©
Operative Dentistry, 2008, 33-6, 710-716
Literature Review
The Role of Chlorhexidine
in Caries Prevention
Clinical Relevance
Chlorhexidine rinses should not be recommended for use in caries prevention due to the current lack of evidence for their effectiveness.
SUMMARY
The use of chlorhexidine for caries prevention
has been a controversial topic among dental educators and clinicians. In several reviews, it has
been concluded that the most persistent reduction of mutans streptococci have been achieved
by chlorhexidine varnishes, followed by gels and,
lastly, mouth rinses. Also, the evidence for using
different chlorhexidine modes or a combination
of chlorhexidine-fluoride therapy for caries prevention has been “suggestive but incomplete.”
Variable study designs and lack of data in highrisk children and adults support the need to continue conducting randomized, well-controlled
clinical trials and to search for a practical, effective mode of antimicrobial treatment that augments the known effect of fluoride treatments.
Currently, the only chlorhexidine-containing
products marketed in the United States (US) are
mouthrinses containing 0.12 percent chlorhexidine. Based on the available reviews, chlorhexidine rinses have not been highly effective in preventing caries, or at least the clinical data are not
convincing. Due to the current lack of long-term
*Jaana Autio-Gold, DDS, PhD
*Reprint request: 2710 NW 27th Place, Gainesville FL 32605,
USA; e-mail:
[email protected]
DOI: 10.2341/08-3
clinical evidence for caries prevention and
reported side effects, chlorhexidine rinses
should not be recommended for caries prevention. Due to the inconclusive literature and
sparse clinical data on gels and varnishes, their
use for caries prevention should also be studied
further to develop evidence-based recommendations for their clinical role in caries prevention.
Since dental caries is a disease with a multifactoral etiology, it is currently more appropriate to
use other established, evidence-based prevention methods, such as fluoride applications, diet
modifications and good oral hygiene practices.
Recent findings also indicate that the effect of an
antimicrobial agent for reducing the levels of
mutans streptococci or plaque reduction may not
always correlate with eventual caries reduction.
The clinically important outcome is proven
reductions in caries.
Many advances in the treatment and prevention of dental caries have been introduced over
the past century. The use of chlorhexidine in
caries prevention has been referred to as a nonsurgical management of dental caries and has
represented the modern medical model of caries
treatment. However, there is a lack of consensus
on evidence-based treatment protocols and controversy regarding the role of chlorhexidine in
caries prevention among dental educators and
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J Autio-Gold
Autio-Gold: The Role of Chlorhexidine in Caries Prevention
clinicians. There is a need to standardize guidelines to optimize evidence-based non-surgical
disease management to provide appropriate
care.
Based on the published reviews, it was concluded that chlorhexidine rinses, gels and varnishes
or combinations of these items with fluoride have
variable effects. Additionally, the sparse clinical
data that was reported weakens the conclusions.
Due to the current lack of evidence on long-term
clinical outcomes and reported side effects,
chlorhexidine rinse, which is currently the only
treatment mode available in the US, should not
be recommended for caries prevention. Clinical
evidence on gels and varnishes is also inconclusive. For the treatment of dental caries, there are
alternative evidence-based prevention methods
available, such as fluoride applications, diet modifications and good oral hygiene practices.
INTRODUCTION
Clinical decision-making and the balance between preventive, non-surgical and surgical intervention have
become an important part of daily dental practice.
There is a definite increase in interest among dental
educators, scientists and practitioners in the United
States (US) for non-surgical approaches to the management of dental caries. While non-surgical caries treatment modalities are taught in some dental schools in
the US, treatment protocols can vary greatly.1 Some
dental schools and private practitioners have implemented specific non-surgical medical models for caries
management and published their protocols.2-4 The use of
chlorhexidine for caries prevention has remained a controversial topic. Evidence-based consensus and standardized protocols are needed to evaluate the role of
chlorhexidine in caries prevention to provide appropriate care and preserve and maintain healthy tooth structure.
It is known that dental caries is caused by the interplay of caries risk factors leading to demineralization.
The disease can be considered an endogenous multibacterial infection. However, the presence of bacteria
alone is not sufficient to cause enamel and dentin demineralization. In the presence of a diet high in sugar, it
has been shown that subjects with high levels of S
mutans develop more caries than those with low levels
of S mutans.5-6 Chlorhexidine, an antimicrobial agent
that can suppress the growth of mutans streptococci,
has been considered as having the potential to prevent
dental caries.5-6 A variety of delivery systems exist, but
the only product currently marketed in the US is a
mouthrinse containing 0.12 percent chlorhexidine gluconate. Due to the lack of other delivery systems with
higher concentrations of chlorhexidine, this mode is
still widely recommended for caries prevention in several caries management programs in the US.2-4 This
paper reviewed the literature on the effectiveness of different modes of chlorhexidine delivery for caries prevention and provided evidence-based guidelines.
