STUDIES
IN
ANCIENT ART
AND
CIVILIZATION
21
JAGIELLONIAN UNIVERSITY
Kraków 2017
LIST OF REVIEWERS
Alexander Ahrens (Deutsches Archäologisches Institut, Berlin)
Nikos Akamatis (International Hellenic University, Thermi)
Bettina Bader (Österreichische Akademie der Wissenschaften, Vienna)
Katarzyna Balbuza (Adam Mickiewicz University in Poznań)
Dávid Bartus (Eötvös Loránd University, Budapest)
Mirosław Barwik (University of Warsaw)
Ina Berg (The University of Manchester)
Marianne Bergeron (Ashmolean Museum, Oxford)
Giorgos Bourogiannis (Museum of Mediterranean and Near Eastern
Antiquities (Medelhavsmuseet), Stockholm)
Stefano Caneva (Université de Liège)
Krzysztoł M. Ciałowicz (Jagiellonian University, Krakow)
Andrzej Ćwiek (Adam Mickiewicz University in Poznań)
Martin Dorka Moreno (Eberhard Karls Universität Tübingen)
Kata Endreffy (Museum of Fine Arts, Budapest)
Norbert Franken (Johannes Gutenberg-Universität Mainz)
Carmelo Fernandez Ibañez (Archaeological Museum of Palencia)
Elisabetta Gagetti (Independent Researcher, Milan)
Stan Hendrickx (MAD-Faculty, Genk)
Martin Henig (University of Oxford)
Piotr Jaworski (University of Warsaw)
Zdzisław J. Kapera (Jagiellonian University, Krakow, Emeritus)
Attilio Mastrocinque (Università di Verona)
Agnieszka Mączyńska (Poznań Archaeological Museum)
Andrzej Niwiński (University of Warsaw)
Seth Pevnick (Dartmouth College, Hanover, New Hampshire/Tampa
Museum of Art)
Graham Philip (Durham University)
Adrian Stähl (Harvard University, Cambridge, Massachusetts)
Joachim Śliwa (Jagiellonian University, Krakow, Emeritus)
Francesca Tasso (Independent Researcher, Milan)
Anna Trofimova (The State Hermitage Museum, St. Petersburg)
Roux Valentine (Centre National de la Recherche Scientifique, Paris)
Carina Weiß (Julius-Maximilians-Universität Würzburg)
Yuval Yekutieli (Ben Gurion University of the Negev, Beer-Sheva)
Erika Zwierlein-Diehl (Universität Bonn, Emeritus)
STUDIES IN ANCIENT ART
AND CIVILIZATION
21
Universitas Iagellonica
DE ANTIQUORUM ARTIBUS
ET CIVILISATIONE
STUDIA VARIA
Pars XXI
Edidit
Jaroslav Bodzek
Cracoviae MMXVII
Jagiellonian University
STUDIES
IN ANCIENT ART
AND CIVILIZATION
21
Edited by
Jarosław Bodzek
Krakow 2017
EDITORIAL BOARD
Jarosław Bodzek (Editor-in-Chief, Jagiellonian University, Krakow)
Piotr Bieliński (University of Warsaw)
Eliot Braun (W. F. Albright Institute of Archaeological Research, Jerusalem)
Krzysztof M. Ciałowicz (Jagiellonian University, Krakow)
Renée Friedman (British Museum, London)
Georgia Kokkorou-Alevras (National and Kapodistrian University, Athens)
Janusz A. Ostrowski (Jagiellonian University, Krakow, Emeritus)
Ewdoksia Papuci-Władyka (Jagiellonian University, Krakow)
Tomasz Polański (Jan Kochanowski University, Kielce)
Joachim Śliwa (Jagiellonian University, Krakow, Emeritus)
Michael Vickers (University of Oxford, Emeritus)
MANAGING EDITOR
Agata Dobosz
CO-EDITOR
Paweł Gołyźniak
LANGUAGE EDITOR
Keith Horechka
COVER DESIGN
Szymon Szweda
LAYOUT
Marta Korczyńska-Zdąbłarz
ON THE COVER
Red jasper intaglio presenting Mars or Achilles, 2nd century AD. National Museum
in Lisbon, inv. no. Au 1205 (cf. Cravinho, pl. 3, no. 33)
© COPYRIGHT BY
JAGIELLONIAN UNIVERSITY INSTITUTE OF ARCHAEOLOGY & AUTHORS
KRAKOW 2017
Publication financed from statutory funds of the Jagiellonian University Faculty of History
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e-ISSN: 2449-867X
Studies in Ancient Art And Civilization are regularly listed at the Polish Ministry of
Science and Higher Education’s List B, ERIH Plus, Index Copernicus and CEJSH
Contents
Robert Kuhn
Das Frühdynastische Gräberfeld vom Gebel es-Silsileh. Potential
und Problem einer Erneuten Annäherung ..............................................7
Paul Nicholson
Pottery production in Egypt: the Chaîne Opératoire
as a heuristic tool .................................................................................25
Diana Liesegang
The reign of Ramesses III – under the influence of personal
religion ................................................................................................53
Maciej Wacławik
A few preliminary remarks on the Cypriot sculptures known
as temple-boys .....................................................................................67
Agata Kubala
A faience aryballos in the collection of The University Museum
at Wroclaw ...........................................................................................77
Inga Głuszek
The Athenian red–figure pottery found in Nikonion during
