OSIWA - Situation Room Guide
OSIWA - Situation Room Guide
OSIWA - Situation Room Guide
O P E N S O C I E T Y I N I T I AT I V E F O R W E S T A F R I C A
M A K I N G E L E C T I O N S C O U N T:
A GUIDE TO SETTING UP A CIVIL SOCIETY E L E C T I O N S I T U AT I O N R O O M
Advocacy Office
Written by Udo Jude Ilo and Edited by Bronwen Manby and Chidi Odinkalu
O S I WA
April 2012
O P E N S O C I E T Y I N I T I AT I V E F O R W E S T A F R I C A
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Making Elections Count: A Guide to Setting up a Civil Society / Election Situation Room
O P E N S O C I E T Y I N I T I AT I V E F O R W E S T A F R I C A
Making Elections Count: A Guide to Setting up a Civil Society / Election Situation Room
O P E N S O C I E T Y I N I T I AT I V E F O R W E S T A F R I C A
Introduction:
This Guide is published by OSIWA to share the lessons from efforts to create a new model for civil society engagement with elections in the West Africa region. The election situation room, named by analogy with a wartime situation room established to ensure coordination between all the armed forces and civilian authorities conducting a war, aims to ensure that civil society efforts to ensure free and fair elections are coordinated and as effective as possible. In fragile or emerging democracies, elections are triggers for, or are in themselves emergencies. Civil society is well placed to diagnose, anticipate, prepare for and seek to ensure effective action to prevent or limit major fraud, or events capable of triggering a descent into violence. But too often, civil society groups involved in monitoring elections find themselves behind the events, limited to reporting on breaches of election rules after the fact, uncoordinated in the event of a crisis, or in the worst cases fighting over resources. The Situation Room model, piloted with some success in three highly contentious elections in Nigeria, Liberia and Senegal, aims to bring civil society groups together for the period of the election, sharing information and resources, anticipating problems, and responding rapidly when they occur. The role of civil society in ensuring the success of election is partly shaped by the environment in which they are operating and by the traditional nature of their intervention, which is usually observation and reporting after the fact. Traditional election observation has contributed to the improved quality of election by providing opportunity for peer review and learning; putting the election process under the spotlight, thereby reducing the chances of impunity; and providing evidence-based documentation of elections. However, these modes of intervention have limitations. Election observation documents events in the election and presents a report at the end of the elections with recommendations on how to improve the electoral process. It is not designed to react to real time challenges of the election process. The Situation Room model, by contrast, provides a platform for rapid response; it is designed to ensure that beyond observation, civil society is able to play a greater role in crisis management, early warning and constructive engagement of the process to ensure a credible election.
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Nigeria
The Situation Room model was implemented in Nigeria, with the support - of OSIWA, leveraging its ability as a funder to bring together many civil society groups under one umbrella. A broad coalition of civil society groups collaborated during the April 2011 general elections (legislative and presidential, national and state-level), hosted by the Policy and Legal Advocacy Centre (PLAC), to provide a more effective response to the threat of fraud and violence. The Nigerian election was a critical one. The 2007 general elections had been adjudged as Nigerias worst, dealing nearly irreparable damage to the credibility of Nigerias electoral process. The appointment of new head of the Independent National Election Commission, however, gave hope that the 2011 vote could be cleaner. There was a sense that this was the last chance for Nigeria to show it could mount a clean election. Nigeria has a sophisticated civil society community peopled by the best brains and seasoned activists. However, these enormous resources were being
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The positive impact of the Situation Room in Nigeria was recognised by a broad spectrum of policy makers and the international community. During the course of elections, the Situation Room had periodic meetings with the Independent National Electoral Commission (INEC) to be briefed on activities of INEC and to offer recommendations to the election management body. This relationship was premised on the quality of work the Situation Room was able to do which INEC leadership found invaluable. The international press quoted and reported the activities of the Situation Room, and statements from other governments, including the United States, made use of the information from the Situation Room. The coalition of groups that ran the project have received correspondence from government officials within and outside Nigeria commending the work of the Situation Room and emphasising their reliance on its information.
