K INETICALLY M ODIFIED N ON -M INIMAL H IGGS I NFLATION
IN
S UPERGRAVITY
arXiv:1511.01456v3 [hep-ph] 21 Jan 2016
C ONSTANTINOS PALLIS
Department of Physics, University of Cyprus, P.O. Box 20537, CY-1678 Nicosia, CYPRUS
e-mail address:
[email protected]
A BSTRACT: We consider models of chaotic inflation driven by the real parts of a conjugate pair of Higgs
superfields involved in the spontaneous breaking of a grand unification symmetry at a scale assuming its
supersymmetric value. We combine a superpotential, which is uniquely determined by applying a continuous
R symmetry, with a class of logarithmic or semi-logarithmic Kähler potentials which exhibit a prominent
shift-symmetry with a tiny violation, whose strengths are quantified by c− and c+ respectively. The inflationary observables provide an excellent match to the recent B ICEP 2/Keck Array and Planck results setting
3.5 · 10−3 . r± = c+ /c− . 1/N where N = 3 or 2 is the prefactor of the logarithm. Inflation can be attained
for subplanckian inflaton values with the corresponding effective theories retaining the perturbative unitarity up
to the Planck scale.
PACs numbers: 98.80.Cq, 04.50.Kd, 12.60.Jv, 04.65.+e
I NTRODUCTION
Soon after inflation’s [1] introduction as a solution to a
number of longstanding cosmological puzzles – such as the
horizon and flatness problems – many efforts have been made
so as to connect it with a Grand Unified Theory (GUT) phase
transition in the early universe – see e.g. Refs. [2–10]. According to this economical and highly appealing set-up, the
scalar field which drives inflation (called inflaton) plays, at the
end of its inflationary evolution, the role of a Higgs field [2–6]
or destabilizes others fields, which act as Higgs fields [7–11].
As a consequence, a GUT gauge group GGUT can be spontaneously broken after the end of inflation. The first mechanism
above can be also applied in the context of the Standard Model
(SM) [12] or the next-to-Minimal Supersymmetric SM (MSSM)
[13, 14] and leads to the spontaneous breaking of the electroweak gauge group GSM = SU (3)C × SU (2)L × U (1)Y by
the Higgs/inflaton field(s).
We here focus on the earlier version of this idea – i.e. the
GUT-scale Higgs inflation – concentrating on its supersymmetric (SUSY) realization [3–11], where the notorious GUT
hierarchy problem is elegantly addressed. The starting point
of our approach is the simplest superpotential
(1)
W = λS Φ̄Φ − M 2 /4
which leads to the spontaneous breaking of GGUT and is
uniquely determined, at renormalizable level, by a convenient [7] continuous R symmetry. Here, λ and M are two
constants which can both be taken positive by field redefinitions; S is a left-handed superfield, singlet under GGUT ; Φ̄
and Φ is a pair of left-handed superfields belonging to nontrivial conjugate representations of GGUT , and reducing its
rank by their vacuum expectation values (v.e.vs) – see e.g.
Refs. [8, 10]. Just for definiteness we restrict ourselves to
GGUT = GSM × U (1)B−L [5, 8], gauge group which consists the simplest GUT beyond the MSSM – where B and L
denote the baryon and lepton number. With the specific choice
of GGUT Φ and Φ̄ carry B − L charges 1 and −1 respectively.
Published in Phys. Rev. D 92, no. 12, 121305(R) (2015)
Moreover, W combined with a judiciously selected Kähler
potential, K, gives rise to two types of inflation, in the context
of Supergravity (SUGRA). In particular, we can obtain F-term
hybrid inflation (FHI) driven by S with Φ̄ and Φ being confined
to zero or non-minimal Higgs inflation (nMHI), interchanging
the roles of S and Φ̄ − Φ. A canonical [8] or quasi-canonical
[9, 10] K is convenient for implementing FHI, whereas a logarithmic K including an holomorphic function cR ΦΦ̄ with
large cR > 0 [4] or tiny cR < 0 [5] is dictated for nMHI.
