Copyright # Munksgaard 2001
Eur J Haematol 2001: 67: 35–44
Printed in UK. All rights reserved
EUROPEAN
JOURNAL OF HAEMATOLOGY
ISSN 0902-44441
Non-immune chronic idiopathic neutropenia
of adult: an overview
Papadaki HA, Palmblad J, Eliopoulos GD. Non-immune chronic
idiopathic neutropenia of adult: an overview.
Eur J Haematol 2001: 67: 35–44. # Munksgaard 2001.
Helen A. Papadaki1,
Jan Palmblad2,
George D. Eliopoulos1
1
Abstract: There is strong evidence that non-immune chronic idiopathic
neutropenia of adult is a cytokine-mediated syndrome characterized
by (a) neutropenia of varying degree associated with a low number of
lineage-specific CD34+ cells and increased production of inhibitors of
hematopoiesis, including transforming growth factor-b1 and tumor
necrosis factor-a; (b) lymphopenia due to selective loss of primed/
memory T-cells and NK cells; (c) increased splenic volume on
ultrasonography in 48.1% of patients; (d) osteopenia and/or
osteoporosis in 60.0% of patients; (e) anemia, mostly of the type of
anemia of chronic disease, in 15.6% of patients; (f) features of chronic
antigenic stimulation, including increased proportion of bone marrow
plasma cells, increased serum levels of IgG1 and/or IgA, increased
frequency of monoclonal gammopathy of undetermined significance,
increased frequency of antinuclear antibodies with specific reactivity,
and increased serum levels of circulating immune complexes; and
(g) increased concentrations of a variety of macrophage-derived proinflammatory cytokines and chemokines capable of affecting bone
metabolism, bone marrow function, and leukocyte trafficking. All
these findings are suggestive of the existence of an unrecognized lowgrade chronic inflammatory process which may be involved in the
pathogenesis of the disorder. Neutropenia in these patients is probably
the result of a combination of at least three factors, reduced
neutrophil production in bone marrow, enhanced neutrophil extravasation, and increased sequestration and/or extravasation of
neutrophils into the spleen.
Chronic idiopathic neutropenia (CIN) is a widely
used descriptive term denoting the ‘‘unexplained’’
reduction in the number of circulating neutrophils
below the lower limit of the normal distribution in
a given ethnic population for prolonged period of
time, namely for more than three months (1–3).
At least two types of the condition can be
recognized, immune-mediated CIN due to antineutrophil antibodies (1–10), neutrophil-associated
immunoglobulin (11), circulating immune complexes (12), antibodies to myeloid precursors (13),
or cell-mediated suppression of myelopoiesis (14),
and non-immune CIN due to unknown cause and
pathogenetic mechanism. However, during the last
Department of Haematology of the University of Crete
School of Medicine, University Hospital of Heraklion,
2
Crete, Greece and Department of Medicine, The
Karolinska Institutet at Huddinge University Hospital,
Stockholm, Sweden
Key words: non-immune chronic idiopathic
neutropenia of adult; pro-inflammatory cytokines and
chemokines; leukocyte trafficking; low-grade chronic
inflammation; chronic antigenic stimulation;
osteopenia; osteoporosis
Correspondence: Helen A. Papadaki, Assistant
Professor of Haematology, University Hospital of
Heraklion, PO Box 1352, Crete, Greece
Tel: +30 81 392.805
Fax: +30 81 318.028
e-mail:
[email protected]
Accepted for publication 18 February 2001
few years, evidence is accumulating that nonimmune CIN of adult (NI-CINA) is probably
mediated by pro-inflammatory cytokines and
chemokines (15–17), and may constitute a separate syndrome presented with a variety of clinical
manifestations and laboratory findings suggestive
of the existence of an underlying low-grade
chronic inflammatory process possibly involved
in the pathogenesis of the disorder (15–22).
In this paper we summarize recently acquired
knowledge on NI-CINA in an attempt to outline its
possible pathogenetic mechanism. The basis is an
extensive evaluation of a Cretan population. Other
NI-CINA-like patient cohorts are also presented;
35
Papadaki et al.
however, due to differences in the investigational
approach, it is not possible to make full comparisons at this time.