excavations of 2007-2012 ..................................................................89
Kamil Kopij
When did Pompey The Great engage in his Imitatio Alexandri? .......119
Alexis Bonnefoy, Michel Feugère
Hermès Dionysophore : Le Bronze Lormier ......................................143
Graça Cravinho
Roman engraved gems in The National Archaelogical Museum
in Lisbon ............................................................................................173
Jean-Louis Podvin
Le succès d’Harpocrate à Nea Paphos ..............................................247
Hadrien J. Rambach
A manuscript description in Kraków of the ‘Trivulzio Museum’
in Milan .............................................................................................261
Mateusz Bogucki, Arkadiusz Dymowski, Grzegorz Śnieżko
The common people and material relics of Antiquity. The afterlife
of ancient coins in the territory of present-day Poland in the medieval
and modern periods ............................................................................275
S T U D I E S I N A N C I E N T A RT A N D C I V I L I Z AT I O N 21
Krakow 2017
Robert Kuhn
Berlin
DAS FRÜHDYNASTISCHE
GRÄBERFELD VOM GEBEL
ES-SILSILEH. POTENTIAL
UND PROBLEM EINER
ERNEUTEN ANNÄHERUNG
Abstract: Between 1897 and 1902 a Predynastic necropolis near
Gebel es-Silsileh, Upper Egypt, has been excavated by a French team
of archaeologists. The material is now spread over different collections all
over Europe and Egypt and awaits a detailed review. Starting with the finds,
consisting of pottery, small finds made of bone and stone as well as parts
of the human skeletons, stored in the Egyptian Museum in Berlin, it is the goal
to re-evaluate this necropolis by using both, the available archaeological
methods as well as natural sciences such as 14-C, histology, aDNA etc.
Keywords: Gebel es-Silsileh; Predynastic; Naqada II; Naqada III;
formative Phase; Predynastic Pottery; Slate Palettes; G. Schweinfurth;
J. de Morgan; G. Legrain; G. Lampre; D. Fouquet; secondary burial
practice; child-burial
1. Einleitung und Übersicht
Auf halber Strecke zwischen Assuan und El-Kab liegt auf dem Ostufer
des Nil eine frühdynastische Nekropole, die seit ihrer Ausgrabung zu Beginn
des 20. Jh. nahezu in Vergessenheit geraten ist. Ihre Entdeckung verdankt sie
zwei französischen Ägyptologen die sie während zweier kurzer Kampagnen
1897 und 1902 untersuchten (de Morgan 1897, 42; Legrain 1903, 218-220).
Im Februar 1897 entdeckte der französische Archäologe G. Legrain (1865–
DOI: 10.12797/SAAC.21.2017.21.01
8
R. Kuhn
1917) zusammen mit G. Lampre im Norden des Steinbruches, zwischen
dem Standort der Stele Amenhotep‘s IV. und dem Wadi-Arm Sebil Caioudj
ein frühägyptisches Gräberfeld. Heute ist weitgehend unklar, wo genau
sich die Nekropole befunden hat, ein altes Archivphoto in der Berliner
Sammlung zeigt allerdings möglicherweise das Areal kurz nach Abschluss
der Grabungen (Taf. 1: 1).
Bislang fehlen detaillierte Informationen zu dem Friedhof, der 1897
in einer für uns heute rasant anmutenden Zeit von nur drei Tagen ausgegraben
worden ist und lediglich in Form eines kurzen Vorberichtes (Legrain 1903,
219) publiziert vorliegt. Dies mag auch mit der kurz nach Beendigung
der französischen Grabungen stattgefundenen starken Beraubung des Areals
zusammenhängen (Legrain 1903, 219). Das Fundmaterial aus den Grabungen
befindet sich vorwiegend auf die Sammlungen in Berlin (Kuhn und Gresky
2015), Bonn (Regner 1998; Kuhn 2014), St.-Germain-en-Laye (CleyetMerle und Vallet 1982, 68-165; Lorre 2008), Porto (de Araújo 2011, 64-65,
Kat.-Nr. 51) sowie Kairo verstreut und erschwert durch die unterschiedliche
Erhaltung des Aktenmaterials weiterhin eine ausführliche Annäherung
an das Gräberfeld. Allein über die unterschiedlichen alten Inventarnummern
und Beschreibungen darf von einer Nekropole von mindestens 63 Gräbern
ausgegangen werden (Hendrickx und Van den Brink 2002, 365; Kuhn
und Gresky 2015). Da allerdings auch Mehrfachbestattungen dokumentiert
sind (Taf. 1: 2), ist zu Recht von einer Anzahl von mehr als 100 hier bestatteten
Individuen auszugehen. Wenngleich keine detaillierten Beschreibungen
zur Fundlage und Bestattung der einzelnen Individuen vorliegen, ist auf vier
durch J. de Morgan publizierte Skizzen zu verweisen, die allesamt Grablegen
aus Gebel es-Silsileh zeigen und Befunde aus der ersten Grabungskampagne
von 1897 darstellen (Taf. 1: 2). Drei davon zeigen einen hohen Grad an
sekundärer Störung, bzw. von fortgeschrittenen Dekompositionsvorgängen,
ein weiteres Grab scheint hingegen intakt aufgefunden worden zu sein.