Although FHI can become compatible with data [18] at the
cost of a mild tuning of one [8, 9] (or more [10]) parameters
beyond λ and M , it exhibits a serious drawback which can
be eluded, by construction, in nMHI. Since GGUT is broken
only at the SUSY vacuum, after the end of FHI, topological
defects are formed, if they are predicted by the GGUT breaking. This does not occur within nMHI since GGUT is already
spontaneously broken during it, through the non-zero Φ̄ and Φ
values. Utilizing large enough cR ’s [4] or adjusting three parameters (λ, cR and M ) [5], acceptable values for the (scalar)
spectral index, ns , can be achieved with low enough [4] or
higher [5] tensor-to-scalar ratio, r. In the former case, though,
the largeness of cR violates the perturbative unitarity [15, 16]
whereas in the latter case, transplanckian values of the inflaton
jeopardize the validity of the inflationary predictions.
In this letter, we show that the shortcomings above can
be elegantly overcome, if we realize the recently proposed
[17] idea of kinetically modified non-minimal inflation with a
GGUT non-singlet inflaton. The crucial difference of this setting compared to the nMHI with large cR [4] is that the slope
of the inflationary potential and the canonical normalization
of the higgs-inflaton do not depend exclusively on one parameter, cR , but separately on two parameters, c+ and c− , whose
the ratio r± = c+ /c− ≪ 1 determines ns and r. In particular, restricting r± to natural values, motivated by an enhanced
shift symmetry, the inflationary observables can nicely cover
the 1-σ domain of the present data [18, 19],
ns = 0.968 ± 0.0045 and r = 0.048+0.035
−0.032 ,
(2)
independently of M which may be confined precisely at
C. Pallis
2
its value entailed by the gauge unification within MSSM.
Contrary to our recent investigation [6], where we stick to
quadratic terms for Φ and Φ̄ in the selected K’s we here parameterize the relevant terms with an exponent m. Moreover,
we here, insist to integer prefactors of the logarithms involved
in K’s, increasing thereby the naturalness of the model. As
regards other simple and well-motivated inflationary models
[20, 21] which share similar inflationary potentials with the
one obtained here, let us underline that the use of a gauge nonsinglet inflaton with subplanckian values together with the enhanced resulting r’s, in accordance with an approximate shift
symmetry, consist the main novelties of our approach.
Below we describe a class of Kähler potentials which lead
to kinetically modified nMHI, we outline the derivation of the
inflationary potential and restrict the free parameters of the
models testing them against observations. Finally, we analyze
the ultraviolet (UV) behavior of these models and summarize
our conclusions.
K ÄHLER P OTENTIALS
The key ingredient of our proposal is the selection of a
purely or partially logarithmic K including the real functions
F± = Φ ± Φ̄∗
2
and FS = |S|2 − kS |S|4 ,
(3)
which respect the symmetries of W – star (∗ ) denotes complex conjugation. As we show below, c− F− dominates the
canonical normalization of inflaton, c+ F+ plays the role of
the non-minimal inflaton-curvature coupling and FS provides
a typical kinetic term for S, considering the next-to-minimal
term for stability/heaviness reasons [13]. Obviously, FS is the
same as that used in Ref. [17], apart from an overall normalization factor, whereas F− and F+ correspond to FK and FR
respectively. However, F+ is a real and not an holomorphic
function as FR . Actually, it remains invariant under the transformation Φ → Φ+c and Φ̄ → Φ̄−c∗ (where c is a complex
number) whereas F− respects the symmetry Φ → Φ + c and
Φ̄ → Φ̄ + c∗ which coincides with the former only for c = 0.
Stability of the selected inflationary direction entails that the
latter symmetry is to be the dominant one – see below. The
particular importance of the shift symmetry in taming the socalled η-problem of inflation in SUGRA is first recognized for
gauge singlets in Ref. [22] and non-singlets in Ref. [14].
