Is Air Pollution a Risk Factor for Low Birth Weight
in Seoul?
Eun-Hee Ha,1,2 Yun-Chul Hong,1 Bo-Eun Lee,2 Bock-Hi Woo,3 Joel Schwartz,1
and David C. Christiani1
Environmental factors contributing to reduced birth weight are
of great concern because of the well-known relation of birth
weight to infant mortality and adverse effects in later life. We
examined the associations between air pollution exposures
during pregnancy and low birth weight among all full-term
births (gestational age 37– 44 weeks) for a 2-year period (January 1996 through December 1997) in Seoul, South Korea. We
evaluated these associations with a generalized additive logistic
regression adjusting for gestational age, maternal age, parental
educational level, parity, and infant sex. We used smoothing
plots with generalized additive models to analyze the exposureresponse relation for each air pollutant. The adjusted relative
risk of low birth weight was 1.08 [95% confidence interval (CI)
⫽ 1.04 –1.12] for each interquartile increase for carbon monoxide concentrations during the first trimester of pregnancy.
The relative risks were 1.07 (95% CI ⫽ 1.03–1.11) for nitrogen dioxide, 1.06 (95% CI ⫽ 1.02–1.10) for sulfur dioxide, and
1.04 (95% CI ⫽ 1.00 –1.08) for total suspended particles also
for interquartile increase in exposure. Carbon monoxide, nitrogen dioxide, sulfur dioxide, and total suspended particle
concentrations in the first trimester of pregnancy period are
risk factors for low birth weight. (EPIDEMIOLOGY 2001;12:643–
648)
Keywords: carbon monoxide, nitrogen dioxide, sulfur dioxide, total suspended particles, low birth weight, Seoul, pollution.
Low birth weight is recognized to be caused by genetic,
demographic, and environmental factors.1– 4 Because of
the well-known relation of birth weight to infant mortality and adverse effects in later life,5 environmental
factors that contribute to reduced birth weight are of
great public health concern.6 Although air pollution has
not been considered as an important environmental
determinant of pregnancy outcomes,7 there has been a
growing concern about its relation to reproductive
health hazards.8,9 Only a few studies, however, have
investigated a possible association between ambient air
pollution and birth outcomes. Also, it is not known
whether the associations between air pollution and pregnancy outcome found in some populations can be replicated in others.10 Low birth weight for babies whose
mothers lived in areas of high air pollution was first
reported in Los Angeles, CA in the early 1970s.6 In
another Los Angeles study (1999),8 exposure to high
From the 1Department of Environmental Health, Harvard School of Public
Health, Boston, MA, and Departments of 2Preventive Medicine and 3Gynecology, Ewha Woman’s University College of Medicine, Seoul, South Korea.
Address correspondence to: Eun-Hee Ha, Department of Preventive Medicine,
Ewha Woman’s University College of Medicine, 911-1 Mok-6-Dong YangchunGu, Seoul, South Korea.
This study was supported by Research Grant KRF-99-042-F00047 from the Korea
Research Foundation.
Submitted July 17, 2000; final version accepted January 29, 2001.
Copyright © 2001 by Lippincott Williams & Wilkins, Inc.
levels of ambient carbon monoxide (CO) (⬎5.5 ppm)
during the last trimester was associated with an increased risk for low birth weight. A Beijing, China study
reported exposure-response relation between maternal
exposures to sulfur dioxide (SO2) and total suspended
particles (TSP) during the third trimester of pregnancy
and infant birth weight.7 Recently, epidemiologic studies
in the Czech Republic reported that the prevalence of
low birth weight was positively associated with concentrations of SO2, and somewhat less strongly with TSP, in
the first trimester.11,12 However, in a Swedish study,
which was ecological and did not use individual trimester-specific exposure measures, air pollution did not affect the odds ratios for low birth weight.9
Therefore, the results of the epidemiologic studies for
the relation between air pollution and low birth weight
are not clear, especially with regard to consistency and
biological mechanism.11 Because fetuses are sensitive to
damage by a variety of environmental toxicants13 and
the public health implications of exposure can be serious, the relation needs to be explored in different populations and sites. If low birth weight is associated with
air pollution, lowering the concentrations of air pollution could reduce the associated health burden
considerably.