METHODS AND MATERIALS
A search of the literature was carried out using the electronic databases available at the University of Florida
College of Dentistry, such as PubMed (MEDLINE
source from the year 1980) and Evidence-Based
Medicine Reviews (Cochrane databases of systematic
reviews from the year 1991). The search was intended
to select systematic reviews and randomized controlled
human trials with the following inclusion criteria:
humans, English language and reviews. Also, recently
published peer-reviewed articles on caries management
by risk assessment protocols were reviewed. A PubMed
search using the keywords “chlorhexidine” and “caries”
resulted in 55 articles. After a review of these articles,
three articles were identified that focused specifically
on chlorhexidine and caries prevention. Also, a second
search, using the additional keyword “rinse,” revealed
seven articles, with three papers that focused on
chlorhexidine. A third search using the keywords
“chlorhexidine,” “mutans” and “caries,” which was limited to reviews, resulted in 16 articles. In addition to
earlier searches, four of the 16 articles focusing on
chlorhexidine were found and included.
EFFECT OF DIFFERENT MODES IN
CARIES PREVENTION
Mouthrinses
Early studies on the effect of chlorhexidine rinses, gels
and varnishes on caries progression were reviewed by
Luoma.7 These studies reported a low-to-moderate
reduction in S mutans counts in plaque and saliva but
none-to-moderate caries-inhibiting effects when compared to a placebo treatment. However, the subjects
had low or moderate caries activity.8-9 After these early
studies, conducted more than 20-25 years ago, there are
very few published articles that describe evaluations of
the effect of chlorhexidine rinse on caries. One clinical
study by Spets-Happonen and others,10 where the use of
periodic chlorhexidine mouthwashes was followed over
a period of two years and nine months, revealed no significant reduction in caries.
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This paper reviewed the literature on the effectiveness of different modes of chlorhexidine
delivery for caries prevention and provides
guidelines for chlorhexidine use in caries management. A literature search was conducted
using the PubMed and Evidence-Based Medicine
Reviews databases and the keywords “chlorhexidine” and “caries,” limiting the search to
“humans, “reviews” and “English.”
711
Operative Dentistry
712
To be maximally effective, an antimicrobial agent
must be used for a sufficient but definite period of time.6
The lesser effect on mutans streptococci and surfaces at
risk probably reflect a re-growth of mutans streptococci, because the reservoirs in the dentition are not sufficiently affected due to the low bio-availability of
chlorhexidine from the mouthrinse solution.6 Staining
of the teeth, silicate fillings and the tongue, as well as
disturbances of taste, raise concerns for maintaining
prolonged daily use of 0.12% chlorhexidine acetate
solution for caries prevention.7
Gels
Clinical studies of chlorhexidine gels have been mainly
conducted on children, and the data are promising, but
sparse. Emilson found that studies with chlorhexidine
gel treatment in high caries-risk children showed significant reductions in dental decay.6 This finding was
based on the original study by Zickert and others,15
which reported a great reduction in caries increment in
children with high levels of S mutans in saliva and
when treated with 1% chlorhexidine gel trays for five
minutes daily for 14 days. After three years, the chil-
dren in the control group had developed 9.6 new caries
lesions, while the treated children only developed 4.2
new caries lesions (a 56% difference). Emilson’s conclusions were also based on the original study by Linquist
and others,16 in which a 52% caries reduction was found
in the 1% chlorhexidine gel group after two years, compared to the control group. In the chlorhexidine group,
children with high levels of mutans streptococci in saliva were treated with 1% chlorhexidine gel every third
month.
Longitudinal studies, in which the effect of chlorhexidine gel on approximal caries was evaluated, showed
significant caries reduction ranging from 26% to 68%.6
For example, in a study by Gisselsson and others,17 a
1% chlorhexidine gel was applied four times a year to
approximal spaces, followed by dental flossing. After
three years, the caries increment reduced significantly
(52%) compared to a control group.