Letztere stellt eine Bestattung von drei Individuen in linker Hockerstellung
dar und deckt sich mit der Aussage des französischen Anthropologen
D. Fouquet, es habe eine beträchtliche Anzahl an Mehrfachbestattungen
in dieser Nekropole gegeben (de Morgan 1897; Fouquet 1897, 335).
Aufgrund der Dokumentationslage muss zudem offen bleiben, ob es sich
um Sonderbestattungen in Form von Sekundärbestattungen handelt,
Das Gefäß kam im Zuge des Austausches mit den Assur-Funden nach Portugal und wird
hier unter der Inv.-Nr. 41.01.095 geführt. Die Im Katalog (de Araújo 2011, Kat.-Nr. 5)
angegebene Zuweisung an die Nekropole von Abusir el-Meleq sowie die Datierung nach
Badari ist zu korrigieren. Bei dem Gefäß handelt es sich um ein typisches Zylindergefäß
der Stufe Naqada IIIB-C/erste Hälfte 1. Dyn.
1
Das Frühdynastische Gräberfeld vom Gebel es-Silsileh...
9
ein Aspekt, der bis heute auch für andere frühägyptische Gräberfelder
debattiert wird (Mahytka 2003; Wright 1979; Kuhn 2013; zur Problematik
von Sekundärbestattungen allgemein: Orschiedt 1999). Bislang liegen keine
weiteren Erkenntnisse zu den hier Bestatteten vor, was höchstwahrscheinlich
auch mit der generell schlechten Knochenerhaltung vor Ort zusammenhängen
könnte. Nach der Grabung wurden einige wenige Knochen, darunter
auch neun Schädel, an D. Fouquet gesandt, dessen Ergebnisse im Band
J. de Morgan‘s zur ägyptischen Prähistorie 1897 publiziert wurden (Fouquet
1897, 335). Nach Ausweis des Anthropologen liegen im Skelettmaterial
vier Männer und fünf weibliche Individuen vor (Fouquet 1897, 335). Zwar
konnte er keine anatomischen Auffälligkeiten und Pathologica nachweisen,
doch vermerkt er Bitumenreste in den Schädelhöhlen und den noch intakten
Nasenbeinen, was er als Hinweise auf frühe Mumifizierung deutet (Fouquet
1897, 335). Forschungen der letzten Jahrzehnte, wie sie beispielsweise
für den sogenannten Arbeiterfriedhof HK 43 in Hierakonpolis vorliegen,
liefern zudem eine Bestätigung für die frühen Versuche und Stadien
der Mumifizierungstechnik in Oberägypten (Friedman und Maish 1999).
2. Das in Berlin aufbewahrte Fundmaterial
Das Fundmaterial kam auf unterschiedlichen Kanälen in die heutigen
Sammlungen. Während die in St. Germain-en-Laye befindlichen Objekte
zu großen Teilen aus dem Nachlass von J. de Morgan stammen, nennt
das Berliner Inventarbuch G. Schweinfurth, der die Objekte dem Museum
1897 schenkte. Wie G. Schweinfurth an die Stücke gelangte, ist bislang noch
ungeklärt. Möglicherweise waren es die Geschenke der Ausgräber während
einer kurzen Visite der französischen Ausgrabungen. Unter Umständen hat
G. Schweinfurth auch während der Grabungen assistiert, denn im Berliner
Inventarbuch findet sich sowohl der Eintrag „von Lampre und Legrain
in Gebel Silsileh gefunden2“ als auch „von Schweinfurth auf der Südseite
der Nekropole von Gebel Silsileh gefunden3“.
Insgesamt handelt es sich bei dem Berliner Material um 15 Tongefäße
unterschiedlichster Form und Zeitstellung, sechs Schminkpaletten und zwei
Cf. ÄM 13957; 13958; 13960; 13975; 13976.
Cf. ÄM 13952. Für ein Objekt, ÄM 13954 wird auch „1897 von de Morgan“ angegeben.
Entweder handelt es sich tatsächlich um eine Überweisung J. de Morgans, der einen großen
Teil der französischen Funde in seiner Privatsammlung besaß, oder es muss mit einer
Verschreibung bei der Inventarisierung gerechnet werden. Zeitgleich mit dem Konvolut vom
Gebel es-Silsileh wurden nämlich Funde aus der Grabung von Beit Allam inventarisiert,
die tatsächlich von de Morgan an Berlin übergeben worden waren.
2
3
10
R. Kuhn
beinerne Schmuckobjekte. Der Erhaltungszustand der Stücke war teilweise
bereits bei der Ankunft in Berlin äußerst fragmentarisch. Letzteres hat dazu
geführt, dass anscheinend bei dem nur noch in einigen Splittern erhaltenen
Elfenbeinarmreif auch A. Scharff bei der Vorlage des Bestandskataloges
der Sammlung letztlich auf eine zeichnerische und photographische
Abbildung verzichtet hat.
