Urol Res (2005) 33: 231–238
DOI 10.1007/s00240-005-0467-5
O R I GI N A L P A P E R
Gernot Schubert Æ Günter Reck Æ Harald Jancke
Werner Kraus Æ Christoph Patzelt
Uric acid monohydrate—a new urinary calculus phase
Received: 12 July 2004 / Accepted: 1 February 2005 / Published online: 29 May 2005
Springer-Verlag 2005
Abstract In our laboratory more than 100,000 urinary
calculi have been analysed since 1972. Amongst this
huge sample, 15 specimens originating from a total of
eight patients were observed showing similar characteristics but escaping unambiguous identification with any
of the substances that have been described so far in
urinary concrements. Therefore, the unknown substance
was submitted to a more extended analytical regimen.
Structural analysis by x-ray crystallography turned out
to be most successful, identifying the unknown material
as uric acid monohydrate. Uric acid monohydrate
crystallizes in the monocline space group P21/c. Within
the crystal, uric acid and water molecules form continuous layers by hydrogen bonds. This is in contrast to
uric acid in its water free and its dihydrate forms, which
both crystallize by forming 3-dimensional networks To
the best of our knowledge , the existence of a monohydrate form of uric acid has not been reported so far.
Accordingly, this is the first report on uric acid monohydrate as a urinary stone component. The frequency of
only 0.015% in our survey indicates that uric acid
monohydrate is rarely the main component in concrements, in contrast to uric acid and uric acid dihydrate
with frequencies of 10% and 6%, respectively. The
infrared spectrum of uric acid monohydrate is very
similar to that of the other crystal forms of uric acid.
Because of this similarity and its low frequency, uric acid
monohydrate may have been overlooked as a component of urinary concrements. X-ray diffraction allows
for better differentiation in routine stone analysis. All
G. Schubert (&) Æ C. Patzelt
Vivantes Klinikum im Friedrichshain,
Institut für Laboratoriumsdiagnostik,
Landsberger Allee 49, 10249 Berlin, Germany
E-mail:
[email protected]
Tel.: +49-30-42211485
Fax: +49-30-42211092
G. Reck Æ H. Jancke Æ W. Kraus
Bundesanstalt für Materialforschung und Prüfung,
Richard-Willstätter-Strasse 11,
12489 Berlin, Germany
samples of uric acid monohydrate were found by solid
state NMR spectroscopy to be highly contaminated by
amorphous material. This material consisted of long
aliphatic chains reminiscent of lipids and fatty acids,
respectively. Concrements consisting of other forms of
uric acid or urate lacked this amorphous component.
Therefore, a role of this aliphatic material has to be
taken into consideration when discussing the conditions
that may favour the rare formation of concrements from
uric acid monohydrate. As for as the metabolic situation
of the affected patients is concerned, no common peculiarities became evident by a retrospective survey.
Keywords Uric acid monohydrate Æ Urinary calculus Æ
Crystal structure Æ Solid state NMR Æ X-ray
diffraction Æ Infrared spectroscopy
Introduction
Usually urinary stones of alimentary or metabolic origin
can be correctly identified by standard laboratory
methods like infrared spectroscopy and x-ray diffraction. Respective stone components and their crystal
forms are well known and comprehensive collections of
their spectral and crystallographic data are available for
the routine laboratory. Even complex mixtures of various stone components are thus accessible to correct
analysis. Difficulties may arise rather from drug-induced
concrements or from artefacts.
In our laboratory, using polarization microscopy,
infrared spectroscopy and x-ray diffraction, more than
100,000 stones have been analysed[1]. However, there
were a few samples that could not be identified unambiguously by spectral analysis. These samples, originating from different patients, had similar characteristics.
Repeated analyses of stones from the same patient
resulted in reproducible spectral data. By infrared spectroscopy, the respective samples showed similarities to
the known concremental forms of uric acid. Therefore,
232
an unknown crystal form of some metabolite of uric acid
has been put forward as working hypothesis.
