Georgetown University Law Center
Scholarship @ GEORGETOWN LAW
2010
Rights, Harms, and Duties: A Response to Justice for Hedgehogs
Robin West
Georgetown University Law Center, west@law.georgetown.edu
Georgetown Public Law and Legal Theory Research Paper No. 12-023
This paper can be downloaded free of charge from:
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http://ssrn.com/abstract=2014816
90 B.U. L. Rev. 819-837 (2010)
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RIGHTS, HARMS, AND DUTIES:
A RESPONSE TO JUSTICE FOR HEDGEHOGS
ROBIN WEST∗
INTRODUCTION ............................................................................................... 819
I. RIGHTS ................................................................................................ 821
II. DUTIES................................................................................................. 829
III. THE GOOD ........................................................................................... 834
CONCLUSION ................................................................................................... 836
INTRODUCTION
Ronald Dworkin has propounded three jurisprudential positions over the
course of his career which he revisits in his book – albeit briefly – so as to
integrate them into his hedgehoggian program. The first is that we should
think of rights as political trumps, such that the individual liberty protected by
the right, and hence the behavior protected by the right, trumps in importance
and in effect, both in law and in popular imaginings, the various collective
goals with which the right might be in conflict.1 Second, we should think
about our collective life, and the principles that should guide it, through the
lens of the rights of individuals understood capaciously. Rights may be
positive or negative, legal, constitutional, political, institutional, or moral, and
might have either libertarian and regressive or egalitarian and redistributive
consequences. Regardless, we should think about our collective life through
the lens of individual rights rather than through the lens of the moral duty of
legislators, state actors, lawmakers, or, simply, sovereigns, to make good law
in the interest of the governed: the duty of lawmakers to exercise their
lawmaking power in morally responsible or virtuous ways.2 Rights of citizens,
∗ Frederick J. Haas Professor of Law and Philosophy and Associate Dean for Research
and Academic Programs, Georgetown University Law Center.
1 See RONALD DWORKIN, JUSTICE FOR HEDGEHOGS (forthcoming 2010) (Apr. 17, 2009
manuscript at 208-09, on file with the Boston University Law Review). Dworkin explains:
Sometimes . . . people use the idea of a political right in a stronger . . . way: to declare
that some interests people have are so important that these interests must be protected
even from policies that would indeed make people as a whole better off. We might
say, capturing that idea, that political rights are trumps over otherwise adequate
justifications for political action. . . .
This chapter studies political rights understood as trumps.
Id.
2 See id. (manuscript at 209).
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not the moral duties of lawmakers, should guide our thinking in both politics
and law.3 Third, the political principles that should inform our law are those
which require us collectively to respect the rights of individuals to decide for
themselves on the content of a good life, and do not permit or require us to
collectively make those decisions and impose them on individuals through
law.4 To live well, we must each decide for ourselves what it is to live a good
life. Government must protect the individual latitude we need to live well, and
that includes refraining from dictating or legislating on the basis of any stategenerated understanding of the content of the good life.
In my view, Dworkin is entirely right to claim, as he has many times, that
these jurisprudential principles may be the best possible interpretations of our
past legal and constitutional practices. That is, our ways of speaking, acting,
and thinking in law, and particularly in constitutional law, over the last halfcentury or so, do indeed reflect these principles, to the articulation of which
Dworkin has given over much of his career. But it does not follow that these
are good principles on which we should continue to hang our collective hats.
The practices that these principles constitute might themselves be
dysfunctional. I believe they are. In this Essay, I want to urge that we turn the
corner on all three.
I do not believe however that an abandonment of these three jurisprudential
principles and the constitutional practices they represent would require much
of a change to hedgehoggian justice as it is presented here. It is not clear that
Dworkin himself is any longer committed to them as principles required by
justice, despite their brief reappearance in this book. Dworkin presents here –
and in some detail – a rethinking of liberty that posits individual liberty as the
residual remainder of legitimate state goals,5 an account of equality that
requires a good bit by way of positive legislative change,6 and an
understanding of democratic deliberation that quite explicitly rests on
conceptions of the good, and of a state charged with promoting them.7 All
three undercut or soften, somewhat, the three practices I have targeted. The
residual theory of liberty suggests a larger role for collective deliberation over
interests and a more modest realm of individual liberties, thus softening the
force of the claim that liberty-protecting rights act as “trumps” over collective
3
See id. (manuscript at 208) (“When we come to political morality, rights plainly
provide a better focus than duties because their location is more precise: individuals have
political rights, and some of those rights, at least, are matched only by collective duties of
community as a whole rather than of particular individuals.”).
4 See id. (manuscript at 232, 235-37) (“Government must not abridge total freedom when
its putative justification relies on some collective decision about what makes a life good or
well-lived. We must each make that decision for himself:[sic] that is the core of our ethical
responsibility.”).
5 See id. (manuscript at 230-35).
6 See id. (manuscript at 221-27).
7 See id. (manuscript at 238-48).
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RIGHTS, HARMS, AND DUTIES
821
goals. The theory of equality suggests the need for considerable redistribution
of wealth so as to account for the burdens of fate that might exceed an
individual’s willful or implied desire to accept its risks, thereby implicitly
carving out a duty of legislators to carry through on these programs.8 And, the
understanding propounded here, of the political obligations of citizens to work
for a just government that respects individual autonomy and dignity, suggests
the need for a decidedly non-neutral understanding of the good life as a part of
a state’s not just legitimate but mandatory realm of concern.9 At least
according to Justice for Hedgehogs then, an understanding of rights as trumps,
a strong preference for viewing political life through the lens of individual
rights rather than lawmakers’ duties, and an insistence on state neutrality
toward competing conceptions of the good life, although repeated here in
cursory fashion, may not be requisites of justice.
Nevertheless, the idea of rights as trumps, understanding collective life as
the individual rights we have against the state rather than the duties we have
toward each other as collective sovereigns, and the stated ideal of state
neutrality toward the good life, are all at least nominally reaffirmed here, and
continue to play an outsized role in the reception of the overall corpus of
Dworkin’s jurisprudence. More to the point, though, whatever may be true of
Dworkin’s settled or changing beliefs on these three principles, all three play
an outsized role in our constitutional and legal practices. I think that
jurisprudence, as well as our political life, would be better served by
abandoning all three.
I.
RIGHTS
I will begin with rights as trumps. I want to suggest, contra Dworkin, that
we should quit thinking of individual rights as trumps against collective goals.