Für alle restlichen Objekte, die aus Gebel es-Silsileh nach Berlin
kamen, sind alte Photographien in den Archiven bzw. über die Publikation
Scharffs erhalten. Dies ist in einigen Fällen ein wahrer Glücksfall, da leider
ein Großteil der Objekte heute zu den Kriegsverlusten gezählt werden muss.
Von den ehemals 15 Tongefäßen sind nur noch sieben Gefäße4 erhalten,
bei den Schminkpaletten sind es lediglich zwei, zwei beinerne Ringfragmente
(ÄM 13941) müssen ebenfalls als vollends verloren gelten. Von diesen
insgesamt 23 Objekten aus der Nekropole lassen sich noch zehn Stücke
dem wahrscheinlichen ehemaligen Grabkontext zuweisen5 (Taf. 2).
2.1. Keramik
Das kleine Konvolut an Tongefäßen stellt ein sehr variantenreiches
und interessantes Ensemble dar, welches neben ellipsoiden Vorratsgefäßen,
Zylinder- und Wellenhenkelgefäßen auch Näpfe und Deckelchen
aufweist. Neben der rotpolierten Flasche (ÄM 13977) sind auch die Näpfe
und Schälchen vorwiegend klassische Vertreter von Grabkeramik der Stufe
Naqada IIC/D. Zeitlich etwas jünger dürften hingegen die beiden ellipsoiden
Vorratsgefäße aus Mergelton sein (ÄM 13981, ÄM 13976), die in die Stufe
Naqada IIIB/C datieren. Eines der beiden Berliner Stücke (ÄM 13981)
weist im oberen Bodenbereich der Außenwandung zudem eine zweiteilige
Ritzmarke, bestehend aus zwei parallelen, schräg gestellten Einritzungen
auf. Diese geometrischen Zeichen sind recht häufig anzutreffen und können
wohl in Zusammenhang mit einer Maßangabe bzw. einer Verortung gesehen
werden (Zusammenfassend: Van den Brink 1992, 267–277; Bréand 2008,
1015-1041; Mawdsley 2011, 1043-1071).
Ein weiteres achtes gelangte bereits 1926 an das Museum in Portugal (s.u.), über
den heutigen Verbleib und den Zustand des Gefäßes kann bis dato keine sichere Auskunft
gegeben werden.
5
Auf einigen der Objekte wurde mit roter Farbe oder Tinte eine Nummer vermerkt,
die nicht mit den Akzessions- und Vorgangsnummern im Inventarbuch übereinstimmen.
Es ist davon auszugehen, dass es sich hierbei um die alte Grabnummerierung handelt:
ÄM 13941 („Tombe Ω“), ÄM 13935/1 (Grab 13 oder 19); ÄM 13958 (Grab 24);
ÄM 13960/4 (Grab 28); ÄM 13977 (Grab 47); ÄM 13943, ÄM 13960/3, ÄM 13981 (Grab
51); ÄM 13940 (Grab 54); ÄM 13960/1 (Grab 63).
4
Das Frühdynastische Gräberfeld vom Gebel es-Silsileh...
11
Eine Besonderheit stellen die drei bemalten Gefäßfragmente dar (ÄM
13954; ÄM 13952/1–2). Ein recht seltenes Exemplar ist die Steingefäßimitation
(Taf. 3: 1-2) (ÄM 13954). Dabei wird nicht nur in der kugeligen Form mit
den herausgearbeiteten Schnurösenhenkeln die Form eines Steingefäßes,
sondern durch die Bemalung mittels roter Tupfen das Gefäß auch
farblich an das Gepräge eines Steingefäßes angeglichen. Eine
weitere Steingefäßimitation aus dem Gräberfeld, ein tonnenförmiges
Schnurösengefäß, befindet sich in St. Germain-en-Laye (Inv.-Nr. 77.719j,
cf. Cleyet-Merle et al., 139). Diese beiden Gefäße sind auch deswegen
so interessant und wichtig, da bislang aus der Nekropole keine
Steingefäße bekannt geworden sind, obwohl der Friedhof mitten in einem
Steinabbaugebiet liegt.
Äußerst ungewöhnlich sind hingegen zwei stark fragmentierte
Scherben (ÄM 13952/1–2), die neben der Tonart vor allem auch eine
erklärungsbedürftige Orientierung der bemalten Szene aufweisen
(Taf. 3: 3-4). Ob es sich hierbei aber um nachträgliche Fälschungen
handelt, die von den Ausgräbern vor Ort angekauft worden sind, oder
um lokale Besonderheiten, muss bislang aufgrund der noch nicht erfolgen
TL-Datierung offen bleiben (Kuhn 2014, 180-184). Das Dekor bestehend
aus Straußen/Flamingos ist zumindest auch auf weiteren Gefäßfragmenten
aus dem Gräberfeld nachgewiesen und befinden sich in St. Germain-enLaye (Inv.-Nr. 77.719f) und im Museum der Universität Bonn (I. N. 70;
Kuhn 2014, 180–184). Zudem sind aus Gebel es-Silsileh weitere bemalte
Gefäße belegt, die bis heute singuläre Szenen aufweisen. Eines wurde
mutmaßlich während der Grabungskampagne 1897 entdeckt (Kairo,
CG 18805, cf. Legrain 1903, fig. 5-6; Capart 1905, fig. 93; Graff 2009,
Kat.-Nr. 191). Es handelt sich um ein bauchiges D-Waren-Gefäß mit
triangulären Ösenhenkeln direkt über der Schulter. Das Dekor ist in rotbrauner
Farbe aufgemalt und zeigt im oberen Bereich eine Reihe von mit der Spitze
nach oben ausgerichteten Dreiecken, die wohl eine Bergwelt simulieren.
