MOLECULAR AND CELLULAR BIOLOGY, Aug. 2004, p. 7260–7274
0270-7306/04/$08.00⫹0 DOI: 10.1128/MCB.24.16.7260–7274.2004
Copyright © 2004, American Society for Microbiology. All Rights Reserved.
Vol. 24, No. 16
Estrogens and Progesterone Promote Persistent CCND1 Gene
Activation during G1 by Inducing Transcriptional Derepression
via c-Jun/c-Fos/Estrogen Receptor (Progesterone Receptor)
Complex Assembly to a Distal Regulatory Element and
Recruitment of Cyclin D1 to Its Own
Gene Promoter
Luigi Cicatiello,1† Raffaele Addeo,1† Annarita Sasso,1 Lucia Altucci,1 Valeria Belsito Petrizzi,1
Raphaelle Borgo,1 Massimo Cancemi,1 Simona Caporali,1 Silvana Caristi,1,2 Claudio Scafoglio,1
Diana Teti,2 Francesco Bresciani,1 Bruno Perillo,3 and Alessandro Weisz1*
Dipartimento di Patologia Generale, Seconda Università degli Studi di Napoli, 80138 Naples,1 Dipartimento di Patologia e
Microbiologia Sperimentale, Università degli Studi di Messina, 98125 Messina,2 and Istituto di
Scienze dell’Alimentazione-C.N.R., 83100 Avellino,3 Italy
Received 7 January 2004/Returned for modification 10 February 2004/Accepted 20 May 2004
Mammary gland morphogenesis and development result
from the interplay of genetic and epigenetic pathways, controlled by hormones, growth factors, and other signaling molecules. Derangement of one or more of these regulatory pathways results in the abnormal growth and differentiation of
mammary epithelial cells, leading to breast carcinogenesis. The
ovarian hormones estrogen and progesterone promote mammary gland differentiation toward the female phenotype at the
onset of puberty and control breast tropism and function
throughout the reproductive life by affecting epithelial cell
proliferation. Mammary gland cells are endowed with highaffinity receptors for these steroids (estrogen receptor ␣ [ER␣]
and ER and progesterone receptor A [PR-A] and PR-B,
respectively), which belong to the nuclear receptor (NR) family of transcription factors (31).
Transduction of the hormonal signal to the cell genome is
mainly achieved through the accumulation of steroid-receptor
complexes in the nucleus, where they can affect the target gene
transcription rate through several mechanisms (19). In hormone-responsive human breast cancer (hBC) cells, ligand-activated ERs and PRs regulate target gene transcription by
binding as homo- or heterodimers to their DNA response
elements (EREs and PREs, respectively) (6, 31, 39) or by
tethering to other classes of DNA-bound trans-acting factors,
such as AP-1, SP1, and NF-B (19, 26). In both cases, transcriptional regulation involves the recruitment of coregulators
that, in turn, act as building blocks of larger, multicomponent
complexes, which assemble on the locus, ultimately resulting in
a modification of transcriptional output (19, 33).
In mammary epithelial cells, ovarian hormones induce the
recruitment of quiescent (G0) cells in the cell cycle, G1 progression, and G1/S transition through the direct transcriptional
control of genes encoding key cell cycle regulators, such as
c-Fos, c-Jun, or c-Myc (7, 45, 50, 61, 63), and G1 cyclin genes,
in particular, CCND1, encoding cyclin D1 (4, 36, 44). This last
gene, which acts as a mitogen sensor linking extracellular signaling to the cell cycle machinery (52), plays a critical role in
mammary gland physiology and pathology. Indeed, CCND1⫺/⫺
mice show profound defects in mammary lobular-alveolar development, more evident during pregnancy, when the breast
epithelial cell compartment is unresponsive to ovarian steroids
* Corresponding author. Mailing address: Dipartimento di Patologia Generale, Seconda Università degli Studi di Napoli, Vico L. De
Crecchio 7, 80138 Naples, Italy. Phone: (0039) 081 566-5702. Fax:
(0039) 081 566-5702. E-mail:
[email protected].
† L.C. and R.A. contributed equally to this work and therefore
should be considered equal first authors.
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Transcriptional activation of the cyclin D1 gene (CCND1) plays a pivotal role in G1-phase progression, which
is thereby controlled by multiple regulatory factors, including nuclear receptors (NRs). Appropriate CCND1
gene activity is essential for normal development and physiology of the mammary gland, where it is regulated
by ovarian steroids through a mechanism(s) that is not fully elucidated. We report here that CCND1 promoter
activation by estrogens in human breast cancer cells is mediated by recruitment of a c-Jun/c-Fos/estrogen
receptor ␣ complex to the tetradecanoyl phorbol acetate-responsive element of the gene, together with Oct-1 to
a site immediately adjacent. This process coincides with the release from the same DNA region of a transcriptional repressor complex including Yin-Yang 1 (YY1) and histone deacetylase 1 and is sufficient to induce the
assembly of the basal transcription machinery on the promoter and to lead to initial cyclin D1 accumulation
in the cell. Later on in estrogen stimulation, the cyclin D1/Cdk4 holoenzyme associates with the CCND1
promoter, where E2F and pRb can also be found, contributing to the long-lasting gene enhancement required
to drive G1-phase completion. Interestingly, progesterone triggers similar regulatory events through its own
NRs, suggesting that the gene regulation cascade described here represents a crossroad for the transcriptional
control of G1-phase progression by different classes of NRs.
CCND1 PROMOTER ACTIVATION BY ER␣/PR AND D1
and fails to undergo the massive proliferative changes that they
normally induce (18, 53). On the other hand, cyclin D1 overexpression in mouse mammary epithelial cells induces breast
cancer (58), whereas CCND1 gene inactivation protects
against breast cancer induced by neu and ras oncogenes (66).
In humans, D1 overexpression has been reported to distinguish
invasive and in situ breast carcinomas from nonmalignant lesions (60). Interestingly, 50% of breast tumors overexpress
cyclin D1, even though CCND1 gene amplification can be
found at a frequency of only 13 to 15% (17). These data
ndicate that epigenetic mechanisms, such as promoter deregulation or aberrant hormonal signaling, contribute significantly
to this cancer-specific phenotype.
The precise mechanism for CCND1 gene regulation by ovarian steroids is not fully understood to date. The effects of
estrogens on cyclin D1 mRNA expression have been shown to
occur predominantly at the transcriptional level in hormoneresponsive hBC cells, where an estrogen-sensitive region has
been mapped to positions ⫺956 to ⫺136 of the human CCND1
promoter (4), a DNA region that does not contain canonical
DNA response elements for ovarian steroids. An estrogenresponsive region has been mapped in HeLa cells expressing
ectopic ERs to a cyclic AMP response element (CRE) located
52 nucleotides upstream of the transcription start site (47),
with the possible minor participation of an AP-1 site (tetradecanoyl phorbol acetate-responsive element [TRE]) located further upstream (29). Promoter regulation through the CRE,
however, has been demonstrated to be indirect in hBC cells,
where it requires the activation of the protein kinase A (PKA)
pathway (10). For progesterone, no evidence is available to
date on the mechanisms sustaining CCND1 gene regulation by
this hormone in hBC cells.
We describe here the results of genetic and molecular analyses of human CCND1 gene promoter regulation by 17-estradiol (E2) in hormone-responsive MCF-7 and ZR-75.1 hBC
cells. Transcriptional activation was found to be mediated by
ER␣, which drives the assembly of a transcriptional enhancing
complex to a composite distal promoter element by tethering
to an AP-1 heterodimer complex and inducing the simultaneous displacement of transcriptional repressor Yin-Yang 1
(YY1) from the same DNA region. Subsequent to these early
ER␣-mediated effects, the cyclin D1 concentration reaches a
threshold level in the cell, triggering the association of the
cyclin D1/Cdk4 holoenzyme with the promoter, presumably
through a multiprotein complex also including E2F and pRb,
and thereby generating an autoregulatory loop leading to the
persistent transcriptional enhancement of this gene required to
drive the cell through G1. Interestingly, the PR ligand R5020
triggers the same cascade of early molecular events by interacting with PRs, suggesting the possibility that the genetic
element of the CCND1 gene characterized here may represent
a site for G1 regulation by multiple classes of NRs.
MATERIALS AND METHODS
Cells. Human breast cancer MCF-7 and ZR-75.1 cells were routinely grown in
Dulbecco’s modified Eagle’s medium (DMEM) supplemented with phenol red,
[scap]l-glutamine (2 mM), penicillin (100 U/ml), streptomycin (100 g/ml), gentamicin (50 g/ml), insulin (6 ng/ml), hydrocortisone (3.75 ng/ml), and 5% fetal
calf serum (FCS) at 37°C in a humidified atmosphere composed of 95% air and
5% CO2. Cells were provided with fresh medium every 2 to 3 days. To evaluate
7261
the effect of estrogen challenge by chromatin immunoprecipitation (ChIP) assays, both cell lines were grown in phenol red-free DMEM containing 5%
dextran-charcoal-stripped FCS for 4 days; thereafter, the medium was changed
to DMEM containing 0.5% dextran-charcoal-stripped FCS for a further 16 to
18 h. The cells then were shifted back to 5% dextran-charcoal-stripped FCS and
stimulated with 50 nM E2. To evaluate the effect of antiestrogens, cells were
treated with 50 nM E2 and 5 M ICI 182,780.