I am not urging a wholesale abandonment of “rights talk.” Undoubtedly, rights
exist, and it enriches our legal and constitutional discourses to acknowledge
their provenance. But we should quit thinking of them as trumping state or
collective policies with which they conflict. Thinking of rights as trumps is a
rhetorical gesture with often unnoticed costs. Let me spell out two.
First, when we think of rights as trumps we rhetorically airbrush from
consciousness, and eventually from any reckoning, the harms that may be done
to both individuals and the collective by the individual activity protected by the
right. In card games, trumped cards go in the discard pile. The airbrushing
happens routinely in Dworkin’s writing, both in this book and elsewhere. The
state pursues “collective policies,” as Dworkin puts it in Justice for
Hedgehogs, that either do or do not intrude upon individual rights.10 For
example, Dworkin hypothesizes, not unreasonably, both in Justice for
8
See id. (manuscript at 226-27).
See id. (manuscript at 203-05).
10 Id. (manuscript at 210).
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Hedgehogs11 and in Taking Rights Seriously,12 that a state might wish to pursue
the collective goal of making the community safer or the streets quieter. This
goal might, in fact, represent the preferences of the governed, as reflected in
legislative will. In both books, he then goes on to argue that this collective
goal must cede ground in the face of an individual right: either a right not to be
drafted (the right discussed in Taking Rights Seriously13) or the right to be free
of coercive interrogation (the right discussed in Justice for Hedgehogs14). The
right not to be conscripted against one’s will and the right to be free of
coercive interrogation practices therefore trump the collective will, and desire,
of a community free of violence.
The deontic individual right, in this formula, receives exhaustive treatment;
the utilitarian collective goal of keeping us safe, by contrast, receives short
shrift indeed. The right, after all, must be taken seriously, the collective
policy, apparently, not so much. The phrase “collective policies” in fact
becomes, in both books, a shorthand reference not just for the goal of keeping
the nation safe from terrorists or foreign invasion, but for all those utility
maximizing programs – such as keeping people safe in their homes and
communities from private and decidedly domestic (in both senses) violence, or
combating pollution, or providing for public transportation, or educating
children – that legislators might undertake for all sorts of preference satiating
or wealth maximizing reasons, but that might have to be jettisoned in the name
of principle.15 Collective goals are basically the undifferentiated clay of
vaguely infantile constituent desire and bald legislative power, all unvarnished
by reason, justice, or even healthy deliberation, that is unremarked and
unremarkable – harmless enough – unless and until they unduly interfere with
rights. Collective goals might be pursued on any number of justifications, or
for no justification at all, other than that people do in fact have those goals.
11
Id. (manuscript at 209).
See RONALD DWORKIN, TAKING RIGHTS SERIOUSLY 193-97 (1977).
13 See id. at 200, 218-22.
14 DWORKIN, supra note 1 (manuscript at 209).
15 Two examples include:
We say that the government should negotiate trade treaties because these are good for
America’s trade balance, or that government should subsidize farmers because that
would improve the economy as a whole, or that government should abolish capital
punishment because its use demeans our society. Many such claims are informal
versions of a utilitarian trade-off argument.
Id.
The timid lady on the streets of Chicago is not entitled to just the degree of quiet that
now obtains, nor is she entitled to have boys drafted to fight in wars she approves.
These are laws – perhaps desirable laws – that provide for advantages for her, but the
justification for these laws, if they can be justified at all, is the common desire of a
large majority, nor her personal right.
DWORKIN, supra note 12, at 195.
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RIGHTS, HARMS, AND DUTIES
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Rights, by contrast, are those things that are by definition so important that
they trump collective rights, whatever their content.16
The metaphor, of course, is not unfair to our practices. Constitutional rights
of individuals to certain freedoms do indeed protect some activities that would
otherwise be sanctioned because they are averse to collective goals. But look a
little more closely at what those “collective goals,” trumped by individual
rights, might be, or have been. Often – perhaps typically – the “goal” trumped
by the right is the goal of minimizing, deterring, or compensating for certain
harms, as defined by the state, occasioned by performance of the behavior
protected by the right. What is trumped, then, when rights trump collective
goals, is the protection of law, accorded through criminal sanctions or
regulatory or civil causes of action, against various forms of harm, suffered by
either the victim of the behavior, the right holder him or herself, or the
collectivity. So, for example, if not for the possible existence and recognition
of various trumping rights, it might be a crime to possess obscenity,17 or to
own a handgun or bring it to a political rally,18 or to loiter in obnoxious ways
in public,19 or to engage in an act of homosexual sodomy,20 or to intentionally
and ritualistically kill animals for spiritual reasons,21 or to procure or perform
an abortion,22 or to picket in certain ways,23 or to agitate for the overthrow of
16
See DWORKIN, supra note 1 (manuscript at 209).
See Paris Adult Theatre I v. Slaton, 413 U.S. 49, 54 (1973) (deciding films defined as
“obscene” under Georgia obscenity law are not protected by First Amendment); Miller v.
California, 413 U.S. 15, 23 (1973) (upholding California’s obscenity law because
distribution of obscene materials not protected under First Amendment); Am. Booksellers
Ass’n, Inc. v. Hudnut, 771 F.2d 323, 324 (7th Cir. 1985) (concluding Indiana’s attempt to
provide a civil rights remedy for injuries caused by pornography is different from
“obscenity,” which Supreme Court has held not protected under First Amendment, and
therefore is unconstitutional).
18 See District of Columbia v. Heller, 128 S. Ct. 2783, 2821-22 (2008) (invalidating D.C.
gun control law as violation of Second Amendment); NRA v. City of Chicago, 567 F.3d
856, 858-60 (7th Cir. 2009), cert. granted sub nom. McDonald v. City of Chicago, 130 S.
Ct. 48 (Sept. 30, 2009) (indicating that the Second Amendment is not incorporated against
the states).
19 See, e.g., Kolender v. Lawson, 461 U.S. 352, 353 (1983) (declaring California
loitering statute unconstitutionally vague); Loper v. N.Y. City Police Dep’t, 999 F.2d 699,
705 (2d Cir. 1993) (finding New York loitering statute unconstitutionally vague).
20 See Lawrence v. Texas, 539 U.S. 558, 578 (2003) (invalidating Texas law
criminalizing homosexual sodomy).