In terms of the functions introduced in Eq. (3) we postulate
the following form of K
1
K1 = −3 ln 1 + c+ F+ − (1 + c+ F+ )m c− F−
3
1
1
− FS + kΦ F−2 + kSΦ F− |S|2 ,
(4a)
3
3
where we take for consistency all the possible terms up to
fourth order whereas a term of the form −kS+ F+m |S|2 /3 is
neglected for simplicity, given that F+ is considered as a violation of the principal symmetry – we use throughout units
with the reduced Planck scale mP = 2.433 · 1018 GeV being set equal to unity. Identical results can be achieved if we
select K = K2 with
c− F−
1
·
K2 = −3 ln 1 + c+ F+ − FS +
3
(1 + c+ F+ )1−m
(4b)
If we place FS outside the argument of the logarithm, we can
obtain two other K’s – not mentioned in Ref. [17] – which
lead to similar results. Namely,
1
m
K3 = −2 ln 1 + c+ F+ − (1 + c+ F+ ) c− F− + FS
2
(4c)
and
K4 = −2 ln(1+c+ F+ )+FS +(1+c+ F+ )m−1 c− F− . (4d)
To highlight the robustness of our setting we use only integer prefactors for the logarithms avoiding thereby any relevant
tuning – cf. Ref. [6, 23]. Note that for m = 0 [m = 1], F−
and F+ in K1 and K3 [K2 and K4 ] are totally decoupled, i.e.
no higher order term is needed. If we allow for a continuous
variation of the ln prefactor, too, we can obtain several variants of kinetically modified nMHI. For m = 0 this possibility
is analyzed in Ref. [6].
Given that M ≪ 1 does not affect the inflationary epoch,
the free parameters of our models, for fixed m, are r± and
λ/c− and not c− , c+ and λ as naively expected. Indeed, per√
√
forming the rescalings Φ → Φ/ c− and Φ̄ → Φ̄/ c− , in
Eqs. (1) and (4a) – (4d) we see that W and K depends exclusively on λ/c− and r± respectively. Therefore, our models are
equally economical as nMHI with cR < 0 [5] and they have
just one more free parameter than nMHI with cR > 0 [4] –
see also Ref. [21]. Unlike these models, however, – where
the largeness [4] or the smallness [5] of cR can not be justified by any symmetry – our models can be characterized as
completely natural, in the ’t Hooft sense, since in the limits
r± = c+ /c− → 0 and λ → 0, they enjoy the following enhanced symmetries:
Φ → Φ + c, Φ̄ → Φ̄ + c∗ and S → eiϕ S,
(5)
where c and ϕ is a complex and a real number respectively.
The same argument guarantees the smallness of kS+ in a possible term −kS+ F+m |S|2 /3 inside the logarithms in Eq. (4a)
or Eq. (4b). On the other hand, our models do not exhibit any
no-scale-type symmetry like that postulated in Ref. [20].
I NFLATIONARY P OTENTIAL
The Einstein frame (EF) action within SUGRA for the complex scalar fields z α = S, Φ, Φ̄ – denoted by the same superfield symbol – can be written as [13]
Z
p 1
4
µν
α
∗β̄
b
b
S = d x −b
g − R + Kαβ̄ gb Dµ z Dν z − V
2
(6a)
Kinetically Modified nMHI in SUGRA
3
TABLE I: Mass-squared spectrum for K = Ki and K = Ki+2 (i = 1, 2) along the path in Eq. (8).
F IELDS
E IGENSTATES
S YMBOL
θb+
θbΦ
sb, b̄
s
2 real scalars
1 complex scalar
m
b 2θ+
m
b 2θΦ
m
b 2s
2
MBL
1 gauge boson
ABL
4 Weyl spinors
1
√
(ψbΦ+
2
ψb± =
± ψbS )
λBL , ψbΦ−
m
b 2ψ±
2
MBL
b is the EF Ricci scalar
where summation is taken over z α ; R
curvature; Dµ is the gauge covariant derivative, Kαβ̄ =
K,zα z∗β̄ and K αβ̄ Kβ̄γ = δγα – the symbol , z as subscript
denotes derivation with respect to (w.r.t) z. Also Vb is the EF
SUGRA potential which can be found in terms of W in Eq. (1)
and the K’s in Eqs. (4a) – (4d) via the formula
2P
g
Vb = eK K αβ̄ Dα W Dβ̄∗ W ∗ − 3|W |2 +
2
a Da Da ,
(6b)
α
where Dα W = W,zα + K,zα W , Da = zα (Ta )β K β and the
summation is applied over the generators Ta of GGUT . If we
express Φ, Φ̄ and S according to the parametrization
s + is̄
φeiθ
φeiθ̄
Φ = √ cos θΦ , Φ̄ = √ sin θΦ , and S = √ , (7)
2
2
2
with 0 ≤ θΦ ≤ π/2, we can easily deduce from Eq. (6b) that
a D-flat direction occurs at
s̄ = s = θ = θ̄ = 0 and θΦ = π/4
(8)
along which the only surviving term in Eq. (6b) is
∗
λ2 (φ2 − M 2 )2
VbHI = eK K SS |W,S |2 =
,
2
16fR
since we obtain
(
(
fR
Ki
SS ∗
K
=
for K =
1
Ki+2
with i = 1, 2
(9a)
(9b)
where fR = 1 + c+ φ2 plays the role of a non-minimal coupling to Ricci scalar in the Jordan frame (JF). Indeed, if we
perform a conformal transformation [6, 13, 23] defining the
frame function as Ω/N = − exp (−K/N ), where
N = 3 or N = 2 for K = Ki or K = Ki+2 ,
(10)
respectively, we can easily show that fR = −Ω/N along the
path in Eq. (8). It is remarkable that VbHI turns out to be independent of the coefficients c− , kΦ and kSΦ in Eqs. (4a) – (4b).
