Axiomathes
https://doi.org/10.1007/s10516-019-09463-w
ORIGINAL PAPER
Two Models of the Subject–Properties Structure
Marek Piwowarczyk1
Received: 7 May 2019 / Accepted: 2 November 2019
© The Author(s) 2019
Abstract
In the paper I discuss the problem of the nature of the relationship between objects
and their properties. There are three contexts of the problem: of comparison, of
change and of interaction. Philosophical explanations of facts indicated in the three
contexts need reference to properties and to a proper understanding of a relation‑
ship between them and their bearers. My aim is to get closer to this understanding
with the use of some models but previously I present the substantialist theory of
object and shortly argue for its main theses. The two models enabling us the under‑
standing of the subject–properties structure are: the plastic stuff model and the func‑
tional model. On the ground of the first a subject is compared to a piece of plastic
stuff which is informed by different shapes. Properties are ways how a subject is,
they “give” some “figure” to a subject. The core idea of the second model is that
essences (performing the role of subjects) are immanent functional laws governing
correlations of properties. As such they are similar to mathematical functions which
are saturated by values. The relationship between a subject and properties can be
grasped by analogy to such a saturation.
Keywords Subject–properties structure · Essence · Substance · Ontological
modeling
1 Introduction
The problem discussed in this paper can be stated in a relatively simple way: What is
the nature of the relationship between an object and its properties? An object consid‑
ered in opposition to properties, as a correlative of properties, is called a “subject”.
Thus we will be searching for the proper understanding of the subject–properties
structure. My thesis is that we can get closer to a clear understanding of this struc‑
ture with the use of two models: the plastic stuff model and the functional model.
* Marek Piwowarczyk
[email protected]
1
Faculty of Philosophy, The John Paul II Catholic University of Lublin, Al. Racławickie 14,
20‑950 Lublin, Poland
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Vol.:(0123456789)
Axiomathes
In the paper I accept the substantialist doctrine of object1 according to which an
object is a subject modified2 by properties. Such a subject is identity‑independent of
properties although it is existentially conditioned by them.3 Moreover substantial‑
ists are convinced that a subject is not bare substratum but is constituted by a basic
qualitative characteristic called essence. I will shortly argue that such a constitution
is identity.
On the ground of the first model a subject is compared to a piece of plastic stuff
which is informed by different shapes. Properties, as analogical to shapes, are ways
how a subject is, they “give” some “figure” to a subject. The core idea of the second
model is that essences (performing the role of subjects) are immanent functional
laws governing correlations of properties. As such they are similar to mathemati‑
cal functions which are saturated by values. The relationship between a subject and
properties can be grasped by analogy to such a saturation.
My aim is to understand the relationship in question and not to build any explan‑
atory philosophical doctrine. But, as one can easily notice, the understanding I am
looking for is a part of such a doctrine. Thus although I cannot give expanded argu‑
ments for all my theses I present very short reasons supporting the most important
of them: that properties exist, that the concept of property cannot be identified with
the concept of universal, that immanent universals do not exist, that substantialism
is better than bundle theories and substratum theories, that we need essences, that
essences are specific laws. I hope my lines of reasoning can be easily grasped.
To avoid misunderstandings I should say, in the very beginning, that my concept
of property is in some respects different than the concept usually accepted by ana‑
lytical philosophers. For me, as it is going to turn out, properties are abstract (I mean
abstraction by isolation) particulars, so they are not something what objects literally
have in common. On the other hand they enjoy very weak ontological status so they
are not basic “bricks” of reality. This is why I do not call them “tropes” (see Chrud‑
zimski 2002). My properties are Aristotelian accidents but the latter term suggests
that all properties are contingent characteristics of objects what seems to me incor‑
rect. Thus I prefer “properties” especially that this term is used by my philosophical
idol: Roman Ingarden.
The substance theory of object which I finally accept in this paper is a sort of
modified Aristotelian substantialism. Although I do not believe in some Aristotelian
1
My concept of substance is a Neoaristotelian one and is quite close to those developed by Jonathan
Lowe (2004, 2005, 2006) and Christian Kanzian (2016).
2
There are many names signifying a relationship between properties and objects: “characterization”,
“accruing to”, “inherence”, “being in”, “exemplification”, “modification”. For reasons which will
become clearer in Sect. 9, I prefer the latter term.
3
I am aware of problems concerning the thin/thick substance distinction (see Pasnau 2011, pp. 99–102).
A subject is a thin substance, i.e. a substance in abstraction from properties. Objects known from our
daily experience are thick substances: subjects modified by properties. Nevertheless in a sense we can
identify everyday objects with thin substances because properties are identity‑dependent on them. An
addition of a new property to a thin substance does not generate a new thin substance. A thick substance
is not a whole: “a thin substance + properties” but it is a thin substance as modified by properties. Thin
substances, although inseparable from properties, are the fundamental objects in the world if we define
the fundamentality in terms of identity‑independence.
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Axiomathes
theses, for example that prime matter exists, my view on the basic structure of object
is in its deepest core Aristotelian. I am aware that Aristotle and his followers were
not the sole philosophers who have been dealing with these problems and I know
the tradition of the issues discussed in my paper is very extensive. Yet in this article
I would deliberately like to state and analyze these issues from the systematic point
of view. Thus historical remarks are almost absent in my paper. Surely, it would be
very fruitful to show how prominent philosophers of the past tried to solve these
problems but including historical analyses, which would be thorough enough, would
substantively disturb my own reasoning. As I said above my main aim is not to give
extensive arguments for the substance theory of object but to suggest a relatively
new way of understanding this theory. Therefore I only signal some schematic argu‑
ments for the substance theory and arguments against its rivals. These alternative
theories are presented in the standard versions discussed in the contemporary lit‑
erature. Nevertheless, it is quite easy to associate them with historical doctrines of
British empiricists and their successors who, as we know, were the main opponents
of the Aristotelian substance theory.