A more extended study on the true nature of the new
substance became possible by cooperation with an
institute experienced and equipped for highly specialised
material analyses. By x-ray crystal structure analysis, the
unknown substance was thus identified as uric acid
monohydrate. This crystalline form of uric acid has been
unknown to date. The respective crystallographic data
are given in detail. For the routine laboratory, recommendations are given on how to differentiate uric acid
monohydrate from other crystal forms of uric acid.
As far as the generation of uric acid monohydrate is
concerned, the respective patients did not share any
conspicuous clinical characteristics. On the other hand,
there may be a crucial role of amorphous material
consisting of long aliphatic chains. This material was
found by solid state NMR spectroscopy only in concrements of uric acid monohydrate as the main component.
Materials and methods
Patients and urinary stones
A total of 15 stones was submitted for analysis between
1990 and 1999. The concrements originated from eight
out patients (five males, three females) between 45 and
83 years of age. Three of the patients had experienced
recurrent stone episodes (up to five) each resulting in
apparently identical material. Twelve stones had passed
spontaneously whereas three were removed instrumentally. On first detection 11 stones were localized in the
kidney, two in the ureter and one each in the bladder
and urethra. Clinical data from a retrospective request
were scarce. Thus, five patients suffered from reduced
kidney function by moderately elevated creatinine levels.
Only the patient experiencing five stone episodes suffered from terminal renal failure.
Five patients had repeatedly acid urine pH values
( £ 5.5). Uric acid levels in serum and urine were, as far
available, in the normal range.
Elementary analysis
Elementary composition of stone material was studied
by optical emission spectral analysis on a spectrograph
Q24 (Carl Zeiss, Jena). Supportive data were derived
from an energy dispersive x-ray (EDX) analysis
employing an electron microprobe SEMQ (ARL).
X-ray diffraction and structure analysis
Routine x-ray diffraction of urinary stones was performed on a Seifert two-circle diffractometer XRD 3003
using Ni-filtered CuKa radiation. The measuring conditions for the determination of the lattice constants
were as follows: 50 kV, 40 mA, angle range 4–100 2H,
step width 0.02, count time 20 s. The evaluation of
these data for structural analysis was based on several
commercial programs: CRYSFIRE [2] and Powder Cell
[3] for determination of the lattice constants and of the
crystal symmetry, PATSEE [4] for determining the
atomic coordinates, CAVITY [5] for screening for cavities within the modeled crystal structure and SHELX-97
[6] for refining the structure model of crystals composed
of uric acid monohydrate.
Solid state NMR measurements
13
C-CP/MAS spectra of several samples of the unknown
substance and of urinary stones of uric acid, uric acid
dihydrate and acid ammonium urate were taken on a
DMX 400 widebore spectrometer (Bruker) with an
observation frequency of 100.13 MHz and a 1H frequency of 400.63 MHz for CP and decoupling.
Hartmann-Hahn match and shift standardisation
(dTMS=0) were performed with a sample of glycine.
Experimental parameters were 25 kHz sweep width,
1 ms contact time, Ramp-CP, a relaxation delay auf 3 s
and acquisition time of 50 ms. The number of scans
made was about 2,000. The data points were TD 2 K
and SI 8 K, 5 Hz line broadening was applied.
Results
Scanning electron microscopy
Stones morphology
Stone morphology was studied by electron microscopy
of gold coated samples of stone fragments on a scanning
electron microscope SEM S360 (Cambridge Instruments) at 20 kV.
Infrared spectroscopy
Infrared spectra were recorded on a FTIR spectrometer
Avatar 320 (Nicolet) at 4 cm 1 resolution and 32 scans
per measurement. For sample preparation the KBr
pellet technique was applied.
Stone samples of unknown composition had the following morphological characteristics in common: individual
samples consisted of small fragments weighing 0.05–
0.5 g. They presented as porous concrements of light
greyish-brown colour and of poor mechanical stability.
Under the polarization microscope, grain preparations
presented as uncharacteristic crystalline aggregates of
strong birefringence. By contrast, the scanning electron
microscopical examination resulted in a distinct structural pattern showing aggregates of plate-like crystals
approximately 0.5–1.0 lm in height (Fig. 1a).