We hypothesize that there might be a decreased in
utero oxygen supply, resulting from a reduction of oxygen-carrying capacity or blood viscosity changes induced
by air pollution. CO readily crosses the placenta to
expose the fetus in utero,14 leading to a rapid accumula-
643
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Ha et al
tion of carboxyhemoglobin and reducing the oxygencarrying capacity of the blood. Another possibility is
that the production of free radicals induced by air pollution might cause an inflammatory response, contributing to enhanced blood viscosity.15,16 Suboptimal placenta perfusion from blood viscosity changes may cause
adverse pregnancy outcomes, including low birth weight
and preterm birth.17
Our purpose for this study was to determine whether
air pollution is associated with low birth weight, an
important determinant of postneonatal infant mortality
and morbidity.18 To investigate this relation, we examined maternal exposure to air pollution in the first and
trimester as a predictor of low birth weight.
Materials and Methods
BIRTH DATA
We obtained birth certificates in the Seoul, South Korea
area between January 1, 1996 and December 31, 1997
from the Korean National Birth Register. We determined the first and third trimester periods and ascertained birth weight and most of the covariates included
in this study. Doctors or nurses recorded the birth certificates at delivery and registered them with regional
public health centers. We extracted birth weight, infant
gender, gestational age, birth order, marital status, parental age, and parental education for each birth record
from the birth registry.
Of 286,474 births registered, we included 276,763
full-term singletons in the analysis, excluding preterm
births (gestational age ⬍37 weeks).
EXPOSURE ASSESSMENT
We selected the city of Seoul as the study area for several
reasons. Seoul is the largest metropolitan city in the
country and comprises 25 administrative areas. It has a
distinct four-season climate, and the major air pollution
source is automobile exhaust emission. Air pollution
data were obtained from the Department of the Environment in Seoul. Exposure measurements during the
study period were taken from 21 monitoring sites, which
represented 84% of all administrative areas. Measurements of CO (nondispersive infrared photometry method), nitrogen dioxide (NO2, chemiluminiscence method), SO2 (ultraviolet photometry method), TSP (betaray absorption method), and ozone (O3, ultraviolet
photometry method) were taken hourly. Twenty-fourhour averages of pollutant concentrations were constructed between measurement sites. In the case of O3, a
daytime 8-hour average was used instead of a 24-hour
average.
On the basis of the gestational age and birth date of
each newborn, we estimated the first and third trimester
exposure by averaging daily ambient air pollution concentrations during the corresponding days.
STATISTICAL ANALYSIS
Initial analysis estimated means of birth weight by categories of covariates to evaluate the relations between
EPIDEMIOLOGY
November 2001, Vol. 12 No. 6
TABLE 1. Means of Birth Weight after Controlling Other
Covariates, Seoul, 1996 –1997
Birth Weight (g)
Covariates
Means
Maternal age (years)
⬍20
3,270
20–24
3,297
25–29
3,312
30⫹
3,315
Maternal education (years)
⬍6
3,285
6–9
3,278
9–12
3,301
12–16
3,312
16⫹
3,308
Paternal education (years)
⬍6
3,278
6–9
3,278
9–12
3,291
12–16
3,308
16⫹
3,314
Infant birth order
First
3,285
Second
3,332
Third
3,370
Fourth
3,357
Fifth⫹
3,374
Season
Spring
3,311
Summer
3,300
Fall
3,307
Winter
3,320
Infant sex
Male
3,364
Female
3,251
Total
3,310*
95% CI
Low
Birth Number
Weight of Live
(%)
Births
3,252–3,288
3,293–3,301
3,310–3,314
3,312–3,318
3.8
3.1
2.7
3.0
1,963
45,456
156,260
73,084
3,218–3,352
3,262–3,295
3,294–3,308
3,310–3,314
3,305–3,311
3.7
4.3
3.7
2.9
2.6
135
2,447
14,817
158,546
100,818
3,223–3,333
3,264–3,292
3,284–3,298
3,306–3,311
3,311–3,316
4.5
4.3
3.7
3.0
2.6
200
3,262
13,691
117,545
142,065
3,283–3,287
3,329–3,334
3,364–3,376
3,335–3,379
3,311–3,437
3.0
2.6
3.1
4.8
3.3
144,480
113,165
17,711
1,255
152
3,308–3,313
3,297–3,303
3,304–3,310
3,317–3,323
2.7
3.0
2.9
2.8
71,718
63,180
68,782
73,083
3,362–3,366
3,249–3,254
2.3
3.4
2.8
143,493
133,270
276,763
* Standard deviation ⫽ 410.
birth weight and the variables controlling for other
covariates. We used Pearson’s correlation coefficients to
examine the relation among air pollutant concentrations. We evaluated the associations between ambient
air pollution and low birth weight with a generalized
additive logistic regression adjusting for gestational age,
maternal age, parental educational level, infant’s birth
order, and gender.
