Grid Entry
Point or Grid Supply Point, as appropriate.
An example format of data is shown below. MEL must be positive or zero, and MIL
must be negative or zero.
From To
level level
Data Name BMU name Time From (MW) Time To (MW)
MEL , TAGENT , BMUNIT01 , 2001-11-03 05:00 , 410 , 2001-11-03 09:35 , 410

MEL , TAGENT , BMUNIT01 , 2001-11-03 09:35 , 450 , 2001-11-03 12:45 , 450
MIL , TAGENT , BMUNIT04 , 2001-11-03 06:30 , -200 , 2001-11-03 07:00 , -220
Issue 4 BC1- 14 24 June 2009

BC1.A.1.4 Bid-Offer Data
For each BM Unit for Up to 10 Bid-Offer Pairs as defined in the BSC.

each Settlement
Period:
An example of the format of data is shown below.
Data Name BMU name Time from Time to Pair From To Offer Bid
ID Level Level (£/ (£/
(MW) (MW) MWhr) MWhr)
BOD , TAGENT , BMUNIT01 , 2000-10-28 12:00 , 2000-10-28 13:30 , 4 , 30 , 30 , 40 , 35

BOD , TAGENT , BMUNIT01 , 2000-10-28 12:00 , 2000-10-28 13:30 , -1 , -40 , -40 , 25 , 20
BOD , TAGENT , BMUNIT01 , 2000-10-28 12:00 , 2000-10-28 13:30 , -2 , -30 , -30 , 23 , 17
This example of Bid-Offer data is illustrated graphically below:-
Bid-Offer Pair No 4 30MW Offer £40 Bid £35


Final Physical
Notification
Bid-Offer Pair No -1 -40MW Offer £25 Bid £20
Bid-Offer Pair No -2 -30MW Offer £23 Bid £17
Issue 4 BC1- 15 24 June 2009

BC1.A.1.5 Dynamic Parameters
The Dynamic Parameters comprise:
• Up to three Run-Up Rate(s) and up to three Run-Down Rate(s), expressed in MW/minute

and associated Run-Up Elbow(s) and Run-Down Elbow(s), expressed in MW for output
and the same for input. It should be noted that Run-Up Rate(s) are applicable to a MW
figure becoming more positive;
• Notice to Deviate from Zero (NDZ) output or input, being the notification time required for
a BM Unit to start importing or exporting energy, from a zero Physical Notification level
as a result of a Bid-Offer Acceptance, expressed in minutes;
• Notice to Deliver Offers (NTO) and Notice to Deliver Bids (NTB), expressed in minutes,
indicating the notification time required for a BM Unit to start delivering Offers and Bids
respectively from the time that the Bid-Offer Acceptance is issued. In the case of a BM
Unit comprising a Genset, NTO and NTB will be set to a maximum period of two
minutes;
• Minimum Zero Time (MZT), being either the minimum time that a BM Unit which has
been exporting must operate at zero or be importing, before returning to exporting or the
minimum time that a BM Unit which has been importing must operate at zero or be
exporting before returning to importing, as a result of a Bid-Offer Acceptance,
expressed in minutes;
• Minimum Non-Zero Time (MNZT), expressed in minutes, being the minimum time that a
BM Unit can operate at a non-zero level as a result of a Bid-Offer Acceptance;
• Stable Export Limit (SEL) expressed in MW at the Grid Entry Point or Grid Supply
Point, as appropriate, being the minimum value at which the BM Unit can, under stable
conditions, export to the National Electricity Transmission System;
• Stable Import Limit (SIL) expressed in MW at the Grid Entry Point or Grid Supply
Point, as appropriate, being the minimum value at which the BM Unit can, under stable
conditions, import from the National Electricity Transmission System;
• Maximum Delivery Volume (MDV), expressed in MWh, being the maximum number of
MWhr of Offer (or Bid if MDV is negative) that a particular BM Unit may deliver within the
associated Maximum Delivery Period (MDP), expressed in minutes, being the maximum
period over which the MDV applies.
BC1.A.1.6 CCGT Module Matrix
BC1.A.1.6.1 CCGT Module Matrix showing the combination of CCGT Units running in relation to
any given MW output, in the form of the diagram illustrated below. The CCGT
Module Matrix is designed to achieve certainty in knowing the number of CCGT
Units synchronised to meet the Physical Notification and to achieve a Bid-Offer
Acceptance.
BC1.A.1.6.2 In the case of a Range CCGT Module, and if the Generator so wishes, a request for
the single Grid Entry Point at which power is provided from the Range CCGT
Module to be changed in accordance with the provisions of BC1.A.1.6.4 below:-
Issue 4 BC1- 16 24 June 2009

CCGT Module Matrix example form
CCGT MODULE CCGT GENERATING UNITS* AVAILABLE

ACTIVE POWER nd rd
1st 2 3 4th 5th 6th 1st 2nd 3rd
GT GT GT GT GT GT ST ST ST
MW ACTIVE POWER OUTPUT
150 150 150 100
0MW to 150MW /
151MW to 250MW / /
251MW to 300MW / /
301MW to 400MW / / /
401MW to 450MW / / /
451MW to 550MW / / / /
* as defined in the Glossary and Definitions and not limited by BC1.2
BC1.A.1.6.3 In the absence of the correct submission of a CCGT Module Matrix the last
submitted (or deemed submitted) CCGT Module Matrix shall be taken to be the
CCGT Module Matrix submitted hereunder.
BC1.A.1.6.4 The data may also include in the case of a Range CCGT Module, a request for the
Grid Entry Point at which the power is provided from the Range CCGT Module to
be changed with effect from the beginning of the following Operational Day to
another specified single Grid Entry Point (there can be only one) to that being used
for the current Operational Day. NGET will respond to this request by 1600 hours on
the day of receipt of the request. If NGET agrees to the request (such agreement not
to be unreasonably withheld), the Generator will operate the Range CCGT Module
in accordance with the request. If NGET does not agree, the Generator will, if it
produces power from that Range CCGT Module, continue to provide power from the
Range CCGT Module to the Grid Entry Point being used at the time of the request.
The request can only be made up to 1100 hours in respect of the following
Operational Day. No subsequent request to change can be made after 1100 hours
in respect of the following Operational Day. Nothing in this paragraph shall prevent
the busbar at the Grid Entry Point being operated in separate sections.
BC1.A.1.6.5 The principles set out in PC.A.3.2.3 apply to the submission of a CCGT Module
Matrix and accordingly the CCGT Module Matrix can only be amended as follows:-
(a) Normal CCGT Module
if the CCGT Module is a Normal CCGT Module, the CCGT Units within that
CCGT Module can only be amended such that the CCGT Module comprises
different CCGT Units if NGET gives its prior consent in writing. Notice of the
wish to amend the CCGT Units within such a CCGT Module must be given at
least 6 months before it is wished for the amendment to take effect;
Issue 4 BC1- 17 24 June 2009

(b) Range CCGT Module
if the CCGT Module is a Range CCGT Module, the CCGT Units within that
CCGT Module can only be amended such that the CCGT Module comprises
different CCGT Units for a particular Operational Day if the relevant notification
is given by 1100 hours on the day prior to the Operational Day in which the
amendment is to take effect. No subsequent amendment may be made to the
CCGT Units comprising the CCGT Module in respect of that particular
Operational Day.
BC1.A.1.6.6 In the case of a CCGT Module Matrix submitted (or deemed to be submitted) as part
of the other data for CCGT Modules, the output of the CCGT Module at any given
instructed MW output must reflect the details given in the CCGT Module Matrix. It is
accepted that in cases of change in MW in response to instructions issued by NGET
there may be a transitional variance to the conditions reflected in the CCGT Module
Matrix. In achieving an instruction the range of number of CCGT Units envisaged in
moving from one MW output level to the other must not be departed from. Each
Generator shall notify NGET as soon as practicable after the event of any such
variance. It should be noted that there is a provision above for the Generator to
revise the CCGT Module Matrix, subject always to the other provisions of this BC1;
BC1.A.1.6.7 Subject as provided above, NGET will rely on the CCGT Units specified in such
CCGT Module Matrix running as indicated in the CCGT Module Matrix when it
issues an instruction in respect of the CCGT Module;
BC1.A.1.6.8 Subject as provided in BC1.A.1.6.5 above, any changes to the CCGT Module Matrix
must be notified immediately to NGET in accordance with the relevant provisions of
BC1.
BC1.A.1.7 Cascade Hydro Scheme Matrix
BC1.A.1.7.1 A Cascade Hydro Scheme Matrix showing the performance of individual

Generating Units forming part of a Cascade Hydro Scheme in response to Bid-
Offer Acceptance. An example table is shown below:
Cascade Hydro Scheme Matrix example form
Plant Synchronises when offer is greater

than……..
Generating Unit 1 …..MW
BC1.A.1.8 Power Park Module Availability Matrix
BC1.A.1.8.1 Power Park Module Availability Matrix showing the number of each type of Power
Park Units expected to be available is illustrated in the example form below. The
Power Park Module Availability Matrix is designed to achieve certainty in knowing
the number of Power Park Units Synchronised to meet the Physical Notification
and to achieve a Bid-Offer Acceptance. The Power Park Module Availability
Matrix may have as many columns as are required to provide information on the
different make and model for each type of Power Park Unit in a Power Park
Issue 4 BC1- 18 24 June 2009

Module. The description is required to assist identification of the Power Park Units
within the Power Park Module and correlation with data provided under the
Planning Code.
Power Park Module Availability Matrix example form
POWER PARK POWER PARK UNITS

UNIT AVAILABILITY
Type A Type B Type C Type D
Description
(Make/Model)
Number of units
BC1.A.1.8.2 In the absence of the correct submission of a Power Park Module Availability
Matrix the last submitted (or deemed submitted) Power Park Module Availability
Matrix shall be taken to be the Power Park Module Availability Matrix submitted
hereunder.
BC1.A.1.8.3 NGET will rely on the Power Park Units specified in such Power Park Module
Availability Matrix running as indicated in the Power Park Module Availability
Matrix when it issues an instruction in respect of the Power Park Module;
BC1.A.1.8.4 Subject as provided in PC.A.3.2.4 any changes to the Power Park Module
Availability Matrix must be notified immediately to NGET in accordance with the
relevant provisions of BC1.
Issue 4 BC1- 19 24 June 2009

APPENDIX 2
DATA TO BE MADE AVAILABLE BY NGET
BC1.A.2.1 Initial Day Ahead Demand Forecast
Normally by 09:00 hours each day, values (in MW) for each Settlement Period of the next
following Operational Day of the following data items:-
i) Initial forecast of National Demand;
ii) Initial forecast of Demand for a number of predetermined constraint groups.
BC1.A.2.2 Initial Day Ahead Market Information
Normally by 12:00 hours each day, values (in MW) for each Settlement Period of the next
following Operational Day of the following data items:-
i) Initial National Indicated Margin
This is the difference between the sum of BM Unit MELs and the forecast of
ii) Initial National Indicated Imbalance
This is the difference between the sum of Physical Notifications for BM Units
comprising Generating Units (as defined in the Glossary and Definitions and not
limited by BC1.2) or CCGT Modules or Power Park Modules and the forecast of
iii) Forecast of National Electricity Transmission System Demand.
BC1.A.2.3 Current Day and Day Ahead Updated Market Information
Data will normally be made available by the times shown below for the associated periods of
time:
Target Data
Release Time Period Start Time Period End Time
02:00 02:00 D0 05:00 D+1
10:00 10:00 D0 05:00 D+1
16:00 05:00 D+1 05:00 D+2
16:30 16:30 D0 05:00 D+1
22:00 22:00 D0 05:00 D+2
In this table, D0 refers to the current day, D+1 refers to the next day and D+2 refers to the
day following D+1.
In all cases, data will be ½ hourly average MW values calculated by NGET. Information to be
released includes:-
National Information
i) National Indicated Margin;
Issue 4 BC1- 20 24 June 2009

ii) National Indicated Imbalance;
iii) Updated forecast of National Electricity Transmission System Demand.
Constraint Boundary Information (for each Constraint Boundary)
i) Indicated Constraint Boundary Margin;
This is the difference between the Constraint Boundary Transfer limit and the
difference between the sum of BM Unit MELs and the forecast of local Demand
within the constraint boundary.
ii) Local Indicated Imbalance;
This is the difference between the sum of Physical Notifications for BM Units
comprising Generating Units (as defined in the Glossary and Definitions and not
limited by BC1.2) or CCGT Modules or Power Park Modules and the forecast of
local Demand within the constraint boundary.
iii) Updated forecast of the local Demand within the constraint boundary.
< End of BC1 >
Issue 4 BC1- 21 24 June 2009

BALANCING CODE No 2
POST GATE CLOSURE PROCESS
CONTENTS

BC2.1 INTRODUCTION....................................................................................................................1
BC2.2 OBJECTIVE ...........................................................................................................................1
BC2.3 SCOPE...................................................................................................................................2
BC2.4 INFORMATION USED ............................................................................................................2
BC2.5 PHYSICAL OPERATION OF BM UNITS ...............................................................................2

BC2.5.1 Accuracy of Physical Notifications.................................................................................2
BC2.5.2 Synchronising and De-Synchronising times ..................................................................3
BC2.5.3 Revisions to BM Unit Data.............................................................................................4
BC2.5.4 Operation in the Absence of Instructions from NGC .....................................................5
BC2.5.5 Commencement or Termination of Participation in the Balancing
Mechanism ....................................................................................................................8
BC2.6 COMMUNICATIONS..............................................................................................................8
BC2.6.1 Normal Communications with Control Points ................................................................9
BC2.6.2 Communication with Control Points in Emergency Circumstances...............................9
BC2.6.3 Communication with Network Operators in Emergency Circumstances .......................9
BC2.6.4 Communication with Externally Interconnected System Operators in
Emergency Circumstances..........................................................................................10
BC2.6.5 Communications during planned outages of electronic data communication
facilities ........................................................................................................................10
BC2.7 BID-OFFER ACCEPTANCES ..............................................................................................10
BC2.7.1 Acceptance of bids and offers by NGC .......................................................................10
BC2.7.2 Consistency with Export and Import Limits, QPNs and Dynamic Parameters ............11
BC2.7.3 Confirmation and Rejection of Acceptances................................................................11
BC2.7.4 Action Required from BM Participants.........................................................................12
BC2.7.5 Additional Action Required from Generators ...............................................................12
BC2.8 ANCILLARY SERVICES ......................................................................................................12
BC2.8.1 Call-off of Ancillary Services by NGC ..........................................................................12
Issue 4 BC2 - i 24 June 2009

BC2.8.2 Consistency with Export and Import Limits, QPNs and Dynamic Parameters ............13
BC2.8.3 Rejection of Ancillary Service instructions...................................................................13
BC2.8.4 Action Required from BM Units ...................................................................................14
BC2.9 EMERGENCY CIRCUMSTANCES ......................................................................................14
BC2.9.1 Emergency Actions......................................................................................................14
BC2.9.2 Implementation of Emergency Instructions .................................................................15
BC2.9.3 Examples of Emergency Instructions ..........................................................................16
BC2.9.4 Maintaining adequate System and Localised NRAPM (Negative Reserve
Active Power Margin)...................................................................................................16
BC2.9.5 Maintaining adequate Frequency Sensitive Generating Units.....................................18
BC2.9.6 Emergency Assistance to and from External Systems ................................................18
BC2.9.7 Unplanned Outages of electronic communication and computing facilities.................19
BC2.10 OTHER OPERATIONAL INSTRUCTIONS AND NOTIFICATIONS ...................................19
BC2.11 LIAISON WITH GENERATORS FIR RISK OF TRIP AND AVR TESTING ........................20
BC2.12 LIAISON WITH EXTERNALLY INTERCONNECTED SYSTEM OPERATORS.................21
APPENDIX 1 FORM OF BID-OFFER ACCEPTANCES .................................................................22
APPENDIX 2 TYPE AND FORM OF ANCILLARY SERVICE INSTRUCTIONS.............................24
APPENDIX 3 SUBMISSION OF REVISED Mvar CAPABILITY ......................................................29
APPENDIX 4 Submission of availability of Frequency Sensitive Mode ..........................................32
Issue 4 BC2 - ii 24 June 2009

BALANCING CODE No 2
POST GATE CLOSURE PROCESS
BC2.1 INTRODUCTION
Balancing Code No 2 (BC2) sets out the procedure for:
a) the physical operation of BM Units and Generating Units in the absence of

any instructions from NGET;
b) the acceptance by NGET of Balancing Mechanism Bids and Offers,
c) the calling off by NGET of Ancillary Services;
d) the issuing and implementation of Emergency Instructions; and
e) the issuing by NGET of other operational instructions and notifications.
In addition, BC2 deals with any information exchange between NGET and BM
Participants or specific Users that takes place after Gate Closure.
In this BC2, “consistent” shall be construed as meaning to the nearest integer MW

level.
In this BC2, references to “a BM Unit returning to its Physical Notification” shall

take account of any Bid-Offer Acceptances already issued to the BM Unit in
accordance with BC2.7 and any Emergency Instructions already issued to the BM
Unit or Generating Unit in accordance with BC2.9.
BC2.2 OBJECTIVE
The procedure covering the operation of the Balancing Mechanism and the issuing
of instructions to Users is intended to enable NGET as far as possible to maintain
the integrity of the National Electricity Transmission System together with the
security and quality of supply.
Where reference is made in this BC2 to Generating Units (unless otherwise stated)
it only applies:
(a) to each Generating Unit which forms part of the BM Unit of a Cascade
Hydro Scheme; and
(b) at an Embedded Exemptable Large Power Station where the relevant

Bilateral Agreement specifies that compliance with BC2 is required:

ii) to each Power Park Module where the Power Station comprises
Power Park Modules.
Issue 4 BC2 - 1 24 June 2009

BC2.3 SCOPE
(a) BM Participants;
(b) Externally Interconnected System Operators, and
(c) Network Operators.
BC2.4 INFORMATION USED

BC2.4.1 The information which NGET shall use, together with the other information available
to it, in assessing:-
(a) which bids and offers to accept;
(b) which BM Units and/or Generating Units to instruct to provide Ancillary

Services;
(c) the need for and formulation of Emergency Instructions; and
(d) other operational instructions and notifications which NGET may need to issue
will be:
(a) the Physical Notification and Bid-Offer Data submitted under BC1;
(b) Export and Import Limits, QPNs, and Joint BM Unit Data in respect of that
BM Unit and/or Generating Unit supplied under BC1 (and any revisions under
BC1 and BC2 to the data); and
(c) Dynamic Parameters submitted or revised under this BC2.
BC2.4.2 As provided for in BC1.5.4, NGET will monitor the total of the Maximum Export Limit
component of the Export and Import Limits against forecast Demand and the
Operating Margin and will take account of Dynamic Parameters to see whether the
anticipated level of System Margin is insufficient. This will reflect any changes in
Export and Import Limits which have been notified to NGET, and will reflect any
Demand Control which has also been so notified. NGET may issue new or revised
National Electricity Transmission System Warnings – Inadequate System
Margin or High Risk of Demand Reduction in accordance with BC1.5.4.
BC2.5 PHYSICAL OPERATION OF BM UNITS

BC2.5.1 Accuracy of Physical Notifications
As described in BC1.4.2(a), Physical Notifications must represent the BM

Participant’s best estimate of expected input or output of Active Power and shall be
prepared in accordance with Good Industry Practice. Each BM Participant must,
applying Good Industry Practice, ensure that each of its BM Units follows the
Physical Notification in respect of that BM Unit (and each of its Generating Units
follows the Physical Notification in the case of Physical Notifications supplied
under BC1.4.2(a)(2)) prevailing at Gate Closure (the data in which will be utilised in
producing the Final Physical Notification Data in accordance with the BSC) subject
to:
Issue 4 BC2 - 2 24 June 2009

(a) variations arising from the issue of Bid-Offer Acceptances which have been
confirmed by the BM Participant; instructions by NGET in relation to that BM
Unit (or a Generating Unit) which require, or compliance with which would
result in, a variation in output or input of that BM Unit (or a Generating Unit);
or
(b) any variations arising from compliance with provisions of BC1, BC2 or BC3
which provide to the contrary,
(which in each case gives rise to an obligation (applying Good Industry Practice) to
follow such Physical Notification as amended by such variations and/or
instructions), unless in relation to any such obligation it is prevented from so doing as
a result of an unavoidable event (existing or anticipated) in relation to that BM Unit
(or a Generating Unit) which requires a variation in output or input of that BM Unit
(or a Generating Unit). Examples (on a non-exhaustive basis) of such an
unavoidable event are plant breakdowns, events requiring a variation of input or
output on safety grounds (relating to personnel or plant), events requiring a variation
of input or output to maintain compliance with the relevant Statutory Water
Management obligations and uncontrollable variations of input of Active Power.
Any anticipated variation in input or output from the Physical Notification in respect
of that BM Unit (or a Generating Unit) prevailing at Gate Closure (except for
variations arising from the issue of Bid-Offer Acceptances or instructions by NGET
as outlined above) for any BM Unit (or a Generating Unit) post Gate Closure must
be notified to NGET without delay by the relevant BM Participant (or the relevant
person on its behalf). Implementation of this notification should normally be achieved
by the submission of revisions to the Export and Import Limits in accordance with
BC2.5.3 below.
BC2.5.2 Synchronising and De-Synchronising times
BC2.5.2.1 The Final Physical Notification Data provides indicative Synchronising and De-
Synchronising times to NGET in respect of any BM Unit which is De-
Synchronising or is anticipated to be Synchronising post Gate Closure.
Any delay of greater than five minutes to the Synchronising or any advancement of
greater than five minutes to the De-Synchronising of a BM Unit must be notified to
NGET without delay by the submission of a revision of the Export and Import
Limits.
BC2.5.2.2 Except in the circumstances provided for in BC2.5.2.3, BC2.5.2.4, BC2.5.5.1 or

BC2.9, no BM Unit (nor a Generating Unit) is to be Synchronised or De-
Synchronised unless:-
(a) a Physical Notification had been submitted to NGET prior to Gate Closure
indicating that a Synchronisation or De-Synchronisation is to occur; or
(b) NGET has issued a Bid-Offer Acceptance requiring Synchronisation or De-

Synchronisation of that BM Unit (or a Generating Unit).
BC2.5.2.3 BM Participants must only Synchronise or De-Synchronise BM Units (or a

Generating Unit);
(a) at the times indicated to NGET, or
Issue 4 BC2 - 3 24 June 2009

(b) at times consistent with variations in output or input arising from provisions
described in BC2.5.1,
(within a tolerance of +/- 5 minutes) or unless that occurs automatically as a result of

Operational Intertripping or Low Frequency Relay operations or an Ancillary
Service pursuant to an Ancillary Services Agreement
BC2.5.2.4 De-Synchronisation may also take place without prior notification to NGET as a
result of plant breakdowns or if it is done purely on safety grounds (relating to
personnel or plant). If that happens NGET must be informed immediately that it has
taken place and a revision to Export and Import Limits must be submitted in
accordance with BC2.5.3.3. Following any De-Synchronisation occurring as a result
of plant failure, no Synchronisation of that BM Unit (or a Generating Unit) is to
take place without NGET’s agreement, such agreement not to be unreasonably
withheld.
In the case of Synchronisation following an unplanned De-Synchronisation within

the preceding 15 minutes, a minimum of 5 minutes notice of its intention to
Synchronise should normally be given to NGET (via a revision to Export and
Import Limits). In the case of any other unplanned De-Synchronisation where the
User plans to Synchronise before the expiry of the current Balancing Mechanism
period, a minimum of 15 minutes notice of Synchronisation should normally be
given to NGET (via a revision to Export and Import Limits). In addition, the rate at
which the BM Unit is returned to its Physical Notification is not to exceed the limits
specified in BC1, Appendix 1 without NGET’s agreement.
NGET will either agree to the Synchronisation or issue a Bid-Offer Acceptance in

accordance with BC2.7 to delay the Synchronisation. NGET may agree to an earlier
Synchronisation if System conditions allow.
BC2.5.2.5 Notification of Times to Network Operators
NGET will make changes to the Synchronising and De-Synchronising times

available to each Network Operator, but only relating to BM Units Embedded
within its User System and those BM Units directly connected to the National
Electricity Transmission System which NGET has identified under OC2 and/or
BC1 as being those which may, in the reasonable opinion of NGET, affect the
integrity of that User System and shall inform the relevant BM Participant that it has
done so, identifying the BM Unit concerned.
Each Network Operator must notify NGET of any changes to its User System Data
as soon as practicable in accordance with BC1.6.1(c).
BC2.5.3 Revisions to BM Unit Data
Following Gate Closure for any Settlement Period, no changes to the Physical
Notification, to the QPN data or to Bid-Offer Data for that Settlement Period may
be submitted to NGET.
BC2.5.3.1 At any time, any BM Participant (or the relevant person on its behalf) may, in
respect of any of its BM Units, submit to NGET the data listed in BC1, Appendix 1
under the heading of Dynamic Parameters from the Control Point of its BM Unit to
amend the data already held by NGET (including that previously submitted under this
BC2.5.3.1) for use in preparing for and operating the Balancing Mechanism. The
change will take effect from the time that it is received by NGET. For the avoidance
of doubt, the Dynamic Parameters submitted to NGET under BC1.4.2(e) are not
used within the current Operational Day. The Dynamic Parameters submitted
Issue 4 BC2 - 4 24 June 2009

under this BC2.5.3.1 shall reasonably reflect the true current operating
characteristics of the BM Unit and shall be prepared in accordance with Good
Industry Practice.
Following the Operational Intertripping of a System to Generating Unit or a

System to CCGT Module, the BM Participant shall as soon as reasonably
practicable re-declare its MEL to reflect more accurately its output capability.
BC2.5.3.2 Revisions to Export and Import Limits or Other Relevant Data supplied (or
revised) under BC1 must be notified to NGET without delay as soon as any change
becomes apparent to the BM Participant (or the relevant person on its behalf) via
the Control Point for the BM Unit (or a Generating Unit) to ensure that an accurate
assessment of BM Unit (or a Generating Unit) capability is available to NGET at all
times. These revisions should be prepared in accordance with Good Industry
Practice and may be submitted by use of electronic data communication facilities or
by telephone.
BC2.5.3.3 Revisions to Export and Import Limits must be made by a BM Participant (or the
relevant person on its behalf) via the Control Point in the event of any De-
Synchronisation of a BM Unit (or a Generating Unit) in the circumstances
described in BC2.5.2.4 if the BM Unit (or a Generating Unit) is no longer available
for any period of time. Revisions must also be submitted in the event of plant failures
causing a reduction in input or output of a BM Unit (or a Generating Unit) even if
that does not lead to De-Synchronisation. Following the correction of a plant failure,
the BM Participant (or the relevant person on its behalf) must notify NGET via the
Control Point of a revision to the Export and Import Limits, if appropriate, of the
BM Unit (or a Generating Unit), using reasonable endeavours to give a minimum of
5 minutes notice of its intention to return to its Physical Notification. The rate at
which the BM Unit (or a Generating Unit) is returned to its Physical Notification is
not to exceed the limits specified in BC1, Appendix 1 without NGET’s agreement.
BC2.5.4 Operation in the absence of instructions from NGET
In the absence of any Bid-Offer Acceptances, Ancillary Service instructions issued

pursuant to BC2.8 or Emergency Instructions issued pursuant to BC2.9:
(a) as provided for in BC3, each Synchronised Genset producing Active

Power must operate at all times in Limited Frequency Sensitive Mode
(unless instructed in accordance with BC3.5.4 to operate in Frequency
Sensitive Mode);
(b) (i) in the absence of any Mvar Ancillary Service instructions, the Mvar
output of each Synchronised Genset located Onshore should be 0
Mvar upon Synchronisation at the circuit-breaker where the
Genset is Synchronised. For the avoidance of doubt, in the case of
a Genset located Onshore comprising of Non-Synchronous
Generating Units, Power Park Modules or DC Converters the
steady state tolerance allowed in CC.6.3.2(b) may be applied
(ii) In the absence of any Mvar Ancillary Service instructions, the Mvar
output of each Synchronised Genset comprising Synchronous
Generating Units located Offshore should be 0MVAr at the Grid
Entry Point upon Synchronisation. For the avoidance of doubt, in
the case of a Genset located Offshore comprising of Non-
Synchronous Generating Units, Power Park Modules or DC
Converters the steady state tolerance allowed in CC.6.3.2(e) may
be applied;
Issue 4 BC2 - 5 24 June 2009

(c) (i) subject to the provisions of 2.5.4(c) (ii) and 2.5.4 (c) (iii) below, the
excitation system or the voltage control system of a Genset located
Offshore which has agreed an alternative Reactive Power capability
range under CC.6.3.2 (e) (iii) or a Genset located Onshore, unless
otherwise agreed with NGET, must be operated only in its constant
terminal voltage mode of operation with VAR limiters in service, with
any constant Reactive Power output control mode or constant Power
Factor output control mode always disabled, unless agreed otherwise
with NGET. In the event of any change in System voltage, a
Generator must not take any action to override automatic Mvar
response which is produced as a result of constant terminal voltage
mode of operation of the automatic excitation control system unless
instructed otherwise by NGET or unless immediate action is necessary
to comply with Stability Limits or unless constrained by plant
operational limits or safety grounds (relating to personnel or plant);
(ii) In the case of all Gensets comprising Non-Synchronous

Generating Units, DC Converters and Power Park Modules that
are located Offshore and which have agreed an alternative
Reactive Power capability range under CC.6.3.2 (e) (iii), or that are
located Onshore only when operating below 20 % of the Rated
MW output, the voltage control system shall maintain the reactive
power transfer at the Grid Entry Point (or User System Entry
Point if Embedded) to 0 MVAr. For the avoidance of doubt the
relevant steady state tolerance allowed in CC.6.3.2(b) or CC.6.3.2
(e) may be applied. In the case of any such Gensets comprising
current source DC Converter technology or comprising Power
Park Modules connected to the Total System by a current source
DC Converter when operating at any power output the voltage
control system shall maintain the reactive power transfer at the
Grid Entry Point (or User System Entry Point if Embedded) to 0
MVAr. For the avoidance of doubt the relevant steady state
tolerance allowed in CC.6.3.2(b) or CC.6.3.2 (c) (i) may be applied.
(iii) In the case of all Gensets located Offshore which are not subject
to the requirements of BC2.5.4 (c) (i) or BC2.5.4 (c) (ii) the control
system shall maintain the Reactive Power transfer at the Offshore
Grid Entry Point at 0MVAr. For the avoidance of doubt the steady
state tolerance allowed by CC.6.3.2 (e) may be applied.
(d) In the absence of any Mvar Ancillary Service instructions,
(i) the Mvar output of each Genset located Onshore should be 0

Mvar immediately prior to De-Synchronisation at the circuit-
breaker where the Genset is Synchronised, other than in the
case of a rapid unplanned De-Synchronisation or in the case of
a Genset comprising of Non-Synchronous Generating Units,
Power Park Modules or DC Converters which is operating at
less than 20% of its Rated MW output where the requirements of
BC2.5.4 (c) part (ii) apply, or;
Issue 4 BC2 - 6 24 June 2009

