applied
sciences
Review
Green Approaches to Carbon Nanostructure-Based Biomaterials
Simone Adorinni 1 , Maria C. Cringoli 1,2 , Siglinda Perathoner 3,4 , Paolo Fornasiero 1,2,5
Silvia Marchesan 1,2, *
1
2
3
4
5
*
and
Chemical and Pharmaceutical Sciences Department, University of Trieste, 34127 Trieste, Italy;
[email protected] (S.A.);
[email protected] (M.C.C.);
[email protected] (P.F.)
INSTM, University of Trieste, 34127 Trieste, Italy
Dipartimento di Scienze Chimiche, Biologiche, Farmaceutiche e Ambientali, University of Messina,
98168 Messina, Italy;
[email protected]
INSTM, University of Messina, 98168 Messina, Italy
Istituto di Chimica dei Composti Organometallici, Consiglio Nazionale delle Ricerche (ICCOM-CNR),
34127 Trieste, Italy
Correspondence:
[email protected]
Abstract: The family of carbon nanostructures comprises several members, such as fullerenes, nanoonions, nanodots, nanodiamonds, nanohorns, nanotubes, and graphene-based materials. Their
unique electronic properties have attracted great interest for their highly innovative potential in
nanomedicine. However, their hydrophobic nature often requires organic solvents for their dispersibility and processing. In this review, we describe the green approaches that have been developed
to produce and functionalize carbon nanomaterials for biomedical applications, with a special focus
on the very latest reports.
Keywords: carbon nanostructures; graphene; carbon nanotubes; carbon nanodots; nanodiamonds;
nanomaterials; biomaterials
Citation: Adorinni, S.; Cringoli,
M.C.; Perathoner, S.; Fornasiero, P.;
Marchesan, S. Green Approaches to
Carbon Nanostructure-Based
Biomaterials. Appl. Sci. 2021, 11, 2490.
https://doi.org/10.3390/app11062490
Academic Editor: Greta Varchi
Received: 23 February 2021
Accepted: 5 March 2021
Published: 11 March 2021
Publisher’s Note: MDPI stays neutral
1. Introduction
The family of carbon nanostructures (Figure 1) comprises of many different members
that generally share the common feature of being composed of carbon atoms, covalently
bound in a sp2 hexagonal lattice, although exceptions exist [1]. The two-dimensional
(2D)-sheet of graphene can be considered as a universal building block, which, depending
on how it is folded, can give rise to 0D fullerenes [2], 1D single-wall [3] or multi-wall [4]
carbon nanotubes (CNTs), or 2D-graphene-based materials [5]. Other nanostructures
comprise nano-onions (CNOs) [6], nanohorns (CNHs) [7], nanocones, and nanodiscs [8].
Nanodiamonds (NDs) differ for they contain a large portion of sp3 carbon atoms [9].
More recently, carbon dots have acquired increasing attention [10]. Furthermore, carbon
nanostructures can be assembled together in superstructures [11] and 3D-materials [12].
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Copyright: © 2021 by the authors.
Licensee MDPI, Basel, Switzerland.
This article is an open access article
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conditions of the Creative Commons
Attribution (CC BY) license (https://
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4.0/).
Figure 1. Carbon nanostructures discussed in this review (not to scale). The nano-onion schematic
structure is reproduced with permission from [13], copyright ©1995, Elsevier.
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https://www.mdpi.com/journal/applsci
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Each of these components has its own unique properties related to the specific morphology, size, and reactivity. They generally feature very interesting electronic conductivity,
high mechanical strength, low density, as well as the ability to undergo chemical functionalization to further tune their properties as needed for the intended application. It is
thus not surprising that many reviews already exist on their clinical applications [14] in
biomedicine [15–17] and, above all, on their potential use in oncology [18], such as innovative components in cancer theranostics [19] and cancer therapy [20], thanks to their ability
to target the tumor micro-environment [21]. Indeed, the possibility to use them not only as
vehicles for drug delivery [22], but also for innovative imaging [23] and biosensing [24],
makes them ideal candidates for innovative theranostics [25,26].