Stable and transient transfections. For stable transfections, 107 MCF-7 or
ZR-75.1 cells were harvested in phosphate-buffered saline (PBS) prior to being
treated as previously described (4). A total of 10 g of reporter constructs with
various deletion fragments from the cyclin D1 promoter cloned 5⬘ to the luciferase gene and 1 g of plasmid pZipNeo were used. For transient transfections,
cells were grown to 70 to 80% confluence and then processed as reported
previously (4). A total of 5 g of luciferase reporter constructs and 1 g of
plasmid NLS lacZ as an internal control were used.
In vivo footprinting. Approximately 6 ⫻ 106 to 7 ⫻ 106 MCF-7 or ZR-75.1
cells were treated with 0.2% dimethyl sulfate (Sigma) in prewarmed medium for
2 min. The reaction was stopped by washing the plate four times with PBS, and
DNA was extracted as previously described (7). Genomic DNA was treated with
1 M piperidine for 30 min at 37°C prior to be precipitated three times with
ethanol.
The ligation-mediated PCR (25 cycles) was performed with 1.5 g of modified
DNA as described previously (7, 22). A total of 1.5 ⫻ 106 cpm of end-labeled
primer 3 was added, and the samples were heated at 94°C for 3 min and extended
at 76°C for 20 min. Naked DNA methylation in vitro was performed according
to standard protocols (32). The primers used were as follows: for the coding
strand—TRE-L1-TCCTTCCGTCGGGCTTC, TRE-L2-CCTACCTTGACCAG
TCGGTCCTTG, TRE-L3-TCCTTGCGGGGGTCCCCAACTGCACC, CREL1-GCTCTCGCTTCTGCTGC, CRE-L2-GCTCTTCTGCCCCTCGCCGGAG, and
CRE-L3-CCTCGCCGGAGCGTGCGGACTCTGCT; and for the noncoding
strand—TRE-U1-CTGCCAGCCCCCTCAC, TRE-U2-ACGCTCACGAATTCA
GTCCCAGGG, TRE-U3-CAGCGCAAATTCTAAAGGTGAAGGGACG, CREU1-CGCCTCAGGGATGGCTT, CRE-2-TTTGGGCTCTGCCCCTCGCTGCTC,
and CRE-U3-CTCGCTGCTCCCGGCGTTTGGCGCC.
Nuclear extracts. Nuclear extracts from quiescent or hormone-challenged cells
were prepared according to standard protocols (16, 62), with minor modifications. When needed, cells were treated with 50 nM E2 in the absence or presence
of 5 M ICI 182,780 or with 50 nM R5020 for 2 h before being collected.
Electrophoretic shift mobility assays (EMSAs). The 24-mer double-stranded
synthetic oligonucleotides used as probes were end labeled with [␥-32P]dATP
and T4 polynucleotide kinase. Nuclear extracts (4 to 5 g) were incubated with
approximately 1.5 fmol of 32P-labeled probe (approximately 50,000 cpm) under
conditions previously reported (21, 62). In some experiments, unlabeled doublestranded oligonucleotides used as competitors were also incubated with the
extracts for 20 min on ice prior to probe addition. In experiments with antibodies,
nuclear extracts were incubated with the respective antibodies in the same 20-l
reaction volume for 30 min at 4°C before probe addition and processing as
described above. The antibodies used were as follows. Anti-ER␣ antibody F3 was
from D. Metzger, Strasbourg, France. Anti-c-Jun sc-45, anti-c-Fos sc-52, antiOct-1 sc-232, and anti-YY1 sc-1703 were from Santa Cruz Biotechnology, Santa
Cruz, Calif.
Luc chimeric plasmids. Constructs D1⌬-138, D1⌬-754, D1⌬-860, D1⌬-956,
and D1⌬-956 carrying fragments from the human CCND1 gene promoter were
kindly provided by M. Beato (Marburg, Germany). Plasmid D1⌬-18 was obtained by digesting luciferase vector pXP20 (derived from pXP2 [kindly provided
by S. K. Nordeen, Denver, Colo.] by removing the AP-1-like sequence of the
plasmid backbone) with SmaI and BglII and inserting a 32-mer synthetic doublestranded oligonucleotide reproducing the sequence between ⫺18 and ⫹ 14 of
the human CCND1 gene. Constructs D1⌬-4S46 and D1⌬-4S48 were generated
by digesting D1⌬-956 and D1⌬-956, respectively, with NaeI and BglII, followed
by religation via insertion of the synthetic ⫺18 to ⫹14 oligonucleotide described
above. Plasmids D1-AP/dE, D1-AP/dE, D1-AP/dE7, and D1-AP/dE7,
used in transient transfection assays, were obtained by inserting synthetic 24-mer
oligonucleotides with wild-type or mutant TRE sequences in plasmid D1⌬-18.
Constructs T-AP/dE and M-AP/dE were obtained by inserting the D1-AP/dE
oligonucleotide into the SalI sites of plasmids pT81luc and pMluc (kindly provided by S. K. Nordeen), respectively.
Chemical interference. For methylation of guanines, the oligonucleotide used
as a probe was end labeled with [␥-32P]dATP and T4 polynucleotide kinase.
Approximately 50 fmol of 32P-labeled probe (2 ⫻ 106 cpm to 3 ⫻ 106 cpm) was
treated with 1.5 l of dimethyl sulfate. To detect thymines, the same amount of
32
P-labeled probe was partially modified with 30 g of KMnO4. Preparative
mobility shift assays were performed as described previously (24). After autora-
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VOL. 24, 2004
CICATIELLO ET AL.
diography, proteins were extracted and DNA was incubated with 1 M piperidine
for 30 min at 94°C. Samples were finally electrophoresed on 15% polyacrylamide
gels. Sequencing reactions were performed according to standard protocols (32).
ChIP and ReIP. A total of 106 cells were washed twice with PBS, and proteins
were cross-linked to DNA by the addition of 1% formaldehyde at room temperature for 10 min. Cultures then were washed twice with ice-cold PBS containing 1 mM phenylmethylsulfonyl fluoride, 1 mg of aprotinin/ml, and 1 mg of
pepstatin A/ml and collected prior to proceeding according to standard protocols, with minor modifications, as described previously (50). Cell pellets were
sonicated (Ultrasonics A350G) four times for 30 s each time at the maximum
setting, followed by centrifugation for 10 min. Immunoprecipitation was performed overnight at 4°C with specific antibodies, followed by the addition of 50
to 60 l of protein A-Sepharose-salmon sperm DNA or anti-mouse immunoglobulin G (whole molecule) and further incubation at 4°C for 16 to 18 h. After
washing, eluates were heated at 65°C for 5 to 6 h to reverse the formaldehyde
cross-linking before DNA extraction and ethanol precipitation. For PCR, 1 to 2
l of resuspended DNA solution (from a total of 30 l) and 32 to 33 cycles were
used. For reimmunoprecipitation (ReIP), immunocomplexes were eluted from
the primary ChIP by incubation with 10 mM dithiothreitol at 37°C for 30 min and
diluted 1:50 in buffer (1% Triton X-100, 2 mM EDTA, 150 mM NaCl, 20 mM
Tris-HCl [pH 8.1]) before being reimmunoprecipitated with secondary antibodies. ReIP of supernatants was carried out in a manner similar to that of the
primary ChIP.
The primers used were as follows: for CCND1—Fw(⫺3247) (GCTGAAACT
AATTGATCTGGAG),
Rv(⫺2931)
(CCATTGTTAAGCCCTTAAGTC),
Fw(⫺1039) (AACAAAACCAATTAGGAACCTT), Rv(⫺770) (ATTTCCTTC
ATCTTGTCCTTCT), Fw(⫺235) (TATGAAAACCGGACTACAGG), and
Rv(⫺53) (CTGTTGTTAAGCAAAGATCAAAG); for pS2—Fw(⫺593) (CCA
GGCCTACAATTTCATTAT), and Rv(⫺295) (AGGGATCTGAGATTCAGA
AAG); and for Myc—Fw(⫺325) (CTCACAGGACAAGGATGCGGTTTGT
CA), and Rv(⫺38) (TGGGCGGAGATTAGCGAGAGAGGATCT).
The antibodies used were as follows. Anti-ER␣ antibody 314 for the N terminus
and antibody 1603 for the C terminus were from C. Abbondanza, Naples, Italy.
Anti-pRb R6775 was from Sigma. Anti-c-Jun sc-1694 and sc-45, anti-c-Fos sc-52,
anti-Oct-1 sc-232, anti-YY1 sc-1703, anti-pRb sc-102, anti-Cdk4 sc-260 and sc-601,
anti-E2F sc-193 and sc-633, anti-polymerase II sc-899, anti-cyclin D1 sc-246 and
sc-92, and anti-CREB-1 sc-58 were from Santa Cruz. Anti-phospho-CREB 06-519,
anti-AcH4 Lys5 06-759 MN, and anti-AcH4 Lys8 06-760 MN were from Upstate
Cell Signaling Solutions, Lake Placid, N.Y. Anti-histone deacetylase 1 (HDAC1)
210-256-C100 was from Alexis Biochemicals, San Diego, Calif. Anti-PR-A/PR-B
Ab-2, Ab-3, Ab-6, and Ab-10 were from NeoMarkers, Fremont, Calif.