2 Some Basic Ontological Notions
Following Roman Ingarden (2013, pp. 147–155) I distinguish existential depend‑
ence and existential inseparability4; this distinction has not been discerned by ana‑
lytical philosophers5 but I think it allows for a more precise description of the onto‑
logical status of properties. My definitions of inseparability and dependence are
modified Ingarden’s formulas and they sound as following:
x is existentially inseparable from y iff it is implied by the essence of x that (i.)
x coexist with y and (ii.) x together with y make up a non‑mereological whole
i.e. a whole united by a formal relationship(s).
x is existentially dependent on y iff it is implied by the essence of x that (i.) x
coexist with y, and (ii.) x and y do not make up any non‑mereological whole
i.e. a whole united by a formal relationship(s).
Ingredients of a non‑mereological whole are not its parts in a regular sense, i.e.
they are not “pieces” of the whole, but they are its abstract aspects.
Both types of existential conditioning can be symmetric or asymmetric, rigid or
generic. Above formulas are definitions of rigid inseparability and dependence, i.e.
inseparability from (or dependence on) a particular, determinate entity. Roughly
speaking: x is generically dependent on entities of a type F iff x must coexist (in a
manner described above) with any entity belonging to F. In an analogical way we
can define generic inseparability. Neither inseparability nor dependence can obtain
4
In Polish: “niesamodzielność”; in German: “Seinsunselbstandigkeit”. Szylewicz translates it as “non‑
selfsufficiency”. I decided to use “inseparability” to stress the condition of making up one whole.
5
For standard accounts of ontological dependence see Correia (2005), Koslicki (2013), Tahko and Lowe
(2016).
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Axiomathes
on their own. They must be grounded in some formal relationships or regular nec‑
essary relations. A formal relationship is such a reference (in the ontological sense
of Aristotelian pros ti) of one entity to another which is not a relation.6 It means
that formal relationships are not additional entities existing between objects but are
forms of immediate and (rigidly or generically) necessary coexistence of entities. I
postulate them (as Roman Ingarden, Jonathan Lowe, Peter Simons, Arda Denkel and
many others) to avoid the Bradley regress.
A formal relationship is always necessary (rigidly or generically) for at least one
of its arguments. There are also possible regular necessary relations. In a whole
made up by inseparable entities formal relationships are principles of the unity—
they are “ties that bind” as Simons (2005) calls them. But not all formal relation‑
ships are such ties. On the ground of classical theism every creature stands to God
in the formal relationship being created by, but it is not a relationship generating
inseparability. Therefore creatures are only dependent (rigidly and asymmetrically)
on God. The same can be said by Platonists about individual things participating in
ideas.
I also will use Jonathan Lowe’s concept of identity‑dependence in his own formu‑
lation (2004, p. 149):
The identity of x depends on the identity of y = df Necessarily, there is a func‑
tion F such that it is part of the essence of x that x is the F of y.
This definition is equivalent to another statement by Lowe (2004, p. 147): “To say
that the identity of x depends on the identity of y —or, more briefly, that x depends
for its identity upon y—is to say that which thing of its kind y is fixes (or at least
helps to fix) which thing of its kind x is. (By ‘fixes’ in this context I mean metaphysically determines […]).” We can also say that x is identity‑dependent on y iff
the essence of x contains a formal relationship to y. In this sense identity‑dependent
objects have relative essences.
Identity‑dependence must be grounded in some formal relationship. Identity‑
dependence entails existential dependence or inseparability.
Separable entities are entities which are not inseparable. Analogically, independ‑
ent entities are entities which are not dependent. Separable objects can be depend‑
ent or independent. A dependent object is always separable and it can be of two
types: either it does not make up any whole with the object on which it is dependent
or they both compose a mereological whole–united by regular necessary relations
(there is at least possible that there exist wholes composed of distinct but mutually
dependent subjects‑of‑properties).
6
See Chrudzimski (2005), Lowe (2006), Mulligan (1998).
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Axiomathes
3 The Problem of Properties: Three Contexts
In both daily life and in scientific practice, we distinguish between objects and their
properties. We talk about tomatoes, dogs, people, electrons but also about colors,
sizes, abilities, electric charges and so on. Most of human languages reflect this dis‑
tinction in the subject–predicate structure of proposition. Do we have good reasons
for the belief that objects have properties? I think we do although it is not my aim
to provide an expanded argumentation for this belief. But it is worth to notice that
the distinction between objects and properties is usually made in the following three
contexts:
A. The comparative context We ascribe properties to objects when we compare them
and find some similarities and dissimilarities. Such resemblances and differences
are partial and to explain this fact we postulate properties as entities responsible
for this fact. Properties are aspects of objects due to which objects resemble each
other or differ from each other. A snooker billiard ball and a pool billiard ball are
similar because some of their properties are “the same”7: roundness, smoothness,
sheen, density and being made of phenol resin. But other properties are different:
size, color (or color‑pattern), mass and volume.
B. The context of change The fact of change is usually explained in terms of proper‑
ties. Objects change in the sense they have different properties in different times.
Or in other words: they lose and acquire properties. A ripening banana changes
because its greenness is replaced by yellowness.
C. The context of interaction If I throw a stone against a window in my room, the
window glass will break. It will happen not because the stone is grey, wet, cold
and of an irregular shape; rather the window breaks because the stone is hard and
heavy. On the other hand, the glass can be broken not because it is smooth and
transparent but because it is thin and fragile. Objects are not totally engaged in
their interactions with other objects. To explain this partial causal engagement
we need properties as aspects of objects responsible for their various actions and
reactions.
Properties seem to be necessary for explanations of the facts mentioned in these
three contexts. Thus all more elaborated arguments for properties should be based
on such facts. We would not need properties if the world would be constituted by a
single, perfectly homogenous, immutable entity.
