Having Students Take Responsibility
for the Process of Learning
Andrea K. Schneider
Julie Macfarlane
There is often an inconsistency in conflict resolution teaching between
what we are trying to impart—that process matters deeply and that we
should be proactive about enabling effective and appropriate process—
and how class is often conducted. This short article offers some reflections
on the sources of that inconsistency, and some suggestions for corrective
action.
T
he first thing to understand is how a typical mediation or negotiation
class is conducted in a law school. Most conflict resolution teachers
understand the importance of experiential learning in learning about the
process of negotiation or mediation, and so they structure a class that is
a mix of role-plays, discussions, lectures, and other exercises.1 Without a
doubt, many professors recognize that students must experience the
process of negotiation or mediation in order to understand it and improve
their skills.
The substance of what we teach in class encourages students to be
proactive in the roles they will play in dispute resolution processes—for
example, to take the initiative in setting the tone of the interaction, plan
for an agenda, and negotiate control over process as well as substantive
outcomes.
The inconsistency that concerns us and that has given rise to this article
appears in the pedagogic planning and delivery of courses on mediation
and negotiation. If substantively we are teaching our students that they
should be aware, and take responsibility for, choices over process, then how
class processes are conducted should reflect, and ideally model, this
philosophical commitment.
CONFLICT RESOLUTION QUARTERLY, vol. 20, no. 4, Summer 2003 © Wiley Periodicals, Inc.
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We all know that when students can actually translate our conflict resolution lessons into the real world during the class—in negotiations with
family and friends, or in a mediation clinic with live clients—the learning
is deeper and more meaningful.2 One aspect of this is an explicit recognition that the classroom furnishes the location for, and class process offers
the substance of, a multiparty negotiation.
Therefore the remainder of this article describes a number of practical
strategies to encourage students to take more responsibility for the process
of their learning. This means some new learning for teachers as well as
students, because we are accustomed to taking responsibility for and
controlling the learning process.
Process Control and Academic Legitimacy
As a university teacher, one is inevitably subject to the subtle but pervasive
influence of the institutional traditions of teaching and learning, traditions
in which the authority and the legitimacy of the teacher rest on clear lines
of hierarchy. Professorial power seems inherent in university culture, rather
than something one chooses to use or not use.
Where does this assumption of power come from? Both historically and
in contemporary times, the rationale of the university as an institution has
rested largely on its asserted status as the domain of the expert.3 As a result,
the university tradition still largely promotes what Freire described as the
“banking method” whereby the “teacher’s task is . . . to ‘fill’ the students by
making deposits of information which he or she considers to constitute
true knowledge.”4 In this way, the university ideal is perpetuated by what
Tyrell Burgess calls “the myth of the given,”5 where what is “given” is
imparted by experts whose authority goes unquestioned. The traditional
conception of the teacher-student relationship, then, is one in which the
professor, and not the students, is solely responsible for determining what
should be learned and how.
The inherent contradiction between the traditional model of teacheras-expert and the genuine promotion of responsibility taking by our students helps to clarify why we may have a blind spot about the potency of
the classroom as a microcosm of process responsibility. This assumed
responsibility taking by the teacher takes many implicit and explicit
forms—for example, by choosing to present material on one topic and
not another, by devoting more class time to discussion of one topic than
another, by calling on particular students (obliging their contribution
Having Students Take Responsibility for the Process of Learning 457
rather than expecting them to take responsibility for it) and not others,
and by setting out universal and unnegotiated assessment mechanisms and
criteria.6
Asking Our Students to Take Responsibility for Process
What are some classroom strategies that might lessen our grip on the process
and encourage students to self-consciously develop learning goals along with
us? The place to start is even before the class has begun. Many professors use
a course memorandum to outline requirements. The course memo can discuss attendance requirements given the number of role-plays, the amount of
time required for role-plays out of class, reading assignments, and written
assignments (including journals). This type of memo can serve at least two
goals. First, it serves to put students on notice as to the work and time commitments required for the class. If they are not committed, they can drop
before the semester has begun and other students can take their place.