21 See Church of the Lukumi Babalu Aye, Inc. v. City of Hialeah, 508 U.S. 520, 534
(1993) (ruling that Hialeah’s ordinance regarding animal sacrifice was unconstitutional for
targeting Santeria religion).
22 See Planned Parenthood of Se. Pa. v. Casey, 505 U.S. 833, 879-901 (1992)
(invalidating most but not all of Pennsylvania abortion statute at issue); Roe v. Wade, 410
U.S. 113, 154 (1973) (invalidating Texas abortion law as violation of right to privacy).
23 See, e.g., Hughes v. Super. Ct. of Cal., 339 U.S. 460, 464 (1950).
17
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the government,24 or to ingest peyote,25 or to sell contraception.26 These acts
were themselves criminal, according to the will of a sovereign state somewhere
or at some time, in turn, because of perceived harms done to self, others, or the
community by virtue of the possession of obscenity, or handguns, or
homosexuality, animal sacrifice, abortion, anarchy, drug use, or contraception.
So, to prevent or deter those harms, the acts were made crimes. It is not a
crime to do any of these things, however, if the Constitution – as interpreted –
throws its veil of rights-trumping protection around these activities. If these
various acts are construed and then protected as rights, then we all understand
it is the sovereign, not the individual, who has erred. Likewise, it might be a
civil wrong, and it might be quite harmful to victims, to defame a public
official,27 or to offer employment to laborers for exploitative wages,28 or to
strip mine someone’s farmland or destroy someone’s residence if one owns the
minerals beneath it,29 or to spew pollutants into the air or waters. There may
be a tort action that mandates compensation for these civil wrongs, or a
regulatory action that imposes a cost for these regressive or socially harmful
market actions on the wrongdoer. But again, if the Constitution decrees that
individuals have rights to engage in these activities and protects them
accordingly, under the First, Fourteenth, or some other Amendment, then the
civil action will be dismissed, the cause of action struck, or the regulation
voided.30 Again, the lawmaker that decreed the wrongness of these actions,
not the wrongdoer, is sanctioned.
When a civil action or criminal action is sacrificed on the pyre of individual
rights in this way, whether by courts or otherwise, the harms that would have
been deterred or compensated by the protected activity invariably go
undeterred, uncompensated, and – my point here – eventually unreckoned.
When individual rights “trump” social disutility or individual harm, the
trumped card is buried in the discard pile. The individuals that may be harmed
by the rights-protected activities are expected to simply absorb the harms, so as
to better ensure that the individual enjoys his rights and liberties. An
24
See, e.g., Yates v. United States, 354 U.S. 298, 334 (1957).
See Employment Div. v. Smith, 494 U.S. 872, 878-79 (1990) (upholding Oregon’s
denial of compensation to workers fired for using peyote in a religious ceremony, in face of
First Amendment challenge).
26 See Griswold v. Connecticut, 381 U.S. 479, 485 (1965) (invalidating Connecticut’s
ban on contraception because it violated the “right to marital privacy”).
27 See N.Y. Times Co. v. Sullivan, 376 U.S. 254, 264 (1964).
28 See Lochner v. New York, 198 U.S. 45, 62-64 (1905) (invalidating N.Y. LAB. LAW §
110 (McKinney 1897), which limited labor hours for bakers).
29 See Pa. Coal v. Mahon, 260 U.S. 393, 414-15 (1922) (establishing the doctrine of
“regulatory taking,” expanding the power of the Takings Clause of the Fifth Amendment).
30 See, e.g., N.Y. Times, 376 U.S. at 272-73 (“Injury to official reputation affords no more
warrant for repressing speech that would otherwise be free than does factual error.”);
Mahon, 260 U.S. at 415-16 (“The general rule at least is, that while property may be
regulated to a certain extent, if regulation goes too far it will be recognized as a taking.”).
25
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RIGHTS, HARMS, AND DUTIES
825
additional consequence though, is that eventually we denigrate, or at best we
simply cease to notice, the harms that are done to us both as individuals and as
a society by the undeterred defamation, the distorted politics, the handgun
violence in private homes, the obscenity and the pornographic culture in public
spaces, the loitering, the abortions, the contraception, the disapproved sexual
activity, the strip mining, the threatened anarchy, the exploitative employment
contracts, and so on. There is no doubt that some of these activities are
harmless, and therefore ought to be decriminalized. However, we do not
collectively decide in a deliberative legislative forum to override the judgment
embedded in their criminalization by finding them to be harmless, or relatively
so, when we take these activities off the sovereign’s slate through the route of
constitutionalizing them. Instead, we decide that even if they are harmful, the
state’s interest in deterring them is trumped. We do not assess them and find
them outweighed by deeper or more profound interests. We bury them in the
discard pile.
As a consequence of the constitutional protection of individual rights, there
is, potentially, a fair amount of undeterred, unrecognized, and uncompensated
harm, some of it physical, some monetary, some dignitary, some quantifiable,
some not. Rhetorically, those harms are compounded, both in practice and in
Dworkin’s writing, through the metaphor of trump cards. Rhetoric matters.
As rights critics have charged, rights do indeed often have the effect of
privatizing and insulating harms occasioned by very strong people on very
weak people, in constitutionally protected space.31 That is bad enough. But it
is not my point here. What often has not been noticed is simply that the trump
metaphor then further trivializes, or discounts, or, to stick with the metaphor
here, discards the harm as less than useless social data. That is one important –
and I believe unappreciated – rhetorical consequence of the idea of rights as
trumps.
The second cost is also rhetorical. The declaration that an activity is
protected by a right, whether or not it is harmful or otherwise frustrates
collective goals, simply and unavoidably constructs a sort of rhetorical
American hero: an individual courageously blazing an unpopular path; a
Galilean or Socratic seer who offends his contemporaries but will speak to the
ages; a Millian or Paglian eccentric who defies political correctness in search
of deeper wisdom; or possibly just a dimwitted crank, but one we still revere.
At the same time, the individuals, communities, states, and social orders that
suffer the would-be wrongs, crimes, or harms that are the consequences of all
of these rights-protected activities are metaphorically airbrushed out of the
American tableau. They are the whiners, the spoilsports, the prudes, the
nitpickers, or the poor souls who cannot escape their unfortunate “victim”
31
See Morton J. Horowitz, Rights, 23 HARV. C.R.-C.L. L. REV. 393, 400 (1988)
(discussing how the “revolutionary . . . natural rights philosophy of the Declaration of
Independence” transformed into a “conservative pro-property doctrine” that legitimated
slavery); Mark Tushnet, An Essay on Rights, 62 TEX. L. REV. 1363, 1386-88 (1984).