The presented contexts must also be taken into account in doctrines concerning
the nature of the relationship between properties and an object. Contemporary phi‑
losophers (especially analytical) usually limit their considerations to the first con‑
text and sometimes neglect the need for the theory coping with dynamic aspects of
the relationship in question. The traditional Aristotelian doctrine of accidents was
a response to the problem of change and the Aristotelian theory of potencies was
7
I use quotation marks because, as it is going to turn out, I refute the thesis that objects can have liter‑
ally common properties.
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Axiomathes
a partial response to the problem of interaction. Yet Aristotelians have not noticed
that the context of interaction can illuminate our understanding of the relationship
between objects (substances) and properties (accidents) in a way I will try to show
in this article.
4 Properties and Essences
Yet there is an additional complication of the story. In our everyday practices we ask
two different types of questions concerning objects, both relevant for the ontology of
properties (see Ingarden 2016, pp. 85–93). The first type are questions about identity
of things,8 like “What is it?” or “Who is she?”. If they concern persons, we usually
answer them by saying the name of an indicated person (“This is John Smith”). In
other cases we simply say “This is a man” or “This is a cat”. Answers of the latter
form are ambiguous because they can be misinterpreted as answers to the questions
about natural kinds to which objects belong. To avoid ambiguity we should rather
say: “This is this man” or “This is this cat”.
On the other hand, we ask questions “What is it like?” or “What is she like?”
and answer them: “This is nimble” or “She is wise”. In other words: we distinguish
what/who an object is (in the sense: what its identity is) and what an object is like
(or how it is). This distinction is associated with the object–properties distinction.
An aspect due to which an object is what it is is called “essence”. Aspects responsi‑
ble for what an object is like (how it is) are properties.
Why could we not say that an essence is one of object’s properties? It is not
merely an issue of terminology. If we agree properties inhere in objects or modify
objects then the essence cannot be a property but it is a much more fundamental
characteristic which is a necessary condition of having properties. Socrates’ human‑
ity makes him what he is (this man), and Garfield’s felinity makes him what he
is (this cat). An essence constitutes an object in a sense it determines its individ‑
ual identity. Properties only modify objects and do not determine their identities.
Socrates’ wisdom makes him what he is like, the same we should say about Gar‑
field’s nimbleness (before he used to eat lasagna in large quantities).
The distinction between essence and properties crosses all the three contexts. We
compare objects with respect to what they are and with respect to what they are like
(how they are). Differences or similarities concerning essences are considered as
much deeper than those concerning properties. An object undergoing change retains
its essence but it loses its properties. Finally an essence is considered as the ground
of the fundamental potencies (dispositions) of an object. The adequate complete the‑
ory of the object–properties relationship cannot neglect the essence‑properties dis‑
tinction but it should provide arguments for or against it.
It is worth to remember that the essence‑properties distinction should not be iden‑
tified with the necessary‑unnecessary distinction. The difference between essences
8
I do not mean identity through time, nor transworld identity, nor identity in the sense of relation, but
something what John Locke called “a thing’s identity”. See Tahko and Lowe (2016, sec. 4.2).
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Axiomathes
and properties is not modal. Of course an essence is a necessary characteristic of a
thing. But almost all traditional essentialists (especially of Aristotelian provenience)
believed that some properties are necessary as well. Aristotle himself called them
idia. Aristotelian scholars used the name propria (proper accidents). Christian Wolff
distinguished essence and attributes—both were necessary unlike the third type:
modes. Necessary properties which do not constitute an essence were also accepted
by Roman Ingarden (2016, pp. 350–355), Jonathan Lowe (2013) and David Oder‑
berg (2011). Necessary properties are existentially conditioned only by an essence
while accidental properties are conditioned by an essence and external circum‑
stances. As Thomas Aquinas used to say: proper accidents are naturally implied by
an essence or “emanate” from an essence. Analogically, necessary relations I men‑
tioned above, are determined only by essences of the relata.
5 Properties and (Immanent) Universals
In analytical philosophy the problem of properties is usually identified with the
problem of universals. Moreover the concept of property is identified with the con‑
cept of universal in the sense of “universal” settled by moderate realists.9 According
to this doctrine universals are immanent characteristics of things literally shared by
them: a redness of a tomato in my basket is numerically identical to a redness of a
slice of tomato at your sandwich.
This (in my opinion invalid) identification of the concept of property with the
concept of universal results from the unjustified limitation of the problem of prop‑
erties to the comparative context specifically conceived. In this context the prob‑
lem of so‑called attribute agreement arises when one stresses similarity of things
and searches for its ontological ground. Then properties are postulated as aspects of
objects grounding the attribute agreement in a special way: by the fact that they are
wholly present in many things. This is how a peculiar concept of property arises—a
concept combining two affairs: (i) being an aspect that can be distinguished within
a thing and (ii) being wholly present in many things. Therefore philosophers who
accept such a concept of property and refute universals (entities which are wholly
present in the many) must also refute properties (aspects distinguished in a thing)
and claim that things are undifferentiated blobs. The qualitative equipment of
objects is stolen (by austere nominalists) or exported to sets (by class nominalists).
But as trope theorists show it is possible to postulate properties (aspects of
things) and to refute immanent universals. Then properties are particulars as well.
We can still compare things in terms of properties and explain resemblances and dif‑
ferences between them by perfect resemblance between things’ particular properties.
The latter resemblance can be considered as a primitive fact. Anyway the possibil‑
ity of trope nominalism shows that the problem of properties is not the same as the
problem of universals although the two problems are only relatively independent.
9
Most of papers having “properties” in titles are about the problem of universals. See, for example, Oli‑
ver (1996).
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Axiomathes
The same conclusion can be drawn if we take into account all three contexts of the
problem of properties.
