The President and Fellows of Harvard College
Peabody Museum of Archaeology and Ethnology
Demanding Objects: Malian Antiquities and Western Scholarship
Author(s): Kristina van Dyke
Source: RES: Anthropology and Aesthetics, No. 52, Museums: Crossing Boundaries
(Autumn, 2007), pp. 141-152
Published by: The President and Fellows of Harvard College acting through the Peabody
Museum of Archaeology and Ethnology
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Demanding objects
Malian antiquities and Western scholarship
KRISTINA VAN DYKE
Between the twelfth and fifteenth centuries, peoples
inhabiting the Inland Niger Delta (IND) region of
present-day Mali produced figurative sculpture in terra
cotta. These sculptures express a remarkable range of
physical states and human emotion. One example from
The Menil Collection shows a kneeling figure covered
with writhing serpents, which appear to empower a
healthy body (fig. 1). Another shows a seated, hunching
figure whose emaciated body is afflicted by serpent-like
motifs (fig. 2). While these two sculptures reveal the
work of highly skilled ceramicists who labored over
artistic details and possessed a deep knowledge of firing
technologies, other works demonstrate significantly less
skill. These are quickly made forms that required less
sophisticated firing techniques (figs. 3 and 4).
Archaeologists have located only a handful of such
sculptures in their research. They have found figurative
works embedded in floors and walls, positioned with
pottery and metalwork in a shrine-like structure, placed
in or around large funerary vessels or deposited in
rubbish piles, among other contexts.1 These
Versions of this paper were presented at the 2006 African Studies
Association meeting in San Francisco, CA; 2007 Arts Council of the
African Studies Association in Gainesville, FL; Williams College,
Williamstown, MA; and University of Houston, Houston, TX. I am
grateful for the comments and criticisms I received on each of these
occasions. Over the past year I have discussed this topic with scholars,
dealers, and collectors in the United States and Europe, too numerous
to list here, but wish to acknowledge their thoughtful suggestions. At
The Menil Collection, my project has received the support of Josef
Helfenstein, director; Brad Epley, chief conservator; Bettina Raphael,
visiting conservator; and many others to whom I am grateful. Mary
Lambrakos has read multiple versions of this essay and offered endless
helpful suggestions and encouragement and I offer her my heartfelt
thanks. Finally, I wish to acknowledge the thoughtful editorial advice
of Francesco Pellizzi and Natasha Kurchanova.
1. For example, Susan Keech Mclntosh and Roderick Mclntosh
undertook excavations in 1977 and 1981 at Jenne-Jeno and environs
that unearthed relatively whole terra cotta sculptures and fragments in
architectural contexts and a rubbish pit. Mamadou Sarr located a
sculpture in a funerary jar near Sevar? in 1972 and H. K. Barth
observed a similar occurrence in the area in 1976. Cristiana P?nella
provides a synopsis of archaeological work in the IND region since
independence. See Cristiana P?nella, Les Terres de la Discorde:
D?terrement et Ecoulement des Terres Cuites Anthropromorphes du
Mali (Leiden: University of Leiden, 2002), pp. 149-153.
extraordinary objects offer insight into the period of the
trans-Saharan trading empire of Mali and push back the
timeline of art history in West Africa by centuries.
Given their importance, it is surprising that they have
received so little scholarly attention. The vast majority of
this corpus has come to light through the art market,
which proffered both legal and illegal works to Western
collectors since the 1960s. Objects obtained for the
market were extricated from Malian soil with little
regard for their archaeological context, resulting in an
irretrievable loss of knowledge. Scholars have therefore
been reluctant to study, publish, or exhibit these
works for fear of becoming complicit in this destruction
by making the terra cottas more desirable and
valuable. Roderick Mclntosh, one of the preeminent
archaeologists to work in the IND, provides an example
of this thinking: "[PJillaged pieces, even if later
displayed in a museum for scholars to study, are by the
very act of removal from archaeological sites rendered of
negligible knowledge value."2 He went on to say: "True,
there are those who still offer the bankrupt argument that
looted, context-bereft art can still provide knowledge to
scholars . . . scholarly use of illicit art means tacitly
justifying the means by which the pieces are obtained
and demonstrably contributes to acts of thievery."3
2. Roderick J. Mclntosh, "Just Say Shame: Excising the Rot of
Cultural Genocide," in Plundering Africa's Past, ed. Peter R. Schmidt
and Roderick J. Mclntosh (Bloomington: Indiana University Press,
1996), p. 45. Mclntosh and his collaborator, Susan Keech Mclntosh,
are perhaps best known for their important work on urban ism in the
IND. Their groundbreaking research has demonstrated that the city of
Jenne-Jeno was comprised of clustered settlements of specialists
capable of checking one another's power such that the city's
organization was characterized by heterarchy as opposed to
centralization and hierarchy.
3. Ibid., 49. For archaeologists, the terra cottas are only as
intellectually valuable as the site of which they are a part. They hold
that an understanding of the site and its deep history is imperative to
and a prerequisite for an understanding of the terra cottas. While the
demands archaeologists make on the terra cottas are understandable
within their disciplinary framework, others can be made of the works
as well. Art historians can study methods of production, style, and
iconography, admittedly with certain limitations, in order to shed light
on aspects of the artistic production of this period.
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142 RES 52 AUTUMN 2007
Figure 1. Terra cotta figure, Inland Niger Delta, Mali 12th-15th century, 187/8 x 93/4
x 103/4 in. The Menil Collection, 81-056 DJ.