Second, and more important for the purposes discussed here, the memo can
serve as a quasi-contract between the professor and her students.
The next stage is the first class of the semester. Most professors begin
their classes with an explanation of the syllabus and a review of the course
requirements. This too should be done in a conflict resolution class, and
perhaps it merits special attention in this context. Much like the opening
statement in the mediation, professors can have an opening statement
about the process of the class. This would parallel the practice of beginning
mediation by asking for the parties to consent to the process and the role
of the mediator. The professor can conduct an “opening statement,” outlining the class, discussing the role of the professor, and above all the
responsibilities of student participants. Finally, as in mediation, the professors can ask for students to agree and commit to these process principles.7
Professors can construct the consent to the learning process and the
acceptance of responsibility in a number of ways. A simple assent is
the most passive method to have students buy in. A more explicit
admonition—drop this class if this is not what you want—is slightly more
active. An even more proactive approach is to require students to discuss
their responsibilities for the class themselves. One of our colleagues
asks each student, “What do you want to say about your participation in
this class at the end of the class?”
This process is effective in two ways. First, it gets students to truly think
about their participation rather than adopt the more passive approach to
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acceptance described here. Second, it usually encourages students to think
idealistically and optimistically. The process is likely to result in more
committed students.
Professors can also ask an additional question: “What would spoil this
class for you or frustrate you achieving your goals?” The question further
helps setting expectations of responsibility for the class. This is parallel to
the setting of groundrules in a mediation. For example, one student
answered, “If other people weren’t prepared.”8 This expectation, shared
with the class, creates a wonderful culture of shared responsibility. The conversation over participation also builds consensus among the students and
offers another real-life model for multiparty negotiations.
Students might also be asked to write a more formal response to the
memo on course requirements, separately or as a journal assignment. As
well as describing their particular commitment to participation, such a
memo could also include a statement of their personal goals for the course.
The beauty of a participation commitment, in addition to the joy of
truly involved students, is that this process mirrors the process they themselves will use as mediators. In fact, the question—(“What do you want to
say about your participation at the end of the process?”)—came first from
a practicing mediator. Mediators who wish to develop and excel must also
set their own goals, both for individual cases and for their own long-term
growth into this role.
Of course, setting participation and other personal goals is going to be
meaningful only if they are then integrated into class discussion throughout the course. At any time in the semester—particularly midway through
the semester or at the end of any class—the professor can ask her students:
“What have you done to contribute to this class? How have you helped or
added to your learning and to others’ learning? How have you taken further steps toward achieving your personal goals in this class? What else do
you need to know and understand better in order to get further toward
these goals?” We all know as professors that the best classes are when each
student participates fully—by preparing for role-plays, by being open and
candid in debriefing, by providing helpful feedback to their peers.
This approach achieves multiple goals for us as teachers. First, to the
extent that students need a midcourse correction, questions of this type and
focused discussions can serve as a wake-up call to examine how much is
being learned and what still needs to be done in order to make this course a
really productive and satisfying experience for everyone. At the midsemester
point, both students and professor can often use some reinvigoration.
Having Students Take Responsibility for the Process of Learning 459
Second, initiating discussions about the process of learning is another
opportunity for the teacher to model the behaviors we are teaching to novice
mediators and negotiators. For example, a mediator may use original process
commitments to get participants back on track (“We all agreed to no interrupting”). We also train negotiators to take a step back and do a process
check—(“How is the negotiation going? What can you do to improve it?”)
A professor can conduct the same type of process check with the students in
her class.
Third, asking students to reflect on their participation in the class
builds exactly the type of self-awareness needed to be truly effective in conflict resolution. We already use a multitude of pedagogic tools to build this
awareness. We assign reading about self-awareness; debrief role-plays; create opportunities for peer, self, and teacher feedback; have videotape to
review; assign journal entries in which we ask students to reflect on their
role-plays; and use personality or conflict resolution–style tools. Yet the
majority of these tools focus on role-plays, not real-life experiences.