(ii) the MVAr output of each Genset located Offshore should be
0MVAr immediately prior to De-Synchronisation at the Offshore
Grid Entry Point, other than in the case of a rapid unplanned De-
Synchronisation or in the case of a Genset comprising of Non-
Synchronous Generating Units, Power Park Modules or DC
Converters which is operating at less than 20% of its Rated MW
output and which has agreed an alternative Reactive Power
capability range under CC.6.3.2 (e) (iii) where the requirements of
BC2.5.4 (c) (ii) apply.
(e) a Generator should at all times operate its CCGT Units in accordance with
the applicable CCGT Module Matrix;
(f) in the case of a Range CCGT Module, a Generator must operate that
CCGT Module so that power is provided at the single Grid Entry Point
identified in the data given pursuant to PC.A.3.2.1 or at the single Grid
Entry Point to which NGET has agreed pursuant to BC1.4.2(f);
(g) in the event of the System Frequency being above 50.3Hz or below
49.7Hz, BM Participants must not commence any reasonably avoidable
action to regulate the input or output of any BM Unit in a manner that could
Issue 4 BC2 - 7 24 June 2009

cause the System Frequency to deviate further from 50Hz without first using
reasonable endeavours to discuss the proposed actions with NGET. NGET
shall either agree to these changes in input or output or issue a Bid-Offer
Acceptance in accordance with BC2.7 to delay the change.
(h) a Generator should at all times operate its Power Park Units in accordance
with the applicable Power Park Module Availability Matrix.
BC2.5.5 Commencement or Termination of Participation in the Balancing Mechanism
BC2.5.5.1 In the event that a BM Participant in respect of a BM Unit with a Demand Capacity
with a magnitude of less than 50MW in NGET’s Transmission Area or less than
10MW in SHETL’s Transmission Area or less than 30MW in SPT’s Transmission
Area or comprising Generating Units (as defined in the Glossary and Definitions
and not limited by BC2.2) and/or CCGT Modules and/or Power Park Modules at a
Small Power Station notifies NGET at least 30 days in advance that from a
specified Operational Day it will:
(a) no longer submit Bid-Offer Data under BC1.4.2(d), then with effect from that
Operational Day that BM Participant no longer has to meet the
requirements of BC2.5.1 nor the requirements of CC6.5.8(b) in relation to that
BM Unit. Also, with effect from that Operational Day, any defaulted Physical
Notification and defaulted Bid-Offer Data in relation to that BM Unit arising
from the Data Validation, Consistency and Defaulting Rules will be
disregarded and the provisions of BC2.5.2 will not apply;
(b) submit Bid-Offer Data under BC1.4.2(d), then with effect from that
Operational Day that BM Participant will need to meet the requirements of
BC2.5.1 and the requirements of CC6.5.8(b) in relation to that BM Unit.
BC2.5.5.2 In the event that a BM Participant in respect of a BM Unit with a Demand Capacity
with a magnitude of 50MW or more in NGET’s Transmission Area or 10MW or
more in SHETL’s Transmission Area or 30MW or more in SPT’s Transmission
Area or comprising Generating Units (as defined in the Glossary and Definitions
and not limited by BC2.2) and/or CCGT Modules and/or Power Park Modules at a
Medium Power Station or Large Power Station notifies NGET at least 30 days in
advance that from a specified Operational Day it will:
(a) no longer submit Bid-Offer Data under BC1.4.2(d), then with effect from that
Operational Day that BM Participant no longer has to meet the
requirements of CC6.5.8(b) in relation to that BM Unit; Also, with effect from
that Operational Day, any defaulted Bid-Offer Data in relation to that BM
Unit arising from the Data Validation, Consistency and Defaulting Rules
will be disregarded;
(b) submit Bid-Offer Data under BC1.4.2(d), then with effect from that
Operational Day that BM Participant will need to meet the requirements of
CC6.5.8(b) in relation to that BM Unit.
BC2.6 COMMUNICATIONS
Electronic communications are always conducted in GMT. However, the input of data
and display of information to Users and NGET and all other communications are
conducted in London time.
Issue 4 BC2 - 8 24 June 2009

BC2.6.1 Normal Communication with Control Points
(a) With the exception of BC2.6.1(c) below, Bid-Offer Acceptances and Ancillary
Service instructions shall be given by automatic logging device and will be given
to the Control Point for the BM Unit. For all Planned Maintenance Outages
the provisions of BC2.6.5 will apply. For Generating Units communications
under BC2 shall be by telephone unless otherwise agreed by NGET and the
User.
(b) Bid-Offer Acceptances and Ancillary Service instructions must be formally

acknowledged immediately by the BM Participant (or the relevant person on its
behalf) via the Control Point for the BM Unit or Generating Unit in respect of
that BM Unit or that Generating Unit. The acknowledgement and subsequent
confirmation or rejection, within two minutes of receipt, is normally given
electronically by automatic logging device. If no confirmation or rejection is
received by NGET within two minutes of the issue of the Bid-Offer Acceptance,
then NGET will contact the Control Point for the BM Unit by telephone to
determine the reason for the lack of confirmation or rejection. Any rejection must
be given in accordance with BC2.7.3 or BC2.8.3.
(c) In the event of a failure of the logging device or a NGET computer system
outage, Bid-Offer Acceptances and instructions will be given, acknowledged,
and confirmed or rejected by telephone. The provisions of BC2.9.7 are also
applicable.
(d) In the event that in carrying out the Bid-Offer Acceptances or providing the
Ancillary Services, or when operating at the level of the Final Physical
Notification Data as provided in BC2.5.1, an unforeseen problem arises,
caused on safety grounds (relating to personnel or plant), NGET must be notified
without delay by telephone.
(e) The provisions of BC2.5.3 are also relevant.
(f) Submissions of revised Mvar capability may be made by facsimile transmission,

using the format given in Appendix 3 to BC2.
(g) Communication will normally be by telephone for any purpose other than Bid-
Offer Acceptances, in relation to Ancillary Services or for revisions of Mvar
Data.
(h) Submissions of revised availability of Frequency Sensitive Mode may be made

by facsimile transmission, using the format given in Appendix 4 to BC2. This
process should only be used for technical restrictions to the availability of
Frequency Sensitive Mode.
BC2.6.2 Communication with Control Points in Emergency Circumstances
NGET will issue Emergency Instructions direct to the Control Point for each BM
Unit [or Generating Unit] in Great Britain. Emergency Instructions to a Control
Point will normally be given by telephone (and will include an exchange of operator
names).
BC2.6.3 Communication with Network Operators in Emergency Circumstances
NGET will issue Emergency Instructions direct to the Network Operator at each
Control Centre in relation to special actions and Demand Control. Emergency
Instructions to a Network Operator will normally be given by telephone (and will
Issue 4 BC2 - 9 24 June 2009

include an exchange of operator names). OC6 contains further provisions relating to
Demand Control instructions.
BC2.6.4 Communication with Externally Interconnected System Operators in

Emergency Circumstances
NGET will issue Emergency Instructions directly to the Externally Interconnected

System Operator at each Control Centre. Emergency Instructions to an
Externally Interconnected System Operator will normally be given by telephone
(and will include an exchange of operator names).
BC2.6.5 Communications during planned outages of electronic data communication

facilities
Planned Maintenance Outages will normally be arranged to take place during

periods of low data transfer activity. Upon any such Planned Maintenance Outage
in relation to a post Gate Closure period:-
(a) BM Participants should operate in relation to any period of time in accordance

with the Physical Notification prevailing at Gate Closure current at the time of
the start of the Planned Maintenance Outage in relation to each such period of
time. Such operation shall be subject to the provisions of BC2.5.1, which will
apply as if set out in this BC2.6.5. No further submissions of BM Unit Data
(other than data specified in BC1.4.2(c) and BC1.4.2(e)) should be attempted or
Generating Unit Data. Plant failure or similar problems causing significant
deviation from Physical Notification should be notified to NGET by the
submission of a revision to Export and Import Limits in relation to the BM Unit
or Generating Unit so affected;
(b) during the outage, revisions to the data specified in BC1.4.2(c) and BC1.4.2(e)
may be submitted. Communication between Users’ Control Points and NGET
during the outage will be conducted by telephone;
(c) NGET will issue Bid-Offer Acceptances by telephone; and
(d) no data will be transferred from NGET to the BMRA until the communication
facilities are re-established.
(e) The provisions of BC2.9.7 may also be relevant.
BC2.7 BID-OFFER ACCEPTANCES

BC2.7.1 Acceptance of bids and offers by NGET
Bid-Offer Acceptances may be issued to the Control Point at any time following
Gate Closure. Any Bid-Offer Acceptance will be consistent with the Dynamic
Parameters, QPNs, Export and Import Limits, and Joint BM Unit Data of the BM
Unit in so far as the Balancing Mechanism timescales will allow (see BC2.7.2).
(a) NGET is entitled to assume that each BM Unit is available in accordance

with the BM Unit Data submitted unless and until it is informed of any
changes.
(b) Bid-Offer Acceptances sent to the Control Point will specify the data
necessary to define a MW profile to be provided (ramp rate break-points are
not normally explicitly sent to the Control Point) and to be achieved
consistent with the respective BM Unit's Export and Import Limits, QPNs
and Joint BM Unit Data provided or modified under BC1 or BC2, and
Issue 4 BC2 - 10 24 June 2009

Dynamic Parameters given under BC2.5.3 or, if agreed with the relevant
User, such rate within those Dynamic Parameters as is specified by NGET
in the Bid-Offer Acceptances.
(c) All Bid-Offer Acceptances will be deemed to be at the current "Target

Frequency", namely where a Genset is in Frequency Sensitive Mode they
refer to target output at Target Frequency.
(d) The form of and terms to be used by NGET in issuing Bid-Offer

Acceptances together with their meanings are set out in Appendix 1 in the
form of a non-exhaustive list of examples.
BC2.7.2 Consistency with Export and Import Limits, QPNs and Dynamic
Parameters
(a) Bid-Offer Acceptances will be consistent with the Export and Import Limits,
QPNs, and Joint BM Unit Data provided or modified under BC1 or BC2 and the
Dynamic Parameters provided or modified under BC2. Bid-Offer
Acceptances may also recognise Other Relevant Data provided or modified
under BC1 or BC2
(b) In the case of consistency with Dynamic Parameters this will be limited to the
time until the end of the Settlement Period for which Gate Closure has most
recently occurred. If NGET intends to issue a Bid-Offer Acceptance covering
a period after the end of the Settlement Period for which Gate Closure has
most recently occurred, based upon the then submitted Dynamic Parameters,
QPN’s, Export and Import Limits, Bid-Offer Data and Joint BM Unit Data
applicable to that period, NGET will indicate this to the BM Participant at the
Control Point for the BM Unit. The intention will then be reflected in the issue
of a Bid-Offer Acceptance to return the BM Unit to its previously notified
Physical Notification after the relevant Gate Closure provided the submitted
data used to formulate this intention has not changed and subject to System
conditions which may affect that intention. Subject to that, assumptions
regarding Bid-Offer Acceptances may be made by BM Participants for
Settlement Periods for which Gate Closure has not yet occurred when
assessing consistency with Dynamic Parameters in Settlement Periods for
which Gate Closure has occurred. If no such subsequent Bid–Offer
Acceptance is issued, the original Bid-Offer Acceptance will include an
instantaneous return to Physical Notification at the end of the Balancing
Mechanism period.
BC2.7.3 Confirmation and Rejection of Acceptances
Bid-Offer Acceptances may only be rejected by a BM Participant :-
(a) on safety grounds (relating to personnel or plant) as soon as reasonably

possible and in any event within five minutes; or
(b) because they are not consistent with the Export and Import Limits, QPNs,
Dynamic Parameters or Joint BM Unit Data applicable at the time of issue of
the Bid-Offer Acceptance.
A reason must always be given for rejection by telephone.
Issue 4 BC2 - 11 24 June 2009

Where a Bid-Offer Acceptance is not confirmed within two minutes or is rejected,
NGET will seek to contact the Control Point for the BM Unit. NGET must then,
within 15 minutes of issuing the Bid-Offer Acceptance, withdraw the Bid-Offer
Acceptance or log the Bid-Offer Acceptance as confirmed. NGET will only log a
rejected Bid-Offer Acceptance as confirmed following discussion and if the reason
given is, in NGET’s reasonable opinion, not acceptable and NGET will inform the BM
Participant accordingly.
BC2.7.4 Action Required from BM Participants
(a) Each BM Participant in respect of its BM Units will comply in accordance with
BC2.7.1 with all Bid-Offer Acceptances given by NGET with no more than the
delay allowed for by the Dynamic Parameters unless the BM Unit has given
notice to NGET under the provisions of BC2.7.3 regarding non-acceptance of a
Bid-Offer Acceptance.
(b) Where a BM Unit’s input or output changes in accordance with a Bid-Offer

Acceptance issued under BC2.7.1, such variation does not need to be notified
to NGET in accordance with BC2.5.1.
(c) In the event that while carrying out the Bid-Offer Acceptance an unforeseen
problem arises caused by safety reasons (relating to personnel or plant), NGET
must be notified immediately by telephone and this may lead to revision of BM
Unit Data in accordance with BC2.5.3
BC2.7.5 Additional Action Required from Generators
(a) When complying with Bid-Offer Acceptances for a CCGT Module a

Generator will operate its CCGT Units in accordance with the applicable
CCGT Module Matrix.
(b) When complying with Bid-Offer Acceptances for a CCGT Module which is a
Range CCGT Module, a Generator must operate that CCGT Module so that
power is provided at the single Grid Entry Point identified in the data given
pursuant to PC.A.3.2.1 or at the single Grid Entry Point to which NGET has
agreed pursuant to BC1.4.2 (f).
(c) On receiving a new MW Bid-Offer Acceptance, no tap changing shall be

carried out to change the Mvar output unless there is a new Mvar Ancillary
Service instruction issued pursuant to BC2.8.
(d) When complying with Bid-Offer Acceptances for a Power Park Module a
Generator will operate its Power Park Units in accordance with the applicable
Power Park Module Availability Matrix.
BC2.8 ANCILLARY SERVICES
This section primarily covers the call-off of System Ancillary Services. The
provisions relating to Commercial Ancillary Services will normally be covered in the
relevant Ancillary Services Agreement.
BC2.8.1 Call-off of Ancillary Services by NGET
(a) Ancillary Service instructions may be issued at any time.
Issue 4 BC2 - 12 24 June 2009

(b) NGET is entitled to assume that each BM Unit (or Generating Unit) is
available in accordance with the BM Unit Data (or the Generating Unit Data)
and data contained in the Ancillary Services Agreement unless and until it
is informed of any changes.
(c) Frequency control instructions may be issued in conjunction with, or separate

from, a Bid-Offer Acceptance.
(d) The form of and terms to be used by NGET in issuing Ancillary Service
instructions together with their meanings are set out in Appendix 2 in the form
of a non-exhaustive list of examples including Reactive Power and
associated instructions.
(e) In the case of Generating Units that do not form part of a BM Unit any
change in Active Power as a result of, or required to enable, the provision of
an Ancillary Service will be dealt with as part of that Ancillary Service
Agreement and/or provisions under the CUSC.
(f) A System to Generator Operational Intertripping Scheme will be armed in

accordance with BC2.10.2(a)
BC2.8.2 Consistency with Export and Import Limits, QPNs and Dynamic
Parameters
Ancillary Service instructions will be consistent with the Export and Import Limits,
QPNs, and Joint BM Unit Data provided or modified under BC1 or BC2 and the
Dynamic Parameters provided or modified under BC2. Ancillary Service
instructions may also recognise Other Relevant Data provided or modified under
BC1 or BC2
BC2.8.3 Rejection of Ancillary Service instructions
(a) Ancillary Service instructions may only be rejected, by automatic logging

device or by telephone, on safety grounds (relating to personnel or plant) or
because they are not consistent with the applicable Export and Import Limits,
QPNs, Dynamic Parameters, Joint BM Unit Data, Other Relevant Data or
data contained in the Ancillary Services Agreement and a reason must be
given immediately for non-acceptance.
(b) The issue of Ancillary Service instructions for Reactive Power will be made
with due regard to any resulting change in Active Power output. The instruction
may be rejected if it conflicts with any Bid-Offer Acceptance issued in
accordance with BC2.7 or with the Physical Notification.
(c) Where Ancillary Service instructions relating to Active Power and Reactive
Power are given together, and to achieve the Reactive Power output would
cause the BM Unit to operate outside Dynamic Parameters as a result of the
Active Power instruction being met at the same time, then the timescale of
implementation of the Reactive Power instruction may be extended to be no
longer than the timescale for implementing the Active Power instruction but in
any case to achieve the Mvar Ancillary Service instruction as soon as
possible.
Issue 4 BC2 - 13 24 June 2009

BC2.8.4 Action Required from BM Units
(a) Each BM Unit (or Generating Unit) will comply in accordance with BC2.8.1
with all Ancillary Service instructions relating to Reactive Power properly
given by NGET within 2 minutes or such longer period as NGET may instruct,
and all other Ancillary Service instructions without delay, unless the BM Unit
or Generating Unit has given notice to NGET under the provisions of BC2.8.3
regarding non-acceptance of Ancillary Service instructions.
(b) Each BM Unit may deviate from the profile of its Final Physical Notification
Data, as modified by any Bid-Offer Acceptances issued in accordance with
BC2.7.1, only as a result of responding to Frequency deviations when
operating in Frequency Sensitive Mode in accordance with the Ancillary
Services Agreement.
(c) Each Generating Unit that does not form part of a BM Unit may deviate from
the profile of its Final Physical Notification Data where agreed by NGET and
the User, including but not limited to, as a result of providing an Ancillary
Service in accordance with the Ancillary Service Agreement.
(d) In the event that while carrying out the Ancillary Service instructions an
unforeseen problem arises caused by safety reasons (relating to personnel or
plant), NGET must be notified immediately by telephone and this may lead to
revision of BM Unit Data or Generating Unit Data in accordance with BC2.5.3.
BC2.9 EMERGENCY CIRCUMSTANCES
BC2.9.1 Emergency Actions
BC2.9.1.1 In certain circumstances (as determined by NGET in its reasonable opinion) it will be
necessary, in order to preserve the integrity of the National Electricity
Transmission System and any synchronously connected External System, for
NGET to issue Emergency Instructions. In such circumstances, it may be
necessary to depart from normal Balancing Mechanism operation in accordance
with BC2.7 in issuing Bid-Offer Acceptances. BM Participants must also comply
with the requirements of BC3.
BC2.9.1.2 Examples of circumstances that may require the issue of Emergency Instructions
include:-
(a) Events on the National Electricity Transmission System or the System of

another User; or
(b) the need to maintain adequate System and Localised NRAPM in accordance
with BC2.9.4 below; or
(c) the need to maintain adequate frequency sensitive Gensets in accordance with
BC2.9.5 below; or
(d) the need to implement Demand Control in accordance with OC6; or
(e) (i) the need to invoke the Black Start process or the Re-Synchronisation of
De-Synchronised Island process in accordance with OC9; or
(ii) the need to request provision of a Maximum Generation Service; or
Issue 4 BC2 - 14 24 June 2009

(iii) the need to issue an Emergency Deenergisation Instruction in
circumstances where the condition or manner of operation of any
Transmission Plant and/or Apparatus is such that it may cause damage
or injury to any person or to the National Electricity Transmission
System.
.
BC2.9.1.3 In the case of BM Units and Generating Units in Great Britain, Emergency
Instructions will be issued by NGET direct to the User at the Control Point for the
BM Unit or Generating Unit and may require an action or response which is outside
its Other Relevant Data, QPNs, or Export and Import Limits submitted under BC1,
or revised under BC1 or BC2, or Dynamic Parameters submitted or revised under
BC2.
BC2.9.1.4 In the case of a Network Operator or an Externally Interconnected System

Operator, Emergency Instructions will be issued to its Control Centre.
BC2.9.2 Implementation of Emergency Instructions
BC2.9.2.1 Users will respond to Emergency Instructions issued by NGET without delay and
using all reasonable endeavours to so respond. Emergency Instructions may only
be rejected by an User on safety grounds (relating to personnel or plant) and this
must be notified to NGET immediately by telephone.
BC2.9.2.2 Emergency Instructions will always be prefixed with the words “This is an
Emergency Instruction” except in the case of:
(i) Maximum Generation Service instructed by electronic data communication

facilities where the instruction will be issued in accordance with the provisions of
the Maximum Generation Service Agreement; and
(ii) An Emergency Deenergisation Instruction, where the Emergency

Deenergisation Instruction will be pre-fixed with the words ‘This is an
Emergency Deenergisation Instruction’; and
(iii) during a Black Start any instruction given by NGET will (unless NGET specifies
otherwise) be deemed to be an Emergency Instruction need not be pre-fixed
with the words ‘This is an Emergency Instruction’.
BC2.9.2.3 In all cases under this BC2.9 except BC2.9.1.2 (e) where NGET issues an
Emergency Instruction to a BM Participant which is not rejected under BC2.9.2.1,
the Emergency Instruction shall be treated as a Bid-Offer Acceptance. For the
avoidance of doubt, any Emergency Instruction issued to a Network Operator or
to an Externally Interconnected System Operator or in respect of a Generating
Unit that does not form part of a BM Unit, will not be treated as a Bid-Offer
Acceptance.
BC2.9.2.4 In the case of BC2.9.1.2 (e) (ii) where NGET issues an Emergency Instruction
pursuant to a Maximum Generation Service Agreement payment will be dealt with
in accordance with the CUSC and the Maximum Generation Service Agreement.
BC2.9.2.5 In the case of BC2.9.1.2 (e) (iii) where NGET issues an Emergency Deenergisation
Instruction payment will be dealt with in accordance with the CUSC, Section 5.
BC2.9.2.6 In the of BC2.9.1.2 (e) (i) upon receipt of an Emergency Instruction by a Generator
during a Black Start the provisions of Section G of the BSC relating to compensation
shall apply.
Issue 4 BC2 - 15 24 June 2009

BC2.9.3 Examples of Emergency Instructions
BC2.9.3.1 In the case of a BM Unit or a Generating Unit, Emergency Instructions may

include an instruction for the BM Unit or the Generating Unit to operate in a way
that is not consistent with the Dynamic Parameters, QPNs and/or Export and
Import Limits.
BC2.9.3.2 In the case of a Generator, Emergency Instructions may include:
(a) an instruction to trip one or more Gensets (excluding Operational

Intertripping); or
(b) an instruction to trip Mills or to Part Load a Generating Unit (as defined in the
Glossary and Definitions and not limited by BC2.2); or
(c) an instruction to Part Load a CCGT Module or Power Park Module; or
(d) an instruction for the operation of CCGT Units within a CCGT Module (on the
basis of the information contained within the CCGT Module Matrix) when
emergency circumstances prevail (as determined by NGET in NGET's
reasonable opinion); or
(e) an instruction to generate outside normal parameters, as allowed for in 4.2 of

the CUSC; or
(f) an instruction for the operation of Generating Units within a Cascade Hydro
Scheme (on the basis of the additional information supplied in relation to
individual Generating Units) when emergency circumstances prevail (as
determined by NGET in NGET’s reasonable opinion); or
(g) an instruction for the operation of a Power Park Module (on the basis of the
information contained within the Power Park Module Availability Matrix) when
emergency circumstances prevail (as determined by NGET in NGET's
reasonable opinion).
BC2.9.3.3 Instructions to Network Operators relating to the Operational Day may include:
(a) a requirement for Demand reduction and disconnection or restoration pursuant

to OC6;
(b) an instruction to effect a load transfer between Grid Supply Points;
(c) an instruction to switch in a System to Demand Intertrip Scheme;
(d) an instruction to split a network;
(e) an instruction to disconnect an item of Plant or Apparatus from the System.
BC2.9.4 Maintaining adequate System and Localised NRAPM (Negative Reserve

Active Power Margin)
BC2.9.4.1 Where NGET is unable to satisfy the required System NRAPM or Localised
NRAPM by following the process described in BC1.5.5, NGET will issue an
Issue 4 BC2 - 16 24 June 2009

Emergency Instruction to exporting BM Units for De-Synchronising on the basis
of Bid-Offer Data submitted to NGET in accordance with BC1.4.2(d).
BC2.9.4.2 In the event that NGET is unable to differentiate between exporting BM Units
according to Bid-Offer Data, NGET will instruct a BM Participant to Shutdown a
specified exporting BM Unit for such period based upon the following factors:
(a) effect on power flows (resulting in the minimisation of transmission losses);
(b) reserve capability;
(c) Reactive Power worth;
(d) Dynamic Parameters;
(e) in the case of Localised NRAPM, effectiveness of output reduction in the

management of the System Constraint.
BC2.9.4.3 Where NGET is still unable to differentiate between exporting BM Units, having
considered all the foregoing, NGET will decide which exporting BM Unit to
Shutdown by the application of a quota for each BM Participant in the ratio of each
BM Participant’s Physical Notifications.
BC2.9.4.4 Other than as provided in BC2.9.4.5 and BC2.9.4.6 below, in determining which
exporting BM Units to De-Synchronise under this BC2.9.4, NGET shall not consider
in such determination (and accordingly shall not instruct to De-Synchronise) any
Generating Unit (as defined in the Glossary and Definitions and not limited by
BC2.2) within an Existing Gas Cooled Reactor Plant.
BC2.9.4.5 NGET shall be permitted to instruct a Generating Unit (as defined in the Glossary
and Definitions and not limited by BC2.2) within an Existing AGR Plant to De-
Synchronise if the relevant Generating Unit within the Existing AGR Plant has
failed to offer to be flexible for the relevant instance at the request of NGET within the
Existing AGR Plant Flexibility Limit.
BC2.9.4.6 Notwithstanding the provisions of BC2.9.4.5 above, if the level of System NRAPM
(taken together with System constraints) or Localised NRAPM is such that it is not
possible to avoid instructing a Generating Unit (as defined in the Glossary and
Definitions and not limited by BC2.2) within an Existing Magnox Reactor Plant
and/or an Existing AGR Plant whether or not it has met requests within the Existing
AGR Flexibility Limit to De-Synchronise NGET may, provided the power flow
across each External Interconnection is either at zero or results in an export of
power from the Total System, so instruct a Generating Unit (as defined in the
Glossary and Definitions and not limited by BC2.2) within an Existing Magnox
Reactor Plant and/or an Existing AGR Plant to De-Synchronise in the case of
System NRAPM, in all cases and in the case of Localised NRAPM, when the power
flow would have a relevant effect.
BC2.9.4.7 When instructing exporting BM Units which form part of an On-Site Generator Site
to reduce generation under this BC2.9.4, NGET will not issue an instruction which
would reduce generation below the reasonably anticipated Demand of the On-Site
Generator Site. For the avoidance of doubt, it should be noted that the term "On-
Site Generator Site" only relates to Trading Units which have fulfilled the Class 1 or
Class 2 requirements.
Issue 4 BC2 - 17 24 June 2009

BC2.9.5 Maintaining adequate Frequency Sensitive Generation
BC2.9.5.1 If, post Gate Closure, NGET determines, in its reasonable opinion, from the
information then available to it (including information relating to Generating Unit (as
defined in the Glossary and Definitions and not limited by BC2.2) breakdown) that the
number of and level of Primary, Secondary and High Frequency Response
available from Gensets (other than those units within Existing Gas Cooled Reactor
Plant, which are permitted to operate in Limited Frequency Sensitive Mode at all
times under BC3.5.3) available to operate in Frequency Sensitive Mode is such that
it is not possible to avoid De-Synchronising Existing Gas Cooled Reactor Plant
then provided that:
(a) there are (or, as the case may be, that NGET anticipates, in its reasonable
opinion, that at the time that the instruction is to take effect there will be) no
other Gensets generating and exporting on to the Total System which are not
operating in Frequency Sensitive Mode (or which are operating with only a
nominal amount in terms of level and duration) (unless, in NGET's reasonable
opinion, necessary to assist the relief of System constraints or necessary as a
result of other System conditions); and
(b) the power flow across each External Interconnection is (or, as the case may
be, is anticipated to be at the time that the instruction is to take effect) either at
zero or result in an export of power from the Total System,
then NGET may instruct such of the Existing Gas Cooled Reactor Plant to De-
Synchronise as it is, in NGET's reasonable opinion, necessary to De-Synchronise
and for the period for which the De-Synchronising is, in NGET's reasonable
opinion, necessary.
BC2.9.5.2 If in NGET's reasonable opinion it is necessary for both the procedure in BC2.9.4
and that set out in BC2.9.5.1 to be followed in any given situation, the procedure in
BC2.9.4 will be followed first, and then the procedure set out in BC2.9.5.1. For the
avoidance of doubt, nothing in this sub-paragraph shall prevent either procedure
from being followed separately and independently of the other.
BC2.9.6 Emergency Assistance to and from External Systems
(a) An Externally Interconnected System Operator (in its role as operator of the
External System) may request that NGET takes any available action to
increase the Active Energy transferred into its External System, or reduce the
Active Energy transferred into the National Electricity Transmission System
by way of emergency assistance if the alternative is to instruct a demand
reduction on all or part of its External System (or on the system of an
Interconnector User using its External System). Such request must be met
by NGET providing this does not require a reduction of Demand on the
National Electricity Transmission System, or lead to a reduction in security
on the National Electricity Transmission System.
(b) NGET may request that an Externally Interconnected System Operator

takes any available action to increase the Active Energy transferred into the
National Electricity Transmission System, or reduce the Active Energy
transferred into its External System by way of emergency assistance if the
alternative is to instruct a Demand reduction on all or part of the National
Electricity Transmission System. Such request must be met by the
Externally Interconnected System Operator providing this does not require a
reduction of Demand on its External System (or on the system of
Issue 4 BC2 - 18 24 June 2009

Interconnector Users using its External System), or lead to a reduction in
security on such External System or system.
BC2.9.7 Unplanned outages of electronic communication and computing facilities
BC2.9.7.1 In the event of an unplanned outage of the electronic data communication facilities or
of NGET’s associated computing facilities or in the event of a Planned Maintenance
Outage lasting longer than the planned duration, in relation to a post-Gate Closure
period NGET will, as soon as it is reasonably able to do so, issue a NGET Computing
System Failure notification by telephone or such other means agreed between Users
and NGET indicating the likely duration of the outage.
BC2.9.7.2 During the period of any such outage, the following provisions will apply:
(a) NGET will issue further NGET Computing System Failure notifications by
telephone or such other means agreed between Users and NGET to all BM
Participants to provide updates on the likely duration of the outage;
(b) BM Participants should operate in relation to any period of time in

accordance with the Physical Notification prevailing at Gate Closure current
at the time of the computer system failure in relation to each such period of
time. Such operation shall be subject to the provisions of BC2.5.1, which will
apply as if set out in this BC2.9.7.2. No further submissions of BM Unit Data
or Generating Unit Data (other than data specified in BC1.4.2(c) (Export and
Import Limits) and BC1.4.2(e) (Dynamic Parameters) should be attempted.
Plant failure or similar problems causing significant deviation from Physical
Notification should be notified to NGET by telephone by the submission of a
revision to Export and Import Limits in relation to the BM Unit or
Generating Unit Data so affected;
(c) Revisions to Export and Import Limits and to Dynamic Parameters should
be notified to NGET by telephone and will be recorded for subsequent use;
(d) NGET will issue Bid-Offer Acceptances by telephone which will be recorded
for subsequent use;
(e) No data will be transferred from NGET to the BMRA until the communication
facilities are re-established.
BC2.9.7.3 NGET will advise BM Participants of the withdrawal of the NGET Computing
System Failure notification following the re-establishment of the communication
facilities.
BC2.10 OTHER OPERATIONAL INSTRUCTIONS AND NOTIFICATIONS
BC2.10.1 NGET may, from time to time, need to issue other instructions or notifications
associated with the operation of the National Electricity Transmission System.
BC2.10.2 Such instructions or notifications may include:
Intertrips
(a) an instruction to arm or disarm an Operational Intertripping scheme;
Issue 4 BC2 - 19 24 June 2009