Had we introduced the term −kS+ F+m |S|2 /3 inside the logarithms in Eqs. (4a) and
(4b), we would have obtained an extra
factor 1 + kS+ φ2m in the denominator of VbHI . Our results
M ASSES S QUARED
K = K1
K = K2
K = Ki+2
2
2
b
b
4HHI
6HHI
2
2
2
2
b HI
b HI
MBL
+ 4H
MBL
+ 6H
2
2
b HI
b HI
6 (2kS fR − 1/3) H
12kS H
m−1
g 2 c− fR
− N r± /fR φ2
2
b HI /c− φ2 f 1+m
24H
R
m−1
g 2 c− fR
− N r± /fR φ2
remain intact from this factor provided that kS+ ≤ 0.001.
Note, finally, that the conventional Einstein gravity is recovered at the SUSY vacuum,
hSi = 0 and hφi = M ≪ 1
(11)
since hfR i ≃ 1.
To specify the EF canonically normalized inflaton, we note
that, for all choices of K in Eqs. (4a) – (4d), Kαβ̄ along the
configuration in Eq. (8) takes the form
κ κ̄
1
,
Kαβ̄ = diag (MK , KSS ∗ ) with MK = 2
fR κ̄ κ
(12)
1+m
where κ = c− fR
− N c+ and κ̄ = N c2+ φ2 . Upon diagonalization of MK we find its eigenvalues which are
2
1+m
+ N r± (c+ φ2 − 1) /fR
; (13a)
κ+ = c− f R
m
κ− = c− (fR
− N r± ) /fR ,
(13b)
where the positivity of κ− is assured during and after nMHI
for r± . 1/N given that hfR i ≃ 1. Inserting Eqs. (7) and
(12) in the second term of the right-hand side (r.h.s) of Eq. (6a)
we can define the EF canonically normalized fields which are
denoted by hat and are found to be
r
κ−
Jφθ+ b
dφb
√
b
= J = κ + , θ+ = √ , θ− =
φθ− , (14a)
dφ
2
2
p
√
θbΦ = φ κ− (θΦ − π/4) , (b
s, b̄
s) = KSS ∗ (s, s̄) , (14b)
√
where θ± = θ̄ ± θ / 2. Note, in passing, that the spinors
ψS and ψΦ± associated with the superfields S and Φ − Φ̄
√
are normalized similarly, i.e., ψbS =√ KSS ∗ ψS and ψbΦ± =
√
κ± ψΦ± with ψΦ± = (ψΦ ± ψΦ̄ )/ 2.
Taking the limit c− ≫ c+ we find the expressions of the
masses squared m
b 2χα (with χα = θ+ , θΦ and S) arranged in
Table I, which approach rather well the quite lengthy, exact
expressions taken into account in our numerical computation.
These expressions assist us to appreciate the role of kS > 0
in retaining positive m
b 2s for K = Ki and heavy enough for
b 2 = VbHI0 /3 for φf ≤ φ ≤ φ⋆
K = Ki+2 . Indeed, m
b 2χα ≫ H
HI
– where φ⋆ and φf are the values of φ when k⋆ = 0.05/Mpc
crosses the horizon of nMHI and at its end correspondingly.