233
Infrared spectroscopy
The encounter with some unknown material became
evident primarily from infrared spectroscopy as the
main routine procedure in stone analysis. All 15 samples
resulted in uniform spectra that differed significantly
from the infrared spectra of all known components of
urinary stones described so far. By screening relevant
libraries (Aldrich, Merck, Sadtler) there was no match to
be found to any of the listed spectra. However, there is
some evident similarity of the infrared spectrum of the
unknown substance to that of purine components like
uric acid and uric acid dihydrate (Fig. 2) as well as
xanthine and 2,8-dihydroxyadenine (spectra not shown).
Elementary analysis
A comprehensive elementary analysis was handicapped
because of the poor solubility of the examined stone
material. Flame emission spectroscopy and electron
microprobe examination turned out to be helpful in
that nitrogen was found to be a major component, in
addition to carbon, oxygen and hydrogen, thus confirming the analogy to purine derivatives. The presence
of phosphorus and sulfur as well as that of cations could
be excluded.
X-ray diffraction
X-ray diffraction analysis of pulverized material of all 15
samples resulted in essentially identical diffractograms
showing two strong reflections at 2H=10.6 and at 27.9
and some additional reflections of minor intensity
(Fig. 3). Diffractograms of individual samples differed
simply by acuity and absolute intensity of their signals.
Broad signals of low intensity, as observed in most
samples, were apparently due to poor crystallinity. All
examined concrements were found to be free of additional crystalline components. Only one sample was
identified as being blended with some whewellite.
There was also no fit of the unknown substance to
any of the known components of urinary stones for
x-ray diffractograms. Even by screening the data bank of
the Powder Diffraction File of the International Centre
for Diffraction, no corresponding diagram could be
detected. However, there was again an apparent similarity to the diffraction pattern of purine derivatives like
xanthine and 2,8-dihydroxyadenine.
Crystal and molecular structure
Fig. 1 Scanning electron micrographs of urinary calculi. a The new
uric acid monohydrate (3,250·), b uric acid (2,000·), c uric acid
dihydrate (1,000·), d ammonium hydrogen urate (4,000·).
Bar=10 lm
Given the spectral similarity to purine derivatives, the
unknown substance was assumed to be closely related to
234
Fig. 2 FT-IR spectra of: a uric
acid monohydrate, b uric acid,
and c uric acid dihydrate. The
H2O signal at 3,340 cm 1 is
conspicuous in the uric acid
monohydrate spectrogram (a)
but less intense than for uric
acid dihydrate (c). The
monohydrate spectrum
contains additional bands at
435, 505, 646 und 957 cm 1.
Moreover, signals in the area
1,250–1,500 cm 1 in the
monohydrate pattern differ by
width and relative intensity
from that of the other forms of
uric acid
the uric acid molecule. The definite identification of its
molecular nature was finally approached by crystal
structure analysis.
Fig. 3 Experimental powder diffraction diagram (above) of one
sample of unknown urinary stone material and calculated powder
diffraction diagram (below) based on the determined crystal
structure of uric acid monohydrate
Since sizable single crystals were not available, powder diffraction patterns had to be used for the determination of the lattice constants and of the crystal
symmetry. It was found that the structure is monoclinic
with the space group P21/c. The lattice constants are
given in Table 1 in comparison with those of uric acid
and uric acid dihydrate. The powder diffraction
parameters (diffraction angle, d-values and Laue indices)
in the range 10 £ 2H £ 30 are given in Table 2. These
can be used for the identification of uric acid monohydrate.
From relations (see Table 1) between the determined
cell volume of the unknown substance and that of
anhydrous uric acid [8] and of uric acid dihydrate [9], the
uric acid molecule was considered as a suitable search
model. The correctness of this assumption was proven
later by the results of the structure analysis.