Diagnostic criteria and grading
Diagnostic criteria of NI-CINA are listed in Table 1
(15, 20). The condition can be identified among
other types of chronic neutropenia by its acquired
character, usually benign outcome, lack of chromosomal abnormalities, negative tests for antineutrophil antibodies, lack of history of exposure to
ionizing irradiation, contact with chemical compounds or intake of drugs capable of causing
neutropenia, and lack of clinical and/or laboratory
evidence for any underlying disease to which
neutropenia could be ascribed (15, 18, 20).
Despite the fact that many of these criteria are
exclusion criteria, this definition seems to describe a
rather homogeneous subset of patients with ‘‘unexplained’’ chronic neutropenia. Other NI-CINA-like
entities with more pronounced susceptibility to
infections have also been described (23).
On the basis of the number of circulating
neutrophils in the Cretan patient population,
neutropenia has been characterized as ‘‘mild’’ if
the number of neutrophils ranged from 1800 to 2499
per ml of blood (18, 24), ‘‘moderate’’ if it ranged
from 500 to 1799 per ml, and ‘‘severe’’ if it was below
500 per ml of blood. The term ‘‘agranulocytosis’’
was restricted to cases of severe neutropenia with
neutrophil counts below 100 per ml of blood (24),
while that of ‘‘pronounced neutropenia’’ was often
applied to denote all cases of moderate and severe
neutropenia taken together (15, 18, 20). Admittedly,
these limits for ‘‘mild’’ and ‘‘moderate’’ neutropenia
are arbitrarily chosen and they do not discriminate
for proneness to infection or biological characteristics. Others have arbitrarily advocated the limits
of 500–1000 neutrophils per ml for ‘‘moderate’’, and
1000–1500 neutrophils per ml of blood for ‘‘mild’’
neutropenia (23, 25).
anti-inflammatory drugs did not account for the
development of NI-CINA (26). An increased
frequency of HLA-DRB1*1302 haplotype, defining
a relative risk of 8.36 for the development of the
disorder, has recently been reported from our
laboratory (28).
Clinical manifestations
NI-CINA patients are usually asymptomatic, and
diagnosis is made on the occasion of a blood cell
count performed for unrelated reasons. However,
some of these patients may complain of clinical
symptoms and laboratory abnormalities requiring
further investigation and treatment.
Infections
Recurrent respiratory, urinary or cutaneous infections, defined as fever above 38 uC for at least 3 d
requiring treatment with antibiotics, have been
observed in a limited number of patients with
chronic idiopathic neutropenia (2, 29). Persistent
gingivitis has also been reported (30–32). In a group
of 183 Cretan NI-CINA patients with neutrophil
counts ranging from 393 to 2499 per ml of blood, the
incidence of infection has been estimated as 2.09%
per year (18). However, in a Swedish group of
neutropenic patients with neutrophil counts ranging
from 500 to 1499 per ml of blood, severe and
recurrent infections were noted in 40% of patients
(23). This difference is probably due to the different
criteria applied for NI-CINA in the Swedish study,
the lower cut-off value in the definition of
neutropenia, the relatively small number of patients
studied, and, perhaps, the different definition of
infection. The risk of contracting bacterial infection
in NI-CINA patients depends on the severity of
neutropenia, and also on the low plasma levels of
soluble Fcc-RIII (soluble CD16) (33). Generally,
NI-CINA patients respond to granulocyte colonystimulating factor (G-CSF) administration by
increasing rapidly the number of circulating neutrophils, even at low doses of the cytokine (34, 35).
Epidemiology
The incidence of NI-CINA in the general population is unknown, but the prevalence of pronounced
neutropenia in the Cretan population was estimated
as 1.67% (26). The condition affects women
preferentially (27). In a series of 183 patients
registered in our Neutropenia Unit, the female to
male ratio was 5:1 (18). In the same series of
patients, about 65% were 30–59 yr, 20% 15–30 yr
and 15% 60–79 yr old at diagnosis (18).
Occupation, use of agricultural drugs, contact
with organic solvents or intake of non-steroidal
36
Splenomegaly
Clinically detectable splenomegaly is very rare in
NI-CINA patients (2). Only 1 of our 183 Cretan
patients had a mild palpable splenomegaly (18).