C. Pallis
4
I NFLATIONARY R EQUIREMENTS
Applying the standard formulas quoted in Ref. [17] for
VbCI = VbHI , we can compute a number of observational
quantities, which assist us to qualify our inflationary setting.
b⋆ , of e-foldings that the
Namely, we extract the number, N
scale k⋆ experiences during nMHI and the amplitude, As , of
the power spectrum of the curvature perturbations generated
by φ for φ = φ⋆ . These observables must be compatible with
the requirements [18]
1
b
1
2
b⋆ ≃ 61.5 + ln VHI (φ⋆ ) and As2 ≃ 4.627 · 10−5 , (15)
N
1
b
VHI (φf ) 4
where we consider an equation-of-state parameter wint = 1/3
correspoding to quatric potential which is expected to approximate rather well VbHI for φ ≪ 1. We can, then, compute
the model predictions as regards ns , its running, as and r or
r0.002 – see Ref. [17]. The analytic expressions displayed in
Ref. [17] for these quantities are applicable to our present case
too, for m > −1, performing the following replacements:
n = 4, rRK = r± , and cK = c−
(16)
and multiplying by a factor of two the r.h.s of the equation
which yields λ in terms of c− . We here concetrate on m > −1
since for smaller m’s, confining ns to its allowed region in
Eq. (2) the predicted r’s, although acceptable, lie well below
the sencitivity of the present experiments [24]. This happens
because, decreasing m below 0, the first term in the r.h.s of
Eq. (13a) becomes progressively subdominant and thus, c+
controls both the slope of VbHI and the value of J in Eq. (14a)
as in the standard nMHI [4, 5].
The inflationary observables are not affected by M , provided that it is confined to values much lower than mP . This
can be done if we determine it identifying the unification
scale (as defined by the gauge-coupling unification within the
-3
0.14
4.5 10
-3
3.7 10
0.12
1.5 10
0.08
0.06
0.04
m = 10
m= 1
m= 0
m = - 0.5
-3
0.10
r0.002
In Table I we display also the masses, MBL , of the gauge boson ABL – which signals the fact that GGUT is broken during
nMHI – and the masses of the corresponding fermions.
The derived mass spectrum can be employed in order to find
the one-loop radiative corrections, ∆VbHI , to VbHI . Considering
SUGRA as an effective theory with cutoff scale equal to mP ,
the well-known Coleman-Weinberg formula can be employed
self-consistently taking into account only the masses which
lie well below mP , i.e., all the masses arranged in Table I
besides MBL and m
b θΦ . The resulting ∆VbHI lets intact our
inflationary outputs, provided that the renormalization-group
mass scale Λ, is determined by requiring ∆VbHI (φ⋆ ) = 0 or
∆VbHI (φf ) = 0. The possible dependence of our findings on
the choice of Λ can be totally avoided if we confine ourselves
to kSΦ ∼ 1 and kS ∼ 1 resulting to Λ ≃ 3.2·10−5 −1.4·10−4 .
Under these circumstances, our inflationary predictions can be
exclusively reproduced by using VbHI in Eq. (9a) – cf. Ref. [6].
-3
7 10
-3
6 10
8 10
-3
9 10
-3
6 10
-3
0.012
0.02
0.012
0.025
0.012
0.06
0.02
0.33
0.1
0.02
0.33
0.07 0.33
0.33
0.955
0.960
0.965
0.970
0.975
0.980
0.02
ns
F IG . 1: Allowed curves in the ns − r0.002 plane for K = Ki
(i = 1, 2) and various m’s (shown in the plot legend) and r± ’s indicated on the curves. The marginalized joint 68% [95%] regions
from Planck, B ICEP 2/Keck Array and Baryon Acoustic Oscillations
(BAO) data are depicted by the dark [light] shaded contours.
MSSM) MGUT ≃ 2/2.433 · 10−2 with the value of MBL –
see Table I – at the SUSY vacuum. Given that hfR i ≃ 1 and
hκ+ i ≃ 1 − N r± , we obtain, for r± . 1/N ,
p
M ≃ MGUT /g c− (1 − N r± )
(17)
with g ≃ 0.7 being the value of the GUT gauge coupling constant. This result influences the inflaton
p mass at the vacuum,
which is estimated to be m
b δφ ≃ λM/ 2c− (1 − N r± ).