In order to protect this important body of work,
scholarly discourse has thus largely focused on the
barrier.4 We know little of how these objects were
produced, their stylistic diffusion, or iconographie
terra cottas' status within the politicized framework of
cultural heritage. This activist tactic buffers the
objects, creating a cocoon around them by requiring
an engagement with questions of ethics as a starting
point for scholarly inquiry. However, it also
contributes to the obfuscation of the material and
historical dimensions of the sculptures themselves in
that scholarship rarely penetrates this politicized
4. Bernard de Grunne is the only art historian to conduct
sustained interpretive scholarship on the topic of the IND terra cottas.
He published the first in-depth study on these works in 1980, which
dealt with stylistic and iconographie concerns. This was followed by a
dissertation at Yale University on the topic in 1987. His dissertation
explored the language of gesture, arguing that certain poses in the
corpus represent a means of communicating with deities. Since then,
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Van Dyke: Demanding objects 143
Figure 2. Terra cotta figure, Inland Niger Delta, Mali, 12th?15th century, 12V2 x 7V2
x 97/8 ?n. The Menil Collection, 83-037 DJ.
logic.5 The extent, nature, and whereabouts of this
corpus remain unknown. In addition to the terra cottas
he has published numerous essays and catalogues on the topic. See
Bernard de Grunne, Terres Cuites de l'Ouest Africain (Louvain:
Universit? Catholique de Louvain, 1980); Bernard de Grunne, "Divine
Gestures and Earthly Gods: A Study of the Ancient Terracotta Statuary
from the Inland Niger Delta in Mali" (Ph.D. diss., Yale University, 1987).
5. The art historian Barbara Frank wrote an important essay that
took up the question of the identity of the terra cottas' creators and
argued for greater attention to the clues provided by the technologies
still in situ in Mali or housed in the Mus?e National du
Mali as well as those published examples from public
and private collections, perhaps thousands of additional
sculptures exist in the West.
Scholars' political position with regard to the terra
cottas was largely established during the period when
of their production. See Barbara Frank, "Thoughts on Who Made the
Jenn?Terra-cottas: Gender, Craft Specialization, and Mande Art
History," Mande Studies 4 (2002):121-132.
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144 RES 52 AUTUMN 2007
Figure 3. Terra cotta figure, Inland Niger Delta, Mali,
12th-15th century, 8% x 5V4 x 65/Q in. The Menil Collection,
Figure 4. Terra cotta figure, Inland Niger Delta, Mali,
12th-15th century, 6 x 5]/Q x 3]/8 in. The Menil Collection,
X631.
CA 6703.
the market for terra cottas was intensifying. While terra
international consciousness about the need to protect
Mali's heritage and effectively diminished demand for
the terra cottas by making involved parties accountable.
cottas were known to the West from the colonial period
onwards, they only emerged as collectable objects in
the 1960s, Western demand increased steadily in the
1970s and peaked in the 1980s and early 1990s. During
this period of increased demand, the government of
Mali and an international group of concerned scholars
mobilized to stop the hemorrhaging of these antiquities
from their sites. The Malian government and some
Western governments simultaneously became
increasingly sensitive to cultural heritage issues, a shift
that resulted in stronger national laws and international
agreements about cultural heritage. Mali passed laws in
1985 and 1986 that forbid tampering with archaeological
sites and the exportation of archaeological material. In
addition, it negotiated a bilateral agreement with the
United States in 1993 under the UNESCO convention
that obliged the United States to uphold its export laws
on antiquities.6 These combined efforts raised
6. In 1983, the United States enacted legislation that
implemented the UNESCO convention, which was written in 1970.
Mali ratified the convention in 1987 and subsequently petitioned the
United States to enter into a bilateral agreement to protect its
archaeological material. This agreement, effectively barring the
importation of Mali's archaeological objects into the country, was put
in place in 1993 and has been extended two times. Hearings were
held in the spring of 2007 to determine whether the agreement will be
extended again.
7. Very few dealers openly sell these works any more and those
who do tend to sell works that have provenance dating back to at least
the period before the 1993 ban, which not only affected the market
significantly in the United States but also had repercussions for Europe
(Belgium, which was the hub of the IND terra cotta trade is not a party
to the UNESCO convention, while France, another significant source,
ratified the convention in 1997). Works with deeper provenance are
more attractive to collectors for a number of reasons, not the least of
which is the perception that they are less likely to be fakes, though as
Panel la and Brent suggest, faking began at the early stages of the
market (see note 9). Today, "runners" appear to dominate the market
for these works but there is a perception that the majority of what they
offer is pastiche or fake.
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Van Dyke: Demanding objects 145
Changed circumstances beg the question of whether
scholars' strategic avoidance of the terra cottas'
historical and material dimensions is the optimal ethical
course of action today. If the objects warrant protection
because of their potential knowledge value and the
pillaging of archaeological sites has slowed, it seems as
though we have an imperative to study these works
such that they yield the very contributions to an
understanding of African pasts that we have attempted to
safeguard. While the contextual and stratigraphie
evidence related to the extant corpus in public and
private collections will never be regained, the terra
cottas are not mute.8 In their very materiality, they can
potentially tell us something of how and where they
were made, and in their form, how they relate to one
another. Perhaps more importantly, an understanding of
the terra cottas as physical objects will help us to
determine which ones are, in fact, the antiquities they
claim to be. Fakes and pastiches appear to have
developed in tandem with the market for authentic terra
cottas, meaning that protection of these works extends
to both newly created objects as well as ancient ones.9
Establishing and vetting the corpus will provide the basis
for future scholarship. It will also work to seal the
corpus as it exists today, making newly arrived
sculptures conspicuous, thereby supporting Malian
efforts to police continued pillaging and faking.10
When it comes to Malian antiquities, we do not have
the luxury of dictating the terms of our evidence. We
must work with what exists, we must find new ways to
8. Archaeologists have vigorously debated the positives and
negatives of studying and publishing unprovenanced objects. While
many choose to avoid such works, others feel that doing so is
tantamount to ignoring or even censoring data. See, for example:
Hugh Eakin, "Must Looted Relics Be Ignored?" New York Times, May
2, 2006, section E.