We used a loess smooth function of time trends to
capture seasonal change. We computed the relative risk
of low birth weight (⬍2,500 gm) for each interquartile
range change of each pollutant in the first and third
trimester of pregnancy. The exposure variables were
evaluated singly and in combination as predictors of low
birth weight. Birth weight was also analyzed as a continuous variable to estimate the reduction of birth
weight by interquartile changes of each pollutant. We
also used smoothing plots with a generalized additive
model to analyze the exposure-response relation for each
pollutant.
Results
Table 1 presents the distribution of means of birth
weight by infantile and maternal characteristics. The
overall prevalence rate of low birth weight is 2.8%,
excluding preterm birth, and mean birth weight is 3,310
gm (standard deviation ⫽ 410) for 276,763 singletons.
EPIDEMIOLOGY
TABLE 2.
November 2001, Vol. 12 No. 6
AIR POLLUTION AND LOW BIRTH WEIGHT
645
Twenty-fifth, 50th, and 75th Percentiles of Air Pollutant Concentrations of the First and Third Trimesters
First Trimester Percentile
Third Trimester Percentile
Pollutants
25th
50th
75th
25th
50th
75th
CO (100 ppb)
NO2 (ppb)
SO2 (ppb)
TSP (g/m3)
O3 (ppb)
9.9
30.8
10.0
76.7
15.6
11.7
33.6
13.2
82.3
22.4
14.1
35.4
16.2
91.0
29.2
10.1
29.8
8.4
72.6
14.9
12.1
33.3
12.2
82.3
23.3
14.5
35.5
16.3
91.3
31.0
CO ⫽ carbon monoxide; NO2 ⫽ nitrogen dioxide; SO2 ⫽ sulfur dioxide; TSP ⫽ total suspended particles; O3 ⫽ ozone.
Birth weight varied with maternal age, parental education,
season, and infant’s birth order and gender after adjusting
for other covariates. Young maternal age, less education of
parents, early order of birth, summer season, and female
gender are risk factors for low birth weight. Table 2 shows
the average concentrations of air pollutants for the first and
third trimester of pregnancy of study subjects for each
quartile change. There was only a slight difference between
air pollutant levels of first vs third trimesters of pregnancy.
Table 3 shows the correlation matrix among air pollutant
concentrations during the study period. The concentrations of CO, NO2, SO2, and TSP were positively correlated
with each other (0.67 ⱕ r ⱕ 0.83). The concentration of
O3, however, was negatively correlated with other
pollutants.
Concentrations of air pollutants during the study period showed seasonal patterns. To avoid seasonal confounding, we used a smooth function of time trend in the
logistic regression model for low birth weight using the
generalized additive model.19,20 In the models that included concentrations of each pollutant during the first
trimester of pregnancy, CO, NO2, SO2, and TSP were
risk factors of low birth weight. The adjusted relative risk
was 1.08 (95% CI ⫽ 1.04 –1.12) for each interquartile
increase in CO concentrations. The risk of low birth
weight was increased to 1.07 (95% CI ⫽ 1.03–1.11) for
NO2, 1.06 (95% CI ⫽ 1.02–1.10) for SO2, and 1.04
(95% CI ⫽ 1.00 –1.08) for TSP for each interquartile
change (Table 4). In contrast, the risk was lower at
higher O3 levels. For the third trimester of pregnancy, O3
was a risk factor of low birth weight, whereas other
pollutants seemed to lower the risk. O3 increased the
relative risk to 1.09 (95% CI ⫽ 1.04 –1.14) for each
interquartile increase of the concentration.
When we entered concentrations of each pollutant
during the first and third trimester of pregnancy together
in the model, the relative risk of low birth weight for
each air pollutant during the first trimester of pregnancy
TABLE 3. Correlation Matrix of Air Pollutant Concentrations during Study Period
CO
NO2
SO2
TSP
O3
0.7575
0.8261
0.7385
⫺0.3950
NO2
0.6978
0.7688
⫺0.1644
SO2
0.6679
⫺0.2917
remained constant. In the third trimester, however, the
risks changed toward the null for all pollutants.
Table 5 shows the reduction of birth weight for interquartile changes of each air pollutant. Each interquartile
increase of CO concentration during the first trimester
reduced 11.55 gm of birth weight. NO2, SO2, and TSP
also decreased birth weight 8.41, 8.06, and 6.06 gm,
respectively.