Research is also very active on their applications to target diseases other than cancer,
such as atherosclerosis [27], and infections [28], including the recent fight against coronaviruses [29]. Further areas of intense investigation include tissue engineering [30], in
particular to reconstruct the heart [31] and to re-establish neural connections [32], due to
their demonstrated ability to boost the electrical activity of conductive tissue [33] and stimulate nerve growth [34]. Finally, there has been increased interest in their electron-conductive
abilities, to develop innovative wearable electronics [35].
Interactions between carbon nanomaterials and biomolecules, especially DNA [36]
and proteins [37], are the object of many investigations, due to their role in determining the
dynamic structure of the biomolecular corona [38], which ultimately affects the response
in vivo [39], e.g., the biodistribution [40], the immune response [41], for instance mediated
by neutrophils [42], and, thus, the biodegradation [43].
Despite decades of research efforts in these sectors, there are still many concerns
regarding carbon nanostructure toxicity [44,45] and immunogenicity [46], also due to the
high heterogeneity of this class of materials, which present both unexploited opportunities
and unresolved challenges [47] in nanomedicine. In particular, one of the latter regards the
large-scale production for mainstream applications [48], considering the current emergency
we are facing, in terms of preservation of the environment, especially the development and
implementation of green routes for their sustainable production.
Therefore, in light of the vastness and complexity of the topic of carbon nanomaterials
for biomedical applications, this concise review aims to cover only the most recent advances
in the nanomedicine area that describe green chemical routes for their preparation and
chemical modifications, in the hope that it will inspire scientists that enter this area towards
more environmentally conscious choices for their chemical procedures.
2. Green Routes to Prepare Carbon Nanomaterials for Biomedical Applications
In recent years, researchers have been paying more attention to green routes for the
production of carbon-based nanomaterials, as well as for biomedical applications, and the
topic was reviewed recently for specific types of nanostructures, especially carbon quantum
dots (CQDs) [49,50]. However, this is a very active field of prolific research and many new
reports continue to appear at a fast pace in the literature. Therefore, in this work, we will
focus on the most recent examples that will be organized based on the type of nanostructure
produced, in particular fullerenes, nano-onions, CQDs, nanodiamonds, nanohorns, CNTs,
and 2D-graphene-based nanomaterials. Table 1 details the type of nanostructure, green
route employed, carbon source, and solvent used, and the envisaged application for the
most recent reports that discuss the preparation of various types of carbon nanomaterials
in their pristine form, as well as their reduction and oxidation, which are often the first step
to fine-tune their properties for biological uses.
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Table 1. Recent examples of green methods to produce carbon nanostructures, their oxidized and reduced forms, suitable
for biomedical applications.
Carbon Nanostructure
Green Route
Carbon Source
Solvent
Application
Reference
Fullerenes 1
Catalytic thermal
decomposition
Plastic waste
n.a.
n.a.
[51]
Nano-onions
Carbonization
Hydrothermal
Tomatoes
Citric acid
Water
Water
Theranostics
n.a.
[52]
[53]
Calcination
Gynostemma plant
Water
Electrochemistry
Graphite
Water/ethanol
Gamma irradiation
Graphite
Water/ethanol
Hydrothermal
Hydrothermal
Chitosan
Cyanobacteria
Water
Water
Hydrothermal
Fruit flesh
Water
Hydrothermal
Fruit juice
Water
Hydrothermal
Fruit peel
Water
Hydrothermal
Fruit waste
Water/ethanol
Hydrothermal
Green tea
Water
Hydrothermal
Red cabbage
Water
Hydrothermal
Sugarcane bagasse
pulp
Water
Hydrothermal
Wheat straw
Water
Microwave
Cellulose
Water
Microwave
Roasted chickpeas
Water
Pyrolysis
Pyrolysis
Sand bath
Sonochemical
Citric acid
Zingiberis rhizoma
Fruit peel
Gelatin
Laser ablation
CQDs
NDs
2
Bioimaging
Antioxidant
Radioimaging
Photodynamic
therapy
pH sensing
Composites
Ag+ sensing
Bioimaging
Bioimaging
Hg++ sensing
Fe+++ sensing
Bioimaging
Fe+++ sensing
Photodynamic
therapy
Fluorescent ink
Antioxidant
Antibacterial
[54]
[55]
[56]
[57]
[58]
[59]
[60]
[61]
[62]
[63]
[64]
[65]
Water
Water
Water
Water
Bioimaging
F− sensing
Biomaterials
Bioimaging
Fe+++ sensing
Hg++ sensing
Analgesic
Bioimaging
Bioimaging
[69]
[70]
[71]
[72]
Coal
Ethanol
n.a.