Tap Positions
(b) a request for a Genset step-up transformer tap position (for security
assessment);
Tests
(c) an instruction to carry out tests as required under OC5, which may include the
issue of an instruction regarding the operation of CCGT Units within a CCGT
Module at a Large Power Station;
Future BM Unit Requirements

(d) a reference to any implications for future BM Unit requirements and the
security of the National Electricity Transmission System, including
arrangements for change in output to meet post fault security requirements;
(e) Changes to Target Frequency

a notification of a change in Target Frequency, which will normally only be
49.95, 50.00, or 50.05Hz but in exceptional circumstances as determined by
NGET in its reasonable opinion, may be 49.90 or 50.10Hz.
BC2.10.3 Where an instruction or notification under BC2.10.2 (c) or (d) results in a change to
the input or output level of the BM Unit then NGET shall issue a Bid-Offer
Acceptance or Emergency Instruction as appropriate.
BC2.11 LIAISON WITH GENERATORS FOR RISK OF TRIP AND AVR

TESTING
BC2.11.1 A Generator at the Control Point for any of its Large Power Stations may request
NGET's agreement for one of the Gensets at that Power Station to be operated
under a risk of trip. NGET's agreement will be dependent on the risk to the National
Electricity Transmission System that a trip of the Genset would constitute.
BC2.11.2 (a) Each Generator at the Control Point for any of its Large Power Stations will
operate its Synchronised Gensets (excluding Power Park Modules) with:
(i) AVRs in constant terminal voltage mode with VAR limiters in service at all
times. AVR constant Reactive Power or Power Factor mode should, if
installed, be disabled; and
(ii) its generator step-up transformer tap changer selected to manual mode,
unless released from this obligation in respect of a particular Genset by NGET.
(b) Each Generator at the Control Point for any of its Large Power Stations will
operate its Power Park Modules with a Completion Date before 1st January
2006 at unity power factor at the Grid Entry Point (or User System Entry
Point if Embedded).
(c) Each Generator at the Control Point for any of its Large Power Stations will
operate its Power Park Modules with a Completion Date on or after 1st
January 2006 in voltage control mode at the Grid Entry Point (or User System
Entry Point if Embedded). Constant Reactive Power or Power Factor mode
should, if installed, be disabled.
Issue 4 BC2 - 20 24 June 2009

(d) Where a Power System Stabiliser is fitted as part of the excitation system or
voltage control system of a Genset, it requires on-load commissioning which
must be witnessed by NGET. Only when the performance of the Power
System Stabiliser has been approved by NGET shall it be switched into
service by a Generator and then it will be kept in service at all times unless
otherwise agreed with NGET. Further reference is made to this in CC.6.3.8.
BC2.11.3 A Generator at the Control Point for any of its Power Stations may request
NGET's agreement for one of its Gensets at that Power Station to be operated with
the AVR in manual mode, or Power System Stabiliser switched out, or VAR limiter
switched out. NGET's agreement will be dependent on the risk that would be
imposed on the National Electricity Transmission System and any User System.
Provided that in any event a Generator may take such action as is reasonably
necessary on safety grounds (relating to personnel or plant) .
BC2.12 LIAISON WITH EXTERNALLY INTERCONNECTED SYSTEM

OPERATORS
BC2.12.1 Co-ordination role of Externally Interconnected System Operators
(a) The Externally Interconnected System Operator will act as the Control
Point for Bid-Offer Acceptances on behalf of Interconnector Users and will
co-ordinate instructions relating to Ancillary Services and Emergency
Instructions on behalf of Interconnector Users using its External System in
respect of each Interconnector User’s BM Units.
(b) NGET will issue Bid-Offer Acceptances and instructions for Ancillary
Services relating to Interconnector Users’ BM Units to each Externally
Interconnected System Operator in respect of each Interconnector User
using its External System.
(c) If, as a result of a reduction in the capability (in MW) of the External
Interconnection, the total of the Physical Notifications and Bid-Offer
Acceptances issued for the relevant period using that External
Interconnection, as stated in the BM Unit Data exceeds the reduced
capability (in MW) of the respective External Interconnection in that period
then NGET shall notify the Externally Interconnected System Operator
accordingly. The Externally Interconnected System Operator should seek a
revision of Export and Import Limits from one or more of its Interconnector
Users for the remainder of the Balancing Mechanism period during which
Physical Notifications cannot be revised.
Issue 4 BC2 - 21 24 June 2009

Appendix 1 – Form of Bid-Offer Acceptances
BC2.A.1.1 This Appendix describes the forms of Bid-Offer Acceptances. As described in

BC2.6.1 Bid-Offer Acceptances are normally given by an automatic logging device,
but in the event of failure of the logging device, Bid-Offer Acceptances will be given
by telephone.
BC2.A.1.2 For each BM Unit the Bid-Offer Acceptance will consist of a series of MW figures
and associated times.
BC2.A.1.3 The Bid-Offer Acceptances relating to CCGT Modules will assume that the CCGT
Units within the CCGT Module will operate in accordance with the CCGT Module
Matrix, as required by BC1. The Bid-Offer Acceptances relating to Cascade Hydro
Schemes will assume that the Generating Unit forming part of the Cascade Hydro
Scheme will operate, where submitted, in accordance with the Cascade Hydro
Scheme Matrix submitted under BC1.
BC2.A.1.4 BID-OFFER ACCEPTANCES GIVEN BY AUTOMATIC LOGGING DEVICE.
(a) The complete form of the Bid-Offer Acceptance is given in the EDL Message
Interface Specification which can be made available to Users on request.
(b) Bid-Offer Acceptances will normally follow the form:
(i) BM Unit Name

(ii) Instruction Reference Number
(iii) Time of instruction
(iv) Type of instruction
(v) BM Unit Bid-Offer Acceptance number
(vi) Number of MW/Time points making up instruction (minimum 2,
maximum 5)
(vii) MW value and Time value for each point identified in (vi)
The times required in the instruction are input and displayed in London time, but
communicated electronically in GMT.
BC2.A.1.5 BID-OFFER ACCEPTANCES GIVEN BY TELEPHONE
(a) All run-up/run-down rates will be assumed to be constant and consistent with
Dynamic Parameters. Each Bid-Offer Acceptance will, wherever possible,
be kept simple, drawing as necessary from the following forms and BC2.7
(b) Bid-Offer Acceptances given by telephone will normally follow the form:
(i) an exchange of operator names;

(ii) BM Unit Name;
(iii) Time of instruction;
(iv) Type of instruction;
(v) Number of MW/Time points making up instruction (minimum 2,
maximum 5)
(vi) MW value and Time value for each point identified in (v)
The times required in the instruction are expressed in London time.
Issue 4 BC2 - 22 24 June 2009

For example, for a BM Unit ABCD-1 acceptance logged with a start time at 1400
hours and with a FPN at 300MW:
“BM Unit ABCD-1 Bid-Offer Acceptance timed at 1400 hours. Acceptance consists
of 4 MW/Time points as follows:
300MW at 1400 hours

400MW at 1415 hours
400MW at 1450 hours
300MW at 1500 hours”
BC2.A.1.6 SUBMISSION OF BID-OFFER ACCEPTANCE DATA TO THE BMRA
The relevant information contained in Bid-Offer Acceptances issued by NGET will

be converted into “from” and “to” MW levels and times before they are submitted to
the BMRA by NGET.
Issue 4 BC2 - 23 24 June 2009

Appendix 2 - Type and Form of Ancillary Service Instructions
BC2.A.2.1 This part of the Appendix consists of a non-exhaustive list of the forms and types of
instruction for a Genset to provide System Ancillary Services. There may be other
types of Commercial Ancillary Services and these will be covered in the relevant
Ancillary Services Agreement. In respect of the provision of Ancillary Services by
Generating Units the forms and types of instruction will be in the form of this
Appendix 2 unless amended in the Ancillary Services Agreement.
As described in CC.8, System Ancillary Services consist of Part 1 and Part 2

System Ancillary Services.
Part 1 System Ancillary Services comprise:
(a) Reactive Power supplied other than by means of synchronous or static

compensators. This is required to ensure that a satisfactory System voltage
profile is maintained and that sufficient Reactive Power reserves are
maintained under normal and fault conditions. Ancillary Service instructions in
relation to Reactive Power may include:
(i) Mvar Output

(ii) Target Voltage Levels
(iii) Tap Changes
(iv) Maximum Mvar Output (‘maximum excitation’)
(v) Maximum Mvar Absorption (‘minimum excitation’)
(b) Frequency Control by means of Frequency sensitive generation. Gensets

may be required to move to or from Frequency Sensitive Mode in the
combinations agreed in the relevant Ancillary Services Agreement. They will
be specifically requested to operate so as to provide Primary Response and/or
Secondary Response and/or High Frequency Response.
Part 2 System Ancillary Services comprise:
(c) Frequency Control by means of Fast Start.
(d) Black Start Capability
(e) System to Generator Operational Intertripping
BC2.A.2.2 As Ancillary Service instructions are not part of Bid-Offer Acceptances they do not
need to be closed instructions and can cover any period of time, not just limited to the
period of the Balancing Mechanism.
BC2.A.2.3 As described in BC2.6.1 Ancillary Service instructions are normally given by

automatic logging device, but in the absence of, or in the event of failure of the
logging device, instructions will be given by telephone.
BC2.A.2.4 INSTRUCTIONS GIVEN BY AUTOMATIC LOGGING DEVICE.
(a) The complete form of the Ancillary Service instruction is given in the EDL
Message Interface Specification which is available to Users on request from
NGET.
Issue 4 BC2 - 24 24 June 2009

(b) Ancillary Service instructions for Frequency Control will normally follow the
form:
(i) BM Unit Name

(iv) Type of instruction (REAS)
(v) Reason Code
(vi) Start Time
(c) Ancillary Service instructions for Reactive Power will normally follow the
form:
(i) BM Unit Name

(iv) Type of instruction (MVAR, VOLT or TAPP)
(v) Target Value
(vi) Target Time
The times required in the instruction are input and displayed in London time, but
communicated electronically in GMT.
BC2.A.2.5 INSTRUCTIONS GIVEN BY TELEPHONE
(a) Ancillary Service instructions for Frequency Control will normally follow the
form:

(ii) BM Unit Name;
(iv) Type of instruction;
(v) Start Time.
The times required in the instruction are expressed in London time.
For example, for BM Unit ABCD-1 instructed at 1400 hours to provide Primary and
High Frequency response starting at 1415 hours:
“BM Unit ABCD-1 message timed at 1400 hours. Unit to Primary and High
Frequency Response at 1415 hours”
(b) Ancillary Service instructions for Reactive Power will normally follow the
form:

(ii) BM Unit Name;
(iv) Type of instruction (MVAR, VOLT, SETPOINT, SLOPE or TAPP)
(v) Target Value
(vi) Target Time.
The times required in the instruction are expressed as London time.
For example, for BM Unit ABCD-1 instructed at 1400 hours to provide 100Mvar by
1415 hours:
Issue 4 BC2 - 25 24 June 2009

“BM Unit ABCD-1 message timed at 1400 hours. MVAR instruction. Unit to
plus 100 Mvar target time 1415 hours.”
BC2.A.2.6 Reactive Power
As described in BC2.A.2.4 and BC2.A.2.5 instructions for Ancillary Services relating

to Reactive Power may consist of any of several specific types of instruction. The
following table describes these instructions in more detail:
Type of
Instruction Name Description
Instruction
Mvar Output The individual Mvar output from the Genset onto the National MVAR
Electricity Transmission System at the Grid Entry Point (or
onto the User System at the User System Entry Point in the
case of Embedded Power Stations), namely on the higher
voltage side of the generator step-up transformer. In relation to
each Genset, where there is no HV indication, NGET and the
Generator will discuss and agree equivalent Mvar levels for
the corresponding LV indication.
Where a Genset is instructed to a specific Mvar output, the

Generator must achieve that output within a tolerance of +/-25
Mvar (for Gensets in England and Wales) or the lesser of +/-
5% of rated output or 25Mvar (for Gensets in Scotland) (or
such other figure as may be agreed with NGET) by tap
changing on the generator step-up transformer, unless agreed
otherwise. Once this has been achieved, the Generator will
not tap again without prior consultation with and the
agreement of NGET, on the basis that Mvar output will be
allowed to vary with System conditions.
Target Voltage Target voltage levels to be achieved by the Genset on the VOLT
Levels National Electricity Transmission System at the Grid
Entry Point (or on the User System at the User System
Entry Point in the case of Embedded Power Stations,
namely on the higher voltage side of the generator step-up
transformer. Where a Genset is instructed to a specific target
voltage, the Generator must achieve that target within a
tolerance of ±1 kV (or such other figure as may be agreed
with NGET) by tap changing on the generator step-up
transformer, unless agreed otherwise with NGET. In relation
to each Genset, where there is no HV indication, NGET and
the Generator will discuss and agree equivalent voltage
levels for the corresponding LV indication.
Under normal operating conditions, once this target voltage

level has been achieved the Generator will not tap again
without prior consultation with, and with the agreement of,
NGET.
However, under certain circumstances the Generator may be

instructed to maintain a target voltage until otherwise
instructed and this will be achieved by tap changing on the
generator step-up transformer without reference to NGET.
Issue 4 BC2 - 26 24 June 2009

Type of
Instruction Name Description
Instruction
Setpoint Where a Non-Synchronous Generating Unit, DC SETPOINT
Voltage Converter or Power Park Module is instructed to a specific
Setpoint Voltage, the Generator must achieve that
Setpoint Voltage within a tolerance of ±0.25% (or such
other figure as may be agreed with NGET).
The Generator must maintain the specified Setpoint

Voltage target until an alternative target is received from
NGET.
Slope Where a Non-Synchronous Generating Unit, DC SLOPE
Converter or Power Park Module is instructed to a specific
Slope, the Generator must achieve that Slope within a
tolerance of ±0.5% (or such other figure as may be agreed
with NGET).
The Generator must maintain the specified Slope target until

an alternative target is received from NGET.
The Generator will not be required to implement a new

Slope setting in a time of less than 1 week from the time of
the instruction.
Tap Changes Details of the required generator step-up transformer tap TAPP
changes in relation to a Genset. The instruction for tap
changes may be a Simultaneous Tap Change instruction,
whereby the tap change must be effected by the Generator
in response to an instruction from NGET issued
simultaneously to relevant Power Stations. The instruction,
which is normally preceded by advance notice, must be
effected as soon as possible, and in any event within one
minute of receipt from NGET of the instruction.
For a Simultaneous Tap Change, change Genset generator

step-up transformer tap position by one [two] taps to raise or
lower (as relevant) System voltage, to be executed at time of
instruction.
Maximum Mvar Under certain conditions, such as low System voltage, an
Output instruction to maximum Mvar output at instructed MW output
(“maximum ("maximum excitation") may be given, and a Generator should
excitation”) take appropriate actions to maximise Mvar output unless
constrained by plant operational limits or safety grounds
(relating to personnel or plant).
Maximum Mvar Under certain conditions, such as high System voltage, an
Absorption instruction to maximum Mvar absorption at instructed MW
("minimum output ("minimum excitation") may be given, and a Generator
excitation") should take appropriate actions to maximise Mvar absorption
unless constrained by plant operational limits or safety
grounds (relating to personnel or plant).
BC2.A.2.7 In addition, the following provisions will apply to Reactive Power instructions:
(a) In circumstances where NGET issues new instructions in relation to more than
one BM Unit at the same Power Station at the same time tapping will be
carried out by the Generator one tap at a time either alternately between (or in
sequential order, if more than two), or at the same time on, each BM Unit.
Issue 4 BC2 - 27 24 June 2009

(b) Where the instructions require more than two taps per BM Unit and that means
that the instructions cannot be achieved within 2 minutes of the instruction time
(or such longer period at NGET may have instructed), the instructions must each
be achieved with the minimum of delay after the expiry of that period.
(c) It should be noted that should System conditions require, NGET may need to
instruct maximum Mvar output to be achieved as soon as possible, but (subject
to the provisions of paragraph (BC2.A.2.7(b) above) in any event no later than 2
minutes after the instruction is issued.
(d) An Ancillary Service instruction relating to Reactive Power may be given in

respect of CCGT Units within a CCGT Module at a Power Station where
running arrangements and/or System conditions require, in both cases where
exceptional circumstances apply and connection arrangements permit.
(e) In relation to Mvar matters, Mvar generation/output is an export onto the System
and is referred to as "lagging Mvar", and Mvar absorption is an import from the
System and is referred to as "leading Mvar".
(f) It should be noted that the excitation control system constant Reactive Power
output control mode or constant power factor output control mode will always be
disabled, unless agreed otherwise with NGET.
Issue 4 BC2 - 28 24 June 2009

Appendix 3 – Submission of Revised Mvar Capability
BC2.A.3.1 For the purpose of submitting revised Mvar data the following terms shall apply:
Full Output In the case of a Synchronous Generating Unit (as defined in

the Glossary and Definitions and not limited by BC2.2) is the
MW output measured at the generator stator terminals
representing the LV equivalent of the Registered Capacity at
the Grid Entry Point, and in the case of a Non-Synchronous
Generating Unit (excluding Power Park Units), DC
Converter or Power Park Module is the Registered
Capacity at the Grid Entry Point
Minimum Output In the case of a Synchronous Generating Unit (as defined in

the Glossary and Definitions and not limited by BC2.2 ) is the
MW output measured at the generator stator terminals
representing the LV equivalent of the Minimum Generation at
the Grid Entry Point, and in the case of a Non-Synchronous
Generating Unit (excluding Power Park Units), DC
Converter or Power Park Module is the Minimum
Generation at the Grid Entry Point
BC2.A.3.2 The following provisions apply to faxed submission of revised Mvar data:
(a) The fax must be transmitted to NGET (to the relevant location in accordance with
GC6) and must contain all the sections from the relevant part of Annexures 1 and
2 but with only the data changes set out. The "notification time" must be
completed to refer to the time of transmission, where the time is expressed as
London time.
(b) Upon receipt of the fax, NGET will acknowledge receipt by sending a fax back to
the User. The acknowledgement will either state that the fax has been received
and is legible or will state that it (or part of it) is not legible and will request re-
transmission of the whole (or part) of the fax.
(c) Upon receipt of the acknowledging fax the User will, if requested, re-transmit the
whole or the relevant part of the fax.
(d) The provisions of paragraphs (b) and (c) then apply to that re-transmitted fax.
Issue 4 BC2 - 29 24 June 2009

APPENDIX 3 - ANNEXURE 1
Optional
Logo
Company name REVISED Mvar DATA
TO: NGET Transmission Control Centre Fax telephone No.
Number of pages inc. header:.............................
Sent By : ........................................................................................................
Return Acknowledgement Fax to ....................................................................
For Retransmission or Clarification ring..........................................................
Acknowledged by NGET: (Signature)
................................................................................
Acknowledgement time and date ....................................................................................
Legibility of FAX : Acceptable
Unacceptable ( Resend FAX )

(List pages if appropriate)
Issue 4 BC2 - 30 24 June 2009

APPENDIX 3 - ANNEXURE 2
To: NGET Transmission Control Centre
From : [Company Name & Location]
REVISED Mvar DATA
HRS MINS DD MM YY
NOTIFICATION TIME: . / /
GENERATING UNIT*
/POWER PARK MODULE
DC CONVERTER
Start Time/Date (if not effective immediately)
REACTIVE POWER CAPABILITY AT SYNCHRONOUS GENERATING UNIT STATOR TERMINAL

(at rated terminal volts) OR AT THE CONNECTION POINT FOR OTHER GENSETS AND DC
CONVERTERS
MW LEAD (Mvar) LAG (Mvar)
AT RATED MW
AT FULL OUTPUT (MW)
AT MINIMUM OUTPUT
(MW)
GENERATING UNIT STEP-UP TRANSFORMER DATA, WHERE APPLICABLE
TAP CHANGE RANGE TAP NUMBER RANGE

(+%,-%)
OPTIONAL INFORMATION (for Ancillary Services use only) -

REACTIVE POWER CAPABILITY AT COMMERCIAL BOUNDARY (at rated stator terminal and
nominal system volts)
LEAD (Mvar) LAG (Mvar)
AT RATED MW
Predicted End Time/Date (to be confirmed by redeclaration)
Redeclaration made by (Signature) ____________________________________________
Generating Unit has the meaning given in the Glossary and Definitions and is not limited by BC2.2.
*
For a CCGT, the redeclaration is for an individual CCGT unit and not the entire module.
Issue 4 BC2 - 31 24 June 2009

Appendix 4 – Submission of availability of Frequency Sensitive Mode
BC2.A.4.1. For the purpose of submitting availability of Frequency Sensitive Mode, this process
only relates to the provision of response under the Frequency Sensitive Mode and
does not cover the provision of response under the Limited Frequency Sensitive
Mode.
BC2.A.4.2. The following provisions apply to the faxed submission of the Frequency Sensitive
Mode availability;
(a) The fax must be transmitted to NGET (to the relevant location in accordance
with GC6) and must contain all the sections relevant to Appendix 4 -
Annexure1 but with only the data changes set out. The “notification time” must
be completed to refer to the time and date of transmission, where the time is
expressed in London time.
(b) Upon receipt of the fax, NGET will acknowledge receipt by sending a fax back
to the User. This acknowledging fax should be in the format of Appendix 4 –
Annexure 1. The acknowledgement will either state that the fax has been
received and is legible or will state that it (or part of it) is not legible and will
request re-transmission of the whole (or part) of the fax.
(c) Upon receipt of the acknowledging fax the User will, if requested re-transmit
the whole or the relevant part of the fax.
(d) The provisions of paragraph (b) and (c) then apply to the re-transmitted fax.
BC2.A.4.3 The User shall ensure the availability of operating in the Frequency Sensitive Mode
is restored as soon as reasonably practicable and will notify NGET using the format
of Appendix 4 – Annexure 1. In the event of a sustained unavailability of Frequency
Sensitive Mode NGET may seek to confirm compliance with the relevant
requirements in the CCs through the process in OC5.
Issue 4 BC2 - 32 24 June 2009

Appendix 4 – Annexure 1
To: NGET Transmission Control Centre

From: [Company Name and Location]
Submission of availability of Frequency Sensitive Mode
Notification Time HRS:MIN DD/MM/YY

___:___ __/__ /__
GENERATING UNIT *
Start Time / Date (if not effective immediately)
The above unit is unavailable / available to operate in Frequency Sensitive Mode.
Limited Frequency Sensitive Mode must be maintained in accordance with BC3.7.2.
Please provided brief description of reason for unavailability of Frequency Sensitive Mode (e.g. Testing,
technical problem)
If declaring Unavailability
Predicted End Time / Date (to be confirmed by re-declaration):
Re-declaration made by (signature) ______________________________________
• For a CCGT the re-declaration is for an individual CCGT Unit and not the entire module
Receipt Acknowledgement from NGET
Legible (tick box) Illegible (tick box)
Explanation:
Time:
Date:
Signature:
< End of BC2 >
Issue 4 BC2 - 33 24 June 2009

BALANCING CODE NO.3
FREQUENCY CONTROL PROCESS
CONTENTS

BC3.1 INTRODUCTION .............................................................................................................. 1
BC3.2 OBJECTIVE ...................................................................................................................... 1
BC3.3 SCOPE ....................................................................................................... 1
BC3.4 MANAGING SYSTEM FREQUENCY ............................................................................... 2

BC3.4.1 Statutory Requirements.............................................................................................. 2
BC3.4.2 Target Frequency ....................................................................................................... 2
BC3.4.3 Electric Time............................................................................................................... 2
BC3.5 RESPONSE FROM GENSETS AND DC CONVERTERS AT DC
CONVERTER STATIONS WHEN TRANSTERRING ACTIVE POWER TO
THE TOTAL SYSTEM...................................................................................................... 2
BC3.5.1 Capability.................................................................................................................... 2
BC3.5.2 Limited Frequency Sensitive Mode ............................................................................ 2
BC3.5.3 Existing Gas Cooled Reactor Plant and Power Park Modules in operation
before 1 January 2006................................................................................................ 3
BC3.5.4 Frequency Sensitive Mode ......................................................................................... 3
BC3.5.5 System Frequency Induced Change .......................................................................... 4
BC3.6 RESPONSE TO LOW FREQUENCY .............................................................................. 4
BC3.6.1 Low Frequency Relay Initiated Response from Gensets ........................................... 4
BC3.6.2 Low Frequency Relay Initiated Response from Demand ........................................... 5
BC3.7 RESPONSE TO HIGH FREQUENCY REQUIRED FROM SYNCHRONISED.
GENSETS (AND DC CONVERTERS AT DC CONVERTER STATIONS
WHEN TRANSFERRING ACTIVE POWER TO THE TOTAL SYSTEM) ........................ 5
BC3.7.1 Plant in Frequency Sensitive Mode instructed to provide High Frequency
Response.................................................................................................................... 5
BC3.7.2 Plant in Limited Frequency Sensitive Mode ............................................................... 6
BC3.7.3 Plant Operation to below Minimum Generation.......................................................... 7
BC3.7.5 Information update to NGET....................................................................................... 8
Issue 4 BC3 - i 24 June 2009

BC3.7.6 Existing Gas Cooled Reactor Plant and Power Park Modules in operation
before 1 January 2006................................................................................................ 8
BC3.7.7 Externally Interconnected System Operators ............................................................. 8
Issue 4 BC3 - ii 24 June 2009

BALANCING CODE NO.3
FREQUENCY CONTROL PROCESS
BC3.1 INTRODUCTION
BC3.1.1 BC3 sets out the procedure for NGET to use in relation to Users to undertake
System Frequency control. System Frequency will be controlled by response
from Gensets (and DC Converters at DC Converter Stations) operating in
Limited Frequency Sensitive Mode or Frequency Sensitive Mode, by the
issuing of instructions to Gensets (and DC Converters at DC Converter
Stations) and by control of Demand. The requirements for Frequency control are
determined by the consequences and effectiveness of the Balancing
Mechanism, and accordingly, BC3 is complementary to BC1 and BC2.
BC3.1.2 Inter-relationship with Ancillary Services
The provision of response (other than by operation in Limited Frequency

Sensitive Mode or in accordance with BC3.7.1(c)) in order to contribute towards
Frequency control, as described in BC3, by Generators or DC Converter
Station owners will be an Ancillary Service. Ancillary Services are divided into
three categories, System Ancillary Services Parts 1 and 2 and Commercial
Ancillary Services. System Ancillary Services, Parts 1 and 2, are those
Ancillary Services listed in CC.8.1; those in Part 1 of CC.8.1 are those for which
the Connection Conditions require the capability as a condition of connection
and those in Part 2 are those which may be agreed to be provided by Users and
which can only be utilised by NGET if so agreed. Commercial Ancillary
Services like those System Ancillary Services set out in Part 2 of CC.8.1, may
be agreed to be provided by Users and which can only be utilised by NGET if so
agreed.
BC3.1.3 The provision of Frequency control services, if any, from an External System via
a DC Converter Station will be provided for in the Ancillary Services
Agreement and/or Bilateral Agreement with the DC Converter Station owner
and/or any other relevant agreements with the relevant EISO.
BC3.1.4 The provision of Frequency control services, if any, from an Offshore Power
Station connected to an Offshore Transmission System that includes a
Transmission DC Converter will be facilitated (where necessary) through
appropriate data signals provided to the Offshore Power Station by the Relevant
Transmission Licensee in accordance with the STC.
BC3.2 OBJECTIVE
The procedure for NGET to direct System Frequency control is intended to

enable (as far as possible) NGET to meet the statutory requirements of System
Frequency control.
BC3.3 SCOPE
Issue 4 BC3 - 3 24 June 2009

(a) Generators with regard to their Large Power Stations (except those
Large Power Stations with a Registered Capacity less than 50MW
comprising of Power Park Modules),
(b) Network Operators,
(c) DC Converter Station owners,
(d) other providers of Ancillary Services, and
(e) Externally Interconnected System Operators.
BC3.4 MANAGING SYSTEM FREQUENCY
BC3.4.1 Statutory Requirements

When NGET determines it is necessary (by having monitored the System
Frequency), it will, as part of the procedure set out in BC2, issue instructions
(including instructions for Commercial Ancillary Services) in order to seek to
regulate System Frequency to meet the statutory requirements of Frequency
control. Gensets (except those comprising of a Power Park Module in a Power
Station with a Registered Capacity less than 50MW and those comprising of a
Power Park Module in Scotland with a Completion Date before 1 July 2004) and
DC Converters at DC Converter Stations when transferring Active Power to
the Total System, operating in Frequency Sensitive Mode will be instructed by
NGET to operate taking due account of the Target Frequency notified by NGET.
BC3.4.2 Target Frequency

NGET will give 15 minutes notice of variation in Target Frequency.
BC3.4.3 Electric Time

NGET will endeavour (in so far as it is able) to control electric clock time to within
plus or minus 10 seconds by specifying changes to Target Frequency, by
accepting bids and offers in the Balancing Mechanism. Errors greater than plus
or minus 10 seconds may be temporarily accepted at NGET's reasonable
discretion.
BC3.5 RESPONSE FROM GENSETS (AND DC CONVERTERS AT DC CONVERTER

STATIONS WHEN TRANSFERRING ACTIVE POWER TO THE TOTAL
SYSTEM)
BC3.5.1 Capability
Each Genset (except those comprising of Power Park Modules in a Power
Station with a Registered Capacity less than 50MW and those comprising of
Power Park Modules in Scotland with a Completion Date before 1 July 2004)
and each DC Converter at a DC Converter Station must at all times have the
capability to operate automatically so as to provide response to changes in
Frequency in accordance with the requirements of CC.6.3.7 in order to contribute
to containing and correcting the System Frequency within the statutory
requirements of Frequency control. . For DC Converters at DC Converter
Stations, BC.3.1.3 also applies. In addition each Genset (and each DC
Converter at a DC Converter Station) must at all times have the capability to
operate in a Limited Frequency Sensitive Mode by operating so as to provide
Limited High Frequency Response.
Issue 4 BC3 - 4 24 June 2009

