Schizophrenia Research 71 (2004) 473 – 484
www.elsevier.com/locate/schres
Thalamus size and outcome in schizophrenia
Adam M. Brickman a,b,c,*, Monte S. Buchsbaum a, Lina Shihabuddin a,d,
William Byne a,d, Randall E. Newmark a, Jesse Brand a, Shabeer Ahmed a,
Serge A. Mitelman a, Erin A. Hazlett a
a
b
Department of Psychiatry, Mount Sinai School of Medicine, New York, NY, USA
Department of Psychology, Queens College and The Graduate Center of the City University of New York, Flushing, NY, USA
c
Department of Psychiatry and Human Behavior, Brown Medical School, Providence, RI, USA
d
Department of Veterans Affairs, Bronx VA Medical Center, Bronx, NY, USA
Received 8 October 2003; received in revised form 25 February 2004; accepted 1 March 2004
Available online 8 May 2004
Abstract
The size of the thalamus was assessed in 106 patients with schizophrenia and 42 normal controls using high-resolution
magnetic resonance imaging. The thalamus was traced at five axial levels proportionately spaced from dorsal to ventral
directions. Patients with schizophrenia had significantly smaller thalamic areas at more ventral levels. Thalamic size was
positively associated with frontal lobe and temporal lobe size. The effects were most marked in the patients with poorer clinical
outcome (i.e., ‘‘Kraepelinian’’ patients). These findings are consistent with post-mortem and MRI measurement suggesting
reduction in volume of the pulvinar, which occupies a large proportion of the ventral thalamus and which has prominent
connections to the temporal lobe.
D 2004 Elsevier B.V. All rights reserved.
Keywords: MRI; Schizophrenia; Thalamus; Functional outcome
1. Introduction
The thalamus has extensive and reciprocal connections to the striatum and cortex and its association
nuclei, including the medial dorsal nucleus and
pulvinar, are importantly involved in maintaining
attention and modulation of sensory input. The
* Corresponding author. Mount Sinai School of Medicine,
Department of Psychiatry, Neuroscience PET Laboratory, Box
1505, One Gustave L. Levy Place, New York, NY 10029, USA.
Tel.: +1-212-241-5287.
E-mail address:
[email protected] (A.M. Brickman).
0920-9964/$ - see front matter D 2004 Elsevier B.V. All rights reserved.
doi:10.1016/j.schres.2004.03.011
disturbance of these functions in schizophrenia, together with evidence from post-mortem and neuroimaging studies of volume reduction and functional
abnormalities, has implicated the thalamus as a nexus
of defective circuits in schizophrenia (Jones, 1997).
Both postmortem studies (reviewed in Byne et al.,
2001, 2002; Danos et al., 2003) and MRI studies (see
meta-analysis; Konick and Friedman, 2001) of the
thalamus in schizophrenia have generally found reduced volume, but this effect has been typically
small and not seen in all studies (Bridle et al.,
2002; Deicken et al., 2002). In post-mortem (Byne
et al., 2002; Highley et al., 2003; Young et al., 2000)
and MRI studies where thalamic nuclei were indi-
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vidually traced, the medial dorsal nucleus and pulvinar have appeared to be more reduced in volume
than other regions (Byne et al., 2001, 2002). However, medial dorsal nucleus reduction was not found
in one study (Cullen et al., 2003).
Although total thalamic reduction in schizophrenia
has been found in some MRI studies (Andreasen et
al., 1994; Gur et al., 1998), it has not in others
(Arciniegas et al., 1999; Deicken et al., 2002; Portas
et al., 1998). Equivocal MRI findings of total thalamic
reduction in schizophrenia could be due to a number
of factors. For example, some studies could have
higher functioning patients, who are perhaps more
amenable to participation in MRI studies, over represented, and thus have less severe neuropathology.
Given the clinical heterogeneity in the presentation
of the illness, examination of subtypes of patients
would help address this issue. Furthermore, as thalamic reduction is expected to be a relatively small
effect, larger sample studies combined with more
comprehensive examination of total thalamic size
might be necessary to determine the exact nature of
thalamic reduction. To address this issue, we chose to
examine total thalamic size across several slice levels
on the dorsal –ventral axis.
