Journal of Human Evolution 141 (2020) 102727
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Journal of Human Evolution
journal homepage: www.elsevier.com/locate/jhevol
The upper limb of Paranthropus boisei from Ileret, Kenya
B.G. Richmond a, b, *, D.J. Green c, d, e, f, *, M.R. Lague g, H. Chirchir h, i, A.K. Behrensmeyer j,
R. Bobe k, l, M.K. Bamford e, N.L. Griffin m, P. Gunz b, E. Mbua n, S.R. Merritt o, B. Pobiner i,
P. Kiura p, M. Kibunjia q, J.W.K. Harris r, D.R. Braun f
a
Division of Anthropology, American Museum of Natural History, USA
Department of Human Evolution, Max Planck Institute for Evolutionary Anthropology, Germany
c
Department of Anatomy, Campbell University School of Osteopathic Medicine, USA
d
Department of Anatomy, Midwestern University, USA
e
Evolutionary Studies Institute, University of the Witwatersrand, South Africa
f
Center for the Advanced Study of Human Paleobiology, The George Washington University, USA
g
Biology Program, Stockton University, USA
h
Department of Biological Sciences, Marshall University, USA
i
Human Origins Program, National Museum of Natural History, Smithsonian Institution, USA
j
Department of Paleobiology, National Museum of Natural History, Smithsonian Institution, USA
k
University of Oxford, Oxford, UK
l
Gorongosa National Park, Sofala, Mozambique
m
Department of Anatomy and Cell Biology, Temple University, USA
n
Department of Earth Sciences, National Museums of Kenya, Kenya
o
Department of Anthropology, University of Alabama at Birmingham, USA
p
Sites & Monuments, National Museums of Kenya, Kenya
q
National Museums of Kenya, Kenya
r
Department of Anthropology, Rutgers University, USA
b
a r t i c l e i n f o
a b s t r a c t
Article history:
Received 14 October 2017
Accepted 17 December 2019
Available online xxx
Paranthropus boisei was first described in 1959 based on fossils from the Olduvai Gorge and now includes
many fossils from Ethiopia to Malawi. Knowledge about its postcranial anatomy has remained elusive
because, until recently, no postcranial remains could be reliably attributed to this taxon. Here, we report
the first associated hand and upper limb skeleton (KNM-ER 47000) of P. boisei from 1.51 to 1.53 Ma
sediments at Ileret, Kenya. While the fossils show a combination of primitive and derived traits, the
overall anatomy is characterized by primitive traits that resemble those found in Australopithecus,
including an oblique scapular spine, relatively long and curved ulna, lack of third metacarpal styloid
process, gracile thumb metacarpal, and curved manual phalanges. Very thick cortical bone throughout
the upper limb shows that P. boisei had great upper limb strength, supporting hypotheses that this
species spent time climbing trees, although probably to a lesser extent than earlier australopiths. Hand
anatomy shows that P. boisei, like earlier australopiths, was capable of the manual dexterity needed to
create and use stone tools, but lacked the robust thumb of Homo erectus, which arguably reflects adaptations to the intensification of precision grips and tool use. KNM-ER 47000 provides conclusive evidence that early Pleistocene hominins diverged in postcranial and craniodental anatomy, supporting
hypotheses of competitive displacement among these contemporaneous hominins.
© 2019 Elsevier Ltd. All rights reserved.
Keywords:
Human evolution
Hominins
Postcrania
Australopithecus
Paranthropus
Early Homo
1. Introduction
Over six decades of discoveries and analyses have made Paranthropus boisei one of the best documented early hominin taxa in
* Corresponding authors. (D.J. Green), (B.G. Richmond)
E-mail addresses:
[email protected] (B.G.
campbell.edu (D.J. Green).
https://doi.org/10.1016/j.jhevol.2019.102727
0047-2484/© 2019 Elsevier Ltd. All rights reserved.
Richmond), dgreen@
terms of its craniodental anatomy, diet, and biogeography. It is well
known for a number of remarkably derived characteristics,
including a structurally strong facial skeleton, large and anteriorly
positioned attachments for chewing muscles, distinctive zygomatic
shape, huge postcanine and small front teeth, and thicker enamel
than found in any hominin or modern primate (Tobias, 1967; Rak,
1983; Smith et al., 2015). Its postcranial anatomy, however, has
remained largely unknown, hampering our understanding of many
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B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
important aspects of the paleobiology of this member of the human
family tree.
Domínguez-Rodrigo et al. (2013) reported their breakthrough
discovery of postcranial fossils associated with premolars reliably
attributable to P. boisei. The associated remains (OH 80) include
shaft fragments of a tibia and femur, a proximal radius, and a distal
humerus fragment. OH 80 provides compelling evidence that the
postcranial skeleton of P. boisei is robust compared with that of
other hominins but leaves open many questions about the postcranial anatomy and paleobiology of this species.
Here, we report the discovery of the first upper limb skeleton,
KNM-ER 47000 (Fig. 1), attributable to P. boisei. It provides evidence
of scapular morphology, hand and upper limb proportions, upper
limb robusticity, and locomotor and manual dexterity capabilities.
We provide basic morphometric and comparative analyses with
living hominoids and fossils attributed to Australopithecus, Paranthropus, and early Homo from eastern and South Africa.
2. Discovery and stratigraphic and paleoecological context
KNM-ER 47000 was found along the slope of an exposure in area
1A of the Koobi Fora Formation (Fig. 2), at the site FwJj14E where
hominin footprints were later discovered as a result of our work to
document the discovery of KNM-ER 47000 (Bennett et al., 2009;
Figure 1. Right upper limbs of a modern human (left), chimpanzee (center), and KNM-ER 47000 (right), which preserves lateral portions of the scapula, the distal portion of the
humerus, most of the ulna, and most of metacarpals (MCs) 1-3 and proximal phalanges 2-4. KNM-ER 47000 has primitive traits including a gracile thumb MC, lack of MC 3 styloid
process, curved phalanges with prominent flexor sheaths, a long and curved ulna, a humerus with thick cortical bone and a prominent brachioradialis flange, and obliquely oriented
scapular spine. Derived traits include a relatively long thumb, short manual phalanges, and a lateral scapular glenoid orientation. Scale bar at right is 10 cm.
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B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
Figure 2. KNM-ER 47000 was recovered at site FwJj14E in northwestern Kenya (a) in area 1A (red outlined area indicated by the arrow, just south of the Il Eriet River) of the Koobi
Fora Formation near the northeastern shores of Lake Turkana. (b) Hominin (red stars) and identifiable nonhominin (black circles) fossils were recovered over seven years of survey
and excavations. The central rectangular area and other areas outlined in blue show the excavated portions of the surface deposits and the geological trench. This site also preserves
layers of previously published hominin and other animal footprints (Bennett et al., 2009; Dingwall et al., 2013; Hatala et al., 2017), including the lower level (black outline) and
upper level (green outline) excavations. Each square in the grid system delineated on the borders of the map is 10 10 m.
Dingwall et al., 2013; Hatala et al., 2016, 2017). Hillary Sale found
the first element, the right third metacarpal (MC), on July 12, 2004,
near the end of the field season. Intensive survey led to the discovery of several additional elements, including phalanges, and
humeral and ulnar fragments (Table 1). Systematic crawling and
surface scraping in 2005 led to the discovery of more elements,
including the MC 1, MC 4, and more fragments of the ulna and
scapula. Five years of intensive excavation at the bottom of the gully
of reworked sediments derived from the primary outcrops yielded
more than a thousand mammalian fossil fragments, including
portions of KNM-ER 47000's scapula, humerus, and ulna. During
this time, excavations of the primary sediment yielded a few
sparsely scattered mammalian fossils in situ but no fragments of
KNM-ER 47000. All elements and fragments belonging to KNM-ER
47000 were recovered within a constrained area (Fig. 3).
The geochronological age is well constrained by three volcanic
tuffs preserved at the site and identified as the Lower Ileret
(1.53 ± 0.01 Ma), Ileret (1.52 ± 0.01 Ma), and Northern Ileret
(1.51e1.52 ± 0.01 Ma) tuffs (Fig. 3; Bennett et al., 2009). The local
stratigraphic section consists of about 10 m of interbedded sands,
silts, and volcaniclastics from ~1 m below the Lower Ileret Tuff to
the top of the Northern Ileret Tuff. Well-preserved surface fossils
representing a wide range of taxa occur on the slopes and along the
base of these deposits and are clearly derived from them as there
are no other local sources, and in situ fossils also are present in the
Ileret Tuff Complex. The concentration of the associated hominin
upper limb fossils near the base of the local outcrop implies that
these were derived from previously eroded sediments in the lower
part of the exposures, most likely from a source stratum below the
Ileret Tuff (1.52 ± 0.01 Ma) and above the Lower Ileret Tuff
(1.53 ± 0.01 Ma). This interval includes paleosols, silt-sand couplets
with vertebrate footprints, and sands representing small-scale
channel deposits. The environment has been reconstructed as a
deltaic plain (Roach et al., 2016), with a fluctuating base level
resulting in alternating wetter and drier conditions over the ~20 kyr
time span encompassed by the dates of the tuffs. At this time (Okote
Mb at Ileret), the mammalian fauna and the stable isotope data
(Patterson et al., 2017) indicate habitats that included both lake
margin grasslands and more varied vegetation such as tall riverine
forest, wooded grassland, and bushland (Bamford, 2017), in a
Table 1
Elements, preservation details, and date of discovery for the associated KNM-ER 47000 right arm skeleton.
