Animal History in the Modern City
Also available from Bloomsbury
A Cultural History of Animals in the Modern Age, edited by Randy Malamud
The History of Animals: A Philosophy, by Oxana Timofeeva
New Directions in Social and Cultural History, edited by Sasha Handley,
Rohan McWilliam and Lucy Noakes
Animal History in the Modern City
Exploring Liminality
Edited by
Clemens Wischermann, Aline Steinbrecher
and Philip Howell
BLOOMSBURY ACADEMIC
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Copyright © Clemens Wischermann, Aline Steinbrecher, Philip Howell
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Contents
List of Figures and Tables
List of Contributors
Acknowledgements
1 Liminality: A Governing Category in Animate History
Clemens Wischermann and Philip Howell
2 Liminal Lives in the New World Isabelle Schürch
3 Liminal Moments: Royal Hunts and Animal Lives in and around
Seventeenth-Century Paris Nadir Weber
4 Antisocial Animals in the British Atlantic World: Liminality and
Nuisance in Glasgow and New York City, 1660–1760 Andrew Wells
5 Canaries and Pigeons on the Threshold: An Eighteenth-Century
Case Study of Liminal Animal Lives in a Southwest German
Hometown Dennis A. Frey Jr
6 The Giraffe’s Journey in France (1826–7): Entering Another World
Éric Baratay
7 The Elimination of the German Butcher Dog and the Rise of the
Modern Slaughterhouse Annette Leiderer
8 It’s Just an Act! Dogs as Actors in Eighteenth- and Early
Nineteenth-Century Europe Aline Steinbrecher
9 Between Wild and Domestic, Animal and Human, Life and Death: The
Problem of the Stray in the Victorian City Philip Howell
10 Liminal Youth Between Town and Bush: Humans, Leopards and
Initiation in West African History Stephanie Zehnle
11 Betwixt and Between: Making Makeshift Animals in NineteenthCentury Zoological Gardens Wiebke Reinert
12 Liminality in the Post-War Zoo: Animals in East and West Berlin,
1955–61 Mieke Roscher
13 Backyard Birds and Human-Made Bat Houses: Domiciles of the Wild
in Nineteenth- and Twentieth-Century Cities Dolly Jørgensen
Index
vi
ix
xi
1
25
41
55
75
91
105
127
145
161
181
201
221
239
List of Figures and Tables
Figures
Figure 2.1
Figure 2.2
Figure 2.3
Figure 3.1
Figure 4.1
Figure 4.2
Figure 4.3
From Fray Bernardino de Sahagún, Historia General de las
Cosas de la Nueva España, Codex Florentinus (1540-1585), Book
XII, The Conquest of Mexico, fol. 1v.
Courtesy Medicea Laurenziana Library, Florence
Detail from Nuremberg map of Tenochtitlán, Praeclara
Ferdinandi. Cortesii de Noua maris Oceani Hyspania Narratio,
Nuremberg. Impressa in celebri ciuitate Norimberga: Per
Fridericum Peypus, Nuremberg 1524.
Courtesy Library of Congress, Washington
Detail from Fray Bernardino de Sahagún, Historia General de
las Cosas de la Nueva España, Codex Florentinus (1540-1585),
Book XII, The Conquest of Mexico, fol. 68.
Courtesy Medicea Laurenziana Library, Florence
Louis XIII’s hunts in Paris. 1 Château du Louvre (with annexing
gardens). 2 Galleries of the Louvre. 3 Gardens of the Tuileries.
4 Gardens of Queen Marguerite. 5 Hôtel de Luxembourg.
6 Saint-Antoine and La Grenelle near Paris (approximately).
7 Château de Vincennes. Map from Mathias Merian, Le Plan
de la Ville, Cité, Université et Fauxbourgs de Paris, avec la
Description de son Antiquité, 1615 (digital version provided by
Michel Huard, www.paris-atlas-historique.fr)
T. Maerschalck, A Plan of the City of New-York
(1763), showing locations and dates of tanning activity.
Courtesy New York Public Library
Brand Mark for New York. Minutes of the Executive Council
of the Province of New York, 2 vols, ed. Victor Hugo Paltsits
(Albany: J.B. Lyon, 1910), i. 28
Brand Mark for New Harlem. Minutes of the Executive Council
of the Province of New York, 2 vols, ed. Victor Hugo Paltsits
(Albany: J.B. Lyon, 1910), i. 28
26
29
32
45
63
65
66
List of Figures and Tables
Figure 7.1
Figure 7.2
Figure 7.3
Figure 7.4
Figure 7.5
Figure 7.6
Figure 7.7
Figure 7.8
Figure 7.9
Figure 8.1
Figure 8.2
Figure 9.1
Master craftsman’s diploma, Heilbronn 1802. From Hans-Peter
de Longueville, Kurt Nagel, Benno P. Schlipf and Theo
Wershoven, Kostbarkeiten des Fleischerhandwerks (Heidenheim:
Rees, 1986), with permission of Professor Kurt Nagel
Georg Emanuel Opiz, ‘Female butcher with servant, lady and
hawker’, c.1812. Reproduced from Bruno Brandl and Günter
Creutzburg, Die Große Walz: Das Handwerk im Spiegel der
Literatur des 19. und 20. Jahrhunderts (Berlin: Verlag der Nation,
1974), with the permission of the publishers
J.F. Schröter, ‘Rural butcher-wife and rural butcher’, c. 1820.
Reproduced from Bruno Brandl and Günter Creutzburg, Die
Große Walz: Das Handwerk im Spiegel der Literatur des 19. und
20. Jahrhunderts (Berlin: Verlag der Nation, 1974), with the
permission of the publishers
Septimus Rommel (1778–1846), ‘butcher with ox and dog’.
Württemberg State Museum, inventory number WLM 9160 c,
with permission of Chris Gebel.
Toy draft dogs pulling a butcher and his pig. Copyright
Nuremberg Toy Museum
Certificate of apprenticeship granted by the German
Butchers’ Association. From Willy Schmidt, Das Deutsche
Fleischergewerbe in Wort und Bild (Leipzig: Killinger, 1912)
Private slaughterhouse with modern interior. From Willy
Schmidt, Das Deutsche Fleischergewerbe in Wort und Bild
(Leipzig: Killinger, 1912)
Public slaughterhouse. From Willy Schmidt, Das Deutsche
Fleischergewerbe in Wort und Bild (Leipzig: Killinger, 1912)
The modern butcher as business owner. Postcard titled ‘Wurstund Fleischwaren-Fabrik Brunner’. Copyright permission
granted by the Municipal Archive Munich
Training a dog to recognize who is still a virgin: Lang, ‘Einen
Hund abzurichten, zu Erkennen wer noch Jungfrau sei’, in
Rudolf Lang, Die von mir auf das höchst gebrachte natürliche
Zauberey (Augsburg, 1740)
Training a dog to perform a trick: from Rudolf Lang,
Die von mir auf das höchst gebrachte natürliche Zauberey
(Augsburg, 1740), 9 ff
Going into the lethal chamber: from Basil Tozer, ‘The Dogs
Home, Battersea’, English Illustrated Magazine, volume
13 (1895): 445–9, 447. Courtesy Cambridge University Library
vii
107
108
109
110
114
115
115
116
116
135
138
154
viii
Figure 9.2
Figure 10.1
Figure 10.2
Figure 12.1
Figure 13.1
Figure 13.2
List of Figures and Tables
Coming out of the lethal chamber: from Basil Tozer, ‘The Dogs
Home, Battersea’, English Illustrated Magazine, volume 13
(1895): 445–9, 448. Courtesy Cambridge University Library
Initiation authorities visiting a town with their human-animal
costumes. Photography by Northcote Whitridge Thomas, Sierra
Leone 1914/15. Courtesy University of Cambridge, Museum of
Archaeology and Anthropology, NWT P1150206
The Colonial Government engaged hunters to kill leopards.
Photography by Northcote Whitridge Thomas, Sierra Leone
1914/15. Courtesy University of Cambridge, Museum of
Archaeology and Anthropology, NWT P1150251
Clearing up the rubble: making space for the new Tierpark,
1955. Bundesarchiv Berlin 183-29610-002, Zentrabild Quasch.
26.3.1955
Crowd gathered in downtown Austin on the Congress Avenue
Bridge, as well as on boats on the river, to witness the nightly
emergence of bats from under the bridge, 27 March 2016.
Photograph by author
John James Audubon, Purple Martin, Birds of North America,
vol. 1 (1840). Image released into the public domain by the
Audubon Society
Figure 13.3 Purple martin house in Mabel Osgood Wright, Gray Lady and
the Birds (1907)
155
165
166
205
222
224
227
Tables
Table 5.1
Table 5.2
Table 10.1
Table 10.2
Animals listed in early modern German notary instruction
manuals. Source: Mannheims, Wie wird ein Inventar erstellt?,
272, 285, 300
Non-human animals represented in Göppingen inventories.
Sources: StAG, Inventuren & Teilungen
Categories of liminality in colonial West African ‘humanleopard killings’
Spatial and temporal liminality in human and leopard hunting
behaviour in colonial West Africa
81
82
164
169
List of Contributors
Éric Baratay is professor of contemporary history at Jean Moulin University, Lyon,
France, and a member of the Institut Universitaire de France. His recent books
include Le Point de Vue Animal: Une Autre Version de l’Histoire (Paris: Seuil, 2012)
and Biographies Animales: Des Vies Retrouvées (Paris: Seuil, 2017).
Dennis A. Frey Jr is associate professor of history at Lasell College, Newton,
Massachusetts, USA.
Philip Howell is senior lecturer at the University of Cambridge, UK. He is the author
of At Home and Astray: The Domestic Dog in Victorian Britain (Charlottesville, VA:
University of Virginia Press, 2015).
Dolly Jørgensen is professor of history in the Department of Cultural Studies and
Languages at the University of Stavanger, Norway. She has co-edited New Natures:
Joining Environmental History with Science and Technology Studies (Pittsburgh, PA:
University of Pittsburgh Press, 2013), Northscapes: History, Technology and the Making
of Northern Environments (Vancouver: University of British Columbia Press, 2013)
and Visions of North in Premodern Europe (Turnhout: Brepols, 2018).
Annette Leiderer is a doctoral candidate in history at Albert Ludwigs University,
Freiburg, Germany.
Wiebke Reinert is a research assistant in the Tier – Mensch – Gesellschaft project area
at the University of Kassel, Germany. She has co-edited, with Mieke Roscher et al., the
interdisciplinary volume Urbane Tier-Räume (Berlin: Reimer Verlag 2017).
Mieke Roscher is assistant professor for Cultural and Social History and the History
of Human-Animal Relations at the University of Kassel, Germany. She is author of Ein
Königreich für Tiere: Die Geschichte der britischen Tierrechtsbewegung (Marburg:
Tectum, 2009).
Isabelle Schürch is senior assistant in the Department of Medieval History at the
University of Bern, Switzerland.
Aline Steinbrecher is a postdoctoral fellow at the University of Konstanz,
Germany, and editor, with Gesine Krüger and Clemens Wischermann, of Tiere und
Geschichte: Literarische und Historische Quellen einer Animate History (Stuttgart:
Steiner, 2017).
x
List of Contributors
Nadir Weber is Oberassistent in the Section for Early Modern History at the University
of Bern, Switzerland. From 2016 to 2018 he was a postdoctoral fellow at the University
of Konstanz, working on the project ‘A Tamed Society? Interspecies Interactions at the
Royal Court of France, 1594-1715’. He is currently editing, with Mark Hengerer, a book
on animals in princely courts.
Andrew Wells is a postdoctoral researcher at the University of Göttingen, Göttingen,
Germany. He has edited, with Sarah Cockram, Interspecies Interactions: Animals and
Humans between the Middle Ages and Modernity (Abingdon: Routledge, 2018).
Clemens Wischermann is chair of economic and social history at the University
of Konstanz, Germany. His books include Tiere und Geschichte: Literarische und
Historische Quellen einer Animate History (Stuttgart: Steiner, 2017), edited with Gesine
Krüger and Aline Steinbrecher.
Stephanie Zehnle is research associate at the Historical Institute of the University
of Duisburg-Essen, Germany, in the Department of Extra-European History.
She has edited, with Winfried Speitkamp, Afrikanische Tierräume: Historische
Verortungen (Köln: Rüdiger Köppe Verlag, 2014).
Acknowledgements
The initial impulse for this book came from a discussion with Dieter Schott, on a long
walk with Clemens Wischermann and Aline Steinbrecher in the Spring of 2016 on
the Reichenau peninsula in southern Germany. Taking up the challenge of Dieter’s
conviction that a focus on animal inhabitants and human–animal relations offered a
new perspective on modern urban history, Wischermann and Steinbrecher organized
a session at the European Association of Urban Historians (EAUH) conference in
August 2016, held in Helsinki, Finland. We are very grateful to the EAUH, especially
Marjanna Niemi, for offering us a chance to explore these ideas, and we are equally
appreciative of the insights and feedback we received from the participants and
commentators. The subsequent journey to publication has been an unusually quick
and smooth one, for which we would like to thank our contributors and our excellent
editorial team at Bloomsbury, Rhodri Mogford and Beatriz Lopez. We are also grateful
to Maria Tauber at the University of Konstanz for finding our cover image.
xii
1
Liminality: A Governing Category
in Animate History
Clemens Wischermann and Philip Howell
A generation ago animal history was in its infancy, if hard to place historiographically.
Was it an extension of growing environmental awareness in the humanities, with nonhuman animals as useful proxies for the fate of ‘Nature’ as a whole? Were animals
merely the last and least heralded of the marginalized and oppressed groups whose
interests are championed by social historians? Should we understand animals as
historical agents in their own right, or simply concentrate on how human beings in
different times and places have represented them? Historians and scholars from other
disciplines continue to offer different answers, but some of the ideas that once seemed
outlandish now appear uncontroversial, and the debates themselves have contributed
to what is a lively and rapidly developing field.1
If we concern ourselves specifically with urban history, it is clear that non-human
animals did not simply disappear from the burgeoning towns and cities that have been
seen as the engines and exemplars of human progress. If we consider humanity to be
‘an urban species’, even to the degree that ‘urban spaces make us human’,2 this cannot
be because other species have been banished to the countryside or the wilderness. The
reliance of urban populations upon draft animals and in situ slaughterhouses is worthy
of emphasis; so too the rise of pets or companion animals in a distinctively bourgeois
urban order; likewise the presence of wild, feral or invasive animals.3 There is now a
rich historiography of animals in urban life, too rich to do more than gesture at here,
except to say that the history of cities should now be unthinkable from the perspective
of humans alone.4
The best of this scholarship has highlighted the role that non-human animals have
played in the production of social difference. It is a theme to which we will return,
but it is worth noting here that animal history is not about ‘animals’ on the one hand,
and undifferentiated humanity on the other; rather, we are confronted with debates
and struggles about the proper place of animals and the humans who accompany
them, willingly or unwillingly. Catherine McNeur’s history of Manhattan, for instance,
focuses on struggles over animal husbandry in the city, between poor immigrants,
for whom the pig or the cow was a vital resource, and the more privileged classes,
for whom urban animals were a threat to health, propriety and real estate values.5 In
2
Animal History in the Modern City
contrast, Dawn Day Biehler makes the point that, in the case of rats, flies, bedbugs
and cockroaches, it was the poor who suffered most from the unwelcome proximity of
other urban species.6
In this book we take a related approach, but developed we hope in distinctive ways.
First, we essay a more explicitly theoretical take on urban animal history, specifically
considering the concept of liminality, developed initially in anthropology but of great
value both in historical research and in animal studies, even if some of our suggestions
go against the grain of current discussions of liminality. Second, we have a rather longer
time span in mind than competing accounts of animal history, avoiding the temptation
to equate modernity with the last couple of hundred years, or with a handful of iconic
cities. Third, since we are very aware of the largely Anglocentric and anglophone
development of animal history, we have tried also to broaden our coverage to include
lesser-known places as well as periods; and if we cannot claim to do justice to the need
to provincialize the Western experience, we can offer at least a broader account of
European urban history and its animal inhabitants.7
*
*
*
We begin then with the theory and concept of liminality. Liminality derives from the
Latin limen or limit and describes the experience of being at or on the threshold. It
refers at once to the passage from one state to another and the moment of transition,
being in-between, neither one thing nor another, or both one thing and the other, or
perhaps best of all caught between the no-longer and the not-yet. In anthropology, the
concept has been principally invoked to describe the ‘rites of passage’ that govern such
an exhilarating but unsettling condition. In this regard, the greatest debt is owed to the
French ethnologist and folklorist Arnold van Gennep (1873–1957), whose remarkable
book Les Rites de Passage (1909) offered a brief but brilliant description of ‘primitive’
transition rites, backed up by global observations of initiation ceremonies, weddings,
funerals and the like.8 Van Gennep argued that such status changes can be found across
cultures, apparently always accompanied by rituals designed to control potentially
unruly or dangerous social dynamics. Thus van Gennep famously distinguished three
consecutive periods: a separation phase (rites de separation), the liminal phase (rites de
marge) and lastly the integration phase (rites de agrégation) where the liminal subject
is reincorporated.9 Van Gennep preferred to call the middle stage the liminal period
proper, and rites of integration/incorporation may thus be referred to more precisely
as post-liminal rites.10
This crucial second phase (sometimes called the threshold or conversion phase)
is in many ways the most instructive.11 Here we turn to Victor Turner (1920–1983),
the British anthropologist who published in the 1960s and 1970s several important
restatements and enhancements of van Gennep’s ideas, focusing on this intermediate
phase that is marked by disturbance, but is also gravid with opportunity.12 Liminality
was, in Turner’s resonant phrase, a ‘fruitful darkness’.13 ‘In its ambivalence this phase
harbours the risk of destruction of the existing social structure; on the other hand it
offers the possibility of using its creative potential for a beneficial transformation in
society.’14 It is the latter that predominates in Turner’s extended analyses, particularly as
Liminality: A Governing Category in Animate History
3
he turns from the anthropology of ‘traditional’ societies to that of the ‘modern’ world.
Here the stress is characteristically placed on culture rather than structure, on the
individual rather than the collective, and on freedom and experimentation, expressed,
for instance, in play, creativity and art. With an eye on the developed rather than the
preindustrial world, Turner contrasted the liminal – as we have described it above,
in which society’s rules are reasserted, with what he preferred to call the ‘liminoid’,
a situation in which individuals elect to suspend or transgress or simply take a break
from communal norms. This is a condition whose manifestations tended to be more
‘idiosyncratic and quirky’ than classic liminal phenomena.15 Such liminality becomes
the site where the new and the unfamiliar emerges, ‘the cultural space of human
creativity’ itself,16 ‘the in-between location of cultural action’.17
Even a cursory sketch like this shows that liminality has been for scholars a ‘fruitful
darkness’, but we must add that the harvest has been a long time coming: van Gennep’s
insights were sidelined by competing and seemingly more powerful visions of society
and modernity, and Turner’s subsequent contributions have been perhaps only fitfully
fashionable, especially as the concept of the ‘liminoid’ competes with as much as
complements the ‘liminal’.18 Having been a road not taken for so many years, however,
it now appears that liminality’s time has arrived, with a recent revival in its fortunes
leading to something like a cottage industry of applications and analyses, in an
extremely wide range of contexts, including anthropology and archaeology,19 history
and geography,20 politics and sociology,21 literature and cultural studies.22 Some of the
most important discussions have taken place under the sign of postcolonialism, where
liminality, mimicry, ambivalence and, above all, hybridity have long become common
currency.23 In an age famously suspicious of grand narratives, liminality offers itself
entirely immodestly as a ‘master concept’, and a universal one at that – ‘Cultures and
human lives cannot exist without moments of transition, and those brief and important
spaces where we live through the in-between.’24 Bjørn Thomassen, whose words these
are, even advertises liminality as a ‘central concept within the social sciences’, not at
all paradoxically, since he is at pains to reject the temptation to identify the liminal
with the marginal.25 For Thomassen, liminality has the perhaps unique potential ‘to
push social and political theory in new directions’.26 It has clearly been extended far
out from the ‘small-scale, relatively stable and cyclical societies’27 for which it was
originally formulated, and it is applied now to entire societies and polities undergoing
profound transformations, including eras and epochs of ‘crisis’.28 It has come to signify
the condition of modernity itself, with its ‘permanent’ or ‘boundless’ liminality:
Something very different happened from the sixteenth century onwards.
Liminality became established at the core of the modern project. Play, comedy,
gambling, sexuality, entertainment, violence – in short, all the most evident aspects
of liminality linked to human experience – took central stage within cultural,
political and economic modernity. Simultaneously, at the level of thought, the
human sentiments of fear, anxiety, scepticism and doubt (quintessential liminal
sentiments) were established as anthropological foundations.29
*
*
*
4
Animal History in the Modern City
The animating question for this book is whether liminality can be applied to nonhuman animals, to the relations between humans and other animals, and to the spaces
and environments and societies that they share, the modern city being the case in
point. From classic perspectives, this might seem like a doubling down of academic
faddishness, grafting liminality onto the concerns of the ‘animal turn’ and the relatively
recent emergence of ‘Human-Animal Studies’.30 It may seem perverse and even
proscribed, given the discussion of liminality above, where liminality has been regarded
as a fundamentally human condition, and a human condition only. In some ways, this
reflects the anthropological genealogy of liminality and the anthropocentrism of its
core concerns.31 But it might be felt to be more perverse to think of liminality as an
exclusively human dilemma/opportunity. Liminality after all is supposed to question
fixed boundaries and categories, putting a premium on the hybrid and the provisional,
revelling in the creative potential unleashed by being ‘betwixt and between’. For all this,
there is an odd reluctance, in our view, to call into question the divide that separates
humans from animals, or the social from the natural – with the signal major exception
of Susan Merrill Squier’s account of contemporary biomedicine and biotechnology,
Liminal Lives, which we discuss briefly.32
Let us simply assert at this stage that anthropocentric definitions of liminality are
entirely out of sympathy with the temper of our times, and that they arguably have
more in common with the didacticism of sociology’s founding fathers than the creative
eccentrics that liminality’s advocates prefer to celebrate. We believe that we need more
liminality, and less of the kind of border security that anthropocentrism represents,
and which exemplifies the search for boundaries which has marked the most recent
discussions of liminality.33 Bjørn Thomassen moves seamlessly from the magisterial
to the minatory in his advice that ‘one must therefore also be conscious of its limits
– and limits matter!’34 But in trying to avoid the obvious danger that liminality refers
to everything – and thus to nothing – Thomassen appears to close down even the
possibility that liminality might be a more-than-human condition. In Thomassen’s
‘world in-between’ we do not find any animals, no non-human being. In a similar
example of path dependency, though this time from the perspective of literary studies,
Roland Borgards promotes the potential of ‘liminal anthropologies’ for rethinking the
nature of the human, focusing on ‘those phenomena and processes of an anthropologic
self-placement, which come about in spatial and temporal in-betweens. Humanity
turns up not as given, but as becoming.’35 But this ‘becoming’ can hardly be understood
without invoking the figure of the ‘animal’, the foil to the emergence of ‘humankind’. We
have to approach any ‘liminal anthropology’ in a critical manner, alive to ‘the animal
lurking within the well-camouflaged site of the human or the human reemerging out of
the animal cocoon’.36 The inseparability of ‘becoming-human’ and ‘becoming-animal’
is surely one of the distinguishing marks of modernity’s permanent liminality.37
Donna Haraway, echoing Bruno Latour, provides the pithy summary: ‘We have never
been human.’38
When we speak of liminal phenomena, we are thinking not only of individual beings
(whether human or non-human), but also of collectives, including communities and
societies undergoing processes of transition. Van Gennep argued, perhaps too blithely,
that ‘the operation of rites of passage is the same for groups as for individuals’.39 At
Liminality: A Governing Category in Animate History
5
the highest level we should consider threshold phases/spaces that are the result of
the breakup of an existing regime and the emergence of an as yet unknown new one.
Here, in the step up from the ‘preindustrial’ to the ‘modern’, the ‘indigenous’ to the
‘industrial’, we might feel we are on firmer footing in excluding animal subjects. Yet
Turner’s stress on the ‘cultural’ (and thus for him the exclusively human) is a mistake;
and even Thomassen’s impressive attempt to construct a liminality that is fit for the
purpose of understanding modern societies may be criticized for its anthropocentric
instincts – it is rather telling that Thomassen portrays Descartes as a liminal thinker
par excellence.40 This is neither historically nor philosophically adequate. From the
perspective of philosophy – or at least the kind of cognitive science that Cartesianism
appears to approve – it is increasingly evident that there is no ‘Rubicon’ between
ourselves and the other animals that ‘no brute will dare to cross’ (as Darwin’s
contemporary Max Müller argued); instead, as Ian Ground has recently written, using
a pleasingly liminal metaphor:
It is much more of a boggy marsh divided by rivulets and streams and the occasional
floodplain in which different kinds of minded species find themselves more or less
connected and more or less isolated, shaped in unique ways by processes which
arise out of the landscape as a whole.41
From the perspective of history, it looks all the more necessary to emphasize the
inadequacy of Cartesian reason, even Cartesian ‘doubt’, when it comes to the
separation of humans from other animals.42 Limits are not boundaries, certainly.
Our understanding of liminality must still consider the power, however transient and
dynamic, of the urge to categorize and organize the world, in discourse and material
reality, along with the proliferation of hybrids and monsters that is the inevitable result
of such projections of order.
As noted above, Susan Squier’s Liminal Lives is an important reference point and
resource here, critiquing as she does Victor Turner’s inadequate emphasis on culture
and the symbolic rather than on biology or nature. She and others have shown how the
distinction between human and animal has ‘come under pressure’ with the development
of new techniques such as xenotransplantation, well past the point of no return.43 The
kind of hybrids we might most profitably focus on now are not so much Homi Bhabha’s
unsettled colonial and postcolonial subjects but rather the intermediate, transgressive,
impure ‘things’ that Bruno Latour puts forward as distinctive products of the ‘modern
constitution’.44 Simply put, we no longer need to rehearse long-outdated dichotomies
such as nature and culture, but rather to point out the numerous parallels, contrasts,
interrelations and inseparability of the human and non-human forms of liminality. This
is precisely what this book wants to explore. In contrast to Squier, the liminal animal
lives we examine are more broadly conceived, and located in history and geography
rather than in literature and science and technology studies. Our overriding interest
is in the ways in which non-human animals have emerged in conditions of modernity
(here understood as the period stretching from the sixteenth century to the present),
and in the cities that are the greatest achievement of human ‘culture’ and ‘civilization’
but which have never been successfully ‘purified’ of animality in the ways that the
‘modern constitution’ requires.
6
Animal History in the Modern City
It may be asked all the same whether liminal animal lives merely repeat the patterns
of liminality that can be found with people, or else whether entirely different and
novel liminalities are formed between humans and animals. We might in the first case
enquire whether animals are also ‘participants in a rite of passage, between everyday
life and a higher or different state of existence’.45 We can invoke the transitional civil
status of animals, including the ‘actions and reactions between sacred and profane’ that
are so vital in the classic discussions.46 That pets may be buried, even married, in the
grief or at the whim of their companion humans is perhaps too glib an observation.
But rites of passage are clearly in play when (for instance) an animal is sent to slaughter
(and not just in what is so misleadingly referred to as ‘ritual slaughter’).47 Animals used
in scientific experiments are also in transition from being mere matériel to involuntary
but honoured ‘sacrifices’, marking a literal journey from the profane to the sacred.48
We can consider the movement of animals from one place to another, the ‘territorial
passage’ so crucial for van Gennep and his followers, which is (for all that it is often
evaded) regulated and controlled by legislation, convention, bureaucracy – and by
animalian rites of passage of various kinds. We should also think of the host of formal
and informal rites governing the liminal civil status of ‘companion animals’, as they are
moved for instance from the condition of surplus animality in shelters and refuges (as
‘pets in waiting’), to the emotional and legal property of human beings in their ‘forever
home’. And this is only really to think about the Western world, with scant regard for
the diverse naturecultures to be found elsewhere.49 There is in short no compelling
reason why only humans should be liminal subjects.
We should also emphasize that we want not merely to illustrate the figure of
the ‘liminal animal’ (‘liminanimal’ is an appealing alternative),50 but to foster an
understanding of how and where and why human and animal liminality have developed
together. It is essential at this point to acknowledge that liminality is not the same as
marginality, particularly as this has come to be understood in terms of (human) social
exclusion.51 We have every sympathy with the complaint that to reduce liminality to
marginality is to lose any sense of its specificity:
There is an extent to which liminality in recent years has invaded our academic
(and popular) vocabularies as part of a fashion, identifying ever new forms of
social exclusion and renaming existing ones. Used in such away, the term has
nothing additional to offer. While liminality and marginality share affinities (being
boundary-concepts), they are also very different terms: that which is interstitial is
neither marginal nor on the outside; liminality refers, quite literally, to something
placed in an in-between position.52
A focus on the liminality of non-human animals must not exclude human animals,
however, nor the ways in which human and animal liminality and marginality
typically inform each other. It is vital that we do not homogenize ‘man’ or ‘humanity’
in contradistinction to the ‘animal’, as human–animal studies is perhaps wont to do.53
Strictly speaking, there is no such thing as ‘speciesism’, if that is supposed to mean
equating the interests of all humans and placing these above the interests of all other
animals: Cary Wolfe has consistently and persuasively argued that speciesism instead
Liminality: A Governing Category in Animate History
7
underwrites all forms of exclusion and othering, including the withholding of full
‘humanhood’ from many groups of human beings.54 We need to pay attention instead
to the co-production of species and social differentiation: for those who are devalued
and oppressed by mechanisms of economic exploitation, political domination and
ideological propaganda are not only animals, but also many groups and conditions of
people.55 We might argue that the abjection of the animal, including the ‘creatureliness’
of the human animal, is part of the wider transformations of modernity captured by
the concept of liminality.56
Any consideration of animals’ liminality must then engage critically with the
categories and practices imposed by the powerful upon the less privileged, extending
their influence from abject human to animal and back again. We must recognize,
however, that non-human animals have liminality thrust upon them in ways that do not
exactly correspond with the experience of human beings, however ill-favoured. Here
the inadequacy of the human imagination of liminality is acknowledged, along with
its discursive and material power to set boundaries. Take the emergence of zoos. As a
characteristic modern and urban phenomenon, zoos represent a signal intervention
into animal lives, certain animals becoming ‘wild’ or ‘exotic’ by being transported
and re-presented in new environments and institutions. The zoo becomes a liminal
space not just because imported captive animals are particularly significant liminal
subjects, separated as they are from their previous environments and incorporated or
reincorporated into a new world. Zoos also construct within modern urban societies
a remarkable form of liminal animality, for while human visitors to zoos are clearly
an example of the liminality produced in leisure spaces,57 we must read the human
encounter with exotic beastliness as one of ‘the rituals we construct around the figures
of animals and “the animate”’.58 Zoos have gone on to proclaim themselves participants
in the protection and conservation of global biodiversity, individual animals being
understood with reference to a wider ‘population’ or gene-pool. Even animals in ‘the
wild’ are therefore endowed with a liminal existence – not merely because they are
precarious, but because they too inhabit the global landscape of conservation whose
management of ‘wildlife’ only serves to disrupt the seeming clarity of wild versus
captive animals.59 Here the corrosive effect of liminality means that established
categories of differences between types of being dissolve and blur: the seemingly
straightforward distinction between what is called ‘in situ’ and ‘ex situ’ conservation –
captive breeding versus protection ‘in the wild’ – is quite impossible to sustain.
The same is true of a different kind of ‘wildness’ to be found in the humandominated world, especially in ‘civil’ society and in cities. Take the English term ‘feral’,
used for animals defined as having escaped from human control.60 This category might
include animals understood as more or less under human control, but at the same time
half wild, as with the case of rabbits in the dunes of the early modern Dutch Republic:
a classic liminal landscape, outside the city but so influenced by humans that it should
be seen as an example of the ‘growing grey zone between Nature and Culture’.61 Petra
van Dam argues that these rabbits (introduced for meat and fur production) are neither
wild nor tame but instead ‘feral’ – living in the dunes in a sort of yard or corral, they
could choose their sexual partners, but their reproduction is restricted by, for instance,
selective elimination of small females and old males every year, as well as by changing
8
Animal History in the Modern City
the land and limiting mobility.62 Such fences are constructed to create distance between
animals and humans – and take imaginative and cultural as well as physical form – so
that we are clearly looking at the creation of boundaries, limes, at the same time that
the wild/domesticated distinction is undercut by these recalcitrant animal subjects.
‘Feral’ here points to liminality rather than a straightforward ‘wildness’. ‘Feral’ may
also be used for cats living as family members in urban households, perhaps with their
own cat door and unrestricted mobility, but still subject to human beings through their
sterilization and neutering. Then, and perhaps most significantly, there is the meaning
of feral in regard to those animals who live close to us, without being easily designated
as ‘wild’ or ‘domesticated’. These animals are ecologically dependent on people, living
in ‘our’ cities, but not under immediate control.63 The warning of Raymond and Lorna
Coppinger, thinking about the difficulty of classifying ‘street’ dogs as ‘strays’ or as
‘feral’ from the standpoint of behavioural ecology, is particularly pertinent here:
Trying to classify dogs in broad categories such as family dogs or neighborhood
dogs or feral dogs is difficult because many dogs change categories during their
lifetimes. Many change from the start of the day to the end of it, but wake up
tomorrow back in yesterday’s first category.64
From the perspective of political theory, by way of contrast, Sue Donaldson and Will
Kymlicka have recently conceptualized these creatures as ‘liminal animal denizens’,
with a definitive in-between status, as ‘co-residents of human communities, but not
co-citizens. They belong here amongst us, but are not one of us’.65 Such liminal or
commensal animals are sometimes welcome, sometimes despised and persecuted, but
mostly tolerated or ignored. They
live amongst us regardless of whether we invite them, actively support them, or want
them as part of the community. Many humans see very few benefits to the presence
of these animals and have subjected them to rigorous campaigns of suppression
and control. Yet … we must accept that they belong here amongst us: they have no
wilderness option. And deportation almost certainly results in death.66
Donaldson and Kymlicka’s influential arguments, referenced by several contributors
to this book, deserve further discussion, for all that their political theory of animal
rights ignores the anthropological discussions of liminality. Their framing of animal
citizenship is curiously static, dominated by the territory of the nation state even when
it discusses, say, animal migration. We can note, however, that non-human animals
cross national borders not merely as an accidental collision of natural imperatives and
political imaginaries but through their entanglement with us: animal passports, for
instance, proactively police the ‘liminal zones’ that potentially threaten human cultural
orders.67 Liminal citizenship in Donaldson and Kymlicka’s sense concerns precisely the
same issues raised in the classic anthropological debates about rites of passage, for all
that this connection has not to our knowledge been systematically explored.
There is, to repeat, no obvious reason to exclude animals from the analysis of the
liminality of the modern, if such a production of such troubled categories as ‘wildness’,
Liminality: A Governing Category in Animate History
9
the ‘feral’, the ‘exotic’, are at all representative. If modernity is seen as saturated
with the liminal, it makes no sense to pursue its ‘purification’ of nature, animals,
‘beastliness’ and the ‘creaturely’. We might go further still. If we follow the lead of
Thomassen and Szakolczai (and others) in defining modernity as the ‘centralization’
and ‘permanentization’ of liminality,68 it is tempting to see non-human animals as the
most modern, most liminal creatures of all, subject as they are to the vicissitudes of
anthropocentric reason, the fateful power to approve of their proper places and terms
of existence, ever more vulnerable to anthropogenic changes up to and including the
spectre of extinction. In this regard, feral designates the space outside our (human)
political institutions: ‘These are the animals, after all, who persistently resist human
attempts to make them fit into our imagined communities or formations, whether as
domesticated animals who submit to our regimes of power, or benign intruders into
our spaces who do not threaten our existence, or as valorized “wild” animals whom
we have decided we should protect.’69 Dinesh Wadiwel acknowledges the potential of
‘feral’ as a badge of resistance, but pointedly asks ‘Who would actually want to be feral?’,
given the vulnerability to violence that comes with such a liminal status.70 Non-human
lives have arguably always lived in ‘an in-between or marginal zone’,71 shadowed by
death, a liminality that has no precise parallel with that belonging to humans, who can
at least appeal to ‘rights’ in the face of appalling ‘inhumanity’. Non-human animals in
this view are not merely ‘a highly liminal category possessed of a capacity to disrupt the
coherence of the dualist structure of humanist ontology’, but, far more emphatically,
iconic liminal subjects.72
*
*
*
What we lack in such abstract discussion is empirical research on the drawing of such
demarcations and the nature of such transgressions in concrete historical and social
contexts. This is precisely what this book sets out to address.73 There have been some
important recent works on animals and the city, including historical ones, but it is fair
to say that studies of urban history, urban form and architecture have barely begun to
deal with the presence of animals.74 Our leading questions are directed towards the city
as the historical site in which human and non-human species met, clashed, uneasily or
benignly cohabited, developed new ways of living together, all in ways fundamentally
different from the existing alternatives of agrarian exploitation or wildlife predation.
Properly understanding the nature of animals in conditions of urban modernity requires
us to look beyond such straightforward narratives, humans on one side of the fence,
animals as mere use objects on the other. The lack of consideration in such discussion
of the agency of animals is particularly striking.75 We certainly need a more dynamic
and complex urban history, where the limits that keep one world apart from the other
are all the time in flow.76 What we envisage would be akin to the kind of ‘multispecies
ethnography’ that has recently achieved a degree of prominence, in which ‘creatures
previously appearing on the margins of anthropology – as part of the landscape, as
food for humans, as symbols – have been pressed into the foreground. … Animals,
plants fungi, and microbes once confined in anthropological accounts to the realm of
zoe or “bare life” – that which is killable – have started to appear alongside humans in
10
Animal History in the Modern City
the realm of bios, with legibly biographical and political lives.’77 The now familiar focus
on when species meet78 is eminently a historical question, and a geographical one too –
the issue of where species meet is classically liminal because our focus is on the city as
a ‘contact zone’, ‘where lines separating nature from culture have broken down, where
encounters between Homo sapiens and other beings generate mutual ecologies and
coproduced niches’.79 The challenge to conventional history is obvious, and we do not
want to play down the difficulties involved:
All this means that it is necessary to expand our current definition of history –
‘the science of men in time’ – still favoured by many historians, where there is
nothing sacred about it, as it is a historical construct. The definition of history
must now once again be broadened, becoming the science of living beings in time
and directing its attention to their evolutions, at least where there is a historical
record enabling the historians to do their job and make use of their skills.80
But this is also an opportunity that we as historians cannot afford to miss, if we want,
as Baratay suggests above, to do our job properly. All history is animal history of
one kind or another. We offer liminality as nothing less than a governing category in
any such ‘science of living beings in time’, any putative ‘animal history’ – or ‘animate
history’ as we prefer, given the emphatic stress on animals as active agents rather than
merely as objects of historical curiosity. This perspective is not confined to history,
and of course takes its inspiration from a host of philosophical and theoretical work,
but it is developed in the same terms as Éric Baratay’s ‘histoire vivante’, the challenge
to historical conventions of a truly enlivened history, in which human beings can no
longer be considered insulated from other species and forms of life.81
The substantive chapters that follow are explorative rather than definitive, taking
the theoretical insights of liminality as a cue to rethinking the nature of modern urban
history and how we might go about researching and writing it. They are presented
in rough chronological order, taking us from the beginnings of the modern age to
the late twentieth century. Isabelle Schürch begins this book with that monument to
modernity, the ‘discovery’ of the ‘New World’, revisiting as she does so some classic
questions concerning urban form, cosmography, but also the role of animals as
agents of empire. Her account disturbs both anthropocentric and Eurocentric pieties.
Instead of the imposition of European urban planning, European categories and
taxonomies simply replacing those of the conquered peoples, Schürch shows how the
Mesoamerican urban scene became a liminal space or contact zone in which both
the Spanish and the indigenous peoples struggled to accommodate themselves to new
realities. Schürch takes her stand on the utility of liminality in identifying moments
of transition in which normal limits to thought and behaviour are relaxed, and new
social and political imaginaries emerge. Questioning the categorical separation of
human and non-human lives, Schürch offers an alternative narrative of New Spain, as
a dynamic process of incomprehension and accommodation rather than the seemingly
decisive ‘conquest’.
In the following chapter, Nadir Weber uses liminality to explore the lives of
animals caught up in the royal hunting practices of the French ancien régime.82 His
Liminality: A Governing Category in Animate History
11
principal focus is on time: the ‘liminal moments’, as he understands them, in the lives of
animals, which act as doors or portals through which an individual animal moves from
one category, status or moral dimension to another. These are rites de passage, in the
orthodox conception, except whereas anthropology is interested in the transition within
a human society, Weber considers the relationships that exist between species. In the
amplifying crises represented by the wars of religion, the regency of Marie de’ Medici
and the French civil wars, hunting provided a performance of stability and rightful
order in the drama of society and nature alike. Hunting is inseparable from the liminal
histories of Louis XIII and XIV, the main human subjects of this chapter. What, however,
of the animals themselves? Weber argues that they too had their liminal moments – that
their status derived not from their spatial locus, and the change from one moral location
to another, the ‘wild’ to the ‘domestic’. He shows how misleading these ideas are when
read back uncritically in history. In France, hunting was so central to kingly power that
animals were provided for the king and his court to pursue – bred and protected and
cared for in order that they might be hunted not only in the royal hunting domains but
also in the gardens and parks of Paris. Thinking of the elaborate ‘machinery’ at work
here, Weber speaks of the industrial farming of livestock – but we might think too of
hunting’s rapprochement with conservation, and, more specifically, of the phenomenon
of ‘canned hunting’. Whatever the genealogy involves, it is clear that hunting here has
little to do with the ‘wild’ or the ‘wilderness’, nor even the country as opposed to the city.
Andrew Wells takes the argument about early modern liminal animal lives in novel
directions, looking at the liminal presence of animals even after death (he names this
‘zombie liminality’), and also at the role of space in the identification of liminality
(the significance of interstitial spaces tending to be neglected in the anthropologists’
sustained interest in rites of passage). His specific theme is the development of
nuisance as a legal category in early modern Glasgow and New York. Nuisance is an
aspect of tort law that is famously or notoriously confusing; Wells rushes in, however,
where even professionals fear to tread, examining how free-roaming animals such as
the iconic, irrepressible pig (as well as the more companionable and respectable dog)
contributed to legal debates and urban statutes around what constituted a nuisance
and what should be done about it. Wells reminds us to always historicize and not to
read backwards even seemingly straightforward understandings of what makes an
animal ‘liminal’ – as a ‘pest’ or ‘vermin’, for instance (which in this period was a matter
of judgement and very flexible in its application, taking in animals as different as pigs
or wolves, dependent on circumstance). But perhaps the most startling application
of animal liminality here is the transition from life to death, from roaming creatures
to rendered things: even after death, animals might yet be a nuisance, along with a
variety of their tradesmen and their worksites. By taking us to a consideration of these
‘zombie nuisances’, Wells shows us how inherently unstable were the legal and cultural
arguments about animal and human liminality.
Dennis Frey similarly examines ‘the more intimate cosmos of early modernity’,83
using the German city of Göppingen to examine a culture caught between the
codification of animals – most decisively as property – and the survival, even
elaboration, of practices and relationships that put the lie to this similarly only
apparently straightforward classification. A world away from the kind of intellectual
12
Animal History in the Modern City
precision that the early modern period (another liminal category, of course) would
become famous for – under the name of Cartesianism – lay the daily lives of the
common sort, men and women whose encounters with non-human animals were
more sophisticated and instructive than we are led to believe by some of the grand
surveys of the death of nature, the rise of capitalism and rampant commodification,
and wholesale animal exploitation. While not denying the force of these narratives,
Frey’s microhistory recovers an urban world or habitus in which people lived with and
depended on the animals who outnumbered them in the official counts, and which
fostered complex and surprising connections. Frey takes the apparatuses of modernity
and moves on from their obvious message concerning ownership of animals to the fact
that as people in their life courses were subject to the sacraments and rites of passage,
their bundled animal property and the relationships with animals these represented
underwent their own liminal transformations. The lawyers and the notaries provided
a secular version of the pastoral offices, offering the hope of a smooth transition from
one state to another, but these were constantly threatened by the vagaries of urban life,
the disruptions and disasters that modernity has never been able to banish.
In a central chapter Éric Baratay explores the experience of the giraffe presented
by the Pasha of Egypt to the new king of France, Charles X. Following the programme
set out in his own Le Point de Vue Animal (which we have translated here as the more
proactive ‘standpoint’ rather than the somewhat passive ‘point of view’), Baratay
projects himself into the psychology of an individual animal separated from him by
two hundred years as well as the species divide.84 While some commentators have
refused this possibility Baratay refuses to accept the various admonitions, abjurations
and reductios ad absurdum that are assembled against trying to see (and for that matter
touch, and smell, and sense) the world from the position of the animal other. Armed
with contemporary ethology as well as with archival skills, he reconstructs the giraffe’s
journey from its landing in Marseilles to its enclosure at the Jardin des Plantes in Paris,
seven hundred kilometres in space, and eight months in time (or twenty years if we
include the rest of her lifetime in Paris). Baratay focuses on the liminal experiences
she endured: the stress, anxiety and fear she felt, but also the process of adaptation or
accommodation, even habituation, not only for her (she is known today as Zarafa) but
also for the humans around her (a motley company of mahouts, naturalists, wranglers,
spectators variously awed, frightened, eventually even bored and indifferent). Zarafa’s
tale, in the hands of Baratay, is more than just a biography: nor is it a treatise on
what it is like to be a giraffe. It is an exploration rather of how what it means to be an
animal is dependent on the changing circumstances these particular animals and these
particular humans found themselves in – not then the essentially unchanging natural
history of giraffa camelopardalis, but the twists and turns of a recognizably individual,
necessarily transitional, experience.
Annette Leiderer’s chapter on German butcher dogs charts the changing moral and
physical status of the animals who were traditional partners in the artisan butchery
profession, walking and working side by side with their human companions, and
sharing with them their liminal position in German society. Butcher dogs were suspect,
as their masters were, for brutality and even cruelty; yet the providers of meat for the
community took part in public festivals and enjoyed a professional camaraderie. All
Liminality: A Governing Category in Animate History
13
this changed, however, as Leiderer shows, with a series of developments in the later
nineteenth century, including the reorganization of the German meat industry, the
rise of the sanitary movement and the new municipal slaughterhouses, legislation
in the German states and cities concerning draft animals and public hygiene, and
the influence of animal welfare movements. The net result was the differentiation of
German butchery, the reincorporation of the artisan and retail butcher into modern
urban society – and (no small transformation) the elimination of the butcher dog
and his public and private freedoms. Instead of being valourized as part of a human–
animal pairing, the butcher dog became a breed, defined by its ‘natural’ behaviour or
characteristics, and thus ‘merely’ an animal. It is a salutary reminder of the world we
have lost.
Aline Steinbrecher also considers the place of the dog in the modern European city,
though her conclusions are more encouraging, charting as she does the persistence
of working human–animal partnerships in the public sphere. Looking at the
phenomenon of trained dog acts from the early eighteenth to the early nineteenth
centuries, Steinbrecher sees these performing dogs as exemplary liminal creatures.
Dogs were iconically liminal, as the preceding and following chapters insist, but
performing dogs were special because they attest to the complex relationship with
human beings necessary for the act to be possible at all. At one level, ‘artistic dogs’ who
could perform on command, or mimic human abilities such as reading, calculating
or even speaking, appear liminal because the boundary between the human and
animal is called into question, whether this is for comic effect or prompting of serious
speculation. The ‘scholar dog’ joins the learned pig and the talking parrot in the ranks
of creatures whose abilities – or lack of them – shadow the rise of anthropocentric
reason.85 But Steinbrecher is less interested in exposing the ‘tricks’ that lay behind
such animal ‘frauds’ and ‘freaks’.86 Unlike, say, the famous chess-playing ‘automaton’,
the Turk, animal acts were no illusion, but instead the product of careful training and
collaboration between animal and human.87 It is the techniques of this trans-species
training that constitute for Steinbrecher the real magic of these performances, and
which make dogs such exemplary liminal animals.
In Chapter 9 Philip Howell puts the focus on the liminal position of the ‘stray’ dog in
Victorian Britain, concentrating less on the classic anthropological theories of liminality
than on our understanding of ‘commensal’ urban animals and the recent suggestions
in political theory that a class of ‘liminal’ animals might be accorded some measure of
political inclusion. Howell is cautious about such moves, however, particularly insofar
as the theoretical and historiographical imagination on display is so unconvincing:
‘Commensal’ suggests a neat separation between human and animal worlds, nature
and the city, say, while the political discussion is curiously incurious about the ways in
which liminality has been and is produced. Arguing for a re-inoculation of liminality
into these discussions of urban animals, Howell uses the history of the Battersea Dogs
and Cats Home in London to examine the difficulties in drawing distinctions between
‘wild’ and ‘domestic’ (the dangerous street dog or ‘stray’ as opposed to the properly
housed ‘pet’), and even between ‘human’ and ‘animal’, as the category of the ‘stray’
moved from human poor to canine unfortunate and back again. He argues that the
political liminality at issue is not a stage or a status so much as an effect of attempts to
14
Animal History in the Modern City
address what he refers to as ‘the excessive and unruly anthrozoological quality of the
liminal’. The most fateful result is that such street dogs hover precariously between life
and death. The grace period that separated a life on the streets from the lethal chamber,
the process by which humanitarian ‘rescue’ turns into humane killing, could be as short
as a few days – a liminal phase or period, for sure, but also evidence of the permanent
liminality in which even favoured animals find themselves in the modern city.
In a chapter which steps outside Europe, Stephanie Zehnle uses her research into
the killing of humans by ‘human leopards’ in British colonial West Africa to endorse
Arnold van Gennep’s and Victor Turner’s discussion of liminal phases or states in
rites of passage – but also to critique their lack of interest, implicit or explicit, in nonhuman animals. Despite the formative role of non-human animals and nature in their
theorization of initiation rituals in ‘indigenous’ societies, neither of the two great
theorists of liminality seem to treat the other-than-human as much more than a foil
to their core anthropological focus on the transformation of individual human beings
within ‘indigenous’ communities. But van Gennep’s ‘période de marge’ and Turner’s
‘middle stage’ typically necessitate a crossing from ‘human’ to ‘animal’ or to ‘nature’, so
that it makes sense to extend the principle of reciprocity to animals as liminal subjects,
undergoing liminal periods and inhabiting liminal spaces. The most striking claim
here is that not only human youths but juvenile leopards were bound up in initiation
rites – metaphorically, as boys became leopards before they could become men (and
were expected to predate human communities, sometimes in leopard-guise), but also
because leopards too were forced by circumstance (in the dry seasons, for instance) or
by ontogeny (adolescent males seeking territories and mating opportunities of their
own, say) to transgress the divide between village and bush, the human and natural/
animal/wild worlds. Bringing animals back in is not a sideshow to our understanding
of liminal rites of passage – for even if we were only interested in the liminal lives
of humans, without this ethnographic/ethological reciprocity we cannot hope for an
accurate understanding of what it means to separate and to be reincorporated into a
community. Zehnle returns us to human history as well as to animal nature, seeing
them ultimately as inseparable.
In Chapters 11 and 12 we move to that much-studied, but also much-misunderstood
institution, the urban zoo. Wiebke Reinert reminds us that the zoo’s history necessarily
invokes its liminality, caught as it is between earlier and overlapping spaces of animal
exhibition, and indeed never quite shaking off the necessity to entertain as well as
to educate, never quite becoming the idealized institution its boosters promised.
Instead of a scientifically authorized ‘modern nature’ presented in improving and
bourgeoisifying fashion, Reinert demonstrates how dependent German zoos were on
appealing to the emotions, in presenting animals in terms little different from the fairs
and the circuses and menageries. The role of wards and keepers as middlemen is also
recognized here, vital as they were to the presentation of often uncooperative animals
to the paying public, themselves less cooperative and cultivated than zoo promoters
touted. If the zoo was a kind of hybrid institution, and its practices too, captive animals
were, in Reinert’s terms, ‘makeshifts’, conscripts in the kind of social and cultural
transformations that the zoo was supposed to effect, but even when docile and goodnatured endowed with only precarious lives. The idea that animals are agents or actors
Liminality: A Governing Category in Animate History
15
has become a familiar refrain, but in Reinert’s hands these zoo animals are perhaps
merely jobbing actors rather than the ‘stars’ of the animal entertainment industry.
Mieke Roscher considers the zoo in her chapter on the political geography of
Berlin and Germany after the Second World War. Taking the prominent argument
for political liminality in times of crisis to heart, she argues that zoo animals became
unwilling participants in the confrontation between West and East, with their
distinctive visions of society and of the future development of the state. There are, for
Roscher, multiple forms of liminality on offer in the contrasting history of the Berlin
Zoo in the Western sector, and the Tierpark in the east, including the transformation
of sites and landscapes, the employment opportunities for men and women, and the
development of the tourist gaze. But the central argument is that animals become
liminal not in the general sense of being caught between the wild and the domestic,
but in particular historical conjunctures – here, a city being rebuilt, divided into zones
of control, soon to be cut in half by the Wall, before eventual German reunification
(something that was made possible, and was mirrored in, the unification of these once
rival zoos). Roscher thus tacks between the more general cultural history of the zoo
and the more specific cultural history of Berlin and the two Germanies, informed
in particular by Thomasssen’s discussion of liminality as produced by a breakdown
of social and political order and the attempted or accomplished transition from one
regime to another. We should not see the captive animals as mere symbols or markers
but as agents or actors, the liminality of whose lives should not be read as marginal or
irrelevant to the grand narratives of political history.
Dolly Jørgensen’s final chapter focuses on the ways in which urban animals live
with us. She is not so much interested in these animals as marginal ‘denizens’, to
repeat Donaldson and Kymlicka’s term, suggesting as it does a very compromised
inclusion in our spaces and societies: the kind of skulking, scurrying and scavenging
we think of when we think of ‘feral’ animals, ‘pests’ or ‘critters’ that have adapted
to the opportunities we have created.88 Instead, Jørgensen reminds us of the long
history of aesthetic and pragmatic appreciation for urban companions who are neither
‘domestic’ nor ‘wild’ in the conventional sense. Birds like purple martins, valued for
protecting chickens from birds of prey, or controlling the insects that threatened crops,
were encouraged to settle and breed from the first peoples of America to the advent of
the modern age. Even bats roosting under bridges, once seen as unwelcome and even
dangerous migrants, could be rehabilitated, even fêted. Jørgensen flies a flag for the
utility of concepts like wild and tame, artificial and natural, for all that we know these
are hybridized, mixed-up and unsettled. By placing her stress on the degree of human
intentionality and artifice at work in the construction of habitats appropriated for
urban animals, which from their point of view or umwelt is an undifferentiated natural
opportunity, Jørgensen refuses to choose between the one term and the other. By
thinking of cities as second nature, a concept she also rehabilitates, and drawing too on
insights from science and technology studies, she shows how various species, groups
and individuals have historically domesticated our cities and become themselves
domesticated, in the most generous sense.
Taking us right up to the present day, bat-watching on a bridge in the Texas capital,
we are enjoined to think of how humans and animals have learnt to build urban
16
Animal History in the Modern City
modernity together. We are seemingly a world away from the European ‘conquest’ of
America where we began, but this more-than-human urban history is likewise best seen
as dynamic, never-ending or, better, ‘open ended’,89 marked with misunderstandings
and violence, but also with adaptation and even inclusion. It is a fitting conclusion to
this book.
Notes
1 For an introductory discussion, see Harriet Ritvo, ‘Animal Planet’, Environmental
History 9, no. 2 (2004): 204–20. Harriet Ritvo can claim to have begun modern animal
history, with her The Animal Estate: The English and Other Creatures in the Victorian
Age (Cambridge, MA: Harvard University Press, 1987). For a recent overview, see
Joshua Specht, ‘Animal History after Its Triumph: Unexpected Animals, Evolutionary
Approaches, and the Animal Lens’, History Compass 14, no. 7 (2016): 326–36.
2 The first phrase we take from Edward Glaeser, The Triumph of the City (London: Pan
Macmillan, 2012). This edition has the cover subtitle, ‘How Urban Spaces Make Us
Human’.
3 For introductions to the theme of urban animals in urban history, see Peter Atkins,
ed., Animal Cities: Beastly Urban Histories (London: Routledge, 2012); Clay McShane
and Joel A. Tarr, The Horse in the City: Living Machines in the Nineteenth-Century
(Baltimore: Johns Hopkins University Press, 2007); Hannah Velten, Beastly London: A
History of Animals in the City (London: Reaktion, 2013).
4 Frederick L. Brown, The City is More than Human: An Animal History of Seattle (Seattle: University of Washington Press, 2016).
5 Catherine McNeur, Taming Manhattan: Environmental Battles in the Antebellum City
(Cambridge, MA: Harvard University Press, 2015).
6 Dawn Day Biehler, Pests in the City: Flies, Bedbugs, Cockroaches, and Rats (Seattle:
University of Washington Press, 2014).
7 We should note the development of animal history in France and in Germany, in
particular, though there are other examples. Our contributor Éric Baratay is surely the
most prominent French animal historian, and the best introduction to his influential
work is Le Point de Vue Animal: Une Autre Version de l’Histoire (Paris: Seuil, 2012).
In Germany, guides to a flourishing historiography can be found in Dorothee Brantz
and Christof Mauch, eds., Tierische Geschichte: Die Beziehung von Mensch und Tier
in der Kulter der Moderne (Paderborn: Schöningh, 2010), and Gesine Krüger, Aline
Steinbrecher and Clemens Wischermann, eds., Tiere und Geschichte: Konturen einer
Animate History (Stuttgart: Steiner, 2014).
8 Arnold van Gennep, Les Rites de Passage (Paris: Nourry, 1909). The English edition is
Arnold van Gennep, The Rites of Passage, trans. Monika B. Vizedom and Gabrielle L.
Caffee (Chicago: University of Chicago Press, 1960). ‘Primitive’ is not of course part of
the contemporary vocabulary.
9 These are consecutive and distinct, but may of course overlap and blend: a rite of
incorporation such as a graduation segues into a rite of separation, for instance.
10 Van Gennep, Rites of Passage, 11; Bjørn Thomassen, Liminality and the Modern: Living
Through the In-Between (Farnham: Ashgate, 2014), 3.
11 This discussion draws on Ulrike Stohrer, ‘Väter der Ritualtheorie: Arnold van Gennep
und die Übergangsriten und Victor Turners Begriff der “Liminalität”’, journal-ethnolo-
Liminality: A Governing Category in Animate History
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
17
gie.de. Frankfurt a. M., Museum der Weltkulturen, 2008. Available online: http://www.
journal-ethnologie.de/Deutsch/Schwerpunktthemen/Schwerpunktthemen_2008/
Ethnologische_Theorien/Vaeter_der_Ritualtheorie/index.phtml (accessed
23 January 2017).
The most accessible introduction to Turner’s ideas is Victor Turner, ‘Betwixt and
Between: The Liminal Period in Rites de Passage’, in The Forest of Symbols: Aspects of
Ndembu Ritual (Ithaca: Cornell University Press, 1967), 93–111.
Turner, ‘Betwixt and Between’, 110.
Stohrer, ‘Väter der Ritualtheorie’ (trans. Clemens Wischermann).
Turner, ‘Variations on a Theme of Liminality’, 45.
Thomassen, Liminality and the Modern, 10.
Arup Ratan Chakraborty, ‘Liminality in Post-Colonial Theory: A Journey from
Arnold Van Gennep to Homi K. Bhabha’, 145. Available online: www. Liminality-inpost-colonial-theory-a-journey-from-arnold-vangennep-to-homi-k-bhabha. html
(accessed 15 July 2017), emphasis added.
Victor Turner, ‘Liminal to Liminoid, in Play, Flow, and Ritual: An Essay in Comparative Symbology’, Rice University Studies 60, no. 3 (1974): 53–92. A critique and alternative is presented in Bjørn Thomassen and Maja Balle, ‘From liminoid to limivoid:
Understanding Contemporary Bungee Jumping from a Cross Cultural Perspective’,
Journal of Tourism Consumption and Practice Volume 4, no. 1 (2012): 59–93.
To give just a recent example, Anne Haour, Outsiders and Strangers: An Archaeology of
Liminality in West Africa (Oxford: Oxford University Press, 2013).
For instance, Hazel Andrews and Les Roberts, eds., Liminal Landscapes: Travel, Experience and Spaces In-Between (Abingdon: Routledge, 2012).
For instance, Anne-Laure Amilhat Szary and Frederic Giraut, eds., Borderities and the
Politics of Contemporary Mobile Borders (Houndmills: Palgrave Macmillan, 2015).
For instance, Thomas Phillips, Liminal Fictions in Postmodern Culture: The Politics of
Self-Development (New York: Palgrave Macmillan, 2015).
A classic account is Homi Bhabha, The Location of Culture (London: Routledge, 1994).
See also Arup Ratan Chakraborty, ‘Liminality in Post-colonial Theory’.
Thomassen, Liminality and the Modern, 4.
Ibid., 1, emphasis in original.
Ibid.
Turner, ‘Betwixt and Between’, 93.
See, for instance, Part III in Agnes Horvath, Bjørn Thomassen and Harald Wydra,
eds., Breaking Boundaries: Varieties of Liminality (New York: Berghahn, 2015).
Thomassen, Liminality and the Modern, 14. Permanent liminality has long been
promoted by Arpad Szakolczai: for a recent discussion, see Permanent Liminality
and Modernity: Analysing the Sacrificial Carnival Through Novels (London: Taylor &
Francis, 2016).
For certain issues and problems in this prospectus, particularly for history and the
humanities, see Cary Wolfe, ‘“Human, All Too Human”: Animal Studies” and the
Humanities’, pmla 124, no. 2 (2009): 564–75.
With regard to human–animal relationships, see Helen Kopnina, ‘Toward
Conservational Anthropology: Addressing Anthropocentric Bias in Anthropology’,
Dialectical Anthropology 36, nos. 1–2 (2012): 127–46.
Susan Merrill Squier, Liminal Lives: Imagining the Human at the Frontiers of
Biomedicine (Durham: Duke University Press, 2004).
The paradoxes are expressed in Harald Wydra, Bjørn Thomassen and Agnes Horvath,
‘Liminality and the Search for Boundaries’, in Breaking Boundaries: Varieties of
18
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
Animal History in the Modern City
Liminality, ed. Agnes Horvath, Bjørn Thomassen and Harald Wydra (New York:
Berghahn, 2015), 1–8.
Thomassen, Liminality and the Modern, 7. Elsewhere Thomassen cautions against the
‘indiscriminate application of liminality’, including Turner’s elaboration of the ‘liminoid’: see Bjørn Thomassen, ‘Revisiting Liminality: The Danger of Empty Spaces’, in
Liminal Landscapes: Travel, Experience and Spaces In-Between, ed. Hazel Andrews and
Les Roberts (Abingdon: Routledge, 2012), 21–35, 28.
Roland Borgards, ‘Liminale Anthropologien: Skizze eines Forschungsfeldes’, in
Liminale Anthropologien: Zwischenzeiten, Schwellenphänomene, Zwischenräume in Literatur und Philosophie, ed. Jochen Antilles, Roland Borgards and Brigitte Burrichter
(Würzburg, Königshausen u. Neumann, 2012), 9–13, 7 (trans. Clemens Wischermann).
Catalina Florina Florescu, Transacting Sites of the Liminal Bodily Spaces (Newcastle
upon Tyne: Cambridge Scholars Publishing, 2011), 146.
No single footnote could hope to do justice to the conditions of emergence of ‘Man’,
but nor could any genealogy avoid invoking Michel Foucault, Les Mots et les Choses
(Paris: Gallimard, 1966)/The Order of Things: An Archaeology of the Human Sciences
(New York: Pantheon, 1970). For ‘becoming-animal’ we refer loosely to Gilles Deleuze
and Félix Guattari, A Thousand Plateaus: Capitalism and Schizophrenia (London:
Continuum, 2004), especially chapter 10.
See Donna J. Haraway, When Species Meet (Minneapolis: University of Minnesota
Press, 2008), passim.
Van Gennep, Rites of Passage, 39.
Thomassen, Liminality and the Modern, 137.
Ian Ground, ‘Stupendous Intelligence of Honey Badgers’, a review of Frans de Waal,
Are We Smart Enough to Know How Smart Animals Are?, Times Literary Supplement
26 May 2017. Available online: http://www.the-tls.co.uk/articles/public/stupendousintelligence-of-honey-badgers/ (accessed 27 June 2017). The preceding material about
Müller’s views and the Rubicon metaphor is taken from this review.
For the historical emergence of Cartesianism and its lack of hegemony, see Erica
Fudge, Brutal Reasoning: Animals, Rationality, and Humanity in Early Modern
England (Ithaca: Cornell University Press, 2006).
Squier, Liminal Lives, 5.
See Bruno Latour, We Have Never Been Modern, trans. Catherine Porter (Cambridge,
MA: Harvard University Press, 1993).
Squier, Liminal Lives, 4
van Gennep, Rites of Passage, 3.
This reliance on ritual as ‘active mythology’ is emphasized by Cydria S. Manette, ‘A
Reflection on the Ways Veterinarians Cope with the Death, Euthanasia, and Slaughter
of animals’, Journal of the American Veterinary Medical Association 225, no. 1 (2004):
34–8.
See Squier, Liminal Lives, but also, particularly, Lynda Birke, Arnold Arluke and Mike
Michael, The Sacrifice: How Scientific Experiments Transform Animals and People
(West Lafayette: Purdue University Press, 2007).
The term is borrowed from Donna Haraway and others: see Donna Haraway, The
Companion Species Manifesto: Dogs, People, and Significant Otherness (Chicago, IL:
Prickly Paradigm Press, 2003), passim.
Mario Ortiz-Robles, ‘Liminanimal: the Monster in Late Victorian Gothic Fiction’,
European Journal of English Studies 19, no. 1 (2015): 10–23.
Liminality: A Governing Category in Animate History
19
51 See, for instance, the discussion of liminal zones and spaces in David Sibley, Geographies of Exclusion: Society and Difference in the West (London: Routledge, 1995).
52 Bjørn Thomassen, Liminality and the Modern, 7ff. For marginality as a framing
conception, see Franz Breuer, ed., Abseits!? Marginale Personen – Prekäre Identitäten
(Münster: Lit-Verlag, 1999).
53 See Kay Peggs, Animals and Sociology (New York: Palgrave Macmillan, 2012).
54 Cary Wolfe, Animal Rites: American Culture, the Discourse of Species, and Posthumanist Theory (Chicago: University of Chicago Press, 2003).
55 David Nibert, Animal Rights/Human Rights: Entanglements of Oppression and Liberation (Oxford: Rowman and Littlefield, 2002).
56 On ‘creatureliness’, see Anat Pick, Creaturely Poetics: Animality and Vulnerability in
Literature and Film (New York: Columbia University Press, 2011).
57 For this version of liminality (and one that problematically identifies liminality with
marginality), see, for instance, Rob Shields, Places on the Margin: Alternative Geographies of Modernity (London: Routledge, 1992).
58 W. J. T. Mitchell, ‘Foreword’ to Cary Wolfe, Animal Rites: American Culture, the
Discourse of Species, and Posthumanist Theory (Chicago: University of Chicago Press,
2003), ix–xiv, xiv, emphasis in original.
59 For discussions, see Irus Braverman, Zooland: The Institution of Captivity (Stanford:
Stanford University Press, 2013) and Wildlife: The Institution of Nature (Stanford:
Stanford University Press, 2015). In impressive detail Kalli F. Doubleday, ‘Nonlinear
Liminality: Human-animal Relations on Preserving the World’s Most Famous Tigress’,
Geoforum 8 (2017): 32–44, identifies as many as seventeen sub-categories of ‘nonlinear’ liminality.
60 See Huw Griffiths, Ingrid Poulter and David Sibley, ‘Feral cats in the city’, in Animal
Spaces, Beastly Places: New Geographies of Human-Animal Relations (London: Routledge, 2007), 56–70. See also Howell’s contribution to this book.
61 Petra J. E. M. van Dam, ‘Rabbits Swimming Across Borders: Micro-Environmental
Infrastructures and Macro-Environmental Change in Early Modern Holland’, in
Ecologies and Economics in Medieval and Early Modern Europe, ed. Scott G. Bruce
(Leiden: Brill, 2010), 63–91, 66, citing Emmanuel Kreike’s concept of ‘environmental
infrastructure’.
62 Ibid.
63 Clemens Wischermann, ‘Liminale Leben(s)räume: Grenzverlegungen zwischen
urbanen menschlichen Gesellschaften und anderen Tieren im 19. Und 20. Jahrhundert’, in Urbane Tier-Räume, ed. Thomas. E. Hauck, Stefanie Hennecke, André Krebber, Wiebke Reinert and Mieke Roscher (Kassel: Reimer Verlag, 2017), 15–34.
64 Raymond Coppinger and Laura Coppinger, What is a Dog? (Chicago: University of
Chicago Press, 2016), 154.
65 Sue Donaldson and Will Kymlicka, Zoopolis: A Political Theory of Animal Rights
(Oxford: Oxford University Press, 2011), 210, 214.
66 Ibid., 221.
67 See Lynda Birke, Tora Holmberg and Kirilly Thompson, ‘Stories of Animal Passports:
Tracing Disease, Movements, and Identities’, Humanimalia 5, no. 1 (2013).
68 Thomassen, Liminality and the Modern; Szakolczai, Permanent Liminality and Modernity.
69 Dinesh Joseph Wadiwel and Chloë Taylor, ‘A Conversation on the Feral’, Feral
Feminisms 6 (2016): 82–94, 87. Available online: http://www.feralfeminisms.com/aconversation-on-the-feral/ (accessed 10 July 2017).
70 Ibid.
71 Squier, Liminal Lives, 4.
20
Animal History in the Modern City
72 Richie Nimmo, Milk, Modernity and the Making of the Human: Purifying the Social
(Abingdon: Routledge, 2010), 38.
73 Krüger, Steinbrecher and Wischermann, Tiere und Geschichte.
74 But see as an example of new approaches, Brown, The City Is More Than Human.
75 Jopi Nyman and Nora Schuurman, eds., Affect, Space and Animals (Abingdon:
Routledge, 2016).
76 See Hauck et al., Urbane Tier-Räume.
77 Eben Kirksey and Stefan Helmreich, ‘The Emergence of Multispecies Ethnography’,
Cultural Anthropology 25, no. 4 (2010): 545–76, 545.
78 Haraway, When Species Meet, 3.
79 Kirksey and Helmreich, ‘Emergence of Multispecies Ethnography’, 545.
80 Éric Baratay, ‘Constructing an Animal History’, in Rethinking Nature: Challenging
Disciplinary Boundaries, ed. Aurélie Choné, Isabelle Hajek and Philippe Haman
(Abingdon: Routledge, 2017), 232–41, 233.
81 For the detail of this argument, see Krüger, Steinbrecher and Wischermann,
Tiere und Geschichte.
82 This chapter might profitably be read in conjunction with the recent ‘historical
anthropology’ contribution of Peter Burke, ‘On the Margins of the Public and the
Private: Louis XXIV at Versailles’, in Horvath, Thomassen and Wydra, Breaking
Boundaries, 130–7.
83 The phrase is also that of Laurie Shannon, The Accommodated Animal: Cosmopolity in
Shakespearean Locales (Chicago: University of Chicago Press, 2013), 35.
84 Baratay, Le Point de Vue Animal.
85 For some discussion of these themes, see (for instance) Monica Matfield, ‘“Genus
Porcus Sophisticus”: The Learned Pig and the Theatrics of National Identity in Late
Eighteenth-Century London’, in Performing Animality: Animals in Performance
Practices, ed. Jennifer Parker-Starbuck and Lourdes Orozco (London: Palgrave
Macmillan, 2015), 57–76, and Eric Jager, ‘The Parrot’s Voice: Language and the Self in
Robinson Crusoe’, Eighteenth-Century Studies 21, no. 3 (1988): 316–33.
86 See Jan Bondeson, Animal Freaks: The Strange History of Amazing Animals (Chalford:
Tempus Publishing, 2008).
87 For the Turk, see Mark Sussman, ‘Performing the Intelligent Machine: Deception and
Enchantment in the Life of the Automaton Chess Player’, TDR/The Drama Review 43,
no. 3 (1999): 81–96.
88 See also Tristan Donovan, Feral Cities: Adventures with Animals in the Urban Jungle
(Chicago: Chicago Review Press, 2015).
89 See Tora Holmberg, Urban Animals: Crowding in Zoocities (Abingdon: Routledge,
2015), 129–46.
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Life of the Automaton Chess Player’, TDR/The Drama Review 43, no. 3 (1999): 81–96.
Szakolczai, Arpad. Permanent Liminality and Modernity: Analysing the Sacrificial Carnival
Through Novels (London: Taylor & Francis, 2016).
Szary, Anne-Laure Amilhat and Giraut, Frederic, eds. Borderities and the Politics of
Contemporary Mobile Borders (Houndmills: Palgrave Macmillan, 2015).
Thomassen, Bjørn. ‘Revisiting Liminality: The Danger of Empty Spaces’, in Liminal
Landscapes: Travel, Experience and Spaces In-Between, ed. Hazel Andrews and Les
Roberts (Abingdon: Routledge, 2012), 21–35, 28.
Thomassen, Bjørn. Liminality and the Modern: Living Through the In-Between (Farnham:
Ashgate, 2014).
Thomassen, Bjørn and Balle, Maja. ‘From Liminoid to Limivoid: Understanding
Contemporary Bungee Jumping from a Cross Cultural Perspective’, Journal of Tourism
Consumption and Practice Volume, 4 no. 1 (2012): 59–93.
Turner, Victor. ‘Betwixt and Between: The Liminal Period in Rites de Passage’, in The Forest
of Symbols: Aspects of Ndembu Ritual (Ithaca: Cornell University Press, 1967), 93–111.
Turner, Victor. ‘Liminal to Liminoid, in Play, Flow, and Ritual: an Essay in Comparative
Symbology’, Rice University Studies 60, no. 3 (1974): 53–92.
van Dam, Petra J. E. M. ‘Rabbits Swimming Across Borders: Micro-Environmental
Infrastructures and Macro-Environmental Change in Early Modern Holland’, in
Ecologies and Economics in Medieval and Early Modern Europe, ed. Scott G. Bruce
(Leiden: Brill, 2010), 63–91.
van Gennep, Arnold. Les Rites de Passage (Paris: Nourry, 1909).
van Gennep, Arnold. The Rites of Passage, trans. Monika B. Vizedom and Gabrielle L.
Caffee (Chicago: University of Chicago Press, 1960).
Velten, Hannah. Beastly London: A History of Animals in the City (London:
Reaktion, 2013).
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Wadiwel, Dinesh Joseph and Taylor, Chloë. ‘A Conversation on the Feral’, Feral Feminisms
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menschlichen Gesellschaften und anderen Tieren im 19. Und 20. Jahrhundert’, in
Urbane Tier-Räume, ed. Thomas. E. Hauck, Stefanie Hennecke, André Krebber, Wiebke
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Thomassen and Harald Wydra (New York: Berghahn, 2015), 1–8.
2
Liminal Lives in the New World
Isabelle Schürch
Introduction
The beach represented in the opening illustration of the twelfth book of the Florentine
Codex of the Historia General de las Cosas de Nueva España marks not only the
starting point of the Spanish conquest of Mesoamerica, but it is also one of the earliest
representations of a liminal space par excellence: the beach (Figure 2.1). In this context
the Mexican beach can be best described in Marie Louise Pratt’s conception of ‘contact
zone’, which denotes a social space where encounters become highly significant and yet
remain liminal.1 The Historia General was compiled by Fray Bernardino de Sahagún
during the second half of the sixteenth century and proves to be one of the most
intriguing encyclopaedic and historiographical works about the people and culture
of central Mexico.2 Written in Spanish and Nahuatl it seems to have been a collective
hybrid work influenced by both European and Mesoamerican visual and narrative
practices.3 This beach scene sets the tone for the following analysis of the New Spain
context and its multiple forms of liminality and coexistence.
The beach illustrated here is not only a human contact zone, but also a space for
non-human contact. For the first time, various European domestic non-human animals
set their feet – or rather hooves – on American ground. What is striking in this arkinspired illustration is the space assigned to non-human animals. On the left-hand
side, traditional domestic ‘livestock’ such as cows, pigs and sheep are depicted, whereas
the horses are put clearly separated from them on the right-hand side of the picture.
Abel A. Alves argues that the only animal lying in the group of livestock animals is
in fact a dog. As his argument is based largely on the collar the animal is supposedly
wearing, I would argue that this interpretation can be contested. The reclining position
and the overall ovine appearance of the animal, on the one hand, but also the very
different iconographic rendering of dogs in other visual sources on the other, point
to another example of a domesticated species.4 Yet, even this contested interpretation
does not change the distinctive order of the picture. Alves’s presumed dog is pictured
as a herding dog, and not as the conquistadorial companion animal in its most iconic
form as a war dog.5 It still falls within and safely guards the boundaries of livestock.
The positioning on the beach indeed marks the clear distinction between two groups
of non-human animals. Whereas livestock or species associated with them are set in
26
Animal History in the Modern City
Figure 2.1 From Fray Bernardino de Sahagún, Historia General de las Cosas de la
Nueva España, Codex Florentinus (1540-1585), Book XII, The Conquest of Mexico, fol.
1v. Courtesy Medicea Laurenziana Library, Florence.
a pastoral context, horses are marked by contrast as companion animals, as indicated
by their close proximity to the human actors, but also by their riding tack and trained
comportment. The horses are not depicted simply as horses, note, but as riding horses –
a variation that makes in this picture a significant difference between the various
non-human animals introduced into the New World. Whereas ‘livestock’ animals are
associated with basic settlement, riding horses belong to the conquistadorial elite.6
Therefore, the beach space as it is presented in the Florentine Codex marks the Mexican
landscape as a liminal space shared not only by different human beings with different
social status (crewmen, office-holders and indigenous people), but where different
non-humans are also present in this socially marked space.
In what follows I will not just focus on the transitional and ambiguous space the
beach represents, but rather on its hinterland: the pre- and post-conquest Mesoamerican
townscape which was more or less constantly adapted, built over, sometimes even
Liminal Lives in the New World
27
destroyed and reconstructed. The main focal point is the city of Tenochtitlán.7 The
Mexica capital city was famously built as an island city-state in Lake Texcoco in the
Valley of Mexico and was considered the centre of the expanding empire of the Mexica
Triple Alliance. As was clearly noted and remarked upon by historical contemporaries,
Tenochtitlán was an extraordinary example of urban development and planning, one of
the largest and best organized cities at this time.8 I would like here to discuss visual and
narrative representations of Tenochtitlán to identify the strategies by which both the
Spanish and the Mexica dealt with the challenges to social order and known boundaries
with which they were confronted after 1492, particularly with regard to the place of the
non-human inhabitants.9 As a concept in social theory, liminality helps in highlighting
the characteristics of the conquest of the ‘New World’, in the sense that ‘liminality refers
to moments or periods of transition during which the normal limits to thought, selfunderstanding and behaviour are relaxed, opening the way to novelty and imagination,
construction and destruction’.10 The experience of the actors involved and their ways
of reacting to this challenge of social boundaries are key to understanding this specific
moment of ‘in-between-ness’,11 where neither order nor outcome is certain.12 This
approach encourages us to focus on the specific historical setting, and I argue that
especially during the early Mesoamerican conquest, these processes of disambiguation
questioned and renegotiated social boundaries – such as the differentiation between
human and non-human.13 The thesis put forward in this chapter is that the New World
context offers a setting where liminality has to be explored, not just as a useful concept,
but rather as the general concept. What we have to bear in mind, though, is that
‘liminality does not and cannot “explain” anything’.14 Rather, it should be considered a
fait social that needs to be explained in its various historical settings.