BC3.5.2 Limited Frequency Sensitive Mode
Each Synchronised Genset producing Active Power (and each DC Converter
at a DC Converter Station) must operate at all times in a Limited Frequency
Sensitive Mode (unless instructed in accordance with BC3.5.4 below to operate
in Frequency Sensitive Mode). Operation in Limited Frequency Sensitive
Mode must achieve the capability requirement described in CC.6.3.3 for System
Frequencies up to 50.4Hz and shall be deemed not to be in contravention of
CC.6.3.7.
Issue 4 BC3 - 5 24 June 2009

BC3.5.3 (a) Existing Gas Cooled Reactor Plant
NGET will permit Existing Gas Cooled Reactor Plant other than
Frequency Sensitive AGR Units to operate in Limited Frequency
Sensitive Mode at all times.
(b) Power Park Modules in operation before 1 January 2006

NGET will permit Power Park Modules in operation before 1 January 2006
to operate in Limited Frequency Sensitive Mode at all times. For the
avoidance of doubt Power Park Modules in England and Wales with a
Completion Date on or after 1 January 2006 and Power Park Modules in
operation in Scotland after 1 January 2006 with a completion date after 1
July 2004 and in a Power Station with a Registered Capacity of 50MW or
more will be required to operate in both Limited Frequency Sensitive
Mode and Frequency Sensitive Mode of operation depending on System
conditions.
BC3.5.4 Frequency Sensitive Mode
(a) NGET may issue an instruction to a Genset (or DC Converter at a DC

Converter Station if agreed as described in BC.3.1.3) to operate so as to
provide Primary Response and/or Secondary Response and/or High
Frequency Response (in the combinations agreed in the relevant
Ancillary Services Agreement). When so instructed, the Genset or DC
Converter at a DC Converter Station must operate in accordance with
the instruction and will no longer be operating in Limited Frequency
Sensitive Mode, but by being so instructed will be operating in Frequency
Sensitive Mode.
(b) Frequency Sensitive Mode is the generic description for a Genset (or DC
Converter at a DC Converter Station) operating in accordance with an
instruction to operate so as to provide Primary Response and/or
Secondary Response and/or High Frequency Response (in the
combinations agreed in the relevant Ancillary Services Agreement).
(c) The magnitude of the response in each of those categories instructed will
be in accordance with the relevant Ancillary Services Agreement with
the Generator or DC Converter Station owner.
(d) Such instruction will continue until countermanded by NGET or until;
(i) the Genset is De-Synchronised;, or
(ii) the DC Converter ceases to transfer Active Power to or from the

Total System subject to the conditions of any relevant agreement
relating to the operation of the DC Converter Station,
whichever is the first to occur.
(e) NGET will not so instruct Generators in respect of Existing Gas Cooled
Reactor Plant other than Frequency Sensitive AGR Units.
(f) NGET will not so instruct Generators in respect of Power Park Modules:
(i) in Scotland in a Power Station with a Completion Date before 1 July

2004; or,
Issue 4 BC3 - 6 24 June 2009

(ii) in a Power Station with a Registered Capacity of less than 50MW.
(iii) in England and Wales with a Completion Date before 1 January

2006.
BC3.5.5 System Frequency Induced Change

A System Frequency induced change in the Active Power output of a Genset
(or DC Converter at a DC Converter Station) which assists recovery to Target
Frequency must not be countermanded by a Generator or DC Converter
Station owner except where it is done purely on safety grounds (relating to either
personnel or plant) or, where necessary, to ensure the integrity of the Power
Station or DC Converter Station.
BC3.6 RESPONSE TO LOW FREQUENCY
BC3.6.1 Low Frequency Relay Initiated Response from Gensets and DC Converters at
DC Converter Stations
(a) NGET may utilise Gensets (and DC Converters at DC Converter

Stations) with the capability of Low Frequency Relay initiated response
as:
(i) synchronisation and generation from standstill;
(ii) generation from zero generated output;
(iv) increase in generated output;
(iv) increase in DC Converter output to the Total System (if so agreed

as described in BC3.1.3);
(v) decrease in DC Converter input from the Total System (if so

agreed as described in BC3.1.3);
in establishing its requirements for Operating Reserve.
(b) (i) NGET will specify within the range agreed with Generators and/or
EISOs and/or DC Converter Station owners (if so agreed as
described in BC3.1.3), Low Frequency Relay settings to be
applied to Gensets or DC Converters at DC Converter Stations
pursuant to BC3.6.1 (a) and instruct the Low Frequency Relay
initiated response placed in and out of service.
(ii) Generators and/or EISOs and/or DC Converter Station owners (if

so agreed as described in BC3.1.3) will comply with NGET
instructions for Low Frequency Relay settings and Low
Frequency Relay initiated response to be placed in or out of
service. Generators or DC Converter Station owners or EISOs
may not alter such Low Frequency Relay settings or take Low
Frequency Relay initiated response out of service without NGET's
agreement (such agreement not to be unreasonably withheld or
delayed), except for safety reasons.
Issue 4 BC3 - 7 24 June 2009

BC3.6.2 Low Frequency Relay Initiated Response from Demand and other Demand
modification arrangements (which may include a DC Converter Station when
importing Active Power from the Total System)
(a) NGET may, pursuant to an Ancillary Services Agreement, utilise

Demand with the capability of Low Frequency Relay initiated Demand
reduction in establishing its requirements for Frequency Control.
(b) (i) NGET will specify within the range agreed the Low Frequency
Relay settings to be applied pursuant to BC3.6.2 (a), the amount of
Demand reduction to be available and will instruct the Low
Frequency Relay initiated response to be placed in or out of
service.
(ii) Users will comply with NGET instructions for Low Frequency
Relay settings and Low Frequency Relay initiated Demand
reduction to be placed in or out of service. Users may not alter
such Low Frequency Relay settings or take Low Frequency
Relay initiated response out of service without NGET's agreement,
except for safety reasons.
(iii) In the case of any such Demand which is Embedded, NGET will
notify the relevant Network Operator of the location of the
Demand, the amount of Demand reduction to be available, and the
Low Frequency Relay settings.
(c) NGET may also utilise other Demand modification arrangements pursuant
to an agreement for Ancillary Services, in order to contribute towards
Operating Reserve.
BC3.7 RESPONSE TO HIGH FREQUENCY REQUIRED FROM SYNCHRONISED

GENSETS (AND DC CONVERTERS AT DC CONVERTER STATIONS WHEN
TRANSFERRING ACTIVE POWER TO THE TOTAL SYSTEM)
BC3.7.1 Plant in Frequency Sensitive Mode instructed to provide High Frequency

Response
(a) Each Synchronised Genset (or each DC Converter at a DC Converter

Station) in respect of which the Generator or DC Converter Station
owner and/or EISO has been instructed to operate so as to provide High
Frequency Response, which is producing Active Power and which is
operating above the Designed Minimum Operating Level, is required to
reduce Active Power output in response to an increase in System
Frequency above the Target Frequency (or such other level of
Frequency as may have been agreed in an Ancillary Services
Agreement). The Target Frequency is normally 50.00 Hz except where
modified as specified under BC3.4.2.
(b) (i) The rate of change of Active Power output with respect to
Frequency up to 50.5 Hz shall be in accordance with the provisions
of the relevant Ancillary Services Agreement with each Generator
or DC Converter Station owner. If more than one rate is provided for
in the Ancillary Services Agreement NGET will instruct the rate
when the instruction to operate to provide High Frequency
Response is given.
Issue 4 BC3 - 8 24 June 2009

(ii) The reduction in Active Power output by the amount provided for in
the relevant Ancillary Services Agreement must be fully achieved
within 10 seconds of the time of the Frequency increase and must be
sustained at no lesser reduction thereafter.
(iii) It is accepted that the reduction in Active Power output may not be to
below the Designed Minimum Operating Level.
(c) In addition to the High Frequency Response provided, the Genset (or DC
Converter at a DC Converter Station) must continue to reduce Active
Power output in response to an increase in System Frequency above
50.5 Hz at a minimum rate of 2 per cent of output per 0.1 Hz deviation of
System Frequency above that level, such reduction to be achieved within
five minutes of the rise to or above 50.5 Hz. For a Power Station with a
Completion Date after 1st January 2009 this reduction in Active Power
should be delivered in accordance with in (i) to (iv) below. For the
avoidance of doubt, the provision of this reduction in Active Power output
is not an Ancillary Service.
(i) The reduction in Active Power output must be continuously and

linearly proportional as far as practical, to the excess of Frequency
above 50.5 Hz and must be provided increasingly with time over the
period specified in (iii) below.
(ii) As much as possible of the proportional reduction in Active Power

output must result from the frequency control device (or speed
governor) action and must be achieved within 10 seconds of the time
of the Frequency increase above 50.5 Hz.
(iii) The residue of the proportional reduction in Active Power output

which results from automatic action of the Genset (or DC Converter at
a DC Converter Station) output control devices other than the
frequency control devices (or speed governors) must be achieved
within 3 minutes from the time of the Frequency increase above 50.5
Hz.
(iv) Any further residue of the proportional reduction which results from
non-automatic action initiated by the Generator or DC Converter
Station owner shall be initiated within 2 minutes, and achieved within
5 minutes, of the time of the Frequency increase above 50.5 Hz.
BC3.7.2 Plant in Limited Frequency Sensitive Mode
(a) Each Synchronised Genset (or DC Converter at a DC Converter

Station) operating in a Limited Frequency Sensitive Mode which is
producing Active Power is also required to reduce Active Power output in
response to System Frequency when this rises above 50.4 Hz. In the case
of DC Converters at DC Converter Stations, the provisions of BC.3.7.7
are also applicable. For the avoidance of doubt, the provision of this
reduction in Active Power output is not an Ancillary Service. Such
provision is known as "Limited High Frequency Response".
(b) (i) The rate of change of Active Power output must be at a minimum
rate of 2 per cent of output per 0.1 Hz deviation of System
Frequency above 50.4 Hz.
Issue 4 BC3 - 9 24 June 2009

(ii) The reduction in Active Power output must be continuously and
linearly proportional, as far as is practicable, to the excess of
Frequency above 50.4 Hz and must be provided increasingly with
time over the period specified in (iii) below.
(iii) As much as possible of the proportional reduction in Active Power

output must result from the frequency control device (or speed
governor) action and must be achieved within 10 seconds of the time
of the Frequency increase above 50.4 Hz.
(iv) The residue of the proportional reduction in Active Power output

which results from automatic action of the Genset (or DC Converter
at a DC Converter Station) output control devices other than the
frequency control devices (or speed governors) must be achieved
within 3 minutes from the time of the Frequency increase above 50.4
Hz.
(v) Any further residue of the proportional reduction which results from
non-automatic action initiated by the Generator or DC Converter
Station owner shall be initiated within 2 minutes, and achieved within
5 minutes, of the time of the Frequency increase above 50.4 Hz.
(c) Each Genset (or DC Converter at a DC Converter Station) which is

providing Limited High Frequency Response in accordance with this
BC3.7.2 must continue to provide it until the Frequency has returned to or
below 50.4 Hz or until otherwise instructed by NGET.
BC3.7.3 Plant operation to below Minimum Generation
(a) As stated in CC.A.3.2, steady state operation below Minimum Generation

is not expected but if System operating conditions cause operation below
Minimum Generation which give rise to operational difficulties for the
Genset (or DC Converter at a DC Converter Station) then NGET should
not, upon request, unreasonably withhold issuing a Bid-Offer Acceptance
to return the Generating Unit or CCGT Module or Power Park Module or
DC Converter to an output not less than Minimum Generation. In the
case of a DC Converter not participating in the Balancing Mechanism,
then NGET will, upon request, attempt to return the DC Converter to an
output not less than Minimum Generation or to zero transfer or to reverse
the transfer of Active Power.
(b) It is possible that a Synchronised Genset (or a DC Converter at a DC

Converter Station) which responded as required under BC3.7.1 or
BC3.7.2 to an excess of System Frequency, as therein described, will (if
the output reduction is large or if the Genset (or a DC Converter at a DC
Converter Station) output has reduced to below the Designed Minimum
Operating Level) trip after a time.
(c) All reasonable efforts should in the event be made by the Generator or DC
Converter Station owner to avoid such tripping, provided that the System
Frequency is below 52Hz.
(d) If the System Frequency is at or above 52Hz, the requirement to make all
reasonable efforts to avoid tripping does not apply and the Generator
Generator or DC Converter Station owner is required to take action to
Issue 4 BC3 - 10 24 June 2009

protect the Generating Units, Power Park Modules or DC Converters as
specified in CC.6.3.13.
(e) In the event of the System Frequency becoming stable above 50.5Hz,
after all Genset and DC Converter action as specified in BC3.7.1 and
BC3.7.2 has taken place, NGET will issue appropriate Bid-Offer
Acceptances and/or Ancillary Service instructions, which may include
Emergency Instructions under BC2 to trip Gensets (or, in the case of DC
Converters at DC Converter Stations, to stop or reverse the transfer of
Active Power) so that the Frequency returns to below 50.5Hz and
ultimately to Target Frequency.
(f) If the System Frequency has become stable above 52 Hz, after all Genset
and DC Converter action as specified in BC3.7.1 and BC3.7.2 has taken
place, NGET will issue Emergency Instructions under BC2 to trip
appropriate Gensets (or in the case of DC Converters at DC Converter
Stations to stop or reverse the transfer of Active Power) to bring the
System Frequency to below 52Hz and follow this with appropriate Bid-
Offer Acceptances or Ancillary Service instructions or further
Emergency Instructions under BC2 to return the System Frequency to
below 50.5 Hz and ultimately to Target Frequency.
BC3.7.4 The Generator or DC Converter Station owner will not be in breach of any of the
provisions of BC2 by following the provisions of BC3.7.1, BC3.7.2 or BC3.7.3.
BC3.7.5 Information update to NGET

In order that NGET can deal with the emergency conditions effectively, it needs as
much up to date information as possible and accordingly NGET must be informed
of the action taken in accordance with BC3.7.1(c) and BC3.7.2 as soon as
possible and in any event within 7 minutes of the rise in System Frequency,
directly by telephone from the Control Point for the Power Station or DC
Converter Station.
BC3.7.6 (a) Existing Gas Cooled Reactor Plant

For the avoidance of doubt, Generating Units within Existing Gas Cooled
Reactor Plant are required to comply with the applicable provisions of this BC3.7
(which, for the avoidance of doubt, other than for Frequency Sensitive AGR
Units, do not include BC3.7.1).
(b) Power Park Modules in operation before 1 January 2006.

For the avoidance of doubt, Power Park Modules in operation (irrespective of
their Completion Dates) before 1 January 2006 are required to comply with the
applicable provisions of this BC3.7 (which, for the avoidance of doubt do not
include BC3.7.1).
BC3.7.7 Externally Interconnected System Operators

NGET will use reasonable endeavours to ensure that, if System Frequency rises
above 50.4Hz, and an Externally Interconnected System Operator (in its role
as operator of the External System) is transferring power into the National
Electricity Transmission System from its External System, the amount of
power transferred in to the National Electricity Transmission System from the
System of that Externally Interconnected System Operator is reduced at a rate
equivalent to (or greater than) that which applies for Synchronised Gensets
operating in Limited Frequency Sensitive Mode which are producing Active
Power. This will be done either by utilising existing arrangements which are
designed to achieve this, or by issuing Emergency Instructions under BC2.
Issue 4 BC3 - 11 24 June 2009

< End of BC3 >
Issue 4 BC3 - 12 24 June 2009

DATA REGISTRATION CODE
CONTENTS
DRC.1 INTRODUCTION ...................................................................................................................1
DRC.2 OBJECTIVE...........................................................................................................................1
DRC.3 SCOPE ..................................................................................................................................1
DRC.4 DATA CATEGORIES AND STAGES IN REGISTRATION ....................................................2

DRC.4.2 Standard Planning Data ..................................................................................................2
DRC.4.3 Detailed Planning Data ...................................................................................................2
DRC.4.4 Operational Data .............................................................................................................2
DRC.5 PROCEDURES AND RESPONSIBILITIES...........................................................................2
DRC.5.1 Responsibility for Submission and Updating of Data ......................................................2
DRC.5.2 Methods of Submitting Data............................................................................................3
DRC.5.3 Changes to Users Data...................................................................................................3
DRC.5.4 Data not Supplied ...........................................................................................................3
DRC.5.5 Substituted Data .............................................................................................................4
DRC.6 DATA TO BE REGISTERED .................................................................................................4
SCHEDULE 2 - GENERATION PLANNING PARAMETERS............................................................23
SCHEDULE 3 - LARGE POWER STATION OUTAGE PROGRAMMES, OUTPUT USABLE AND

INFLEXIBILITY INFORMATION........................................................................................................26
SCHEDULE 4 – GOVERNOR DROOP AND RESPONSE ...............................................................29
SCHEDULE 5 - USERS SYSTEM DATA ..........................................................................................30
SCHEDULE 6 - USERS OUTAGE INFORMATION ..........................................................................39
SCHEDULE 7 - LOAD CHARACTERISTICS AT GRID SUPPLY POINTS .......................................41
SCHEDULE 8 - DATA SUPPLIED BY BM PARTICIPANTS .............................................................42
SCHEDULE 9 - DATA SUPPLIED BY NGC TO USERS ..................................................................43
SCHEDULE 10 - DEMAND PROFILES AND ACTIVE ENERGY DATA ...........................................44
SCHEDULE 11 - CONNECTION POINT DATA ................................................................................47
SCHEDULE 12 - DEMAND CONTROL.............................................................................................50
SCHEDULE 13 - FAULT INFEED DATA...........................................................................................52

Issue4 DRC - i 24 June 2009
SCHEDULE 14 - FAULT INFEED DATA (GENERATORS) ..............................................................53
SCHEDULE 15 – MOTHBALLED GENERATING UNIT INFORMATION .........................................57
SCHEDULE 16 – BLACK START INFORMATION ...........................................................................60
SCHEDULE 17 – ACCESS PERIOD DATA......................................................................................61
Issue4 DRC - ii 24 June 2009

DRC.1 INTRODUCTION
DRC.1.1 The Data Registration Code ("DRC") presents a unified listing of all data required
by NGET from Users and by Users from NGET, from time to time under the Grid
Code. The data which is specified in each section of the Grid Code is collated
here in the DRC. Where there is any inconsistency in the data requirements
under any particular section of the Grid Code and the Data Registration Code
the provisions of the particular section of the Grid Code shall prevail.
DRC.1.2 The DRC identifies the section of the Grid Code under which each item of data is
required.
DRC.1.3 The Code under which any item of data is required specifies procedures and
timings for the supply of that data, for routine updating and for recording
temporary or permanent changes to that data. All timetables for the provision of
data are repeated in the DRC.
DRC.1.4 Various sections of the Grid Code also specify information which the Users will
receive from NGET. This information is summarised in a single schedule in the
DRC (Schedule 9).
DRC.2 OBJECTIVE
The objective of the DRC is to:
DRC.2.1 List and collate all the data to be provided by each category of User to NGET
under the Grid Code.
DRC.2.2 List all the data to be provided by NGET to each category of User under the Grid
Code.
DRC.3 SCOPE
DRC.3.1 The DRC applies to NGET and to Users, which in this DRC means:-
(a) Generators;
(c) DC Converter Station owners
(d) Suppliers;
(e) Non-Embedded Customers (including, for the avoidance of doubt, a

Pumped Storage Generator in that capacity);
(f) Externally Interconnected System Operators;
(g) Interconnector Users; and

Issue4 DRC - 1 24 June 2009
(h) BM Participants.
DRC.4 DATA CATEGORIES AND STAGES IN REGISTRATION
DRC.4.1.1 Within the DRC each data item is allocated to one of the following three
categories:
(a) Standard Planning Data (SPD)
(b) Detailed Planning Data (DPD)
(c) Operational Data
DRC.4.2 Standard Planning Data (SPD)
DRC.4.2.1 The Standard Planning Data listed and collated in this DRC is that data listed in
Part 1 of the Appendix to the PC.
DRC.4.2.2 Standard Planning Data will be provided to NGET in accordance with PC.4.4 and
PC.A.1.2.
DRC.4.3 Detailed Planning Data (DPD)
DRC.4.3.1 The Detailed Planning Data listed and collated in this DRC is that data listed in
Part 2 of the Appendix to the PC.
DRC.4.3.2 Detailed Planning Data will be provided to NGET in accordance with PC.4.4,
PC.4.5 and PC.A.1.2.
DRC.4.4 Operational Data
DRC.4.4.1 Operational Data is data which is required by the Operating Codes and the
Balancing Codes. Within the DRC, Operational Data is sub-categorised
according to the Code under which it is required, namely OC1, OC2, BC1 or BC2.
DRC.4.4.2 Operational Data is to be supplied in accordance with timetables set down in the
relevant Operating Codes and Balancing Codes and repeated in tabular form in
the schedules to the DRC.
DRC.5 PROCEDURES AND RESPONSIBILITIES
DRC.5.1 Responsibility for Submission and Updating of Data
In accordance with the provisions of the various sections of the Grid Code, each
User must submit data as summarised in DRC.6 and listed and collated in the
attached schedules.

DRC.5.2 Methods of Submitting Data
DRC.5.2.1 Wherever possible the data schedules to the DRC are structured to serve as
standard formats for data submission and such format must be used for the
written submission of data to NGET.
DRC.5.2.2 Data must be submitted to the Transmission Control Centre notified by NGET or
to such other department or address as NGET may from time to time advise. The
name of the person at the User who is submitting each schedule of data must be
included.
DRC.5.2.3 Where a computer data link exists between a User and NGET, data may be
submitted via this link. NGET will, in this situation, provide computer files for
completion by the User containing all the data in the corresponding DRC
schedule.
Data submitted can be in an electronic format using a proforma to be supplied by

NGET or other format to be agreed annually in advance with NGET. In all cases
the data must be complete and relate to, and relate only to, what is required by
the relevant section of the Grid Code.
DRC.5.2.4 Other modes of data transfer, such as magnetic tape, may be utilised if NGET
gives its prior written consent.
DRC.5.3 Changes to Users' Data
DRC.5.3.1 Whenever a User becomes aware of a change to an item of data which is

registered with NGET the User must notify NGET in accordance with each section
of the Grid Code. The method and timing of the notification to NGET is set out in
each section of the Grid Code.
DRC.5.4 Data not Supplied
DRC.5.4.1 Users and NGET are obliged to supply data as set out in the individual sections of
the Grid Code and repeated in the DRC. If a User fails to supply data when
required by any section of the Grid Code, NGET will estimate such data if and
when, in the NGET's view, it is necessary to do so. If NGET fails to supply data
when required by any section of the Grid Code, the User to whom that data ought
to have been supplied, will estimate such data if and when, in that User's view, it
is necessary to do so. Such estimates will, in each case, be based upon data
supplied previously for the same Plant or Apparatus or upon corresponding data
for similar Plant or Apparatus or upon such other information as NGET or that
User, as the case may be, deems appropriate.
DRC.5.4.2 NGET will advise a User in writing of any estimated data it intends to use
pursuant to DRC.5.4.1 relating directly to that User's Plant or Apparatus in the
event of data not being supplied.
DRC.5.4.3 A User will advise NGET in writing of any estimated data it intends to use
pursuant to DRC.5.4.1 in the event of data not being supplied.
Issue 4 DRC - 3 24 June 2009

DRC.5.5 Substituted Data
DRC.5.5.1 In the case of PC.A.4 only, if the data supplied by a User does not in NGET’s
reasonable opinion reflect the equivalent data recorded by NGET, NGET may
estimate such data if and when, in the view of NGET, it is necessary to do so.
Such estimates will, in each case, be based upon data supplied previously for the
same Plant or Apparatus or upon corresponding data for similar Plant or
Apparatus or upon such other information as NGET deems appropriate.
DRC.5.5.2 NGET will advise a User in writing of any estimated data it intends to use
pursuant to DRC.5.5.1 relating directly to that User's Plant or Apparatus where it
does not in NGET’s reasonable opinion reflect the equivalent data recorded by
NGET. Such estimated data will be used by NGET in place of the appropriate
data submitted by the User pursuant to PC.A.4 and as such shall be deemed to
accurately represent the User’s submission until such time as the User provides
data to NGET’s reasonable satisfaction.
DRC.6 DATA TO BE REGISTERED
DRC.6.1 Schedules 1 to 15 attached cover the following data areas.
DRC.6.1.1 SCHEDULE 1 - GENERATING UNIT (OR CCGT Module), POWER PARK

MODULE and DC CONVERTER TECHNICAL DATA.
Comprising Generating Unit (and CCGT Module), Power Park Module and DC
Converter fixed electrical parameters.
DRC.6.1.2 SCHEDULE 2 - GENERATION PLANNING PARAMETERS
Comprising the Genset parameters required for Operational Planning studies.

DRC.6.1.3 SCHEDULE 3 - LARGE POWER STATION OUTAGE PROGRAMMES, OUTPUT
USABLE AND INFLEXIBILITY INFORMATION.
Comprising generation outage planning, Output Usable and inflexibility

information at timescales down to the daily BM Unit Data submission.
DRC.6.1.4 SCHEDULE 4 - LARGE POWER STATION DROOP AND RESPONSE DATA.
Comprising data on governor Droop settings and Primary, Secondary and High
Frequency Response data for Large Power Stations.
DRC.6.1.5 SCHEDULE 5 - USER'S SYSTEM DATA.
Comprising electrical parameters relating to Plant and Apparatus connected to

the National Electricity Transmission System.
DRC.6.1.6 SCHEDULE 6 - USERS OUTAGE INFORMATION.
Comprising the information required by NGET for outages on the Users System,
including outages at Power Stations other than outages of Gensets
DRC.6.1.7 SCHEDULE 7 - LOAD CHARACTERISTICS.
Comprising the estimated parameters of load groups in respect of, for example,
harmonic content and response to frequency.

DRC.6.1.8 SCHEDULE 8 - BM UNIT DATA.
DRC.6.1.9 SCHEDULE 9 - DATA SUPPLIED BY NGET TO USERS.
DRC.6.1.10 SCHEDULE 10 - DEMAND PROFILES AND ACTIVE ENERGY DATA
Comprising information relating to the Network Operators’ and Non-Embedded

Customers’ total Demand and Active Energy taken from the National
DRC.6.1.11 SCHEDULE 11 - CONNECTION POINT DATA
Comprising information relating to Demand, demand transfer capability and a

summary of the Small Power Station, Medium Power Station and Customer
generation connected to the Connection Point
DRC.6.1.12 SCHEDULE 12 - DEMAND CONTROL DATA
Comprising information related to Demand Control
DRC.6.1.13 SCHEDULE 13 - FAULT INFEED DATA
Comprising information relating to the Short Circuit contribution to the National

Electricity Transmission System from Users other than Generators and DC
Converter Station owners.
DRC.6.1.14 SCHEDULE 14 - FAULT INFEED DATA
Comprising information relating to the Short Circuit contribution to the National

Electricity Transmission System from Generators and DC Converter Station
owners.
DRC.6.1.15 SCHEDULE 15 – MOTHBALLED GENERATING UNIT, MOTHBALLED POWER

PARK MODULE, MOTHBALLED DC CONVERTERS AT A DC CONVERTER
STATION AND ALTERNATIVE FUEL DATA
Comprising information relating to estimated return to service times for

Mothballed Generating Units, Mothballed Power Park Modules and
Mothballed DC Converters at a DC Converter Station and the capability of gas-
fired Generating Units to operate using alternative fuels.
DRC.6.1.16 SCHEDULE 16 – BLACK START INFORMATION
Comprising information relating to Black Start.
DRC.6.1.17 SCHEDULE 17 – ACCESS PERIOD SCHEDULE
Comprising Access Period information for Transmission Interface Circuits

within an Access Group.
DRC.6.2 The Schedules applicable to each class of User are as follows:
Generators with Large Power Stations Sched 1, 2, 3, 4, 9, 14, 15, 16
Generators with Medium Power Sched 1, 2 (part), 9, 14, 15

Stations (See notes 2, 3, 4)

Generators with Small Power Stations Sched 1, 6, 14, 15
directly connected to the National
All Users connected directly to the Sched 5, 6, 9

System
All Users connected directly to Sched 10,11,13,17

the National Electricity Transmission
System other than Generators
All Users connected directly to the Sched 7, 9

System with Demand
A Pumped Storage Generator, Sched12

Externally Interconnected (as marked)
System Operator and
Interconnector Users
All Suppliers Sched 12
All Network Operators Sched 12
All BM Participants Sched 8
All DC Converter Station owners Sched 1, 4, 9, 14, 15
Notes:
1. Network Operators must provide data relating to Small Power Stations

and/or Customer Generating Plant Embedded in their Systems when
such data is requested by NGET pursuant to PC.A.3.1.4 or PC.A.5.1.4.
2. The data in schedules 1, 14 and 15 need not be supplied in relation to

Medium Power Stations connected at a voltage level below the voltage
level of the Subtransmission System except in connection with a CUSC
Contract or unless specifically requested by NGET.
3. Each Network Operator within whose System an Embedded Medium

Power Station not subject to a Bilateral Agreement or Embedded DC
Converter Station not subject to a Bilateral Agreement is situated shall
provide the data to NGET in respect of each such Embedded Medium
Power Station or Embedded DC Converter Station.
4. In the case of Schedule 2, Generators, DC Converter Station owners or

Network Operators in the case of Embedded Medium Power Stations
not subject to a Bilateral Agreement or Embedded DC Converter
Stations not subject to a Bilateral Agreement, would only be expected
to submit data in relation to Standard Planning Data as required by the
Planning Code.

DATA REGISTRATION CODE SCHEDULE 1
Page 1 of 15
ABBREVIATIONS:
SPD = Standard Planning Data DPD = Detailed Planning Data

% on MVA = % on Rated MVA RC = Registered Capacity
% on 100 = % on 100 MVA OC1, BC1, etc = Grid Code for which data is
required
CUSC Contract = User data which may be CUSC App. Form = User data which may be
submitted to the Relevant submitted to the Relevant
Transmission Licensees by Transmission Licensees
NGET, following the by NGET, following an
acceptance by a User of a application by a User for a
CUSC Contract. CUSC Contract.
Note:
All parameters, where applicable, are to be measured at nominal System Frequency
+ - these SPD items should only be given in the data supplied with the application for a CUSC
Contract.
* - Asterisk items are not required for Small Power Stations and Medium Power Stations
Information is to be given on a Unit basis, unless otherwise stated. Where references to CCGT
Modules are made, the columns "G1" etc should be amended to read "M1" etc, as appropriate
□ - These data items may be submitted to the Relevant Transmission Licensees from NGET in
respect of the National Electricity Transmission System.
The data may be submitted to the Relevant Transmission Licensees in a summarised form
e.g. network model; the data transferred will have been originally derived from data submitted
by Users to NGET.
■ - these data items may be submitted to the Relevant Transmission Licensee from NGET in
respect to Relevant Units only.
The data may be submitted to the Relevant Transmission Licensee in a summarised form
e.g. network model; the data transferred will have been originally derived from data submitted
by Users to NGET.