However, increased splenic volume, as estimated by
determining the ‘‘corrected splenic index’’ (CSI) on
ultrasonography, was found in 48.1% of patients
(36). In the entire group of patients, individual CSI
values inversely correlated with the number of
circulating neutrophils and lymphocytes but not
with the levels of hemoglobin or the number of
Non-immune chronic idiopathic neutropenia of adult
Table 1. Criteria applied for NI-CINA diagnosis (15, 18, 20)
1. Number of circulating neutrophils below 2500 per ml of blood found at least in four consecutive blood cell counts performed monthly within the last three months of
observation.
2. Exclusion of cyclic and familial neutropenia by appropriate studies.
3. No evidence of any underlying disease known to be associated with neutropenia following a detailed hematological, biochemical, virologic, cytogenetic, immunologic,
parasitologic, and ultrasonic investigation.
4. No previous exposure to ionizing irradiation, contact with organic solvents or intake of cytotoxic or other drugs capable of causing neutropenia.
5. Negative leukoagglutination and immunofluorescent tests for anti-neutrophil antibodies.
circulating monocytes or platelets (36). It has been
suggested that the increased splenic volume in these
patients may reflect hyperplasia of activated splenic
macrophages and activated endothelial cells, given
that the levels of macrophage-derived pro-inflammatory cytokines and endothelial cell-derived
soluble cell adhesion molecules were both significantly increased in patients’ sera (36). On the basis
of these observations, it has been postulated that the
increased splenic volume in NI-CINA patients may
affect leukocyte trafficking by increasing the
sequestration and/or extravasation of neutrophils
and lymphocytes into the spleen (36).
Osteopenia and osteoporosis
About 38% of Cretan NI-CINA patients presented
myoskeletal pains due to osteoarthritis or osteoporosis, compared to only 6% of age- and sexmatched normal controls (18). In a study of 45
unselected Cretan NI-CINA patients never treated
with G-CSF, bone mineral density (BMD) was
significantly reduced, and individual BMD values
strongly correlated with the degree of neutropenia
(37). On the basis of previously reported criteria
(38), osteopenia was diagnosed in 44.4% and
osteoporosis in 15.6% of patients (37). These
patients also had increased urine concentrations
of the amino-telopeptide of collagen I (NTx),
suggestive of increased bone resorption, and
increased serum osteocalcin (OC), suggestive of
increased bone formation. The values of both NTx
and OC were correlated inversely with BMD and
positively with the levels of serum tumor necrosis
factor-a (TNF-a) (37). These alterations in bone
metabolism biochemical markers are suggestive of
an increased bone turnover leading in the time to
bone loss. It has been suggested that the increased
bone resorption is probably related with the
increased production of pro-inflammatory cytokines, mainly TNF-a, found in these patients (37).
Natural history
As mentioned above, neutropenia can persist for
years or throughout the life in NI-CINA patients.
Some fluctuations in neutrophil counts are not
uncommon, but spontaneous correction of neutro-
penia is rarely seen (2, 23, 27). No treatment of
neutropenia per se is recommended. Patients with
severe neutropenia and infection must be treated
with antibiotics and G-CSF.
It has been reported that no case of lupus
erythematosus, rheumatoid arthritis, leukemia or
other systemic disease developed during long
periods of patient observation (27). However,
Auner and co-workers reported recently on two
cases of chronic idiopathic neutropenia preceding
acute myeloid leukemia, and they postulated that
the disorder may be a preleukemic state (39). One of
the Cretan patients developed acute myeloid
leukemia and a second acute multilineage leukemia
34 and 64 months, respectively, after NI-CINA
diagnosis, but a causal relationship between leukemia and the underlying NI-CINA could not be
proved (40).
Laboratory findings
Peripheral blood cells
NI-CINA may present either as isolated neutropenia or as neutropenia combined with anemia and or
thrombocytopenia (2), but lymphopenia and monocytopenia may also occur (18, 19, 41–43).
Neutropenia. In previous studies, probably including cases of both immune-mediated CINA and
NI-CINA, neutropenia has been attributed to
increased loss of neutrophils in the periphery
because of an excessive margination (44),
increased neutrophil destruction (4–7, 9) or
enhanced neutrophil extravasation (15, 45), or to
impaired neutrophil production in bone marrow
because of a low number of myeloid progenitors
(16, 46) or a dysfunction of hematopoietic microenvironment in supporting efficient myelopoiesis
(47, 48) due to inadequate release of hematopoietic growth factors, namely G-CSF, by the stromal
cells (49, 50), or to increased production of inhibitors of hematopoiesis, including transforming
growth factor b1 (TGF-b1) and TNF-a (16).