Whereas the beach might be considered the most obvious space of liminality as
it marks a very specific borderland and contact zone, the townscape of Mesoamerica
proves to be a no less significant site.15 The Mesoamerican townscape became the
socially most dynamic and conflict-laden space of interaction between Spanish and
indigenous groups. On the one hand, existing towns were re-formed according to
Spanish concepts of urban space.16 On the other hand, the Spanish conquest of the
Mesoamerican lands differed from the Portuguese stronghold strategy along the
African coast and the comparable early Caribbean fortification outposts as initiated by
Christopher Columbus. Cortés’s very first – and unauthorized – action after his landing
at the Gulf of Mexico was to found a town and to legitimate his actions by establishing
a Castilian urban rule.17 What is today known as a specific Castilian urbanism derived
its logic from geographical conditions: the dry and treeless Iberian landscape seems
to have favoured a territorial rule founded in a network of towns. So what our beach
scene from the Florentine Codex renders in biblical imagery are actually the first steps
towards a New Spanish townscape.
Liminal lives in Tenochtitlán
Interestingly enough, the city which sustained Spanish interest more than any other
was also part of a complex urban network: Tenochtitlán.18 Approximately 150,000
28
Animal History in the Modern City
people inhabited the imperial capital city in Lake Texcoco, some three times the
size of Seville at that time.19 As the city of Tenochtitlán was depicted in the so-called
Nuremberg map, it represented an ideal city. The Nuremberg map itself is a curious
case. By all appearance, it is the oldest surviving visual representation of the city. The
model for the woodcut from 1524 was made shortly after the city’s destruction through
Cortés and his men in 1521. The map was first published in 1524 to accompany the
Latin version of Hernán Cortés’s famous Second Letter, written to His Sacred Majesty,
the emperor Charles V, on 30 October 1520, just before the siege and conquest of
Tenochtitlán.20 As such it happened to be the first depiction of the Mexica capital that
circulated throughout Europe.
Barbara E. Mundy has convincingly argued against the claim that this first published
map of Tenochtitlán was a purely European product and pleads instead for its status
as cultural hybrid.21 Although several planimetrical patterns can clearly be seen as
European style conventions, it is safe to assume that the overall idea of the map to depict
Tenochtitlán as the centre of cosmic order is based on Mexica visual traditions. Whereas
traditional research had long argued for a European conceptualization of the Nuremburg
city map, studies conducted in the last twenty years have shown that Renaissance gridplan city ideals were actually influenced by pre-Columbian town concepts.22 What we
detect in this map is the depiction of the ideal city of Tenochtitlán as it was conceived as
the centre of the empire.23 Therefore, the map claims nothing less than the supremacy
among the Mexica Triple Alliance of the three city-states of Tenochtitlán, Texcoco and
Tlacopan. The most characteristic feature of this city map is the circular rendering of
the island-town with the temple and ceremonial precinct where the four major avenues
converge in its very heart. Apart from the twin temples and the locus of sacrifice, the
city’s centre is dominated by Moctezuma’s palace buildings including the royal menagerie
(Figure 2.2). On the map it is labelled as domus animalium.24 This domus animalium is
depicted as a square divided into several smaller squares containing different human
and non-human beings: different kinds of birds, human figures and – in the centrepiece
– a lion-like big cat. The domus animalium is presented to the European audience as
a specially marked space for imperial creatures, a space which is here conceived in its
square form in a subtle analogy to the ceremonial centre.25
Whereas the map is based on the Mexica idea of visualizing the capital not just as centre
of the empire, but also of the cosmic order, the woodcut from 1524 places it in a different
context. The map was added to Cortés’s published description and justification of the
brutal conquest of Mexico and the treasonous acting by the Spanish conquistadors. What
we learn from Cortés’s letter to Charles V is that Moctezuma’s domus – or casa as it is called
in the Spanish text – was situated close to the living quarters of the emperor and consisted
of several houses. Cortés devotes quite some time to elaborate on the menagerie’s content.
There is one magnificent and large house with a beautiful garden and ten salt and fresh
water pools, in which all kinds of water birds were kept. To make sure of the birds’ diet and
sanitary needs, 300 keepers were put in charge. In the surrounding building were rooms
reserved for men, women and children ‘who had, from birth, white faces and bodies and
white hair, eyebrows and eyelashes’.26 Then there was another beautiful house, which was
equippedfordifferentspecies:birdsofprey.Theroofsofeachofthesehouseswerehalfcovered
with tiles, half with latticework. In the same house were timber cages where several lions,
tigers, wolves, foxes and other cats were kept. Yet another 300 keepers were there to look
Liminal Lives in the New World
29
Figure 2.2 Detail from Nuremberg map of Tenochtitlán, Praeclara Ferdinandi. Cortesii
de Noua maris Oceani Hyspania Narratio, Nuremberg. Impressa in celebri ciuitate
Norimberga: Per Fridericum Peypus, Nuremberg 1524. Courtesy Library of Congress,
Washington.
after the birds of prey as well as after the feline and canine predators. And finally there
was the house where deformed men and women lived – sorted by deformity. Whereas
Cortés seems to use the description of the menagerie complex to colour Moctezuma’s
luxurious lifestyle and preoccupancy with entertainment, we still gain some idea of the
domus animalium. What is important for our analysis is that Cortés describes this space
as a space where human and non-human beings lived closely together.
These observations made by Cortés are backed up by the more detailed account
of the early Mexican Conquest by Bernal Díaz del Castillo. In his Historia verdadera
de la conquista de la Nueva España he also takes considerable effort to describe the
royal aviary and the house for the beasts of prey.27 Neither Cortés’s nor Díaz’s account
refers to a specific terminology when they describe the domus. Cortés even describes
it as ‘una casa poco menos buena que esta’, a house only slightly inferior to the other
palace buildings.28 Whereas the modern commentator tends to use the terms ‘zoo’ or
‘menagerie’, Cortés and his contemporaries tellingly refer to it as casa.29
What is added by Bernal Díaz’s description is the sense of wonder at the sight of the
artificial townscape the urban network around Lake Texcoco and the rich diversity of
the plants, smells and animals experienced: ‘It was all so wonderful that I do not know
30
Animal History in the Modern City
how to describe this first glimpse of things never heard of, seen or dreamed of before.’30
Unlike Cortés, Bernal Díaz does not imply a critique of luxury, but concentrates on
the cultural and religious meanings of the animals in the town’s heart. The various
birds are all kept together, representing the social spectrum ‘from royal eagle, smaller
kinds of eagles, and other large birds, down to multi-coloured little birds’.31 The house
of the predators, on the other hand, expands the social panoply to include idols of
‘fierce gods’. Whereas the aviary is described as a place of domestication, where male
and female keepers take care of the birds and are in charge of their hatching needs, the
house of predators has a different, but complementary purpose. Here the idols of ‘fierce
gods’ and the predatory animals mark a space for the social cycle of continuation:
Huitzilopochtli, the god of the sun and of war, guaranteed the circular movement of
time and prevented the end of the world.32 By sacrificing human beings the cycle of
time and the continuation of the world could be held intact.33
The different parts of the sacrificed body had different functions. Whereas, for
example, the severed heads were put on display and the limbs were often consumed in
honour feasts, torsos were fed to the animals in the domus animalium.34 Although it
might have stricken historical contemporaries as a barbarous act, it is specially stressed
by Bernal Díaz that the bodies were not given to ‘wild’ animals, but were fed to the
carnivorous animals kept and cherished in the royal casa.35 From this perspective,
having the body parts consumed by human and non-human citizens can be read as a
means of social incorporation through consumption.36
From Díaz’s perspective, it becomes clearer how the domus animalium relates to
the characteristics of the centre of the Mexica capital. The sacred area of the Templo
Mayor has been identified as ‘the quintessential sacred space within the Aztec
Empire’37 of the empire as it is presided by the duality of Huitzilopochtli (the war and
sun god) and Tlaloc (the water and rain god).38 On a more abstract level, these two
deities stood for the two central economic pillars of the empire, namely tribute and
agriculture. Only in recent years has the ritual sacrificing of human and non-human
beings been emphasized as a significant part of the economic and social structure of
Mexica society.39 The casa and its creatures are therefore not only granted space in this
order, but are integrated into the basic economic and social structure of the alliance
state. In the ideal city map everything centres on the ritual centre of sacrifice and in
that sense, the ideal image of Tenochtitlán might also imply a transcendent function,
that of modelling a cosmic order where liminal experiences can find their own space
and time.40
Blurring and clarifying the borders of
human and non-human lives
When the Spaniards finally conquered the city of Tenochtitlán, they brought ‘new’
animals into this urban space.41 Horses and dogs were shipped with brigantines
especially made for the Spanish crossing.42 When Cortés describes the wide and
straight streets and bridges of Tenochtitlán, his measurement are horsemen riding
abreast. The urban space he describes is thus represented through his eyes as a military
Liminal Lives in the New World
31
man, but also one who is used to riding and thinking from horseback. It has been often
stressed that horse and rider made a great impression – sometimes a supernatural
or more-than-human impression – on indigenous spectators. In Spanish accounts
we often read about the fear, awe and devotion elicited by the appearance of these
‘centaurs’.43 Although we must be careful in reading these accounts as actual reality, it is
at least very telling how much effect the Spanish ascribed to their equine companions
and partners in the conquest.
In more general terms Cortés’s focus also illuminates the Spanish categorization of
animals we have already seen introduced by de Sahagún’s beach scene. The Spanish view
reveals their clear-cut distinction between trained horses, common livestock and wild
animals. The cultural, social and economic structure they encountered in Tenochtitlán
and other Mexican towns challenged this view, however.44 Although smaller herbivores
such as rabbits, hares and fowl and also dogs are mentioned as food, it seems that
they were usually hunted or raised within populated areas, but they were not raised as
livestock as was common in European sheep, pig or cattle husbandry. The distinction
here was not one of wild versus domesticated, but one of scale; even though turkeys
and dogs were in a broader sense domesticated, domestication as an agricultural and
social phenomenon cannot be detected in pre-Columbian Mesoamerica.45 The largest
four-legged domesticated animal in the Americas yet to be ‘discovered’ by the Spanish
was the Peruvian llama.46 The variety and abundance of wild animals such as birds,
fish and deer are also often stressed, yet the absence of domesticated animals is almost
never explicitly mentioned. It is therefore important not to discuss the Tenochtitlán
domus animalium in terms of domestication. There is some evidence that Cortés
himself struggled with the concept of domestication when he tried to explain how the
water birds were kept in the domus animalium. To introduce the very idea of the domus
animalium, Cortés first mentions the water fowl and he adds that all the different types
of water birds were ‘domesticated’.47 In order to give his audience some idea of this
peculiar casa, Cortés has to revert to an analogy to the Spanish idea of domestication.48
What conquistadors like Hernán Cortés or Bernal Díaz stress is not settlementconnected husbandry, then, but their own experience of being confronted with
societies that – unlike their European counterparts – did not know the horse or
indeed any other large quadruped. In Iberian culture the horse was considered an
indispensable companion animal. Riding and owning a horse not just marked social
status, but was closely connected to the experience and narrative of the Reconquista.49
Fifteenth-century Spain has been dubbed a ‘society of conflict’ and its ongoing
struggles in the centuries-long Reconquista had only strengthened the status of riders
and their horses.50 Unlike their North African or European military counterparts, the
Mesoamerican troops lacked any form of cavalry. Hernán Cortés was particularly
quick to spot the tactical advantages that horses offered: namely, swiftness and force.51
Their attributes not only challenged tactical considerations on both sides, it also led
to wild speculations concerning the nature of riding, alluded to above. The Spanish
fantasized that they must appear like ‘centaurs’ to the Indians, whereas the Indians first
had to gather basic understanding of these unprecedented quadrupeds.52
In order to elaborate more extensively on the topic of the unity of the Spanish
riders and their horses as the Mexica perceived it, another illustration from the Codex
32
Animal History in the Modern City
Florentinus might prove illuminating (Figure 2.3). According to the thirty-fifth chapter
of the conquest of Mexico, there were ongoing skirmishes between Spanish and Mexica
forces and in one of them Mexica troops took several Spanish captives and brought
them to a town called Yacacolco. The captives – among which were also horses – were
put in rows and led to the local pyramid where they were sacrificed according to the
traditional ritual of sacrificing war captives.53 The order of the slaying was important to
the ritual: first the fifty-three Spaniards, then their indigenous allies. But for the skull
rack, where the severed heads were put on display, a different order was chosen. Here
they strung each of the Spaniards’ heads on the rack, then their four horses’ heads, all
facing the sun; the heads of the allied native warriors were not put on the rack at all.
This collective display of the human and equine heads points to the social
significance the Mexica officials attributed to the rider–horse ensemble. Bearing in
mind the depiction of Tenochtitlán’s ceremonial centre reflecting the cosmic order of
things, we detect a similar arrangement of the sacred centre, including a skull rack, in
Yacacolco. Therefore, in the Mexica ‘cosmovision’,54 the decapitating and displaying of
Figure 2.3 Detail from Fray Bernardino de Sahagún, Historia General de las Cosas de
la Nueva España, Codex Florentinus (1540-1585), Book XII, The Conquest of Mexico,
fol. 68. Courtesy Medicea Laurenziana Library, Florence.
Liminal Lives in the New World
33
enemy heads functioned as a symbolic act of honour, one that explicitly included nonhuman enemies.
Cortés eventually banned ritual sacrifice in Mexican towns, on the grounds that
it was incompatible with the views held by the Roman Church. Yet – according to
Bernal Díaz – he only condemned the killing and sacrifice of human beings, not of all
the other living creatures.55 From a Mexican perspective, on the other hand, the ritual
sacrificing of war captives had to include all adversaries, human and non-human.
From the perspective of the Spanish commentators, ‘Indian’ curiosity concerning the
Spanish horses was abundant material for anecdotes. Yet for Mexica officials, the act
of displaying the horses’ heads, together with their non-animal companions, and of
consuming their limbs collectively, was not an extraordinary act, but one that was
absolutely consistent with the spatial, social, imperial and cosmic order of things,
reflecting their practices of dealing with liminal situations. In general, animals held
an important place in the Mesoamerican world view. They were considered protean
beings, powerful entities who were not just able to transform themselves, but who
shared essential characteristics with humans and even gods.56
The decapitation of the horses marks an interesting scene in the history of the
conquest, in this respect, revealing two different experiences of a liminal situation
where known social borders were challenged. The Mexica cosmovision allowed for a
social integration of the warhorses, whereas the Spanish commentators had to resort
to their shared differentiation of human/animal and to the categorization of animals
according to their use (livestock, companion animals, wild animals and so on). When
the Spanish conquistadors were confronted with an alien, unfamiliar taxonomy, they
themselves resorted to ancient myths and common lore like the hybrid figure of the
centaurs, in which animals and humans were fused.
Conclusion
To end these observations on human and non-human liminal lives in what was about
to become New Spain, I would like to argue for the utility of liminality as a concept in
the New World context. Whereas the beach with its liminal characteristics represents
the ideal human and non-human contact zone between the Spanish arrivals and the
indigenous inhabitants of the beach’s hinterland, the pre- and post-conquest towns
mark a different kind of liminal space. On the one hand, the exploration, conquest
and transformation of pre-existing urban spaces can be seen as liminal stages in
which different societies radically transformed each other. From the conquistadors’
point of view, a town such as the Mexica capital Tenochtitlán and its human and nonhuman habitants could only be described by comparing it to the familiar Spanish
townscape. The same descriptive mode was employed to characterize human and
non-human inhabitants: established social categories, from beggar to emperor, were
used to convey the initial assessment of the New World. For non-human animals,
the Spanish commentators tried to apply their common-sense demarcation of ‘wild’
and ‘domesticated’. A closer look at the presence of animals in Spanish descriptions
of Tenochtitlán shows how this categorization was challenged, however. Whereas the
34
Animal History in the Modern City
Spanish conquistadors arrived with ‘livestock’ (cattle, sheep and pigs) and ‘companion
animals’ (horses and dogs), no Mesoamerican society was built on functionally so
different forms of animal domestication like these.57 The concept of an ‘exotic’ zoo or a
menagerie, as it was probably known to the Spanish conquistadors, does not then really
apply to Cortés’s description of Moctezuma’s domus animalium, as it is dubbed in the
Nuremburg map.58 Taking also Bernal Díaz’s description of the conquest into account, I
would like to suggest instead that the domus animalium should be seen as a microcosm
of the Mexica world view and that its function was more integrative than exoticizing.
The same interpretative direction holds true for the Yacacolco skull rack example.
From a Mexica point of view, the Spanish conquistadors were perceived in their close
connection to their warhorses. Accordingly, the beheading of both riders and horses
serves to integrate humans and their ‘companion animals’ in a more general category
of war enemies, which at the same time acknowledges and honours their social
partnership. Recent research has shown that familiar contemporary categories such
as ‘wild’, ‘domestic’ and ‘pet’ animals are far from universal. From what we know of
research into pre- and post-Columbian human–animal relationships so far, it seems safe
to stress that Amerindian cultures did not employ clear-cut concepts such as livestock,
companion animals and pets for understanding human–animal relationships. As
Marcy Norton has stressed, Caribbean cultures, to take but one example, highly valued
physical contact and emotional affinity with ‘pets’ such as parrots, which nevertheless
did not exclude their incorporation through consumption.59
As a concept, then, liminality proves to be a valid approach to historical settings
such as the early conquest of the ‘New World’ where the known social orders, for
both parties, were challenged. In contrast to the trope of ‘conquest’, which sets the
conquerors and the conquered in a specific, but stable, hierarchy and structural
unity, and which includes non-human actors only as objects, the focus on ‘liminality’
offers the possibility of looking at the dynamic liminal states arising from an ongoing
‘conquest’, one in which the human and non-human boundaries of all those involved
in this process were disturbed, challenged and, ultimately, transformed.
Notes
1 See Mary Louise Pratt, ‘Arts of the Contact Zone’, Profession 91 (1991): 33–40.
2 Fray Bernardino de Sahagún, Historia General de las Cosas de la Nueva España, Codex
Florentinus (1540-1585), Book XII, The Conquest of Mexico, fol. 1v (Florence, Medicea
Laurenziana Library).
3 For an overview of the Florentine Codex, see Enrique Florescano, ‘Sahagún y el
nacimiento de la cronica mestiza’, Relaciones 23, no. 91 (2002): 75–94.
4 See Abel A. Alves, The Animals of Spain: An Introduction to Imperial Perceptions and
Human Interaction with Other Animals, 1492-1826 (Leiden: Brill, 2011), 96.
5 See John Grier Varner and Jeannette Johnson Varner, Dogs of the Conquest (Norman:
University of Oklahoma Press, 1983).
6 For an introduction to the social status of conquistadors, see Matthew Restall and
Kris Lane, Latin America in Colonial Times (Cambridge: Cambridge University Press,
2011), 98–121.
Liminal Lives in the New World
35
7 On the subject of destruction and rebuilding, see Barbara E. Mundy, The Death of
Aztec Tenochtitlan, the Life of Mexico City (Austin: University of Texas Press, 2015).
8 See Mundy, Death of Aztec Tenochtitlan, 1.
9 For a general discussion of representations of Tenochtitlán, see Barbara E. Mundy,
‘Hybrid Space’, in Mapping Latin America: A Cartographic Reader, ed. Jordana Dym
and Karl Offen (Chicago: University of Chicago Press, 2011), 51–5.
10 Bjørn Thomassen, Liminality and the Modern: Living Through the In-Between (Farnham: Ashgate, 2014), 1.
11 Thomassen, Liminality and the Modern, 2.
12 Elaborating the concept of liminality and focusing on different forms of liminality
are Agnes Horváth, Bjørn Thomassen and Harald Wydra, eds., Breaking Boundaries:
Varieties of Liminality (New York: Berghahn Books, 2015).
13 On ‘liminality’ as a social concept, see Thomassen, Liminality and the Modern.
14 See Thomassen, Liminality and the Modern, 7.
15 See Felix Hinz, Hispanisierung in Neu-Spanien, 1519-1568: Transformation Kollektiver
Identitäten von Mexica, Tlaxkalteken und Spaniern, 3 vols (Hamburg: Kova, 2005).
16 See Jaime Salcedo, Urbanismo Hispano-Americano, Siglos XVI, XVII y XVIIII: El
Modelo Urbano Aplicado a la América Española, su Génesis y su Desarrallo Teórico
y Práctico, 2nd edn (Santa Fe de Bogotá: Pontificia Universidad Javeriana, Facultad
de Arquitectura y Diseño, 1996), and Allan Randolph Brewer-Carías, La Ciudad
Ordenada (Caracas: Editorial Aranzadi, 2006), but also Setha M. Low, ‘Indigenous
Architecture and the Spanish American Plaza in Mesoamerica and the Caribbean’,
American Anthropologist 97, no. 4 (1995): 748–62. On the pre-Columbian urban
landscape, see Jorge E. Hardoy, Pre-Columbian Cities (London: Allen & Unwin, 1973).
17 Restall and Lane, Latin America in Colonial Times, 44.
18 Mundy, Death of Aztec Tenochtitlan, 1.
19 Ibid.
20 Hernán Cortés, Letters from Mexico, trans. and ed. Anthony Pagden, with an
introduction by J. H. Elliott (Oxford: Oxford University Press, 1972), 47–159.
21 See Barbara E. Mundy, ‘Mapping the Aztec Capital: The 1524 Nuremberg Map of
Tenochtitlan, its Sources and Meanings’, Imago Mundi 50 (1998): 11–33, 11.
22 David Y. Kim, ‘Uneasy Reflections: Images of Venice and Tenochtitlan in Benedetto
Bordone’s “Isolario”’, RES: Anthropology and Aesthetics 49/50 (2006): 80–91, but also
Mundy, ‘Mapping the Aztec Capital’, and Low, ‘Indigenous Architecture and the
Spanish American Plaza in Mesoamerica and the Caribbean’, American Anthropologist
97, no. 4 (1995): 748–62.
23 Richard Kagan and Fernando Marías, Urban Images of the Hispanic world, 1493-1793
(New Haven: Yale University Press, 2000), 64–7.
24 Elizabeth Hill Boone, ‘This New World Now Revealed: Hernán Cortés and the Presentation of Mexico to Europe’, Word & Image 27, no. 1 (2011): 31–46. For representational studies on early modern graphic complexity in New Spain, see Elizabeth Hill
Boone and Gary Urton, eds., Their Way of Writing: Scripts, Signs, and Pictographies in
Pre-Columbian America (Washington, DC: Dumbarton Oaks Research Library and
Collection, 2011), especially Elizabeth Hill Boone, ‘Ruptures and Unions: Graphic
Complexity and Hybridity in Sixteenth-Century Mexico’, in Elizabeth Hill Boone and
Gary Urton, Their Way of Writing, 197–226.
25 Susan E. Ramírez has suggested we approach native Andean cosmology by taking
into account the fact that divine rulership should be understood as a spatial as well as
socio-kinship and economic system. The term ‘El Cuzco’ referred not only to the Inca
36
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
Animal History in the Modern City
ruler, but also to a place. In the Andean worldview, therefore, it is the divine order that
holds the centre. See Susan E. Ramírez, To Feed and Be Fed: The Cosmological Bases of
Authority and Identity in the Andes (Stanford: Stanford University Press, 2005).
Hernán Cortés, Letters from Mexico, 110.
Bernal Díaz, The Conquest of New Spain, trans. and with an introduction by John M.
Cohen (London: Penguin, 1963), 228–9.
See Pascual de Gayangos, ed., Cartas y Relaciones de Hernan Cortés al Emperador
Carlos V (Paris: Imprenta Central de los Ferrocarriles, 1866), 110.
In Europe the concept of ‘domus’ or, in Spanish, ‘casa’, marked an important change in
dealing with family, kinship and property rights: see David Warren Sabean and Simon
Teuscher, ‘Kinship in Europe: A New Approach to Long-Term Development’, Kinship
in Europe: Approaches to Long-Term Development (1300-1900), ed. David Warren
Sabean, Simon Teuscher and Jon Mathieu (New York: Berghahn, 2010), 1–32. For
the context of the Conquista, see Yuen-Gen Liang, Family and Empire: The Fernández
de Córdoba and the Spanish Realm (Philadelphia: University of Pennsylvania Press,
2011).
Diaz, Conquest of New Spain, 241.
Ibid.
On Aztec philosophy in general, see James Maffie, Aztec Philosophy: Understanding a
World in Motion (Boulder: University Press of Colorado, 2014). For the sacred centre
of Tenochtilán, see Eduardo Matos Moctezuma, ‘The Templo Mayor of Tenochtitlan:
Economies and Ideology’, in Ritual Human Sacrifice in Mesoamerica: A Conference at
Dumbarton Oaks, October 13th and 14th, 1979, ed. Elizabeth Hill Boone (Washington,
DC: Dumbarton Oaks Research Library and Collection, 1984), 133–4.
War captives were the main victims of sacrifice, but instances of slave or child sacrificing are also known, see Herbert Burhenn, ‘Understanding Aztec Cannibalism’, Archiv
für Religionssoziolgie/Archive for the Psychology of Religion 26 (2004): 1–14.
Burhenn, ‘Understanding Aztec Cannibalism’, 3.
Bernal Díaz mentions that the carnivores were not only fed on other animals (such
as deer, fowls, dogs), but also on ‘the bodies of the Indians they sacrificed’: see Diaz,
Conquest of New Spain, 229.
On the subject of incorporation as cultural and social integration and consumption,
see also Marcy Norton, ‘The Chicken or the Iegue: Human-Animal Relationships and
the Columbian Exchange’, American Historical Review 120, no. 1 (2015): 28–60.
Johanna Broda, Eduardo Matos Moctezuma and Davíd Carrasco, ‘Introduction’,
in The Great Temple of Tenochtitlan: Center and Periphery in the Aztec World, ed.
Johanna Broda, David Carrasco and Eduardo Matos Moctezuma, 2nd edn (Berkeley:
University of California Press, 1987), 3.
Matos Moctezuma, ‘Templo Major’, 134.
Amara Solari, Maya Ideologies of the Sacred: The Transfiguration of Space in Colonial
Yucatan (Austin: University of Texas Press, 2013), and Nawa Sugiyama et al., ‘Animals
and the State: The Role of Animals in State-Level Rituals in Mesoamerica’, in Animals
and Inequality in the Ancient World, ed. Benjamin S. Arbuckle and Sue Ann McCarty (Boulder: University Press of Colorado, 2014), 11–32. These studies followed
the major excavation project of the Templo Mayor (1978–82), which, in particular,
spurred research into ritual and human sacrifice: see Broda, Carrasco and Matos
Moctezuma, The Great Temple of Tenochtitlan.
See Solari, Maya Ideologies of the Sacred, and Sugiyama et al., ‘Animals and the State’,
and in more general terms Mundy, ‘Mapping the Aztec Capital’.
Liminal Lives in the New World
37
41 For the most comprehensive study so far, see Alves, Animals of Spain.
42 Cortés, Letters from Mexico, 166.
43 For an introduction to centaur myths, see Matthew Restall, Seven Myths of the Spanish
Conquest (Oxford: Oxford University Press, 2003).
44 For archaeozoological research on Mayan culture and animal-keeping, see Kitty F.
Emery, ed., Maya Zooarchaeology: New Directions in Method and Theory (Los Angeles:
University of California, Cotsen Institute of Archaeology Press, 2004) and Kitty F.
Emery , ‘Animals from the Maya Underworld: Reconstructing Elite Maya Ritual at the
Cueva de los Quetzales, Guatemala’, in Behaviour Behind Bones: The Zooarchaeology
of Ritual, Religion, Status and Identity, ed. Sharyn Jones O’Day, Wim Van Neer and
Anton Ervynck (Oxford: Oxbow Books, 2004), 101–13.
45 Susan D. deFrance, ‘Zooarchaeology in Complex Societies: Political Economy, Status,
and Ideology’, Journal of Archaeological Research 17, no. 2 (2009): 105–68.
46 deFrance, ‘Zooarchaeology’, 109.
47 According to the Spanish text, ‘todas domésticas’: see de Gayangos, Cartas y Relaciones de Hernan Cortés, 110.
48 Cortés’s approach to explaining and translating new phenomena for an absent audience resembles the ‘jigsaw puzzle description’ model suggested by Miguel de Asúa
and Roger French in their insightful study on early modern Europeans’ perception
and categorization of New World animals: see Miguel de Asúa and Roger French, A
New World of Animals: Early Modern Europeans on the Creatures of Iberian America
(Aldershot: Ashgate, 2005), 14.
49 On the narrative tradition of ‘the reconquista’, see Adam J. Kosto, ‘Reconquest, Renaissance, and the Histories of Iberia (ca. 1000-1200)’, in European Transformations: The
Long Twelfth Century, ed. Thomas F. X. Noble (Notre Dame: University of Notre
Dame Press, 2012), 93–116.
50 Henry Kamen, Spain, 1469-1714: A Society of Conflict, 4th edn (Abingdon: Routledge,
2004).
51 Hernán Cortés instructed the horsemen in his train to attack in specific formations so
as to surprise and overrun their Mexican enemies, see Diaz, Conquest of New Spain,
74–6.
52 The comparison to centaurs is, for example, explicitly made in Garcilaso de la Vega’s
Royal Commentaries (1539–1616): see El Inca Garcilaso de la Vega, ‘Comentarios
Reales de los Incas’, in Obras Completas del Inca Garcilaso de la Vega, ed. Carmelo
Saenz de Santa Maria, vol. 2 (Madrid: Atlas 1963), 357.
53 On human sacrifice, see Elizabeth Hill Boone, Ritual Human Sacrifice; on the meaning of sacrifice in the Aztec world view, see Solari, Maya Ideologies of the Sacred.
54 David Carrasco, Religions of Mesoamerica: Cosmovision and Ceremonial Centers
(San Francisco: Harper and Row, 1990). The term was coined by Johanna Broda: see
Johanna Broda, ‘Astronomy, Cosmovisión and Ideology in Prehispanic Mesoamerica’,
Annals of the New York Academy of Sciences 385, no. 1 (1982): 81–110, 81.
55 Diaz, Conquest of New Spain, 222.
56 See León García Garagarza, ‘The Year the People Turned into Cattle: The End of the
World in New Spain, 1558’, in Centering Animals in Latin American History, ed. Martha
Few and Zeb Tortorici (Durham: Duke University Press, 2013), 31–61, 44. García Garagarza also mentions the Nahuatl term ‘in yolque, in manenemi’, which translates as ‘those
who have a heart, those who walk’ and refers to ‘living, terrestrial creatures’, ibid., 45.
57 Still a landmark study: Alfred W. Crosby, The Columbian Exchange: Biological and
Cultural Consequences of 1492 (Westport: Greenwood, 1972). For the radical envi-
38
Animal History in the Modern City
ronmental transformation of the American landscape through the introduction of
European sheep, see Elinor Melville, A Plague of Sheep: Environmental Consequences
of the Conquest of Mexico (Cambridge: Cambridge University Press, 1994). For a
general discussion, see Virginia deJohn Anderson, Creatures of Empire: How Domestic
Animals Transformed Early America (Oxford: Oxford University Press, 2004). Focusing on the social implications of dietary transformation, see Heather B. Trigg, ‘Food
Choice and Social Identity in Early Colonial New Mexico’, Journal of the Southwest 46,
no. 2 (2004): 223–52.
58 See Éric Baratay and Elisabeth Hardouin-Fugier, Zoo: A History of Zoological Gardens
in the West (London: Reaktion, 2002) and Robert J. Hoage, Anne Roskell and Jane
Mansour, ‘Menageries and Zoos to 1900’, in New World, New Animals: From Menagerie to Zoological Park in the Nineteenth Century, ed. Robert J. Hoage and William A.
Deiss (Baltimore, MD: Johns Hopkins University Press, 1996), 8–18.
59 Norton, ‘The Chicken or the Iegue’; See also García Garagarza, ‘The Year the People
Turned into Cattle’.
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Alves, Abel. The Animals of Spain: An Introduction to Imperial Perceptions and Human
Interaction with Other Animals, 1492-1826 (Leiden: Brill, 2011).
Anderson, Virginia deJohn. Creatures of Empire: How Domestic Animals Transformed
Early America (Oxford: Oxford University Press, 2004).
Baratay, Éric and Hardouin-Fugier, Elisabeth. Zoo: A History of Zoological Gardens in the
West (London: Reaktion, 2002).
Bernardino, de Sahagún, Historia General de las Cosas de la Nueva España, Codex
Florentinus (1540–85), Book XII, The Conquest of Mexico, fol. 1v (Florence, Medicea
Laurenziana Library).
Boone, Elizabeth Hill. ‘This New World Now Revealed: Hernán Cortés and the
Presentation of Mexico to Europe’, Word & Image 27, no. 1 (2011): 31–46.
Boone, Elizabeth Hill. ‘Ruptures and Unions: Graphic Complexity and Hybridity in
Sixteenth-Century Mexico’, in Their Way of Writing: Scripts, Signs, and Pictographies in
Pre-Columbian America, ed. Elizabeth Hill Boone and Gary Urton (Washington, DC:
Dumbarton Oaks Research Library and Collection, 2011), 197–226.
Boone, Elizabeth Hill and Urton, Gary, eds. Their Way of Writing: Scripts, Signs, and
Pictographies in Pre-Columbian America (Washington, DC: Dumbarton Oaks Research
Library and Collection, 2011).
Brewer-Carías, Allan Randolph. La Ciudad Ordenada (Caracas: Editorial Aranzadi, 2006).
Broda, Johanna. ‘Astronomy, Cosmovisión and Ideology in Prehispanic Mesoamerica’,
Annals of the New York Academy of Sciences 385, no. 1 (1982): 81–110.
Broda, Johanna, Moctezuma, Eduardo Matos and Carrasco, Davíd. ‘Introduction’, in The
Great Temple of Tenochtitlan: Center and Periphery in the Aztec World, ed. Johanna
Broda, David Carrasco and Eduardo Matos Moctezuma, 2nd edn (Berkeley: University
of California Press, 1987).
Burhenn, Herbert. ‘Understanding Aztec Cannibalism’, Archiv für Religionssoziolgie/
Archive for the Psychology of Religion 26 (2004): 1–14.
Carrasco, David. Religions of Mesoamerica: Cosmovision and Ceremonial Centers (San
Francisco: Harper and Row, 1990).
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39
Cortés, Hernán. Letters from Mexico, trans. and ed. Anthony Pagden, with an introduction
by J. H. Elliott (Oxford: Oxford University Press, 1972).
Crosby, Alfred W. The Columbian Exchange: Biological and Cultural Consequences of 1492
(Westport: Greenwood, 1972).
de Asúa, Miguel and French, Roger. A New World of Animals: Early Modern Europeans on
the Creatures of Iberian America (Aldershot: Ashgate, 2005), 14.
deFrance, Susan D. ‘Zooarchaeology in Complex Societies: Political Economy, Status, and
Ideology’, Journal of Archaeological Research 17, no. 2 (2009): 105–68, 109.
de Gayangos, Pascual, ed. Cartas y Relaciones de Hernan Cortés al Emperador Carlos V
(Paris: Imprenta Central de los Ferrocarriles, 1866).
Díaz, Bernal. The Conquest of New Spain, transl. and with an introduction by John M.
Cohen (London: Penguin, 1963).
Emery, Kitty F. ‘Animals from the Maya Underworld: Reconstructing Elite Maya
Ritual at the Cueva de los Quetzales, Guatemala’, in Behaviour Behind Bones: The
Zooarchaeology of Ritual, Religion, Status and Identity, ed. Sharyn Jones O’Day, Wim
Van Neer and Anton Ervynck (Oxford: Oxbow Books, 2004), 101–13.
Emery, Kitty F., ed. Maya Zooarchaeology: New Directions in Method and Theory (Los
Angeles: University of California, Cotsen Institute of Archaeology Press, 2004).
Florescano, Enrique. ‘Sahagún y el nacimiento de la cronica mestiza’, Relaciones 23, no. 91
(2002): 75–94.
García Garagarza, Léon. ‘The Year the People Turned into Cattle: The End of the World in
New Spain, 1558’, in Centering Animals in Latin American History, ed. Martha Few and
Zeb Tortorici (Durham: Duke University Press, 2013), 31–61.
Garcilaso de la Vega, El Inca. ‘Comentarios Reales de los Incas’, in Obras Completas del
Inca Garcilaso de la Vega, ed. Carmelo Saenz de Santa Maria, Vol. 2 (Madrid: Atlas
1963), 357.
Hardoy, Jorge E. Pre-Columbian Cities (London: Allen & Unwin, 1973).
Hinz, Felix. Hispanisierung in Neu-Spanien, 1519-1568: Transformation Kollektiver
Identitäten von Mexica, Tlaxkalteken und Spaniern, 3 vols (Hamburg: Kova, 2005).
Hoage, Robert J., Roskell, Anne and Mansour, Jane. ‘Menageries and Zoos to 1900’, in New
World, New Animals: From Menagerie to Zoological Park in the Nineteenth Century,
ed. Robert J. Hoage and William A. Deiss (Baltimore: Johns Hopkins University Press,
1996), 8–18.
Horváth, Agnes, Thomassen, Bjørn and Wydra, Harald, eds. Breaking Boundaries:
Varieties of Liminality (New York: Berghahn Books, 2015).
Kagan, Richard and Mariás, Fernando. Urban Images of the Hispanic world, 1493-1793
(New Haven: Yale University Press, 2000).
Kamen, Henry. Spain, 1469-1714: A Society of Conflict, 4th edn (Abingdon: Routledge, 2004).
Kim, David Y. ‘Uneasy Reflections: Images of Venice and Tenochtitlan in Benedetto
Bordone’s “Isolario”’, RES: Anthropology and Aesthetics 49/50 (2006): 80–91.
Kosto, Adam J. ‘Reconquest, Renaissance, and the Histories of Iberia (ca. 1000-1200)’, in
European Transformations: The Long Twelfth Century, ed. Thomas F. X. Noble (Notre
Dame: University of Notre Dame Press, 2012), 93–116.
Liang, Yuen-Gen. Family and Empire: The Fernández de Córdoba and the Spanish Realm
(Philadelphia: University of Pennsylvania Press, 2011).
Low, Setha M. ‘Indigenous Architecture and the Spanish American Plaza in Mesoamerica
and the Caribbean’, American Anthropologist 97, no. 4 (1995): 748–62.
Maffie, James. Aztec Philosophy: Understanding a World in Motion (Boulder: University
Press of Colorado, 2014).
40
Animal History in the Modern City
Melville, Elinor. A Plague of Sheep: Environmental Consequences of the Conquest of Mexico
(Cambridge: Cambridge University Press, 1994).
Moctezuma, Eduardo Matos. ‘The Templo Mayor of Tenochtitlan: Economies and
Ideology’, in Ritual Human Sacrifice in Mesoamerica: A Conference at Dumbarton Oaks,
October 13th and 14th, 1979, ed. Elizabeth Hill Boone (Washington, DC: Dumbarton
Oaks Research Library and Collection, 1984), 133–4.
Mundy, Barbara E. ‘Mapping the Aztec Capital: the 1524 Nuremberg Map of Tenochtitlan,
its Sources and Meanings’, Imago Mundi 50 (1998): 11–33.
Mundy, Barbara E. ‘Hybrid Space’, in Mapping Latin America: A Cartographic Reader, ed.
Jordana Dym and Karl Offen (Chicago: University of Chicago Press, 2011).
Mundy, Barbara E. The Death of Aztec Tenochtitlan, the Life of Mexico City (Austin:
University of Texas Press, 2015).
Norton, Marcy. ‘The Chicken or the Iegue: Human-Animal Relationships and the
Columbian Exchange’, American Historical Review 120, no. 1 (2015): 28–60.
Pratt, Mary Louise. ‘Arts of the Contact Zone’, Profession 91 (1991): 33–40.
Ramírez, Susan E. To Feed and Be Fed: The Cosmological Bases of Authority and Identity in
the Andes (Stanford: Stanford University Press, 2005).
Restall, Matthew. Seven Myths of the Spanish Conquest (Oxford: Oxford University
Press, 2003).
Restall, Matthew and Lane, Kris. Latin America in Colonial Times (Cambridge: Cambridge
University Press, 2011).
Sabean, David Warren and Teuscher, Simon. ‘Kinship in Europe: A New Approach to
Long-Term Development’, Kinship in Europe: Approaches to Long-Term Development
(1300-1900), ed. David Warren Sabean, Simon Teuscher and Jon Mathieu (New York:
Berghahn, 2010), 1–32.
Salcedo, Jaime. Urbanismo Hispano-Americano, Siglos XVI, XVII y XVIIII: El Modelo
Urbano Aplicado a la América Española, su Génesis y su Desarrallo Teórico y
Práctico, 2nd edn (Santa Fe de Bogotá: Pontificia Universidad Javeriana, Facultad de
Arquitectura y Diseño, 1996).
Solari, Amara. Maya Ideologies of the Sacred: The Transfiguration of Space in Colonial
Yucatan (Austin: University of Texas Press, 2013).
Sugiyama, Nawa, Pérez, Gilberto, Rodríguez, Bernardo, Torres, Fabiola and Valadez, Raúl.
‘Animals and the State: the Role of Animals in State-Level Rituals in Mesoamerica’, in
Animals and Inequality in the Ancient World, ed. Benjamin S. Arbuckle and Sue Ann
McCarty (Boulder: University Press of Colorado, 2014), 11–32.
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Ashgate, 2014).
Trigg, Heather B. ‘Food Choice and Social Identity in Early Colonial New Mexico’, Journal
of the Southwest 46, no. 2 (2004): 223–52.
Varner, John Grier and Varner, Jeannette Johnson. Dogs of the Conquest (Norman:
University of Oklahoma Press, 1983).
3
Liminal Moments: Royal Hunts and Animal
Lives in and around Seventeenth-Century Paris
Nadir Weber
Introduction
On 3 November 1649, a boar ran through the gardens of the Palais-Royal in Paris. The
boar was followed by a pair of barking hounds and a group of horsemen headed by
Louis XIV, the eleven-year-old king of France. To avoid unnecessary risks, his minister,
Cardinal Jules de Mazarin, had chosen small, well-appointed, ‘easy and agreeable’
horses as mounts for the king and his high-ranking company: the Duke of Mercœur,
the Count of Harcourt, the Dukes of Bouillon, Rohan and Richelieu, and several other
‘lords of mark’ and gentlemen of the royal chamber. Louis rode ‘always first on the
beast’, as the anonymous author of a printed account asserted: well-dressed and booted
and sitting perfectly on his saddle, the young king was compared in vigour and grace
to Adonis, Alexander the Great, Achilles and Hercules. The hunt itself, however, was
a modest success at best. On the same day, a hare had disappeared down a hole under
a tree trunk, so that the hounds could not reach it, and a single deer and a single fawn
had been pursued by the nobles and the pack ‘without taking any more of them than
the pleasure of following their traces and ruses’. In the end, the royal hunters sounded
their retreat from the scene, shortly after the boar had jumped into the grand basin in
the middle of the gardens.1
Since royal propaganda usually tended to emphasize the sovereign’s power by listing
impressive numbers of kills, one may reasonably wonder about the intended message
of the printed account of the courtly hunt in Paris. Was it really meant to demonstrate
the young king’s striking capabilities to ride, lead and govern, whatever the outcome
of the chase? Or is its hyperbole rather a parody whose aim was to demonstrate the
essential powerlessness of the crown in the face of its many enemies? This hunt was after
all conducted at the height of the Fronde, the struggle between the crown, represented
by Mazarin, and the combination of rebel princes and urban insurgents. Or perhaps a
third reading is plausible: an intention to indicate Mazarin’s benevolence and clemency
to those former enemies who had assailed him with all the political means at their
disposal during the previous months. Only a few days before the royal hunt took place,
on 30 October, the unpopular prime minister, together with the royal family, had
42
Animal History in the Modern City
re-entered Paris after temporary exile. Mazarin and the queen-regent Anne of Austria
were clearly anxious to re-establish their authority, without provoking any further
rebellion by the imposition of unnecessary force – this is what the author of the cryptic
print perhaps insinuated by describing the royal hunt in these words: ‘This battle was
not undertaken to vanquish, but only to show that one could accomplish it.’2
A second aspect of the event that may surprise is the spot where the hunt took
place. According to the printed account, the decision to organize a hunt in the welltended, geometric gardens of the Palais-Royal (also known as the Palais-Cardinal) in
the capital, and not in the great hunting parks of Saint-Germain or Fontainebleau, was
taken because of the ‘excessive workload and the unforgiving demands on his time’ that
‘confined’ the king to his Paris residence.3 However, the event was less extraordinary
than modern observers, familiar with the chase and killing of wild animals in a more
or less untouched ‘wilderness’, might think.4 As will be shown below, Louis’s precursor
on the throne, Louis XIII, had regularly hunted in the gardens of his palaces in the city
during his early years – his pursuit of the game animals that had been specially brought
to the place where the hunt was to take place. For the author of the print mentioned
above, it appears to be quite natural to report that a hare was ‘released’ in order to be
hunted, and that the relatively tame deer and fawn had ‘looked on the running of the
hounds and horses with some degree of satisfaction’, before the same dogs were set on
them.5 The author continued in the same vein that the same afternoon, immediately
after it was decided that the young boar, by becoming the quarry, should ‘taste the
sweetness of life’, the king went up to his balcony to watch a combat between some
mastiffs and a young bull.
This chapter on the royal hunts in Paris considers the interactions and frictions
between urban space, court culture and animal lives. Arguing from the ‘animal point
of view’,6 it will show that the insensification of royal hunting during the seventeenth
century led to the creation of in-between spaces and at the same time to redefinitions
of the animals that were being hunted. While open landscapes were transformed
into stages in miniature for ritualized courtly hunt performances, a highly ‘civilized’
urban space could become a site of bloody encounter between humans and beasts.
Accordingly, the status of the hunted game was especially ambiguous; destined to be
chased and killed, they were objects of careful human protection, but in precisely this
fact they do not accord with the seemingly straightforward contemporary distinctions
between ‘domesticated’ and ‘wild’ animals. In some cases, the sources indicate
decisive moments in which the status of an animal suddenly changed – from being
protected to being persecuted, or from moving freely to being kept, only in order to
be finally released.
These are transitions of status that may be defined as ‘liminal’ moments in these
animals’ biographies.7 In contrast to interpretations that emphasize the strict moral
distinction between domesticated ‘in-group’ animals and wild ‘out-group’ animals in
early modern court life,8 this essay suggests that there were also certain portals between
these different states, through which individual animals could or should pass during
their lives.
The first section briefly discusses the social location of the royal court within the
city of Paris and the types of human–animal encounters that were associated with the
Liminal Moments
43
presence of the king and his household in the capital. Then the nature of hunting in
Paris during Louis XIII’s minority is analysed in more detail, with a special focus on
the use of urban space and the status of the animals that were hunted. The third section
contrasts these somewhat improvised practices with the gradual development of an
elaborate apparatus designed to ensure regular and successful courtly hunts in the
great urban parks. This development was closely linked, we shall see, with the king’s
decision to move the court outside the capital, a major event of course in the political
history of France, but one that also, and this is less well remarked, had an impact on
animals’ lives and even the biodiversity of Versailles and its environs.
Noble horses and stray dogs: City, court
and the animal kingdom
At the beginning of the seventeenth century, relations between the court of France and
the city of Paris with its more than 230,000 inhabitants were particularly intricate, and
never free from tension. Under the Valois dynasty in the preceding century, rather than
following the sovereign around France, the court had settled in the Louvre, and in the
residences on the Île-de-France, a process that reinforced the role of Paris as the capital
city of the kingdom of France. The era of civil wars had, however, meant the absence
of a large part of the kingdom’s elite from court life. After regaining Paris in 1594,
Henri IV of Bourbon was eager to rebuild the relations between court and capital,
and to integrate the nobility into court life. The expansion of the royal household
and the beginning of the process of ‘curialization’ for the high nobility had profound
impacts on the economy, architecture and social structure of Paris: the demand for
luxury goods increased; the city walls were extended; new public buildings, squares
and gardens were constructed; and new connections were fostered between the ancient
families, the noblesse d’épée, and the parvenu parliamentary elites of the city.9
This entanglement of court and urban life was mirrored in and partially produced
by an interspecies version of this productive commingling.10 First and foremost, the
presence of the court was associated with the presence of a large number of horses –
contemporary sources mention up to eight thousand animals.11 This requirement placed
heavy and increasing demands on the local horse trade situated in the direct proximity
of the royal stables in the Tuileries, and created particular problems concerning the
provision of animal feed and the minimizing of neighbourhood nuisance. Horses not
only were an important means of transportation, but also played an eminent role in
the performance of noble rank and royal glory, ceremonies that required the urban
population of Paris as spectators. From 5 to 7 April 1612, for instance, an equestrian
carousel involving hundreds of noble riders (including the king) was staged on the
Place Royale to celebrate the dynastic alliance between France and Spain, before the
eyes of several thousand onlookers.12 Major state ceremonies, such as royal entries to
the city, following the sacre in Reims (the anointing of the king), or after royal funerals,
involved enormous parades of richly ornamented horses, riders and coaches.13 Even
the lower orders joined in: in 1625, a company of the bourgeois were still able to
accompany a fille de France to a wedding ceremony on horseback;14 subsequently, they
44
Animal History in the Modern City
would more have to pay their respects on foot, the honour of riding or being taken in
coaches reserved without fail for the king and the members of the court.
Besides horses, other courtly animals helped to populate the urban scene. Exotic
mammals and birds lived in the maison des lions and the volières in the Tuileries and
could be visited by the local populace.15 Fancy pets such as lapdogs imported from
Italy or monkeys from Madagascar accompanied the courtiers in their movements
through the streets. Trained dogs and falcons kept for hunting purposes were also
partially integrated into the complex of residences. Lastly, all sorts of livestock were
regularly brought from the local markets to the Louvre, some of which even kept in
the palace itself to serve the royal kitchens.16 Besides their practical functions, most of
these animals operated as markers of distinction between the king and his courtiers on
the one side, and the common people on the other: because of a species’ innate rarity
and expense, or because they had to be specially trained and handled, or because of the
special ways they were kept and the attitudes they inspired. All these animals were part
of the display of colourful extravagance that the court maintained in the very heart of
the city.
As far as court life itself went, the capital offered an immense array of resources.
The density of interspecies cohabitation also threatened disorder, however. Driving a
courtiers’ coach through narrow, crowded streets could be a nerve-racking enterprise.
When in the afternoon of 14 May 1610, the king’s coach had to stop in the Rue de
Ferronnerie, two carts – one charged with wine and the other with hay – blocking the
street, nobody seems to have interpreted this as anything out of the ordinary. But when
the king’s escort left the coach to settle the problem, this was the moment for Henri’s
assassin, François Ravaillac, to make his move.17 Less momentous, but potentially
equally dangerous, was the encounter of Henri’s son and successor, Louis XIII, with a
rabid dog, during a promenade in the Tuileries gardens some months later. The stray
animal attacked the king’s companion dogs – among them his ‘chien favorit’, Gaïan –
before turning to the king himself. A member of the guards was able to stop the dog at
the last moment, but one of the king’s servants and all of the dogs that had been hurt
were sent away from court following the unsavoury incident.18
One more challenge concerned the integration of specific aristocratic or courtly
practices in the city. The rise of closed, but richly ornamented, coaches, and the more
occasional public performance of horsemanship in the form of sophisticated horse ballets
may be interpreted as examples of adaption of aristocratic horse culture in the more
densely populated environment.19 The limited space available in the city represented,
however, a distinct and much greater challenge when it came to the business of hunting.
From the middle ages, killing of animals in the chase had been a constitutive part of
the daily life of kings.20 Much more than a mere leisure pursuit or a means of providing
meat, royal hunts fulfilled a series of social and political functions for dynastic rule. They
formed, for instance, a vital opportunity for nobles to interact with the sovereign, and
thus contributed considerably to the attractiveness of the court. Moreover, many offices
were directly related to the organization and practice of royal hunts – a very useful
way for the crown to bind members of the noblesse d’épée permanently to the royal
household. On a more symbolic level, royal hunts were highly ritualized performances
of the sovereign’s position as lord over all the inhabitants of his territory, people and
Liminal Moments
45
animals alike. Lastly, hunting was uniformly accepted as a principal opportunity to
practise and perform military skills and virtues in times of peace. As a consequence, the
king, as commander in chief, was ideally the finest hunter in the kingdom, a quality that
necessitated training and regular public demonstration. If the king was not able to leave
his main residence on a regular basis for his hunting domains, it was necessary to bring
the chase to him, to perform royal hunts in the city itself.
Hunting in the city: Louis XIII and
the origins of game animals
Louis XIII was only nine years old when he became king of France in 1610. For reasons
of state, but also in order to hold onto personal control, the dowager-queen Marie de’
Medici stipulated that the king was to stay in Paris. Despite this edict, Louis could pass a
major part of his time hunting.21 Falconry was the sport the young king most preferred.
In 1610, the king’s physician and tutor Jean Héroard recorded in his diary Louis’s
participation in twenty-two hunts with birds of prey; in 1611, there were thirty-two; in
1612, forty-seven; and in 1614, another forty-three.22 Beside the king’s personal taste,
the spatial limitations on the sovereign favoured this type of hunt. While Henri IV had
Figure 3.1 Louis XIII’s hunts in Paris. 1 Château du Louvre (with annexing gardens).
2 Galleries of the Louvre. 3 Gardens of the Tuileries. 4 Gardens of Queen Marguerite. 5
Hôtel de Luxembourg. 6 Saint-Antoine and La Grenelle near Paris (approximately). 7
Château de Vincennes. Map from Mathias Merian, Le Plan de la Ville, Cité, Université
et Fauxbourgs de Paris, avec la Description de son Antiquité, 1615 (digital version
provided by Michel Huard, www.paris-atlas-historique.fr).
46
Animal History in the Modern City
spent many weeks during the season in Fontainebleau in pursuit of stags and boars,
most of Louis’s hunts in the 1610s took place in the more constrained spaces within
or on the brinks of the capital, the gardens of the royal residence being the preferred
hunting ground.23 There the king hunted crows, larks or sparrows with the assistance
of the highly trained falcons. Charles d’Arcussia, author of the most famous treatises
on falconry in the seventeenth century, described these ‘flights in the enclosure of the
Louvre’ as a personal ‘invention’ of the young king, and saw their success as a sign of
the sovereign’s almost magical attraction for all living beings:
As soon as His Majesty leaves [the Louvre] in order to go to the garden or the
Tuileries, the … kinglets, robins, sparrows, and other small birds resort to the
cypresses or in the box trees of the alleys, one envying the other, as if there was
an emulation between them who would fall first to his hands. His Majesty flies
on them with his shrikes or his sparrowhawks … ordinarily when he goes to the
[convents of the] Feuillants or the Capuchins.24
If we add to the hunts with falcons bird hunts with bows and guns (only eight in 1611
and five in 1614, but as many as fifty in 1612), the majority of the animals killed by
the king in the 1610s were indeed the small and mid-sized birds that circulated freely
in Paris. Besides these pursuits of wild birds, however, Héroard’s diary also mentions
several chases of stags, boars, hares, and other animals that did not live within the city’s
boundaries. A close reading of this invaluable source provides more information about
the nature of the game being hunted. On 29 July 1609, the physician noted that Louis
had been brought to the garden of the Hôtel du Luxembourg ‘where he made his little
Artois hounds chase two hares’.25 In March 1610, Louis went to La Roquette with his
sisters, ‘catching a fox that he had ordered to be brought there with the Artois hounds
of Mr Martin’.26 On 2 June, only three weeks after the assassination of his father, the
young king was again brought to the Hôtel de Luxembourg to chase a young boar that
had been transported there, and went straight on to the gardens of Queen Marguerite,
on the south bank of the Seine, to hunt ‘a fox carried into the park’.27 In October, the
king directed his dogs to chase two young wolves into the gardens of the Tuileries,
and in November, another wolf was harried at the same place until he leapt into a
pond where he was killed.28 The list of examples could go on. This record shows that
the game involved was not wild animals that had never before been in contact with
humans. In some cases the sources explicitly mention that the quarry was brought to
the gardens by officers the vénerie, the administrators of the royal hunts.
Although reliable information about the background of these animals is lacking, it
is clear that all of them had at least for a time lived under human-controlled conditions.
The duration of this captivity might have been rather short. The fox, for instance, may
first have been chased and cornered in the royal woods surrounding Paris by members
of the vénerie, then put into a cage, possibly fed to keep it in good condition, then
transported to be released to be hunted once more; this is a practice that is documented
in several other contemporary sources.29 In contrast, the wolves that were hunted by the
young king possibly lived for extended periods of time in a human-dominated setting,
for the royal menageries in Paris and Vincennes certainly housed wolves that were
occasionally used for animal combats with other ‘ferocious beasts’.30 There was also
Liminal Moments
47
a third group of animals that probably lived even more obviously domesticated lives.
In the surroundings of Paris, special compounds for rabbits – the so-called garennes
– had been constructed in order to supply the royal table, and the royal hunt too; the
two hares in the Luxembourg gardens are likely to have come from such a compound.31
The status of these animals thus changed at least once and in some cases twice within
an individual lifetime: from a wild animal to a captive – and possibly tamed – animal,
in some cases, and, in every case, from a captured, tamed or partially domesticated
animal to a game animal that was only set free in order to die gamely.
The boundaries between nature and culture become even more fluid in the case
of falconry, where not only the hunted animals, but also the non-human hunting
assistants were ‘liminal animals’ whose status changed several times within their lives.
In contrast to hunting dogs – the archetype of a domesticated animal – hawks and
falcons could not be bred under human supervision. Instead, the birds were taken out
of their nests or caught with the aid of traps in order to be tamed and trained to attack
specific game.32 Louis XIII soon gained a considerable personal expertise in the delicate
handling of these birds of prey. Tutored by his favourite falconer Charles d’Albert,
Seigneur de Luynes, he trained shrikes, merlins and sparrowhawks to fly on sparrows,
larks or pigeons in the gardens of the Tuileries or in the galleries of the Louvre.33 The
idea that making birds useful partners in the hunt was merely a matter of royal will and
discipline seems to have become a kind of phantasm in the mind of the young king.
Héroard once heard Louis speak ‘of a shrike he had, and he said that he wanted to train
it to fly on the sparrow, and a sparrow to fly on the kinglet, and a kinglet on flies’.34
While the young royal hunter thus imagined all wild birds as potential hunting
assistants, he felt no constraints from transforming ‘domestic’ birds that lived in his
room into game animals. On 9 November 1611, Héroard records that in the early
afternoon, the king had entered his cabinet, taken a little bird out of the cage and let
his shrike chase it in the grande galérie of the Louvre, and again on 5 November 1614,
the king set his merlins on some small birds in the confines of his own apartment.35
There is no detail about the species of the birds that had been hunted here. They might
have been canaries or other valuable and exotic birds, but perhaps they were merely
the common songbirds that professional bird-catchers (oiseleurs) brought to the city
for sale.36 Such birds may even have been caught by the king himself, for as we learn
from Héroard, Louis designed traps to catch small birds in the alleys of the Tuileries.37
Ultimately, these practices indicate that in the early seventeenth century, a clear
practical and moral separation between wild and domestic animals or even between
pets and working animals, hardly existed in the daily life of the French court.
Escaping the city: Versailles and the
machinery of life and death
In the course of the seventeenth century, the French kings began to prefer the castles
around Paris to their residence in the city. Hunting remained a key activity at court, and
indeed it might be more closely integrated into daily life without the spatial restrictions
of an urban setting.
48
Animal History in the Modern City
When Louis XIII grew older, eventually escaping the control of his exiled mother, the
range of his hunting activities was gradually expanded. In an initial stage, the sovereign
was regularly brought by coach to hunting grounds in the immediate surroundings of
Paris such as Bourget, La Grenelle, Antony and Bourg-la-Reine, to prey on red kites
and herons – forms of falconry that were seen as more appropriate to a king. During
these outings, Louis was accompanied by the staff of the grande fauconnerie and by
high members of the court; he could fly his gyrfalcons, saker falcons, and other large
and highly exclusive imported birds of prey on a range of game.38 Around 1620, the
king then began to pass whole days and nights in more distant castles and hunting
parks, in the company of only few selected friends. During this period, hunting for him
became an evident escape from the intrigues and ceremonial constraints of court life,
as well as from the city and its spatial restrictions.
In 1623, the king purchased land in a valley some twenty kilometres south-east
of Paris, and ordered the construction of a modest hunting lodge to his own design:
the château de Versailles.39 In the first years of its existence, Versailles served as a base
for the somewhat promiscuous and improvised pursuit of the foxes, boars and deer
who lived in the surrounding woods. After 1626, the surroundings were gradually
integrated into a hunting park, enclosed by fences and criss-crossed by paths, while the
hunting lodge itself was transformed into a more representative château de plaisance.
At the same time, the king chose Saint-Germain to be his main residence, where he
had a large hunting park at his disposal. Even during his various military campaigns
the king hunted at every opportunity, accompanied by his favourite hunting dogs and
falcons. This great passion for the hunt was recognized in printed royal propaganda;
under the direction of the Cardinal de Richelieu, an image of a restless sovereign,
always pictured on horseback fighting foreign enemies, rebels or dangerous predators
– such as wolves – was propagated.40
By abandoning the capital, where he had passed the first years of his minority, the
‘Sun King’ Louis XIV followed the example of his father. While the separation between
the court and Paris is usually explained with the king’s early-established antipathy
towards the city, following the traumatizing events of the Fronde, the self-image of
the Bourbon kings as rois connétables and passionate hunters (put about in pointed
contrast to the ‘effeminacy’ of the last Valois kings) surely played an equally important
role. The closeness of the residences of Saint-Germain and Versailles to large hunting
grounds made it possible for members of the ruling dynasty to practise their passion
on a daily basis and without losing much time and energy on the roads. In the 1660s,
Saint-Germain, Louis XIV’s birthplace became his preferred residence. There the
king could follow his ‘taste for the promenade and the hunt, which was much more
convenient in the countryside than in Paris, which is far away from the woods and
sterile for promenades’.41 At this time, the château and park of Versailles were gradually
enlarged to host great numbers of people, horses and game animals. When, finally, it
was Versailles that became the king’s main residence, in 1682, hunting had become
fully integrated into the elaborate rituals of court life, practised almost daily and in
different forms by the king or members of the royal dynasty.42
The partial de-urbanization of court life fitted in into the contemporary noble
discourses that praised rural life and knightly virtues,43 but it would be wholly
Liminal Moments
49
misleading to speak of a return to nature. Once again, the character of the game that
was hunted reveals a more ambiguous picture. The masses of stags, deer and pheasants
killed in the park of Versailles through the years would simply not have been there
if the courtly hunters had exclusively relied on nature’s bounty. Not only were game
animals living in the parks secured by fences from predators and poachers and
supplied with provisions in winter, they also passed significant parts of their lives in
closed compounds, named parcs aux cerfs, parcs aux daims, héronnières or faisanderies:
that is, under direct human protection and control.
The example of pheasants demonstrates how much the presence of game animals
relied on such energetic organizational efforts. These beautifully coloured and delicious
birds had originally been imported from Asia, and would scarcely have been able to
survive on their own, at the mercy of the wet and cold and the host of predators drawn
to the vulnerable birds or their eggs. To ensure a sufficient reproduction of these birds,
three pheasantries were created in the park of Versailles: a small one in 1677 in the Petit
Parc close to the menagerie, and two larger ones in 1685, in Moulineau and Rennemoulin
in the Grand Parc.44 There the dedicated staff fed the pheasants on high-protein food
such as ant eggs and cheese and encouraged them to lay their eggs in heated rooms
where they were hatched by chickens.45 The pheasant chicks were subsequently raised
in boxes covered with grills to protect them against predators, until they were strong
and quick enough to circulate freely in the grounds of the pheasantries. From time
to time, animals were set ‘free’ to serve as game for the royal hunters. On 25 August
1685, for instance, the courtier Dangeau noted that the king himself, after having been
shooting birds in the park of Versailles as usual, had entered the pheasantry ‘where he
let pass five thousand partridges and two thousand pheasants at once’.46
A specialized and highly differentiated logistics of nurturing, protection and care
thus created a new species of ‘liminal animals’ – animals that were born under human
control in order to die as wild game. These activities also had a significant impact on
local animal biodiversity. While some delicate, originally imported, species such as
pheasants and fallow deer lived in great numbers in Versailles, other species, notably
predators such as wolves and foxes, became rare or even disappeared from the region
altogether as a result of the royal hunt and its effects. This system remained extremely
fragile. In 1722, only seven years after the court had left Versailles following the
death of Louis XIV, one observer estimated that the number of game for hunting had
diminished by as much as two-thirds.47 When the same year Louis XV and his court
returned, however, the machinery of creating and killing large numbers of animals
began again. Louis XV’s grandson and successor, Louis XVI, would note in his personal
hunting diary the killing of no fewer than 190,525 animals; the diary contains the
famous ‘rien’ entry on 14 July 1789.48 In the fall of the same year, the machinery finally
collapsed, when the king was forced by the revolutionaries to leave Versailles for Paris.
Conclusion
A focus on the royal hunts in seventeenth-century Paris demonstrates that animal lives
were, in this period, not yet capable of being categorized into the distinct groups of
50
Animal History in the Modern City
wild and domestic animals (or those of companion animals and productive livestock)
that so shape contemporary discourses on animal protection and ethics. Although it
is clear that there was a considerable difference between the social and moral status
of a court lady’s beloved lapdog and a wolf living in the surrounding woods, a very
wide range of gradual differences can be identified in-between. The status of a species
or an individual animal could change, depending on time, place and perspective. We
can argue that most animals in contact with human society were ‘liminal animals’, in
the sense that they were neither entirely wild nor fully domesticated. This conclusion
becomes especially clear if the particular moments in which the status of certain
animals changed are looked at more closely, as we have done for the royal hunts in or
near the city: these are liminal moments that, in the absence of comprehensive data
for individual animals, may help to reconstruct ‘typical’ biographies for members of
certain species or populations.
It follows in our example that spatial correlates did not determine the character and
status of the game animals in royal hunts. In the end, no strict qualitative difference
existed between the arranged hunting scene in the stately geometric garden of the
Palais-Royal in 1649 and an ordinary stag hunt in the parks of Fontainebleau or
Versailles. In both cases, space was modelled and limited through physical boundaries,
and in both cases most of the hunted animals were not wild animals in the sense of
having never been in contact with human society. Paradoxically, animals may appear
to be even more functional in the park of Versailles, although human influence was
more artfully obscured than it is in the staged hunts in the Parisian parks and gardens.
The creation of specific settings for protection, feeding and care went hand in hand
with a stricter regulation of animal lives in the parks, and they became characterized
by an idealized sequence of liminal moments, as the case of pheasants illustrates. The
chase and killing of thousands of animals every year, up to the French Revolution, was
only possible under such highly regulated conditions. By creating the grand park of
Versailles as a symbol of nature’s abundance, the hunter-kings and their noble servants
thus in a certain sense anticipated the modern practices of industrial livestock farming.
Notes
1 Anon, Les Particularitez de la Chasse Royale Faite par Sa Majesté le Jour de St Hubert
et de St Eustache, Patrons des Chasseurs. Accompagnée de Plusieurs Seigneurs de
Marque de sa Cour (Paris: Alexandre Lesselin, 1649), 7–9.
2 Ibid., 7.
3 Ibid., 6.
4 Matt Cartmill, A View to a Death in the Morning: Hunting and Nature through History
(Cambridge, MA: Harvard University Press, 1993), chapter 7.
5 Les Particularitez de la Chasse, 7.
6 Éric Baratay, Le Point de Vue Animal: Une Autre Version de l’Histoire (Paris: Seuil,
2012).
7 Thomassen defines a ‘liminal moment’ as a ‘sudden event affecting one’s life (death,
divorce, illness) or individualized ritual passage’: Bjørn Thomassen, Liminality and the
Modern: Living Through the In-Between (Farnham: Ashgate, 2014), 90. More specifi-
Liminal Moments
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
51
cally – but still broader than the original, ritualistic meaning in Van Gennep’s Rites
de Passage – it may be defined as any event in which the (social or moral) status of an
individual changes. For ‘moral status’, see Peter Stemmer, Normativität: Eine Ontologische Untersuchung (Berlin: De Gruyter, 2008), 237–56, esp. 237–40.
Rainer E. Wiedenmann, Tiere, Moral und Gesellschaft: Elemente und Ebenen Humanimalischer Sozialität (Wiesbaden: VS Verlag, 2009), 360–77, argues that courtiers
rarely came in contact with an intermediary group of domesticated animals that were
kept for means of production (363). Other studies of animals at court support this
differentiation when they focus exclusively on ‘pets’, without taking into consideration
the ambiguous status of the various semi-free species living in the parks around the
châteaux: Katharine MacDonogh, Reigning Cats and Dogs: A History of Pets at Court
since the Renaissance (London: Fourth Estate, 1999), and Nicolas Milovanovic, La
Princesse Palatine, Protectrice des Animaux (Versailles: Perrin, 2012).
For an overview, see Jean Favier, Paris: Deux Mille Ans d’Histoire (Paris: Fayard, 1997),
esp. chapter IX, and Jean-François Solnon, La Cour de France (Paris: Fayard, 1987),
esp. 51–73, 163–249.
More generally on the roles of animals and interspecies interactions in court life,
see Mark Hengerer and Nadir Weber, eds., Animals at Court (Berlin: De Gruyter, in
press).
For the number estimated by the Venetian ambassador in the 1580s, see Nicolas Le
Roux, Le Roi, la Cour, l’État: De la Renaissance à l’Absolutisme (Paris: Champ Vallon
2013), 46.
Margaret M. McGovan, ed., Dynastic Marriages 1612/1615: A Celebration of the Habsburg and Bourbon Unions (Farnham: Ashgate, 2013).
Frédérique Leferme-Falguières, Les Courtisans: Une Société de Spectacle sous l’Ancien
Régime (Paris: PUF, 2007), esp. 19–79.
See the description in the Mercure François, 1625, here cited after a manuscript copy
in Archives Nationales, Paris, O 1 3250, describing the ceremonies for the wedding
between Henriette Marie de France and Charles I of England.
See Gustave Loisel, Historie des Ménageries de l’Antiquité à Nos Jours, 3 Vols (Paris:
Doin, Laurens, 1912), Vol. I, 256 ff., Vol. II, 93.
Joan Pieragnoli, La Cour de France et ses Animaux, XVIe-XVIIe siècles (Paris: PUF,
2016), 60–1, and passim. On the food markets – and local breeding practices – in
Paris, see Reynald Abad, Le Grand Marché: L’Approvisionnement Alimentaire de Paris
sous l’Ancien Régime (Paris : Fayard, 2002), esp. 717–18.
Roland Mousnier, L’Assassinat d’Henri IV 14 Mai 1610 (Paris: Gallimard, 1964), 4–5.
Jean Héroard, Journal de Jean Héroard, ed. Madeleine Foisil (Paris: Fayard, 1989), Vol.
II, 1867 (20 December 1610).
On horse culture in France, see Daniel Roche, La Gloire et la Puissance: Essai sur la
Distinction Équestre (Paris: Fayard, 2011). On coaches: Daniel Roche, ed., Voitures,
Chevaux et Attelages du XVIe au XIXe Siècle (Paris: Association pour l’Académie d’Art
Équestre de Versailles, 2000).
Philippe Salvadori, La Chasse sous l’Ancien Régime (Paris: Fayard, 1996). The same is
true for most courts in pre-modern Eurasia; see Thomas T. Allsen, The Royal Hunt in
Eurasian History (Philadelphia: University of Pennsylvania Press, 2006).
Summarized in Madeleine Foisil, ‘Introduction Générale’, in Journal de Jean Héroard,
Vol. I, 33–363, 117–21. For Louis XIII’s biography, see Jean-Christian Petitfils, Louis
XIII (Paris: Perrin, 2008).
See the figure in Foisil, ‘Introduction Générale’, 127.
Ibid.
52
Animal History in the Modern City
24 Charles d’Arcussia, La Fauconnerie de Charles d’Arcussia de Capre, Seigneur
d’Esparron, de Pallieres, et du Revest, en Provence. Divisée en Dix Parties, Contenuës à
la Page Sixième. Avec les Portraicts au Naturel de Tous les Oyseaux (Rouen: François
Vaultier and Jacques Besogne, 1644), chapter ‘Sommaire de la Fauconnerie du Roy, et
des Vols que Sa Majesté a Inventez’ (around 1615)), 170.
25 Héroard, Journal, Vol. II, 1641 (29 July 1609).
26 Héroard, Journal, Vol. II, 1745 (27 March 1610).
27 Héroard, Journal, Vol. II, 1777 (2 June 1610).
28 Héroard, Journal, Vol. II, 1825 (23 September 1610); ibid., 1847 (7 November 1610).
29 Game animals were regularly transported from one park to another, or even
exchanged as gifts between princes. See Nadir Weber, ‘Zahmes Wild? Zu den Organisatorischen Hintergründen der Spektakulären Jagderfolge Frühneuzeitlicher Fürsten’,
Tierstudien 8 (2015): 93–103, 95–96; Pieragnoli, Cour de France, 115–20.
30 Loisel, Les Ménageries, Vol. 1, 269, and Vol. 2, 99. For the practice of animal combats
in Paris, see Louise E. Robbins, Elephant Slaves and Pampered Parrots: Exotic Animals
in Eighteenth-Century Paris (Baltimore: Johns Hopkins University Press, 2002), 68–99.
31 Abad, Le Grand Marché, 712.
32 On falconry in France, see Corinne Beck and Elisabeth Rémy, Le Faucon, Favori des
Princes (Paris: Gallimard, 1990) and the collective volume La Chasse au Vol au Fil des
Temps (Gien: Musée International de la Chasse, 1994).
33 See Héroard, Journal, Vol. II, 1952 (11 September 1611); 1957 (30 September 1611);
1970 (14 November 1611); 1972 (21 November 1611); 2230 (3 September 1614); and
passim. Sharon Kettering, Power and Reputation at the Court of Louis XIII: The Career
of Charles d’Albert, Duc de Luynes (1578-1621) (Manchester: Manchester University
Press, 2008), 5–31.
34 Héroard, Journal, Vol. II, 1955 (23 September 1611).
35 Héroard, Journal, Vol. II, 1972 (19 November 1611); ibid., 2246 (5 November 1614).
36 On the oiseleurs, see Robbins, Elephant Slaves, 100–21.
37 Arcussia, La Fauconnerie (1644/1615), 170.
38 Some of these hunts are described in detail by Arcussia, La Fauconnerie (1644/1615),
166–74.
39 See Jean-Claude Le Guillou, Versailles Avant Versailles: Au Temps de Louis XIII (Paris:
Perrin, 2011).
40 The association between war and hunting wolves can also be found in contemporary
hunting treatises such as Robert de Salnove, La Vénerie Royale (Paris: Antoine de
Sommaville, 1665), 235–7. See also Jean-Marc Moriceau, L’Homme Contre le Loup:
Une Guerre de Deux Mille Ans (Paris: Fayard, 2011), 82–97.
41 Louis de Rouvroy, Duc de Saint-Simon, Mémoires: Additions au Journal de Dangeau,
ed. Yves Coirault, Vol. 5 (Paris: Gamillard, 1985), 521.
42 Salvadori, La Chasse, 193–243.
43 Norbert Elias, The Court Society, trans. Edmund Jephcott (Oxford: Basil Blackwell,
1985), 214–67.
44 See Grégory Quenet, Versailles: Une Histoire Naturelle (Paris: La Découverte, 2015),
114.
45 For details on these practices, see Elisabeth Herget and Werner Busch, ‘Fasanerie’, in
Reallexikon zur DeutschenKunstgeschichte, Vol. 7 (München: Beck, 1981), 437–461.
46 Philippe de Courcillon, Marquis de Dangeau, Journal, ed. Eudore Soulié et al., 19 Vols
(Paris: Firmin Didot Frères, 1854–60), Vol. I, 207 (16 August 1685).
47 Quenet, Versailles, 119.
48 Savadori, La Chasse, 208.
Liminal Moments
53
Bibliography
Abad, Reynald. Le Grand Marché: L’Approvisionnement Alimentaire de Paris sous l’Ancien
Régime (Paris: Fayard, 2002).
Allsen, Thomas T. The Royal Hunt in Eurasian History (Philadelphia: University of
Pennsylvania Press, 2006).
Anon, Les Particularitez de la Chasse Royale Faite par Sa Majesté le Jour de St Hubert et de
St Eustache, Patrons des Chasseurs. Accompagnée de Plusieurs Seigneurs de Marque de
sa Cour (Paris: Alexandre Lesselin, 1649).
Baratay, Éric. Le Point de Vue Animal: Une Autre Version de l’Histoire (Paris: Seuil, 2012).
Beck, Corinne and Rémy, Elisabeth. Le Faucon, Favori des Princes (Paris: Gallimard, 1990)
Cartmill, Matt. A View to a Death in the Morning: Hunting and Nature through History
(Cambridge, MA: Harvard University Press, 1993).
d’Arcussia, Charles. La Fauconnerie de Charles d’Arcussia de Capre, Seigneur d’Esparron, de
Pallieres, et du Revest, en Provence. Divisée en Dix Parties, Contenuës à la Page Sixième.
Avec les Portraicts au Naturel de Tous les Oyseaux (Rouen: François Vaultier and
Jacques Besogne, 1644).
de Courcillon, Philippe, Marquis de Dangeau. Journal, ed. Eudore Soulié et al., 19 Vols.
(Paris: Firmin Didot Frères, 1854–60).
de Rouvroy, Louis, Duc de Saint-Simon, Mémoires: Additions au Journal de Dangeau, ed.
Yves Coirault, Vol. 5 (Paris: Gamillard, 1985), 521.
de Salnove, Robert. La Vénerie Royale (Paris: Antoine de Sommaville, 1665).
Elias, Norbert. The Court Society, trans. Edmund Jephcott (Oxford: Basil Blackwell, 1985).
Favier, Jean. Paris: Deux Mille Ans d’Histoire (Paris: Fayard, 1997).
Foisil, Madeleine. ‘Introduction Générale’, Journal de Jean Héroard, Vol. I, 33–363.
Hengerer, Mark and Weber, Nadir, eds. Animals at Court (Berlin: De Gruyter, in press).
Herget, Elisabeth and Busch, Werner. ‘Fasanerie’, in Reallexikon zur
DeutschenKunstgeschichte, Vol. 7 (München: Beck, 1981), 437–461.
Héroard, Jean. Journal de Jean Héroard, ed. Madeleine Foisil, Paris: Fayard, 1989, Vol. II,
1867 (20 December 1610).
Kettering, Sharon. Power and Reputation at the Court of Louis XIII: The Career of Charles
d’Albert, Duc de Luynes (1578-1621) (Manchester: Manchester University Press, 2008).
La Chasse au Vol au Fil des Temps (Gien: Musée International de la Chasse, 1994).
Leferme-Falguières, Frédérique. Les Courtisans: Une Société de Spectacle sous l’Ancien
Régime (Paris: PUF, 2007).
Le Guillou, Jean-Claude. Versailles Avant Versailles: Au Temps de Louis XIII (Paris:
Perrin, 2011).
Le Roux, Nicolas. Le Roi, la Cour, l’État: De la Renaissance à l’Absolutisme (Paris: Champ
Vallon 2013).
Loisel, Gustav. Historie des Ménageries de l’Antiquité à Nos Jours, 3 Vols. (Paris: Doin,
Laurens, 1912).
MacDonogh, Katharine. Reigning Cats and Dogs: A History of Pets at Court since the
Renaissance (London: Fourth Estate, 1999).
McGovan, Margaret M., ed. Dynastic Marriages 1612/1615: A Celebration of the Habsburg
and Bourbon Unions (Farnham: Ashgate, 2013).
