Environment and
Behavior
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Neighborhood Evaluation Using GIS: An Exploratory Study
Emily Talen and Swasti Shah
Environment and Behavior 2007; 39; 583 originally published online Jul 18,
2007;
DOI: 10.1177/0013916506292332
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Neighborhood Evaluation
Using GIS
Environment and Behavior
Volume 39 Number 5
September 2007 583-615
© 2007 Sage Publications
10.1177/0013916506292332
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hosted at
http://online.sagepub.com
An Exploratory Study
Emily Talen
Swasti Shah
University of Illinois at Urbana-Champaign
This article presents a new approach to the investigation of resident views of
neighborhood using Geographic Information Systems (GIS). GIS, an interactive mapping and analysis tool, allows multiple layers of information about
a given place to be represented simultaneously, thus exposing the interactions
among layers, and allows the conception of neighborhood to be represented
in greater complexity. The results of a study of the neighborhood evaluations
of 18 respondents in Urbana, Illinois, in which GIS was used to facilitate
neighborhood evaluation, are described and analyzed. The article first presents an overview of the literature on neighborhood evaluation, followed by
a description of the methodology, including a brief overview of GIS capabilities and how GIS was used to elicit responses in a survey of neighborhood
residents. A final section summarizes the results of the survey and identifies
some of the main findings of the evaluative method.
Keywords:
neighborhood preferences; GIS; spatial planning
T
his article offers a methodological and empirical contribution to the
literature on resident evaluation of neighborhood. A new approach
using Geographic Information Systems (GIS) is described, and the empirical results of a study in which GIS was used to facilitate neighborhood evaluation in Urbana, Illinois are presented. The current study is motivated by a
belief that current approaches to evaluating the importance of neighborhood
Authors’ Note: Funding for this study was provided by the National Science Foundation (NSF
Grant #9905349). Correspondence concerning this article should be addressed to Emily Talen,
Dept. of Urban & Regional Planning, University of Illinois at Urbana-Champaign, 111 Temple
Buell Hall, 611 Taft Dr., Champaign, IL 61820; e-mail:
[email protected].
583
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Environment and Behavior
in residents’ lives could be improved by incorporating a more multidimensional, spatially explicit representation of neighborhood.
Although there exist a number of studies dealing with what residents
like or dislike about their neighborhoods, it is generally acknowledged that
research on “what factors matter most and for whom” is inconclusive and
contradictory, yielding “no definitive guidance to policy makers about the
relative importance of particular neighborhood attributes” (Ellen & Turner,
1997, p. 834). The misspecification of the person–place transaction (Taylor,
1996) and the debate between subjective and objective measures of neighborhood satisfaction (Jacob & Willits, 1994) are other indicators that more
work is needed to deepen our understanding of people’s views about neighborhood or local living environment.
These issues may be at least partly due to methodological weaknesses, particularly because evaluations of neighborhood are often confined to Likerttype scale rankings of selected, isolated neighborhood conditions. For example,
residents are asked to rate the degree to which vandalism, abandoned property, traffic, commercial activities, noisy streets, or parking are problematic
(Adams, 1992; Dahmann, 1985). Quite often, residents are asked to rate, on
a scale of 1 to 10, their overall satisfaction with their neighborhood or block
(Chavis & Wandersman, 1990; Taylor, 1996). In neighborhood satisfaction
studies, residents may be asked to rate the relative importance (possible
responses of “not important at all” to “very important”) of characteristics
such as “close to public transportation,” “close to places to shop,” or “close
to parks” (St. John, 1987; Vreugdenhil & Rigby, 1987).
Through these studies, much has been learned about neighborhood meaning and satisfaction; however, there is a need to investigate other approaches
and analytical tools. One of these approaches is GIS, an interactive mapping
and analysis tool that allows multiple layers of information about a given
place to be represented simultaneously, thus exposing the interactions among
layers. Although GIS is conventionally used in a top-down, technicist way
to evaluate various spatial planning issues, some studies have begun to tap
its potential for cognitive research (Talen, 2000). The basic idea is to use
GIS to “flesh out” the knowledge gained through more traditional measures, to broaden and intensify neighborhood evaluation by offering a new
methodology for articulating neighborhood meaning and satisfaction.
In the current study, residents were asked to evaluate their local area or
neighborhood by working with GIS to evaluate the following: neighborhood boundaries: the elements of neighborhood that serve to adequately characterize and/or describe neighborhood—presumably as a multidimensional
phenomenon consisting of social, physical, political, and/or economic
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Talen, Shah / Neighborhood Evaluation Using GIS
585
aspects; activity patterns of residents in relation to local home area or
neighborhood; and neighborhood likes and dislikes—that is, resident perception of neighborhood problems, deficiencies, strengths, and assets. During
the survey, residents were encouraged to fully exploit the interactive, dynamic
nature of GIS. Thus the evaluations were based on any sociospatial aspect
of neighborhood available to the resident in the various GIS layers, and any
analytical capability in GIS that the respondent felt comfortable using (distance measurement, for example). With the help of a GIS facilitator, residents were able to ask questions, manipulate data, add data, or use more
than one data layer to construct the most meaningful representation of different aspects of their neighborhood.
This article is structured into three parts. We first present an overview of
the literature on neighborhood evaluation, including resident-based survey
research and theoretical interpretation: how neighborhoods have been defined,
perceived, and what meaning they hold. Our definition of neighborhood is
very broad, encompassing notions of any local area, urban subunit, or place
that extends beyond the home area, not necessarily a preconceived geographic unit defined by a government entity. Next, the methodology is
described, including a brief overview of GIS capabilities and how GIS was
used to elicit responses in a survey of neighborhood residents. Finally, the
results of a survey involving 18 residents of Urbana, a small town in central Illinois, are presented and summarized.
Neighborhood Evaluation
Local areas or neighborhoods have been explored through investigations
of neighborhood imagery and perception (Lynch, 1960; Nasar, 1998), the
assessment of factors that contribute to neighborhood satisfaction (Sampson,
1991), the use value of neighborhoods (Logan & Molotch, 1987), the social
meaning and significance of neighborhoods (Jablonsky, 1993), the visual
quality of neighborhood (Zube, 1980), and sense of place (Rivlin, 1987).