Liberia
The success of the Nigeria experience informed the establishment of the Situation Room during the Liberian general election later in 2011, dubbed the Election Coordinating Committee (ECC). The legislative and presidential elections were the first to be conducted by National Electoral Commission (NEC) since the end of the civil war. They were a defining moment for the process of democratisation in the country. The ECC was composed of two pro-democracy and peace building coalitions: the Civil Society Organisations National Committee for Election Monitors (CSO-NEC) and the National Coalition for
Election Monitors (NACEM). It was formed to promote coordination amongst civil society groups working on the elections. It represented a broad coalition of civil society groups working around Liberia. The coordinating committee was made up of veteran activists who brought to the table a deep understanding of the Liberian political landscape and access to government and other stakeholders. The ECC had observers from its member organisations in over 90percent of the polling stations around the country, and established productive relationships with other groups, in order to supplement information from the field and boost the authenticity of its information. It provided periodic analysis, early warning and rapid response to emergencies. In the crisis that followed the presidential elections, the ECC was instrumental in rallying elder statesmen, international organisations and the diplomatic community to provide a space for dialogue. It was constantly updating the public on its perceptions about the elections, which helped in providing a clearer picture of events that differed from the politically tainted assessments coming from political parties. It provided a credible platform for civil society to play a stabilizing role in what was arguably one of the most disturbing political moments since the end of the civil war. The immediate nature of the ECC response was invaluable.
Senegal
In February 2012, OSIWA supported a project to establish a Situation Room for the Senegalese presidential elections. The Situation Room was an observatory for pre-election, election and post-election events with special focus on electoral violence. The
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specific objectives of the Situation Room were to collect relevant information and to be able to alert appropriate authorities to respond rapidly as needed. The Situation Room was set up in collaboration with the Rseau des Observateurs Citoyens (RESOCIT), bringing together the Collectif des Organisations de la Socit Civile pour les Elections (COSCE) and the Gore Institute. COSCE was the main coordinator of national election observation, with a total of 1500 observers funded by USAID (1000), OSIWA (500), and 50 journalists (received support from USAID),while the Gore Institute also had 50 observers funded by European Union and 140 violence monitors funded jointly by OSIWA and IFES. Some 220 monitors of political/electoral corruption were also part of the Situation Room. The strategic leadership was composed of a small group of politically non-partisan personalities from Senegalese civil society organizations, who understood the electoral process and had the strong and credible voices needed to engage high-level government authorities in the electoral process. Their role consisted in analyzing the information gathered from the ground and trying to mobilize appropriate responses from relevant state authorities, the electoral management body, political leaders, and others. Both the election management body and the President-elect, MackySall, visited the Situation Room and commended the work of the group.
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What is an Election Situation Room? 1. Il is a coordination platforme for civil society groups working on a particular election. 2. It combines election observation with real time analysis and engagement. 3 Il has a rapid response mechanism for emergencies.
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outcome can be expensive in the lives of citizens and the safety and security of those caught up in post-election violence. Preventing the problems that provoke violence through proactive and real time engagement saves society from the cost of violence and the reactive responses, which in emerging democracies can often do little to improve the situation. 6. Constructive engagement of other actors: The Situation Room aims to be a credible platform for engagement of the election management body, government, media, general public and other stakeholders on the elections. Given its structure and resources, it brings to the table an appreciable capital based on the credibility of its members. Its diverse composition enables a balanced approach that ensures objectivity.
Coordination mechanism could also be the main platform for analysis. The Committee maybe capable of breaking into smaller thematic groups for more nimble burden-sharing. In some instances the Committee can also invite other experts to help enrich its deliberation processes. 2. Secretariat: The Situation Room will need a temporary secretariat. For practical reasons, a secretariat may be hosted by one of the coordinating groups. The work of the secretariat is to provide the necessary administrative support to the Situation Room. It is advisable that staff are hired for such specific roles. However in circumstances where this is not possible, participating groups can agree on a formula for seconding their existing staff to perform such functions. The primary factor here is that such staff must be dedicated to the Situation Room operations full-time. 3. Access to election information: Information from the field is the main foundation of the activities of the Situation Room. Hence, it is imperative that the Situation Room should have access to credible information from the field. Election observers need not necessarily be deployed by the election Situation Room itself, but individual member organisations should agree to provide access to their election observers to help the information gathering. The Situation Room can also work out an arrangement with non-members who have access to information from the fields.