In this paper I assume that the world of physical and psychophysical objects exist‑
ing in time is entirely particular. But I do not want to resolve the dispute over univer‑
sals although I refute moderate realism described above and all positions according
to which objects are quality‑less blobs. I also believe that Platonism is a momentous
option in the debate and does not have to be interpreted as a hidden nominalism.
Yet at this place I can only signal the main line of argumentation against literally
sharable properties (and essences). My argument is a modified version of the Plato’s
separation argument from Parmenides.
If two objects literally would share a property (or an essence) they would be rig‑
idly inseparable from themselves or a property (essence) in question would be sepa‑
rable of itself. Both possibilities are unacceptable. We can see that a red tomato is
separable from a red apple. On the other hand nothing can be separable of itself
because it would mean that such an object can exist without making up one non‑
mereological whole with itself. If a property would modify many separable objects,
it would lack unity. This version of the argument is not based on a spatial under‑
standing of separation. It can be applied to non‑spatial entities as well. Spatial ver‑
sions of the argument can be challenged because properties and essences (even con‑
ceived as particulars) are not spatial beings in the same sense as concrete objects
are.10 Since for me separation is just existential separability and I do not define it in
spatial terms, my argument cannot be challenged this way. Of course I presuppose
that properties are rigidly inseparable from objects, that inseparability is transitive
and that every entity is rigidly inseparable from itself. I am aware that my argument
can be objected at least with respect to these three points but in the present article I
cannot develop proper counterarguments.
Hence I use a very narrow concept of property: it is a particular (in the sense: nei‑
ther sharable nor instantiable) aspect of a thing which makes a thing what it is like
(how it is). Particularity does not mean qualitative uniqueness for me, so things can
have perfectly similar (but not identical) properties (and essences11).
6 Three Standard Views
In the history of philosophy we can find three main lines of thinking about the nature
of the relationship between an object and its properties. These lines are exhibited in
three types of theories of object: bundle theories, substratum theories and substance
theories.12
10
See Loux (2006, pp. 19–21).
I refute the identity of indiscernibles principle so I do not need the notion of primitive thisness.
Essences are not composed of qualitative content (for example, humanity) and primitive thisness.
12
See, for example, Loux (2006, ch. 3), Macdonald (2005, ch. 3).
11
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Axiomathes
Bundle theorists13 think properties are parts of objects so the relationship in ques‑
tion is the part‑whole relationship. In the simple bundle views objects are nothing
over and above properties but they are just pluralities of properties. Obviously there
is no distinction between essence and properties here, or better: all properties consti‑
tute an essence of an object. In the result an object cannot lose any property. Objects
do not change but they are replaced by other objects (other bundles). Simple bundle
theories have some explanatory power in the comparative context but they do not
cope with the context of change. Another problem is that a bundle is conceived as
united by a relation called co‑presence or consubstantiation. Such a relation is an
additional component of a bundle so it needs to be united with other components.
Thus we need a higher order co‑presence or consubstantiation. The operation must
be iterated into infinity and we land in a vicious regress.
Some bundle theorists provide sophisticated versions of the theory supposed to
cope with the aforementioned problems.14 Simons (1994) distinguishes a nucleus
of a bundle and a halo surrounding it. Properties (tropes—Simons is a nominalist)
within a nucleus are rigidly mutually inseparable, nucleus is generically insepara‑
ble from properties constituting a halo, and the latter are rigidly inseparable from a
nucleus. Thus a bundle can lose and acquire properties. Moreover a bundle is united
by “non‑relational ties that bind”, so the Bradley regress is avoided.
According to substratum theories15 an object is composed of properties and a
bare substratum in which they inhere. The principal motivation for this theory is
associated with the belief that properties are universals. Then two bundles composed
of the same universal properties would be indistinguishable and (given the principle
of identity of indiscernibles) identical. Bare substratum is postulated in this context
as a principle of individuation and is called a bare particular. Since properties are
universals and the substratum is particular the latter must be bare in the sense it is
propertyless, which can be understood in two ways. First, that a substratum can exist
without any properties (is separable from properties). Second, that a substratum is
inseparable from properties but as considered in abstraction of them has no qualita‑
tive content on its own. Such substratum resembles Aristotelian prime matter.
In the entirely particular world such a motivation for substrata is completely irrel‑
evant. But a friend of particular properties can invite substrata to his ontology as
correlatives of properties. If a property’s essential function is to modify something,
substrata can be seen as good candidates for entities to be modified. It is important
especially in the context of change, when we need something which is modified by
new properties. Substrata can also, supposedly, serve as principles of unity: a sub‑
stratum is a core around which properties are united. Yet there is a problem with the
“bareness” of substrata. As bare they do not contain any reason to be modified by
such and such properties, so it not clear why they are principles of unity (and why
13
Usually George Berkeley and David Hume are considered the fathers of bundle theory but probably
the theory in germ can be found already in Plato.
14
See Keinanen (2005) and Denkel (1996).
15
In the modern philosophy this is John Locke who is considered a paradigmatic substratum theorist.
However, Locke’s theory of object was much more complicated. See Martin (1980).
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Axiomathes
they are inseparable, if you accept the second version of the theory). In this role they
can be replaced by some proper formal relationship, what directly leads to a bundle
theory.16
Substrata considered in themselves can acquire any property. Only the pres‑
ence of other properties prevents them to do so. Bare substratum can survive any
change—like prime matter. It cannot serve as the reason of the order of changes
which an object undergoes. Finally substrata as devoid of any immediate own quali‑
tative endowment cannot be sources of actions and reactions of objects. The burden
of responsibility for explanation of facts within the three contexts rests on proper‑
ties. The sole role of a substratum is being an empty subject of properties, the sec‑
ond term of the inherence relationship.