Accession number
Element
KNM-ER 47000A
KNM-ER 47000B
KNM-ER 47000C
Scapula
Humerus
Ulna
KNM-ER 47000D
Ulna
KNM-ER
KNM-ER
KNM-ER
KNM-ER
KNM-ER
KNM-ER
Metacarpal 1
Metacarpal 3
Metacarpal 4
Proximal phalanx 3
Proximal phalanx 4
Proximal phalanx 5
47000E
47000F
47000G
47000H
47000I
47000J
Preservation
Date of discovery
Glenoid, acromion, axillary border
Distal midshaft, trochlea, medial epicondyle
Proximal ~two-thirds of the shaft; lacks the
olecranon process
Distal ~one-third of the shaft, lacks the distal
articular surface
Complete, lacks head
Complete
Shaft missing both articular ends
Proximal end and ~two-thirds of the shaft
Complete
Complete, lacks lateral trochlea
7/2004; 7/2005
7/2004; 7/2005; 7/2008
7/2004; 7/2007
7/2004
6/2005
7/2004
7/2004
7/2004
6/2005
7/2004
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B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
Figure 3. Stratigraphic section (left) shown with the image (right) of the outcrop highlighting the positions of the three major tuffs. All hominin fossils were found on the surface or
in secondarily deposited sediment below the Ileret Tuff (1.52 ± 0.01 Ma). Some of the remains were found above the Lower Ileret Tuff (1.53 ± 0.01 Ma) indicating that the bones
must have been buried above it. The large excavation area is visible on the right side of the outcrop and gully; the lower footprint level (Bennett et al., 2009; Dingwall et al., 2013;
Hatala et al., 2017) is exposed on the left side of the image. All fragments of KNM-ER 47000 were located on the surface of the lower portion of the outcrop or secondarily buried in
sediment eroded from the drainage that extends up the slope from the excavation site toward the right margin of the picture.
fluvio-deltaic landscape with cycles of emergence and paleosol
formation alternating with periods of sedimentation that preserved
both the skeletal remains and footprints of the local inhabitants.
The five most abundant species identified from area 1A (in the
order of decreasing abundance: Kobus kob, Metridiochoerus compactus, Kolpochoerus limnetes, Theropithecus oswaldi, and Kobus
sigmoidalis) have dental enamel with stable carbon isotopic signatures, consistent with a predominantly C4 vegetation diet
(Patterson et al., 2017, 2019).
3. Preservation and morphology
Most of KNM-ER 47000's elements are well preserved, with
undamaged and undistorted articular and shaft anatomy. The close
spatial association of recovered fragments along with refitting
pieces that display similar sediment abrasion and trampling damage indicates recent erosion from nearby exposures. In addition, dry
bone fractures suggest this specimen was exposed for 1e3 years
before burial (Behrensmeyer, 1978). The humerus has a tooth mark
on the anterior distal shaft produced by a large carnivore, possibly a
crocodile based on the shape of the indentation (Njau and
Blumenschine, 2006) (Fig. 4). Multiple small, irregular, linear
grooves along the MC 4 and ulna shaft indicate early postmortem
bone modification by an unknown(possibly invertebrate) agent.
These provide some evidence of the agents of carcass modification
consistent with predation and/or scavenging and exposure on a
floodplain surface before final burial. The fact that only right limb
elements were recovered during the extensive excavation and
lateral survey (Figs. 2, 3), together with the presence of a large bite
mark, raises the possibility that the right upper limb was separated
from the rest of the individual by predation or scavenging by a
crocodile or large terrestrial carnivore.
3.1. Scapula (KNM-ER 47000A)
Preservation KNM-ER 47000's scapula preserves the glenoid fossa,
portions of the scapular spine and neck, most of the axillary border,
and the proximal portion of the acromion process (Fig. 1). One
fragment (four pieces fit together) preserves the complete
glenoid fossa, partial acromion, and 44.4 mm of the axillary
border; the maximum preserved length is 67.5 mm. The second
fragment (three pieces fit together, including small, fragile pieces
of the infraspinous fossa) preserves much of the remaining
axillary border, with a maximum preserved length of 74.1 mm.
The two fragments do not have obvious conjoining surfaces.
However, based on the morphology and the shape of the broken
borders, these two fragments have little, if any, length missing
between them and likely conjoin. When conjoined, the maximum
preserved length is 135.3 mm.
The acromion and axillary border pieces are light in color,
similar to that of the first MC (47000E), whereas the glenoid cavity
is much darker, more like the third MC (47000F) (Richmond et al.,
2016). This suggests that the individual pieces of the scapula were
broken postdepositionally and likely subject to different diagenetic
conditions before their recovery. Regardless, the edges of the
acromion and glenoid cavity are intact, and the excellent fit warranted their reattachment. The maximum preserved length of the
acromion process is 54.3 mm. At the lateral break, the acromion is
16.3 mm superoinferiorly and 16.8 mm anteroposteriorly.
The spinoglenoid notch is intact, as is the scapular neck, the base
of the spine, and the beginning of the acromion. Roughly 16.8 mm
B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
5
Figure 4. (A) The anterior distal shaft of the KNM-ER 47000 humerus has an indentation interpreted as the tooth mark of a large carnivore, which most closely resembles damage
caused by crocodile feeding. (B) The MC 4 has a series of indeterminate striations that do not appear to have been the result of sediment abrasion and may represent damage from
invertebrate scavengers.
of the spine is preserved medial to the spinoglenoid notch. A
prominent infraglenoid tubercle is preserved, as is much of the
axillary border to the lateral extent of a prominent teres major
muscle attachment site. The inferior angle is largely absent, as is the
vertebral border. On the ventral surface, the full extent of the
ventral bar is present, until it tapers at about the level of the teres
major attachment. Very little of the scapula blade superior to the
axillary border/ventral bar is preserved; about 15.7 mm of the
subscapularis fossa is preserved superior to the ventral bar, and
~20.5 mm of the infraspinous fossa is preserved at the midpoint
level of the axillary border.
Surface preservation is excellent, with no signs of abrasion or
weathering. Trabecular bone is exposed at the medial and lateral
broken ends of the acromion and at the broken ends of the bar of
the axillary border. A more complete account of the preservation
and morphology of KNM-ER 47000A may be found in the study by
Green et al. (2018).
Morphology The glenoid fossa is 35.9 mm superoinferiorly and
26.5 mm anteroposteriorly, with a minimum postglenoid anteroposterior (AP) depth of 12.0 mm (Table 2). Thus, it is round in
shape and not particularly tall relative to its AP width. The
glenoid superoinferior curvature has a maximum depth of
3.0 mm along the posterior margin, but reaches a greater depth
anterior and inferior to the center of the glenoid fossa. The
supraglenoid tubercle is well developed. There is a visible,
although not pronounced, notch on the anterosuperior border
where the subscapularis tendon would pass en route to the lesser
tubercle of the humerus. The scapular neck is broad; the
minimum AP thickness is 12.0 mm, and the superoinferior
distance between the spinoglenoid notch and the infraglenoid
tubercle is 21.0 mm. Similarly, the scapular neck is 12.0 mm thick
anteroposteriorly at the infraglenoid tubercle.
The acromion is markedly thick, about 10.7 mm superoinferiorly
at the base of the spine and 12.4 mm at the level of the glenoid fossa
(see the study by Green et al., 2018 for further discussion). The
minimum breadth of the acromion is 11.1 mm, and its maximum
length is 17.2 mm. The base of the coracoid process is preserved,
and there is no indication of an unfused epiphysis. As such, it is
reasonable to assume this to be an adult individual.
Muscle attachment scars are prominent, including the attachment for the long head of triceps brachii, the center of which is
approximately 25.8 mm from the inferior margin of the glenoid
fossa. The axillary sulcus has a minimum length (i.e., if the two
fragments conjoin with no gap) of 106.5 mm, from the inferior
glenoid margin to the projecting teres major flange. The sulcus is
very well developed. Midway along its length, the sulcus has a
width of 11.5 mm (from the axillary border to the most anteriorly
projecting point on the bar). At this point, the bar is 7.5-mm thick
anteroposteriorly. Inferiorly, the sulcus ends with a teres major
flange projecting 10.5 mm from the medial teres major scar.
3.2. Humerus (KNM-ER 47000B)
Preservation The humerus was recovered in two diaphyseal segments and a distal articular fragment that comprise most of the
distal half of the bone (Fig. 1). Although much of the trochlea and
medial epicondyle are intact, the specimen is missing the entire
capitulum, the lateral epicondyle, and a distal piece of the lateral
pillar. In addition, much of the posterior trochlear surface is
missing, as is the distolateral quadrant of the olecranon fossa. The
middle portion of the brachioradialis flange is missing some bone
along the lateral margin. The anterior margin of the trochlea is
slightly abraded.