R ESULTS
Imposing the conditions in Eq. (15) we restrict λ/c− and
φb⋆ whereas Eq. (2) constrains mainly m and r± . Focusing
initially on K = Ki with i = 1, 2 we present our results
in Figs. 1 and 2. Namely, in Fig. 1 we compare the allowed
curves in the ns − r0.002 plane with the observational data
[18] for m = −1/2, 0, 1 and 10 – double dot-dashed, dashed,
solid, and dot-dashed line respectively. The variation of r±
is shown along each line. Note that for m = 0 the line essentially coincides with the corresponding one in Ref. [6] –
cf. Refs. [17, 21] – and declines from the central ns value in
Eq. (2). On the other hand, the compatibility of the m = 1
line with the central values in Eq. (2) is certainly impressive.
For low enough r± ’s – i.e. r± ≤ 10−4 – the various lines
converge to the (ns , r0.002 )’s obtained within quartic inflation
whereas, for larger r± , they enter the observationally allowed
regions and terminate for r± ≃ 1/3, beyond which κ− in
Eq. (13b) ceases to be well defined. Notably, this restriction
provides a lower bound on r0.002 which increases with m. Indeed, we obtain r0.002 & 0.0017, 0.0028, 0.009 and 0.025 for
m = −1/2, 0, 1 and 10 correspondingly. Therefore, our results are testable in forthcoming experiments [24].
Repeating the same analysis for (−1) ≤ m ≤ 10 we can
identify the allowed range of r± – as in Fig. 2. The allowed
Kinetically Modified nMHI in SUGRA
5
_
10
r_+ = 0.33
ns = 0.959
r+_ = 0.015
r+_ = 0.33
3
r = 0.12
ns = 0.968
10
λ = 3.5
φ=1
2
c_ (10 )
r_+ (0.1)
1
r_+ = 0.0037
4
-1
10
*
2
10
10
1
-2
10
-1
0
1
2
3
4
5
6
7
8
9
10
-3
10
-2
-1
10
m
10
1
λ
F IG . 2: Allowed (shaded) region in the m − r± plane for K = Ki .
The conventions adopted for the various lines are also shown.
(shaded) region is bounded by the dashed line, which corresponds to r± ≃ 1/3, and the dot-dashed and thin lines along
which the lower and upper bounds on ns and r in Eq. (2) are
saturated respectively. We remark that increasing r± , with
fixed m, ns increases whereas r decreases, in accordance with
our findings in Fig. 1. We also infer that r± takes more natural (lower than unity) values for larger m’s. Fixing ns to its
central value in Eq. (2) we obtain the solid line along which
we get clear predictions for r, as and m
b δφ . Namely,
−3
0.18 . m . 10 and 1/3 & r± & 3.5 · 10 ;
(18a)
−4
0.4 . r/0.01 . 7.6 and 5.4 . −as /10 . 6 (18b)
with 2.4 · 10−8 . m
b δφ . 8.7 · 10−6 . Since the resulting
|as | remains sufficiently low, our models are consistent with
the fitting of data with the ΛCDM+r model [18]. Finally, the
m
b δφ range lets open the possibility of non-thermal leptogenesis [25] if we introduce a suitable coupling between Φ̄ and the
right-handed neutrinos – see e.g. Refs. [4, 8].
Had we employed K = Ki+2 , the various lines in Fig. 1
and the allowed regions in Fig. 2 would have been extended
until r± ≃ 1/2. This bound would have yielded r0.002 &
0.0012, 0.002, 0.0066 and 0.023 for m = −1/2, 0, 1 and 10
correspondingly, which are a little lower than those designed
in Fig. 1. The lower bounds of m, r± and r in Eqs. (18a) and
(18b) become 0.19, 1/2, and 0.003, the upper bound on m
b δφ
moves on to 1.3 · 10−5 whereas the bounds on (−as ) remain
unaltered.
Although λ/c− is constant in our setting for fixed r± and
m, the amplitudes of λ and c− can be bounded. This fact is illustrated in Fig. 3 where we display the allowed (shaded) area
in the λ − c− plane focusing on the m = 1 case. We observe
that for any r± between its minimal (0.0037) and maximal
(1/3) value – depicted by bold dot-dashed and dashed lines
– there is a lower bound – represented by a faint dashed line
– on c− , above which φ⋆ < 1. Consequently, our proposal
can be stabilized against corrections from higher order terms
– e.g., (Φ̄Φ)l with l > 1 in Eq. (1). The perturbative bound
F IG . 3: Allowed (shaded) region in the λ − c− plane for K = Ki
(with i = 1, 2) and m = 1. The conventions adopted for the various
lines are also shown.