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mentality – and so on. So, for example, just in the short time since the Court’s
decision in Heller, certainly as a legal culture, we now at least profess to have
a far more heightened respect for the gun-possessing and Second Amendment
rights-protected individual defending his turf, home, truck, family, and self
against all sorts of actual and fantasized threats from outsiders and
governmental intermeddlers. This person is not a redneck gun-toting
potentially dangerous renegade; he is now a constitutional icon – a rightsbearing hero bucking the tide of an intrusive and potentially totalitarian
nightmare state. Any doubt about this rhetorical shift can be laid to rest by
even a casual perusal of the Sotomayor confirmation hearings.32 Going back in
time a bit, certainly since New York Times v. Sullivan, we have come to hugely
respect, if not outright revere, the individual freed by that decision to utter truth
to power without regard to the possibly defamatory consequences for the
power holders.33 Likewise, I believe, we all now have an outsized regard for
the sanctity of the individual whose life’s meaning and craving for intimacy is
served by sexual freedom, as a consequence of the collective wisdom of
Griswold,34 Eisenstadt,35 Roe,36 and Lawrence.37 Additionally, from midcentury forward, we have learned to admire the courageous, even if misguided,
individual who publishes, authors, edits, or disseminates communist or
anarchist tracts,38 Deep Throat,39 Lady Chatterley’s Lover,40 and so on, in the
face of public opprobrium and legal sanction. In the meantime, less noticed,
we may have lost our sensitivity to or respect or empathy for, and perhaps even
our awareness of, the harms that might be done to the defamed individuals by
32 Sotomayor Hearings: The Complete Transcript – Part 2, L.A. TIMES, July 14, 2009,
http://latimesblogs.latimes.com/washington/2009/07/sotomayor-hearings-completetranscript-part-two.html (reporting Senator Hatch’s questions to Justice Sotomayor
regarding her views on gun rights).
33 N.Y. Times, 376 U.S at 271.
34 Griswold v. Connecticut, 381 U.S. 479, 485-86 (1965) (recognizing a “right to marital
privacy” that covers intimate relations).
35 Eisenstadt v. Baird, 405 U.S. 438, 453-54 (1972) (finding a Massachusetts statute that
permitted physicians to provide contraceptives to married couples but not unmarried couples
violates the equal protections clause).
36 Roe v. Wade, 410 U.S. 113, 154-55 (1973) (holding that “the right of personal privacy
includes the abortion decision”).
37 Lawrence v. Texas, 539 U.S. 558, 578 (2003) (reasoning that mutually consenting
adults “are entitled to respect for their private lives”).
38 See Brandenburg v. Ohio, 395 U.S. 444, 447 (1969); Whitney v. California, 274 U.S.
357, 377-78 (1927) (Brandeis, J., concurring); Abrams v. United States, 250 U.S. 616, 63031 (1919) (Holmes, J., dissenting).
39 See United States v. Various Articles of Obscene Merch., Schedule No. 2102, 709
F.2d 132, 137 (2d Cir. 1983).
40 See Kingsley Int’l Pictures Corp. v. Regents, 360 U.S. 684, 688-89 (1959) (holding
that the First Amendment’s “basic guarantee . . . of freedom to advocate ideas” extends even
to the idea that “adultery may sometimes be proper”).
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RIGHTS, HARMS, AND DUTIES
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the protected speech, the victims of gun violence who suffer the consequence
of the saturation of the culture with privately owned firearms, the potential
dangers to our democracy of well-funded and constitutionally protected
corporate money masquerading as speech, the children and men and women
who are traded in sex markets, and the violence still occasioned by marital and
sexual norms over-protected by privacy rights. In short, because of an
individualist, rights-saturated culture, we have a well-honed sense of the
dangers to individual liberty posed by overly intrusive states that violate our
individual rights and liberties, but not so well-honed a sense of the harms done
by and to the community and its members as a consequence of the exercise of
constitutionally protected private power – both individual and corporate – and
a state constitutionally restrained from intervening. The individual and
constitutionally protected activities in which she engages, come to be
understood as quintessentially, heroically, definitionally American, while the
supposed or actual victims of that behavior seem vaguely un-American and
unappealingly needy. The state that might have otherwise protected them is
conceived as a nanny-state at best – petty, interventionist, voyeuristic, and
inefficient – and totalitarian at worst – vile, threatening, always already
everywhere, and so on. Thus, both the harms suffered by individuals at the
hands of the constitutionally protected individual, and the possibility that a
responsible state ought to correct or deter them, just disappear, at least from
popular and constitutional consciousness.
Sometimes, the valorization of the rights holder, the loss of awareness of the
harms that might be occasioned by constitutionally protected activity, the
trivialization of would-be victims, and the vilification of the state that is an
inevitable part of this process, are all collectively not much of a loss at all.
Sometimes any loss is more than justified. Some of the claimed harms and
wrongs occasioned by rights-protected activities look, particularly in
retrospect, to have been ephemeral or overwrought. The ripping of the social
fabric, which Lord Devlin warned several decades ago would come as a
consequence of decriminalizing homosexual sodomy, never came to pass in
Great Britain,41 nor did it come to pass here as a result of constitutionalizing a
right to same-sex sex.42 Relatedly, the various harms to community morals
prophesied by the advocates of state censorship by the release of D.H.
Lawrence’s novels never materialized,43 and it is safe to predict that the
creation of a constitutional right to same sex marriage will not destroy
41 Compare PATRICK DEVLIN, THE ENFORCEMENT OF MORALS 7-25 (1965) (arguing that
because moral conformity was necessary to the stability of a society, removal of moral
legislation will lead to societal collapse), with H.L.A. HART, LAW, LIBERTY, AND MORALITY
14-15 (1963) (arguing that as long as no one is harmed by an action, prohibiting that action
is “not the law’s business”).