These explorations are either empirical (i.e., based on resident interviews)
or theoretical (drawn from a variety of sources). There may be personal
views of neighborhood (perception, attachment, place identity), functional
views of neighborhood (the servicing of daily life needs), the social life view
of neighborhood (social cohesion and interaction), neighborhood as a physical entity (cluster analysis of tract data), the economic life of neighborhood
(neighborhood decline and revitalization), or the political life of neighborhood (the politics of neighborhood organizations).
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Environment and Behavior
It is useful to sort through these typologies and select some broad categories of neighborhood evaluation that are relevant to the study described
here. In trying to better understand how residents view their local environs
or neighborhoods, and to determine whether an evaluation in GIS would
add to what we currently know about neighborhood evaluation, relevant literature for this article is segmented into three categories: the planning perspective, the social aspects of neighborhood, and environmental perception
of local environments. These interrelated categories are not meant to be
comprehensive—they are, rather, a useful way to organize a review of the
different ways in which neighborhoods have been evaluated.
It should be recognized that neighborhoods represent a complex interplay of all three perspectives, and thus it is not surprising that there is no
universal typology of evaluative approach that can be used. A neighborhood
has multiple meanings and uses, and depending on the context, different
aspects might become more or less important. In fact, people often use
multiple definitions of a neighborhood simultaneously to describe various
aspects of it (Lee, 1970). A further complexity is that these definitions
evolve over time, reflecting the fact that neighborhood is not a static concept but rather a dynamic one, and its function and role in the life of the resident changes.
The Planning Perspective
A planning perspective views the concept of neighborhood as a subunit
that builds the physical and social fabric of a city. Neighborhoods are
defined administratively for planning purposes, usually based on census
geography (i.e., census tract boundaries). Besides facilitating physical organization, neighborhoods serve as a means of social organization whereby, it
is believed, interaction among residents is based on shared values and interests. Sometimes these spatial units are delineated to identify different ethnic,
religious, or social groups, or for administrative convenience in the provision of services. Socially defined neighborhoods often form naturally through
the clustering of people with similar occupations, backgrounds, or interests
(Banerjee & Baer, 1984).
With a focus on spatial differentiation, planning-related studies of the
qualities of neighborhoods are used to uncover neighborhood-level features
or services that are important in people’s lives. These include quality of and
access to local services (Wekerle, 1985), perceived housing opportunities
(Cook, 1988), and various levels of density and population size (Baldassare
& Wilson, 1995; Dahmann, 1985). Some of the identified variables become
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Talen, Shah / Neighborhood Evaluation Using GIS
587
the basis of neighborhood indicators (Sawicki & Flynn, 1996) and assetbased community development initiatives (Kretzmann & McKnight, 1993).
These views of neighborhood are consistent with the “classical” planning conception of neighborhood in the American context that became
important at the end of the 19th century. Specifically, the idea of the neighborhood as a distinct, significant planning component of a larger metropolitan area was strengthened by the work of Ebenezer Howard (1898), who
based his design of the Garden City on the neighborhood unit. In his
Garden City, neighborhoods or “wards” were relatively self-sufficient units
that merged together to form a complete city. This physical planning ideal
was dictated by Howard’s explicit social agenda, which called for the creation of a polycentric “social city” that operated on the principles of “freedom and cooperation.”
Clarence Perry (1929) expanded on Howard’s ideas and articulated the
concept of the neighborhood as a building block for a larger urban area in
the 1929 Regional Plan for New York and Its Environs. His agenda, like
Howard’s, had a strong social planning emphasis (Silver, 1985). He conceived of a prototypical “neighborhood unit” that would provide residents
safe pedestrian access to basic necessities like an elementary school, community center, parks and playgrounds, and small stores—all of which would
be integrated with the rest of the city by connecting thoroughfares at the edges
of the neighborhood. Leading architects and town planners of the 1920s and
1930s such as Lewis Mumford, Clarence Stein, and Henry Wright embraced
this idea, and a small number of projects such as Radburn, New Jersey, were
developed based on Perry’s ideal. Although few developments were built
that emulated the neighborhood-unit principle in pure form, the basic idea of
urban subunits proved to be tremendously influential in planning practice.
The post–World War II era in the United States was characterized by
a large-scale exodus of affluent and educated White families to outlying
suburbs in an effort to escape the real or perceived conditions of congestion,
crime, and urban deterioration (Jackson, 1985). The degree to which suburban neighborhoods were able to satisfy social needs is debated (Gans,
1967); however, the satisfaction of physical needs, especially in terms of
access to services, most likely declined with the decrease in housing density and increase in land-use segregation associated with suburban development. Thus the pure conception of the neighborhood unit as put forth by
Howard and later Perry was, in a planning sense, seriously altered. The
importance of local area or neighborhood as a basis for planning has been
resurrected more recently by neotraditional or New Urbanist planners
(Congress for the New Urbanism, 2000). The traditional neighborhood
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Environment and Behavior
development (TND) model, based on Perry’s original conception, is now
presented as the basis for many new developments.
The Social Meaning of Neighborhood
Another evaluative approach comes not from town planning but rather
sociology. It recognizes the neighborhood as a distinct physical area but
places greater emphasis on the social relations among its residents. These
relations are based on either a social component, consisting of various types
of social interaction, or an affective component, involving a whole range of
psychological and emotional responses. The social interaction component
consists of social networks and the emotional support that can exist among
neighbors. Such activity ranges from strong social relationships, for example,
when there is an exchange of help or goods, to weak social ties, involving
casual greetings (Granovetter, 1973). The affective component considers the
psychological aspects of “sense of community,” beyond overt social interaction (although in many ways tied to it). McMillan and Chavis (1986) identified the components of membership, influence, need fulfillment, and shared
emotional connection as the main determinants of community.
Research on neighborhood social behavior has been a main topic of
interest in sociological research. Cooley (1918), one of the leading sociologists at the beginning of the 20th century, considered the neighborhood to
be one of the three principal forms of social organization; the other two
being family and local children’s groups. Park, Burgess, and McKenzie
(1925) identified neighborhoods or “natural areas” within the city defined
by urban subareas that contained a relatively homogeneous population. They
visualized natural areas as an outcome of the rapid growth of the city—
similar groups of people tending to cluster together to form “natural
groups,” forming “natural areas” that served as urban habitats. A large part of
Burgess’ work focused on the role of these natural areas or neighborhoods
as a means of social and behavioral control within the heterogeneous urban
environment (Olson, 1982).