9. The anthropologist Cristiana Ranella, who recently published a
book on the trade in IND terra cottas, argues that faking began in the
1960s. See P?nella (note 1), p. 164. Michel Brent, a Belgian journalist
who has also conducted research on the IND terra cotta trade, argues
that pastiches began in the early 1970s and that since the 1980s,
roughly 80 percent of the terra cottas on the market are fakes. See
Michel Brent, "Faking African Art," Archaeology 54 (2001 ): 26-32.
10. Frank Willett's scholarship on the Ife corpus, for example,
defined this group of Nigerian antiquities rather firmly, such that there
is a great deal of skepticism about newly discovered works. Lacking a
publication record and provenance more generally, these objects are
not as desirable as they might otherwise be. While it remains
problematic that the Willett corpus may not represent the breadth of
existing Ife antiquities, the benefits of establishing a well-defined
corpus are clear: Market demand is reduced and the publication of the
works facilitates scholarship and knowledge of the period more
generally.
make limited resources speak, to respond creatively and
thoughtfully to the challenges and lacunae of this art
historical period as well as to the complicated ethical
dilemmas the terra cottas' collection histories present.
This is difficult work, but there are wide-ranging
implications for art history as a discipline, museums as
custodians of African art, and Western scholars as
participants in the politics of cultural heritage. As we
shall see, the story of the terra cottas' emergence on the
art market closely resembled that of any body of African
art in public and private collections in the West. Their
status as antiquities and relatively late arrival onto the
art market distinguish them to some degree from the
nineteenth- and twentieth-century wooden objects
that comprise the field, but the tangled network of
relations among African and Western dealers, collectors,
and scholars through which they emerged resembled
those of these objects brought to the West since the
colonial period.
In distancing ourselves from the material and
historical aspects of the IND terra cottas, we have
attempted to extricate ourselves from the dictates of
market forces. While this tactic may help safeguard the
terra cottas from continued pillaging today, it does little
to address how we go about answering larger,
complicated questions about the history of our
discipline's formation. In addition, cutting ourselves off
from dealers and collectors, who have long supplied our
objects of study, comes at a price for our understanding
of the terra cottas. Dealers and collectors who were
once involved in the terra cotta trade possess important
information about the provenance of these works. We
must weigh the merits and weaknesses of our present
position with regard to the terra cottas and consider the
potential loss of information it requires. Our decisions
will affect future generations' ability to understand these
works and their historical significance. To determine
how we might advance our knowledge of the terra
cottas, we must explore the stakes, past and present, for
Western scholarship in addition to those of Mali, which
have been privileged in the discourse on these objects.
We must consider how our own localized attitudes
about the terra cottas and the politics of our discipline
shaped our approach to the corpus and may even limit
it today.
The anthropologist Cristiana P?nella recently
published a study that examines how the market for the
IND terra cottas developed.11 She cites colonial-era
11. P?nella (see note 1). This work represents an important
contribution to our limited understanding of the terra cottas'
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146 RES 52 AUTUMN 2007
documents and publications that suggest local
populations were aware of the existence of the
sculptures, which surfaced from erosion or chance
finds.12 Local populations most often left them in situ
because they did not want to tamper with the histories
of the previous and unrelated populations who
inhabited the location. The French made occasional
chance discoveries of terra cottas from the moment they
arrived in the region, collecting these works as souvenirs
or sending them to research institutions such as the
Institut Francais d'Afrique Noire.13 By the 1940s and
1950s, French-sponsored archaeological work was
under way in the IND, resulting in the collection of
additional small and fragmentary works of art and
occasional published notices in colonial journals.14 The
modest nature of the finds, however, failed to attract the
attention of a larger scholarly audience.
Terra cotta sculptures began to appear on the art
market in the 1960s, offered locally to tourists and
expatriates, and finding their way to Europe and the
United States in limited quantity. Dominique and John
emergence on the Western market. Panella's account offers insight into
the nuances and complexities of this history, suggesting that the very
notion of a "terra cotta" in the West was decades in the making. She
demonstrates that the ethical dilemmas surrounding them similarly
took decades to develop.
12. Ibid., pp. 140-144. The accounts of ethnographers Herta
Haselberger and Ziedonis Ligers suggest that in the 1950s and 1960s,
local populations viewed these objects as evidence of past populations
inhabiting the region and appear to have most often left them in situ.
Ligers notes an account from Koa, where two sculptures were
discovered and maintained by the village as representations of their
ancestors.
de Menil, founders of The Menil Collection, acquired
three small figurative sculptures at this time from French
and American galleries,15 The invoices from these works
attribute them to Dogon and Bozo cultures, an attempt
to integrate this newly discovered material into existing
cultural and historical frameworks. Like those objects
discovered by French archaeologists and officers, the
terra cottas coming on to the market during this period
were small in scale and fragmentary. As the supply of
wooden masks and sculptures was decreasing in the
early 1970s, dealers and collectors became increasingly
interested in the terra cottas.16 The Belgian collector
Count Baudouin de Grunne began to assemble his
collection at this time, which would eventually number
around three hundred objects.17 By the mid-1970s,
market demand prompted organized prospecting for
terra cottas in Mali that resulted in more impressive
sculptures, both in terms of artistic refinement and scale.