A recent study by Petti and Hausen18 assessed the
effect of chlorhexidine gel among three-year old children whose regular fluoride exposure came from toothpaste. The subjects underwent chlorhexidine gel application for three days at three-month intervals for 15
months. The chlorhexidine gel applications showed a
moderate reduction in mutans streptococci levels but
no effect on caries prevention.18 Twetman’s conclusion
that there is limited evidence on the effectiveness of
chlorhexidine gels and rinses in preventing caries
seems to still be current.14
Varnishes
Chlorhexidine-containing varnishes were developed to
increase the substantivity, length of the time of suppression19-20 and effectiveness of the delivery of
chlorhexidine to sites colonized by S mutans.21 Varnish
has been shown to reduce the numbers of S mutans in
several studies.20,22 Suppression of S mutans for periods
of up to five months has been achieved by the application of a varnish containing a high concentration of
chlorhexidine (40%).20-24 Twetman stated in his review
that clinical data on caries prevention effects remain
sparse and that the recent literature was inconclusive
for the use of chlorhexidine varnishes for caries prevention in risk groups.14 Studies of the effect of
chlorhexidine varnishes on caries in young permanent
teeth showed no statistically significant effect.25-27 For
example, Forgie and others25 assessed the efficacy of
chlorzoin, a chlorhexidine varnish containing 10%
chlorhexidine acetate and 20% Sumatra benzoin, in
reducing caries increment in 1,240 high-risk adolescents aged 11-13 in a three-year clinical trial. In the
first year, the varnish was applied weekly for the first
month. Patients received a minimum of four and a
maximum of six varnish applications in the first year
and a minimum of one and a maximum of three applications in each subsequent year. After three years, the
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In 1989, a 0.12% solution of chlorhexidine gluconate
was marketed in the US, and it is currently the only
chlorhexidine treatment mode available. There are
very few clinical studies on this chlorhexidine mode
that assess the progression of caries. A clinical study by
Wyatt and MacEntee11 evaluated the effectiveness of
either a 0.25% neutral sodium fluoride (NaF) solution
or a 0.12 % chlorhexidine solution as a daily
mouthrinse for controlling caries in a two-year randomized clinical trial among the elderly in long-term
care facilities in Canada. The prevalence of caries
increased in the chlorhexidine and placebo groups,
whereas there was a 24% decrease in the NaF group.
The investigators concluded that the daily rinse with
0.25% NaF solution was significantly better than with
0.12% chlorhexidine rinse. A double-blind clinical trial
by Wyatt and others12 also tested the impact of regular
rinsing with a 0.12% chlorhexidine solution on caries in
low-income elders in Seattle, WA, USA and Vancouver,
Canada. The subjects alternated between daily rinsing
for one month, followed by weekly rinsing for five
months. Regular rinsing with chlorhexidine did not
have a substantial effect on the preservation of sound
tooth structure in older adults. In a randomized clinical
trial by Powell and others,13 a weekly rinse with 0.12%
chlorhexidine over three years did not reduce caries
development significantly in a low-income older subjects population. This study was the only clinical study
using 0.12% chlorhexidine rinse that was included in
the review by Twetman.14 His review concluded that
chlorhexidine has substantial antimicrobial properties
against caries-causing bacteria, but its use as an anticaries agent remains controversial.
Autio-Gold: The Role of Chlorhexidine in Caries Prevention
results indicated that the use of chlorzoin had an initial
effect on S mutans levels, but no long-term reduction in
caries increment was documented.
In other studies included in Twetman’s review, no protective effect on initial white spot demineralization
adjacent to orthodontic brackets was noted in children
with orthodontic appliances; this occurred despite significant reductions in cariogenic microflora.29-30 Rozier31
summarized the evidence for the effectiveness of methods available for caries prevention. The studies in his
review provided mixed evidence of the caries-preventive effects of chlorhexidine used as a varnish, and they
were judged to provide insufficient evidence of effectiveness.
Combinations of Fluoride and Chlorhexidine
In the search for better clinical effects, combinations of
chlorhexidine and fluoride have been tested. Some clinical trials and in vitro tests have shown that the combination of chlorhexidine and fluoride was effective
against S mutans and that the effect was synergistic.32-33
Chlorhexidine-fluoride gel has been shown to reduce
numbers of S mutans.34 It has also been shown that this
suppression effect lasts for a longer period of time than
after chlorhexidine treatment alone.35 However, clinical
data on the effects of caries prevention continues to
remain sparse.
In a study by Luoma and others,33 the combination of
chlorhexidine and fluoride was tested when children
rinsed every day for two years with either a 0.04% NaF
solution or a solution containing both 0.04% NaF and
0.05% chlorhexidine, resulting in a caries reduction of
16% and 42%, respectively. Spet-Happonen and others10
evaluated the effect of rinsing with a solution containing 0.05% chlorhexidine gluconate and 0.04% NaF on
11 year-old schoolchildren (n=243). Participating children had high DMFS scores and rinsed twice a day
every third week. However, after two years and nine
months, there were no differences in caries increment
between the rinsing group and the basic control group.
In a study by Katz,36 a regime of four topical applications of 1.0% NaF-1.0% chlorhexidine digluconate plus
daily rinses with a combination of 0.05% NaF-0.2%
chlorhexidine solution completely prevented radiation
caries. Use of the chlorhexidine-fluoride rinses alone
also stopped radiation caries but did not support remineralization.