However, the mechanism of neutropenia in NICINA appears to be more complex considering
recent reports (see below).
37
Papadaki et al.
Cretan NI-CINA patients responded to intravenous hydrocortisone by increasing the number of
circulating neutrophils by 300% or more (unpublished data). Similar results have been reported by
others on various forms of chronic neutropenia
using etiocholanolone, endotoxin, prednisone or
epinephrin to mobilize neutrophils from the marginal pool or marrow reserve to pass into the
circulating granulocyte pool (51, 52).
Functional studies on NI-CINA neutrophils are
very limited. Myeloperoxidase and alkaline phosphatase expression by patient neutrophils were
found within normal range in a number of patients
studied (unpublished data). Abnormalities in b2integrins (45) and an increased density of neutrophil
surface L-selectin expression have been reported
(53). No mutations in elastase encoding ELA2 genes
could be demonstrated in a number of Cretan NICINA patients studied (Horwitz P, personal communication).
Lymphopenia. Peripheral blood lymphocytes were
significantly decreased in the Cretan patients with
NI-CINA, and individual lymphocyte counts correlated with the degree of neutropenia (19, 43).
About 37% of patients had lymphocyte counts
below 1500 per ml of blood. Lymphocyte depletion was mainly due to the reduction of T-cells
and, to a lesser degree, to a decline in the number
of natural killer cells (NK cells) (43). Both helper/
inducer CD4+ and suppressor/cytolytic CD8+ Tcells decreased in parallel, so that the CD4+/
CD8+ T-cell ratio remained within normal limits.
T-Cell depletion reflected mainly the reduction in
the number of primed/memory CD45RO+/CD4+
and CD45RO+/CD8+ but not of virgin/naive
CD45RA+/ CD4+ or CD45RA+/CD8+ T-cells
(43). The absolute numbers of T-cells carrying the
CD25, CD38, CD71 or HLA-DR cell activationrelated surface markers were within normal limits,
suggesting that activated T-lymphocytes are not
increased in the circulation of NI-CINA patients
(43).
Natural killer (NK) cells, defined by the expression of CD16 and CD56 cell surface markers, were
reduced in the Cretan NI-CINA patients (43). NK
cell activity (NKa) of peripheral blood mononuclear cells (PBMCs) was also significantly
reduced, and individual NKa values were inversely
correlated with the degree of neutropenia (41).
Patient NKa increased in the presence of recombinant human interleukin-2 or recombinant human
interferon-alpha, but it did not reach the respective
values of normal subjects (41). The capacity of
CD56+ cells to bind to K562 cell targets, and the
expression of perforin and granzyme B by patient
38
CD16+ cells, were normal (41). On the basis of
these data, it has been suggested that the low NKa
in NI-CINA is probably due to low numbers of NK
cells present in patient PBMC suspensions rather
than to an intrinsic defect of NK cells (41, 42).
Peripheral blood B-cells, defined by the expression of CD19 and CD20 cell surface markers, as
well as IgD-positive cells, did not show any
significant change in the NI-CINA patients studied
(43).
Monocytopenia and thrombocytopenia. About 36%
of Cretan NI-CINA patients had peripheral blood
monocyte counts below 250/ml of blood, and individual absolute monocyte numbers correlated
with the degree of neutropenia (18). Thrombocytopenia, defined as the reduction of the number
of platelets below 150000/ml of blood, was
observed in about 10% of patients (18). None of
our 66 normal controls had thrombocytopenia,
while only four had monocytopenia (6%). The
cause and the underlying mechanisms leading to
these disturbances still remain unclear.
Anemia. Anemia has been reported in patients
with chronic idiopathic neutropenia of adult by
several investigators, and it has been attributed to
iron deficiency (27), disturbances in iron turnover
(2), follate and/or cobalamin deficiency (54), or to
shortened erythrocyte survival (2, 54). In a recent
study anemia, defined as a reduction of hemoglobin levels below 12 g/dl in women and 13.3 g/dl in
men (55, 56), was found in 15.6% of Cretan NICINA patients (57). Interestingly, individual
hemoglobin values correlated positively with the
number of circulating neutrophils and inversely
with the levels of serum erythropoietin (EPO) and
TNF-a concentrations (57). Based on previously
reported criteria (58, 59), it has been suggested
that anemia of chronic disease is the more frequent type of anemia seen NI-CINA patients (57).