The Brussels-based dealer, Emile Deletaille, for example,
obtained a remarkable group of horse and rider figures,
decoratively painted and embellished with ornate
accoutrements.18
15. The de Menils acquired three small terra cottas in the 1960s: X
352 and X 631 from Henri Kamer and CA 6703 from Ren? Rasmussen.
16. By the 1970s and 1980s, it was increasingly difficult to find
"authentic" and "traditional" works of African art in volume,
particularly the wooden sculptures and masks that the West had long
valued. This is the moment in which the terra cottas and other African
antiquities emerged. Given this context, it is unsurprising that dealers
and collectors responded to them with such enthusiasm.
17. During the 1980s, Baudouin de Grunne's collection became a
lightning rod for criticism by archaeologists and scholars. It attracted a
great deal of negative attention by activists simply by virtue of its size,
13. Ibid. In 1896, for example, a French officer enlisted villagers to
dig at a site near Goundam for three weeks, turning up pottery, copper
bracelets, and terra cotta objects. But until the mid-1900s, terra cottas
but it was de Grunne's sale of the collection to the Mus?e Dapper in
the 1990 that made tempers flare. Scholars saw this high-profile
were more often discovered through chance finds than active
searching. Requisitioned laborers turned up countless objects between
1925-1945 when laying train tracks for Office du Niger. A French
colonial teacher named C. Daire reportedly encountered surface finds
at Kaniana, a site near Jenne, in 1933, which prompted him to
conduct superficial digging, resulting in the discovery of a number of
figurative fragments and a vase. The whereabouts of these works and
others gathered as souvenirs or given to study collections is largely
demand. The perception that de Grunne's col lection was formed on
the coattails of archaeological activity in the region inexplicably
lingers. De Grunne formed his collection earlier than most. It was
under way by 1970, the bulk of it formed by the 1980 exhibition that
his son, Bernard de Grunne, organized at Louvain in 1980. The Mus?e
Dapper's collection represents a body of work that will be of major
importance to future research on the terra cottas.
18. Early in the trade, it seems, almost all objects were market
worthy and only as the volume increased could a more selective group
of "exceptional" works emerge, driving demand and prices. Emile
Deletaille was the first European dealer to go to Mali and seriously
enter the trade. Deletaille arrived in Mali in the early 1970s and
obtained a number of significant objects, many of which received
export papers from the Malian government. While Deletaille
dominated the market for a brief period in the early 1970s, other
dealers soon joined the trade, perhaps most importantly Philippe
Guimiot. Other European and American dealers obtained terra cottas
from intermediaries in the late 1970s and early 1980s.
unknown.
14. Beginning in the 1940s, colonial officials and archaeologists
published brief notices in the Bulletin de l'Institut Fran?ais d'Afrique
Noire and Notes Africaines on both surface finds and excavations.
Gilbert Vieillard, Theodore Monod, A. Masson-Debourtet, and Georges
Szumosky all published short descriptions of objects in the 1940s and
1950s, based on limited archaeological work beginning in this period
or chance finds collected by others. The first known publication of a
terra cotta was in the Bulletin de l'Institut Francais d'Afrique Noire in
1940, followed by Theodore Monod in Notes Africaines in 1943.
transaction as a further affront to their attempts to quell market
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Van Dyke: Demanding objects 147
Shortly after this group emerged, the American
archaeologists Roderick Mclntosh and Susan Keech
Mclntosh excavated the site of Jenne-Jeno, precursor to
the modern city of Jenne, and discovered a terra cotta
sculpture in situ.19 The figure was found near a charcoal
deposit that enabled radiocarbon dating to be
undertaken. In a 1979 publication, the Mclntoshes were
able to argue that the figure may have been placed in its
location between 1000-1300 ce.20 A year later, Bernard
de Grunne, Baudouin de Grunne's son, organized an
exhibition at Louvain-la-neuve of terra cottas from Mali
and Ghana and produced a catalogue, marking the first
significant publication on the sculptures.21 The
Mclntoshes' and de Grunne's scholarship made the terra
cottas better known and undoubtedly more desirable to
collectors. It was in the early 1980s, for example, that
Dominique de Menil acquired four large sculptures.22
These works were purchased from the Brussels-based
dealer Philippe Guimiot, who largely cornered the
market on IND terra cottas around this time, selling
works to many important European and American
collectors who were keen to add the latest "discovery"
from Africa to their collections. The development of the
market for these works had close parallels with other
groups of African objects. Like the Baga objects that
came out of Guinea en masse during the Islamic
campaigns or Mumuye sculptures that came out of
Nigeria in bulk during the Biafran War, the IND terra
cottas constituted a new category of object and potential
strong reaction to the collection of objects extricated
from living cultures where memories of their use were
fresh, such was not the case.24 However, despite the fact
that few people living in the IND region made claims
about the use of these cultures, the response to their
arrival in the West was strong and negative by
comparison.
As the market intensified in the 1980s, scholars,
mainly archaeologists, and the Malian government
became increasingly aware of the importance of these
objects and the value of the knowledge being lost to the
market. The tension between scholars, on the one hand,
and dealers and collectors on the other, increased, as
more objects came out of Mali during this period. As a
result, scholars became increasingly outspoken in the
1980s and 1990s, mobilizing to put an end to the trade
in terra cottas. Given the urgency of the situation, these
impassioned activists resorted to whatever means they
had at their disposal to stem the growing exportation of
the sculptures, including a documentary film in 1990 by
Walter van Beek, The African King, that constituted an
aggressive attack in the form of expos? journalism on
the trade in Mali and abroad.25 This approach was
supported by Roderick Mclntosh in his essay "Just Say
Shame: Excising the Rot of Cultural Genocide" (see note
2), which advocated public shaming of parties involved
in the trade as a strategy for controlling the actions of
dealers, collectors, and scholars. While this tactic
study within African art in a short period of time.23
Where one might have expected the field to have a
19. Beginning in the 1960s, archaeologists from European
universities, including Utrecht and Basel, began to collaborate with
their Malian colleagues to conduct increasingly professional and
serious excavations that turned up sculptures, pottery, sherds, and
metal work in situ.