But one can say that objects themselves are such subjects and we do not need sub‑
strata.17 When one says that John is a subject of his wisdom, one does not mean any
hidden substratum but John himself. Sometimes such a theory of object is presented
as an alternative for the previous two but I think it is a version of a sophisticated
bundle theory. For if we abstract (still in the sense of abstraction by isolation) from
all properties of such object, nothing is left. One can insist that an object is ontologi‑
cally prior to properties because properties cannot exist outside an object. It is true
but notice that they cannot do so not because they are inseparable from an object but
because they are inseparable from other properties. An object is merely the result
of the fact that all properties “supply” each other. Still an object is nothing over and
above properties although it is not a mereological composition of them. This is why
Simons’ doctrine is still a bundle theory and not a hidden substantialism.
The problem of the relationship between an object and its properties is in some
essential respects similar to the one‑many problem: How can we reconcile the unity
of an object with the plurality of its properties? Since the one‑many problem is
entangled in the problem of identity the question can be reformulated as: How is an
identity of one object related to many identities of properties? Given that a thing’s
identity is determined by a thing’s essence, we can ask: How is an essence of an
object related to essences of properties?
Bundle theorists should think that an object is just a plurality of properties even
if properties are inseparable from each other. But if an object is something over and
above properties its identity cannot be determined by properties. I maintain, follow‑
ing Scaltsas (1994, pp. 65–69, 150–154; 2015), that such a situation is impossible
unless there is something beside properties—something which has primitive identity
and on which properties are identity‑dependent. The entity in question is a subject of
properties; it is not a bare substratum but it must “have” (in a sense) its own qualita‑
tive content called essence. Otherwise a subject could not be a proper principle of
unification and could survive all changes also. An essence determines types of prop‑
erties a subject must (rigidly or generically) coexist with.
But what is the relationship between essence and a subject? Notice that a sub‑
ject must be identity‑independent of anything which can be found in an object. The
16
17
See Benovsky (2008).
See, for example, Heil (2003, pp. 171–173).
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Axiomathes
same should be said about an essence, if it determines the individual identity of such
object. But they cannot be two distinct entities because we would have the one‑many
problem again. Thus a subject is an essence.18 Strictly speaking: an essence per‑
forms a function of being a subject of properties, or in other words: a subject in
abstraction from all properties is identical to an essence.19
A subject, as identical to an essence, can be a principle determining types and a
range of properties from which it is rigidly or generically inseparable. Thus a sub‑
ject is also the ground of order of changes it undergoes and the ultimate ground of
its own actions and reactions. This way we have reached at the substance theory of
object. According to this view an object is a subject constituted (identical to) by
an essence and modified by properties. John is “this human” modified by a certain
height, mass, size, volume, temperature, color, abilities, intellectual powers, voli‑
tional powers etc.
The substance theory of object is the richest theory which can cope with all
nuances of the three problem contexts and does not neglect the difference between
an essence and properties.
7 The Ontological Status of a Subject and of Properties
According to the substance theory both: a subject and properties are mutually onto‑
logically conditioned. But these ways of conditioning are differentiated:
(i.) All properties are identity‑dependent on a subject but a subject is identity‑
independent of properties.
(ii.) All properties are rigidly inseparable from a subject.
(iii.) A subject is rigidly inseparable from some properties—called necessary or
essential properties—and generically dependent on some other properties—
called accidental properties.
(iv.) Essential properties are implied (non‑causally) only by an essence of object.
(v.) Accidental properties are partially implied (non‑causally) by an essence and
partially causally determined by external circumstances.
(vi.) Some accidental properties are determined by external circumstances only
with respect to the beginning of existence—they are called “acquired proper‑
ties” (e.g. a shape of a marble statue or having a scar).
(vii.) Other accidental properties, called “externally conditioned” are causally deter‑
mined by external circumstances in respect of the beginning of their existence
and in respect of their further persistence; thus they are inseparable from a
18
See also Scaltsas (1994, pp. 128–142).
More traditional Aristotelians usually believe that a subject (essence) is a composition of prime matter
and a substantial form. I refute prime matter; so for me a subject, an essence and a substantial form are
identical if we consider them in abstraction from properties.
19
13
Axiomathes
subject and dependent on the external world (e.g. a shape of a portion of water
poured into a glass).20
Although a subject (essence) is mutually rigidly inseparable from essential prop‑
erties, it is not identity‑dependent on them. The formal relationship “being a sub‑
ject” is not a part of an essence. Moreover it is not an additional formal relationship
at all. An essence is a subject of properties because they perform the function of
modification with respect to an essence. This function belongs to the nature of every
property so they are identity‑dependent on a subject. Modification is an asymmet‑
rical relationship and arguments of this relationships are called accordingly: “sub‑
ject” and “properties” because they stand at “different ends” of this relationship. But
only a nature of each property contains a relationship of modification. An essence
of identity‑independent object (substance) does not contain any formal relationships
although such an essence stands in some such relationships. Subjects are ontologi‑
cally prior over properties because subjects are identity‑independent of properties
while properties are identity‑dependent on subjects. Mere existential conditioning
is not enough to express such priority. The ontological inequality of a subject and
properties, based on asymmetry of identity‑dependence can be also illustrated by
the fact that we are apt to say that an object is a subject modified by properties but it
seems odd to say that an object is properties modifying a subject.
But do we really need both: essences and essential properties? Why cannot
essences be reduced to a bundle of essential properties? Beside the line of reasoning
sketched above (concerning the problem of reconciliation of unity and plurality) we
can use such an argument:
Let us start with an example. In the case of a human being an essence is humanity
and essential properties are among others: intellect, will, sensual powers and vegeta‑
tive powers. Yet we can also find beings which have some of these powers without
having others: plants have vegetative powers but are devoid of senses, will and intel‑
lect. Animals have both: vegetative and sensual powers but do not possess the abil‑
ity of purely conceptual reasoning and are unable to make moral decisions (let us
assume so). Medieval scholars believed in pure spirits which had intellect and will
but did not have vegetative and sensual powers (assume such beings are possible). It
seems that these powers considered in themselves do not need each other—they do
not have to be co‑exemplified in one being. So why are they inseparable from each
other in one particular object, for example in one particular man? Obviously because
they are inseparable from something else: a subject. But notice that such a subject
cannot be bare, because then there would be no reason for joint co‑exemplification
of essential properties. Thus a subject must have its own qualitative content which
is inseparable of all essential properties. An essence has such qualitative character
which enables it to be a principle of co‑exemplification of essential properties. Aqui‑
nas’ “emanation” of propria from essence can be explained in terms of insepara‑
bility grounded in qualitative character of essence and essential properties. Roman
20
See Ingarden (2016, pp. 345–350).