As we all know, some students are better at “getting into” role than
others. For some students, real self-awareness comes only when we build
it using real events. In fact, feminist learning theory suggests that real
learning—which reflects innate flexibility, responsiveness to context, and
tolerance—is only possible via real-life personal experiences, or at least an
ability to relate the lessons of role-plays and exercises to real-life experiences.9 Questions and exercises that review student participation in class
are one very real way of building awareness.
Related to developing self-awareness is the subset of awareness of one’s
learning style, tendencies and preferences, strengths and weaknesses.
Encouraging students to take more responsibility for their own learning
processes also enables “double loop” or “reiterative” learning. The inference
here is that to learn from our experiences we should be able to loop back
and reexamine the processes involved in any one task, as well as the assumptions embedded in those processes (including problem analysis, research,
and issue identification). Double-loop learning encourages constant critical reflection on process and challenges our students to regularly rethink
the basis of their actions and decisions. These ideas have been very influential in medical education, where in some schools students learn almost
entirely using problem-based learning exercises (complex simulations of
practice) rather than didactic (“given”) lectures.10 An emphasis on building
self-awareness via reflective learning is probably more familiar to legal
educators through the work of Donald Schön.11
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Assessment: The Final Frontier of Teacher Power?
A final question we considered in developing our thinking for this article
was whether the ultimate power of assessment—currently solidly
entrenched in the hands of the professor—could be negotiated or mediated
between ourselves and our students. There are clear and well-supported
pedagogic arguments for handing over some of this responsibility to students. A basic element of taking responsibility for present as well as future
learning (sometimes described as learning for “capability”12) is the ability to
monitor and appraise one’s own work.
A new emphasis on self-appraisal challenges the assumption of professorled assessment processes. The self-conscious independence of the capability
approach is in sharp contrast with the “dependence model”13 with which we
are more familiar in legal education, where the professor takes responsibility
for students evaluating learning against a statement of desired outcomes
(generated by the professor or by her colleagues).
If possible, students should have an opportunity to shape the form of
the assessment process by setting personal objectives and criteria for their
attainment. Making a serious personal assessment of how well she has
achieved these initial goals is potentially a tremendous learning experience
for a student, and it signals the value placed by the professor on ongoing and
self-critical learning rather than limiting assessment to summative testing.
Another important way in which students can take some responsibility
for assessment is to offer them a choice of assessment formats, and allow them
to select the approach (for example, journal, research paper, performance
assessment) that best matches their personal goals. Students could be given
the responsibility of commenting on one another’s work. Many of us have
experimented with peer critique and assessment and find that this is another
skill that students can and perhaps should learn for future capability. Peer
assessment could also be incorporated into a teamwork structure, where at
least part of the assessment is about how effectively the individual works in
cooperation with others. As a direct challenge to the highly individualistic
and competitive culture of law school, teamwork offers an environment in
which taking responsibility for process becomes a necessity rather than an
option for each team member, especially if the group is encouraged to analyze
its own successes and weaknesses in accomplishing the set task.
Finally, it is worth noting that one of the ways in which professorial
power over assessment is sustained is by heavy reliance on summative or
final testing devices for student appraisal. This approach overlooks the
potential of assessment to be a learning experience in itself (something our
Having Students Take Responsibility for the Process of Learning 461
students rarely consider, perhaps because their professors do not, either!).
In reality, assessment can never be the finite sum of learning or the end of
learning, since subsequent experiences inevitably lead to new learning. The
more opportunities students have to practice the various dimensions of
their assessed tasks, the more negotiation and clarification is possible over
standards and expectations. By rejecting the popular convention of assessment by “ambush” (where students feel unprepared for assessment and its
form comes as a nasty surprise), professors inevitably share some of their
power with their students.14
Sharing Responsibility for Process: An Integrative
or a Distributive Dilemma?