Bone marrow cells
Morphologically defined cell compartments. Bone
marrow granulocytic series have previously been
characterized as hyperplastic, normal or hypoplastic in patients with chronic idiopathic neutropenia
(60). These contradictory conclusions were probably due to the great heterogeneity of neutropenic
patients studied, including cases with immunemediated CIN and, perhaps, cases with myelodysplasia. In the group of Cretan NI-CINA patients
(22), the bone marrow granulocytic series was significantly reduced in 79% of patients with pronounced neutropenia. The myeloid to erythroid
cell ratio was decreased and correlated with the
Non-immune chronic idiopathic neutropenia of adult
degree of neutropenia. The proportion of cells
reflecting the proliferating granulocyte pool (PGP)
was increased, while that of cells reflecting the
maturating granulocyte pool (MGP) was significantly reduced (22). Thus, a striking shift to the
left of the granulocytic series was apparent. The
low MGP has been attribulted to enhanced transfer of cells through the compartment of maturating pool as a response to neutropenia, while the
elevated PGP may represent an effort of the bone
marrow to compensate the low MGP (22). The
inability of marrow to fully compensate MGP is
probably due to an insufficient supply of new
myeloblasts from the reduced compartment of
myeloid progenitor cells (16). Leukokinetic studies
previously performed with DF32P in patients with
chronic idiopathic neutropenia (61) are consistent
with this suggestion.
Megaloblastoid features of erythroid series were
noted in about 25% of patients (22). Megacaryocytes were within normal limits, but some
micromegacaryocytes were occasionally seen (22).
The proportions of lymphocytes and eosinophils
were within normal limits or slightly increased (22).
In contrast, the proportion of plasma cells was
significantly elevated and individual plasma cell
percentages were inversely correlated with the
number of circulating neutrophils (22).
Lymphocyte subpopulations. The proportion of
bone marrow T cells and NK cells did not show
any significant change in the Cretan NI-CINA
patients, while B cells and CD57+ cells were
slightly increased (22). Bone marrow primed/
memory CD45RO+ T cells were reduced in
patients with pronounced neutropenia. No significant alterations were found in the proportion of
virgin/naive CD45RA+ T cells or the proportion
of T cells bearing cell surface activation markers.
A significant rise in CD57+ cells in bone marrow
sections has been noted in unselected neutropenic
patients by Picker et al. (62).
Histological findings. In histology, bone marrow
cellularity has been characterized as reduced in
patients with pronounced neutropenia (22). A
shift to the left of the granulocytic series was
noted in about 67% of patients (22). An increased
proportion of disperse lymphocytes was found in
10.5% of patients, but aggregates of lymphocytes
(nodules) in paratrabecular areas without germinal centers were found in 28.9% of patients (22).
An increased proportion of plasma cells (2–8%)
was noted in 50% of patients. Eosinophils were
increased in about 10%, and histiocytes in 12% of
patients. Immunohistochemical studies did not
reveal any important abnormality. In no case
could p53 protein be detected in any cell lineage,
while bcl-2 protein was detected in all lymphocytic
aggregates (22).
Granulocyte progenitor cells and hematopoietic
microenvironment. It has been reported that
patients with chronic idiopathic neutropenia have
normal (47, 48), reduced (46), or increased (47)
numbers of marrow granulocyte-macrophage
colony-forming units (CFU-GM). It has also been
suggested that a dysfunction of hematopoietic
microenvironment (47, 48), leading to an inadequate release of G-CSF because of an abnormal
expression of G-CSF mRNA (49) or a defect at
the post-transcriptional level (50), or to increased
release of inhibitors of hematopoiesis such as
TGF-b1 and TNF-a (16), may be involved in the
pathogenesis of neutropenia in affected subjects.
Recent studies showed that NI-CINA patients
had a low frequency of lineage-specific CD34+cells (CD34+/lin+) expressing CD33 or CD71 or
HLA-DR or CD45RA cell surface markers (16).
Interestingly, the number of marrow CFU-GM
correlated with the degree of neutropenia in these
patients (16). Moreover, in bone marrow longterm cultures, patient stromal cells failed to support CFU-GM colony formation by normal myeloid progenitors, compared to normal stromal
cells (16). Supernatants from patient bone marrow
long-term cultures had increased concentrations
of G-CSF, IL-6, TNF-a and TGF-b1, and normal
or slightly increased levels of GM-CSF (16).