Poor outcome, or ‘‘Kraepelinian,’’ patients (Keefe
et al., 1987), with more severe symptoms and worse
social and occupational functioning, seem especially
likely to have thalamic volume loss. Indeed, although
poor outcome patients are defined on the basis of
clinical functional activities, several converging lines
of research suggest that poor outcome patients have
more severe pathology and may represent a unique
schizophrenia subtype. Compared to good outcome
patients, schizophrenia patients with poor outcome
have more severe psychopathology (Keefe et al.,
1987, 1988, 1996), are less responsive to neuroleptic
treatment (Harvey et al., 1991), and have worse
neuropsychological functioning (Roy et al., 2003).
Poor outcome patients also have distinctive brain
regional volume change. They have been shown to
have larger ventricles that become progressively larger over a 5-year period (Davis et al., 1998), smaller
putamens (Buchsbaum et al., 2003), smaller posterior
cortical regions (Mitelman et al., 2003), and lower
temporal lobe relative metabolic rates (Buchsbaum et
al., 2002) compared to good outcome patients. The
dichotomous classification system of good versus
poor outcome patients offers one approach that may
be useful in accounting for the tremendous amount of
heterogeneity in functional outcome of schizophrenia
patients.
Poor outcome patients may be over represented in
post-mortem samples that have been more uniform
than MRI samples in demonstrating statistically significant volume loss, suggesting that thalamic volume
loss may be a function of poor outcome. In the only
direct test of this, Staal et al. (2001) assessed patient
groups with good and poor outcome and showed a
difference in frontal gray matter volume but not
thalamic volume. Volume reduction in the cortical
areas associated with the medial dorsal nucleus and
pulvinar, the frontal and temporal lobes, have been
more widely examined with respect to outcome.
In our own study of good and poor outcome
patients (Mitelman et al., 2003), superior temporal
lobe volume decrease showed a stronger relationship
to outcome than other cortical areas. Poor outcome
associated with temporal lobe volume decrease was
also shown in a sample of 56 schizophrenics (Rossi et
al., 2000). Longitudinal follow-up of first-episode
patients after 30 months revealed frontal and temporal
volume reduction associated with clinical worsening
(Gur et al., 1998). However, another longitudinal
study (Ho et al., 2003) found frontal lobe white matter
reduction, but no temporal lobe change associated
with greater symptom severity and global gray matter
volume reduction across the entire brain has also been
associated with poor outcome (Cahn et al., 2002).
These observed frontal and temporal lobe volume
changes might be associated with parallel changes in
the connection regions of the thalamus. The frontal
lobe is extensively interconnected with the medial
dorsal nucleus (Bachevalier et al., 1997) while the
temporal lobe is more relatively more strongly
interconnected with the pulvinar (Wall et al., 1982;
Yeterian and Pandya, 1989, 1991). Since, in comparison to the medial dorsal nucleus, the pulvinar occupies a much greater proportion of the more ventral as
compared to the more dorsal slices of the thalamus,
we hypothesized that examining the size of the
thalamus at different slice levels might reveal significant outcome relationships. If poor outcome patients
have a defective medial dorsal nucleus/frontal lobe
circuit, we might expect volume reduction at the more
dorsal levels of the thalamus where the medial dorsal
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nucleus occupies a greater proportion of the total
thalamic volume, while if the temporal lobe/pulvinar
connections were most important for outcome then
volume loss would be expected to be greater at more
ventral thalamic levels. Because automated methods
for tracing the pulvinar and medial dorsal nucleus are
not yet available, and manual nucleus-specific tracing
protocols require a tremendous amount of time and
effort (e.g., Kemether et al., 2003), we have applied
the surrogate technique of examining thalamic shape
as a preliminary study.
This report presents whole thalamic volumes systematically assessed for ventrodorsal shape in a large
sample of patients with schizophrenia divided into
good and poor outcome.
2. Methods
Schizophrenia patients (n = 106) were recruited
from outpatient departments at Mount Sinai School
of Medicine and the Bronx VA Medical Center and
from long-term inpatient units at Pilgrim State
Psychiatric Hospital. Normal control (n = 42) comparison subjects were recruited through word-ofmouth and IRB-approved advertisements. All
patients met criteria for either schizophrenia
(n = 95) or schizoaffective disorder (n = 11), as determined by semistructured interview with the Comprehensive Assessment of Symptom History
(CASH; (Andreasen et al., 1992). Normal control
subjects were screened with a modified version of
the CASH and none met current or past diagnostic
criteria for an Axis I psychiatric disorder. Within the
schizophrenia patient group, good outcome (i.e.,
‘‘non-Kraepelinian’’) and poor outcome (i.e., ‘‘Kraepelinian) status was determined by objective criteria
established by Keefe et al. (1987). Specifically,
Kraepelinian poor outcome patients were defined
as those who met the following criteria for the
previous 5 years or more: (1) continuous hospitalization, or, if living outside the hospital, complete
dependence on others for food, clothing, and shelter; (2) no useful work or employment; and (3) no
evidence of symptom remission (Keefe et al., 1987).