Hunter (1979) proposed that the inherent sentiment in the “personal relationships of proximity and the common fate of shared space” defines a
social bond among residents. This social bond is the essence of the neighborhood, and it transforms physical space into a social unit. Other important studies about the social dimensions of neighborhoods include Warren’s
(1978) neighborhood typology based on three dimensions of social organization; (a) the extent of individual identification with the local area, (b) the
degree of social exchange between neighbors, and (c) the extent to which
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the area is linked to the larger community. He identified six neighborhood
types distinctive in several dimensions, including social organization, service
delivery systems, and neighborhood receptivity to external forces of change.
Focusing on the social aspects of neighborhoods in more recent debates
can lead to the conclusion that neighborhood as a source of social relationship has lessened in importance. Researchers have questioned the relevance
of neighborhood in the context of growing “placeless” communities (see
O’Brien & Ayidiya, 1991; Webber, 1963). Studies have concluded that primary social groups no longer have any territorial significance but consist of
friends and relatives scattered throughout the city, leading to the identification of spatially discontinuous “personal neighborhoods” as the prevalent
form of social organization in highly urbanized environments (Olson,
1982). Fischer, from his research in the San Francisco Bay Area, provided
evidence that the absence of community at the neighborhood level does not
create psychological problems as long as an individual can find sources of
community elsewhere (O’Brien & Ayidiya, 1991). Others concluded that
loss of neighborhood-level social life may nevertheless have a negative effect
on quality of life. Drawing on the work of several researchers (Freudenberg,
1986; Marans & Rodgers, 1975), O’Brien and Ayidiya (1991) found that
even though an individual might find social support elsewhere, his or her
quality of life will be significantly affected by the extent to which he or she
experiences neighborhood-level community.
Banerjee and Baer (1984) studied 22 different residential areas of Los
Angeles in an attempt to understand how people perceive the social and
physical aspects of their “residential area.” They found that although the
physical structure is significant, social classifications or “the kind of people
living nearby” are more important in the description of residential areas.
The degree of personal and/or property safety, availability of good quality
services, and environmental issues such as air quality that were the other
salient issues cited by residents were influenced more by the overall metropolitan structure than the neighborhood itself. Spatial representations of
residential areas (maps drawn by residents) differed greatly among individuals, ranging from a single street intersection to a collection of several
blocks, and low-income residents tended to delineate smaller geographic
areas than high-income residents.
Environmental Perception
Rather than focusing on physical or social dimensions, another area of
interest in neighborhood evaluation examines the perceptive and cognitive
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recognition of neighborhood. Of course, such an examination does not
exclude physical and social dimensions but rather seeks to draw out, explicitly, perceptual and cognitive issues about neighborhood representation.
Studies by Lynch (1960), Lee (1970), Bardo (1984), and Aitken, Stutz,
Prosser, and Chandler (1993), for example, all stressed the perceptive and/or
cognitive aspects of neighborhood evaluation. A common finding of these
studies reiterates that the neighborhood image is a complex interplay of
multiple variables based on very individualized perceptions.
Images of neighborhood can consist of designative aspects (cognitive
organization of space) and appraisive aspects (feelings about the local environment; see Appleyard, 1970; Pocock & Hudson, 1978). In terms of designative aspects, the seminal work of Lynch (1960) provided initial insights
into the identity and structure of imageability, or how residents orient themselves within the environment. Relatedly, geographers have investigated
how cognition of the spatial environment involves landmark, route, and/or
survey information (e.g., Aitken & Prosser, 1990; Golledge, 1978). Such
cognition involves a spatial knowledge structure—a set of “symbol structures” that provide a basis for interpreting places in the external environment and for acquiring spatial knowledge (Aitken & Prosser, 1990; Golledge,
1987). In the context of neighborhood, residents can acquire “configurational
knowledge” of their environment, according to which residents have the ability to navigate complex paths and nodes within an areal frame of reference
(Gollege, 1990). At the neighborhood level, habitual behavior based on
day-to-day routines within a local environment constitutes an additional
basis of spatial cognition. This is significant in that it legitimizes residentconstructed GIS based on place familiarity rather than requiring “complex
cognitive representations to interpret what is for residents a relatively familiar environment” (Aitken & Prosser, 1990, p. 306).
The appraisive aspects of residents’ imagery (Knox, 1995; Pocock &
Hudson, 1978) are also implicated in neighborhood evaluation. Related
research includes the notion of levels of environmental meaning as articulated by Lynch (1960), Appleyard’s (1976) studies of connotative meaning,
Rapoport’s (1990) identification of environmental elements that communicate meaning, environmental assessment studies (Evans & Garling, 1991),
and research on evaluative response or the likeability of particular urban
areas (Nasar, 1998). Geographers have researched how individual appraisals
of local environments can be spatially evaluated. An early study of residents’ feelings about the desirability of different neighborhoods in Los Angeles
(Clark & Cadwallader, 1973) showed how the geography of preference was not
a simple reflection of “objective” criteria such as socioeconomic status.
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Gould’s (1973) studies of regional preferences and Milgram’s studies of psychological or mental maps (Milgram & Jodelet, 1976) are also applicable.
Lee’s (1970) studies of the spatial meaning of neighborhood are particularly relevant to the kind of GIS-based evaluation described in this article.
Lee investigated the “sociospatial schema” of residents, whereby territorial
and social information in the local environment are combined into one cognitive representation. In a study in Cambridge, England, Lee (1970) asked
residents to draw out a line on a map to delineate the area they considered
as their neighborhood or district. Supplementing this information with their
verbal descriptions, he distinguished three different types of neighborhoods—
the social acquaintance neighborhood, the homogeneous neighborhood, and
the unit neighborhood. These varied in size, degree of intimacy, and population heterogeneity. Lee found that density had no effect on the size of the
neighborhood or on the number of friends in the locality irrespective of how
the neighborhood was defined. Neighborhood involvement was, however,
positively linked to social and physical (inclusion of stores and other
amenities) heterogeneity in the locality.
