Past and present permafrost as an indicator of climate
change
Hugh M. French
The permafrost history of the high northern latitudes over the last two million years
indicates that perennially frozen ground formed and thawed repeatedly, probably in
close synchronicity with the climate changes that led to the expansion and subsequent
shrinkage of continental ice sheets. The early stages of the Pleistocene are the least
known and the changes that occurred in the Late Pleistocene and early Holocene are
the best known.
Evidence that permafrost is degrading in response to the current global warming
trend is difficult to ascertain. The clearest signals are probably provided by changes in
permafrost distribution in the sub-Arctic regions. at the extreme southern fringes of
the discontinuous permafrost zone.
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H. M . French, Depts. of Geography and Earth Science, Universit?, of Ottawa, P.O. Box 450, Station A,
Ottawa. Ontario KIN 6N5, Canada.
Introduction
Past permafrost
At high latitudes today, permafrost forms under
current climatic conditions. A map recently
compiled and published under the auspices of
The International Permafrost Association (Brown
et al. 1998) indicates that permafrost occupies
approximately 20-25% of the Earth's land surface
in the Northern Hemisphere. In the case of the
North American continent, field observations in
both Canada (e.g. Brown 1967; National Atlas of
Canada 1995) and Alaska (e.g. Ferrians 1994)
indicate that the southern limit of continuous
permafrost coincides with the general position of
the -6 to -8°C mean annual air temperature
(MAAT) isotherm. This relates to a ground
temperature of about -5°C measured just beneath
the depth at which seasonal fluctuations are
minimal. The discontinuous permafrost zone lies
to the south of the continuous zone. Its southern
limit approximates the - 1"C MAAT isotherm and
ground temperatures vary from just below 0°C to
-3 or -4°C. The most extreme, or southern,
occurrences of permafrost are found beneath peaty
materials, the result of the unusual insulating
properties of such material.
Permafrost has undergone growth and decay at
various times during Earth's history. There is
convincing evidence to suggest that much of
today's permafrost probably originated during
the fluctuating climate of the Pleistocene. Some
of the most striking evidence includes the remains
of woolly mammoths and other Pleistocene
animals found preserved in permafrost in Siberia,
Alaska and north-western Arctic Canada. Another
line of evidence is cryostratigraphic: in some
areas, the upper boundary of permafrost lies below
the depth of modem seasonal freezing and the
temperature of permafrost sometimes decreases
with increasing depth. Both phenomena indicate
residual (i.e. relict) cold. Another clue lies in the
fact that the thickest permafrost occurs in areas
which escaped glaciation and which were not
protected from cold subaerial conditions by a thick
ice cover. Finally, offshore or submarine permafrost exists on the continental shelves beneath both
the Kara and Beaufort seas and could only have
formed when sea level was lower (i.e. during the
cold periods of the Pleistocene).
Cryostratigraphic evidence for Pleistocene-age
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French 1999: Polar Research 18(2), 269-274
269
-
Active layer
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Seasonally
frozen layer
Thaw
unconformity
Palaeoactive
layer
Relict
active layer
-
Fig. I . Diagram illustrating the
types of ice discontinuities
commonly found within
perennially frozen sediments in
(a) the continuous permafrost
zone of the Arctic. or the tundra
region, and (b) the
discontinuous permafrost zone
of the sub-Arctic region.
Residual thaw
layer
Palaeo-thaw
uncontorrni t y
-
Palaeo-thaw
unconformity
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permafrost
V
[71
V
T 1 O’C (seasona//y
thawed ground)
[71
..
T ~ O O(unfrozen
C
ground)
T
T< O’C (perennially
frozen ground)
permafrost is provided by the study of the ice
discontinuities (e.g. Murton & French 1994;
French 1998) commonly found within perennially
frozen sediments. Most permafrost, especially that
which has formed in unconsolidated sediments,
contains ice. This may be as much as 30-50% by
volume in the upper few metres. Discontinuities in
the ice are usually the result of either the thaw of
frozen material or the subsequent refreezing of
previously thawed materials. The significance of
these discontinuities, termed “thaw unconformities.” are explained below.