42 See Lawrence, 539 U.S. at 578.
43 See THE TRIAL OF LADY CHATTERLEY 207-25 (C.H. Rolph ed., 1961).
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whatever is valuable in that legal institution.44 Some of the purported harms of
constitutionally protected individual activity, or constitutionally mandated state
action, furthermore, were not just illusory, but rested on claims that were
positively repugnant: The claimed loss of the supposed virtues of a close-knit
racially segregatory social order45 rightly did not survive the challenge posed
by the creation at mid-century of an individual right to be free of just such an
order, at least a right to be free of it to whatever degree it is state-mandated.46
By contrast, some of the collective goals from the early decades of the
twentieth century that were abandoned because of successful claims of right
we later reclaimed, such as the goals of a healthier, better paid, and better
rested work force than unfettered market conditions would generate.47 Most of
us now agree that we are better off pursuing at least some of those collective
goals than we would be were we to trump them with rights of contract and
property. For some of our late twentieth century rights, however, the jury is
still out, on whether or not we are better or worse off by virtue of the trumping
of these various collective goals and the harms they target. It is not at all clear,
for example, that our forty years and running experiment with constitutionally
protected violent pornography is worth the candle of safety, dignity, and
equality that particular fire is consuming,48 or that the constitutionally
protected right to an abortion has worsened or bettered either the lives of
pregnant women seeking abortions, poor parents trying to raise children in a
world that characterizes their parenting as freely “chosen,” or embattled single
mothers who may find themselves similarly burdened, rather than lightened,
with the mantle of individual liberty.49 For others, the trade-off, at least from
this point in time, looks downright disastrous: It is not paranoid to fear that the
newly minted right to own a handgun in the District of Columbia free of most
44 See Goodridge v. Dep’t of Pub. Health, 798 N.E.2d 941, 960-61 (Mass. 2003) (finding
the state cannot deny same-sex couples the benefits that accompany civil marriage);
WILLIAM N. ESKRIDGE, JR., THE CASE FOR SAME SEX MARRIAGE: FROM SEXUALITY LIBERTY
TO CIVILIZED COMMITMENT 87-123 (1996); ROBIN WEST, MARRIAGE, SEXUALITY, AND
GENDER 169-71 (2007); Chai R. Feldblum, Moral Conflict and Liberty: Gay Rights and
Religion, 72 BROOK. L. REV. 61, 77-80 (2006).
45 See, e.g., 102 Cong. Rec. 4460 (1956) (statement of Sen. George) (indicating that
desegregation was “destroying the amicable relations between the white and Negro races”).
46 See Brown v. Bd. of Educ., 347 U.S. 483, 494-95 (1954).
47 Compare Lochner v. New York, 198 U.S. 45, 62-64 (1905) (declaring that the state
should not “assume the position of a supervisor” by paternalistically setting working hours
for bakers), with W. Coast Hotel Co. v. Parrish, 300 U.S. 379, 398-99 (1937) (upholding the
constitutionality of Washington state’s Minimum Wages for Women Act).
48 See CATHERINE A. MACKINNON, ONLY WORDS passim (1993) (arguing that protecting
pornography is “protecting sexual abuse as speech”).
49 See Robin West, From Choice to Reproductive Justice: De-Constitutionalizing
Abortion Rights, 118 YALE L.J. 1394, 1411 (2009) (suggesting that by considering parenting
a “choice,” the community exempts itself from any responsibility in alleviating the burden
of childcare that the parent has “chosen”).
2010]
RIGHTS, HARMS, AND DUTIES
829
federal regulation50 (and likely, the right to do so anywhere, free of state
regulation51) is a dubious benefit and nowhere near the monumental cost we
will pay for it in lives lived in fear and premature, avoidable deaths.
II.
DUTIES
Second, lawmakers have power, and they therefore have a moral duty not
only to use it responsibly, meaning within the confines of constitutional and
moral constraints, but they also have a moral duty simply to use it when failure
to do so would be a breach. If they do not use it when they should – if we are
left to our own devices, where our own devices will be badly, and sometimes
fatally, inadequate – then they have, presumably, breached that duty. That
breach of duty is an act of injustice. It would seem to follow from Dworkin’s
general hedgehoggian project that we ought ideally to focus like a laser on this
basic duty of lawmakers to legislate when they are morally required to do so.
Contrast the following scenarios: First, consider when we give legislators the
power to enact law that will improve our wellbeing and they use it in
discriminatory or overly intrusive ways that violate either our rights of liberty
or our rights of equality. We protest. We go to court. We write books and
articles. We build a jurisprudence of rights that implores courts to respond.
All of this collective effort is aimed at constraining the intrusive or
discriminatory legislator. Second, consider when we give those same
legislators the power to enact law that will improve our wellbeing, and then
they simply do not. Instead, they do nothing, leaving us to protect our interests
through our own privatized devices, and leaving themselves to their lethargy.
In stark contrast to the first scenario, in this instance, we basically shrug our
collective shoulders. Presumably, we say, this inactivity reflects the will of the
electorate. If it does not, the electorate can vote them out. Judging by our
actions, our attentions, and the limits of our theoretical jurisprudence, when
legislators fail to pursue collective goals they are duty bound to pursue, there
has apparently been no breach of the political morality warranting a
jurisprudential response. This is not just odd, it is also sometimes disastrous.
We gave up an awful lot of our individual natural rights, presumably, so that
legislators might actually pursue those “collective goals.” When they do not,
they have breached what philosophers once quite usefully called the social
contract. But the ways in which legislators might breach a duty by failing to
enact law does not warrant a mention in Justice for Hedgehogs.
It is important to note that this is not a function of political commitment.
Dworkin is famously no libertarian, and, he argues briefly here52 and in more
50
See District of Columbia v. Heller, 128 S. Ct. 2783, 2821-22 (2008).
See NRA v. City of Chicago, 567 F.3d 856, 858-60 (7th Cir. 2009), cert. granted sub
nom. McDonald v. City of Chicago, 130 S. Ct. 48 (Sept. 30, 2009).
52 See DWORKIN, supra note 1 (manuscript at 226-28).
51
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depth in Sovereign Virtue53 that legislators ought in fact pursue a moderately
activist agenda, vis-à-vis the economic market. Specifically, he argues that
individuals have various equality rights to be protected against the vagaries of
calamitous fate to whatever degree rational actors who know not their genetic
and presumably financial inheritance would insure against the risks that fate
carries.54 That might be quite a robust package of insurance; it would include,
for example, insurance against medical costs of health care.55 But nowhere in
Justice for Hedgehogs or in Sovereign Virtue do we derive from the existence
of these moral or political rights of citizens to the payouts from their
hypothetical insurance contracts a general accounting of legislators’ moral duty
to make law – or a more specific account of the appropriate response to the
injustice that follows when they do not – beyond a general exhortation to
support the existence of a government that will do so.