Bardo’s (1984) research in Hemel Hempsted in England also showed
that multiple neighborhood conceptions exist within a single population—
he identified the neighborhood of interaction, the neighborhood of support,
the neighborhood of belonging, and the neighborhood of services. Moreover,
about 55% of the respondents defined their “neighborhood” to be different
from a more personal “area of belonging,” which was typically smaller than
the neighborhood. Another significant finding (also supported by Lee’s
research) was that very few of the neighborhood areas defined by the residents were as large as the planning neighborhoods. Therefore, although the
planning neighborhood is important, residents are likely to include other
factors in defining their personal neighborhoods.
Summary
Given the diversity of analytical approaches and empirical research results
briefly reviewed above, it is difficult to formulate a set of views that adequately
characterize the meaning and importance of neighborhoods or local areas. The
idea of neighborhood—its meaning and relevance—has fluctuated during the
past 100 years, in terms of planning application and sociological interpretation.
It is also known that perceptions vary widely among residents even when they
live in close proximity, which helps explain why resident definitions of neighborhood differ fundamentally from the administrative definitions used by planners because the latter are usually concerned with generalization.
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It is useful, however, drawing on the literature briefly reviewed, to
attempt to pinpoint what the dominant issues in neighborhood evaluation
appear to be. One issue is how well neighborhoods satisfy the physical and
social needs of residents. In terms of physical needs, an interesting question
is whether neighborhoods are able to satisfy nonsocial daily life needs
through neighborhood physical design, and the extent to which residents
are willing or able to satisfy those needs locally. In terms of the latter, neighborhoods have some ability to satisfy social needs, ranging from weak social
ties and resident interaction to sense of community; however, the degree to
which neighborhoods do in fact satisfy social needs is highly variable.
Neither is the social function of neighborhood a universally accepted ideal.
Finally, the environmental perception of neighborhood is likely to be highly
personalized. This raises the question of whether neighborhood-based planning is in fact a viable exercise, and whether it is possible to determine what
common perceptual elements, if any, exist.
A final note should be made about causality. If the underlying cause of
various neighborhood evaluations is sought, it is important to recognize the
impact of indirect effects and interaction variables. In terms of indirect
effects, for example, residents may be more engaged with their local areas if
their neighborhood is able to promote feelings of safety (Newman, 1972), in
turn based on environmental design factors. In terms of interaction effects,
if the evaluation of neighborhood varies by the resident’s age, gender, presence of children, or stage in the life cycle, it is likely that there are interaction effects (see Franck, 1984). For example, residents in neighborhoods
composed mainly of families with children typically show higher levels
of participation in local activities than singles or childless couples in less
family-oriented neighborhoods (see Nasar & Julian, 1995).
Method
The Use of GIS in Survey Research
Given its ability to represent spatial phenomena (such as neighborhoods)
in an interactive, visual, and multidimensional way (i.e., integrating social
and physical dimensions), GIS can potentially play a role in exploring
many of the dimensions of neighborhood listed above. The approach taken
in the current study was to investigate how residents evaluate neighborhood
vis-à-vis the three different perspectives outlined above. Although there
have been a few attempts to capture indigenous views (Aitken & Prosser,
1990; Harris & Weiner, 1998), the integration of indigenous views in GIS
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593
generally occurs outside the domain of community or neighborhood level
applications.1
The use of GIS in neighborhood evaluation offers a number of advantages. Substantively, a multidimensional view of neighborhood in GIS (i.e.,
using neighborhood data that is visual, dynamic, interactive, and interrelated) may help to better articulate resident evaluation. This is important
because traditional neighborhood research in general is often criticized for
relying too much on standard socioeconomic indicators, which may obfuscate how neighborhoods differ on a variety of other factors (see Ellen &
Turner, 1997). The use of GIS may also enable a better linkage between
neighborhood image (identity, spatial structure) and neighborhood meaning
(likeability). Past research involving links between environmental images
and social meaning (as in the work of Buttimer, 1972; Lee, 1968) could be
broadened beyond neighborhood delineation to include more complex evaluative maps involving a range of neighborhood images.
There are also methodological advantages, and these benefits differentiate the use of GIS from conventional survey research methods. First, GIS
provides the opportunity for residents to construct their evaluation in a
dynamic, interactive format. Spatial phenomena, therefore, can be more
responsive to idiosyncratic notions of neighborhood. In GIS, neighborhoods can be evaluated in an interactive manner such that the particular
data layer presented can be added to and/or manipulated to reflect an image
that is most meaningful to the resident.
Second, a GIS-based approach can be more accommodating of spatial phenomena that vary in intensity, that is, are expressed as probabilistic rather
than absolute phenomena. The freedom to express neighborhood images in
terms of relative meaning (e.g., as alternative future desired development
patterns) frees the respondent from making absolute representations. Such
absolutes may not adequately reflect resident views.
Third, evaluation in a GIS format gives the resident the ability to combine data layers such that the interrelationships of neighborhood maps and
images add an additional level of meaning. By combining layers, the interrelationships that reflect social, political, and economic contexts are made
explicit. This ability to combine levels of meaning, rather than being confined to more unidimensional representations, can, potentially, extend the
realm of evaluative response.
Finally, GIS can enable individuals to communicate evaluations of neighborhood in such a way that the lack of mapping or communicative skill is
overcome. Lack of communicative skill has, in fact, kept some individuals from
full participation in the evaluative process. For example, it has been observed
that working-class and female respondents tend to draw unsophisticated maps,
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Environment and Behavior
and that residents of inner-city areas have a “vaguer image of the city” than
others (Knox, 1995, p. 264). It is reasonable to assume that GIS has the
potential to overcome “unsophisticated” representations that are a product
of poor drawing skill as opposed to limited perceptions of neighborhood.
Case Study
To contribute to the research on neighborhood evaluation, and focusing
in particular on resident evaluations of local areas, a survey using GIS software was conducted in Urbana, Illinois (see Figure 1). Urbana is a small
(population approximately 36,000), midwestern college town and is the
older and the smaller part of the twin-city region of Urbana–Champaign.
Urbana has many mixed-use, traditionally designed residential areas and a
small, quaint downtown. The thriving commercial centers in the region,
including a large regional shopping mall, are located in Champaign, which
therefore has a stronger economic base. Most of the growth in the region,
including new, low-density subdivisions, occurs in Champaign, while
Urbana faces a declining tax base. The flagship campus of the University
of Illinois (the University of Illinois at Urbana-Champaign) is geographically situated between the two cities.