The fact that the monoclinic angle is very near to 90
gave rise to additional difficulties in the structural analysis since all (hkl) and (h-kl) reflections are systematically
overlapped. Nevertheless, after the first extraction of
the integral intensities of 186 single reflections from the
powder pattern in the range 10 £ 2H £ 60 using the
IPAP method (intensity partition by approximated
Patterson functions [7] incorporated in Powder Cell [3])
235
Table 1 Crystal data and lattice constants of the pseudo-polymorphic forms of uric acid
Formula
Crystal system
Space group
a (Å)
b (Å)
c (Å)
b ( )
V (Å3)
Z
D (g cm 1)
Uric acid
monohydrate
(this work)
Uric
acid [8]
Uric acid
dihydrate [9]
C5H4N4O3·H2O
monoclinic
P21/c
4.786(4)
16.812(6)
8.598(5)
90.13(7)
691.7(8)
4
1.787
C5H4N4O3
monoclinic
P21/a
14.464
7.403
6.208
65.10
602.9
4
1.851
C5H4N4O3·2H2O
monoclinic
P21/c
7.237
6.363
17.449
90.51
803.5
4
1.688
the molecular replacement method PATSEE [4] was
applied in order to determine the position of the search
model in the unit cell.
After the location of the molecule in the unit cell, a
cavity was recognized in the crystal structure by the
program CAVITY [5]. This cavity was large enough to
hold one water molecule or one ammonium cation. The
position of a corresponding non-hydrogen atom was
determined by a difference Fourier synthesis. All attempts to decide between water molecule and ammonium cation by simultaneous thermoanalytical and mass
spectrometrical investigations failed because of the
existence of an additional amorphous component mentioned below. The final decision could by derived from
solid state NMR measurement.
Solid state NMR spectroscopy
The 13C NMR solid state spectrum of the new stone
material is compared to others of the uric acid system in
Table 2 Experimental parameters for the powder diffraction pattern of uric acid monohydrate ( Bragg-Brentano geometry, CuKaradiation), the calculated interplanar crystal spacings (d-values)
and Laue indices (hkl)
No of
line
2H ()
Diffraction
angle
d [Å]
spacing
Relative
intensity
hkl
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
10.58
11.62
14.77
18.62
18.98
19.33
20.69
21.26
21.33
21.94
23.79
24.51
26.17
26.64
27.89
28.41
29.93
8.339
7.611
5.993
4.762
4.673
4.588
4.289
4.177
4.162
4.049
3.737
3.629
3.402
3.344
3.196
3.139
2.983
59
7
7
9
10
18
11
13
13
7
9
6
5
6
100
13
15
0
0
0
1
0
1
0
0
0
20
11
21
00
31
10
02
40
12
1 1 1,
121
130
032
1 3 1,
1 0 2,
112
1 2 2,
111
131
102
122
Fig. 4. The signals in the region of 90–160 ppm belong
to the purine system as known from liquid state 13C
NMR of pure uric acid [10]. The CP/MAS spectrum of
anhydrous uric acid (not shown here) coincides fairly
well with that of the dihydrate shown in Fig. 4c.
The typical pattern of uric acid and of the dihydrate contains one signal at 98 ppm and one at
138 ppm for the aromatic carbons and three signals
more or less resolved between 150 and 160 ppm for
the three carbonyl groups. In the case of uric salts, the
signal at 138 ppm shifts to a lower field as demonstrated for ammonium urate (Fig. 4a). Thus, the
spectrum of the new urinary stone material (Fig. 4b)
corresponds to a form of uric acid free of the
ammonium ion. Therefore it can be definitely identified as uric acid monohydrate.
However, there is a striking peculiarity in the NMRspectrum in that an additional intense signal at
29.7 ppm (Fig. 4b) was found in all samples classified as
uric acid monohydrate by x-ray diffraction. This signal
can be assigned to a long CH-– chain as found, e.g., in
fats and fatty acids. The structure of this component is
not yet fully clear. So far, there is no evidence for carbonyl functions or olefinic carbons that can be attributed to native fatty acids or their salts.
Refinement of the crystal structure of uric acid
monohydrate
The refinement of the atomic coordinates and overall
thermal parameters for all atoms have been carried out
by many cycles of decomposition procedures applying
the actual refined structural model and least squares
calculations with SHELX-97 [6] using integral intensities
and weighted restraints for intramolecular bond lengths
and angles. The details of the structural solution and the
final atomic coordinates are listed in Tables 3 and 4.