Milovanovic, Nicolas. La Princesse Palatine, Protectrice des Animaux (Versailles:
Perrin, 2012).
Moriceau, Jean-Marc. L’Homme Contre le Loup: Une Guerre de Deux Mille Ans (Paris:
Fayard, 2011).
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Animal History in the Modern City
Mousnier, Roland. L’Assassinat d’Henri IV 14 Mai 1610 (Paris: Gallimard, 1964).
Petitfils, Jean-Christian Petitfils, Louis XIII (Paris: Perrin, 2008).
Pieragnoli, Joan. La Cour de France et ses Animaux, XVIe-XVIIe siècles (Paris: PUF, 2016).
Quenet, Grégory. Versailles: Une Histoire Naturelle (Paris: La Découverte, 2015).
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pour l’Académie d’Art Équestre de Versailles, 2000).
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Fayard, 2011).
Salvadori, Philippe. La Chasse sous l’Ancien Régime (Paris: Fayard, 1996).
Solnon, Jean-François Solnon. La Cour de France (Paris: Fayard, 1987).
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103, 95–6.
Wiedenmann, Rainer E. Tiere, Moral und Gesellschaft: Elemente und Ebenen
Humanimalischer Sozialität (Wiesbaden: VS Verlag, 2009).
4
Antisocial Animals in the British Atlantic
World: Liminality and Nuisance in Glasgow
and New York City, 1660–17601
Andrew Wells
Introduction: Animals, liminality, space and nuisance
In the memorable and unflinching depiction of early modern towns that opened his
account of England in the Eighteenth Century (1950), Jack Plumb highlighted the place
of animals, both living and dead, in the urban smellscape:
The first noticeable thing about these towns would have been the stench. There
was no sanitary system. … Most cellars were inhabited, not only by people but also
by their pigs, fowls, sometimes even by their horses and cattle. All tradesmen and
craftsmen used the street as their dustbin, including butchers who threw out the
refuse of their shambles to decay and moulder in the streets.2
The role in which Plumb cast non-humans in his lurid description of town living was
as an unsanitary nuisance, a part that could be played not only by live-in livestock or
rotting offal, but also by ‘vermin’ in the form of foxes or rats.3 These animals have come
to be regarded by scholars as fundamentally ‘liminal’, neither ‘wild’ nor ‘domesticated’
yet somewhat dependent on human civilization. But liminality has spatial as well as
ontological applications, making it a powerful category for investigating urban societies
and their animal – human and non-human – members. This chapter examines animal
nuisances in two early modern cities (Glasgow and New York) as a means of evaluating
the use of ‘liminality’ as a concept in historical animal and urban studies.
Such studies have tended to neglect early modern cities despite the undeniable
importance of animals in urban settings, where they provided a range of products
(manure, hides, tallow), food, companionship, transport, labour, opportunities for
leisure and entertainment, and could assist in the disposal of garbage.4 Scholars have
been more interested in the nineteenth- and twentieth-century ‘great separation’,
through which urban animals were increasingly excluded, marginalized or enclosed
within public or private spaces (e.g. zoos and the home, respectively). But this was (and
56
Animal History in the Modern City
has remained) an incomplete endeavour, not least because of the categorical difficulties
it has encountered. Which creatures were to be excluded, which marginalized, and
which enclosed depended on a large number of factors, of which perhaps the least
important was species. Within broad – yet fluid and provisional – categories of
‘wild’ and ‘domesticated’, there remained significant gaps and overlaps. Even the
quintessential ‘domesticated’ animal, the dog, might be a favoured pet, a working
animal, a lower class cur or an abject stray.5
This explains, perhaps, the growing attention paid to liminality, a concept developed
in the early twentieth century by anthropologists such as Arnold van Gennep and
Victor Turner. It was used to describe an ontological state, most clearly visible in rites
of passage, during which a participant possesses neither the status with which they
entered the rite nor that which they will acquire as a result. A common application of
this ontological perspective maintains that liminal animals are those which are neither
completely wild nor entirely domesticated, but are rather wild or domestic species
that live in our midst and on anthropogenic food sources, yet are beyond the pale of
human control (examples include stray dogs, feral cats, rats, foxes and pigeons). Some
recent works have categorized ontologically liminal animals as ‘commensal’ species
or as ‘denizens’ to whom humans owe a duty of care, but these efforts to replace the
(productive) ambiguity of liminality with the (illusory) certainty of fixed categories are
misguided for several reasons.6
This chapter highlights two in particular. First, ontological liminality can be usefully
extended to animals that are incapable of being either commensal or denizens because
they are no longer alive. They are liminal rather than dead because their bodies are
in the process of being used to produce a number of products, from food to candles,
leather goods or soap. This sort of zombie liminality features heavily in the cases of
nuisance discussed below. Second, the concept has applications beyond ontology.
Cultural theorists, especially Homi Bhabha, have gone further than anthropologists
in exploring the spatial connotations of liminality. Their studies have shown how
‘interstices’ or ‘in-between spaces’ are crucial to the foundation of individual identities
and subjectivities in a range of cultural settings. These scholars have not so much
jettisoned ontology as they have shifted attention towards space as an extraordinarily
eloquent metaphor and application of the concept. For example, an archetypal
liminal space is the beach, described by the Australian historian Greg Dening as a
kind of ‘contact zone’, where Europeans and (in Dening’s case, Pacific) natives met and
interacted, but which encapsulated and was possessed by neither.7
Just as with today’s human–animal relationships, those of the early modern period
could be spatially oriented, whether on an intimate or global scale. Within the home,
the meanings associated with pets were bound up with domestic space, whereas in
European colonial empires, settlers and native peoples sought to come to terms with
unfamiliar species and understandings of animals.8 Between these extremes, cities
played host to the greatest variety of liminal spaces and the actors that defined, created,
used and violated them. Such actors were human as well as animal: the early modern
city created categories of people permitted, tolerated or forbidden to use its spaces. The
two most fundamental of these were burgess/citizen and stranger/foreigner; only the
former were granted full access to reside and trade within the city. The liminality of
Antisocial Animals in the British Atlantic World
57
many urban spaces was exacerbated by the flexibility of the distinction between public
and private in the early modern city: public spaces might be suddenly made private (by
relocating a market and selling its former site, for example), and private spaces, such as
the home, could be unnervingly public.
Intrinsically associated with urban space is the phenomenon of nuisance, which can
be understood both in a specific, technical, legal sense and more broadly. The general,
vernacular understanding of nuisance is focused on pollution, whether by noise, odour
or dirt. In Mary Douglas’s oft-quoted formulation, dirt is ‘matter out of place’, and while
subsequent scholars have enlarged upon her ideas about the contingency and cultural
determination of dirt, this spatial formulation has remained largely intact. Indeed, the
modern perception of ‘vermin’ as filthy disease vectors arguably derives from their
uncontrolled movement through an urban space that, in the nineteenth century,
was increasingly organized around the priorities of sanitation and cleanliness.9 But
the tight linkage between space and nuisance was hardly a Victorian development. In
general terms, nuisances proliferated in expanding early modern cities because urban
growth created sustained pressure on housing, food supply and waste disposal; older
animal-keeping habits of newly arrived rural migrants died hard; and the need for
employment and demand for goods led to an increase in the number and/or capacity
of noxious or dangerous animal trades. Furthermore, the enlargement of such cities
was a centrifugal force that repeatedly cast these noisome trades to the periphery; a
continual process of reabsorption and expulsion was a result of urbanization.
The association of space and nuisance is also enshrined in the common law of
nuisance, which only came to be treated as a specific category of law in England and
Scotland after 1750. The cases discussed below are typical of those that led to the
emergence of the common law of nuisance, which has a much broader purview in
English than Scottish law, especially regarding public nuisance (a category potentially
without limit).10 There is, however, significant and instructive overlap between the
two legal traditions, which both deal with ‘the invasion of one or both of two distinct
interests, namely, first, an interest in the use and enjoyment of private land and, second,
an interest of a member or members of the public in the use and enjoyment of public
places’.11 Urban space was particularly important in this branch of law and, while it
came to feature heavily in nineteenth-century definitions of statutory nuisance, it was
also central to the common law, as one modern scholar has outlined:
Nuisance is the common law of competing land use. In insisting that certain lawful
and necessary trades, such as soapboiling, brewing, brick-burning, and calendering,
could be closed down and forced to move elsewhere if they were nuisances to the
neighborhood, the courts were saying in effect that certain land uses were to be
preferred over others. Nuisance therefore had a zoning function, and this function
of allocating activities to appropriate areas was explicitly recognized.12
Both the English and Scottish common law of nuisance were shaped by the unique
challenges of the urban environment, where a greater concentration of people meant
both that neighbours should have a higher threshold of tolerance and that otherwise
innocuous activities could suddenly find themselves deemed nuisances.13 One
58
Animal History in the Modern City
example is the keeping of hogs: by Aldred’s Case of 1610, keeping a pigsty so close
to a neighbour’s house that the smell was unbearable was deemed a nuisance, and
by the judgement of R v. Wigg (1706), it was ruled a common (i.e. public) nuisance
to keep pigs in a town or city.14 The absence of such cases in Scotland’s higher courts
illustrates how common law nuisance was sensitive to local circumstances, and while
authorities on the English common law rehearsed the judgement in Wigg throughout
the eighteenth century, such cases remained common in both Glasgow and New York.
The following discussion seeks not only to examine cases that contributed to the
emergent common law of nuisance, but also to draw attention to the ways in which
this law functioned avant la lettre in locations (Scotland and America) that have been
neglected by scholars who have addressed early modern urban animal nuisances.15
Living nuisances
Pigs feature heavily in cases of nuisance in the early modern city. They could inflict
substantial olfactory violence, and were always where they should not be, rooting
through garbage, trampling or uprooting crops and leaving a trail of destruction
in their wake. Before R v. Wigg made keeping pigs in urban settlements a common
nuisance, local authorities in England, Scotland and America had passed regulations to
the same effect. In 1655, Glasgow’s city council imposed a fine of £10 Scots for allowing
pigs to wander through the streets and into other people’s properties. This regulation
was not repeated or strengthened, suggesting that it was successful: the fine, equivalent
to 16/8d. sterling, was not insubstantial and is probably comparable to confiscation of
the animal, which was the penalty imposed by the 1690 statute for keeping London’s
streets clean that nonetheless failed to deter the defendant Wigg.16
This success was not mirrored in New York, where unruly pigs were a constant
problem, as they were everywhere in colonial America.17 Pigs were already an irritation
in New Amsterdam, where in 1640 fines escalating from half a guilder to two guilders
were imposed for allowing them to roam free.18 Sadly this did not solve the problem
and city ordinances against fractious swine were made throughout the colonial period.
Despite their increasingly exasperated tone, the penalties imposed on the owners of
wandering pigs waxed and waned. In August 1673, for example, an order stated that
any hogs found roaming south of the Fresh Water Pond – which remained far north
of the city until the mid-eighteenth century – would be confiscated. By October the
penalty became even stiffer for those animals found in the fortification at the southern
tip of Manhattan: in addition to confiscation, a fine of twice the value of the animal
would be levied. These draconian regulations were somewhat relaxed in 1675, when
only pigs found in the city’s streets were subject to confiscation, and then only on the
third offence.19
Beyond the city, the problem of wandering swine was so acute that one of the
earliest acts of the colony’s new legislative Assembly, after being called in 1683, was to
legalize the killing of trespassing swine. As with the city’s own regulations, however,
this was relaxed within two years. But provincial legislation to restrict roaming pigs
in various townships and counties was passed throughout the late seventeenth and
Antisocial Animals in the British Atlantic World
59
eighteenth centuries. Many of these laws were in force only for a limited period, and
so were often renewed or revived. New York City was the subject of an act of 1730 that
authorized freeholders and inhabitants of the city who possessed land in which pigs
were found roaming at large to impound these animals and to sell them if they received
no response from their owner(s) within forty-eight hours.20 Evidently a successful
measure, it was revived in perpetuity in 1739; subsequent urban restrictions on pigs
(particularly the act against nuisances of May 1744, discussed below) were in response
to specific events and acute nuisances.21
As the problem of hogs clearly did not diminish over the years, the fluctuation
in the severity of penalties is curious. It can be attributed in part to resistance from
the citizenry and from their proverbially unruly hogs. But it also relates to politics
and imperial affairs because the damage caused by pigs constituted a security risk.
From the earliest pleas for citizens to keep their hogs under control, the most earnest
complaints concerned damage to the fortification and earthworks at the bottom of
Manhattan Island.22 As the only defensive structure in a strategically vulnerable city,
damage to these earthworks was deadly serious in wartime, and the strict regulations
of August 1673 were issued barely a month after the Dutch recaptured the city in the
Third Anglo–Dutch War. Owing this success to the dilapidation of the fort, the Dutch
did not intend to present the English with the same opportunity and so sought to make
urgent repairs. Control of a porcine fifth column was therefore imperative. Once the
city had changed hands again and the English issued their regulations on hogs in 1675,
the war was over and the stringent measures for dealing with the hog situation – never
popular in New York, as the swift reversal of the 1683 rules showed – were somewhat
relaxed. Pigs remained a problem in New York until well into the nineteenth century,
and their damage to the fort continued to be a nuisance, but without the urgency of
war, draconian restrictions could not justifiably be applied.23
There existed plenty of other living animal nuisances in early New York and
Glasgow. Foxes were deemed enough of a pest to warrant the proposal of legislation
to the Scottish Parliament in 1696 for their killing, but this does not seem to have
progressed.24 In New York, pigs were not the only trespassers and the colony’s Council
felt it necessary to ban the killing of intrusive horses in 1679. Wandering horses,
particularly small stallions, were thought to be a reproductive threat by a law of 1718,
because ‘a breed of Horses whether for the Saddle or the Draft will be of great benefit
to the Inhabitants of this Colony & … cannot be Obtain’d while Stallions of Small Size
are Suffered to run at large’.25 This law made it legal for anybody to geld any horses
above three years old but smaller than fourteen hands. Revived and restated in 1726
and 1734 (respectively) before being made perpetual in 1741, this law exemplifies one
way in which liminality and nuisance are connected, via the spatial transgressions
of wandering stallions and their undesirable ontological consequences, namely the
creation of less valuable offspring.26
The New York authorities typically dealt with several animal matters at once: just
as the Council was forbidding the killing of trespassing horses, it mandated a reward
for eradicating wolves;27 this too was placed on a statutory footing on the same day
in 1683 as the law permitting the killing of swine was passed by the Assembly. These
pest control laws neatly reflected the colonial social order by differentiating between
60
Animal History in the Modern City
‘Christians’ and ‘Indians’ in the size of the reward given for killing wolves. ‘Christians’
were paid 20s. for an adult and 10s. for a pup, while ‘Indians’ received payment in
kind worth 12s. and 6s., respectively. This statute was reissued in 1692 and despite
complaining that wolves ‘have lately encreased very much to the great discouragement
of pasturage and encrease of sheepe and cattle’, it actually reduced the reward payable
to ‘Indians’ for wolf pups. Unsurprisingly, therefore, these measures were deemed
inadequate by 1702, when another act explicitly blamed the ‘neglect of Killing Wolves
within this Colony’ on ‘the inequallity of the Distributcon & Smallness of the Reward’
as well as the reluctance of the authorities to pay it. This law raised and equalized the
reward in five counties, but there remained a difference between the amounts payable
to ‘Christians’ and ‘Indians’ in a further two.28
Pest control legislation also points to the flexibility of ‘vermin’ as a category. The
term first appears in an act of 1708 which imposed seasons on the hunting and sale
of game, and offered rewards for the destruction of a wide range of species: alongside
wolves were listed foxes, ‘wild cats’, squirrels, crows and blackbirds. The last three
species were rehabilitated by an act of 1713, and by 1741 squirrels were prized pets
which one New York mother sought to send to her son in Britain.29 Subsequent
legislation passed before the Revolution concentrated on wolves, ‘panthers’, and ‘wild
cats’, the species that posed the greatest danger to livestock. All these measures support
the argument made by Mary Fissell that ‘vermin’ was not a category centred on dirt
and disease in the early modern period, but was rather in this case primarily associated
with the predation of livestock.30
What counted as ‘vermin’ was therefore variable. But it must be acknowledged that
these laws affected more than just New York City: they were passed by the colony’s
legislative Assembly and often pertained only to particular counties. Indeed, rewards
were often guaranteed only where animals had been killed in named (rural) counties;
the killing of wolves, foxes and other named species was rewarded at the discretion of
the authorities elsewhere. There were occasions, as in August 1685, when New Yorkers
on Manhattan Island were granted licence to hunt and destroy wolves, but the wider
legislation could have had its strongest impact only beyond the city.31
Dogs could be a pest in the city as well as the countryside, but they were
generally more complained about than combatted (except during times of public
health emergency, such as an outbreak of plague, when cats and dogs were routinely
massacred).32 One reason why active measures were not taken against canine nuisances
was the wide range of roles dogs played in early modern society. As Keith Thomas
and others have recognized, their status was often dependent on their function and
on the social standing of their owners. Some dogs, particularly the ‘useless’ or those
belonging to the poor, were mere ‘curs’ while others were valued for their fidelity and
nobility.33 Indeed, laws were passed to protect the dogs of the wealthy from theft in
Scotland and to permit the killing of (uncontrolled) dogs that preyed upon sheep in
New York.34 These attitudes spread to include even lower status dogs by the nineteenth
century, frustrating the efforts of New York’s municipal authorities to deal with stray
and particularly rabid dogs.35
Within the city, the failure to curb canine nuisances was too much for one New
Yorker, whose angry complaint was printed in late 1752. He aired two grievances in
Antisocial Animals in the British Atlantic World
61
particular: the noise of dogs in the city (an issue at the heart of one of the earliest
reported cases of common law nuisance in urban Scotland) and the apparent lack
of human solidarity, as these animals were treated with overweening affection to the
detriment of hungry fellow citizens.36 As he grumbled, dogs
with their dismal Howlings, disturb the Repose of the Healthy, break the
interrupted Slumbers of the Sick, add fresh Horrors to the Night, and render it
perillous to traverse our Streets after the Sun is sunk beneath our Horizon. These
Creatures are a perfect Nuisance to the Inhabitants, and, with respect for Fortynine in Fifty, answer not one valuable Purpose in Life.
Furthermore, they consumed substantial amounts of food – ‘our Dogs daily consume
as much eatable Provision, as would suffice Five Hundred Men’ – that would be better
diverted to the poor. The author begrudgingly acknowledged their fidelity, gratitude
and value as guard dogs and for farmers. But he called for their banishment, concluding
that ‘in a City, they are generally worse than useless: They are noxious and a meer
Burden to the People.’37 Urban space – not to mention the sizeable axe this author had
to grind – seemed to militate against the canine traits that conferred nobility on the
animal, especially those linked to hunting and farming, and left only a noisy mouth to
feed.
‘Zombie’ nuisances
The association of dogs with slaughterhouses encapsulated this liminal zone between
utility and vexation. Although venerable, the tie between butchers and dogs was not to
survive nineteenth-century reforms in slaughtering and butchery practices.38 But this
relationship was already under scrutiny as early as the seventeenth century in Glasgow
and New York. Butchers were often mentioned when complaints about urban dogs were
made. This might be expected in the case of Robert Houston, a Glasgow apothecary
who complained in 1690 that the yard he shared with butchers had been ruined by
their dogs. Nevertheless, butchers were the first (and the only named) dog owners to be
mentioned by New York’s Common Council when it complained in 1727 that
whereas the Butchers and Other Inhabitants of this City Superabound in A Very
great Number of Mischievious Mastiffs Bull Dogs and Other useless Dogs who
not only Run at Coaches Horses Chaise and Cattle in the day time whereby
much Mischief has Ensued, but in the Night time are left in the Streets of this
City, and frequently Bite Tear and Kill several Cows and Render the passage of the
Inhabitants of this City upon their lawfull Occasions Very dangerous in the Night
time through the Streets thereof by Attacking and flying at them and are become
A Publick Nusance and Grievance.39
The city’s constables were ordered to warn dog owners to secure their animals
at night to avoid prosecution. Dogs would remain valuable to butchers for a
62
Animal History in the Modern City
long time, but the closeness of this relationship clearly had its drawbacks for both
participants: humans could be held liable for their animals’ behaviour – to the extent
of being indicted for murder – and dogs might suffer from their association with
specific individuals and their quarrels.40 Such was the case for the dog stabbed to
death in Glasgow by Richard Herbertson in 1612 as part of his conflict with its
owners, the brothers and butchers James and John Watson.41
It was not simply their ownership of dogs that made butchers problematic in the
early modern city. They performed an essential function in producing both food and
the raw materials for a number of other trades, such as tanners and tallow chandlers;
however, these crafts were dirty and smelly and produced a substantial amount
of noxious waste.42 These nuisances meant that such trades are an ideal example of
the ontological and spatial liminality of animals in an early modern urban context.
Ontologically, the animals in question were dead, but they were changed substantially
post-mortem from a carcass into, ultimately, raw or cooked meat, candles, leather, glue
and a number of other products; liminality and nuisance were closely intertwined at all
stages between living creature and saleable end product.
Such ontological liminality was by no means limited to an urban – or even early
modern – context, but the inherent spatial liminality of these animal trades was more
closely tied to the expansion of cities, which proceeded apace during the centuries after
1500. These animal trades were, moreover, spatially liminal precisely because they were
simultaneously valuable and insufferable. These trades were welcomed by cities because
they made substantial contributions to the local economy but they were continually
resisted to minimize inconvenience to other city dwellers, in accordance with the
emerging imperatives of the law of nuisance. Thus protests against tanning outright
or even to suggested improvements, such as those raised by two senior Glaswegian
councillors in 1743, were rejected on the basis that ‘the use for which the building a
cellar and washing of hydes is now allowed is among the greatest encouragements for
the trade of the place and interest of the kingdom which has occurred’. Not merely that,
but as Baron David Hume stated in the early nineteenth century, concerning the law of
nuisance, ‘the bias of our practice (so far as any general remark can be made on it) is to
the side of a free and independent administration of property’.43
And yet tanneries, slaughterhouses and candleworks were continually moved to
the outskirts or even beyond the city; once urban development had spread as far as
these malodorous outposts, they were again relocated, only to await further movement
once the city had once again grown, and so on.44 This continuous cycle of expulsion
and (brief) reabsorption took place in both Glasgow and New York throughout the
period.45 While the city was still young and small, tanneries in residential parts of New
York were tolerated. One complaint about a neighbour’s tannery made in the month
before the English takeover in 1664 was met with the apologetic but resigned response
that ‘as others have been allowed to make a tannery behind their house and lot, such
cannot be forbidden’.46 Within twelve years this attitude had markedly changed as the
city council ordered that all tan pits within the city limits were to be abandoned by
1 November 1676. The cycle then began: from the 1670s to the 1730s tanning was
concentrated in an area that came to be known as ‘Shoemakers’ Land’ (see Figure 4.1).
By 1734 the city had expanded as far as this area, so tanners were again removed to two
Antisocial Animals in the British Atlantic World
63
Figure 4.1 T. Maerschalck, A Plan of the City of New-York (1763), showing locations
and dates of tanning activity. Courtesy New York Public Library.
locations: the Fresh Water Pond, which lay well outside the city, and a closer site known
as Beekman’s Swamp. When an act was passed against ‘Noisom Smells’ in 1744, it was
explicitly stated that ‘there’s Reason to Believe that the Said Noisom Smell did in Great
part Arise from Sundry Tan pitts: Tan ffatts and other Pitts of Tanners Skinners: Leather
Dressers Currirs and Glovers within or too near the Populous and Most Inhabited part
of this City’.47 As a result, all tanning activity was expelled to at least 100 yards beyond
the city, with the sole exception of those currently active around Beekman’s Swamp.48
The same pattern is visible among Glasgow’s slaughterhouses, tanneries and
candleworks, although any lingering indulgence towards antisocial industries seems
to have disappeared sooner than in New York. Regulations to ban the slaughter of
animals in the open street, to mandate the construction of slaughterhouses, and
to ensure that markets were kept clean were made already in the 1660s.49 By these
ordinances, burghers were permitted to construct slaughterhouses to the rear of
their properties, but within two generations, this was no longer deemed acceptable.
When Robert Broom’s neighbours complained in 1716 about the changes he was
making to his land by constructing out-buildings for a slaughterhouse, the Glaswegian
authorities took exactly the opposite perspective to the resigned officials of New York
from 1664. Instead of declining to act because to do so would appear invidious, the
Glasgow authorities were keen to emphasize that it ‘would be a bad preparative to
allow slaughter houses in any closs [close] … quhich [which] ought to be in remoter
parts of the city’.50
Nevertheless, Glasgow’s authorities appeared to respond more slowly to complaints
than did New York’s. They were still issuing orders to prevent slaughter in open markets
in the 1710s, and it was not until 1744 that the magistrates and town council acted
to remove slaughterhouses from the city despite ‘the many and frequent complaints
64
Animal History in the Modern City
which for many years have been made to them and their predecessors in office of the
inconvenience of having slaughter-houses … within the city, and of the prejudice and
damage frequently arising to the inhabitants and strangers resorting to the city by the
dunghills and dogs from the said slaughter-houses’.51 Slaughterhouses were erected
on the north bank of the Clyde to the east of the old bridge, and despite occasional
squabbles between the city’s magistrates and its Incorporation of Fleshers, slaughtering
activities seem thereafter to have been confined to this location.52
Glasgow’s authorities took a far tougher line with the city’s candlemakers. Already
by Christmas 1649 serious consideration was given to removing tallow chandlers from
the city, but action was only taken after the devastating fire of 1652 that destroyed
the homes of about a thousand families. When another fire (which started at a
candlemaker’s premises or ‘crackling house’) struck Edinburgh two years later, the
city’s magistrates ordered the removal of all crackling houses to beyond the city and
not within hundred yards of any other building. They were again removed in 1679 with
the building of a new crackling house that was situated so far to the north of the city
that it remained unnecessary to relocate again until the nineteenth century.53
It is clear that, notwithstanding the stench often mentioned in connection with the
rending of tallow during the production of candles, it was the risk of fire that made the
expulsion of crackling houses an urgent matter for the Glasgow authorities; they were
otherwise leisurely in their progressive relocation of slaughterhouses and tanneries,
which were equally smelly but less of a fire hazard. Ironically, there is some evidence
that tanneries were instrumental in combatting fires in Glasgow: both tanners and
sugar boilers who had been granted citizenship of Glasgow were expected to act as a
fire brigade. Furthermore, saturated hides – the dressing of which in an inappropriate
location was deemed a legal nuisance in 1810 – were draped over houses during fires
to quench the flames, for which more than one tanner was reimbursed by the town
council during the 1680s.54
Resisting liminality
This cycle of expulsion and reabsorption, fuelled by the simultaneous desire for animal
goods and disgust at the means of their production, was not without its opponents.
Glasgow’s candlemakers, upset at the prospect of distant relocation, bombarded the
city council in 1680 with requests to select a more desirable location. By October, their
constant petitioning had so exasperated the council that they forbade candlemakers
to address them further on the subject, under pain of a £100 fine. When, in 1720,
one group of candlemakers unilaterally tore down the crackling house and replaced
it with a large and costly building, they did so in the name of minimizing nuisance by
‘preventing … any damage that might happen throw boyling of cracklings and refuse
of tallow, and the inconvenience throw the nauseous smell therof ’.55 Yet several of
their colleagues protested strongly against their presumption in both high-handedly
demolishing a common building and demanding increased duties to pay for this; by
complaining to the council, the disgruntled candlemakers secured concessionary rates
for using the new crackling house.56
Antisocial Animals in the British Atlantic World
65
New Yorkers also actively resisted their relocation. Ordinances stipulating that
no animals should be slaughtered within the city’s limits to produce meat for sale57
were passed between the 1670s and 1730s. Despite these repeated orders and their
(re)issue in printed form over the years, people still continued to slaughter animals in
unauthorized locations, such as the city’s Out Ward. Perhaps the most brazen rejection
of New York’s efforts to banish antisocial industries beyond the city limits came
from John Vincent, a tanner who in 1687 and 1697 was tried at the Court of General
Sessions for digging tanning pits within the city in blatant violation of the 1676 ban.
His indictment mentions one of the most common reasons for expelling unpleasant
industries – the danger to public health from noxious stench – and reflects the anger at
his indifference.58 As it stated, Vincent’s
Pitts & Raw or green hides or skinns in ye pitts so dressed or tanned as aforesd then
and there at ye days and times above sd Many Putrid & Nauseous Smells contagious
and corrupt smells did proceed were caused and made and hitherto are caused and
made to ye Grievous damage and Concern Neusanse & hurt as well of all ye Leig
people of our said Lord ye King now there Dwelling and Residing as of all other
ye Kings Leig subjects by that way going passing and Labouring to ye great Perrill
of Infecting ye Inhabitants of ye Citty aforesd with ye Plague and other contagious
diseases against ye peace of our said lord ye King.59
Public health was a major factor behind the later development of statutory nuisance
and certainly played a major role in deciding whether something should be deemed a
nuisance at common law.60 While it is easy thus to condemn Vincent’s behaviour and
the conduct of illicit slaughtermen in New York or Glasgow’s intractable candlemakers,
theirs were arguably acts in defence of existing customs by people who sought to
resist change.61
One final pair of examples shows the lengths to which the authorities in both
cities went to impose order on animals and animal trades. In 1669, the Governor’s
Council decided that all animals from New York or New Harlem grazing in the
woods of Manhattan were to be marked or branded to specify the community from
which they came. The council minutes stipulated the design for each brand mark (see
Figures 4.2 and 4.3), which served to preserve the domesticated state of these animals
in a wild environment in much the same way as the laws rewarding the destruction of
pests and predators preserved the lives of this wild-grazing livestock. Domesticated
animals allowed to graze in an untamed environment like seventeenth-century
Manhattan Island are neither entirely ‘domesticated’ nor entirely ‘wild’, and indelibly
Figure 4.2 Brand Mark for New York. Minutes of the Executive Council of the Province
of New York, 2 vols, ed. Victor Hugo Paltsits (Albany: J.B. Lyon, 1910), i. 28.
66
Animal History in the Modern City
Figure 4.3 Brand Mark for New Harlem. Minutes of the Executive Council of the
Province of New York, 2 vols, ed. Victor Hugo Paltsits (Albany: J.B. Lyon, 1910), i. 28.
marking these creatures can be interpreted as a means of mitigating liminality and
preventing confusion.62
However, it was of limited success as this effort to resist liminality was itself resisted.
By 1671 there were so many unmarked animals in Manhattan’s woodlands that the
official branders were allowed to auction them. Even this did not ensure compliance,
as the law was reissued again in 1677.63
The century-long attempt by Glasgow’s tanners to force butchers and skinners
to produce undamaged hides was part of the same problem. Already in the 1650s
tanners were complaining that butchers left the substance and strength of the skin
on the skinned carcass in order to boost its weight, with the result that the hide was
so weakened as to be practically useless. Another underhand practice was ‘blowing’
a carcass, which involved puncturing the skin in one limb of a carcass and blowing
air into it, in order to make it appear larger and fatter; this was banned by a city
ordinance of 1663. More troubling for tanners were large cuts and gashes in the hides
of animals, which ruined the hide but were often undetectable at the time it was sold
to a tanner.
There were national and local regulations to prevent incompetent or negligent
flaying. In England, an act of 1604 made the cutting or gashing of a hide by a butcher
an offence that carried a fine of 20d., and instituted a regime of inspection to ensure
quality. By a revenue act passed in 1711 and made perpetual in 1718, hides were to
be inspected and taxed; guide books were printed and distributed to inspectors of
hides, and their work produced statistics that later historians used to calculate meat
consumption in Glasgow. Further legislation in 1785 clarified that these acts applied
to Scotland, and in 1800 a broader statute for the taxation and inspection of hides
was enacted.64
Despite such extensive national regulations, the city council were forced repeatedly
to address the issue, culminating in an ordinance of April 1739 that appointed a
searcher of hides equipped with ‘a hammer with the word Glasgow upon it, and with
which every hide and skin shall be marked … and the hammer to have two ends,
the one end with the word Sufficient and the other end with the word Insufficient’.65
Unlike the inspectors appointed by the acts of 1711 and 1800, whose main business
was to assess the taxable value of hides (even extending so far, in one notorious case,
as charging duty on the flayed and tanned skin of an executed murderer), the city’s
searcher of hides focused squarely on quality.66 Yet the persistence of doubts about the
quality of this liminal commodity provides another example of resistance to the effort
to carve a degree of certainty out of liminality.
Antisocial Animals in the British Atlantic World
67
Conclusion
This chapter has examined cases of animal nuisance in the early modern city with
several goals in mind. The first was to examine the usefulness of liminality as a category
in historical urban and animal studies. Cases of animal nuisance highlight both its
value and our inability entirely to separate ontological from spatial applications of
the concept. Among those animals we might categorize as ‘liminal’ are domesticated
species that run amok (e.g. pigs), wild species that raid human food supplies (‘vermin’,
including wolves), and animals that are neither alive nor entirely dead, as they undergo
transformation from a living, breathing creature into candles, leather or food. Each
of these involves both ontological and spatial ambiguity, which sometimes provoked
resistance as people sought the comfortable certainty of older customs and practices,
or were otherwise too selfish or lazy to produce satisfactory hides or brand their
animals. Animal nuisances therefore help to flesh out the complexity of liminality in
early modern European and colonial urban settings.
Second, animal nuisances also contribute to our understanding of the differences in
urban human–animal relations between these two environments. There were naturally
significant and substantial continuities between Europe and its colonies. It remained
easier to gain support for – if not to enforce – regulations against pigs than it was
against dogs, thanks to the associations forged between humans and these species.
Dogs were popular among all sectors of society where pigs were strongly linked to the
(urban) poor, and while pigs may have caused more persistent and grievous nuisances
than dogs, the reluctance to enact measures against canines is striking. Additionally,
growing cities throughout European empires exhibited the same repeating pattern
of the centrifugal expulsion of the zombie nuisances of slaughterhouses, tanneries
and candleworks.
Yet the particular circumstances of colonial cities meant that these two cases also
manifested substantial differences. There was, for example, greater anxiety about fire
in Glasgow than New York, which led to a more intensive effort against candlemakers
than tanneries and slaughterhouses in the Scottish city. This obviously has much to do
with topography and the availability of adequate water supplies for firefighting (being
surrounded on three sides by water was obviously to New York’s advantage), but also
to the packed and crowded nature of European cities. The colonial setting also had an
impact on measures against pigs, which could be seen as a security risk in New York
in a way difficult to imagine in Europe. Another problem with which Europeans did
not have to contend was the presence of large numbers of predators that endangered
livestock. Furthermore, the perceived need to improve equine stocks in British
America made the existence of diminutive roaming stallions a reproductive nuisance.
The colonial dimension thus created new nuisances, involved different solutions to
those that already existed, and manifested a different set of spaces and species.
Finally, this chapter sought to explore the prehistory of the law of nuisance in
unusual settings, Scotland and America. The analysis offered here has centred on what
in English law is termed ‘public nuisance’, those phenomena that affect a community
rather than a particular individual. While this distinction does not obtain in Scotland,
it appears that urban societies on both sides of the Atlantic dealt with nuisances in
68
Animal History in the Modern City
roughly the same, public, manner during this period. Law-giving bodies existed in
Glasgow and New York, which provided swift – if not always effective – remedies to
animal nuisances, and which were responsive to presentments and petitions: Robert
Broom’s neighbours did not initiate a suit at law against his new slaughterhouse
buildings, but rather petitioned Glasgow’s magistrates. Beyond the urban municipal
authorities, Glaswegians (to 1707) and New Yorkers (from 1683) were able to promote
legislation against nuisances in national or colonial legislatures. All of this contributed
to the comparative neglect of the common law of nuisance in these urban settings in
favour of a set of legislative and statutory enactments. Yet a statutory definition of
nuisance, even within cities, remained for the time being a very distant prospect.
Notes
1 I would like to thank the editors and Katrin Berndt, Sheila Docherty and Felicia
Gottmann for their help with this chapter. Research for this chapter was supported by
the Leverhulme Trust and the Göttingen Graduate School of the Humanities (Graduiertenschule für Geisteswissenschaften Göttingen).
2 J. H. Plumb, England in the Eighteenth Century (1714-1815) (London: Penguin, 1950), 12.
3 On premodern views of ‘vermin’, see Mary E. Fissell, ‘Imagining Vermin in Early Modern England’, History Workshop Journal 47 (1999): 1–29.
4 Among the exceptions are Louise E. Robbins, Elephant Slaves and Pampered Parrots:
Exotic Animals in Eighteenth-Century Paris (Baltimore: Johns Hopkins University
Press, 2002); Clemens Wischermann, ed., Tiere in der Stadt, special issue of Informationen zur modernen Stadtgeschichte, 2/2009; Anita Guerrini, The Courtiers’ Anatomists: Animals and Humans in Louis XIV’s Paris (Chicago: University of Chicago Press,
2015); and Christopher Plumb, The Georgian Menagerie: Exotic Animals in EighteenthCentury London (London: I. B. Tauris, 2015).
5 See Philip Howell, At Home and Astray: The Domestic Dog in Victorian Britain
(Charlottesville: University of Virginia Press, 2015), 1–24; Peter Atkins, ‘Introduction’,
in id. (ed.), Animal Cities: Beastly Animal Histories (Farnham: Ashgate, 2012), 1–17;
Catherine McNeur, Taming Manhattan: Environmental Battles in the Antebellum City
(Cambridge, MA: Harvard University Press, 2014); Kimberly K. Smith, Governing Animals: Animal Welfare and the Liberal State (New York: Oxford University Press, 2012);
Ingrid H. Tague, Animal Companions: Pets and Social Change in Eighteenth-Century
Britain (University Park: State University of Pennsylvania Press, 2015).
6 Arnold van Gennep, Rites de passage (Paris: Émile Nourry, 1909); Victor Turner, The
Ritual Process: Structure and Anti-Structure (Chicago: Aldine, 1969), esp. ch. 3; Terry
O’Connor, ‘Commensal Animals’, in Oxford Handbook of Animal Studies, ed. Linda
Kalof (New York: Oxford University Press, 2017), 525–41; Sue Donaldson and Will
Kymlicka, Zoopolis: A Political Theory of Animal Rights (New York: Oxford University
Press, 2011).
7 Homi K. Bhabha, The Location of Culture (London: Routledge, 1994); idem, ‘DissemiNation: Time, Narrative, and the Margins of the Modern Nation’, in id. (ed.), Nation
and Narration (London: Routledge, 1990), 291–322; Greg Dening, Islands and Beaches:
Discourses on a Silent Land, Marquesas 1774-1880 (Honolulu: University Press of
Hawaii, 1980); Mary Louise Pratt, Imperial Eyes: Travel Writing and Transculturation
(London: Routledge, 1992).
Antisocial Animals in the British Atlantic World
69
8 Howell, At Home and Astray, 1–24; Virginia DeJohn Anderson, Creatures of Empire:
How Domestic Animals Transformed Early America (New York: Oxford University
Press, 2004).
9 Mary Douglas, Purity and Danger: An Analysis of the Concepts of Pollution and Taboo
(London: Routledge, 1991), 36; Fissell, ‘Imagining Vermin’, 22.
10 William Blackstone, Commentaries on the Laws of England, 4 vols (Oxford, 1765–9),
iii. 216–22; Gordon D. L. Cameron, ‘Scots and English Nuisance … Much the Same
Thing?’ Edinburgh Law Review 9 (2005): 98–121; J. R. Spencer, ‘Public Nuisance–A
Critical Examination’, Cambridge Law Journal 48 (1989): 55–84.
11 N. R. Whitty, ‘Nuisance’, in The Laws of Scotland: Stair Memorial Encyclopedia (Edinburgh: Law Society of Scotland, 2001), para. 2.
12 Joel Franklin Brenner, ‘Nuisance Law and the Industrial Revolution’, Journal of Legal
Studies 3 (1974): 406.
13 Judgement by Lord Kames in Kinloch v. Robertson (1756), in William Morison (ed.),
The Decisions of the Court of Session 42 vols (Edinburgh, 1811), [xxxi–xxxii]. 13163;
Ralston v. Pettigrew (1768), in Lord Hailes, Decisions of the Lords of Council and Session, from 1766 to 1791 (Edinburgh, 1826), 234; Baron David Hume, Baron David
Hume’s Lectures, 1786-1822, ed. G. Campbell H. Paton, 6 vols (Edinburgh: Stair
Society, 1939–58), iii. 213–14; James C. C. Broun, The Law of Nuisance in Scotland
(Edinburgh: William Green, 1891), 31–6.
14 77 ER 816–22; William Salkeld, Reports of Cases Adjudg’d in the Court of King’s Bench,
2 vols (London, 1718), ii. 460.
15 Emily Cockayne, ‘Who Did Let the Dogs Out? Nuisance Dogs in Late-Medieval and
Early Modern England’, in Laura D. Gelfand (ed.), Our Dogs, Our Selves: Dogs in
Medieval and Early Modern Art, Literature, and Society (Leiden: Brill, 2016), 41–67.
16 2 Wm. & Mar., sess. 2, c. 8, §18.
17 Anderson, Creatures of Empire, chapters 5 and 6.
18 Extracts from the Records of the Burgh of Glasgow, 11 vols (Glasgow: Scottish Burgh
Records Society, 1876–1916) (hereafter ERBG), ii (1630–62). 305; E. B. O’Callaghan
(ed.), Laws and Ordinances of New Netherland (Albany: Weed, Parsons and Co., 1868),
21.
19 Berthold Fernow, ed., The Records of New Amsterdam from 1653 to 1674, 7 vols (New
York: Knickerbocker Press, 1897), vi. 406, vii. 36; New York, County Clerk’s Office,
Division of Old Records, Mayor’s Court Minutes, vol. 1 (1674–75), 45.
20 Every parish in the Province of New York was required to keep a pound under the
‘Duke’s Laws’ of 1667. PRO: TNA, CO5/1142, fo. 116r. On pounds, see also Anderson,
Creatures of Empire, 161–2.
21 The Colonial Laws of New York from the Year 1664 to the Revolution, 4 vols (Albany: J.
B. Lyon, 1894) (hereafter Laws), i. 134, 177, 616, 811, ii. 95, 301, 424, 468, 641–3 (1730
Act), 704, 919, 924, 992, iii. 1, 459, 501, 778, 881, iv. 40, 393, 398, 808, 844, 872, 1069;
Minutes of the Common Council of the City of New York, 1675-1776, 8 vols (New York:
Dodd, Mead and Co., 1905) (hereafter MCC), v. 118–21.
22 See, for example, Director Peter Stuyvesant’s discussion of the issue in 1651 and
1654, in Documents Relating to the Colonial History of the State of New-York, ed. E. B.
O’Callaghan and Berthold Fernow, 15 vols (Albany: Weed, Parsons and Co., 1856–87),
xiv. 145–6 and Laws and Ordinances, 170.
23 McNeur, Taming Manhattan, chs 2, 4.
24 K. M. Brown et al., eds, The Records of the Parliaments of Scotland to 1707 (St
Andrews, 2007–17), M1696/9/14, http://www.rps.ac.uk/trans/M1696/9/14 (accessed
25 February 2017).
70
Animal History in the Modern City
25 Laws, i. 996.
26 Ibid., ii. 297, 831, iii. 166.
27 On the complex motivations for killing wolves in colonial America, see Jon Coleman,
Vicious: Wolves and Men in America (New Haven: Yale University Press, 2004), ch.
2; Andrea Smalley, Wild by Nature: North American Animals Confront Colonization
(Baltimore: Johns Hopkins University Press, 2017), ch. 3.
28 E. B. O’Callaghan, ed., Calendar of Historical Manuscripts in the Office of the Secretary
of State, 2 vols (Albany: Weed, Parsons and Co., 1865–6), ii. 81; Laws, i. 133, 272,
497–500.
29 Abigail Franks to Naphtali Franks, 20 December 1741, in The Letters of Abigail Levy
Franks, 1733-1748, ed. Edith B. Gelles (New Haven: Yale University Press, 2004), 104.
30 Laws, iii. 58, 74, iv. 812; Fissell, ‘Imagining Vermin’; Coleman, Vicious, 93.
31 O’Callaghan, Calendar, ii. 138; Laws, i. 618ff., 781, 931; MCC, i. 102. See also Peter
Coates, ‘“Unusually Cunning, Vicious, and Treacherous”: The Extermination of the
Wolf in United States History’, in The Massacre in History, ed. Mark Levene and Penny
Roberts (New York: Berghahn, 1999), 163–83.
32 Except, it appears, in New York and Glasgow. Mark S. R. Jenner, ‘The Great Dog
Massacre’, in Fear in Early Modern Society, ed. William G. Naphy and Penny Roberts
(Manchester: Manchester University Press, 1997), 44–61; Cockayne, ‘Who Did Let the
Dogs Out?’, 54–9.
33 Keith Thomas, Man and the Natural World (London: Penguin, 1984), esp. 101–9.
34 1685, c. 25; Laws, ii. 667, 735, iii. 38, 402.
35 Susan McHugh, Dog (London: Reaktion, 2004), 137; McNeur, Taming Manhattan,
11–23.
36 Fleming v. Ure (1750), in Morison (ed.), Decisions [xxxi–xxxii]. 13159.
37 Independent Reflector, 18 January 1753.
38 Ian McLachlan, ‘A Bloody Offal Nuisance: The Persistence of Private Slaughter-Houses
in Nineteenth-Century London’, Urban History 34 (2007): 227–54.
39 MCC, iii. 407–8.
40 Cockayne, ‘Who Did Let the Dogs Out?’, 65–6.
41 ERBG, iii (1663–90). 445; Memorabilia of the City of Glasgow (Glasgow: James
Maclehose, 1868), 52.
42 See, for example, ‘Gentleman of the Temple’, Public Nuisance Considered Under the
Several Heads of Bad Pavements, Butchers Infesting the Streets, … Inconveniences to the
Publick, … and the Insolence of Household Servants (London, [1754]).
43 Hume, Lectures, 213.
44 ERBG, vi (1739–59). 147–8.
45 The same phenomenon is visible with the London Common Hunt doghouse. Cockayne, ‘Who Did Let the Dogs Out?’, 48–9.
46 Fernow, Records of New Amsterdam, v. 87.
47 MCC, v. 118–19.
48 The 1744 Act appears to have been inspired in part by the intervention of Cadwallader Colden, New York’s leading intellectual (and later governor). See The Letters and
Papers of Cadwallader Colden, iii: 1744-1747 (Collections of the New-York Historical
Society, 52; New York, 1919), 46; MCC, i. 21, v. 118–21; Alexander Bishop, A History
of American Manufactures from 1608 to 1860, 3 vols (Philadelphia, 1866), i. 441;
49 ERBG, iii. 84–5; Memorabilia, 209.
50 ERBG, iv (1691–1717). 602.
51 ERBG, v (1718–38). 4–6, vi. 189.
Antisocial Animals in the British Atlantic World
71
52 Glasgow, Past and Present, 3 vols (Glasgow: David Robertson, 1884), iii. 209–213.
53 ERBG, ii. 181, 230, 300–01, iii. 269–70.
54 ERBG, iii. 362, 367, v. 247, 252, vi. 259; Scott, etc. v. Cox, FC (see Whitty, ‘Nuisance’,
para. 83).
55 ERBG, v. 93–4.
56 ERBG, iii. 279, 287; v. 70, 93–6.
57 As opposed to individuals slaughtering their own livestock for personal consumption.
58 See, for example, Alain Corbin, The Foul and the Fragrant: Odor and the French Social
Imagination (New York: Berg, 1986), 48–56; Constance Classen, David Howes and
Anthony Synnott, Aroma: The Cultural History of Smell (London: Routledge, 1994),
78–84, 88–92.
59 New York, Municipal Archives, Court of General Sessions Minutes, Vol. 1 (1683–94),
98.
60 It was, however, not necessary to prove a genuine risk to health for something to
count as a nuisance. See Lord Mansfield’s ruling in R. v. White and Ward (1757), in
James Burrow, ed., Reports of Cases Adjudged in the Court of King’s Bench, 5 vols (London, 1766–80), i. 337.
61 MCC, i. 20, 408, ii. 65, 184, iii. 302, 379, 380, iv. 106; I. N. Phelps Stokes, The Iconography of Manhattan Island, 6 vols (New York: Robert H. Dodd, 1915–28), vi. 503–4;
New York, Municipal Archives, Court of General Sessions Minutes, Vol. 1, 98, Vol. 2,
25; Laws, Statutes, Ordinances, and Constitutions, Ordained, Made, and Established,
by the Mayor, Recorder, Aldermen, and Assistants of the City of New-York, Convened in
Common-Council (New York, 1749), 31–2.
62 Although marks could be themselves ambiguous, such as the bow and arrow assigned
for the Indian village of Natick in Massachusetts, which suggested that ‘no amount of
acculturation could fully erase from English minds the sense that Indians remained
fundamentally different from colonists’: Anderson, Creatures of Empire, 203; Minutes
of the Executive Council of the Province of New York, ed. Victor Hugo Paltsits, 2 vols
(Albany: J. B. Lyon, 1910), i. 28.
63 Fernow, Records of New Amsterdam, vi. 349, 351–2; MCC, i. 47–8.
64 1 Jac. I, c. 22, §1; 9 Anne, c. 12; 3 Geo. I, c. 7; 24 Geo. III, sess. 2, c. 19; 39–40 Geo.
III, c. 66; Instructions for Officers who Inspect Tanners, Tawers, &c. (London, 1715);
Instructions for Officers of the Duties on Hides, &c. (London, 1775); James Cleland,
Annals of Glasgow, 2 vols (Glasgow, 1816), i. 324–7.
65 ERBG, vi. 16.
66 Glasgow, Past and Present, i. 434–5.
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Coleman, Jon. Vicious: Wolves and Men in America (New Haven: Yale University
Press, 2004).
Colonial Laws of New York from the year 1664 to the Revolution, 4 vols. (Albany: J. B.
Lyon, 1894)
Corbin, Alain. The Foul and the Fragrant: Odor and the French Social Imagination (New
York: Berg, 1986).
Dening, Greg. Islands and Beaches: Discourses on a Silent Land, Marquesas 1774-1880
(Honolulu: University Press of Hawaii, 1980).
Donaldson, Sue and Kymlicka, Will. Zoopolis: A Political Theory of Animal Rights (Oxford:
Oxford University Press, 2011).
Douglas, Mary. Purity and Danger: An Analysis of the Concepts of Pollution and Taboo
(London: Routledge, 1991).
Fernow, Berthold, ed. The Records of New Amsterdam from 1653 to 1674, 7 vols (New
York: Knickerbocker Press, 1897).
Fissell, Mary E. ‘Imagining Vermin in Early Modern England’, History Workshop Journal
47 (1999): 1–29.
Franks, Abigail. The Letters of Abigail Levy Franks, 1733-1748, ed. Edith B. Gelles (New
Haven: Yale University Press, 2004).
‘Gentleman of the Temple’, Public Nuisance Considered Under the Several Heads of Bad
Pavements, Butchers Infesting the Streets, … Inconveniences to the Publick, … and the
Insolence of Household Servants (London, 1754).
Glasgow, Past and Present, 3 vols (Glasgow: David Robertson, 1884).
Guerrini, Anita. The Courtiers’ Anatomists: Animals and Humans in Louis XIV’s Paris
(Chicago: University of Chicago Press, 2015).
Antisocial Animals in the British Atlantic World
73
Hailes, Lord. Decisions of the Lords of Council and Session, from 1766 to 1791
(Edinburgh, 1826).
Howell, Philip. At Home and Astray: The Domestic Dog in Victorian Britain
(Charlottesville: University of Virginia Press, 2015).
Hume, David. Baron David Hume’s Lectures, 1786-1822, ed. G. Campbell H. Paton, 6 vols
(Edinburgh: Stair Society, 1939–58).
Independent Reflector.
Instructions for Officers who Inspect Tanners, Tawers, &c. (London, 1715).
Instructions for Officers of the Duties on Hides, &c. (London, 1775).
Jenner, Mark S. R. ‘The Great Dog Massacre’, in Fear in Early Modern Society, ed. William
G. Naphy and Penny Roberts (Manchester: Manchester University Press, 1997), 44–61.
Laws, Statutes, Ordinances, and Constitutions, Ordained, Made, and Established, by the
Mayor, Recorder, Aldermen, and Assistants of the City of New-York, Convened in
Common-Council. (New York, 1749).
Marwick, James D. and Renwick, Robert, eds. Extracts from the Records of the Burgh of
Glasgow, 11 vols (Glasgow: Scottish Burgh Records Society, 1876–1916).
McHugh, Susan. Dog (London: Reaktion, 2004).
McLachlan, Ian. ‘A Bloody Offal Nuisance: the Persistence of Private Slaughter-Houses in
Nineteenth-Century London’, Urban History 34, no. 2 (2007): 227–54.
McNeur, Catherine. Taming Manhattan: Environmental Battles in the Antebellum City
(Cambridge, MA: Harvard University Press, 2014).
Memorabilia of the City of Glasgow. (Glasgow: James Maclehose, 1868).
Minutes of the Common Council of the City of New York, 1675-1776, 8 vols (New York:
Dodd, Mead and Co., 1905).
Morison, William, ed. The Decisions of the Court of Session, 42 vols (Edinburgh, 1811).
New York. County Clerk’s Office, Division of Old Records, Mayor’s Court Minutes, Vol.
1 (1674–75).
New York, Municipal Archives. Court of General Sessions Minutes, Vol. 1 (1683–94).
O’Callaghan, E. B., ed. Calendar of Historical Manuscripts in the Office of the Secretary of
State, 2 vols (Albany: Weed, Parsons and Co., 1865–6).
O’Callaghan, E. B., ed. Laws and Ordinances of New Netherland (Albany: Weed, Parsons
and Co., 1868).
O’Callaghan, E. B. and Fernow, Berthold, eds. Documents Relating to the Colonial History
of the State of New-York, 15 vols (Albany: Weed, Parsons and Co., 1856–87).
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Kalof (Oxford: Oxford University Press, 2017), 525–41.
Paltsits, Victor Hugo, ed. Minutes of the Executive Council of the Province of New York, 2
vols (Albany: J. B. Lyon, 1910).
Plumb, Christopher. The Georgian Menagerie: Exotic Animals in Eighteenth-Century
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Plumb, J. H. England in the Eighteenth Century (1714-1815) (London: Penguin, 1950).
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Robbins, Louise E. Elephant Slaves and Pampered Parrots: Exotic Animals in EighteenthCentury Paris (Baltimore: Johns Hopkins University Press, 2002)
Salkeld, William. Reports of Cases Adjudg’d in the Court of King’s Bench, 2 vols
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Smith, Kimberly K. Governing Animals: Animal Welfare and the Liberal State (New York:
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modernen Stadtgeschichte 2 (2009).
5
Canaries and Pigeons on the Threshold:
An Eighteenth-Century Case
Study of Liminal Animal Lives in a
Southwest German Hometown
Dennis A. Frey Jr
In the last four decades, historical research into animals has, according to Mark
Hengerer, ‘increasingly intensified to the point that it is an outright boom industry’.1
Occurring not just in the discipline of history, this boom has been widespread across
many fields, including biology, anthropology, philosophy and cognitive science. Indeed,
much of the recent research calls into question the traditional, Western conventions
that rely on a simple dichotomy of culture, humans and domestication, on the one
hand, from nature, animals and wilderness, on the other.2 That work challenges us to
take a broader, more interspecific view of our environment, seeing all living creatures,
human and non-human alike, as earthlings confined to and integrated in one biosphere.
Thus, in the words of Dominick LaCapra, we have recently seen ‘a growing awareness
that a decisive, differentiating criterion radically dividing the human from the animal
or humans from other animals is nonexistent or at best phantasmatic’.3
Susan Merrill Squier considers this issue in her 2004 book Liminal Lives: Imagining
the Human at the Frontiers of Biomedicine. In this thought-provoking work, Squier
wonders how Victor Turner’s mid-twentieth-century concept of liminality might be
applied to recent developments in medicine and bioethics. In particular, she argues
that Turner, not surprisingly given his era, relied ‘on a foundational opposition between
nature and culture’.4 As suggested above, this dichotomy has come under increasing
intellectual scrutiny since the end of the twentieth century, and according to Squier,
a key role in that scrutiny has been played by scientists whose work in biotechnology
has ushered in ‘a new biomedical personhood mingling existence and non-existence,
organic and inorganic matter, life and death’.5 For Squier, then, the shifts in how we
define existence necessitate a shift in the concept of liminality. It should, she argues,
be applied to all ‘those beings marginal to human life who hold rich potential for our
ongoing biomedical negotiations with, and interventions in, the paradigmatic life
crises: birth, growth, aging, and death’.6 And, in a more recent article, Squier offers
up a specific example of this by focusing on the liminality of chickens, who ‘hold a
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Animal History in the Modern City
potent liminal position between backyard and farm fields, between the “egg money”
of the farm wife and the formal farm economy, between the private world of women
and the public world of men, between the realms of animal agriculture and human
reproductive medicine’.7 To be sure, Squier’s work is not without criticism, but even
if ‘the conceptual plasticity of liminality’8 renders the term problematic, applying it
to contemporary thought, especially as it relates to what defines existence, reminds
us that the relationships among non-human and human animals are complex and
constantly evolving. This chapter is an effort to describe some of that complexity as
it manifested itself in the microcosm of a southwest German city, Göppingen, during
the last half of the eighteenth century. In particular, through a close study of various
sources, including some rather unconventional ones, I will argue that ordinary folk
in this urban, preindustrial environment lived closely with other animals, valued
them in manifold ways, and thus remained acutely aware of their shared existence.
Not yet fully ‘modern’, but in the process of becoming so, these townspeople stood on
a threshold themselves as they had not yet developed the ontological arrogance that
would come to permeate urban culture in the nineteenth and twentieth centuries as
humans physically and philosophically distanced themselves from other animals.
Before describing the microcosm of Göppingen, I should mention that my inquiry
borrows heavily from the sociologist Pierre Bourdieu and the intellectual historian
Dominick LaCapra. From Bourdieu, I borrow the concept of the habitus, as articulated
in his ground-breaking 1984 work, Distinction: A Social Critique of the Judgment of
Taste. In this sociological study of twentieth-century French society, Bourdieu analysed
closely the ‘field of struggles, the system of objective relations within which positions
and postures are defined relationally and which governs even those struggles aimed
at transforming it’.9 Arguing against any deterministic theory in which structures
triumph over human agency, Bourdieu posited the concept of the habitus, or the
system of dispositions, tendencies or inclinations that an individual uses, consciously
and unconsciously, to navigate her or his social space. In effect, the habitus provides
‘an objective relationship between two objectivities, [which] enables an intelligible and
necessary relation to be established between practices and a situation, the meaning of
which is produced by the habitus through categories of perception and appreciation
that are themselves produced by an observable social condition’.10 Its synthetic unity
provides individuals with an organization, or systematicity, ‘in all the properties – and
property – with which individuals and groups surround themselves, … and in the
practices in which they manifest their distinction’.11 Since there exists an intrinsic and
reciprocal relationship between individuals and the social space that surrounds them,
all components of that space whether material (that is, material culture) or immaterial
(such as practices) should, therefore, never be considered unrelated to an individual’s
position and agency.12 Interestingly, although Bourdieu cites the ‘furious pace’13 of
walking that Jean L., a 36-year-old assistant professor, and his pet dog accomplished
on a regular basis, he does not explicitly factor non-human animals into his theory.
Perhaps the furious pace came less from the human habitus of Jean L. and more from
the habitus of the canine that shared his social space. Given that much of his research
was carried out before the advent of the animal turn, Bourdieu can be forgiven for
this oversight.
Canaries and Pigeons on the Threshold
77
The recent work of Dominick LaCapra, History and Its Limits (2009), mentions
both implicitly and explicitly Bourdieu’s theories on the habitus, contexts and
practices. LaCapra argues, for instance, ‘that thought – even what has been seen as
thought on its highest, best, or most demanding and provocative level – should not be
dissociated from practices and from relational networks that imbricate the human and
the animal both within the “human animal” and between humans, other species, and
nature more generally’.14 Here, LaCapra has added a significant element to Bourdieu’s
theories: that is, the relationships among animals, both human and non-human,
are an additional layer of the social fabric and space through which we all move. So
LaCapra extends and amplifies Bourdieu’s nuanced theory, calling for judgement that
is ‘differential in complex, qualified ways; does not assume a decisive binary opposition
or caesura between human and animal; is attentive to complex differences within what
is classified as human or animal; and does not have self-serving, anthropocentric,
oppressive, or exploitative functions or consequences’.15 I will attempt to adhere to this
call as I consider how the human–animal relationships manifested themselves in an
urban environment during the last half of the eighteenth century.
Also crucial to my inquiry have been the recent investigations by German
historians into the conceptualizations and realities of animal life during the earlymodern era. Indeed, three edited volumes of essays should be noted here. Going in
order of publication date, the first is Tiere und Menschen: Geschichte und Aktualität
eines prekären Verhältnisses (1998). Developed from a 1994 Historikertag session, the
essays in this volume revolve around the theme of ‘precarious relationships’ among
and between animals, both human and non-human. Viewing their collected essays as
‘not more than a beginning’,16 the volume offers a broad chronological overview from
antiquity to the present, problematizing the ways in which humans have conceptualized
and related to animals and the changes to those conceptualizations and relationships.
Not long after this auspicious ‘beginning’ – two years to be exact – another collection of
scholarly essays appeared. Titled Mensch und Tier in der Geschichte Europas, its authors
provide an essentially encyclopaedic overview of the human–animal dynamic from
prehistory through the twentieth century. Each of the chronological chapters follows
a similar pattern, beginning with the fundamental role that non-human animals
play in human nourishment (‘Ernährung und Jagd’) and then moving onto political
and economic uses (for instance, ‘Arbeitskraft’, ‘Militärische Nutzung’ etc.), as well as
the social and cultural appropriations, manifestations and conceptualizations of the
human–animal nexus (e.g. ‘Vergnügen’, ‘Religion’, ‘Literatur’, ‘Umgangssprache’ etc.). At
the end of each chapter, they offer an overall impression of the epoch (‘Epochentypische
Grundeinstellung’). Notwithstanding the broad scope taken by the authors of this
volume, the editor, Peter Dinzelbacher, suggests that there remains ‘much to discover
in the long history of relationships of animals and humans’.17 The last of the three works
is the most recent, published in 2014. Tiere und Geschichte: Konturen einer Animate
History, edited by Gesine Krüger, Aline Steinbrecher and Clemens Wischermann, takes
a different course than the aforementioned works. Eschewing chronological narratives
of how non-human animals have been understood, treated, mistreated and otherwise
used by societies in the past, the editors of Tiere und Geschichte instead position their
volume differently. Stating upfront that ‘since the [recent] turn of the century the theme
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Animal History in the Modern City
of human–animal relationships has received systematic attention from a globally
connected community of scientists and activists’,18 the editors suggest that those
discussions and debates over non-human animal rights, cultures and even agency have
lacked a connection to the historical research also being conducted. Basically, then,
Tiere und Geschichte successfully adds a historical perspective to those conversations
and reflections on the nexus that has bound and continues to bind together all animate
earthlings, hence the subtitle: Konturen einer Animate History. In many ways, the
scholars whose work is collected in this volume share Squier’s fascination with the
‘potent liminal positions’ held and represented by all living creatures, because all ‘are
participants in a rite of passage, between everyday life and a higher or different level
of existence’.19 And, much like Squier, the contributors to this Tiere und Geschichte
remind us that the ‘absence of [other] animals in history books cannot be justified by
a lack of source materials, but rather by a more or less conscious decision to ignore
animals in their historical significance’.20
What follows, here, is an attempt to give back to non-human animals their historical
significance, at least to the history of Göppingen. In its city archives, among the many
conventional source materials from the eighteenth century (town council minutes,
tax documents, and the like), one can find many instances of non-human animals
being discussed or noted. The town council minutes contain frequent deliberations
and decisions regarding local livestock like sheep, cows and pigs. For instance, the
minutes from 19 January, 1761, describe the council’s efforts to counteract an epidemic
among local cattle.21 Basically, the town leadership left the work of sorting through
the local herd to two butchers named Johannes Allmendinger and Andreas Löbelenz.
Since no further comments were made in the minutes, the epidemic must have been
curtailed, but more importantly this is only one of the many instances in which
non-human animals appear in the historical source materials from this microcosm.
Another example that provides evidence of the shared existence of non-human
animals in Göppingen is the document, titled Stadt Statistik 1774.22 This lengthy table,
which was more than likely drafted in an effort at enlightened bureaucracy, records
all homeowners in the city with an additional twenty-eight different categories in
separate columns. The additional categories range from inhabitants, both with rights
in the town (Bürgerrecht) and without, to houses with barns and without barns to
various types of livestock (such as horses, horned and beef cattle, sheep). According
to this document, Göppingen in 1774 had 3,311 inhabitants, living in 480 domiciles.
Almost one out of every six of those homes (17.6 per cent) had under ‘one roof ’ both
living quarters and a barn. In addition, the table listed 72 ‘other [stand-alone] barns’,
96 ‘horse stables’, 207 ‘animal stables’, 18 combined (‘horse and animal’) stables and
24 ‘sheep stables’.23 When tallied together, this meant that Göppingen had within its
city walls just over 500 discrete spaces for housing livestock. And, according to the
table, those spaces were filled by the following non-human animals: 172 horses; 571
cattle; 1,942 sheep; 101 pigs; and 83 goats. In total then, there were 2,869 non-human
animals officially living in Göppingen, but this of course does not include the other
non-human animals that were left out of the official count, like for instance the cats,
dogs, pigeons and other birds, and the rodents that could be typically found in towns
and cities. Even if we do not widen the circle even further, to include the innumerable
Canaries and Pigeons on the Threshold
79
insects, then the ratio of non-human to human animals in the city must have been
at least, and more likely much higher than, one-to-one. Since this register was the
only one of its kind found in the archives, there is unfortunately no opportunity to
study closely the dynamics of change and continuity over the period studied. However,
whether or not the ratio changed or remained the same is not what matters most here,
for what we are truly concerned with is recognizing the historical significance of all
animals and the dynamic influence they had – and still have – as all of us negotiate
the habitus. At the very least, when this single table of data is combined with the more
conventional sources, like the aforementioned town council minutes, it confirms
that many different species inhabited, and thus were bound together in, the urban
environment of eighteenth-century Göppingen. For all this, and despite the fact that
they appear regularly in the sources, most historians of this small, Swabian city have
made no mention of this nexus.24
Another, less conventional set of sources that clearly attests to the ever-present role
played by non-human animals in this urban environment is a long series of probate
inventories. To be sure, these quantitative documents are more typically found in
studies of material culture and consumerism, but they can – at least the ones from
Württemberg – reveal some of the dynamics at work. Before delving more deeply into
those implications, the unique character of these sources should be discussed. Indeed,
inventories have a particularly extensive tradition in the duchy of Württemberg,
dating back to the Landrecht of 1555, which had been initiated by Herzog Christoph
in 1551 and carried to fruition by ‘trained lawyers … with the aid of professors from
Tübingen’.25 Passing through two further revisions in 1568 and 1610, this common
law code remained, thereafter, unchanged until 1900 when all the states within the
German Empire accepted the Bürgerliches Gesetzbuch (the national civil law code).26
In the simplest terms, the Landrecht stipulated that the property of anyone who died
without a Testament, or will, should be fully inventoried. The Inventuren und Teilungen
were intended to guarantee the proper distribution of an estate to its heirs, and in
many regions of Württemberg, all children, regardless of gender, were considered to
have an equitable claim on the inheritance. Scholars are not entirely sure why certain
communities of Swabia adopted the tradition of partible inheritance, but some,
like David Sabean and Andrea Hauser, point to a strong correlation between this
particular pattern of dispensation and labour-intensive activities in densely populated
areas.27 Regardless of their origins, these close-to-daily-life sources have provided
scholars with the unparalleled opportunity to look deeply into the material culture
of the households in the duchy of Württemberg, though up to now very few of those
studies have dwelt specifically on what they can tell us about human and non-human
animal interactions.28
Besides death inventories, the Landrecht of 1610 also codified marriage inventories
for the duchy. It stipulated that all married couples should have a Zubringensinventur,
or Beibringensinventar, drawn up within three months of their establishment of a new,
joint household.29 These documents guaranteed, to a certain degree, the sovereignty
of a wife or husband over her or his personal property. Whether probate or marriage,
the inventories were supposed to list the property, including any outstanding loans
or debts, found by the state-licensed notary, when he and his assistants, typically an
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Animal History in the Modern City
apprentice and journeyman (Mittel-Scribent), inventoried the property. According to
Hildegard Mannheims, in their training and work, notaries relied on a set of instruction
manuals, beginning with one created by Nicodemus Frischlin (d. 1590) and eventually
published in 1605.30 Going through numerous revisions during the seventeenth and
early eighteenth centuries, Frischlin’s manual was supplanted in 1761 by Adam Israel
Röslin’s Abhandlung von Inventuren und Abtheilungen. Both handbooks instructed the
scribes to record each item of property and its corresponding worth in Gulden (fl.)
and Kreuzer (x.)31 under a standard set of rubrics, including one for livestock (Vieh).32
Since these instruction manuals called the scribe’s attention to livestock as property,
they clearly indicate that Swabian society and its government had, by the beginning
of the seventeenth century, commodified the human–animal relationship with certain
species. And, as Table 5.1 shows, not only did a wider variety of non-human animals
come to be ‘owned’ by Swabians over time, but the notaries also received more
instructions on how to classify those non-human animals in the legal documents that
they were producing.
Missing from these instruction manuals, as well as from the 1774 survey, was
one species – Canis lupus familiaris – that had been sharing the human habitus for
thousands of years. Indeed, domestic dogs (Hunde) would not appear in the notarial
manuals until Albrecht Heinrich Stein decided to list them in his Handbuch des
Würtembergischen Erb-Rechts in 1827.33 It seems that this particular interspecific
relationship between humans and dogs remained a complex and tightly entangled
one that defied easy categorization by notaries until at least the early nineteenth
century. All the same, during the seventeenth and eighteenth centuries, it is evident
that state authorities worked out a clear system of codification, and hence structure, to
commodify many of the non-human animals that shared their space.
Turning to Göppingen, one will find in its archives 1,733 inventories for the dates
between 1738 and 1807 (see Table 5.2). Many are probate death inventories, some are
marriage inventories, and a few are actually both documents captured in one place as
the notary recorded both the death of one spouse and her or his survivor’s remarriage.
The collection of inventories represents a wide swath of Göppingen society, from
wealthy to modest to poor households. Many different occupations are also reflected
in the inventories, from weavers and butchers to bakers and tanners to just about any
imaginable handicraft. In addition, some of the inventories come from households that
were not primarily engaged in a tradecraft, but rather in other activities, like selling wares
or innkeeping. As I gathered a sample set of 467 (or 26.9 per cent) from the collection,
I attempted as best as possible to mirror these features of the community. And, while
I have usually used these documents for investigating other aspects of everyday life
at the local level, I think they reveal certain features of the complex relationships that
existed among animals in urban environments. Indeed, as I read more deeply into this
field of inquiry, I have searched somewhat in vain for interpretations and analyses of
source materials that emanate directly from the everyday level of ordinary folk. To
be sure, the inventories are not without their gaps and limitations, but in this case,
their strengths outweigh their weaknesses. Capturing much of the material world that
comprised the urban environment of Göppingen, they enable a partial reconstruction
of that world and, while the past can, of course, never be fully recreated in the present,
Table 5.1 Animals listed in early modern German notary instruction manuals
Frischlin’s Instruction und Bericht…
(1679/1692/1717/1733)
Horse
(1660: # of yrs)
Filly (ditto)
Oxen
Calves
Sheep
Billy Goat
Ram
Goose
Chickens
Horse, # of yrs
Fillies
Donkeys
Oxen
Cows
Calves, # of yrs
Sheep
Billy Goat
Nanny Goat
House Pigs
(LäufferSchwein)
Goose
Turkey Toms
Old Hens
Roosters
Birds
Donkey
Yearling
Cows
Bull
Lambs
Nanny Goat
Pigs
Ducks
Pigeons
Beehives
Foals
Suckling
Foals
Mule
Bull
Calves
Suckling
Calves
Lambs
Goats
Pig
Suckling Pigs
Ducks
Turkey Hens
Young
Chickens
Pigeons
Beehives
Röslin’s Abhandlung von Inventuren und
Abtheilungen…(1761/1780)
Horse, Foals, Fillies.
Stallion and Stud Horse.
With these the age, colour, also if possible the
stud farm from which they come, as well
as the height in hands, together with any
distinguishing marks should be noted.
Mules.
Donkeys.
Bulls, Oxen.
Cows, Calves.
Which on occasion have distinguishing markings.
(Added in 1780: The condition of the herd, if
notable and detailed, should be indicated.)
Yearling and Suckling Calves.
Sheep, Lambs,
Billy-goats, Rams, Goats,
Boars, Fattening Pigs, Sows, House Pigs,
Suckling Pigs,
Geese, Ducks, Pigeons,
Turkey Toms and Hens,
Local Roosters, old and young Chickens.
Capons and Fattening Fowls.
Bees or Beehives.
Canaries and Pigeons on the Threshold
Frischlin’s Instruction und Bericht…
(1605/1660)
Source: Mannheims, Wie wird ein Inventar erstellt?, pp. 272, 285, 300.
81
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Animal History in the Modern City
Table 5.2 Non-human animals represented in Göppingen inventories
% of
Households
with
Livestock
% of
Households
without
Livestock
1738–47
(n=72)
34.7
65.3
9.79 fl.
28.18 fl.
1748–57
(n=71)
45.1
54.9
16.41 fl.
36.42 fl.
1758–67
(n=45)
33.3
66.7
26.92 fl.
84.59 fl.
1768–77
(n=50)
42.0
58.0
28.49 fl.
67.83 fl.
1778–87
(n=53)
34.0
66.0
19.03 fl.
56.03 fl.
1788–97
(n=92)
31.5
68.5
85.01 fl.
269.69 fl.
1798–1807
(n=84)
36.9
62.1
39.9 fl.
108.12 fl.
Decade
Avg Value of
Livestock (all
households)
Avg Value
of Livestock
(households
with)
Sources: StAG, Inventuren & Teilungen.
they at least provide firmer ground for our historical imagination. In addition, since
these documents came from household events that were by their very nature liminal
(marriage and death), they shed further light on the nexus binding animals – both
non-human and human – in this microcosm.
An overview analysis of the 467 inventories reveals some broad trends. In fact,
as shown in this table, the inventories confirm the findings from the 1774 statistics
already discussed. For example, for the period from 1738 to 1807, about a third of all
households inventoried had livestock among the possessions assessed by the scribe. To
be sure, when broken down by decade, this particular statistic – % of Households with
Livestock – fluctuated between 31.5 and 45.1, but it can be concluded that, on average,
one in three households ‘owned’ livestock. Interestingly, as the scribes went through
the material possessions of each household, they actually listed a wider range of nonhuman animals under the rubric, Vieh, than did the bureaucrat(s) responsible for the
1774 survey. Whereas that document took into account only horses, cattle, sheep, pigs
and goats, the scribes apparently followed the aforementioned instruction manuals to
the letter and included a wider selection of animal categories. So, for example, when
the household of Caspar Schwarz, a dyer, was inventoried in late October of 1750, the
notary listed the following under Livestock:
Canaries and Pigeons on the Threshold
83
1. 7-year-old, brown stud horse .......... 34fl.
1. 2-year-old, colt ................................... 20fl.
1. red cow ................................................ 14fl.
1. ditto with a pasture sore .................... 12fl.
1. 7/4-year-old calf ................................. 15fl.
1. 3/4-year-old [ditto] .............................. 8fl.
2. geese, à 20.............................................40x.
4. hens, à 10 ..............................................40x.
1. house (läufer) pig ................................. 4fl.
1. ditto ........................................................ 4fl.34
Recording not only the condition of the animals, but also their value, the notary found
a large number of livestock among Schwarz’s possessions, whose monetary value added
up to just over 112 Gulden (fl.). This animal estate eclipsed the averages calculated for
the decade between 1748 and 1757 (with 16.41fl. for all households and 36.42fl. for
households with livestock) – so that the Schwarz household is a clear outlier – but the
average value of livestock was rising, in fits and starts, moving from 28.18fl. in the first
decade to 108.12fl. by the last. Some wild fluctuations are recorded, but they were most
likely caused by the severe crises that occurred around the turn of the century: a citywide
fire (Stadtbrand) in 1782; a ransacking in 1794 by marauding French troops; and a yearlong typhus epidemic in 1805.35 More will be said about the great fire of 1782, but here
the analysis of the inventories clearly shows that many of the human dwellers in this
urban milieu not only lived with but also ‘possessed’ many of the non-human residents.
Of course, we can come at these sources from a different angle, one that aligns itself
better with the attempt to recognize more fully the profound roles that non-human
animals have had in our shared history. Rather than reading these sources simply
for what they tell us about the presence of non-human animals and, superficially, the
relationships that they had with humans, we can explore the deeper ramifications
involved. As noted above, in this particular duchy, where the constitution guaranteed
equal claims to property, the inventories had become a fundamental tool for assuring,
or at least promoting, the smooth transfer of both tangible and intangible property.
Most human residents of Göppingen would, therefore, have participated in these
processes at least twice in their lifetimes. Regardless of whether it was for a marriage
or a death, the participants were either directly involved in this liminal stage of
transition or were there to observe someone else going through the threshold. At
these crucial moments, those gathered had come together to witness and hopefully
assure the smooth transfer of individual property and property rights. For about a
third of the families in Göppingen this also involved an assessment of the livestock
itemized among their other possessions. As these documents were constructed at those
crucial moments of human liminality, the townspeople of Göppingen simultaneously
objectified and commodified many of the non-human animals that shared their urban
world. Of course, the objectification and commodification of livestock had been
underway for a very long time in human history; here, though, the significant point
is that the processes involved in completing the inventories reified, for all participants
but certainly for the town authorities, the long-established dichotomy of human and
animal. Not only did people live with and rely on non-human animals in their town,
84
Animal History in the Modern City
they also established ways of codifying the inferior status of such animals, writing
them into statute and into history.
While this broad overview of the inventories suggests a traditional dichotomy at
work, a closer look at some of them, as well as a pair of narrative sources, reveals
that there was more complexity to the relationships than appears at first glance. Take,
for instance, the inventory recorded in 1754 for the Franck household, when the wife
(Margaretha Barbara) died. This includes ‘1. parrot cage’, valued at 1fl. 20x., and ‘1.
other’, valued at 1fl. 30x.36 Although located under the rubric, ‘Iron Cooking-Utensils’,
it is doubtful that these cages were used to keep birds prior to their being consumed
by the rest of the household. Instead, given that the Francks were merchants in
Göppingen, it is much more likely that they used the cages to hold their merchandise,
namely parrots that were up for sale as novelties. While impossible to discern whether
these animals were regarded as companions or as an exotic, luxury good, it seems
as though a market for them was in place by the middle of the eighteenth century.
Birdcages were also listed in the marriage inventory for Ernst Jacob Vayhinger (1729–
91) and Anna Barbara née Schaupp (1727–89), who wed in 1755. According to this
document, the groom owned ‘2 bird-cages’ and ‘12 pairs of pigeons’, worth a total of
2fl. 15x.37 The Vayhingers were not, however, merchants like the Francks; rather they
wove woollen worsteds as their main economic activity. The Vayhinger family in many
ways represented the typical patchwork, flexible household economy found in most
of Göppingen during the last half of the eighteenth century.38 Indeed, most families
engaged in several commercial ventures besides their main trade. With one in every
three households owning livestock (see Table 5.2), one of the more common activities
was animal husbandry, and the Vayhingers were no exception. But this could mean
more than the familiar livestock. As Ernst Jacob noted in a chronicle of his household
economy that he kept from 1755 to 1784, his family raised and sold canaries. In late
1772, he wrote that he had made ‘48fl. from [the sale of] four male canaries’, which as it
turns out was nearly a quarter (22.9 per cent) of his annual profit for that year (210fl.).