Conducting the GIS-based survey required, first, the development of
a detailed GIS database. In building the GIS for Urbana, a main consideration was that the data be at a scale residents could usefully employ in
neighborhood-level evaluation—that is, it had to be able to adequately represent locally defined issues. Abundant GIS data on natural topography,
administrative boundaries, infrastructure, and demographic characteristics
such as ethnicity and population density are available through a variety of
sources, including the U.S. Census (www.census.gov), the U.S. Geological
Survey (www.usgs.gov), and ESRI, a primary commercial distributor of
GIS software and data (www.esri.com). However, very little of this data is
specific enough for neighborhood-level queries. Data from other commercial GIS vendors is often more detailed but is expensive and geared to
business-location decision making rather than neighborhood evaluation.
Although this larger scaled data is useful, supplemental, neighborhoodscaled data must usually be obtained from local government planning agencies. One of the reasons Urbana was chosen for the current study is that the
City of Urbana has a detailed GIS database available, the most important
data being the land parcel boundaries and their associated attributes (i.e.,
land use). This data was supplemented with data from other sources, including field surveys. In addition, digital images of buildings, street intersections, streetscapes, and cityscapes were taken and linked to the maps to
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595
Figure 1
Study Area Boundaries
(continued)
provide a more three-dimensional representation. The goal was to incorporate variables that residents would find relevant, to represent data layers in
an easy-to-understand format, and to build as comprehensive a representation as possible. ArcView 3.2, an ESRI product that has a high degree of
user-friendliness, was chosen as the GIS software for the project.
GIS data layers or “themes” can be combined to present different views
or representations of a spatial area. For the current study, the various layers
available in GIS were used to construct 10 different representations or
“views” (as they are called in ArcView). These were
1. The Champaign–Urbana region, including population distribution by census block for the whole of Champaign County, the locations and boundaries of both cities and the university, and major roads and buildings in
the region.
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Figure 1 (continued)
2. Land use, a map consisting of land parcels along the street network, with
land uses depicted in different layers representing categorizations such as
low, medium, and high-density residential, commercial, institutional, and
so on.
3. Landmarks, including buildings of importance in the city and at the
neighborhood level.
4. Neighborhood amenities, a map created to show the location and distribution of amenities that most residents would use frequently in their daily
life, such as schools, parks, stores, churches, and health care centers.
5. Accessibility to schools, a map showing areas that are within walking
distance to a school, assuming a maximum walk of 10 mins or ½ mile.
6. Commuting patterns, showing “travel to work” patterns, differentiating
certain areas in the city as “less auto dependent,” presented at the block
group level.
7. Housing, representing different aspects of housing in Urbana such as
density, tenure, and value, at the block level.
8. Demographics, displaying the spatial distribution of various population
attributes such as race and poverty characteristics, also at the censusblock level.
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9. Social issues, showing education, poverty, and unemployment by census
block.
10. Crime, a map showing the total number of crimes committed in different
areas in the city during the year 1999, obtained from the Urbana police
department.
The survey itself consisted of an in-depth, structured session where the
GIS facilitator had sufficient time to explain the various views, demonstrate
some basic GIS operations, and then help the interviewee navigate through
the various layers and respond to the survey questions. GIS facilitators were
instructed to carefully avoid revealing their own preferences or recommending data layers or elements to select.
Because of the constraints mentioned above, the sample for the current
survey was limited to 18 people. In an effort to make the sample somewhat
representative of the Urbana population, interviews were conducted in two
public places, the public library and an enclosed shopping area in downtown
Urbana. A laptop computer was set up in a relatively high-traffic area in
these locations, along with a sign inviting residents to participate in a
Neighborhood Mapping Project. Eleven surveys were completed using this
approach. A second approach was used to obtain responses from a targeted
population: neighborhood organization members, city planning staff, and
city council members were contacted and invited to participate in the survey,
and seven interviews were conducted in this way. All respondents were residents of the City of Urbana (which was a requirement for respondent participation). Most of the participants were professionals, 13 held white-collar
jobs, 3 were blue-collar workers, and the remaining 2 were homemakers.
All respondents were White, although respondent ages varied from late 20s
to mid-50s. A majority of the residents (10 of 18) had lived in their Urbana
neighborhoods for more than 10 years, 5 of them had lived there for more
than 4 years, and the remaining 3 for approximately 2 years.
Given the nature of the survey, most of the surveys were intensive, varying in length from 30 mins to 3 hrs, depending on the extent to which the participant wanted to be involved. It was assumed that the participant did not
have any prior experience with GIS, therefore each interview began with
some basic steps to build familiarity with the project and basic GIS functionality. The familiarization process consisted of two steps. First, respondents were shown the different views and/or maps in the GIS and the way
different variables are represented, for example, parcels as polygons with
color indicating land use, buildings as point symbols, and varying crime levels represented as color-gradated city blocks. Second, respondents were
shown the use of some basic GIS tools. It was explained how a map could be
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viewed at different scales by “zooming in” and “zooming out,” how distances
and areas could be calculated, how attribute information could be obtained by
clicking on any feature, and how different images could be created by turning layers on and off and copying and pasting layers from other maps.
When this orientation was completed, the evaluation of local area or
neighborhood was started. Although the survey was open-ended, the following three questions were asked to elicit responses:
• The residents were asked to define their neighborhood boundaries, and
the elements that they considered to be a significant part of their neighborhood. To discourage conditioned responses, use of the term neighborhood on the part of the interviewer (i.e., GIS facilitator) was avoided
initially (using instead your local area or the area where you feel most
comfortable). The responses were recorded by drawing either on existing
maps or on a new map put together by the resident. Features and areas
were annotated by the resident directly, or dictated to the facilitator.
• The residents were then asked to describe their “activity area” within the
city—the places that they visited often, the routes that they traveled, and
also the areas that they avoided. Their responses were again marked on
whatever maps they considered most suitable for representation and supplemented by comments in text boxes.
• Finally, respondents were asked to identify what they liked and disliked
about their local area or neighborhood. They were asked to comment on
what they perceived as assets or deficiencies, problems, and weaknesses
or strengths and opportunities. Whenever appropriate, the responses were
marked on maps; otherwise they were recorded as text.