Findings from a subset of participants in the current
study have been included in other reports (Buchsbaum et al., 2003; Mitelman et al., 2003).
Demographic and clinical data were collected at
the time of MR image acquisition; these are displayed
in Table 1. Schizophrenia patients and normal controls
were similar in age (t = 0.46, df = 1146, p = 0.643) and
Table 1
Demographic features
Variable
Age
% Women
Age neuroleptic onset
PANSS positive
PANSS negative
PANSS general
Neuroleptic exposure at scan date
% None
% Typical
% Atypical
% Both typical and atypical
Neuroleptic exposure for majority
of 3-year period prior to scan
% None
% Typical
% Atypical
% Both typical and atypical
Data shown as mean F S.D.
Normal controls
(n = 42)
Schizophrenia patients (n = 106)
Total
Non-Kraepelinian
(n = 52)
Kraepelinian
(n = 54)
44.1 F 14.5
33.3
43.0 F 12.1
19.8
25.0 F 9.0
18.9 F 6.6
18.9 F 7.7
37.1 F 9.8
40.9 F 12.6
19.2
26.7 F 6.9
16.1 F 4.9
16.2 F 5.4
32.2 F 7.7
45.1 F 11.5
20.4
22.8 F 10.7
21.7 F 6.9
21.6 F 8.6
41.8 F 9.3
12.8
2.6
43.0
18.6
15.2
32.6
39.1
13.0
10.0
17.5
47.5
25.0
29.4
24.4
29.1
17.4
28.3
32.6
26.1
13.0
30.0
15.0
32.5
22.5
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A.M. Brickman et al. / Schizophrenia Research 71 (2004) 473–484
sex distribution (X2 = 3.04, df = 1, p = 0.080). Good
and poor outcome patients were similar to each other
in age (t = 1.79, df = 104, p = 0.077) and sex distribution (X2 = 0.022, df = 1, p = 0.883). Schizophrenia
patients were assessed with the Positive and Negative
Syndrome Scales (PANSS; Kay et al., 1987) and poor
outcome patients had more severe positive symptom,
negative symptom, and general subscale scores (all
Fs>15.00, df = 1,97, p < 0.0001). For the schizophrenia patients, interview and clinical chart reviews were
conducted to determine age of neuroleptic exposure
and medication history over the 3-year period prior to
scan acquisition. To examine the effects of neuroleptic
exposure, we classified patient treatment at the time of
MRI scan and for the predominant pattern over the
previous 3 years as off medication, typical neuroleptics, atypical neuroleptics, or both typical and
atypical neuroleptics. Poor outcome patients began
neuroleptic treatment significantly earlier than good
outcome patients (t = 2.02, df = 82, p = 0.006). The
distribution of type of neuroleptic exposure was
similar between the two groups at time of scan
(X2 = 4.36, df = 3, p = 0.225) and for the majority of
time over the three periods prior to the scan (X2 = 4.14,
df = 3, p = 0.247).
mm, matrix size 256 256) was used for MRI acquisition. MR images were adjusted along the anterior
commissure –posterior commissure axis.
2.1. Image acquisition
2.3. Determination of frontal and temporal lobe
volume
The Signa 5 system (GE Medical Systems, Milwaukee, WI) with a 3D-SPGR sequence (TR = 24 ms,
TE = 5 ms, flip angle = 40j and slice thickness = 1.22
2.2. Automated edge finding
A semi-automated boundary-finding method based
on the Sobel intensity-gradient filter was used to
anatomically define thalamic edges, as has been
reported previously for the thalamus (Byne et al.,
2001) and caudate (Brickman et al., 2003; Buchsbaum
et al., 2003). Outlining points were manually deposited with a mouse on the enhanced white matter edge
with a semi-automated 3 3 local pixel maximum
search (see Fig. 1). The top and the bottom of the
thalamus were determined as the most dorsal axial
slice showing a visible gray patch and the most ventral
extent of the entire structure, respectively. Fig. 2
displays a three-dimensional representation of the five
dorsal to ventral tracings. The distance between the
two slices was divided by six to produce five equally
spaced slices considered for analysis, as we have done
similarly with caudate and putamen (Buchsbaum et
al., 2003). For the absolute volumetric analysis we
multiplied each slice area by the slice thickness.