Darunter befinden sich Gazellen, teils im Kampf miteinander, diverse
Wassertiere wie Vögel, Krokodile und Fische, sowie zwei Bootsdarstellungen
mit Kabine und „Standarte“. Zwischen den aufgezählten Elementen sind
zudem Rauten dargestellt, die in der oberen Hälfte rot ausgemalt sind,
im unteren Feld lediglich eine Umrandung aufweisen. Letztere Elemente
stehen im Kanon der frühägyptischen Gefäßdekoration ohne Parallelen
und harren einer Erklärung. Ob es sich um eine nachträgliche Bemalung
auf einem alten Gefäß handelt, wie dies zuweilen auch für frühägyptische
Gefäße nachgewiesen werden konnte (z.B. Fiechter 2009, 87 zum Gefäß
12
R. Kuhn
Inv.-Nr. 237724, Muzeum Narodowe, Warschau), ließe sich allein durch
eine Thermolumineszenz-Datierung überprüfen.
2.2. Gefäßinhalte – Wer oder was waren hier bestattet?
In sieben der Berliner Gefäße aus Gebel es-Silsileh konnten bei
der Inventarisierung noch Gefäßinhaltsreste nachgewiesen werden6,
von denen heute allerdings nur noch drei Exemplare erhalten sind.
Zusätzlich zu den von A. Scharff erwähnten Gefäßinhaltsresten ließen
sich im oberen Gefäßdrittel der rotpolierten Flasche (ÄM 13977) geringe
Reste einer Flüssigkeit nachweisen, des Weiteren sind möglicherweise
verkrustete Reste im Bodenbereich des Gefäßes ÄM 13976 zu belegen,
die aber bislang allesamt noch nicht näher untersucht werden konnten.
Umso bedauerlicher ist es, dass wir heute nur noch die „menschlichen
Haare“ und einige stark fragmentierte Knochen aus der Schale ÄM
13935/1 und dem Napf ÄM 13936 vorliegen haben. Die anthropologische
Untersuchung durch J. Gresky zeigt, dass es sich mitnichten, wie dies noch
von A. Scharff angenommen worden war, um verbrannte und fragmentierte
Tierknochen handelt (Kuhn und Gresky 2015; Gresky 2016). Vielmehr
gehören die vorliegenden Knochenfragmente, die auf zwei Schalen
aufgeteilt sind, allesamt zu menschlichen Langknochen zweier kindlicher
Individuen im Alter zwischen 5–9 Jahren. Der hohe Fragmentierungsgrad
ist nicht auf einen Brand, sondern wohl den hohen Salzgehalt des Bodens,
sowie auf einen pathologischen Befund zurückzuführen. Dies lässt freilich
unterschiedliche Deutungsmöglichkeiten zu. Möglicherweise handelt
es sich bei den Gefäßen um Beigaben eines Grabes. Ob die Kinderbestattung
die Haupt- oder eine Sekundärbestattung im potenziellen Grab 2 gewesen
ist, lässt sich nach derzeitigem Kenntnisstand nicht sicher feststellen.
Bei den bislang aus Oberägypten bekannten Gefäßbestattungen handelt
es sich allerdings vorwiegend um Bestattungen in großen Vorratsgefäßen,
die sehr jung verstorbenen Individuen vorbehalten waren (zu Adaïma:
Midant-Reynes und Crubézy 2002; Zillhardt 2009, 48–52). Während
die distalen Femurfragmente aus der Schale 13936 keine weiteren
Pathologica aufwiesen, konnten an den Fragmenten aus dem Napf 13935
durchaus pathologische Veränderungen der Knochenstruktur an den
Langknochen entdeckt werden. Letztere werden von J. Gresky mit aller
Vorsicht als mögliche Hinweise auf eine Tumorerkrankung und chronische
*ÄM 13935/1; ÄM 13935/2; ÄM 13975; ÄM 13958; ÄM 13976; *ÄM 13936;
*ÄM 13938. Mit * gekennzeichnete sind noch erhalten.
6
Das Frühdynastische Gräberfeld vom Gebel es-Silsileh...