These findings suggest that stromal cells, e.g.
macrophages or mesenchymal stem cells, are
probably activated in NI-CINA patients and they
produce increased amounts of both hematopoietic
growth factors and inhibitors of hematopoiesis.
Preliminary data from our laboratory are suggestive of increased apoptosis within the CD33+ cell
fraction. It is thus possible that activated marrow
stromal cells may suppress myelopoiesis not only
by releasing increased amounts of inhibitors of
hematopoiesis affecting progenitor cell proliferation and overcoming the inductive action of
growth factors, but also by producing increased
amounts of TNF-a which activate the cell death
pathway in the granulocyte progenitor cell compartment. More studies are certainly needed to
clarify the true role of cytokines in the regulation
of granulopoiesis in these patients.
Serum proteins
Serum immunoglobulins. About 18.5% of Cretan
NI-CINA patients studied had serum gammaglobulins above the upper 95% confidence limit
39
Papadaki et al.
of the control range, and about 20% of these
patients had increased serum levels of IgG or IgA
but not IgM (20, 63). Moreover, 7.14% of patients
with neutrophil counts below 1500/ml of blood,
and 2.61% of patients with neutrophil counts ranging from 1500 to 2499 per ml of blood, had
monoclonal gammopathy of undetermined significance (MGUS) (63). None of our 66 normal controls or 157 age- and sex-matched patients
hospitalized for various non-malignant diseases
had any evidence of MGUS in the serum (63).
The increased levels of IgG probably reflected the
rise in IgG1, since IgG2 and IgG4 did not show
any significant change and IgG3 levels were
severely reduced (20). Low serum IgG3 in nonsevere neutropenia patients have also been noted
in a Swedish study (23). Individual IgG3 levels
correlated inversely, and individual IgA positively,
with the levels of serum TGF-b1 (20). It has been
suggested that changes in these immunoglobulins
in NI-CINA patients may be related to increased
amounts of TGF-b1, which is a cytokine normally
affecting transcriptional factors involved in immunoglobulin class switching (64).
Acute phase proteins. With the exception of a1antitrypsin (AAT), all other serum acute phase
reactants did not present any significant change in
a group of NI-CINA patients studied (63). The
cause and the biological significance of the
increased levels of AAT in these patients needs
further investigation, but one can hypothesize that
they may be related to the expected low serum
levels of neutrophil elastase for which AAT is the
natural inhibitor.
Circulating immune complexes, rheumatoid factor,
complement factors C3 and C4 and soluble FccRIII. It has been reported that circulating
immune complexes (CICs) may be increased in
some patients with chronic idiopathic neutropenia
(12). Increased levels of CICs were found in the
sera of 32.5% of the Cretan NI-CINA patients
(21). No significant changes were observed in the
levels of serum rheumatoid factor or complement
factors C3 and C4 (21). In a group of 66 Dutch
patients with NI-CINA and neutrophil counts
below 1500 per ml of blood, plasma levels of soluble Fcc-RIII were found within the normal range,
but patients with low Fcc-RIII values had an
increased risk of contracting infection (33).
Serum autoantibodies
Antinuclear antibodies (ANA) at a titer equal to or
higher than 1:80 were detected in 33.1% of Cretan
NI-CINA patients compared to 9.5% found in a
40
group of age- and gender-matched healthy controls
(21). The pattern of ANA reactivity was speckled in
84.6% and diffuse in 15.4%. Both types of granulation, coarse and fine, were observed with about
equal frequency (21). Antibodies to a variety of
extracted nuclear antigens and antibodies to organspecific and organ-non-specific antigens, including
anti-neutrophil cytoplasmic antigens, were either
negative or positive at low titer in a small
proportion of patients similar to that seen in the
normal controls (21). Low-titer serum anti-dsDNA
antibodies were transiently observed only in one
patient (21).
Viruses and other pathogens
Antibodies to hepatitis B and C virus, cytomegalovirus, Epstein–Barr virus, herpes viruses, human
immunodeficiency viruses, Coxiella burnetii,
Brucella melitensis, Salmonella typhi, Toxoplasma
gondii and Leismania donovani were tested in a large
group of Cretan NI-CINA patients and were found
negative for active infection (IgM antibodies) or
positive for old infection (IgG antibodies) at a low
proportion of patients similar to that noted in the
normal controls (18). Ehrlichia genomic material
could not be detected in bone marrow stroma tested
in a number of NI-CINA patients (unpublished
data).