Page 2 of 15
GENERATING UNIT (OR CCGT MODULE) TECHNICAL DATA
POWER STATION NAME: _________________________ DATE: _____________
DATA to DATA GENERATING UNIT OR STATION

DATA DESCRIPTION UNITS RTL CAT. DATA
CUSC CUSC FYr FYr FYr FYr FYr FYr FYr 6
Cont App.
ract Form 0 1 2 3 4 5
GENERATING STATION DEMANDS:
Demand associated with the Power Station

supplied through the National Electricity
Transmission System or the Generator's User
System (PC.A.5.2)
- The maximum Demand that could occur. MW □ DPD

Mvar □ DPD
- Demand at specified time of annual peak half hour MW □ DPD
of National Electricity Transmission System Mvar □ DPD
Demand at Annual ACS Conditions.
- Demand at specified time of annual minimum half- MW DPD

□
hour of National Electricity Transmission Mvar DPD
□
System Demand.
(Additional Demand supplied through the unit

transformers to be provided below)
INDIVIDUAL GENERATING UNIT (OR AS THE G1 G2 G3 G4 G5 G6 STN

CASE MAY BE, CCGT MODULE) DATA
Point of connection to the National Electricity Text □ ■ SPD

Transmission System (or the Total System if
embedded) of the Generating Unit (other than a
CCGT Unit) or the CCGT Module, as the case may
be in terms of geographical and electrical location
and system voltage (PC.A.3.4.1)
If the busbars at the Connection Point are normally Section □ ■ SPD

run in separate sections identify the section to which Number
the Generating Unit (other than a CCGT Unit) or
CCGT Module, as the case may be is connected
(PC.A.3.1.5)
Type of Unit (steam, Gas Turbine Combined Cycle □

Gas Turbine Unit, tidal, wind, etc.)
(PC.A.3.2.2 (h))
A list of the CCGT Units within a CCGT Module, □ ■ SPD

identifying each CCGT Unit, and the CCGT Module
of which it forms part, unambiguously. In the case of
a Range CCGT Module, details of the possible
configurations should also be submitted.
(PC.A.3.2.2 (g))

SCHEDULE 1
Page 3 of 15
DATA to DATA GENERATING UNIT (OR CCGT MODULE, AS

DATA DESCRIPTION UNITS RTL CAT. THE CASE MAY BE)
CUSC CUSC G1 G2 G3 G4 G5 G6 STN
Cont App.
ract Form
Rated MVA (PC.A.3.3.1) MVA □ ■ SPD+

Rated MW (PC.A.3.3.1) MW □ ■ SPD+
Rated terminal voltage (PC.A.5.3.2.(a) & kV □ DPD
PC.A.5.4.2 (b))
*Performance Chart at Onshore SPD (see OC2 for specification)
Synchronous Generating Unit stator
terminals (PC.A.3.2.2(f)(i))
* Performance Chart of the Offshore
Synchronous Generating Unit at the
Offshore Grid Entry Point
(PC.A.3.2.2(f)(ii))
*Output Usable (on a monthly basis) MW SPD (except in relation to CCGT Modules when
(PC.A.3.2.2(b)) required on a unit basis under the Grid Code, this
data item may be supplied under Schedule 3)
Turbo-Generator inertia constant (for MW secs □ ■ SPD+
synchronous machines) (PC.A.5.3.2(a)) /MVA
Short circuit ratio (synchronous machines) □ ■ SPD+
(PC.A.5.3.2(a))
Normal auxiliary load supplied by the MW □ DPD
Generating Unit at rated MW output Mvar □ DPD
(PC.A.5.2.1)
Rated field current at rated MW and Mvar A □ DPD
output and at rated terminal voltage
(PC.A.5.3.2 (a))
Field current open circuit saturation curve

(as derived from appropriate manufacturers'
test certificates): (PC.A.5.3.2 (a))
120% rated terminal volts A □ DPD
100% rated terminal volts A □
DPD
□
90% rated terminal volts A DPD
□
50% rated terminal volts A DPD
IMPEDANCES:
(Unsaturated)
Direct axis synchronous reactance % on □ DPD
(PC.A.5.3.2(a)) MVA
Direct axis transient reactance % on □ ■ SPD+
(PC.A.3.3.1(a)& PC.A.5.3.2(a) MVA
Direct axis sub-transient reactance % on □ DPD
(PC.A.5.3.2(a)) MVA
Quad axis synch reactance (PC.A.5.3.2(a)) % on □ DPD
MVA
Quad axis sub-transient reactance % on □ DPD
(PC.A.5.3.2(a)) MVA
Stator leakage reactance (PC.A.5.3.2(a)) % on □ DPD
MVA
Armature winding direct current % on □ DPD
resistance. (PC.A.5.3.2(a)) MVA
In Scotland, negative sequence resistance % on □ DPD
(PC.A.2.5.6 (a) (iv) MVA
Note:- the above data item relating to armature winding direct-current resistance need only be provided by Generators in relation
to Generating Units commissioned after 1st March 1996 and in cases where, for whatever reason, the Generator is
aware of the value of the data item.

SCHEDULE 1
Page 4 of 15
DATA to DAT GENERATING UNIT OR STATION DATA

DATA DESCRIPTION UNITS RTL A
CAT.
CUSC CUSC
Contr App. G1 G2 G3 G4 G5 G6 STN
act Form
TIME CONSTANTS
(Short-circuit and Unsaturated)
Direct axis transient time constant S □ DPD
(PC.A.5.3.2(a))
Direct axis sub-transient time constant S □ DPD
(PC.A.5.3.2(a))
Quadrature axis sub-transient time constant S □ DPD
(PC.A.5.3.2(a))
Stator time constant (PC.A.5.3.2(a)) S □ DPD
GENERATING UNIT STEP-UP

TRANSFORMER
Rated MVA (PC.A.3.3.1 & PC.A.5.3.2) MVA □ ■ SPD+

Voltage Ratio (PC.A.5.3.2) - □ DPD
Positive sequence reactance: (PC.A.5.3.2)
Max tap % on MVA □ ■ SPD+
Min tap % on MVA □ ■ SPD+
Nominal tap % on MVA □ ■ SPD+
Positive sequence resistance: (PC.A.5.3.2)
Max tap % on MVA □ DPD
Min tap % on MVA □ DPD
Nominal tap % on MVA □ DPD
Zero phase sequence reactance (PC.A.5.3.2) % on MVA □ DPD
Tap change range (PC.A.5.3.2) +% / -% □ DPD
Tap change step size (PC.A.5.3.2) % □ DPD
Tap changer type: on-load or off-circuit On/Off □ DPD
(PC.A.5.3.2)
EXCITATION:
Note: The data items requested under Option 1 below may continue to be provided by Generators in relation to
Generating Units on the System at 9 January 1995 (in this paragraph, the "relevant date") or they may provide the
new data items set out under Option 2. Generators must supply the data as set out under Option 2 (and not those
under Option 1) for Generating Unit excitation control systems commissioned after the relevant date, those
Generating Unit excitation control systems recommissioned for any reason such as refurbishment after the relevant
date and Generating Unit excitation control systems where, as a result of testing or other process, the Generator is
aware of the data items listed under Option 2 in relation to that Generating Unit.
Option 1
DC gain of Excitation Loop (PC.A.5.3.2(c)) □ DPD
Max field voltage (PC.A.5.3.2(c)) V □ DPD
Min field voltage (PC.A.5.3.2(c)) V □ DPD
Rated field voltage (PC.A.5.3.2(c)) V □ DPD
Max rate of change of field volts: (PC.A.5.3.2(c))
Rising V/Sec □ DPD
Falling V/Sec □ DPD
Details of Excitation Loop (PC.A.5.3.2(c)) Diagram □ DPD (please attach)

Described in block diagram form showing
transfer functions of individual elements
Dynamic characteristics of over- excitation limiter □ DPD
(PC.A.5.3.2(c))
Dynamic characteristics of under-excitation □ DPD
limiter (PC.A.5.3.2(c))

SCHEDULE 1
Page 5 of 15
DATA DESCRIPTION UNITS DATA to DATA GENERATING UNIT OR STATION DATA

RTL CAT.
CUSC CUSC
act Form
Option 2
Exciter category, e.g. Rotating Exciter, or Static Text □ ■ SPD
Exciter etc (PC.A.5.3.2(c))
Excitation System Nominal (PC.A.5.3.2(c)) -1
Response VE Sec □ DPD
Rated Field Voltage (PC.A.5.3.2(c)) UfN V □ DPD
No-load Field Voltage (PC.A.5.3.2(c)) UfO V □ DPD
Excitation System On-Load (PC.A.5.3.2(c)) □
Positive Ceiling Voltage UpL+ V DPD
Excitation System No-Load (PC.A.5.3.2(c)) □
Positive Ceiling Voltage UpO+ V DPD
Excitation System No-Load (PC.A.5.3.2(c)) □
Negative Ceiling Voltage UpO- V DPD
Power System Stabiliser (PSS) (PC.A.3.4.2
fitted Yes/No □ ■ SPD
Details of Excitation System (PC.A.5.3.2(c))

(including PSS if fitted) described in block Diagram □
diagram form showing transfer functions of
individual elements. DPD
Details of Over-excitation Limiter

(PC.A.5.3.2(c))
Diagram □
described in block diagram form showing DPD
transfer functions of individual elements.
Details of Under-excitation Limiter

(PC.A.5.3.2(c))
Diagram □
described in block diagram form showing DPD
transfer functions of individual elements.

SCHEDULE 1
Page 6 of 15
DATA DESCRIPTION UNITS DATA to DATA GENERATING UNIT OR STATION DATA

RTL CAT.
CUSC CUSC
act Form
GOVERNOR AND ASSOCIATED PRIME MOVER PARAMETERS
Note: The data items requested under Option 1 below may continue to be provided by Generators in relation to Generating
Units on the System at 9 January 1995 (in this paragraph, the "relevant date") or they may provide the new data
items set out under Option 2. Generators must supply the data as set out under Option 2 (and not those under
Option 1) for Generating Unit governor control systems commissioned after the relevant date, those Generating
Unit governor control systems recommissioned for any reason such as refurbishment after the relevant date and
Generating Unit governor control systems where, as a result of testing or other process, the Generator is aware of
the data items listed under Option 2 in relation to that Generating Unit.
Option 1
GOVERNOR PARAMETERS (REHEAT

UNITS) (PC.A.5.3.2(d) – Option 1(i))
HP Governor average gain MW/Hz □ DPD

Speeder motor setting range Hz □ DPD
HP governor valve time constant S □ DPD
HP governor valve opening limits □ DPD
HP governor valve rate limits □ DPD
Re-heat time constant (stored Active Energy S □ DPD
in reheater)
IP governor average gain MW/Hz □ DPD
IP governor setting range Hz □ DPD
IP governor time constant S □ DPD
IP governor valve opening limits □ DPD
IP governor valve rate limits □ DPD
Details of acceleration sensitive □ DPD (please attach)
elements HP & IP in governor loop
Governor block diagram showing □ DPD (please attach)
transfer functions of individual elements
GOVERNOR (Non-reheat steam and Gas

Turbines) (PC.A.5.3.2(d) – Option 1(ii))
Governor average gain MW/Hz □ DPD

Speeder motor setting range □ DPD
Time constant of steam or fuel governor valve S □ DPD
Governor valve opening limits □ DPD
Governor valve rate limits □ DPD
Time constant of turbine S □ DPD
Governor block diagram □ DPD (please attach)

SCHEDULE 1
Page 7 of 15
DATA to DATA GENERATING UNIT OR STATION DATA

DATA DESCRIPTION UNITS RTL CAT.
CUSC CUSC
act Form
(PC.A.5.3.2(d) – Option 1(iii))

BOILER & STEAM TURBINE DATA*
Boiler time constant (Stored Active Energy) S DPD
HP turbine response ratio: % DPD
(Proportion of Primary Response arising
from HP turbine)
HP turbine response ratio: % DPD
(Proportion of High Frequency Response
arising from HP turbine)
End of Option 1
Option 2
All Generating Units
Governor Block Diagram showing □ DPD
transfer function of individual elements
including acceleration sensitive elements
Governor Time Constant Sec □ DPD
(PC.A.5.3.2(d) – Option 2(i))
#Governor Deadband
(PC.A.5.3.2(d) – Option 2(i))
- Maximum Setting ±Hz DPD
- Normal Setting ±Hz DPD
- Minimum Setting ±Hz DPD
Speeder Motor Setting Range % □ DPD
(PC.A.5.3.2(d) – Option 2(i))
Average Gain (PC.A.5.3.2(d) – Option 2(i)) MW/Hz □ DPD
Steam Units
(PC.A.5.3.2(d) – Option 2(ii))
HP Valve Time Constant sec □ DPD
HP Valve Opening Limits % □ DPD
HP Valve Opening Rate Limits %/sec □ DPD
HP Valve Closing Rate Limits %/sec □ DPD
HP Turbine Time Constant sec □ DPD
IP Valve Time Constant sec □ DPD
IP Valve Opening Limits % □ DPD
IP Valve Opening Rate Limits %/sec □ DPD
IP Valve Closing Rate Limits %/sec □ DPD
IP Turbine Time Constant sec □ DPD
LP Valve Time Constant sec □ DPD
LP Valve Opening Limits % □ DPD
LP Valve Opening Rate Limits %/sec □ DPD
LP Valve Closing Rate Limits %/sec □ DPD
LP Turbine Time Constant sec □ DPD
Reheater Time Constant sec DPD
Boiler Time Constant sec DPD
HP Power Fraction % DPD
IP Power Fraction % DPD
# Where the generating unit governor does not have a selectable deadband facility, then the actual
value of the deadband need only be provided.

SCHEDULE 1
Page 8 of 15
DATA to DATA GENERATING UNIT OR STATION DATA

CUSC CUSC
Contract App. G1 G2 G3 G4 G5 G6 STN
Form
Gas Turbine Units

Inlet Guide Vane Time Constant sec □ DPD
Inlet Guide Vane Opening Limits % □ DPD
Inlet Guide Vane Opening Rate Limits %/sec □ DPD
Inlet Guide Vane Closing Rate Limits %/sec □ DPD
Fuel Valve Time Constant sec □ DPD
Fuel Valve Opening Limits % □ DPD
Fuel Valve Opening Rate Limits %/sec □ DPD
Fuel Valve Closing Rate Limits %/sec □ DPD
Waste Heat Recovery Boiler Time Constant
Hydro Generating Units

(PC.A.5.3.2(d) – Option 2(iv))
Guide Vane Actuator Time Constant sec □ DPD
Guide Vane Opening Limits % □ DPD
Guide Vane Opening Rate Limits %/sec □ DPD
Guide Vane Closing Rate Limits %/sec □ DPD
Water Time Constant sec □ DPD
End of Option 2
UNIT CONTROL OPTIONS*

(PC.A.5.3.2(e)
Maximum droop % DPD
Normal droop % □ DPD
Minimum droop % DPD
Maximum frequency deadband ±Hz DPD

Normal frequency deadband ±Hz DPD
Minimum frequency deadband ±Hz DPD
Maximum Output deadband ±MW DPD

Normal Output deadband ±MW DPD
Minimum Output deadband ±MW DPD
Frequency settings between which

Unit Load Controller droop applies:
Maximum Hz DPD
Normal Hz DPD
Minimum Hz DPD
Sustained response normally selected Yes/No DPD

Schedule 1
Page 9 of 15
DATA to DATA POWER PARK UNIT (OR POWER PARK

DATA DESCRIPTION UNITS RTL CAT. MODULE, AS THE CASE MAY BE)
CUSC CUSC
Contr App.
G1 G2 G3 G4 G5 G6 STN
act Form
Power Park Module Rated MVA MVA □ ■ SPD+

(PC.A.3.3.1(a))
Power Park Module Rated MW MW □ ■ SPD+
(PC.A.3.3.1(a))
*Performance Chart of a Power Park Module at SPD (see OC2 for specification)
the connection point (PC.A.3.2.2(f)(ii))
*Output Usable (on a monthly basis) MW SPD (except in relation to CCGT Modules when
(PC.A.3.2.2(b)) required on a unit basis under the Grid Code, this
data item may be supplied under Schedule 3)
Number & Type of Power Park Units within each □ SPD
Power Park Module (PC.A.3.2.2(k))
Number & Type of Offshore Power Park Units SPD
within each Offshore Power Park String and
the number of Offshore Power Park Strings
and connection point within each Offshore
Power Park Module (PC.A.3.2.2.(k))
Power Park Unit Model - A validated Transfer function □ DPD

mathematical model in accordance with PC.5.4.2 block diagram
(a) and algebraic
equations,
simulation and
measured test
results
Power Park Unit Data (where applicable)

Rated MVA (PC.A.3.3.1(e)) MVA □ ■ SPD+
Rated MW (PC.A.3.3.1(e)) MW □ ■ SPD+
Rated terminal voltage (PC.A.3.3.1(e)) V □ ■ SPD+
3
Site minimum air density (PC.A.5.4.2(b)) kg/m □ ■ SPD+
3
Site maximum air density kg/m □ ■ SPD+
3
Site average air density kg/m □ ■ SPD+
Year for which air density data is submitted □ ■ SPD+
Number of pole pairs □ DPD
2
Blade swept area m □ DPD
Gear Box Ratio □ DPD
Stator Resistance (PC.A.5.4.2(b)) % on MVA □ ■ SPD+
Stator Reactance (PC.A.3.3.1(e)) % on MVA □ ■ SPD+
Magnetising Reactance (PC.A.3.3.1(e)) % on MVA □ ■ SPD+
Rotor Resistance (at starting). % on MVA □ DPD
(PC.A.5.4.2(b))
Rotor Resistance (at rated running) % on MVA □ ■ SPD+
(PC.A.3.3.1(e))
Rotor Reactance (at starting). % on MVA □ DPD
(PC.A.5.4.2(b))
Rotor Reactance (at rated running) % on MVA □ ■ SPD
(PC.A.3.3.1(e))
Equivalent inertia constant of the first mass (e.g. MW secs □ ■ SPD+
wind turbine rotor and blades) at minimum speed /MVA
(PC.A.5.4.2(b))
wind turbine rotor and blades) at synchronous /MVA
speed (PC.A.5.4.2(b))
wind turbine rotor and blades) at rated speed /MVA
(PC.A.5.4.2(b))
Equivalent inertia constant of the second mass MW secs □ ■ SPD+
(e.g. generator rotor) at minimum speed /MVA
(PC.A.5.4.2(b))
(e.g. generator rotor) at synchronous speed /MVA
(PC.A.5.4.2(b))
(e.g. generator rotor) at rated speed /MVA
(PC.A.5.4.2(b))
Equivalent shaft stiffness between the two Nm / electrical □ ■ SPD+
masses (PC.A.5.4.2(b)) radian

Schedule 1
Page 10 of 15

CUSC CUSC
Contr App.
act Form
Minimum generator rotor speed (Doubly Fed Induction RPM □ ■ SPD+
Generators) (PC.A.3.3.1(e))
Maximum generator rotor speed (Doubly Fed Induction RPM □ ■ SPD+
Generators) (PC.A.3.3.1(e))
The optimum generator rotor speed versus wind speed tabular □ DPD
(PC.A.5.4.2(b)) format
Power Converter Rating (Doubly Fed Induction Generators) MVA □ ■ DPD+

(PC.A.5.4.2(b))
The rotor power coefficient (Cp) versus tip speed ratio (λ) Diagram + □ DPD
curves for a range of blade angles (where applicable) tabular
The electrical power output versus generator rotor speed for Diagram + □ DPD
a range of wind speeds over the entire operating range of tabular
the Power Park Unit. (PC.A.5.4.2(b)) format
The blade angle versus wind speed curve Diagram + □ DPD

(PC.A.5.4.2(b)) tabular
format
The electrical power output versus wind speed over the Diagram + □ DPD
entire operating range of the Power Park Unit. tabular
Transfer function block diagram, parameters and description Diagram □ DPD

of the operation of the power electronic converter including
fault ride though capability (where applicable).
(PC.A.5.4.2(b))
For a Power Park Unit consisting of a synchronous □

machine in combination with a back to back DC Converter,
or for a Power Park Unit not driven by a wind turbine, the
data to be supplied shall be agreed with NGET in
accordance with PC.A.7. (PC.A.5.4.2(b))

Schedule 1
Page 11 of 15
CUSC CUSC
Contract App.
Form
Torque / Speed and blade angle control systems and Diagram □ DPD
parameters (PC.A.5.4.2(c))
For the Power Park Unit, details of the torque / speed

controller and blade angle controller in the case of a
wind turbine and power limitation functions (where
applicable) described in block diagram form showing
transfer functions and parameters of individual elements
Voltage/Reactive Power/Power Factor control system Diagram □ DPD

parameters (PC.A.5.4.2(d))
For the Power Park Unit and Power Park Module

details of Voltage/Reactive Power/Power Factor
controller (and PSS if fitted) described in block diagram
form including parameters showing transfer functions of
individual elements.
Frequency control system parameters Diagram □ DPD

(PC.A.5.4.2(e))
For the Power Park Unit and Power Park Module
details of the Frequency controller described in block
diagram form showing transfer functions and parameters
of individual elements.
As an alternative to PC.A.5.4.2 (a), (b), (c), (d), (e) and Diagram □ DPD
(f), is the submission of a single complete model that
consists of the full information required under PC.A.5.4.2
(a), (b), (c), (d) (e) and (f) provided that all the
information required under PC.A.5.4.2 (a), b), (c), (d), (e)
and (f) individually is clearly identifiable. (PC.A.5.4.2(g))
Harmonic Assessment Information

(PC.A.5.4.2(h))
(as defined in IEC 61400-21 (2001)) for each Power
Park Unit:-
Flicker coefficient for continuous operation □ DPD
Flicker step factor □ DPD
Number of switching operations in a 10 minute window □ DPD
Number of switching operations in a 2 hour window □ DPD
Voltage change factor □ DPD
Current Injection at each harmonic for each Power Park Tabular □ DPD
Unit and for each Power Park Module format

Schedule 1
Page 12 of 15
DC CONVERTER STATION TECHNICAL DATA
DC CONVERTER STATION NAME DATE:___________
Data Description Units DATA to Data DC Converter Station Data

RTL Category
CUSC CUSC
(PC.A.4) Contract App.
Form
DC CONVERTER STATION DEMANDS:
Demand supplied through Station Transformers

associated with the DC Converter Station
[PC.A.4.1]
- Demand with all DC Converters operating MW □ DPD

Mvar □
at Rated MW import. DPD
□
- Demand with all DC Converters operating MW DPD
□
at Rated MW export. Mvar DPD
Additional Demand associated with the DC

Converter Station supplied through the
[PC.A.4.1]
□
- The maximum Demand that could occur. MW □ DPD
Mvar DPD
- Demand at specified time of annual □
MW □ DPD
peak half hour of NGET Demand at
Mvar DPD
Annual ACS Conditions.
MW □
- Demand at specified time of annual □ DPD
Mvar DPD
minimum half-hour of NGET Demand.
DC CONVERTER STATION DATA

□
■ SPD+
Text
Number of poles, i.e. number of DC Converters
Pole arrangement (e.g. monopole or bipole) □ ■ SPD+

Text
Details of each viable operating configuration
□
Diagram ■ SPD+
□
Configuration 1 Diagram □ ■
Configuration 4 □ ■
Diagram ■
Configuration 5 Diagram
Configuration 6
□
Diagram ■ SPD
Remote ac connection arrangement

Schedule 1
Page 13 of 15
Data Description Units DATA to Data Operating Configuration

RTL Category
CUSC CUSC 1 2 3 4 5 6
Contra App.
ct Form
DC CONVERTER STATION DATA (PC.A.3.3.1d)
DC Converter Type (e.g. current or Voltage source) Text □ ■ SPD
Point of connection to the NGET Transmission Text □ ■

SPD
System (or the Total System if embedded) of the DC
Converter Station configuration in terms of
geographical and electrical location and system voltage
If the busbars at the Connection Point are normally run

in separate sections identify the section to which the DC Section □ ■
SPD
Converter Station configuration is connected Number
Rated MW import per pole [PC.A.3.3.1] □ ■ SPD+

MW
Rated MW export per pole [PC.A.3.3.1] □ ■ SPD+
MW
ACTIVE POWER TRANSFER CAPABILITY
(PC.A.3.2.2)
MW □ ■ SPD
Registered Capacity MW □ ■ SPD
Registered Import Capacity
□ ■
MW SPD
□ ■
Minimum Generation MW SPD
Minimum Import Capacity
Import MW available in excess of Registered Import MW SPD

Capacity.
Time duration for which MW in excess of Registered SPD
Import Capacity is available Min
SPD
Export MW available in excess of Registered Capacity. MW
Time duration for which MW in excess of Registered SPD
Capacity is available Min
DC CONVERTER TRANSFORMER [PC.A.5.4.3.1

DPD
Rated MVA MVA □
Winding arrangement DPD
□
Nominal primary voltage KV DPD
□
Nominal secondary (converter-side) voltage(s) KV
Positive sequence reactance □ DPD
Maximum tap % on MVA □ DPD
Nominal tap % on MVA □ DPD
Minimum tap % on MVA
Positive sequence resistance DPD
Maximum tap % on MVA □
□ DPD
Nominal tap % on MVA
□ DPD
Minimum tap % on MVA □ DPD
Zero phase sequence reactance % on MVA □ DPD
Tap change range +% / -% □ DPD
Number of steps

Schedule 1
Page 14 of 15
Data Description Units DATA to Data Operating configuration

RTL Category
CUSC CUSC 1 2 3 4 5 6
Contra App.
ct Form
DC NETWORK [PC.A.5.4.3.1 (c)]
Rated DC voltage per pole KV □ DPD

Rated DC current per pole A □ DPD
Details of the DC Network

□
described in diagram form including resistance, Diagram DPD
inductance and capacitance of all DC cables
and/or DC lines. Details of any line reactors
(including line reactor resistance), line
capacitors, DC filters, earthing electrodes and
other conductors that form part of the DC
Network should be shown.
DC CONVERTER STATION AC HARMONIC

FILTER AND REACTIVE COMPENSATION
EQUIPMENT
[PC.A.5.4.3.1 (d)]
For all switched reactive compensation Diagram □ ■ SPD

equipment
Text □ ■
SPD
Total number of AC filter banks Diagram □ ■
□ ■ SPD
Diagram of filter connections Text SPD
□
Type of equipment (e.g. fixed or variable) Mvar □ DPD
Capacitive rating; or Mvar □ DPD
Inductive rating; or Mvar DPD
Operating range □
Table
DPD
Reactive Power capability as a function of
various MW transfer levels

Schedule 1
Page 15 of 15
Data Description Units DATA to Data Operating configuration
RTL Category
CUSC CUSC
Contra App. Form 1 2 3 4 5 6
ct
CONTROL SYSTEMS [PC.A.5.4.3.2]
Static VDC – PDC (DC voltage – DC power) or

Static VDC – IDC (DC voltage – DC current)
characteristic (as appropriate) when operating as Diagram □ DPD
–Rectifier Diagram □ DPD
–Inverter
Diagram □ DPD
Details of rectifier mode control system,
in block diagram form together with parameters
showing transfer functions of individual elements.
□
Diagram
Details of inverter mode control system, DPD
in block diagram form showing transfer functions
of individual elements including parameters.
□
Details of converter transformer tap changer control Diagram
system in block diagram form showing transfer
DPD
functions of individual elements including
parameters. (Only required for DC converters
connected to the National Electricity
Transmission System.) Diagram □
Details of AC filter and reactive compensation

equipment control systems in block diagram form DPD
showing transfer functions of individual elements
□
including parameters. (Only required for DC Diagram
converters connected to the National Electricity
Transmission System.)
Details of any frequency and/or load control systems □ DPD
in block diagram form showing transfer functions Diagram
of individual elements including parameters.
□ DPD
Details of any large or small signal modulating Diagram
controls, such as power oscillation damping
controls or sub-synchronous oscillation damping
controls, that have not been submitted as part of
the above control system data. □ DPD
Transfer block diagram representation of the reactive

power control at converter ends for a voltage source
converter.
LOADING PARAMETERS [PC.A.5.4.3.3]
MW Export
Nominal loading rate MW/s
DPD
MW Import
Maximum (emergency) loading rate MW/s
DPD
s
Maximum recovery time, to 90% of pre-fault loading, □ DPD
following an AC system fault or severe voltage
depression.
Maximum recovery time, to 90% of pre-fault loading, s □

DPD
following a transient DC Network fault.
NOTE:

Users are referred to Schedules 5 & 14 which set down data required for all Users directly connected to
the National Electricity Transmission System, including Power Stations.