13
Axiomathes
Ingarden holds another statement: that the essence is equivalent to essential proper‑
ties, in the sense: such properties are “balanced” by the essence.
8 The Need for Models
All aforementioned conditionings between a subject and properties are implied by
the formal relationship called modification. But modification cannot be reduced to
those dependencies (in a broader sense of the word). We know how a subject is con‑
ditioned by properties but we still do not know what properties exactly “do” with a
subject. What does it mean properties modify it a subject?
It is easier to say what properties do not “do” with a subject but this knowledge
is a trivial consequence of that what was said about differences between properties
and essences. Properties, even necessary, do not make essential differences. Thus a
happy man is not a kind of man as a rational animal is a kind of animal. It is triv‑
ial because it means only that modification is not a constitution. Properties modify
essence (as a subject), so they somehow “change” it but despite this “change” the
essence is still the same.
On the ground of the substance theory modification is a primitive relationship.
Such primitives can be found in all explanatory theories and it is not any prob‑
lem–explanations still work despite of or rather: due to some primitive notions.
Troubles arise when we want to understand such notions, especially: primitive rela‑
tionships. All attempts to understand them seem to be circular then. The three con‑
cepts: of subject, of property and of modification are essentially interrelated. We do
not have any direct insight into modification. In sense perception we grasp modified
subjects of properties but we do not perceive subjects nor properties themselves, nor
the relationship between them. Unlike some phenomenologists, I think we do not
have any eidetic vision of the relationship in question. This is why we need models.
I would like to emphasize that we need them only for understanding not for explana‑
tory purposes.
Models are usually introduced if the thing to be represented by a model cannot
be directly perceived or adequately imagined or conceived. It especially concerns
relations between entities constituting the thing in question. In the model we use
more familiar relations which only partially and inadequately represent less known
relations. We should be careful using models and must remember about their con‑
straints. A model is only a sort of leading idea which facilitates our thinking about
the represented object but is not a concept of this object.
9 The Context of Change and the Plastic Stuff Model
Notice that in fact bundle theories can be considered (pace their adherents) as exam‑
ples of ontological modeling: the subject–properties relationship is represented by
the whole‑parts structure—much more familiar to us. This model works to some
extent i.e. it can explain the function of properties as similarity‑makers and dif‑
ference‑makers but as I mentioned it fails in other respects. Thus, if we limit our
13
Axiomathes
investigations only to the context of comparison and neglect the essence‑property
distinction, we may find bundle theories (models) adequate. As I signaled above: the
explanation of other contexts requires the substance theory. Yet to understand this
theory, we need more sophisticated models of the subject–properties structure.
Let us start with the context of change. Substantialists insist that change cannot be
reduced to a mere succession of bundles of properties (or states of affairs, events and
so on) because then there is nothing which really undergoes changes and endures
through changes and despite changes. Thus, we need a subject which loses and gains
properties in some order. One of the objections against the doctrine so outlined is
that it does not meet its own requirements. For a subject in question seems to be
unchanging if it remains the same through changes. The objection can be weakened
by the distinction of two meanings of change. First, “change” means “replacement”.
In this sense properties change because they are replaced by other properties, and a
subject does not change because it is not replaced by another subject. The second
meaning of “change” is “new modification”. In this sense a subject changes because
it is modified by new properties.
If a change in the second meaning is to be real, modification should be considered
as a sort of transformation. But then a property should be conceived as an acci‑
dental form of a subject, a mode in which it exists. Properties give some “figure”
to a subject, some “shape”. A subject cannot exist as formless. Socrates cannot be
“this human” as such, without other qualifications. He must be “this human” exist‑
ing in certain forms: as a wise, corpulent and healthy human. Wisdom, corpulence
and health are ways how Socrates (“this human”) exists, they are forms in which
Socrates is embodied. It should be remembered that for scholastics accidents (prop‑
erties) were accidental forms. The substantial subject was conceived as informed by
accidents. Within this framework a subject is in potency with respect to properties
and the latter are acts. It means a subject receives properties and is perfected by
them while properties are perfections which transform a subject.
Thus, the relationship between a subject and properties is much closer and inti‑
mate than it is sometimes supposed to be. Properties are immanent characteristics
of a subject although they do not constitute it. This immanence is very peculiar and
shows how weak the ontological status of properties is.21 Consider a steel hardened
bar. It has a property of being hard. Is this property hard? Of course not—the bar
itself is hard. This fact seems to be trivial but, as many seemingly trivial facts, is
ontologically important. Properties are not additional beings glued in some way to
a subject—even if that glue causes inseparability. No property retains its qualita‑
tive (or quantitative) content (like hardness, wisdom, redness, extension etc.)22 for
itself. Every property transfers its quality to a subject. Properties do not cover a
subject. They are not like labels on the bottle. They are merely ways of subject’s
21
Thus properties are similar to tropes only with respect of particularity. They are not basic bricks of
reality as bundle theorists think.
22
By “qualitative content of a property” I mean what is left when we abstract from the formal function
of the property—modification. For example a property being red has its formal function (modification)
and its content: redness.
13
Axiomathes
embodiment. I call this characteristic of properties “ontological transparency”. We
do not see redness glued to a tomato: we see the tomato as modified by redness.