Gray and white matter quantification was conducted on coronal images for both frontal and
Fig. 1. Top: Left: MRI of thalamus with midline. Right: Sobel gradient filter with deposited points indicating edge enhancement with image
differentiation.
A.M. Brickman et al. / Schizophrenia Research 71 (2004) 473–484
477
Fig. 2. The five slices of thalamus are displayed here in three-dimensional form with the color corresponding to MRI intensity values. Below:
pixel locations included in outline for most ventral (red dots) and most dorsal (green dots) of the five slices with Talairach directions and
dimensions marked.
temporal lobes, described in greater detail elsewhere
(Mitelman et al., 2003; Hazlett et al., 1998; Stein
et al., 1998). Briefly, coronal slices were divided into
20 radial sectors in each hemisphere and Brodmann
areas were assessed for gray and white pixels within
each sector. For frontal lobe, we combined gray and
white pixels separately for Brodmann areas 44, 45,
and 46. For temporal lobe, we combined gray and
white pixels separately for Brodmann areas 20, 21,
and 22. Cortical size was corrected for whole brain
volume by taking the ratio of each region to whole
brain volume (e.g., frontal lobe white matter/whole
brain volume).
2.4. Statistical analysis
Repeated-measures analyses of variance (ANOVA)
were used to examine size of the thalamus. As total
brain size differed at a trend level ( p = 0.067) between
schizophrenia patients and normal controls, both absolute and relative thalamic size were considered for
analysis. Absolute size was computed in cubic millimeters and relative size as the ratio of area of ROI/
total brain size. Total brain size was calculated by
summing the area of 61 contiguous coronal edges,
comprised of 61 Brodmann areas. For these analyses,
Diagnostic Group (2: schizophrenia versus normal
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A.M. Brickman et al. / Schizophrenia Research 71 (2004) 473–484
control or good outcome versus poor outcome) was a
between-subjects variable, while Hemisphere (2: L, R)
and Slice (5: most ventral to most dorsal) were
repeated measures. Follow-up simple interactions
and pairwise post hoc tests were used to identify the
greatest source of variance for significant interactions
involving Diagnosis. Pearson Product Moment correlational analyses were conducted between relative
thalamic size at each slice level (collapsed across
hemisphere) and relative frontal lobe and temporal
lobe gray and white matter volumes.
ventral levels, poor outcome patients had smaller
thalami than good outcome patients, while at the
two most dorsal levels, poor outcome patients had
larger thalami than good outcome patients. Post hoc
analyses between the two patient groups did not reach
statistical significance. Poor outcome patients had
smaller right but similar sized left thalami than good
outcome patients (Diagnostic Group by Hemisphere
interaction, F = 11.785, df = 1,104, p = 0.00086). No
other significant effects involving Diagnostic Group
were statistically significant.
3.2. Absolute thalamic size
3. Results
3.1.1. Schizophrenia patients versus normal controls
There were no significant interactions or a main
effect involving Diagnostic Group.
3.2.1. Schizophrenia patients versus normal controls
Schizophrenia patients had smaller thalami at the
two most ventral levels and larger thalami at the two
most dorsal levels than normal controls (Diagnostic
Group by Slice interaction, F = 3.47, df = 4,584,
p = 0.0082; see Fig. 3).
3.1.2. Good outcome versus poor outcome patients
An interaction between Diagnostic Group and
Slice Level ( F = 7.377, df = 4,416, p = 0.00001) indicated a double-dissociation pattern: at the two most
3.2.2. Good outcome versus poor outcome patients
Poor outcome patients had significantly smaller
thalami than good outcome patients (main effect of
Diagnostic Group, F = 6.22, df = 1,104, p = 0.014),
3.1. Relative thalamic size
Fig. 3. Absolute thalamus slice volume in patients with schizophrenia and normal controls.