There is a large tooth mark (4.5 3.5 mm) with a drag mark
(3.7-mm long and 0.5-mm wide) on the anterior shaft, proximal to
the trochlea (Fig. 4). This mark is similar to a crocodile tooth score; a
more complete account of the preservation and morphology of
KNM-ER 47000B may be found in the study by Lague et al. (2019b).
Morphology The preserved length of the humerus is 161 mm. The
overall anatomy of the specimen suggests that the proximal fracture is located either at or very close to the midshaft. Only the most
distal end of the deltopectoral crest is preserved, and a nutrient
foramen is present about 3 mm below the proximal fracture surface
on the anteromedial side. Proximally, the maximum width of the
diaphysis (anterolateral to posteromedial) is 26.2 mm, and the
minimum width (anteromedial to posterolateral) is 18.7 mm,
whereas the true AP and mediolateral (ML) breadths are closer to
25.7 mm and 20.3 mm, respectively (Table 2). The cortical bone is
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B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
Table 2
Standard morphometric data for the associated KNM-ER 47000 right arm skeleton.
Accession number
Element
KNM-ER 47000A
Scapula
KNM-ER 47000B
Humerus
KNM-ER 47000C & D
Ulna
KNM-ER 47000E
Metacarpal 1
KNM-ER 47000F
Metacarpal 3
KNM-ER 47000G
Metacarpal 4
KNM-ER 47000H
Proximal phalanx 3
KNM-ER 47000I
Proximal phalanx 4
KNM-ER 47000J
Proximal phalanx 5
Measure
mm
Superoinferior (SI) glenoid height
Anteroposterior (AP) glenoid width
Length (estimated)
Medial trochlear ridge to the nutrient foramen
Midshaft (~50%) AP midshaft width
Midshaft (~50%) mediolateral (ML) midshaft width
Distal (~75% total length) AP shaft depth
Distal (~75% total length) ML shaft breadth
AP trochlear ridge depth
Proximodistal (PD) trochlear ridge height
PD trochlear notch height
ML trochlear notch to trochlear ridge breadth
ML trochlear notch to medial epicondyle breadth
ML trochlear ridge to medial epicondyle breadth
AP depth of medial epicondyle
Length (estimated)
AP depth distal to radial notch
ML breadth distal to radial notch
AP depth of radial notch
PD height of radial notch
Length (estimated)
Dorsopalmar (DP) base (articular) breadth
Radioulnar (RU) base (articular) breadth
DP base (total) breadth
RU base (total) breadth
DP midshaft breadth
RU midshaft breadth
Maximum length
Interarticular length
DP base breadth
RU base (dorsal) breadth
DP head breadth
RU head breadth (palmar)
RU head breadth (dorsal)
DP midshaft breadth
RU midshaft breadth
Length (estimated)
DP midshaft breadth
RU midshaft breadth
Maximum length (estimated)
Interarticular length (estimated)
DP base (articular) breadth
RU base (articular) breadth
DP base (total) breadth
RU base (total) breadth
DP midshaft breadth
RU midshaft breadth
DP 75% shaft breadth
RU 75% shaft breadth
Maximum length (estimated)
Interarticular length (estimated)
DP base (articular) breadth
RU base (articular) breadth
DP base (total) breadth
RU base (total) breadth
DP 25% shaft breadth
RU 25% shaft breadth
DP midshaft breadth
RU midshaft breadth
DP 75% shaft breadth
RU 75% shaft breadth
DP head (articular) breadth
DP head (trochlear groove) breadth
RU head breadth (palmar)
RU head breadth (dorsal)
Maximum length (estimated)
Interarticular length (estimated)
DP base (articular) breadth
RU base (articular) breadth
DP base (total) breadth
RU base (total) breadth
DP 25% shaft breadth
RU 25% shaft breadth
DP midshaft breadth
35.9
26.5
300.0
152.0
25.7
20.3
18.8
30.8
24.1
22.3
12.5
11.7
29.1
19.5
12.7
282.0
18.4
20.2
16.0
8.7
46.0
12.9
13.0
14.6
13.3
9.4
10.0
64.1
63.2
15.0
12.1
14.2
14.6
9.2
9.0
8.3
54.1
7.3
6.0
45.0
42.0
10.3
13.7
11.4
15.3
6.3
12.0
7.8
11.7
40.8
38.1
10.1
11.2
10.9
13.4
6.1
9.9
6.4
11.2
7.8
10.3
7.3
5.7
10.2
6.7
33.5
32.0
8.6
10.9
9.1
12.0
6.5
9.4
5.3
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B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
Table 2 (continued )
Accession number
Element
Measure
RU midshaft breadth
DP 75% shaft breadth
RU 75% shaft breadth
DP head (articular) breadth
DP head (trochlear groove) breadth
RU head breadth (palmar)
RU head breadth (dorsal)
mm
9.0
4.8
7.8
5.9
5.0
8.1
5.5
See text for dimensions of fragmentary regions and nontraditional morphometric data.
thick, with the walls measuring 6.1 mm (medial), 6.3 mm (lateral),
9.2 mm (anterior), and 6.2 mm (posterior). Distal to the proximal
fracture, the shaft becomes much broader mediolaterally than
anteroposteriorly, with a very prominent brachioradialis flange
arising from the lateral side. At a point about halfway along the
total length of the preserved specimen (i.e., just proximal to the
point where a fragment of the brachioradialis crest is missing),
the
shaft
measures
18.8
mm
anteroposteriorly
and
30.8 mm mediolaterally (Table 2).
The medial epicondyle is large (19.5-mm proximodistal [PD]
height, 12.7-mm AP depth) and projects about 19.5 mm beyond the
medial border of the trochlea. The olecranon fossa lacks its distolateral border and has a preserved minimum ML width of 22.0 mm
and PD height of 17.8 mm. (The estimated width is 24 mm, and the
height is 18 mm.) Enough of the olecranon fossa remains to detect
the presence of a large supratrochlear foramen (septal aperture)
that measures 6.1-mm high and is missing only its lateral border.
The minimum widths of the pillars on the medial and lateral side of
the olecranon fossa measure 11.8 mm and 16.9 mm, respectively.
Anteriorly, the trochlea is mostly intact, save for the bone
missing from the most proximal and distal extensions of the lateral
trochlear crest. The medial trochlear crest is entirely preserved with
some minor proximal abrasions on its anterior surface. The medial
border of the trochlea is roughly circular in the sagittal plane, with
24.1 mm preserved anteroposteriorly and an anterior trochlear PD
height of 22.3 mm. The lateral side of the trochlea, however, was
fractured in a vertical plane that runs obliquely from the approximate position of the lateral trochlear crest (anteriorly) to a point
just shy of the medial trochlear crest. Everything lateral to this
fracture is missing, including much of the posterior trochlear surface, the capitulum and capitular fossa, the lateral epicondyle, the
distolateral quadrant of the olecranon fossa, and the distal half of
the lateral pillar. The trochlear notch (central sulcus) has a minimum PD height (to the septal aperture) of 12.5 mm. The ML width
from the trochlear notch to the medial trochlear ridge is 11.7 mm.
Figure 5. Cross-sectional views of the ulnar shafts at the distal end of the proximal shaft fragment and at the proximal and distal ends of the distal shaft fragment (which is just
proximal to the unpreserved distal end of the bone). Note the thickness of the cortical bone. The 5-cm scale bar is associated with the photograph of the entire bone; the 2-cm scale
bar is associated with the three sections.
8
B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
3.3. Ulna (KNM-ER 47000C/D)
Preservation This specimen was recovered in four major and a
number of small pieces that comprise most of a right ulna, with a
165-mm-long proximal fragment (KNM-ER 47000C) and an
unattached distal fragment (KNM-ER 47000D) that has a
maximum length of 58.3 mm. The olecranon and most of the
trochlea are missing. The distolateral portion of the trochlear
surface is preserved including the distal end of the keel, and the
radial notch is intact. The proximal piece (~59-mm long) of the
long proximal fragment is abraded and weathered, whereas the
more distal portions have smooth, well-preserved bone surfaces.
The entire proximal fragment is dark in color. The distal fragment
is dark, with the exception of light patches covering the proximal
third of the surface.
The proximal and distal diaphyseal shaft fragments do not refit,
and notable differences in the cross-sectional shape indicates that a
substantial portion of the distal third of the midshaft is unrecovered (Fig. 5). The cortical bone of the distal portion of the distal
shaft fragment is thinner relative to the proximal end and preserves
incipient trabecular bone, indicating that it is near the distal
articular end. However, the presence of cortical bone indicates that
a portion of the distal shaft remains unrecovered, in addition to the
distal articular surface. These facts support the reconstruction of a
relatively long ulnar length (see the following section for further
discussion).
Morphology In the side view, the ulna is longitudinally curved and
posteriorly convex. In the anterior view, the proximal shaft curves
slightly medially. At the distal end of the trochlea, the articular
surface extends from the summit of the distalmost keel 18.0 mm
laterally. The radial notch measures 8.7 mm superoinferiorly; the
preserved AP dimension is 14.8 mm and can be estimated at about
16 mm before the abrasion damage (Table 2). In the coronal plane,
the notch is set at an angle of about 137 relative to the lateral
portion of the distal trochlear surface (i.e., the angle between the
trochlear surface and radial notch). The radial notch angle (see
the study by Richmond et al., 1998) relative to the sagittal plane
is about 42 . The notch is semicircular in shape and mildly concave.