The PKA inhibitor H-89{N-[2-((p-bromocinnamyl)amino)ethyl]-5-isoquinolinesulfonamide 䡠 2HCl } was purchased from Calbiochem, San Diego, Calif.
Northern blot analysis. Total RNA was isolated by the guanidinium thiocyanate-acid-phenol procedure (4). To analyze cyclin D1 mRNA levels, hormonedepleted MCF-7 cells were incubated with E2 for 30 min, 1 h, 2 h, 4 h, and 12 h
prior to being harvested by scraping. RNA samples (20 g) were resuspended in
20 l of a denaturing solution (48% formamide, 7% formaldehyde, morpholinepropanesulfonic acid [MOPS], 5% glycerol), run on 1% agarose gels with 2%
formamide, and then blotted on nylon filters. cDNA probe preparation and filter
treatments were as reported earlier (4). After hybridization, filters were autoradiographed for times varying from 16 to 48 h. Normalization was accomplished
by using 36B4 cDNA as a reference probe as described previously (4).
Western immunoblotting. Immunoblotting analyses were carried out as described earlier (12). A total of 15 to 20 g of MCF-7 or ZR-75.1 cell nuclear
proteins, prepared as described above, was subjected to sodium dodecyl sulfate–
15% polyacrylamide gel electrophoresis and then transferred to cellulose nitrate
filters under wet conditions. After blocking was done with 1% nonfat milk–0.1%
Tween 20 in PBS for 1 h, the filters were incubated with the primary antibody
diluted in 0.1% Tween 20 in PBS for 1 h. The blots then were washed and
incubated with the peroxidase-conjugated secondary antibody (anti-rabbit or
anti-mouse immunoglobulin–horseradish peroxidase-linked whole antibody;
Amersham Life Science) for 1 h at room temperature. Protein-antibody complexes were revealed by enhanced chemiluminescence detection. The antibodies
used were as follows. Anti-ER␣ antibody 314 was obtained from C. Abbondanza.
Anti-c-Jun sc-45, anti-JunB sc-46, anti-c-Fos sc-52, anti-Oct-1 sc-232, and antiYY1 sc-1703 were obtained from Santa Cruz.
RESULTS
Identification of an estrogen-responsive region within the
CCND1 gene promoter. An initial analysis of cyclin D1 gene
MOL. CELL. BIOL.
regulation by estrogens in hBC cells led to the identification of
the promoter region involved in hormonal action (4). Different
E2-responsive sites were later mapped within this regulatory
region by various authors (10, 29, 47) using transient transfection of CCND1 promoter-based reporter genes and ER expression vectors mainly in nonmammary cell lines. In order to
definitely clarify the molecular mechanism by which E2 controls cyclin D1 expression in hBC cells, we began by analyzing
promoter activity in both MCF-7 and ZR-75.1 cells upon stable
transfection of human CCND1 reporter genes, a condition
which better mimics the promoter status in its natural chromatin environment. As shown in Fig. 1A, we identified a primary hormone-responsive site between positions ⫺956 and
⫺860. E2 treatment of cells harboring reporter plasmids (D1⌬956 and D1⌬-4S46) including this region induced a 2.5-fold
enhancement of transfected gene expression, comparable to
that observed for the endogenous CCND1 gene under the
same experimental conditions (4). Hormone responsiveness
was inhibited by the pure antiestrogen ICI 182,780 (Fig. 1A),
suggesting that it is mediated by the ER. Furthermore, hormonal activation was dependent upon the integrity of the AP-1
site (TRE) present in this region, as mutations of this sequence
inhibited the hormone responsiveness of the test gene (D1⌬4S48 and D1⌬-956). Identical results were obtained for
MCF-7 cells (Fig. 1) and ZR-75.1 cells (data not shown).
Potential in vivo protein-DNA interactions over this promoter region before and after hormone stimulation then were
investigated with the same cell lines by dimethyl sulfate
genomic footprinting analysis (Fig. 1B). The results showed
that E2 challenge is accompanied by the binding of one or
more factors to the upstream-most segment of the region identified by stable promoter transfection. This finding is revealed
by protection from methylation of four G residues of the sense
strand within and immediately downstream from the TRE
(positions ⫺946, ⫺940, ⫺936, and ⫺933). On the other hand,
the guanine at ⫺944 appears to be protected only in quiescent
cells, suggesting that different factors may bind to the CCND1
distal promoter before and after hormone treatment. Interestingly, the same DNA region is the likely target(s) of multiple
mitogenic cascades, since a similar footprint was observed by
Herber et al. (22) for serum-stimulated human fibroblasts,
even though the TRE did not appear to be directly involved in
that case. Genomic footprinting analysis of the promoter-proximal CRE region of CCND1 did not reveal any significant
change in the response to E2 in hBC cells (data not shown),
despite the fact that in HeLa cells this region was reported to
mediate hormonal regulation of this promoter through the
recruitment of a c-Jun/ATF-2 heterodimer (47). This analysis
also supports the results of the promoter deletion analysis
shown in Fig. 1A, which showed that deletion of the CRE
region does not affect promoter responsiveness to estrogen via
the upstream-most region.
To investigate whether the smaller DNA region identified in
vivo was indeed functional in hBC cells, synthetic doublestranded oligonucleotides reproducing the sequence between
positions ⫺948 and ⫺925 were cloned upstream of the cyclin
D1 promoter in D1⌬-18 to generate D1-AP/dE. This construct
was stably transfected into MCF-7 and ZR-75.1 cells and found
to be responsive to E2 in both cell lines (Fig. 1C). The AP/dE
sequence thus was named ERGE (estrogen-responsive G1 el-
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FIG. 1. (A) Analysis of CCND1 promoter responsiveness to estrogen upon stable transfection of the indicated luciferase reporter genes
in hormone-responsive hBC cells, represented as fold induction by 50
nM E2 for 18 to 24 h (grey bars) versus the activity assayed in hormone-starved cells, arbitrarily set to 1. The black bar represents the
fold induction measured in cells incubated simultaneously with 50 nM
E2 and 5 M ICI 182,780. On the left are schematically represented
constructs used in transfections. TRE, TPA-responsive element;
TRE, same site mutated as previously described (22). Numbers at the
top of the box mark the positions of the 5⬘-most nucleotides with
respect to the transcription start site. Constructs D1⌬-138, D1⌬-754,
D1⌬-860, D1⌬-956, and D1⌬-956 were previously described (22).
Constructs D1⌬-18, D1⌬-4S46, D1⌬-4S48, and D1⌬-18/ERE are described in Materials and Methods. F.i., fold induction. Bars indicate
standard deviations. (B) In vivo footprinting of the CCND1 gene promoter region encompassing the TRE. The G residues marked by black
arrowheads are specifically protected in E2-stimulated cells, whereas
the G identified by a grey arrowhead is protected in the same cells
depleted by E2. i.v., naked DNA methylated in vitro. (C) Estrogen
responsiveness of luciferase reporter genes measured in hBC cells
stably transfected with the plasmids schematically represented on the
left. Synthetic wild-type or mutant 24-mer oligonucleotides reproducing the CCND1 gene sequence between residues ⫺948 and ⫺925 were
cloned immediately upstream of the minimal promoter from the same
gene (spanning residues ⫺18 and ⫹ 14; white square), the thymidine
CCND1 PROMOTER ACTIVATION BY ER␣/PR AND D1
7263
ement) to signify its involvement in the hormonal regulation of
CCND1 activity during G1 (see also below). Even in this case,
an inactivating mutation of the TRE (D1-AP/dE) inhibited
hormone responsiveness. In addition, these results were strictly
dependent on the promoter context as well, as hormone responsiveness cannot be conveyed to the heterologous herpes
simplex virus thymidine kinase or mouse mammary tumor virus promoters (T-AP/dE and M-AP/dE reporters, respectively,
in Fig. 1C), indicating that the trans-acting factors involved
exert their activity under these conditions in combination with
the “initiator ” element of the CCND1 promoter.
In vivo binding and in vitro binding of different trans-acting
factors to the estrogen-responsive transcriptional enhancer of
the human cyclin D1 gene. Sequence analysis of the ERGE
region, performed to identify potential cis-acting DNA elements, revealed closely spaced and partly overlapping binding
sites for AP-1, YY1, and Oct-1 trans-acting factors (Fig. 2A).