Cytokines and chemokines
Serum levels of a variety of pro-inflammatory
cytokines and chemokines, including IL-1b, TNFa, soluble TNF receptor p55 (sTNF-RI), TGF-b1,
IL-6, IL-8 and RANTES, were found significantly
increased in Cretan NI-CINA patients, and individual cytokine and chemokine values strongly
correlated with the degree of neutropenia (15, 17,
20, 42). Interestingly, all these molecules are mainly
produced by activated macrophages. In contrast,
serum levels of soluble CD23, soluble IL-2 receptor,
IL-4 and interferon-gamma, which are mainly
produced by activated lymphocytes, did not show
any significant alteration in the patients studied
(17). Increased concentrations of TGF-b1, IL-6,
TNF-a and G-CSF have also been found in patient
bone marrow long-term culture supernatants,
indicating that marrow stromal cells are also
activated in these patients (16). It is important to
note that the increased serum TNF-a levels
correlated with the values of patient CSI expressing
an estimation of splenic volume (36).
Taken together these findings are suggestive of
the existence of an unrecognized low-grade chronic
inflammatory process preferentially affecting
macrophages in patients with NI-CINA (15, 17,
Non-immune chronic idiopathic neutropenia of adult
20, 42). The alternative possibility, that the lowgrade chronic inflammation may be the result rather
than the cause of neutropenia, seems unlikely here
for many reasons and also from the fact that the
levels of serum pro-inflammatory cytokines and
chemokines were not increased in other patients
with neutropenia of the same degree lasting for
more than 3 months after the cessation of
chemotherapy for breast cancer (18).
Serum soluble cell adhesion molecules
Serum levels of endothelial cell-derived soluble cell
adhesion molecules, such as soluble E-selectin (sEselectin), soluble intercellular cell adhesion molecule
(sICAM) and soluble vascular cell adhesion molecule (sVCAM), were all significantly increased in
Cretan NI-CINA patients, and the observed
individual values correlated inversely with the
number of circulating neutrophils and positively
with the levels of most of the aforementioned
macrophage-derived pro-inflammatory cytokines
and chemokines (20, 42). These observations
indicate that NI-CINA patients have activated
endothelium, and that endothelial cell activation
is probably mediated by the increased levels of IL1b and TNF-a, two potent endothelial cell activators (62). On the basis of previously reported studies
on the role of activated endothelium on leukocyte
trafficking (65), it has been suggested that an
enhanced neutrophil extravasation, probably
mediated by interactions of b2-integrins expressed
on neutrophils with ICAM-1 and VCAM-1 molecules expressed on activated endothelium, and
under the influence of the chemokine IL-8, may
occur in NI-CINA patients, and may be a
contributing factor in the determination of the
degree of neutropenia (15). An enhanced extravasation has also been suggested for primed/
memory CD45RO+ T cells and NK cells constitutively expressing a4b1 integrins (very late antigen-4,
VLA-4) (65). Using this molecule, lymphocytes
interact with endothelial ICAM-1 and VCAM-1,
adhere firmly to the vessel wall and pass into the
tissues under the influence of the chemokine
RANTES (19).
Possible pathogenetic mechanism
Based on the above discussed data we have
suggested that NI-CINA is probably related to an
underlying low-grade chronic inflammation which
may be involved in the pathogenesis of the disorder.
The genetically defined predisposition of HLADRB1*1302 haplotype-bearing individuals to
develop NI-CINA (28) coroborates this suggestion.
Fig. 1. Schematic representation of a mechanism possibly
operating in the pathogenesis of NI-CINA. An unrecognized
low-grade chronic inflammation leads to both chronic
antigenic stimulation and macrophage activation. Chronic
antigenic stimulation is indicated by the increased proportion
of marrow plasma cells, the increased serum IgG1 and/or IgA,
the increased frequency of MGUS, the increased incidence of
antinuclear antibodies (ANA) and the increased levels of
circulating immune complexes (CICs). Activated macrophages produce pro-inflammatory cytokines and chemokines
affecting bone marrow function, vascular endothelium and
bone metabolism. The effect on bone marrow is indicated by
the increased production of inhibitors of myelopoiesis
overcoming the production of hematopoietic growth factors
and leading to reduced neutrophil production. The effect on
vascular endothelium is indicated by endothelial cell activation resulting to enhanced neutrophil extravasation. The
effect on bone metabolism is indicated by the increased
frequency of osteopenia and osteoporosis. Thus, neutropenia
in NI-CINA patients may be the result of a combination of at
least three factors, reduced neutrophil production, enhanced
neutrophil extravasation, and increased sequestration and/or
extravasation of neutrophils into the spleen.