[73]
[66]
[67]
[68]
Microplasma jet
NDs
Water
n.a.
[74]
oxidized CNHs
2
UV/H2 O2 oxidation
CNHs
Water
Drug delivery
[75]
oxidized CNTs
2
UV-ozone
CNT fibers
n.a.
Electronics
GO 2,3
Electrochemical
Photoelectrochemical
Graphite
Graphite
Acidic water
Water
(Bio)materials
(Bio)materials
[76]
[77]
GO 3
Water
n.a.
[78]
rGO 2,3
Mushroom-extracted
reductant
Cysteine reductant
Ascorbic acid reductant
GO 3
GO 3
Water/ethanol
Water
Drug delivery
Neuroscience
[79]
[80]
oxidized NDs
1
magnetic derivative composite. 2 the green route refers solely to the functionalization of the nanocarbon and not the preparation of the
carbon nanostructure scaffold used as starting material. 3 (r)GO = (reduced) graphene oxide.
2.1. Fullerenes
Fullerenes are spheroidal molecules composed solely of carbon, of which the most
widely known is C60 , composed of 60 carbon atoms. Their nanosize and peculiar electronic properties rendered them the subject of many investigations for potential uses in
nanomedicine [81], including drug delivery [82], photodynamic [83], antioxidant [84,85],
and even antiviral [86] therapy.
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Fullerenes can be synthesized by many methods, which mainly involve the vaporization of graphite or similar carbon sources, and that include arc-evaporation, pyrolysis,
radio-frequency plasma, or laser ablation. Moreover, fullerenes purification requires large
volumes of organic solvents due to their generally low solubility [81]. Therefore, the
development of green procedures for their preparation is not at all trivial. However, the
use of microwaves [87] can be beneficial in reducing reaction times and temperatures,
although even this convenient development has not solved the many challenges faced by
the industry to produce fullerenes at a low cost [88].
It is worth noting that fullerenes need to be derivatized to be water-soluble in appreciable concentrations for biomedical applications; therefore, opportunities for the green
synthesis of fullerenes may lie in the preparation of those derivatives. For instance, hydrophilic polydopamine and glutathione were used to solubilize fullerenes by simple
mixing in water, followed by dialysis and freeze-drying, to then study their antioxidant
activity [89]. Sonochemical treatment in water of a mixture of fullerene and gallium oxide
yielded nanostructured hybrids with potential applications in the field of sensing [90].
While these methods simply focus on derivatization without addressing the synthesis of
the fullerene core structure, a recent development consisted of the catalytic conversion of
plastic waste into a magnetic fullerene-based composite, thanks to the key role played by
ferrocene, which acted both as a catalyst and magnetic nanoparticle precursor [51].
2.2. Carbon Nano-Onions (CNOs)
CNOs are multi-layered fullerenes that have also attracted attention for potential
biomedical uses that range from bioimaging and sensing [6,91] to drug delivery [92],
also thanks to a good biocompatibility profile, as shown in vertebrate models [93,94].
Furthermore, for certain applications, they can surpass other carbon nanostructures, as
shown for instance by their promising performance as terahertz contrast agents for breast
cancer imaging [95].
Their chemical structure similarity to fullerenes poses analogous challenges for their
synthesis as described in the previous section. Nevertheless, in this case, there are efforts
towards the development of green routes for their production and modification. Tomatoes
have been thermally decomposed in alkaline conditions to this end, and lycopene was
hypothesized as a possible carbon source [52]. Citric acid was also successfully used as a
starting material in a hydrothermal route to CNOs (Figure 2) [53].
Figure
2. Hydrothermal
treatment
of (a)
citric
acid
(a) yields
comprise
nano-onions
(CNOs),
shown
Figure
2. Hydrothermal
treatment
of citric acid
yields
comprise
nano-onions
(CNOs),
as shown by
TEM (b).asAdapted
with permission from [53], Copyright © 2020 Wiley-VCH GmbH.