The crystal structure of uric acid monohydrate is
illustrated in Fig. 5. In this structure, uric acid and water
molecules are connected with each other by intermolecular NH...O and OH...O hydrogen bonds forming
molecular layers parallel to the crystallographic {-1 0 2}
plane. This is in significant contrast to the crystal
structures of the anhydrous uric acid and uric acid
dihydrate which also form urinary stone phases [11].
Their crystal structures were determined by Ringertz [8]
and Parkin et al. [9], respectively. In both cases molecules are connected by hydrogen bonds forming
3-dimensional networks.
From the crystal structure of uric acid monohydrate,
an x-ray diffraction pattern can be calculated. This
theoretical diagram is in perfect agreement with the
measured diagram from powder preparation as shown in
Fig. 3.
Further details of the crystal structure analysis have
been deposited in the Cambridge Crystallographic Data
Centre (CCDC) and allocated the deposition number
CCDC 191315.
236
Fig. 4 13 C MAS spectra of:
a ammonium urate,
b investigated urinary stones
containing uric acid
monohydrate, and c uric acid
dihydrate. (an asterisk marks
MAS sidebands). The new uric
acid monohydrate (b) gives a
purine spectrum equivalent to
both the uric acid and dihydrate
(c) with signals at 98,138 and
between 150 and 160 ppm in
contrast to the spectrum of
ammonium urate (a), where the
signal at 138 ppm shifts to
lower field. The signal at
29.7 ppm in b can be assigned
to long CH2-chain as found, for
example, in fats and fatty acids
Discussion
The present study is the first report on uric acid monohydrate representing a genuine crystal state of uric acid.
Starting evidence for the existence of this crystal form
resulted primarily from the casual observation of an
unknown component in urinary concrements amongst a
large number of urinary calculi analysed in the routine
laboratory. This observation is essentially based on the
careful evaluation of x-ray diffractograms and infrared
spectrograms backed by many years experience in urinary stone analysis.
Studies into the true nature of this new substance
demanded a complex crystallographic approach. This
procedure started from the somewhat unexpressive x-ray
diffractograms of powder preparations. By a stepwise
progress applying extensive calculation and modelling
programs, the crystal structure was analysed. Thus, the
new component could be identified as uric acid monohydrate (C5H4N4O3ÆH2O). The crucial distinction
between the presence of a water molecule or an ammonium ion could finally be deduced from 13C-NMR
Table 3 Details of crystal structure solution of uric acid monohydrate
Formula
Formula weight
Temperature
Wavelength
F(000)
Crystal size
Number of single reflections
extracted from powder pattern
Final R indices [I>2r(I)]
R indices (all data)
Largest diff. peak and hole
C5H4N4O3*H2O
186.14
293(2) K
1.54160 Å
384
crystalline powder
186
R1=0.1699, wR2=0.3668
R1=0.1755, wR2=0.3702
0.652 and 0.982 e.Å 3
spectroscopy in favour of water. Definite proof for the
correct identification came from the diffraction pattern
as calculated from the crystal structure data. This pattern was found to be in perfect match with the measured
diffractogram closing thus the chain of evidence.
From its deduced crystal structure, uric acid monohydrate differs profoundly from other crystal states of
uric acid. The analysed concrements showed significant
differences in morphology and physical features compared to uric acid and its dihydrate form, respectively.
Scanning electron micrographs are thus distinctive by
presenting a plate-like structure of uric acid monohydrate. By heating the material to 653 K, no changes
became apparent neither in the diffraction pattern or in
the NMR-spectrogram. The reason for this high stability
may be due to strong charge transfer interactions between molecules in adjacent layers being arranged parallel to each other. These interactions are indicated by
short distances of 3.30 Å between the molecular planes.