ChIP was used to assay the binding of each of these proteins to
this DNA region in vivo. The results show that antibodies
against each of these factors can indeed specifically immunoprecipitate chromatin centered around the ERGE and encompassing nucleotides ⫺1039 to ⫺770 of the CCND1 gene but
not colinear chromatin regions from ⫺235 to ⫺53 (Fig. 2B,
lower panel) or from ⫺3247 to ⫺2931 (Fig. 2C and data not
shown). Comparative analyses carried out with hormonestarved versus stimulated MCF-7 and ZR-75.1 cells, however,
reveal interesting differences among these factors. Indeed,
while YY1 bound to the promoter can be detected only in
hormone-deprived, quiescent cells, the c-Jun/c-Fos heterodimer and Oct-1 bind to this site after E2 stimulation. Of
note, this transcription factor switching is accompanied by the
recruitment of ER␣ to the same region in hormone-challenged
cells (Fig. 2C), despite the fact that this DNA lacks canonical
ERE sequences. A direct interaction of the receptor with the
region centered around the TRE is supported by the control
experiments shown in Fig. 2B, which confirmed that chromatin
between the AP-1 site and the initiator was fragmented by
sonication during sample preparation; for example, primers
spanning the cyclin D1 region between ⫺1039 and ⫺53 systematically failed to amplify control (input) or immunoprecipitated DNAs (Fig. 2B, upper left panel, and data not shown).
Further confirmation was provided by a lack of amplification of
the region between ⫺235 and ⫺53 in chromatin from quiescent cells precipitated with anti-YY1, indicating that physical
separation between the promoter-proximal and promoter-distal DNA regions was achieved in vitro and that we could
indeed discriminate direct protein-DNA interactions occurring
at either of the CCND1 promoter regions (see below).
The ability of transcription factors to bind to the ERGE then
kinase promoter (grey square; T-AP/dE), or the mouse mammary
tumor virus promoter (black square; M-AP/dE). Mutant nucleotides in
D1-AP/dE are indicated. MCF-7 or ZR-75.1 cells were hormone
deprived and restimulated as described above, including, where indicated, treatment with ICI 182,780. As for panel A, the results represent
the means of three to five independent experiments. Luciferase activity
assayed in starved cells transfected with each reporter was arbitrarily
set to 1. Unless otherwise indicated, data displayed are from representative experiments carried out with MCF-7 cells; identical results
were obtained with ZR-75.1 cells.
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CICATIELLO ET AL.
FIG. 2. ChIP analysis of in vivo interactions of trans-acting factors
with the TRE-containing region of the CCND1 promoter. (A) Sequence of the estrogen-responsive region between residues ⫺948 and
⫺925. G nucleotides with black arrowheads on top represent residues
protected in hormone-stimulated cells, as detected by in vivo footprinting; the G marked with a grey arrowhead is protected instead only in
quiescent cells. Consensus sequences for AP-1, Oct-1, and YY1 binding sites are aligned with the homologous sequences found here. (B
and C) Soluble chromatin was prepared from hBC cells before or after
30 min of treatment with 50 nM E2 and immunoprecipitated with
antibodies against the indicated proteins before DNA amplification
with the indicated primers. In order to obtain optimal separation of
regions immediately adjacent, only DNA samples which were not amplified by PCR with primers separated by more than 500 bp, e.g., those
indicated at the top left (spanning the region between ⫺1039 and
⫺53), were used for the ChIP assays. Input, total chromatin before
immunoprecipitation; ␣-Mock, control, unrelated antibodies used for
immunoprecipitation; pS2, estrogen-responsive region of the pS2 gene
promoter. The primers used for PCR amplifications are described in
Materials and Methods. Data displayed are from representative experiments carried out with ZR-75.1 cells; identical results were obtained
with MCF-7 cells.
was tested in vitro by EMSAs with double-stranded oligonucleotide probes reproducing the sequence of the CCND1 promoter from ⫺948 to ⫺925 (Fig. 3A). Analysis of the electrophoretic patterns displayed by different, independently
prepared nuclear extracts revealed, besides minor species variable from one preparation to the next and probably due to
protein degradation, the constant presence of three main
DNA-protein complexes (c1 to c3); by use of competitor
DNAs and specific antibodies, these complexes could be shown
MOL. CELL. BIOL.
to contain Oct-1 (c1), the c-Jun/c-Fos heterodimer (c2), and
YY1 (c3). A much less abundant, more slowly migrating DNAprotein complex, including both Oct-1 and c-Jun/c-Fos, could
also be detected when higher concentrations of nuclear extracts were used (data not shown), indicating that all of these
factors can bind simultaneously to the AP/dE site. However,
they appear to interact here independently of each other, as we
failed to detect cooperative binding (data not shown). Interestingly, even though the AP/dE sequence does not include
canonical EREs, the labeled probe also captures ER␣, as
shown by supershifting with different antireceptor antibodies
(Fig. 3A, lane 11, and data not shown). The receptor appears
to interact with DNA by tethering only to the AP-1 complex,
since inactivating mutations of the TRE but not of the Oct-1
site prevented the binding of both factors to the DNA (Fig. 3A,
lanes 17 and 18), while yeast two-hybrid protein-protein interaction assays and in vitro coimmunoprecipitation experiments
failed to reveal a stable interaction of ER␣ with Oct-1 either in
solution or bound to DNA (data not shown). This evidence,
together with previous results showing that c-Jun is able to bind
ER␣ in vivo and in vitro (56), supports the possibility that the
receptor is present in a subset of c2 complexes which cannot be
resolved by electrophoretic analysis.
Cell treatment with E2 increases the levels of c1 and c2
complexes, and this effect can be prevented by ICI 182,780
(compare lanes 1, 2, and 3 in Fig. 3A), suggesting that hormone
stimulation increases Oct-1 and AP-1 binding to their respective sites. In our opinion, the failure of E2 to reduce the level
of the c3 complex does not contradict in vivo data showing that
YY1 was not detected on the cyclin D1 promoter after hormone treatment, since this finding might relate to specific
chromatin features at this site. Indeed, the control of chromatin structure by interactions of transcription factors with cisacting elements is well known and is absent in vitro when
naked DNA is used. Scatchard analysis (Fig. 3B) demonstrates
that E2 does not promote significant changes in the Oct-1 or
AP-1 binding affinity (Kd) for DNA but increases instead the
binding capacity (Vmax) of these factors for their respective
target sites. For AP-1, this effect can be related to consistent
increases in c-Fos and c-Jun concentrations in nuclear extracts
from hormone-treated cells, detectable by Western blotting
(Fig. 3C) and mainly consequent to activation of their respective genes during the immediate-early cellular response to estrogen (61). On the contrary, the Oct-1 protein concentration
remains unchanged following E2 treatment (Fig. 3C); this result suggests that enhanced binding of this factor to DNA is
likely due here to the activation of a preexisting pool of inactive proteins, perhaps resulting from posttranslational modifications, such as those shown to control the ability of Oct-1 to
bind to DNA during the cell cycle (46, 49), and/or interactions
of this factor with coregulators (68). Mutational analysis of
AP/dE-protein interactions in vitro confirms that while the
Oct-1 and AP-1 binding sites are distinct and physically separated from each other, the YY1 binding site overlaps the octamer element (Fig. 3D).
Estrogen activates the CCND1 gene promoter through the
recruitment of AP-1, Oct-1, and ER␣ to the ERGE and the
displacement of a repressor complex containing YY1. To investigate the dynamics and nature of transcription factor assembly to the estrogen-responsive CCND1 promoter region,
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FIG. 3. In vitro binding of transcription factors to the estrogen-responsive region of the CCND1 gene. (A) EMSAs with nuclear extracts from
hormone-responsive hBC cells treated or not treated with 50 nM E2 for 2 h and challenged with 32P-labeled AP/dE double-stranded oligonucleotide; in
one case (⫹ICI), a 100-fold molar excess of ICI 182,780 was also added to the culture media as described in Materials and Methods. In some experiments,
a 100-fold molar excess of unlabeled oligonucleotide carrying consensus binding sites for the indicated factors was used as a competitor (comp.), or the
nuclear extracts were pretreated with the indicated antibodies (Ab). NIS, pool of preimmune sera; ss, supershifted complexes observed with anti-ER,
anti-c-Fos, and anti-Oct-1 antibodies (antibodies against c-Jun and YY1 hamper the interactions of these factors with DNA). The protein-DNA
complexes indicated as c1, c2, and c3 were consistently observed with different nuclear extracts from either MCF-7 or ZR-75.1 cells and are specific, while
the smaller ones represent nonspecific complexes, which were erratic or resulted from sample degradation during preparation or handling. Data displayed
are representative of results obtained in multiple tests carried out with different nuclear extracts. (B) Results of EMSAs performed with equal amounts
of nuclear proteins extracted from hormone-deprived (⫺E2) or hormone-stimulated (⫹E2) hBC cells and increasing amounts of AP/dE-labeled probe.