Figure 1 shows the typical permafrost conditions which might exist in (a) the continuous
permafrost zone of the Arctic, or the tundra region,
and (b) the discontinuous permafrost zone of the
sub-Arctic, or the boreal forest (taiga) region. In
(a), the “active layer” is shown as the surficial
horizon of permafrost terrain which thaws during
the summer months. A “relict active layer” is
shown as ground immediately below the modem
active layer that was once part of the active layer
but which is now perennially frozen. A “palaeoactive layer” is shown as the horizon between the
ground surface and the base of the relict active
layer. In (b), a “residual thaw layer” is shown as
referring to an unfrozen layer, formerly permafrost, lying between the modem depth of seasonal
frost penetration and an underlying permafrost
body.
The base of the current active layer, as in (a), is
~ (seasonally
C
frozen ground)
the simplest and most obvious example of a thaw
unconformity.
From the viewpoint of permafrost history, it is
possible to distinguish between primary (i.e.
present-day) and secondary (i.e. palaeo-) thaw
unconformities. Both are shown in (a), but in (b) a
palaeo-thaw unconformity overlies permafrost
unrelated to the present surface conditions. As
such, the permafrost is “relict.”
The manner in which permafrost degrades and
subsequently reforms, and the cryostratigraphic
evidence which it leaves, is illustrated in Fig. 2,
which considers a scenario of permafrost terrain
being subject to warming and subsequent cooling.
It depicts an initial permafrost sequence (a), that is
subject to degradation from the surface downwards, possibly the result of regional climate
warming (b). As thaw proceeds, a primary thaw
unconformity (T-Ul) forms at depth below a
residual thaw layer. At this time, the ground
surface experiences only seasonal freezing and
thawing. In the process, an ice wedge is truncated
and is no longer active. When the climate
subsequently deteriorates, as in (c), permafrost
aggrades and the base of the active layer again
becomes the primary thaw unconformity. Renewed thermal contraction cracking at the ground
surface permits a new ice wedge to form. During
this process, the original thaw unconformity at
depth becomes a secondary (i.e. palaeo-) thaw
unconformity (T-U2). The latter can be recognized
zy
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210
Past and present permafrost as an indicator of climate change
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Fig. 2. Diagram illustrating the
cryoatmigraphic evidence
associated with the degradation
and subsequent aggradation of
Permafrost. (a) An initial
pennafrost sequence is (b)
subjected to degradation from
the surface downwards.
possibly the result of regional
climate warming. As thaw
proceeds, a primary thaw
unconformity (T-U 1) forms at
depth below a residual thaw
layer. ic) When the climate
suhsequently deteriorates,
permafrost apgrades and the
base of the active layer again
becomes the primary thaw
unconformity.
A
layer
T- U 7
".
-'
i"'
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0
-
ice wedge
Permafrost reticulate cryostructure
by both the truncated ice wedge and by different
ice structures (cryostructures) in the sediments
above and below.
Using this kind of evidence, Russian geographers (e.g. Gerasimov & Velichko 1987,; Rozenbaum & Shpolyanskaya 1998) have undertaken
large-scale palaeo-environmental reconstructions
for the last two million years. For Europe and
northern Eurasia they suggest four stages of
permafrost evolution, the earliest being the least
known.
During the earliest stage, between approximately 2.0-0.7 Mya. permafrost probably existed
without interruption throughout much of Yakutia
and north-eastern Siberia. By contrast. in northern
Europe. western Siberia and mainland North
America, permafrost probably formed and thawed
on several occasions, but little is known of these
conditions.
Between approximately 190 Kya and 10 Kya.
extensive regions dominated by permafrost conditions existed once again in both Eurasia and
North America to the south of the Late Pleistocene
ice sheets. Isotopic data (Klimenko et al. 1996)
indicate that global air temperatures probably
dropped by as much as 4 ' C on several occasions
during the last 223 Ky. This was sufficient to cause
significant expansion of areas underlain by
permafrost at about 150 Kya, 70 Kya and 25 Kya.