The existence of such an inflammation may lead to
both chronic antigenic stimulation and macrophage
activation. Antigenic stimulation is indicated by the
increased serum IgG1 and/or IgA (20), the increased
frequency of MGUS (63), the increased proportion
of marrow plasma cells (22), the increased frequency of serum ANA (21), and the increased levels
of CICs (21). Macrophage activation is indicated by
the increased levels of macrophage-derived proinflammatory cytokines and chemokines (17, 20)
and the increased concentrations of stromal cellderived cytokines in long-term bone marrow culture
supernatants (16). Both chronic antigenic stimulation and macrophage activation may explain the
increased splenic volume found on ultrasonography
in the patients studied (36). The lack of increased
proportion of activated lymphocytes in peripheral
41
Papadaki et al.
blood (46) and bone marrow (22), and the lack of a
rise in lymphocyte-derived cytokines in patient sera
(17), do not exclude the possibility of the existence
of such an underlying chronic inflammation.
Macrophage-derived pro-inflammatory cytokines
may affect vascular endothelium, bone metabolism
and marrow function (Fig. 1). The effect on vascular
endothelium, mediated mainly by the increased
levels of IL-1b and TNF-a, is indicated by
endothelial cell activation leading to enhanced cell
extravasation (15). Such an effect may account, to
some degree, for the development of neutropenia
and lymphopenia in NI-CINA patients, and can
explain the rarity of bacterial infections in these
patients, given that the numbers of leukocytes
present in the tissues are probably higher than
those expected from the low numbers of leukocytes
in the circulation.
Pro-inflammatory cytokines from the periphery
and locally produced by bone marrow stromal cells
may affect myelopoiesis by inhibiting proliferation
and enhancing apoptosis of myeloid progenitor
cells. Inhibition of proliferation may be mediated by
the increased levels of TGF-b1 and, perhaps, other
inhibitory substances (16), while enhanced apoptosis
may be mediated by the increased concentrations of
TNF-a. Probably, the increased production of
inhibitors of myelopoiesis may overcome the
action of the increased amounts of locally produced
hematopoietic growth factors and may lead to
impaired neutrophil production (16). Anemia of
chronic disease, seen in a number of NI-CINA
patients, can also be explained from the increased
concentrations of TNF-a in bone marrow microenvironment (57).
Pro-inflammatory cytokines may also affect bone
metabolism by activating osteoclasts (66). IL-1b and
TNF-a are two potent osteoclast activators (67). It is
possible that the osteopenia and osteoporosis seen in
NI-CINA patients may be a result of the increased
production of these cytokines (37).
The increased splenic volume may also account
for the low number of circulating neutrophils and
lymphocytes in NI-CINA patients, given that the
increased CSI values in these patients correlated
with the degree of neutropenia and lymphopenia
(36). It is also possible that the spleen may be a
putative site of chronic inflammation, and therefore
may be an organ in which neutrophil and lymphocyte sequestration and extravasation may occur (36).
Conclusion
There is strong evidence that NI-CINA is a
cytokine-mediated syndrome characterized by a
variety of clinical and laboratory findings, including
42
neutropenia of varying degrees. NI-CINA patients
have increased levels of macrophage-derived proinflammatory cytokines and chemokines in both
blood serum and long-term bone marrow culture
supernatants, suggestive of the existence of an
unrecognized low-grade chronic inflammatory process. These cytokines may affect leukocyte trafficking by activating endothelium, bone metabolism by
activating osteoclast, and bone marrow function
leading to defective neutrophil production. Thus,
neutropenia in NI-CINA patients may be the result
of a combination of at least three factors, decreased
production of neutrophils in the bone marrow,
enhance neutrophil extravasation into the tissues,
and increased sequestration and/or extravasation of
neutrophils into the spleen.
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