Dworkin’s neglect of the moral duty of lawmakers to make law, I believe,
follows from a more general interpretive claim about our practices first put
forward in Taking Rights Seriously, and then repeated here: In this culture, for
historical reasons, we simply are a rights-bearing, rather than duty-bearing
polity.56 We define our relations to others, Dworkin correctly claims, not only
in our jurisprudence, but also in our practices and traditions, by reference to
our individual rights to or against government, and not by reference to the duty
those governmental officials might hold to our collective wellbeing. Thus,
Dworkin’s philosophical preference for understanding our relations through
the lens of individual rights rather than legislative duties is a more or less
sound interpretation of our constitutional practices. Whether or not justice
requires such a lens is one question, but our practices reflect a judgment that it
does not. The very idea of a sovereign duty to legislate has become a
disfavored, almost bastardized concept in even the most morally saturated
modes of liberal discourse. We just do not discuss or study it. Both
constitutionally and morally, the result is that we know a fair amount – a lot
really – about what legislators cannot do with their power. They cannot
violate our individual rights. They cannot intrude our privacy. They cannot
interfere with our responsibility to fashion our own conception of a good life.
They cannot mess with parental sovereignty over our family relations. They
cannot, of course, dictate what we read or think, or with whom we have
intercourse, sexual, political, or otherwise. They cannot tell us whether we
should enjoy pushpin or poetry, video games or Shakespeare. They cannot
legislate in a way that treats some of us as less worthy of their concern and
respect than others. They cannot punish us in cruel ways or take away our
liberty or property without notice, process, or compensation. If they act in any
53 See RONALD DWORKIN, SOVEREIGN VIRTUE 66-119 (2008) (discussing at length how
the equality of resources should be a positive goal of a government interested in justice).
54 DWORKIN, supra note 1 (manuscript at 226).
55 See id. (manuscript at 210).
56 See id. (manuscript at 208); DWORKIN, supra note 12, at 171-73, 184-86.
2010]
RIGHTS, HARMS, AND DUTIES
831
of these ways, they will have acted wrongly because they will have violated
our rights, and to the imperfect degree that this moral conviction is embedded
in our Constitution, the Court will lend its muscle to that liberal conception.
Following the money – meaning, chasing the coin of constitutional protections
that actually have teeth – constitutional scholars and legal philosophers have
studied and theorized all of this well past the point where the Court itself
exhibited any genuine enthusiasm for this particular moral project. At any
rate, we know deep in our legal and liberal souls that legislatures cannot use
their power in such a way as to violate our rights.
We know much less about what legislators must do with their power in order
to promote our interests. We know very little of and have theorized almost not
at all about whether a legislative failure to act constitutes wrongful sloth rather
than wise constraint, whether it is willful neglect of the needs and interests of
the governed or respect for their privacy and rights. We know little of and
have theorized almost nothing about what the state’s “collective goals” that are
so disparaged in Dworkin’s writing must minimally be, what the state’s “core
responsibilities” are, much less whether there is or should be a constitutional or
legal response when those core responsibilities are not met. We know a bit
about what constitutes a “compelling state interest” that might override an
individual right, should the state have, and act on, such an interest. We know
next to nothing about the content of the moral duty that should actually compel
the state to act, if it does not in fact have the kind of interest, “compelling” or
otherwise, that would justify its action in a court of law against a claim of
right, were it to act. More briefly we know much about what states must not
do, and very little about what they must do.
Let me be more concrete. Perhaps a state has what a court might someday,
in some hypothetical bit of constitutional litigation, call a compelling interest –
or at least a rational interest – in keeping citizens safe from catastrophic natural
or unnatural violence, or educating children, or doing something about climate
change. If they do have such a compelling interest in these goals, then in this
hypothetical litigation, perhaps the state’s exercise of their power to do so
would override a claimed right that might be infringed by that action, and
might be claimed in a court of law challenging that governmental action, were
it taken. Maybe “doing something about climate change” or “educating
children” or “responding to or preparing for hurricanes” is a compelling
interest, such as to survive a rights challenge. We ask that sort of question a
lot. But here are some questions we do not even ask, much less answer: What
if the same hypothetical state that a court might find to have had such a
compelling interest, were it to act, in fact, simply decides not to? What of the
legislator that actually has no interest in performing core functions that, if
performed, would be regarded by courts as compelling? Has that legislator
breached a moral duty to act? Does the legislator have a moral duty to act on
its purportedly compelling interest? Does he or she have a moral duty to act on
a “rational” state interest? When might she? Does she only have a duty to act
on those interests a court might someday find to be compelling? Put
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differently, when does the state’s failure to legislate, its refusal to pass law, or
its express disavowal of its core responsibilities to govern for the interests of
all – rather than its passage of intrusive law that invades rights – constitute a
failure of justice?
It seems to me that a legislator has a moral duty to legislate so as to fulfill at
least core state functions – not just compelling state interests – and it would
therefore behoove us to at least think about what those core functions might be.
When the duty to legislate is breached, at least sometimes, those breaches
should be understood as not just bad politics, but as injustice – and as an
injustice that should trigger the concern of constitutional educators and
theorists. When a state fails to keep its levees or bridges in good repair, to
educate children, or to regulate industry so as to allow us to allow our children
to play outside in the summer without risking their asthmatic deaths – when
failure to act constitutes deplorable legislative sloth, or what in an earlier
philosophic time might have been called a breach of the social compact – that
should be an injustice sufficient to trigger a constitutional hedgehog’s moral
outrage.57 Again, however, that it does not make much of a showing in this
book, I believe, is not so much a failing of Justice for Hedgehogs, as it is a
failure of our constitutional and hence our moral practices of the last half
57 Dworkin does not neglect duty or obligation altogether. We all have moral duties not
to harm others, Dworkin argues, and we all have moral duties to aid others in such a way as
to reflect the objective value of their lives. DWORKIN, supra note 1 (manuscript at 174-87).
And, we all have a political duty to help ensure that we have a government that respects the
objective lives of all citizens, which in turn entails that we should try to install a government
that will pursue the redistribution of our collective wealth so as to guarantee to all citizens a
minimal entitlement that reflects the hypothetical choice of a reasonable person to the
insurance requisite to compensate for the risks of a poor genetic or monetary inheritance.