Results
Considering the open-ended nature of the survey, a qualitative approach is
used here to summarize the resident responses. Qualitative methods emphasize “the central role of subjective perception and the construction of personal
meanings as determinants of how people experience reality” (Banyard &
Miller, 1998, p. 488) and are particularly useful when only a few participants
are involved and the questions are framed to elicit broad responses (Suchan
& Brewer, 2000).
Presentation of the survey results in this section focuses on description,
analysis, and interpretation. Description is a representation of responses or data,
analysis moves further to identify key factors and interrelationships of factors
from the responses, and interpretation is an effort on the part of the researcher
to “make sense of the analysis” and to develop an understanding beyond the
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599
certainty of the data (see Suchan & Brewer, 2000). All of the individual
responses were studied and analyzed in detail; however, an attempt is made
here to present a collective image of perceptions and opinions representative
of the group or subgroups. A selection of individual responses—that is, GIS
views put together by the respondents—are shown in Figures 2 through 6.
Neighborhood Boundaries
As most neighborhood research has shown, people tend to have unique
perceptions of what constitutes their neighborhood. In the current study,
every participant felt that she or he lived in a “neighborhood,” and all but one
could define a specific physical area as her or his neighborhood. One person
who could not, felt that his neighborhood was not bounded by physical
boundaries but rather extended out to wherever his friends were located in
the region. This definition is reminiscent of “territorially detached” neighborhoods described by McClenahan and Sweetzer (as cited in Olson, 1982).
For those respondents who were able to delineate neighborhood boundaries, the size of the defined area varied significantly from 10 acres to about
400 acres. Some respondents included only a part of one or two blocks in
their neighborhood, whereas others extended it far out to include a large
section of the city. The elements used to define neighborhood varied and
included physical features such as street pattern and housing type, social
aspects ranging from strong friendships to loose ties resulting from similar
social levels and lifestyles, individual activity patterns like walking areas,
sentiments of place attachment, or characteristics such as common history.
These varying perceptions reflect the complexity of neighborhood and
reemphasize Bardo’s (1984) conception that a neighborhood can serve multiple functions for different people and therefore have multiple meanings.
Perhaps it is not surprising, the respondents most knowledgeable about
planning issues in the survey group—that is, the city planners, city officials,
and neighborhood leaders—showed a greater propensity for using place characteristics (physical and social) such as streets and demographic information
for determining neighborhood boundaries. Those directly involved with planning issues work regularly with formally demarcated physical areas, defined
in Urbana as neighborhoods or wards, and their reliance on physical elements
and formally defined social characteristics is likely a reflection of that influence. Conversely, nonplanning respondents tended to have more personalized
definitions based on elements or activities that involved them directly: for
example, location of friends, degree of familiarity with the area, personal characterizations of people living in the area, and the spatial range of a frequent
activity such walking. Figures 2 and 3 illustrate two such responses. Both
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Figure 2
Response Map 1 – Neighborhood Image
600
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Figure 3
Response Map 2 – Neighborhood Image
601
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Environment and Behavior
Table 1
Survey Questions Conducted in GIS Format
Can you identify the block that you live on?
Do you live in a neighborhood?
Can you identify its boundaries?
Is there a center?
What themes or layers seem to have the most meaning in terms of representing your
neighborhood identified above?
Now think in terms of a larger scale, outside of your neighborhood. What is your main
activity area–what areas of the city and/or cities do you most frequent? What areas do
you most frequently go to or travel through?
What themes or layers seem to have the most meaning in terms of representing the activity
area identified above?
What do you think are this city’s most distinctive features?
What blocks or neighborhoods in this area (Champaign/Urbana region) would you most like
to live in, and why?
What do you dislike about this area (city as a whole, a particular area, or local area such as
your neighborhood)?
What do you think are the biggest problems that this area has (city as a whole, a particular
area, or local area such as your neighborhood)?
Is there anything that you think is lacking in this area? (if applicable – where would you put it?)
Are there particular areas that you avoid, or where you do not feel safe?
Note: GIS = Geographic Information Systems.
maps reflect responses that are similar to the “social acquaintance” neighborhood described by Lee (1970), although they are somewhat more complex in
that they integrate place familiarity and sense of identity in addition to
people familiarity (an element that was primary in Lee’s definition).
Other indications of the range of resident responses are shown in Figures 4
and 5. Figure 5 is a reflection of the “face-block” neighborhood described
by Suttles (as cited in Banerjee & Baer, 1984) and is also closer to Lee’s
“social acquaintance” neighborhood. Overall, and in keeping with Lee’s
(1970) findings in Cambridge, U.K., resident definitions were unique, and
therefore no “collectively acknowledged geographical area” was known by
residents. Only the neighborhood leader in the sample identified a collectively defined area as the neighborhood (Figure 4).
The extent of social interaction was assessed by the resident’s response
to a supplemental set of questions (Table 1). Questions about whether
respondents felt they had neighbors they could rely on for company,
whether they could ask small favors such as borrowing a cooking ingredient, or whether they felt they could seek moral support in times of crises are
familiar measures (see, e.g., Unger & Wandersman, 1985). The results
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Figure 4
Response Map 3 – Neighborhood Image
603
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Figure 5
Response Map – Neighborhood Image and Activity Area
604
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605
seemed to indicate that respondents who had a greater degree of social
interaction within the neighborhood tended to use the locations of friends
and acquaintances as boundary determinants much more often than people
with comparatively little social interaction. The latter group relied more on
physical characteristics such as street patterns, housing style, and formal
definitions like subdivision. One hypothesis, then, is that if social ties with
neighbors do exist, they are more important than the physical environment
in determining neighborhood definition. This finding is congruent with
what Banerjee and Baer (1984) observed in their studies in Los Angeles.
Where residents did include physical qualities in their neighborhood
delineation, the location of facilities or service areas did not seem to be
particularly important. Most often, when physical criteria were used, the
appearance of the area and street patterns were more important than locations of amenities. Furthermore, when physical qualities were included in
the delineation, they tended to be limited to schools and parks rather than
commercial or other nonresidential areas.
Because the GIS database included explicit physical data, it was particularly helpful to those people who relied on physical characteristics to
define neighborhood boundaries. For the others, it had value in the fact that
respondents could translate their social relationships and activities to a
physical area mapped out in detail with much greater ease, without having
to rely on memory. Previous research has demonstrated that if the basic
physical layout is already present, it is generally easier to concentrate on
other qualitative aspects of the area (Shiffer, 1998).