Page 1 of 3
GENERATION PLANNING PARAMETERS
This schedule contains the Genset Generation Planning Parameters required by NGET to facilitate studies
in Operational Planning timescales.
For a Generating Unit (other than a Power Park Unit) at a Large Power Station the information is to be
submitted on a unit basis and for a CCGT Module or Power Park Module at a Large Power Station the
information is to be submitted on a module basis, unless otherwise stated.
Where references to CCGT Modules or Power Park Modules at a Large Power Station are made, the
columns "G1" etc should be amended to read "M1" etc, as appropriate.
Power Station: _________________________
Generation Planning Parameters

DATA to DATA GENSET OR STATION DATA
CUSC CUSC
Contrac App.
t Form
OUTPUT CAPABILITY
(PC.A.3.2.2)
Registered Capacity on a station and unit basis (on a
station and module basis in the case of a CCGT MW SPD
□ ■
Module or Power Park Module at a Large Power
Station)
Minimum Generation (on a module
basis in the case of a CCGT Module or Power Park MW □ ■ SPD
Module at a Large Power Station)
MW available from Generating Units or Power Park
□ ■
Modules in excess of Registered Capacity MW SPD
REGIME UNAVAILABILITY
These data blocks are provided to

allow fixed periods of unavailability to be registered.
Expected Running Regime. Is Power Station normally
available for full output 24 hours per day, 7 days per SPD
week? If No please provide details of unavailability □ ■
below.
(PC.A.3.2.2.)
Earliest Synchronising time: OC2.4.2.1(a)
Monday hr/min ■ OC2 -
Tuesday – Friday hr/min ■ OC2 -
Saturday – Sunday hr/min ■ OC2 -
Latest De-Synchronising time: OC2.4.2.1(a)
Monday – Thursday hr/min ■ OC2 -
Friday hr/min ■ OC2 -
Saturday – Sunday hr/min ■ OC2 -
SYNCHRONISING PARAMETERS
OC2.4.2.1(a)
Notice to Deviate from Zero (NDZ) after 48 hour Mins ■ OC2
Shutdown
Station Synchronising Intervals (SI) after Mins ■ - - - - - -
48 hour Shutdown
Synchronising Group (if applicable) 1 to 4 ■ OC2 -

SCHEDULE 2
Page 2 of 3
DATA to DATA GENSET OR STATION DATA

CUSC CUSC
Contra App.
ct Form
Synchronising Generation (SYG) after MW ■ DPD -

48 hour Shutdown &
PC.A.5.3.2(f) & OC2.4.2.1(a) OC2
De-Synchronising Intervals (Single value) Mins ■ OC2 - - - - - -

OC2.4.2.1(a)
RUNNING AND SHUTDOWN PERIOD

LIMITATIONS:
Minimum Non Zero time (MNZT) after 48 hour Mins ■ OC2

Shutdown OC2.4.2.1(a)
Minimum Zero time (MZT) OC2.4.2.1(a) Mins OC2
Two Shifting Limit (max. per day) No. ■ OC2

OC2.4.2.1(a)
Existing AGR Plant Flexibility Limit (Existing No. OC2

AGR Plant onlyNu
80% Reactor Thermal Power (expressed as MW OC2

Gross-Net MW) (Existing AGR Plant only)
Frequency Sensitive AGR Unit Limit No. OC2

(Frequency Sensitive AGR Units only)
RUN-UP PARAMETERS
PC.A.5.3.2(f) & OC2.4.2.1(a)
Run-up rates (RUR) after 48 hour Shutdown: (Note that for DPD only a single value of run-up rate from Synch Gen to Registered Capacity is
required)
(See note 2 page 3)
MW Level 1 (MWL1) MW ■ OC2 -
MW Level 2 (MWL2) MW ■ OC2 -
DPD
&
RUR from Synch. Gen to MWL1 MW/Mins ■ OC2
RUR from MWL1 to MWL2 MW/Mins ■ OC2
RUR from MWL2 to RC MW/Mins ■ OC2
Run-Down Rates (RDR): (Note that for DPD only a single value of run-down rate from Registered Capacity to de-synch is
required)
MWL2 MW ■ OC2
RDR from RC to MWL2 MW/Min ■ DPD &
OC2
MWL1 MW ■ OC2
RDR from MWL2 to MWL1 MW/Min ■ OC2
RDR from MWL1 to de-synch MW/Min ■ OC2

SCHEDULE 2
Page 3 of 3
DATA to DATA
DATA DESCRIPTION UNITS RTL CAT. GENSET OR STATION DATA
CUSC CUSC G1 G2 G3 G4 G5 G6 STN
Contra App.
ct Form
REGULATION PARAMETERS
OC2.4.2.1(a)
Regulating Range MW ■ DPD
Load rejection capability while still MW ■ DPD
Synchronised and able to supply Load.
GAS TURBINE LOADING PARAMETERS:

OC2.4.2.1(a)
Fast loading MW/Min ■ OC2
Slow loading MW/Min ■ OC2
CCGT MODULE PLANNING MATRIX OC2 (please attach)
POWER PARK MODULE PLANNING MATRIX OC2 (please attach)
Power Park Module Active Power Output/ OC2 (please attach)

Intermittent Power Source Curve
(eg MW output / Wind speed)
NOTES:
1. To allow for different groups of Gensets within a Power Station (eg. Gensets with the same operator)
each Genset may be allocated to one of up to four Synchronising Groups. Within each such
Synchronising Group the single synchronising interval will apply but between Synchronising
Groups a zero synchronising interval will be assumed.
2. The run-up of a Genset from synchronising block load to Registered Capacity is represented as a
three stage characteristic in which the run-up rate changes at two intermediate loads, MWL1 and
MWL2. The values MWL1 & MWL2 can be different for each Genset.

Page 1 of 3
LARGE POWER STATION OUTAGE PROGRAMMES, OUTPUT USABLE AND INFLEXIBILITY

INFORMATION
(Also outline information on contracts involving External Interconnections)
For a Generating Unit at a Large Power Station the information is to be submitted on a unit basis and for a
CCGT Module or Power Park Module at a Large Power Station the information is to be submitted on a
module basis, unless otherwise stated
DATA DESCRIPTION UNITS TIME UPDATE DATA DATA to

COVERED TIME CAT. RTL
Power Station name:...........................
Generating Unit (or CCGT Module or Power Park Module at a Large
Power Station) number:...
Registered Capacity:..........................
Large Power Station OUTAGE Large Power Station
PROGRAMME OUTPUT USABLE
PLANNING FOR YEARS 3 - 7 AHEAD (OC2.4.1.2.1(a)(i), (e) & (j))

CUSC CUSC
Contra App.
ct Form
Monthly average OU MW F. yrs 5 - 7 Week 24 SPD
Provisional outage programme C. yrs 3 - 5 Week 2 OC2

comprising:
duration weeks " " " ■
preferred start date " " " ■
earliest start date " " " ■
latest finish date " " " ■
Weekly OU MW " " " ■
(NGET response as detailed in OC2 C. yrs 3 - 5 Week12) ■

(Users' response to NGET suggested changes or potential outages) C. yrs 3 - 5 Week14) ■
Updated provisional outage C. yrs 3 - 5 Week 25 OC2

programme comprising:
duration weeks " " " ■

preferred start date " " " ■
earliest start date " " " ■
latest finish date " " " ■
Updated weekly OU MW " " " ■
(NGET response as detailed in OC2 for C. yrs 3 - 5 Week28)

(Users' response to NGET suggested changes or update of C. yrs 3 - 5 Week31) ■
potential outages)
(NGET further suggested revisions etc. (as detailed in ) ■

OC2 for C. yrs 3 - 5 Week42)
Agreement of final C. yrs 3 - 5 Week 45 OC2 ■

Generation Outage Programme
PLANNING FOR YEARS 1 - 2 AHEAD (OC2.4.1.2.2(a) & OC2.4.1.2.2(i))
Update of previously agreed Final C. yrs 1 - 2 Week 10 OC2

Generation Outage Programme
Weekly OU MW " " ■

SCHEDULE 3
Page 2 of 3

COVERED TIME CAT RTL
CUSC CUSC
Contract App. Form
(NGET response as detailed in OC2 for C. yrs 1 – 2 Week 12) ■

(Users' response to NGET suggested changes C. yrs 1 – 2 Week 14) ■
or update of potential outages)
Revised weekly OU C. yrs 1 – 2 Week 34 OC2 ■
(NGET response as detailed in OC2 for C. yrs 1 – 2 Week 39) ■

(Users' response to NGET suggested changes C. yrs 1 – 2 Week 46) ■
or update of potential outages)
Agreement of final Generation C. yrs 1 – 2 Week 48 OC2 ■

Outage Programme
PLANNING FOR YEAR 0
Updated Final Generation Outage C. yr 0 Week 2 1600 OC2

Programme ahead to year end Weds.
OU at weekly peak MW " " "
(NGET response as detailed in OC2 for C. yrs 0 1600 )

( Weeks 2 to 52 Friday )
( ahead )
(NGET response as detailed in OC2 for Weeks 2 - 7 ahead 1600 )

( Thurs )
Forecast return to services date days 2 to 14 ahead 0900 OC2

(Planned Outage or breakdown) daily
OU (all hours) MW " " OC2
(NGET response as detailed in OC2 for days 2 to 14 ahead 1600 )

( daily )
INFLEXIBILITY
Genset inflexibility Min MW Weeks 2 - 8 ahead 1600 Tues OC2

(Weekly)
(NGET response on Negative Reserve Active " 1200 )

(Power Margin Friday )
Genset inflexibility Min MW days 2 -14 ahead 0900 daily OC2

(daily)
(NGET response on Negative Reserve Active " 1600 )

(Power Margin daily )

SCHEDULE 3
Page 3 of 3

COVERED TIME CAT RTL
OUTPUT PROFILES
CUSC CUSC
Contrac App.
t Form
In the case of Large Power Stations whose output MW F. yrs 1 - 7 Week 24 SPD
may be expected to vary in a random manner (eg.
wind power) or to some other pattern (eg. Tidal)
sufficient information is required to enable an
understanding of the possible profile
Notes: 1. The week numbers quoted in the Update Time column refer to standard weeks in the current
year.

GOVERNOR DROOP AND RESPONSE (PC.A.5.5 ■ CUSC Contract)
Issue 4
The Data in this Schedule 4 is to be supplied by Generators with respect to all Large Power Stations and by DC Convertor Station owners
(where agreed), whether directly connected or Embedded
DATA DATA DROOP% RESPONSE CAPABILITY

NORMAL VALUE MW
DESCRIPTION CAT
Unit 1 Unit 2 Unit 3 Primary Secondary High Frequency
MLP1 Designed Minimum Operating

Level (for a CCGT Module or
Power Park Module, on a modular

basis assuming all units are
Synchronised)
MLP2 Minimum Generation (for a
CCGT Module or Power Park
Module, on a modular basis
assuming all units are
DRC - 29
MLP6 Registered Capacity
Notes:
1. The data provided in this Schedule 4 is not intended to constrain any Ancillary Services Agreement.
2. Registered Capacity should be identical to that provided in Schedule 2.
3. The Governor Droop should be provided for each Generating Unit(excluding Power Park Units), Power Park Module or DC Converter. The
Response Capability should be provided for each Genset or DC Converter.
4. Primary, Secondary and High Frequency Response are defined in CC.A.3.2 and are based on a frequency ramp of 0.5Hz over 10 seconds.
Primary Response is the minimum value of response between 10s and 30s after the frequency ramp starts, Secondary Response between
30s and 30 minutes, and High Frequency Response is the minimum value after 10s on an indefinite basis.
5. For plants which have not yet Synchronised, the data values of MLP1 to MLP6 should be as described above. For plants which have already
Synchronised, the values of MLP1 to MLP6 can take any value between Designed Operating Minimum Level and Registered Capacity. If
MLP1 is not provided at the Designed Minimum Operating Level, the value of the Designed Minimum Operating Level should be separately
24 June 2009
stated.
Page 1 of 1
SCHEDULE 4
Page 1 of 9
USERS SYSTEM DATA
The data in this Schedule 5 is required from Users who are connected to the National Electricity
Transmission System via a Connection Point (or who are seeking such a connection)
DATA DESCRIPTION UNITS DATA to RTL DATA

CATEGORY
CUSC CUSC
Contract App.
Form
USERS SYSTEM LAYOUT (PC.A.2.2)
A Single Line Diagram showing all or part of the User’s System SPD
is required. This diagram shall include:-
(a) all parts of the User’s System, whether existing or ■ ■
proposed, operating at Supergrid Voltage, and in
Scotland and Offshore, also all parts of the User System
operating at 132kV,
(b) all parts of the User’s System operating at a voltage of ■ ■
50kV, and in Scotland and Offshore greater than 30kV, or
higher which can interconnect Connection Points, or split
bus-bars at a single Connection Point,
(c) all parts of the User’s System between Embedded ■ ■
Medium Power Stations or Large Power Stations or
Offshore Transmission Systems connected to the
User’s Subtransmission System and the relevant
Connection Point or Interface Point,
(d) all parts of the User’s System at a Transmission Site. ■ ■
The Single Line Diagram may also include additional details of ■ ■

the User’s Subtransmission System, and the transformers
connecting the User’s Subtransmission System to a lower
voltage. With NGET’s agreement, it may also include details of the
User’s System at a voltage below the voltage of the
Subtransmission System.
This Single Line Diagram shall depict the arrangement(s) of all of ■ ■

the existing and proposed load current carrying Apparatus relating
to both existing and proposed Connection Points, showing
electrical circuitry (ie. overhead lines, underground cables, power
transformers and similar equipment), operating voltages. In
addition, for equipment operating at a Supergrid Voltage, and in
Scotland and Offshore also at 132kV, circuit breakers and phasing
arrangements shall be shown.

SCHEDULE 5
Page 2 of 9
USERS SYSTEM DATA
DATA DESCRIPTION UNITS DATA DATA

EXCH CATEGORY
CUSC CUSC
Contract App.
Form
REACTIVE COMPENSATION (PC.A.2.4)
For independently switched reactive compensation equipment not

owned by a Transmission Licensee connected to the User's
System at 132kV and above, and also in Scotland and Offshore,
connected at 33kV and above, other than power factor correction
equipment associated with a customers Plant or Apparatus:
Type of equipment (eg. fixed or variable) Text ■ ■ SPD

Capacitive rating; or Mvar ■ ■ SPD
Inductive rating; or Mvar ■ ■ SPD
Operating range Mvar ■ ■ SPD
Details of automatic control logic to enable operating text and/or ■ ■ SPD

characteristics to be determined diagrams
Point of connection to User's System (electrical location and Text ■ ■ SPD

system voltage)
SUBSTATION INFRASTRUCTURE (PC.A.2.2.6(b))
For the infrastructure associated with any User’s equipment at a

Substation owned by a Transmission Licensee or operated or
managed by NGET:-
Rated 3-phase rms short-circuit withstand current kA ■ ■ SPD

Rated 1-phase rms short-circuit withstand current kA ■ ■ SPD
Rated Duration of short-circuit withstand s ■ ■ SPD
Rated rms continuous current A ■ ■ SPD
LUMPED SUSCEPTANCES (PC.A.2.3)
Equivalent Lumped Susceptance required for all parts of the ■ ■

User’s Subtransmission System which are not included in the
Single Line Diagram.
This should not include: ■ ■
(a) independently switched reactive compensation ■ ■
equipment identified above.
(b) any susceptance of the User’s System inherent in the ■ ■
Demand (Reactive Power) data provided in Schedule 1
(Generator Data) or Schedule 11 (Connection Point
data).
Equivalent lumped shunt susceptance at nominal Frequency. % on 100 ■ ■ SPD

MVA

USER’S SYSTEM DATA
Issue 4
Circuit Parameters (PC.A.2.2.4) (■ CUSC Contract & ■ CUSC Application Form)
The data below is all Standard Planning Data. Details are to be given for all circuits shown on the Single Line Diagram
Years Node 1 Node 2 Rated Operating Positive Phase Sequence Zero Phase Sequence (self) Zero Phase Sequence (mutual)
Valid Voltage Voltage % on 100 MVA % on 100 MVA % on 100 MVA
Kv Kv
R X B R X B R X B
DRC - 32
Notes
1. Data should be supplied for the current, and each of the seven succeeding Financial Years. This should be done by showing for
which years the data is valid in the first column of the Table.
24 June 2009
SCHEDULE 5
Page 3 of 9
USERS SYSTEM DATA
Issue 4
Transformer Data (PC.A.2.2.5) (■ CUSC Contract & ■ CUSC Application Form)
The data below is all Standard Planning Data, and details should be shown below of all transformers shown on the Single Line Diagram.
Details of Winding Arrangement, Tap Changer and earthing details are only required for transformers connecting the User’s higher voltage system
with its Primary Voltage System.
Years Name Trans- Rating Voltage Ratio Positive Phase Positive Phase Zero Winding Tap Changer Earthin
valid of former MVA Sequence Reactance Sequence Resistance Sequence Arr. g
Node % on Rating % on Rating React- Details
or ance (delete
Conn- % on as
ection HV LV Max. Min. Nom. Max. Min. Nom. Rating range step size type app.) *
Point Tap Tap Tap Tap Tap Tap +% to -% % (delete
ON/ Direct/
OFF Res/
Rea
ON/
OFF Direct/
Res/
ON/ Rea
DRC - 33
OFF
Direct
ON/ /Res/
OFF Rea
ON/ Direct/
OFF Res/
Rea
ON/
OFF
Direct/
Res/
ON/OF Rea
F
*If Resistance or Reactance please give impedance value
Notes
1. Data should be supplied for the current, and each of the seven succeeding Financial Years. This should be done by showing for which
years the data is valid in the first column of the Table
2. For a transformer with two secondary windings, the positive and zero phase sequence leakage impedances between the HV and LV1, HV
24 June 2009
and LV2, and LV1 and LV2 windings are required.
Page 4 of 9
SCHEDULE 5
Switchgear Data (PC.A.2.2.6(a)) (■ CUSC Contract & CUSC Application Form ■)
Issue 4
The data below is all Standard Planning Data, and should be provided for all switchgear (ie. circuit breakers, load disconnectors and
disconnectors) operating at a Supergrid Voltage, and also in Scotland and Offshore, operating at 132kV. In addition, data should be
provided for all circuit breakers irrespective of voltage located at a Connection Site which is owned by a Transmission Licensee or
operated or managed by NGET.
Years Connect-ion Switch Rated Operating Rated short-circuit Rated short-circuit peak Rated rms DC time
Valid Point No. Voltage kV Voltage breaking current making current continuous constant at
rms kV rms current testing of
(A) asymmetri
cal
breaking
3 Phase 1 Phase 3 Phase 1 Phase ability(s)
kA rms kA rms kA peak kA peak
DRC - 34
Notes
1. Rated Voltage should be as defined by IEC 694.
2. Data should be supplied for the current, and each of the seven succeeding Financial Years. This should be done by showing for which years the
data is valid in the first column of the Table
24 June 2009
SCHEDULE 5
Page 5 of 9
SCHEDULE 5
Page 6 of 9
USERS SYSTEM DATA

CATEGORY
CUSC CUSC App.
PROTECTION SYSTEMS (PC.A.6.3) Contract Form
The following information relates only to Protection equipment

which can trip or inter-trip or close any Connection Point
circuit breaker or any National Electricity Transmission
System circuit breaker. The information need only be supplied
once, in accordance with the timing requirements set out in
PC.A.1.4 (b) and need not be supplied on a routine annual
thereafter, although NGET should be notified if any of the
information changes.
(a) A full description, including estimated settings, for all ■ DPD

relays and Protection systems installed or to be installed
on the User's System;
(b) A full description of any auto-reclose facilities installed or ■ DPD

to be installed on the User's System, including type and
time delays;
(c) A full description, including estimated settings, for all ■ DPD

relays and Protection systems installed or to be installed
on the Power Park Module or Generating Unit's
generator transformer, unit transformer, station
transformer and their associated connections;
(d) For Generating Units (other than Power Park Units) ■ DPD
having a circuit breaker at the generator terminal voltage
clearance times for electrical faults within the Generating
Unit zone must be declared.
(e) Fault Clearance Times:

Most probable fault clearance time for electrical faults on mSec ■ DPD
any part of the Users System directly connected to the

CATEGORY
CUSC CUSC App.
POWER PARK MODULE/UNIT PROTECTION SYSTEMS Contract Form
Details of settings for the Power Park Module/Unit protection relays (to
include): (PC.A.5.4.2(f))
(a) Under frequency, ■ DPD
(b) Over Frequency, ■ DPD
(c) Under Voltage, Over Voltage, ■ DPD
(d) Rotor Over current ■ DPD
(e) Stator Over current,. ■ DPD
(f) High Wind Speed Shut Down Level ■ DPD
(g) Rotor Underspeed ■ DPD
(h) Rotor Overspeed ■ DPD

SCHEDULE 5
Page 7 of 9
Information for Transient Overvoltage Assessment (DPD) (PC.A.6.2 ■ CUSC Contract)
The information listed below may be requested by NGET from each User with respect to any Connection
Site between that User and the National Electricity Transmission System. The impact of any third party
Embedded within the Users System should be reflected.
(a) Busbar layout plan(s), including dimensions and geometry showing positioning of any current and
voltage transformers, through bushings, support insulators, disconnectors, circuit breakers, surge
arresters, etc. Electrical parameters of any associated current and voltage transformers, stray
capacitances of wall bushings and support insulators, and grading capacitances of circuit breakers;
(b) Electrical parameters and physical construction details of lines and cables connected at that busbar.
Electrical parameters of all plant e.g., transformers (including neutral earthing impedance or zig-zag
transformers if any), series reactors and shunt compensation equipment connected at that busbar (or
to the tertiary of a transformer) or by lines or cables to that busbar;
(c) Basic insulation levels (BIL) of all Apparatus connected directly, by lines or by cables to the busbar;
(d) Characteristics of overvoltage Protection devices at the busbar and at the termination points of all
lines, and all cables connected to the busbar;
(e) Fault levels at the lower voltage terminals of each transformer connected directly or indirectly to the
National Electricity Transmission System without intermediate transformation;
(f) The following data is required on all transformers operating at Supergrid Voltage and also in
Scotland and Offshore, operating at 132kV: three or five limb cores or single phase units to be
specified, and operating peak flux density at nominal voltage.
(g) An indication of which items of equipment may be out of service simultaneously during Planned
Outage conditions.
Harmonic Studies (DPD) (PC.A.6.4 ■ CUSC Contract)

The information given below, both current and forecast, where not already supplied in this Schedule 5 may
be requested by NGET from each User if it is necessary for NGET to evaluate the production/magnification
of harmonic distortion on National Electricity Transmission System and User’s systems. The impact of
any third party Embedded within the User’s System should be reflected:-
(a) Overhead lines and underground cable circuits of the User's Subtransmission System must be
differentiated and the following data provided separately for each type:-

(b) for all transformers connecting the User's Subtransmission System to a lower voltage:-
Rated MVA
Voltage Ratio
(c) at the lower voltage points of those connecting transformers:-
Equivalent positive phase sequence susceptance

Connection voltage and Mvar rating of any capacitor bank and component design parameters if
configured as a filter

SCHEDULE 5
Page 8 of 9
Equivalent positive phase sequence interconnection impedance with other lower voltage points
The Minimum and maximum Demand (both MW and Mvar) that could occur
Harmonic current injection sources in Amps at the Connection voltage points
Details of traction loads, eg connection phase pairs, continuous variation with time, etc.
(d) an indication of which items of equipment may be out of service simultaneously during Planned
Outage conditions
Voltage Assessment Studies (DPD) (PC.A.6.5 ■ CUSC Contract)
The information listed below, where not already supplied in this Schedule 5, may be requested by NGET from
each User with respect to any Connection Site if it is necessary for NGET to undertake detailed voltage
assessment studies (eg to examine potential voltage instability, voltage control co-ordination or to calculate
voltage step changes). The impact of any third party Embedded within the Users System should be
reflected:-
(a) For all circuits of the User’s Subtransmission System:-
Positive Phase Sequence Reactance

Positive Phase Sequence Resistance
Positive Phase Sequence Susceptance
Mvar rating of any reactive compensation equipment
Rated MVA
Voltage Ratio
Positive Phase sequence reactance
Tap-changer range
Number of tap steps
Tap-changer type: on-load or off-circuit
AVC/tap-changer time delay to first tap movement
AVC/tap-changer inter-tap time delay
Equivalent positive phase sequence susceptance

Mvar rating of any reactive compensation equipment
Equivalent positive phase sequence interconnection impedance with other lower voltage points
The maximum Demand (both MW and Mvar) that could occur
Estimate of voltage insensitive (constant power) load content in % of total load at both winter peak and
75% off-peak load conditions
Short Circuit Analyses:(DPD) (PC.A.6.6 ■ CUSC Contract)
The information listed below, both current and forecast, and where not already supplied under this Schedule
5, may be requested by NGET from each User with respect to any Connection Site where prospective short-
circuit currents on equipment owned by a Transmission Licensee or operated or managed by NGET are
close to the equipment rating. The impact of any third party Embedded within the User’s System should be
reflected:-
(a) For all circuits of the User’s Subtransmission System:-

Zero phase sequence resistance (both self and mutuals)
Zero phase sequence reactance (both self and mutuals)
Zero phase sequence susceptance (both self and mutuals)

SCHEDULE 5
Page 9 of 9
Rated MVA
Voltage Ratio
Positive phase sequence resistance (at max, min and nominal tap)
Positive Phase sequence reactance (at max, min and nominal tap)
Zero phase sequence reactance (at nominal tap)
Tap changer range
Earthing method: direct, resistance or reactance
Impedance if not directly earthed
The maximum Demand (in MW and Mvar) that could occur

Short-circuit infeed data in accordance with PC.A.2.5.6(a) unless the User’s lower voltage network runs
in parallel with the Subtransmission System, when to prevent double counting in each node infeed
data, a π equivalent comprising the data items of PC.A.2.5.6(a) for each node together with the positive
phase sequence interconnection impedance between the nodes shall be submitted

Page 1 of 1
USERS OUTAGE INFORMATION
DATA DESCRIPTION UNITS DATA to TIMESCALE UPDATE DATA

RTL COVERED TIME CAT.
CUSC CUSC
Contrac App.
t Form
Details are required from Network Operators of proposed ■ Years 2-5 Week 8 OC2
outages in their User Systems and from Generators with (Network Operator etc)
respect to their outages, which may affect the performance Week 13
of the Total System (eg. at a Connection Point or (Generators) OC2
constraining Embedded Large Power Stations or
constraints to the Maximum Import Capacity or Maximum
Export Capacity at an Interface Point)
(OC2.4.1.3.2(a) & (b))
(NGET advises Network Operators of National Electricity Years 2-5 Week 28)
Transmission System outages
( affecting their Systems)
Network Operator informs NGET if unhappy with proposed ■ " Week 30 OC2
outages)
(NGET draws up revised National Electricity " Week 34)

Transmission System
( outage plan advises Users of operational effects)
Generators and Non-Embedded Customers provide ■ Year 1 Week 13 OC2

Details of Apparatus owned by them (other than Gensets)
at each Grid Supply Point (OC2.4.1.3.3)
(NGET advises Network Operators of outages affecting Year 1 Week 28)

( their Systems) (OC2.4.1.3.3)
Network Operator details of relevant outages affecting the ■ Year 1 Week 32 OC2
Total System (OC2.4.1.3.3)
Details of:- MVA / MW Year 1 Week 32 OC2

Maximum Import Capacity for each Interface Point MVA / MW
Maximum Export Capacity for each Interface Point V (unless
power
Changes to previously declared values of the Interface factor
Point Target Voltage/Power Factor (OC2.4.1.3.3(c )). control
(NGET informs Users of aspects that may affect Year 1 Week 34)
( their Systems) (OC2.4.1.3.3)
Users inform NGET if unhappy with aspects as notified ■ Year 1 Week 36 OC2
(OC2.4.1.3.3)
(NGET issues final National Electricity Transmission ■ Year 1 Week 49 OC2

System
( outage plan with advice of operational) (OC2.4.1.3.3)
( effects on Users System)
Generator, Network Operator and Non-Embedded Week 8 As occurring OC2

Customers to inform NGET of changes to outages ahead to year
previously requested end
Details of load transfer capability of 12MW or Within Yr 0 As NGET request OC2

more between Grid Supply Points in England and Wales
and 10MW or more between Grid Supply Points in
Scotland.

DATA DESCRIPTION UNITS DATA to TIMESCALE UPDATE DATA
RTL COVERED TIME CAT.
Details of:- Within Yr 0 As occurring OC2
Maximum Import Capacity for each Interface Point MVA / MW
Maximum Export Capacity for each Interface Point MVA / MW
V (unless
Changes to previously declared values of the Interface power
Point Target Voltage/Power Factor factor
control
Note: Users should refer to OC2 for full details of the procedure summarised above and for the
information which NGET will provide on the Programming Phase.

Page 1 of 1
LOAD CHARACTERISTICS AT GRID SUPPLY POINTS
All data in this schedule 7 is categorised as Standard Planning Data (SPD) and is required for existing and
agreed future connections. This data is only required to be updated when requested by NGET.
DATA FOR FUTURE YEARS

DATA DESCRIPTION UNITS DATA to Yr 1 Yr 2 Yr 3 Yr 4 Yr 5 Yr 6 Yr 7
RTL
CUSC CUSC
Contra App.
ct Form
FOR ALL TYPES OF DEMAND FOR EACH GRID
SUPPLY POINT
The following information is required infrequently □

and should only be supplied, wherever possible,
when requested by NGET (PC.A.4.7)
Details of individual loads which have □ (Please Attach)

Characteristics significantly different from the
typical range of domestic or commercial and
industrial load supplied: (PC.A.4.7(a))
Sensitivity of demand to fluctuations in voltage □

And frequency on National Electricity
Transmission System at time of peak
Connection Point Demand (Active Power)
(PC.A.4.7(b))
Voltage Sensitivity (PC.A.4.7(b)) MW/kV □

Mvar/kV
Frequency Sensitivity (PC.A.4.7(b)) MW/Hz □

Mvar/Hz
Reactive Power sensitivity should relate to the □

Power Factor information given in Schedule 11 (or
for Generators, Schedule 1) and note 6 on
Schedule 11 relating to Reactive Power therefore
applies: (PC.A.4.7(b))
Phase unbalance imposed on the National

Electricity Transmission System (PC.A.4.7(d))
- maximum % □
- average % □
Maximum Harmonic Content imposed on National % □

Electricity Transmission System (PC.A.4.7(e))
Details of any loads which may cause Demand □

Fluctuations greater than those permitted under
Engineering Recommendation P28, Stage 1 at the
Point of Common Coupling including Flicker
Severity (Short Term) and Flicker Severity
(Long Term) (PC.A.4.7(f))

Page 1 of 1
DATA SUPPLIED BY BM PARTICIPANTS
CODE DESCRIPTION
BC1 Physical Notifications
BC1 Quiescent Physical Notifications
BC1 & BC2 Export and Import Limits
BC1 Bid-Offer Data
BC1 Dynamic Parameters (Day Ahead)
BC2 Dynamic Parameters (For use in Balancing Mechanism)
BC1 & BC2 Other Relevant Data
BC1 Joint BM Unit Data
- No information collated under this Schedule will be transferred to the Relevant Transmission Licensees

Page 1 of 1
DATA SUPPLIED BY NGET TO USERS
(Example of data to be supplied)
CODE DESCRIPTION
CC Operation Diagram
CC Site Responsibility Schedules
PC Day of the peak National Electricity Transmission System Demand
Day of the minimum National Electricity Transmission System Demand
OC2 Surpluses and OU requirements for each Generator over varying timescales
Equivalent networks to Users for Outage Planning
Negative Reserve Active Power Margins (when necessary)
Operating Reserve information
BC1 Demand Estimates, Indicated Margin and Indicated Imbalance, indicative

Synchronising and Desynchronising times of Embedded Power Stations to
Network Operators, special actions.
BC2 Bid-Offer Acceptances, Ancillary Services instructions to relevant Users,

Emergency Instructions
BC3 Location, amount, and Low Frequency Relay settings of any Low Frequency
Relay initiated Demand reduction for Demand which is Embedded.
DATA TO BE SUPPLIED BY NGET TO USERS
PURSUANT TO THE TRANSMISSION LICENCE
1. The Transmission Licence requires NGET to publish annually the Seven Year Statement which is
designed to provide Users and potential Users with information to enable them to identify opportunities
for continued and further use of the National Electricity Transmission System.
When a User is considering a development at a specific site, certain additional information may be
required in relation to that site which is of such a level of detail that it is inappropriate to include it in the
Seven Year Statement. In these circumstances the User may contact NGET who will be pleased to
arrange a discussion and the provision of such additional information relevant to the site under
consideration as the User may reasonably require.
2. The Transmission Licence also requires NGET to offer terms for an agreement for connection to and
use of the National Electricity Transmission System and further information will be given by NGET to
the potential User in the course of the discussions of the terms of such an agreement.