Worth 12 Gulden each, or the same value as that of a small cow, these canaries were
presumably sold into the novel market for exotic pets.
Canaries were not the only birds that Vayhinger raised, for he also had pigeons.
Recall that twenty-four of them were recorded in his marriage inventory. While they
do not appear as frequently in his chronicle as the canaries do, they are mentioned in
the passages that relate to the Stadtbrand. Indeed, Vayhinger’s chronicle captures the
harrowing nature of this personal as well as collective calamity. As he tells it, since
the blaze started three blocks away from his house, he initially ‘believed there was no
danger’,39 even making his way down to where it began to join the onlookers. Within
thirty minutes, however, the fire had consumed everything on that block, and then
spreading even more rapidly and in all directions. Within three hours Vayhinger’s
house was gone, and he, along with everyone else who had ‘fled their homes, saving
whatever they could’, was left to ‘miseries, weeping, and wailing’.40 Several months later
during the winter, as he dwelt on the town’s recovery, Vayhinger wrote:
In the fire hundreds of pigeons were burned. I had 50 of them, but not more than
5 escaped. Since it is now winter, I have got them in the cellar. As I went out of my
Canaries and Pigeons on the Threshold
85
house [at the time of the fire], so I thought, you have to also open up the dovecote,
because they took me [by surprise]. And I jumped back up the stairs [and released
the surviving pigeons]. In retrospect, I wished that I had not opened it up and
[instead] let [them] all burn. Because when I saw them flying, my misfortune was
renewed, and I shed many tears. They were pure black with white tails. I originally
bought them in Ulm, [and] in addition to them, many other animals were burned.41
To be sure, there is no way to know exactly what moved Ernst Jacob to express his
emotions and regret in this way, but it is unlikely that he equated the death of his
pigeons with that of a human being. Instead his language suggests that he viewed
these non-human animals, which he had purchased in the larger metropole of Ulm, as
something more than mere property. And, while impossible to tell exactly where the
original dovecote was, Vayhinger’s passage suggests that the pigeons lived close by or
even in the same building as his family. Certainly, the five surviving pigeons were, at
the time of his writing, protected from the winter by being housed in his cellar. The
passage also reveals a complicated relationship with his pigeons. On the one hand, he
seemed proud of them and even hinted at an anthropomorphic appreciation, but on
the other hand, he freely admitted that it might have been better for his emotional
health if they had all perished in the blaze. Vayhinger had therefore developed a
complicated relationship – one that is played out in his chronicle – with the non-human
animals nearest to him. While his canaries were raised to be sold for a hefty profit in
the nascent, but rapidly developing, pet market, his pigeons had been purchased and
protected as either a foodstuff or perhaps household pets. And, although he may have
had in retrospect some regrets about saving them from the citywide fire, at the time of
the crisis Vayhinger did exactly that, without second thought.
Another witness of the Stadtbrand, who used non-human animals in an effort to
make sense of the event, was Martin Steeb, pastor of Dürnau, a small village located
a few kilometres to the south of Göppingen, and the author of a pamphlet titled, Das
eingeäscherte Göppingen, in der Nacht vom 25. zum 26. August 1782. After providing
a straightforward, factual recounting of how the fire started and why it spread so
quickly, Steeb moved onto a discussion of the emotional and psychological effects of
this disaster, arguing that the suffering was so overwhelming to the senses that even
an ‘iron heart would be softened’.42 About half-way through his thirty-page pamphlet,
Steeb offered the following observation:
The grief was particularly refreshed in the evening, when the livestock came from
the pasture and would not be discouraged from passing through the town gates
to get to their old stables – the homeless pigeons that hovered over the city and
looked for their spouses and young, or wanted to avoid the attacks of the vultures
who now located themselves in the area – the swallows, who had lost their nests,
and now cling by the hundreds on the few houses [left standing]; everything,
everything is for the residents from morning till evening an image of misery!43
While it might be tempting to argue that Steeb is guilty of anthropomorphizing the
non-human animals in this passage, it is equally reasonable to argue that he reported
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Animal History in the Modern City
simply what he saw. Indeed, Steeb’s choice of word – ‘Einwohner’ – leaves open the
intriguing possibility that he considered the non-human animals mentioned in his
account as residents of the city too. In many ways, the nuance of this passage, with
even more layers than the one offered by Vayhinger, suggests that Steeb shared with the
Göppingen weaver a notably sophisticated understanding of the nexus that entangles
human and non-human animals, then and now.
Returning to the concept of liminality, we might view the citywide fire as a collective
liminal event all of itself. After all, humans have had for quite some time a complex
relationship with fire, fearing on the one hand its flames and their all-consuming
powers but also simultaneously rejoicing on the other in their warmth and regenerative
energy. While we like to think that we have harnessed this powerful force of nature,
the risk of losing command of its flames, even in the most controlled environments,
always exists. With such a precarious threshold between dread and awe, chaos and
control, fire gives, especially when it dances across that fine line, tangible expression
to the concepts of contingency and liminality. Such a perspective sheds further light
on both passages cited above. In the case of the former, Vayhinger wrote his passage in
the midst of a very uncomfortable winter, which surely only reinforced the seemingly
insurmountable task of rebuilding his livelihood and restoring his property. Perhaps he
wished death had come not only for all of his pigeons but also for himself. There is no
way to know exactly what Vayhinger felt, but his words suggest that he was still coming
to terms emotionally with the trauma he had experienced, perhaps even leading him
to consider unconsciously the liminal and contingent nature of existence for humans
and for other living creatures. And when this perspective is applied to the narrative
by Steeb, who was a local pastor, it becomes even more compelling: Steeb’s position as
a clergyman meant that his daily work was guiding others through the fundamental
rituals, such as baptism, marriage and death, that marked moments of transition in
the pietistic, Lutheran faith of the duchy. Obliged by his vocation to think about the
ultimate threshold that divided the material from the immaterial, Steeb knew well
the Holy Scriptures, and not surprisingly his own formal publication mirrored some
of the non-human animal motifs found therein. This certainly differentiated Steeb
from Vayhinger, but the interesting thing here is that both of them, notwithstanding
their distinct backgrounds, offered up observations from non-human animals to give
expression to the misery and sorrow caused by the firestorm unleashed on Göppingen.
Neither Vayhinger nor Steeb display a simple bifurcation of human from animal in
their writing, then. They shared, as this close study of daily life has revealed, an earlymodern habitus that allowed for fluidity and nuance when it came to making sense
of complex relationships among all animals. Although they would not have put it this
way, the inhabitants of eighteenth-century Göppingen existed in an environment that
reflected, in Squier’s words, ‘the complex ways that culture intervenes in and produces
nature, while nature undergirds practices that we have come to think of as cultural’.44
Their milieu – one that kept all animals in proximity to one another – meant that
their practices remained a complex admixture of nature and culture. To be sure, some
impulses, like the rapidly developing commodification of species, most likely pushed
folks towards an ontological arrogance, mistakenly privileging culture over nature, but
at least during the eighteenth century, they had not yet passed that fateful threshold.
Canaries and Pigeons on the Threshold
87
Notes
1 Gesine Krüger, Aline Steinbrecher and Clemens Wischermann, eds., Tiere und
Geschichte: Konturen einer Animate History (Stuttgart: Franz Steiner Verlag, 2014), 35.
Unless otherwise noted, all translations are mine.
2 For instance, see Felipe Fernández-Armesto, So You Think You’re Human? (Oxford:
Oxford University Press, 2004), Margo DeMello, Animals and Society: An Introduction
to Human-Animal Studies (New York: Columbia University Press, 2012) and Susan
Nance, ed., The Historical Animal (Syracuse: Syracuse University Press, 2015).
3 Dominick LaCapra, History and Its Limits: Human, Animal, Violence (Ithaca: Cornell
University Press, 2009), 155.
4 Susan Merrill Squier, Liminal Lives: Imagining the Human at the Frontiers of
Biomedicine (Durham: Duke University Press, 2004), 6.
5 Squier, Liminal Lives, 5.
6 Ibid., 9.
7 Susan Merrill Squier, ‘Liminal Livestock’, Signs: Journal of Women in Culture and
Society 35, no. 2 (2010): 477–502, 477–8.
8 Jon Adams, ‘Neither One Thing nor the Other’, Metascience 15, no. 3 (2006): 613–15, 613.
9 Pierre Bourdieu, Distinction: A Social Critique of the Judgement of Taste, trans. Richard
Nice (Cambridge, MA: Harvard University Press, 1984), 156.
10 Bourdieu, Distinction, 101. For more discussion of the habitus, see 6 and 169–225.
11 Ibid., 173. For the sake of clarity, the first set of ellipses replaced the following text:
‘Houses, furniture, paintings, books, cares, spirits, cigarettes, perfume, clothes’. The
second set of ellipses replaced ‘sports, games, entertainments, only because it is in the
synthetic unity of the habitus, the unifying, generative principle of all practices’.
12 Cultural anthropologists have long argued for the significance of material culture.
For an enlightening viewpoint, see Marshall Sahlins, Culture and Practical Reason
(Chicago: University of Chicago Press, 1976), passim, but especially 170, where he
argues that ‘no object, no thing, has being or movement in human society except by
the significance that men can give it’.
13 Bourdieu, Distinction, 290.
14 Ibid., 9.
15 LaCapra, History and Its Limits, 150.
16 Paul Münch with Rainer Walz, eds., Tiere und Menschen: Geschichte und Aktualität
eines prekären Verhältnisses (Paderborn: Ferdinand Schöningh, 1998), 32.
17 Peter Dinzelbacher, ed., Mensch und Tier in der Geschichte Europas (Stuttgart: Kröner,
2000), xiv.
18 Krüger, Steinbrecher and Wischermann, Tiere und Geschichte, 9.
19 Squier, Liminal Lives, 4.
20 Krüger, Steinbrecher and Wischermann, eds., Tiere und Geschichte, 25.
21 Stadtarchiv Göppingen (hereafter StAG), B.II.2.b., Verwaltungsprotokolle:
Gerichts- und Ratsprotokolle, 1700-1819, Bd. 1/47 (1758-1762), 393–393.5.
22 StAG, Uncatalogued, Wirtschaftliche Lage in Stadt u. Amt 1622-1819.
23 Ibid.
24 See Alexander Dreher, Göppingens Gewerbe im 19. Jahrhundert. Veröffentlichungen
des Stadtarchivs Göppingen. Bd. 7 (Göppingen: Stadtarchiv Göppingen, 1971), Karl
Kirschmer, Die Geschichte der Stadt Göppingen, I & II Teil (Göppingen: Johannes Illig,
1953) and Emil Hofmann, Die Industrialisierung des Oberamtsbezirkes Göppingen
(Göppingen: Adolf Müller, 1910).
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Animal History in the Modern City
25 F. L. Carsten, Princes and Parliaments: From the Fifteenth to the Eighteenth Century
(Oxford: Oxford University Press, 1959), 35. See also James Allen Vann, Making of a
State: Württemberg, 1593-1793 (Ithaca: Cornell University Press, 1984).
26 For more specifics, see Hildegard Mannheim’s Wie wird ein Inventar erstellt?
Rechtskommentare als Quelle der volkskundlichen Forschung (Stuttgart: F. Coppenrath,
1991), 28–9.
27 See David Sabean, Property, Production, and Family in Neckarhausen, 1700-1870
(Cambridge: Cambridge University Press, 1990), 13–17 (the village of Neckarhausen
is located about 31 kilometres west-southwest of Göppingen); and Andrea Hauser,
Dinge des Alltags: Studien zur historischen Sachkultur eines schwäbischen Dorfes
(Tübingen: Tübinger Vereinigung für Volkskunde e.V., 1994), 66–73 (the village of
Kirchentellinsfurt lies about 52 kilometres west-southwest of Göppingen). See also
Jonathan Sperber, Property and Civil Society in South-Western Germany, 1820-1914
(Oxford: Oxford University Press, 2005), especially 236 where he argues that ‘property
was in everything’.
28 Among many, see Anja Benscheidt, Kleinbürgerlicher Besitz: Nürtinger Handwerkerinventare von 1660 bis 1840 (Münster: Lit, 1985), Peter Borscheid, Textilarbeiterschaft
in der Industrialisierung (Stuttgart: Klett-Cotta, 1978); Hans Medick, Weben und
Überleben in Laichingen 1650-1900: Lokalgeschichte als Allgemeine Geschichte (Göttingen: Vandenhoeck & Ruprecht, 1997); Sheilagh Ogilvie, State Corporatism and
Proto-Industry: The Württemberg Black Forest, 1580-1797 (Cambridge: Cambridge
University Press, 1997); Heilwig Schomerus, Die Arbeiter der Maschinenfabrik Esslingen (Stuttgart: Klett-Cotta, 1977); and Sylvia Schraut, Sozialer Wandel im Industrialisierungsprozeß, Esslingen 1800-1870 (Esslingen: Stadtarchiv Esslingen am Neckar,
1989).
29 Mannheims, Wie wird ein Inventar erstellt?, 29.
30 Ibid, passim.
31 During this period, the currency in Württemberg was: 1 Gulden (fl)=60 Kreuzer (xr).
According to Sheilagh Ogilvie’s fine work on the weavers of the Swabian Black Forest
(State Corporatism and Proto-Industry), one Gulden equaled ‘7-8 days’ average earnings for a weaver in ordinary periods’ (321).
32 For a list of the standard rubrics, see ‘Table 1: Rubrics and Sub-rubrics, 1605-1892’
in Mannheims, Wie wird ein Inventar erstellt?, 98–9. See also the transcriptions of the
manuals included in the last third of Mannheims’s work.
33 Ibid., 303–13.
34 StAG, B.II.2.g., Inventuren & Teilungen, Bd. 7, 487.5.
35 See Karl Kirschmer, Die Geschichte der Stadt Göppingen, I. Teil., 254–58, and II. Teil,
37ff.
36 StAG, B.II.2.g., Inventuren & Teilungen, Bd. 9, 384.5.
37 StAG, B.II.2.g., Zubringens Inventuren vom 23. Jan. 1750 biß 20. Febr. 1756., 561b.
38 Dennis A. Frey Jr., ‘Wealth, Consumerism, and Culture among the Artisans of Göppingen’, Central European History 46 (2014): 741–78.
39 StAG, B.I.1.a., Hauschronik des Zeugmachers Ernst Jakob Vayhinger, 49.
40 Ibid. Personal loss of property was not the only thing that left Vayhinger and his
neighbours shocked, for there was a human victim, Elisabeth Zendel, who died an
agonizing death from her injuries.
41 Ibid., 52: ‘In dem Brand sind viele hundert Tauben verbronnen. Ich hatte gegen 50
Stück, sind aber nicht weiter als 5 davongekommen. Weilen es Winter worden, habe
ich sie in der Kellerey bekommen. Als ich aus meinem Haus ginge, so dachte ich, du
Canaries and Pigeons on the Threshold
89
mußt den Taubenschlag auch auftun, denn sie dauerten mich. Und sprang wieder
die Stiegen hinauf. Ich hatte nachgehens gewünscht, ich hätte nicht aufgetan und alle
verbrennen lassen. Denn wenn ich sie sahe fliegen, wurde mir mein Unglück neu und
vergoß dadurch viele Tränen. Es sind lauter schwarze mit weißen Schwänz gewesen.
Habe den Anfang in Ulm gekauft, sonsten sind auch viele Thier verbrannt’.
42 StAG, B.II.4.h., Stadtbrand-Akten – 2. Brandschriften, Das eingeäscherte Göppingen,
in der Nacht vom 25. zum 26. August 1782. Eine Nachricht an Menschenfreunde, nebst
einigen Bemerkungen von einem Zuschauer, M.S. Wird zum Besten der armen Abgebrannten verkauft, 1. A copy can also be found in the Hauptstaatsarchiv Stuttgart, A
346 Bü24, Sachakten Göppingen Stadtbrand von 1782–84.
43 Ibid., 17: ‘Besonders erneurt sich auch der Kummer des Abends, wenn das Vieh von
der Weide kommt und sich nicht abhalten lassen will, in seine alte Ställe zum Tor
hinein zu dringen – auch die wohnlose Taube, die über der Stadt schwebt und ihren
Gatten und Junge sucht, oder dem Geier, die sich jetzt in der Nähe befinde, in ihren
Schlag entfliehen will – die Schwalbe, die ihr Nest verlohr, und nun zu Hunderten an
den wenigen Häusern klebt; alles, alles ist für den Einwohner vom Morgens bis zum
Abend ein Bild des Jammers!’
44 Squier, Liminal Lives, 274.
Bibliography
Adams, Jon. ‘Neither One Thing nor the Other’, Metascience 15, no. 3 (2006), 613–5, 613.
Benscheidt, Anja. Kleinbürgerlicher Besitz: Nürtinger Handwerkerinventare von 1660 bis
1840 (Münster: Lit, 1985).
Borscheid, Peter. Textilarbeiterschaft in der Industrialisierung (Stuttgart: Klett-Cotta, 1978).
Bourdieu, Pierre. Distinction: A Social Critique of the Judgement of Taste, trans. Richard
Nice (Cambridge MA: Harvard University Press, 1984), 156.
Carsten, Francis Ludwig. Princes and Parliaments: From the Fifteenth to the Eighteenth
Century (Oxford: Oxford University Press, 1959).
DeMello, Margo. Animals and Society: An Introduction to Human-Animal Studies (New
York: Columbia University Press, 2012).
Dinzelbacher, Peter, ed. Mensch und Tier in der Geschichte Europas (Stuttgart:
Kröner, 2000).
Dreher, Alexander. Göppingens Gewerbe im 19. Jahrhundert. Veröffentlichungen des
Stadtarchivs Göppingen. Bd. 7 (Göppingen: Stadtarchiv Göppingen, 1971).
Fernández-Armesto, Felipe. So You Think You’re Human? (Oxford: Oxford University
Press, 2004).
Frey Jr, Dennis A. ‘Wealth, Consumerism, and Culture among the Artisans of Göppingen’,
Central European History 46 (2014): 741–78.
Hauser, Andrea. Dinge des Alltags: Studien zur historischen Sachkultur eines schwäbischen
Dorfes (Tübingen: Tübinger Vereinigung für Volkskunde e.V., 1994).
Hofmann, Emil. Die Industrialisierung des Oberamtsbezirkes Göppingen (Göppingen:
Adolf Müller, 1910).
Kirschmer, Karl. Die Geschichte der Stadt Göppingen, I & II Teil (Göppingen: Johannes
Illig, 1953).
Krüger, Gesine, Steinbrecher, Aline and Wischermann, Clemens, eds. Tiere und
Geschichte: Konturen einer Animate History (Stuttgart: Franz Steiner Verlag, 2014).
90
Animal History in the Modern City
LaCapra, Dominick. History and Its Limits: Human, Animal, Violence (Ithaca: Cornell
University Press, 2009).
Mannheim, Hildegard. Wie wird ein Inventar erstellt? Rechtskommentare als Quelle der
volkskundlichen Forschung (Stuttgart: F. Coppenrath, 1991).
Medick, Hans. Weben und Überleben in Laichingen 1650-1900: Lokalgeschichte als
Allgemeine Geschichte (Göttingen: Vandenhoeck & Ruprecht, 1997).
Münch, Paul and Walz, Rainer, eds. Tiere und Menschen: Geschichte und Aktualität eines
prekären Verhältnisses (Paderborn: Ferdinand Schöningh, 1998).
Nance, Susan, ed. The Historical Animal (Syracuse: Syracuse University Press, 2015).
Ogilvie, Sheilagh. State Corporatism and Proto-Industry: The Württemberg Black Forest,
1580-1797 (Cambridge: Cambridge University Press, 1997).
Sabean, David. Property, Production, and Family in Neckarhausen, 1700-1870 (Cambridge:
Cambridge University Press, 1990), 13–7.
Sahlins, Marshall. Culture and Practical Reason (Chicago: University of Chicago
Press, 1976).
Schomerus, Heilwig. Die Arbeiter der Maschinenfabrik Esslingen (Stuttgart: KlettCotta, 1977).
Schraut, Sylvia. Sozialer Wandel im Industrialisierungsprozeß, Esslingen 1800-1870
(Esslingen: Stadtarchiv Esslingen am Neckar, 1989).
Sperber, Jonathan. Property and Civil Society in South-Western Germany, 1820-1914
(Oxford: Oxford University Press, 2005), especially 236 where he argues that ‘property
was in everything’.
Squier, Susan Merrill. Liminal Lives: Imagining the Human at the Frontiers of Biomedicine
(Durham: Duke University Press, 2004).
Squier, Susan Merrill. ‘Liminal Livestock’, Signs: Journal of Women in Culture and Society
35, no. 2 (2010): 477–502.
Vann, James Allen. Making of a State: Württemberg, 1593-1793 (Ithaca: Cornell University
Press, 1984).
6
The Giraffe’s Journey in France
(1826–7): Entering Another World
Éric Baratay
Introduction
A diplomatic gift from the Egyptian Pasha to Charles X, King of France, the giraffe
arrived in Europe on 31 October 1826, spending the winter acclimatizing in Marseilles.
There she would be taken for a walk every afternoon among the general public; social
events would be organized in the evenings in her honour. The winter safely over, the
giraffe set off to Paris on 20 May 1827, accompanied by mahouts, police officers and
stewards’ vehicles. On her long journey crowds rushed to see her, giving the giraffe a
triumphant welcome wherever she was – for all who saw her, this was an event long
to be remembered, the animal arousing vivid curiosity, wonder and passion. The
press published many accounts of the journey, and kept the king informed as to her
progress. After setting hoof in Paris on 30 June, the giraffe was finally introduced to the
sovereign on 9 July, in Saint-Cloud. Between July and December, some 600,000 visitors
from all across the country witnessed her afternoon stroll at her new home, the Jardin
des Plantes. She was a sensation, the first living giraffe the Western world had seen in
centuries. She attracted crowds as would an extraterrestrial alien strolling through a
park today.
The giraffe was the centre of a wild enthusiasm. Her effigy festooned almanacs,
calendars, prints. She became the star of plays, pamphlets (La Girafe, ou le
Gouvernement des Bêtes, 1872), comic booklets (Dame Girafe à Paris, 1827), songs and
music (La Girafe¸ a waltz for piano). Quantities of souvenir crockery were produced,
adorned with frankly fanciful portraits of the great beast. Women’s fashion was awash
with colours, sleeves, garnitures, necklaces, ribbons, sunshades and even coiffures
inspired by the giraffe. It is these essentially human stories – omnipresent in the
documentary evidence – that are what historians mainly remember about the giraffe’s
adventure in restoration France: the political significance of the gift, the giraffe’s role
in the relationship between France and Egypt, the assiduous action of the authorities
in moving her to her Parisian home, and the twists and turns of her journey, the
enormous popular enthusiasm and the fashions she induced.1
Still, this story is not only human; the general public after all did not come to see
a stuffed object, but rather a being whose actions and agency made a difference to
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the events narrated. It is, first of all, an encounter between beings from two different
worlds – animal and human – an event where the one discovers the other, is surprised
and reacts in its own way, and where each creates a relationship that needs to be
looked at holistically: for each participant, each side needs to be accounted for, though
most particularly that of the giraffe, something which is inevitably alien to us. In this
regard, the concept of liminality is an especially fruitful resource, insofar as it sheds
light on the transitions from one state to another. It is all the more revealing as the
three distinct steps defined by van Gennep and Turner can be identified in the giraffe’s
adventure: from a brutal separation from its initial world when captured in Sudan to
its definitive integration as a captive zoo animal after arriving in the Jardin des Plantes
menagerie in Paris, interrupted by a long period of transition during its trip from
Sudan to Egypt (either on hoof or by boat), from Alexandria to Marseilles by boat, and
eventually from Marseilles to Paris (again on hoof), where the animal would for the
rest of her life be forced to adjust to the bewilderingly mutability of the human world.
It is legitimate to wonder then whether the state of liminality, formulated to describe
the situation of human beings, might be extended to a non-human animal: in order
that we might ask unfamiliar questions, to pay attention to signs and behaviours that
would otherwise go unnoticed or quickly be dismissed, and to outline the peculiar
aspects of this specific liminal story, if it is indeed one. What, for instance, about the
terrible feeling of abandonment during the shocking experience of the giraffe’s capture,
the psychological disorientation, the dismantling of its lifeworld, the suspension of
its habits, the tension, stress and fear that must have been features of this long and
confusing period of transition? And – to a lesser extent – what about human beings?
Can we speak about the astonishment of Europeans, as opposed to the Sudanese or
Egyptians who were more familiar with the animal?
How are we supposed to address such questions about an animal when we have
only ever been dealing with stories about human beings? Even under the sign of
the ‘animal turn’, as it has come to be known, the humanities (and more particularly
history) have been almost exclusively interested in the human perspective, by humans’
practices, actions and representations. We act – or have acted – as if the entire field
of relationships between humans and animals actually could be reduced to a unique
pole (the human world) and a unique direction (from human beings towards or upon
non-human animals) – which leaves a black hole or a black box at the heart of our
studies: for animals as beings that feel, react, act and take initiatives are typically
forgotten or turned into a mere pretext for the research proper, portrayed as entirely
inconsequential objects on which humans’ representations, knowledge and practices
are exerted. The history of animals that has been developed now for more than thirty
years is actually a human history of animals where the latter – as actual beings – are
awkwardly out of place, so much of their reality and complexity forgotten or cast aside.
Preamble: Taking the giraffe’s standpoint?
A few epistemological and methodological questions thus need to be addressed by way
of preamble. I start by suggesting that we look at events from the giraffe’s perspective,
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93
in order better to know this historical actor, a being which deserves to be studied for
its own sake, but also – in retrospect – in order to understand its relationships with
human beings and their world. Looking at issues from the perspective of the animal
means trying to stand alongside them, to adopt their geographic point of view, and to
try to understand what they are experiencing, are subjected to, how they act and react.
This means attempting to project ourselves into them in order to understand their
psychological point of view, what they see but also what they feel. This is obviously an
ambitious aim, a strenuous exercise of imaginative projection or phenomenological
effort, but it is a method of shifting our focus that ethnologists have pioneered and
ethologists have taken up, and a practice that can contribute abundantly to our research
as historians.
In order to focus precisely on the case of the king of France’s giraffe, I cannot address
these questions in any detail, and refer the reader instead to what I have previously
written.2 The general features of this argument recognize, inter alia: the broadening
of the definition of history itself; the need to go beyond ‘cultural’ approaches that
often confine us to the business of deconstructing discourses (which turn the vital
prerequisite of speech into a lifelessly deterministic system); a return to searching for
ontological realities, armed with the concept of situated knowledge, something that
allows for the construction of empirical knowledge while always being aware of the
context of its elaboration; the evident necessity of doing away with the peculiarly
Western historical construction of animals’ essential passivity and moving towards
treating animals rather as feeling, experiencing, acting and adapting beings (note here
that ethology is also taking stock of the animal’s perspective, and increasingly insists on
individual behaviours, as well as on animals’ sociability and group cultures).3 In order
to seek, to see, to show, we need to hypothesize that animals are actors influencing
human beings, having an agency and participating in relationships with humans, as
anglophone scholarship currently recommends. This is an approach that justifies the
observation of human–animal interactions in terms of what animals do to people, but
arguably concedes that it is not necessary to go very far in the study of these beasts
themselves, nor to attribute much to them in terms of their particular capacities.4 We
might also consider animals as individuals with singular personalities, who can be
considered as persons with their own distinct behavioural signatures, and even as
subjects making choices. These ideas are no longer taboo among ethologists.5 Looking
at events from the animals’ standpoint naturally recruits the insights of ethology as a
means of understanding animals’ behaviours (especially those schools of thought that
are willing to consider behaviour on different scales: specific, social and individual);
but we should add that it also requires the support of ecological science, insofar as we
need to study animals’ environments and their influence, along with the contribution
of the neurosciences with regard to the cognitive abilities of animals.6
These disciplinary crossings are essential prerequisites for dealing with historical
documents concerning animals. Our aim here is not simply to validate the latter by
the former, for the temptation is often too great to select or distort according to our
current biases, but instead to cross-fertilize these viewpoints and situated knowledges.
Historical documents are of course, for the most part, human, and questions of their
reliability and partiality also arise – humans only being interested in a few themes,
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for which they have barely recorded all the available information, keeping in mind
only what they could see and wanted to see, always subjecting these questions with
their imagination and interests, the certainties they had about a society, an era – or a
species. But these problems emerge when considering all history, human or animal.
The difficulty for us, approaching the history of animals, is a difference in degree rather
than in kind.
As regards our giraffe, we have gleaned ample information from the prefect of
the Bouches-du-Rhône, and from two naturalists. The first was Salze, a teacher at
the medical school in Marseilles, busy writing a thesis for the Parisian museum. The
second was Etienne Geoffroy Saint-Hilaire, professor at the museum, one of the most
renowned naturalists of his time. Saint-Hilaire was vital in the transport of the giraffe –
an exceptional scientist was required to pick up this exceptional animal in Marseilles –
and he not only wrote numerous letters during the trip but also published an account
having, man and beast, arrived safely at Paris.7 As a matter of priority, all authorities
and administrators focused on the animal’s anatomy, on her movements, and on her
care, such as her diet; but they also considered her behaviour, her attitude, and her
reactions. They were certainly not as restricted, as students, as one might suppose or
fear: their curiosity was only heightened by this marvellous animal, their minds largely
unhampered by prejudicial knowledge, their eyes free to observe. They of course only
wrote what they wanted to say, which is only a part of what they saw or what they
thought they had seen – which is only of course a part of what happened. Nevertheless,
the documents they have left us give us a glimpse of the unfolding of the event of
the giraffe’s journey to the Jardin des Plantes – provided that we turn them around
and seek to stand beside the animal. Their accounts also need to be confronted with
contemporary ethological knowledge (scarce as it is) on giraffidae, knowledge that
prompts us to offer explanations, observations and suggestions.
Back to the giraffe: Her confusing arrival in Marseilles
However, documents only give scarce and fragmentary indications of the first two
stages of the giraffe’s journey, in Africa and then in the Mediterranean. Born at the
end of 1824 or the beginning of 1825 in Sudan, before being captured at four months
old by local agents, she was driven to the Nile and arrived in Alexandria in the bottom
of a boat’s hold, her head popping up on the deck through a hole. She was lucky to
survive, for the mortality of vulnerable giraffe calves was particularly high at the point
of capture – two of her fellows, sent at the same time as embassies to Austria and
England, quickly succumbed. In fact, the entrance of wild beasts to the human world
always represents an extreme level of liminality, one that puts their lives on the line. Our
giraffe probably offered greater resistance, because she was captured young enough to
become attached to mother substitutes (animal wranglers, or other animals such as
camels and horses) and yet old enough to endure constant changes of circumstance,
for she had already learnt how to be independent with other young animals when
their mothers went grazing. This specimen was a female, meant to live in a group and
thus more apt to bear a sociable existence, even a multi-species one, than males used
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to a wandering life.8 These giraffe groups tend to recompose themselves in nature,
something that she experienced during her journey, when her captors sold her to a
local potentate, who in turn sent it to the Pasha, who offered her as a diplomatic gift to
the French Consulate – who himself left her to the care of a ship owner! But her special
temperament (at least according to the Arab mahouts who were used to comparing
captive animals) was perhaps primarily responsible for her surviving the hardships
when her fellows did not. Exceptionally calm and docile, she did not try to run away
after being caught, in contrast to others. Accommodating and obliging, she became
used to walking freely with her human captors. While doing so, ‘she would never show
any desire to flee; but often showed cheerfulness, as young horses do’, but by rearing up,
jumping and expressing a desire to exert herself, she seems to have overcome the stress
and depression that would lead others listlessly to waste away.9
Our study thus truly begins with the historic meeting between the giraffe and
the Europeans, which took place at the end of a quarantine period, on 14 November
1826. This took place in the obscurity of the evening, quite deliberately, as there was
an apprehensive rumour concerning the arrival of a gigantic monster, and an evident
fear of provoking panic. The giraffe herself came out to meet Marseilles ‘unafraid’, or at
least without resisting; she was restrained by the tight lead ropes held by the mahouts,
but she was surely impelled by her need to move around, something I will address
later on. Certainly, she appeared calm, and probably did not see anything in this new
landscape that was disturbing to her; there were few men, in order to avoid scaring her,
and a horse placed ahead of her, ridden by a Marseilles notable who wanted to officially
introduce the animal to his city. The giraffe seemed reassured by the horse – a species
it had become acquainted with since its capture.
The men of the escort understood the influence of the horse when, at the city
gate, the giraffe ‘stopped abruptly, without wanting to move forward or to turn back:
she showed fear, mingled with anxiety’. She was evidently frightened of this dark
corridor – as many animals would be – and refused to stoop into the enclosed space;
she resisted repeated yanks forward, and then backward, as her handlers eventually
and desperately tried to make her turn around. She then discovered the horse that
had been pushed forward to pave the way for her, of which it had momentarily lost
sight, and whose absence had also disturbed her. The horse’s rider turned back to see
what had happened and suggested using his mount as a lead animal, much like the
ones used for herd animals such as sheep, horses and cows. This was a successful ploy:
as soon as ‘the Giraffe saw the horse again …, it was peaceful’. She entered the city
following the horse ‘very closely’ and thus arrived at the prefect’s residence without
further mishap.10 This episode shows how the animals she had mixed with since her
capture were absolutely necessary for her survival and for her adaptation to the new
circumstances that confronted her. They constituted a link to her initial experience in
the savannah, where the herd instinct of giraffe groups and their encounter with other
species from zebras to antelopes allow the giraffe to accept other animals’ company and
even to search for it, particularly in the case of females giraffes. This instinct allowed
our giraffe to survive the six months’ overwintering she had endured in an annexe
of the prefecture that had been hastily converted into a stable for the occasion: this
impromptu animal house sheltered two cows that helped when it came to feeding the
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giraffe, two antelopes destined for the national museum and two draft horses that were
meant merely to warm up the enclosure.11
The giraffe would still not be fully reassured, since she did not take her favoured
position to sleep: lying on her stomach, her head thrown over her right hind leg.
Observers would have noticed it if she had taken this stance, even if the species in the
wild only uses it for a few minutes each night, to avoid being most vulnerably exposed
to predators. The avoidance of this position is now recognized as an important sign of
stress. In Marseilles, the giraffe ‘barely lies down’ and is forced to slumber while standing
– and only for short periods of time; she remained vigilant, therefore, using the species’
capacity to barely sleep, typically a more accentuated trait in older specimens needing
to sleep less. During the day, the giraffe newly brought to France seemed to suffer from
the narrowness of the room – both in terms of height and plan – a typical fault of captive
environments, since people put animals in places proportional to them, and the spaces
available to them, rather than with the animals’ needs in mind, something they anyway
barely understood. As a matter of fact, as she stood 3.53 metres tall, she did not stand
far from the ceiling height at its highest point of 4 metres. She could not come and go
as she pleased. And she would also be ‘almost constantly moving’: she would need to
do so to alleviate the pressure on her haunches owing to the height of her neck, which
was very tiring when inactive. She moreover moved repeatedly forward and backward,
probably out of boredom, and an obvious stereotypical behaviour.12 This was then an
individual giraffe exhibiting abnormal behaviour (compared to her wild counterparts);
this is the ‘nature’ that these Europeans observed in their wonder and enthusiasm.
Winter in Marseilles: Fear, puzzlement, adaptation
When inactive, the giraffe would take an interest in the visitors who clustered every
day in front of her premises. She would often lower her head to inspect them, or raise
it out of the window, and she ‘would happen to lick strangers from time to time and
even sniff those who came near her’; but the animal would withdraw when frightened,
when she heard shouts or was confronted by abrupt movements from those who were
equally apprehensive of her behaviour. Even though it was based on a mutual curiosity,
the encounter between these two worlds was admittedly only a partial and momentary
alternative to mutual incomprehension. It generated reciprocal adaptations, however,
such as during the first walks around the prefecture courtyard, when the animal would
want to start galloping to stretch her limbs. She would quickly tire of dragging her
mahouts behind her, all the more since giraffes feel discomfort when running as a
consequence of their unbalanced bodies and their long necks. Subsequently, she would
learn to ‘rise up and drop, motionless, on her legs’, making up for not being able to
gallop. She would jump up and down on the spot, or, later, learning to fall in step with
her handlers, adopting an easy rhythm with them.13
Similarly, when she was taken to the streets of Marseilles and outside its limits, from
around March 1827 onwards, she felt herself constrained by the ropes of the six men
who supervised her, bonds that would prevent her from running amok but also more
gently and gradually be used to lead her. She felt less and less pressure, as she exhibited
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a relatively placid nature, and she quickly became used to her restraints, obediently
following the dairy cows that her handlers – having learnt the lesson of the initial
entrance to the city – had stationed ahead of her. She would ‘obey their direction’ and
felt a strong affinity with these fellow ruminants and members of the bovid family –
like the antelopes with whom she had mixed in the savannah, and the two specimens
that had been placed its stable. She would not only be interested in these particular
cows but in all the specimens she would meet along the way, animals which would
not show any sign of fear of her, unlike the horses or the mules that whose anxiety
manifested itself in holding their ears out, pawing at the ground if they had to wait,
and moving smartly away when the opportunity arose; the equines were particularly
sensitive to the giraffe’s scent, whereas the giraffe herself would carefully observe and
smell them, would try to follow them, and watched them closely when they moved
away.14 The giraffe’s anxious curiosity was not only directed towards humans!
She was keen on trees: she would examine each of them, pull on her ropes to stop
in front of them, forcing her human companions to let her smell and taste the leaves –
which they would allow, as they took interest in her behaviour (one of the few natural
behaviours they could actually observe), the two sides here finding common ground.
She fulfilled an activity that keeps wild giraffes (mostly the females) busy – slow
chewers as they are – but something that captive animals are deprived of. Without this
stimulation, the giraffe would express her frustrations in stereotypic behaviour which
has long been thoroughly observed: she would lick the walls of the stable or wrap her
long tongue around the hands of passers-by during her walks – though the latter would
not understand the reasons for this and would wrongly believe her to be indulging in
a natural action.15
The giraffe appeared affectionate to human beings, depending on the situation. She
‘would willingly smell’ the closest onlookers she would see on the streets and on paths,
whom she would obligingly allow to approach, even as they crowded around her, talked
or shouted, astonished, ecstatic, frightened as they were. But the animal ‘did not like
to be touched’, ‘seemed fearful, attentive to noise’, and typically stiffened in the event of
perceived danger, keeping ‘its head very high when disturbed or frightened’, her neck
and ears straight. All the same, over the coming months, she would get more used to
the sight and sounds of the crowd: the journalists who reported her skittishness in
December would no longer do so in April – either because they no longer perceived it
as worthy of comment or, more likely, because she had overcome her fears, evidence of
her singular individuality even as the inhabitants of Marseilles became less interested
in her novelty.16
On the other hand, the naturalists who continued to take an interest in her, their
curiosity rendered more urgent by the real possibility of her imminent demise, proved
a constant irritant. On their orders she would time and again be roped into immobility,
examined from rump to ears, measured, prodded, rendered into an anatomically
accurate portrayal. She would become stressed when these scientists examined her
head, when she ‘would not allow herself to be easily touched’. She shook her head
vigorously, and bridled when she felt her lips being lifted and her mouth forced open;
she held her mouth shut so firmly and with so much stubbornness that it proved ‘pretty
hard to count the incisors in the lower jaw’, so that it ‘was impossible to have a notion’
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of its dentition. She would resist even more strenuously when these men tried to feel
her ears, her horns and the protuberance behind her head – as we might expect, as she
feared an attack from a predator. They were thus reduced to approximate measurements.
On other occasions, she was provoked to a flight reaction so that her movements could
be observed. She would ‘hurry, get carried away’, becoming frightened in other words,
and would quickly run out of breath. She would sometimes become so ‘annoyed’ when
naturalists attempted to analyse her defence mechanisms that she would rear up in
frustration; at other times she would be more pliable, stretching her neck and raising
her head for example to grab twigs and branches waved in front of her and slowly
withdrawn, so that her extended tongue could be measured. Even so, she would feel
her tongue being grasped and touched – which must have frightened her at first before
merely becoming another irritation.17
She also suffered stress (a term which has been used for about thirty years in
ethology and includes states from anxiety to pain) in the face of misunderstandings
between the two worlds of human and animal.18 She would often have to stoop down,
for instance, to grasp the branches deliberately laid on the ground by her captors in
order to examine her posture; this was a position thought to be both natural – since they
considered eating on the ground as normal – and comfortable for the giraffe: ‘She first
sets aside a small quantity of food with one of her front legs, then with the other, before
repeating the same manoeuvres several times; it is only after these attempts that she
chose to bend her neck and put her lips and tongue on what was being offered.’ In fact,
she would become so anxious that she would only consent to do this for the mimosa
which she particularly loved – for this posture is risky in the wild, making her bended
neck vulnerable to predators, such that giraffes only use this posture to drink quickly,
swallowing fifteen litres of water at a time, and never to eat, even going without this
food for three or four days in favour of leaves. She would also be physically discomfited,
taking considerable time and precaution to spread her front legs, to contract her rump,
to push her shoulders out and to stretch her neck – and frequent repetition of this
position would clearly disturb her physiological mechanisms designed to control the
great variations in blood pressure inevitable in an animal whose head is located two
metres above its heart.19
Food was one of the most important elements of the encounter between animal
and human. The giraffe was constantly invited to taste different fare – and the
incomprehension produced was mutual, a matter of hesitant experiments, surprise and
astonishment from one side, and mistrust from the other. The giraffe would ‘more or
less’ smell but would otherwise not touch European fruits and vegetables at all (even
the fresh ones, for all that these would be rare and precious for many Westerners). ‘She
took some salt but threw it away’, it was observed, while horses and cows would love
it! She would only swallow ‘small quantities’ of the bread that people ate in abundance!
She would refuse exotic fruits, even if these were sourced from Africa, which should
surely suit her down to the ground! She paid no attention to the lush and highly prized
meadows (though all European livestock enjoyed them, for giraffes, especially females,
this meant adopting a vulnerable position). She would barely graze the abundant ash,
only nibble the lime tree and the cherry tree (rarer and more precious still) – but she
‘would return with pleasure’ to the yew and the cedar, lumpy and bitter as they are!
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Since her capture, she had in fact been drinking milk from camels and,
subsequently, cows – milk less rich than that of giraffes – but since it was sourced
from fellow ruminants easily digestible to her, constituting an important element of
its psychological sense of security as much as its physiological survival. ‘In general,
she does not want cold milk’ – warm milk was her preference, as it would be for an
animal separated too early from her mother (giraffes in such a position today are
bottle-fed and only later weaned). The giraffe would thus force her human masters
to accommodate to her needs and demands, though in time she would take to grains,
such as maize (still rare and dear), which indeed it ‘would prefer to any other’, which
it ‘would always eat avidly when served on its own’, and which it would ‘pick out, grain
by grain’, when mixed with the far cheaper barley, bran and broad beans. And since she
was ‘delighted’ by the company of her cows, she eventually deigned to eat the hay she
had peremptorily refused back in February, following the example of the cows, and in
this way adjusting her world to that of others.20
From Aix to Paris: The trauma of transit
Her good behaviour prompted the expedition to Paris on foot and hoof, beginning on
20 May. She adapted once again, became used to the rhythm and regimen of her daily
walks. As early as the 24th, however, once she ‘saw the cows preparing to leave, she
also decided to leave, without needing any prompting from her groom’. In doing so she
exhibited again her attachment to her fellow beasts, and at the same time a degree of
‘domestication’ and tractability thanks to her contact with people. She became ‘docile’
and ‘perfectly obedient’, to the point that only two mahouts were needed to hold her
ropes. She became accustomed to eating and drinking in the open air and in public,
whereas previously she had only done so in the tranquillity of the stable in Marseilles.21
She saw, heard and sensed the people as they walked by: and in her more relaxed state
she had time now to observe and smell the mules, horses and oxen that were forced to
stand aside by the gendarmes escorting the convoy. All the same, the busy crowds –
noisier and more agitated than the ones in Marseilles – caused the giraffe to stiffen up
and to stand in apprehension.
She would indeed become particularly stressed in the large cities providing the
stages in her journey to Paris. In Aix, she entered through the narrow streets where
she was confronted by the people who rushed alongside the convoy, or hurrying to
upper floors to see her better, leaning out of windows and over balconies, waving
and cheering. She would hear their shouts, their applause ringing around her
head, her most sensitive area. Everywhere she lodged, in the outhouses of hotels,
she would be forced to go out and satisfy the curiosity of the immense crowds,
else risk disturbances later. She took part in these unwelcome strolls twice on the
same day in Aix, six times in Lyon, paraded through the streets, the main avenues
and squares, to allow the maximum number of people to see her. In Aix, where
‘the number of curious people was incredible’, she only heard ‘a single shout, as
it was so universal, extended and loud’ as she was led out in the morning. She
was accompanied by waves of exclamations, great expressions of wonder, and by
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the jostling of an indisciplined public, for all the presence of the gendarmes who
accompanied the procession.
She was not too skittish, reassured by her cows that she saw in front of her but also
restrained by the pressure of the tightropes held by the mahouts; she would eventually
be attracted by the foliage of the avenues and of the squares that she passed through,
and she was led there because people could observe how she grazed and because
this put on a spectacle that even people some distance away could witness without
difficulty. She would concentrate on finding the best leaves, momentarily forgetting the
unfamiliar sights, sounds and sensations of the street. She hovered her head above the
flowers placed on windowsills and the grass grown on lean-tos, even condescending
to lick a few hands along the way. She did not seem now to be unduly ‘astonished by
the crowd that rushed to its feet’ whenever she approached; she exhibited an apparent
tranquillity that allowed her handlers to put her on ready display to the delight and
excitement of the crowds, even though she was constantly nervous and anxious – as
with many herbivores she was ever on the lookout for predators, but her straight neck
and raised head were simply misinterpreted as the sign of a ‘majestic’ demeanour.
She did panic in Lyon, however, at the Place Bellecour, during her final parade there.
As a precaution because of the expected influx of people on this Saturday morning, 9
June, the reassuring cows were replaced by a detachment of cavalry, designed to clear
the way more effectively, but meaning that the giraffe was deprived of her main point
of reference. ‘Curious spectators having rushed to her side, she became frightened’,
presumably mistaking them for predators. She started to flee – surprising all but one of
the mahouts who were forced to drop their ropes – and startling the horses pressed up
against the onlookers in front. She ran even faster now, seeing the press of spectators
ahead of her, trying to avoid them as best she could, but aware of the gendarmes’
attempts to keep people calm. She also heard people running behind her, gathering
to witness what they believed was a staged display of her galloping ability. She circled
around the statue of Louis XIV, and then stopped abruptly, exhausted by this exertion
and by the burden of the one remaining mahout who had managed to hold onto her,
and no doubt also quietened by the crowd simultaneously slowing down.22
Her evident distress was properly noticed by Geoffroy Saint-Hilaire, who spoke
perceptively of the ‘ennui of performance’ – as in Aix where ‘the spectators had been so
insatiable, and the giraffe more tired when resting than on her daily walks’. The convoy
thus decided to cross the Morvan after Beaune, steering clear of other big cities until
they came to Paris.23 They finally arrived on 30 June in decent shape, thanks to a period
of prolonged physical acculturation, the giraffe notably calmer (she was led now by only
two mahouts). She could even be led without her cows – these in any case threatened
to take away from the dignity and exoticism of the spectacle – and this is how she was
received by the king in Saint-Cloud, walking behind two professors of the museums on
horseback, and surrounded by its keepers and handlers, by the ever-present gendarmes,
and by the equally inevitable crowds, loud but essentially good-humoured. In front of
the court, she was still made to exhibit herself, the various gestures and movements
that were supposed to illustrate, for Europeans, the giraffe’s ‘nature’, modest and often
misleading as this impression was. She would be forced to break into a trot under her
keepers’ direction, even though this was not a natural behaviour in the wild. She was
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101
offered precious petals to smell – befitting her rare and exotic status, but if she wanted
to taste them, she would need once again, uncomfortably and unnaturally, to lower
herself.
Doubtlessly her apparent calm was abused, as for instance during her first walks in
the fenced yard of the botanic school at the Jardin des Plantes, where she would hear
the masses of spectators gathered at the gates, yelling, hooting – there were more than
ten thousand of them on the day after her arrival. After the royal reception at SaintCloud, she would go out less often, giving her time to rest, and avoid the indigestion
that eating the public’s flowers unfortunately brought it – the ordinary folk wanting
to mimic the sovereign and to tempt the great beast closer, and the giraffe, true to her
nature, was unable to restrain her appetite for these morsels.24
Coming out of the dangerous and disturbing liminal state would in the end be
achieved through a stabilization of the environment and the imposition of a regular
rhythm on her activities. In October, the giraffe discovered her winter quarters:
this would prove to be one of the narrow hexagons of the rotunda in the Jardin des
Plantes. Entering into the famous menagerie meant passing over into the stage of
her life as a zoo animal. Now, sadly, she could barely move, all the more so since the
walls were stuffed with bundles of hay and since a mahout and the cows meant to feed
and calm were also expected to reside here, along with a stove that would heat the
room up to six degrees warmer than outside. This was surely why she reverted to the
stereotypical movements and licking. She would also be prevented from grazing the
precious exotic trees when she did venture out, and she ‘seems to compensate herself
for this privation by continually running her tongue over her lips’.25 Still, she was
even now adapting herself, though the documentary evidence becomes very scarce
at this point, limiting what we can say about this animal and her latest rite of passage,
this third stage of her existence.26 She did not decline and disappear, however; she
resisted the appalling mortality in zoos with inmates during their first year, and she
must have appreciated the reduction in the number of fatiguing public performances
expected of her. Indeed, our giraffe went out of fashion after the fall of Charles X in
1830, the July Monarchy marking a respite for her. She even became acclimated to the
Parisian weather, and to the presence of more famous and fashionable neighbours in
the rotunda – the elephants, especially, and the other wild animals with their peculiar
scents and roars – and even to the deaths of some of her beloved cows. Another giraffe
was welcomed into the zoo in 1839, with whom she could eventually communicate,
through infrasound. She grew to her greatest height of 5.80 metres, and eventually
passed away at the age of twenty years in 1845, from phthisis of the lungs (the bacillus
of this tuberculosis had a bovine origin and was probably transmitted to her through
the milk of one of her cows, as she remained faithful to her first diet to the end of
her days).
Conclusions
From this history we can identify a pronounced and distinctive liminal state – not
continuous but uneven, oscillating between stress and adaptation, with a first intensely
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Animal History in the Modern City
felt disruption when arriving in Europe, an extended period of progressive habituation
when overwintering in Marseilles, and a new burst of anxiety and fatigue at the start
of her journey northwards, along the Rhône corridor and its busy, bustling cities; this
was followed by a calmer and less traumatic experience after Lyon, particularly when
passing through the tranquil Morvan, and one more period of acute stress in Paris,
before a final process of adaptation and accommodation in the Jardin des Plantes.
Reconstructing the experience of travel and liminality from the animal standpoint, we
remove ourselves from the exclusively human vision, the festive theme of performance
and wonder, and are confronted instead with a delicate negotiation between two
worlds, with its fair share of fear, doubt, incomprehension, learning, adaptation, on
both sides –that of the Sudanese animal brought in 1827 to the Paris zoo, but also on
the part of the human beings who received the giraffe, who were scared and excited in
equal measure, who set out in hope to understand her nature, even if eventually she
became a matter of indifference.
Notes
1 Gabriel Dardaud, Une Girafe pour le Roi: La Véritable Histoire de Zarafa la Première
Girafe de France (Bordeaux: Elytis, 2007); Michael Allin, Zarafa: A Giraffe’s True Story,
from Deep in Africa to the Heart of Paris (London: Headline Review, 1999).
2 Éric Baratay, Le Point de Vue Animal: Une Autre Version de l’Histoire (Paris: Le Seuil,
2012); Éric Baratay, ‘Geschichtsschreibung von Seiten der Tiere: Leben und Sterben
im Ersten Weltkrieg’, Tierstuden 5 (2014): 30–43; Éric Baratay, ‘Building an Animal
History’, in French Thinking About Animals, ed. Louisa Mackensie and Stephanie Posthumus (East Lansing, MI: Michigan State University Press, 2015), 3–14. Éric Baratay,
Biographies Animales: Des Vies Retrouvées (Paris: Le Seuil, 2017).
3 Julius Bräuer, ‘What Dogs Understand about Humans’, in The Social Dog: Behavior and
Cognition, ed. Juliane Kaminski and Sarah Marshall-Pescini (London: Academic Press,
2014), 295–317; Monique A. R. Udell et al., ‘A Dog’s-Eye View of Canine Cognition’,
in Domestic Dog Cognition and Behavior: The Scientific Study of Canis Familiaris, ed.
Alexandra Horowitz (New York, 2014), 221–40.
4 See the special issue, Arthur Danto, ed., ‘Does History Need Animals?’, History and
Theory 52, no. 4 (2013): 1–167.
5 Adam Miklosi et al., ‘The Personality of Dogs’, in Kaminski and Marshall-Pescini, The
Social Dog, 191–222.
6 Ádám Miklósi, Dog Behaviour, Evolution and Cognition, 2nd edn (Oxford: Oxford
University Press, 2015).
7 Correspondence of Villeneuve-Bargemon, Archives Départementales des Bouches-duRhône (subsequently ADBR), 4 T 53; Salze, ‘Observations Faites sur la Girafe Envoyée
au Roi par le Pacha d’Egypte’, Mémoires du Muséum d'Histoire Naturelle 14 (1827):
68–84; Étienne Geoffroy Saint-Hilaire, correspondence: ADBR 4 T 53, and ‘Quelques
Considérations sur la Girafe’, Annales des Sciences Naturelles 11 (1827): 210–23.
8 To avoid multiple notes, the ethological discussion is taken from the definitive
reference: Anne Dagg, Giraffe. Biology, Behaviour and Conservation (Cambridge:
Cambridge University Press, 2014).
9 L-D. Ferlus, Nouvelle Notice sur la Girafe (Paris: Moreau, 1827), 4 ; Salze, ‘Observations’,
71–2; Saint-Hilaire, ‘Quelques Considérations sur la Girafe’, 210–11, 223.
The Giraffe’s Journey in France
103
10 Cited in Salze, ‘Observations’, 68–9; ADBR, 4 T 53, Prefect to the Customs Director,
14 November 1826.
11 Salze, ‘Observations’, 82–3; ADBR, 4 T 53, Open account, 10 November 1826, letters
from the prefect, 8 and 18 November 1826, 12 February 1827.
12 Salze, ‘Observations’, 80–3; Meredith J. Bashaw et al., ‘A Survey Assessment of Variables Related to Stereotypy in Captive Giraffe and Okapi’, Applied Animal Behaviour
Science 73, no. 3 (2001): 235–47.
13 Cited in Salze, ‘Observations’, 78, 81–2; ADBR, 4 T 53, letters from the prefect, 12
February 1827.
14 Cited in ADBR, 4 T 53, letters from the prefect, 3 and 19 March 1827, 28 April 1827,
June 1827; Louis-Furcy Grognier, Gazette Universelle de Lyon, 14 June 1827, 1.
15 Salze, ‘Observations’, 76, 82; ADBR, 4 T 53, letters from the prefect, 12 February 1827.
16 Cited in Salze, ‘Observations’, 82; ADBR, 4 T 53, letters from the prefect, 12 February
and 28 April 1827, and letter from the museum, 4 July 1827.
17 Cited in Salze, ‘Observations’, 77, 79 and Saint-Hilaire, ‘Quelques Considérations sur
la Girafe’, 216, 220.
18 Robert Dantzer, Le Stress en Élevage Intensif (Paris: Masson, 1979).
19 Saint-Hilaire, ‘Quelques Considérations sur la Girafe’, 214–15; Graham Mitchell et al.,
‘The Origin of Mean Arterial and Jugular Venous Blood Pressures in Giraffes’, Journal
of Experimental Biology 209, no. 13 (2006): 2515–24.
20 Cited in Salze, ‘Observations’, 73–6, 83; ADBR, 4 T 53, Expense reports, November
and December 1826, letters from the prefect, 12 February 1827.
21 Cited in ADBR, 4 T 53, letters from Étienne Geoffroy Saint-Hilaire, 21 and 24
May 1827, 2 June 1827; and Saint-Hilaire, ‘Quelques Considérations sur la Girafe’,
214, 219.
22 Cited in: ADBR, 4 T 53, Letters from the prefect, 23 June 1827, from the deputy
prefect in Aix, 23 June 1827, from Étienne Geoffroy Saint-Hilaire, 24 June 1827; ‘Cérémonial of Aix, 20 May 1827’, in É. Aude, La Girafe à Aix (Aix: Imprimerie Chauvet,
1934), 10–12; Louis-Furcy Grognier, Gazette Universelle de Lyon, 6 June 1827, 2, 7
June 1827, 2, 9 July 1827, 1; Archives Municipales de Lyon, 1 I 65, letter from the
mayor, 6 June 1827.
23 Citations from ADBR, 4 T 53, letters from Saint-Hilaire, 2 and 5 June 1827, and 23
and 24 May 1827.
24 ADBR, 4 T 53, letters from the muséum, 4t July 1827, and from Saint-Hilaire, 12 July
1827; Louis-Furcy Grognier, Gazette Universelle de Lyon, 15 July 1827; L-D. Ferlus,
Dernière Notice sur la Girafe Contenant la Relation de Son Voyage à Saint-Cloud (Paris:
Moreau, 1827).
25 ADBR, 4 T 53, Geoffroy to the prefect, 22 October 1827; citation from Ferlus,
Dernière Notice sur la Girafe, 9.
26 Pierre Bernard et al., Le Jardin des Plantes (Paris: L. Curmer, 1842), Vol. I, 41–3; Pierre
Boitard, Le Jardin des Plantes: Description et Murs des Mammifères de la Ménagerie et
du Muséum d’Histoire Naturelle (Paris: J.J. Dubochet, 1842), 442.
Bibliography
Allin, Michael. Zarafa: A Giraffe’s True Story, from Deep in Africa to the Heart of Paris
(London: Headline Review, 1999).
104
Animal History in the Modern City
Aude, É. La Girafe à Aix (Aix: Imprimerie Chauvet, 1934).
Baratay, Éric. Le Point de Vue Animal: Une Autre Version de l’Histoire (Paris: Le
Seuil, 2012).
Baratay, Éric. ‘Geschichtsschreibung von Seiten der Tiere: Leben und Sterben im Ersten
Weltkrieg’, Tierstuden 5 (2014): 30–43.
Baratay, Éric. ‘Building an Animal History’, in French Thinking About Animals, ed. Louisa
Mackensie and Stephanie Posthumus (East Lansing, MI: Michigan State University
Press, 2015), 3–14. Baratay, Éric. Biographies Animales: Des vies Retrouvées (Paris: Le
Seuil, 2017).
Bashaw, Meredith J., Tarou, Loraine R., Maki, Todd S., Maple, Terry L. ‘A Survey
Assessment of Variables Related to Stereotypy in Captive Giraffe and Okapi’, Applied
Animal Behaviour Science 73, no. 3 (2001): 235–47.
Bernard, Pierre, et al. Le Jardin des Plantes (Paris: L. Curmer, 1842)
Boitard, Pierre. Le Jardin des Plantes: Description et Murs des Mammifères de la Ménagerie
et du Muséum d’Histoire Naturelle (Paris: J.J. Dubochet, 1842).
Bräuer, Julius. ‘What Dogs Understand about Humans’, in The Social Dog: Behavior and
Cognition, ed. Juliane Kaminski and Sarah Marshall-Pescini (London: Academic Press,
2014), 295–317.
Dagg, Anne. Giraffe. Biology, Behaviour and Conservation (Cambridge: Cambridge
University Press, 2014).
Danto, Arthur, ed. special issue ‘Does History Needs Animals?’, History and Theory 52, no.
4 (2013): 1–167.
Dantzer, Robert. Le Stress en Élevage Intensif (Paris: Masson, 1979).
Dardaud, Gabriel. Une Girafe pour le Roi: La Véritable Histoire de Zarafa la Première Girafe
de France (Bordeaux: Elytis, 2007).
Ferlus, L-D. Nouvelle Notice sur la Girafe (Paris: Moreau, 1827).
Ferlus, L-D. Dernière Notice sur la Girafe Contenant la Relation de Son Voyage à Saint-Cloud
(Paris: Moreau, 1827).
Miklosi, Ádám, et al. ‘The Personality of Dogs’, in The Social Dog: Behavior and Cognition,
ed. Juliane Kaminski and Sarah Marshall-Pescini (London: Academic Press,
2014), 191–222.
Miklósi, Ádám. Dog Behaviour, Evolution and Cognition, 2nd edn (Oxford: Oxford
University Press, 2015).
Mitchell, Graham, Maloney, Shane K., Mitchell, Duncan and Keekan, D. James Keegan.
‘The Origin of Mean Arterial and Jugular Venous Blood Pressures in Giraffes’, Journal
of Experimental Biology 209, no. 13 (2006): 2515–24.
Saint-Hilaire, Étienne Geoffroy. ‘Quelques Considérations sur la Girafe’, Annales des
Sciences Naturelles 11 (1827), 210–23.
Salze, ‘Observations Faites sur la Girafe Envoyée au Roi par le Pacha d’Egypte’, Mémoires
du Muséum d'Histoire Naturelle 14 (1827): 68–84.
Udell, Monique A. R., Lord, Kathryn, Feuerbacher, Erica N. and Wynn, Clive D. L.
‘A Dog’s-Eye View of Canine Cognition’, in Domestic Dog Cognition and Behavior:
The Scientific Study of Canis Familiaris, ed. Alexandra Horowitz (New York: Springer,
2014), 221–40.
7
The Elimination of the German Butcher Dog
and the Rise of the Modern Slaughterhouse1
Annette Leiderer
Introduction
This chapter focuses on the fate of butcher dogs in Germany from the late eighteenth
to the early twentieth century. These remarkable dogs were draft and herding animals,
but also animal companions to the butchers and an essential part of their public image.2
There was even a breed of dogs named after them, the Metzgerhund or Fleischerhund.3
This is worth mentioning since names of dog breeds rarely refer to the owner of the
dog; the majority of dogs are named or categorized by geography, usage, prey or social
function: Newfoundlands or Yorkshires, say, or shepherd and hunting dogs, foxhounds,
staghounds, lapdogs and toy dogs.4 What is more, butcher dogs had a special status
when it came to their freedom of movement. They were the only domesticated animals
that were allowed to enter the slaughterhouse and leave it alive; and in contrast to the
draft horses owned by butchers or cattle traders, butcher dogs could freely roam the
slaughterhouse or abattoir environs.5 This was not to last, however: after the 1860s, with
the modernization of animal killing, the distinctive and even definitive mobility of the
butcher dog came quickly to an end, as most local authorities in Germany moved to ban
the butcher dogs from the slaughterhouse sites.6 This chapter aims to understand the
proscription of butcher dogs, looking at the historical context of this unique human–
animal relationship and its framing of the liminality of animals and humans alike.
The first section of this chapter attempts to characterize the bond between butchers
and their dogs in the early nineteenth century. Historical research on butcher dogs is
hardly abundant, so this first section presents and debates source material that can
provide an insight into the historical relationships between butchers and their dogs
in German towns. This rough sketch will show that the public image of butcher dogs
was affected by the negative stereotypes of butchers themselves, something that had
developed long before the nineteenth century.7 The occupation of killing made butchers
the subject of suspicion and speculation, notably whether they were born cruel or made
cruel by their profession.8 Nevertheless, the social status of butchers, and by extension
their dogs, was not that of complete outsiders. Their ‘bloody’ craft separated them from
the ordinary citizen and defined the butcher and his dogs as a liminal pair in a moral
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Animal History in the Modern City
sense. But butchers were organized in respected and established municipal associations
such as guilds.9 Butchers and butcher dogs were liminal beings, repeatedly traversing
rites de passage, and proceeding through the classic phases of separation, liminality
and aggregation.10 Every act of killing an animal inside the slaughterhouse separated
the butcher from his fellow citizens, but every act of slaughtering, transforming the
dead animal body into meat, was a liminal act that led to acts of aggregation to society,
such as through the sale of meat that resulted, or the cattle trade in general, or, most
significantly, the performance of corporate identities during festivities.11
Having established the traditional liminal status of the butchers and their dogs, the
second section of this chapter describes the transformation to a publicly monitored
slaughterhouse culture in Germany after 1860. This change to the profession split and
ultimately dissolved the liminal position originally inhabited by butchers and butcher
dogs. Now the butchers would be observed and accompanied in public only by other
butchers, and by public officials and veterinarians, while the butcher dogs were no
longer actors even inside the slaughterhouse. Once the butchers’ social position
became less liminal, in other words, the social role of the butcher dogs was eliminated.
No ordinary dog: The butcher dog in late-eighteenthand early-nineteenth-century Germany
In popular images and visual art, pedagogical stories and encyclopaedias published
between 1780 and 1820, butcher dogs formed an essential part of the public image of
butchers. They did not appear as interchangeable or marginal figures, but as central
actors of the butcher’s household.12
Figure 7.1 is a reprint of the master craftsman diploma handed to new master
butchers by the masters of the guild of Heilbronn from 1802:13 the butcher dog appears
in the upper part and the left part of the titular vignettes, and in both cases the dog
walks behind the butcher. In the first instance the butcher holds a leash to control an
ox or a bull, while the butcher dog trots freely after his owner. Since these ornaments
usually bear reference to the content of the diploma, this image indicates that the
butcher dog was part of the public image of master butchers at that time.14
Figure 7.2 shows a so-called popular scene by the Czech-Austrian artist and
caricaturist Georg Emanuel Opiz.15 It depicts daily life in Vienna around the year
1812, and includes a butcher’s servant carrying a piece of meat over his right shoulder,
accompanied by a dog. In terms of liminality and the process of crossing between the
segregated slaughterhouse and the public space of the city, the position of this dog is
significant. It is depicted at the threshold of the butcher’s house, at the very moment of
leaving the home and entering the street. The dog’s appearance further demonstrates
his status as a de facto participant in public life. Two other images can be offered in
support to this proposition.
Figure 7.3 is a reprint of an engraving after a genre painting by the Saxonian academy
artist J. F. Constantin Schröter, part of a series of Leipzig street scenes manufactured in
the 1820s.16 It resembles Opiz’s piece, but shows a ‘rural butcher-wife and rural butcher’
– to the fact that butcher dogs were not only an urban phenomenon. In Schröter’s picture
The Elimination of the German Butcher Dog
107
Figure 7.1 Master craftsman’s diploma, Heilbronn 1802. From Hans-Peter de
Longueville, Kurt Nagel, Benno P. Schlipf, and Theo Wershoven, Kostbarkeiten des
Fleischerhandwerks (Heidenheim: Rees, 1986), with permission of Professor Kurt Nagel.
the butcher is standing in the centre of the composition and shouldering a tray of meat.
He talks to his wife, who stands at his right side, while the dog stands to his left.17
Finally, the ceramic figurine in Figure 7.4 is a so-called Stubenzeichen. These were
owned by guilds who, when gathering in taverns, put them on the table to demonstrate
their affiliation.18 This example was manufactured in the 1820s by the Suebian ceramic
artist Septimus Rommel.19 As in the master craftsman diploma of Figure 7.1, the
butcher here holds an animal for slaughter on a leash, accompanied in this occupation
by his dog, who once again walks off-leash.
In these four depictions butcher dogs appear as part of the butchers’ public image.
The street scenes they inhabit are portrayed somewhat neutrally, but the dogs are both
the butchers’ companions and, as guard dogs and herding dogs, business partners.20
Unsurprisingly, the diploma and the ‘Stubenzeichen’ manufactured specifically for the
butcher guilds portray a favourable image of the profession. In pedagogical literature,
however, the butcher and his dog were viewed in a more dubious light. Johann Heinrich
Pestalozzi and Johann Peter Hebel, two widely read authors of the late eighteenth and
early nineteenth century, introduced butcher dogs as characters in stories with a clear
educational bias, and their portraits of these animals and their relations with their
masters, suggests a more problematic public life. Between 1781 and 1787 the Swiss
pedagogue and romanticist Johann Heinrich Pestalozzi wrote and published Lienhard
and Gertrud – A Tale for the People, in four parts.21 The central figure in this novel
is the eponymous Gertrud, who lives in a village called Bonnal with her husband
Lienhard. Pestalozzi paints Bonnal as a morally and legally corrupted place, and in this
environment the local Juncker Arner, inspired by Gertrud’s fine teaching skills, wants
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Animal History in the Modern City
Figure 7.2 Georg Emanuel Opiz, ‘Female butcher with servant, lady and hawker’,
c.1812. Reproduced from Bruno Brandl and Günter Creutzburg, Die Große Walz: Das
Handwerk im Spiegel der Literatur des 19. und 20. Jahrhunderts (Berlin: Verlag der
Nation, 1974), with the permission of the publishers.
to bring about sweeping educational reforms, bringing the ideas of the Enlightenment
to the benighted inhabitants.22 While the village has started on the path from chaos
to perfect harmony, however, Pestalozzi introduces an ‘anti-Gertrud’, by the name
of Sylvia.23 Sylvia arrives at the home of the Juncker in the fourth part of the novel,
when he is confronted with rioting villagers who refuse his social and legal reforms.
An orphan without proper education, Sylvia is portrayed as a woman who lacks moral
qualities, someone who provokes other people and generally advertises her unpleasant
character. Sylvia has to stay with her cousin Arner for a season and immediately sets
out to rock the boat, convincing a friendly hunter to set loose his two dogs to frighten
a peasant who was to deliver a letter to Arner’s home. This incident causes uproar in
the village and, given the novel’s educational purpose, has to be punished, and this
‘would follow quickly’ through the action of a butcher dog. One evening the butcher
The Elimination of the German Butcher Dog
109
Figure 7.3 J.F. Schröter, ‘Rural butcher-wife and rural butcher’, c. 1820. Reproduced
from Bruno Brandl and Günter Creutzburg, Die Große Walz: Das Handwerk im Spiegel
der Literatur des 19. und 20. Jahrhunderts (Berlin: Verlag der Nation, 1974), with the
permission of the publishers.
of Bonnal sees Sylvia walking home through the woods, and he decides to avenge the
peasant by urging his dog to scare her. The dog barks at Sylvia, strips open the belt
of her clothes and throws down her basket. Pestalozzi’s narrator then explicitly steps
in to thank the butcher dog – not the butcher – for the necessary discipline. Yet the
butcher in this story is depicted as leaving the local tavern, a location which repeatedly
had been the source of all moral evil in Bonnal, and neither he nor his dog emerge as
straightforwardly heroic figures. Their actions represent in fact the traditional village
morality that Gertrud and her companions had been attempting to reform. For all the
narrator’s approval of the dog’s actions in curbing Sylvia’s malice, both the butcher
and the butcher dog, as vigilantes, are ultimately shown as enemies of moral progress
and civilization.24
Sylvia’s chastisement suggests one important impression of the public image of
butchers and their dogs: a strong comradely bond, but also a partnership that acted in
morally ambiguous contexts, even endangering social progress as a result. We might
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Animal History in the Modern City
Figure 7.4 Septimus Rommel (1778-1846), ‘butcher with ox and dog’. Württemberg
State Museum, inventory number WLM 9160 c, with permission of Chris Gebel.
compare this moral with another famous story about a loyal butcher dog and a brutish
woman, published thirty years after Lienhard and Gertrud, and entitled ‘How a horrid
occurrence was brought to light by a common butcher dog’.25 The author was the
Alemannic pedagogue and theologian Johann Peter Hebel. The story was published in
the Badischer Landkalender (‘calendar for the Baden country’), a widely read almanac
directed at all social groups, and from this context it is plausible that Hebel was
presenting commonplace images of butcher dogs during the early nineteenth century.
The narrative is straightforward. Two butchers, accompanied by their dogs, arrive at
a small village to buy cattle. One of the butchers is killed by a farmer and his wife,
after they become aware of his well-filled money belt. The farmers’ child witnesses the
bloody deed, and the mother murders her own child to keep it secret. Nevertheless, the
butcher dog searches for his master, scents his whereabouts, tracks down the second
butcher and raises the alarm. In the end, the murderous couple are sentenced to death.
As in the previous story, the butcher dog is depicted as his master’s loyal companion,
accomplice and even avenger. We also note that the dog can apparently move freely
inside the village and, moreover, that it is the restorer of public order. In sum, this is a
cautionary tale directed at greedy people; but by using a ‘common butcher dog’ as the
hero of the story, Hebel can stress the horrific aberration of the farmer and his wife.
Encyclopaedias from the same era did not challenge the popular image of the
loyal if morally ambiguous butcher dogs, but entries from the 1860s which have
the most negative depictions may be contrasted with those published after 1900,
by which time ‘butcher dogs’ had become simply ancestors of other dogs, entirely
losing their social role and status, and no longer being seen as part of any distinct or
significant human–animal relationship. Early discussions are morally neutral. Readers
of Adelung’s Grammatikalisch-Kritisches Wörterbuch der Hochdeutschen Mundart
(with identical entries in the editions of 1796 and 1811) could learn, for instance, that
‘Fleischerhunde’ were simply tall and trained dogs who helped the butcher to herd
the cattle.26 Blumenbach’s Naturkunde or ‘Natural History’, whose ninth edition was
The Elimination of the German Butcher Dog
111
published in 1814, mentions butcher dogs as one of twelve dog ‘races’, emphasizing
the physical features which they shared with the Great Dane, such as a truncated
scull, suspended upper lip and straight hair.27 In the first edition (1864) of the famous
natural history Brehm’s Animal Life by Alfred Edmund Brehm, however, butcher dogs
might be said to ‘break bad’.28 Brehm begins his chapter on dogs with the inoffensive
poodle, portrayed as ‘always serene’ and ‘belonging to the world, to everybody with no
exceptions’. In contrast, according to Brehm, other dogs belong to the world of instinct,
with the butcher dog the worst of all, since he belongs completely to ‘the animal’ (‘nur
dem Tiere … angehört’). In Brehm’s summary butcher dogs are melancholic, acerbicliverish, and particularly bloodthirsty: ‘His attacks are brutal when they [the young
calves] erroneously make a step to the wrong side! He seems to be insensible to their
pain, it even looks as if he enjoyed it!’29 This critical image of the butcher dog appeared
at the very time the hygienic movement began to portray dogs as a sanitary threat. For
the author of Animal Life, the butcher dog is simply a brute, rather than being made
brutal by his owner; he essentializes the character of the dog and it seems that the dog’s
social relationship to the butcher culture is an irrelevance to him.
After 1900, individual entries for butcher dogs defined in terms of their function
for the butchery trade disappeared from German encyclopaedias. The Meyer lexicon
of 1907 contains a long entry about dog breeds, with the ‘Butcher Dog’ breed listed
under the lemma ‘Molosser’, a crossbreed with the water-hound in order to breed the
Newfoundland dog; the social role of the butcher dogs is no longer worthy of attention.30
The Brockhaus of 1911 similarly described the Newfoundland as the ‘bastard’ of
a tall poodle and a French Butcher Dog, but once again there is no mention of the
professional and public relationship between butcher dogs and their butcher masters.31
In the early nineteenth century, then, popular images and visual art portrayed
butcher dogs as part of a human–animal team. Pedagogic literature showed him as a
loyal animal, if often acting in a morally ambiguous manner or in a brutalizing social
context. By the natural history of Brehm, the butcher dog had become inherently brutal
and disconnected from human actors. Even before the butcher dogs disappeared from
the slaughterhouses themselves, authors of encyclopaedias had lost interest in their
social role (as ‘butcher dogs’), revelling more in their inherent ‘beastliness’ (‘Butcher
Dog’). This transformation is closely linked to the changes in the butchers’ culture, to
which we now turn.
The rise of the modern slaughterhouse and
the elimination of the butcher dog32
During the second half of the nineteenth century in Europe, the craft of butchery was
transformed. The profession underwent a process of specialization, centralization and
the renegotiation of privileges between craftsmen and state authorities. The German
version of this development has accurately been called ‘vertical split’.33 It meant,
inevitably, that butchers lost autonomy over their workspace and lifestyle, and with
this came the equally inevitable abandonment of former economic and social roles.
This transformation of the butcher trade also changed the role of the butcher dogs.
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Animal History in the Modern City
Three new types of butchers emerged during the Kaiserreich. There was the ‘meat
salesman’, who in fact did not kill at all, but only processed and sold meat products
(‘Fleischwarenhändler’). The second kind of butcher specialized in killing and
slaughtering, sometimes focused on cattle or pig slaughtering. He was either a smallscale butcher (‘Lohnschlachter’, ‘Schweineschlachter’, ‘Kopfschlachter’), who specialized
in commissioned killing and/or slaughtering of animals, but who did not himself
own a meat shop. Then there was the large-scale or industrialized butcher (‘EngrosSchlächter’), who bought cattle or pigs, killed them, carried out basic slaughtering
and sold larger meat pieces to small-scale butchers and meat shop owners, but who
did not deal with meat production or sold directly to customers. This third category
of butchers did not exist before the 1880s, and their work was only possible in
modern slaughterhouse sites, publicly run institutions combining slaughterhouses
and stockyards, eventually making up approximately 10 per cent of modern German
slaughterhouses.34 The resulting ‘vertical split’ meant that after the 1880s many German
butchers were no longer involved in the act of killing. Some butchers had, albeit
unintentionally, overcome the very aspect of their profession that had been essential to
them being defined as socially liminal.
What is more, the vertical split was fostered by political and scientific actors. The
Prussian government had suspended the tradition of the guilds in 1808, and in 1810
introduced freedom of trade, very much in correspondence with the zeitgeist, but which
was also legitimized as a specific reaction to a supposedly decadent and outmoded butcher
culture in Germany.35 According to the law of 1810, and with the principles of freedom of
trade in mind, any citizen could register as a butcher without any proof of qualification
and without being a member of any form of guild.36 During the following decades,
however, the artisanate, including representatives of the butchery profession, attempted
to strengthen their position and to restore historical privileges. Governments meanwhile
tried to centralize their states, and as part of this ambition proposed new regulations
to gain control over the ranks of craftsmen.37 Some butcher guilds were dissolved after
losing their privileges, while others were reconstituted in craft unions – an organizational
form already established in the south German states.38 After the establishment of the
German Kaiserreich the still vulnerable butchery guilds united in the German Butchers’
Association (Deutscher Fleischer Verband or DFV) in 1875; and as a symbol of their newfound strength they chose a Christian lamb of resurrection, holding a pennant.39
In 1881, two amendment laws marked the beginning of a new era for butchers and
other crafts. The first was the amendment of the 1869 trade law that conceded control
over the craftsmen’s education and the establishment of their own jurisdiction to guilds
both old and new. Between 1881 and 1895, the craftbutchers expanded by 45.2 per
cent.40 Second, the amendment of the so-called slaughterhouse law (originally 1868)
allowed communities to build public slaughterhouses, and more importantly to compel
all butchers inside the municipal limits to work exclusively in these establishments.41
It also authorized veterinary controls on all imported meat and intended to prevent
the building of any new private slaughterhouses. This legislation was an undoubted
success: more than seven hundred public slaughterhouses were built in the forty-seven
years of the Kaiserreich, with over half built in the fifteen years between 1881 and 1895.