A.M. Brickman et al. / Schizophrenia Research 71 (2004) 473–484
particularly at the three most ventral levels (Diagnostic Group by Slice interaction, F = 9.66, df =
4,416, p = 0.00001) and in the right hemisphere (Diagnostic Group by Hemisphere interaction, F = 12.13,
df = 1,104, p = 0.0007) Fig. 4. Neuroleptic treatment at
the time of scan (none, typical, atypical, both) did not
significantly affect thalamic size (effect of size by
neuroleptic status, F = 0.46, df = 3,78, p = 0.70; neuroleptic status not available on some patients). Similarly,
predominant neuroleptic for 3 years before the scan had
no significant effects (main effect of Neuroleptic Status
F = 0.33, df = 3,78, p = 0.81; Diagnostic Group by Neuroleptic Status, F = 2.08, df = 3,78, p = 0.11).
3.2.3. Good outcome patients versus poor outcome
patients versus normal controls
When the three groups were considered together,
there was a significant Diagnostic Group by Slice
interaction ( F = 7.32, df = 8,580, p < 0.0001). As can
be seen in Fig. 5, the most robust thalamic reductions
were in ventral slices of thalamus in poor outcome
patients compared to good outcome patients and
normal controls. Dorsal differences were not as robust; poor outcome patients had similar dorsal aspects
of thalamus as normal controls, whereas good outcome patients had reduction compared to the other
two groups.
479
3.3. Clinical correlates of thalamic volume
We explored the correlations between dorsal and
ventral thalamic volume and PANSS positive, negative, and general scores, sex, age at which the patient
was first treated, and duration of neuroleptic treatment
in all schizophrenia patients grouped together. For
these analyses, ventral thalamus volume was averaged
across the three most ventral levels and dorsal was
averaged across the two most dorsal levels. For ventral
thalamus, significant correlations were obtained for
PANSS positive (r = 0.25, df = 77, p < 0.05), PANSS
General (r = 0.24, p < 0.05, df =77, r < 0.22) scores,
and age at which the patient was first treated (r = 0.25,
df = 77, p < 0.05). For dorsal thalamus, there was only
a significant correlation found for PANSS Positive
scores (r = 0.22, df =77, p < 0.05). There was no
significant correlation with age, sex, or duration of
treatment. When considered separately, correlations
between dorsal thalamus volume and PANSS positive scores (r = 0.34, df = 43, p < 0.05) in the good
outcome group and between dorsal thalamus volume
and PANSS negative scores (r = 0.33, df = 36,
p < 0.05) in the poor outcome patients reached statistical significance. Other comparisons were not
statistically significant, although the effect sizes were
similar to the overall group correlations.
Fig. 4. Absolute thalamus slice volumes in patients with good and poor outcome.
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A.M. Brickman et al. / Schizophrenia Research 71 (2004) 473–484
Fig. 5. Absolute thalamus slice volumes in both schizophrenia patient groups and normal volunteers together.
As the largest group differences in thalamus size
were seen in right ventral thalamus, we explored
correlations between dorsal and ventral thalamus on
the right side and the clinical variables described
above in the poor outcome patients only. There was
a significant positive association between right ventral
volume and PANSS negative scores (r =0.34, df = 36,
p < 0.05). Further, larger right ventral thalamus was
associated with a later onset of treatment (r = 0.33,
df = 36, p < 0.05) and with a shorter duration of
Table 2
Correlations coefficients between relative thalamic size at each level, collapsed across hemisphere, and sum of frontal and thalamic grey and
white matter in all schizophrenia patients together, good outcome patients, and poor outcome patients
Patient group
Thalamus slice
All Schizophrenia
patients
Slice
Slice
Slice
Slice
Slice
Slice
Slice
Slice
Slice
Slice
Slice
Slice
Slice
Slice
Slice
Good outcome
patients only
Poor outcome
patients only
* p < 0.0500.
1
2
3
4
5
1
2
3
4
5
1
2
3
4
5
(ventral)
(dorsal)
(ventral)
(dorsal)
(ventral)
(dorsal)
Sum relative
frontal white
0.14
0.08
0.15
0.13
0.01
0.18
0.05
0.17
0.10
0.14
0.12
0.12
0.16
0.19
0.00
Sum relative
frontal grey
0.03
0.16
0.21*
0.25*
0.21*
0.26
0.15
0.09
0.03
0.10
0.19
0.32*
0.37*
0.39*
0.35*
Sum relative
temporal white
0.08
0.09
0.15
0.15
0.06
0.01
0.05
0.01
0.02
0.06
0.16
0.19
0.28*
0.27*
0.19
Sum relative
temporal grey
0.18
0.20*
0.26*
0.26*
0.17
0.13
0.16
0.22
0.16
0.12
0.20
0.23
0.32*
0.32*
0.20
A.M. Brickman et al. / Schizophrenia Research 71 (2004) 473–484
treatment (r = 0.33, df = 36, p < 0.05). Correlations
between right dorsal thalamus and clinical measures
did not reach statistical significance.