Immediately distal to the radial notch, the shaft is 18.4 mm
anteroposteriorly and 20.2 mm mediolaterally; these values are
approximate because the shaft tapers distally, and some of the
anterior surface bone appears to be abraded. A strongly projecting
supinator crest extends distally from the posterior margin of the
radial notch. Beginning about 34 mm distal to the notch, a distinct
and very prominent interosseous crest rises anteromedially from
the shaft and extends to the distal end of the shaft at the level of the
pronator quadratus attachment. The crest is so pronounced that
along much of the shaft, the cross section has a teardrop shape with
a mildly concave lateral border.
At the distal end of the lateral trochlea, a narrow
(4.4 mm mediolaterally) crest runs along the shaft until it blends
into the shaft around 35 mm distal to the trochlear margin. Medial
to this crest, the brachialis insertion forms a narrow, deep pit
measuring 4.5 mm mediolaterally and about 12.5 mm proximodistally. The center of the insertion lies about 28 mm distal to
the distal margin of the trochlear keel. A nutrient foramen emerges
from the anteromedial shaft about 89 mm from the distal margin of
the trochlear keel.
The pronator quadratus crest is smooth, pronounced, and
projects medially from the shaft. The distal end of the preserved
bone expands slightly, suggesting that it was broken not far from
its head, but far enough that there is no preservation of the
groove for the extensor carpi ulnaris tendon. The exposed
cortical bone at this end measures 2.2 mm anteriorly, 2.7 mm
posteriorly, 2.3 mm medially, and 1.8 mm laterally.
The exposed cortical bone at the distal end of the proximal
fragment (roughly 67% of bone length; an estimated 190 mm
from the proximal end) measures 4.1 mm anteriorly, 4.2 mm
posteriorly, 4.0 mm medially, and 4.2 mm laterally; the cross
section is thickest anteromedially, measuring 4.5 mm at the
Figure 6. Various views of the metacarpals: KNM-ER 47000E (MC 1) (left), KNM-ER 47000F (MC 3) (center), and KNM-ER 47000G (MC 4) (right). From top to bottom, all bones are
shown in dorsal, palmar, ulnar, and radial views. At the bottom, a proximal view of the base (or the most proximal preserved surface) is shown on the left, whereas the distal view is
to the right. MC, metacarpal.
B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
interosseous crest. The external dimensions at this level are
14.8 mm anteroposteriorly and 13.8 mm mediolaterally, with a
maximum and minimum width of 15.4 mm and 13.3 mm,
respectively . The exposed cortical bone at the proximal end of
the distal fragment (roughly 78% of bone length; an estimated
220 mm from the proximal end) measures 3.4 mm anteriorly,
3.4 mm posteriorly, 3.5 mm medially, and 3.5 mm laterally. The
external dimensions are 11.2 mm anteroposteriorly and
12.9 mm mediolaterally. The medullary cavity is small (4.4 mm
anteroposteriorly and 5.9 mm mediolaterally).
Hand. The hand partial skeleton includes MCs 1, 3, and 4 (KNM-ER
47000E, F, and G, respectively), and proximal phalanges 3, 4, and 5
(KNM-ER 47000H, I, and J, respectively) (Fig. 1).
3.4. Right first MC (KNM-ER 47000E)
Preservation This specimen preserves the base and most of the
shaft, but is lacking the distalmost shaft and head. The preserved
length is 36.7 mm (from the dorsal base to distalmost shaft). The
distal break is mostly transverse, exposing the cortical bone
thickness (Fig. 6). The surface shows excellent preservation with no
evidence of weathering or abrasion.
Morphology The shaft is gracile and curves longitudinally (palmarly concave). At the break, the external dimensions are 8.7 mm
dorsopalmarly and 10.5 mm radioulnarly, and the cortical bone
(approximately 80% of bone length) measures 2.8 mm palmarly,
2.0 mm posteriorly, 3.2 mm radially, and 3.7 mm ulnarly. The
midshaft cross section is slightly wider than deep.
The radial side of the shaft bears a faint ridge along the proximal
end of the dorsal margin, corresponding to part of the attachment
of the opponens pollicis muscle. Proximal to this, the base of the
radial shaft has a tubercle in the region of the attachment of the
abductor pollicis longus muscle. On the ulnar side of the proximal
shaft, a rugosity runs along the dorsal margin that corresponds to
the origin of the first dorsal interosseous muscle.
At the base, there is a tubercle at the palmar-ulnar margin
(possibly the attachment for the deep head of flexor pollicis brevis
or “anterior oblique ligament,” as reported for A.L. 333-58 in the
study by Bush et al., (1982)). The dorsal surface has a moderately
developed ridge, possibly corresponding to the attachment of the
dorsoradial ligament. The base has a saddle-shaped trapezium
facet. This facet is strongly convex radioulnarly, and extends slightly
farther on the ulnar side; this radioulnar (RU) convexity is markedly
more curved than the curvature of the dorsopalmar concavity. The
palmar aspect of the base has a beak-like projection, with a margin
that has a flattened semicircular shape radioulnarly.
We estimate that the original length was about 46 mm, based on
anatomical comparisons with first MCs of humans, chimpanzees,
and australopiths (Table 2).
3.5. Right third MC (KNM-ER 47000F)
Preservation This specimen is a very well-preserved, complete
adult right third MC (Fig. 6). The surface preservation is almost
perfect, with the exception of very slight abrasion on the palmar
MC 2 facet and on the dorsoulnar corner and palmoulnar margin
of the base. The base and shaft have a very dark, almost black,
color, and the head is mottled with patches of lighter color.
Morphology This bone is moderately robust with a strong, palmarly concave longitudinal curvature. From a palmar view, the
shaft is straight. The head is slightly supinated relative to the base
and is asymmetric. The articular surface is convex radioulnarly and
widens palmarly to slightly more than 1.5 times the dorsal width.
From a palmar or dorsal view, the distal apex of the joint curvature
9
lies in the ulnar half of the head, with a flatter radial half. This
asymmetry continues palmarly, whereas the joint surface flattens
dorsally. The palmar margin of the head projects 2.5 mm palmarly
from the shaft and separates into ulnar (6.7 mm radioulnarly) and
radial (3.8 radioulnarly) articular projections. The articular surface
does not extend onto the dorsum of the shaft. The fossae for the
collateral ligaments are marked. The fossa on the ulnar side is
slightly deeper and contains two nutrient foramina.
The midshaft is slightly deeper than wide (Table 2). Faint ridges
show the dorsal extent of the dorsal interosseous muscles, running
from the dorsal tubercles behind the head proximally where they
join near the dorsal midshaft. The base lacks a styloid process and
has facets for the capitate, MC 2, and MC 4. The capitate facet is
wider dorsally than palmarly, and the ulnar portion is evenly
convex dorsopalmarly. The dorsoradial portion of the facet projects
~1.0 mm proximally. The dorsal and radial facets margins have
pronounced invaginations.
The MC 2 articulation has two facets: a large, slightly convex
dorsal one measuring 7.5 mm dorsopalmarly and 6.1 mm proximodistally and a small palmar one measuring 2.3 mm proximodistally and about 5.0 mm dorsopalmarly (estimate due to
slight abrasion damage). Between the facets is a recessed nonarticular area. The MC 4 articulation consists of a single dorsal facet
that is roughly trapezoidal in shape and mildly concave proximodistally. The facet measures 6.5 mm dorsopalmarly and 6.0 mm
proximodistally, with a maximum length of 7.9 mm (proximopalmar to distodorsal) and minimum of 4.9 mm (proximodorsal
to distopalmar). The dorsal nonarticular surface has a marked area
corresponding to the attachment site of the extensor carpi radialis
brevis muscle. The ridge is interrupted by a deep depression
slightly ulnar to the middle.
3.6. Right fourth MC (KNM-ER 47000G)
Preservation This specimen is the shaft of a fourth MC lacking the
base and head. The surface preservation is very good. Extensive
thin, subparallel striations of unclear origin are visible along the
dorsoradial surface. These marks do not resemble classic sediment
abrasion or rodent gnawing and may have been the result of
invertebrate activity. The color is dark, almost black, with the
exception of the light-colored exposed trabecular bone at the distal
end (Fig. 6).
Morphology This MC is gracile and has slight longitudinal curvature in the side view. In the palmar view, the shaft is straight. The
broken end of the distal shaft, near the base of the head, exposes
the cortical bone and some trabecular bone on the palmar side. The
distal end measures 8.5 mm dorsopalmarly and 8.3 mm radioulnarly. The cortical thickness measures 2.0 mm palmarly, 2.0 mm
radially, and 2.0 mm ulnarly. (The dorsal cortex is broken at this
level.) The midshaft is ovoid, slightly larger dorsopalmarly than
radioulnarly. Along the dorsal surface, faint ridges extend proximally from the epicondyle bases and converge near the base, at
about one-fourth of the length of the shaft. The base is broad (8.4mm preserved breadth) relative to the narrow shaft; at it is
narrowest on the proximal end, the shaft measures 6.9 mm
dorsopalmarly and 6.2 mm radioulnarly. The dorsal aspect of the
base preserves a small portion of the dorsoulnar projection.