This boom affected all communities with more than two thousand people, but most
especially larger cities with more than twenty thousand inhabitants.42
The Elimination of the German Butcher Dog
113
The vertical split of the butchers’ craft, its legal reform and its expansion under
municipal direction strengthened the social standing of the butchers, but it had
profoundly negative implications for the previously powerful bond between butchers
and their dogs. This can be summarily described:
1. Butcher dogs as companions and co-workers were conclusively ousted by
urbanization and industrialization: the private slaughterhouses of the premodern
era had often been just another building in a residential area or else were guildowned slaughterhouses located in the centre of a community. Apart from local
sanitary regulations concerning, for instance, how high the rooms had to be
where an animal was killed, and the written regulations of the police or guilds,
such butchers were effectively autonomous.43 This meant that the butchers
controlled the access to the slaughterhouse for humans and animals alike. But
in the modern slaughterhouse sites after 1881 nearly everything was different.
These buildings were overwhelmingly owned by municipal communities and
managed by state officials. Germany’s modern slaughterhouses were famous for
complying with trade routes, railways or canal-systems, rather than the needs
of the butchers or customers. Inside the new, reformed slaughterhouse every
step of the butcher was controlled either by a veterinarian or a member of the
slaughterhouse administration.44 Industrialization of the butchery craft also
meant that the butchers were integrated into a national production system that
aimed at efficiency and was publicly controlled. This upgraded public trust in the
meat products and the butchers, but downgraded other forms of butcher culture,
among them the butcher dogs.45
2. Butcher dogs’ working status, as draft animals, herders or guard dogs, was
collateral damage of the transport revolution and the target of new human–animal
sensibilities. Modern German slaughterhouses developed during the centralization
of the cattle trade.46 In larger cities the butchers could even buy cattle from the
commissioners inside the new slaughterhouse sites, which were designed to be
half-slaughterhouse, half-stockyard. Butchers did not necessarily need to visit the
farmers in the environs of a city to buy a pig or a cow, as they would have to have
done before the 1880s (as depicted in the master craftsman diploma, Figure 7.1)
or the ‘Stubenzeichen’ (Figure 7.4). Trains now carried the animals directly to the
stockyards or at least as far as the local train station. Butcher dogs thus lost their
purpose both outside and inside the boundaries of the city.47 Furthermore modern
urban sensibilities deplored the institution of draft dogs: in the opinion of animal
protection societies this meant only cruelty to animals, if a dog drew the cart or
carriage. While many German communities banned dog carriages, in some rural
areas, without the influence of modern slaughterhouses and without the vertically
split butcher culture, the draft dog could survive.48 Children’s toys from Thuringia,
for instance, fabricated in the 1910s to the 1930s, still depicted draft dogs pulling a
butcher and his pig (see Figure 7.5).49
3. The hygiene or sanitary movement worsened the public image of butcher dogs
still further – now, they became a threat to public health rather than merely an
irrelevance or a nuisance.50 Pestalozzi, Hebel and Brehm had already depicted
butcher dogs as morally ambiguous agents who threatened fellow animals destined
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Animal History in the Modern City
Figure 7.5 Toy draft dogs pulling a butcher and his pig. Copyright Nuremberg Toy
Museum.
for slaughter, and who could be commissioned by their owners to terrify other
humans – and by extension public order itself. That persistent moral ambiguity
of butcher dogs merged and morphed into a seemingly scientifically authorized
sanitary affront, incompatible with the idea of modern slaughterhouses as ‘temples
of Hygiene’.51 To guarantee this status, regulations executed by medical personnel
prevented diseases from intruding and the spreading of infections. During
the second half of the nineteenth century, fear of contagion grew, as fast as did
scientific and medical knowledge about diseases and epizootics.52 Hygienic worries
not only followed medical advice, but were typically motivated by national or
nationalist concerns: healthy animals sourced from Germany could easily enter
the site of slaughter. In contrast, animals of foreign origin had to undergo multiple
inspections.53 After they had crossed the German border, such animals were not
even allowed to leave their carts until arriving at the station of a stockyard, because
every stopover and contact with other humans or animals was deemed to threaten
infection.54 In this alarmist environment it is hardly a surprise that the traditionally
free-roaming and free-socializing butcher dog presented the hygienic worst-case
scenario. Slaughterhouses literally became no-go areas for butcher dogs, for any dogs.
As butchery culture was transformed into a publicly monitored slaughterhouse
system, the bond between butchers and butcher dogs had become historical. The
vertical split and the elimination of the human–animal relationship are tangible in
historical pictures and documents that reflect the public image of German butchers
or that were part of their self-representation after 1900. Figure 7.6, for example, shows
a blueprint of a certificate of apprenticeship, produced by the German Butchers’
Association.55
The diploma lacks the titular vignettes and the references to the lifestyle and everyday
work of the butchers that had been such a feature of the diploma of 1802. There is no
reference to the town or city in which the butcher worked, nor a depiction of a butcher
or a butcher dog. Even so, while diplomas of this kind did not reflect the new working
environment of butchers, handbooks and marketing postcards did. Figure 7.7 is taken
from a handbook for butchers, edited by master butcher Willy Schmidt in 1912. Here,
the legend reads ‘private slaughterhouse with modern interior’.56
The Elimination of the German Butcher Dog
115
Figure 7.6 Certificate of apprenticeship granted by the German Butchers’ Association.
From Willy Schmidt, Das Deutsche Fleischergewerbe in Wort und Bild (Leipzig:
Killinger, 1912).
Figure 7.7 Private slaughterhouse with modern interior. From Willy Schmidt, Das
Deutsche Fleischergewerbe in Wort und Bild (Leipzig: Killinger, 1912).
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Animal History in the Modern City
Figure 7.8 Public slaughterhouse. From Willy Schmidt, Das Deutsche Fleischergewerbe
in Wort und Bild (Leipzig: Killinger, 1912).
Figure 7.9 The modern butcher as business owner. Postcard entitled ‘Wurst- und
Fleischwaren-Fabrik Brunner’. Copyright permission granted by the Municipal
Archive Munich.
The Elimination of the German Butcher Dog
117
In contrast to the pictures of the early nineteenth century, the ‘modern’ butcher is
not depicted on the streets, but inside his small-scale enterprise. He is surrounded by
carcasses of pigs and accompanied by a group of fellow butchers; the man in a dark
suit in the background may even indicate the presence of a veterinarian.57 He is not
presented in a casual conversation with his wife or costumers and a dog is nowhere to
be seen. In Figure 7.8, a butcher poses in the middle of an empty, public slaughterhouse
for pigs that was run not by himself but by the municipality.58
Again, no co-workers or companions, no wife, assistant – or butcher dog – are
presented as part of the world of a modern slaughterhouse butcher. Instead, he is
pictured with technical instruments and machinery, an actor inside an industrial
architecture. Finally, Figure 7.9 showcases the modern butcher, as salesman and
business owner rather than a person who killed animals and slaughtered meat.
Here the German butcher proudly poses in front of his ‘sausage & meat products
factory’.59 This picture is representative of marketing postcards popular after 1900, not
for butcher businesses exclusively, but any kind of business.60 As in the street scene from
the early nineteenth century, the butcher is still linked to his shop. Family members,
neighbours, staff and other well-dressed citizens gather around him outside his shop
front. The butcher dog, however, is long gone.
Conclusion
In the late eighteenth century we have seen that butcher dogs were an essential part of
a butcher’s household and trade. Beyond that, they had a public life: the public image
of butchers and butcher dogs promoted a strong bond between two morally ambiguous
figures who were, because of the very nature of their craft, placed in a characteristically
liminal social position. Urbanization and industrialization inevitably changed the
frame in which this human–animal relationship worked: beginning in the late 1860s,
the German states installed a system of publicly run slaughterhouses. In urban areas in
particular, new types of butchers emerged, with the older, traditional liminal status of
the butchers’ craft decisively transformed. While butchers were now more firmly and
respectably integrated into the official public sphere, becoming more closely aggregated
to society and thus less liminal, the same could not be said for the animals that had
previously walked and worked beside their masters and partners. Now the butcher
dogs were seen as a threat to public health and order. The social role of ‘butcher dogs’
was accordingly eliminated. What remained are mere traces, such as the entries in
encyclopaedias depicting them as forerunners – with a set of inheritable physical traits
– of a dog breed. No longer ‘butcher dogs’, but the ‘Butcher Dog’, the status of ‘animal’
took precedence over the relationship between humans and their animal companions.
Notes
1 I would like to thank Aline Steinbrecher and Clemens Wischermann for inviting me
to the ‘Liminal Lives’ session at EAUH 2016, which made me look closely for butcher
118
2
3
4
5
6
7
8
Animal History in the Modern City
dogs who turned out to be at the very centre of texts and pictures that I analyse in
connection with my PhD research on the industrialization of animals for slaughter in
the German Kaiserreich. I’m very grateful to Eva-Maria Kuhn and Lena Juknevicius
who gave up their spare time to generously proofread the article and helped to eliminate Germanisms.
Butchers and butcher dogs maintained an interdependent relationship. Butcher
dogs also had to partner up with the butcher to be identified as butcher dog, so the
butchers and the butcher dogs needed one another to be ‘butchers’/‘butcher dogs’. In
this view, before the 1860s their relationship was similar to what Donna J. Haraway,
When Species Meet (Minneapolis: University of Minnesota Press, 2008), 15–27, called
companion species (see also Donna Haraway, The Companion Species Manifesto:
Dogs, People and Significant Otherness (Chicago: Prickly Paradigm Press, 2003). In
contrast, after the 1860s, the named breed of Butcher Dogs no longer had any such
interdependent relationship with the butchers in modern slaughterhouses no longer
had any such interdependent relationship; the elimination of the butcher dogs and the
bond between butchers and their dogs was only one of many possible reactions to the
cultural changes in times of nationalization, modernization and civilization.
In this chapter the term ‘Butcher Dog’ with capitals refers to the dog breed, while the
term ‘butcher dogs’ refers to the social role of the animals. The context in which they
appear also makes it possible to distinguish them from each other and from other
dogs referred to in a historical source.
For the naming of the most popular dog breeds, see Edward Tenner, ‘Constructing the
German Shepherd Dog’, Raritan 36, no. 3 (2017): 90–115, 96ff, who explains how dog
breeding emerged during the 1880s and was divided into five branches specializing
in dogs for hunting, Great Danes, rural breeds, luxury dogs and dogs bred for special
purposes such as police dogs, terriers and watchdogs.
Outside the slaughterhouses any dog had to obey the various regulations European
cities installed from the late seventeenth century to control the vast number of urban
dogs: for Paris, which was a role model for other European cities regarding control of
dogs in the public space, see Chris Pearson, ‘Stray Dogs and the Making of Modern
Paris, Past & Present 234, no. 1 (2017): 137–72, where he outlines the French capital’s
dog politics.
According to local slaughterhouse regulations (see ‘Bans of Dogs 1862-1918’: Federal
Archives Berlin-Lichterfelde R86/3361-R86/3382, Kaiserliches Gesundheitsamt,
Schlachthäuser im Deutschen Reich, 1862–1918), dogs were completely banned from
slaughterhouses in the following years and communities: 1862 Kronach (Kingdom
of Bavaria), 1866 Dürkheim (Bavaria), 1874 Pappenheim (Bavaria), 1877 Homburg
(Bavaria), 1878 Speyer (Bavaria), 1879 in Braunschweig, with a fine of 30 Marks or 10
days imprisonment, 1880 Coburg (Duchy of Sachsen-Coburg-Gotha), 1882 Pirmasens (Bavaria), 1883 Reichenbach (Prussia), 1884 Chemnitz (Kingdom of Saxony),
1885 Aschaffenburg (Bavaria), 1886 Schwerin (Duchy of Mecklenburg-Schwerin),
where the fine was 30 Marks or 10 days, and 1889 Elberfeld (Prussia).
See Jacques Le Goff (1980), Time, Work and Culture in the Middle Ages, trans. Arthur
Goldhammer (Chicago: University of Chicago press, 1980), 58–70 for ‘Licit and Illicit
Trades in the Medieval West’, where he shows for the period of the tenth to the twelfth
century how the stereotypes of butchers were linked to ‘blood taboos’, something that
also made surgeons or soldiers a liminal group in society.
Killing itself can be considered a liminal activity that defines the actor: see Roland
Borgards, ‘Liminale Anthropologien: Skizze eines Forschungsfeldes’, in Liminale
The Elimination of the German Butcher Dog
9
10
11
12
13
14
15
16
17
18
19
119
Anthropologien: Zwischenzeiten, Schwellenphänomene, Zwischenräume in Literatur und
Philosophie, ed. Jochen Achilles (Würzburg: Königsberg and Neumann, 2012), 9–15,
11. The notion of brutalization was even accepted by butchers when they talked about
themselves: Klaus Hillebrand, Berufswunsch Henker: Warum Männer im Nationalsozialismus Scharfrichter Werden Wollten (Frankfurt: Campus, 2013), 158, analyses applications for the job of executioner during the Nazi regime, finding that nearly 5 per cent
of the applicants were former butchers or knackers who considered themselves as fit
for the job because of their past work or who were even ‘naturally’ attracted to killing.
For German craftsmen unions and guilds after 1810 see Hans-Werner Hahn, Die
Industrielle Revolution in Deutschland (München: Oldenbourg, 2011), 16ff.
Arnold van Gennep introduced the term liminality in Les Rites de Passage (Paris:
Émile Nourry, 1909). For subsequent and recent adaptations of the concept of liminality, see Victor Turner, The Ritual Process: Structure and Anti-Structure (Chicago:
University of Chicago Press, 1969).
In her milestone study on meat Noëlie Vialles, Animal to Edible (Cambridge: Cambridge University Press, 1994), 37–8, follows van Gennep’s definition of liminality
and sees the slaughterhouse – including the modern slaughterhouse of the twentieth
century – as a liminal space (‘lieu de marges’) that ‘floats between two worlds’.
Aline Steinbrecher and Roland Borgards, ‘Doggen, Bologneser, Bullenbeisser:
Hunde in Historischen Quellen um 1800 und in Danton’s Tod von Georg Büchner’, in
Tierisch! Das Tier und die Wissenschaft: Ein Streifzug durch die Disziplinen, ed. Meret
Fehlmann, Margot Michel and Rebecca Niederhauser (Zürich, 2016), 151–72, 157–68,
demonstrate that animals in literature are not interchangeable, replaceable or mere
metaphors, but actors, who change a narrative and history.
Master craftsman’s diploma, Heilbronn 1802, in Hans-Peter de Longueville, Kurt
Nagel, Benno P. Schlipf and Theo Wershoven, Kostbarkeiten des Fleischerhandwerks
(Heidenheim: Rees, 1986), plate 90. I would like to thank Professor Nagel, co-editor of
the volume, for generously allowing me to use this image.
See ‘Die Vignette’, in Brockhaus Konversations-Lexikon, vol. 6 (Amsterdam: F. A.
Brockhaus, 1909), 329.
Georg Emanuel Opiz, ‘Female butcher with servant, lady and hawker’, from fifty-two
scenes about the popular and street-life of Vienna under Francis II, around 1812, in
Bruno Brandl and Günter Creutzburg, Die Große Walz: Das Handwerk im Spiegel der
Literatur des 19. und 20. Jahrhunderts (Berlin: Verlag der Nation, 1974), plate 52.
J.F. Schröter, ‘Rural butcher-wife and rural butcher’ from the group of engravings about
street scenes in Leipzig, around 1820, in Brandl and Creutzburg, Die Große Walz, 30.
The use of dog leashes was not customary for German cities during the seventeenth or
eighteenth centuries: see Inge Auerbach, ‘Hunde in Westfalen’, Westfälische Forschungen 62 (2012): 31–50, 34; in contrast, muzzles already were debated or even mandatory in the 1770s, see Barbara Krug-Richter, ‘Hund und Student: Eine Akademische
Mentalitätsgeschichte (18.-20. Jh.)’, Jahrbuch für Universitätsgeschichte 10 (2007):
77–104, 87.
For the use of ‘Stubenzeichen’, see Wolfram Metzger, Marion Faber, Angelika Müller
and Hans-Ulrich Roller, ‘Zunft’, in Barock in Baden-Württemberg, vol. 1 (Karlsruhe:
Badisches Landesmuseum, 1981), 575–91, 576.
Septimus Rommel (1778–1846), ‘butcher with ox and dog’, in Dietmar Lüdke, Alte
Zunftherrlichkeit: Das Fleischerhandwerk im Wandel der Zeiten (Freiburg, DFV, 1975),
13. I would like to thank Chris Gebel from the Württemberg State Museum for generously allowing me to use this image of the figurine (inventory number WLM 9160 c).
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Animal History in the Modern City
20 Butcher dogs also seem to be less associated with the female members of the butcher’s
household, who either are missing in the pictures or are separated from the butcher
dog by the butcher or a male servant.
21 See Johann Heinrich Pestalozzi, Lienhard und Gertrud, vol. 4 (Frankfurt and Leipzig:
Decker, 1787), §7 and §17 for the stories about Sylvia, the dogs and the butcher dogs
in this chapter.
22 Herbert Gudjons, Gesellschaft und Erziehung in Pestalozzis Roman Lienhard und
Gertrud (Weinheim: Beltz, 1971) is a thorough analysis of the anthropology of the
novel. Unsurprisingly, Pestalozzi saw human, animals and societies as receptive for
pedagogical endeavours. Karl Pestalozzi, ‘Gesellschaftsreform im Zeichen der Mutter:
Zu Johann Heinrich Pestalozzis Roman Lienhard und Gertrud’, in Mutter und Mütterlichkeit: Wandel und Wirksamkeit einer Phantasie in der Deutschen Literatur, ed. Irmgard Roebling and Wolfram Mauser (Würzburg: Königshausen & Neumann, 1996),
99–113, 108f. stresses the fact that Gertrud’s home was introduced by Pestalozzi as an
ideal plan for Bonnal’s school system.
23 For the term ‘Anti-Gertrud’, see Pestalozzi, ‘Gesellschaftsreform im Zeichen der
Mutter’, 109; Udo Köster, ‘Literatur der Protoindustriellen Arbeit: Johann Heinrich
Pestalozzis Roman Lienhard und Gertrud’, Internationales Archiv für Sozialgeschichte
der Deutschen Literatur 18, no. 2 (1993): 53–75, debates Bonnal as a ‘village utopia’.
24 See Gudjons, Gesellschaft und Erziehung, 111ff., on Pestalozzi’s promotion of just
punishment and Sylvia’s animalistic characterization, which is meant to underline the
dangers of not having any education, or a just father or a loving mother; on the analogies between the positive effects of education on animals and humans, see ibid., 123
and 234.
25 See Johann Peter Hebel, ‘Wie eine Gräuliche Geschichte durch einen Gemeinen
Metzger-Hund ist an das Tages-Licht Gebracht Worden’, in Aus dem Schatzkästlein
des rheinischen Hausfreundes, ed. Johann Peter Hebel (Tübingen: Cotta, 1811), 254–5.
For the notoriety of the tale, see Bernhard Viel, Johann Peter Hebel oder das Glück
der Vergänglichkeit: Eine Biografie (München, C.H. Beck, 2010), 8 and for the overall
didactic function of almanacs see ibid., 209, and also Stephan Giess, ‘“Merckwürdige
Begebenheiten”: Wissensvermittlung im Volkskalender des 18. Jahrhunderts’, Traverse:
Zeitschrift fur Geschichte 6 (1999): 35–49, who also stresses that remarkable stories like
the above were used as marketing tools. The ‘Badische Landkalender’ was renamed
‘Rheinländischer Hausfreund’ in 1807, when Hebel began to work as its editor, see
Viel, Johann Peter Hebel, 288.
26 Johann Christoph Adelung, Grammatikalisch-Kritisches Wörterbuch der Hochdeutschen Mundart (Leipzig: J.G.I. Breitkopf, 1796), column 199.
27 See ‘Canis’, in: Johann Friedrich Blumenbach, Handbuch der Naturgeschichte, 9th edn
(Göttingen: Bei Heinrich Dieterich, 1814), 99–105, 100. Butcher dogs also appeared
in the chapter on ‘Natural Beauty’ of Vischer’s ‘Handbook on Aesthetics’, see ‘Hunde’,
in Friederich Theodor Vischer, Aesthetik oder Wissenschaft des Schönen. Zweiter Theil:
Die Lehre vom Schönen in einseitiger Existenz oder vom Naturschönen und der Phantasie (Reutlingen and Leipzig: Mäcken, 1847), §313. Vischer adds a short catalogue
of dogs ranked by aesthetic appeal, where the Butcher Dog trumps the Pinscher.
Similarly, in 1857’s ‘Pierers Universallexikon’, the Butcher Dog is described as a breed
with a pointed and long skull, ears of average length, short hair, black colour and yellow stomach, see ‘Hund-Metzgerhund’, in Pierer’s Universal-Lexikon der Vergangenheit
und Gegenwart oder Neuestes encyclopädisches Wörterbuch der Wissenschaften, Künste
und Gewerbe, fourth revised and augmented edition, Vol. 8 (Altenburg: H.A. Pierer,
1859), 515.
The Elimination of the German Butcher Dog
121
28 For the notoriety of Brehm, see Orvar Löfgren, ‘Our Friends in Nature: Class and
Animal Symbolism’, Ethnos 1–2 (1985): 184–213, 196. I would like to thank Wiebke
Reinert for recommending this inspiring article.
29 Adolf Edmund Brehm, Illustrirtes Thierleben: Eine Allgemeine Kunde des Thierreichs,
vol. 1 (Hildburghausen: Bibliograph. Instituts, 1864), 336; interestingly – regarding
the role of Pestalozzi’s pedagogical work for this paper – Brehm quoted another Swiss,
the priest Peter Scheitlin who had written a ‘Comprehensive History of the Souls of
Animals’ in 1840.
30 ‘Hund (2)’, in Meyers Großes Konversations-Lexikon, vol. 9 (Leipzig: Bibliographisches
Institut, 1907), 642–52, 647.
31 ‘Neufundländer’, in Brockhaus Kleines Konversations-Lexikon, vol. 2 (Leipzig: F.A.
Brockhaus, 1911), 259.
32 See Paula Young Lee, ed., Meat, Modernity and the Rise of the Slaughterhouse (Lebanon: University of New Hampshire Press, 2008).
33 For the ‘vertical split’ inside the butchery profession, see Arthur Rothe, Das Deutsche
Fleischergewerbe (Jena: G. Fischer, 1902), 136.
34 For the numbers of German slaughterhouses and those combined with stockyards, see
Stefan Tholl, Preußens blutige Mauern: Der Schlachthof als öffentliche Bauaufgabe im
19. Jahrhundert (Wiesbaden: Europäische Food Ed, 1996), 69.
35 Georg Adler gives an account that represents the liberal economic views in Prussian
government favouring freedom of trade: see Georg Adler, ‘Fleischergewerbe’, in Handwörterbuch der Staatswissenschaften, ed. Johannes Conrad, Ludwig Elster, Wilhelm
Hector, Richard Lexis and Edgar Loening (Jena: G. Fischer, 1900), 1081–94, 1086.
36 On free trade in Germany and the process of industrialization, see Hahn, Die Industrielle Revolution, 10–13.
37 A general overview of the struggle between the craftsmen and the governments in the
different German states after 1800 is given by Friedrich Lenger, Sozialgeschichte der
Deutschen Handwerker seit 1800 (Frankfurt: Suhrkamp, 1988). For the politicization
of craftsmen after 1848, see ibid., 68–85. However, the image of a backward artisan
culture that Lenger paints has been revised from the 1980s onwards, and is, as the
vertical split shows, not true for German butchers.
38 For the structural changes within the craft unions and guilds after 1810, see Hahn, Die
Industrielle Revolution, 16ff.
39 For the symbol of the DFV, see Heike Baranzke, ‘Lammfleisch Gottes: Den Christen
fehlt ein Ethos des Schlachtens’, Die Zeit, 2 April 1998. Available online: http://www.
zeit.de/1998/15/Lammfleisch_Gottes (accessed 19 June 2017).
40 See Hans-Ulrich Wehler, Deutsche Gesellschaftsgeschichte, vol. 3, revised edn
(München: C.H. Beck, 2008), 529–30, on the expansion of butchers and slaughterhouses in Germany. The following decades were characterized by social legislation
sponsored by butchers, such as funds and grants, schools, scholarships and insurance.
41 On the increasing political and hygienic control of slaughterhouses and butchers,
see Dorothee Brantz, ‘Risky Business: Disease, Disaster and the Unintended Consequences of Epizootics in Eighteenth- and Nineteenth-Century France and Germany’,
Environment and History 17, no. 1 (2011): 35–51, 50.
42 In 1875 the Association for Public Health asked the German government to build
publicly controlled slaughterhouses in all communities larger than 10,000 people;
this proposal was welcomed, even if it was only fully implemented in cities with over
20,000 people: see R86/3500-10.12.1875.
43 For examples of seventeenth- and eighteenth-century regulations, and also an analysis
of the joint public image and social status of the butcher dogs and the butchers, see
122
44
45
46
47
48
49
50
51
52
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Animal History in the Modern City
Aline Steinbrecher, ‘Fährtensuche: Hunde in der frühneuzeitlichen Stadt’, traverse 15,
no. 3 (2008): 45–58, 50–1. Steinbrecher compellingly identifies these regulations in
terms of the control of butcher dogs and the butchers. For changes in regulations after
1860, see Christoph Nonn, ‘Fleischvermarktung in Deutschland im 19. und frühen 20.
Jh.’, Jahrbuch für Wirtschaftsgeschichte 1 (1996): 53–76, 56f.
For the very rational scouting of an efficient location for a German slaughterhouse,
see Tholl, Preußens blutige Mauern, 49–55.
Footnote 6 notes that the complete ban was common in the south German states,
and footnote 48 indicates that even draft dogs had become a rarity there. In contrast,
Germany’s second largest city, Hamburg, despite epidemics even in the 1890s, allowed
draft dogs to enter the new slaughterhouse constructed in 1892: ‘Inside the slaughterhouse-site dogs only are allowed as draft dogs and harnessed; they must be unhitched
and led to the dog stables. If dogs are found to roam freely, their owners will be open
for punishment.’ See Johann Neumann, Hamburgs Viehmärkte und Zentralschlachthof
(Hamburg: Paul Conström, 1910), 72.
According to Brantz, ‘Risky Business’, 44, the rise of modern slaughterhouses stimulated the expansion of the German railroad system, though large parts of the German
railroad system were built between 1840 and 1870, before the expansion of the slaughterhouse network after 1881.
For the municipal regulations in the Bavarian and Saxonian monarchies, see ‘Bans of
Dogs 1862-1918’.
In the rural areas north of Lake Constance butchers’ draft dogs were a concern of
animal protection societies, but they had become a rarity by 1900, which is evident in
a letter by the local government, see ‘Draftdogs’.
I would like to thank Mr Urs Latus, curator of the Nuremberg Toy Museum, who
responded to my request for copyright permission not only by ordering a new and
high-resolution photography of this exhibit, but also providing specialist knowledge on the great numbers of such miniatures and their realistic style. Figure 7.5 is
copyright Spielzeugmuseum Nürnberg, origin: presumpt. Marie Flath, Seiffen/Erz
Mountains, 1910ff., title: miniature team.
For the hygiene or sanitary movement, see Dorothee Brantz, ‘Animal Bodies, Human
Health, and the Reform of Slaughterhouses in Nineteenth-Century Berlin’, in Lee,
Meat, Modernity, and the Rise of the Slaughterhouse, 71–88; Pascal Eitler, ‘Übertragungsgefahr: Zur Emotionalisierung und Verwissenschaftlichung des Mensch-TierVerhältnisses im Deutschen Kaiserreich’, in Rationalisierungen des Gefühls: Zum
Verhältnis von Wissenschaft und Emotionen 1880-1930, ed. Uffa Jensen and Daniel
Morat (Paderborn, 2008), 172–85; Helmut Lackner, ‘Ein “blutiges Geschäft”: Kommunale Vieh- und Schlachthöfe im Urbanisierungsprozess des 19. Jahrhunderts’, TG
Technikgeschichte 71, no. 2 (2004): 89–138; and recently for the case of Paris Pearson,
‘Stray Dogs’.
For ‘temple of hygiene’, see the fourth edition of the benchmark book by Hugo Heiss,
Bau, Einrichtung und Betrieb öffentlicher Schlacht- und Viehhöfe: Ein Handbuch für
Schlachthofleiter, Schlachthoftierärzte und Sanitäts- und Verwaltungsbeamte (Berlin:
Springer, 1912), 20.
See Brantz, ‘Risky Business’, on the importance of epizootics for the design of the
slaughterhouse system.
For the cultural construction of ‘healthy animals’ and the rise of modern veterinary
medicine during the nineteenth century, see Kerstin Weich and Christian Voller,
‘Das Gesunde Tier: Anmerkungen zur Normativität des Gesundheitsbegriffes in der
The Elimination of the German Butcher Dog
54
55
56
57
58
59
60
123
Veterinärmedizin’, in Humana-Animalia: Mensch und Tier in Medizin, Philosophie und
Kultur, ed. Christian F. Hoffstadt, Franz Peschke, Michael Nagenborg and Sabine Müller (Bochum: projekt verlag, 2012), 9–26.
The suspicious view of foreign animals and meat became evident in the GermanAmerican quarrel over the import and export of pigs during the so-called pork war
from 1879 to 1891: see Uwe Spiekermann, ‘Dangerous Meat: German-American
Quarrels over Pork and Beef, 1870-1900’, Bulletin of the German Historical Institute 46
(2010): 93–109.
Figure 7.6: Certificate of apprenticeship edited by the German Butchers’ Association. From Willy Schmidt, Das Deutsche Fleischergewerbe in Wort und Bild (Leipzig:
Killinger, 1912), 122.
Figure 7.7: Original title of the photograph is ‘Modern eingerichtetes Privatschlachthaus’. See Schmidt, Deutsche Fleischergewerbe, 407.
Private slaughterhouses and home butchering had been regulated in §2 of an 1881
amendment of the 1868 slaughterhouse law: see Dieter Burgholz, ‘Die wirtschaftliche
Entwicklung von Märkten, Messen und Schlachthöfen (ab ca. 1850 bis zur Gegenwart)’, in Kommunale Unternehmen: Geschichte und Gegenwart, ed. Hans Pohl and
Wilhelm Treue (Stuttgart: Steiner Wiesbaden, 1987), 88–124, 110, for the hygiene
movement of the late 1860s and its impact on the reform of the first slaugherhouse
law.
Figure 7.8: The original title of the photograph is ‘Inneres einer Schweineschlachthalle’: see Schmidt Deutsche Fleischergewerbe, 421.
Figure 7.9: The original title of the postcard is ‘Wurst- und Fleischwaren-Fabrik Brunner’: see Municipal Archive Munich, PK Stb 11996 a.
Christiane Lamberty, Reklame in Deutschland 1890-1914: Wahrnehmung, Professionalisierung und Kritik der Wirtschaftswerbung (Berlin: Duncker & Humblot, 2000),
170–80, discusses ‘new marketing media’ during the Kaiserreich and names the marketing postcard as one genre that was established during the 1880s.
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8
It’s Just an Act! Dogs as Actors in Eighteenthand Early Nineteenth-Century Europe
Aline Steinbrecher
Introduction
The model of the liminal animal is a perfectly apt one for the city dogs of eighteenthand nineteenth-century Europe, an inevitable result of the diversity of roles available
in human–dog communities. Dogs were, alternatively, prestige objects and status
symbols, draught animals, guardians and protectors, assistance animals, pedagogic
examples and also companions, arguably substitutes for children, friends, family or
nature itself. Dogs typically lived and moved in intermediate areas that could not easily
be ascribed to either the human or the animal worlds, to culture or nature, wildness or
domesticity, or to the public and private spheres. The figure of the liminal animal is not
of course mobilized to reify these well-worn dichotomies; to the contrary, it is used to
point to the many transitions and interfaces that exist, and which become particularly
obvious in the mapping of human–dog relationships in the modern city. By its very
nature an animal that ignores boundaries and crosses thresholds, the history of the
urban dog contributes to a more accurate conceptualization of urban modernity.
This chapter begins by laying out the many different if interrelated forms of liminality
that dogs exemplified, focusing on the boundaries that they constantly crossed in the
modern city, and the roles that they were expected to perform. This is not intended to
give the impression that dogs had a single role; rather, it should be emphasized that
dogs were constantly moving between various functions and characters. To continue
the theatrical metaphor, dogs were versatile and accomplished actors – sometimes
heroes, sometimes villains, sometimes comic stooges, sometimes reduced to bit-parts,
mere stage and street furniture, but sometimes the leading players, as we shall see.
In the modern city, these various roles were played out alongside and along
with human beings, most obviously as family members and partners in working
relationships. It is this relationship with human beings that is primarily responsible
for turning humble dogs into iconic liminal animals. This relationship should not be
understood as fixed, however; rather it should be seen as something that has been
created and is constantly subject to change – Chris Pearson is right to argue that dogs
are not ‘static’ but change within relationships, adapting to both their counterparts
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and protagonists and their respective settings.1 The coupling of the actual canine and
human worlds becomes particularly clear in practices such as the stage performances
that are the substantive focus of this chapter. The presence of the dog on the theatrical
stage exemplifies the liminality of all urban dogs, but this chapter is principally
dedicated to the proposition that dogs as stage actors help illuminate a special aspect
of canine liminality.
Dogs as liminal animals in the modern city
This chapter also follows the argument that history is co-created, here by human beings
and dogs working together. This draws on the concept of relational agency attributed
to Donna Haraway and others. The decisive argument here is that the partners in a
relation never precede that relationship. Instead, everything that exists is the result of
it (becoming with).2 The implications for the relations between humans and (other)
animals are spelt out in Haraway’s Companion Species Manifesto (2003), the story of
evolution that she tells there deposing human beings of their privileged position, their
singularity and the supposedly unique ability to take action.3 Dogs, not to mention
other non-human companions, should be recognized as actively constructing the
world they share with human beings, even to the extent that they contribute to and
help constitute what we call ‘culture’. According to Haraway, human beings simply
cannot be comprehended independent of the animal others with whom they have
entered into a symbiotic relationship. Instead, human beings and animals are best seen
as shaping each other in a complex state of togetherness.4 This reciprocal shaping has
an influence on the theoretical conceptualization of the human–animal relationship,
which Haraway describes as follows: ‘Living with animals, inhabiting their/our story,
trying to tell the truth about relationship, co-habiting an active history: that is the
work of companion species, for whom “the relation” is the smallest possible unit of
analysis.’5 This last postulate will be pursued in this chapter, and, accordingly, it will
speak of a history that has been co-created by human beings and animals, as partners
in an interactive and reciprocal relationship,6 and indeed within networks of actors
and actor environments.7 We can perhaps best illustrate this proposition, as Haraway
does, by turning to the history of the dog and its relationship with humans and the
modern city.
If we accept the argument that animals such as dogs help create their world, it also
follows that they depart from the roles that are allotted to them by human beings,
and become liminal animals accordingly. In their manifold performances, both on
stage and off, dogs did not always conform to the cultural scripts provided for them,
which made them vulnerable to being represented as out of place. As famously liminal
animals they continually cross from one state to another in the context of the modern
city. We can think first of all of dogs traversing or transgressing the human–animal
boundary and the one that separates, or attempts to separate, nature and culture.8
There is also the problematic boundary between public and private spheres.9 Canine
city dwellers appeared alternatively as stray ownerless dogs and companion animals,
public animals (as described by Bärbel Edel) in the first instance, and private animals
It’s Just an Act!
129
in the home in the second.10 In the public sphere of the city, dogs were increasingly
subjected to rigid regulations, as potential troublemakers, and unaccompanied dogs
were increasingly excluded from public space. But the ideal of the dog in the private
space of the home was always just that, and dogs themselves typically disregarded the
spatial and cultural distinction between inside/outside.11 Dogs that live inside the home
– ‘pet’ dogs – have increasingly been subjected to very restrictive legislation, while it
was often suggested that other dogs were ‘pests’ to be completely ‘eliminated’. Dogs
were thus always caught on the threshold between useful/harmful, defined according
to human norms and needs.12 Through their intrusion into and incorporation with
human social and cultural environments, dogs become liminal through being both real
and imaginary actors – images and representations of dogs clearly contribute to their
treatment, but it should not be forgotten that the real dog lies behind the imaginary
dog.13 Here too dogs like other animals help shape our worlds, including the cultural
practices that we often take to be exclusively human achievements. This will become
clear in the subsequent discussion of performing dog ‘acts’ and their reception in
eighteenth- and nineteenth-century Europe – along with the practices of dog training
on which they depended. Performing dogs were exemplary liminal animals because
the real or genuine animal was inextricably enmeshed in the production of meaning,
being material-semiotic figures. Dogs like these, capable of performing trained stunts
and tricks, were even called ‘artistic dogs’, that is, ‘artistes’ in their own right, especially
where they could display convincing facsimiles of human cultural techniques such
as reading or speaking or even solving mathematical problems. Here, especially,
dogs became liminal animals because they entertainingly overstepped the boundary
between the human and non-human. But they were not liminal animals because they
were neither animal nor human: they were so because they were part of a human–
animal ‘double act’, a professional working partnership between members of different
species. The real ‘trick’ was not a dog (say) who could apparently speak or read, but the
development of relationship between the human and the animal that allowed them to
work together, a kind of ‘natural magic’, as one of the eighteenth century’s most famous
dog trainers called it.
Liminal animal actors
Animal studies has not neglected the significance of performing animals, including
those to be found on the stage – but the importance of cultural scripts and practices is
the most emphatic theme. Esther Köring, for instance, has described those animals to
be found in circuses and zoos, as ‘pragmatiere’ (‘pragmatic animals’), defining them in
relation to (human) cultural practices (‘in bezug auf kulturelle praktiken’).14 But such
‘practices’ include slaughterhouses, laboratory animals and rituals, so that the concept,
useful as it is, risks ignoring the massive differences between animal performances,
and the ways that these have changed over time. The variations in animal acts, as well
as the contexts in which, say, dogs performed as ‘pragmatic animals’, were extremely
broad, as we shall see. Animals such as dogs were, moreover, accorded a significance
that can hardly be extended to, say, a slaughtered cow or a dissected frog.
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Animal History in the Modern City
Performances by dogs were not limited just to menagerie stages, of course, as was
primarily the case for exotic animals; canines also appeared in the literature-based theatre
houses, taking leading roles. An especially famous play with a canine actor was the
melodrama The Dog of Montarges (or Montargis), first performed in 1814.15 Animals on
stage were great popular sensations, even if problematic ones, given that their presence
was a potential threat to the prestige of the theatre and its elevation of human artistic
and cultural achivements. Animal performances had long been an attractive option
for theatre managers, especially for those who lacked a licence for spoken-word drama
and performance, but their threat to the ‘all-human or at least human-centred theatre’
was increasingly acknowledged.16 The legitimate theatre attempted to define itself in
the eighteenth and nineteenth centuries as a place for human beings, with established
boundaries for ‘cultural performances’ involving animals.17 Goethe is famously said to
have resigned as the theatre director in Weimar because of a failed attempt to prevent a
guest performance of The Dog of Montarges in 1817. In 1812, Goethe had the Weimar
theatre regulations changed in Paragraph 14 to the effect that any type of stage dog
should be prohibited.18 This anecdotal episode probably became popular through the
rewriting of Schiller’s verses to Goethe, from ‘The appearance should never attain reality
/ And if nature conquers, then art must retire’, into: ‘The dog stable should never be the
same as the stage / And if the poodle arrives, the poet must depart’.19
This attempted proscription of stage animals gave them a kind of hinge function
since such a division marked the separation between high and popular culture, as well as
between theatre and circus. But this amibition, as Goethe’s inability to prevent a canine
actor from performing on the Weimar stage suggests, was never fully realized – and
indeed Michael Dobson, suggesting that modern mass entertainment ‘makes canines of
us all’, argues that ‘human actors … may want to soliloquize, but the performing dogs
of modernity are altogether more decisive, becoming the main action of any show into
which they are allowed’.20 The dog theatre also carried a political message, since the canine
depictions not only showed off the animals’ docility, and made it possible to present a
caricature of human types of behaviour without violating prohibitions on singing and
speaking,21 they also contributed to the contemporary debate on the ability of animals
to be (at least in part) rational. The tricks that stage dogs learnt through careful training
made up an impressive spectrum of abilities. Their handlers and impresarios used dogs
for tolerance training with other animals, had them dance and walk on their back legs, as
well as jump through hoops. But the trained dogs could apparently also ‘read’, ‘write’ and
‘speak’. The dogs with the most impressive abilities of this sort, including crucially the
ability to perform on command, were termed ‘artistic dogs’. At the start of the eighteenth
century, there were performances by such canine star turns to be found in many German
cities. The term has indeed no pejorative or mocking meaning; rather, it emphasizes the
fact that these dogs had actually learnt feats of an intellectual nature.
Eighteenth-century stage dogs were considered performers, then, animal actors,
not merely performances or spectacles. That dogs of all animals were seen in this way
is surely down to the fact that they were considered especially easy and uncomplicated
to train, a quality lauded in Krünitz’s Enzyklopaedia of 1782: ‘The dog has genius, i.e. it
has the ability to quickly comprehend and learn something. That such a predisposition
actually exists can be seen in the orientation towards hunting and all types of stunts,
It’s Just an Act!
131
which they know how to do in an admirable way.’22 An encyclopaedia entry is an index of
received wisdom, but it shows moreover that companion animals were taught practices
that extended beyond the dog’s domestic roles. Under the heading of ‘Training Dogs
for Pleasure’, the same Enzyklopaedia provides information on how the dog can be
taught to walk on its hind paws, in addition to (the rather less impressive) fetching and
swimming.23 Dogs were animals understood in the frame of cultural practices, then,
but their very ‘nature’ contributed to the role they performed. This nature was specific,
a quality to be found in all canines, however unevenly, but it was a nature that could
be brought out in individual animals, with the right training, a process that led directly
to the phenomenon of dog ‘artists’ – itself a liminal category by the very fact that such
performing dogs exhibited talents comparable to those of human beings.
This is most obvious in the ‘learned’ animals, including ‘scholar’ dogs, who graced
the eighteenth- and nineteenth-century stage, but these exemplary liminal qualities
were part of the attraction of performing animals of all kinds, qualities that enabled
trainers, and their animals, to rise above natural ‘animality’ and to mimic, for example,
human achivements. An especially popular motif was, for instance, the spectacle of
an animal able to make purchases from the butcher and deliver the wrapped meat
to its master intact – mastering of course its impulsive animal appetite. The familiar
narrative appeared for the first time in the writings of the humanist Justus Lipsius
(1547–1606), who told of how during his childhood in Brussels, a large dog of an
English breed would go to the butcher on its own and faithfully carry home its
purchases according to the wishes of its master.24 This story was subsequently repeated
in many variations, and by the eighteenth century at least was invoked to praise the
unique learning abilities of dogs.
Performing animals also provided animal versions of human artistry, however. In
the reporting of canine artists, for example, much space was given to the dog ballet.
In 1705, chroniclers enthusiastically wrote about the Ballet of Little Dogs in London,
in which the dogs not only danced on two legs but also knew how to keep the beat.25
This fascination for dog ballet continued into the nineteenth century (the dancing
poodle Pollux and its ‘Styrian National Dance’ were advertised as part of Berlin’s
amusement repertoire in 1848, for instance).26 It was also popular and profitable to
put dogs on stage, in combination with exotic animals. From 1762 to 1765, Charles
Duclos displayed his exotic animals, particularly apes and monkeys, together with his
trained dogs.27 The combination of these animal species is apparent in the dog and
monkey ‘theatre’ that had developed great popularity in eighteenth-century Europe.28
The shows by Heinrich Schreyer were especially well known in Germany in the 1830s,
advertised with thrilling announcements like the following: ‘The conquest of the Veste
Kakumirium castle, a pantomimic dramatic scene, performed by a number of monkeys
and dogs. This play is distinguished not only by the admirable skills of the four-footed
artists but also by the entirely new costumes, machinery and impressive decoration.’29
Here, the hierarchical elevation of the animal was an essential element in the
performances. The obviously appealing aspect of the monkey and dog theatre was
the fact that the presented animals mimicked human beings in their various antics,
something that simultaneously endorsed the priority of human reason and called it
into question. Dogs were dressed up, made to walk on two legs, and to act in a human
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manner by calculating, reading the clock, playing dominos or guessing cards.30 But
the humanization of the canine and simian performers, however anthropomorphic,
required people to attribute a certain degree of rational faculty to the animals.31 This
teachability of the most talented and tractable animals was also evident in the figure of
the ‘learned’ or ‘scholar’ dog, popular as far back as the seventeenth century: in 1670,
Philip, Duke of Orleans in Paris apparently possessed a dog who knew how to sort
books alphabetically by author.32 Reading dogs could communicate with people by
laying down letters; according to reports, a dog performed at the Danzig Fair in 1754
that could respond to the question about who built Rome with the word ‘Romulus’ or
also knew how to answer the question regarding the first Roman emperor.
In addition to learning the cultural technique of reading, however, scholarly canines
were asked to express themselves, not in their own but in human language – and in
contrast to conventional wisdom for human subjects, we might rate such speaking
as more difficult than reading. The fascination with speaking dogs was a familiar
manifestation of the eighteenth-century Enlightenment. Evidence of such animals was
entered into the reports of scientific academies and scholarly treatises. Most famously,
Leibniz in 1768 enthusiastically reported that a farmer’s dog in the region of Meissen
could speak.33 After extensive years of practice, this dog was capable of speaking thirty
words or repeating them after its owner. Its repertoire of words included the luxury
consumer products, ‘tea’, ‘coffee’ and ‘chocolate’, apparently the first words that the
animal was trained to utter, and which subsequently became the ABC of speaking
dogs.34 And although people were quite aware of the anatomical reasons for some of
the difficulties that stopped dogs from speaking in human tongue, they nevertheless
made many attempts to overcome these disadvantages. In the Bibliothèque Germanique
of 1720, for instance, the procedure with which dogs were forced to speak or supported
in learning to speak was described as follows:
Its master sat down on the ground and took the dog between his legs so that he
could do whatever he wanted with the dog. He used one hand to hold its upper
jaw and the other to hold its lower jaw, sometimes holding both at the same time.
This twisted the dog’s throat in various ways, which caused it to be able to speak
a few words.35
The Universal-Lexicon published by Heinrich Zedler in the mid-eighteenth century
also reported on the methodical procedure for making mute dogs speak; in this
process, the scientist-cum-showman manipulated the animal’s throat.36 Even the
credulous Leibniz reported that his learned dog, ‘only speaks by echoing, that is, after
its master has pronounced a word, and it seems that it only repeats when forced, and
despite itself, although it has not been maltreated’.37
Munito, the ‘wonderful dog’
An analysis of contemporary newspapers shows that the narrative of the ‘scholar’
and the image of the ‘teachable’ dog appeared in many guises, with several variations.
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From the many recorded descriptions of ‘scholar’ dogs, we can nevertheless see how
numerous motifs of the dog on the stage were condensed – in the figure of Munito, the
‘dog genius’ whose performing career began in the 1820s and took him all over Europe
with his master. Munito’s talents were certainly impressive: he understood Dutch,
English, Italian, French and Latin; he could spell, play cards and dominos; and he was
a mathematical wizard to boot.38 The great Munito was constantly on tour and his
performances in the best-known entertainment locations were invariably sold out. In
Paris, he made a guest appearance at the Cabinet d’Illusion for some time; in London,
he performed for the Prince Regent and the Duke of York.
The name Munito was used – however – for a large number of different scholar dogs
over the course of the nineteenth century. The first dog by the name of Munito, the
prototype so to speak, was presented in Milan by an Italian man named Castelli after
thirteen months of training. This Munito was a mixed-breed dog who probably had a
hunting hound as a father and a water spaniel as a mother. On the many advertising
posters for his performances, he was pictured as white with a brown spot above his
left eye and had curly fur. Even though he was actually a mixed-breed dog, he was
given the fashionable shearing of a lion hound. During his time in London, Munito
the First achieved fame beyond the stage, as a courageous hero in real life rather than
in melodrama: together with his master Castelli, he rescued a woman from a pond and
received a medal from the Royal Humane Society – as did his owner.
In 1821 and 1822, Castelli and Munito were on the road in Prussia and the Kingdom
of Bavaria, and there is evidence of his performances in Munich, Berlin and Augsburg.
By 1824, very little was heard from Munito, however. It can be assumed that Munito
had trodden the boards, actual and metaphorical, for the last time. But it was not long
before performances by ‘Munito’ were being advertised once again. Signor Castelli had
also called his next stage dog ‘Munito’, despite the fact that the successor was a different
species of poodle. The name of Munito had become a brand rather than merely a
personal name, well on its way to designating a clever and well-trained performing
dog. Eugène Muller described this second Munito in his book Les Animaux Célèbres
as a beautiful white poodle with a lion haircut.39 Starting in 1827, Munito the Second’s
European tour took him through Germany, on his own at first and then, from 1830,
with his supposed son. The stunts Munito performed were similar to those of his
predecessor; but the poodle could now demonstrate the ability to read the time from
a clock, turn a key with his teeth, play a drum and perform acrobatic tricks. Munito
apparently also knew the answers to hundreds of questions that were printed in a little
octavo notebook. With the use of letters laid out for him, Munito provided the answers
required, and could also work with numbers and solve mathematical problems.
Munito had been so perfectly instructed in these stunts that it was impossible to
determine how the trick was accomplished, though spectators such as Charles Dickens
wondered whether Signor Castelli was providing the dog with cues of various kinds.
This was indeed the case: the learned dog Munito was receiving instructions that only
he could hear, as he ran back and forth between the cards that had been laid out for
him: once he reached the letter that his master wanted him to select, he picked up the
signal and stopped moving. This signal was the noise made by his master bending and
releasing a toothpick hidden in his pocket.40 To contemporaries, informed by the long
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speculation over the reasoning ability of animals, Munito’s powers were a mystery as
well as a delight; to us, who know that even the most accomplished dog cannot spell
or calculate, this inevitably feels like a fraud. But Munito was no automaton or dunce:
what is really impressive is a performance that had been perfected down to the last
detail, in which human and dog were successfully melded into a successful double act.
And this could only happen because the dog and human were able to communicate, to
share knowledge. Dog training of this kind – and this is the decisive point – does not
principally evidence the intellectual abilities of dogs, or their lack of them, calibrated
as ever to human standards of achievement, but rather the special relationship
between the trainer and the trained. What is more, the performance of these famed
stage dogs makes it clear that canines can very much be understood as active actors,
not passive stooges: to an extent we have to argue that dog and human trained each
other. Interpreting training in this way, as a framework of interaction, should not belie
the fact that the animals did not necessarily perform voluntarily,41 nor ignore acts of
resistance and the unpredictability of animal actors,42 – but it should give us pause
before dismissing the stage dog as merely the product of human cultural practices.
Rudolf Lang and his performing dogs
A second example can be offered, that of the early-eighteenth-century German dog
trainer and impresario Rudolf Lang. The basic sources for the story of Lang and his
two trained dogs are the writings entitled Kurz Verfasste Reiss-Beschreibung (‘Brief
Travel Descriptions’) (1739) and Natürliche Zauberey (‘Natural Magic’) (1740).43 Lang
describes how the stunts with his dogs had made him famous throughout Europe: as he
put it rather immodestly, ‘All in all, I was a wonder in Europe.’44 Lang was a showman,
very well aware of the nature of the market for entertainment, especially in animal
acts. He was very much aware that his trained dog tricks were part of a long tradition
of ‘artistic animals’, but advertised his shows with the claim that they clearly stood out
from the competition.45 Lang’s act was certainly different from Signor Castelli and the
various Munitos. Lang’s position on speaking dog acts, as well as the dog and monkey
theatres, was largely dismissive as well as sceptical: in his travel account of 1739, he
presents these phenomena in a wholly ironic manner. For Lang, the purpose of the dog
act was primarily to entertain, not to instruct or speculate about the abilities of people
and animals. Humour came from the names that Lang’s dogs were given, letting the
audience clearly know what it should expect. The little dog responded, for instance,
to the name of ‘Hanswurst’ and the large one to the name of ‘Mosche’. It is difficult to
understand the context for the name ‘Mosche’, and though Mosché, with an emphasis
on the acute ‘é’, is the Hebrew name for Moses, it is unlikely that this is an anti-Semitic
transposition of Moses into a dog; perhaps Mosche was a play on the discourse of
the Jewish convert as a ‘false’ Christian or ‘hidden Jew who – despite all efforts at
adapting – could not be transformed into a Christian citizen after all’. ‘Hanswurst’ is
easy to explain, however. Since the sixteenth century it referred to a ribald-comical
figure of the German-language improvized comedy, and by the eighteenth century,
‘Hanswurst’ was the name of the leading comic figure in German-language theatre –
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the travelling physician and lessee of the Kärntnertortheaters in Vienna, Joseph Anton
Stranitzky, had been pitching his troop of ‘German comedians’ against the Commediadell’arte since the 1720s, for instance, with ‘Hanswurst’ as his secret weapon. As a
popular peasant figure, the Hanswurst figure was also performed in plays at fairs and
in the travelling theatres.
Lang’s training typically anthropomorphized the dog by turning it into a pawn of
human communication. In addition, the dog was also used as a medium to speak or
‘bark out’ things that the human actor in the performance duo would not have been
allowed to articulate. Another basic element of this anthropomorphization was that
trained dogs showed that they were capable of human cultural techniques such as
reading the clocks or handling playing cards, even if this was put forward without
the claims to rationality made by Castelli and Munito.46 Like Munito, Hanswurst
and Mosche were famous for their card tricks, and they moreover were trained to
recognize money. But Lang’s achievements in dog training and performance were also
to be found in the way in which the dog could be made to make humorous physical
contortions, such as sticking its head between its legs. Lang’s act perhaps owes more
the carnivalesque than to the Enlightenment: he describes, for instance, how a dog
could be taught to point to its rear end in response to the question of: ‘Where does it
love the cats?’47 A dog might be trained to stop in front of a woman and respond to the
question (a comedy staple!) ‘What do you think – is she still a virgin?’ by either barking
or shaking its head according to the prompts given (Figure 8.1).48
Figure 8.1 Training a dog to recognize who is still a virgin: Lang, ‘Einen Hund
abzurichten, zu Erkennen wer noch Jungfrau sei’, in Rudolf Lang, Die von mir auf das
höchst gebrachte natürliche Zauberey (Augsburg, 1740).
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Animal History in the Modern City
Other dog tricks were more in the tradition of the dog theatre and served the
somewhat more elevated purpose of political parody. So, for instance, the twelfth
number in Lang’s essay of 1739 had the title ‘Training a dog so it shows that it does
not want to visit the Turkish or Roman emperor’. In this trick, a dog named Mosche
was asked to take a letter to the ‘emperor’. As soon as the dog receives this command
from its trainer, it rushes off. When he calls it back to deliver the letter to the Turkish
emperor, the dog now lies down on the floor and plays dead. But when Lang asks it to
begin the journey to the Roman emperor, it immediately leaps up and was willing to
do its duty.49 The background here is that of the Russo–Austrian–Turkish War, which
ended in 1739, with the Austrian Habsburg emperor and the Turkish emperor facing
each other as enemies in the battle for the Balkans. The impact of this act depended
in part on a knowledgeable audience, and one of the secrets of Lang’s success was
probably that he included them in his performances. At private shows, in particular,
audience members were directly integrated into the show: one trick involved the dog
barking to show which of those present was a well-known personality, something that
allowed Lang to flatter the host. At the Margrave of Ansbach’s court, for instance, the
dog Hanswurst performed in a dress and occupied a chair at the table between the
margrave and the marchioness; the hostess was so amused by this that she wanted to
buy Hanswurst, which Lang denied her despite an offer of hundred ducats.50 When
another showman offered to trade Hanswurst for an ‘artistic monkey’, Lang also
rejected the offer.51 Lang instead purchased this monkey, for thirty-two guilders, and
added it to his animal ensemble, teaching it balancing tricks.52
Lang and his dogs toured from late 1717 to 1722, making guest appearances in
the cities of Augsburg, Nuremberg, Munich, Ingolstadt, Regensburg, Passau, Linz,
Hamburg, Wolfenbüttel, Ludwigsburg, Stuttgart, Erlangen, Bamberg, Frankfurt,
Jena, Leipzig, Freiburg, Magdeburg, Dresden, Prague and Vienna. Lang put on shows
in his home, at the fair, at exhibitions and in ballroom buildings, and gave private
performances upon request. Lang not only performed with his stage animals but also
lived and travelled with them – a circumstance that additionally turned his animal
companions into liminal animals since they were virtually his training relationship
partners within the private sphere. But he subsequently returned to his hometown of
Augsburg and gave up his career as a dog trainer, selling his two dogs for 220 guilders.53
Tormented by boredom, Lang in 1723 bought a foal for thirteen guilders and two
new dogs, though the training did not function as well with them as with his first
two animals.54 Nor did his successors have any success with Hanswurst and Mosche, a
circumstance that prompted Lang to point out the importance of the trainer’s personal
relationship with his dogs.
It is the importance that Lang placed on this training that gives his dog act its
real significance, and this is a theme that Lang returned to time and again in his
autobiographical reflections.55 Lang had felt a passion for animals from his boyhood,
writing: ‘It should not be unknown to most people here in Augsburg, which is not
unfamiliar as my father’s city, that I was a great fan of animals – especially of horses and
dogs – since my youth.’56 He reveals nothing about the reasons that caused him to give
up his learned profession, as a brewer, and instead go on tour with his trained dogs.
But he does discuss the history of his experiments in dog training, starting with how he
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137
bought a female Danish dog and had it mated with a male dog of his selection. Shortly
before the birth of the litter, Lang kept the mother chained in a ‘laundry tub’ filled
with hay.57 Of the five pups that resulted, the two females were drowned by Lang, who
kept only the three male dogs for training. Though this seems particularly cruel, this
approach (post-zygotic selection) was widespread, the general opinion being that just
three or four out of a litter should be allowed to live, to enable the survivors to grow up
healthy and strong.58 Lang also emphasized that it was important for the training that
the pups be separated as early as possible from the mother and carefully selected as to
the degree to which each might be or become an ‘exceptional dog’.59
For Lang, the education and training of the pups as stage animals primarily
depended on two things: patience, and time. He initially based his training on a guide
that was more than one hundred years old, and though he did not provide any more
information, Lang was evidently impressed by the above-mentioned story of the dog
who went to the market and butcher with a shopping list and brought home all of the
goods intact.60 In doing so, he organized his own story in conformity with the wellestablished narrative of the disciplined or scholarly dog. When it came to his own
advice on the training of dogs, however, Lang put forward three principles: the first
being the recognition that dogs are ‘intelligent animals’; second, that ‘they should only
be trained when they are hungry (because the reward is more effective in this case)’;
and third, ‘that “more can be achieved with love and words than with blows”’.61 Lang’s
fundamental assumption was that many animals show ‘intellect’ and that the animal
trainer should make use of precisely this trait.62
Before an individual dog’s tricks and stunts could be practised, however, Lang
insisted that work must first be invested in basic training. This includes the animal
having a proper interaction with humans, being able to shake its head on command
and barking and fetching when instructed to do so. Every chapter of his guide to
training, the book Natural Magic, has the same structure, proceeding with step-by-step
descriptions of how the dog can be made to learn the various tricks, from the basic to
the more difficult. Lang proceeds by describing his training methods in detail, as in the
example of how to train a dog so that it ‘reaches the crumb of bread beneath it without
even moving its foot by a hair’, illustrated in Figure 8.2.
This advice is then followed by a passage in which the dog protagonist speaks to
the readers in the form of a poem, putting the training and treatment of dogs from
their own perspective.63 By repeatedly using this device, Lang lets the dog speak, to
make it clear to people that the canine should be considered a partner in the process
of training. He acknowledges the respective places of the human and the dog, and puts
a premium on human speech, but he gestures at the same time, in a liminal manner,
towards putting humans and non-human animals on the same plane. It is true that
Lang imagines his dog spouting the following line of verse, something that gives a clear
indication of the human–dog, trainer–trained hierarchy: ‘But I am a dog / and live in
reason / and yet I still show many things of wonder / Through my master’s diligence /
as he has taught me’.64 The servility staged here is a leitmotif of the passages spoken
by the dog actor, and places the emphasis on the fact that training is a ‘rare art’ and
much diligence is required to learn it.65 But that art and diligence is capable of being
taught to the animal who is his performing partner. It is not something that is simply,
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Animal History in the Modern City
Figure 8.2 Training a dog to perform a trick: from Rudolf Lang, Die von mir auf das
höchst gebrachte natürliche Zauberey (Augsburg, 1740), 9 ff.
say, beaten into a broken beast. Lang was convinced that nothing could be achieved
through violence; he thought that people were often too rough with dogs, and that this
was entirely counterproductive.
As Lang presented it, the basic element of dog training was a form of knowledge
shared by both parties. When practising stunts, this mutual knowledge was an exclusive
and – from the perspective of the audience – ultimately clandestine knowledge, since
the success of the performance was based solely on the human–dog duo knowing
its secret. The ignorance of the astonished audience as to how the stunts were
performed made the act successful – even if it left a space for sceptical questioning
and criticism. Lang faced accusations, for instance, that his ‘artistic’ performance
was merely ‘deception’, or perhaps even ‘sorcery’, something of which he was accused
of by the executioner of Dresden.66 Lang was alleged to have made a pact with the
Devil, his two black dogs nothing less than Satan’s stage extras.67 Without divulging
the secrets of his training, Lang was forced to distance himself from the accusations
of witchcraft that could also have ended his life as well as his career: and Lang did
this by emphasizing that even though he had ‘artistic’ dogs, they only demonstrated
‘natural’ magic. ‘Natural magic’, the title of his 1740 book, was used here to make a
clear distinction between his training and the ‘unnatural’ art of witchcraft. Natürliche
Zauberey is a dog training manual, then, but also a defence of his methods and the
nature of his art. The revelation of his training techniques was an example of skilful
marketing, since his contemporaries were always interested in ‘exposing’ the ‘magic
tricks’ that lay behind the dogs’ performances. But it was also a justification strategy:
by disclosing in detail how dogs could be taught such tricks, it was possible for him to
refute any type of accusation that he was somehow in bed with the Devil. Lang argued
in his introduction that ‘natural magic, which many thousands consider to be and
see as true magic’ can finally be revealed. Although it might ‘look supernatural in the
eyes of the people’, these methods of teaching an irrational animal were simply beyond
their grasp, giving it ‘an intellect that is human, so to speak’. But his art was the result
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139
of patient and careful training, nothing more – but also nothing less. Lang’s ultimate
aim was to show ‘sensible people what can be imprinted on the animal mind through
much diligence and effort’.68
Conclusions
Above all, the achievements of Rudolf Lang in dog training demonstrated the
teachability of his dogs. In his texts, the dog appears in fact as an actor, a claim can that
be understood on three different levels: in the classic sense of an actor on the stage, but
then also as a speaking agent who represents its master, and – above all – as part of a
double act, the unity of human being and dog in the stage performance. Lang took a
clear position by calling on people to also comprehend dogs as beings with an intellect
– not as a result of magic, especially not in the sense of a pact with the Devil, but a
condition that the ‘natural magic’ of training could bring out and enhance, enabling
them to produce feats so complex that they could not even have been taught to every
human being. So the dog, as a trained partner in the performing arts, inevitably turns
into a human-like counterpart. In the figure of the scholar dog, the learned canines
become particularly anthropomorphized, but the art of the artistic animal consisted in
learning human cultural techniques, not just in mimicking humans.
Notes
1 Chris Pearson, ‘Dogs, History, and Agency’, History and Theory 52, no. 4 (2013):
128–45, 137.
2 See Donna Haraway, When Species Meet (Minneapolis: University of Minnesota Press,
2008), 301.
3 See Donna Haraway, The Companion Species Manifesto: Dogs, People, and Significant
Otherness (Chicago: Prickly Paradigm Press, 2003).
4 See Julia Bodenburg, ‘Auf den Hund gekommen: Tier-Mensch-Allianzen in Donna
Haraways Companion Species Manifesto and Thomas Manns “Erzählung Herr und
Hund”’, in Ich, das Tier: Tiere als Persönlichkeiten in der Kulturgeschichte, ed. Heike
Fuhlbrügge, Jessica Ullrich and Friedrich Weltzien (Berlin: Dietrich Reimer Verlag,
2008): 283–93, 288.
5 Haraway, Companion Species Manifesto, 20.
6 Gesine Krüger has pointed out that if we wish to retain the epistemological value of
history as a concept, an animal story entirely without human beings is meaningless
and/or impossible to write; moreover, history does not necessarily need to be based on
texts, something noted by Lucien Febvre in the 1930s. See Gesine Krüger, ‘Tiere und
Imperium: Konturen einer Animate History postkolonial: Rinder, Pferde und ein kannibalischer Hund’, in Tiere und Geschichte: Konturen einer Animate History, ed. Gesine
Krüger, Aline Steinbrecher and Clemens Wischermann (Stuttgart: Steiner, 2004),
127–52, 135, and Lucien Febvre, ‘Ein Historiker prüft sein Gewissen: Antrittsvorlesung
am Collège de France 1933’, in Das Gewissen des Historikers, ed. Lucien Febvre (Berlin:
Wagenbuch, 1988), 9–37, 18.
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Animal History in the Modern City
7 A much more expansive understanding of relationships can be found in related
concepts such as entangled agency. See Mieke Roscher, ‘Zwischen Wirkungsmacht
und Handlungsmacht – Sozialgeschichtliche Perspektiven auf tierliche Agency’, in
Das Handeln der Tiere: Tierliche Agency im Fokus der Human-Animal Studies, ed. Sven
Wirth et al. (Bielefeld: Transkipt, 2015), 43–67, 58ff.
8 This helps shape the new (intermediate) space that Haraway describes as emergent
nature cultures: see Haraway, Companion Species Manifesto, passim.
9 Dorothee Römhild, ‘Belly’chen ist Trumpf ’: Poetische und andere Hunde im 19.
Jahrhundert (Bielefeld: Aisthesis, 2005), 44.
10 Bärbel Edel, Der Hund als Heimtier: Gegenstand oder Person? (Hamburg: Kovac, 1995), 5.
11 We can see this in discussions about the appropriate places for companion animals to
sleep and to relieve themselves.
12 Police regulations in European countries typically differentiated between useful and
useless dogs, and between dogs employed for professional purposes and those kept
solely for pleasure. But utility was always in the eye of the beholder, defined through
culture and discourse rather than a straightforward use-value.
13 Consider the grieving process and the culture of remembering beloved canines: the
feeling of grief for a specific dog that had accompanied a stage of life was always
concrete and imaginary, both real and discursive. See, for instance, Philip Howell, ‘A
Place for the Animal Dead: Pets, Pet Cemeteries and Animal Ethics in Late Victorian
Britain’, Ethics, Place & Environment 5, no. 1 (2002): 5–22, 7.
14 See Esther Köhring, ‘Tiere, Theater, Tanz und Performance’, in Tiere: Ein Kulturwissenschaftliches Handbuch, ed. Roland Borgards (Stuttgart: Metzler 2015), 245–61, 247.
15 Guilbert de Pixérécourt’s The Forest of Bondy: Or, The Dog of Montargis (1814). See the
excellent discussion in Michael Dobson, ‘A Dog at all Things: The Transformation of
the Onstage Canine, 1550–1850’, Performance Research 5, no. 2 (2000): 116–24.
16 Dobson, ‘A Dog at all Things’, 120–1.
17 Köhring, Tiere, Theater, Tanz und Performance, 250.
18 Ibid., 251.
19 Cited in Allgemeine deutsche Real-Encyklopädie fur die gebildeten Stände: Konversations-Lexikon in Zwolf Bänden (Leipzig: Brockhaus, 1833), 497. Available online:
https://catalog.hathitrust.org/Record/009030134 (accessed 15 July 2017).
20 Dobson, ‘A Dog at all Things’, 124.
21 See Dittrich and Rieke-Müller, Carl Hagenbeck, 23.
22 Johann Georg Krünitz et al., Oekonomisch-technologische Encyklopädie, Vol. 26 (Berlin: Pauli, 1782), 379ff. The encyclopaedia, begun by Krünitz, was originally published
between 1773 and 1858, and is available online: http://www.kruenitz1.uni-trier.de
(accessed 15 July 2017). This and subsequent translations by Aline Steinbrecher.
23 Ibid.
24 Martin Pegie, Juristische Ergötzlichkeiten vom Hunde-Recht, und denen darbey vorkommenden Fällen: welchen als ein Anhang, das Recht derer Tauben und Hühner beygefügt
worden (Frankfurt and Leipzig: Immig, 1725), 3. Available online: https://www.
deutsche-digitale-bibliothek.de/item/L2Z6LHP5E2W5EUPYSOFG4GLPMHI5BYJP
(accessed 15 July 2017).
25 Cf. Pierre Hachet-Souplet, Die Dressur der Thiere mit besonderer Berücksichtigung
der Hunde, Affen, Pferde und der wilden Thiere. Nachdruck der Ausgabe von 1889
(Hildesheim: Olms, 1999), 31.
26 See Lothar Schirmer and Paul S. Ulrich, ‘Einmal Hunderttausend Thaler –Öffentliche
Vergnügungen in Berlin 1848’, last updated 12 February 2009, entry for 14 February
It’s Just an Act!
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
141
1848. Available online: http://www.theatergeschichte.org/dokumentation/berlin/1848/
index.html (accessed 15 July 2017). See also Lothar Schirmer and Paul S. Ulrich, Das
Jahr 1848: Kultur in Berlin im Spiegel der Vossischen Zeitung Repertoire in February
1848 (Berlin: Gesellschaft für Theatergeschichte, 2008), 145.
Lothar Dittrich and Annelore Rieke-Müller, Carl Hagenbeck (1844–1913): Tierhandel
and Schaustellungen in the German Empire (Frankfurt: Peter Lang, 1999), 21.
See Horst Flechsig, ‘Tiere als Schau-Spieler: So ein Affentheater’, MIMOS 1–2 (1995):
16–20.
Heinrich Schreyer, ‘Programmzettel. Heinrich Schreyerʼs Affen-Theater: Gastrolle
der Dlle. Pauline, Spielstätte: Wien/Prater/Schreyers Affentheater, 1847’, cited by
David Krych, ‘“Auch uns ist ein gut dressierter”: Affe lieber alse ein schlecht dressirter
Komōdiant – Affentheater und Hundekomōdien in Wien im 19. Jahrhundert’, in
Artistenleben auf Vergessenen Wegen: Eine Spurensuche in Wien, ed. Birgit Peter and
Robert Kaldy-Karo (Wien: Lit-Verlag, 2013), 145–68, 145ff, 151, 165 note 33.
See Krych, ‘Auch uns ist ein gut dressierter Affe lieber’, 168.
Ibid.
See Johann Heinrich Klüver, Auserlesene Juristische Ergötzlichkeiten (Frankfurt and
Leipzig: Johann Martin Burgsmannen, 1715), 7ff.
See Gottfried Wilhelm Leibniz, ‘Exposé d’une Lettre de Mr. Leibniz a l’abbé de St.
Pierre sur un chien qui parle’, in Leibnitii Opera Omnia: Nunc Primum Collecta, in
Classes Distributa, Præfationibus et Indicibus Exornata, Vol. 2 (Geneva: Fratres de
Tournes, 1768), 175–82, 180.
See Krünitz, Oekonomisch-technologische Encyklopädie, Vol. 26, 381ff.
Cited by Ernst Flössel, Der Hund: ein Mitarbeiter an den Werken des Menschen, ein
Beitrag zur Geschichte des Hundes (Wien: Hartlebens Verlag, 1906), 408.
See Johann Heinrich Zedler, Grosses vollständiges Universal-Lexicon (Leipzig: Zedler),
Vol. 13, S.617, column 1191. Published originally between 1731 and 1754. Available
online: https://www.zedler-lexikon.de (accessed 15 July 2017).
Leibniz, ‘Exposé d’une Lettre’, 180. Translation by Lloyd Strickland, available online at:
http://www.leibniz-translations.com/dog.htm (accessed 15 July 2017).
For Munito, see Jan Bondeson, Animal Freaks: The Strange History of Amazing Animals (Chalford: Tempus Publishing, 2008), 47–62.
See Eugène Muller, Les Animaux Célèbres (Paris: Hetzel, 1885), 25ff.
See Hachet-Souplet, Die Dressur der Thiere, 3.
See Mieke Roscher, ‘Where is the animal in this text? Chancen und Grenzen einer
Tiergeschichtsschreibung’, in Human-Animal Studies: Über die gesellschaftliche Natur
von Mensch-Tier-Verhältnissen, ed. Chimaira – Arbeitskreis für Human-Animal
Studies: Eine Einführung in Gesellschaftliche Mensch-Tier-Verhältnisse und HumanAnimal Studies (Bielefeld: transcript, 2011), 121–50, 143.
See Garry Marvin, ‘Natural Instincts and Cultural Passions: Transformations and
Performances in Foxhunting’, Performance Research 5, no. 2 (2000): 108–15, 109.
Rudolf Lang, Kurtzverfasste Reiss-Beschreibung, Oder oft beschuldigte aber niemals
erwiesene Zauber-Kunst, so in 2 künstlichen Hunden bestunde (Augsburg, 1739);
Rudolf Lang, Die von mir auf das höchst gebrachte natürliche Zauberey… Worinnen
gantz deutlich angezeigt wird, wie man einen Hund … zu ausserordentlichen und der
Vernunfft nach, recht übernatürlich scheinenden Künsten … abrichten und erlehrnen
kan … Mit … Kupffern (Augsburg, 1740),
Lang, Natürliche Zauberey, 2.
Lang, Kurtzverfasste Reiss-Beschreibung, Preface.
142
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
Animal History in the Modern City
Lang, Natürliche Zauberey, 7.
Ibid., Preface.
Lang, Kurtzverfasste Reiss-Beschreibung, 2.
Lang, Natürliche Zauberey, 13.
Lang, Kurtzverfasste Reiss-Beschreibung, 23.
Ibid., 49.
Ibid., 51. Thirty-two guilders (1,920 kreutzers) corresponded with about 68 days’
wages for a carpenter overseer, 112 days for a carpenter journeyman, and between a
half and a third of the annual salary for a teacher at the Fürth Armen und Waisenschule (School for the Poor and Orphans).
A municipal tax writer in Augsburg earned 210 guilders annually in 1739, so the price
for these two canines corresponded with the yearly salary of a medium-level civil
servant.
See Lang, Kurtzverfasste Reiss-Beschreibung, 161.
That Lang’s reports on training and travel are also autobiographical narratives is
evidenced by mentions of performances in other accounts. See, for instance, (Peter
Süssmilch Van Ghelen, ed.), Wienerisches Diarium, No. 4, 17 January 1722 (Vienna,
Austria).
Rudolf Lang, Kurtzverfasste Reiss-Beschreibung, 3.
Krünitz, Oekonomisch-technologische Encyklopädie, Vol. 26, 402.
Ibid.
Lang, Kurtzverfasste Reiss-Beschreibung, Preface.
Ibid.
Lang, Natürliche Zauberey, 1.
Ibid., Preface
Lang, Natürliche Zauberey, 2.
Lang, Kurtzverfasste Reiss-Beschreibung, 2.
Lang, Natürliche Zauberey, 9.
Lang, Kurtzverfasste Reiss-Beschreibung, 72.
Ibid., 13.
Ibid., Preface.
Bibliography
Allgemeine deutsche Real-Encyklopädie fur die gebildeten Stände: Konversations-Lexikon in
Zwolf Bänden (Leipzig: Brockhaus, 1833).
Bodenburg, Julia. ‘Auf den Hund gekommen: Tier-Mensch-Allianzen in Donna Haraways
Companion Species Manifesto and Thomas Manns “Erzählung Herr und Hund”’, in
Ich, das Tier: Tiere als Persönlichkeiten in der Kulturgeschichte, ed. Heike Fuhlbrügge,
Jessica Ullrich and Friedrich Weltzien (Berlin: Dietrich Reimer Verlag, 2008): 283–93.
Bondeson, Jan. Animal Freaks: The Strange History of Amazing Animals (Chalford: Tempus
Publishing, 2008).
Dittrich, Lothar and Rieke-Müller, Annelore. Carl Hagenbeck (1844–1913): Tierhandel and
Schaustellungen in the German Empire (Frankfurt: Peter Lang, 1999).
Dobson, Michael. ‘A Dog at all Things: The Transformation of the Onstage Canine,
1550–1850’, Performance Research 5, no. 2 (2000): 116–24.
Edel, Bärbel. Der Hund als Heimtier: Gegenstand oder Person? (Hamburg: Kovac, 1995).
It’s Just an Act!
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Febvre, Lucien. ‘Ein Historiker prüft sein Gewissen: Antrittsvorlesung am Collège de
France 1933’, in Das Gewissen des Historikers, ed. Lucien Febvre (Berlin: Wagenbuch,
1988)), 9–37.
Flechsig, Horst. ‘Tiere als Schau-Spieler: So ein Affentheater’, MIMOS 1–2 (1995): 16–20.
Flössel, Ernst. Der Hund: ein Mitarbeiter an den Werken des Menschen, ein Beitrag zur
Geschichte des Hundes (Wien: Hartlebens Verlag, 1906).
Hachet-Souplet, Pierre. Die Dressur der Thiere mit besonderer Berücksichtigung der Hunde,
Affen, Pferde und der wilden Thiere. Nachdruck der Ausgabe von 1889 (Hildesheim:
Olms, 1999).
Haraway, Donna. The Companion Species Manifesto: Dogs, People, and Significant
Otherness (Chicago: Prickly Paradigm Press, 2003).
Haraway, Donna. When Species Meet (Minneapolis: University of Minnesota Press, 2008).
Howell, Philip. ‘A Place for the Animal Dead: Pets, Pet Cemeteries and Animal Ethics in
Late Victorian Britain’, Ethics, Place & Environment 5, no. 1 (2002): 5–22.
Klüver, Johann Heinrich. Auserlesene Juristische Ergötzlichkeiten (Frankfurt and Leipzig:
Johann Martin Burgsmannen, 1715).
Köhring, Esther. ‘Tiere, Theater, Tanz und Performance’, in Tiere: Ein
Kulturwissenschaftliches Handbuch, ed. Roland Borgards (Stuttgart: Metzler
2015), 245–61.
Krüger, Gesine. ‘Tiere und Imperium: Konturen einer Animate History postkolonial:
Rinder, Pferde und ein kannibalischer Hund’, in Tiere und Geschichte: Konturen einer
Animate History, ed. Gesine Krüger, Aline Steinbrecher and Clemens Wischermann
(Stuttgart: Steiner, 2004), 127–52.
Krünitz, Johann Georg, et al. Oekonomisch-technologische Encyklopädie, vol. 26 (Berlin:
Pauli, 1782).
Krych, David. ‘“Auch uns ist ein gut dressierter Affe lieber alse ein schlecht dressirter
Komōdiant – Affentheater und Hundekomōdien in Wien im 19. Jahrhundert’, in
Artistenleben auf Vergessenen Wegen: Eine Spurensuche in Wien, ed. Birgit Peter and
Robert Kaldy-Karo (Wien: Lit-Verlag, 2013), 145–68.
Lang, Rudolf. Kurtzverfasste Reiss-Beschreibung, Oder oft beschuldigte aber niemals
erwiesene Zauber-Kunst, so in 2 künstlichen Hunden bestunde [Brief Travel
Description] (Augsburg, 1739).
Lang, Rudolf. Die von mir auf das höchst gebrachte natürliche Zauberey … Worinnen
gantz deutlich angezeigt wird, wie man einen Hund … zu ausserordentlichen und der
Vernunfft nach, recht übernatürlich scheinenden Künsten … abrichten und erlehrnen
kan … Mit … Kupffern (Augsburg, 1740).