λ = 3.5 limits the region at the other end along the thin solid
line. Plotted is also the solid line for r± = 0.015 which yields
ns = 0.968. The corresponding r = 0.043 turns out to be
impressively close to its central value in Eq. (2).
T HE E FFECTIVE C UT-O FF S CALE
The fact that φb in Eq. (14a) does not coincide with φ at
the vacuum of the theory – contrary to the pure nMHI [15,
16] – assures that the corresponding effective theories respect
perturbative unitarity up to mP = 1 although c− may take
relatively large values for φ⋆ < 1 – see Fig. 3. To clarify
further this point, we analyze the small-field behavior of our
models in the EF for m = 1. We focus on the second term in
the r.h.s of Eq. (6a) for µ = ν = 0 and we expand it about
b Our result is written as
hφi = M ≪ 1 in terms of φ.
2
3 b4
2 b2
φ + · · · φḃ .
φ − 5N r±
J 2 φ̇2 ≃ 1 + 3N r±
(19a)
Expanding similarly VbHI , see Eq. (9a), in terms of φb we have
λ2 φb4
2 b4
φ − ··· .
1 − 2r± φb2 + 3r±
VbHI ≃
2
16c−
(19b)
Similar expressions can be obtained for the other m’s too.
Given that the positivity of κ− in Eq. (13a) entails r± .
1/N < 1, we can conclude that our models do not face any
problem with the perturbative unitarity up to mP .
C ONCLUSIONS
AND
P ERSPECTIVES
The feasibility of inflating with a superheavy Higgs field
is certainly an archetypal open question. We here outlined a
fresh look, identifying a class of Kähler potentials in Eqs. (4a)
– (4d) which can cooperate with the superpotential in Eq. (1)
C. Pallis
6
and lead to the SUGRA potential VbHI collectively given by
Eq. (9a). Prominent in the proposed Kähler potentials is the
role of a shift-symmetric quadratic function F− in Eq. (3)
which remains invisible in VbHI while dominates the canonical normalization of the Higgs-inflaton. Using 0.18 [0.19] ≤
m ≤ 10 and confining r± to the range (3.5 · 10−3 − 1/N )
where N = 3 [N = 2] for K = Ki [K = Ki+2 ] – with
i = 1, 2 –, we achieved observational predictions which may
be tested in the near future and converge towards the “sweet”
spot of the present data. These solutions can be attained even
with subplanckian values of the inflaton requiring large c− ’s
and without causing any problem with the perturbative unitarity. It is gratifying, finally, that our proposal remains intact from radiative corrections, the Higgs-inflaton may assume
ultimately its v.e.v predicted by the gauge unification within
MSSM, and the inflationary dynamics can be studied analytically and rather accurately.
As a last remark, we would like to point out that, although we have restricted our discussion to the GGUT =
GSM × U (1)B−L gauge group, kinetically modified nMHI
has a much wider applicability. It can be realized, employing the same W and K’s within other SUSY GUTs too based
on a variety of gauge groups – such as the left-right [10], the
Pati-Salam [4], or the flipped SU (5) group [10] – provided
that Φ and Φ̄ consist a conjugate pair of Higgs superfields so
that they break GGUT and compose the gauge invariant quantities F± . Moreover, given that the term λM 2 S/4 of W in
Eq. (1) plays no role during nMHI, our scenario can be implemented by replacing it with κS 3 and identifying Φ and Φ̄
with the electroweak Higgs doublets Hu and Hd of the nextto-MSSM [13]. In this case we have to modify the shift symmetry in Eq. (5), following the approach of Ref. [14], consider
the soft SUSY breaking terms to obtain the radiative breaking
of GSM and take into account the renormalization-group running of the various parameters from the inflationary up to the
electroweak scale in order to connect convincingly the highwith the low-energy phenomenology. In all these cases, the
inflationary predictions are expected to be quite similar to the
ones obtained here, although the parameter space may be further restricted. The analysis of the stability of the inflationary
trajectory may be also different, due to the different representations of Φ and Φ̄. Since our main aim here is the demonstration of the kinetical modification on the observables of nMHI,
we opted to utilize the simplest GUT embedding.
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