Following electrophoresis and autoradiography, the intensity of the signal corresponding to complexes c1 (Oct-1), c2 (AP-1), or c3 (YY1) in each lane
was measured by densitometry. Bars represent standard deviations. (C) Representative immunoblot of nuclear extracts from hBC cells treated with E2
and analyzed by Western blotting with antibodies against the represented proteins. Only the area of the filters where each protein of interest was detected
is displayed. (D) Mutant analysis of in vitro transcription factor binding to the AP/dE composite element by EMSAs with nuclear extracts from
hormone-treated hBC cells. In the top panel are shown the sequences tested by direct binding, with mutant residues in evidence; numbers to the right
mark the corresponding lane in the autoradiogram below. Data displayed are from representative experiments carried out with MCF-7 cells; identical
results were obtained with ZR-75.1 cells.
sequential ChIP assays were performed with both MCF-7 and
ZR-75.1 cells before and at different times after (5 to 30 min)
hormonal stimulation. The results showed that YY1 can indeed be detected bound to the AP/dE site of the CCND1 gene
in vivo before and for up to 10 min after E2 challenge, after
which it becomes undetectable, whereas c-Jun, c-Fos, ER␣,
and Oct-1 are all recruited together on the same DNA (Fig.
4A). To assess whether the presence of YY1 may contribute in
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FIG. 4. Kinetics of in vivo transcription factor interactions with the estrogen-responsive region of the CCND1 gene in hormone-treated hBC
cells and assessment of the transcriptional output. (A) ChIP analysis of CCND1 gene upstream regulatory site occupancy by different transcription
factors in quiescent and estrogen-stimulated cells. (B) Summary of chemical interference assays carried out with nuclear extracts from MCF-7 cells
following estrogen stimulation. The TRE sequence is boxed, and nucleotides contacting Oct-1 or YY1 proteins are indicated by black (Gs) and
white (Ts) dots. (C) (Left panel) Transient transfection analysis of the effects of transcription factor overexpression on the indicated reporter gene
activity in hBC cells stimulated with estrogen. A total of 50 to 200 ng of the indicated expression vectors was transfected, together with the reporter
gene and an internal control; luciferase activity measured in the same cells transfected with an empty expression vector was arbitrarily set to 1.
(Right panel) Effects of the AP/dE sequence on basal reporter gene activity in the absence of E2; luciferase activity of the cyclin D1 promoter-based
D1⌬-18 vector was arbitrarily set to 1. Transfections were performed as described in Materials and Methods. F.i., fold induction. Bars indicate
standard deviations of two to four independent assays performed in duplicate. (D) Northern blot analysis of cyclin D1 mRNA expression in
ZR-75.1 cells before and at the indicated times after stimulation with E2; 36B4 ribosomal protein gene mRNA was also quantitated in the same
blot as a control. (E) Sequential ChIP (ReIP) analyses of transcription factor interaction with the estrogen-responsive region of the CCND1 gene
between positions ⫺1039 and ⫺770. II°IP, results obtained following a second immunoprecipitation with the indicated antibodies. (F) Occupancy
of CCND1 gene initiator-proximal region by polymerase II, as assessed by ChIP. E2, treatment of cells with E2. For details, see Results. Unless
otherwise indicated, data displayed are from representative experiments carried out with ZR-75.1 cells; identical results were obtained with MCF-7
cells.
this situation to the maintenance of chromatin in a repressed
state, we performed immunoprecipitation with antibodies
against HDAC1, one of the ubiquitously expressed chromatinmodifying enzymes previously shown to interact with YY1 on
promoters inhibited by this protein (15, 64). The results
showed that the DNA region under study was indeed precipitated by anti-HDAC1 antibodies with kinetics similar to those
for YY1 (Fig. 4A), indicating the simultaneous presence of
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7266
both proteins on the ERGE and suggesting that their combined activity may contribute to CCND1 promoter trans-repression in hormone-starved quiescent cells. Gene inhibition
then would be relieved upon hormonal stimulation by displacement of these repressors by an activating complex including the
c-Jun/c-Fos dimer and ligand-activated ER␣, cooperating with
Oct-1. Indirect support for this possibility is provided by the
observation that H4 histone acetylation at lysines 5 and 8
increases at this chromatin site upon cell stimulation with E2
with kinetics similar to those of the regulatory protein switch
described above (Fig. 4A). Mutual exclusion between YY1 and
AP-1/Oct-1 at the AP/dE site is also consistent with the results
of methylation interference experiments, which supported the
results of the in vitro binding assays with mutant AP/dE oligonucleotides (Fig. 3D) and which showed how the binding site
for YY1 overlaps both the TRE and the octamer sites (Fig.
4B). Of note, YY1—but not the octamer factor—contacts in
vitro the G residue located at ⫺944 of the sense strand, which
was found to be protected in vivo only in hormone-starved cells
(Fig. 1B).
Since it was possible for us to resolve by ChIP adjacent
promoter regions spaced ⬎500 to 600 bp apart (see above and
Fig. 2A), we next examined whether recruitment of the positively acting factors described above at the ERGE is followed
by transcription initiation complex assembly on the promoter
and, if so, whether it is possible to detect physical contacts
between the upstream enhancer and the transcription machinery. To this end, we assessed the ability of the estrogen-responsive upstream region to be immunoprecipitated by antibodies
against the large subunit of RNA polymerase II, which is expected instead to be found at and downstream of the transcription start site. As shown in Fig. 4A, the association of the
polymerase with ERGE-bound factors can indeed be detected
at 15 min after E2 challenge, in parallel with trans-acting factor
switching at the AP/dE site and subsequent recruitment of
ER␣. A significant accumulation of CCND1 mRNA already is
detectable in cells 30 min after E2 challenge (Fig. 4D), further
implying that YY1 and HDAC1 displacement by the other
regulatory factors upon hormone challenge is indeed immediately followed by an increase in the rate of transcription of
CCND1.
To define the causal role of the transcription factors described above in mediating the cyclin D1 gene response to E2,
we analyzed the effect of their overexpression on cyclin D1
promoter activity in transient transfection assays (Fig. 4C). The
results of such assays carried out with both hBC cell lines
under study confirmed the enhancing effect of c-Jun, c-Fos, and
Oct-1 on promoter activity and the repressor role of YY1,
which also counteracts the stimulatory effect of c-Jun and
Oct-1. The inhibitory effect of YY1 overexpression is inhibited
in the mutant reporter D1-AP1/dE7, which is unable to bind
to this protein (Fig. 4C, left panel). This same reporter also
showed a significantly higher level of basal transcriptional activity than did D1-AP1/dE (Fig. 4C, right panel). Interestingly,
D1-AP1/dE7 activity also was unaffected by Oct-1 overexpression, despite the fact that it is still estrogen responsive.
This result indicates that, in the absence of YY1 binding, Oct-1
may be dispensable for AP-1/ER␣ complex recruitment to the
TRE. In turn, this would suggest that the main role for the
CCND1 PROMOTER ACTIVATION BY ER␣/PR AND D1
7267
octamer factor is to help AP-1 bind to ERGE by displacing
YY1, at least in hBC cells after estrogen stimulation.
Focusing on ER␣, we set forth to verify that the assembly of
this protein to the transcription-activating complex present on
the AP/dE site determines CCND1 promoter activation. To
this end, we performed serial ChIP analyses by dividing chromatin from quiescent and E2-challenged cells into two aliquots, one of which was immunoprecipitated with anti-YY1
antibodies and the other of which was immunoprecipitated
with anti-ER␣ antibodies. The complexes then were released
and reimmunoprecipitated with antibodies recognizing the
other key factors under study. The same procedure also was
carried out with unbound supernatant fractions from the primary immunoprecipitations and, in all instances, the upstream
region from ⫺1039 to ⫺770 was amplified by PCR. As shown
in Fig. 4E, RNA polymerase II could be detected, together
with c-Jun and Oct-1, in the bound chromatin pulled down by
anti-ER antibodies and in the unbound supernatant fractions
from samples immunoprecipitated with anti-YY1 antibodies.
The exact opposite was true for HDAC1. It is worth noting that
the polymerase also can be found associated with the region
across the transcription start site of the gene in hormonedepleted cells (Fig. 4F), thereby justifying the basal CCND1
activity observed under these conditions (Fig. 4D). These data,
when combined, demonstrate differential interactions of the
polymerase with the hormone-responsive and initiator regions
of the gene, confirm that ligand-activated ER assembles with
the ERGE in a transcription-competent complex, and provide
a direct demonstration that the CCND1 gene is a primary
target of nuclear ER␣ in growth-stimulated hBC cells (see
Discussion).