There was clearly a negative relation between birth
weight and concentrations of CO, NO2, SO2, and TSP
during the first trimester (Figure 1). The relations are
relatively linear, without thresholds for concentrations
of the pollutants.
TABLE 4. Relative Risks (RR) of Low Birth Weight for
each Interquartile Change of CO, NO2, SO2, TSP, and O3 in
the Single-Pollutant Models During the First and Third Trimesters of Pregnancy
First and Third
Trimesters
Separately
Pollutant
CO (100 ppb)
First
Third
NO2 (ppb)
First
Third
SO2 (ppb)
First
Third
TSP (g/m3)
First
Third
O3 (ppb)
First
Third
RR
95% CI
RR
95% CI
1.08
0.91
1.04–1.12
0.87–0.96
1.07
0.99
0.99–1.17
0.89–1.09
1.07
0.95
1.03–1.11
0.92–0.98
1.08
1.01
1.02–1.14
0.96–1.05
1.06
0.93
1.02–1.10
0.88–0.98
1.07
1.03
0.98–1.17
0.90–1.17
1.04
0.95
1.00–1.08
0.90–0.99
1.04
0.95
1.00–1.08
0.91–1.00
0.92
1.09
0.88–0.96
1.04–1.14
0.96
1.06
0.87–1.07
0.94–1.18
CO ⫽ carbon monoxide; NO2 ⫽ nitrogen dioxide; SO2 ⫽ sulfur dioxide; TSP ⫽
total suspended particles; O3 ⫽ ozone.
TABLE 5. Reduction of Birth Weight for Interquartile
Increase of CO, NO2, SO2, and TSP of the First Trimester
TSP
Pollutant
Coefficients
Reduction of
Birth Weight
⫺0.0260
CO (100 ppb)
NO2 (ppb)
SO2 (ppb)
TSP (g/m3)
⫺2.75
⫺1.83
⫺1.28
⫺0.43
11.55
8.41
8.06
6.06
CO ⫽ carbon monoxide; NO2 ⫽ nitrogen dioxide; SO2 ⫽ sulfur dioxide; TSP ⫽
total suspended particles.
First and Third
Trimesters
Simultaneously
95% CI,
Interquartile
Change
8.99–14.10
6.07–10.76
5.59–10.53
3.85–8.27
CO ⫽ carbon monoxide; NO2 ⫽ nitrogen dioxide; SO2 ⫽ sulfur dioxide; TSP ⫽
total suspended particles.
646
Ha et al
EPIDEMIOLOGY
November 2001, Vol. 12 No. 6
FIGURE 1. Relationship between maternal exposure to carbon monoxide, nitrogen dioxide, sulfur dioxide, and total suspended
particles in the first trimester of pregnancy and birth weight.
Discussion
We found that ambient CO, NO2, SO2, and TSP concentrations during the first trimester of pregnancy were
associated with low birth weight after adjusting for time
trends, gestational age, maternal age, parental educational level, parity, and infant’s birth order and gender.
O3 concentration during the third trimester of pregnancy was also associated with low birth weight, but this
association disappeared when first- and third-trimester
exposures were examined together.
The relation of air pollution to pregnancy outcome,
especially low birth weight, is a highly controversial
issue. Only a few studies have investigated this relation.
Moreover, the studies vary in terms of exposure and
pollutants, and the results are inconsistent.
A Czech study found elevated levels of SO2 and TSP,
especially in the first trimester, to be associated with an
increased risk of low birth weight.10 Another Czech
study of birth outcomes found that the risk of intrauterine growth retardation was increased in full-term births
when mothers were exposed to high levels of PM10 in the
first month of pregnancy after controlling for maternal
characteristics.21 In a Chinese study, there was a strong
exposure-response relation between third-trimester maternal exposures to SO2 and TSP and low birth weight.7
Ritz and Yu8 also showed exposure-response relations
between third-trimester exposure to CO and birth
weight. More recently, air pollution exposure based on
annual average atmospheric concentrations of TSP and
SO2 without considering specific trimester was reported
to be associated with very low birth weight (less than
1,500 gm).22
Notwithstanding the above positive findings between
air pollution and low birth weight, there are also studies
that do not support the conclusion that there is a relation between the risk of low birth weight and maternal
exposure to air pollution.9,23
Although these previous studies have not provided
conclusive results regarding the relation between birth
weight and air pollution, our findings add weight to the
conclusion that air pollutants negatively impact fetal
development.