20. Roderick J. Mclntosh and Susan Keech Mclntosh, "Terracotta
Statuettes from Mali," African Arts 12 (1979):52. The radiocarbon
collections of museums in Europe and the United States, including the
Royal Museum of African Art in Brussels, the Mus?e de l'Homme in
Paris, and the American Museum of Natural History in New York.
Following independence, dealers often exported concentrated groups
of a culture's or region's objects, particularly during periods of political
turmoil. Such was the case when Baga art came out of Guinea en
masse in the 1950s following the Islamic campaigns and when
Nigerian art, such as Chamba sculptures, from the area afflicted by the
Biafran War came onto the market in concentration in the late 1960s.
result was interpreted by the Mclntoshes to suggest a 66 percent
See, for example, Frederick Lamp, The Art of the Baga: A Drama of
Cultural Reinvention (New York: The Museum for African Art, 1996),
probability that the charcoal date is between 1010-1290.
21. De Grunne, Terres Cuites (see note 4). With the increased
pp. 224-227; Richard Fardon and Christine Stelzig, Column to
Volume: Formal Innovation in Chamba Statuary (London: Saffron
market activity in the 1970s, museums, dealers, and collectors began
to exhibit terra cottas. Prior to de Grunne's exhibition in Louvain, the
Detroit Institute of Arts organized an exhibition in 1973 that featured
many terra cotta sculptures and Guimiot exhibited two terra cottas
and a small bronze mask from the IND region at the Mus?e
Ethnographique in Antwerp in 1975. In 1982, de Grunne was involved
in an exhibition in New York, organized by The African American
Institute, entitled "Ancient Treasures in Terra Cotta of Mali and Ghana."
22. The four terra cottas acquired from Philippe Guimiot are Menil
object numbers 81-56 DJ, 81-61 DJ, 82-20 DJ, and 83-37 DJ.
23. From the onset of colonialism large caches of objects were
brought out of the continent via collecting expeditions, filling the great
Books, 2005), pp. 104-105.
24. A notable exception was the case of the famed Afo-a-Kom
figure from Cameroon, which became the subject of numerous New
York Times articles in the early 1970s that ultimately prompted its
return. See Eugenia Shanklin, "The Odyssey of the Afo-a-Kom," African
Arts 23 (1990):62-29, 95-96. Keith Nicklin, among others, was
outspoken about the hemorrhaging of Nigerian art during the Biafran
War, but on the whole, the field did not address in a significant way
this instance of mass exportation of art or others. See Keith Nicklin,
"The Rape of Nigeria's Antiquities," African Arts 8 (1975):86-88.
25. Walter van Beek, The African King (London: Pilgrim Pictures,
1990), film.
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148 RES 52 AUTUMN 2007
effected immediate results by raising the stakes for
anyone with connections to the terra cottas, particularly
in the West, it also had a chilling effect. Given the terra
cottas' politically charged status, scholars were reluctant
to take them up as a topic or seek alternative strategies
to curtailing market demand. Bernard de Grunne was
the only art historian to seriously engage with the
subject, writing his dissertation at Yale University on
the IND terra cottas, which built on his previous
publications and exhibitions.26 Parties involved in the
trade, even those that preceded the enactment of the
UNESCO convention in 1983 in the United States and
Malian laws of 1985-1986, retreated behind a veil of
silence. Perhaps most disconcerting, the whereabouts of
objects became a mystery as though they had been
buried a second time.
The shaming strategy espoused by Roderick Mclntosh
hinged on the idea that the closer one was to the money
trail that transformed cultural heritage into property, the
more suspect one's ethical position. Hence, dealers and
collectors largely came to be viewed in negative terms
as did scholarship that framed objects as works of art for
aesthetic consumption. This critique coincided with
shifts under way in the field of art history in the late
1980s and early 1990s. At the time, art historians were
reevaluating their own position in the transformation of
objects into cultural property. Their scholarship
increasingly focused on the history of collecting itself,
where Western demands on African objects were largely
viewed in critical terms. Some scholars became
uncomfortable with the idea that collecting is
possessing, something akin to the way the colonial
relationship with Africa itself had been characterized,
which was, of course, the basis of the critique.27 In an
effort to connect with the cultures they studied on more
equitable terms, they critiqued the notion of objects as
property. They studied the collection and reception of
26. De Grunne, Terres Cuites and "Divine Gestures" (see note 4).
The Mclntoshes and others called his research into question on the
basis of research methodology, which they criticized for relying too
heavily on contemporary testimony. As they state: "Interpretation has
been limited to a search for motifs or attributes recalled in local oral
traditions which are then used as the devices to 'explain' the art. . .
this low-level inference by analogy is unverifiable. Any one art piece
might be equally 'explained' by several traditions" (see Roderick J.
Mclntosh and Susan Keech Mclntosh, "Dilettantism and Plunder: Illicit
Traffic in Ancient Malian Art," Museum 38 [1986]:51). Yet, as I will
suggest below, finding ways to connect the terra cottas to oral histories
recounted today may offer a powerful means of engaging local
communities in preservation.
27. James Clifford, The Predicament of Culture (Cambridge, Mass.:
Harvard University Press, 1988), p. 218.