We estimate that the original length was about 54 mm, based on
the anatomical comparisons with fourth MCs of humans, chimpanzees, and australopiths (Table 2).
3.7. Right third proximal phalanx (KNM-ER 47000H)
Preservation This specimen preserves the proximal half of an adult
proximal manual phalanx that is identified as belonging to the right
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B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
third digit. The break is roughly transverse and angled slightly
proximally. Thin laminae are missing from the dorsal surface of the
shaft. The remaining surface is very well preserved. The bone is
dark in color with mottled light patches on the surface (Fig. 7).
Morphology This phalanx is robust and exhibits notable curvature.
The flexor ridges are well developed, projecting farther palmarly
than the midline keel of the shaft, making the palmar shaft slightly
concave radioulnarly.
The basal palmar tubercles are pronounced, and the ulnar one is
broader (6.6 mm radioulnarly) than the radial one (5.2 mm radioulnarly). Continuous with the tubercles, the radial side of the base
corresponding to the attachment of the dorsal interosseous muscle
projects to the side more prominently than the ulnar side. There is a
distinct tubercle near the dorsoradial margin of the base that is
typical of hominin third proximal phalanges. This tubercle, in
addition to its large size relative to the other phalanges, provides
evidence that the bone belongs to the right third digit. The MC joint
is ovoid and concave, with greater RU curvature. The radial, dorsal
margin of the joint extends farther proximally (~0.8 mm) than does
the ulnar margin. The broken end of KNM-ER 47000H exposes
cortical bone that is so thick, it almost appears to lack a medullary
cavity altogether (<1 mm diameter; Fig. 7).
3.8. Right fourth proximal phalanx (KNM-ER 47000I)
Preservation This specimen is a complete adult manual proximal
phalanx, identified as most likely belonging to the right fourth digit.
The surface preservation is excellent, apart from some root etching
marks and minimal abrasion of the dorsal margin of the radial
condyle and proximal, palmar margin of the ulnar condyle. The
fossil has a light color (Fig. 7).
Morphology The phalanx is robust with a palmarly concave longitudinal curvature. The head is asymmetric, the radial condyle
wider and projecting further distally than the ulnar condyle; in the
palmar view, the radial condyle is 5.6 mm radioulnarly and the
ulnar condyle is 4.7 mm radioulnarly. In the palmar view, a ridge
runs from the base of the ulnar condyle proximally and radially to
the flexor ridge. The flexor ridges run most of the length of the shaft
and are very well developed. They project palmarly from the shaft,
creating a concave RU profile and a crescent-moon cross section.
At the base, the tubercles are prominent, and the ulnar tubercle
is slightly wider than its radial counterpart. The ulnar side of the
base also projects slightly more than the radial side owing mainly
to a dorsopalmar ridge corresponding to the attachment site of the
dorsal interosseous muscle. The MC joint has an oval facet with a
sharp dorsal margin.
3.9. Right fifth proximal phalanx (KNM-ER 47000J)
Preservation This specimen is a complete right adult manual
proximal phalanx. The bone is intact from the proximal end to the
head, where an oblique break separates a dorsoradial head fragment from the rest of the bone. The surface preservation is excellent (Fig. 7).
Morphology The phalanx is robust with a slight, palmarly concave
longitudinal curvature. The head is slightly asymmetric. The condyles project distally about the same extent, and the radial condyle
is slightly wider and more convex radioulnarly. In the palmar view,
the ulnar condyle has a thin (2.1 mm radioulnarly) joint surface that
extends 2.8 mm proximally. The flexor ridges are pronounced and
Figure 7. Various views of the manual phalanges: KNM-ER 47000H (PP 3) (left), KNMER 47000I (PP 4) (center), and KNM-ER 47000J (PP 5) (right). From top to bottom, all
bones are shown in dorsal, palmar, radial, proximal, and distal views. PP, proximal
phalanx.
B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
11
run virtually the entire length of the shaft. From the sides of the
shaft, they project almost as far palmarly as the apex of the shaft's
midline surface, giving the cross section a semicircular shape.
However, shallow grooves separate the ridges from the midline
keel of the shaft.
At the base, the basal tubercles are well developed. The ulnar
tubercle is larger and connects distally to the midline keel via a
ridge. This ridge is absent on the radial side, making the palmar
aspect of the base asymmetric. The ulnar side of the base features a
tubercle corresponding to the attachment of the abductor digiti
minimi muscle. The MC articular surface is an ovoid joint, broader
and more strongly concave radioulnarly, and slightly dorsally canted relative to the shaft.
surface scans of original specimens collected by J.M. Plavcan and
C.V. Ward. Our extant comparative sample is the same as that in the
study by Lague (2015) and consists of 65 adult humeri representing
four hominid species. Before making shape comparisons, we used
generalized orthogonal least-squares Procrustes analysis (Gower,
1975) to superimpose raw landmark configurations into the same
shape space (via tpsRelw software; Rohlf, 2010). Semilandmarks
were allowed to slide along the diaphyseal outline using the criterion of minimized bending energy (Bookstein, 1997). Procrustes
distances (Dp) were calculated as a measure of overall shape
dissimilarity (Rohlf, 1999; Zelditch et al., 2012).
4. Materials and methods
The two diaphyseal fractures on KNM-ER 47000B provide
excellent views of cortical bone at sections that are very close (if not
identical) to those typically used for analyzing the cross-sectional
geometric properties of fossil and modern hominin humeri (i.e.,
35% and 50% of humerus length from the distal end). A detailed
analysis of the cross-sectional geometric properties of KNM-ER
47000B may be found in the study by Lague et al. (2019a). Here,
we present an alternative means of assessing the relative bending
strength of KNM-ER 47000B that uses distal articular breadth and
therefore does not require estimates of body mass or humerus
length.
Periosteal and endosteal contours of the ~35% section were
digitally traced on a photographic image to avoid incorporation of
noncortical material in defining the edge of the medullary cavity
(see also figure 1 from the study by Lague et al., 2019a). The
resulting binary image (with cortical bone represented in black)
was imported into ImageJ software (Schneider et al., 2012) to
calculate cross-sectional properties using the MomentMacroJ plugin (version 1.4B; available at http://www.hopkinsmedicine.org/
fae/mmacro.html). The image was size calibrated by matching
distances in pixels to known distances (in mm) recorded from the
fossil. Diaphyseal strength was assessed by the section modulus (Z;
mm3), which is calculated by dividing the polar second moment
area (J; mm4) by the maximum radius. The polar section modulus of
KNM-ER 47000B was assessed relative to distal humeral articular
breadth (HDARTML) using regression equations published by Ruff
et al. (2016). In particular, we calculated the relative deviation (in
standard error units) of KNM-ER 47000B from published regression
equations (Zp against HDARTML) for both modern humans and
chimpanzees. In this way, the humeral strength of KNM-ER 47000
could be compared with that expected for Homo and Pan (based on
HDARTML) and with that of other fossil hominin humeri examined
by Ruff et al. (2016). Although the distal articular surface of KNM-ER
47000B is incomplete, we estimated HDARTML to be 41.6 mm from
linear regressions of HDARTML against trochlear width for a sample
of 65 extant hominids (Homo, Pan, Pongo, Gorilla; Lague, 2015) and
15 fossil hominins (R ¼ 0.96, P < 0.001). Our analysis of humeral
strength includes a range of reasonable values for the HDARTML of
KNM-ER 47000B (40e43 mm).
4.1. Scapular shape
Two scapular shape variables were considered to assess glenohumeral joint (ventral bar/glenoid angle) and scapular spine
orientation (axillary border/spine angle). These two variables
enable comparison of KNM-ER 47000 with representatives of
Australopithecus afarensis (A.L. 288-1 [first order cast from the
Cleveland Museum of Natural Sciences] and KSD-VP-1/1 [data from
the study by Melillo, 2016]), Australopithecus africanus (Sts 7 and
StW 162 [original fossils]); Australopithecus sediba (MH2 [threedimensional printed cast provided by S.E. Churchill]), Homo
ergaster or early African Homo erectus (KNM-WT 15000 [actual
fossil]), and Homo floresiensis (LB6/4; data from the study by Larson
et al., (2009)). All of the fossil specimens in this study are adults
with the exception of KNM-WT 15000. Because this fossil is closest
to KNM-ER 47000A within our sample in both space and geological
time, this specimen was included together with a comparative
sample of extant individuals representing similar developmental
ages. This enabled more appropriate comparisons between the
fossil and extant samples.
Comparative data were collected on scapulae from adult and
adolescent modern humans (Homo sapiens [n ¼ 160]) and great
apes (Pan troglodytes [n ¼ 209], Gorilla gorilla [n ¼ 207], and Pongo
pygmaeus [n ¼ 86]) using an Immersion MicroScribe G2 digitizer.
Angle calculations were performed using R (Ihaka and Gentleman,
1996) by defining a plane on the scapula using three of the four
points (which are roughly coplanar) that define the two lines
forming the angle of intersection (Green, 2013; Green and
Alemseged, 2012). Given that KNM-ER 47000A and several of the
comparative fossil specimens are fragmentary, some modifications
from the methods outlined in the study by Green (2013) were
required; see the study by Green et al. (2018) for a more complete
discussion.