Page 1 of 2
DEMAND PROFILES AND ACTIVE ENERGY DATA
The following information is required from each Network Operator and from each Non-Embedded Customer. The data
should be provided in calendar week 24 each year (although Network Operators may delay the submission until calendar
week 28).
DATA DESCRIPTION F. Yr. F. Yr. F. Yr. F. Yr. F. Yr. F. Yr. F. Yr. F. Yr. UPDATE DATA CAT
0 1 2 3 4 5 6 7 TIME
Demand Profiles (PC.A.4.2) (■ – CUSC Contract & ■ CUSC Application Form)

Total User's Day of User's annual Maximum demand at Annual ACS Conditions (MW)
system profile Day of annual peak of National Electricity Transmission System Demand at Annual ACS
(please delete as Conditions (MW)
applicable) Day of annual minimum National Electricity Transmission System Demand at average
conditions (MW)
0000 : 0030 Wk.24 SPD

0030 : 0100 :
0100 : 0130 :
0130 : 0200 : :
0200 : 0230 : :
0230 : 0300 : :
0300 : 0330 : :
0330 : 0400 : :
0400 : 0430 : :
0430 : 0500 : :
0500 : 0530 : :
0530 : 0600 : :
0600 : 0630 : :
0630 : 0700 : :
0700 : 0730 : :
0730 : 0800 : :
0800 : 0830 : :
0830 : 0900 : :
0900 : 0930 : :
0930 : 1000 : :
1000 : 1030 : :
1030 : 1100 : :
1100 : 1130 : :
1130 : 1200 : :
1200 : 1230 : :
1230 : 1300 : :
1300 : 1330 : :
1330 : 1400 : :
1400 : 1430 : :
1430 : 1500 : :
1500 : 1530 : :
1530 : 1600 : :
1600 : 1630 : :
1630 : 1700 : :
1700 : 1730 : :
1730 : 1800 : :
1800 : 1830 : :
1830 : 1900 : :
1900 : 1930 : :
1930 : 2000 : :
2000 : 2030 : :
2030 : 2100 : :
2100 : 2130 : :
2130 : 2200 : :
2200 : 2230 : :
2230 : 2300 : :
2300 : 2330 : :
2330 : 0000 : :

SCHEDULE 10
Page 2 of 2
DATA DESCRIPTION Out-turn F.Yr. Update Data Cat DATA to RTL

Actual Weath 0 Time
corr.
(PC.A.4.3) CUSC CUSC
Contract App.
Form
Active Energy Data Week 24 SPD ■ ■
Total annual Active Energy ■ ■

requirements under average
conditions of each Network
Operator and each Non-Embedded
Customer in the following categories
of Customer Tariff:-
LV1 ■ ■
LV2 ■ ■
LV3 ■ ■
EHV ■ ■
HV ■ ■
Traction ■ ■
Lighting ■ ■
User System Losses ■ ■
Active Energy from Embedded ■ ■

Small Power Stations and
Embedded Medium Power Stations
NOTES:
1. 'F. yr.' means 'Financial Year'
2. Demand and Active Energy Data (General)
Demand and Active Energy data should relate to the point of connection to the National Electricity
Transmission System and should be net of the output (as reasonably considered appropriate by the
User) of all Embedded Small Power Stations, Medium Power Stations and Customer Generating
Plant. Auxiliary demand of Embedded Power Stations should be included in the demand data
submitted by the User at the Connection Point. Users should refer to the PC for a full definition of
the Demand to be included.
3. Demand profiles and Active Energy data should be for the total System of the Network Operator,
including all Connection Points, and for each Non-Embedded Customer. Demand Profiles should
give the numerical maximum demand that in the User's opinion could reasonably be imposed on the
4. In addition the demand profile is to be supplied for such days as NGET may specify, but such a
request is not to be made more than once per calendar year.

CONNECTION POINT DATA Page 1 of 2
The following information is required from each Network Operator and from each Non-Embedded
Customer. The data should be provided in calendar week 24 each year (although Network Operators may
delay the submission until calendar week 28).
Connection Point:
Connection Point Demand at the time of - a) maximum Demand

(select each one in turn) b) peak National Electricity Transmission System Demand (specified by
(Provide data for each Access Period associated NGET)
with the Connection Point) c) minimum National Electricity Transmission System Demand
(specified by NGET)
d) maximum Demand during Access Period
e) specified by either NGET or a User
Name of Transmission Interface Circuit out of
PC.A.4.1.4.2
service during Access Period (if reqd).
DATA DESCRIPTION Outturn Outturn F.Yr F.Yr F.Yr. F.Yr. F.Yr. F.Yr F.Yr F.Yr DATA CAT
(CUSC Contract □ & CUSC Application Form ■) Weather
1 2 3 4 5 6 7 8
Corrected
Date of a), b), c), d) or e) as denoted above. PC.A.4.3.3
Time of a), b), c), d) or e) as denoted above. PC.A.4.3.3
Connection Point Demand (MW) PC.A.4.3.1
Connection Point Demand (MVAr) PC.A.4.3.1
Deduction made at Connection Point for Small
Power Stations, Medium Power Stations and PC.A.4.3.2(a)
Customer Generating Plant (MW)
Reference to valid Single Line Diagram PC.A.4.3.5
Reference to node and branch data. PC.A.2.2
Note: The following data block can be repeated for each post fault network revision that may impact on the Transmission System.
Reference to post-fault revision of Single Line

PC.A.4.5
Diagram
Reference to post-fault revision of the node and

branch data associated with the Single Line PC.A.4.5
Diagram
Reference to the description of the actions and
timescales involved in effecting the post-fault
PC.A.4.5
actions (e.g. auto-switching, manual,
teleswitching, overload protection operation etc)
Access Group:
Note: The following data block to be repeated for each Connection Point with the Access Group.
Name of associated Connection Point within
PC.A.4.3.1
the same Access Group:
Demand at associated Connection Point (MW) PC.A.4.3.1
Demand at associated Connection Point
PC.A.4.3.1
(MVAr)
Deduction made at associated Connection

Point for Small Power Stations, Medium
PC.A.4.3.2(a)
Power Stations and Customer Generating
Plant (MW)

SCHEDULE 11
Page 2 of 2
Embedded Generation Data
Connection Point:
DATA DESCRIPTION Outturn Outturn F.Yr F.Yr F.Yr. F.Yr. F.Yr. F.Yr F.Yr F.Yr DATA CAT
Weather
1 2 3 4 5 6 7 8
Corrected
Small Power Station, For each Connection Point where there are Embedded Small Power Stations,
Medium Power Station Medium Power Stations or Customer Generating Stations the following
and Customer information is required:
Generation Summary
No. of Small Power PC.A.3.1.4(a)

Stations, Medium
Power Stations or
Customer Power
Stations
Number of Generating PC.A.3.1.4(a)
Units within these
stations
Summated Capacity of PC.A.3.1.4(a)
all these Generating
Units
Where the Network Operator’s System places a constraint on the capacity of an Embedded Large Power
Station
Station Name PC.A.3.2.2(c)
Generating Unit PC.A.3.2.2(c)
System Constrained PC.A.3.2.2(c)
Capacity
Where the Network Operator’s System places a constraint on the capacity of an Offshore Transmission
System at an Interface Point
Offshore PC.A.3.2.2(c)
Transmission System
Name
Interface Point Name PC.A.3.2.2(c)
Maximum Export PC.A.3.2.2(c)
Capacity
Maximum Import PC.A.3.2.2(c)
Capacity
NOTES:
1. 'F.Yr.' means 'Financial Year'. F.Yr. 1 refers to the current financial year.
2. All Demand data should be net of the output (as reasonably considered appropriate by the User) of all Embedded
Small Power Stations, Medium Power Stations and Customer Generating Plant. Generation and / or Auxiliary
demand of Embedded Large Power Stations should not be included in the demand data submitted by the User.
Users should refer to the PC for a full definition of the Demand to be included.
3. Peak Demand should relate to each Connection Point individually and should give the maximum demand that in
the User's opinion could reasonably be imposed on the National Electricity Transmission System. Users my
submit the Demand data at each node on the Single Line Diagram instead of at a Connection Point as long the
user reasonably believe such data relates to the peak (or minimum) at the Connection Point.
In deriving Demand any deduction made by the User (as detailed in note 2 above) to allow for Embedded Small
Power Stations, Medium Power Stations and Customer Generating Plant is to be specifically stated as indicated
on the Schedule.
4. NGET may at its discretion require details of any Embedded Small Power Stations or Embedded Medium Power
Stations whose output can be expected to vary in a random manner (eg. wind power) or according to some other
pattern (eg. tidal power)

5. Where more than 95% of the total Demand at a Connection Point is taken by synchronous motors, values of the
Power Factor at maximum and minimum continuous excitation may be given instead. Power Factor data should
allow for series reactive losses on the User's System but exclude reactive compensation network susceptance
specified separately in Schedule 5.

Page 1 of 2
DEMAND CONTROL
The following information is required from each Network Operator and where indicated with an asterisk
from Externally Interconnected System Operators and/or Interconnector Users and a Pumped
Storage Generator. Where indicated with a double asterisk, the information is only required from
Suppliers.
DATA DESCRIPTION UNITS UPDATE TIME
Demand Control
Demand met or to be relieved by

Demand Control (averaging at the
Demand Control Notification Level
or more over a half hour) at each
Connection Point.
Demand Control at time of National

weekly peak demand
Amount MW )F.yrs 0 to 5 Week 24 OC1
Duration Min )
For each half hour MW Wks 2-8 ahead 1000 Mon OC1
For each half hour MW Days 2-12 ahead 1200 Wed OC1
For each half hour MW Previous calendar 0600 daily OC1

day
**Customer Demand Management

(at the Customer Demand
Management Notification Level or
more at the Connection Point)
For each half hour MW Any time in

Control Phase OC1
For each half hour MW Remainder of When

period changes OC1
occur to
previous plan
For each half hour MW Previous calendar 0600 daily OC1

day
**In Scotland, Load Management MW For the next day 11:00 OC1
Blocks
For each block of 5MW or more, for
each half hour

SCHEDULE 12
Page 2 of 2
DATA DESCRIPTION UNITS TIME COVERED UPDATE DATA

TIME CAT.
*Demand Control or Pump
Tripping Offered as Reserve
Magnitude of Demand or pumping MW Year ahead from Week 24 DPD

load which is tripped week 24
System Frequency at which Hz " " "

tripping is initiated
Time duration of System Frequency S " " "

below trip setting for tripping to be
initiated
Time delay from trip initiation to S " " "

Tripping
Emergency Manual Load

Disconnection
Method of achieving load Text Year ahead from Annual in OC6

disconnection week 24 week 24
Annual ACS Peak Demand MW " " "

(Active Power) at Connection
Point (requested under Schedule 11
- repeated here for reference)
Cumulative percentage of
Connection Point Demand
(Active Power) which can be
disconnected by the following times
from an instruction from NGET
5 mins % " " "

10 mins % " " "
15 mins % " " "
20 mins % " " "
25 mins % " " "
30 mins % " " "
Automatic Low Frequency

Disconnection
Magnitude of Demand disconnected, MW Year ahead from Annual in OC6

and frequency at which Hz week 24 week 24
Disconnection is initiated, for each
frequency setting for each Grid
Supply Point
Notes
1. Network Operators may delay the submission until calendar week 28.

Page 1 of 1
FAULT INFEED DATA
The data in this Schedule 13 is all Standard Planning Data, and is required from all Users other than
Generators who are connected to the National Electricity Transmission System via a Connection Point
(or who are seeking such a connection). A data submission is to be made each year in Week 24 (although
Network Operators may delay the submission until Week 28). A separate submission is required for each
node included in the Single Line Diagram provided in Schedule 5.
DATA DESCRIPTION UNITS F.Y F.Yr. F.Yr. F.Yr. F.Yr. F.Yr. F.Yr. F.Yr DATA to
r 1 2 3 4 5 6 .7 RTL
0
CUSC CUSC
SHORT CIRCUIT INFEED TO THE NATIONAL Contr App.
ELECTRICITY TRANSMISSION SYSTEM FROM act Form
USERS SYSTEM AT A CONNECTION POINT
(PC.A.2.5)
□ ■
Name of node or Connection Point
Symmetrical three phase

short-circuit current infeed
- at instant of fault kA □ ■
- after subtransient fault □ ■

current contribution has
substantially decayed Ka
Zero sequence source

impedances as seen from the
Point of Connection or node on
the Single Line Diagram (as
appropriate) consistent with the
maximum infeed above:
- Resistance % on 100 □ ■
- Reactance % on 100 □ ■
Positive sequence X/R ratio □ ■

at instance of fault
Pre-Fault voltage magnitude □ ■

at which the maximum fault
currents were calculated p.u.
Negative sequence impedances

of User’s System as seen from
the Point of Connection or node on
the Single Line Diagram (as
appropriate). If no data is given, it
will be assumed that they are equal
to the positive sequence values.

Page 1 of 3
FAULT INFEED DATA
The data in this Schedule 14 is all Standard Planning Data, and is to be provided by Generators, with
respect to all directly connected Power Stations, all Embedded Large Power Stations and all Embedded
Medium Power Stations connected to the Subtransmission System. A data submission is to be made each
year in Week 24.
Fault infeeds via Unit Transformers
A submission should be made for each Generating Unit with an associated Unit Transformer. Where there
is more than one Unit Transformer associated with a Generating Unit, a value for the total infeed through all
Unit Transformers should be provided. The infeed through the Unit Transformer(s) should include
contributions from all motors normally connected to the Unit Board, together with any generation (eg
Auxiliary Gas Turbines) which would normally be connected to the Unit Board, and should be expressed as
a fault current at the Generating Unit terminals for a fault at that location.
DATA DESCRIPTION UNITS F.Yr. F.Yr. F.Yr F.Yr. F.Yr. F.Yr. F.Yr. F.Yr.7 DATA to
0 1 2 3 4 5 6 RTL
CUSC CUSC
(PC.A.2.5) Contra App.
ct Form
Name of Power Station □ ■
□ ■
Number of Unit Transformer
Symmetrical three phase short-
circuit current infeed through the
Unit Transformers(s) for a fault
at the Generating Unit
terminals

substantially decayed kA
□ ■
Positive sequence X/R ratio
at instance of fault
Subtransient time constant (if ms □ ■

significantly different from 40ms)
Pre-fault voltage at fault point (if □ ■

different from 1.0 p.u.)
The following data items need

only be supplied if the
Generating Unit Step-up
Transformer can supply zero
sequence current from the
Generating Unit side to the
National Electricity
Transmission System
Zero sequence source

impedances as seen from the
Generating Unit terminals
consistent with the maximum
infeed above:

Page 2 of 3
Fault infeeds via Station Transformers
A submission is required for each Station Transformer directly connected to the National Electricity
Transmission System. The submission should represent normal operating conditions when the maximum
number of Gensets are Synchronised to the System, and should include the fault current from all motors
normally connected to the Station Board, together with any Generation (eg Auxiliary Gas Turbines) which
would normally be connected to the Station Board. The fault infeed should be expressed as a fault current at
the hv terminals of the Station Transformer for a fault at that location.
If the submission for normal operating conditions does not represent the worst case, then a separate
submission representing the maximum fault infeed that could occur in practice should be made.
DATA DESCRIPTION UNITS F.Yr. F.Yr. F.Yr. F.Yr. F.Yr. F.Yr. F.Yr. F.Yr. DATA to
0 1 2 3 4 5 6 7 RTL
CUSC CUSC
(PC.A.2.5) Contra App.
ct Form
Number of Station Transformer □ ■
Symmetrical three phase

short-circuit current infeed for a fault
at the Connection Point

substantially decayed kA
Positive sequence X/R ratio □ ■

At instance of fault
Subtransient time constant (if □ ■

significantly different from 40ms) mS
Pre-fault voltage (if different from 1.0 □ ■

p.u.) at fault point (See note 1)
Zero sequence source Impedances as

seen from the Point of Connection
Consistent with the maximum
Infeed above:
Note 1. The pre-fault voltage provided above should represent the voltage within the range 0.95 to 1.05 that
gives the highest fault current
Note 2. % on 100 is an abbreviation for % on 100 MVA

Page 3 of 3
Fault infeeds from Power Park Modules
A submission is required for the whole Power Park Module and for each Power Park Unit type or equivalent.
The submission shall represent operating conditions that result in the maximum fault infeed. The fault current
from all motors normally connected to the Power Park Unit’s electrical system shall be included. The fault
infeed shall be expressed as a fault current at the terminals of the Power Park Unit, or the Common
Collection Busbar if an equivalent Single Line Diagram and associated data as described in PC.A.2.2.2 is
provided, and the Grid Entry Point, or User System Entry Point if Embedded, for a fault at the Grid Entry
Point, or User System Entry Point if Embedded.
Should actual data in respect of fault infeeds be unavailable at the time of the application for a CUSC
Contract or Embedded Development Agreement, a limited subset of the data, representing the maximum
fault infeed that may result from all of the plant types being considered, shall be submitted. This data will, as a
minimum, represent the root mean square of the positive, negative and zero sequence components of the
fault current for both single phase and three phase solid faults at the Grid Entry Point (or User System Entry
Point if Embedded) at the time of fault application and 50ms following fault application. Actual data in
respect of fault infeeds shall be submitted to NGET as soon as it is available, in line with PC.A.1.2
DATA DESCRIPTION UNITS F.Yr. F.Yr. F.Yr. F.Yr. F.Yr. F.Yr. F.Yr. F.Yr. DATA to RTL
0 1 2 3 4 5 6 7
CUSC CUSC
(PC.A.2.5) Contract App.
Form
Name of Power Park Module □ ■
Power Park Unit type □ ■
A submission shall be provided for the

contribution of the entire Power Park
Module and each type of Power Park
Unit or equivalent to the positive,
negative and zero sequence
components of the short circuit current
at the Power Park Unit terminals, or
Common Collection Busbar, and
Grid Entry Point or User System
Entry Point if Embedded for
(i) a solid symmetrical three phase □ ■
short circuit
(ii) a solid single phase to earth short □ ■
circuit
(iii) a solid phase to phase short □ ■
circuit
(iv) a solid two phase to earth short □ ■
circuit
at the Grid Entry Point or User
System Entry Point if Embedded.
If protective controls are used and □ ■

active for the above conditions, a
submission shall be provided in the
limiting case where the protective
control is not active. This case may
require application of a non-solid fault,
resulting in a retained voltage at the
fault point.
- A continuous time trace and table Graphical

showing the root mean square of the and
positive, negative and zero sequence tabular □ ■
components of the fault current from
the time of fault inception to 140ms kA

after fault inception at 10ms intervals versus s
- A continuous time trace and table p.u.

showing the positive, negative and versus s
zero sequence components of □ ■
retained voltage at the terminals or
Common Collection Busbar, if
appropriate
- A continuous time trace and table p.u.

showing the root mean square of versus s
the positive, negative and zero □ ■
sequence components of retained
voltage at the fault point, if
appropriate
For Power Park Units that utilise a

protective control, such as a crowbar
circuit,
- additional rotor resistance applied % on

□ ■
to the Power Park Unit under a MVA
fault situation
- additional rotor reactance % on □ ■

applied to the Power Park Unit MVA
under a fault situation.
Positive sequence X/R ratio of the

equivalent at time of fault at the □ ■
Common Collection Busbar
Minimum zero sequence impedance of

the equivalent at Common Collection
Busbar □ ■
Active Power generated pre-fault MW

□ ■
Number of Power Park Units in
equivalent generator □ ■
Power Factor (lead or lag) □ ■
Pre-fault voltage (if different from 1.0 p.u. □ ■

p.u.) at fault point (See note 1)
Items of reactive compensation □ ■

switched in pre-fault
Note 1. The pre-fault voltage provided above should represent the voltage within the range 0.95 to 1.05 that
gives the highest fault current

MOTHBALLED GENERATING UNIT MOTHBALLED POWER PARK MODULE OR MOTHBALLED DC CONVERTER AT A DC CONVERTER
STATION INFORMATION
Issue4
The following data items must be supplied with respect to each Mothballed Generating Unit Mothballed Power Park Module or Mothballed DC
Converter at a DC Converter station
Power Station_____________________________________ Generating Unit, Power Park Module or DC Converter Name (e.g. Unit 1)
_______________________________
DATA DESCRIPTION UNITS DATA GENERATING UNIT DATA

CAT
<1 1-2 2-3 3-6 6-12 >12 Total MW

month months months months months months being
returned
MW output that can MW DPD

be returned to
service
Notes
1. The time periods identified in the above table represent the estimated time it would take to return the Mothballed Generating Unit, Mothballed
DRC - 57
Power Park Module or Mothballed DC Converter at a DC Converter Station to service once a decision to return has been made.
2. Where a Mothballed Generating Unit, Mothballed Power Park Module or Mothballed DC Converter at a DC Converter Station can be
physically returned in stages covering more than one of the time periods identified in the above table then information should be provided for
each applicable time period.
3. The estimated notice to physically return MW output to service should be determined in accordance with Good Industry Practice assuming
normal working arrangements and normal plant procurement lead times.
4. The MW output values in each time period should be incremental MW values, e.g. if 150MW could be returned in 2 – 3 months and an additional
50MW in 3 – 6 months then the values in the columns should be Nil, Nil, 150, 50, Nil, Nil, 200 respectively.
5. Significant factors which may prevent the Mothballed Generating Unit, Mothballed Power Park Module or Mothballed DC Converter at a DC
Converter Station achieving the estimated values provided in this table, excluding factors relating to Transmission Entry Capacity, should be
appended separately.
24 June 2009
Page 1 of 3
SCHEDULE 15
Issue4
ALTERNATIVE FUEL INFORMATION
The following data items for alternative fuels need only be supplied with respect to each Generating Unit whose primary fuel is gas.
Power Station___________________________ Generating Unit Name (e.g. Unit 1) _____________________________

CAT
1 2 3 4
Alternative Fuel Type
Text DPD Oil distillate Other gas* Other* Other*
(*please specify)
CHANGEOVER TO ALTERNATIVE FUEL
For off-line changeover:
Time to carry out off-line fuel changeover Minutes DPD
Maximum output following off-line changeover MW DPD
For on-line changeover:
DRC - 58
Time to carry out on-line fuel changeover Minutes DPD
Maximum output during on-line fuel changeover MW DPD
Maximum output following on-line changeover MW DPD
Maximum operating time at full load assuming:
Typical stock levels Hours DPD
Maximum possible stock levels Hours DPD
Maximum rate of replacement of depleted stocks
MWh(electrical)
of alternative fuels on the basis of Good DPD
/day
Industry Practice
Is changeover to alternative fuel used in normal
Text DPD
operating arrangements?
Number of successful changeovers carried out in 0 / 1-5 / 0 / 1-5 / 0 / 1-5 / 0 / 1-5 /
the last NGET Financial Year Text DPD 6-10 / 11-20 / 6-10 / 11-20 / 6-10 / 11-20 / 6-10 / 11-20 /
(** delete as appropriate) >20 ** >20 ** >20 ** >20 **
24 June 2009
Page 2 of 3
SCHEDULE 15
Issue4
CAT
1 2 3 4
CHANGEOVER BACK TO MAIN FUEL
For off-line changeover:
Time to carry out off-line fuel
Minutes
changeover
For on-line changeover:
Time to carry out on-line fuel
Minutes
changeover
Maximum output during on-line fuel
MW
changeover
Notes
DRC - 59
1. Where a Generating Unit has the facilities installed to generate using more than one alternative fuel type details of each
alternative fuel should be given.
2. Significant factors and their effects which may prevent the use of alternative fuels achieving the estimated values
provided in this table (e.g. emissions limits, distilled water stocks etc.) should be appended separately.
24 June 2009
Page 3 of 3
SCHEDULE 15
Page 1 of 1
BLACK START INFORMATION
The following data/text items are required from each Generator for each BM Unit at a Large Power Station as detailed in PC.A.5.7. Data is not required for
Generating Units that are contracted to provide Black Start Capability, Power Park Modules or Generating Units that have an Intermittent Power
Source. The data should be provided in accordance with PC.A.1.2 and also, where possible, upon request from NGET during a Black Start.
Data Description Units Data

(PC.A.5.7) (■ CUSC Contract) Category
Assuming all BM Units were running immediately prior to the Total Shutdown or Partial Shutdown and in the event of loss of
all external power supplies, provide the following information:
a) Expected time for the first and subsequent BM Units to be Synchronised, from the restoration of external power supplies, Tabular or DPD
assuming external power supplies are not available for up to 24hrs Graphical
b) Describe any likely issues that would have a significant impact on a BM Unit’s time to be Synchronised arising as a direct Text DPD
consequence of the inherent design or operational practice of the Power Station and/or BM Unit, e.g. limited barring facilities,
time from a Total Shutdown or Partial Shutdown at which batteries would be discharged.
Block Loading Capability:
c) Provide estimated Block Loading Capability from 0MW to Registered Capacity of each BM Unit based on the unit being Tabular or DPD
‘hot’ (run prior to shutdown) and also ‘cold’ (not run for 48hrs or more prior to the shutdown). The Block Loading Capability Graphical
should be valid for a frequency deviation of 49.5Hz – 50.5Hz. The data should identify any required ‘hold’ points.

ACCESS PERIOD DATA Page 1 of 1
(PC.A.4 - CUSC Contract ■)
Submissions by Users using this Schedule 17 shall commence in 2011 and shall then continue in
each year thereafter
Access Group
Asset Start End Maintenance Potential Concurrent

Duration
Identifier Week Week Year (1, 2 or 3) Outage (Y/N)
Comments
< End of Data Registration Code (DRC) >

GENERAL CONDITIONS
GC.1 INTRODUCTION
GC.1.1 The General Conditions contain provisions which are of general application to
all provisions of the Grid Code. Their objective is to ensure, to the extent
possible, that the various sections of the Grid Code work together and work in
practice for the benefit of all Users.
GC.2 SCOPE
GC.2.1 The General Conditions apply to all Users (including, for the avoidance of
doubt, NGET).
GC.3 UNFORESEEN CIRCUMSTANCES
GC.3.1 If circumstances arise which the provisions of the Grid Code have not foreseen,
NGET shall, to the extent reasonably practicable in the circumstances, consult
promptly and in good faith all affected Users in an effort to reach agreement as to
what should be done. If agreement between NGET and those Users as to what
should be done cannot be reached in the time available, NGET shall determine
what is to be done. Wherever NGET makes a determination, it shall do so having
regard, wherever possible, to the views expressed by Users and, in any event, to
what is reasonable in all the circumstances. Each User shall comply with all
instructions given to it by NGET following such a determination provided that the
instructions are consistent with the then current technical parameters of the
particular User's System registered under the Grid Code. NGET shall promptly
refer all such unforeseen circumstances and any such determination to the Panel
for consideration in accordance with GC.4.2(e).
GC.4 THE GRID CODE REVIEW PANEL
GC.4.1 NGET shall establish and maintain the Panel, which shall be a standing body to
carry out the functions referred to in paragraph GC.4.2.
GC.4.2 The Panel shall:
(a) keep the Grid Code and its working under review;
(b) review all suggestions for amendments to the Grid Code which the
Authority or any User or any Relevant Transmission Licensee (in
respect of PC.3.4, PC.3.5, PC.6.2, PC Appendix A and C, CC.6.1, CC.6.2,
CC.6.3, OC2.3.2, OC8 and GC.11, OC7.6, OC9.4 and OC9.5) may wish to
submit to NGET for consideration by the Panel from time to time;
(c) publish recommendations as to amendments to the Grid Code that NGET

or the Panel feels are necessary or desirable and the reasons for the
recommendations;
(d) issue guidance in relation to the Grid Code and its implementation,
performance and interpretation when asked to do so by any User;
Issue 4 GC - 1 24 June 2009

(e) consider what changes are necessary to the Grid Code arising out of any
unforeseen circumstances referred to it by NGET under GC.3; and
(f) consider and identify changes to the Grid Code to remove any
unnecessary differences in the treatment of issues in Scotland from their
treatment in England and Wales.
GC.4.3 The Panel shall consist of:
(a) a Chairman and up to 4 members appointed by NGET;
(b) a person appointed by the Authority; and
(c) the following members:
(i) 3 persons representing those Generators each having Large Power

Stations with a total Registered Capacity in excess of 3 GW;
(ii) a person representing those Generators each having Large Power

Stations with a total Registered Capacity of 3 GW or less;
(iii) 2 persons representing the Network Operators in England and

Wales;
(iv) a person representing the Network Operators in Scotland;
(v) a person representing the Suppliers;
(vi) a person representing the Non Embedded Customers;
(vii) a person representing the Generators with Small Power Stations

and/or Medium Power Stations (other than Generators who also
have Large Power Stations);
(viii) a person representing the BSC Panel;
(ix) a person representing the Externally Interconnected System

Operators;
(x) a person representing Generators with Novel Units; and
(xi) 2 persons representing Relevant Transmission Licensees (in respect

of PC.6.2, PC6.3, PC Appendix A C and E, CC.6.1, CC.6.2, CC.6.3,
OC8 and GC.11, OC7.6, OC9.4 and OC9.5).
each of whom shall be appointed pursuant to the rules issued pursuant to GC.4.4.
GC.4.4 The Panel shall establish and comply at all times with its own rules and
procedures relating to the conduct of its business, which shall be approved by the
Authority.

GC.4.5 NGET shall consult in writing all Authorised Electricity Operators which are
liable to be materially affected in relation to all proposed amendments to the Grid
Code and shall submit all proposed amendments to the Grid Code to the Panel
for discussion prior to such consultation.
GC.4.6 NGET shall establish (and, where appropriate, revise from time to time) joint
working arrangements with the STC Committee to facilitate the identification, co-
ordination, making and implementation of change to the STC consequent on an
amendment to the Grid Code in a full and timely manner. These working
arrangements shall be such as enable the consideration development and
evaluation of proposed amendments to the Grid Code to proceed in a full and
timely manner and enable changes to the STC consequent on an amendment to
the Grid Code to be made and given effect wherever possible (subject to any
necessary consent of the Authority) at the same time as such approved
amendment is made and given effect.
GC.5 COMMUNICATION BETWEEN NGET AND USERS
GC.5.1 Unless otherwise specified in the Grid Code, all instructions given by NGET and
communications (other than relating to the submission of data and notices)
between NGET and Users (other than Generators, DC Converter Station
owners or Suppliers) shall take place between the NGET Control Engineer
based at the Transmission Control Centre notified by NGET to each User prior
to connection, and the relevant User Responsible Engineer/Operator, who, in
the case of a Network Operator, will be based at the Control Centre notified by
the Network Operator to NGET prior to connection.
GC.5.2 Unless otherwise specified in the Grid Code all instructions given by NGET and
between NGET and Generators and/or DC Converter Station owners and/or
Suppliers shall take place between the NGET Control Engineer based at the
Transmission Control Centre notified by NGET to each Generator or DC
Converter Station owner prior to connection, or to each Supplier prior to
submission of BM Unit Data, and either the relevant Generator's or DC
Converter Station owner’s or Supplier’s Trading Point (if it has established
one) notified to NGET or the Control Point of the Supplier or the Generator's
Power Station or DC Converter Station, as specified in each relevant section of
the Grid Code. In the absence of notification to the contrary, the Control Point of
a Generator’s Power Station will be deemed to be the Power Station at which
the Generating Units or Power Park Modules are situated.
GC.5.3 Unless otherwise specified in the Grid Code, all instructions given by NGET and
between NGET and Users will be given by means of the Control Telephony
referred to in CC.6.5.2.
GC.5.4 If the Transmission Control Centre notified by NGET to each User prior to
connection, or the User Control Centre, notified in the case of a Network
Operator to NGET prior to connection, is moved to another location, whether due
to an emergency or for any other reason, NGET shall notify the relevant User or
the User shall notify NGET, as the case may be, of the new location and any
changes to the Control Telephony or System Telephony necessitated by such
move, as soon as practicable following the move.