By contrast, CNO functionalization typically requires organic solvents and harsh
conditions at least during the initial steps, for instance, to oxidize defective sites into carboxylic groups for further derivatization [96]. Then, other functionalities can be appended
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under mild conditions, for instance, as shown for chitosan and poly(vinyl alcohol) to yield
composite biomaterials for tissue engineering [97], or for gelatin to yield hydrogels for drug
delivery [98], or for protein fibrils to improve CNO biocompatibility [99]. Alternatively,
pristine CNOs can be non-covalently functionalized with water-soluble species in aqueous
environments, as shown for hyaluronic acid-phospholipid conjugates that allowed the
selective targeting of cancer cells for drug delivery [100].
2.3. Carbon Quantum Dots (CQDs)
Carbon quantum dots (CQDs) are quasi-spherical nanoparticles characterized by
pronounced luminescent properties, thus very appealing for sensing, and, recently, further morphologies have been attained to fine-tune their luminescent profiles [101], which
depend also on the carbon source used [102]. Other applications include photodynamic
(antibacterial) therapy [56,103,104], radiolabeled imaging [55], various forms of bioimaging [60,71], and sensing [59–61,69]. They have also been investigated for their antioxidant
activity against radical oxygen species (ROS) mediated cell damage [54,64], and as drug
delivery agents [105].
Graphene quantum dots (GQDs), which consist of nano-sized graphene monolayers
that exhibit quantum confinement, can be produced in a variety of methods, of which
the most popular are pyrolysis [69,70] and hydrothermal [57–61,63,64] routes. Other
methods that could be carried out at lower temperatures have attracted attention, especially
using microwaves [67,68,106], but also ultrasound-assisted approaches [72]. Recently,
an electrochemical green approach was developed that employed water and ethanol as
solvents [55]. In this case, the dots were also radiolabeled with technetium-99m for imaging
purposes, and in vivo experiments overall revealed a good profile in terms of biosafety,
although some signs of mutagenic activity were noted [55]. Finally, GQDs were produced
by UV-triggered radical polymerization of oxygen-containing aromatic compounds in
water for bioimaging, producing just water and carbon dioxide as side-products [107].
A plethora of natural sources have been recently reported for the green synthesis of
CQDs. Citric acid and penicillamine underwent pyrolysis to yield nitrogen- and sulfur
co-doped CQDs that could detect mercury ions in living cells by means of fluorescence
quenching [69]. Concerning plants, and plant derived-materials, various carbon sources
have been used. They include fruit parts, such as seed extract [108], flesh [59], peel [61,71],
juice [60], and fruit waste [62]. Alternatively, hemicellulose [109] or cellulose, combined
with caffeic acid as a green reducing agent [67], or other plant parts, such as Gynostemma
plant [54], red cabbage [64], palm-derived powder [110], green tea [63], mint [111], or
turmeric [104] leaves, sunflower seeds [112], roasted chickpeas [68], wheat straw [66],
soybean residues [113], and sandalwood powder [114]. Some of these carbon sources have
been used with the prospect of recycling household kitchen waste, although in line of
principle, the same concept could be applied to industrial waste. With this idea in mind,
sugarcane bagasse pulp found a second use to be converted in antibacterial CQDs [65].
In the majority of cases, CQDs are used in solution, as they were shown to enter
cells by endocytosis and could be tailored to target specific subcellular organelles [108].
However, more research is emerging on their use in composites, for instance to reinforce
films for tissue engineering applications [67], to yield luminescent hydrogels [115], or
UV-responsive smart (bio)materials [58,116], and antibacterial composites [117].
2.4. Nanodiamonds (NDs)
NDs differ from many of the other carbon nanostructures owing to the presence of
a large number of sp3 -hybridized carbon atoms, as the name suggests. However, they
do also feature sp2 carbon atoms [118] and various oxygen-containing functional groups
on their surface (Figure 3) that can be exploited for functionalization [119], as recently
reviewed [120].