African art itself as a way of directly confronting the
issue or, alternatively, turned to concerns that addressed
the life histories of objects, framing them as part of
performance or attending to their uses in localized
circumstances. Much of this work relied on African
interlocutors with a living memory of the work or
tradition in question, making sculptures such as the terra
cottas difficult subjects of study, given the fact that no
memory of them existed. Despite the fact that the route
to the Western market was remarkably similar for the
IND antiquities and wooden objects created in the
nineteenth or twentieth century, engagement with more
recent objects appeared to be less fraught because
scholars could give histories to these works. This critical
gesture appeared to counteract the object's perception
as property. Because scholars could not endow the
context-bereft terra cottas with such a history and their
collection was under way, they appeared to stubbornly
remain discreet, aestheticized entities?commodities on
the art market.
The fact that the terra cottas came out of the ground,
as opposed to circulating above ground as wooden
works do, may explain in part the different reactions to
antiquities versus traditional objects. While circulating
objects are viewed as alienable, objects that are made
from the soil and come out of the soil?the geographical
basis of the nation-state?strike one as inalienable. The
fact that these objects were antiquities seemed to make
their exportation particularly offensive. For Western
scholars, they represented a precious resource as
evidence from a deep past in an oral culture where
written records and other material evidence, such as
architecture of considerable age, were in short supply.
While local communities in the IND were aware of the
existence and antiquity of these sculptures, in most
cases it seems they did not forge a relationship with
them or claim them. Aware of their considerable age as
objects created by populations that had preceded them,
they were occasionally maintained where an ancestral
? connection was perceived with their site of origin, but it
seems most often that they were left in situ. Because
history is always personal in the cultural thought of this
region, as I will show below, the idea of tampering with
another group's objects risks arousing fear, suspicion,
and shame.28 Furthermore, the terra cottas were widely
28. P?nella (see note 1), pp. 140-142, 163. During her research,
P?nella found that despite the fact that local communities often knew
of the existence of terra cotta sculptures, they did not retrieve them out
of respect and fear for others' pasts. In the 1950s and 1960s, Ligers
and Haselberger noted that local communities were aware of the
existence of terra cottas but similarly opted to leave them in situ.
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Van Dyke: Demanding objects 149
perceived to be the creation of pre-lslamic populations
or groups that bore little connection to present-day
inhabitants of the region.29 For these reasons, there was
a conscious desire on the part of local communities to
put a distance between themselves and the terra cottas'
creators. It would seem that for many Malians, it is
preferable to let the corpus fade away, untapped. The
Malian network of dealers and diggers seemed the only
parties to register a different point of view on the terra
cottas, believing the spiritual risks of tampering with
these sites would be offset by economic benefit.
Local communities' opinions about the value of the
terra cottas are at odds with Western attitudes towards
other peoples' histories and the deep past, revealing
different demands on objects and laying bare the fact
that there are competing notions of terra cottas at stake
here. As Western scholars, we wish to map these periods
and recuperate them, bring them forth from their
historical distance. Many Malian scholars and
government officials, the majority of whom share similar
training to our own and are active participants in an
international discourse on cultural heritage, take a
similar position. This desire is rooted in a belief that the
historical record should be made evident and preserved
for all to see, presumably because there is a universal
desire to understand our collective human past. James
Clifford, however, sees this as a particularly Western
inclination: "Collecting?at least in the West, where
time is generally thought to be linear and irreversible?
implies a rescue of phenomena from inevitable
historical decay or loss."30
The predominant position in cultural heritage debates
is very much rooted in such a recuperative idea of
history. There is a strong sense that it is our responsibility
as Western-educated scholars to educate afflicted
communities about their cultural and historical
heritage?to correct their perceived undervaluation of
material evidence from the past. To this end, Mali
established a cultural mission in Jenne and other
important historic sites to educate communities about
their cultural heritage in hopes that they become
invested participants in its protection. Subsequently,
local preservation organizations supported by nonprofit
groups have been established in Mali as well. These
efforts have produced impressive results, precisely
because they represent an active engagement, or even
better an intellectual competition about history, with
local communities, a notion distinct from the idea that
we can or should "teach" these communities about their
history. Roderick Mclntosh speaks to the value of
education when he states: "Education, pride of one's
place in history, and a sense of a common purpose with
one's compatriots can demonstrably affect the peasant
cash croppers exploited for their labor by the local
antiquarians."31 He also states: "[KJnowledge by the
peoples of Mali of their artistic heritage serves, in Bator's
terms, as a mirror of their inner consciousness,
Intimately tied to the existence and awareness of a
sense of community.' This splendid corpus of ancient art
enables Malians to demonstrate that they are the
inheritors of an urban civilization on a par with those of
contemporary Mesoamerica or the early first millennium
B.c. Aegean."32 But we cannot assume that the
pedagogical methods and historical criteria we value as
Western scholars are fully shared by Malians.
To assume that Malians require a mirror to be held up
to them and that Western scholarship can act in such
reflective manner risks suggesting that they do not
see themselves accurately. Though economically
disadvantaged and illiterate by and large, Malians do not
lack modes of history production. The fact that Malians
are poor does not mean that they are unaware of what is
being taken from them nor does it follow that were the
playing field level they would share our position. This is
problematic for its an evolutionary logic/reminiscent of
colonial worldviews that we have readily critiqued: That
is, if the terra cottas were preserved locally and Malians'
economic situation improved, they would come to value
these objects as history in the ways we have as literate
scholars of developed nations. However, given that the
worldview they construct is largely rooted in orality,
many Malians may not share our investment in material
objects and the representational logic by which we
frame them. The visible world is only ever partial in the
cultural thought of this region, not the world given-to
be-seen.33 As such, Malians may not make the same
kinds of epistemological investments in material form?
they may not view an object as evidence, an
embodiment of the past in need of decoding. The
conceptualization of objects largely comes about
through actions and practice. For example, among the
Bamana, agreement by the ciwara association to direct
spiritual action at a headdress empowers the object, but
31. Mclntosh (see note 2), p. 56.
32. Ibid., p. 50.
29. Mclntosh (see note 2), pp. 56-57.
30. Clifford (see note 27), p. 231.
33. Kristina Van Dyke, The Oral-Visual Nexus: Rethinking Visuality
in Mali (PhD diss., Harvard University, 2005), chap. 1.