Leibniz, Gottfried Wilhelm. ‘Exposé d’une Lettre de Mr. Leibniz a l’abbé de St. Pierre
sur un chien qui parle’, in Leibnitii Opera Omnia: Nunc Primum Collecta, in
Classes Distributa, Præfationibus et Indicibus Exornata, vol. 2 (Geneva: Fratres de
Tournes, 1768).
Marvin, Garry. ‘Natural Instincts and Cultural Passions: Transformations and
Performances in Foxhunting’, Performance Research 5, no. 2 (2000): 108–15.
Muller, Eugène. Les Animaux Célèbres (Paris: Hetzel, 1885).
Pearson, Chris. ‘Dogs, History, and Agency’, History and Theory 52, no. 4 (2013): 128–45.
Pegie, Martin. Juristische Ergötzlichkeiten vom Hunde-Recht, und denen darbey
vorkommenden Fällen: welchen als ein Anhang, das Recht derer Tauben und Hühner
beygefügt worden (Frankfurt and Leipzig: Immig, 1725).
Römhild, Dorothee. ‘Belly’chen ist Trumpf ’: Poetische und andere Hunde im 19.
Jahrhundert (Bielefeld: Aisthesis, 2005), 44.
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Roscher, Mieke. ‘Where is the animal in this text? Chancen und Grenzen einer
Tiergeschichtsschreibung’, in Human-Animal Studies: Über die gesellschaftliche Natur
von Mensch-Tier-Verhältnissen, ed. Chimaira – Arbeitskreis für Human-Animal
Studies: Eine Einführung in Gesellschaftliche Mensch-Tier-Verhältnisse und HumanAnimal Studies (Bielefeld: transcript, 2011), 121–50.
Roscher, Mieke. ‘Zwischen Wirkungsmacht und Handlungsmacht – Sozialgeschichtliche
Perspektiven auf tierliche Agency’, in Das Handeln der Tiere: Tierliche Agency im Fokus
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Schirmer, Lothar and Ulrich, Paul S. ‘Einmal Hunderttausend Thaler –Öffentliche
Vergnügungen in Berlin 1848’, last updated 12 February 2009. Available online: http://
www.theatergeschichte.org/dokumentation/berlin/1848/index.html (accessed 15
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Schirmer, Lothar and Ulrich, Paul S. Das Jahr 1848: Kultur in Berlin im Spiegel
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https://www.zedler-lexikon.de (accessed 15 July 2017).
9
Between Wild and Domestic, Animal and
Human, Life and Death: The Problem
of the Stray in the Victorian City
Philip Howell
Introduction
The word ‘liminal’ has several meanings, and at least two are relevant when it comes to
non-human animals. The first is the distinctive status of animals who do not happily
fit in the established categories and associated geographies of ‘wild’ or ‘domesticated’.
In this regard, the archaeologist Terry O’Connor straightforwardly identifies liminal
animals with ‘commensal’ animals: that is, the wild or domestic species which live on
anthropogenic food sources and share their living spaces with humans.1 They are our
‘neighbours’, to use O’Connor’s phrase, literally eating at the same table, whether we
put it out for them specially (via garden birdfeeders, for example), or inadvertently
provide affordances for, say, the wide range of urban wildlife (rats, pigeons, foxes,
feral cats etc.). There is a persuasive case to be made that for animals such as the dog,
commensalism is the species’s distinctive destiny: for almost no dogs live in the nonhuman ‘wild’, while only a tiny minority of the world’s dogs are ‘domesticated’ in the
modern, Western sense of pets or companion animals.2
The word ‘liminal’ is surely to be preferred to ‘commensal’, however, not least
because it stakes out a territory between wild and domestic, acknowledging that these
terms are cultural artefacts as much as ecological categories. ‘Commensal’ arguably
conjures up a neat demarcation of ecological relationships (though in practice no
relationship is purely ‘commensal’, likely as it is to take on elements of mutualism
and parasitism); ‘liminality’, derived from the human sciences such as anthropology,
privileges by contrast ambiguity, in-between states, the work of boundary-making
and boundary-challenging.3 As Kimberley K. Smith puts it, ‘Feral animals and strays
occupy a liminal space; their status is indeterminate.’4 Here, in contrast to the approach
of the naturalists, liminality is explicitly recognized as a cultural phenomenon. This is
pre-eminently a political space, and liminal animals have been expressly considered in
a political theory that seeks to include non-human animals: What political status, ask
the animal rights theorists Sue Donaldson and Will Kymlicka, should ‘liminal species’
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Animal History in the Modern City
be granted in a more-than-human political theory?5 If domestic and domesticated
animals might be considered co-citizens of some kind, as ‘dependants’, and wild animals
granted a kind of ‘sovereign’ independence, how can we account for the liminal species
close to us but not necessarily part of our society – animals that are not strangers but
neighbours, neighbours but not dependants? What kind of political rights might be
envisaged for these animals? In Zoopolis, Donaldson and Kymlicka opt for what they
call ‘denizenship’: animals who are residents neither qualifying for nor requiring full
citizenship, but who should nevertheless be accepted as entitled to specific rights and
privileges. In their self-consciously liberal political theory and its guidelines for living
with animals, Donaldson and Kymlicka provide a spirited defence of the rights of these
hard-to-place liminal animal lives.
Admirable as Donaldson and Kymlicka’s ideas are, though, this is not a wholly
persuasive case, as critics have charged. For a start, there is an obvious tension between
the rights of individual animals and the discrete, homogeneous group identities that
Donaldson and Kymlicka want to use as the basis for allocating non-human animals’
rights and human responsibilities.6 The rights and privileges extended to animals
vary abruptly and alarmingly between animals sorted in this way into the categories
of ‘wild’, ‘domestic’ and ‘liminal’, with the latter being granted the basic but largely
negative rights of non-interference, and very little more.7 Tensions between the rights
of ‘wild’, ‘domestic’ and ‘liminal’ animals are another obvious problem. Clare Palmer
points, for example, to the difficulties of respecting the domestic cat’s ‘right’ to outdoor
access and the ‘rights’ of the liminal community of garden birds; indeed, Palmer notes
that ‘cats are probably the most “liminal” … of domesticated animals; we are not clear
where they “fit”’.8 We could go much further in this regard, in critiquing the still far too
straightforward classifications that are the basis for Donaldson and Kymlicka’s theory
of animal rights. The category ‘wild’, and the geography or geographies associated with
it, has been shown by Irus Braverman (among others) to be intensely problematic; we
can say the same about the definition of ‘domestic’ or ‘domesticated’ animals, including
companion animals caught in ‘a sort of nether-world between animal and human’.9 And
of course if this is so, it is hard to see how Donaldson and Kymlicka’s liminality can be
regarded as anything like a stable category. One perfectly understandable response is
that we need to particularize, to be more careful and precise about the subdivisions and
sub-subdivisions within the category ‘liminal’.10 Donaldson and Kymlicka themselves
divide their liminal cohort into opportunists (animals who actively seek out human
populations), niche specialists (animals relying on a specific resource or microhabitat
made available by humans), introduced exotics and feral animals.11 But on the other
hand, and as I shall try to argue here, the category of liminal animals should privilege
‘ambiguity, complexity, and open-endedness’ rather than ‘clarity, simplicity, and closure’,
which are really the values of a ‘fictional’ ecology rather than scientific ‘fact’.12 I would
argue that an approach to liminal lives needs a further inoculation of liminality if we
are to do liminality, and liminal animals, justice. Rather than approach liminality as a
category or box, we need to go back to thinking of it as an in-between state, unstable,
contestable and dynamic.
Which takes us to a second obvious way of thinking about ‘liminal animals’, and
that is the distinction between animal and human. We are by now accustomed to
Between Wild and Domestic, Animal and Human, Life and Death
147
decrying the dualism of human/animal – often to the point of tiresome redundancy
– but it is still worth stressing that the concept of liminality is not so much a way
of identifying and specifying and fixing a particular group of non-human animals,
but rather a way of registering the ambiguous nature of humanity and animality
themselves: ‘Liminal space/time boundaries do not have hard-and-fast edges but are
fuzzy, certainly showing up highly distinctive marks of the human, but only through
association with other beings in a community, including other animals.’13 Indeed, the
troublesome liminality of humans and (other) animals is apparent in every attempt
to define what we as humans owe to liminal (and other) animals. Donaldson and
Kymlicka’s purpose in their political theory of animal rights is for instance precisely
to draw comparisons between the way in which rights are allocated to some human
beings rather than others, and the way in which they might accordingly be extended
to some non-human animals. In the case of liminal species, Donaldson and Kymlicka
consider several categories of human ‘denizens’, as diverse and incommensurable as
the Amish, seasonal migrants and undocumented immigrants. In the case of the latter,
Donaldson and Kymlicka do so not to denounce the limited political privileges and the
limbo status of such ‘shadow citizens’, but simply to show that some form of political
inclusion, however compromised, is possible for some liminal non-humans.14 But by
doing so they can hardly help but generate unease: inevitably, the raising of animals’
rights seems to threaten the lowering of those of some human beings, and one does not
have to be a committed anthropocentrist to be troubled by the various human/animal
comparisons. The point I want to insist on here, however, is simply that a political
theory that aspires to include all animals necessarily produces liminality, in what we
might call a ‘liminality effect’, as much it tries to tame this liminality by encompassing,
containing and subdividing it.
Between wild and domestic: The Battersea Dogs’
Home and the problem of the ‘stray’
I want to explore this ‘liminality effect’, the excessive and unruly anthrozoological
quality of the liminal, via a reflection on the animal–human history of the ‘stray’, the
stray dog in particular. There is a special worth in considering the question of liminality
historically, given the neglect of the temporal dimension in the kind of political theory
that I have briefly discussed (Donaldson and Kymlicka problematically look only to
the present social and spatial status of animals, for instance),15 and the dog has a special
place in these discussions too. With apologies to Clare Palmer’s errant cats, it is the dog
that can fairly claim to be the most liminal of all the animals. Paul Shepard noted years
ago, in his account of how animals made us human, that the dog is ‘the most liminal of
animals because of the tension between its civilized associations and its degraded state
in the wild’; the dog is at once (if we forgive the gendered language) ‘man’s best friend’,
the companion in humanity’s civilizing mission, and an ‘alien monster and hypocrite,
fallen and hateful, the most corrupt of animals’.16 It is precisely the fact that the dog is
(culturally speaking) caught between civility and savagery (far more than the tenuously
tamed cat, for instance) that makes the dog so hard to place, and thus so iconically
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Animal History in the Modern City
liminal. In critical circumstances, as is so constantly emphasized in the demonization
of rabid or ‘dangerous’ dogs, the dog can switch in a moment from Jekyll to Hyde,
companion to predator, domestic to wild, civil to savage, friend to foe.17
The place of the animal is critical to this liminality. It is something of a commonplace
now, having been repeatedly demonstrated by animal geographers, that ‘social and
spatial belonging … are tightly entwined’.18 The liminal lives of animals are perhaps
principally a matter of where they are placed and where they refuse to stay put. The
problematic term ‘stray’ clearly partakes of this fateful social and cultural geography.
Etymologically, ‘stray’ means simply not being in the right place, wandering from the
right path, the fate of lost sheep both real and metaphorical; of domestic (rather than
domesticated) animals, it means moreover having no home or having wandered away
from home (there is a tension here between being permanently or only temporarily
homeless, to which I shall return). The spatial contrast with proper domesticity makes
the ‘stray’ the antonym of the ‘pet’.19 The words ‘pet’ and ‘stray’ make indeed a strange
but instructive contrast. The English word ‘pet’ has a northern English or Scottish
origin, as a word simply for a favourite, a category that could take in human beings,
such as spoilt or indulged children, and perhaps only in the early eighteenth century
did it come to mean companion animals as we would now understand them.20 By
contrast, ‘stray’ is an Anglo-Norman word derived from the management of livestock,
and for all the resonant Biblical metaphors, only belatedly became detached from
the pastoral and applied to people directly (possibly even as late as the nineteenth
century).21 So ‘pets’ became animals, while only in time did the human become a ‘stray’
in his or her own right. Put it another way: animals and humans were once both
‘pets’, but only in the modern age did animals and humans become equivalently out
of place ‘strays’.
This is a far more complex process than I have indicated, but something of the
convergence between the animal and the human in the figure of the ‘stray’ can be seen
in the emergence of homelessness as a distinctively modern social problem, whether
this be the homeless animal or the homeless human. I would like to focus on the midnineteenth century here, and though I can only illustrate my argument rather than
fully justify it, I want to put forward the particular conjuncture in which a range of
homes for the human and animal homeless were founded, as one of those ‘spaces and
moments’ of liminality/modernity ‘in which the taken-for-granted order of the world
ceases to exist and novel forms emerge’.22 The novel form that I have in mind, needless
to say, is that of the ‘stray’.
Consider the founding, in December 1860, of what would become the Battersea
Dogs (and Cats) Home, under the name the ‘Temporary Home for Lost and Starving
Dogs’. This was an unprecedented attempt to care for ‘lost’ dogs that had become
separated from their owners and ‘starving’ dogs suffering from want and neglect
and cruelty in the streets of London. This is the world’s first animal rescue home,
and its influence and auspiciousness is undeniable. But though it represents a wholly
novel intervention into the liminal lives of London’s lost and stray dogs, there were
equivalent rescue homes for humans, dating back to the late eighteenth century, if
not earlier, but appearing in remarkable numbers from the mid-nineteenth century
onwards, particularly with regard to homes for ‘prostitutes’ and other so-called fallen
Between Wild and Domestic, Animal and Human, Life and Death
149
women, and also for children of the streets. Here Louise Jackson remarks that ‘the
development of specialist homes must be linked to the convergence of interests of a
social purity movement concerned with “fallen” women and an active child welfare
lobby intent on saving ill-treated children’.23 We have, in the same decade as the
Battersea Dogs’ Home, the ‘Homes of Hope’ in London (from 1860), founded ‘to
help the less degraded class of penitent fallen women’, Louisa Twining’s homes for
workhouse girls (1861), and the first of Dr Barnado’s homes for street children (1866),
among others.24
Most importantly, these ‘rescue’ efforts share exactly the same conviction – that
life on the streets is vicious and demoralizing, and that a home, even an ersatz
and temporary one, is the only antidote to such pervasive misery. Their ethos
and mission is domestic: to ‘reclaim the wanderer’ by offering them a temporary
home. The lost human, like the lost dog, is to be taken off the streets and offered a
familial palliative. The connection between these institutions for human and animal
unfortunates is therefore the reclamation of the ‘stray’ through domestic salvation.
Cynthia Curran notes that ‘the use of the word “home” is significant because it
reflects the belief that a dog’s proper place was in a domestic setting; these stray
dogs came to be seen as having fallen from security’; but of course the same could be
said of stray women and children.25 The connections have not gone unnoticed: the
Dickens scholar Grace Moore, for instance, directly links the Dogs’ Home with the
ethos of the Magdalens for penitent women, seeing the situation of stray dogs and
stray women as analogous, and while I am less convinced of the specific connections
(she wrongly sees Charles Dickens’s hand directly at work in the Battersea Dogs’
Home, as at Urania Cottage, for instance), the need to place the ‘stray’ in a morethan-human ideological and policy framing must be accepted.26 Dickens’s fiction
has plenty of these ‘strays’, of course; for instance, the street sweeper Jo in Bleak
House is described as a ‘wounded animal that had been found in a ditch’. The
journalist James Greenwood, ventriloquizing a street child, similarly describes his
‘ragamuffin’ hero ‘taking the streets as I came to them, as a homeless dog might’.27
The trope of the ‘stray’ is certainly very powerful when the vulnerability of women
and children in the streets of the city is made the focus. It is surely an amazing
transformation, over the longer timescale, that the words ‘waif and stray’, derived as
they are from Anglo-Norman law, should lose their reference to unclaimed property
and wandering stock respectively, and become attached to abandoned or neglected
children, as with the Church of England’s ‘Waifs and Strays’ Society (1881). But
perhaps it is small wonder that the stray should migrate from animal to human,
given that the ‘stray’ can be figured as a lost lamb to be shepherded back to his or
her flock.28
Between animal and human: Beastly
slumming at the Dogs Home
It is important, however, to stress that ‘stray’ becomes a general figure and metaphor,
not merely confined to the ranks of fallen women and street children but extending to
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Animal History in the Modern City
the poor in general. For evidence, see the work of the artist John Charles Dollman, and
his visits to the Dogs Home in or around 1875, soon after it had removed to Battersea.
Dollman’s pathetic portrayal of a street tyke, ‘supported by voluntary contributions’,
as one of his prints has it, has some fun – a serious, sentimental, somewhat troubling
kind of fun – with the comparison with human indigents, and the message is obvious
enough. We have the contrast between life on the streets and life in the home. But
the title puts the work of the animal charity on the same plane as human institutions,
making the plea for domesticity in the same register. Both animals and humans can be
saved from a life on the streets.
Consider too an early and significant statement of support for the work of the
Dogs Home, from the pen of John Hollingshead, published in Dickens’s family
magazine All the Year Round.29 In this 1862 article Hollingshead neatly counterpoints
the spectacle of a dog show in Islington (a similarly recent innovation, the
conformation dog show having begun only in 1859) with the work of the Dogs Home
round the corner in Holloway, founded just eighteen months later. For Hollingshead
the near-simultaneous appearance of the dog show and the Dogs Home suggests a
ready complementarity between the genteel world of pedigreed pooches and their
unfortunate cousins, between the pampered ‘pet’ and the pathetic ‘stray’. Tellingly,
Hollingshead talks of not one but two dog shows, for the dogs in the rescue home
are every bit as on display as those in the exhibition hall, since (like all dog shelters
seeking to rehome their inmates) the Dogs Home had to make the dogs available for
inspection – enabling owners to be reunited with their pets, or prospective families
to judge whether they could offer a home to an unwanted animal or a stray. We would
today think of the variety of ‘exhibitionary complexes’ by which both animals and
humans are rendered visible, and the visual regimes and conventions that organize and
narrate these exhibits and their meaning.30 But there is another aspect of exhibition
that links the fate of stray animals with that of the human poor. Hollingshead is
indulging in the well-recognized and historically situated practice of ‘slumming’
– that is, visiting and viewing those less fortunate than ourselves, for purposes of
philanthropy or titillation, or both.31 Here it is given a cross-species makeover (a
practice that I would like to call ‘beastly slumming’), and it is complemented by the
visits of several other journalists, sketch-writers and artists, all of whom, inevitably,
portray the work of the Home and the plight of its inhabitants in comparison to the
human world, not merely as idle anthropomorphism, for these accounts not only
help to animalize the human as well as humanize the animal but provide also a point
of comparison and comparability that underwrites their ostensible and inadvertent
political messages.
Hollingshead provides the key example here. He makes much of the commonplace
doctrine of canine plasticity, which suggests that humans and their pets, exhibit
similarities and exchange characteristics:
It has been said that every individual member of the human race bears in his
outward form a resemblance to some animal. … But what is more remarkable
is, that there is one single tribe of animals, and that the most mixed up with
man of all, whose different members recall to us constantly, different types of
Between Wild and Domestic, Animal and Human, Life and Death
151
humanity. It is impossible to see a large collection of dogs together, without being
continually reminded of the countenances of people you have met or known; of
their countenances, and of their ways.32
Naturally enough, Hollingshead has some fun with this, in his observations of a snooty
spaniel, a lily-livered Italian Greyhound and a put-upon Pomeranian paterfamilias,
all on display at the dog show, whose triumphs and disasters seem inextricably
intertwined with that of their human companions. But the most pointed animal–
human comparisons, the moment when the precarity and liminality of canine and
human lives really presses, comes when he is dealing by contrast with the residents
of the Dogs Home, which is portrayed as a strange mixture of the privileged and only
temporarily distressed, the lost, fancy animals, momentarily separated from their wellto-do owners, and the true canine poor, the famishing and distressed. Here it is the
canine poor who predominate, as Hollingshead makes clear in a subsequent account
of the Dogs Home:
It is a melancholy fact, and one not at all peculiar to animals generally, that the
most worthless dogs have the largest appetites, and make the most noise. The
keeper knows about a dozen of his large-headed, thick-limbed, gaping, shambling
pensioners by the title of the ‘wolves’, and, to use his own words, ‘they are a precious
sample’. They form the ‘dangerous classes’ of the Refuge; they do nothing but eat
and yell, are never likely to be reclaimed, and belong to that family of gift dogs
which people never will look in the mouth.33
As with the phrase ‘supported by voluntary contributions’ mentioned earlier, but rather
more perniciously, the language of ‘dangerous classes’ aligns even this sympathetic
account with the worst condescension towards that great spectre at the Victorian
feast, the undeserving poor, who turn up here in canine guise. The Dogs Home is
repeatedly and persistently portrayed in these beastly slumming accounts as a mongrel
institution home to few pedigreed boarders, whereas the poor dogs are boundless.
The Dogs Home is open to all – ‘whatever be his race, his social rank, or his religious
creed’ is how the Illustrated London News puts it – but it is only to be expected that the
permanently homeless dog will preponderate.34 The Dogs Home is filled not with fancy
dogs, accidental strays unwittingly slumming it, rather but with tramps and vagrants
and otherwise wilful strays.
The point is that the comparison to the human vagrant is enticing, not merely
passively unresisted but actively embraced by the Victorian essayist. In the charged
context of mid-nineteenth-century welfare reform, with the intractable problem
of the casual poor always to the fore, the implications of this comparison of human
and animal ‘strays’ are simultaneously reassuring and disturbing. Reassuring, even
charming, because the stray dog can be portrayed as an equivalent urban wanderer
similarly worthy of sympathy and charity – indeed the wholly ‘innocent’ animal can
be rather easier to portray as an example of the deserving poor than his more beastly
human kin, with all his and her vices. But disturbing too, because these accounts
persistently dehumanize the vagrant poor in the act of extending humanity to animals.
152
Animal History in the Modern City
This is particularly explicit in George Augustus Sala’s contribution, ‘The Key of the
Street’, in which he inhabits the persona of a homeless vagrant, and in so doing subjects
himself to a transformation from human to dog: ‘I feel my feet shuffle, my shoulders
rise towards my ears; my head goes on one side; I hold my hands in a crouching
position before me; I no longer walk, I prowl.’35 As I have put it in my own work, in
such an account, ‘Vagrancy carries with it the taste and the taint of transmogrification,
the fear and the thrill of “becoming-animal”.’36
Sala’s is a particularly striking and imaginative account of the experience of the
human–animal stray, but the liminality of animal and human lives on the Victorian
streets is a common trope in this era, where tramps and vagrants and other human
wanderers were consistently portrayed as living ‘outside civilization in “anachronistic
space” in which the boundary between humans and animals was all too easily
crossed’.37 We see it once again in an article on the Dogs’ Home written by the crusading
journalist James Greenwood, published in 1866 under the inevitable title, ‘Going to the
dogs’.38 Greenwood – who in the same year published his famous exposé of a visit to
a casual ward (‘A Night in the Workhouse’) recapitulates his analysis of brutalizing
poverty through a reflection on animal others, albeit without feeling the urge to spend
the night in the Dogs Home undercover, nor indeed to provide any of the ‘startling
particulars’ that spiced up the workhouse exposé. Greenwood’s account of the work of
the Dogs’ Home is like so many examples of ‘beastly slumming’ broadly sympathetic,
and he shares the conviction that the luckiest dogs are those that find their way to
proper homes. But his analysis draws such a deep draught of anthropomorphism
that he cannot help but cast the beastliness of the dogs back upon the human waifs
and strays who provide him with the precise point of comparison. Without even the
ability to ask these canine strays for an account of their condition, Greenwood has
to fall back on observation and speculation: the incongruous sight of two sheepdogs
encourages Greenwood for instance to imagine that they had somehow conspired to
run away from their drover masters in the search of a more comfortable home, and that
their appearing to be complete strangers to each other is simply artful dissembling.
They have in other words wilfully ‘gone astray’.39 Moreover, the workhouse world of
institutionalized dishonesty is transposed more or less directly to the inhabitants of
the Dogs Home. The by no means dominant ‘honest’ dog is constantly in danger of
being demoralized by the sharps and cadgers who are their fellow inmates: ‘Other
dogs, contemptible curs, all teeth and belly, may endeavour to persuade these honest
creatures that nothing can be more foolish than to thrust themselves forward to be
owned out of such snug quarters, retired from the cares and anxieties of the world, and
nothing to do but eat and sleep’.40 The inhabitants of the workhouse – the incorrigible,
work-shy, thoroughly undeserving poor – are made the model for understanding the
milieu of the lost and starving dog: but of course only at the expense of acknowledging
the moral descent into animality implied by the business of ‘going to the dogs’. In other
words, by aligning the extension of ‘philanthropy’ and ‘humanitarianism’ to animal
welfare, the practitioners of beastly slumming can hardly resist calling into question
the division between animals and humans, and thus to produce and reproduce
‘liminal lives’.
Between Wild and Domestic, Animal and Human, Life and Death
153
Between life and death: The purgatory of the stray
So the canine poor are to be pitied, and the work of the dogs’ home approved: but never
indiscriminately. If it is right to help these dogs, the principles of economy, the truths
of political economy – should always be observed. Since the dogs could not be housed
forever, and not all dogs could be rehomed, some – many – were necessarily rendered
disposable. And here the consequences for dogs who are judged unsuited or unlucky
diverge drastically from their human peers – for these animals are subject to a third
and fatal form of liminality. These animals hover between life and death, a ‘zone of
occult instability’ or fluctuation, as Frantz Fanon puts it.41 Or, as Colin Dayan writes,
‘Dogs stand in for a bridge – the bridge that joins persons to things, life to death, both
in our nightmares and in our daily lives.’42
In the case of the inmates at the Dogs Home, after a short grace period (fourteen
days to begin with, coming down as low as three days by the end of the century),
surplus animals were required to be euthanized. As the Illustrated London News argued,
in its arch way:
There are some dogs whose life is of no value to themselves or to anybody else.
When a fellow of this good-for-nothing description has enjoyed the bounty of so
liberal an institution more than a fortnight without paying for it, being in fact a
pauper, and having no master to reclaim or employ him, then he is gently invited
to retire from existence; for human science has invented several easy and painless
devices to relieve an unlucky dog of the burden of his mortality, cheaper than
permitting him ‘to eat his own head off ’. It would, indeed, be unjustifiable, as a
matter of social and political economy – worse than the toleration of monkery
or beggary in the Middle Ages – to undertake to support all the idle dogs in
London as long as they chose to live at the public expense. Their consumption
of food, which, though not of the same kind as human food, has yet a value no
less certain and appreciable, must compete ultimately with the wants of the twolegged population.43
Political economy here takes on a dimension that certainly haunts the human but
which is hardly comparable in all but the most exceptional circumstances and in the
most excessive rhetoric. By 1871, by which time it had removed south of the river to
Battersea, the Dogs Home was participating in the systematic policing of strays from
the streets of London, having established a working relationship with the Metropolitan
Police, and the franchise of putting to sleep thousands of unwanted dogs every year.
The Dogs’ Home represents an exemplary kindness to animals, then, but also a
kindness that kills, that has to kill, that has to participate in the making killable: in
short, the Battersea Dogs’ Home was not just the world’s first rescue home but also
its first ‘kill-shelter’. In this regard it further anticipates the world the Victorians have
furnished for us.
‘Stray’, then, takes on a deadly connotation in this biopolitical or zoopolitical regime.
‘Stray’ is an ambiguous, liminal category (are animals temporarily lost or defiantly
errant, homeless by accident or by choice?), but when translated into the practices
154
Animal History in the Modern City
of law and policing the fixing of the identity of the stray is a political judgement
that condemns an animal not to the deprivation of its liberty but its existence. The
geographer Krithika Srinivasan rightly observes that dogs in modern Britain, to be
assured even of life (the very limited business of non-interference, put forward by
Donaldson and Kymlicka as one of the rights of denizenship), have to show that they
belong to someone, that they are property.44 The comparison she makes with the
Indian ‘street dog’ shows that the modern, Western ‘stray’ is a very particular legal
and spatial construction, with a special and instructive history and geography. ‘Dogs
in India can be in the absence of a human owner’, she argues, but ‘strays’ in Britain
are by definition out of place.45 If the stray animals cannot be ‘rehomed’ they can be
rendered out of existence as well as out of public space. We recognize that ‘civility … is
a principle that has the power to actively expel those who challenge the socio-spatial
boundaries of the moral order’, but this expulsion, ultimately, is from the world of the
living.46 The killing of animals in the Dogs’ Home, which is in the following pictures
a simple before-and-after contrast (Figures 9.1 and 9.2), might in fact be figured as a
representation of the hovering of the animal between life and death, like Schrödinger’s
famous cat, here a ‘poise or suspension between opposites’, exhibiting ‘the seepage
between entities assumed to be distinct, whether dead or living, animal or inanimate,
commonplace or extraordinary’.47
Figure 9.1 Going into the lethal chamber: from Basil Tozer, ‘The Dogs Home,
Battersea’, English Illustrated Magazine, volume 13 (1895): 445-9, 447. Courtesy
Cambridge University Library.
Between Wild and Domestic, Animal and Human, Life and Death
155
Figure 9.2 Coming out of the lethal chamber: from Basil Tozer, ‘The Dogs Home,
Battersea’, English Illustrated Magazine, volume 13 (1895): 445-9, 448. Courtesy
Cambridge University Library.
Conclusions
In Donaldson and Kymlicka’s vision of Zoopolis, the liminal animal can be granted a
place in our society, a form of citizenship. For them, the point or purpose of citizenship
‘is to recognize and uphold membership in a shared society. Citizenship is a way of
acknowledging who belongs here, who is a member of the people in whose name
the state governs, and whose subjective good must be considered in determining
the public good and in shaping the social norms that structure our cooperative
relations.’48 Inspiring as this vision is, however, we must acknowledge the realities of
animals’ liminal lives, and the work of such liminal concepts as the ‘stray’ in drawing
connections between humans and animals, sometimes to the advantage of nonhumans, but sometimes to their utter detriment. In the purgatorial condition of the
‘stray’, the boundaries of the human and the animal seem to be inherently ambiguous,
indicative of their ‘extreme separation and vertiginous proximity’: at once dissolving
the boundary between the human and animal poor, and asserting that non-human
animals possess most insistently those ‘lives not worthy of being lived’.49 The stray in
this regard becomes a kind of anti-citizen, and in the most extreme separation between
the human and the animal, dogs and other animals exist in a palpably precarious form
of liminality, trembling perilously ‘at the edge of life’.50
156
Animal History in the Modern City
Notes
1 Terry O’Connor, Animals as Neighbors: The Past and Present of Commensal Species
(East Lansing: Michigan State University Press, 2013).
2 Raymond Coppinger and Lorna Coppinger, What is a Dog? (Chicago: University of
Chicago Press, 2016). See also the earlier evolutionary biology discussion in Raymond
Coppinger and Mark Feinstein, How Dogs Work (Chicago: University of Chicago
Press, 2013).
3 See, for instance, Susan M. Squier, Liminal Lives: Imagining the Human at the Frontiers
of Biomedicine (Durham: Duke University Press, 2004).
4 Kimberley K. Smith, Governing Animals: Animal Welfare and the Liberal State (New
York: Oxford University Press, 2012), 67.
5 Sue Donaldson and Will Kymlicka, Zoopolis: A Political Theory of Animal Rights
(Oxford: Oxford University Press, 2011), 218.
6 Alasdair Cochrane, ‘Cosmozoopolis: the Case Against Group-Differentiated Animal
Rights’, Law, Ethics and Philosophy 1 (2013): 127–41.
7 Erin Luther, ‘Tales of Cruelty and Belonging: In Search of an Ethic for Urban HumanWildlife Relations’, Animal Studies Journal 2 (2013): 35–54.
8 Clare Palmer, ‘Companion Cats as Co-Citizens? Comments on Sue Donaldson’s and
Will Kymlicka’s Zoopolis’, Dialogue 52 (2013): 759–67, 765.
9 Irus Braverman, Zooland: The Institution of Captivity (Stanford, CA: Stanford University Press, 2012); Irus Braverman, Wild Life: The Institution of Nature (Stanford,
CA: Stanford University Press, 2015). For domesticity, see Philip Howell, At Home
and Astray: The Domestic Dog in Victorian Britain (Charlottesville: University of
Virginia Press, 2015). The quotation is from Bob Torres, Making a Killing: The Political
Economy of Animal Rights (Oakland: AK Press, 2007), 59.
10 Kiboko na Kipepeo weblog (co-authored with George E. Brooks), ‘On the Origins of
Liminal Species’, weblog, ‘Kiboko na Kipepeo/The Hippo and the Butterfly’, 19 May
2013. Available online: kibokonakipepeo.wordpress.com/2013/05/19/on-the-originof-liminal-species (accessed 10 August 2016).
11 Donaldson and Kymlicka, Zoopolis, 218.
12 I take this contrast from Squier, Liminal Lives, 263.
13 Celia Deane-Drummond, The Wisdom of the Liminal: Evolution and Other Animals in
Human Becoming (Grand Rapids: Eerdmans, 2014), 4.
14 Tim Cresswell, ‘The Prosthetic Citizen: New Geographies of Citizenship’, Political
Power and Social Theory 20 (2009): 259–73.
15 For a different approach, see Dinesh Joseph Wadiwel, The War Against Animals (Leiden: Brill, 2016).
16 Paul Shepard, The Others: How Animals Made Us Human (Washington, DC: Island
Press, 1997), 63–4.
17 See, for instance, Kathleen Kete, The Beast in the Boudoir: Petkeeping in NineteenthCentury Paris (Berkeley, CA: University of California Press, 1994). For Jekyll and
Hyde, see Colin Dayan, With Dogs at the Edge of Life (New York: Columbia University
Press, 2016), 122.
18 Luther, ‘Tales of Cruelty and Belonging’, 40.
19 Howell, At Home and Astray. In arguing that the ‘stray’ is the antonym of the ‘pet’, I
do not mean to say that this is its only meaning: the question of how the ‘stray’ as a
category moves from the management of rural livestock to that of the street dogs of
the city is an important question to which this chapter does not speak directly.
Between Wild and Domestic, Animal and Human, Life and Death
157
20 See Ingrid H. Tague, Animal Companions: Pets and Social Change in Eighteenth-Century Britain (University Park: Penn State University Press, 2015).
21 Apart from an ambiguous reference to Valentine and Orson (1649), the OED offers
only these later nineteenth-century examples: 1864 F.W. Robinson Mattie II. 78 ‘A
stray whom no one would claim as child, sister, friend’; 1889 Harper’s Mag. Mar. 545/2
‘There is also a school for strays and truants … which re-enforces the public schools’;
1892 Daily News 2 April 6/6 ‘Greater facilities are now offered than formerly in conveying the strays to the Home [for Lost Dogs]’.
22 Bjørn Thomassen, Liminality and the Modern: Living Through the In-Between (Abingdon: Routledge, 2016).
23 Louise A. Jackson, Child Sexual Abuse in Victorian Britain (Abingdon: Routledge,
2000), 133.
24 See, for instance, Paula Bartley, Prostitution: Prevention and Reform in England, 18601914 (Abingdon: Routledge, 2000); Jackson, Child Sexual Abuse.
25 Cynthia Curran, ‘Pets’, in Encyclopedia of the Victorian Era, ed. James E. Adams, Tom
Prendergast and Sara Prendergast (Danbury: Scholastic Library Publishing, 2004),
189–93, 192.
26 Grace Moore, ‘Beastly Criminals and Criminal Beasts: Stray Women and Stray Dogs
in Oliver Twist’, Victorian Animal Dreams: Representations of Animals in Victorian Literature and Culture, ed. Deborah Denenholz Morse and Martin A. Danahay (Aldershot: Ashgate, 2007), 201–14.
27 James Greenwood, The True History of a Little Ragamuffin (New York: Harper &
Brothers, 1866), 74.
28 In the United States, ‘Good Shepherd Homes’ from 1893 make the link quite explicitly: see Sharon E. Wood, The Freedom of the Streets: Work, Citizenship, and Sexuality
in a Gilded Age City (Chapel Hill: University of North Carolina Press, 2005), ch. 8.
29 John Hollingshead, ‘Two Dog-Shows’, All the Year Round 2 August 1862: 493–7.
30 See, for instance, Helen Cowie, Exhibiting Animals in Nineteenth-Century Britain:
Empathy, Education, Entertainment (Houndmills: Palgrave Macmillan, 2014).
31 See Chad Heap, Slumming: Sexual and Racial Encounters in American Nightlife, 18851940 (Chicago: University of Chicago Press, 2009); Seth Koven, Slumming: Sexual and
Social Politics in Victorian London (Princeton: Princeton University Press, 2004).
32 Hollingshead, ‘Two Dog-Shows’, 493.
33 John Hollingshead, ‘Happy Dogs’, in Miscellanies (London: Tinsley Brothers, 1874),
203.
34 Illustrated London News, 22 August 1868, 182.
35 George Augustus Sala, ‘The Key to the Street’, Household Words 6 September 1851:
565–72, 568.
36 Howell, At Home and Astray, 84.
37 Koven, Slumming, 61.
38 James Greenwood, ‘Going to the Dogs’, The Star (London: C. Beckett, 1866).
39 For the attraction and allure of wandering, see Jeremy Tambling, Gone Astray: Dickens
and London (Harlow: Pearson, 2009).
40 Greenwood, ‘Going to the Dogs’, 5–6.
41 See Frantz Fanon, The Wretched of the Earth, trans. Constance Farrington (New York:
Grove, 1968), 227; the more recent translation by Richard Philcox (New York: Grove,
2004, 163) prefers ‘hidden fluctuation’. For this reference, see Dayan, With Dogs at the
Edge of Life, xiv.
42 Dayan, With Dogs at the Edge of Life, xiii.
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Animal History in the Modern City
43 Illustrated London News, 22 August 1868, 182.
44 Krithika Srinivasan, ‘The Biopolitics of Animal Being and Welfare: Dog Control and
Care in the UK and India’, Transactions of the Institute of British Geographers 38, no. 1
(2013): 106–19.
45 Srinivasan, ‘Biopolitics of Animal Being’, 110.
46 Luther, ‘Tales of Bruelty and Belonging’, 41.
47 Dayan, With Dogs at the Edge of Life, xiv. The pictures are from Basil Tozer, ‘The Dogs’
Home, Battersea’, The English Illustrated Magazine 13 (1895): 445–9. For an extended
discussion, one that I read after writing this chapter, see Susan Hamilton, ‘Dogs’
Home and Lethal Chambers, Or, What Was it Like to be a Battersea Dog’, in Animals
in Victorian Literature and Culture: Contexts for Criticism, ed. Lawrence W. Mazzeno
and Ronald D. Morrison (London: Palgrave Macmillan, 2017), 83–105. Hamilton
persuasively argues that these carefully staged photographs work to elicit sympathy
and impress the reader with the humane disposal of surplus animals, domesticating
the potentially disruptive charge of its imagery.
48 Will Kymlicka and Sue Donaldson, ‘Animals and the Frontiers of Citizenship’, Oxford
Journal of Legal Studies 34, no. 2 (2014): 201–19, 217.
49 Giorgio Agamben, The Use of Bodies (Stanford: Stanford University Press, 2016), 90.
I reference here something of the ‘purgatorial anxiety’ involved in the distinction
between bios and zöe put forward by Paul Rabinow, French DNA: Trouble in Purgatory
(Chicago: University of Chicago Press, 2002), as discussed by Squier, Liminal Lives, 8.
50 Dayan, With Dogs at the Edge of Life.
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10
Liminal Youth Between Town
and Bush: Humans, Leopards and
Initiation in West African History
Stephanie Zehnle
Introduction
From the 1890s to the 1920s, rumours about leopards, about humans dressed as
leopards, or about leopard spirits killing human beings paralysed the inhabitants of
the British colony of Sierra Leone. The authorities at first played down such stories as
‘primitive superstition’ but when dead bodies were found, the police and courts were
forced to deal with these so-called human-leopard murders within the colonial judicial
system. From the confusing and often mixed metaphorical statements of the witnesses
and the accused, the British legal bureaucracy settled on the following account of the
violence, an explanation that is now canonical:
The ‘human leopards’ form a secret society, how recent or how ancient no one
appears to know. … To obtain admission to the society, an aspirant must dress
himself in a leopard’s skin, prowl about in the jungle on all fours, and when he
finds a suitable victim, preferably a boy or a girl, and, for choice, defenceless
and alone, spring upon it from behind, and kill it, as a leopard would, by swiftly
severing the spinal cord. … It may be that the human leopard devours his victim,
but whatever else he does with him, he must preserve some of the fat, for human
fat is an essential ingredient in the ‘medicine’ or charm, known by the name of
‘borfimor’. To this sovereign drug, the Society of Human Leopards owes its power.1
Dozens of the accused would eventually be sentenced to death by the colonial and
district courts for these terrible crimes – particularly in the series of trials held
between 1912 and 1913 – but the scandalous stories of mysterious deaths caused by
humans/leopards would not be silenced. The colonial government concluded that
since the problem could not be entirely solved by legal measures, it needed a trained
anthropologist to clarify the nature and crimes of such ‘secret societies’. They called
in the British anthropologist Northcote Whitridge Thomas (1868–1936),2 a scholar
who had already completed research for the Nigerian colonial government on
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indigenous law, which, despite his reputation for academic and personal eccentricity,
was praised for its thoroughness. In Sierra Leone, Thomas travelled extensively from
February 1914 to April 1915 collecting information on the alleged secret societies; but
there was an immediate conflict between the academic and the legal requirements.
Thomas asked the colonial government for his local informants to be protected from
criminal prosecution – the Attorney General replied, however, that all criminals had
to be reported to the colonial administration. Worse was to come: for the purpose of
his research Thomas even attempted to be initiated into local societies, though the
chiefs he consulted were apprehensive of diplomatic tensions with the colonial staff
and immediately reported his request to the District Commissioner.3 The colonial
government shortly prohibited any such initiation, evidence again of the mounting
distrust between the anthropologist and those who had called for his expertise.
All the same, Thomas was able to proceed with his study of secret societies in
Sierra Leone. In his interpretation of their initiation rituals, Thomas focused on two
major concepts: liminality and (animal) totemism. For his research on the latter,
Thomas benefitted from a life-long interest in European and non-European ‘folk
superstitions concerning animals’.4 In his unpublished monograph Religion, Totemism
& Reincarnation in West Africa, for instance, Thomas analysed the widespread belief in
the possibility of ‘transmigration into an animal’5 (especially from human to leopard),
and he also emphasized the concept of the leopard as the ‘the bush soul of the [human]
king’6, along with the totemic taboos regarding leopards in Sierra Leone and beyond.7
Thomas’s other guiding concept, that of liminality in initiation rites, was adopted from
the ethnographer Arnold van Gennep’s Rites de Passage (1909).8 Thomas used van
Gennep’s recently published ideas to highlight a secret society’s ability to generate the
ritual ‘rebirth’ of initiates, specifically by leading them out of the towns and practising
rites during a period of ‘seclusion in the bush’.9
Liminality and animal totems thus formed the basis of Thomas’s understanding of
Sierra Leone’s secret societies. What is astonishing is that Thomas did not link these
insights in the process of youth initiation. To appreciate the full complexity of Sierra
Leone’s human–animal relations in the context of the so-called secret societies and
the human-leopard killings, going beyond the account of a passing colonial scandal
and the anthropological explanations offered at the time, this chapter revisits the
theory of liminality, but applies these ideas to both humans and (real, not merely
metaphorical) leopards. This chapter seeks specifically to consider the analogous
liminality of male youths moving into the bush for purposes of initiation, and juvenile
leopards wandering in the towns looking for prey. Historicizing ethnological concepts
concerning the spatial and temporal liminality of human initiation and exploring the
use of these theories for a multi-species history, these reflections lead to a re-evaluation
of liminal spaces (urbanity in this case) and liminal periods (here, juvenility).
Expanding the ethnographic concept of liminality
To make the concept of liminality fruitful for historical human–animal studies,
it is necessary to integrate this essentially ethnographic term into both historical
methodology and the sub-discipline of animal history. When the French ethnographer
Liminal Youth Between Town and Bush
163
Arnold van Gennep first presented his Rites de Passage, he established a three-stage
model of such initiation rites. During the rite of separation (1) the initiate has to break
with the past or his whole personality. In the transition period (2) – the liminal stage –
the actual change of a person or group takes place. Finally, the rites of incorporation
(3) mark the resocialization of the initiates into society, as ‘new’ persons. Because
Sierra Leonian initiation rites were not well-researched when van Gennep wrote his
monograph,10 he referred to examples of the so-called secret societies11 from other West
African regions and the Congo, which were responsible for organizing the initiation of
children before or during puberty. At first, van Gennep explained, the initiates were
secluded – often in the forest. In the période de marge, initiates’ bodies were then altered
– by, for example, circumcision, ritual injuries and body painting. Lastly, the initiated
were reintegrated by rites of being reborn, by being bathed in a river, by relearning how
to walk and eat, by destroying the forest camps or by way of other ritual performances.
Despite not being able to draw on knowledge about these particular societies, the
so-called Poro initiation rites of colonial Sierra Leone and Liberia followed van Gennep’s
classic model of rites of passage impressively accurately. One major shortcoming has
to be highlighted with reference to the Poro liminal phase, however. Although van
Gennep considered seclusion ‘in the bush’ or ‘in the wilderness’ a general feature of
West African initiation, he did not consider either animals or animal spirits as relevant
actors or factors in this process. In the orthodox account, the ‘liminal’ cohort does
not follow the normal social structures, but becomes temporarily part of the order of
nature; more precisely, they become members of the inhabitants of the forest, a place
that included wild animals. But this means that only someone looking at this rite from
the perspective of the society left behind in the settlement could accurately describe
that stage as ‘liminal’; from an internal view there was still a hierarchy and a society
in connection with animals and forest spirits. In order to grasp the liminal nature of
human-animal society, we clearly must include animals and animal spirits as subjects.
It is equally necessary to focus on the middle stage explored in Victor Turner’s
subsequent work on liminality, which we need briefly to explain. Turner relied on his
colleague van Gennep with regard to the three-stage structure of rites of passage, but he
made his entire focus the middle or liminal phase. In 1967, he presented his thoughts
about this aspect of ritual initiation in his famous text ‘Betwixt and Between: the
Liminal Period in Rites de Passage’.12 Turner argued that ‘during the intervening liminal
period, the state of the ritual subject (the “passenger”) is ambiguous; he passes through
a realm that has few or none of the attributes of the past or coming state’.13 In contrast
to stages one and three in van Gennep’s terminality, the liminal stage here was not so
much a state but a transition. Turner calls the subject of this stage a ‘liminal persona’
that is, again unlike its preceding and successive states, structurally and physically
invisible: ‘A society’s secular definitions do not allow for the existence of a not-boynot-man, which is what a novice in a male puberty rite is’.14 On a symbolic level this
social invisibility is often linked with ‘the dead, or worse still, the un-dead’,15 and the
participants often lose their former personal names accordingly. The symbolism of
death here is frequently complemented by the symbolism of birth, of ‘being in the
womb’,16 caught between life and death, unseen and not yet existent.
Turner’s development of the concept of liminality has been extremely influential.
In more recent years, however, sociologists have tried to move the theory of liminality
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away from small-scale societies in order to make it efficient for explaining the process of
change in larger societies during collective ‘liminal periods’;17 Turner himself draws the
useful distinction between ‘liminal’ and ‘liminoid’.18 The concept can be and has been
applied to time frames of very different lengths, to groups of people of various sizes
and to markedly different spaces. Bjørn Thomassen helpfully categorizes liminality
according to subjects (individuals, groups and societies), temporality (moments,
periods and epochs)19 and spatiality (places, areas and regions).20 His tabulation
(adapted in Table 10.1) combining the subject and temporal dimensions is especially
useful for historians as it offers to bring individual experiences and liminal societies
together. But while Thomassen argues for a somewhat strict and formal distinction
between planned and unintended liminal experiences across his very broad range of
examples, my own empirical data (and that of van Gennep and Turner) suggests that
one must instead accept that any liminal experience – whether intended or not – shares
the same significance: such liminality is always dangerous because of the momentum
of contingency inherent to any liminal stage. So, for instance, boys leaving for initiation
may come back alive as new persons, something intended and expected by the
community but it is wholly unforeseen how they will change society as new adult actors.
Again, even if a revolution is planned in certain circles, the outcome is typically not
predictable in the moment of turmoil.21 Liminality and contingency are inseparable;
the element of planning and intentionality is not as definitive as Thomassen suggests.
Returning to West Africa around 1900, it is an obvious move to apply the concept of
liminality to Poro male initiation groups in Sierra Leone and Liberia. Table 10.1 adopts
Thomassen’s systematics in order to visualize the key liminal dimensions of actors and
time in the specific case of the human-leopard killings in colonial West Africa.
As a rite of passage, the Poro initiation follows the broad principles set out by van
Gennep and developed by Turner: for a liminal period of usually a couple of months,
the young boys left the town to become members of the animal society. It is much less
obvious, however, to see how we can bring the concept to bear in the era of intense
Table 10.1 Categories of liminality in colonial West African ‘human leopard killings’
Liminality Subject
Group
Society
Moment
Individual ritual,
Attacks of animals
Cohorts undergoing
a particular rite of
passage
Mysterious deaths
Period
Puberty, sickness
Youth (initiation),
Colonial court
(mental or physical),
period of seclusion
proceedings,
individual initiation
in the dry season,
(anti-)colonial
charms/spirits
education, Becoming
wars
a member of nature/
the forest
Permanent liminality Intermediaries
Colonialism,
of ritual experts
brokering between
age of crisis
local and colonial
cultures
Epoch
Liminal Youth Between Town and Bush
165
administrative and economic colonization at hand, and with references to debates
concerning local and regional processes in ‘indigenous’ societies. But these Poro rites
were not situated in a timeless ethnological space, for British and Liberian colonialism
as well as Christian and Muslim missionaries were forcibly challenging traditional
authorities, such as demonizing the process of initiation. Rumours were spread abroad,
for instance, that the Poro were a criminal organization devoted to the ritual killing and
eating of children, merely concealing their crimes by imitating leopards. We should
recognize that global colonial discourses contributed to a critical liminal period in
their own right, and that they had a major impact on local Poro activities and beliefs.
In the Poro initiation rites of colonial West Africa, boys kept in forest camps had
to find their own nourishment in the bush, while non-initiates had to stay in the town
during this period. The boys often called out warnings, played instruments or put signs
on the roads to prevent any passers-by from entering their barricaded domain in the
wilderness (Figure 10.1).
Accordingly, the liminal period of the initiates affected the life of their societies, because
crossing the forest for trade, travel, agricultural activities or hunting was strictly prohibited.
Only the ritual experts were allowed to pass the border of forest and settlement. With a
reference to Mary Douglas, Victor Turner added that because of the liminal personae’s
status as ‘betwixt and between’, initiates were considered as polluting or dangerous to those
who have never experienced this rite of passage themselves, which is why they generally
Figure 10.1 Initiation authorities visiting a town with their human-animal costumes.
Photography by Northcote Whitridge Thomas, Sierra Leone 1914/15. Courtesy
University of Cambridge, Museum of Archaeology and Anthropology, NWT P1150206.
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had to be secluded from society.22 If we prefer van Gennep’s terminology, initiates were
sacred, holy, intangible and extremely dangerous all at the same time.23
Stealing from neighbouring societies was also common at this stage, as a sort of test
of male courage.24 The initiates were literally meant to prey on others as wild animals
do: they hunted animals of the forest or those of settlements the way predators like
leopards would. The liminal phase here meant in fact that they became animals for
a limited period and were only subsequently reintegrated into human culture and
society. They acted as predators from a position in-between species and thus were in a
particularly dangerous liminal place and condition. This human-animal transition was
further practised by the use of animal masks and costumes.
Turner called masks and other ritual equipment of this hybrid type ‘monstrous’
and ‘grotesque’, and they were meant to be, that they might inspire the liminal persons
to rethink relations, facts and their own selves when confronted with this dangerous
hybridity.25 The mixture of human and animal shapes or characteristics within these
sacred objects is an essential element singled out by Turner as an example among other
forms of hybridity:
Put a man’s head on a lion’s body and you think about the human head in the
abstract. Perhaps it becomes for you, as a member of a given culture and with
appropriate guidance, an emblem of chieftainship; or it may be explained as
Figure 10.2 The Colonial Government engaged hunters to kill leopards. Photography
by Northcote Whitridge Thomas, Sierra Leone 1914/15. Courtesy University of
Cambridge, Museum of Archaeology and Anthropology, NWT P1150251.
Liminal Youth Between Town and Bush
167
representing the soul against the body; or intellect as contrasted with brute force,
or innumerable other things.26
There is a problematic implication here that animals merely ‘represent’ human offices,
religious or moral values at the liminal stage of rites of passage, and while Turner
briefly argues that these human-animals may also generate sustained reflection about
the represented animal itself, the focus is clearly on the human world:
The man-lion monster also encourages the observer to think about lions, their
habits, qualities, metaphorical properties, religious significance, and so on.
More important than these, the relation between man and lion, empirical and
metaphorical, may be speculated on, and new ideas developed on this topic.27
Here, Turner considers human-animal hybridity first and foremost as a form of
spiritual lesson, neglecting the role of actual living animals in the whole ritual process.
Similarly, in a later book, Turner rethought therioanthropic figures in the Middle
Eastern and European past (namely, centaurs) and also in traditional African societies,
touching upon the idea that the liminal stage was basically a temporary withdrawal
from culture into nature:
Thus, symbolically, their structural life is snuffed out by animality and nature, even
as it is being regenerated by these very same forces. One dies into nature to be
reborn from it.28
Compare this however with colonial anthropologist Northcote Thomas’s official report
on the West African Poro, in which initiates are understood as ‘being in the womb’ of
nature in an abstract sense, and more precisely as ‘being in the womb’ of the leopard,
an animal by which they had been ‘eaten’, and only would they then – hopefully – be
reborn successfully as adult men at the third stage.29 In the Poro bush, this process
of being eaten by the leopard spirit was made manifest by the inflicting of minor
injuries and scars on the backs of the initiates. These marks were then interpreted as
coming from the teeth of the leopard.30 During this ritual, Poro authorities themselves
often acted as leopard spirits and imitated leopard growls with instruments or their
voices.31 Thus, the bush was feared for its demons/spirits/animals eating children as
non-initiated beings both spiritually and corporally, though it was also required for
boys to become men.32 Here, liminality might easily be defined as wilderness, the antistructure and anti-culture of a society, to use Turner’s expressions but at the same time
it is the source of all structure and adult human culture. Nature in this model has its
own rules, processes and powers, and is not to be conceptualized only as the antithesis
of society’s structure but rather as an alternative structure that stands in stark contrast
to human society.
With regard to the historical adaptation of anthropological concepts of liminality
for West African initiation, the question however remains: how can we integrate
animals as a set of actors in their own right? Pace Turner, animals should not be seen
merely as symbols for human initiation, since they inhabited the places where initiates
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stayed and were addressed as fellow members of the ‘forest society’ by Poro initiates.
Accepting that Poro youths were liminals, can we think of forest animals as liminals
too, through their involvement in the same rituals?
When leopards come to town, the boys go to the forest
Let it be emphasized that leopards not only existed as imagined beings for the
Poro authorities and initiates. Leopard teeth and skins were preferred materials for
the production of ritual objects, costumes and masks. The Poro moreover entered
the forest habitats of West African leopards, a place dangerous for humans. Fatal
attacks of leopards on humans were often reported, even if reliable data about such
animal attacks was not collected by colonial authorities in Sierra Leone and Liberia,
and thus not available to the historian. Until about 1900 the British administration
simply had no particular interest in recording such incidents, because deaths caused
by predators were considered a problem for a hinterland population that was not
effectively colonized (in terms of taxation, jurisdiction etc.) until the mid-1890s. This
indifference of the colonial government of Sierra Leone changed drastically, however,
when rumours about leopards, human leopards or humans in leopard skins predating
human victims led to mass panic, detention and executions.33 In this situation colonial
staff and journalists tried to collect as much information as they could about the species
that might have been involved in these killings or murders, but all they accomplished
was the collection of metaphorical explanations and inconsistent rumours.34 Most
researchers agreed that leopards were killers, and thus plausible suspects: ‘Leopards
notoriously eat boys and girls when they get their chance, and they spring on them
from the jungle, and sever their spines’.35 At the same time, it was assumed that human
murderers could take advantage of the leopard’s ferocity, copying such methods of
killing in order to avoid criminal prosecution. The sources and discourses on humanleopard killing are plainly confusing.
By contrast, however, collections of the so-called native laws dealt with questions
of compensation in cases of leopards killing domestic animals in a markedly more
rational manner.36 There is some evidence that leopard attacks in villages and small
towns were common enough to have led to local laws created specifically for such
eventualities. Villagers were also from time to time attacked by the so-called maneating leopards, and reacted by calling in a government hunter to solve the problem, or,
more often than not, attempting to solve the problem themselves by building leopard
traps around their villages. These traps were clearly created to mark the border between
humans and animals, village and forest.37
Villagers usually abstained from sending hunters directly into the forests in search
for leopards, however, because it was very unlikely that a particular leopard could be
tracked by this method.38 ‘Leopards are so common in Sierra Leone as to amount to a
pest’,39 a District Commissioner lamented in 1928, recalling the cases of several persons
allegedly killed by the same leopard in 1925 and 1926; the government engaged hunters
who went out and killed not the one ‘man-eater’ but seven leopards in all, capturing
the cubs (Figure 10.2).40
Liminal Youth Between Town and Bush
169
‘As no further casualties occurred amongst the villagers, it seems certain that the
man-eater was destroyed’, the Commissioner concluded, but no information was
collected on leopard behaviour or the reasons for their transformation into ‘man-eaters’.
It is indeed impossible to draw generalized conclusions on leopard behaviour from
historical documents alone. Fortunately, up-to-date ethological studies on leopard
behaviour can be consulted. We know that, first of all, leopards are extremely sensitive
to territoriality: ‘Leopards live in a complex land tenure system that is highly dependent
on the stability of long-term relationships’.41 They live solitary lives in their own
habitats, but the habitats of males and females overlap in a gendered spatial system:42
in rainforest areas of West Africa, for instance, a male leopard’s habitat usually has a
size of about 90 kilometres, which he co-inhabits with approximately three females
(and their cubs).43 Leopards may thus mate with each other without leaving their
own habitats. On the other hand, this means that adolescent male leopards do have
to leave the area where they were raised and find their own territory and partners of
the opposite sex with whom they can cohabit: ‘Generally, subadult female leopards
are philopatric, and subadult males disperse’.44 In this transition period between a cub
and a grown-up male, leopards can then be observed wandering, exploring unknown
areas, and are markedly more alarmed and aggressive since they have to compete with
established males when crossing into their territories. Fights between established
males and migrant newcomers result, and often end with the death of one or the
other leopard.
The analogy with human youths is clear: as for human beings puberty should be
regarded as a temporally liminal period, in certain animal species at least (Table 10.2).
With regard to leopards, this temporal liminality (youth, juvenility) also includes
a distinctive spatial liminality, because the advent of a certain life period leads to
migration and mobility between established habitats, until such time as leopards can
find and establish their own territory. The social territorial space of leopards is thus
reorganized whenever leopard offspring mature into adults. African forest leopards
have no special mating seasons, so that the male leopard leaves the mother after about
fourteen months in any given season. But the sex of the offspring in crucial here: females
usually established their habitats close to their mother (around 3 kilometres) whereas
males migrated further (around 11 kilometres). Male youths dispersed further afield
the denser an area’s leopard population is, in order to avoid competition with their
fathers. Once established, the gendered spatial order of leopards usually continued,
Table 10.2 Spatial and temporal liminality in human and leopard hunting behaviour
in colonial West Africa
Liminality
Human
Animal (Leopard)
Spatial
Hunting, agriculture, village and
suburbanity, migration, initiation
Temporal
Youth, marriage, rites of installation,
colonialism (political/social/
economic crisis), death, initiation
Hunting, mating, search for
habitats (youth), change
of landscape
Youth, hunting activity,
seasonal behaviour
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Animal History in the Modern City
but agricultural or other forms of human presence may disturb this territorial order
and its restructuring.45
One further, highly significant, aspect of animal liminality is defined by the fact that
leopards’ hunting expeditions sometimes took them into villages and towns. Leopards
may not have preyed upon domestic animals and humans ‘notoriously’, but they
certainly started to hunt closer to human settlements in the dry season (November
to April), when prey became scarce in the forests.46 The more extreme the dry season
the more regularly leopards would enter towns, for all their aversion to interaction
with humans. Activity and mobility typically increase in the dry season in any event.47
The common explanation offered in colonial Sierra Leone, that leopards would attack
children in the dry season, was an empirically correct statement, though it had two
distinctive implications with respect to the mobility of humans or leopards. On the
one hand, in the dry season, male initiates had to stay in the forest under the aegis of
Poro authorities (also referred to as leopard spirits) and could die there from diseases,
infections or predator attacks. On the other hand, extreme dry seasons could cause
leopards to undertake hunting expeditions into the settlements. During the Poro
period in the dry season, the initiates would be taught to live on hunting in the forest,48
whereas leopards came closer to the town. This ambivalence generated the paradoxical
situation that in the dry season leopards came into town (either the big cats themselves,
or the masked and costumed initiates), whereas the local male youth left the town for
their forest seclusion. Liminality existed on an interspecies level because the spatial
and social order was temporarily turned upside down by both human and non-human
actors. ‘Leopards’ were considered dangerous for children in two distinct spaces: their
‘spirits’ ate the male initiates in the forest, while leopards hunting in the towns were
dangerous for the girls and young children there.
When comparing liminality in humans and leopards, we can see that phases of
liminality often overlap temporally (the dry season, puberty, say) and spatially (here,
the mobility between town and forest). Humans crossed the gates or portals between
settlements and forests for different reasons. Hunting was of course one traditional
human practice that could lead to a liminal status when ‘in the bush’. In West Africa,
hunting was often placed in the care of certain castes of society,49 so that they remained
liminal social beings even between hunting expeditions. They were ‘marginals’, in the
terminology of Victor Turner. When plantation farming was expanding into natural
forests after 1900, the settlement/forest edge was moved, too. Sometimes, farmers
established satellite farmland far from the town, where they seasonally spent the
nights, or they sent their children or workers to control them day and night. Leopard
and baboon attacks were reported from such marginal farms quite often. Working in
agriculture was always potentially dangerous, because wild animals and humans often
were forced to meet. Leopard attacks typically happened in the twilight hours when
humans slept in the sheds and when a man or woman went to a far-off farm with a baby
or small child during the day; even attacks by chimpanzees were frequent, taking little
children from the farms into the forest, injuring or even killing them there.50
Another ‘liminoid’ factor generating new animal behaviour certainly was the advent
of the colonial age. There was an explicit colonial agenda of planned transformation,
and yet the processes brought about were often diametrically opposed to the intentions
Liminal Youth Between Town and Bush
171
of the actors of modernization. In Sierra Leone, indigenous inhabitants were often
scared and alarmed at colonial rationalization or interference in the fields of economics,
politics and religion.51 After 1900, large areas were deforested and became rice farms or
rubber tree plantations.52 Such dramatic modifications of the rural landscape may also
have played their part in causing leopards to leave or renegotiate habitats. Research from
India suggests that the more leopards were disturbed by human-made interventions in
their habitats, the closer they would dare to come to human settlements.53 It is hardly
implausible that the drastic changes of agricultural practices ushered in by colonial
governments in the early twentieth century must have had their impact on leopard
behaviour. The colonial era was a fundamental restructuring of the ecological order
affecting both indigenous humans and animals alike.54
Colonial migration – or: From leopards to crocodiles
During the age of modern colonialism, urbanization of villages and migration into cities
transformed both the environment of the pre-existing coastline and of the hinterland.
In British Sierra Leone, coastal settlements had mainly evolved from Atlantic harbours.
These places were characteristically and extremely multiethnic: in the nineteenthcentury black Americans had ‘repatriated’ West Africa (Liberia especially); abolitionist
vessels had conveyed freed slaves from all over Africa and resettled them in Sierra
Leone and people from the hinterland of the colonies migrated to the coast in search
of work. The latter brought their initiation rituals with them, something which caused
anxiety and panic among the predominantly Christian majority of the towns. While
the boys were usually brought out of the towns into their Poro bush, the Bundu bush
for the girls was often installed close to the houses, leading to particular unease. There
were, for instance, several cases in the capital Freetown when Christian girls – whether
targeted deliberately or by accident – were kidnapped into the bush and circumcised
against the will of their families. An anonymous author from Freetown complained
about such crimes in a local newspaper:
and our Mothers, Sisters and Daughters find it unsafe to travel alone in some
streets of Freetown for fear of being forcibly dragged into the Bondoh bush and
put through the rites of this disgusting society; rites that are so disgraceful that
common courtesy forbids its description in a public press.55
During the 1880s and 1890s, emotive discussions about the scandal of female initiation
practised in urban areas reached its height. In this period, migration from rural areas
into Freetown and other urban places increased. Male initiation, historical sources
indicate, was much less a problem for an urban Christian lifestyle, since circumcision
was common among African Christians too and in any event, as noted, the Poro
bush for boys was necessarily installed far from the settlements. When the hinterland
towns also expanded as a result of plantation economies in the 1890s, however, traders
and other self-conscious modernizers began to attack the Poro rules prohibiting
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any commercial exploitation of the forests around these camps. One newspaper
correspondent complained that,
The purroh bush so near to the town of Bompeh is a great hindrance toward the
enlargement of the capital, until the Chiefs and headmen will see to remove the
‘devil bush’ from the town. … Two years age the purroh law forbade any body
to cut palm nuts, thereby impoverishing the country, and impeding commerce;
traders and people suffered … .56
In search of economic modernization, colonial actors tried to abolish the camps that
so clearly represented liminal spaces between town and forest. When West African
settlements (suburbs or towns) expanded, former Poro bush areas where destroyed,
something that led directly to an urban myth about hunted areas of towns being built
on bewitched Poro ground.57 For their part, traditional Poro authorities attempted
to maintain the wilderness, and the gates that connected it to the settlements. At
the coastal towns, meanwhile, newcomers from the hinterland also confronted the
urban population with their ideas about human-animal transformation: whenever a
wild animal attacked or killed a human being within these human settlements, it was
considered an evil diviner who had turned himself, or another, into an animal to commit
murder.58 Leopard attacks were less frequent in the coastal region than in the hinterland
forests, note: there it was crocodiles, or in the local pidgin, alligators from the swamps
and river deltas that regularly attacked fishermen. It was reported that in the town of
Waterloo alone sixteen persons had been killed by alligators in the late 1880s. In one of
these cases, the police investigated and examined the dead body and was confused by
local rumours claiming that either a human being or a human-alligator had committed
the killing.59 In coastal areas, it was alligators that became the liminal beings, oscillating
between wilderness and town, between animal and human shape, but with the same evil
intentions and effects for human society that leopards posed elsewhere. While migrants
from the hinterland brought their ideas about man-killing predators being transformed
human sorcerers, the Christianized (or Westernized) population of Freetown and its
suburbs and satellite towns for the large part followed a more orthodox interpretation
of these fatal attacks: while the migrants told the police to search the area for human
murderers, the coastal people asked for intensification of alligator hunting.
Such hunting had some effect and several weeks after the killing of the last fisherman
in the town Waterloo, local newspapers announced: ‘An alligator, 8 feet in length, was
killed by some of our hunters on the 8th instant [that is, 8 November 1890]’.60 Bearing
in mind that the average length of dwarf crocodiles living in the West African swamps
and rivers was five to six feet, this crocodile was extraordinarily large. In their letters
to the editors, (Christian) inhabitants of Waterloo complained about ‘monstrous
alligators existing … in our little river’.61 The author of this quotation glorified the
role of fishermen as liminal subjects who risked their lives by going afloat daily to
deliver fish for the local population. The alleged pragmatism of hunting alligators was
also complemented by spiritual rituals offered by Christian missionary churches in
Waterloo, whose staff prayed for the fishermen and preached on the Biblical theme of
the fisherman Peter. Local churches also picked up the ‘Mangators’ or ‘river monsters’
Liminal Youth Between Town and Bush
173
as chances to propagate Christianity: such monsters, they explained, were punishments
for the sins of some fishermen who would not go to church, and practice traditional
rituals instead.62 Despite all these efforts, however, the killings did not cease,63 and
whenever hinterland migrants reported such alligator killings, they returned to human
malevolence and the monstrosity of human cannibalism in particular:
A young woman was caught by cannibals (in the shape of alligator [sic]), … and
carried up the river and there butchered and eaten, only a very small portion being
discovered to attest this fact.64
These hinterland groups demanded that colonial authorities allow local people and
their ‘chiefs’ to prosecute such crimes, through witch hunts.
The entire urban population seemed to agree that something had to be done against
the alleged ‘monsters’, but there then existed contradictory ideas about the species of
the killers and the appropriate measures to be taken against them. Moreover, the
‘rationalists’ were not invariably favoured by history and ‘progress’. Around 1905,
for instance, public opinion in the Christian urban community began to change,
as black intellectuals started to criticize colonial administrations and the presumed
cultural superiority of Europeans in West Africa. In this context, initiation rites were
rehabilitated ethnographically, by accounting for their social functions. The African
medical doctor John Augustus Abayomi-Cole (1848–1943) highlighted, for example,
the fact that the installation of taboos over forests was just a very smart socio-ecological
method to let the forest recover.65 Cole also compared the Poro bush to Paradise and
romanticized the exotic nature as sacred with a Christian perspective: ‘God is always
in the bush’.66 All the same, local ideas about the wilderness were not as unbalanced as
might be suggested by separating natural science’s supposed objectivity, Cole’s positive
and exalting reinterpretation of the forests, or colonial demonization of nature and wild
animals. Local evaluations of liminal spaces and liminal beings remained ambiguous:
such spaces and subjects were dangerous but powerful, the antithesis of order but also
the source from which social order derived, associated with death but also rebirth.
Conclusions
When Northcote Whitridge Thomas arrived in Sierra Leone in 1914 in order to
conduct field research on behalf of the colonial authorities, he entered a complex
social environment with its confusing narratives and ellipses regarding human-animal
transformation. Thomas was told repeatedly and in different places, for instance, that ‘a
witch can live in a crocodile or leopard and seize people: four or five go into one animal
and if the animal is shot, they die too’.67 Witches and their conspirators could turn
into animals (leopards, crocodiles, bats) at night and then kill and eat people.68 What
Thomas ended up describing in his reports was what we might define as the ‘liminal
criminal’, a harmful creature, between human and animal. What ‘really’ happened
in such cases (in the tidiness of Western judicial reason) is hard or impossible to
define, but from the perspective of local communities liminality and animality went
174
Animal History in the Modern City
together in the explanation of such malevolence and violence: people may have died
from unknown diseases or been killed by wild animals such as a leopard or a large ape
(in which case the animal was usually declared a witch).69 Sudden deaths of young
children in particular were explained as deaths by the witchcraft of snake-men or other
human-animals.70 And since it was their liminal status that formed a continuous threat
for society, the danger could be countered only by magic rituals including animals.
Witches were fought by cursing a fowl: the eyes of the fowl were destroyed so that
the witch would turn blind simultaneously, or the fowl was killed in order to kill the
witch.71 If a supposed witch died soon after such a ritual, the person was ‘tied on a stick
for burial and carried like an animal’.72 Such acts express the will of society to clearly
draw a line between humans and animals by allocating the animal sphere to witches by
practising special burial rites.
While human-animal ‘transformers’ were clearly marked as criminals, however,
ritual experts also remained liminal beings between the animal/spirit world and
human society throughout their lives, but were evaluated with ambiguity: they were
necessary for a functioning society, but their powers were potentially dangerous at
the same time. Therefore, their remains after death were treated like those of witches.
Dead experts falling sick had to go into the Poro bush and ‘must die in the Poro bush
and be buried there’.73 Victor Turner focused on distinguishing such ‘liminars’ from
other social types like outsiders and marginal: ‘Marginals like liminars are also betwixt
and between, but unlike ritual liminars they have no cultural assurance of a final stable
resolution of their ambiguity’.74 Turner also considers diviners, mediums, priests and
other ritual experts as such permanent liminars, and we may add here, that initiation
authorities from West Africa perfectly fit this definition. These experts were themselves
transformers who were consulted in times of crisis: when animals became humans,
when youths became predators.
In reconsidering Thomas’s hesitant steps in framing an anthropology that pays
tribute to liminality and initiation in human–animal relations we note that Thomas
had little time for animals themselves. He blithely explained that a given indigenous
culture usually ‘attributes to the animal a vastly more complex set of thoughts and
feelings, and a much greater range of knowledge and power, than it actually possesses’.75
Thomas acknowledged that human beings’ dependence on animals in subsistence
economies, as well as the risk of dying ‘beneath the claws of a lion or a bear’76 were the
major reasons for an intense human–animal relation: ‘It is therefore small wonder that
this attitude towards the animal creation is one of reverence rather than superiority’.77
Some years before his journeys to West Africa, Thomas moreover explored the role
of animals for human initiation rites based on ethnographic literature: ‘here, an
individual provides himself with a tutelary genius. Sometimes conceived as a spirit,
sometimes as a living animal, on whose aid he relies in the battle of life’.78 In both, the
initiation into secret societies and into adulthood more generally, it was necessary to
procure ‘a tutelary deity, which is commonly an animal’.79 Otherwise, however, Thomas
deemed the role of animals ‘less important’ for initiation than, for instance, for rituals
of hunting or death. His intense fieldwork in Nigeria and Sierra Leone may have
changed this position, but serious distrust from both colonial administration and local
chiefs prevented Thomas from gaining more elaborate insights into the actual ritual
Liminal Youth Between Town and Bush
175
practices, so that he subsequently studied liminality in initiation and with humananimal transformations separately.
This chapter, on the other hand, has sought to make the anthropological concepts
of initiation fruitful for understanding the liminal roles of humans and animals in
the history of West Africa. Although leopards are generally considered wild animals
living in forests and savannahs far from human settlements, they are well known for
preying on cattle and other domestic animals in suburban and village areas. Whenever
leopards enter these places, fatal attacks on humans may occur. From this standpoint,
leopards, too, can be considered liminal animals for the fact that they, too, trespass
the spatial nature-culture boundary. Their liminal character must also be defined
temporally: in colonial West Africa, for instance, they entered the suburban spaces,
preferably at night, during dry seasons when other prey was scarce, and as juveniles
looking for their own habitats. Human cultures, on the other hand, integrated this
animal behaviour into their own rites of passage: in the dry season, juvenile boys
lived in huts located between the settlements and the bushes where they were turned
into men by leopard spirits. Their liminal youth was also defined spatially (between
forest and town) and temporally (between child and adult). By drawing an analogy
between these forms of human and animal liminality, in the specific historical context
of colonial West Africa, this chapter considers not just the parallel but the overlapping
and co-productive human-animal nature cultures that emerged during the process of
colonial urbanization in West Africa.
Notes
1 Anon, ‘Human Leopards’, The Colony and Provincial Reporter, 1 November 1913, 4.
2 For a critical autobiographical analysis and discussion of his role in the formation
of colonial anthropology see Paul Basu, ‘N.W. Thomas and Colonial Anthropology
in British West Africa: Reappraising a Cautionary Tale’, Journal of the Royal
Anthropological Institute 22, no. 1 (2015): 84–107.
3 The National Archives (Kew, London), CO 267/570, Anthropological Survey: Human
Leopard Society (collection of letters).
4 Basu, ‘N.W. Thomas and Colonial Anthropology’, 91.
5 Cambridge University Archives, Cambridge, Haddon Papers, 11.012, draft book:
‘Religion, Totemism & Reincarnation in West Africa’, 181.
6 Ibid., 120.
7 Ibid., 162.
8 Arnold van Gennep, Les Rites de Passage (Paris: Picard, 1981). Reprint of 1909
edition.
9 N. W. Thomas, ‘Secret Societies (African)’, in Encyclopædia of Religion and Ethics,
Volume 11, ed. James Hastings (Edinburgh: T&T Clark, 1920), 296, 301.
10 He called the Poro, the Sierra Leonian initiation societies, ‘Purra’ in a list of West
African secret societies. Ibid., 117.
11 Van Gennep himself admitted that this term is inadequate since those societies were
only secret with regard to women and non-initiated children. Ibid., 115. This opinion
has been repeated in nearly every work on these societies, but the term is still widely
used and Victor Turner also mentioned the initiation into a secret society as a key
176
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
Animal History in the Modern City
example in the broader understanding of rites of passage: See Victor Turner, The
Forest of Symbols (Ithaca: Cornell University Press, 1967), 95.
Turner, Forest of Symbols, 93–111.
Ibid., 94.
Ibid., 95.
Ibid., 96.
Victor Turner, ‘Liminality and Communitas’, in The Ritual Process: Structure and AntiStructure. The Lewis Henry Morgan Lectures 1966 (London: Routledge & Paul, 1969), 95.
See Bjørn Thomassen, ‘The Uses and Meanings of Liminality’, International Political
Anthropology 2, no. 1 (2009): 5–27.
See Victor Turner, ‘Liminal to Liminoid in Play, Flow and Ritual: An Essay in
Comparative Symbology’, Rice University Studies 60, no. 3 (1974): 53–92.
Some theorists went as far as to call modernity itself an age of ‘permanent liminality’:
ibid., 19.
Ibid., 16.
Thomassen admits this under certain conditions in his catalogue of future research
desiderata: ‘In other words, we have to consider the possibility that ritual passages can
go wrong, and produce effects of a very undesirable kind’. Ibid., 21.
Turner, Forest of Symbols, 97.
‘Les novices sont hors de la société, et la société ne peut rien sur eux et d’autant moins
qu’ils sont proprement sacrés et saints, par suite intangibles, dangereux, tout comme
seraient des dieux’: van Gennep, Rites de Passage, 161.
Ibid., 162.
Initiates were considered in-between the sexes; they were neither seen as females, nor
males, but sexless – ‘that which is neither this nor that, and yet is both’: See Turner,
Forest of Symbols, 99.
Ibid., 106.
Ibid.
Victor Turner, Dramas, Fields, and Metaphors: Symbol, Myth, and Ritual (Ithaca, NY:
Cornell University Press, 1974), 253.
Northcote Whitridge Thomas, Anthropological Report on Sierra Leone. Part I: Law and
Custom (London: Harrison & Sons, 1916), 145.
H. G. Warren, ‘Secret Societies’, Sierra Leone Studies 3 (1919): 8–12.
George Schwab, Tribes of the Liberian Hinterland (Cambridge, MA: Peabody Museum,
1947), 272.
See for the special fear of bush spirits killing children, James Littlejohn, ‘The Temne
House’, Sierra Leone Studies 14 (1960): 63–79.
Stephanie Zehnle, ‘Of Leopards and Lesser Animals: Trials and Tribulations of the
“Human-Leopard Murders” in Colonial Africa’, in The Historical Animal, ed. Susan
Nance (Syracuse: Syracuse University Press, 2015), 221–39.
Stephanie Zehnle, ‘Wenn Tiere Morden. Koloniale Aushandlungen Zwischen Natur
und Kultur in Westafrika’, in Andere Ökologien. Transformationen von Mensch und Tier,
ed. Iris Därmann and Stephan Zandt (München: Wilhelm Fink, forthcoming 2017).
‘The Nation’, ‘Human Leopards’, The Colony and Provincial Reporter (15 November
1913), 3.
N. C. Hollins, ‘Notes in Mendi Law’, Sierra Leone Studies 15 (1929): 57–8, 57.
Stephanie Zehnle, ‘Leoparden, Leopardenmänner: Grenzüberschreitungen in Raum
und Spezies’, in Afrikanische Tierräume: Historische Verortungen, ed. Winfried Speitkamp and Stephanie Zehnle (Köln: Rüdiger Köppe Verlag, 2014), 91–112.