There were no significant associations between
dorsal or ventral thalamus volume and type of neuroleptic exposure at the time of scan or for the majority
of time over the 3-year period prior to the scan for
either schizophrenia group alone or when considered
together.
3.4. Correlations with other brain regions
There was a tendency for larger frontal gray matter
to be associated with larger dorsal thalamic areas
while larger temporal gray matter is associated with
larger ventral thalamic areas, at least for slices 2 – 4
(see Table 2).
4. Discussion
Because of marked attentional and sensory-perceptual disturbances characteristic of schizophrenia, the
thalamus has been implicated as a central structure in
its underlying pathophysiology. This theory is in line
with the conceptual role of the thalamus as a gatekeeper of information flow to and from relevant areas
of the cortex (Jones, 1997). However, as several lines
of investigation have implicated other brain regions,
including frontal lobe (e.g., Buchsbaum et al., 1982;
Goldman-Rakic and Selemon, 1997; Ingvar, 1974),
temporal lobe (e.g., Nopoulous et al., 1997; Shenton
et al., 2001), and striatum (e.g., Shihabuddin et al.,
1998; 2001), it is most likely that the thalamus is but
one of several structures implicated in dysfunctional
schizophrenia-associated subcortical –cortical circuitry. In fact, the interconnetions among the implicated
regions suggests that the function of one must be
considered together with the function of the others.
Some studies have shown reduction in size in the
thalamus in schizophrenia patients compared to
matched normal control comparison subjects (Andreasen et al., 1994; Gur et al., 1998), whereas others
(Arciniegas et al., 1999; Deicken et al., 2002; Hazlett
et al., 1999; Portas et al., 1998) have not. The results
from the current study found that schizophrenia
patients do not have overall reduced absolute or
relative thalamic size compared to normal comparison
481
subjects (i.e., no main effect of Diagnostic Group).
Reported negative findings of thalamic size reduction
in schizophrenia could be due to specific level or
nucleus dysfunction, which is not evident when the
entire thalamus is considered as a whole. That is, there
may be insufficient power and insufficient sensitivity
to detect a small expected effect when only a single
thalamic level or whole thalamus is traced (Konick
and Friedman, 2001). This was supported by our
finding of a significant Diagnostic Group by Slice
Level interaction, which showed that schizophrenia
patients do have reduced thalamic size at more ventral
levels of thalamus.
The reduction of more ventral aspects of the
thalamus in schizophrenia implicates thalamo-temporal dysfunction. Indeed, correlational analyses demonstrated an association of larger frontal gray matter
with larger dorsal thalamic areas while larger temporal
gray matter was associated with more ventral thalamic
areas, consistent with significant differences in the
extent of reciprocal interconnection between the two
areas. The assessment of volume in the thalamus and
the cortex were done two entirely independent ways
and on geometrically different (axial and coronal)
slices and thus could not be related to a tracer bias
and are difficult to assign to systematic signal intensity differences along an axis.
An alternative explanation to the finding of reduced ventral aspects of thalamus in poor outcome
patients and in all patients compared to controls is the
possibility of thalamic shape differences among the
groups. Schizophrenia patients as a group had slightly
larger thalami at more dorsal levels than normal
volunteers (see Fig. 3) and the effect appeared to be
mostly driven by poor outcome patients (see Fig. 4).
Thus, there is the possibility of nucleus reorganization, such that more ventral aspects of thalamus have
shifted dorsally in poor outcome. This type of abnormal thalamic organization is consistent with the idea
of faulty neurodevelopment in specific brain regions
(Innocenti et al., 2003) that might be specific to poorer
outcome patients. When the three groups were considered together, however, most of the group differences were accounted for by dramatic reduction in
ventral portions of the thalamus in the poor outcome
patients and differences in dorsal thalamus among the
three groups were not as robust (see Fig. 5). Therefore, a more likely explanation of our findings is that
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A.M. Brickman et al. / Schizophrenia Research 71 (2004) 473–484
the loss of volume in poor outcome patients appears to
result in reduced tissue mass in the ventral portion of
the thalamus.