4.2. Distal humeral diaphysis shape
Previous research has demonstrated that a transverse section
through the distal humeral diaphysis (at about 19% of humerus
length from the distal end) is particularly informative for taxonomic identification among Lower Pleistocene hominins (Lague,
2015; Senut, 1981; Susman et al., 2001). KNM-ER 47000B was
added to the multivariate analysis presented in the study by Lague
(2015). For each specimen, 60 two-dimensional coordinates were
collected from the surface outline of a transverse section through
the distal diaphysis (located at ~19%), including two “type 2”
landmarks (i.e., the most medial and lateral points of the section)
and 29 sliding semilandmarks on both the anterior and posterior
surfaces. For the majority of fossils (including KNM-ER 47000B), the
cross-sectional profiles were collected from three-dimensional
4.3. Diaphyseal strength of the humerus
4.4. Humerus and ulna length
Two of us (B.G.R. and M.R.L.) independently estimated humerus
length by visual inspection against humeri of modern apes,
humans, and early Pleistocene humeri (especially KNM-ER 739,
which is larger but closely resembles the morphology of KNM-ER
47000B). These visual comparisons independently yielded similar
length estimates of 300 mm. Geometric morphometric scaling
down of KNM-ER 739 to a best fit with KNM-ER 47000 was used as
an alternative way to estimate its length. The maximum length of
KNM-ER 739 (which is missing only its head) was estimated by
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B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
adapting the methods described by Gunz et al. (2009) to reconstruct missing anatomy. A thin plate spline interpolation yielded
multiple reconstructions based on different reference specimens
(i.e., 41 specimens of extant H. sapiens, P. troglodytes, and Pongo sp.).
Our average thin plate splineebased maximum length estimate for
KNM-ER 739 is 329 mm, which is nearly identical to McHenry's
(1973) estimate of 328 mm. Scaling down KNM-ER 739 to best fit
KNM-ER 47000 produced an estimate of 300 ± 20 mm for KNM-ER
47000, bolstering the previous estimate based on visual
comparisons.
By visually comparing the ulnar fragments to intact modern
human, chimpanzee, and some fossil hominin ulnae (e.g., OH 36,
A.L. 438, Omo L90-19), the original length was estimated to be
between 290 and 300 mm. Geometric morphometric methods best
fitting modern ape and human ulnae to the proximal main fragment produced an estimate of 282 ± 5 mm (Table 2).
Figure 8. Standard box and whisker plots of (A) ventral bar/glenoid and (B) axillary border/spine angles across extant taxa and fossil individuals. Given that the KNM-WT 15000
fossil is a subadult, fossils were compared with like-aged (i.e., “adolescent” and adult) extant specimens to limit the potential for ontogenetic influences on shape. The Australopithecus fossils have more cranially oriented glenoid fossae than those of modern Homo, KNM-ER 47000A, and KNM-WT 15000, all of which display more laterally oriented joints.
With the exception of Sts 7 and KNM-ER 47000A, most fossil taxa have spine orientations that are more horizontal, falling either within the modern Homo or Pongo range. Boxes
encompass the middle 50% of the data range, the central line represents the median value, and the whiskers extend from the lower 10% to the upper 90% of the samples.
B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
13
Figure 9. Comparison of KNM-ER 47000 with extant and fossil humeri. KNM-ER 6020 and KNM-ER 47000 are depicted with estimated regions of missing bone (black lines). Apart
from KNM-WT 15000, all the depicted fossil humeri are hypothesized to belong to P. boisei (Lague, 2015; Lague et al., 2019b).
4.5. Relative size and shape of the humerus and hand
Robusticity of the first MC was assessed by comparing ML
breadth of the midshaft relative to the ML breadth of the humerus
at both midshaft (~50% of total length) and at 25% of total length
(from the distal end). Midshaft MC 3 breadth also served as a
comparative measure of MC 1 breadth. In addition, intrinsic hand
dimensions were assessed by comparing total MC 1 length and MC
Figure 10. Analysis of distal diaphyseal shape variation of the humerus (~20% section) based on Procrustes-aligned coordinate data (see the study by Lague, 2015 for details). (A)
Procrustes distances between KNM-ER 47000B and other fossil hominin humeri. The horizontal dashed lines represent median distances associated with australopiths (lower) and
fossil Homo (upper), respectively. KNM-ER 47000B is far more similar, on average, to specimens of the former group than to specimens of the latter group. (B) Standard box plots
representing distributions of Procrustes distances calculated between individual and extant hominid specimens and species means. Samples are from the study by Lague (2015) and
include H. sapiens (n ¼ 21), P. troglodytes (n ¼ 21), G. gorilla (n ¼ 12), and P. pygmaeus (n ¼ 11). The 65 “intraspecific” values were calculated as the distance of each extant individual
to their own species mean. For each specimen, Procrustes distances were also calculated to each of the three contraspecific species means; the resulting 195 distance values
comprise the “intergeneric” distribution. Symbols: diamonds ¼ specimens associated with taxonomically diagnostic craniodental material; squares ¼ specimens identified with
conventional taxonomic allocation (e.g., based on provenience); circles ¼ specimens identified by Lague (2015).
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B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
3 length. In addition to KNM-WT 15000, representatives of
A. sediba, A. afarensis, A. africanus, H. naledi, and H. neanderthalensis
were included in the comparisons. Comparative data were
collected from a sample of modern humans (H. sapiens [n ¼ 51 for
MC comparison and n ¼ 51 for humerus]) and great apes
(P. troglodytes [n ¼ 43 and n ¼ 62, respectively], Gorilla sp. [n ¼ 56
and n ¼ 67, respectively], and Pongo sp. [n ¼ 33 and n ¼ 20,
respectively]). KNM-WT 15000, MH2 (A. sediba), and StW 418
(A. africanus) were measured on original specimens by B.G.R. and
D.J.G. A. afarensis data are from the study by Bush et al. (1982).
H. naledi data are from the study by Kivell et al. (2015), and
Neanderthal data are from the study by Trinkaus (1983) and T.L.
Kivell and S.E. Churchill (pers. comm.). Finally, phalangeal curvature was assessed by comparing the included angle of manual
proximal phalanges (as defined by Richmond, 1998) relative to
phalangeal length. In addition to KNM-ER 47000I and J, Orrorin
tugenensis (BAR 3490 00) and seven A. afarensis specimens (A.L. 2881; A.L. 333-33, -57, -93, 333w-4, 333x-13a, -19) comprised the
comparative fossil data set. All fossil and comparative extant data
(H. sapiens [n ¼ 42], Pan [n ¼ 17], Gorilla sp. [n ¼ 43], and Pongo sp.
[n ¼ 48]) were collected by B.G.R.
5. Results
5.1. Scapula
Both KNM-ER 47000A and KNM-WT 15000 have ventral bar/
glenoid angles that approach the modern human mean and fall in
the upper ranges observed for nonhuman hominids. This
morphology is indicative of a more derived, laterally oriented
shoulder joint than typically occurs in apes and contrasts with the
more cranial (ape-like) glenoid orientation seen in Australopithecus
(Fig. 8). At the same time, the KNM-ER 47000A scapula possesses an
obliquely oriented spine that suggests a narrow, long infraspinous
region reminiscent of modern apes. Raw and comparative metrics
for KNM-ER 47000A may be found in the study by Green et al.
(2018).
5.2. Humerus
The overall anatomy of KNM-ER 47000B strongly resembles the
morphology observed for multiple fossil specimens attributed to
P. boisei, including KNM-ER 739, KNM-ER 1504, and KNM-ER 6020
Figure 11. Diaphyseal strength of fossil hominin humeri (35% section) relative to that observed in modern humans (A) and chimpanzees (B), along with transverse fracture surfaces
(C) observed on KNM-ER 47000B at approximately 50% and 35% of humerus length (measured from the distal end). Values on the chart represent relative deviations (RDs, in
standard error units) from published regression equations (Ruff et al., 2016) for diaphyseal strength (polar section modulus; Zp) against distal humeral articular breadth (HDARTML).
RD values for fossils other than KNM-ER 47000B (red dot: Zp ¼ 1678, HDARTML ¼ 41.6 mm) are from the study by Ruff et al. (2016). Dotted lines above and below the red dot
represent RD values associated with a range of reasonable estimates for the HDARTML (40e43 mm) of KNM-ER 47000. Fossil specimens with RD values closer to zero have Zp closer
to the predicted value for the given regression (Homo or Pan); specimens within the shaded areas are within the 95% confidence interval of the given regression line. KNM-ER
47000B is similar to australopiths (green circles), and different from fossil Homo (blue hexagons), in having high relative humeral strength comparable with that of chimpanzees.
B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
(Fig. 9). These specimens share a unique elbow morphology that
includes a highly projecting medial epicondyle, a relatively shallow
olecranon fossa, relatively wide medial and lateral pillars, and a
deep trochlear central sulcus (Lague and Jungers, 1996; Lague et al.,
2019b). KNM-ER 47000B is particularly similar in its preserved
diaphyseal and elbow morphology to KNM-ER 739, a larger and
more complete 1.5 Ma specimen from Ileret.