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Figure 3. Blended atomistic model (left) and high-resolution TEM micrograph (right) of a nanodiamond (ND) to show its
typical chemical structure. Reprinted from [121], copyright © 2015, with permission from Elsevier.
Their production typically requires high temperatures and pressures to obtain sp3
hybridization, such as those occurring in detonations. Other methods include chemical
vapor deposition and milling of microsized diamonds [9]. Recently, a laser ablation route
has been reported as a green alternative due to the possibility to carry it out at ambient
temperatures [73].
Due to their low reactivity, functionalization is usually carried out in organic solvents
under harsh conditions, or in the gas-phase, and can be promoted by microwaves, plasma,
or UV irradiation [120]. Very few reports exist on their functionalization under green
conditions. Often, the first step involves ND oxidation by strong-acid treatment [122],
to provide functional groups for further derivatization. However, oxidation can also be
attained through a green route, using atmospheric-pressure radio-frequency microplasma
jet to deliver aqueous oxygen radicals to NDs suspended in water [74]. Then, further
functionalization can occur under a variety of classical conditions, for instance to coat NDs
with a suitable (bio)polymer for colloidal stability and improved biocompatibility [123]. In
the majority of cases, non-environmentally friendly solvents are used, such as dimethylformamide; however, oxidized NDs can be further derivatized also in water [124], or other
environmentally-friendly solvents, such as acetone and alcohols, as required for the other
reagents, e.g., drugs [125]. Aqueous couplings were performed in this manner to attach
a fluorescent protein and CRISPR-Cas9 components for gene editing [122], or to bind
polyethylene glycol, and a lanthanide complex for enhanced bioimaging [126].
Alternatively, other useful functional groups for derivatization are alkynes to perform
click-chemistry. In one example, NDs were first reacted with glycidol and glycidyl propargyl ether, which both served as reagents and solvents, to then allow the copper-catalyzed
click reaction in an aqueous environment with a fluorophore for bioimaging [127]. In a
similar approach, the click reaction was performed with a precursor of nitroxide radicals,
which could be generated by sonochemical-promoted air oxidation, for redox sensing [128].
Mussel-inspired bioadhesives have also been effectively applied to coat and functionalize NDs in water, so that further molecules could be appended, such as polyethylene
glycol polymer for colloidal stability, or DNA for particle tracking (Figure 4) [129]. Another
biocompatible coating is mesoporous silica, which can be formed on the surface of NDs in
aqueous conditions and allows to include a variety of functional groups, for instance for
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the convenient grafting of a hydrogel polymer shell and metal nanoparticles for advanced
sensing techniques [130].
Figure 4. Dopamine can be polymerized in water to coat NDs and provide functional groups for the subsequent anchoring of
polymers and biomolecules for imaging and detection. Adapted with permission from [129], copyright © 2018 WILEY-VCH
Verlag GmbH & Co. KGaA, Weinheim, Germany.
Finally, NDs can be simply used as scaffolds to adsorb other molecular species, as
shown for a hydrophobic magnetic-resonance contrast agent that required a mixture of
DMSO and water to react with NDs, while the resulting product was water-soluble and
could be tested for imaging [131]. They have been proposed as antibacterials [132,133],
for regenerative medicine [134], drug delivery [135–137], bioimaging [136,138,139], cancer
therapy [137,140,141], theranostics [142,143], and ultrasensitive diagnostics [144]. For many
– to be used in composites [145,146]. Their ability
of these applications, they were envisaged
to pass the blood–brain barrier has also attracted attention for targeting the brain, to address
existing challenges in the treatment of neurodegenerative diseases [147]. Their rather inert
chemical nature
– renders their functionalization quite challenging, but with the benefit of a
good biocompatibility profile [138], depending also on the type of functional groups that
they display [148].
2.5. Carbon Nanohorns (CNHs)
“
Carbon nanohorns (CNHs) or nanocones consist of short cones of sp2 carbon atoms
that aggregate into clusters of ca. 100 nm diameter and can be mainly of two types,
i.e., “dahlia-like”, when the cones protrude from the aggregate, or “bud-like” when they
do not (Figure 5). They are produced by arc-discharge, laser ablation, or joule heating,
from graphite [7], although greener alternatives at lower temperatures are continually
sought
Similar
to the other
carbon
nanomaterials,
they have
been
proposed
for drug
like”, when [149].
the cones
protrude
from
the aggregate,
or “bud
like”
when
they do
delivery [150], sensing [151], theranostics [152], and as components of nanocomposites
for phosphoproteomics in cancer diagnosis [153], or for cancer treatment [154], or to yield
patches for topical applications on skin [155].