Neighborhood Elements
In addition to boundary delineation, the elements that were most important
to residents in describing their neighborhood were investigated more specifically. To find these elements, residents were not only asked to choose from the
various maps (views) and layers in the neighborhood GIS but were also shown
how to add their own elements that might not have been displayed, using GIS
as a kind of catalyst for remembering neighborhood characteristics.
The most important element that recurred in some form in every response
was the location of the neighborhood with respect to other uses in the city.
Type of development around (rather than within) the neighborhood, and the
corresponding effect on travel patterns seemed to be important characteristics irrespective of whether the interviewee was involved in neighborhood
planning issues directly. The relative importance of proximity to different
uses, however, varied among individuals. For most people (13 of the 18
respondents), the distribution of neighborhood amenities such as schools,
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Environment and Behavior
parks, stores, and religious institutions was important. Significantly,
although the respondents did not define their neighborhood boundaries
based on the location of facilities, their presence or absence did affect their
evaluation of the character of the neighborhood. Therefore, even though residents did not generally conceptualize their neighborhoods in a way that was
consistent with Perry’s (1929) neighborhood-unit configuration, they did
seem to value the underlying concept of accessibility to basic services.
Some respondents identified externally located elements as contributing
to internal neighborhood quality. For example, for some residents, proximity to the downtown or to the University campus were elements that gave
special character to their adjacent neighborhood. Other elements contributing to neighborhood description, although less frequently used, were population characteristics (e.g., racial distribution, education, or income level of
residents by census block); housing characteristics, such as type and age;
and crime levels. All these elements were represented well in the GIS, and
respondents found it easy to build a picture of their neighborhood by combining different GIS layers.
Some respondents felt the need to express neighborhood definition in terms
of the aesthetics of neighborhood form, and for this GIS was less successful at
facilitating representation. Neighborhood aesthetics include the architectural
style of houses, the prevalence of street trees, the brick paving of streets, and
the colors and the textures of buildings. These aesthetic aspects, which seemed
to be an important basis of neighborhood evaluation for some residents, are
best portrayed as three-dimensional elevations, and thus are somewhat awkward to portray in GIS. This underscores previous calls for a better integration
between GIS and multimedia techniques (e.g., 3-D visualizations) or even traditional techniques such as sketching (see Al-Kodmany, 1998).
Local Activity Areas
The respondents were asked to indicate the places or areas in the city
that they visited or traveled through frequently (at least once a week) as a
part of their regular activities. They could describe their activity pattern in
several ways—as locations of destinations (points), as a general area within
which most of their activities took place (polygons), as routes they traveled
(lines), or any combination of these. The residents were also asked to indicate what they liked and disliked about these destinations and routes.
A majority of the respondents (15 of 18 respondents) defined their activity
patterns in terms of definite destinations rather than a general area. In all cases,
very few of these destinations were located within the area defined as the
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neighborhood. This is, of course, dependent on the fact that many residential neighborhoods in Urbana lack a complete set of uses and facilities internally. Yet even in the more mixed use neighborhoods, respondents indicated
geographically dispersed activity areas. Residents indicated that they traveled
to many different parts of the region not only to get to work but also to buy
their groceries and do other shopping and service-related activities. Even
when the activity pattern was defined as a more specific area, it was much
larger than the area defined as the neighborhood (Figures 5 and 6). This finding supports one of the main conclusions of Banerjee and Baer (1984).
It is interesting, however, that this finding did not hold for the case of parks.
Residents were much more likely to confine their activity area for parks to
those located within the neighborhood. Thus, where residents were willing to
travel throughout the region for various retailing activities, travel to parks was
confined to local areas. This was also true for schools, although in the case of
schools, relevant destinations are largely determined by districting rules.
In terms of route preferences, most people said they wanted to avoid the
busy arterial roads not only while walking and biking but also when they were
traveling by car to reach different places within the city. They frequently identified longer routes used to avoid congestion. While walking or biking, respondents showed a preference for using neighborhood roads selectively, choosing
those considered “pleasant” because of shady trees, good sidewalks, nice
houses with well maintained yards, and the presence of people (Figure 6).
The GIS data layers that were the most useful in evaluating activity areas
were those showing the street network, detailed land uses, and point locations
of amenities and landmarks. The hot-linked images were found to be highly
useful. Buildings, street intersections, and streetscapes helped respondents
orient themselves in different GIS views and describe their routes specifically. Respondents also identified missing data that they believed would have
been useful in evaluating activity areas; specifically, traffic counts on some
major roads, and maps showing bike lanes and transit routes.
Assessment of Residents’ Likes and Dislikes
To develop a better understanding of what neighborhoods mean to residents, it is important to know how they delineate and define not only them
but also what elements and issues they consider to be positive or negative.
Thus respondents were asked about what they liked or disliked about their
neighborhoods, and what they perceived as strengths or weaknesses. They
were also asked how these factors contributed to their sense of satisfaction
with their place of residence.
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Figure 6
Response Map 5 – Activity Area
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There was a high level of satisfaction in the survey sample regarding neighborhoods, which is a common phenomenon in residential studies (Michelson,
1977). Most of the residents (14 of the 18 respondents) felt that their current
neighborhood was the best place in the city for them to live. Their proximity
to the downtown, to schools and parks, or to the University campus in the east
were important, positive features. Generally, they also valued the physical appearance of their neighborhood—presence of old houses with unique
architecture, large shade trees, quiet streets with sidewalks, and the walkability that these qualities produced. Two respondents who lived a few blocks
away in comparatively newer developments felt that the older neighborhoods
were better places to live in for these same reasons. At the same time, however, two residents indicated a preference for newer subdivisions at the outskirts of the city where they could afford larger houses and more open space.
The demographic makeup of other people living in the neighborhood
was another significant component of neighborhood assessment. Respondents
from the older neighborhoods close to the University campus viewed the
presence of a large number of University faculty in their neighborhood as a
positive feature. Another respondent from one of the most racially diverse
neighborhoods in Urbana, which is otherwise predominantly White, felt that
diversity was the strongest and most attractive aspect of the neighborhood.