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150 RES 52 AUTUMN 2007
this action can readily shift to another headdress.34 An
object Jives through a sustained connection. It is
therefore little wonder that given the severed connection
to the terra cottas, many Malians have little interest in
preserving them. We must ask to what degree we are
imposing our own ideals here. Are we colonizing
definitions of objects and history in specifying the ways
in which objects should be approached, stored,
owned, treated, and interpreted? If this is the case, how
do we reconcile our own positions on this material with
local ones?
IND populations have a deep historical
consciousness, one where there is a basic familiarity
with the thirteenth-century epic of Sundiata, for
example, which is frequently performed live and on the
radio. Individuals regularly attend baptisms, weddings,
and other events where centuries-old family histories
are sung by griots. In addition to these public
manifestations, oral history arises in a variety of other
contexts, including secret associations, the transmission
of knowledge from one family member to another,
and so on. In the oral context of Mali, history is
genealogical.35 One produces history by strengthening
or deemphasizing familial ties to the past. History is thus
understood to be positioned. For example, at the epic
level of Sundiata, the Keita family's version of history
will be necessarily different from the rival Traore's
history. An abstract or generic history does not exist as it
does in a literate model, where the very act of writing
distances the narrator of history from the events being
recounted, enabling an abstracted chronology to
develop. While notions of history rooted in literate
(representational) thinking tend to be relatively totalizing
and consensus-oriented, genealogical history does not
have such aims, because history is competitive and even
confrontational. One delves selectively into the reservoir
of relations and events in the past, choosing to focus on
certain elements that will enhance one's present-day
standing most. The past is used to make claims on the
present, establish a lineage's rights to resources (spiritual
and material), and make demands on other groups/
lineages. If the terra cottas represent a blight on the
historical record of a community given pre-lslamic or
other associations, it is not surprising that the
community would choose to edit these out of their past.
34. Stephen Wooten, "Antelope Headdresses and Champion
Farmers: Negotiating Meaning and Identity through the Bamana
Ciwaraw Complex," African Arts 33 (Summer 2000): 20.
35. Stephen Belcher, Epic Traditions of Africa (Bloomington:
Indiana University Press, 1999).
The challenge for us as scholars is not to right a
wrong perception?this kind of thinking is rooted in a
generic or abstracted notion of history. Rather, it is to
engage with the positioned history in play at present?to
engage in competitive history at the local level by
making an argument for why these objects are part of a
history worth reclaiming. It is possible to imagine new
actions and performances that would represent a
rekindling of past connections, to forge new connections
between objects and communities that would empower
local communities to preserve these works. This is not
possible if we do not study the objects that are in public
and private collections and continue archaeological
work in the region. Engaging in this competitive history
has no guaranteed outcome, but at the very least, it will
provide an arena for the multiple and sometimes
conflicting demands on these objects. Not only will we
be in a position to make our case about the terra cottas
and their importance?for there is nothing inherently
wrong with the fact that we look for different things in
the terra cottas and wish to discuss our motivations with
Malians?but also we will be in a position to debate
modes of history more generally with Malian
communities as well. Such an arena would create an
opportunity for these communities to critically respond
to our work and our position within the contested
history production there and in the West.
The debate around the terra cottas has centered on
the implications for Mali's cultural heritage and market
politics in the West. We would be well served to
consider how this debate affects our own localized
intellectual politics as well. For example, while we are
aware that scholarship resulting in the excavation and
dating of terra cottas, and publication and exhibition of
them, increases the object's value, these activities affect
the intellectual capital of those involved as well. Our
good intentions for Mali's cultural heritage are not
without positive effects for our own agendas as scholars.
Given the fact that the terra cottas represent hard
evidence of deep history in Mali in keeping with our
own research demands, knowledge of them not only
changes the general public's attitudes about Africa, but
also those of our scholarly colleagues with regard to our
nascent field. This evidence strengthens the arguments
we make on the basis of more ephemeral forms of
knowledge, such as oral history or performance. The fact
that we may invest in tangible forms of knowledge in
ways Malians might not share or that there are multiple
gains to be made by engaging with this material is not in
itself problematic. In fact, self-awareness about them
helps us avoid falling into the trap of paternalism that
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Van Dyke: Demanding objects 151
has characterized Western scholarship's association with
the continent.
The politicization of terra cottas, where they have
come to stand for politics such that historical inquiry
itself becomes difficult, has worked to create a situation
where few scholars wish to risk their capital on this
important body of work and the issues it raises for our
disciplines. The shaming strategy deployed in the 1990s
had the perhaps unintentional effect of creating a sense
that the market for ideas about terra cottas would be
strongly policed. While it would*be na?ve to suggest that
cultural heritage debates are not political, the issues
facing museums and the academy warrant greater
participation by a range of international scholars in
order to widen the discussion and find creative, diverse,
and effective solutions. That everyone should agree to
uphold national laws and international agreements is a
basic and obvious presupposition. That there should be
greater collaboration between disciplines and between
museums and the academy is a desired outcome.
However, we will not all agree on every point and will
certainly make different demands on this objects from
our respective positions.
