State of The Art PWM Techniques A Critical Evaluation
State of The Art PWM Techniques A Critical Evaluation
State of The Art PWM Techniques A Critical Evaluation
2, MARCHIAPRIL 1988
27 1
.: C I
I. INTRODUCTION
-I
-2
A . General N power electronics, pulsewidth modulation (PWM) is an operation performed on "raw" voltage and current waveforms to shape their spectra in a way beneficial to the application under consideration. Spectra shaping typically means the creation of a "dead band" between wanted and unwanted spectral components. For a given switching frequency it is desirable that the dead band be as wide as possible. To illustrate this point, Figs. l(a), l(b), l(d), and l(e) show a typical inverter line-to-line output voltage waveform and its respective spectra before and after it has been pulsewidth modulated (PWMed). Figs. l(c) and l(f) show the resulting line current waveforms obtained with a load PF = 0.8 lagging. In particular, Fig. l(f) shows that PWM allows static inverters to generate close to ideal output waveforms while providing variable-voltage and variable-frequency operation. Further investigation of the results shown in Fig. 1 also reveals that PWM has several disadvantages, which include
.5
E -.5
ut
(e)
2 -
-1
ut
i) attenuation of the wanted fundamental component of the PWMed waveform, in this case from 1.1-0.866 pu; ii) drastically increased switching frequencies (in this case from 1 pu to 21 pu)-this means greater stresses on associated switching devices and therefore derating of those devices:
Paper IPCSD 87-29, approved by the Static Power Converter Committee of the IEEE Industry Applications Society for presentation at the 1986 Power Electronics Specialists Conference, Vancouver, BC, Canada, June 23-27. Manuscript released for publication June IO, 1987. The authors are with Concordia University, 1455 de Maisonnueve Boulevard West, Montreal, PQ, Canada H35 1M8. IEEE Log Number 8717547.
Fig. 1. Inverter voltage and current waveforms with six-step and sinusoidal PWM (SPWM) operation. (a) Square-wave output line-to-line voltage. (b) Line-to-line voltage spectrum (square wave). (c) Output line current (square wave). (d) SPWM output line-to-line voltage. (e) Line-to-line spectrum (SPWM). (f) Output line current (SPWM).
iii) generation of high-frequency harmonic components previously not present. However, in addition to the importance of spectral shaping, the main advantage of pulsewidth modulation is that it allows linear amplitude control of the output voltages/currents from
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272
within the converter. Consequently, inverters can be supplied from diode (instead of thyristor) rectifiers, resulting in a simpler and cheaper power conversion system.
Since the advantages of PWM clearly outweigh the respective disadvantages, a considerable research effort has gone into minimizing the PWM disadvantages mentioned earlier. As a result, several specific PWM techniques that focus on improving source utilization and generated input/output harmonic content have been proposed lately [2]-[4]. It is noted that the advantages of all these improved PWM techniques over the original sine PWM technique are obtained at the cost of generating third line-to-neutral voltage harmonics. However, under balanced and open neutral operating conditions, third-harmonic currents cannot flow and thus the thirdConsequently, it appears that even with projected technoorder voltage harmonics are neutralized. logical advances the programmed PWM techniques could only Previous work related to these improved techniques has partially replace the carrier PWM techniques discussed in this been focused on converter output spectra, neglecting other paper. important criteria such as input spectra, input/output distortion 11. CHARACTERIZATION OF IMPROVED PWM TECHNIQUES factor, switching frequencies and hardware implementation A . Preliminary considerations. Furthermore, another focus of previous work has been inverter applications neglecting in the process some The main features of the improved PWM techniques treated other equally important areas such as dc drives, rectifier in this paper are brought out in this section. These features power supplies, and rectifier-inverter type frequency chang- include the derivation of switching points, the resulting ac and ers. Consequently, selection of the best PWM technique for dc term gains, the resulting frequency spectra, the harmonic most applications is accompanied with uncertainty, which can distortion at the converter input and output terminals, and lead to less-than-optimum results. finally, the degree of difficulty of hardware implementation For these reasons this paper provides a critical evaluation of for each technique. Since there are four PWM techniques and all the aforementioned PWM techniques on the basis of three types of converters involved in this evaluation, care must application, thereby providing the framework and guidelines be taken to present relevant results with clarity. For this for the selection of the best technique for each area of purpose, a