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Its membership should be broadly composed, transcending ideological, sectarian status, gender, ethnic, racial, political and other identities. As much as possible, it should have a geographical spread enough to capture substantially the diverse interests and perceptions. The Situation Room need not be a coalition in the traditional sense, but it must include partners and contributors from a broad spectrum.
While it is important to have a broad group of civil society groups, it is equally important to ensure that partners/members are committed to ensuring the success of the election; are genuine NGOs and bring some particular value to the table. In the case of NGOs with questionable reputation or a reputation for not working well with others, such groups should be avoided. Organisations that are politically partisan should also be avoided to protect the integrity
The following groups were part of the Situation Room in Nigeria: Action Aid Nigeria, Alliance for Credible Election (ACE), Centre for Democracy and Development, Centre for Democratic Development Research and Training, African Centre for Leadership Strategy and Development (Centre LSD), CLEEN Foundation, Civil Society Legislative Advocacy Centre (CISLAC), Community Emergency Response Initiative (CERI), Community Life Project (CLP), Empowering Women for Excellence Initiative (EWEI), Enough is Enough, Forward Africa, Human Development and Care Centre, Institute for Human Rights and Humanitarian Law, JDPC/Caritas Nigeria, Next Generation Youth Initiative, Niger Delta Budget Monitoring Group, Open Society Initiative for West Africa (OSIWA), Transition Monitoring Group (TMG), Women Environment Programme, Womens Right to Education Program (WREP) and the Policy and Legal Advocacy Centre (PLAC),chosen as host organisation, because of their convening power and experience in policy and legislative advocacy.
of the Situation Room. It is necessary that political infiltration be prevented. It is important to target groups with expertise, integrity and skills.
Example 2: In identifying partners and members of the Situation Room during the 2011 elections in Nigeria, effort was made to ensure that membership had a geographical spread and was limited to organisationsthat had a credible record and expertise in particular areas. Such expertise complemented the work of the Situation Room. They were organisations focused on human rights, womens rights, anti-corruption, new media, faith-based projects; policy advocacy, and grassroots activism. Each brought a particular perspective to the work of the Situation Room..
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Example 3: Example 4: In Nigeria, the Situation Room was having meetings with the election management body on the eve of each stage of the election to review the level of preparedness and to get civil society perspectives on the election. This provided an opportunity for very frank exchanges. Members of the technical team of the election management body were sometimes part of the Situation Room deliberations helping to clarify points or bringing necessary information to help the analysis of the Situation Room. Criticisms of the elections were made firmly, but constructively. In Liberia during the 2011 general election, the Congress for Democratic Change (CDC) refused to accept the result of the elections and there was fear of a breakdown of law and order. The leadership of the party was not very receptive of civil society engagement. The Situation Room reached out to elder statesmen, ECOWAS representatives and other members of the international community, to urge the leadership of the party to reconsider their stand.
6. Build relationships with political parties, and 7. Put effort into a communications strategy: other institutions or individuals with the capaThe Situation Room should have the capacity to reach city to influence the process:
For the Situation Room to be successful, it needs to have the capacity to trigger a policy shift from officials or political actors. There could be instances where government or election management body may not be receptive in spite of the efforts from the Situation Room to reach out, or where the efforts of the election management body are being ignored by the politicians. In this kind of situation, the Situation Room can use interlocutors, such as respected retired politicians, faith leaders, or other leading figures to reach those who are blocking efforts to resolve a crisis. Alternatively, efforts can be made to reach out directly to individuals within political parties with the authority to influence party responses to problems with an election. In other circumstances, international observer missions or important development partners can be urged to put pressure on politicians or officials to change their attitude.
a good percentage of the general public and a strategy for doing so. A communication strategy should identify partners in the media, and should involve the media in the planning phase of the Situation Room to help them understand exactly what the Situation Room is all about and also to create interest in its activities. Whilst engaging the mainstream media, it is also necessary to have a clear plan on how to use the online media to push out and receive information. Web portals, blogs, twitter and other social networks should be included in such plan. It is not just about creating such accounts, but also making arrangements on how information will be fed to them, as it is received by the Situation Room and for creating rapid approval process to ensure that the information sent out is verified, and not just rumour.
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Example 5: During the supplementary gubernatorial election in Imo State Nigeria, held after the general elections were over, the Situation Room released its initial statement condemning the conduct of the elections in certain areas. Staff of the EMB and security agencies then came forward discreetly with information on what was going wrong and urged the Situation Room to go public with it. Such information helped the Situation Room to properly understand context and challenges faced at the election administration level and to properly plan interventions.