Poor outcome patients had significantly smaller
absolute thalami and significantly smaller absolute
and relative ventral aspects of the thalamus than good
outcome patients. The findings are consistent with our
previous report on a subset of these patients (Mitelman et al., 2003), which demonstrated smaller temporal lobe areas in the poor outcome cohort and,
again, suggest trophic effects related to outcome.
The results of the current study are consistent with
our in vivo and postmortem structural data demonstrating volume loss in the medial dorsal nucleus and
pulvinar and with our postmortem data suggesting
volume and neuronal loss restricted to the medial
pulvinar (Byne et al., 2001, 2002; Kemether et al.,
2003). These data are also consistent with the ventral
lateral posterior nucleus volume decreases reported
(Danos et al., 2002) and our results might reflect both
pulvinar and ventral lateral posterior nucleus volume
loss. It should be noted that in our MRI studies, where
both medial dorsal and pulvinar were traced, the
whole thalamic volume was not significantly reduced
nor was whole thalamic volume minus medial dorsal
and pulvinar volume (Byne et al., 2001). Whole
thalamic volume measures are probably only an
indirect indicator of more marked association nuclei
and regional loss.
Our finding of greater right hemisphere volume
reduction in poor outcome patients is consistent with
the recent report (Sullivan et al., 2003) of greater right
hemisphere than left hemisphere volume reduction in
inpatients. The right posterior region, generally consisting of the pulvinar, was also confirmed as smaller
in our earlier study (Buchsbaum et al., 1996) consistent with the current results and with the report of
Sullivan and colleagues. Voxel-based morphometry
(Hulshoff Pol et al., 2001) found focal gray matter
density decreases in the medial dorsal region (Talairach 3, 19, 5) and these were larger on the right.
However, recent volumetric voxel-based morphometry found left hemisphere and dorsal decreases not
extending into the pulvinar or right hemisphere
(Ananth et al., 2002). The findings from the current
study also raise the question of whether poor outcome
is more associated with bilateral pathology, instead of
the unilateral left hemisphere pathology often reported
in studies of schizophrenia groups in general (e.g.,
Crow, 2000).
We did not replicate the finding of smaller thalami in
patients taking atypical neuroleptics (Sullivan et al.,
2003). Shifts from earlier treatment with conventional
neuroleptics, noncompliance in outpatients, and differences in duration of treatment make replication of
chronic medication effects difficult and issues of nonresponsiveness to typical drugs further confound these
analyses. A significant relationship between type of
neuroleptic treatment at the time of scan or type during
the 3-year period prior to scanning and dorsal or ventral
thalamic volume was not found in either patient groups.
This finding was somewhat inconsistent with other
reports of a significant positive association between
antipsychotic treatment response and volumetric expansion of the thalamus (Strungas et al., 2003). However, unlike in previous studies (Strungas et al., 2003),
patients in the current study had been chronically
treated with neuroleptics and were symptomatically
stable. Follow-up studies of never-previously medicated patients are necessary to resolve this question.
Finally, some interesting correlates of thalamic size
emerged from the current study. Thalamic size was
positively associated with measures of positive psychopathology in dorsal and ventral areas and with
general psychopathology in ventral levels. The finding has been reported by other investigators (Portas et
al., 1998), and is consistent with the notion of thalamus as central to sensory-gating and information flow
to cortex (Jones, 1997). Our findings of a significant
positive association between dorsal and ventral thalamic size in poor outcome patients and severity of
negative symptoms were somewhat idiosyncratic and
require further exploration. Significant associations
between increased thalamic volume and both shorter
duration of illness and older age of onset in the poor
outcome group only provide some preliminary evidence of thalamic degeneration.
Taken together with other recent reports, these data
provide further evidence of thalamic volumetric deficits in schizophrenia and suggest that poorer outcome
may be associated with more ventral thalamic volume
loss. They suggest that variability in the reports of
thalamic volume loss may be related to the volume
loss restricted to pulvinar, medial dorsal and ventrolateral posterior regions. Detailed examination of
thalamic regions in larger samples of patients will
A.M. Brickman et al. / Schizophrenia Research 71 (2004) 473–484
be helpful in relating thalamic loss to patterns of
disease outcome and regional cortical change.
Acknowledgements
This work was supported by a VA Merit Award
(2571-005) and by grants from the National Institute of
Mental Health (MH60023, MH56489, MH60384S).
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