In fact, a subject is not hidden behind properties but in a way, it is “expressed” by
them. Scholastics used to say that accidentia non sunt entia sed entis—accidents
(properties) are not beings but something from (of) a being. This slogan is usually
interpreted in terms of inseparability (or dependence) of properties. I think it should
be understood in terms of ontological transparency.
Since properties transfer their content to a subject, the replacement of properties
is a genuine change of a subject itself.
Ontological transparency is a feature of all properties, and all properties are Aris‑
totelian (accidental) forms. But in the case of many types of properties, it is rather
hard to understand what it means that they are “ways”, “forms”, “shapes” or that
they give some “figure” to a subject. Using these metaphors, we in fact use some
model of the subject–properties structure. All properties are considered by anal‑
ogy to shapes. But then a subject must be something analogical to a piece of plas‑
tic stuff. I call this model “the plastic stuff model”. Properties inform a subject as
shapes inform the plastic stuff. The shape‑stuff structure is more familiar to us. Of
course, shapes themselves are properties, thus this analogy is so adequate in many
respects—more adequate than the whole‑parts model. Shapes are immanent, insepa‑
rable, identity‑dependent and ontologically transparent properties of portions of
plastic stuff. But not all properties are shapes and this is why this is only a model. It
gives us an idea how to understand the thesis that properties are forms of a subject;
forms which do not cover it. I think this model was implicitly presupposed in the
Aristotelian substantialism. Indeed, one of the meanings of “morphe” is “shape” and
a correlative of any form (substantial or accidental) was called “matter” (hyle).
The power of the plastic stuff model is obvious in the context of change—it helps us
to understand why a subject is still the same although it undergoes changes. Shapes are
not additional beings attached to the plastic stuff, so the change is not a succession of
complexes “stuff + shape”, but it is the transformation of the stuff. Notice that stuff must
be understood here as an abstract i.e. inseparable being. The stuff as a subject of a shape
is not a lump of matter because a lump has some shape even if it is highly irregular. It
is not a lump which survives the change but an inseparable layer of the material being.
Of course, the plastic stuff model has its constraints and it can be a source of
problems if it is literally understood, i.e. when it is taken for the represented reality.
Notice the plastic stuff is implicitly conceived as extended. But extension is a prop‑
erty as well. Thus, if the model is literally applied to extension, it must fail.
10 The Context of Interaction and the Functional Model
In the context of interaction properties are conceived as these objects’ characteristics
which are responsible for their possibilities of actions and reactions to the environ‑
ment’s impact. In other words, properties are dispositions or at least they (co‑)deter‑
mine ways how an object is disposed to behave in a certain way. An essence (or a
substantial form) is the ultimate ground of thing’s dispositionality. In this context
an essence was called “nature”—the principle of movement (in the broadest sense
13
Axiomathes
of the term). If an essence is a subject of properties, the context of interaction and
the problem of dispositions seem to be important to our understanding of the sub‑
ject–properties structure. How?—let us start with an illustration23:
Imagine we have a certain portion of ideal gas in a glass cylinder closed by a
freely moving piston. Make also an idealizing assumption that this portion of gas is
a single substance and not an aggregate of substances (gas particles). The gas has
three properties: pressure, volume and temperature. Let us assume the gas interacts
with the environment and can change the temperature. We know the ideal gas law:
nR = PV∕T,
where P is for pressure; V is for volume; n is for the amount of gas (number of
moles), R is the universal gas constant (R = 8314 J/mol × K); T is for temperature.
Let n = 10 mol (and treat it as a constant), V = 1 m3, T = 300 K, P = 24,942 kPa.
Now imagine the gas is heated. How will it react to the impact of the environ‑
ment? Obviously, the temperature of the gas will increase. Since the piston moves
freely the pressure will be constant but the volume will increase as well. If the gas
reaches the temperature 400 K, the volume is 1.3 m3.
What is the essence of the portion of gas? Let us limit this question only to the con‑
text of interaction: What is the ultimate ground of gas’s disposition to react in a definite
way? Notice the reaction was determined by the functional dependence between values
of temperature and values of pressure, with other values remaining constant. Thus, the
functional dependence between properties of the gas (expressed in the ideal gas equa‑
tion) is the essence of this portion of gas. This is the real principle of activity. The vol‑
ume increases when the temperature increases because the essence of gas makes the
volume dependent in a specific way on the temperature. This way is determined by R
and in that case by n (n is essential to this portion of gas). This functional dependence is
different than other functional dependencies (for example different than the dependence
between a compressing force and an extension of a spring as it is expressed in Hook’s
law) which are essences of other material objects (e.g. a particular spring).
The notion of essence as a functional dependence between properties has its
sources in the Leibnizian doctrine of the law of the series, as it is interpreted by
J.A. Cover and John O’Leary‑Hawthorne (1999).24 Leibniz (1989d, p. 436) identi‑
fies the scholastic substantial form with so called primitive active force and finally
with the law of the series—i.e. a principle organizing and unifying all properties of a
substance and determining its new states on the basis of a present state.25 Cover and
O’Leary‑Hawthorne (1999, pp. 173–174) interpret the law of the series in terms of
immanent function: “[j]ust as a mathematical function for some equation is not to be
identified with the points making up the curve, so an individual’s law‑of‑the‑series is
not to be identified with the ordered succession it uniquely specifies.” A sequence of
accidents (a particular history of a substance) is like a set of a function’s arguments
23
The ideal gas example comes from Rosiak (2014).
See also Rosiak (2014; 2006). The Leibnizian doctrine of preestablished harmony makes issues more
complex but from Leibniz I buy only the idea of law‑like essence.
25
See Leibniz (1989a, p. 517), (1989b, p. 155), (1989c, p. 504), Gut (2004, pp. 81–82).