The outline of the ~19% diaphyseal section on KNM-ER 47000B is
more similar to that of australopiths (Paranthropus, Australopithecus) than to that of fossil Homo specimens (H. habilis,
H. erectus, H. naledi) (Fig. 10; Lague et al., 2019b). Diaphyseal shape
differences between KNM-ER 47000B and australopith humeri are
comparable with the relatively small differences observed within
extant hominid species. In contrast, shape differences between
KNM-ER 47000B and fossil Homo specimens are more consistent
with observed intergeneric differences. Among fossil humeri
associated with taxonomically diagnostic craniodental material,
KNM-ER 47000B is most similar to OH 80 (P. boisei), TM 1517 (P.
robustus), and A.L. 288-1 (A. afarensis).
KNM-ER 47000B is clearly characterized by very thick cortical
bone, as also reported for the P. boisei humerus from the Olduvai
Gorge (OH 80-10) (Domínguez-Rodrigo et al., 2013). The more
distal of the two diaphyseal fractures on KNM-ER 47000B is at
approximately the same section level (35%) as the proximal fracture
surface of OH 80-10, and the two specimens share thick cortical
bone and an unusually small medullary cavity (Lague et al., 2019a).
The diaphyseal strength (polar section modulus; Zp ¼ 1678 mm3) of
KNM-ER 47000B at this section can be assessed using published
regression equations for Zp against distal articular breadth (Ruff
et al., 2016). KNM-ER 47000B is similar to specimens attributed
to Australopithecus (A.L. 288-1, StW 431) and P. boisei (KNM-ER 739)
in having humeral strength (relative to articular size) that is high
compared with that of modern humans and similar to that of
15
chimpanzees (Fig. 11). The cortical robusticity of this specimen
reflects extreme bending/torsional strength that is consistent with
habitual use of the upper limbs for arboreal climbing (Lague et al.,
2019a). A complete account of raw and comparative metrics for
KNM-ER 47000B may be found in the study by Lague et al. (2019a,
b).
5.3. Ulna
The ulnar shaft bears a strongly projecting supinator crest. A
distinct and very prominent interosseous crest rises anteromedially
from the shaft and extends to the distal end of the shaft at the level
of the pronator quadratus attachment. The crest is so pronounced
that along much of the shaft, the cross section has a teardrop shape
with a mildly concave lateral border (Fig. 5).
The broken ends expose very thick cortical bone, providing
additional evidence of great upper limb strength (Ruff et al., 2006).
The ulna shows a substantial longitudinal curvature, similar to that
of great apes and OH 36, the robust ulna from the Olduvai Gorge
(Fig. 12). The curvature similarity is noteworthy in that OH 36 has
been hypothesized to represent P. boisei (Aiello et al., 1999; Lague
et al., 2019b; McHenry et al., 2007). Using an estimated ulnar
length of 282 mm, the ulna:humerus proportions (94% [92e100%,
considering the range of morphometric and anatomical ulna estimates, holding humerus estimate at 300 mm]) are comparable with
those of A. afarensis (94e95% [A.L. 288-1: ulna ¼ 222e226 mm,
humerus ¼ 237 mm; Johanson et al., 1982; Kimbel et al., 1994;
Nachman et al., 2018]) and A. sediba (91%; [UW88-62:
ulna ¼ 246 mm and UW88-57: humerus ¼ 270 mm, lengths
measured by B.G.R.]). These estimates suggest brachial proportions
shorter than those typical for modern Pan, longer than those typical
for modern humans, and comparable with those of earlier australopiths (Churchill et al., 2013).
Figure 12. Comparison of KNM-ER 47000 with extant and fossil ulnae. KNM-ER 47000 exhibits a similar diaphyseal curvature as OH 36 (Upper Bed II, Olduvai Gorge), which most
likely also represents P. boisei (Aiello et al., 1999; Lague et al., 2019b; McHenry et al., 2007).
16
B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
5.4. Hand
The KNM-ER 47000E MC 1 is primitive in its gracility relative to
humeral shaft dimensions, more similar to that seen in A. sediba,
and distinct from the relatively broad MC 1 of (possibly) H. erectus
and more derived members of Homo (Fig. 13). In the palmar view,
the shaft is parallel sided like A.L. 333w-39 unlike SKX5020 from
Swartkrans (attributed to Homo) and H. naledi (Kivell et al., 2015;
Richmond et al., 2016). The beak-like projection on the basal
palmar surface of the saddle joint (as opposed to the “beak-like”
projection described in some hominin MC 1 heads) is more
rounded in comparison with the fairly pointed projections in A.L.
333-58 and A.L.333w-39. The MC 1 trapezium facet is much more
curved than that in modern humans and more closely resembles
the condition in several other early hominin taxa (e.g., SKX5020,
SK84, Stw418, A.L. 333w-39). The absence of a styloid process on
the KNM-ER 47000F MC 3 is a primitive feature shared with Australopithecus. Both MCs 3 and 4 of KNM-ER 47000 have a dorsally
convex longitudinal curvature, similar to that seen in MCs attributed to A. afarensis (e.g., A.L.333-16, A.L.333-56; Bush et al., 1982).
The MC 1 shaft is also gracile with respect to the midshaft
breadth of the MC 3 shaft. In this particular comparison, there is
Figure 13. Mediolateral midshaft metacarpal 1 breadth compared with (A) midshaft humeral ML breadth and (B) ML breadth at 25% of total humerus length (from the distal end) as
a measure of relative first metacarpal robusticity (all units are millimeters). KNM-ER 47000 and MH2 have primitive, ape-like humerus and metacarpal proportions, with a wide
n C1 and Shanidar (Shanidar 3 humerus
distal humerus shaft and pronounced brachioradialis flange and narrow thumb metacarpal. In contrast, KNM-WT 15000 and the Tabu
combined with the Shanidar 4 MC 1) Neanderthals show a derived, humanlike anatomy combining a robust thumb with a relatively gracile humerus. These fossils show that early
Pleistocene hominins differed substantially in postcranial and craniodental anatomy. ML, mediolateral; MC, metacarpal.
B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
more overlap between the Homo and Gorilla samples; KNM-ER
47000, along with A. afarensis and A. africanus, falls among this
area of overlap. In contrast, and despite having absolutely narrower
MCs than the modern sample, A. sediba and H. naledi appear to lie
along the modern human trend line (as does the Shanidar Neanderthal) (Fig. 14). Estimated MC 1:MC 3 length proportions of the
KNM-ER 47000 are comparable with those of modern humans
(Fig. 14) and are consistent with more humanlike thumb:hand
length proportions in A. africanus, A. sediba, and primitive Homo
taxa, where the relevant fossils have been recovered (Green and
Gordon, 2008; Kivell et al., 2011, 2015; Richmond et al., 2016).
17
KNM-ER 47000 also has short fingers relative to MC lengths (MC 3
and MC 1), similar to the proportions in A. sediba and modern
humans.
The KNM-ER 47000I and J (4th and 5th) proximal phalanges
show a curvature (included angle) that is on par with O. tugenensis
and A. afarensis, greater than that seen in modern humans, and near
the area of overlap between Pan and Gorilla (Figs. 7 and 15). The
phalanges display extremely thick cortical bone, to the point that
the midshaft has almost no medullary cavity. The cortical bone is
thick even compared with suspensory hominoids such as siamangs
(Richmond, 2007), indicating that the phalanx was capable of
Figure 14. Comparative intrinsic hand proportions. (A) KNM-ER 47000 has a long thumb relative to the hand, like modern humans and unlike great apes. Estimated MC 1:MC 3
proportions are comparable with those of other early hominin taxa including representatives of A. afarensis (A.L. 333w-39 [MC 1]; A.L. 333w-16 [MC 3]), A. africanus (StW 418 [MC
n C1). (B) The midshaft breadth comparison of MC 1 and MC 3 also
1]; StW 64 and 68 [MC 3]), A. sediba (MH2), H. naledi (Hand 1), and H. neanderthalensis (Shanidar 3 and Tabu
demonstrates the relatively gracile nature of the KNM-ER 47000, A. afarensis, and A. africanus MC 1s compared with modern humans, the Shanidar Neanderthal, A. sediba, and
H. naledi. All units are millimeters. MC, metacarpal.
18
B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
withstanding considerable loading. Compared with hominin
proximal phalanges from Swartkrans (e.g., SK22431, 22741, 22511
5018), KNM-ER 47000 phalanges have more pronounced flexor
ridges that project farther palmarly and extend farther proximally
and distally along the shaft. In total, this makes the shaft wider
mediolaterally with respect to the articular ends. In this regard, the
KNM-ER 47000 proximal phalanges are more similar to proximal
phalanges from Hadar (e.g., A.L.333-63, A.L. 333w-4). The KNM-ER
47000 phalanges are also similar to the Hadar phalanges in degree
of longitudinal curvature and shape (Fig. 15), but KNM-ER 47000
phalanges are wider mediolaterally relative to their length.
6. Discussion
The Okote Member (1.4e1.6 Ma) near Ileret has yielded taxonomically identifiable craniodental remains of three hominin taxa:
H. erectus, H. habilis, and P. boisei (Constantino and Wood, 2007;
Spoor et al., 2007). The northern areas of the Koobi Fora Formation include some of the most intensively prospected and studied
paleoanthropological regions in Africa, with a half-century of
active research and sampling, making it unlikely that any other
hominin taxon lived there at the time and has remained
undetected.