Id. at 226-27 (proposing a system of hypothetical luck to “erase the consequences of bad
luck”).
To discharge that duty as citizens, we should vote; and as legislators, we should legislate
in a way that those minimal entitlements are met. Otherwise, we should protect markets and
market outcomes so that they might operate in a way that not only reflects, but actually
operationalizes, our individualized conceptions of the good. We then might also, as
citizens, have a political duty to obey the law that follows on the heels of these principles.
This is quite minimal. It does not tell us, for example, whether the failure of state, local, and
national governments to keep the levees in good repair in Louisiana was a breach of a moral
duty to exercise sovereignty in the interest of the governed, or for that matter, of the General
Welfare Clause of the Constitution. It does not tell us whether the failure of any of those
governments to protect us through legislation against climate change is such a failure. It
does not tell us even whether a state’s disavowal of the duty to educate children is a breach
of a constitutional or moral duty. Beyond this duty to redistribute in line with the
hypothetical insurance market’s outcomes, the distinctive moral, political, or constitutional
duties of legislators qua legislators affirmatively to pass law in such a way as to actually
pursue “collective goals” beyond the redistributive entitlements that might be generated by
the hypothetical insurance market, and in accordance with the moral duties that attach to the
possession and exercise of power, gets a pass.
2010]
RIGHTS, HARMS, AND DUTIES
833
century, of which Dworkin has been simply the best interpreter. We do not
have a constitutional or jurisprudential theory that even recognizes, much less
recompenses, the injustice of state neglect of duties to govern. That neglect
has three consequences.
The first, I have written on elsewhere, and will not reiterate beyond noting
here.58 Conscientious legislators, as well as the citizens that would elect them,
lack the benefit of a developed constitutional and jurisprudential tradition that
would guide the morally mandated use of legislative power, as opposed to the
highly developed constitutional tradition we have that guides the judge in the
work of constraining it. We do not have a constitutional jurisprudence that is
aimed at and intended for legislators seeking to legislate for the General
Welfare as the Constitution’s first sentence commands, or in such a way as to
fulfill the grand promises of the Fourteenth Amendment.
But there is a second, and perhaps greater, consequence that is underscored,
I believe, by what is even more vividly missing from Justice for Hedgehogs,
which I will comment on in slightly greater depth. We lack a jurisprudence not
only of the duty of legislators to act, but also of the moral duties of citizens as
sovereigns in a democracy. There is here and elsewhere in Dworkin’s writing
and in our culture much discussion of the rights of citizens as subjects of
government. There is virtually no discussion in Dworkin’s writing or in our
culture of the duties of citizens as sovereigns. Yet, the sovereign citizen in a
democracy – the citizen who comprises a part of the governing class “We the
People” – has distinctive obligations to exercise that sovereignty in morally
responsible ways. The citizen, in other words, and not just the legislator, has
an obligation to exercise sovereign power in a way that is in the equal interest
of the governed’s – his co-citizens’ – good lives. Putting these together, I
would posit this much: The moral legislator has a duty to legislate in such a
way as to further the interests of the governed in leading good lives – which
requires, presumably, even on the minimalist conception of “equality within
markets” outlined in Justice for Hedgehogs: a decent education, a healthy
planet, some measure of good physical health, and some degree of safety in the
home and neighborhood.59 Fulfillment of these legislative duties requires, in
turn, both an adequate tax base and a citizen mandate voiced through elections,
but also requires some measure of citizen support and participation between
elections as well. These latter obligations are nowhere articulated or even
hinted at in Justice for Hedgehogs, either as political rights or associative
obligations. Where is the elaboration, not only of our obligation to obey law
and create good government, but of our obligation, as citizen sovereigns in a
58 See Robin West, Ennobling Politics, in LAW AND DEMOCRACY IN THE EMPIRE OF
FORCE 58, 72-80 (H. Jefferson Powell & James Boyd White eds., 2009) (arguing that
because the Constitution is “also our code of political morality,” by focusing on negative
rights defined by courts, the populace at large becomes apathetic to affirmative moral
change); Robin West, Unenumerated Duties, 9 U. PA. J. CONST. L. 221, 252-60 (2006).
59 See DWORKIN, supra note 1 (manuscript at 221-27).
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democracy, to make law, and to make it in a way that respects each others’
interests equally?
Finally, liberal legal philosophers and liberal constitutional theorists over
the last half century have utterly failed to produce a jurisprudence regarding
the positive duty of legislators – particularly state legislators – and the citizen
sovereigns that elect them, to fulfill their core, affirmative lawmaking
responsibilities. This, I believe, has contributed, albeit perhaps only in a small
way, to the social complacency we are all now witnessing with a slide to a subminimal state. Constitutional theorists and legal philosophers are simply
resource-poor in mounting a response to this slide. We are good at mounting a
response to the state that over-legislates or does so in intrusive ways; we have
a virtual arsenal of responses to the specter of the over-intrusive nightmare
state. We are no good at all – pretty much useless – at mounting a response to
the slothful state. Our legislators, both in Congress, and even more so in the
assemblies and legislatures of the fifty states, do, from time to time, neglect
their core lawmaking responsibilities, and when they do, they fail or breach
their moral obligation to use their power in a way that promotes the wellbeing
of all. The liberal legal academy has not mounted a response to this
phenomenon in anything like a way that would be commensurate with the
seriousness of the breach, because we do not know much and have not thought
much about the moral obligations of state or federal legislators to fulfill their
core affirmative, lawmaking duties. We do not have a body of scholarship that
interprets those duties. We do not have a normative account of the production
of law that is morally required by legislative power: of the respective roles, for
example, of voting, of negotiation, of compromise, of principle, of argument,
and of conciliation in the production of legislation. We have plenty of
empirical studies of such processes. And, we have a public choice theory of
legislation that in its normative dimension is predicated on the denial of the
existence of such duties. But we have no responsive legisprudence that would
provide a normative accounting of the moral duty to legislate.
III. THE GOOD
Third, and much more briefly, follows a discussion on state neutrality
toward conceptions of the good. Justice for Hedgehogs exhibits Dworkin’s
characteristic commitment to the right and responsibility of every individual to
craft for her or himself a self-governing conception of the good life,60 and
Dworkin’s equally characteristic lack of commitment to the collective goal of
insuring that good lives might actually be attainable, where doing so would
require a breach of state neutrality.61 Thus, for reasons stemming from the
prior commitment to state neutrality, and an absolute abhorrence of anything
that might reek of paternalism, there is no endorsement here of a state that
might have an obligation to provide an education that would broaden citizens’
60
61
See id. (manuscript at 152-61, 235-38).