generalized bridge converter (Fig. 2 ) comprised of application. The applications considered include six ideal four-quadrant switches has been employed. The main advantage of this converter is that because of the 1) voltage and current source inverters for nature of its switches it can function either as an inverter a) variable-speed ac motor drives, (voltage or current source) or as a rectifier by simply applying b) UPS power supplies; the proper gating signals. The generalized converter thus 2) rectifiers for permits the ac terminal waveforms (ac term) to represent a) dc motor drives, [6] either b) power supplies; a) the line-to-line voltage of a voltage source inverter 3) high-performance rectifier-inverter type frequency changers. (VSI); b) the output line current of a current source inverter (CSI); C. Other Improved P WM Techniques or c) the input line current of a controlled rectifier (CR); Another class of improved PWM techniques that are not included in this paper are the so-called programmed PWM and the dc terminal (dc term) waveforms to represent techniques [7]-[9]. These techniques offer even better voltage a) the input current of a VSI; utilization and lower switching frequencies when employed b) the input voltage of a CSI; or with inverters supplied from independently regulated voltage c) the output voltage of a CR. or current sources. However, when these techniques are employed with variable-frequencyivariable-voltageinverters Also, in the evaluation that follows, the switching frequency and an unregulated dc bus, they have a number of disadvan- of the bridge is kept constant to provide a common ground for tages, which include the following. comparison of each technique under rectifier and inverter operation. i) Quite sophisticated control hardware is required to store and access the required large number of switching B. The Original Sine P WM Technique patterns. ii) For ac motor drives, and at low operating frequencies, This technique [ 2 ] has been included for the purpose of using it as a benchmark to evaluate respective improved
the number of switching points becomes too large to evaluate analytically, even with mainframe computers. iii) When a large number of harmonics needs to be eliminated, the respective switching pattern cannot be reproduced accurately by the inverter due to delays associated with the inverter switches and their respective base drives. iv) Associated hardware becomes practical and cost effective only through VLSI implementation. The expertise required to design such hardware is not available to most small to mid-size companies. Also the number of units produced must be large enough to justify initial development costs. v) Reliability of VLSI technology in high-current switching environments is still questionable.
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273
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Fig. 3 . Sinusoidal PWM (SPWM). (a) SPWM scheme. (b) VSI switch #1 gating signal (SWI). (c) AC term. (d) AC term spectrum (e) DC term. (f) DC term spectrum. (g) CSIKR switch #1 gating signal.
techniques. Its main intrinsic features are shown in Fig. 3. The main disadvantage with this technique is that the maximum possible ac term and dc term gain values are only Gac = 0.866 and Gdc = 0.75, respectively, where i) ac term gain is the ratio of maximum value (peak) of the fundamental component of the ac term to the amplitude
of the unfiltered pulses comprising the same term; and ii) dc term gain is the ratio of the maximum value of the dc component of the term to the maximum amplitude of the unfiltered pulses comprising the same term.
For many applications this low Gac value means the use of a voltage-matching transformer. The main advantage of this
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274
technique is that it generates line-to-neutral ac spectra with no low-order third harmonics. This allows the use of neutral-toneutral connections (if required) and decoupled (individual) control of each one of the three inverter phases.
a) The analytical expression for the reference waveform is now y = 1.15 sin (wt) + 0.27 sin (3 wt) - 0.029 sin (9
wt).
b) The ac term again (Fig. 6(d)) is equal to the one obtained with the previous two improved PWM techniques while the harmonic spectra of ac and dc terms are clearly better. Again, as shown in Fig. 6(a), the hardware implementation of this technique is as simple as with the original sine and the third-harmonic injection techniques.
where
H ( n ) amplitude of the nth harmonic; H(1) maximum ac gain Gac; H(0) maximum dc gain Gdc.
The variations of these three quality indices as a function of the M index are shown in Figs. 7, 8, and 9, respectively.
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0
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276
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Fig. 5.
(g) Harmonic injection sinusoidal PWM (HIPWM) (1st and 3rd). (a) HIPWM scheme. (b) VSI switch # I gating signal (SWI). (c) AC term. (d) AC term spectrum. (e) DC term. (f) DC term spectrum. (g) CSIlCR switch # I gating signal.