GC.5.5 If any Trading Point notified to NGET by a Generator or DC Converter Station
owner prior to connection, or by a Supplier prior to submission of BM Unit Data,
is moved to another location or is shut down, the Generator, DC Converter
Station owner or Supplier shall immediately notify NGET.
GC.5.6 The recording (by whatever means) of instructions or communications given by

means of Control Telephony or System Telephony will be accepted by NGET
and Users as evidence of those instructions or communications.
GC.6 MISCELLANEOUS
GC.6.1 Data and Notices
GC.6.1.1 Data and notices to be submitted either to NGET or to Users under the Grid
Code (other than data which is the subject of a specific requirement of the Grid
Code as to the manner of its delivery) shall be delivered in writing either by hand
or sent by first-class pre-paid post, or by facsimile transfer or by electronic mail to
a specified address or addresses previously supplied by NGET or the User (as
the case may be) for the purposes of submitting that data or those notices.
GC.6.1.2 References in the Grid Code to “in writing” or “written” include typewriting,
printing, lithography, and other modes of reproducing words in a legible and non-
transitory form and in relation to submission of data and notices includes
electronic communications.
GC.6.1.3 Data delivered pursuant to paragraph GC.6.1.1, in the case of data being
submitted to NGET, shall be addressed to the Transmission Control Centre at
the address notified by NGET to each User prior to connection, or to such other
Department within NGET or address, as NGET may notify each User from time to
time, and in the case of notices to be submitted to Users, shall be addressed to
the chief executive of the addressee (or such other person as may be notified by
the User in writing to NGET from time to time) at its address(es) notified by each
User to NGET in writing from time to time for the submission of data and service
of notices under the Grid Code (or failing which to the registered or principal
office of the addressee).
GC.6.1.4 All data items, where applicable, will be referenced to nominal voltage and
Frequency unless otherwise stated.
GC.7 OWNERSHIP OF PLANT AND/OR APPARATUS
References in the Grid Code to Plant and/or Apparatus of a User include Plant
and/or Apparatus used by a User under any agreement with a third party.
GC.8 SYSTEM CONTROL
Where a User's System (or part thereof) is, by agreement, under the control of
NGET, then for the purposes of communication and co-ordination in operational
timescales NGET can (for those purposes only) treat that User's System (or part
thereof) as part of the National Electricity Transmission System, but, as
between NGET and Users, it shall remain to be treated as the User's System (or
part thereof).
GC.9 EMERGENCY SITUATIONS
Users should note that the provisions of the Grid Code may be suspended, in
whole or in part, during a Security Period, as more particularly provided in the
Fuel Security Code, or pursuant to any directions given and/or orders made by
the Secretary of State under section 96 of the Act or under the Energy Act 1976.
GC.10 MATTERS TO BE AGREED
Save where expressly stated in the Grid Code to the contrary where any matter
is left to NGET and Users to agree and there is a failure so to agree the matter
shall not without the consent of both NGET and Users be referred to arbitration
pursuant to the rules of the Electricity Supply Industry Arbitration
Association.
GC.11 GOVERNANCE OF ELECTRICAL STANDARDS
GC.11.1 In relation to the Electrical Standards the following provisions shall apply.
GC.11.2 (a) If a User, or in respect of (a) or (b) to the annex, NGET, or in respect of (c)
or (d) to the annex, the Relevant Transmission Licensee, wishes to:-
(i) raise a change to an Electrical Standard;
(ii) add a new standard to the list of Electrical Standards;
(iii) delete a standard from being an Electrical Standard,
it shall activate the Electrical Standards procedure.
(b) The Electrical Standards procedure is the notification to the secretary to

the Panel of the wish to so change, add or delete an Electrical Standard.
That notification must contain details of the proposal, including an
explanation of why the proposal is being made.
GC.11.3 Ordinary Electrical Standards Procedure
(a) Unless it is identified as an urgent Electrical Standards proposal (in which

case GC.11.4 applies) or unless the notifier requests that it be tabled at the
next Panel meeting, as soon as reasonably practicable following receipt of
the notification, the Panel secretary shall forward the proposal, with a
covering paper, to Panel members.
(b) If no objections are raised within 20 Business Days of the date of the
proposal, then it shall be deemed approved pursuant to the Electrical
Standards procedure, and NGET shall make the change to the relevant
Electrical Standard or the list of Electrical Standards contained in the
Annex to this GC.11.
(c) If there is an objection (or if the notifier had requested that it be tabled at
the next Panel meeting rather than being dealt with in writing), then the
proposal will be included in the agenda for the next following Panel
meeting.

(d) If there is broad consensus at the Panel meeting in favour of the proposal,
NGET will make the change to the Electrical Standard or the list of
Electrical Standards contained in the Annex to this GC.11.
(e) If there is no such broad consensus, including where the Panel believes
that further consultation is needed, NGET will establish a Panel working
group if this was thought appropriate and in any event NGET shall
undertake a consultation of Authorised Electricity Operators liable to be
materially affected by the proposal.
(f) Following such consultation, NGET will report back to Panel members,
either in writing or at a Panel meeting. If there was broad consensus in the
consultation, then NGET will make the change to the Electrical Standard
or the list of Electrical Standards contained in the Annex to this GC.11.
(g) Where following such consultation there is no broad consensus, the matter
will be referred to the Authority who will decide whether the proposal
should be implemented and will notify NGET of its decision. If the decision
is to so implement the change, NGET will make the change to the
Electrical Standard or the list of Electrical Standards contained in the
Annex to this GC.11.
(h) In all cases where a change is made to the list of Electrical Standards,
NGET will publish and circulate a replacement page for the Annex to this
GC covering that list and reflecting the change.
GC.11.4 Urgent Electrical Standards Procedure
(a) If the notification is marked as an urgent Electrical Standards proposal,

the Panel secretary will contact Panel members in writing to see whether a
majority who are contactable agree that it is urgent and in that notification
the secretary shall propose a timetable and procedure which shall be
followed.
(b) If such members do so agree, then the secretary will initiate the procedure
accordingly, having first obtained the approval of the Authority.
(c) If such members do not so agree, or if the Authority declines to approve

the proposal being treated as an urgent one, the proposal will follow the
ordinary Electrical Standards procedure as set out in GC.11.3 above.
(d) If a proposal is implemented using the urgent Electrical Standards

procedure, NGET will contact all Panel members after it is so implemented
to check whether they wish to discuss further the implemented proposal to
see whether an additional proposal should be considered to alter the
implementation, such proposal following the ordinary Electrical Standards
procedure.

GC.12 CONFIDENTIALITY
GC.12.1 Users should note that although the Grid Code contains in certain sections
specific provisions which relate to confidentiality, the confidentiality provisions set
out in the CUSC apply generally to information and other data supplied as a
requirement of or otherwise under the Grid Code.
GC.12.2 NGET has obligations under the STC to inform Relevant Transmission
Licensees of certain data. NGET may pass on User data to a Relevant
Transmission Licensee where:
a) NGET is required to do so under a provision of Schedule 3 of the STC;

and/or
b) permitted in accordance with PC.3.4, PC.3.5 and OC2.3.2.
GC.13 RELEVANT TRANSMISSION LICENSEES
GC.13.1 It is recognised that the Relevant Transmission Licensees are not parties to the
Grid Code. Accordingly, notwithstanding that Operating Code No. 8 Appendix 1
(“OC8A”) and Appendix 2 ("OC8B"), OC7.6, OC9.4 and OC9.5 refer to obligations
which will in practice be performed by the Relevant Transmission Licensees in
accordance with relevant obligations under the STC, for the avoidance of doubt
all contractual rights and obligations arising under OC8A, OC8B, OC7.6, OC9.4
and OC9.5 shall exist between NGET and the relevant User and in relation to any
enforcement of those rights and obligations OC8A, OC8B, OC7.6, OC9.4 and
OC9.5 shall be so read and construed. The Relevant Transmission Licensees
shall enjoy no enforceable rights under OC8A, OC8B, OC7.6, OC9.4 and OC9.5
nor shall they be liable (other than pursuant to the STC) for failing to discharge
any obligations under OC8A, OC8B, OC7.6, OC9.4 and OC9.5.
GC.13.2 For the avoidance of doubt nothing in this Grid Code confers on any Relevant
Transmission Licensee any rights, powers or benefits for the purpose of the
Contracts (Rights of Third Parties) Act 1999.
GC.14 BETTA TRANSITION ISSUES
GC.14.1 The provisions of the Appendix to the General Conditions apply in relation to
issues arising out of the transition associated with the designation of amendments
to the Grid Code by the Secretary of State in accordance with the provisions of
the Energy Act 2004 for the purposes of Condition C14 of NGET’s
Transmission Licence.
GC.15 Embedded Exemptable Large and Medium Power Stations
GC.15.1 This GC.15.1 shall have an effect until and including 31st March 2007.
(i) CC.6.3.2, CC.6.3.7, CC.8.1 and BC3.5.1; and
(ii) Planning Code obligations and other Connection Conditions;

shall apply to a User who owns or operates an Embedded Exemptable Large
Power Station, or a Network Operator in respect of an Embedded Exemptable
Medium Power Station, except where and to the extent that, in respect of that
Embedded Exemptable Large Power Station or Embedded Exemptable
Medium Power Station, NGET agrees or where the relevant User and NGET fail
to agree, where and to the extent that the Authority consents.

Annex to the General Conditions
The Electrical Standards are as follows:-
(a) Electrical Standards applicable in England and Wales
The Relevant Electrical Standards Document

Issue 1.0 09-Jan-2006
Control Telephony Electrical Standard
Issue 1.0 17-Sept-2007
(b) The following specifications for electronic data communications facilities

with reference to EDT and EDL facilities.
EDT Interface Specification Issue 4
EDT Submitter Guidance Note Dec-01
EDL Message Interface Specifications Issue 4
EDL Interface Specification Guidance Note Oct-01
EDL Instruction Interface Valid Reason Codes Issue 2
(c) Scottish Electrical Standards for SPT's Transmission System.
SPTTS 1 Requirements for the SP Transmission System Issue 1

and Connection Points to it.
SPTTS 2.1 Substations Issue 1
SPTTS 2.2 Switchgear Issue 1
SPTTS 2.3 Transformers and Reactors Issue 1
SPTTS 2.5 Cables Issue 1
SPTTS 2.6 Protection Issue 1
SPTTS 2.7 Substation Control Systems Issue 1
SPTTS 2.12 Substation Auxiliary Supplies Issue 1

(d) Scottish Electrical Standards for SHETL's Transmission System.
1. NGTS 1: Rating and General Requirements for Plant,

Equipment, Apparatus and Services for the National
Grid System and Direct Connection to it. Issue 3 March
1999.
2. NGTS 2.1: Substations
Issue 2 May 1995
3. NGTS 3.1.1: Substation Interlocking Schemes.
Issue 1 October 1993.
4. NGTS 3.2.1: Circuit Breakers and Switches.
Issue 1 September 1992.
5. NGTS 3.2.2: Disconnectors and Earthing Switches.
Issue 1 March 1994.
6. NGTS 3.2.3: Metal-Oxide surge arresters for use on 132, 275 and
400kV systems.
Issue 2 May 1994.
7. NGTS 3.2.4: Current Transformers for protection and General use on
the 132, 275 and 400kV systems.
8. NGTS 3.2.5: Voltage Transformers for use on the 132, 275 and 400
kV systems.
Issue 2 March 1994.
9. NGTS 3.2.6: Current and Voltage Measurement Transformers for
Settlement Metering of 33, 66, 132, 275 and 400kV
systems.
10. NGTS 3.2.7: Bushings for the Grid Systems.
11. NGTS 3.2.9: Post Insulators for Substations.
Issue 1 May 1996.
12. NGTS 2.6: Protection
Issue 2 June 1994.
13. NGTS 3.11.1: Capacitors and Capacitor Banks.
Issued 1 March 1993.
Issue 4 GC - 10 24 June 2009

Appendix to the General Conditions
GC.A1 Introduction
GC.A1.1 This Appendix to the General Conditions deals with issues arising out of the
transition associated with the designation of amendments to the Grid Code by
the Secretary of State in accordance with the provisions of the Energy Act 2004
for the purposes of Condition C14 of NGET’s Transmission Licence. For the
purposes of this Appendix to the General Conditions, the version of the Grid
Code as amended by the changes designated by the Secretary of State and as
further amended from time to time shall be referred to as the “GB Grid Code”.
GC.A1.2 The provisions of this Appendix to the General Conditions shall only apply to
Users (as defined in GC.A1.4) and NGET after Go-Live for so long as is
necessary for the transition requirements referred to in GC.A1.1 and cut-over
requirements (as further detailed in GC.A3.1) to be undertaken.
GC.A1.3 In this Appendix to the General Conditions:
(a) Existing E&W Users and E&W Applicants are referred to as “E&W
Users”;
(b) Users who as at 1 January 2005 have entered into an agreement or have
accepted an offer for connection to and/or use of the Transmission
System of NGET are referred to as “Existing E&W Users”;
(c) Users (or prospective Users) other than Existing E&W Users who apply
during the Transition Period for connection to and/or use of the
Transmission System of NGET are referred to as “E&W Applicants”;
(d) Existing Scottish Users and Scottish Applicants are referred to as

“Scottish Users”;
(e) Users who as at 1 January 2005 have entered into an agreement or have
accepted an offer for connection to and/or use of the Transmission
System of either Relevant Transmission Licensee are referred to as
“Existing Scottish Users”;
(f) Users (or prospective Users) other than Existing Scottish Users who
apply during the Transition Period for connection to and/or use of the
Transmission System of either Relevant Transmission Licensee are
referred to as “Scottish Applicants”;
(g) the term “Transition Period” means the period from Go-Active to Go-Live
(unless it is provided to be different in relation to a particular provision),
and is the period with which this Appendix to the General Conditions
deals;
(h) the term “Interim GB SYS” means the document of that name referred to
in Condition C11 of NGET’s Transmission Licence;
(i) the term “Go-Active” means the date on which the amendments
designated by the Secretary of State to the Grid Code in accordance with
the Energy Act 2004 come into effect; and
Issue 4 GC - 11 24 June 2009

(j) the term “Go-Live” means the date which the Secretary of State indicates
in a direction shall be the BETTA go-live date.
GC.A1.4 The provisions of GC.2.1 shall not apply in respect of this Appendix to the
General Conditions, and in this Appendix to the General Conditions the term
“Users” means:
(a) Generators;
(d) Suppliers;
(e) BM Participants; and
(f) Externally Interconnected System Operators,
(g) DC Converter Station owners
to the extent that the provisions of this Appendix to the General Conditions
affect the rights and obligations of such Users under the other provisions of the
GB Grid Code.
GC.A1.5 The GB Grid Code has been introduced with effect from Go-Active pursuant to
the relevant licence changes introduced into NGET’s Transmission Licence.
NGET is required to implement and comply, and Users to comply, with the GB
Grid Code subject as provided in this Appendix to the General Conditions,
which provides for the extent to which the GB Grid Code is to apply to NGET and
Users during the Transition Period.
GC.A1.6 This Appendix to the General Conditions comprises:
(a) this Introduction;
(b) GB Grid Code transition issues; and
(c) Cut-over issues.
GC.A1.7 Without prejudice to GC.A1.8, the failure of any User or NGET to comply with this
Appendix to the General Conditions shall not invalidate or render ineffective any
part of this Appendix to the General Conditions or actions undertaken pursuant
to this Appendix to the General Conditions.
GC.A1.8 A User or NGET shall not be in breach of any part of this Appendix to the
General Conditions to the extent that compliance with that part is beyond its
power by reason of the fact that any other User or NGET is in default of its
obligations under this Appendix to the General Conditions.
GC.A1.9 Without prejudice to any specific provision under this Appendix to the General
Conditions as to the time within which or the manner in which a User or NGET
should perform its obligations under this Appendix to the General Conditions,
where a User or NGET is required to take any step or measure under this
Issue 4 GC - 12 24 June 2009

Appendix to the General Conditions, such requirement shall be construed as
including any obligation to:
(a) take such step or measure as quickly as reasonably practicable; and
(b) do such associated or ancillary things as may be necessary to complete

such step or measure as quickly as reasonably practicable.
GC.A1.10 NGET shall use reasonable endeavours to identify any amendments it believes
are needed to the GB Grid Code in respect of the matters referred to for the
purposes of Condition C14 of NGET’s Transmission Licence and in respect of
the matters identified in GC.A1.11, and, having notified the Authority of its
consultation plans in relation to such amendments, NGET shall consult in
accordance with the instructions of the Authority concerning such proposed
amendments.
GC.A1.11 The following matters potentially require amendments to the GB Grid Code:
(a) The specific detail of the obligations needed to manage implementation in

the period up to and following (for a temporary period) Go-Live to achieve
the change to operation under the GB Grid Code (to be included in
GC.A3).
(b) Information (including data) and other requirements under the GB Grid
Code applicable to Scottish Users during the Transition Period (to be
included in GC.A2).
(c) The conclusions of Ofgem/DTI in relation to small and/or embedded

generator issues under BETTA and allocation of access rights on a GB
basis.
(d) Any arrangements required to make provision for operational liaison,

including Black Start and islanding arrangements in Scotland.
(e) Any arrangements required to make provision for cascade hydro BM

Units.
(f) Any consequential changes to the safety co-ordination arrangements

resulting from STC and STC procedure development.
(g) Any arrangements required to reflect the Electrical Standards for the
Transmission Systems of SPT and SHETL.
(h) The conclusions of Ofgem/DTI in relation to planning and operating

standards.
GC.A1.12 NGET shall notify the Authority of any amendments that NGET identifies as
needed pursuant to GC.A1.10 and shall make such amendments as the
Authority approves.
GC.A2 GB Grid Code Transition
General Provisions
Issue 4 GC - 13 24 June 2009

GC.A2.1 The provisions of the GB Grid Code shall be varied or suspended (and the
requirements of the GB Grid Code shall be deemed to be satisfied) by or in
accordance with, and for the period and to the extent set out in this GC.A2, and in
accordance with the other applicable provisions in this Appendix to the General
Conditions.
GC.A2.2 E&W Users:
In furtherance of the licence provisions referred to in GC.A1.5, E&W Users shall

comply with the GB Grid Code during the Transition Period, but shall comply
with and be subject to it subject to this Appendix to the General Conditions,
including on the basis that:
(a) during the Transition Period the Scottish Users are only complying with
the GB Grid Code in accordance with this Appendix to the General
Conditions; and
(b) during the Transition Period the GB Transmission System shall be

limited to the Transmission System of NGET, and all rights and
obligations of E&W Users in respect of the GB Transmission System
under the GB Grid Code shall only apply in respect of the Transmission
System of NGET, and all the provisions of the GB Grid Code shall be
construed accordingly.
GC.A2.3 Scottish Users:
In furtherance of the licence provisions referred to in GC.A1.5, Scottish Users

shall comply with the GB Grid Code and the GB Grid Code shall apply to or in
relation to them during the Transition Period only as provided in this Appendix to
the General Conditions.
GC.A2.4 NGET:
In furtherance of the licence provisions referred to in GC.A1.5, NGET shall

implement and comply with the GB Grid Code during the Transition Period, but
shall implement and comply with and be subject to it subject to, and taking into
account, all the provisions of this Appendix to the General Conditions, including
on the basis that:
(a) during the Transition Period NGET’s rights and obligations in relation to
E&W Users in respect of the GB Transmission System under the GB
Grid Code shall only apply in respect of the Transmission System of
NGET, and all the provisions of the GB Grid Code shall be construed
accordingly; and
(b) during the Transition Period NGET’s rights and obligations in relation to
Scottish Users in respect of the GB Transmission System under the GB
Grid Code shall only be as provided in this Appendix to the General
Conditions.
Specific Provisions
GC.A2.5 Definitions:
Issue 4 GC - 14 24 June 2009

The provisions of the GB Grid Code Glossary and Definitions shall apply to
and for the purposes of this Appendix to the General Conditions except where
provided to the contrary in this Appendix to the General Conditions.
GC.A2.6 Identification of Documents:
In the period beginning at Go-Active, Scottish Users will work with NGET to
identify and agree with NGET any documents needed to be in place in
accordance with the GB Grid Code, to apply from Go-Live or as earlier provided
for under this Appendix to the General Conditions, including (without limitation)
Site Responsibility Schedules, Gas Zone Diagrams and OC9
Desynchronised Island Procedures.
GC.A2.7 Data:
Each Scottish User must provide, or enable a Relevant Transmission

Licensee to provide, NGET, as soon as reasonably practicable upon request,
with all data which NGET needs in order to implement, with effect from Go-Live,
the GB Grid Code in relation to Scotland. This data will include, without
limitation, the data that a new User is required to submit to NGET under CC.5.2.
NGET is also entitled to receive data on Scottish Users over the Relevant
Transmission Licensees’ SCADA links to the extent that NGET needs it for use
in testing and in order to implement, with effect from Go-Live, the GB Grid Code
in relation to Scotland. After Go-Live such data shall, notwithstanding GC.A1.2,
be treated as though it had been provided to NGET under the enduring provisions
of the GB Grid Code.
GC.A2.8 Verification of Data etc:
NGET shall be entitled to request from a Scottish User (which shall comply as
soon as reasonably practicable with such a request) confirmation and verification
of any information (including data) that has been received by a Relevant
Transmission Licensee under an existing grid code and passed on to NGET in
respect of that Scottish User. After Go-Live such information (including data)
shall, notwithstanding GC.A1.2, be treated as though provided to NGET under the
enduring provisions of the GB Grid Code.
GC.A2.9 Grid Code Review Panel:
(a) The individuals whose names are notified to NGET by the Authority prior
to Go-Active as Panel members (and alternate members, if applicable)
are agreed by Users (including Scottish Users) and NGET to constitute
the Panel members and alternate members of the Grid Code Review
Panel as at the first meeting of the Grid Code Review Panel after Go-
Active as if they had been appointed as Panel members (and alternate
members) pursuant to the relevant provisions of the Constitution and Rules
of the Grid Code Review Panel incorporating amendments equivalent to
the amendments to GC.4.2 and GC.4.3 designated by the Secretary of
State in accordance with the provisions of the Energy Act 2004 for the
purposes of Condition C14 of NGET’s Transmission Licence.
(b) The provisions of GC.4 of the GB Grid Code shall apply to, and in respect
of, Scottish Users from Go-Active.
Issue 4 GC - 15 24 June 2009

GC.A2.10 Interim GB SYS:
Where requirements are stated in, or in relation to, the GB Grid Code with
reference to the Seven Year Statement, they shall be read and construed as
necessary as being with reference to the Interim GB SYS.
GC.A2.11 General Conditions:
The provisions of GC.4, GC.12 and GC.13.2 of the GB Grid Code shall apply to
and be complied with by Scottish Users in respect of this Appendix to the
General Conditions.
GC.A2.12 OC2 Data
(a) The following provisions of the GB Grid Code shall apply to and be
complied with by Scottish Users with effect from the relevant date
indicated below:
(i) OC2.4.1.2.3 (a) from 19 January 2005 in respect of 2 to 52 week

submissions,
(ii) OC2.4.1.2.4 (c) from 25 February 2005 in respect of 2 to 49 day

submissions,
(iii) OC2.4.1.2.4 (b) from 22 March 2005 in respect of 2 to 14 day

submissions,
The data to be submitted in respect of OC2.4.1.2.3 (a) and OC2.4.1.2.4 (b) and
(c) need only be in respect of dates on or after 1 April 2005.
GC.A3 Cut-over
GC.A3.1 It is anticipated that it will be appropriate for arrangements to be put in place for
final transition to BETTA in the period up to and following (for a temporary period)
Go-Live, for the purposes of:
(a) managing the transition from operations under the Grid Code as in force
immediately prior to Go-Active to operations under the GB Grid Code and
the BSC as in force on and after Go-Active;
(b) managing the transition from operations under the existing grid code
applicable to Scottish Users as in force immediately prior to Go-Active to
operations under the GB Grid Code as in force on and after Go-Active;
(c) managing the transition of certain data from operations under the existing
grid code applicable to Scottish Users before and after Go-Active; and
(d) managing GB Grid Code systems, processes and procedures so that

they operate effectively at and from Go-Live.
GC.A3.2
(a) The provisions of BC1 (excluding BC1.5.1, BC1.5.2 and BC1.5.3) shall
apply to and be complied with by Scottish Users and by NGET in respect
Issue 4 GC - 16 24 June 2009

of such Scottish Users with effect from 11:00 hours on the day prior to
Go-Live
(b) Notwithstanding (a) above, Scottish Users may submit data for Go-Live 3 days
in advance of Go-Live on the basis set out in the Data Validation,
Consistency and Defaulting Rules which shall apply to Scottish Users and
NGET in respect of such Scottish Users on that basis and for such purpose.
(c) The Operational Day for the purposes of any submissions by Scottish Users
prior to Go-Live under a) and b) above for the day of Go-Live shall be 00:00
hours on Go Live to 05:00 hours on the following day.
(d) The provisions of BC2 shall apply to and be complied with by Scottish Users
and by NGET in respect of such Scottish Users with effect from 23:00 hours on
the day prior to Go-Live.
(e) The provisions of OC7.4.8 shall apply to and be complied with by Scottish
Users and by NGET in respect of such Scottish Users with effect from 11:00
hours on the day prior to Go-Live.
(f) In order to facilitate cut-over, Scottish Users acknowledge and agree that
NGET will exchange data submitted by such Scottish Users under BC1 prior to
Go-Live with the Scottish system operators to the extent necessary to enable
the cut-over.
(g) Except in the case of Reactive Power, Scottish Users should only provide
Ancillary Services from Go-Live where they have been instructed to do so by
NGET. In the case of Reactive Power, at Go-Live a Scottish Users Mvar
output will be deemed to be the level instructed by NGET under BC2, following
this Scottish Users should operate in accordance with BC2.A.2.6 on the basis
that Mvar output will be allowed to vary with system conditions.
< End of GC >
Issue 4 GC - 17 24 June 2009

REVISIONS
(This section does not form part of the Grid Code)
NGET’s Transmission Licence sets out the way in which changes to the Grid Code are to
be made and reference is also made to NGET's obligations under the General Conditions.
All pages re-issued have the revision number and date of the revision on the lower right
hand corner of the page. The changes to the text since the previous page issue are
indicated by a vertical line to the right hand side of the text. Where repagination or
repositioning of the text on other pages has been found necessary but the text itself has
remained unchanged the re-issued pages have only the revision number and date of the
revision included.
The Grid Code was introduced in March 1990 and this first issue was revised 31 times. In
March 2001 the New Electricity Trading Arrangements were introduced and Issue 2 of the
Grid Code was introduced which was revised 16 times. At British Electricity Trading and
Transmission Arrangements (BETTA) Go-Active Issue 3 of the Grid Code was introduced
and subsequently revised 35 times. At Offshore Go-active Issue 4 of the Grid Code was
introduced.
The following 'index to revisions' provides a checklist to the pages and sections of the Grid
Code changed by each revision to Issue 4 of the Grid Code.
All inquiries in relation to revisions to the Grid Code, including revisions to Issues 1 2 and
3, should be addressed to the Grid Code development team at the address given at the
front of the Grid Code.
Issue 4 R-1
Revision 1 Effective Date:
CODE PAGE CLAUSE
Issue 4 R-2

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THE GRID CODE

Issue 4 CVSR - 1 24 June 2009

NATIONAL GRID ELECTRICITY TRANSMISSION plc

REGISTERED OFFICE: 1-3 Strand

Issue 4 CVSR - 2 24 June 2009

(PREFACE which does not form (PF))

GLOSSARY AND DEFINITIONS (GD)

PLANNING CODE (PC)

CONNECTION CONDITIONS (CC)

OPERATING CODES (OC)

OC1 Demand Forecasts

BALANCING CODES (BC)

BC1 Pre Gate Closure Process

DATA REGISTRATION CODE (DRC)

GENERAL CONDITIONS (GC)

(REVISIONS which does not form ( R ))

Issue 4 C-1 24 June 2009

3. The Grid Code is divided into the following sections:-

Issue 4 PF - 1 24 June 2009

Issue 4 PF - 2 24 June 2009

Affiliate In relation to any person, any holding company or subsidiary of such

Issue 4 GD - 1 24 June 2009

Issue 4 GD - 2 24 June 2009

Back-Up Protection Protection equipment or system which is intended to operate when a

Balancing Mechanism Has the meaning set out in the BSC.

Balancing Mechanism Has the meaning set out in the BSC.

Balancing Principles A statement prepared by NGET in accordance with Condition C16 of

Bid-Offer Acceptance a) A communication issued by NGET in accordance with BC2.7; or

b) an Emergency Instruction to the extent provided for in BC2.9.2.3.

Bid-Offer Data Has the meaning set out in the BSC.

Bilateral Agreement Has the meaning set out in the CUSC

Issue 4 GD - 3 24 June 2009

BSCCo Has the meaning set out in the BSC.

Issue 4 GD - 4 24 June 2009

Cancellation of The notification given to Users when a National Electricity Transmission

Caution Notice A notice conveying a warning against interference.

Category 1 A System to Generator Operational Intertripping Scheme arising from a

Issue 4 GD - 5 24 June 2009

Category 3 A System to Generator Operational Intertripping Scheme which, where

Category 4 A System to Generator Operational Intertripping Scheme installed to

CENELEC European Committee for Electrotechnical Standardisation.

Cluster 1. Before Telemetry

Issue 4 GD - 6 24 June 2009

Combined Cycle Gas A Generating Unit within a CCGT Module.

Issue 4 GD - 7 24 June 2009

Connection Entry Has the meaning set out in the CUSC

Construction Has the meaning set out in the CUSC

Issue 4 GD - 8 24 June 2009

Control Point The point from which:-

a) A Non-Embedded Customer's Plant and Apparatus is controlled; or

b) A BM Unit at a Large Power Station or at a Medium Power Station

(i) 50MW or more in NGET’s Transmission Area; or

is physically controlled by a BM Participant; or

c) In the case of any other BM Unit or Generating Unit, data submission

Issue 4 GD - 9 24 June 2009

CUSC Has the meaning set out in NGET’s Transmission Licence

CUSC Contract One or more of the following agreements as envisaged in Standard

Customer A person to whom electrical power is provided (whether or not he is the

Customer Demand Reducing the supply of electricity to a Customer or disconnecting a

DC Converter Any Onshore DC Converter or Offshore DC Converter.