See id. (manuscript at 225-26).
2010]
RIGHTS, HARMS, AND DUTIES
835
imaginative and intellectual capacities, and sensitize them to the demands of
citizenship; or of a state that might have a duty to provide a modicum of
protection against private violence in homes and neighborhoods; or ensure a
healthy planet with resources that are protected; or simply go some distance
toward fulfilling President Franklin D. Roosevelt’s posited freedoms from fear
of want, of the elements, and so on.62 Any of these legislative projects would
run the risk of violating a maxim that the state should remain neutral toward
competing conceptions of the good: If citizens would prefer pushpin to poetry,
what right or power has the state, in encouraging education in culture, literacy,
numeracy, or basic skills, much less in some particular understanding of
human sexual variety, or a particular account of the origin of the species? If
apolitical apathy is the order of the day, why should the state promote
responsible citizenship? If rights-bearing citizens would prefer a life of poor
nutrition, cigarettes, beer, and leisure to exertion or a decent diet, why should a
nanny state dictate otherwise? If we would prefer cars, and industry, and a
changing climate to a healthy climate and the healthy citizens such a climate
might promote, who is the state to say otherwise?
This neutrality, however, and the radical anti-paternalism on which it rests,
increasingly looks more like undue indifference toward massive and
irreversible harms borne not only or even primarily by ourselves, but by our
children, their children, and theirs, rather than an attractive modesty in the face
of harmless human variance in taste. It entails either a studied neutrality
toward the value of public goods that will promote wellbeing for all, or
neutrality toward conceptions of the good held by some that, when unchecked,
aggressively endangers the autonomy, as well as the health and wellbeing of
others. The “interests of the governed” in achieving the decidedly non-neutral
goals of protecting the environment or educating citizens simply must be met,
if those individuals who make up the “governed” are to have the wherewithal
to articulate and live out their individualized conceptions of the good. Those
interests must be protected against the preferences of some who oppose them,
if the conceptions of the good we hold or hope that our children might
someday hold are to have any goodness. We all have very majoritarian
interests in clean air, gunfree zones, a decent education, and an educated
citizenry, even if those interests are in tension with individualized rights to
industry, guns, and leisure and individualized conceptions of the good that rest
on those rights. The fact that both might be protected, and protected as equally
as possible, is one, and perhaps the best, justification of the majoritarian voting
that Dworkin and other proponents of muscular rights and weakened
legislative duties toward the governed’s interests so disdain.63 We hold our
representatives electorally accountable because we want them to represent the
62
See Franklin D. Roosevelt, The Annual Message to the Congress (Jan. 6, 1941), in
1940 THE PUBLIC PAPERS AND ADDRESSES OF FRANKLIN D. ROOSEVELT 663, 672 (Samuel I.
Rosenman ed., 1941).
63 See DWORKIN, supra note 1 (manuscript at 219).
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collective interest we share – an interest in securing the public goods requisite
to individual autonomy that in turn facilitates actual enjoyment of individually
specified good lives. We empower those representatives because, if our
electoral processes have integrity, they represent those interests. It would
behoove us, then, to know what those interests are.
CONCLUSION
I believe that the pressing issue for our current political and legal climate in
United States liberal legalist jurisprudence is not the under-enforcement of
individual rights through courts or otherwise. It is, rather, the underrecognition of legislative duties. Legislators of course have duties to abstain
from taking actions that infringe upon individual constitutional rights. The
federal courts have done an on-again/off-again job of requiring legislators to
do just that.
However, legislators also have duties to use law affirmatively in the public
interest, the public welfare, or toward the common good, and they breach those
duties when they fail to do so. Some of those affirmative duties may correlate
with positive constitutional rights of citizens – Goodwin Liu, for example, has
argued that there is a federal constitutional right to a high quality education,
and that states are in breach of a constitutional duty to provide it if they fail to
do so.64 Likewise, DeShaney v. Winnebago County65 notwithstanding, I have
argued as have several others that there is a federal constitutional right
grounded in the Equal Protection Clause to the services of a police force in
protecting oneself against private violence, and that there is, therefore, a
constitutional duty of states to provide some minimal amount of police
protection.66 It may be fair to say that those affirmative duties, and others like
them, are constitutional duties to act – although it is not clear at all that there is
any conceivable enforcement mechanism should those duties be breached.
Whether or not constitutionally grounded, however, both federal and state
legislators clearly have at least moral and political duties to act – to legislate –
in ways that further the public interest, or the common good, in the large areas
of public life in which they have power to act. Yet, the nature of those duties,
as well as the nature of the common good which should be the target of
legislative action, is seemingly out of bounds to liberal jurisprudence: the
former because liberalism is a rights-based rather than duties-based
jurisprudence, and the latter because the liberal state must be neutral toward
competing conceptions of the good. This has left us with a seriously off-kilter
64 See Goodwin Liu, Education, Equality, and National Citizenship, 116 YALE L.J. 330,
334-35 (2006).
65 489 U.S. 189 (1989) (finding that a state was not responsible for child’s brain-damage
as a result of his father’s abuse because the Due Process Clause exists “to protect the people
from the State, not to ensure that the State protected them from each other”).
66 See West, supra note 49, at 1403; Robin West, Toward an Abolitionist Interpretation
of the Fourteenth Amendment, 94 W. VA. L. REV. 111, 141 (1991).
2010]
RIGHTS, HARMS, AND DUTIES
837
liberal jurisprudence: heavy on individual rights, oddly mute on legislative
duty and utterly silent on questions regarding the nature of the good life that
legislation ought promote. None of this is necessary; none follows inexorably
from liberal or liberal legalist principles. Obviously, liberal legalists can take
both rights and duties seriously: both the rights of individuals to a state that is
not overly intrusive, discriminatory, or irrational, and the duties of states,
through legislation, to promote the common good where doing so is not
violative of individual rights.
Likewise, liberalism can weaken the
commitment to neutrality regarding the good, and in fact must do so if it
embraces any sort of robust conception of legislative duty. Doing so would
likely strengthen, not threaten, liberalism’s defining commitment to individual
liberty; surely, the duty to promote the good life on behalf of its citizens
extends to protecting liberty as well as ensuring some minimal measure of
welfare.