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Figure 5. TEM micrographs of (a) dahlia-like and (b) bud-like carbon nanohorns.
Functionalization is required to avoid further aggregation into larger clusters and
ensure homogeneous dispersions in aqueous environments. It is typically carried out
similarly to the other nanocarbons, with the most popular route being oxidation (for
instance in air at high temperatures) and subsequent coupling to other (bio)molecules in
water, as shown with a fluorophore–albumin conjugate to ensure colloidal stability and
ease of tracking for bone-tissue regeneration studies [156]. Alternatively, treatment with
hydrogen peroxide at 100 ◦ C under UV-irradiation oxidizes CNHs, which then can be
purified in water and stabilized with albumin [157], or attached with fluorophore-protein
conjugates in aqueous environments, as shown in studies that tracked their cell entrance
by endocytosis [75]. However, the most common route to oxidize CNHs is by treatment
with nitric acid under mild heating [158], thanks to their high reactivity ensured by the
highly curved, thus strained, cone tips. Once carboxylic acid groups have been installed,
they can be coupled in aqueous environments to smart fluorophores, which allowed to
confirm the endocytic entrance of CNHs into cells [159].
Many other covalent functionalization approaches exist. Among these, 1,3-dipolar cycloaddition of an azomethine ylide, generated in situ from an amino acid and an aldehyde,
can be performed in solvent-free conditions in a microwave reactor, for instance to attach
oligothiophene to allow Surface-Enhanced Raman Spectroscopy (SERS) imaging [160].
Non-covalent functionalization is also a popular approach. For instance, a simple
sonochemical treatment of CNHs with a dye [161] or a natural photosensitizer [162] promoted adsorption onto the CNH surface, thanks to hydrophobic interactions, for combined
multimodal imaging, photodynamic, and photothermal treatment of cancer cells, as shown
in Figure 6. Similarly, when CNHs were added to albumin under sonication, a stable dispersion could be achieved at physiological conditions [163]. When compared against CNTs,
interestingly, CNHs were shown to be more biocompatible due to their reduced ability to
adsorb proteins on their surface [163], analogously to what observed for a self-assembling
tripeptide [164]. Finally, colloidal stability of CNHs can be ensured also by surfactants,
such as the biocompatible pluronic, by simple mixing in water, as envisaged to restore the
mechanical integrity of tendon tissues after a sprain [165].
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Figure 6. Sonochemical treatment ensures dye adsorption onto CNH surface for theranostics, i.e.,
multi-modal imaging, photodynamic therapy (PDT), and photothermal therapy (PTT). Reproduced
with permission from [161], copyright © 2018 Wiley-VCH Verlag GmbH & Co. KGaA, Weinheim,
Germany.
2.6. Carbon Nanotubes (CNTs)
CNTs can be considered as sheets of graphene rolled up in a tube, and comprise
mainly single-walled CNTs or multi-walled CNTs, depending on the number of sheets
that compose their walls. Similar to the other nanostructures, they have been noted as
promising materials to innovate in the biochemical field. However, their morphological
similarity to asbestos fibers has posed many barriers for their applications, despite the fact
that functionalization can alleviate their toxicity, as recently reviewed [41]. In 2019, CNTs
have been added to the ChemSec SIN (Substitute It Now) list, in light of the studies on their
toxicity and resistance to biodegradation [166]. This prompted a strong response from the
academic community active on CNT research that feared further obstacles to innovation,
in which it was noted that toxicity was related to a specific type of CNT, and this class
of nanomaterials is very diverse, as the biocompatibility profiles depend on a plethora of
factors, which include functionalization and route of administration [167–169].