ER␣ has been shown to be able to activate the CCND1
promoter in HeLa cells via a CRE site located near the initiator through a PKA-independent mechanism (29, 47), suggesting that this DNA element may contribute to cyclin D1 promoter regulation in some cellular backgrounds. On the other
hand, Castro-Rivera et al. (10) reported that CREB phosphorylation by PKA is instead an essential requirement for CCND1
promoter activation via the CRE in estrogen-treated ZR-75.1
cells. Although the results of our stable transfection assays
allow us to exclude the possibility that the CCND1 CRE represents a primary site of action of estrogen when the gene is
endowed in hBC cell chromatin (4) (Fig. 1A), we cannot exclude the possibility that cross talk may indeed exist between
the CRE and the ERGE, perhaps contributing to the fine
regulation of CCND1 activity in specific physiological conditions and/or cell types. CREB activation by PKA, for example,
could be required to facilitate receptor assembly to the
CCND1 promoter (10). For this reason, we set out to verify to
what extent ER␣ recruitment to the AP/dE site depends upon the
phosphorylation of CRE-bound CREB by PKA. To this end,
chromatin from hBC cells stimulated with E2 in the absence or in
the presence of the PKA inhibitor H89 was subjected to immunoprecipitation with anti-ER␣ antibodies, and the precipitated
fractions were subjected to ReIP with antibodies against the large
subunit of RNA polymerase II to verify the presence of proteinprotein interactions indicative of promoter activation via the distal hormone-responsive site (see above). The results reported in
Fig. 5A demonstrate that the receptor and the polymerase can be
recruited together to this promoter after E2 treatment, even in
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FIG. 5. (A) PKA inhibition does not prevent ER␣ recruitment to the estrogen-responsive region of the CCND1 gene promoter. Sequential
ChIP (ReIP) analyses of the TRE-centered region from the CCND1 promoter. Chromatin prepared from cells treated or not treated with 50 nM
E2 in the absence or presence of the PKA inhibitor H89 was subjected to the ChIP procedure with an antibody against ER␣ (␣-ER: I°IP) and then
again with anti-RNA polymerase II antibodies (␣-Pol II: II°IP). In some experiments, 5 M H89 was added to the cells 30 min before E2. Input,
total chromatin before the first immunoprecipitation. As a control, antibodies against total (␣-CREB) or phosphorylated (␣P-CREB) CREB were
used to immunoprecipitate the CRE-containing proximal region of the CCND1 promoter from hormone-deprived (⫺E2) and hormone-stimulated
(⫹E2) cells. (B) In vitro binding of cyclin D1 and pRb to the upstream regulatory region of the CCND1 gene. Soluble chromatin was prepared
from hormone-responsive hBC cells before and at the indicated times after treatment with 50 nM E2 and immunoprecipitated with antibodies
against the indicated proteins before PCR amplification. Input, total chromatin before immunoprecipitation; ␣-Mock, control, unrelated antibodies used for immunoprecipitation. The presence of the E2F-containing regulatory region of the c-Myc proto-oncogene was investigated with
the same immunoprecipitated samples as described in Materials and Methods. (C) Sequential ChIP (ReIP) analyses of the AP/dE region from the
CCND1 promoter. Chromatin prepared from cells treated or not treated with 50 nM E2 for the indicated times was subjected to the ChIP
procedure with an antibody against cyclin D1 (␣-D1: I°IP) and then again with anti-pRb antibodies (␣-pRb: II°IP). Input, total chromatin before
the first immunoprecipitation. (D) Assays like those in panel A were carried out with chromatin extracted from hBC cells stimulated at time zero
with 50 nM E2 followed, where indicated (ICI), by the addition after 60 min of 5 M ICI 182,780 to the cell culture media. The times indicated
when cells were collected for analysis. Results shown are representative of multiple independent experiments. Unless otherwise indicated, data
displayed are from experiments carried out with ZR-75.1 cells; identical results were obtained with MCF-7 cells.
the presence of PKA blockade by H89, which instead greatly
affects the phosphorylation of CREB bound to its CRE site.
These results, in conjunction with data from the ReIP assays
shown in Fig. 4E and the stable transfections shown in Fig. 1A,
indicate the ability of ER␣ bound to the ERGE to promote
CCND1 transcription independently of CREB activation by PKA.
Cyclin D1 associates with a trans-acting complex present on
its own gene promoter. All of the gene responses described so
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7268
far relate to early events, occurring within the first 30 min of
cell stimulation by E2. The rate of CCND1 gene transcription
and cyclin D1 mRNA levels, however, keep increasing steadily
for at least 4 h of E2 stimulation and are sustained for several
hours thereafter (Fig. 1B and 4D), despite the fact that AP-1
activation by estrogen in hBC cells is transient and rapidly
reversible (26, 61) (Fig. 3C). We speculated that these results
might be the consequence of stable interactions with the
ERGE of the nuclear proteins identified above, possibly coupled to the recruitment of additional regulatory factors in the
CCND1 promoter. The persistent association of both c-Jun and
ER␣ can indeed be detected for up to 4 h of estrogen exposure
(Fig. 5B), whereas Oct-1 cannot be revealed anymore by ChIP
after 2 h. Although we cannot exclude the possibility of epitope
masking in this last example, presumably due to further chromatin modifications (see below), the failure of different polyclonal antibodies against this protein to detect it at the Ap/dE
site after longer cell exposure to E2 (data not shown) strongly
supports the possibility that the binding of Oct-1 to this site
may indeed be transient.
Among all of the possibilities investigated, ChIP analysis
showed that E2F and its functional partner, pRb (59), can be
found associated with the CCND1 promoter in quiescent cells
(Fig. 5B), presumably at an E2F binding site located approximately 200 nucleotides downstream from ERGE (22). It was
reported that E2 promotes in hBC cells the assembly and
activation of the cyclin D1/Cdk4 complex and pRb phosphorylation within 1 to 3 h of stimulation (4, 12), conditions which
may promote the activation of genes actively trans-repressed by
E2F/pRb complexes. We thus speculated that estrogen might
induce cyclin D1/Cdk4 holoenzyme interactions with the E2F/
pRb complexes bound to CCND1, thereby providing further
and long-lasting enhancement of CCND1 gene transcription.
Interestingly, we found that both cyclin D1 and Cdk4 proteins
assemble to the chromatin region under study, where they start
to be detectable 60 min after E2 treatment and increase progressively thereafter, to reach a maximum after 4 h (Fig. 5B).
Cdk2, which does not form an active holoenzyme with cyclin
D1 (4), could not be detected on the CCND1 promoter by
ChIP (data not shown). Sequential ChIP analyses with anticyclin D1 and anti-pRb antibodies indicated that the two proteins are closely associated with each other on the CCND1
promoter after estrogen exposure (Fig. 5C), suggesting that
pRb likely is phosphorylated by cyclin-associated Cdk4 under
these conditions.
Cyclin D1 can physically interact with ER␣ and thereby act
as a transcriptional coregulator of the receptor (38, 69). It is
thus possible that cyclin D1 detected by ChIP on the CCND1
gene in estrogen-stimulated cells is, all or in part, associated
with ER␣. To test this possibility, we carried out ChIP analyses
with cells exposed to an excess of ICI 182,780, the antiestrogen
that renders the receptor unable to bind to DNA, 60 min after
E2 exposure, i.e., after the initial assembly of the multiprotein
complexes described above on the CCND1 promoter. As
shown in Fig. 5D, receptor blockade with ICI 182,780 causes
the rapid release of ER␣ but not cyclin D1 from the CCND1
promoter, indicating that it seems unlikely that the cyclin interacts with chromatin via ER␣. c-Jun binding, on the other
hand, is less readily inhibited by estrogen blockade and appears to be independent from ER␣ disassembly. Chromatin
CCND1 PROMOTER ACTIVATION BY ER␣/PR AND D1
7269
returns then to its prestimulation level after 90 min of hormonal blockade, with a decline in c-Jun binding and the reappearance of YY1 and HDAC1; these activities suggest a
“clearance ” process that allows chromatin to return to a prestimulation level permissive for reactivation, such as that recently described by Metivier et al. (34). Interestingly, the kinetic study with the antiestrogen displayed in Fig. 5D also
revealed that after 60 min of cell stimulation by estrogen, the
interaction of RNA polymerase II with the upstream regulatory region of the CCND1 gene was no longer linked to the
presence of ER␣ or c-Jun on the AP/dE site, as it decreased
instead with the release of cyclin D1 from chromatin. These
results suggest that, while during the initial phase of response
to the hormone the factors that assemble on ERGE play a
pivotal role in transcriptional enhancement of this gene, later
on during cell cycle progression this role could be assumed by
additional trans-acting complexes, such as cyclin D1. It has
been shown that the inhibition of protein synthesis in MCF-7
cells prevents the maximal accumulation of cyclin D1 mRNA
in response to estrogen, suggesting that the synthesis of one or
more proteins likely is required to achieve the full stimulation
of CCND1 gene expression by estrogen (4, 43). On the other
hand, we show here that cyclin D1 functionally interacts with
its own gene promoter in vivo. Taken together, these results
lead us to propose that cyclin D1 regulates the transcription of
its own gene during a delayed phase of G1 control by E2,
characterizing CCND1 as the first example of both primary and
secondary estrogen-responsive genes.
Surprisingly, pRb can be detected bound to the CCND1
promoter in both estrogen-starved and estrogen-stimulated
cells (Fig. 5B), even after hormone-induced cyclin D1/Cdk4
complex activation and recruitment to the promoter, where
presumably it induces pRb phosphorylation with the consequent release from E2F as it occurs, under the same conditions, on the “canonical ” E2F site of the c-Myc gene (Fig. 5B).