24
13
Axiomathes
and values and the law of the series is like a function itself. Notice that authors
assume a function cannot be reduced to a set of ordered pairs. They have a different
concept of function: “[a] proper understanding of a function requires that one sees
how by its very nature that function operates on arguments to deliver values.” (1999,
p. 182). The function conceived this way is rather a principle of “transformation” of
arguments into values. If the law of the series is analogous to the function it is easy
to understand why the law is the principle of activity: “[let] us suppose, then that an
individual substance, a law‑of‑the‑series, is an immanent, contingent function hav‑
ing (total temporary) states as arguments and as values. The exercise of primitive
active force consists in that immanent function’s yielding a state as value.” (Cover
and O’Leary‑Hawthorne, 1999, p. 229). The law transforms the present state of the
substance into new states. Perhaps the many‑variables function would be a better
model but the core idea lying behind this analogy is clear even if the simplest func‑
tions are taken into account.
In other words: an essence of an object is an inner particular26 functional law27 gov‑
erning the correlation of properties and this is why all changes an object undergoes
obtain in some order and have certain dispositions.28 Notice that law‑like essences dif‑
fer from each other. They are different ways of transformation of one state into another.
Differences among objects cannot be reduced to differences among their properties. The
difference of essence is more fundamental. The law‑like essence specifies what kind of
states it can have as its arguments and what kind of states can serve as values. Again we
can use our analogy with a function: function y = x2 and function y = log2x are primarily
different principles of correlation of some arguments and values. This primordial differ‑
ence implies further dissimilarities: an argument of the quadratic function can be any
number belonging the set of real numbers but this function cannot have negative values
whereas the logarithmic function is defined only for positive arguments but its codomain
is the set of real numbers.
The analogy between law‑like essences and mathematical functions can serve as
a model which facilitates our understanding of the subject–properties structure. I
call it “the functional model”. Such a view falls outside any simplified classifica‑
tions. It is irreducible to the bundle theory (even sophisticated) nor to the substratum
theory nor even to the substance theory conceived solely in the light of the plastic
stuff model.
The law‑like essence is not a quality similar to a sense quality (redness, square‑
ness, wetness and so on) but it is the functional dependence obtaining among
properties or it is a complex of such dependencies. It is the way specifying which
26
“Particular” in the sense established above: non‑sharable and non‑instantiable. It does not mean that
objects cannot have perfectly similar law‑like essences.
27
I use “law” only as a synonym of “functional dependence”. I do not want to say that laws of nature,
as we know them from science, are immanent to objects. Aristotelians have always thought that essences
of substances are the ultimate lawmakers (here I mean laws of nature). See Pruss (2013). This is also my
view but additionally I think that essences exhibit some structural affinities to some laws of nature.
28
I am aware that in a sense I invert the relationship between laws and dispositions as it is usually con‑
ceived on the ground of dispositional essentialism. However, I am not a dispositional antiessentialist. For
me laws stand in essential and rigid correlation to dispositions but law‑like essences ground dispositions
(real possibilities of objects’ actions), not vice versa.
13
Axiomathes
properties can coexist with each other. On the ground of this model properties are
like values and arguments of the functional dependence. The subject is the func‑
tional law governing the coexistence of properties. The function determines possi‑
ble sets of coexistent properties but actual properties “saturate” the function. This
“saturation” does not change the functional dependence itself, in the sense they do
not make it a function of another type. This is the way how properties supplement
the subject.
Yet a mathematical function is only a model. For example it is perfectly suitable only
for quantitative characteristics of things whereas the real law‑like essences are princi‑
ples of correlation of properties of all types. The essence of human being is a complex
functional dependence between purely physical properties (mass, volume, temperature),
biological properties (warm‑bloodedness, anatomical features etc.), and mental abili‑
ties (intelligence, perceptual abilities etc.). Moreover we should remember that law‑like
essences are not abstract in the same sense as mathematical functions are. Law‑like
essences exist in space and time although they do so because concrete objects are spati‑
otemoral. That essences are abstract means only that they are inseparable from proper‑
ties and not that they are mathematical objects.
11 Concluding Remarks
The two presented models are complementary to each other and they enable us to under‑
stand different aspects of the subject–properties structure. They also show the explana‑
tory power of substantialism as the doctrine which in my opinion is the best philosophi‑
cal explanation of facts exhibited in the three contexts: of comparison, of change and of
interaction. By no means substances are static beings which passively bear the environ‑
mental impact. First, they really change because they are modified by new properties
(and this is illustrated by the plastic stuff model). Second, they endure in time and can
survive some changes because they have law‑like essences due to which the influence
of the external world can be balanced by new properties which “saturate” an essence
performing the role of a subject (as this is illustrated by the functional model). Moreover,
the two models make the concept of substance more flexible and applicable to different
domains of reality. The plastic stuff model fits better for “medium‑sized dry goods”, i.e.
for objects known to us form the everyday experience. The functional model seems to be
more suitable in the context of science. If elementary particles are substances,29 they are
subjects of properties in the sense their essences are functional dependencies between
some physical properties (spin, mass, charge, velocity etc.). Such a possibility of inter‑
pretation must be carefully examined. Yet it shows that substantialism is not a relic of the
past but can still be a serious option in the context of philosophy of science.
Acknowledgements I would like to thank Christian Kanzian for all our discussions concerning the paper.
29
Personally I doubt they are and thus I think they are not fundamental bricks of reality but can exist
only as parts of substances. But now I am considering only some possibility.
13
Axiomathes
Funding The paper is the result of the Project DEC‑2017/01/X/HS1/01509 funded by National Science
Centre, Poland.
Open Access This article is distributed under the terms of the Creative Commons Attribution 4.0 Interna‑
tional License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution,
and reproduction in any medium, provided you give appropriate credit to the original author(s) and the
source, provide a link to the Creative Commons license, and indicate if changes were made.
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