Table 4 Atomic coordinates in the unit cell of uric acid monohydrate
Atom
x
C (1)
C (2)
C (3)
C (4)
C (5)
N (1)
N (2)
N (3)
N (4)
O (1)
O (2)
O (3)
OW
0.7522
0.7855
0.5763
0.4410
0.7170
0.5410
0.8760
0.5350
0.8690
0.8100
0.2550
0.7430
0.2260
y
(5)
(5)
(5)
(2)
(3)
(2)
(2)
(2)
(2)
(3)
(2)
(3)
(4)
0.0821
0.2214
0.2287
0.1614
0.3510
0.0917
0.1500
0.3083
0.2965
0.0139
0.1626
0.4226
0.4261
z
(9)
(8)
(7)
(9)
(8)
(8)
(8)
(8)
(9)
(8)
(13)
(8)
(12)
0.6238
0.6220
0.5150
0.4551
0.5699
0.5155
0.6772
0.4834
0.6542
0.6623
0.3610
0.5738
0.3850
(7)
(6)
(6)
(13)
(14)
(11)
(13)
(13
(12)
(14)
(14)
(16)
(7)
237
Analogous interactions are not observed in crystals of
uric acid and uric acid dihydrate, which are characterized by a fish bone-like arrangement of molecules and
lower crystalline stability.
The possible occurrence of uric acid monohydrate as
component of urinary stones has to be taken into consideration in the medical laboratory. The evaluation of
infrared spectroscopy as the main analytical procedure
demands for highly experienced laboratory staff to differentiate uric acid monohydrate from other concremental forms of uric acid. The x-ray diffractograms of
the three forms of uric acid show more distinct differences (Fig. 6). Particularly the signals at 10.58 and
19.33 2H, which are unique to uric acid monohydrate,
allow for sensitive detection and unambiguous identification. Therefore, x-ray diffraction appears to be the
method of choice.
While discussing the occurrence and the generation of
concrements from uric acid monohydrate the following
observations are pertinent:
1. calculi from uric acid monohydrate are rare
2. the concrements analysed so far are free of other
crystalline components
Fig. 5 Crystal structure of uric acid monohydrate. Water and uric
acid molecules are connected by hydrogen bonds forming infinite
molecular layers (C atoms are white, N atoms are gray, O atoms are
black, water molecules are marked OW)
3. all analysed probes contained a sizable share of an
amorphous substance of aliphatic character.
Given the infrequent observation of concrements
from uric acid monohydrate the crystallization of this
form of uric acid may depend on special requirements.
Accordingly, the experimental generation of these crystals under laboratory conditions has not been described
so far. However, the high fragility of concrements made
from uric acid monohydrate may hamper the formation
of sizable stone specimens. Thus, gravel-like concrements may be in fact more frequent but may infrequently produce clinical episodes due to their small size.
All concrements of purine derivatives are subjected in
our laboratory to x-ray diffraction in addition to infrared spectroscopy. Mixed stones containing uric acid
monohydrate are thus unlikely having escaped our
attention. Though the sample number is only small in
our survey, the predominant state of the monohydrate
concrement appears to be that of crystalline purity.
Finally, there remains the somewhat enigmatic
amorphous component found in all analysed specimens.
Apart from an aliphatic back-bone there is nothing known about its chemical identity. Since this
component has constantly been observed in uric acid
monohydrate concrements, it may play a crucial role in
the crystallization process. Moreover, its high content in
respective stones may contribute to their fragility, since
Fig. 6 Powder diffraction diagrams of: a uric acid monohydrate,
b uric acid, and c uric acid dihydrate
238
this fragility is seemingly in contrast to the high stability
of the crystal state.
Urinary stones of uric acid and of uric acid dihydrate
are prone to formation in acidic urine and are accessible
to size reduction by alkalinization. Alkalinization is also
an efficient prophylactic measure in preventing reformation. By analogy, the crystallization process of uric
acid monohydrate may similarly be favored by an acid
milieu in the urine. Once this concremental form is
known and occasionally be observed in the routine
laboratory, treatment and prophylaxis by influencing
urinary pH will have to be tested clinically.
Acknowledgment The authors are grateful to Dr. S. Rogaschewski
(Institute of Physics, Humboldt University Berlin,) for the preparation of scanning electron micrographs and to Karin Adam for
performing the electron microprobe measurements.
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