One example of all these changes is found near
Fairbanks in central Alaska. There, the Eva Forest
Bed (PCwC et al. 1997) lies buried within frozen
loess-like materials. The organic remains indicate
Permafrostlenticular cryostructure
that the last interglaciation of the North American
continent, about 12.5 000 years ago, was a major
warm period when there was erosion of loess and
the deep and rapid thawing of previously formed
permafrost. During the l 0 0 K y that followed, a
treeless steppe-like tundra environment returned to
northern Alaska and the deposits were refrozen as
permafrost once again developed.
In this time period, permafrost attained its
greatest thickness and its lowest temperature in
those high-latitude areas of the Northern Hemisphere that escaped glaciation. Thicknesses in
excess of 500 m formed with temperatures at the
depth of zero annual amplitude of greater than
- IS -C. In addition, and in response to the lower
sea level in the Arctic Basin, the continental
shelves of the Beaufort and Kara seas, together
with the Bering Strait, were exposed to permafrost forming, cold-climate subaerial conditions.
At this time, the extreme maximum southern
limits of permafrost probably extended as far
south as 50" in European Russia and Kazakhstan.
During the Holocene, or the last 10 Ky, there is
evidence to indicate that the climate ameliorated,
causing permafrost to partially thaw but to then
subsequently refreeze towards the end of the
Holocene. These conditions can be demonstrated
with reference to the lowlands of the western
Canadian Arctic. There, observations indicate the
existence of a thick palaeo-thaw layer (see e.g.
Burn 1988, 1997; Harry et al. 1988; Murton &
French 1994). It occurs at a depth of 125-1SOcm
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French 1999: Pokir Reseurch 18(2). 269-274
27 1
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Fig. 3. Perennially frozen
sediments exposed at
Crumbling Point. Pleistocene
Mackenzie Delta. western
Canadian Arctic. The early
Holocene thaw unconformity
truncates icy sediments
penetrated by sand wedges.
Photo by J. B. Murton.
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in the Tuktoyaktuk region and can be recognized
by distinct cryostructural contrasts and, in places,
by truncated ice bodies. A good example is from
the cliffs at Crumbling Point, in the Pleistocene
Mackenzie Delta (Fig. 3). Recent years have
exposed a massive icy body penetrated by
remarkably large inactive sand wedges and large
active ice wedges, and overlain by sand and
diamicton. Radiocarbon dates from here and
elsewhere in north-western Arctic Canada suggest
that the active layer was deepest about
8.0-9.0 Kya and that it was approximately 2.5
times thicker than the present active layer. A
similar early Holocene thaw unconformity can be
recognized on eastern Melville Island, at 77"N, at a
depth of approximately 113 cm (French et al.
1986).
Permafrost and past climate
The early Holocene thaw unconformity in the
Western Canadian Arctic can be used to illustrate
the relationship between permafrost and inferred
past climate. Bum (1997) has shown that, with
care, it is possible to make inferences about the
palaeo-climate prevailing at this time of maximum
thaw. He stresses that certain assumptions are
critical to the analysis. One must assume that (a)
any increase in the active layer is the result of
summer thaw, and (b) that the thawing of frozen
ground is linked to the thawing index of degree272
days above 0°C. Using such assumptions, the
Stefan solution can be used to predict the depth of
thaw (see e.g. Mackay 1995; Burn 1997). According to the Stefan solution, a doubling of activelayer thickness corresponds to a fourfold increase
in thawing index, and an active layer 2.5 times as
thick as today implies an increase in the thawing
factor by 6.25.
This analysis can be applied to the climatic
records obtained from the five settlements of
Whitehorse, Inuvik, Tuktoyaktuk, Sachs Harbour
and Rae Point, the latter being an oil company
logistics base on eastern Melville Island (Table 1).
These localities typically record thawing indices
today of 1900,1200,800,400 and 300 degree-days
per year, respectively. The current active layer at
each locality is approximately 150 cm, 100 cm,
50 cm and 30-25 cm, respectively. These data
reflect the progressively shorter and cooler
summers with increasing latitude. The current
treeline is located just north of Inuvik and south of
the Arctic coast. However, during the early
Holocene climatic optimum, trees probably existed at the location of the present Arctic coast.
Therefore, the most appropriate thawing-index
comparison for the present Arctic coast (i.e.