There is also a controversy over the effect of specific
pollutants. A study based in Los Angeles, where the
levels of ambient CO pollutants in the early 1970s
routinely exceeded 300 ppm, reported a lower mean
birth weight for babies of mothers who lived in areas of
higher air pollution.6 There was no clear relation, however, between ambient levels of CO for the third trimester of pregnancy and low birth weight in Denver, where
the levels of CO were considerably lower than those in
Los Angeles.23 Our results show that ambient concentrations of CO for the first trimester of pregnancy confer
risk of low birth weight even in the lower range of
exposure.
CO is well known as a reproductive toxicant that can
interfere with oxygen delivery to the fetus. CO shifts the
oxyhemoglobin dissociation equilibrium and displaces
oxygen from hemoglobin for a given partial pressure of
oxygen.14 It has also been shown that CO crossed the
EPIDEMIOLOGY
November 2001, Vol. 12 No. 6
placental barrier24 and that the fetus is particularly vulnerable to CO poisoning because of 10 –15% higher
accumulation in fetal blood than maternal levels.25 Its
elimination is slower in fetal blood than in maternal
circulation.26 Another possible toxic mechanism of CO
is that it can also affect leukocytes, platelets, and the
endothelium, inducing a cascade of effects resulting in
oxidative injury that contribute to the toxicity of other
air pollutants.27
The evidence for CO toxicity to fetus is supported by
epidemiologic studies, which examined the relation of
cigarette consumption and CO levels during pregnancy.
They found associations between smoking and birth
outcomes that include fetal growth retardation, neonatal
deaths, and premature delivery.28,29
In our study, NO2, SO2, and TSP concentrations of
the first trimester are also associated with low birth
weight. These pollutants are highly correlated with each
other. In addition, secondary particles are formed in the
atmosphere by chemical reactions involving NO2 and
SO2.30 Therefore, it is reasonable to consider these pollutants together rather than separately.
It has been shown that inflammation in the lung
caused by air pollutants increases the coagulability of the
blood.15,31 Production of free radicals induced by pollutants might cause an inflammatory response, contributing
to enhanced blood coagulation. Human volunteers exposed to diesel particles at 300 g/m3 for an hour had
increases in peripheral neutrophils and platelets as well
as upregulation of endothelial adhesion molecules.32 Decreased oxygen supply from blood viscosity changes by
increasing coagulability may cause chronic hypoxic injury to fetus. This theory is supported by evidence of the
role of elevated blood viscosity for impaired efficiency of
maternal blood flow.33,17
Although there appears to be a relation between CO,
NO2, SO2, and TSP concentration and birth weight,
little is known about low birth weight in relation to O3
exposure. A few animal studies have shown that O3
reduced the body weight of offspring.34 –36 We cannot
explain, however, why the concentration of O3 in the
third trimester of pregnancy is related to low birth
weight whereas other air pollutants in the first trimester
are related to the risk. Because O3 is a secondary photooxidant pollutant, it might be a proxy for other toxic
chemicals from vehicle emissions in the air. Those
chemicals could be related to the effect on growth rate
during the third trimester rather than on organogenesis
during the first trimester. Nevertheless, the relation between concentrations of O3 and low birth weight does
not seem to be robust, because this relation disappeared
when we used O3 concentrations of the first and third
trimester together in the model.
Although elucidating biological pathways is important, an association between air pollution and low birth
weight needs to be well established first. If these findings
are confirmed in different populations, they would provide an important contribution to the debate on reducing the exposures to air pollution.9
AIR POLLUTION AND LOW BIRTH WEIGHT
647
The main limitation of this study is the lack of information to adjust for some individual risk factors for low
birth weight such as smoking and alcohol consumption.
It is not reasonable, however, to believe that the individual risk factors are correlated with the ambient air
pollution levels. Another limitation is the use of environmental monitoring data, which do not necessarily
represent individual exposures. Although outdoor measurements of pollutants can represent indoor environments, they can result in misclassification of exposure
because pregnant women may behave differently from
the general population. They may tend to stay at home
or make efforts to avoid air pollution, which might result
in underestimation of the association of air pollutants on
birth weight. Even though the proportion of population
migration may not be enough to affect the results, this
factor could also cause underestimation of the associations because the direction of migration was likely
random.
Because air pollution exposure is universal in the
general population, even a small shift in the mean birth
weight distribution curve toward the left among those
exposed means an increased number of low-birth weight
infants, thus contributing to a significant etiologic fraction of low birth weight.
We thank Douglas W. Dockery for constructive reviews of manuscript.
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