Indeed, CNTs have shown a unique ability to boost the activity of conductive cells [33],
demonstrating an unmissable opportunity to regenerate the cardiac [170] and nerve tissues [34]. Furthermore, their high mechanical resilience and low mass density is promising
for orthopedic applications [171]. CNT-coated surfaces effectively stimulated osteogenic differentiation of mesenchymal stem cells, which adhered and spread, with numerous visible
focal adhesion and actin stress fibers, as shown in Figure 7 [172]. Besides tissue engineering [173], CNTs have also been proposed to attain antimicrobial and anti-adhesive surfaces
for medical applications [174]. Their bioconjugation can serve a variety of innovative
applications that span from tissue engineering, to sensing and wearable electronics [175],
and, in general, to prepare innovative biomedical electrodes [176]. Their biodegradation
is possible, depending also on experimental conditions, route of degradation, and CNT
functionalization [43].
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Figure 7. Stem cells (nuclei stained in blue) adhere and spread onto single-walled (SWNT, left) or multi-walled (MWNT,
right) CNT-coated surfaces with multiple focal adhesions (green with vinculin-staining) and actin fibers (red). Reproduced
from [172].
As discussed above for other nanostructures, also in the case of CNTs, oxidation is
often the first step for their biological application to achieve good dispersibility in water,
and this is typically obtained by acid treatment, as shown in a recent study where oxidized
CNTs demonstrated antibacterial activity [177]. The process can be carried out also in a
microwave oven [178]. However, this kind of treatment requires extensive washings, and
greener alternatives include gas-phase methods that use radical oxygen species generated
by UV irradiation in air [179]. Once carboxylic acid groups have been installed on CNTs,
several subsequent functionalization routes can be undertaken, as needed. For instance,
the cationic photosensitizer malachite green could be adsorbed by electrostatic and hydrophobic interactions by simple ultrasonication in water, for antibacterial photodynamic
therapy [180]. With an analogous procedure, hyaluronic acid was added to CNTs and the
resulting materials were sterilized by gamma irradiation before being used for bone healing [181]. Moreover, without ultrasounds, simple mixing with doxorubicin in phosphate
buffered saline solution allowed for the drug adsorption onto CNTs [182]; doxorubicin
sustained release by CNTs is indeed a hot topic of research in cancer therapy [183].
Alternatively, the carboxylic acid groups can be covalently coupled to biomolecules
in water, as shown for ovalbumin to boost immune response to antigen presentation for
vaccine development [178]. With an analogous approach, oxidized CNTs were coupled to
dopamine to promote the mineralization with hydroxyapatite, and CNT electronic properties were exploited to achieve directional alignment through agarose gel electrophoresis to
form scaffolds with collagen, which promoted the healing of bone defects in vivo [184].
Non-covalent CNT functionalization is also a popular route, as it does not disrupt their
electronic properties. Use of ultrasounds promoted the wrapping of CNTs by polyethylene
glycol-pyrene polymer to achieve stable dispersions to induce apoptosis of colon cancer
cells by applying nanosecond electric pulses, which affected calcium flux within cells [185].
Simple mixing of CNTs with cationic polyamidoamine polymer and anionic dsRNA,
with ultrasonication at room temperature, provided coated CNTs for gene knockdown
interventions [186]. Similarly, sonication of CNTs with DNA in saline solutions, followed by
purification using polymers, was effective to yield dispersible CNTs that showed very good
short-term and long-term biocompatibility in vivo [187]. DNA–CNT complexes were also
used in hydrogel composites with silica nanoparticles to deliver doxorubicin [188]. When
dispersed with Triton within a glycol-chitosan hydrogel, CNTs promoted cell migration and
recruitment, with potential applications in wound healing [189]. Conductive composites
for potential applications in sensing were obtained by mixing CNTs with soy lecithin,
natural rubber, and the green solvent methyl isobutyl ketone in a homogenizer at high
pressure [190].