There was a strong appreciation for the historic charm of the city and its
neighborhoods, and many residents identified historic building locations on
the map. Residents mostly perceived Urbana as a beautiful city that has
retained its history and “small town character,” and many identified historical quality as the primary contributor of that character. History was perceived by many to be the greatest asset of the city and its neighborhoods.
The sources of neighborhood dissatisfaction fell into two categories, neither of which, it is interesting to note, were particularly well suited to GIS
representation. First, some respondents characterized what they saw as negative neighborhood qualities in very personal, often nongeographic (i.e.,
nonlocationally specific) terms. For example, some respondents expressed
dissatisfaction with the behavior of their neighbors, such as neighbors
being too noisy or not shoveling their sidewalks. One respondent complained of a neighbor using a lot for storing “junk” and creating a visual
nuisance in the neighborhood. Others complained about trees being cut
down by utility companies. Where disliked qualities were more physically
(rather than behaviorally) oriented, it was difficult for the respondents to pinpoint such characteristics in a spatially specific way. Examples include poor
design of streets and parking areas, and blight caused by vacant buildings—
issues that were identified as destroying the character of the city.
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Environment and Behavior
The second category of disliked qualities was also nonspecific in geographic terms. This category can be described as “economic issues.” The
most significant issue that recurred in almost every response was the perception of a lack of diverse business in the city and a resultant decline in
the city’s tax base. Respondents expressed a need for different kinds of
businesses, particularly retailing, and this was tied to the needs of current
residents and economic growth in general. In either case, responses were
generally undefined in specific locational terms, and thus the applicability
of GIS for this type of evaluation was not clear. This may be an issue of
scale representation—that is, economic growth issues may be perceived as
a city-wide rather than a neighborhood-level issue.
Summary and Conclusion
Although it is not possible to generalize about the meaning of neighborhood
based on the small sample size reported here, the value of the current study is
its potential to tease out previously overlooked aspects of resident evaluation.
What the current study revealed was that, when represented in GIS, issues
having to do with boundaries, elements, activity areas, and likes and dislikes
take on a somewhat different perspective than may be revealed using more conventional methods. More specifically, the current study yielded the following
observations, any of which could be used as a basis for further exploration:
• Given the explicit spatial nature of GIS, neighborhood evaluation using
GIS seemed to be best suited for boundary delineation and for identifying
the location of elements and activity areas that were part of the neighborhood definition. Most of these aspects of neighborhood have explicit spatial qualities.
• Identification of what is liked and disliked about neighborhood—that is,
incorporating the explicit use of neighborhood preference—seemed to be
less conducive to GIS representation. This was especially true of disliked
elements, which often consisted of personal or nongeographically specific components.
• The geographic realm of neighborhood differed not only by respondent
but also by the type of element being associated with conceptions of
neighborhood. This was seen in the difference between the widely cast activity area for commercial activities, as opposed to the much more localized
area identified for parks and schools. This could indicate that some neighborhood elements have a more localized meaning, while others do not.
• The responses seemed to indicate that scale is an important issue in neighborhood evaluation. Although there was perhaps no clear pattern that
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emerged, it seemed that the evaluation of neighborhood changed in relation to a “zoomed in” or “zoomed out” perspective of the region. It is
unclear whether scale functions as cause or effect in the evaluation of
neighborhood, only that evaluative aspects were not scale independent.
These observations about neighborhood evaluation may not necessarily be
new; however, their investigation via GIS supplies, we believe, an alternative
evaluative perspective. Predominantly, that perspective has to do with the way
GIS allows the exploration of geographic aspects of neighborhood—a perspective not usually sought out, in part because of the lack of an appropriate, feasible method for gauging meaning in a spatial context.
This has policy implications because it constitutes an expansion of conventional uses of GIS in local community planning (i.e., beyond dissemination of government-generated data). At the local community level, this shifts
the use of GIS away from information provider toward the use of GIS as an
exploratory instrument for generating new ideas. Ultimately, GIS-based resident evaluation could be incorporated into neighborhood planning as a standard methodology. For this to happen, it will be necessary for resident
evaluation of neighborhood to be elevated to the level afforded basic socioeconomic or environmental database themes that have become standard in
community-level GIS. By seeking ways to build multiple perceptions of
reality into a neighborhood GIS (e.g., using various resident perceptions of
what is liked and disliked about a neighborhood), there is an increased ability to interconnect “fact” and value, the separation of which is a common critique of conventional GIS. One way to do this would be to combine the
evaluations of individual residents into a composite, value-based layer in
GIS that is then compared to more “objective” GIS representation.
There is an obvious technical drawback. The method described here is
highly labor intensive. Even if the GIS data is readily available, it requires
a good deal of patience to conduct computer-based surveys using an
“opportunity sampling” approach—that is, waiting for willing participants
in a public location. Going door to door with a laptop computer is not particularly feasible. This situation may be improved in the future, particularly
if there is a need to conduct randomized, large sample surveys. One method
would make use of Internet Mapping Server (IMS) software, which allows
interactive use of GIS over the Internet. It may be possible to use this software in conjunction with preselected panels that respond to Web-based surveys.2 Until these methods become more accessible, however, we believe
the use of GIS as an exploratory tool presents a critical opportunity for
neighborhood research, allowing basic questions of neighborhood evaluation to be explored in a new light.
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Notes
1. A few exceptions exist. First, planners in Portland, Oregon, have been working on a
public participation Geographic Information System (GIS) that incorporates “traditionally
intangible information,” such as how residents value their homes, feeling about the uniqueness
of a given area, and other value-based information (Bosworth & Donovan, 1998). Another
example is the work of Krygier (1998) and Chang (1997) in a neighborhood in Buffalo, New
York. There, researchers have investigated ways in which residents can “make and un-make
information and thus shape and reshape the way they understand their neighborhood” in a
process called “sense making” (Krygier, 1998, p. 2).
2. For example, Knowledge Networks uses random digit dialing to select a panel of respondents who are encouraged to complete surveys over a WebTV unit provided to them free of
charge (www.knowledgenetworks.com). This methodology could be combined, potentially,
with Internet Mapping Server software to allow participants to respond using GIS interactively.
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Emily Talen is a professor in the Department of Urban and Regional Planning at the University
of Illinois at Urbana-Champaign.
Swasti Shah works as a planning consultant in Chicago.
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distribution.