We can exclude the possibility that the persistence of pRb on
the CCND1 promoter in this study is due to an experimental
artifact during immunoprecipitation, because different antibodies, both monoclonal and polyclonal, directed against different epitopes of the protein yielded the same results (data
not shown). Furthermore, pRb could not be detected, in the
same immunoprecipitated samples, in a far-upstream, unrelated region of the CCND1 gene (between positions ⫺3247
and ⫺2931) (data not shown). On the other hand, because pRb
can bind to several transcription factors and other regulatory
chromatin components, including HDACs, chromatin-remodeling factors, and general transcription factors (2, 14, 51, 67), it
is possible that this protein was present in this study in more
than one complex in quiescent cells, only one of which (and
which also includes E2F) was disrupted by Cdk4 after estrogen
stimulation, while others were stable even in cycling cells. Alternatively, pRb could be part of different multiprotein complexes in quiescent and stimulated cells, conditions that would
be indistinguishable by ChIP. Indeed, while pRb can be found
stably associated with the CCND1 promoter in quiescent cells,
the blockade of cell cycle progression by ICI 182,780 after
Cdk4 recruitment to the same promoter causes the release of
pRb (Fig. 5D), indicating that hormone stimulation of the cell
somehow modifies the interaction of pRb with chromatin at
this site.
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the level achieved by E2 under the same conditions (Fig. 6B).
ChIP assays with hBC cells before and after stimulation with
R5020 showed PR recruitment to the distal promoter region of
the gene, as well as the same trans-acting factor switch as that
observed following promoter activation by E2, including the
physical proximity of RNA polymerase II to this upstream
regulatory site (Fig. 6C). These results demonstrate that receptors for both ovarian hormones, which belong to distinct
NR subfamilies, indeed can functionally and physically interact
with the AP/dE element of the CCND1 gene promoter.
FIG. 6. (A) Analysis of CCND1 promoter responsiveness to progesterone upon stable transfection of the indicated luciferase reporter
genes in MCF-7 cells, reported as fold induction by 50 nM R5020 for
18 to 24 h versus the activity assayed in hormone-starved cells transfected with the same construct, arbitrarily set to 1. Plasmids used for
transfections are named as shown in Fig. 1. MMTV-luc, progesteroneresponsive reporter gene including the mouse mammary tumor virus
long terminal repeat. Results reported represent the means of three to
five independent experiments carried out several times. F.i., fold induction. Bars indicate standard deviations. (B) EMSAs with nuclear
extracts from hormone-responsive hBC cells treated, where indicated
(⫹), with 50 nM E2 or R5020 for 2 h and challenged with 32P-labeled
AP-1/dE oligonucleotide. Data are representative of multiple experiments carried out with at least two different nuclear extracts from
either MCF-7 or ZR 75.1 cells. (C) ChIP analysis of in vivo binding of
progesterone receptors and other transcription regulatory factors to
the upstream element of the CCND1 gene in ZR-75.1 cells. Input, total
chromatin before immunoprecipitation. Data are representative of
three experiments, one of which was carried out with MCF-7 cells.
The estrogen-responsive region upstream of the CCND1
gene also mediates activation by progesterone in hBC cells and
binds in vivo the PR. Progesterone (P4) induces cyclin D1
mRNA and protein expression during mitogenic stimulation of
mammary epithelial cells (36, 48) and, in this respect, its hormonal effects are comparable to those of estrogen. In hBC
cells, CCND1 gene activation is induced by both PR-A and
PR-B isoforms (44), but the genetic mechanisms involved are
unknown, because the promoter region of this gene does not
include canonical PREs. Interestingly, the AP-1 complex interacts with multiple members of the NR superfamily of transcription factors, including PRs (5), tethering each of them to
responsive gene promoters. These data led us to consider the
possibility that the AP/dE element of the CCND1 gene acts as
a regulatory crossroad to convey multiple NRs to the cyclin D1
promoter, in which case we should have been able to observe
an effect of P4 on its activity. As shown in Fig. 6A, the luciferase reporter construct D1⌬-956 could be activated by the PR
agonist R5020 when transfected stably into hBC cells. The
same was true for reporter construct D1-AP/dE, which includes the estrogen-responsive region of the gene (Fig. 1), but
not for D1-AP/dE, in which the TRE is inactivated and unable to bind to the AP-1 complex (Fig. 6A).
EMSAs showed that the stimulation of hBC cells with a
mitogenic dose of R5020 activated AP-1 to about 50 to 75%
The most relevant function for estrogens in the mammary
gland and in breast cancer is promotion of cell proliferation,
where the CCND1 gene plays an essential role highlighted by
several lines of evidence. Estrogens induce cyclin D1 gene in
hBC cells (4) and treatment of these cells with cyclin D1
antisense oligonucleotides blocks hormone-dependent cell
proliferation and decreases cyclin E-CDK2 activity, a downstream effect of E2 through D1 (9). Furthermore, E2 fails to
stimulate G1/S transition in hBC cells upon microinjection of
either antibodies against cyclin D1 or the CDK4-specific inhibitor p16INK4A (30), whereas ectopic cyclin D1 is sufficient to
recapitulate the hormonal effects on cell cycle progression (38,
42).
CCND1 gene regulation by estrogens appears complex, involving both primary and secondary events that have not yet
been fully defined. We thus set forth here to analyze in detail
CCND1 gene promoter regulation by estrogens and their receptors in hBC cells. This was carried out by insertion of
recombinant CCND1 gene promoter constructs in hormoneresponsive cells by stable transfection, under conditions that
reproduced as much as possible endogenous gene responses to
the hormone. It has been demonstrated, in fact, that enhancement of transcription from estrogen regulated promoters is
better analyzed when chromatin is used as a template (25, 34),
indicating that chromatin organization of promoters greatly
affects NRs activity on target genes. This approach led us to
identify a 24bp composite regulatory element, located about
940 nucleotides upstream of CCND1 transcription start site,
which acts as a main determinant for estrogen regulation. This
composite regulatory site, which we operatively named ERGE,
includes an AP-1 element (TRE), which binds the c-Jun/c-Fos
heterodimer in hBC cells, and overlapping binding sites for two
additional trans-acting proteins: Oct-1 and YY1 (Fig. 3 and 7).
In hormone-starved, quiescent cells, where CCND1 transcription is at its minimum, ERGE is occupied in vivo by a
complex comprising YY1 and HDAC1. YY1 is a zinc finger
protein that shows a dual behavior on gene transcription, depending upon cell type-specific factors and the promoter context (57), and regulates the expression of pivotal cell cycle
genes, generally inhibiting their transcription (20), and has
been suggested to play a role in tumor suppression (28). Inhibition of transcription by YY1 relates to its ability to form
trans-repressing complexes with histone-modifying enzymes, in
particular, HDAC1 (15, 64). The repressor role of YY1 on key
regulatory elements is often linked to competition for binding
of positive acting factors to the same DNA, including among
others the AP-1 complex (65) and Oct-1 (35). Interestingly,
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DISCUSSION
FIG. 7. Schematic representation of estrogen-dependent transcription factor assembly on the CCND1 gene promoter in hormone-responsive hBC cells and their interactions with each other, the distal
regulatory sites, and the basal promoter. In hormone-deprived, quiescent cells, HDAC1 is present in a complex with YY1 on the ERGE.
Upon estrogen (or progesterone) stimulation, these trans-repressors
are displaced from DNA by a composite AP-1/ER (or PR) complex
and Oct-1, inducing physical interactions of ERGE-bound complexes
with the basal transcriptional machinery. At a later time (⬎1 h), the
cyclin D1 (Cyc D1)/Cdk4 holoenzyme associates with the complex,
presumably relieving the promoter from trans-repression and thereby
inducing a second, longer-lasting enhancement of transcription. This
event may be accompanied by Oct-1 release from ERGE. Ac, acetylated histone tails.
trans-repression by YY1 can be prevented by its interaction
with nucleophosmin/B23, which is much more abundant in
tumor or proliferating cells (11, 23) and is activated by estrogens in MCF-7 and ZR-75.1 cells (13, 54). Based on these data
and the observations reported here that the YY1 binding site
of the CCND1 promoter overlaps with those for AP-1 and
Oct-1 in the ERGE, that its overexpression in the cell abolishes
hormone-mediated activation of the promoter and the high
basal level of promoter activity driven by a sequence unable to
bind YY1 (Fig. 4C) and, finally, that its presence is mutually
exclusive with that of RNA polymerase II on the promoter
(Fig. 4A and E), we propose that YY1 inhibits CCND1 gene
expression in hormone-starved cells, contributing to growth
quiescence under these conditions.
Therefore, relieving cyclin D1 from YY1-mediated inhibition is most likely a key event in hormone-stimulated cells that
affects early G1-phase progression (Fig. 7). Indeed, at 10 to 15
min after cell stimulation with E2, the YY1/HDAC1 complex
detaches from the ERGE, to be replaced by AP-1 and Oct-1
which, in turn, interact with transcriptionally competent RNA
polymerase II. The transcription factor exchange at the
CCND1 ERGE, with the enhancement of gene expression that
follows, results from increased concentrations of the c-Fos and
c-Jun proteins in the nucleus consequent to activation of the
corresponding genes by the hormone during the immediate-
CCND1 PROMOTER ACTIVATION BY ER␣/PR AND D1
7271
early cell cycle phase and, possibly, posttranslational modifications which affect their dimerization and binding to DNA. This
is accompanied by increased binding of Oct-1 to its octamerlike sequence located immediately downstream from the TRE
in the ERGE. Oct-1 belongs to the POU-homeo-domain family of trans-activators and binds to the octamer sequence AT
GCAAAT (55). Depending upon the cell type and functional
status, DNA binding by Oct-1 is favored by homodimerization
and interaction with coregulators and can be inhibited by phosphorylation of its POU domain, which occurs during mitosis
and is reversed as cells reenter G1 (49). It is possible that
specific phosphoprotein phosphatases are activated upon recruitment of quiescent cells in the cell cycle by E2, resulting in
reactivation of the ability of Oct-1 to bind to its target DNA,
even though intervention of a cofactor interacting with Oct-1
and affecting its binding to DNA cannot be excluded. Binding
of Oct-1 to the ERGE might exert different functions.