It is noted that DF,, DF2, and OF3 have been defined in ways that reflect actual levels of harmonic distortion experienced in practical applications. For example, practical static uninterruptible power supplies (UPS) employ a second-order LC filter between respective inverters and loads. Such filters provide harmonic attenuation, which is approximately inversely proportional to the square of the order (n) of the harmonic. Therefore the OF, data shown in Fig. 7 are relevant to UPS (i.e., load voltage) and any other static power supply that employs a second-order filter. Similarly, ac and dc motors supplied from PWM static converters utilize their respective leakage and armature inductances to produce quasi-sinusoidal
and quasi-dc input current waveforms. These inductances provide first-order attenuation to voltage harmonics, which is equivalent to dividing the amplitude of each harmonic by its respective order. Therefore the DF2 and OF3 data shown in Figs. 8 and 9 are applicable to ac and dc motor drives and any other application that uses an actual or equivalent first-order filter. Moreover, to stress emphasis on the input spectral content of each technique, a quality index is defined for the rms ripple value that the input filter must tolerate or support. The rms current rating Ici of the dc link capacitor for VSI operation and the rms voltage rating V,i of the dc link inductor for CSI operation is shown in Fig. 10 as a function of
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1719
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3537
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4749
F(pu)
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Fig. 6 . Harmonic injection sinusoidal PWM (HIPWM) (lst, 3rd, and 9th). (a) HIPWM scheme. @) VSI switch #1 gating signal (SW1). (c) AC term. (d) AC term spectrum. (e) DC term. (f) DC term spectrum. (9) CSIKR switch #1 gating signal.
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Fig. 7 . Second-order filter distortion factor (ac term). (a) SPWM. (b) HIPWM (1st and 3rd). (c) MSPWM VSI operation. (d) HIPWM (lst, 3rd, and 9th). (e) MSPWM CSI/CR operation.
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278
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Fig. 11. Rectifier input capacitor rms ripple current. (a) SPWM. (b) HIPWM (1st and 3rd). (c) MSPWM VSI operation. (d) HIPWM (lst, 3rd, and 9th). (e) MSPWM.
where VSI rms input ripple current, CSI rms input ripple voltage, Icr CR rms input ripple current, Vin(n)/Zin(n) rms magnitude of n th harmonic.
Zci
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Fig. 9. First-order filter distortion factor (dc term). (a) SPWM. (b) HIPWM (1st and 3rd). (c) MSPWM VSI operation. (d) HIPWM (lst, 3rd, and 9th). (e) MSPWM CSI/CR operation.
The variation of these performance indices as a function of modulation ( M index) and rated load current conditions is shown in Figs. 10 and 11 (for all four PWM techniques treated in this paper). It is finally noted that although the exact DF,, DF2, DF3, and IC;, V/i,ZCr values shown in Figs. 7-11 are valid for only one particular common-carrier frequency (shown in Figs. 3(a), 4(a), 5(a), and 6(a)), their shapes and their relative position are independent of carrier frequency. Consequently, these data can be used for the general evaluation of the subject PWM techniques.
1 1 1 . EVALUATION OF IMPROVED PWM TECHNIQUES
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Fig. 10. Inverter dc terminal rms ripple. VSI operation-capacitor ripple current (Ic,); CSI operation-inductor ripple voltage (V,,).(a) SPWM. (b) HIPWM (1st and 3rd). (c) MSPWM VSI operation. (d) HIPWM (lst, 3rd, and 9th). (e) MSPWM CSI operation.
In this section the previously discussed and analyzed techniques are evaluated by using relevant data obtained in previous sections. For the meaningful interpretation of evaluation data, the switching frequency variable has been eliminated by using the same switching frequency for all PWM techniques. However, careful investigation of the modified sine PWM technique shows [3] that for the same ac term and dc term waveforms, CSIs, and CRs require lower switching frequencies than VSIs. Because of this asymmetry, this technique has been represented twice in Figs. 7-10.
modulation index. The rms current of the input capacitor Zcr for controlled expressions for IC;, V,, and Zcr are
I m
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279
TABLE 1
(rn
= 1)
I I
Gac
I
I
I
I
0.866
Gdc
8.758
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I
I
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HRRWONIC INJECTION (flg.6)
8.866
0.866
F I G S . 4.8,9.10
F I G S . 6.7
3.18
DC
SEE R E F S . C 7 3
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i) for voltage source inverter (VSI) applications the harmonic injection technique offers the overall best quality ac term waveforms; ii) for current source inverter (CSI) applications the harmonic injection technique is best for M < 0.65 (approximately) while the modified sine technique becomes increasingly better for M > 0.065 (approximately). Next, the variation of IC;,V,i, and I , , as a function of the M index is shown in Figs. 10 and 11. It is noted that the maxima of the I,; and V,; curves occur around the M = 0.6 point instead of the M = 1 point. This fact should not be overlooked when considering the ratings of respective filter components. From the figures it can be seen that i) for VSI operation, the harmonic injection PWM (HIPWM) technique demands the lowest ripple current from the input filter capacitor; ii) for CSI operation, modified sinusoidal PWM (MSPWM) produces the lowest ripple voltage across the link reactor; iii) for CR operation, HIPWM and MSPWM offer the best results. IV. SELECTION OF OPTIMUM PWM TECHNIQUE ACCORDING TO APPLICATION As stated earlier, quality factors D F I ,DF2, and DF3 reflect actual levels of harmonic distortion experienced in practical applications. Therefore it is possible to use respective analytical data from Figs. 7-1 1 to select the optimum technique(s) for each of these applications. For example, from the DFI definition given earlier and the results presented in Fig. 7 it is justifiable to say that for UPS VSI applications (without a dc
Fig. 12. Experimental waveforms for VSI using H I P W M (1st. 3rd, and 9th). (a) Output line-to-line voltage. (b) Output line-to-line voltage spectrum. (c) Input current. (d) Input current spectrum.