In closing this article, we wish to pose two questions that appear to us to be
vital to substantiating, in practice, our realization that conflict resolution
teaching can and should challenge students to take more responsibility for
classroom process. The first is whether the power exercised over classroom
process by professors, consciously or otherwise, is really available for negotiation at all. Some would argue that handing students pieces of the
action—for example, setting their own goals and assessment criteria, or
asking them to commit to a learning “contract”—is essentially manipulative because it obscures the continuing reality of professorial power. Even if
we ask students to self-assess, or carry out peer assessments, how far will we
factor them into their final grades? Is our vision of the syllabus already so
well developed that we really cannot make space for student suggestions for
amendments? Don’t we know better than they do, anyway?
Our second question may offer the beginning of an answer to this
quandary. Is classroom power—control over the teaching and learning
process—a zero-sum equation? Does devolving more responsibility to students mean less power for the professor (which some might translate into
classroom anarchy and lack of proper learning structure)? Or is there a way
in which we can expand our understanding of the elements of process
responsibility—acknowledging that personal meaning and connection with
the learning process allows the very best and more enduring learning—to
permit some integrative sharing between the professor and her students?
Notes
1. See the Website for the Program of Negotiation (www.law.harvard.edu/
Programs/PON) for typical syllabi and also articles noting the importance of
this mix.
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2. See, for example, Kolb, D. Experiential Learning: Experience as the Source of
Learning and Development. Upper Saddle River, N.J.: Prentice Hall, 1984; and for
a feminist analysis of adult learning in legal education, Macfarlane, J. “A Feminist
Perspective on Experience-Based Learning and Curriculum Change.” Ottawa
Law Review, 1995, 26, 357.
3. The traditional definition of the university ideal, that universities should pursue knowledge (as “truth”) for its own sake and not for any reasons of “utility,”
originated in the work of Newman in the last century. See Newman, J. H. The
Idea of a University. Oxford: Oxford University Press, 1976. (First published 1852)
4. Freire, P. The Pedagogy of the Oppressed. New York: Continuum, 1993, p. 57.
(First published 1970)
5. Burgess, T. Education After School. New York: Penguin, 1977.
6. See also Macfarlane, J. “Teacher Power in the Law School Classroom.”
Dalhousie Law Journal, 1996, 19, p. 71, from which some of the text is derived.
7. The idea was suggested to us by Maude Pevere of Stanford, who credits
mediator Dana Curtis, also an adjunct at Stanford, with first using this in class.
8. Courtesy of Maude Pevere.
9. See, for example, Code, L. What Can She Know? Feminist Theory and the Construction of Knowledge. Ithaca, N.Y.: Cornell University Press, 1991.
10. See, for example, Barrows, H. S., and Tamblyn, R. M. Problem-Based Learning: An Approach to Medical Education. New York: Springer, 1989; and in legal
education, Macfarlane, J., and Manwaring, J. “Using Problem-Based Learning to
Teach First Year Contracts.” Journal of Professional Legal Education, 1998, 16, 271.
11. See three works by Schön, D. The Reflective Practitioner. San Francisco: JosseyBass, 1983; Educating the Reflective Practitioner. San Francisco: Jossey-Bass, 1987;
and an address to an audience of law teachers, “Educating the Reflective Legal
Practitioner.” Clinical Law Review, 1995, 2, p. 231.
12. In management education, see Hamblin, A. “Accreditation, Validation, Evaluation and Assessment in Management Education.” In S. Goodland (ed.),
Education for the Professions, 20th annual conference of the Society for Research
into Higher Education, 1984. London: SHRE and Nfer Nelson, 1984.
13. Maughan, M. “A Capability Approach to Assessing Skills on the LPC: A Strategy for Developing Future Effective Performance.” In J. Webb and C. Maughan
(eds.), Teaching Lawyers’ Skills. Sydney, Australia: Butterworths, 1996.
14. For further discussion of challenging traditional assessment pedagogies in legal
education, see Macfarlane, J. “Assessing the Reflective Practitioner: Pedagogic
Principles and Certification Needs.” International Journal of the Legal Profession,
1998, 5 (1), 63.
Andrea K. Schneider is a professor in Marquette University’s School of Law.
Julie Macfarlane is an associate professor on the faculty of law at the University
of Windsor.