This article presents a description of the KNM-ER 47000 forearm
and hand with additional commentary on the shoulder and arm
(Fig. 16); the latter two elements are more thoroughly considered in
the studies by Green et al. (2018) and Lague et al. (2019a, b),
respectively. Comparisons with fossils reliably attributed to
H. erectus, H. habilis, and P. boisei provide strong evidence that
KNM-ER 47000 can be attributed to P. boisei. These taxa differ from
one another in the diaphyseal shape of the distal humerus (Lague,
2015), one of the few anatomical regions preserved in OH 80, the
only fossil to date with postcrania associated with uncontested
P. boisei craniodental anatomy (Domínguez-Rodrigo et al., 2013). As
noted previously, KNM-ER 47000's distal humerus shape matches
that of OH 80 and other humeri now attributable to P. boisei, as well
as humeri of P. robustus and Australopithecus.
Comparisons among KNM-ER 47000 and broadly sympatric,
contemporaneous fossils are vital with regard to taxonomic considerations. As demonstrated previously, there are striking differences between KNM-ER 47000 and KNM-WT 15000, in particular,
in scapular, humeral, ulnar, and hand anatomy, reinforcing our
contention that these fossils do not represent the same taxon.
Figure 15. Comparative phalangeal curvature (phalangeal length is reported in millimeters). The included angle for both KNM-ER 47000I and J is comparable with that
observed for A. afarensis and O. tugenensis proximal phalanges. These fossils all exhibit
curvature values similar to those of Gorilla and Pan and greater curvature than that
observed in modern Homo. KNM-ER 47000I is represented by the empty triangle;
KNM-ER 47000J is the gray-shaded triangle next to O. tugenensis.
Furthermore, the KNM-ER 47000B humerus is larger than that of
KNM-ER 3735 and OH 62, both of which are attributed to H. habilis.
KNM-ER 47000B is nearly double the size of OH 62 in the cortical,
medullary, and total subperiosteal area at the midshaft (~50%)
(Lague et al., 2019a). It is also larger than KNM-ER 3735 in most
measurements of the distal humerus and in overall distal humeral
size (Lague et al., 2019b). At the same time, KNM-ER 47000B is on
the smaller end of the range of humerus fossils previously attributed to P. boisei (Lague et al., 2019b). The KNM-ER 47000 ulna is also
smaller than OH 36 (Fig. 12), another purported representative of
P. boisei (Aiello et al., 1999; McHenry et al., 2007). Such variation
might be consistent with high levels of size dimorphism observed
in P. boisei craniodental fossils (Silverman et al., 2001).
KNM-ER 47000 has a narrow, gracile thumb MC and broad distal
humerus shaft. In contrast, KNM-WT 15000 has a derived, modern
humanlike broad, robust thumb MC coupled with a narrow, gracile
humerus shaft (Fig. 13). Some researchers (Walker and Leakey,
1993) have been hesitant about the attribution of specimens “BU”
and “BV” to the KNM-WT 15000 skeleton as right and left MC 1s,
respectively, based on their lack of epiphyses and provenance. If
these bones do not belong to KNM-WT 15000 (or if they are not
MCs), there would be no MC 1s currently known for H. erectus.
Nonetheless, there remains the stark difference in humeral size and
shape between KNM-ER 47000 and KNM-WT 15000, and the KNMER 47000E MC 1 is gracile compared with modern human MC 1
morphology.
The gracile thumb coupled with the lack of an MC 3 styloid
process adds evidence to the conclusion that KNM-ER 47000
should not be attributed to H. erectus (see also the studies by Green
et al., 2018; Lague et al., 2019a, b). Although more projecting than
that of KNM-ER 47000, the styloid processes of H. naledi MC 3s are
described as absent with respect to the typical presentation in more
derived members of the genus Homo (Kivell et al., 2015). This evidence challenges the notion that a prominent styloid process
evolved as a suite of integrated carpometacarpal features early in
the evolution of the genus Homo. Alternatively, a prominent MC3
styloid process may characterize the adaptive suite of more derived
members of the genus Homo, possibly including H. erectus (Ward
et al., 2014). As such, the morphology of the KNM-WT 51260 MC
(Ward et al., 2014) further supports the notion that KNM-ER 47000
is not a member of the genus Homo, at least as it pertains to
contemporaneous, eastern African representatives.
Hand proportions show that P. boisei, like earlier australopith
species, had the capacity for fine precision grips (Kivell et al., 2011;
Richmond et al., 2016). The H. naledi material further demonstrates that the lack of an MC 3 styloid process coupled with
curved phalanges does not appear to have precluded stone tool
use in P. boisei (Kivell et al., 2015). This raises interesting questions
about whether or not the tools found at the many archaeological
sites containing P. boisei fossils were used, transported, or even
made by P. boisei. This is not to suggest that Homo did not make
and use stone toolsdit is incontrovertible that H. erectus made and
used stone tools, since both persisted after the extinction of
P. boisei. The question remains whether or not P. boisei made and
used them as well and, if so, to what degree and capacity and in
what contexts?
To be sure, P. boisei lacked derived adaptations seen in later
representatives of the genus Homo, including the lack of thumb
robusticity. Robust thumb anatomy is not required to make and
use stone tools, however, because they appear in the archaeological record long before thumb robusticity evolved (Braun
et al., 2019; Harmand et al., 2015; McPherron et al., 2010;
Semaw et al., 1997). Recent experimental results have been
somewhat equivocal with regard to the magnitude of loads
experienced by the thumb during tool making, thus
B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
19
Figure 16. Summary of the principal features of the preserved upper limb elements associated with the KNM-ER 47000 remains. MC, metacarpal.
confounding the relationship between these activities and the
evolution of the robust modern human thumb. Williams et al.
(2012) showed that skilled knappers did not experience high
mechanical loads on the thumb, whereas Rolian et al. (2011) and
Williams-Hatala et al. (2018) did find higher thumb loading in
novice tool makers. The thumb applies higher forces and experiences elevated loads when using precision pinch grips during stone tool use. As such, robust thumbs are capable of
generating these high precision grip forces and withstanding
greater stresses (Williams et al., 2012). In addition to evolving
greater robusticity, the thumb evolved a larger and more diverse
musculature (Diogo et al., 2012), evolved a derived wrist
structure (Tocheri et al., 2008), and became hyperopposable in
later Homo (Richmond et al., 2016). The origin of thumb
robusticity in H. erectus occurred long after the advent of the
earliest stone tools. Meanwhile, contemporary hominins such as
P. boisei retained more primitive anatomy overall, supporting the
hypothesis that the intensification of making and using
toolsdrather than the origin of these behaviorsddrove much of
the evolution of derived modern human hand anatomy.
Multiple sources of evidence show that the Paranthropus upper limb was adapted to strong loads. Very thick cortical bone
throughout the upper limb skeleton, features of the elbow joint,
and notably curved phalanges provide compelling evidence that
P. boisei habitually used its upper limbs with far greater mechanical activity than typically seen in modern humans today.
Like its australopith predecessors (Green et al., 2007; Ruff et al.,
2016; Susman et al., 1985), P. boisei most likely climbed trees as
part of its typical activity regime. A more laterally oriented glenohumeral joint implies that arboreal locomotion may have been
a smaller part of the positional repertoire of P. boisei than has
been suggested for taxa like A. afarensis, but apart from this,
KNM-ER 47000 exhibits a suite of features that are consistent
with arboreal climbing.
The discovery of the upper limb and hand of P. boisei provides
conclusive evidence of divergence among early Pleistocene hominins in postcranial and craniodental anatomy. Such divergence
could be the product of competitive displacement in adaptive niche
space between contemporary, potentially cohabiting, species that
are similar in so many respects. Much remains to be learned about
the postcranial anatomy of P. boisei, various species of earliest
Homo, when and why they went extinct, and how and why
H. erectus persisted and thrived.
Acknowledgments
This research would not have been possible without the support
and assistance of the Ileret Community. Research was facilitated by
a research permit issued to the collaborative project that included
the National Museums of Kenya and colleagues at The George
Washington University issued by the National Council of Science
and Technology. We are also grateful for the continued enthusiasm
and support of the students of the Koobi Fora Field School. We
thank Hannah Carter-Menn and Kathryn C. Braun, in particular, for
their roles in organizing the fieldwork between 2005 and 2010,
during which many of the fossil specimens were recovered. We are
grateful to Sarah Elton, Tracy Kivell, and an anonymous reviewer for
their comments on an earlier draft of this manuscript. We thank J.
Michael Plavcan, Carol Ward, Manuel Dominguez-Rodrigo, Fabio Di
Vincenzo, Steve Churchill, Tracy Kivell, Stephanie Melillo, Susan
Larson, and William Kimbel who provided casts, three-dimensional
surface scans, and data of fossil specimens for comparison with the
KNM-ER 47000 specimens. This work was supported by the National Science Foundation (BCS-0647557, -0924476, -1128170,
-1515054; DGE-9987590, -0801634), the Humboldt Foundation, the
George Washington University Facilitating Fund, and grants from
the Wenner-Gren Foundation and the Leakey Foundation (to J.M.
Plavcan and C.V. Ward).
20
B.G. Richmond et al. / Journal of Human Evolution 141 (2020) 102727
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