I believe that the terra cotta corpus has much to
contribute to an understanding of the twelfth- to
whereabouts of extant terra cottas and to establish a
method for vetting the corpus. Ranella, Brent, and others
have suggested that the corpus is rife with fakes and
pastiches. Therefore, it makes little sense to begin to
study the terra cottas' range of styles and iconography
before definitively establishing which works are
authentic.
The initial phases of this research require basic close
looking at a wide range of sculptures, enhanced by
magnification and UV light, when possible. Hypotheses
about an object based on these observations can be
checked through CT scanning, which allows one to see
its internal structure, potentially revealing information
about restoration or pastiche work.38 In addition, CT
scans offer insight into the process of creation, raising
exciting questions about artists' techniques and styles
and possibly even use. For example, scans may suggest
something of the range of firing techniques used in the
region over time or show embedded objects within a
sculpture's mass or cavity, where they exist. Conducting
interviews with those involved in the trade both inside
and outside of Mali, wherever possible, may shed light
on the geographic origins of certain works or groupings
that emerged from particular sites. Ranella's research
offers hope that this may be a productive strategy for
fifteenth-century IND. To this end, I have begun working
with my colleagues at The Menil Collection to undertake
a census of these works, building a database that will
enable future research and scholarly exchange. This idea
is very much a response to a statement made by Samuel
Sidibe, director of the Mus?e National du Mali: "The
battle against pillaging and illicit trafficking also
necessitates the formulation of policies of inventory both
within and outside of the country. Museum professionals
from Europe and America could help with this inventory,
which, furthermore, can serve as the basis of an
giving some organizational structure to the corpus.
When she showed photographs to individuals who had
overseen multiple digs for the market since the 1970s,
international and fruitful cooperation."36 We have begun
to build this database using all published examples in
auction and gallery catalogues, art periodicals, and
books.37 Our goal is to determine the extent and
stylistic features and, based on interviews with
individuals involved in the trade, we have reason to
they offered thoughts on the location of the original sites
of these works and related pieces.39 Interviews with
multiple sources will allow us to cross-check the
information provided.
Once a group of believable objects is established, we
can begin to develop and test hypotheses about relations
between them. For example, if within this group we
found two works that share similar internal builds and
believe they came from the same site, we might
consider turning to neutron activation. This analytic tool
uncovers trace elements within a clay body, allowing
36. Samuel Sidibe, "The Fight against the Plundering of Malian
Cultural Heritage and Illicit Exportation," in Plundering Africa's Past
(see note 2), p. 85. (Philip Ravenhill made a similar proposal in
African Arts 1995.)
37. The Menil Collection has a history of engagement with the
complex challenges of cultural heritage. In the early 1980s Dominique
de Menil worked to rescue dome and apse frescoes from piecemeal
disposal on the market after discovering that they were stolen from a
church in Lysi, Cyprus. She sought the permission of the Archbishop of
Cyprus to purchase the dome and apse fragments on the Church of
Cyprus's behalf. The Menil Foundation underwrote their full
restoration, after which time the Church of Cyprus lent the frescoes to
the foundation for an extended period. A chapel to house the frescoes
was designed by Francois de Menil. It opened in 1997, after being
consecrated by the Archbishop of Cyprus.
38. At present, two individuals are exploring the application of this
technology to art works: Dr. Marc Ghysels, a radiologist working in
Brussels, and Mark Rasmussen of Rare Collections in St. Paul,
Minnesota.
39. P?nella (see note 1), pp. 155-194.
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152 RES 52 AUTUMN 2007
chemical signatures of source material to be determined. These investigations could raise interesting questions
about whether production and use of the sculptures
were localized or dispersed across the region. It could
also allow us to explore relations between the sculptures
and other clay-based forms, such as pottery and
architecture. It is true that this research, whatever form
it takes, will not provide the level of information that
was lost when these objects were taken from their
archaeological contexts, but it will advance our
understanding of the corpus and hopefully in ways that
dovetail with the knowledge of the terra cottas
identity of their makers, or their use and reception in
their historical context, the fact remains that these works
were an attempt by historically situated persons to
express something meaningful to their fellow human
beings. Though they are fraught with political baggage,
these objects deserve our attention. We have an
opportunity to capture information that will serve future
generations' understanding of these works. As scholars
engaged in the interpretation of history, we should not
forget that our own positions with regard to these
objects will shift and be subject to future judgment.
established by archaeological work in the region to
date. A geographically organized corpus would
undoubtedly have value for archaeologists as well as art
historians and others.
The shape and scope of this project depend on the
interest and desire of Malian and international scholars
and museums to participate. In addition, it will depend
on the willingness of collectors to make their objects
available for study and those involved in the trade to
share information. While there are scholarly gains to be
made, there are political ones as well. A census
resulting in a relatively complete database would
provide Mali with a means of policing continued
movement of terra cottas and fakes out of the country.
By defining a corpus, the parameters of which could be
established in consultation with Mali, new objects on
the market would be conspicuous and more difficult to
sell, further decreasing demand. Accessible to interested
scholarly parties, the database would represent the
return of information about these works to Mali and the
circulation of information about them to international
and interdisciplinary researchers, allowing more
individuals to engage in research on this material.
Much exciting work lies ahead in the research on this
important and enigmatic corpus. Our exploration of the
terra cottas and the issues they embody likely have
important lessons to teach us not only about the twelfth
and fifteenth-century IND, but the ways in which we
and Malians conceptualize the objects of our study.
Cornel West has stated: "Art never simply reflects reality.
Rather it forces us to engage our past and present so that
we see the fragility and contingency of our prevailing
views of reality. In this way, art can and does change the
world."40 While at this point we know little of the
40. Cornel West, "Preface" to Africa: The Art of a Continent (New
York: Prestel, 1999), p. 9.
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