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Providing analysis
3 Analysis of elections and events around the election
must be evidence-based: it is one thing to receive raw information, and another to analyse and put such information to good use. Situation and information analysis is fundamental to the work of the Situation Room. It is on the basis of such analysis that the Situation Room will identify the issues, decide its recommendations, identify what steps to take, who to engage and what other options are available to it. Hence, it is necessary that analyses are objective, based on verifiable evidence and accommodate a broad spectrum of ideas and views. Positions have to be vigorously debated. Where necessary, the Situation Room can invite non-members who can share ideas on specific issues.
Example 6: During the 2011 elections in Liberia, the Situation Room in Liberia worked with colleagues from Nigeria who shared experiences on how their Situation Room operated and also contributed some comparative data to the situation analysis and response. In particular, colleagues from Nigeria provided comparative information that was used in designing the rapid response framework of the Liberia Situation Room.
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arrangements. These gaps can mar the electoral process. It is important for the Situation Room to monitor this closely and to flag gaps wherever they exist. Getting information about the logistic arrangement is not always easy though; you may have to make extra effort to get concrete information.
Example 7: In Nigeria, inadequate logistical preparation led to the postponement by one week of the legislative elections, which were already underway. That event negatively impacted the image of INEC and the faith of the people in the electoral process. The postponement came as a surprise to Situation Room members. Yet if they had followed INECs preparations closely rather than taking the Commissions reassurances at face value, the Situation Room itself might have been calling for a postponement. Having caught up, however, the Situation Room rapidly consulted with INEC as events unfolded, and verified that the reasons for the postponement were valid. It issued an immediate statement to reassure the public, while also holding INEC to account for better management in future. Below are some excerpts from that statement: The Situation Room would like to draw the attention of all stakeholders to the potential problem this state of affairs has created. Firstly, the fact that in many states of the federation, sensitive materials are in the field; secondly, there are reports that in certain states of the federation that voting actually commenced before INEC announced the postponement. This clearly raises the possibility of electoral fraud through the printing of fake materials now that this material has been viewed by those with ulterior motives with respect to the election. This can create conditions that will negate the hope for free, fair and credible elections. Given what has now happened, it is important that, during the course of today, INEC briefs Nigerians on its plans to secure this sensitive voting material and ensure none of it falls into the wrong hands. Nigerian also need to be reassured that the materials already used can be replaced in time for Mondays voting.
(b) Collation Process: Voting in polling stations during elections is usually uneventful. The major challenge comes in the counting and collation of results. A lot can go wrong. When figures are invented or altered, it destroys the credibility of the whole election. The collation process was contentious both in Nigerian and Liberian elections. In Nigeria, the Situation Room saw collation as the weakest link in the election process. It is important for the Situation Room to be able to closely follow the collation of results at every stage of the process thus through the night in most cases and to flag irregularities. Collation of results is a very sensitive aspect of the election process and must be given every possible attention. (c) Electoral violence: The Situation Room should estimate the chance of election-related violence and should have a contingency plan for how to react to it. The Situation Room should be able to predict possible flash-points during the election, have a framework for documenting violence and mechanism for rapid response targeted at both the general public and government especially the security forces. (d) Runoffs: Most run-off elections are contentious and sensitive. It is important for the Situation Room to plan adequately for a second-round scenario and deploy adequate resources to meet likely developments. In Liberia and Senegal, the Presidential elections went into a run-off and in
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Liberia in particular, the Situation Room played an active role in handling the crisis that arose out of a boycott by the main opposition party.
Providing timely and reliable information to the media 1 Information dissemination: Situation Room analysis
andmedia releases have to be widely distributed to broad range of audiences. You want the information to reach both policy makers and the general public. While you may want policy-makers to take a particular decision, you also want the general public to have a proper understanding of the issue, so that they can also put pressure on government. In some instances your advocacy may just be targeted at the public to help clear up some misconceptions. In this era of information technology, the Situation Room must make good use of the web. It is important that the Situation Room have anup-to-date website, twitter account, blog and broad mailing list, to ensure adequate distribution of information. The blog allows for feedback and in some instances helps to capture additional information from the public.