13
Herz-Kreislauf-Lungenerkrankung (Morbus Pierre-Marie-Bamberger)
gewertet (Gresky 2015; Gresky 2016). Zwei mittlerweile erfolgte
Radiokarbondatierungen ergaben leider aufgrund des nicht mehr erhaltenen
Kollagens im Knochen kein Ergebnis. Die aDNA Untersuchungen scheiterte
gleichsam an der schlechten Knochenerhaltung. In beiden Fällen konnten
an den Knochen keine Brandspuren nachgewiesen werden, was eine
Brandbestattung in den Näpfen ausschließt. Allein für das Wellenhenkelgefäß
(ÄM 13975) ist im Inventarbuch der Vermerk „verbrannte Knochen“
belegt, was aber aufgrund des kriegsbedingten Verlustes des gesamten
Gefäßes nicht mehr nachgeprüft werden kann. Ob es sich auch hierbei
um Menschenknochen (zu frühägyptischen Brandbestattungen: Dougherty
2010, 6–7) oder eher um Reste einer Nahrungsbeigabe (vgl. Flores 2003),
also Tierknochen handelt, ist nicht mehr nachzuvollziehen. Aufgrund
der Forschungsgeschichte kann nicht mehr mit Sicherheit bestimmt werden,
ob die hier vorgestellten Schalen zu einer oberägyptischen Sonderbestattung,
etwa eine Sekundärbestattung (Kuhn 2013, 127–140) zu zählen sind,
oder es sich vielmehr um einen Umlagerungsprozess innerhalb des Museums
und Depots in der Vergangenheit handelt.
2.3. Die Schminkpaletten
Die Schminkpaletten aus dem Gräberfeld vom Gebel es-Silsileh sind
nahezu allesamt nur noch fragmentiert erhalten und lassen sich aufgrund
ihrer Form recht gut mit dem bekannten Inventar dieser Objektkategorie
vergleichen. In Berlin befinden sich noch sechs Palettenfragmente,
wovon vier fischförmig gestaltet sind (ÄM 13940, 13960/1; ÄM 13960/4;
ÄM 13960/5) (vgl. Taf. 2). Bemerkenswert an diesen Stücken ist vor
allem, dass sich trotz des fragmentierten Zustandes noch eine, bereits
in der Antike stattgefunden habende Umarbeitung nachweisen lässt.
Das Fragment ÄM 13960/5, das keinem Grab mehr zugewiesen werden
kann, zeigt beispielsweise stark überglättete Ausbruchkanten an den Seiten
auf. Erhalten ist nur noch das hintere Ende, dass augenscheinlich nach
einem Ausbruch zu einem Fischschwanz umgearbeitet worden ist. Aufgrund
des tiefen Einschnittes am oberen Ende, darf zumindest vermutet werden,
dass es sich hierbei dereinst um eine schildförmige Palette gehandelt hat,
die in zwei antithetisch ausgerichteten Vogelköpfen endete.
Wenngleich die Schminkpaletten zu den Leitformen der frühen
oberägyptischen Kulturen gehören, lässt sich anhand dieser Objekte
kaum eine Feindatierung vornehmen. Zwar werden die zoomorphen –
darunter auch die fischförmigen Paletten – zumeist mit der Stufe Naqada
14
R. Kuhn
II verbunden (Ciałowicz 1991; Regner 1998), doch zeigt die weitgehend
alte Fragmentierung sowie Überarbeitung der einzelnen Objekte, dass
sie möglicherweise weitaus länger in Umlauf waren. Der Umgang
mit den wohl durchaus als besonders eingestuften Rohstoffen wie Grauwacke/
Siltstein wirft einen interessanten Blick auf die Fertigung von Kultobjekten
wie etwa Schminkpaletten, die trotz eines Bruches weiter verwendet
und umgestaltet worden sind. Fraglich muss allerdings auch weiterhin
bleiben, wann die Objekte umgearbeitet worden sind.
2.4. Weitere Kleinfunde
Sowohl in Berlin als auch in St. Germain-en-Laye und Kairo lassen sich
neben tönernen Gefäßen und Schminkpaletten einige wenige Kleinfunde
wie Ketten und Armreifen aus unterschiedlichen Materialien nachweisen.
Es handelt sich hierbei vorwiegend um kugelige Knochen- und Tonperlen,
die kaum weitere chronologische Anhaltspunkte liefern. Zudem ist die genaue
Lage im Grab nicht mehr zu rekonstruieren, so dass auch die Interpretation
als Hals-, Arm- oder Fußschmuck nicht mehr abgesichert werden kann.
In Berlin lässt sich leider nur noch eine Kette bestehend aus kugeligen
gebrannten Tonperlen nachweisen (ÄM 13970). Die beiden elfenbeinernen
Ringe (ÄM 13941) sind sehr wahrscheinlich als Armschmuck zu deuten aber
nicht mehr vorhanden. Ein weiteres Objekt aus Elfenbein, ein sogenanntes
‚tag’ oder Zahnamulett, ist leider gleichfalls als Kriegsverlust in der Sammlung
verzeichnet (ÄM 13943). Wie im Falle der anderen Schmuckstücke,
ist auch eine genaue Verortung des Zahnamulettes in einem Grab nicht
mehr möglich. Allein die Vergleichsfunde, die vornehmlich im Bereich
der Arme in Gräbern der Stufe Naqada IC–IIC/D deponiert vorkommen,
mögen einen Anhaltspunkt für die ursprüngliche Deponierung liefern.
Eine genaue Datierung ist aufgrund der beschriebenen Widrigkeiten allein
über die Vergleichsfunde nach Stufe Naqada IC–IIB möglich (Hendrickx
und Eyckerman 2011, 497–570, Typ B. 3.b).