voltage control stage) the harmonic injection technique is the best choice. By following the same approach, similar conclusions can be drawn for CSI-based UPS, VSI, and CSI-based motor drives, etc. Because of the apparent importance of this subject, detailed information is given in Table 11. V. EXPERIMENTAL RESULTS The validity of selected results predicted in previous sections has been verified experimentally on a 1-kVA laboratory prototype system. Samples of these results are shown in
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280
optimum PWM technique. Detailed information has been presented in Tables I and 11.
REFERENCES
[l] V. R. Stefanovic, Present trends in variable speed ac drives, presented at IPEC 1983, Tokyo, Japan. [2] R. Bonnert and R. S. Wu, Improved three phase pulse width modulation for overmodulation, in Conf. Rec. 1984 IEEE-IAS Annual Meeting, Chicago, IL. [3] T. Onishi and H. Okitsu, A novel PWM technique for three phase inverter/converter, in Conf. Rec. 1983 IPEC, Tokyo, Japan. 141 J. A. Houldsworth and D. A. Grant. The use of harmonic distortion to increase the output voltage of a three-phase PWM inverter, IEEE Trans. Ind. Appl., vol. IA-20, no. 5 , SeptJOct. 1984. [5] A. Schonung and H. Stemmler, Static frequency changers with subharmonic control in conjunction with reversible variable speed ac drives, Brown Boveri Rev., Aug./Sept. 1964. [6] E. P. Wiechmann, P. D. Ziogas, and V. R . Stephanovic. Time domain functional model for three phase PWM inverterirectifier converters, in IEEE-IAS I985 Conf. Record, Toronto, O N , Canada. [7] H. S. Patel and R . G. Hoft, Generalized techniques of harmonic elimination and voltage control in thyristor inverters: Part I , harmonic elimination, IEEE Trans. Ind. Appl., vol. LA-9, no. 3, MayiJune 1973. [8] H. S. Patel and R. G . Hoft, Generalized techniques of harmonic elimination and voltage control in thyristor inverters: Part 11, voltage control techniques, IEEE Trans. Ind. Appl., vol. 1A-10. vol. 5 , Sept. /Oct . 1974, [9] W. Lienau, A. Muller-Hellmann, and H. C. Skudelny, Power converters for feeding asynchronous traction motors of single phase ac vehicles, IEEE Trans. Ind. Appl., vol. IA-16, no. 1, Jan./Feb. 1980.
. 1
Fig. 13. Experimental waveforms for CSI using MSPWM. (a) Output line current. (b) Output line current spectrum. (c) Input voltage. (d) Input voltage spectrum.
Figs. 12 and 13. In particular, Fig. 12 shows the experimental terminal waveforms and the associated spectra of a VSI operating with HIPWM (lst, 3rd, and 9th) at modulation index = 1 and a carrier frequency of 21 pu. The theoretical results for the same operation are shown in Fig. 6. Fig. 13 shows the experimental terminal waveforms and the associated spectra of a CSI operating with MSPWM at modulation index = 1 and a carrier frequency of 33 pu (results in 22-pu switching frequency). The theoretical results for the same operating conditions are shown in Fig. 4. The close agreement between the analytical and experimental results prove the validity of the theoretical evaluations made. VI. CONCLUSION In this paper a critical evaluation of state-of-the-art carrier PWM techniques has been presented. Through the use of relevant theoretical and experimental results it has been shown that for each major area of application there is a specific
Micliael A . Boost (S82) obtained the B.Eng. degree in 1983 and is currently enrolled in the Ph.D. program at Concordia University, Montreal, PQ, Canada He has participated in several industrial research and development projects in the area of mediumpower UPS
Phoivos D. Ziogas (S75-M78) received the B S , M.S., and Ph D degree\ from the University of Toronto, Toronto, ON, Canada, in 1973, 1974, and 1978, respectively Since 1978 he has been with the Department of Electrical Engineering of Concordia University in Montreal, PQ, Canada, where he is engaged in teaching and research in the area of static power converters He also has participated as a Consultant in several industrial projects
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