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2 Dont make bad situations worse: Be sensitive! You regarding the kind of information that can beshared.
can make your point without inflaming the situation. The easiest way to achieve this is to focus on solutions and not the problem. Statements can and shouldbe framed in polite, sensitive and clear language
Example 9: In reporting about political violence that killed five people a sensitive statement might read: We note, with regret,the death of five voters in xyz district. We call on the police to urgently investigate this matter and also to ensure that there is no repeat of such violence. We condemn the response of the police... An insensitive statement could read Five law-abiding people have been gruesomely hacked down in what can only be described as a barbaric, senseless political killing. The police have again showed gross incompetence... The latter statement may forever destroy your ability to work with the police or inflame the situation even further.
In instances where whistleblowers in a sensitive position are providing information to the Situation Room, it is very important to protect their identity -not just to protecttheir safety but also to ensure a steady stream of reliable information.
Safety first
Safety First: Every necessary step must be taken to ensure that individuals are not put in harms way. Security must be factored into a Situation Room engagement plan. Such a plan should identify possible security risks and take steps to address them. Where necessary and helpful, the Situation Room may have to work with the police. In determining a location for the Situation Room, it is important to consider security challenges. A Situation Room should be located in a safe and stable neighbourhood. Election-related engagement comes with some level of risk. If your life is in danger you need to walk away. You can always pick up the fight from another place. Do not play thehero or mindlessly court danger!It could endanger others, as well as yourself.
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Chapter 5: Post-Election
1 Reporting: At the end of the election, it is important
to prepare a report which takes a holistic look at the election process with clear recommendations on how to improve the system. This report will naturally draw from the various press releases and statements of the Situation Room. However, it has to be more comprehensive than that. It will also state clearly how the Situation Room wishes to help resolvesome of the identified challenges in the system. Situation Room alive beyond elections. Some of the issues that can be engaged using the Situation Room platform include: - Legislative Processes on key issues affecting good governance: Engaging the legislative process in between elections requires collaboration and information-sharing amongst civil society groups. The Situation Room model provides a good platform for such an engagement. It will provide opportunities for proper information-gathering, unified voice for civil society and a proper forum for analysis of the legislative process, key issues and recommendations needed to ensure good governance. - Anti-corruption campaign: Corruption is a major challenge to development in emerging democracies. Most times governments are reluctant to do the right thing and government officials areoften the promoters of corruption. Engaging such a system will require evidence-based advocacy, coordination and information-sharing amongst civil society groups. - Budgeting processes: A lot goes wrong during the budgeting processes in developing countries. Priorities are mixed up and resources are channelled to questionable projects. Project cost estimates are bloated. Civil society groups working in this area are confronted with the challenge of tracking the budget process and collating information related to the
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budget for evidence-based engagement and critique. A Situation Room engagement model provides ausefulplatform for information-gathering and sharing, and also a credible analytical platform for identifying alternatives and challenges. Elections do not have much meaning unlesstheylead to good governance and development. Thats whythe vigilance and engagement of the Election Situation Room needs to go beyond the election process. The Situation Room can be used, for example, to ensureimplementation of government policies and laws,such as the Freedom of Information Law. The platform should be usedtoensurethat governance is targeted at improving the lot of the people and, by extension, consolidating democracy.
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OSIWA Dakar
Stle Mermoz Rue El Hadj Ibrahima Niasse MZ 83 X MZ 100 B.P. 008 Dakar-Fann, Senegal Phone: +221 33 869 10 24 Fax: +221 33 824 09 42 Email: [email protected]
OSIWA Abuja
No. 32/Plot 1266, Amazon Street, Off Alvan Ikoku Way Ministers Hill, Maitama-Abuja, Nigeria Phone: +234 9 8748345 /+ 234 9 8748346 Fax: + 234 9 4136649 Email: [email protected]
OSIWA Monrovia
Former Star Radio Building, Old CID Road Mamba Point, Monrovia, Liberia Phone: + 231681 3108 Email: [email protected]
OSIWA Freetown
31 Murray Town Road Murray Town-Freetown Phone: + 232 22 234 257 Freetown, Sierra Leone Email: [email protected]
OSIWA Conakry
Camayenne face de PMU & NESTLE, 3eme Etage Immeuble BAH Tres Pres Tel: +224 68 99 03 35