Völlig singulär ist zudem ein heute in Kairo aufbewahrtes Fragment
eines kupfernen Beschlags aus dem Gräberfeld, der gleichfalls keinem Grab
zugewiesen werden kann (CG 14531). Der ca. 1 mm dünne und korrodierte
Kupferbeschlag war um einen hölzernen Stab geschlagen, der wiederum
eine Gabelung aufweist (vgl. de Morgan 1897, 141 und 268; Quibell 1904,
278 ad CG 14531). Die Funktion dieses Stückes ist bislang unklar, doch
ist auf ganz ähnlich geformte Objekte zu verweisen, wie sie sich
im Gräberfeld von Abusir el-Meleq befanden (Kuhn und Hertel 2017).
Das Frühdynastische Gräberfeld vom Gebel es-Silsileh...
15
3. Rekonstruktion und Datierung der Gräber
Wenngleich die Vielzahl der aus Gebel es-Silsileh bekannten Paletten
rein typologisch vorwiegend an das Ende der Stufe Naqada II datieren,
lässt sich dennoch aufgrund der Überarbeitung dieser Stücke keine klare
Datierung für die Einzelobjekte geben.
Über die einzelnen Funktionen und die Lage im Grab können sowohl
für die Tongefäße, die Schminkpaletten und weiteren Kleinfunde nur noch
Mutmaßungen angestellt werden. Aufgrund der publizierten Skizzen zeigt
sich aber auch für das Gräberfeld von Gebel es-Silsileh eine durchaus bekannte
und zu erwartende Aufstellung. Zumeist waren es ovale und rechteckige,
nicht allzu tief in den Boden eingetiefte Grabgruben. In denen wurde
um den wohl vorwiegend linksseitig bestatteten Hocker das entsprechende
Grabinventar, bestehend aus Keramik und wenigen Kleinfunden deponiert.
In mindestens einem Fall, einer Mehrfachbestattung von drei Personen,
hat zumindest ein Individuum mit dem Kopf auf einer Schminkpalette gelegen
(de Morgan 1927, 112, fig. 134). Diese Lage ist vor allem in Gräberfeldern
der oberägyptischen Naqada-Kultur gut belegt (Regner 1998, 28-34)
und darf wohl im Zusammenhang mit der intendierten Nutzung dieser
Objekte gesehen werden. Architektonisch elaboriertere Grubengräber
der Naqada III-Zeit weisen hingegen teilweise eine Kompartimentierung
durch Einbauten auf. Beide Formen scheinen nach Auskunft der überlieferten
Grabskizzen in Gebel es-Silsileh nachgewiesen zu sein.
Zu den einzelnen Bestattungsformen kann derweil auch weiterhin
nur gemutmaßt werden. Die erhaltenen Berichte und Archivalien belegen
in jedem Falle sowohl Einfach- als auch Mehrfachbestattungen. Inwieweit
dabei auch Sonder- und Sekundärbestattungen eine Rolle gespielt
haben, lässt sich jedoch aufgrund der schlechten Nachweislage kaum
mit Sicherheit bestimmen. Ein möglicher Hinweis auf letztgenannte
Praxis könnte allerdings der oben genannte Fall einer Teilbestattung eines
an einer Krankheit verstorbenen Kindes sein, dessen Knochen in kleinen
Tonschälchen niedergelegt worden sein könnten.
Wenngleich mit dem hier vorgestellten Berliner Material kein komplettes
Grabensemble rekonstruiert werden kann, lässt sich doch zumindest eine
Vergesellschaftung von drei unterschiedlichen Beigaben im Grab Nr. 51
wahrscheinlich machen. Diese Zusammenstellung zeigt interessanterweise
zudem, dass sich auch in den Gräbern aus Gebel es-Silsileh teils ältere
Objekte, in unserem Falle das Palettenfragment und ein Elfenbein-‘tag‘,
befunden haben.