First, it may help in displacing YY1, thereby favoring recruitment of AP-1, as close association with an Oct-1 site has
already been shown to be of crucial importance for AP-1 binding to a noncanonical TRE of the interleukin-2 gene (40).
Second, the presence of Oct-1 may help establish cooperative
interactions between the ERGE and trans-activators bound to
different sites in CCND1, as this transcription factor has already been shown to enhance CRE-driven activation of this
promoter in MCF-7 cells by mechanisms involving its ability to
interact with phospho-CREB (8). Third, DNA looping and
protein bridges that connect ERGE to the basal transcriptional
machinery assembled at the transcription start site might be
reinforced by Oct-1, if a protein-interacting surface of the
DNA-bound factor remains available for general transcription
factors. It has been already reported, in fact, that Oct-1 is able
to interact directly with components of the basal transcription
machinery (37), enhancing transcription in the absence of coactivators. According to this hypothesis, binding of transcriptional coactivators to the ERGE would involve primarily AP-1,
whose presence is central for transcriptional induction, while
Oct-1 roles could be both to assist the YY1 to AP-1 exchange
and to promote a stable interaction of the latter factor with the
transcription initiation complex.
The increased binding of both AP-1 and Oct-1 to ERGE in
estrogen-stimulated cells is accompanied by recruitment of
ER␣ to the promoter (Fig. 7). Concerning the possible role of
the receptor, it is possible to assume that in the context of the
CCND1 promoter it is required to act as a transcriptional
coregulator for the AP-1 complex. The TRE, in fact, has been
shown to play only a minor role in CCND1 promoter activation
by serum in WI-38 human fibroblasts (22), despite the known
stimulatory effects of serum mitogens on AP-1. The c-Jun/c-Fos
heterodimer was shown to enhance CCND1 transcription in
JEG-3 human trophoblasts through interaction with the p300
coactivator (3). However, this effect was observed under test
conditions leading to strong activation of the trans-activating
potential of AP-1, which is not the case for estrogen-stimulated
hBC cells, where AP-1 activity is instead only moderately enhanced (62). It is therefore conceivable that in hormone-stimulated hBC cells, ERGE-bound AP-1 is inefficient in recruiting
coactivators to the CCND1 promoter, and ER␣ plays a determinant role in helping recruit specific coactivators to the AP-1
complex. Indeed, it has been shown that AIB-1, a member of
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VOL. 24, 2004
CICATIELLO ET AL.
the p160 family of coactivators whose gene is found overexpressed in breast cancer and that acts as a limiting factor for
hormone-dependent hBC cell growth, enhances estrogen-mediated induction of the CCND1 promoter upon transfection in
keratinoytes and associates in vivo with this promoter, together
with ER␣, in E2-treated MCF-7 cells (41). Interestingly, the
same was not observed with other ER coactivators, including
CBP/p300, GRIP, and SRC-1 (41). These data support the
notion that direct ER␣ interaction with the CCND1 promoter
mediates estrogen activation of this gene in G1, highlighting
the central role of the nuclear ER pathway in promotion of
hormone-responsive hBC cell growth.
The pivotal role of AP-1 in CCND1 gene regulation by ER␣
suggested to us the possibility that the CCND1 TRE might
represent a target for multiple NRs that, by accessing the
promoter through the ubiquitous AP-1 complex, may modulate transcription of this gene in different cell types. Indeed, it
has already been shown that ER can counteract, via AP-1, the
positive effects of ER␣ on CCND1 transcription (29). Furthermore, compelling evidence indicates that cyclin D1 expression
is regulated, either positively or negatively, by several NR
ligands, including for example AhR and PPAR␥ ligands, androgens, thyroid hormones, retinoids, vitamin D, and progesterone (36, 44), although CCND1 lacks canonical NR response
elements. We were able to demonstrate here that progesterone
can activate the cyclin D1 gene promoter in hBC cells by
inducing direct binding of c-Jun and PRs to ERGE, providing
proof that the TRE might indeed act, at least under certain
conditions, as a gateway to the CCND1 gene for multiple NRs,
which may thereby gain access to this key cell cycle regulatory
genetic switch.
During analysis of the CCND1 estrogen-responsive region,
we observed that activation of promoter constructs including
only the ERGE was always weaker and declining as the length
of hormone stimulation increased; more important, however,
the activity of the longer CCND1-Luc reporter genes could be
slightly enhanced by forced expression of cyclin D1 (data not
shown). This finding suggested to us that cyclin D1 may be
involved somehow in the regulation of its own gene. Having
found that cyclin D1 assembles on the CCND1 distal promoter,
we first assumed that what we observed could be mediated by
ER/cyclin D1 complex formation at the ERGE, as this cyclin
can act as a coregulator of the ER in hBC cells (38, 69).
However, timed ChIP analysis of hormone-stimulated cells
treated with an antihormone clearly showed that it is possible
to detect cyclin D1 bound to the promoter even in the absence
of ER␣. Furthermore, the presence on the same region of E2F,
pRb and, in hormone-stimulated cells only, Cdk4 suggests the
formation of a multimeric complex which includes a cyclin
D1/Cdk4 holoenzyme. For these reasons, we presently exclude
the possibility that the cyclin interacts with its promoter via the
ER, although it is possible that it may help bridge the multiprotein complexes bound at the ERGE and other sites. This
could be true, for example, with the E2F site, which the cyclin
could bridge with the ERGE by interacting with both Cdk4/
pRb and ER via distinct protein domains (Fig. 7). This hypothesis is consistent with the data from the ReIP tests, in which
pRb and cyclin D1 could be shown to be present together on
the same allele (Fig. 5C).
It has also been reported that cyclin D1 may associate with
MOL. CELL. BIOL.
other transcription factors, such as cEBP, regulating in this
way expression of several target genes (27). This, however,
seems unlikely in this case, since cEBP binding sites are
absent from the CCND1 promoter, including the region studied here (27) (data not shown). In addition, the association
between this cyclin and cEBP is Cdk4 independent, while all
data provided here indicate the presence of this kinase in the
complex containing the cyclin (Fig. 5B and C).
Concerning pRb association with the CCND1 promoter and
its involvement in hormone-dependent gene regulation, it is
conceivable that this occurs, at least in quiescent cells, via E2F,
according to the well-described molecular models for gene
trans-repression by this antioncogene product (59). However,
pRb can still be found stably associated with this promoter
even after up to 4 h of mitogenic stimulation, when it is conceivable that its ability to interact with DNA-bound E2F factors is lost subsequent to hyperphosphorylation by Cdk2 (2).
Based on the experimental data reported here, we propose
that pRb can interact with the CCND1 promoter in a dynamic
fashion, at least during early G1-phase progression, via the
formation of different protein complexes. Identification of the
binding partners of pRb in this context goes beyond the aims of
this study. However, it has been shown that pRb can form
trimeric complexes with ER␣ and the retinoblastoma-interacting zinc finger protein RIZ in estrogen-stimulated hBC cells, a
result that suggested to us the possibility that RIZ and pRb
proteins thereby could be involved with ER␣ in cell proliferation control by estrogen (1). Furthermore, pRb has been
shown also to interact with other chromatin factors (2, 51, 68),
some of which could be involved in either positive or negative
control of CCND1 promoter activity.
The autoregulatory activity of cyclin D1 on its own gene may
account for CCND1 gene hyperactivity under certain pathological conditions, as observed in human tumors. Furthermore,
derangements of the regulatory pathway described here may
be envisioned as possible pathogenic mechanisms for breast
carcinogenesis and for tumor progression to a hormone-independent phenotype resistant to endocrine therapy.
ACKNOWLEDGMENTS
We thank M. Beato, M. J. Birrer, W. Herr, J. M. Lüsker, S. K.
Nordeen, and B. Wasylyk for kindly providing expression vectors and
other recombinant DNAs; M. Truss for suggestions and scientific assistance; C. Abbondanza and D. Metzger for monoclonal antibodies;
F. Matarese and Anna Cuomo for technical assistance; and W. Basile
for help with artwork.
This research was supported by AIRC (grants 2001 to 2003), MIUR
(PRIN 2004; FIRB RBNE0157EH), the European Commission (contracts QLG1-CT-2000-01935 and QLK3-CT-2002-02029), and Regione Campania (L. 5). C. Scafoglio is a Ph.D. candidate at Dottorato
di Ricerca in Oncologia Medica e Chirurgica ed Immunologia Clinica
(XVIII Ciclo), Seconda Università degli Studi di Napoli.
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