Tuktoyaktuk) is with Inuvik. The Stefan solution
for the maximum depth of the thaw unconformity
observed at Tuktoyaktuk indicates a thawing index
of about 1.5 times current conditions at Inuvik; in
other words, approximately 1800 thawing degreedays. Thus, permafrost considerations enable one
to conclude that, in the early Holocene, the
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Past and present permafrost as an indicator of climate change
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Tuhk I. Data showing average active layer depths, the depth of the Early Holocene thaw unconformity (where recognized), typical
annual thawing degree-days, and bio-climatic zonations for S localities in the western and high Arctic of Canada (sources: French et
al. 1986; Bum 1998).
Locality
Whitehorse
Inuvik
Tuktoyaktuk
Sachq Harbour
Eastern Melville Island
Latitude
Thawing
degree-day.; ( c‘)
Active
layer (cm)
I900
I200
800
400
300
125-1SO
100
6I~ ‘ N
68‘N
69’”
I 2N
77”N
Early Holocene thaw
unconformity
so
30-50
25-SO
125-150*
113**
Ecozone
Boreal forest
Tree1i ne
Tundra
Polar semi-desert
= depth of thaw (cm)
b = soil thermal properties
1 =thawing degree-daya (-0
T h a w unconformity at 125-150 cm depth corresponds to npprox. 1800 thawing degree-days.
**Thaw unconformity at 113 cm depth corresponds to approx. 600 thawing degree-days.
Stefan solution: z = bI 1/2 where
L
summer climate at the location of the present
Arctic coast was typical of that which exists today
near Whitehorse, in central Yukon. Likewise. the
thaw unconformity that can be observed at a depth
of 113 cm on eastern Melville Island corresponds
to approximately 600 thawing degree-days; that is,
a value typical of the climate that forms the low
Arctic tundra in the southern Beaufort Sea region
(i.e. between Tuktoyaktuk and Sachs Harbour).
by restricting the depth of snow on the ground in
winter, it enhances winter frost penetration. Subtle
variations in surface vegetation characteristics can
also produce significant permafrost changes. as
illustrated by the permafrost degradation that
follows upon forest fires (e.g. Mackay 1995; Bum
1998).Therefore, if climate warming is occurring,
the marginal permafrost present at the extreme
southern fringes of the discontinuous zone appears
to be especially sensitive.
Permafrost and climate change
Today. clear evidence that permafrost is degrading
in response to current global climate change is
limited. More time is required before definite
trends can be detected. Possible indicators of
climate warming in the permafrost regions of
northern latitudes are summarized by Maxwell
(1997). They include: (a) increases in the thickness
of the active layer; (b) increases in the frequency
of occurrence of active layer failures and slope
instability; and (c) increased thermokarst activity,
especially related to an increased frequency of
forest fires in the summer in the boreal forest and
taiga.
In addition to these parameters, however,
probably one of the
signals will be
provided by changes in permafrost distribution in
the sub-Arctic regions, at the extreme southern
fringes of the discontinuous permafrost zone. In
such areas the permafrost is typically less than - 1
to -20c’ There’ in addition to the
influence of peat bodies, the boreal forest
to
maintain permafrost in marginal situations since,
French 1999: Polar Research 18(2), 269-274
Conclusions
The history of permafrost over the last two million
years suggests that permafrost has grown and
decayed in response to global climate change. The
techniques of cryostratigraphy can be used to infer
past climate changes from the permafrost record. If
global climate warming is occumng today, and
once the buffering thermal effect of the active
layer has been overcome, marginal permafrost
bodies located at the extreme southern fringes of
the discontinuous permafrost zone will be the first
to disappear.
Acknow&-dgernenrs. -Research in northern Canada over the last
30 years has been supported by the following branches of the
Canadian Federal Government: the Natural Sciences and
Engineering Research Council (NSERC); the Geological
Survey of Canada and the Polar Continental Shelf Project (both
of Natural Resources Canada); and the Department of Indian
and Northem Affairs. The research has also been supported by
the Aurora Institute of the N.W.T. (formerly the lnuvik
Research Centre) at Inuvik. the Arctic Petroleum Operators
Association (APOA), and the University of Ottawa.
213
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Past and present permafrost as an indicator of climate change