Liminal Youth Between Town and Bush
177
38 C. M. G. Stanley, ‘Game Preservation in Sierra Leone’, Sierra Leone Studies 11 (1928):
2–15, 4.
39 Stanley, ‘Game Preservation in Sierra Leone’, 13.
40 Zehnle, ‘Leoparden, Leopardenmänner’.
41 G. A. Balme et al., ‘Edge Effects and the Impact of Non-Protected Areas in Carnivore
Conservation: Leopards in the Phinda–Mkhuze Complex, South Africa’, Animal Conservation 13, no. 3 (2010): 315–23.
42 However, the intensity of social interaction among kin (female adult, male adult and
their offspring) differs severely: see T. J. Pirie et al., ‘Social Interactions Between a
Male Leopard (Panthera pardus) and Two Generations of his Offspring’, African Journal of Ecology 52 (2014): 574–6.
43 David Jenny, ‘Spatial Organization of Leopards Panthera pardus in Taï National Park,
Ivory Coast: Is Rainforest Habitat a “Tropical Haven”?’ Journal of Zoology 240 (1996):
427–40, 429. In African savannas they establish habitats half that size: see ibid., 436.
44 Julien Fattebert et al., ‘Population Recovery Highlights Spatial Organization Dynamics in Adult Leopards’, Journal of Zoology 299 (2016): 153––162, 154.
45 Julien Fattebert et al., ‘Density-Dependent Natal Dispersal Patterns in a Leopard
Population Recovering from Over-Harvest’, PLoS ONE 10, no. 4 (2015). Available
online: http://dx.doi.org/10.1371/journal.pone.0122355 (accessed 15 January 2017).
46 For the case of elephants, it was well-known among colonial hunting officials that they
migrated between Sierra Leone and Liberia, spending the dry seasons in the latter
state: see Stanley, ‘Game Preservation in Sierra Leone’, 9.
47 David Jenny and Klaus Zuberbühler, ‘Hunting Behaviour in West African Forest
Leopards’, African Journal of Ecology 43, no. 3 (2005): 197–200. Male leopards also
undertake longer marking tours in the dry season: see Jenny, ‘Spatial Organization of
Leopards’, 438.
48 Schwab, Liberian Hinterland, 280.
49 Stanley compared them to traditional castes like blacksmiths across many African
societies: see Stanley, ‘Game Preservation in Sierra Leone’, 2.
50 Howard Ross, ‘Man-Killing Apes’, Sierra Leone Studies 6 (1922): 45–8.
51 In 1898 this fear even caused a trans-regional anti-colonial war (The Hut Tax War)
that was defeated by colonial military forces.
52 L.H. Palfreman, ‘Forestry Dept. Report 1918’, National Archives (Kew, London), CO
267/581, 29 May 1919.
53 For a discussion of these ethological studies, see Zehnle, ‘Of Leopards and Lesser
Animals’.
54 Animal history does not always lead to a new temporal structure and new animal
eras: see Mieke Roscher, ‘Tiere, die dem Kaiser gehören … Das Tier als politisches
und kulturelles Ordnungswesen’, in Tierisch! Das Tier und die Wissenschaft. Ein Streifzug durch die Disziplinen, ed. Meret Fehlmann et al. (Zürich: vdf, 2015), 173–82.
55 ‘W.’, ‘Bondohism’, Sierra Leone Times, 18 March 1899, 3.
56 ‘J.W.’, ‘Release of Chief Canray Bah Caulker’, Sierra Leone Weekly News, 16 February
1895, 3.
57 Schwab, Liberian Hinterland, 276.
58 Zehnle, ‘Wenn Tiere Morden’.
59 Anon, ‘News from the Villages: Waterloo, Sierra Leone Weekly News, 11 October 1890,
2–3. I will not go into details here about the criminal investigation of such cases,
which is the primary focus of my larger research project on so-called Human-Animal
Murder in colonial Africa.
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Animal History in the Modern City
60 Ibid., 6.
61 ‘Gratitude’, ‘The Fishermen of Waterloo and Alligators’, Sierra Leone Weekly News, 22
November 1890, 6.
62 Ibid., 7.
63 Anon, ‘News from the Villages: Waterloo’, Sierra Leone Weekly News, 23 October 1890, 6.
64 ‘A Tourist’, ‘Cannibalism at Lower Bargroo’, Sierra Leone Weekly News, 23 April 1892, 6.
65 Aboyami Cole, ‘Possibilities of the Protectorate’, Sierra Leone Weekly News, 14 January
1905, 2–5.
66 Aboyami Cole, ‘Lecture in Liberia: God in Fetish’, Sierra Leone Weekly News, 14 May
1910, 3.
67 Thomas, Law and Custom, 50.
68 Ibid., 46.
69 Ibid., 153. See also Ross, ‘Man-Killing Apes’.
70 W. B. Stanley, ‘Carnivorous Apes in Sierra Leone’, Sierra Leone Studies 2 (1919): 3–19, 8.
71 Thomas, Law and Custom, 47.
72 Ibid., 49.
73 Ibid., 146.
74 Turner, Dramas, Fields, and Metaphors, 233.
75 Cambridge University Archives, Cambridge, Haddon Papers, 11.013/1, draft article:
‘Animals’, 483.
76 Ibid., 484.
77 Ibid.
78 Ibid.
79 Ibid., 496.
Bibliography
Anon. ‘News from the Villages: Waterloo’, Sierra Leone Weekly News 11, October
1890, 2–3.
Anon. ‘News from the Villages: Waterloo’, Sierra Leone Weekly News 23, November
1890, 6.
Anon. ‘Human Leopards’, The Colony and Provincial Reporter, 1 November 1913.
Balme, G. A., Slotow, R. and Hunter, L. T. B. ‘Edge Effects and the Impact of NonProtected Areas in Carnivore Conservation: Leopards in the Phinda–Mkhuze
Complex, South Africa’, Animal Conservation 13, no. 3 (2010): 315–23.
Basu, Paul. ‘N.W. Thomas and Colonial Anthropology in British West Africa:
Reappraising a Cautionary Tale’, Journal of the Royal Anthropological Institute 22, no. 1
(2015), 84–107.
Cole, Aboyami. ‘Possibilities of the Protectorate’, Sierra Leone Weekly News, 14
January 1905.
Cole, Aboyami. ‘Lecture in Liberia: God in Fetish’, Sierra Leone Weekly News, 14 May 1910.
Fattebert, Julien, Balme, Guy, Dickerson, Tristan, Slotow, Rob and Hunter, Luke ‘DensityDependent Natal Dispersal Patterns in a Leopard Population Recovering from OverHarvest’, PLoS ONE 10, no. 4 (2015).
Fattebert, Julien, Balme, Guy A., Robinson, Hugh S., Dickerson, Tristan, Slotow, Rob and
Hunter, Luke T. B. ‘Population Recovery Highlights Spatial Organization Dynamics in
Adult Leopards’, Journal of Zoology 299 (2016): 153–62, 154.
Liminal Youth Between Town and Bush
179
‘Gratitude’, ‘The Fishermen of Waterloo and Alligators’, Sierra Leone Weekly News, 22
November 1890, 6.
Hollins, N. C. ‘Notes in Mendi Law’, Sierra Leone Studies 15 (1929), 57–8.
Jenny, David. ‘Spatial Organization of Leopards Panthera pardus in Taï National Park,
Ivory Coast: Is Rainforest Habitat a “Tropical Haven”?’, Journal of Zoology 240
(1996): 427–40.
Jenny, David and Zuberbühler, Klaus. ‘Hunting Behaviour in West African Forest
Leopards’, African Journal of Ecology 43, no. 3 (2005): 197–200.
‘J.W.’, ‘Release of Chief Canary Bah Caulker’, Sierra Leone Weekly News, 16 February
1895, 3.
Littlejohn, James. ‘The Temne House’, Sierra Leone Studies 14 (1960), 63–79.
‘The Nation’, ‘Human Leopards’, The Colony and Provincial Reporter 15 November 1913, 3.
Pirie, Tara J., Thomas, Rebecca L., Reilly, Brian K. and Fellowes, Mark D. E. ‘Social
Interactions Between a Male Leopard (Panthera pardus) and Two Generations of his
Offspring’, African Journal of Ecology 52 (2014): 574–6.
Roscher, Mieke. ‘Tiere, die dem Kaiser gehören … Das Tier als politisches und kulturelles
Ordnungswesen’, in Tierisch! Das Tier und die Wissenschaft. Ein Streifzug durch die
Disziplinen, ed. Meret Fehlmann, Michel, Margot and Niederhauser, Rebecca (Zürich:
vdf, 2015), 173–82.
Ross, Howard. ‘Man-Killing Apes’, Sierra Leone Studies 6 (1922): 45–8.
Schwab, George. Tribes of the Liberian Hinterland (Cambridge, MA: Peabody
Museum, 1947).
Stanley, W. B. ‘Carnivorous Apes in Sierra Leone’, Sierra Leone Studies 2 (1919), 3–19, 8.
Thomas, Northcote Whitridge. Anthropological Report on Sierra Leone. Part I: Law and
Custom (London: Harrison & Sons, 1916).
Thomas, N. W. ‘Secret Societies (African)’, in Encyclopædia of Religion and Ethics,
Volume 11, ed. James Hastings (Edinburgh: T. & T. Clark, 1920).
Thomassen, Bjørn. ‘The Uses and Meanings of Liminality’, International Political
Anthropology 2, no. 1 (2009): 5–27.
‘A Tourist’, ‘Cannibalism at Lower Bargroo’, Sierra Leone Weekly News, 23 April 1892, 6.
Turner, Victor. The Forest of Symbols (Ithaca: Cornell University Press, 1967), 95.
Turner, Victor. ‘Liminality and Communitas’, in The Ritual Process: Structure and
Anti-Structure. The Lewis Henry Morgan Lectures 1966, ed. Victor Turner (London:
Routledge and Kegan Paul, 1969), 94–130.
Turner, Victor. ‘Liminal to Liminoid in Play, Flow and Ritual: An Essay in Comparative
Symbology’, Rice University Studies 60, no. 3 (1974): 53–92.
Turner, Victor. Dramas, Fields, and Metaphors: Symbol, Myth, and Ritual (Ithaca: Cornell
University Press, 1974).
Van Gennep, Arnold. Les Rites de Passage (Paris: Picard, 1981).
‘W.’, ‘Bondohism’, Sierra Leone Times, 18 March 1899, 3.
Warren, H. G. ‘Secret Societies’, Sierra Leone Studies 3 (1919), 8–12.
Zehnle, Stephanie. ‘Leoparden, Leopardenmänner: Grenzüberschreitungen in Raum und
Spezies’, in Afrikanische Tierräume: Historische Verortungen, ed. Winfried Speitkamp
and Stephanie Zehnle (Köln: Rüdiger Köppe Verlag, 2014), 91–112.
Zehnle, Stephanie. ‘Of Leopards and Lesser Animals: Trials and Tribulations of the
“Human-Leopard Murders” in Colonial Africa’, in The Historical Animal, ed. Susan
Nance (München: Wilhem Fink, 2017): 77–100.
Zehnle, Stephanie. ‘Wenn Tiere Morden. Koloniale Aushandlungen Zwischen Natur und
Kultur in Westafrika’, in Andere Ökologien. Transformationen von Mensch und Tier, ed.
Iris Därmann and Stephan Zandt (München: Wilhelm Fink, forthcoming 2017).
180
11
Betwixt and Between: Making
Makeshift Animals in NineteenthCentury Zoological Gardens
Wiebke Reinert
pen1
VERB [WITH OBJECT]
write or compose
Origin
Middle English (originally denoting a feather with a sharpened quill): from
Old French penne,
from Latin penna ‹feather› (in late Latin ‹pen›).
pen2
VERB [WITH OBJECT]
1. put or keep (an animal) in a pen
1.1. (pen someone up/in) confine someone in a restricted space1
Introduction: Articulating the history of the modern zoo
The zoological garden as a distinctive form of animal keeping in the modern world
is a well-studied institution.2 The zoo is a place where animals are physically present
and made manifest to human observers, providing unparalleled opportunities
to investigate human–animal relations in modern societies and cities (zoological
gardens being quintessentially urban phenomena). However, many zoo histories are
premised on the problematic assumption that they represent a kind of ‘fresh start’.3
Conventional histories tend to draw sharp dividing lines between modern and
premodern eras, attaching little or no value to the continuity of animal exhibition,
albeit in very different urban and social settings. We can argue, however, that the
putative transformation in relations between watching humans and watched animals
raises the question of liminality right from the start: for any account of the emergence
of the zoo implies a movement from a definitive before to a prospective after, and thus
invokes a characteristic liminal period that involves at the same time a no longer and
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Animal History in the Modern City
a not yet.4 Understanding zoos in the early years of their development means putting
this liminality centre stage, and in this chapter I want to consider the development of
zoos not only from the perspective of the animals themselves, but also in terms of the
ambiguous experience zoos offered, as places of both entertainment and instruction,
education and spectacle.
Speaking of liminal animals, liminal spaces or liminality necessarily involves the
idea of a before and after, but it is necessary to look more closely at the stability that
is the frame for this liminality, and which makes liminality the uncertain, potentially
transgressive phenomenon that it is (for liminality has the potential to tell us about not
only what, at certain times, is defined as appropriate and accepted, but also disapproved
of as misplaced). As regards our specific interest in the entanglements of humans and
animals, it is these connections and separations, the process of valuing and devaluing,
placing and displacing, and interactions and demarcations, which appear to cross and
be negotiated in liminal periods.5
Drawing on the history of German zoological gardens, this chapter stresses the
difficulties involved in ‘articulating’ the zoo, joining its elements together and making
it work, such as by regulating and representing the paying public as well as the lives
of its animal captives: nineteenth-century European zoos are exemplary liminal sites
because of, for instance, the collision between high nature and popular culture, and
the necessarily incomplete transition from its predecessors and competitors in the
business of animal spectacle to the familiar and apparently straightforwardly modern
institution. I take a close look in particular at three examples of characterizing and
popularizing zoo animals, first considering the zoo’s liminal history and geography,
then considering the ways in which animals’ liminal lives at the zoo were imagined and
represented, before concluding with a consideration of the vital role of animals’ wards
and keepers, as ‘middlemen’. These three examples explore liminality as a characteristic
effect of the development of a zoo culture for the masses as well as the leisure class.
Betwixt and between: The zoo and the fair
Zoological gardens were certainly not the only urban sites or locations where ‘exotic’
animals could be observed in mid-nineteenth-century Europe. Travelling menageries,
circuses, itinerant animal trainers, the private homes or palaces of aficionados, even
pubs, all exhibited various kinds of animals on a regular if not always permanent
basis. ‘Towards the middle of the nineteenth century’, as David Wilson has noted, ‘the
favoured locales for the kind of entertainment involving easily portable exhibits of the
sort that formerly occupied booths at the now declining or extinct fairs were taverns
and assembly rooms in working-class neighbourhoods’.6 Though the nature of these
neighbourhoods will not be explored in detail here, it is noteworthy that quite a few of
these earlier animal exhibitions were positioned further away from city centres than the
zoological gardens familiar in modern times. There were pragmatic as well as cultural
reasons for this, of course: a lack of space, real or perceived, in the heart of the city;
the fact that many exotic animals were kept in country house menageries; the desire
to keep carnivals and their dubious characters outside the city walls; the objectionable
Betwixt and Between
183
sounds and smells and other ‘nuisances’ that came with animals’ permanent presence
in human neighbourhoods. We should resist the temptation to conclude that the zoo
marked a decisive move of animal shows into the heart of the city, however, simply
achieving a bourgeois respectability that the fairs and travelling menageries never
could. Sure enough, a zoological garden and a fair are categorically very different
institutions, most obviously in terms of the former’s permanence and institutional
character. Focussing on actual practices, including the activities of keepers and their
animal charges, reveals that zoos had much in common with the other sites of ‘popular
tradition’, since the zoo like the fair brought together the exotic and the familiar, the
villager and the townsman, the professional performer and the bourgeois observer.7
As Helen Cowie remarks,
Menageries have typically been portrayed as promoting entertainment rather than
providing education. This was the view put forward by the directors of the newly
established zoological gardens, who contrasted the spacious, genteel atmosphere
of their own institutions with the cramped, sometimes unseemly conditions of the
travelling wild beast show. It has also been the general view of historians, who have
tended to draw a sharp distinction between the menagerie and the zoo.8
In this regard it makes sense to speak of liminal periods and spaces rather than a simple
substitution or replacement of the traditional fair by the modern zoo. The utility of
liminality as an analytical framework is especially obvious when it comes to the zoo
as an innovation since, for all that they have been seen as a ‘tribute to bourgeois selfconfidence’,9 zoos were highly fragile and insecure institutions, not least financially.
‘Betwixt and between’, ‘no longer classified and not yet classified’,10 as Victor Turner put
it, applies equally well to the animals exhibited: for captive zoo animals remained in a
threshold-status, caught between science and spectacle, education and entertainment,
taxonomy and amusement, exotic and familiar, the near and the distant. The zoo’s
claim to provide a space of rational and cultivated leisure was also pointedly asserted
by way of comparison to its urban competitors, either specific, in terms of animal
exhibitions, or general, in the developing spaces of leisure in the city.11 The zoo could
not simply be a site of elevating knowledge about the animal kingdom; to make zoo
visits interesting and popular (and to ensure that zoos were viable economically),
animals and the environments in which they lived and performed (park, enclosures
and cages) had to affect visitors in an emotional register. Zoos were no different from
other forms of recreation in the city that mobilize desires, hopes and fears, pleasure,
relief and satisfaction: the familiar effects of entertainment and enjoyment.12 Rather
than representing a sharp break with a liminal past, the development of a zoo culture for
the masses reproduced the characteristic forms of liminal ambivalence. Harriet Ritvo
has even suggested that this liminality may be the most interesting thing about zoos.13
As an example of the latter, Gustav Friedrich Werner from Stuttgart, began to earn
his nickname of ‘Affenwerner’, by exhibiting animals in and around his tavern in the
1840s.14 In much the same manner, the founder of Leipzig Zoo was the enterprising
landlord Ernst Pinkert, who developed his zoological career by enlivening his
restaurant with animals in 1874. In the Leipzig quarter of Lindenau, the pub owner
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Jahn complemented his restaurant with a ‘zoological yard’.15 Similar examples can be
found in the menagerie owned by Berg, in Horn near Hamburg,16 and the private
business of Franz Leven, who in the 1850s ran an animal park in addition to a ‘cabinet’
of stuffed wild animals.17 Related businesses existed in Munich (run by the family of
the showman Schröll), and with the animal trader Lossow’s ‘new zoological garden’
in Berlin.18 At the same time, many itinerant animal shows travelled throughout
Europe, often pitching their tents and waggons at various fairs, as they would do up to
the 1930s.19
The overlap between fairs and zoos is clear. Zoos have always been fundamentally
dependent on modern amusement culture. To render a visit to the zoo relevant, to give
meanings to animals as part of leisure activities, the new institutions had to engage
with a range of other practices and institutions dealing with exotic animals besides the
draw of scientific knowledge.20 If nothing else, they took part in the same wild animal
trade that flourished in the second half of the nineteenth century: a global trade that
linked zoos, circuses, travelling menageries, animal trainers, aficionados and private
animal keepers, as well as natural history museums.21 Given the remarkable diversity
and variety of knowledge, perspectives and practices involved, it is, as stressed by
Emily S. Rosenberg impossible to ‘tame’ such exhibitions with a single, fixed meaning;
rather, ‘this era was characterized by a cacophony of several possible outlooks.’22
This does not mean that attempts were not made to make animal exhibition more
respectable and enlightening. One way of giving animals a kind of mannered and
‘bourgeois’ meaning, for instance, was to integrate them in the bourgeois practice of
promenading, Spaziergang, involving the ‘wild’ animals in tamed and themed practices
and landscapes.23 Numerous reports of visits to zoos, sourced from the popular press
as well as from books and journals of the time, were given such titles as ‘a walk in the
Zoological Garden of…’, ‘a stroll through…’, ‘wandering in…’ and the like. They were
narrated in the manner of a minor travel report, including the familiar range of safe
surprises and impressive views. This genre went hand in hand with the bourgeois virtues
of promenading: recreation, sociability, ease, enlivening and the series of improving
sights.24 At the same time, however, the zoo tapped into narratives and forms that had
long been successful in popularizing animals and their lives, presenting them as comic
figures, as screens on which to project ideas and emotions, as outlets and props for
displaying human sentiment or as simple objects of entertainment. In this way the zoo
reached back to folkloristic staging of animals which typically contained elements of
burlesque, for all that the emergent bourgeoisie or middle class promoted a display
of animals that was supposed to serve educative and morally uplifting purposes.25
Animals might indeed be considered makeshifts – interim and temporary measures
– in the construction of traditions whose ultimate purpose was ‘to ensure or express
social cohesion and identity and to structure social relations’,26 crucially in periods of
transition, for instance in the shift from the feudal and folkloric to modern ‘science’,
sentiment and sociability. A sympathetic and sensuous interest in animals was not new,
then, and it could barely be fulfilled by, say, scientifically educational taxidermy, where
static displays of galliformes, canis latrans, ursus maritimus and their ilk hardly took
the place of their respective zoo exhibits. In the context of urban leisure activities, it
is living animals that had to be rendered consumable, ‘common goods’. Drawing on
Betwixt and Between
185
this traditional culture of display for the purpose of social improvement depended
on whether the spectators appreciated the relevant coding at work – but the ‘set of
meanings’ around the presence and use of ‘wild’ animals in the middle of mid-European
cities was by no means clear, as the evidence of this chapter makes clear, drawing on
examples relating to the ‘wave of foundations’ identified by zoo historiographers
Annelore Rieke-Müller and Lothar Dittrich, starting with Frankfurt Zoo (1858), and
including Cologne (1860), Dresden (1861), Hannover and Karlsruhe (1865).27
Most importantly, we have to critically consider the outwardly self-confident,
almost missionary prospectuses of German zoo founders, which, despite being
scornful of both aristocratic and folkloric exhibitions of animals, nevertheless relied on
established patterns and codes.28 The zoo seems to require a different attitude towards
animals, something aligned with what Lynn Nyhart has called ‘Modern Nature’.29
Devotional observation and interest in natural science were here meant to be the
premises of rational recreation, the kind of ‘embourgeoisement’ made possible through
the encounter with ‘book nature’30 made flesh. The nineteenth century brought about
significant change:
We can hardly ignore the fact that with the emergence of mass culture and
the mass production and consumption of scientific artifacts, the means and
meanings of scientific display and communication have radically altered. Since
‘popularizations’ are communicative processes, their histories must attend to the
history of communicative production.31
‘Book nature’ had always included much more than ‘science’ per se. To render animals
and their physical presence relevant to humans they had to be edited through a
variety of cultural techniques, inevitably making them hybrid and liminal in nature.
‘Advocates for the public understanding of science’ were in fact ‘merely the latest
entrepreneurs in a tradition that reaches back at least 300 years’.32 It should be kept
in mind, as Nigel Rothfels sums up, that ‘the new public zoological gardens, despite
their rhetoric, did not differ much from the earlier collections in their commitment
to science, education and public recreation; all three of these goals were also claimed
by the earlier collectors.’33 In sum, zoological gardens were hybrids – neither feudal
menagerie nor natural history museum, neither circus nor pub, neither diorama nor
fairground booth, but containing a little bit of everything these represented. Zoo
culture is liminal, in Turner’s sense: ‘it is the analysis of culture into factors and their
free or “ludic” recombination in any and every possible pattern, however weird, that is
of the essence of liminality, liminality par excellence’.34
Penning the animal: Imagining and
representing captive animals
Actual encounters with caged and stage-managed animals at the zoo and the ways
in which they were narratively processed simply emphasize the fact that they were
figures in the correlations, transgressions and shiftings of an elaborate popular
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urban amusement industry. The role of imagination in narrating this nature and the
experience of zoo animals for the spectator is particularly prominent. Zoological
gardens relied, for instance, on an imaginative presentation of the habitat of exhibited
animals, something that emphasized their exotic character as well as representing ideas,
informed or otherwise, about an animal’s ‘natural’ behaviour. Inevitably, however, this
representation of the animal’s ‘proper’ place served to remind the observer of those
other places where the animals once or actually belonged, in marked contrast to
the cages or enclosures in which the animals found themselves, and the spectators
found them.
An article in the Freiberger Stadt-, Land- und Berg-Kalender from 1862 highlights
for instance the ways in which exotic or ‘outlandish’ animals could be narratively
integrated into city life. The calendar was published by the printing office Gerlach
on behalf of the city of Freiberg in Saxonia from 1856 to 1938. It contained familiar
categories such as an economic calendar, an index of Saxonian markets, information
for ‘miners’ (mining being a main economic sector in the region since the Middle
Ages), various ‘anecdotes’ and the ‘Freiberger public officers calendar’.35 Another
special category, however, was titled ‘contemplative and uplifting’, which in 1862
included a narrative on the zoological garden in Dresden, which had opened in the
preceding year of 1861:
We turn to guest room number 3 – whose occupant was not exactly intended by
nature for playing the harp. This is a polar bear and a youngster in age. The bold
furry foreigner did not bring much luggage from Spitsbergen, only a coat which
would make a whole guild of peltmongers green with envy. He is in everlasting
motion and rarely lazes around.36
In this narrative, presumably deliberately, animals like polar bears were assigned welldefined ‘homelands’;37 raccoons, by contrast, were simply ‘delivery men’ for the envious
peltmongers (since these creatures came from familiar contexts, they were merely
‘glanced at’ by the Freiberger Kalender).38 What is also striking is the use of diminutives
when presenting birds and beasts of prey as an alternative to emphasizing their ferocity
and ‘wildness’. The buzzard, for instance, in the same light-hearted account became a
‘little rascal’, which despite being a bird of prey, ‘in the dock has nothing to confess
but that it grabbed a mousie by the tailie and in such manner prepared himself a little
roast for his spout’.39 Zoo animals were also consistently compared to animals that
were already physically and culturally domesticated (most often and prominently to
dogs), and the comparison was drawn as in this characteristically chatty example: ‘the
Egyptian geese, which sure enough look different than our own St. Martin’s goose, as
well as the Mandarin ducks from the Philippines, next to which our ducks on village
ponds have nothing to be proud of ’.40 These zoo animals exhibit both strangeness and
familiarity, wildness and domestication, freakish foreignness and civic incorporation.
That the author repeatedly pointed to the captive animals’ ‘remarkable liveliness’
(not just the polar bear above, but also otters, prairie dogs, poultry) suggests the
characteristic, even cardinal, entanglement of the ‘scientific’ rationale that with scripts
inherited from and shared with other places of popular amusement. Showing animals
Betwixt and Between
187
necessarily meant show business, and we can precisely reference zoos’ dependence
on stories, fables and symbols derived from popular and folk cultural contexts –
again, rather than contemporary scientific authority. The description of the Dresden
Zoo’s owl shows serves as an example. There was, as the author of the Freiberger
Kalender stated, ‘something mystical and eerie’ about the owl; ‘one is reminded of
craggy forests, darksome cloistral walls and ruinous castles’.41 At Hannover Zoo, this
fictive scenery was not even off stage, left to the imagination: the landscape architect
projected and materialized this romantic, gothic ambience right from the start
with a rocky construction that included such amenities as an ‘engagement bridge’
(Verlobungsbrücke),42 and a hall for hot summer days offering ‘rest and refreshment in
the most romantic surroundings’,43 as Hermann Schläger, a parliamentarian from the
Kingdom of Hannover described it in Der Zoologische Garten. These romantic notes
were sounded by a journal that was ostensibly interested in the scientific legitimation
for zoos, aimed at those who ‘aspire to a higher cultivation of mind’.44
It is true that not every representation of zoo animals conformed to these romantic
visions of nature. Sometimes, human sensibilities were confronted with a ‘nature’ that
owed nothing to fables or romance, something rather baser or material. The following
description of the fox at Dresden Zoo has for instance no great claim to aesthetic
significance. The author explicitly invokes legendary beasts, and in the ‘hunting
breviary’ refers to ‘Reynard, rogue and villain/everyone loves and hates you/in the same
breath’; but he takes notice of the physical presence of the fox in this way: ‘Crammed
in as he is forced to live here, he is well-known as no homebody, particularly since the
perfume in his prison might put him off all the more, a scent that he does not purchase
from Struve in Leipzig or Oscar Baumann in Dresden’.45 The connective here is twofold:
by adverting to Struve and Baumann, regional vendors of luxury products, this passage
links the zoo animal to high-end consumption; but by jocularly commenting on the
animal’s excretions, the author also makes use of the comparison to bring out the
physical expression of the fox’s creatureliness, an opportunity that might have been
rather limited otherwise. Humour, as Mary Lee Townsend has shown for the German
public sphere, often ‘helped carve out a public space, a field or arena within which
all sorts of ideas could be discussed and debated, be they political, social or moral’.46
Humour allows the writer here to allude to the fox’s scent marking in a manner that
liminally domesticates the animal, in all its base and off-putting physicality.
This account of the Dresden Zoo culminated in ‘Our walking-tour through the
Zoological Garden’, which consisted in large part in chatty natural history, casually
introducing information on the zoo animals’ ‘home countries’, but stressing
ultimately Dresdeners’ fondness for ‘the good and the beautiful’ and praising the
‘good environment’ of the garden, as a place to demonstrate the sophisticated and
superior senses of the better class of human being. ‘Natural sciences’ were only
incidentally mentioned, but these nods can certainly be interpreted as providing
scientific legitimacy to the young zoo. These texts need to justify leisure and pleasure,
to make the city elite’s financial strength and social prestige visible. Thorstein Veblen’s
commentary on the ‘leisure class’ of his time contains the apposite observation:
‘however wasteful a given expenditure may be in reality, it must at least have some
colourable excuse in the way of an ostensible purpose’.47 For Veblen pastimes like
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Animal History in the Modern City
listening to music, learning ‘dead languages’, taking part in sports, breeding fancy
pets, or for that matter going to the zoo, are ‘“immaterial goods” … quasi-scholarly or
quasi-artistic accomplishments and a knowledge of processes and incidents which do
not conduce directly to the furtherance of human life’.48 Veblen goes on to argue that
‘unless these accomplishments had approved themselves as serviceable evidence of an
unproductive expenditure of time, they would not have survived and held their place
as conventional accomplishments of the leisure class’.49 Reading zoos as creations of
the nineteenth-century European leisure class reinforces the relative unimportance
of science and natural history for their own sake; nor were animals significant for
human societies in their own right. Instead, zoological gardens were dependent on
giving animals meaning.
In this regard, the language used in the presentation and representation of
exhibited animals is especially revealing: jocose and ironic, at one and the same time
sensationalizing and trivializing, these kinds of writing helped to classify animals
but also naturalized the practice of keeping them captive in urban zoos. By picking
up familiar narratives or tropes, drawing comparisons between strange beasts and
familiar ones, by defusing the potentially threatening beastliness of the predators,
the most ambiguous and liminal aspects of the animals’ presence in these places
could be addressed. The same can be said of providing amenities such as pubs and
restaurants, entertainments such as ice skating on the frozen flamingo pond in the
winter, hot-air balloon rides, masked balls, concerts and the scenic views. The zoo
animals themselves, the performing sea lions, say, or the elephants on which to ride,
had a status somewhere between star performers and live props. What contemporaries
experienced was a stroll in the midst of the city, observing en passant a nature enlivened
by the physical presence of unfamiliar animals. Animals were conscripted into this
newly domesticated and civil nature: Alfred Edmund Brehm, the popular author of
the Illustrirtes Thierleben and first director of the Hamburg Zoo, facetiously described
a prairie wolf (nowadays we would call it a coyote) playing an active part in one of the
activities at the site, a concert: ‘Music has the same effects on him as songs; from the
vantage of his cage, he impulsively participates in the garden’s concerts and often tries
to be a serious contributor’.50 Animals themselves could be seen as beneficiaries of the
gentrified leisure culture that was developed at the zoo.
Liminal figures: Zoo workers as middlemen
The figures of wards and keepers at the zoos are just as crucial for the understanding
of the interwoven areas of urban leisure, interpretations of nature and economic
networks. These zoo workers played a vital role in cleaning, feeding and animating
captive animals for the entertainment of visitors. The intimate relationship fostered
between guard/keeper and animal is a fundamental component of the process by which
both the institution of the zoo and the animal other were introduced into urban space.
The amusement they produced, for instance – say, in the laughter provoked by an
animal’s actions under the direction of the keeper – can be understood in relation to
Mikhail Bakhtin’s arguments about the carnivalesque, in which laughter at the grotesque
Betwixt and Between
189
is an essential means of incorporating the other: ‘Laughter presents an element of
victory not only over supernatural awe, over the sacred, over death, it also means the
defeat of power, of earthly kings, of the earthly upper classes, of all that oppresses and
restricts’.51 Bakhtin’s arguments hold true for the daunting task of blending animals
into an urban society: the grotesque, as a figure of riotous exchange, is potentially
transgressive, for instance putting emphasis on the shared corporality of humans and
other animals, but it is also a means of taming such ambivalence, easing the pains of
transition and achieving the kind of incorporation that Arnold van Gennep suggests.
In this sense, the bourgeois middle class in the making, the builders of the modern zoo,
are closer to folk culture and the carnivalesque than we might at first imagine.
The sentimentalized relationship between keepers and captives, often enough
presented in the same jocose and frolicsome undertones, also served obvious
legitimizing purposes, despite the fact that physical contact remained potentially
dangerous. Zoo founders were well aware of the ambivalence and grotesqueness
produced by having exotic animals settled permanently and behind bars in the centres
of rapidly growing European cities. This issue is tackled in the very first number of
the journal Der Zoologische Garten, founded in Frankfurt in 1859, a publication that
was intended to underline the scientific aims of zoo founders and to distinguish the
zoo from its unrespectable predecessors. The zoologist David Friedrich Weinland,
scientific superintendent of the Frankfurt Zoo at this time and editor of the journal,
suggested the importance of the middleman role: ‘Just as the imprisoned man can, if
only for hours, forget about his doom while chatting with a humane guard … [a]n
animal held captive could and ought to be recompensated for the loss of its freedom
by man bestowing in a closer relationship with it’.52 However, besides this ethical
commentary, Weinland emphasized the importance of the keeper in ensuring that an
animal provided entertainment and instruction: with help from the keepers, ‘a tamed
animal’ would display ‘a lot of its mental peculiarities, which could never be seen if
the animal was too shy’. The line between legitimate and illegitimate spectacle was a
fine one, but Weinland referred to the world of the fairs and Stuttgart’s ‘Affenwerner’,
justifying the ‘scientific’ value of popular animal exhibition even when the comparison
to modern zoos was distinctly unfavourable:
Alas, one might smile about the so-called tricks of the elephants etc., that can be
seen in the Menageries’ show booths at the fairs; yet no one will deny that the
audience that has seen the elephant ’work through’ a dozen tricks gets more of
the physical and mental peculiarities of his whole character and nature than those
who’ve seen him rocking back and forth behind the barrier or pace in a little park
every now and then. Most of the polar bears in menageries and zoological gardens
are rather boring, highly indolent fellows, but the polar bear of Mister Werner in
Stuttgart, a noble male and bigger than ours by well over a quarter, is an extremely
interesting animal. Why? Because he is dealt with daily for about half an hour, and
with love.53
The keeper, he wrote, ‘must love his animals, thus he will not only remember to always
optimally nourish them etc. but also, to his own delight, try to coax expressions of
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Animal History in the Modern City
mental traits out of the animals, which makes them interesting to every observer’.54
Treading the line between wild and tame, folk culture and bourgeois leisure, Weinland
wrestles here with the task of incorporating the traditional business of animal tricks
into the ideally serious space of the bourgeois zoo.
Keepers’ ‘love for animals’ was also significantly linked to the running of the wellknown travelling menageries, for all that zoos aspired to higher things. Faced with the
practical requirements of keeping wild animals, zoos had to turn towards those who had
the best experience in handling lions, elephants, monkeys and so forth, namely animal
wranglers from the menageries. Alfred Edmund Brehm was upfront in calling these
menagerie workers both ‘mentors and role models’.55 Quite a few such men came to
be employed in the early zoos.56 Drouad, a cousin of animal trader Lorenzo Casanova,
was among the first keepers in Hannover’s zoo, for instance.57 Costello, elephant keeper
in Antonio Alpi’s menagerie, came to serve in Schönbrunn, Vienna. The Londonbased animal showman Alfred Cops applied to Berlin Zoo.58 August Sieber, who had
been working with the popular menagerie of Hermann van Akens, found employment
there.59 Hermann van Akens himself applied for a job at Schönbrunn Zoo in 1828 and
self-confidently demanded a rather high annual salary, free lodging and heating. In
turn, drawing on his expertise and good business connections, he offered to save the
zoo’s directors money, through better access to the worldwide animal market on the
one hand, and improving breeding at the zoo on the other.60 In similar ways, animal
trainer Henri Martin provided advice for both the Amsterdam zoo and the Berlin Zoo
on the matter of animal diseases. In 1853, Martin even became a member of the board
of directors in the zoo at Rotterdam.61
Whilst personnel of the menagerie, the zoo and circus frequently crossed
over,62 we can also observe that particular practices persisted which had become a
familiar part of wild animal shows that existed long before zoos came into existence.
Zookeepers, even those who had never worked at the circus or menagerie, were
probably as well acquainted with these shows as the paying public that came to the
zoo. Travelling menageries and circuses’ animal stagings were the most popular,
socially inclusive, and, because of their itinerant character, had a far greater
geographic range, bringing wild animals, as Helen Cowie puts it, ‘to the doors of the
masses’.63 The knowledge and techniques of menagerie workers were crucial for the
formation of popular, entertaining zoology.
Zoo directors nevertheless stuck faithfully to the narrative of a ‘fresh start’, promoting
the zoo as a completely different form of animal show altogether. The bourgeois zoo
founders and directors at the same time presented a story about their own milieu.
In an article published in the bourgeois magazine Die Gartenlaube in 1872 by Franz
Schlegel, director of the zoo in Breslau from 1864 to 1882, sounds the distinctive note
of social disparagement when he talks of menageries and their exhibits:
Besides the travelling hawkers, there are travelling zoologists …, presenters
of zoological curiosities and their accomplices: the keepers of small booths
[‘Budiker’], who present a mermaid or sea bear, sea wolf or sea lion, since seal
sounds all too common, or a badger as an American skunk, a shepherd dog as a
wolf, white mice or albino rats, woodchucks, trained fleas, dogs or canaries.64
Betwixt and Between
191
All the same, Schlegel conceded that menagerie workers were ‘trained under most
difficult conditions’ and ‘perforce’ became ‘excellent practitioners’.65 In his critical
remarks, Schlegel was focussing not so much on a lack of knowledge or even skill
with animals. Rather, it is the ‘calamity’ of ‘nomadic life’ that was the crucial issue,
something that pointed towards social segregation as much as a settled existence.
By penning animals in zoo enclosures, by making them ‘permanent residents’, zoo
founders redefined the scope of socially acceptable keeping of animals, claiming to
spare the animals themselves the ‘calamity’ of the travelling menagerie, at the same
time that they were rendered permanently accessible to paying citizens. Moreover,
by calling menagerie workers ‘practitioners’, Schlegel relegated these well-trained and
experienced animal handlers to the new zoos’ peanut gallery, though it was clear that it
was these trained animal owners and keepers who had provided the public (including
later zoo directors) with the sight of exotic animals in the first place. Travelling
menageries, as Schlegel noted, were:
the first sites where we were able to fulfil our curiosity and study nature, and it
was at least partly these inspirations and experiences that were responsible for
the fondness of certain princes for menageries. The gentlemen animal showmen
[‘Thierbudiker’] are well aware of this, which is why they consider zoological
gardens to be merely stationary menageries, and simply consider us directors
[‘Thiergärtner’] as colleagues, even if it is not without the underlying thought
that we, as scholars, are incapable of ever achieving their high standards. Even
the famous Lichtenstein, the founder of Berlin’s zoological garden, had to put up
with being addressed in a letter from an animal showman as the ‘director of the
wild beasts’.66
Zoo directors like Weinland, Brehm and Schlegel were concerned not only with
zoological taxonomy, then, but also with a kind of social classification. In practice,
however, such clear distinctions were lacking. For both ‘wild beasts’ and their caretakers
the experience of the zoo, as Daniel Bender convincingly stresses, had to do with ‘its
daily drama rather than its taxonomy’.67 At the ‘ground level’, the ‘perspective taken
from the position alongside animals’, which Erica Fudge recommends for the writing
of animal history, and within the ‘daily drama’ of the zookeeper’s work, the more or less
‘bourgeois’ ‘distinction between the serious and the spurious’ looked quite different
altogether.68 In 1864, for instance, the physician and publicist Wilhelm Stricker sent a
letter to the journal Der Zoologische Garten, in which he openly complained about tip
jars for the keepers set up at Dresden Zoo. Stricker considered those props as ‘by no
means worthy’ of the zoo’s ‘society’.69 In these tip jars, we can find evidence for both the
poor payment of the keepers and a double-sided disciplinary action. Three years later,
Alwin Schöpf, the director of Dresden Zoo, explained:
Keepers who were in charge of bears, monkeys, elephants, lions and so forth,
often received tips when they impelled the animals to perform certain activities,
neglecting to comply with their duties with other animals under their care … and
even secretly sold bread … [to visitors who then could get into closer contact with
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the animals by feeding them]. This in turn understandably caused serious grudges
on the part of other keepers, who looked after less popular animals, so that the
quarrel went on and on.70
Schöpf preferred to extend the system of tip jars, in favour of a fair share of tips among
the staff, though he wanted to stop the unauthorized supplement of income by the
selling of bread, and thus to guarantee the proper care of all animals, even the less
charismatic. Zoo founders, as Daniel Bender points out, ‘imagined their parks as
orderly, but visitors and animals together ensured they were anything but’.71
With these considerations in mind, we can observe that becoming zoo animal did by
no means necessarily assure popularity – the most popular animals were still those best
known from the circuses, menageries and wider media, and the ones who exhibited
or performed certain pleasing types of behaviour. Moreover, the ‘love of animals’
which, as David Friedrich Weinland envisioned, was to express itself in the interaction
between animal and keeper – who ‘to his own delight … coax[ed] expressions of
mental traits out of the animals’ – had a more mundane economic dimension, far
removed from the aims of improvement. For sure, there has always been a potential for
emotional connections that the exhibitors and keepers formed with their charges, and
presumably vice versa: ‘Unlike other business assets’, according to Louise E. Robbins,
‘animals could be companions, too, and could provoke affection as well as anger.’72 But
in the everyday world of ‘exotic’ animals in nineteenth-century zoos, menageries and
circuses, we see multifaceted, ambiguous profiles of emotions and modes of behaviour
that call into question the desired separation of the former from the latter.
Vacillating between a place of popular entertainment alone and one with pretences
to an educational experience for the masses, the zoo thus remained a place of either/
or and neither/nor. The perspective of liminality explored here helps us to properly
understand the history of the zoo, and also to demonstrate how inadequate our
conventional categories typically are. Randy Malamud has suggested that we ‘try to
think about these animals outside the proscribed, subservient two-dimensional role
to which they are almost always relegated in our culture’.73 The urge to define and
categorize runs very deep, however, as with the organizing and regulating categories
of ‘zoo animals’, ‘wild animals’, ‘show animals’, ‘productive animals’ and so on. But the
more we examine animal history, these seemingly established categories become, to
quote Clemens Wischermann, ‘blurry and misty’.74 And it is this ‘blurring and merging
of distinctions [which] may characterize liminality’,75 that offers the best opportunity
for animal historians to challenge what Hayden White has called ‘prefigurative nature’.76
Notes
1 Oxford Living Dictionaries, available online: https://en.oxforddictionaries.com/definition/pen#PEN_Residual_700 (accessed 28 February 2017).
2 The studies are correspondingly innumerable, but the most comprehensive is probably still Éric Baratay and Elisabeth Hardouin-Fugier, Zoo: A History of Zoological
Gardens in the West (London: Reaktion, 2004), and Nigel Rothfels, Savages and Beasts:
Betwixt and Between
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
193
The Birth of the Modern Zoo (Baltimore: Johns Hopkins University Press, 2002). For
the context at hand see Annelore Rieke-Müller and Lothar Dittrich, Der Löwe Brüllt
Nebenan: Die Gründung Zoologischer Gärten im Deutschsprachigen Raum 1833-1869
(Köln: Böhlau, 1998).
Ayako Sakurai, Science and Societies in Frankfurt am Main (London: Pickering &
Chatto, 2013), 71.
Victor Turner, ‘Betwixt and Between: The Liminal Period in Rites de Passage’, Proceedings of the American Ethnological Society (1964): 4–20. Reprinted in: Victor W. Turner,
The Forest of Symbols: Aspects of Ndembu Ritual (Ithaca: Cornell University Press,
1967), 93–111.
This is precisely what Victor Turner described as his ‘basic model of society’: ‘[it] is
that of a “structure of positions,” we must regard the period of margin or “liminality”
as an interstructural situation’: Turner, Betwixt and Between, 93.
David A. H. Wilson, The Welfare of Performing Animals: A Historical Perspective
(Berlin: Springer, 2015), 18. A small note may be made on the assumed ‘extinction’
of fairs, which can hardly be maintained for the German case in the mid-nineteenth
century. Stallybrass and White make this point clear in their chapter on ‘The Fair,
the Pig, Authorship’: see Peter Stallybrass and Allon White, The Politics and Poetics of
Transgression (Ithaca: Cornell University Press, 1989), 27–79, 34ff.
Stallybrass and White, Politics and Poetics of Transgression, 36.
Helen Cowie, ‘Elephants, Education and Entertainment: Travelling Menageries in
Nineteenth-Century Britain’, Journal of the History of Collections 25/1 (2013): 103–17,
111f.
David Blackbourn, ‘The Discreet Charm of the Bourgeoisie: Reappraising German
History in the Nineteenth Century’, in The Peculiarities of German History: Bourgeois
Society and Politics in Nineteenth-Century Germany, ed. David Blackbourn and Geoff
Eley (Oxford: Oxford University Press, 1984), 159–292, 200.
Turner, Betwixt and between, 96.
Kaspar Maase, Grenzenloses Vergnügen: Der Aufstieg der Massenkultur, 1850-1970
(Frankfurt: Fischer, 1997), 79, 95.
Jakob Tanner, ‘Industrialisierung, Rationalisierung und Wandel des Konsum- und
Geschmacksverhaltens im Europäisch-Amerikanischen Vergleich’, in Europäische
Konsumgeschichte: Zur Gesellschafts- und Kulturgeschichte des Konsums (18.-20.
Jahrhundert), ed. Hannes Siegrist et al. (Frankfurt: Campus, 1997), 583–613, 586. See
also Peter Vorderer, ‘Entertainment Theory’, in Communication and Emotion: Essays in
Honor of Dolf Zillmann, ed. Jennings Bryant and David R. Roskos-Ewoldsen (Abingdon: Routledge, 2003), 131–53.
Harriet Ritvo, ‘At the Zoo’, American Scientist, March–April 2003. Available online:
http://www.americanscientist.org/bookshelf/pub/2003/2/at-the-zoo (accessed 18 June
2017).
W. Neubert, ‘Der Thiergarten des Caffetier Gustav Werner in Stuttgart’, Der Zoologische Garten: Der Zoologische Garten 11 (1870): 84–90, 84–90.
Heinrich Leutemann, ‘Eine nachahmungswürdige Liebhaberei’, Die Gartenlaube
(1863): 196–9.
Rieke-Müller and Dittrich, Der Löwe brüllt, 16f.
Utz Anhalt, Tiere und Menschen als Exoten: Exotisierende Sichtweisen auf das ‘Andere‘
in der Gründungs- und Entwicklungsphase der Zoos, Diss. Univ. Hannover, onlinepubl. (2007), 153.
Rieke-Müller and Dittrich, Der Löwe brüllt, 265.
194
Animal History in the Modern City
19 Annelore Rieke-Müller, ‘»ein Kerl mit wilden Thieren«: Zur sozialen Stellung und
zum Selbstverständnis von Tierführern im 18. Jahrhundert’, Das Achtzehnte Jahrhundert – Zeitschrift der Deutschen Gesellschaft für die Erforschung des achtzehnten
Jahrhunderts, Abenteuer und Abenteurer im 18. Jahrhundert 24, no. 2 (2000): 163–75.
20 Maase, Grenzenloses Vergnügen, 25ff; Oliver Hochadel, ‘Wandermänner der Wissenschaft: Das Staunen in bare Münze wandeln’, Kultur & Technik: Magazin des Deutschen
Museums 4 (2005): 42–7. For another example of popularization in spaces of urban
leisure, see Anne Secord, ‘Science in the Pub: Artisan Botanists in Early NineteenthCentury Lancashire’, History of Science 32, no. 3 (1994): 269–315. On the role of popular exhibitions, amusements, entertainment and the figure of the showman, see Jill
A. Sullivan, ed., Popular Exhibitions, Science and Showmanship, 1840-1910 (London:
Pickering & Chatto, 2012) as well as Bernard Lightman and Aileen Fyfe, ed., Science
in the Marketplace: Nineteenth-Century Sites and Experiences (Chicago: University of
Chicago Press, 2007).
21 Jutta Buchner, Kultur mit Tieren: Zur Formierung des bürgerlichen Tierverständnisses
im 19. Jahrhundert (Münster: Waxmann, 1996), 148. See also Eric Ames, Hagenbeck’s
Empire of Entertainment (Seattle: University of Washington Press, 2008).
22 Emily S. Rosenberg, ‘Transnationale Strömungen in einer Welt, die zusammenrückt’,
in Geschichte der Welt, 1870-1945: Weltmärkte und Weltkriege [Geschichte der Welt, vol.
5, ed. Akira Iriye and Jürgen Osterhammel] (München: Beck, 2012), 816–920, 920.
23 Aline Steinbrecher, ‘Eine Praxeologisch Performative Untersuchung der Kulturtechnik
des Spaziergangs’, in Tierstudien2 (2012) ed. Jessica Ulrich’, 9. See Karen Raber, ‘From
Sheep to Meat, from Pets to People: Animal Domestication 1600-1800’, in A Cultural
History of Animals in the Age of Enlightenment, ed. Matthew Senior (London: Bloomsbury, 2007), 73–100.
24 Sakurai, Science and Society, 80. For more see Gudrun M. König, Eine Kulturgeschichte
des Spaziergangs: Spuren einer bürgerlichen Praktik 1780-1850 (Wien: Böhlau, 1996).
25 Orvar Löfgren, ‘Our Friends in Nature: Class and Animal Symbolism’, Ethnos 1–2
(1985): 184–213, 209.
26 Eric Hobsbawm, ‘Mass-Producing Traditions: Europe, 1870-1914’, in The Invention of
Tradition, ed. Eric Hobsbawm and Terence Ranger (Cambridge: Cambridge University Press, 1983), 263–307, 263.
27 The zoological garden in Berlin, which opened in 1844, constitutes a special case,
since the connections to the feudal menagerie at the Pfaueninsel was quite explicit.
Rieke-Müller u. Dittrich, Der Löwe brüllt.
28 Mary Douglas and Baron C. Isherwood, The World of Goods: Towards an Anthropology of Consumption (New York: Basic Books, 1979), ix.
29 Lynn K. Nyhart, Modern Nature: The Rise of the Biological Perspective in Germany
(Chicago: University of Chicago Press, 2009).
30 Christina Wessely, Künstliche Tiere: Zoologische Gärten und Urbane Moderne (Berlin:
Kadmos, 2008), 56.
31 Roger Cooter and Stephen Pumfrey, ‘Separate Spheres and Public Places: Reflections
on the History of Science Popularization and Science in Popular Culture’, History of
Science 32, no. 3 (1994): 237–67, 239.
32 Cooter and Pumfrey, Separate Spheres, 238. Kay Anderson, ‘Animals, Science, and
Spectacle in the City’, in Animal Geographies: Place, Politics, and Identity in the NatureCulture Borderlands, ed. Jennifer Wolch and Jody Emel (New York: Verso 1998),
27–49.
Betwixt and Between
195
33 Nigel Rothfels, ‘Zoos, the Academy, and Captivity’, PMLA – Transactions and Proceedings of the Modern Language Association of America 124, no. 2 (2009): 480–6, 482.
34 Victor Turner, ‘Liminal to Liminoid, in Play, Flow and Ritual: An Essay in Comparative Symbology’, Rice University Studies 60, no. 3 (1974).
35 Anon, ‘Der Zoologische Garten’, Freiberger Stadt-, Land- und Berg-Kalender (1862),
36–9.
36 Ibid., 37.
37 Ibid.
38 Ibid.
39 Ibid.
40 Ibid. A St. Martin’s goose was presumably best known in its plucked and roasted state
as a traditional dish.
41 Anon, Der Zoologische Garten, 38.
42 Hermann Schläger, ‘Der Zoologische Garten zu Hannover im Jahre 1864’, Der Zoologische Garten (1865): 103–6, 106. See also Annelore Rieke-Müller and Lothar Dittrich,
Ein Garten für Menschen und Tiere (Hannover: Grütter, 1990), 28ff.
43 Schläger, ‘Der Zoologische Garten zu Hannover’, 105.
44 David Friedrich Weinland, ‘Was wir Wollen’, Der Zoologische Garten 1 (1860): 1–7, 1.
45 Anon, Der Zoologische Garten, 38. Both Struve and Baumann were vendors of cosmetic products.
46 Mary Lee Townsend, ‘Humour and the Public Sphere in Nineteenth-Century Germany’, in A Cultural History of Humour from Antiquity to the Present Day, ed. Jan
Bremmer and Herman Roodenburg (Cambridge: Polity Press, 1997), 200–21, 202.
47 Thorstein Veblen, The Theory of the Leisure Class (Oxford: Oxford University Press,
2009), 64; the original publication was in 1899.
48 Ibid., 37.
49 Ibid., 37ff.
50 Alfred Edmund Brehm and Th. F. Zimmermann, Bilder und Skizzen aus dem Zoologischen Garten zu Hamburg (Hamburg: Lührsen, 1865), 240.
51 Mikhail Bakhtin, Rabelais and his World (Cambridge, MA: MIT Press, 1968), 92.
52 David Friedrich Weinland, ‘Was ein Zoologischer Garten Leisten Soll’, Der Zoologische Garten (1860): 2ff.
53 David Friedrich Weinland, ‘Was wir Haben’, Der Zoologische Garten (1860): 202ff.
54 Ibid., 203–9, 203ff.
55 Alfred Edmund Brehm, ‘Literatur – Dr. F. Schlegel. Führer im Zoologischen Garten
bei Breslau. Max Melzer. 1866.’ Der Zoologische Garten (1866): 278–80, 278.
56 Richard W. Burckhardt, ‘Akteure und Interessen in der Pariser Menagerie’, in Mensch,
Tier und Zoo. Der Tiergarten Schönbrunn im internationalen Vergleich vom 18.
Jahrhundert bis heute, ed. Mitchell G. Ash (Wien: Böhlau, 2008), 111–31, 119.
57 F. Th. Röbbecke, ‘Briefliche Mitteilung’, Der Zoologische Garten (1863): 196–7, 196.
58 Annelore Rieke-Müller and Lothar Dittrich, Unterwegs mit Wilden Tieren: Wandermenagerien Zwischen Belehrung und Kommerz 1750-1850 (Marburg: Basilisken-Presse,
1999), 86.
59 Rieke-Müller and Dittrich, Unterwegs mit Wilden Tieren.
60 Ibid.
61 Signor Saltarino, Artisten-Lexikon: Biographische Notizen über Kunstreiter, Dompteure,
Gymnastiker, Clowns, Akrobaten, Specialitäten etc. aller Länder und Zeiten (Düsseldorf: Druck, 1895), 134–6. See Rieke-Müller and Dittrich, Unterwegs mit Wilden
Tieren, 87.
196
Animal History in the Modern City
62 Jutta Buchner-Fuhs, ‘Gebändigte Wildheit im Stadtraum. Zur Geschichte der Zoologischen Gärten im 19. Jahrhundert’, in Natur – Kultur, Volkskundliche Perspektiven auf
Mensch und Umwelt, ed. Rolf Wilhelm Brednich, Annette Schneider and Ute Werner
(Münster: Waxmann, 2001), 291–303, 297; Elizabeth Hanson, Animal Attractions:
Nature on Display in American Zoos (Princeton: Princeton University Press, 2004), 34;
Ken Kawata, ‘Wild Animal Training: A Glance at Circuses and Hediger’s Viewpoint’,
Der Zoologische Garten 85, no. 5 (2016): 261–79, 261. See Daniel Bender, The Animal
Game: Searching for Wildness at the American Zoo (Cambridge, MA: Harvard University Press, 2016), 43.
63 Cowie, Elephants, 115. See Peta Tait, Fighting Nature: Travelling Menageries, Animal
Acts and War Shows (Sydney: Sidney University Press, 2016), xv.
64 Franz Schlegel, ‘Thierbudiker’, Die Gartenlaube (1872): 34–6, 34.
65 Schlegel, ‘Thierbudiker’, 36.
66 Ibid.
67 Bender, Animal Game, 184.
68 Erica Fudge, ‘What Was it Like to be a Cow?’ in The Oxford Handbook of Animal
Studies, ed. Linda Kalof (New York: Oxford University Press, 2017), 258–78, 264. See
also Bender, Animal Game, 184, and Brett Mizelle, ‘Contested Exhibitions: The Debate
Over Proper Animal Sights in Post-Revolutionary America’, Worldviews: Environment,
Culture, Religion 9, no. 2 (2005): 219–35, 232.
69 ‘Aus einem Schreiben des Herrn Dr. W. Stricker dahier an den Herausgeber, Dresden,
12. September 1864’, Der Zoologische Garten (1864): 416–17, 417.
70 Alwin Schöpf, ‘Nachrichten aus dem Zoologischen Garten zu Dresden’, Der Zoologische Garten (1867): 186–8, 188.
71 Bender, Animal Game, 23.
72 Louise E. Robbins, Elephant Slaves and Pampered Parrots. Exotic Animals in Eighteenth-Century Paris (Baltimore: John Hopkins University Press, 2001), 74.
73 Randy Malamud, An Introduction to Animals in Visual Culture (Basingstoke: Palgrave
Macmillan, 2012), 22.
74 Clemens Wischermann, ‘Liminale Leben(s)räume: Grenzverlegungen Zwischen
Urbanen Menschlichen Gesellschaften und Anderen Tieren im 19. und 20. Jahrhundert’, in Urbane Tier-Räume, ed. Thomas E. Hauck et al. (Berlin: Reimer, 2017), 14–31,
15.
75 Turner, ‘Liminal to liminoid’, 59.
76 Hayden White, Metahistory: The Historical Imagination in Nineteenth-Century Europe
(Baltimore: Johns Hopkins University Press, 1993), 30.
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Anon, ‘Der Zoologische Garten’, Freiberger Stadt-, Land- und Berg Kalender (1862), 36–9.
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Burckhardt, Richard W. ‘Akteure und Interessen in der Pariser Menagerie’, in Mensch, Tier
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Cowie, Helen. ‘Elephants, Education and Entertainment: Travelling Menageries
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(2013): 103–17.
Douglas, Mary and Isherwood, Baron C. The World of Goods: Towards an Anthropology of
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Fudge, Erica. ‘What Was it Like to be a Cow?’, in The Oxford Handbook of Animal Studies,
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Hanson, Elizabeth. Animal Attractions: Nature on Display in American Zoos (Princeton:
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Hobsbawm, Eric. ‘Mass-Producing Traditions: Europe, 1870-1914’, in The Invention of
Tradition, ed. Eric Hobsbawm and Terence Ranger (Cambridge: Cambridge University
Press, 1983), 263–307.
Hochadel, Oliver. ‘Wandermänner der Wissenschaft: Das Staunen in bare Münze
wandeln’, Kultur & Technik: Magazin des Deutschen Museums 4 (2005), 42–7.
Kawata, Ken. ‘Wild Animal Training: A Glance at Circuses and Hediger’s Viewpoint‘, Der
Zoologische Garten 85, no. 5 (2016): 261–79.
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Leutemann, Heinrich. ‘Eine nachahmungswürdige Liebhaberei’, in Die Gartenlaube
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200
12
Liminality in the Post-War Zoo: Animals
in East and West Berlin, 1955–61
Mieke Roscher
Introduction
When in August 1955 the East Berlin Tierpark opened the gates to the former
Schlosspark Friedrichsfelde, a predominantly, but not exclusively, East German audience
was offered the opportunity to witness both the wonders of the animal world and the
fruits of an ideal socialist society. The grounds of the former chateau were opened up
to both animals and humans providing a lush green sward for the grazing ungulates
and an extensive public park for the latter: a reward for the hard-working population of
the city, as the GDR leadership proudly declared. In a Berlin still under reconstruction,
the Tierpark, like its West Berlin counterpart, the rather better-known Zoologischer
Garten in the British sector, offered a vision of a better life for the animal inmates and
the human visitors alike.
In this chapter, I place the development of these two zoos side by side, in the
historical framework of the Cold War. I hope to show how the sites that were to
become the new Tierpark as well as the rebuilt Berlin Zoo were the result of a new
political as well as simply a new cultural geography, making them liminal places whose
liminality was embodied in the captive animals themselves. These animals should be
considered liminal, not only because they were caught between the statuses of wild and
domesticated, but also because they were caught between the past, present and future of
the German metropolis. The concept of liminality used here is focused therefore on the
in-between-ness of both space and time. On the one hand, the argument made here is
very much in line with the situation described by the animal geographers Chris Wilbert
and Chris Philo, who refer to ‘“in-between” animals finding themselves, appropriately
enough, utilizing “in-between” spaces’.1 In this sense non-human animals serve both as
transgressors and translators of a given space such as the zoo, active occupiers rather
than mere occupants. On the other hand, a broader and more expansive understanding
of liminality is drawn upon, one that takes in the in-between stages of cultural and
political transitions. Animals are not only subjected to these transitions but are indeed
their prime material. The approach subscribes to the ‘claim’ within political and social
theory, ‘that liminal situations can be applied to whole societies going through a crisis
202
Animal History in the Modern City
or a “collapse of order”’.2 With this precise argument in mind, I will attempt to uncover
liminal moments within the life of the two zoos as distinct spaces, asking in what way
zoo animals can be seen as liminal animals, and adding a new dimension to the ways in
which the post-war and Cold War era can themselves be described as liminal. Lastly, I
will try to describe how these complex states of liminality have in their turn influenced
zoos and their animals.
The liminality of the zoo
According to a straightforward definition, such as the one given by the German
federal law on nature protection, zoos are to be characterized as ‘permanent places
in which wild animals are kept for display for more than seven days a year’.3 This
definition maintains the importance of both spatial and temporal interpretations.
The importance of time may be extended, however. Throughout their history,
starting off with the post-revolutionary Jardin des Plantes in Paris (see Chapter 6) and
the establishment of the London Zoo in 1828, zoos act as temporal markers of the
transition from feudal to bourgeois society, for instance, or from the colonial to the
imperial state,4 or, at the end of the century, from the age of enlightenment to, one
might argue, the age of consumerism (see the previous chapter by Wiebke Reinert).
As such, zoos always seem to stand on the threshold of one historical period and
another. They also straddle debates on the place of the natural sciences in society, the
rise of evolutionary theories, questions of race and belonging, the distinction between
savagery and civilization and matters of inclusion and exclusion more generally. The
opening up of the zoo to the general public and the working classes in particular, like
what happened in London and Berlin by the end of the nineteenth century, also marks
significant societal changes – enshrining human civility while presenting animal
nature. In the building of zoos, a re-enactment of civilized order was clearly envisaged.
By the turn of the century, almost all European countries and capitals of any pretension
to civilization would provide a home for zoos, with cities in settler colonies following
suit during the first half of the twentieth century. Civility as a powerful trope was also
paraded as the animus of the animal welfare movement, whose origins can be traced
back to the Victorian and Wilhelminian eras in Britain and Germany respectively.5
This abiding concern with civilized society survived even the continent’s darkest
hour, and only became more significant: after the atrocities of the National Socialist
regime in Germany, zoos offered an opportunity for restoring the image of a civilized
nation. They also provided a place where it seemed legitimate to mourn the dead and
to lament the destruction caused by the war.6 These reconciliatory steps were taken in
the twin German states that came into being as a result of the war, and for all that they
led in different directions they found common ground in the urgency displayed in
attempting to provide or restore a zoo culture for the masses.
In West Berlin, the first set of steps to re-open the almost totally destroyed
Zoologischer Garten were taken soon after the end of the Second World War.7 Only
ninety-one animals had survived the war, most falling victim to the bombings, or to
shootings and even stabbings. After cleaning the area of debris, securing the remaining
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203
cages, erecting makeshift roofs and replacing walls and heating, the Zoologischer Garten
reopened in the fall of 1945 – albeit in what we can describe as a liminal condition,
for the rituals that guaranteed full belonging, social as well as political, had yet to be
performed. In fact, it was a ramshackle operation: when the restaurants were working,
for instance, some entrances had to be sealed in order to prevent ‘strangers’ from
entering the zoo, as Katharina Heinroth, zoo director from 1945 to 1956, reported.8
Heinroth herself can be regarded as a transitional figure in the history of the Berlin
Zoologischer Garten, inheriting the post from Lutz Heck, a fervent Nazi infamous for
his programme of ‘breeding back’ supposedly pure Germanic animals such as the
European bison and the aurochs.9 With Heck disgraced as well as fleeing from Soviet
persecution, it fell to Heinroth not only to rebuild the zoo, but also to integrate it
into the unfamiliar political geography of a city under fragmented allied control.
In many ways, Heinroth like many German women, suddenly found herself in
positions of authority, albeit only temporarily. With the coming ‘re-patriarchization’
of the German Federal Republic, in particular, its labour market reverting from its
wartime shape, this period constitutes a liminal stage in itself, as the zoo and other
institutions were charged with bringing some kind of civility to the German nation
(or nations) and to help rebuild diplomatic ties with former enemies.10 Like many
other women Heinroth was eventually forced to leave her position when a better
and – perhaps more significantly – a male candidate became available – in this case,
Heinz-Georg Klös, who took office in 1957. The Zoologischer Garten under her
direction had already accomplished its mission as a standard-bearer for stability in
uncertain times, as Berlin was slowly restored to its place among the great European
cities. But by increasingly catering for a male working population, the zookeepers in
particular, many of whom like Klös had been held in captivity as allied prisoners of
war, this rehabilitation meant the end of one transitional period and the beginning
of another.
As the post-war period developed, however, economic stabilization, at least for West
Germany, was accompanied by the political destabilization of the Cold War, ushering
in a new transitional phase: no less important for the zoo as a Berlin institution. On a
more general level, zoos can rightfully be regarded as the first and foremost markers
of urbanity and urbanism.11 Since their inception in the nineteenth century they stood
for the locus primus of the civilized city, where feral spaces were firmly under control.
The modernization process following the rebuilding of Berlin clearly endorsed such
aims, though they were given in these circumstances the very highest political priority,
as documents between the senate and Klös demonstrate.12 Klös began his work where
Heinroth had left off, albeit with greater vigour: Klös wanting to leave his own mark in
the working of the zoo. It was his goal to lead the Zoologischer Garten and with it the
city of Berlin through this liminal phase: to secure for both a bright and stable future,
making the captive animals involved partners in this political vision.
East Germany was no less interested in communicating a stable future for its
citizens. Like its Western counterpart, the transitional phase between the end of the
war and the formation of the state constituted a political and societal threshold par
excellence. As Harald Wydra writes: ‘Political regimes change as societies undergo the
dissolution of established power structures, affecting not only institutional forms but
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also affective relations and symbolic universes of people.’13 Indeed, in complement to
individuals’ transitory and liminal phases, these societal and political transformations
are marked by ‘rituals, emotions and contentious politics’.14 Zoos were recognized as
‘symbolic universes’ capable of providing these much needed rituals and fostering
these emotions. In the case of the GDR, shortly after the uprising of June 1953, Prime
Minister Otto Grotewohl himself took the initiative for creating a zoo in the eastern
half of the city. In 1954, Grotewohl found the perfect candidate in Heinrich Dathe,
then assistant to the director of the Leipzig zoo.15 The magistracy, the governing body
of East Berlin, allocated both money and land16 for what was to become the Tierpark,
and this was supported both by the high command of the Socialist Unity Party (SED),
particularly by its first secretary Walther Ulbricht and President Wilhelm Pieck. The
location they provided for the Tierpark was in itself a prime example of attempts to
re-interpret city landscapes by redefining their purposes. The castle of Friedrichsfelde,
a Prussian palace built in the baroque style, and its formal gardens, designed by
the great landscape architect Peter Josef Lenné, later the Prussian Garden Director
General, had obviously to be repurposed and reconciled with the realities of the
socialist present. Like so many of the great country parks of the nineteenth century,
the new animal park offered open spaces and grand vistas. Contrary to the park’s
initial design, however, the new garden layout remained relatively simple following
the re-opening after the war; there were also, from an early stage, plans on the table to
build high-rise buildings around the park, developments that threatened to take away
even more of the dignity and grandeur of the former Prussian palace. But the Tierpark
was meant not for the enjoyment of a noble family but for the urban population as a
whole, and its main features were meant moreover to be representative of an explicitly
socialist environment. The Tierpark effectively functioned as a mediator between the
old and the new, as a tool for the kind of debourgeoisification that the GDR envisaged,
and as a device for the claiming of Berlin as an appropriate capital for the socialist
state. Landscape design was intended to reinforce the city’s role as the centre and
centrepiece of the new nation. With the landscape as ‘processual and in a constant
state of transition and becoming’,17 it fell to the park’s animals to give meaning to this
particular political geography.
The construction of the park was premised foremost on the direct participation
of the East Berlin populace. The ‘Nationales Aufbauwerk’, an initiative to muster
volunteers in building and rebuilding the city, contributed hundreds of thousands of
working hours in the construction of the new park (see Figure 12.1).
Building the nation and building the Tierpark were two sides of the same coin. It
was, therefore, vital to present the Tierpark’s adaptation as a popular project. At the
third party congress of the SED, Walther Ulbricht explicitly recognized the Tierpark
as the prime example of what the young nation could collectively achieve.18 Heinrich
Dathe, the zoo’s director, agreed: ‘The Tierpark can be seen as a symbol for the cultural
development of the capital.’19 Commenting on the new character assigned to the park,
he added: ‘The former owners would surely not have imagined in their wildest dreams
that that one day chimpanzees, orang-utans and gorillas would live here.’20 It can be
argued in fact that the radical transitions that followed the defeat of Nazi Germany and
the making of the GDR were made possible by using this space in an unprecedented
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205
Figure 12.1 Clearing up the rubble: making space for the new Tierpark, 1955.
Bundesarchiv Berlin 183-29610-002, Zentrabild Quasch. 26.3.1955.
way, and with the animals themselves explicitly conscripted as political actors: here, ‘the
liminal already in some way connotes the spatial: a boundary, a border, a transitional
landscape, or a doorway’, as Hazel Andrew and Les Roberts write,21 but we should
add that the role envisaged for landscape in such an interpretation needs explicitly to
include the presence and activity of non-human animals.
Playing with the liminal: The design
and orchestration of the zoo
Before turning to the animals themselves, it is important to stress that the architectural
designs for new enclosures and animal houses reveal traces of liminality. This was first
and foremost the case with the elephants’ enclosure built in the Zoologischer Garten
between 1953 and 1955, a construction that was meant to serve as a kind of window
display, positioned as it was between the zoo and the forecourt of the neighbouring
station of Bahnhof Zoo.22 Its main purpose was to hide or minimize the barriers
between animals and spectators, and to illuminate the enclosure in such a way that
visitors would have ‘the full might of these animal colossuses right in front of their
eyes’.23 Channelling the gaze of the public was something that was characteristic of the
newly-developing tourism industry in the 1950s in West Germany, a phenomenon
that saw for instance the establishment of car-free zones in the city centre inviting
pedestrians to go ‘window-shopping’.24 Instead of looking at the consumer goods that
were increasingly filling the shelves as a result of the ‘economic miracle’ here it was the
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animals that were put on display. It was not a display in the conventional sense, for here
it was a whole world that was recreated for the spectator. One is reminded of Victor
Turner’s suggestion that we need to nuance the concept of the liminal for the ‘modern’
world by speaking instead of the ‘liminoid’: thinking for instance of the passages and
experiences provided by consumer societies, where uncertainty unfolds in particular
practices of art and leisure activities.25 More precisely, the site under consideration here
was an eminently ‘in-between-space’, caught as it was between the revived civilization
of the new Germany, represented simultaneously by the modernity of the enclosure
and the disciplined wilderness it presented for view.
Consider the construction of the ape and primate house, finished in 1960 and
the most prominent of Klös’s rebuilding projects, using considerable amounts of
transparent materials, mainly glass, to convey the essential quality or illusion of
openness. Windows, not iron bars, would ideally separate the human and non-human
primates. In 1959, the first animals moved in when the initial phase of construction
was completed.26 At this point the threshold between old and new, classical and
modern, was decisively crossed. The ape house was the final part of the restoration and
replacement programme for the pre-war buildings, and was supposed to be the largest
of its kind worldwide.
It was not only the housing but also the display material that can be read as offering
cultural constructions of the new or ideal state of society for which the zoos offered a
plan. For the Tierpark, Dathe opined that a modern zoo should be full of surprises for
the visitors, so he rejected both purely taxonomic displays as well as those based on
geographical regions. Since the very beginning of zoological gardens in the nineteenth
century there were several exhibition models to choose from.27 Providing for a new
framework entirely helped highlight the transitional nature of the society under
constructions. In the GDR, something wholly novel, a socialist state on German soil
was to be realized; the opening of a new zoo offered the chance to try something equally
unique, a blank slate for the drawing and redrawing of zoological (and sociological)
boundaries. Dathe saw the Tierpark as a test bed for accommodating species unknown
to each other in the wild.28 The large size of the zoo enclosures would also allow the
variability of subspecies to be on show, while at the same time providing some idea
about specific areas of origin.29 The ‘animal material’ would, through this process, gain
in scientific value, or so Dathe hoped.30
In West Berlin’s Zoologischer Garten, on the other hand, a different story was to be
told through the spatial arrangement of the animals on display. Prior to the advent
of the Third Reich, the exhibits at the Zoologischer Garten had been ordered strictly
on taxonomical principles, and a systematic display was to be achieved by pooling
‘related animals in territorial sections and enclosure complexes as well as other units’.31
With the beginning of the reconstruction process after the war, this rigid scheme
proved particularly difficult to recreate, but it remained a top priority nonetheless.
Klös was concerned to eradicate what he called the ‘current entanglement of species’
in the zoo as soon as possible.32 One might easily align his response to the disorder
on display with the premium put on political normalization and on continuity. The
failed attempts at denazification, most of all in the civil service, the ministries and
the judiciary, were one result of this attempt to return to ‘normality’. Looking at the
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207
entanglement of species in both zoos, the one in the GDR purposefully created, the
other in the FDR an unfortunate promiscuity better abolished as quickly as possible,
the central importance of the liminal nature of these animals can be observed. In both
cases the animals, their landscapes and the principles by which they were arranged, all
demonstrated that society itself was in transition.
The liminality of the zoo animal
Harriet Ritvo has written that ‘there is an essential paradox involved in looking at
wild animals confined in cages; zoo animals have entered a borderline state, being
neither wild nor tamed’.33 Garry Marvin has even explicitly referred to the zoo animal
as ‘l’animal liminal’, because they are neither here (meaning as members of the urban
household) nor there (i.e. in their ‘natural’ habitat).34 By becoming infused with specific
cultural values, these liminal animals become ‘cultural commodities’35 in the struggle
for an authorized and authoritative meaning. It is a process of acculturation in which
these animals’ in-between-ness becomes tangible and embodied. This was particularly
true for some of the ‘crowd-pullers’ who were the mainstays of both zoos – but perhaps
more especially so with the case of the Zoologischer Garten, an institution which made
use of considerable propagandistic effort to highlight their ‘animal stars’. Such was
the case with ‘Knautschke’, a bull hippo who by the fact that he had survived the war
could be represented as having ‘suffered’ with his fellow Berliners, and who became
as a result a highly symbolic figure. The marketing of ‘Knautschke’ made it easier to
argue that modernization, the hippos getting a new building in 1957, for instance, was
both necessary and benign. The same could not be said, however, about the white stork
‘Oshima’, the oldest animal in the zoo, born there in 1930.36 Oshima was by comparison
to Knautschke more or less ignored, principally perhaps because he was not well placed
to meet the public eye. Cultural value, symbolic meaning and questions of proper
presentation were clearly intertwined in these contrasting cases, and it can be argued
that not all zoo animals were ‘liminal’ in the same way, some figuring only as passive
cultural translators.
Whatever the case, it is easy to see that the exhibition of zoo animals served
different purposes. In contradistinction to the Zoologischer Garten with its stars like
Knautschke, in the Tierpark it was not so much the individual animals that were
prominently displayed but rather the herds of bison, antelopes, zebras and camels who
roamed the 160 hectares of the park. Next to the Zoologischer Garten, which could only
offer a comparatively cramped twenty-eight hectares, this was an immense space. So
it was essentially not the animals as individuals but instead the space they inhabited
such that the centre of attention in the East Berlin zoo. Matters were to stay like this for
the life of the regime, no major changes to the landscapes being carried out between
the founding of the Tierpark and the amalgamation with the Zoologischer Garten
after German re-unification in 1990. As Thomassen reminds us, ‘liminal states may
at times become institutionalized’,37 and this was certainly the case for the Tierpark: it
remained a kind of open space and a test field even at a time when the GDR with its
infamous surveillance system was firmly in place. Moreover, as Arpad Szakolzcai has
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argued, this state of permanent liminality may be a feature of socialist regimes as such,
permanently stuck as they are in the final phase of a collective rite of passage.38
Admittedly, one reason for prioritizing the open landscape in the Tierpark was
purely economic. The shortage of material, particularly iron, which characterized the
East German economy as a whole led to a turning away from a strategy of building
massive cages and instead settling on roomy enclosures. Moreover, not all the zoo
animals were so lucky in having the luxury of a seemingly open landscape; others had
to make do with small crates and interim arrangements. What seemed like randomness
in the curatorship of the Tierpark was from a different angle programmatic. When the
Tierpark opened its gates, ninety species and four hundred individual animals were
available to be seen.39 Dathe simply tried to make the best out of the resulting situation
by claiming that, for the animals, it was in the Tierpark’s interest to keep endangered
species alive, and that the animals would need to make the most of it, until such time
proper and adequate viewing enclosures could be installed.40 This was an unfortunate
situation that was to remain for years to come. In 1960, 63 per cent of the animals were
still confined in provisional housing.41 An open den for the wolf pack that had arrived
a year earlier was still nowhere near completion.42
These awkward realities mirrored the position of the human city. When looked at
from another angle, we might argue that the rite of passage was only completed, and
the liminal state brought to an end, by housing animals rather than people on this
site. Before the Tierpark was set up in the grounds of the castle, numerous allotment
gardens that had been lining the park had to be removed. At a time when the city was
still very much under construction, these allotments were a refuge and the source of
food for a not inconsiderable portion of the population.43 When these people were
forced to leave their improvised gardens the question of what was to be preferred –
space for new housing or a dedicated zoo for the eastern half of the city – was hotly
debated.44 In the end, the decision to build the Tierpark was taken with the future of
the metropolis in mind, rather than what was needed in the present. To add a further
irony, some of the animal houses were constructed from sandstone bricks recovered
from the ruins of old Berlin, something that evoked the city’s terrible past rather than
its idealized future. The dream of presenting the perfect zoo remained elusive.