Petersson and others37 treated a test group of 12 yearold children (n=115) semi-annually with a mixture of
varnish containing 0.1% F (Fluor Protector) and 1.0%
chlorhexidine (Cervitec). A reference group (n=104)
received fluoride varnish semi-annually. Approximal
caries was recorded from bitewing radiographs at baseline and after three years. In this study, the differences
in caries increments were not significant, and the combination of fluoride and chlorhexidine had no additional preventive effect. However, approximal caries incidence overall was low during the study period, which
could weaken the statistical power of the study.
In a study by Ogaard and others,38 the effect of
chlorhexidine varnish in combination with a fluoride
varnish was compared to a fluoride varnish alone in
reducing white spot lesions in orthodontic patients.
Patients received one application of 1% chlorhexidine
varnish every week for three weeks and fluoride varnish at the next visit, six weeks later. The patients were
seen every six weeks and each varnish was applied
every 12 weeks. During the first 48 weeks of treatment,
the combination with a chlorhexidine varnish (Cervitec,
1%) significantly reduced the number of S mutans in
plaque. However, this effect did not result in significantly less development of white spot lesions compared
with the group receiving only fluoride varnish.
RE-COLONIZATION AND SIDE EFFECTS
The main clinical problem with the use of chlorhexidine
is the difficulty in suppressing or eliminating S mutans
for an extended period of time. In many clinical studies,
the organisms re-colonized the dentition.6 However, the
re-colonization time varied among subjects.
In cases where S mutans had been decreased to low or
undetectable levels by the chlorhexidine gel, they generally reached the pre-treatment levels after two to six
months.6,34,39 The most likely explanation for the reappearance of S mutans is their regrowth.40 This suggests that there must be reservoirs or retention sites in
the dentition that are hardly affected or not affected at
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Four studies that were included in Twetman’s review
did not show any statistically significant effect of
chlorhexidine on caries progression in approximal
sites.14 One study by Twetman and Petersson28 evaluated the effect of chlorhexidine varnish treatments on
both caries incidence and lesion progression in school
children with a high risk for caries. One-hundred and
ten children ages 8 to 10 years old with moderate to
high counts of salivary S mutans were treated three
times within two weeks with interdental spot applications of 1% Cervitec varnish. After two years, it was
found that a reduction in caries incidence and lesion
progression was clearly dependent on this antimicrobial treatment. A significantly higher progression score
was found among children who exhibited less marked
suppression of interdental S mutans levels when compared to those with high suppression and to the children in the reference group. It was suggested that the
suppression of S mutans in interdental plaque might be
important in preventing and arresting approximal
caries development. Four studies on fissure caries
showed favorable effects from chlorhexidine varnish;
however, Twetman questioned the accuracy and reliability of the diagnosis on fissure caries.14
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all by this chlorhexidine treatment and from which the
S mutans re-colonize the dentition after treatment.
Patients with more retentive sites, such as faulty
restorations, occlusal fissures, enamel cracks, incipient
lesions or patients with orthodontic appliances, were
more rapidly re-colonized with S mutans.6
Another side effect is an altered taste sensation.41-42
These alterations are uncommon and self-limiting, but
they tend to persist for several hours.43 Others have
reported side effects, including burning sensations of
the oral soft tissues, soreness and dryness of the oral
tissues, and desquamative lesions and ulcerations of
the gingival mucosa.42 In addition, a strong, unpleasant
taste of the rinse itself is a regular complaint among
users of chlorhexidine rinses. Varnishes were developed
to minimize these known side effects. Since varnishes
are not available in the US, these unpleasant side
effects from the use of rinse mode are still a problem
among patients.
CONCLUSIONS
The use of chlorhexidine for caries prevention has been
a controversial topic among dental educators and clinicians. In several reviews, it has been concluded that the
most persistent reduction of mutans streptococci have
been achieved by chlorhexidine varnishes, followed by
gels and, lastly, mouth rinses. Also, the evidence for
using different chlorhexidine modes or a combination of
chlorhexidine-fluoride therapy for caries prevention
has been “suggestive but incomplete.” Variable study
designs and lack of data in high-risk children and
adults support the need to continue to conduct randomized, well-controlled clinical trials and to search for
a practical, effective mode of antimicrobial treatment
that augments the known effect of fluoride treatments.
Currently, the only chlorhexidine containing products
marketed in the US are mouthrinses containing 0.12
percent chlorhexidine. Based on the available reviews,
chlorhexidine rinses are not highly effective in preventing caries or at least the clinical data are not convincing. Due to the current lack of long-term clinical evi-
Since dental caries is a disease with a multifactorial
etiology, it is currently more appropriate to use other
established, evidence-based prevention methods, such
as fluoride applications, diet modifications and good
oral hygiene practices. Recent findings also indicate
that the effect of an antimicrobial agent for reducing
the levels of mutans streptococci or plaque reduction
may not always correlate with eventual caries reduction. The clinically important outcome is proven reductions in caries.
(Received 7 January 2008)
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Autio-Gold: The Role of Chlorhexidine in Caries Prevention
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