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2.7. Graphene-Based Materials
The class of graphene-based materials is vast and diverse, thus it is important to be
aware of the specific type of structure under study, and how it may differ relative to existing
literature on the topic [191]. Graphene has captured scientists’ imagination for a variety
of uses in medicine, yet there are still unsolved challenges to its wide implementation on
a global industrial scale to widely reach the market, although steady progress is being
made in this direction [192]. Among the many applications, those related to antibacterial
properties are highly studied [193]. The unique properties due to the 2D nature of graphenebased materials are of particular importance for uses in sensing [194]. These materials have
been widely studied for their biocompatibility and the data gathered thus far is promising,
although, given the wide diversity of graphene-based materials, it is desirable to move from
descriptive to predictive toxicology [5]. In particular, formation of a biomolecular corona on
graphene-based materials and its consequences on biodistribution and cytocompatibility
has been recently reviewed [39].
Graphene can be produced in a variety of ways, of which the most popular include
graphite exfoliation in the presence of various dispersants (Figure 8). However, to ensure
good water dispersibility, graphene is typically oxidized to graphene oxide (GO), in a process for which green alternatives are continually sought [195]. In particular, electrochemical
oxidation of graphite in acidic water was efficient within seconds to yield GO-based conductive materials [76]. The process could be further enhanced by exploiting synergy with
photochemistry [77].
Figure 8. Graphene dispersed in water can be obtained from graphite through exfoliation with a variety of dispersing
agents. Reproduced from [192], published by the Royal Society of Chemistry.
GO is often reduced for enhanced electronic properties, and quite a few green approaches for this step have been recently reported. For example, GO was efficiently reduced
by natural polysaccharides extracted from an edible mushroom to yield nanosheets that
displayed good biocompatibility up to 0.1 mg/mL [78]. The amino acid cysteine was also
effective at reducing GO in ethanol/water solutions with a sonochemical treatment, to yield
rGO that was then embedded in a hydrogel for drug delivery [79]. Ascorbic acid provided
another example of green reductant for GO to yield nanostructures that were investigated
for applications in neuroscience [80]. Once GO or rGO is produced, the material can be
further functionalized as described above for the other oxidized carbon nanomorphologies,
covalently or non-covalently, as shown for instance for the bioconjugation of a peptide that
benefited from enhanced antibacterial activity and reduced hemolytic effects [196]. Green
routes towards inclusion of GO into (bio)composites are also receiving attention [197].
Appl. Sci. 2021, 11, 2490
12 of 20
3. Conclusions
Carbon nanomaterials come in different shapes and sizes, each one with its own
peculiar opportunities and challenges to innovate in nanomedicine. Over the last decades,
they have been widely investigated for a variety of applications as described in this review,
and in recent years, more attention has been paid to green routes towards their production
and modification.
Among the various approaches described in this review, the use of microwaves and
photochemistry are certainly among the most promising strategies that, in line of principle,
could be extended further to many other different types of chemical functionalization.
At present, the use UV-generated radicals or UV-H2 O2 mediated oxidations appears particularly attractive, since these are convenient oxidation alternatives to more traditional
routes that employ strong acids. Benefits are varied. First, the reaction can be carried out in
portable devices with UV-lamps that are widely available. Second, if the reaction is performed in the gas-phase, there will be no liquid or solid waste; hence, no need for extensive
washings for product purification. Alternatively, if the reaction is performed in the liquid
phase with hydrogen peroxide, there will be benign byproducts. Third, UV-promoted
oxidation in the gas-phase was shown to be effective also in preserving the macroscopic
morphology of the materials, such as the case of CNT fibers. Electrochemistry is another
very promising approach; however, it requires knowledge and equipment that may not be
available to all.
In many cases, carbon nanomaterials’ limited solubility in polar solvents and reduced reaction yields in green conditions drive scientists to opt, in practice, for the nonenvironmentally friendly protocols. However, the hope is that as more literature is gathered
on this interesting topic, the community of scientists willing to adopt and develop greener
routes will widen significantly to fully unlock the potential of these innovative materials
for the maximum benefit of society and the environment.
Author Contributions: Supervision, S.P., P.F., and S.M.; writing—original draft preparation, S.A. and
M.C.C.; writing—review and editing, S.P., P.F., and S.M. All authors have read and agreed to the
published version of the manuscript.
Funding: This research was funded by EU H2020 NMBP-SPIRE project, grant no. 820723.
Acknowledgments: The authors acknowledge M. Bisiacchi and E. Merlach for their kind technical support.
Conflicts of Interest: The authors declare no conflict of interest.
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