Nevertheless, both zoos boasted a rapid increase in the number of animals they
housed. This growth was only possible because of the booming animal trade of the
post-war era and the professionalization of animal breeding. The Zoologischer Garten
became particularly well known for breeding apes and hippos, and the Tierpark
achieved the same successes with bison, wolves and flamingo. Another source of
‘animal income’ took the form of gifted animals. Whereas the main sources in the
West were local businesses, the East would benefit from animal donations by socialist
partner states. These animals came either from other zoos or were caught in the wild,
the mobility of animals on their way to their eventual destinations evidence again for
their liminal status. It was this mobility that rendered them from feral nature into
cultural commodity.
The Tierpark at this point also served another function, as it was the main transfer
site for animals shipped from East to West. It was here that animals had to endure
quarantine and where their fate was really decided. Where they would eventually
Liminality in the Post-War Zoo
209
end up was, however, established in Moscow. The destiny of one of the most famous
animals transferring through the Tierpark illustrates this fact. This was the panda Chi
Chi who, on her way to the London zoo, resided at the Tierpark for a few weeks,45
much to the delight of the director as well as of the GDR’s ruling elite. These animals
in transit illustrate and embodied this period of ideological competition between East
and West. Other animals suffered from the growing culture of confrontation, however.
When the Tierpark bought a female donkey from a French animal park in Poitou, the
borders with Western Germany remained closed, so she was forced to travel on board
a ship for much of the way.46 Regarding zoo animals this was an exceptional situation,
however. More often than not, animals moved with an ease that seems startling in the
era of the Berlin Wall. With the increasing successes of zoo breeding programmes,
the borders of the German states that even before 1961 were not so easy to traverse,
became almost non-existent. It is true that these apparent transgressions were the
result of carefully calculated breeding regimes, and control of the animals’ movements,
the signs of domestication, but the liminal character of Cold War animals is apparently
all the same. The exchange was particularly vibrant between Leipzig and Berlin in the
breeding of hippos: Berlin’s famous hippo bull Knautschke was to become the parent
of a whole new generation of hippos at both zoos, with ‘Bulette’, born in 1952, and
‘Jette’, born in 1958, being the most celebrated offspring. Just as ‘wild’ animals know
no borders, animals like these achieved what was impossible for most people, moving
freely between East and West.
Of course, both zoos, albeit rather unwillingly, housed those animals which are
defined as liminal by Susan Donaldson and Will Kymlicka in their recent argument
for granting ‘denizenship’ to non-human co-habitants, those who live among us, in
the city, without being domesticated, or ‘without being under direct care of humans’.47
Liminal animals defined in this way ‘typically fend for themselves, living independently
of individual humans’.48 In the case of the Tierpark there were many liminal animals
like these who used the zoos as a kind of supply station: black-headed and common
gulls regularly ate from the feeding troughs of the llamas, for instance, while ravens sat
on the backs of buffalo and deer sustaining themselves from what they gleaned in their
enclosures. The number of ducks rose dramatically too, because they found ‘refuge
and supply’, as Dathe recounted.49 According to the parameters given by Kymlicka
and Donaldson, the ‘real’ zoo animals, those behind the bars and moats, are not true
liminal animals because they do not choose to be in human company. But Kymlicka
and Donaldson do not provide any specific category for zoo animals, declaring them,
problematically, to be ‘wild’ animals. This is probably because they use the terminology
of liminality to achieve something quite different, namely attributing rights to (certain)
non-human beings. In this sense they employ liminality not in an analytical sense but
for bringing out the grey areas of animal welfare law. Nonetheless, their conception
is helpful as it draws attention to the arbitrariness of animal taxonomies, in itself a
product of negotiating liminal beings,50 and underlines the importance of the spatiality
of human–animal interaction. It was a specific space, the divided metropolis with
its competing zoos, which determined the distinct cultural and political meaning of
the animals under their care. It served moreover as a site for specific human-animal
encounters, a theme to which I now turn.
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The liminality of the Cold War era
The transformations embodied in each of our zoos and their animal stock reflected
the post-war era in Germany as a whole. With the establishment of rival states in 1949
came the inevitable contest to establish which would become the ‘better’ Germany.51
The period under discussion, often defined as the first phase of the Cold War, can thus
further be understood by considering moments of in-between-ness and suspension,
of being on a threshold, exemplified by inscriptions of difference, of individual and
collective subjectivities.52 Thomassen’s version of liminality, which he applies to the
post-war period in Italy, is particularly useful here for analysing periods prominent for
high degrees of ambivalence and anxiety, yet at the same time creativity, all of which
can be seen to lead to ‘deep changes in political and social imagery’.53 The Cold War
has certainly been read as such a liminal period, particularly insofar as it exhibits ‘a
promising confusion of boundaries, positions, theories, and possibilities’.54 As Arpaid
Szakolczai has recently argued, ‘Liminality helps to study events or situations that
involve the dissolution of order, but which are also formative of institutions and
structures.’55 What we can see here is that the period under discussion complies with
the second distinctive element of liminality, namely that of temporality. This must be
combined with the emphasis on space discussed above, however; Arnold van Gennep
saw these territorial and spatial processes together forming a liminal phase preceding
the symbolic transition.56 In other words, for the Cold War as a rite of passage to take
place spatial transformations also had to occur.
This was clearly the case with the parallel development of the twin Berlin zoos. The
geopolitical framework of the Cold War was starkly materialized in their ability to
house and exhibit their animals. In West Berlin, this was particularly obvious in their
response to attempts by the East German authorities to outmatch them: the governing
board of the Zoologischer Garten warned the senate that the ‘government of the Soviet
zone’ would spare no expenses to ‘create an institution of highly significant character’.57
The Cold War emerged therefore not only in the race for space and for cultural and
political supremacy58 but also in a competition about animal lives. In much the same
manner, in a letter to Walter Ulbricht on 23 August 1956, Dathe warned that the
Zoologischer Garten would put the ‘greatest effort’ into trying to compensate for ‘the
loss of prestige’ resulting from his Tierpark’s success, so that the Tierpark for its part
should continue to exceed expectations.59 This encounter between East and West in
the form of its respective zoological institutions, their directors battling for attention
and money and prestige, is reminiscent of nothing so much as an Elizabethan drama,
with the zoo as a stage on which the management boards try to come to terms with the
tensions raised by running a modern zoo, something that been already been compared
to a classical rites of passage,60 save that in the case of Berlin, the Cold War setting only
amplifies this tension.
That the zoo was a place for political symbolism became evident once more when
Secretary of Defence Robert Kennedy visited the Zoologischer Garten and brought with
him the present of a bald eagle, the political icon of the United States.61 This gift was
meant to reinforce the connection between Berlin and the United States, obviously:
the eagle became part of a Cold War culture, a universal value system adaptable for
Liminality in the Post-War Zoo
211
the practices of everyday life, making a fetish of anticommunism as it celebrated the
Western, or more precisely the American, way of life – a culture that here influenced
how and what was to be seen in places such as zoos.62 This phenomenon implied not
only that all sorts of consumer goods were available in the Zoologischer Garten and
the West, but also that constant comparisons with the rival zoo and model of society
were essential to its operation. This also held true for the eastern part of the city, where
the Tierpark embodied normalcy and civility, foundation stones of the state-building
process. Even at a time when most of its buildings were unfinished, these messages had
to be transmitted.63 When in July 1955 President Wilhelm Pieck was driven around the
Tierpark’s compound with a lion cub on his lap, in fact only an insignificant part of the
area was actually opened up and ready for use. Nevertheless, even these provisional
arrangements sufficed to communicate the legitimacy of Berlin as the capital of the
GDR. In the Zoologischer Garten, on the other hand, different images were put across,
if no less saturated with an image of stately legitimacy. It was the portrayal of the zoo
as a well-oiled machine that was the underlying theme, most especially directed at
those Berliners living in the eastern sector – for, up to 1961, it was seen as a matter of
courtesy and diplomacy to extend the invitation to the ‘brothers and sisters from the
East’. The Zoologischer Garten was thus pictured both as an important link as well as
a dividing line between East and West, expressing the hope that the liminal state of
Germany might yet be reunified.64 After the Wall had been erected, from 13 August
1961, the zoos did not cease being vital for negotiating the cultural values connected
with the Cold War, however. As late as 1980, West German chancellor Helmut Schmidt
secured two pandas, Bao Bao and Tjen Tjen, as official gifts from China, part of what
has been termed ‘panda diplomacy’ and a sign of China’s increasing openness to the
West.65 The pandas also symbolized the ongoing struggle between the Berlin zoos and
their systems, a situation that only really ended with their (re-)unification in 1991.
Conclusion
Zoo animals have long been regarded as paradigmatic examples of the liminal, caught
as they are between wild and tame.66 This holds true for some animals more than for
others, but in our case these claims are easily endorsed. It is the unprecedented social
geographies of a city soon to be violently divided that serve here as a paradigm case
for understanding relations between states and zoos. The transportation of animals
between East and West, the crossing of borders, their ‘becoming-zoo-animal’ in
rival political systems, all can rightly be described through the concept of liminality.
Here, the allocation of space is what makes zoo animals such paradigmatic liminal
beings, but again we should emphasize the importance of a political rather than
simply a cultural geography. Following Karen Syse’s concept of the animalscape, places
shaped, turned around or transformed by animal presences, we can emphasize these
Berlin zoo animals’ political mutability.67 The way in which a Cold War culture was
communicated by means of animal bodies can also be described as following implicit
rituals: by giving zoo animals the role of political ambassadors they became far more
than bodily presences, symbolizing liminality both semantically as well as materially.
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The political transformations presented here do not accord perfectly with what
Arnold van Gennep had in mind in his seminal Rites de Passage.68 Still, the conceptual
extension of the status of in-between-ness and phases of liminality provided by
Thomassen and others clearly helps to illustrate a distinctive stage in the development
of the post-war zoo in Berlin and, beyond that, in post-war German society as a whole.
In this narrative, animals were bestowed with liminal lives as they were transgressive
in both spatial and temporal senses. Thomassen’s testimony that ‘liminality is a world
of contingency where events and ideas, and “reality” itself, can be carried in different
directions’,69 is particularly apposite. As demonstrated in this chapter, liminal or
in-between phases characterized the construction of the Berlin zoos, as well as what
they aimed to represent, the different ideologies and visions of Germany. The same
could be said about the animals themselves: distinctively liminal moments appeared
‘during transitions from one type of system to another’.70 On the one hand, in the
Zoologischer Garten, by allowing animals free rein in a space that had previously been
reserved for ‘Germanic’ animals, spatial re-figurations were materialized through
creaturely performances: these liminal animals were tasked with reconciling a Nazi
past with the post-war present and a democratic tomorrow. In the Tierpark, on the
other hand, zoo animals were avowedly messengers for a bright socialist future.
Notes
1 Chris Philo and Chris Wilbert, ‘Animal Spaces, Beastly Places: an Introduction’, in
Animal Spaces, Beastly Places: New Geographies of Human-Animal Relations, ed. Chris
Philo and Chris Wilbert (London: Routledge, 2000), 1–34, 21.
2 Bjørn Thomassen, ‘The Uses and Meanings of Liminality’, International Political
Anthropology 2, no.1 (2009): 5–27, 19.
3 Bundesnaturschutzgesetz [BNatSchG: Federal Nature Conservation Act] 29 July 2009, §
42 Zoos.
4 Benedikt Stuchtey, ‘Colonialism and Imperialism, 1450–1950’, European History Online
(EGO), published 24 January 2011. Available online: http://www.ieg-ego.eu/stuchteyb2010-en (accessed 5 June 2017); Mary Gilmartin et al., Key Concepts in Political Geography (London: Sage, 2008).
5 See Mieke Roscher, Ein Königreich für Tiere (Marburg: Tectum Verlag, 2009); Claire
Charlotte McKechnie and John Miller, ‘Victorian Animals: Introduction’, Journal of
Victorian Culture 17, no. 4 (2012): 436–41; Maneesha Deckha, ‘Welfarist and Imperial:
the Contributions of Anticruelty Laws to Civilizational Discourse’, American Quarterly
65, no. 3 (2013): 515–48.
6 See John M. Kinder, ‘Zoo Animals and Modern War: Captive Casualties, Patriotic Citizens, and Good Soldiers’, in Animals and War: Studies of Europe and North America,
ed. Ryan Hediger (Leiden: Brill, 2012), 45–75, 45.
7 Anna-Katherina Wöbse and Mieke Roscher, ‘Zoos im Wiederaufbau und Kaltem
Krieg, Berlin 1955-1961’, Tierstudien 7 (2015): 67–77; Mieke Roscher, ‘Curating the
Body Politic: the Spatiality of the Zoo and the Symbolic Construction of German
Nationhood (Berlin 1933–61), in Animals and Place: Lively Cartographies of
Human-Animal Relations, ed. Jacob Bull, Tora Holmberg and Cecilia Åsberg
(London: Routledge, 2017), 115–136.
Liminality in the Post-War Zoo
213
8 Cf. Heinz-Georg Klös, Von der Menagerie zum Tierparadies. 125 Jahre Zoo Berlin
(Berlin: Haude & Spener 1969), 260.
9 See Michael Wang, ‘Heavy Breeding’, Cabinet 25 (2012), Available online: http://www.
cabinetmagazine.org/issues/45/want.php (accessed 5 June 2017); Clemens Driessen
and Jamie Lorimer, ‘Back-Breeding the Aurochs: The Heck brothers, National Socialism and Imagined Geographies for Nonhuman Lebensraum’, in Hitler’s Geographies,
ed. Paolo Giaccaria and Claudio Minca (Chicago: University of Chicago Press, 2016),
138–57).
10 See Maria Höhn, ‘Frau im Haus und Girl im Spiegel: Discourse on Women in the
Interregnum Period of 1945–1949 and the Question of German Identity’, Central
European History 26, no. 1 (1993): 57–90; Elizabeth Heineman, ‘The Hour of Women:
Memories of Germany’s “Crisis Years” and West German National Identity’, American Historical Review 101, no. 2 (1996): 354–95; Christine von Oertzen and Almut
Rietzschel, ‘Comparing the Post-War Germanies: Breadwinner Ideology and Women’s
Employment in the Divided Nation, 1948-1970’, International Review of Social History
(1997): 175–96; Robert G. Moeller, ‘Reconstructing the Family in Reconstruction
Germany: Women and Social Policy in the Federal Republic, 1949-1955’, Feminist
Studies 15, no. 1 (1989): 137–69.
11 David Van Reybrouck, ‘Archaeology and Urbanism: Railway Stations and Zoological
Gardens in the 19th-Century Cityscape’, Public Archaeology 4, no. 4 (2005): 225–41;
Elizabeth Hanson, Animal Attractions: Nature on Display in American Zoos (Princeton: Princeton University Press, 2002).
12 State Archive of Berlin (henceforth: LAr Berlin), C Rep.14 No. 2541.
13 Harald Wydra, ‘The Liminal Origins of Democracy’, International Political Anthropology 2, no. 1 (2009): 91–109, 91.
14 Wydra, ‘The Liminal Origins of Democracy’, 92.
15 Heinrich Dathe, Im Tierpark Belauscht, 7th edn (Wittenberg: Ziemsen, 1971), see
also Heinrich Dathe, personal paper and manuscript collection, 317 H. Dathe, State
Library of Berlin (henceforth: StaBi).
16 Magistratsvorlage [Municipal Council records] Nr. 291/60 dated 2 September 1960,
LAr Berlin C Rep. 100-05, No. 1138.
17 Hazel Andrews and Les Roberts, ‘Introduction: Re-Mapping Liminality’, in Liminal
Landscapes: Travel, Experience and Spaces In-between, ed. Hazel Andrews and Les
Roberts (Abingdon: Routledge, 2012), 1–18, 2.
18 Erdmann speech at meeting of the supporters of the Tierpark, dated 28 March 1956,
LAr Berlin C Rep. 121 No. 29.
19 Heinrich Dathe, personal paper and manuscript collection, 317 H. Dathe, StaBi K. 25.
20 Ibid.
21 Andrews and Roberts, ‘Re-Mapping Liminality’, 1, emphasis in original.
22 Klös, Tierparadies, 137.
23 Ibid., 138.
24 Cord Pagenstecher, ‘The Construction of the Tourist Gaze: How Industrial was
Post-War German Tourism?’, in Construction d’une Industrie Touristique au 19e et
20e Siècles: Perspectives Internationales/Development of a Tourist Industry in the 19th
and 20th Centuries: International Perspectives, ed. Laurent Tissot (Neuchâtel: Editions
Alphil, 2003), 373–89; Jeffry M. Diefendorf, In the Wake of War: the Reconstruction of
German Cities after World War II (Oxford: Oxford University Press, 1993).
25 Victor Turner, ‘Liminal to Liminoid, in Play, Flow and Ritual: An Essay in Comparative Symbology’, Rice University Studies 60, no. 3 (1974): 53–92.
214
Animal History in the Modern City
26 Press report, Zoologischer Garten Berlin, 29. 4. 1959, Archive of the Zoologischer Garten Berlin (henceforth ZooArchB).
27 Patrick H. Wirtz, ‘Zoo City: Bourgeois Values and Scientific Culture in the Industrial
Landscape’, Journal of Urban Design 2, no. 1 (1997): 61–82.
28 Dathe, Im Tierpark Belauscht, 80.
29 Heinrich Dathe, Lebenserinnerungen eines Leidenschaftlichen Tiergärtners (Munich
Koehler & Amelang, 2001), 269.
30 Heinrich Dathe, transcript‚ ‘Tierpark Berlin: Paradies der Tiere’, StaBi, K. 25, undated.
31 Ibid. 146.
32 Heinz-Georg Klös, Wegweiser durch den Zoologischen Garten Berlin (Berlin: Actien
Verein Zoo, 1958), 69.
33 Harriet Ritvo, ‘At the Zoo’, American Scientist, March/April 2003. Available online:
http://www.americanscientist.org/bookshelf/pub/at-the-zoo (accessed 5 June 2017).
34 Garry Marvin, ‘L’Animal de Zoo: un Rôle entre Sauvage et Domestique’, Techniques &
Culture 50 (2008): 102–19.
35 Irene Sywenky, ‘Non-Human Animals and Liminal Cultural Space in Yann Martel’s
Life of Pi and Victor Pelevin’s The Life of Insects’, Canadian Review of Comparative
Literature/Revue Canadienne de Littérature Comparée 38, no. 3 (2011): 381–95, 385.
36 Klös, Tierparadies, 260.
37 Bjørn Thomassen, ‘Revisiting Liminality: the Danger of Empty Spaces’, in Andres and
Roberts, Liminal Landscapes, 21–35, 22.
38 Arpad Szakolczai, Reflexive Historical Sociology (London: Routledge, 2000), 220.
39 Dathe, Lebenserinnerungen, 257.
40 Dathe, ‘Tierpark Berlin: Paradies der Tiere’.
41 Sketch of a development plan for the completion of the Tierpark Berlin. LAr Berlin, C
Rep. 110-04, No. 12.
42 Speech by Heinrich Dathe on the occasion of the founding of the society of
supporters, dated 28 March 1956. LAr Berlin, C Rep. 110-04, No. 12.
43 Jürgen Schmidt, ‘How to Feed Three Million Inhabitants: Berlin in the First Years
after the Second World War, 1945-1948’, in Food and the City in Europe Since 1800, ed.
Peter J. Atkins, Peter Lummel and Derek J. Oddy (Abingdon: Routledge, 2016), 63–76;
Florian Urban, ‘The Hut on the Garden Plot: Informal Architecture in TwentiethCentury Berlin’, Journal of the Society of Architectural Historians 72, no. 2 (2013):
221–49.
44 Dathe, Lebenserinnerungen, 241.
45 Henry Nicholls, The Way of the Panda: The Curious History of China’s Political Animal
(London: Profile Books, 2010), 84.
46 Dathe, Im Tierpark Belauscht, 52.
47 Sue Donaldson and Will Kymlicka, Zoopolis: A Political Theory of Animal Rights
(Oxford: Oxford University Press, 2011), 217.
48 Donaldson and Kymlicka, Zoopolis, 218.
49 Dathe, Im Tierpark Belauscht, 52.
50 See Roland Borgards, ‘Liminale Anthropologien: Skizze eines Forschungsfeldes’, in
Liminale Anthropologien: Zwischenzeiten, Schwellenphänomene, Zwischenräume in Literatur und Philosophie, ed. Jochen Achilles et al. (Würzburg: Königsberg & Neumann,
2012): 9–13.
51 See Mary Fulbrook, German National Identity after the Holocaust (Cambridge: Polity,
1999).
52 Sywenky, Liminal Cultural Space.
Liminality in the Post-War Zoo
215
53 Bjørn Thomassen and Rosario Forlenza, ‘The Pasts of the Present: World War II
Memories and the Construction of Political Legitimacy in Post-Cold War Italy’, in
The Use and Abuse of Memory: Interpreting World War II in Contemporary European
Politics, ed. Christian Karner and Bram Mertens (New Brunswick: Transaction, 2013),
137–54.
54 Virginia Carmichael, Framing History: The Rosenberg Story and the Cold War (Minneapolis: University of Minnesota Press, 1993), 13.
55 Arpad Szakolczai, ‘Liminality and Experience: Structuring Transitory Situations and
Transformative Events’, International Political Anthropology 2, no. 1 (2009): 141–72,
141.
56 On this see Thomassen, ‘Revisiting Liminality’, 24.
57 Ibid.
58 David Caute, The Dancer Defects: The Struggle for Cultural Supremacy during the Cold
War (Oxford: Oxford University Press, 2003). As Amy Nelson has shown, sending
animals of various species into orbit was a way of providing evidence for successfully
conquering space: See Amy Nelson, ‘The Legacy of Laika: Celebrity, Sacrifice and the
Soviet Space Dogs’, in Beastly Natures: Human-Animal Relations at the Crossroads of
Cultural and Environmental History, ed. Dorothee Brantz (Charlottesville: University
of Virginia Press, 2010): 204–24. See also Michael D’Antonio, A Ball, a Dog, and a
Monkey: 1957 – The Space Race Begins (New York: Simon and Schuster, 2007).
59 LAr Berlin C Rep. 120, No. 1936.
60 Frances Westley and Harrie Vredenburg, ‘Prison or Ark? The Drama of Managing the
Modern Zoo’, Studies in Cultures, Organizations and Societies 2, no. 1 (1996): 17–30,
18.
61 Harald Reissig, ‘Zoologischer Garten, Hardenbergplatz 1’, in Geschichtslandschaft Berlin: Orte und Ereignisse, Band 2: Tiergarten, Teil 1: Vom Brandenburger Tor zum Zoo,
ed. Helmut Engel and Helmut Bräutigam (Berlin: Nicolai, 1989): 323–42, 340.
62 On Cold War culture, see Stephen J. Whitfield, The Culture of the Cold War (Baltimore: Johns Hopkins University Press, 1996), Tony Shaw, ‘The Politics of Cold War
Culture’, Journal of Cold War Studies 3, no. 3 (2001): 59–76, Walter L. Hixson, Parting
the Curtain: Propaganda, Culture, and the Cold War, 1945-1961 (London: Palgrave
Macmillan, 1997), Annette Vowinckel, Marcus M. Payk and Thomas Lindenberger,
eds., Cold War Cultures: Perspectives on Eastern and Western European Societies
(New York: Berghahn Books, 2012).
63 That zoos were indeed a prima facie place to illustrate the workings of power has
been demonstrated beyond non-Western societies: see for example Ian Jared Miller,
The Nature of the Beasts: Empire and Exhibition at the Tokyo Imperial Zoo (Berkeley:
University of California Press, 2013).
64 Letter from the Corporation of the Zoologischer Garten Berlin to the president of the
senate Willy Henneberg, dated 11 March 1959, LAr Berlin, C Rep. 14, No. 2541, 8–11.
65 Jonathan Harrington, ‘“Panda Diplomacy”: State Environmentalism, International
Relations and Chinese Foreign Policy’, in Confronting Environmental Change in East
and Southeast Asia: Eco-Politics, Foreign Policy, and Sustainable Development, ed. Paul
G. Harris (London: Earthscan, 2005): 102–18.
66 More precise differentiations can be made, with some zoo animals clearly on the side
of the ‘domesticated’ and some, because of their ‘loathsomeness’ firmly put in the
camp of the ‘other’: see Justin M. Nolan et al., ‘The Lovable, the Loathsome, and the
Liminal: Emotionality in Ethnozoological Cognition’, Journal of Ethnobiology 26, no. 1
(2006): 126–38.
216
Animal History in the Modern City
67 Karen Victoria Lykke Syse, ‘Stumbling over Animals in the Landscape: Methodological Accidents and Anecdotes’, Nordic Journal of Science and Technology Studies 2, no. 1
(2016): 20–6.
68 Arnold Van Gennep, The Rites of Passage, trans. Monica B. Vizedom and Gabrielle
L. Caffee (Chicago: University of Chicago Press, 1960); this work was originally published in 1908.
69 Thomassen, ‘Meanings of Liminality’, 5.
70 Ibid., 21.
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Kinder, John M. ‘Zoo Animals and Modern War: Captive Casualties, Patriotic Citizens,
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Klös, Heinz-Georg. Von der Menagerie zum Tierparadies. 125 Jahre Zoo Berlin (Berlin:
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Marvin, Garry. ‘L’Animal de Zoo: un Rôle entre Sauvage et Domestique’, Techniques &
Culture 50 (2008): 102–19.
McKechnie, Claire and Miller, John. ‘Victorian Animals: Introduction’, Journal of Victorian
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Miller, Ian Jared. The Nature of the Beasts: Empire and Exhibition at the Tokyo Imperial Zoo
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Centuries: International Perspectives, ed. Laurent Tissot (Neuchâtel: Editions Alphil,
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Animal Spaces, Beastly Places: New Geographies of Human-Animal Relations, ed. Chris
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Orte und Ereignisse, Band 2: Tiergarten, Teil 1: Vom Brandenburger Tor zum Zoo, ed.
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218
Animal History in the Modern City
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Åsberg (London: Routledge, 2017), 115–36.
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the Second World War, 1945-1948’, in Food and the City in Europe Since 1800 ed. Peter
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220
13
Backyard Birds and Human-Made
Bat Houses: Domiciles of the Wild in
Nineteenth- and Twentieth-Century Cities
Dolly Jørgensen
It was a cool late spring evening as I stood impatiently waiting for the bats to emerge.
At sunset every day from March to November, thousands of human spectators gather
in Austin, Texas, to see the largest urban bat colony in the world come out for their
night hunting. But I am not standing in front of the mouth of a cave where most
people think bats live. I was stationed on the Ann W. Richards Congress Avenue
Bridge, which crosses the Colorado River, in the downtown heart of the capital city
of Texas (Figure 13.1). The bats would be emerging from their roost hanging upside
down among the bridge beams. A migratory Mexican free-tailed bat colony of over one
million bats have come each year since the mid-1980s to the underside of this bridge,
to make their home and rear their young. Watching the bat colony swirl out from
under the bridge and fly away into the darkening sky affirms that wildness is present
in the urban.
When we think of an urban space, we probably think of its human inhabitants and
the structures and infrastructures that make their lives work, from roads to hospitals to
city governments. Yet there are many non-human inhabitants of the city, from pigeons
roosting on rooftops to rats in the sewers. On that day in April, looking at the swirling
bats waking up and streaming out from under the bridge to feed, I got up close and
personal with some wild inhabitants that co-inhabit our urban space by repurposing
human buildings as their own.
In order to think about the lives of these bats and how countless other species
intersect with the urban world, we can focus on their homes – the domiciles which
are found in human structures, sometimes intended by humans and other times not.
The word domicile has its roots in the Latin word domus, literally meaning the house.
This is the same root of the Latin verb form domesticāre, meaning to dwell in a house
or become accustomed to it. The verb domesticate in its most simple sense means
‘to make, or settle as, a member of a household; to cause to be at home’, and more
specifically for animals it is ‘to accustom to live under the care and near the habitations
of man’.1 Although domestication when applied to animals most often refers to the
222
Animal History in the Modern City
Figure 13.1 Crowd gathered in downtown Austin on the Congress Avenue Bridge, as
well as on boats on the river, to witness the nightly emergence of bats from under the
bridge, 27 March 2016. Photograph by author.
conscious selection and breeding of animals for specific traits so that they could be
kept by humans for productive purposes, this is a limited view. Domestication in the
larger sense is about being at home, creating a domicile.
I want to propose that rather than defining domestication in the terms of biological
sciences or animal husbandry we should consider instead the idea of domestication
as reformulated by the fields of Science and Technology Studies (STS) and media
studies, as the processes of technology’s acceptance, rejection and use.2 Scholars who
originally developed this idea of technological domestication consciously built on the
idea of animal domestication, but enlarged it to encompass the ‘complexity of everyday
life and technology’s place within its dynamics, rituals, rules, routines, and patterns’.3
Although research into such domestication began with a focus on technologies in the
home, there have been calls for expanding the remit to include public spaces and every
connection created by technologies.4
The domestication of technology that results is defined as an ongoing adaptive
process in which technology is adjusted to practices while at the same time people
modify their behaviours and environment to integrate new technologies. In the process,
technologies are objectified (i.e. located in material, cultural and social spaces) and
incorporated (temporally inserted into the patterns of life).5 Technologies do not then
come as pre-packaged wholes which are simply integrated into the domestic sphere;
instead they are objects of negotiation. Early telephone companies, for example, never
envisaged that telephone users would make personal calls – and had designed it as a
Backyard Birds and Human-Made Bat Houses
223
business communication tool.6 Similarly, how individual households would integrate
a refrigerator, a vacuum cleaner or a car was never a given. A key observation is that
the process is seldom complete – some technologies will indeed ‘disobey’ attempts
to domesticate them. Intellectually, this approach to technological domestication is
a move toward granting agency to the users of technological innovations: so while
designers and builders may have certain uses in mind when an object is created (from
a small mobile phone to a large-scale urban area), it is the individuals who determine
how (or even if) a technology becomes part of their everyday life and practice.
In this chapter, I want to bring this reformulated idea of domestication full circle,
returning to its interest in or inspiration from non-human animals, applying the
broader STS concept of domestication to an investigation of city beasts, and asking: how
are urban animals domesticated in the sense of finding a place within the infrastructure
of a city? and how do the animals themselves domesticate human technology in order
to make their own domus? These questions grow out of some of my previous research
that postulated unclear boundaries between human artefacts and non-human habitats,
and that advocated a wider view of domestication when dealing with wild animals.7 In
this chapter, I focus on the history of bird and bat inhabitants of North American cities
– specifically, on birdhouses constructed for purple martins and bridges that became
bat roosts – in order to see how urban infrastructure becomes a natural home for
its wild animal inhabitants. The comparison and contrast is instructive. STS scholars
analysing domestication of a technology often stress that details of a particular case
are not in fact generalizable to other technologies even if some patterns emerge.8
The same applies here – each animal history stands on its own and the details will
not be precisely the same in other instances. What is generalizable, however, is the
involvement of domestication of human infrastructure by non-human agents.
Birdhouses
Human interaction with the purple martin (Progne subis, known as Hirundo purprea in
the nineteenth century), the largest of the North American swallows, exposes first how
bird-housing infrastructure blurs the boundaries between the natural and the artificial
through the kind of domestication discussed above. North American settlers, as well
as the native populations, had a marked preference for these particular birds because
they were considered excellent at scaring away birds of prey that fed on poultry and
controlled insects that were harmful to gardens and crops. They were welcomed, and
made welcome, in human society.
Eighteenth- and nineteenth-century writers describe structures made intentionally
by humans to encourage the purple martin to nest. Mark Catesby drew and delineated
the purple martin in the first major natural history treatise on the south-eastern part
of North America, in his Natural History of Carolina, Florida and the Bahama Islands
(1731). He included three types of details as the bird’s outstanding features: (1) its
colouring (‘The whole Bird is a dark shining Purple; the Wings and Tail being more
dusky and inclining to Brown’), (2) its migratory pattern (‘They retire at the Approach
of Winter, and return in the Spring to Virginia and Carolina’), and (3) its human-made
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housing (‘They breed like Pigeons in Lockers prepared for them against Houses, and in
Gourds hung on Poles for them to build in, they being of great Use about Hoses and Yards
for pursuing and chasing away Crows, Hawks and other Vermin from the Poultry’).9
Catesby’s text is the earliest description of the practice of building birdhouses for the
purple martin. His drawing of the purple martin places the bird in an agricultural
context, perched on a fence, a domestic setting associated with a farm or house,
although its gourd nest, which Catesby notes in the text, is not shown visually. When
John James Audubon illustrated the purple martin for his Birds of America (1840), he
featured a gourd house prominently, however (Figure 13.2).10 Audubon provided the
necessary context in his accompanying text describing the use by Native Americans,
and also by slaves in the southern states, of a hollowed calabash squash hung on a stick.
In addition, Audubon noted, the construction of wooden nesting boxes was ‘a general
practice, the Purple Martin being considered as a privileged pilgrim, and the harbinger
of spring’.11 Nesting boxes for purple martins were, Audubon continued, commonplace
in country taverns, hung up over the signboard.
Figure 13.2 John James Audubon, Purple Martin, Birds of North America, vol. 1
(1840). Image released into the public domain by the Audubon Society.
Backyard Birds and Human-Made Bat Houses
225
According to Audubon, purple martins were not just countryside birds: ‘All our
cities are furnished with houses for the reception of these birds.’12 In fact, the purple
martin may have been a more common urban resident than a country one. One writer
in 1908 identified purple martins as urban birds, apart from their migrations, seeing
them as ‘haunters of civilization’ to be found ‘about the business sections of our cities,
where the flat gravel roofs and overhanding cornices are tenanted by these birds
together with House Sparrows and Nighthawks’.13
In one story Audubon recounts about his own experience setting up a purple martin
box, there are glimpses, however, of the potential conflict between bird and human over
the former’s appropriation of the human-built birdhouse. Audubon had set up purple
martin nests and one year decided to supplement that with several smaller boxes for
bluebirds. Much to Audubon’s chagrin, ‘the Martins arrived in the spring, and imaging
these smaller apartments more agreeable than their own mansion, took possession of
them, after forcing the lovely Blue-birds from their abode’.14 Audubon then decided
that his intent as a designer/builder of the nesting technology took precedence – those
birdhouses were for bluebirds, not purple martins – whatever the purple martins thought:
I thought fit to interfere, mounted the tree on the trunk of which the Blue-bird’s
box was fastened, caught the Martin, and clipped his tail with scissors, in the hope
that such mortifying punishment might prove effectual in inducing him to remove
to his own tenement. No such thing; for no sooner had I launched him into the air,
than he at once rushed back to the box.15
Audubon recaught the bird and clipped its wings, but when the martin continued to
occupy the bluebird house Audubon ‘seized him in anger, and disposed of him in such
a way that he never returned to the neighbourhood’.16 This particular purple martin’s
crime was the attempt to domesticate a technology with no regard to the script defined
for the object by its maker.
Birds are quite proficient at domesticating human structures for their own
habitation, irrespective of human desires. Purple martins used urban infrastructures as
housing, both those intentionally created for them (birdhouses) and those which were
not (roofs and cornices). The birds identified these elements created directly by human
technologies as appropriate nesting sites sufficient for their needs. Enticed, but not
forced, to inhabit these objects, purple martins entered into a symbiotic relationship
with humans: the birds provided what we now call ecosystem services, of pest and
predator control; the humans for their part provided, deliberately or not, artificial
nesting structures.
The design of purple martin birdhouses moreover had to take into account the
preferences of the bird itself. Purple martins prefer to nest alongside others in colonies,
so large structures with multiple nests or gourds hung near each other became standard.
Alexander Wilson, who wrote in 1828 slightly before Audubon, noted this common
construction of birdhouses for the purple martin:
Wherever he comes, he finds some hospitable retreat fitted up for his
accommodation and that of his young, either in the projecting wooden cornice –
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Animal History in the Modern City
on the top of the roof, or sign post – in the box appropriated to the Blue-bird;
or, if all these be wanting, in the dove-house among the pigeons … Some people
have large conveniences formed for the Martins, with many apartments, which are
usually fully tenanted, and occupied regularly every spring.17
In addition to his own description, Wilson printed a letter from a friend who had hung
up a ‘large box with a number of apartments for the Martin’.18 Large apartments like
this were constructed to accommodate the needs of both birds and humans. Designs
such as a 1925 patent filed by Ollie C. George of Illinois tried to make cleaning such
houses easy through the use of detachable pieces. They also tended to mimic human
housing, containing features such as gabled roofs and columns.19 The naturalist P. A.
Taverner critiqued this trend arguing that although a house may be pleasing artistically
the bird’s nesting needs should come first:
A shingled cottage built to look like a medieval castle is bad taste, and a bird
house in too close imitation of a city hall, viewed by the canons of pure art, is
equally questionable. Artistically, the most successful bird house is the one,
which, while fulfilling the practical bird requirements, retains pleasing lines and
agreeable surfaces but looks frankly what it is – a house for birds and not a toy
human habitation.20
In spite of this criticism, however, many purple martin houses were designed to appeal
aesthetically as much to humans as to birds (Figure 13.3).
In the early twentieth century, urban spaces were regarded deficient in habitats
for birds, so that artificial birdhouses became necessary. Because city streets and
parks were maintained under ‘clean cultivation’, that is with dead wood and tangled
brush removed, bird nesting sites were lacking. This made it ‘more necessary to
provide artificially the necessities of bird life that are missing. Bird boxes will largely
compensate for natural cavities in trees’.21 These concerns were voiced as part of the
growing bird conservation movement that began in earnest at the turn of the twentieth
century in response to hunting of migratory birds in North America. The success of the
movement peaked with the passage of the Migratory Bird Treaty Act of 1918, which
adopted strict controls on the taking of non-game birds. Although the main focus of
bird conservation legislation aimed at limiting the killing of birds, conservationists
quickly expanded their focus to providing more bird nesting places.22 Offering birds
suitable housing and systematic feeding were considered key elements ‘of protecting
and conserving our wildlife’.23 Suburban, residential and urban park areas were
described as ideal places to increase the average number of birds per acre, through
provision of such artificial nesting sites.24
Martin houses were available for purchase from commercial builders – by 1916
there were at least three manufacturers furnishing houses complete with a pole.25
Standing on a pole rather than being attached to a tree allowed the houses to be
cleaned after the martins migrated in the autumn and then re-erected in spring before
the birds arrived. Individuals with carpentry skills were encouraged to construct their
own martin houses, so authors discussing birdhouses always included purple martin
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227
Figure 13.3 Purple martin house in Mabel Osgood Wright, Gray Lady and the Birds
(1907).
house design descriptions, although these varied widely.26 Birdhouse design and
building competitions were also set up in the early twentieth century to engage young
people in nature conservation. In one small Vermont town, St. Johnsbury, around two
hundred nesting boxes were constructed by local schoolchildren and hung up around
town between 1917 and 1919.27 These houses were constructed as part of a competition
organized by the local Museum of Natural Sciences that included lectures on bird
species and their nesting requirements.28 The town’s shop instructor Leon Baxter felt
that making the birdhouses was a way ‘to lead the boy and girl toward their proper
relationship with their feathered friends of the air, and to instil [sic] the feeling of
protection toward our native birds’.29
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Animal History in the Modern City
Although a wild bird, the purple martin was thus actively encouraged to settle in
man-made structures, in some sense to domesticate them and put them to use. One
writer at the end of the nineteenth century put it bluntly: ‘The Martins have become
so domesticated that they follow man wherever he goes, provided, he offers the
proper inducements in the way of building places. In town or country they are equally
satisfied’.30 Purple martins have transitioned to life in human-constructed homes;
so much so that a study from 1974 claimed that the purple martin ‘now s almost
exclusively in houses provided by man’.31
Thinking conceptually, the history of the purple martin is instructive for how a
distinction between artificial and natural can be played out in urban space and how that
process might contribute to a fuller appreciation of these birds’ role as domesticators
of what we can see as a form of second nature. Take the claim about artifice and nature
first. Animals that live in the city often locate their dens and nests in human-built
structures, making their homes out of what we can term the artificial, meaning made
by human hands through art or craft. This can be contrasted with the natural, with
the connotation as not being made by humans. Such a straightforward nature-culture
divide has come to be criticized, and rightly so, on many counts. If we think of nature
on one side and culture on the other, we miss out on the hybridity of human history
– the fact that we are both nature and culture at the same time. For at least the last
two hundred years, one prominent argument goes, humans have been living in the
Anthropocene, an unprecedented era of human influence on the planet: no place
on Earth has been left unaffected by human action, so that the distinction between
artificial and natural can be seen as no longer relevant.
Yet from the environmental historian’s vantage point, the distinction between
artificial and natural remains useful for understanding how certain urban phenomena
came to be manifest. In this reading, it is not just human bodies that create the urban
environment – it is the many things that humans make. The technological matters that
make up the urban fabric are clearly artificial, in the sense that they are constructed
through human arts. This does not mean that their components did not come from
the non-human world, as they indeed must do, nor mean that humans have complete
control over them. In that sense, the artificial is necessarily natural since it is of nature.
But there is a question of degree – brick houses, skyscrapers, concrete bridges and
asphalt streets could not possibly exist without humans creating them. So in this sense,
there is a distinction between the things humans can make (artificial) and the things
they cannot (natural) in environments like cities.
This is where the idea of second nature comes in. In Clarence Glacken’s classic
Traces on the Rhodian Shore (1967), ‘second nature’ is described as ‘the novelty that
men could create in nature. … The occupations, crafts and the skills of everyday
life were evidences that changes were possible that either brought order, or more
anthropocentrically, produced more orderly accessibility to things men needed’.32
Here the stress is on the material and technological changes humans are able to make
in order to create environments best suited for their habitation.33 This is the kind of
‘second nature’ William Cronon puts forth in his analysis of the making of Chicago
and its hinterlands, a new nature ‘designed by people and “improved” toward human
ends, gradually emerged atop the original landscape that nature – “first nature” – had
Backyard Birds and Human-Made Bat Houses
229
created as such an inconvenient jumble’.34 Second nature has met with much criticism
for reifying a dichotomy between humans and culture, since it would appear to claim
that what humans do is fundamentally different than what non-human forces do.35
While agreeing with the critical concerns that splitting humans away from nature is
unproductive, I think however that the concept of second nature need not do this.
Like the distinction between artificial and natural, second nature is a matter of degree
of material change resulting from human technological intervention. Accepting and
emphasizing built forms such as cities as in greater or lesser degree natural, ‘second
nature’ may yet prove a productive way of conceptualizing the ‘built environment’.
With this argument in mind, we can see that the purple martins that live in humanmade birdhouses are domesticating the second nature that humans provided, and
in doing so making it their own. Through their actions to inhabit these structures,
birdhouses become an integral part of the bird’s umwelt, its own world and
environment.36 The birds perceive and react to birdhouses without knowing their
creators’ scripts – that the house will attract a species desired by humans, that only
certain birds should use certain houses, that the designs should accommodate cleaning
by humans and so on. Instead, the birds react to the houses as potential habitat,
making their own decisions about integrating (or not) a structure into their lives. At
the same time, the purple martin is also domesticated through its domestication of
birdhouses. Humans have provided the domus for these birds, inviting them to live
in close proximity to human houses and in urban areas. Humans have lured the bird
into service –whether to catch pests, drive away predators or simply be aesthetically
pleasing to humans. This moves the bird firmly into the human sphere.
Bat bridges
Just as the purple martin has domesticated second nature, the bats I encountered
in Austin are also domesticating agents. The Central Texas region has long been a
bat haven: the limestone caves and sinkholes of the area make a perfect habitat for
the thirty-three species of bats that live in Texas.37 Bracken Cave located near San
Antonio, Texas has the largest bat colony in the world – over fifteen million Mexican
(or Brazilian) free-tailed bats (Tarida brasiliensis) use the cave as a maternity ward.38
But having plenty of ‘natural’ places in the countryside to roost did not stop bats from
becoming pre-eminent urban dwellers.
The Congress Avenue Bridge (officially renamed the Ann W. Richards Congress
Avenue Bridge in 2006), 25 metres wide and nearly 300 metres long, spans the
Colorado River in downtown Austin. It has connected the two sides of town since 1910.
When it was renovated in 1980, however, the new design added 2 centimetres wide
expansion joints – which turned out to be perfect nooks for roosting bats.39 The bridge
is located near urban lakes that have significant flying insect populations that serve as
the bats’ food, and while the earliest bat residents seem to have previously lived in a
broken sewer pipe under Congress Avenue, bats began showing up to make their home
under the bridge in 1982, their numbers rapidly increasing as bats were attracted from
elsewhere. The designers of the new Congress Avenue Bridge have never intended their
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structure to be bat habitat, but the bats saw it differently. They domesticated a structure
that met their own needs perfectly: it was a protected haven free from predators, had
an appropriate surface for their young bats to hang on and was close to insect-rich
feeding grounds. The urban setting of the bridge in the middle of the capital city with
significant automobile traffic did not act as any barrier or deterrent.
Some reactions to the bats’ appropriation of the bridge were negative. In September
1984 newspapers carried articles about the ‘several hundred thousand’ bats under
bridges and in some buildings in the city; four people were reported as having been
bitten by bats, raising concerns about rabies, which can be transmitted by bats.40
Anyone who is bitten by a bat has to undergo a series of rabies shots, so it can be
an ordeal even if only two to three per cent of all bats in the area carry the virus.41
According to a city health administrator, the city government considered covering the
expansion joints with wire screens or rubber, but decided against it since the bats might
relocate to even less desirable places (from the human perspective), such as parking
garages.42 Bat researcher and founder of Bat Conservation International (BCI) Merlin
Tuttle noted that Austin’s local newspaper coverage was overwhelmingly negative in
1984, with headlines such as ‘Bat colonies sink teeth into city’.43 Tuttle relocated the
headquarters of BCI to Austin in 1986, however, and began working to change public
opinion about the bats.44
The campaign to rehabilitate the bats has been notably successful. The bats were
rapidly adopted as a tourist attraction and even a symbol of the city. A Texas Monthly
magazine article in 1989 noted that small crowds of fifty or so people were gathering
at sunset on the bridge or on the hike-and-bike trail underneath it to watch the bats
emerge.45 By 1990, the bats had been recognized by the city parks and recreation
department as a nature attraction worthy of a large educational display along the
river’s trail.46 The city also approved the installation of artist Dale Whistler’s kinetic
metal sculpture of a stylized bat in a triangular intersection island near the bridge
in 1998.47 The annual Bat Fest, featuring live music, art and craft vendors, and batthemed activities on the bridge which includes watching the nightly emergence,
started in 2004.48 Bat-watching cruises are offered by several companies to provide a
view from the water and bat activities are highlighted in development studies and plans
for the city.49 Watching the bats’ emergence is even listed on TripAdvisor as one of the
top twenty things to do in Austin.50 In time, then, the bats have become thoroughly
domesticated in Austin, twenty years after the first immigrants had moved in under
the bridge. In 2010, the Austin City Council proclaimed the Mexican free-tailed bat as
the ‘official animal’ of Austin, noting that the colony ‘is an integral part of the character
and culture of our city’.51 This domestication of the bats has been a response to the bats’
domestication of the bridge.
It turns out that bats had been adopting bridges as homes throughout the United
States. In 1994, a survey of Texas bridges found an aggregate population of five to six
million bats living under bridges.52 Field surveys of 2,421 highway structures in the
southern states along with a literature survey of the northern states concluded that there
were at least 211 structures inhabited by bats in 1999, though this number might have
been a very low estimate.53 Scientists began advocating structural changes to bridges
to create suitable bat roosting places.54 The Texas Department of Transportation even
Backyard Birds and Human-Made Bat Houses
231
developed a design programme to make bridges more bat-friendly.55 This does not
mean, however, that bats are always desirable under bridges: in 1994, bat exclusion
structures were added to one section of the Congress Avenue Bridge where public
safety was a concern.56
The Congress Avenue Bridge is an artificial human creation, but it is also part of the
bats’ natural world. The human population in Austin has created a new nature, a second
nature, that is different from what would be in the location of the city otherwise. Yet,
to the bats, the bridge is simply one more place in the world to roost, and a particularly
good place at that. The label second nature helps humans identify the changes to
environments that humans have brought about, but from the bird or bat point of view,
the distinction is irrelevant. For the animal, the things which humans build are simply
part of their environment and potential habitats. The bats have domesticated these
technological artefacts because to them all things are just nature. The animals choose
whether or not to use human artefacts as homes based on their own needs, not ours.57
While humans may entice some wild animals to live near them in the city, they cannot
force them to do so.
Building a wilder urban world
Human building practices have long created suitable homes for birds and bats in
cities. The purple martin and the free-tailed bat have adopted artificial structures to
nest and roost, turning the human-made structures into their own domus. In the case
of the purple martin, humans intended the habitation all along – birdhouses were
intentionally constructed with the birds’ needs in mind, in order to coax them to move
in. In the case of the free-tailed bat, by contrast, the design was entirely unintentional,
but the bats found it, took up residence, and subsequently humans have ended up
adapting their building practices to encourage the bats’ behaviour, here and elsewhere.
Both birds and bats, in their different ways, have become integrated urban residents.
As noted above, these two histories challenge the distinction between artificial and
natural, yet the distinction is not without merits. The artificial objects – birdhouses and
concrete bridges which could not naturally exist in their form without human arts – are
natural from the animal’s point of view, but humans did indeed make them intentionally.
Second nature is made up of these objects, artificially constructed, but natural to nonhumans. The label of artificial here points out the agency of creation, while not limiting
the agency of use. It is worth revisiting the fact that STS domestication theory stresses
that technologies are not finished when they leave the factory and enter people’s homes
and lives; it is through the process of domestication that technologies come into being, a
matter of give-and-take between humans and technological artefacts in social settings.
We can extend this insight to argue that both humans and animals are involved in
domestication processes. That means that artefacts may be repurposed in ways wholly
unintended by designers, or rejected altogether. Importantly, even if humans try to
build urban artefacts that are bird- or bat-friendly, as our language now has it, this does
not guarantee their use. The wild animal that is invited into the domestic sphere of the
urban world with artificial habitats always retains the ability to choose.
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The house – the domus – for more than half of the world’s population of humans
is the city. But the urban domus is more than human; animals co-inhabit that house.
In the writing of urban history, we can no longer ignore the wild animal inhabitants
of the city. Human-made structures are animal domiciles – lively habitats that serve as
the places in which animals play out the drama of life and death as much as humans
do. It turns out that historical choices about where to place structures, how they should
be shaped and how they can be adapted have often intentionally considered animal
inhabitants. Choices to hang up an apartment-style purple martin house or to close off
bat roosting crannies matter to both the human and animal populations. The urban bats
and birds who are the subjects of this study are not interlopers or marginal inhabitants
– they are right smack in the middle of cities, under bridges and in backyards.
Notes
1 OED. Available online: http://www.oed.com/view/Entry/56668 (accessed
5 June 2017).
2 Thomas Berker, Maren Hartman, Yves Punie and Katie Ward, ‘Introduction’, in
Domestication of Media and Technology, ed. Thomas Berker, Maren Hartman, Yves
Punie and Katie Ward (Maidenhead: Open University Press, 2006), 1–17, 1.
3 Ibid. For examples of how technological domestication is built upon animal domestication, see Mika Panswer, ‘Domestication of Everyday Life Technology: Dynamic
Views on the Social Histories of Artifacts’, Design Issues 13, no. 3 (1997): 52–65, and
Roger Silverstone, ‘Domesticating Domestication: Reflections on the Life of a Concept’, in Berker et al., Domestication of Media and Technology, 229–48.
4 Silverstone, ‘Domesticating domestication’; Leslie Haddon, ‘Domestication Analysis,
Objects of Study, and the Centrality of Technologies in Everyday Life’, Canadian Journal of Communication 36, no. 2 (2011): 311–23.
5 Silverstone, ‘Domesticating Domestication’.
6 See Claude Fischer, America Calling: A Social History of the Telephone to 1940 (Irvine:
University of California Press, 1994).
7 Dolly Jørgensen, ‘Artifacts and Habitats’, in The Routledge Companion to the Environmental Humanities, ed. Ursula Heise, Jon Christensen and Michelle Niemann (Abingdon: Routledge, 2017), 138–43, and Dolly Jørgensen, ‘Muskox in a Box and Other
Tales of Containers as Domesticating Mediators in Animal Relocation’, in Animal
Housing and Human-Animals Relations: Politics, Practices and Infrastructures, ed. Tone
Druglitrø and Kristian Bjørkdahl (Abingdon: Routledge, 2016), 100–14.
8 Haddon, ‘Domestication analysis’.
9 Mark Catesby, The Natural History of Carolina, Florida and the Bahama Islands
(1731), 51.
10 James J. Audubon, Birds of America, vol. 1 (1840), plate 45.
11 Audubon, Birds of America, 173.
12 Ibid., 174.
13 P. A. Taverner, ‘A Purple Martin Roost’, The Wilson Bulletin 56 (1908): 88.
14 Audubon, Birds of America, 172.
15 Ibid., 172–3.
16 Ibid., 173.
Backyard Birds and Human-Made Bat Houses
233
17 Alexander Wilson, American Ornithology; or Natural History of the Birds of the United
States , vol. 2 (1828), 407
18 Wilson, American Ornithology, 409.
19 See for example patents US1522815 (1925), US2915040 (1959), and US3757742
(1973).
20 P. A. Taverner, ‘Bird-Houses and their Occupants’, The Ottawa Naturalist 32, no. 7
(January 1919): 121–5, 120. Charles R. Brown made a later critique of commercial
aluminium purple martin birdhouses which had entered the market, as being unsuitably designed for the bird’s needs: Charles R. Brown, ‘Inadequacies in the Design of
Purple Martin Houses’, Bird-Banding 49, no. 4 (1978): 321–5.
21 Taverner, ‘Bird-houses and their Occupants’.
22 See John R. B. Masefield, Wild Bird Protection and Nesting Boxes (Leeds: Taylor
Brothers, 1897) for a British example of advocating nesting boxes as part of wild bird
conservation at this time.
23 Bradford A. Scudder, Conservation of Our Wild Birds (Boston: Massachusetts Fish and
Game Protective Association, 1916), 8.
24 E. R. Kalmbach and W. L. McAtee, Homes for Birds, Farmer’s Bulletin No. 1456
(Washington DC: US Department of Agriculture, 1925/30), 2.
25 Scudder, Conservation of Our Wild Birds, 32.
26 For example, Scudder, Conservation of Our Wild Birds, 32–4; Kalmbach and McAtee,
Homes for Birds, 12–13.
27 Inez Addie Howe, ‘Introductory Note’, in Leon H. Baxter, Boy Bird House Architecture
(Milwaukee: Bruce Publishing, 1920), 5.
28 Baxter, Boy Bird House Architecture, 23–4.
29 Ibid., ‘Author’s Preface’.
30 Howard Jones and N. E. Jones, Illustrations of the Nests and Eggs of Birds of Ohio with
Text (Circleville: Robert Clarke & Co., 1886), 107.
31 Jerome A. Jackson and James Tate, Jr. ‘An Analysis of Nest Box Use by Purple Martins,
House Sparrows, and Starlings in Eastern North America’, The Wilson Bulletin 86, no.
4 (1974): 435–49.
32 Clarence J. Glacken, Traces on the Rhodian Shore: Nature and Culture in Western
Thought from Ancient Times to the End of the Eighteenth Century (Berkeley: University of California Press, 1967), 116–17. He titles his third chapter ‘Creating a Second
Nature’.
33 While some appropriations of the ‘second nature’ concept have used the term to
describe the relation between human social structures, particularly politics, and
nature, I want to reserve the concept for a more material interpretation. The politically-aimed reading of the concept comes in Hegelian and Marxist scholarship, often
in the disciplines of geography and political science. See for example Neil Smith,
Uneven Development: Nature, Capital, and the Production of Space (Athens: University of Georgia Press, 1984); Bruce Braun and Noel Castree, eds., Remaking Reality:
Nature at the Millenium (London: Routledge, 1998); Crina Archer, Laura Ephraim and
Lida Maxwell, eds., Second Nature: Rethinking the Natural through Politics (New York:
Fordham University Press, 2013).
34 William Cronon, Nature’s Metropolis: Chicago and the Great West (New York: Norton,
1991), 56.
35 Urban historian Martin V. Melosi makes this critique in ‘Humans, Cities, and Nature:
How do Cities Fit in the Material World?’ Journal of Urban History 36, no. 1 (2010):
3–21. Similar critiques have also come from geographers, such as David Demeritt,
234
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
Animal History in the Modern City
‘The Nature of Metaphors in Cultural Geography and Environmental History’, Progress in Human Geography 18, no. 2 (1994): 163–85, and Margaret Fitzsimmons and
David Goodman, ‘Incorporating Nature’, in Braun and Castree, Remaking Reality,
194–220.
I have been influenced by scholarship in semiotics from the Tartu school, which has
its roots in the work of Jakob von Uexküll and is now expanding through the work of
ecosemioticians such as Timo Maran, who has looked significantly at how animals
view the world.
Amy Price, ‘Bat Mania’, Texas Parks & Wildlife, January/February 2015, online edition
http://www.tpwmagazine.com/archive/2015/jan/ed_2_bats/ (accessed 5 June 2017).
Bat Conservation International, ‘Bracken Cave: Protecting a Jewel in Texas’, http://
www.batcon.org/our-work/regions/usa-canada/protect-mega-populations/brackencave (accessed 5 June 2017).
New York Times News Service, ‘Bridge Helps Austin, Texas, Become City of Bat
Awareness’, Gainesville Sun, 31 August 1992, 1D.
United Press International (UPI) issued an article about it so versions of the story
appeared in newspapers countrywide, from Lakeland Ledger (Florida) to Spokane
Chronicle (Washington) around 24–25 September 1984. A long feature article
appeared in The Washington Post: W. Gardner Sel, ‘Austin’s I-beam Bat Haven’, Washington Post, 13 October 1984.
The original UPI version carried the headline ‘Rabies-Carrying Bats Invade State
Capital’, 23 September 1984, http://www.upi.com/Archives/1984/09/23/Rabies-carrying-bats-invade-state-capital/5794464760000/ (accessed 5 June 2017).
Sel, ‘Austin’s I-beam Bat Haven’.
Merlin Tuttle, The Secret Lives of Bats: My Adventures With the World’s Most Misunderstood Mammals (New York: Houghton Mifflin Harcourt, 2015), ix.
Tuttle, Secret Lives of Bats, x.
Joe Nick Patoski, ‘The Real Bat Show’, Texas Monthly (August 1989), 86.
Cox News Service, ‘Austin’s Bats to Become Official Tourist Attraction’, Lawrence
Journal World, 29 April 1990, 2C.
See details about the sculpture at http://www.waymarking.com/waymarks/WM8M6J_
Nightwing_Austin_Texas (accessed 5 June 2017).
Lindsey Galloway, ‘Go Batty in Austin, Texas’, BBC, 16 August 2011. Available online:
http://www.bbc.com/travel/story/20110817-worldwide-weird-go-batty-in-austintexas.
For example, Citi Arts, Publc Art and Urban Design Consultants, Austin Alive: Mapping Place through Art and Culture (2007). Available online: https://www.austintexas.
gov/sites/default/files/files/EGRSO/dowtown_arts_dev_study.pdf (accessed 5 June
2017).
TripAdvisor, ‘Congress Avenue Bridge / Austin Bats’, https://www.tripadvisor.com/
Attraction_Review-g30196-d106309-Reviews-Congress_Avenue_Bridge_Austin_
Bats-Austin_Texas.html (accessed 5 June 2017).
Austin City Council, Resolution No. 20100408-028.
Kim Jenkins, Texas Department of Transportation Wildlife Activities (Austin TX: Texas
Department of Transportation, 1996), 6.
Brian W. Keeley and Merlin D. Tuttle, ‘Bats in American Bridges’, Proceedings of the
Third International Conference on Wildlife Ecology and Transportation, Missoula,
Montana, 1999. Available online: http://www.icoet.net/ICOWET/99proceedings.asp
(accessed 5 June 2017). A later study estimated nearly 300 bridges in Florida alone
Backyard Birds and Human-Made Bat Houses
54
55
56
57
235
were occupied by bats, meaning that the Keeley and Tuttle number was very low: see
Jeffrey A. Gore and Karl R. Studenroth, Jr., Status and Management of Bats Roosting in
Bridges in Florida (Tallahassee: Florida Department of Transportation, March 2005).
For example, Keeley and Tuttle, ‘Bats in American Bridges’; Edward B. Arnett and
John P. Hayes, ‘Bat Use of Roosting Boxes Installed Under Flat-Bottom Bridges in
Western Oregon’, Wildlife Society Bulletin 28, no. 4 (Winter 2000): 890–4.
Texas Department of Transportation, ‘Bats ’N’ Bridges’, undated brochure. https://ftp.
dot.state.tx.us/pub/txdot-info/library/pubs/kids/bats.pdf (accessed 5 June 2017).
Jenkins, Texas Department of Transportation Wildlife Activities, 6.
Animal agency is well established and uncontroversial in animal history studies, as
evidenced by the essays in Susan Nance, ed., The Historical Animal (Syracuse: Syracuse University Press, 2015); yet many fields of history still struggle with giving animals agency in their narratives. Because I believe that animals ‘choose’ their homes, I
give them free will, even if they make those decisions based on standards other than
what humans might use.
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Index
agency, animal 78, 91, 93, 128, 137–9
Alves, Abel A. 25
America 25–34, 55–68
native Americans and indigenous
peoples 10, 25–34, 60, 224
Andrew, Hazel 205
animal geography 148–201
animals. See also captive animals;
commensal animals; laboratory
animals; performing animals
as exotic and wild
alligators and crocodiles 172–3
antelopes 95, 97, 207
apes and monkeys 44, 131, 134,
136, 170, 174, 183, 191, 206, 209
bats 15, 173, 221–2, 229–31
bears 191
bison 203, 207–8
boars 41–2, 46, 48
camels 99–207
deer 41–2, 46, 48–50
elephants 188–91, 205
giraffes 12, 91–102
hippopotami 207–9
leopards 14, 161–75
lions 43, 191, 211
llamas 31, 209
pandas 209, 211
polar bears 186, 189
prairie dogs 186
raccoons 186
sea lions 188, 190
tigers 28
wolves 11, 46, 48–50, 59–60, 67,
190, 208
zebras 207
as predators, pests, and vermin 1–2,
11, 15, 55–60, 67, 224, 229
badgers 190
coyotes 188
feral and stray dogs 8, 13–14,
43–4, 56, 59–67, 76, 78, 111–14,
128–9, 145–55
feral cats 8, 56, 60, 78, 145–7
foxes 46, 48, 55–6, 145, 187
hares and rabbits 7–8, 31,
46, 47
rodents 55–6, 78, 145, 190
squirrels 60
wolves 11, 48–9, 59–60, 67
birds 44–50, 55–60, 75–85, 145, 174,
186–90, 223–9
birds of prey 15, 28–30, 44–8,
186–7, 210, 224–5
bluebirds 225
canaries 47, 84–5, 190
crows 224
larks 46–7
parrots 13, 34, 84
pigeons 47, 56, 78, 81, 84–6, 145,
221, 224, 226
poultry 15, 31, 49, 55, 75–6, 81,
174, 186, 223–4
purple martins 15, 223–5, 231
sparrows 46–7, 225
storks 207
draft and working animals
dogs 56, 60–7, 76, 78, 105–17,
127–39
donkeys 209
horses 25, 31–2, 43–4, 59, 61, 67,
78, 81–3, 95–8, 100, 136
insects 2, 79, 81, 190
livestock 1, 11, 13, 31, 34, 44, 50, 55,
60–1, 78, 81–5, 95, 97–101, 112,
148, 175
cattle 1, 25, 31–4, 42–4, 55, 60–1,
78, 81–3, 95–101, 112–13, 129,
175, 203
goats 78, 81–2
240
Index
pigs 1, 11, 13, 25, 31, 34, 55, 58–9,
67, 78, 81–3, 112–13
sheep 25, 31, 34, 60, 78, 81–2,
95, 148
pets and companion animals 1, 13–14,
34, 44, 55–6, 85, 129, 145–55
cats 8, 78, 135, 145–7
dogs 8, 11–13, 34, 44, 50, 56,
60–7, 76, 78, 80, 128–9, 145–55
animal training 127–39, 184, 190
animal welfare 13, 95–8, 100–1,
147–55, 209
Anthropocene 228
anthropocentrism 4, 147
anthropology 2, 4, 14, 56, 145, 161–2,
165–6, 173–4
anthropomorphism 85, 131–2, 135,
139, 150
artisans, urban 105–17
butchers 12–13, 55, 61, 66, 78, 81,
105–17, 131, 137
candlemakers 56, 62–5, 67
guilds 106–7, 112–13
tanners 62–7, 81
Audubon, John James 78, 81–2, 224–5
Austria and Austrian Empire 94,
135–6, 190
Linz 136
Prague (now Czech Republic) 135
Vienna 106, 136, 190
Schö nbrunn 190
Aztec Empire 25–34
Bakhtin, Mikhail 188–9
theory of the
carnivalesque 135, 188–9
Baratay, É ric 10–12
Barnardo, Thomas, philanthropist 149
Battersea Cats and Dogs
Home 13, 147–55
Bender, Daniel 191–2
Berlin Wall 15, 209, 211
Bhabha, Homi 5, 56
Biehler, Dawn Day 2
biotechnology 4, 75
birdhouses 223–9
Borgards, Roland 4
Bourdieu, Pierre 76–7
theory of the habitus 12, 76–7, 86
Braverman, Irus 146
Brehm, Alfred Edmund, naturalist
and zoo director 111, 113,
188, 190
Britain 13, 55–68, 94, 131, 148,
202, 209
Edinburgh 64
Glasgow 11, 58, 61–7, 78, 81–2
London 13, 131, 133, 147–55
cannibalism 165, 173
captive animals 7, 14–15, 46–7, 91–102,
181–92, 201–12. See also
menageries; zoos
Cartesianism 5, 12
Castelli, Signor, animal trainer 133–4
Charles V of Spain 28
Charles X of France 12, 91, 100
China 211
Christianity, proselytism
in Africa 171–3
citizenship, animal 8, 145–7, 155
Cold War 210–12
colonialism 10, 14, 25–34, 56, 67,
161–75, 202
Columbus, Christopher 27
commensal animals 8, 13, 56, 67,
145, 221–32
Congo 163
contact zones 25–7, 56
Coppinger, Laura and Raymond 8
Corté s, Herná n 27–34
Cowie, Helen 183, 190
Cronon, William 228
Curran, Cynthia 149
Darwin, Charles 5
Dathe, Heinrich, zoo director 204, 206,
208, 209–10
Dayan, Colin 153
Dening, Greg 56
Descartes, René 5
Diaz del Castillo, Bernal 29–32, 34
Dickens, Charles 133, 149–50
Dinzelbacher, Peter 77
disease and urban public health 57,
60, 65, 83, 113–17, 174,
190, 230
Dittrich, Lothar 185
Index
Dobson, Michael 130
Dollman, John Charles, artist 150
domestication and domesticity
conception of 8–9, 11–15, 31,
34, 127, 148, 150, 186, 221–32
domestication of animals 15, 25,
30–4, 75, 99, 209, 221–32
Donaldson, Sue 8, 15, 145–7, 154–5, 209
Douglas, Mary 57, 165
Duclos, Charles, animal trainer 131
Dutch Republic 7–8, 59
East Germany 201–12
ecology 93, 145, 171
Edel, Bä rbel 128–9
Egypt 91–2, 94
Alexandria 92, 94
encyclopaedias 106, 110–11, 130–1
Enlightenment, the 108, 132, 135
euthanasia of animals 154–5
exoticism and animals 7–9, 34–47,
84, 100–1, 130–1, 146,
173, 182–92
falconry 45–8
Fanon, Frantz 153
fires in cities 64, 67, 83–6
Fissell, Mary 60
Florentine Codex 25–7, 31–2
France 10–12, 41–50, 76, 83, 91–102,
202, 209
Aix 99–100
La Roquette 46
Lyon 99, 102
Marseilles 91–2, 94–9, 102
Paris 12, 41–50, 91, 94, 99–102,
132, 202
Fontainebleau Palace 25–7, 31–2
Hô tel du Luxembourg 46
Jardin des Plantes 12, 91–2, 94,
101–2, 202
Louvre Palace 43–4, 46–7
Palais-Royal 41–3, 50
Saint-Cloud châ teau 91, 100
Saint-Germain châ teau 42–8
Tuileries gardens 43–4
Versailles Palace 43, 47–50
Poitou 209
Reims 43
241
French Revolution 50
Frey, Dennis 11–12
Fronde, the 41, 48
Fudge, Erica 191
German reunification 15, 211
Germany 11–12, 14–15, 75–86, 105–17,
130–8, 181–92, 201–12
Augsburg 133, 136
Bamburg 136
Berlin 15, 133, 184, 190–1, 201–12
Schlosspark Friedrichsfelde 201,
204, 208
Breslau 190
Cologne 185
Danzig (now Gdansk, Poland) 132
Dresden 136, 138, 185–7, 191
Dü rnau 85
Erlangen 85
Frankfurt 136, 185, 189
Freiberg 136, 186
Gö ppingen 11–12, 76, 78–86
Hamburg 136, 184, 188
Hannover 185, 187
Heilbronn 106
Horn 184
Ingolstadt 136
Jena 136
Karlsruhe 185
Leipzig 106, 136, 183, 204
Ludwigsburg 136
Magdeburg 136
Meissen 132
Munich 133, 136, 184
Nuremburg 136
Passau 136
Regensburg 136
Schö nbrunn 190
Stuttgart 136, 183, 189
Tü bingen 79
Ulm 85
Weimar 130
Wolfenbü ttel 136
Glacken, Clarence 228
Goethe, Johann Wolfgang von 130
Greenwood, James, journalist
149, 152
Grotewohl, Otto 204
Ground, Ian 5
242
Haraway, Donna 4, 128
Hauser, Andrea 79
Hebel, Johann Peter, author 107,
110, 113
Heck, Lutz, zoologist and zoo
director 203
Heinroth, Katharina, zoo director 203
Hengerer, Mark 75
Henri IV of France 43–6
Hé rouard, Jean 45–7
history
animal history 1–16, 75, 92–4
environmental history 1, 228
social history 1
urban history 1–16, 26–8
Hollingshead, John, journalist 150
Howell, Philip 13
Human-Animal Studies 4
hunting 10–11, 41–50, 165–74
by leopards 168–72, 175
hunting parks 41–50
poaching 49
hybridity 3, 33
animal-human hybrids 31–3,
166–7, 172–4
India 154
Islam, proselytism in Africa 165
Italy 44, 133
Milan 133
Jackson, Louise 149
Jø rgensen, Dolly 15
Kennedy, Robert 210
Klö s, Heinz-Georg, zoo
director 203, 206
Kö ring, Esther 129
Krü ger, Gesine 77
Kymlicka, Will 8, 15, 145–7, 154–5, 209
laboratory animals 6, 129
LaCapra, Dominick 75–7
Lang, Rudolf, animal trainer 134–9
language, facility in relation to
animals 132
Latour, Bruno 4–5
Leibniz, Gottfried Wilhelm 132
Leiderer, Annette 12–13
Index
Leisure and urban entertainment. See also
menageries; zoos
carnivals and fairs 182–5
restaurants, taverns, public
houses 182–5
theatres 127–39
Lenné , Peter Josef, landscape
architect 204
Leven, Franz, animal park owner 184
Liberia 163–4, 172
Lichtenstein, Martin Hinrich, zoo
director 191
Liminality
liminal animals, conception of 5–7,
11, 47–50, 78, 127–9, 145–7,
155, 207–9
liminality and space 7–8, 10–11,
14–15, 25, 33, 41–50, 55–7, 154,
163, 167, 172, 182–3, 201–5
liminality and time 14–15,
41–50, 162–1, 169–75, 182–3,
203–4, 209–11
liminality theory 1–16, 26–7, 33–4,
55–6, 75–6, 92, 127–8, 145–7,
164–7, 181–2
liminoid concept 3, 164, 170–1, 206
marginality, distinct from
liminality 3, 6
‘zombie liminality’ 11, 56, 61–4, 67
Lipsius, Justus 131
Louis XIII of France 11, 42–3, 44–7, 48
Louis XIV of France 11, 41–3, 48–50, 100
Louis XV of France 50
Louis XVI of France 50
McNeur, Catherine 1
Madagascar 44
Malamud, Randy 192
Mannheims, Hildegard 80
Marguerite, Queen of France 46
Martin, Henri, animal trainer 190
Marvin, Garry 207
Mazarin, Cardinal Jules de 41–2
media studies 222
Medici, Marie de' 11, 45, 48
menageries 14–15, 29–30, 34, 46, 101–2,
130, 182–92. See also captive
animals; zoos
Mexica culture and peoples 25–34
Index
migration, animal 8, 15, 169–70, 221–32
migration, human 1, 57, 147, 171–3
Migratory Bird Treaty Act, USA 226
mimicry 3
missionaries 165, 172
Moctezuma 28, 34
modernity 1–16, 76, 105, 113–14, 127–30,
145–8, 171–2, 181–5, 206–7
early modern period 56–68, 75–86
modernization 106, 171–2, 203, 207
‘Modern Nature’ 14, 485
Moore, Grace 149
Muller, Eugè ne 133
Mü ller, Max 5
Mundy, Barbara E. 28
natural history 94, 97–8, 100, 110–11,
184–5, 187, 227
nature
conceptions of 1–16, 167, 187
‘Modern Nature’, concept of 14, 185
nature-culture dichotomy 7,
9–10, 47, 75, 86, 127–8, 167,
175, 228–31
naturecultures, concept of 6
second nature, concept of 15, 228–31
Nazism 203–4, 206, 212
Netherlands, the 190
Amsterdam 190
Rotterdam 190
neuroscience 93
New Spain 25–34
Nigeria 161–2, 174
Norton, Macy 34
nuisance, law of, and animals 11,
55–68, 183
Nyhart, Lynn 185
243
performing animals 13, 127–39
Hanswurst, performing dog 134–6
Mosche, performing dog 134–6
Munito, performing dog(s) 132–5
Pollux, performing dog 131
Pestalozzi, Johann Heinrich, educational
reformer 107–10, 113
Philippines 186
Philo, Chris 201
Pieck, Wilhelm 204, 211
Pinkert, Ernst, pub owner and zoo
director 183–4
Plumb, J. H. 55
Poro, West African hunting society/‘secret
society’ 163–7, 170–2
postcolonialism 3, 5
probate inventories 79–84
promenading 184
prostitution 148–9
Prussia 112, 133, 201, 204
public and private spheres 11–13,
55–8, 76, 106, 117, 127–9,
154, 187
O’Connor, Terry 145
Opiz, Georg Emanuel 106, 108
Orleans, Philip, Duke of 132
Ravaillac, Franç ois 44
Reinert, Wiebke 14, 202
Richelieu, Cardinal 41, 48
Rieke-Mü ller, Annelore 185
rites of passage 2, 3, 6, 8, 11–12, 14, 56,
92, 106, 162–3, 208, 210
Ritvo, Harriet 183, 207
Robbins, Louise E. 192
Roberts, Les 205
Roscher, Mieke 15
Rosenberg, Emily S. 184
Rö slin, Adam Israel, author 80
Rothfels, Nigel 185
Royal Humane Society, Great
Britain 133
Russia 209
Moscow 209
Palmer, Clare 146–7
panda diplomacy 211
pantomime 131
Pasha, Mehmet Ali of Egypt 91, 95
Pearson, Chris 127–8
pedagogical literature, animals
in 107–11
Sabean, David 79
Sahagú n, Bernadino de 25
Saint-Hilaire, Etienne Geoffroy,
naturalist 94, 100
Sala, George Augustus, journalist
Schlä ger, Hermann, German
parliamentarian 187
152
244
Index
Schlegel, Franz, zoo director 190–1
Schmidt, Helmut 211
Schmidt, Willy 114–16
Schö pf, Alwin, zoo director 191–2
Schreyer, Heinrich, animal trainer 131
Schrö dinger’s cat 154
Schrö ter, J. F. Constanti 106, 109
Schü rch, Isabelle 10
Science and Technology Studies (STS) 5,
222–3, 231
Shepard, Paul 147
Sierra Leone 161–75
Bompeh (Bumpe) 172
Freetown 172
Waterloo 172
slaughterhouses 1, 6, 12–13, 62–8,
105–17, 129
slumming 149–52
smellscapes and odour, in cities 55–8
Smith, Kimberley K. 145
Soviet Union (USSR) 209
Spain 10, 25–34, 43
Squier, Susan Merrill 4–5, 75, 78, 86
Srinivasan, Krithika 154
Steeb, Martin, pastor 85
Steinbrecher, Aline 13, 77
Stranitzky, Joseph Anton, performer 135
Stricker, Wilhelm, physician 191
Sudan 92, 94, 210
Syse, Karen 211
Szakolczai, Arpad 9, 207–8, 210
Taverner, P. A., naturalist 226
taxidermy 184
Thomas, Keith 60
Thomas, Northcote Whitridge,
anthropologist 161–2,
165–6, 173–4
Thomassen, Bjø rn 3–4, 5, 9, 15, 164,
207, 212
Totemism, animal 162
Townsend, Mary Lee 187
Tozer, Basil, journalist 154–5
Turkey and Turkish Empire 136
Turner, Victor 2–3, 5, 14, 56, 75,
91, 163–6, 170, 174, 183,
185, 206
Tuttle, Merlin 230
Twining, Louisa, philanthropist 149
Ulbricht, Walter 204, 210
United States 221–32
Austin, Texas 221, 229
Chicago 228
New York 1, 11, 58–61, 62–7
St. Johnsbury, Vermont 227
San Antonio, Texas 229
urban space 42–3, 44–7, 55–7, 61,
182–3, 209
van Dam, Petra 7
van Gennep, Arnold 2, 4, 6, 14, 56, 91,
162–3, 166, 189, 210, 212
Vayhinger, Ernst Jacob and Anna
Barbara 84
Veblen, Thorstein 187–8
theory of the leisure class 187–8
veterinarians 106, 113
Wadiwel, Dinesh Joseph 9
war 11, 15, 25–34, 59, 83, 136, 202–3
Anglo-Dutch wars 59
colonial wars, modern period 164
French civil wars 11, 43
Russo-Austria-Turkish war 136
Second World War 15, 202–3
Spanish conquest of the
Americas 25–34
wars of religion 11
waste disposal, in cities 55, 57, 62–8
Weber, Nadir 10–11
Weinland, David Friedrich,
zoologist 189, 192
welfare reform, Great Britain 149–52
Wells, Andrew 11
Werner, Gustav Friedrich 183, 189
West Africa 14, 161–75
West Germany (FDR) 201–12
Whistler, Dale 230
White, Hayden 192
Wilbert, Chris 201
wild animal trade 184, 208–9
wildness
difficulties of definition 207–9, 221
relation to ferality 7–15, 30–4,
42–50, 55–6, 65, 145–7, 190–2,
207–9, 221
wilderness 1, 8, 11, 42, 75, 163, 165,
167, 172–3, 206
Index
Wilson, Alexander 225–6
Wilson, David 182
Wischermann, Clemens 77, 192
Wolfe, Cary 6–7
Wydra, Harald 204
Zedler, Heinrich, publisher 132
Zehnle, Stephanie 14
zoo keepers and workers 188–92
zoos 7, 14–15, 29–30, 34, 55,
101–2, 129, 181–92,
201–12
Amsterdam zoo
Berlin zoo 190–1, 201–12
Breslau zoo 190
Cologne zoo 185
Dresden zoo 185–7, 191
Frankfurt zoo 185, 189
Hamburg zoo 188
Hannover zoo 185, 187
Jardin des Plantes, Paris 12, 91–2,
94, 101–2, 202
Leipzig zoo 183, 204
London Zoo 202, 209
Poitou animal park 209
Rotterdam zoo 190
Schö nbrunn zoo 190
Tierpark, East Berlin 15, 201–12
zoos, captive breeding programmes
in 7, 209
245
246
247
248
249
250
251
252