16
R. Kuhn
4. Zusammenfassung und Ausblick
Unlängst hat A. Lohwasser (2017) in einem kurzen Essay wichtige
Möglichkeiten und Chancen für die wissenschaftliche Bearbeitung
von Altgrabungen und Archivmaterial herausgearbeitet. Schwierig ist dabei
allerdings, dass in vielen Fällen, wie auch im vorliegenden, die generelle
Dokumentationslage von Beginn an sehr schlecht ist und somit auch unter
Verwendung aller (bislang gesichteten) verfügbaren Materialien auch
auf lange Sicht nur eine Annäherung an den Befund möglich ist. Darüber
hinaus verspricht vor allem die Anwendung von naturwissenschaftlichen
Analyseverfahren weitere wichtige Informationen den rein archäologisch
zu erhebenden Daten zur Seite zu stellen. Allerdings ist auch deren
Aussagewert teilweise aufgrund der Lagerung bzw. generell schlechten
Erhaltung manchmal stark begrenzt, wie dies auch im vorliegenden
Fall festgestellt werden musste. Das hier vorgestellte Material entstammt
einem Friedhof, dessen konkrete Ausmaße und selbst geografische Lage
bislang nur unzureichend geklärt sind. Dabei ist allerdings zu hoffen,
dass zumindest die einstige Lage durch die aktuellen Grabungen durch
das Team um M. Nilsson möglich sein wird. Bis dahin bleibt uns allein
der in den Museen dokumentierte und spärliche Befund, wie er hier kurz
vorgestellt wurde. Das bislang bekannte Material lässt dabei zumindest
von der relativchronologischen Einteilung des Gräberfeldes in die Stufen
Naqada IIC–IIIC1 ausgehen. Die in den publizierten Skizzen vorgelegte
Keramik lässt sogar auf einen etwas früheren Belegungszeitraum
des Friedhofes schließen. Letztlich würde dies allerdings bedeuten, dass
wir mit einer recht langen Belegungszeit über nahezu die gesamte
formative Phase bis in die Mitte der 1. Dynastie zu rechnen haben. Dies
lässt die Existenz einer größeren Siedlung im näheren Umfeld vermuten,
die ebenfalls über lange Zeit bewohnt worden ist. Gleichzeitig lässt dieser
Umstand mutmaßen, dass es sich bei diesen „mindestens 63“ Gräbern
nur um einen kleinen Ausschnitt, bzw. einen Teilfriedhof gehandelt
haben kann. Im Anschluss an die Beschäftigung mit dem in Berlin
befindlichen Material soll nun auch das Material der anderen Sammlungen
näher in den Blick genommen werden, um so in Zukunft ein genaueres
und differenziertes Bild dieser hochspannenden Nekropole zeichnen
zu können. Unter den geplanten Arbeiten ist auch an die Weiterführung
naturwissenschaftlicher Analysen der Gefäßinhaltsreste sowie am noch
vorhandenen Knochenmaterial zu denken.
Das Frühdynastische Gräberfeld vom Gebel es-Silsileh...
17
Dank
Für die abermalige Vorstellung des Konvolutes sei den Direktoren
und Kuratoren der jeweiligen Museen herzlich gedankt: Prof. Dr. F. Seyfried
(Berlin), Prof. Dr. L. D. Morenz (Bonn); Dr. C. Lorre (St. Germain-en-Laye).
Frau Dr. J. Gresky vom DAI Berlin war so freundlich die anthropologische
Bestimmung und Untersuchung des Knochenmaterials vorzunehmen
sowie für die 14-C-Beprobung vorzubereiten. Die Proben wurden am CEZ
in Mannheim untersucht, hierfür sei Herrn Dr. R. Friedrich herzlich gedankt.
Für die unermüdliche Suche im Fotoarchiv nach immer wieder passenden
Aufnahmen aus dem riesigen Fundus sei zudem Frau Dr. C.-B. Arnst mein
herzlicher Dank ausgesprochen.
18
R. Kuhn
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Robert Kuhn
c/o Ägyptisches Museum und Papyrussammlung Berlin
[email protected]
TAFEL 1
R. Kuhn
Taf. 1: 1 – Blick auf die Steinbrüche vom Gebel es-Silsileh. Im Vordergrund befinden
sich einige Kuhlen, die auf Grabungstätigkeit verweisen. Ob es sich allerdings um den
betreffenden frühzeitlichen Friedhof handelt, ist ungewiss. © Fotoarchiv Ägyptisches
Museum und Papyrussammlung Berlin
Taf. 1: 2 – Mehrpersonenbestattung – wohl eine Sekundärbestattung – im Gräberfeld
vom Gebel es-Silsileh nach einer Skizze von J. de Morgan, Recherches sur les origines
de l’Egypte. Ethnographie préhistorique et tombeau royal de Négadah. Paris, fig. 465
Das Frühdynastische Gräberfeld vom Gebel es-Silsileh...
TAFEL 2
Taf. 2 – Zusammenstellung einiger Funde nach Gräbern. Die Zuweisung erfolgte
anhand einiger noch auf den Objekten stehender, in roter Farbe ausgeführter, Nummern.
Zeichnungen: R. Kuhn; Fotos © Archiv Ägyptisches Museum und Papyrussammlung Berlin
PLATE 3
R. Kuhn
Taf. 3: 1 – Steingefäßimitation aus dem Gräberfeld vom Gebel es-Silsileh, ÄM 13954.
Zeichnung: R. Kuhn; Fotografie nach A. Scharff, Die Altertümer der Vor- und Frühzeit
Ägyptens, Erster Teil, Werkzeuge, Waffen, Gefäße, Berlin 1931, Taf. 15.361)
Taf. 3: 2 – Bemalter Scherben eines großen Vorratsgefäßes (ÄM 13952/1). Die Ausrichtung
zeigt gleichsam die des Scherben im Gefäßes. Foto: R. Kuhn
S T U D I E S I N A N C I E N T A RT A N D C I V I L I Z AT I O N 21
Krakow 2017
Paul Nicholson
Cardiff, U.K.
POTTERY PRODUCTION IN EGYPT:
THE CHAÎNE OPÉRATOIRE
AS A HEURISTIC TOOL
Abstract: The main steps in the production of pottery are well
known and are often similar across much of the world. However, the loci
of production where such steps took place, namely the workshops/workspaces,
have traditionally attracted less attention from Egyptologists than have
the major religious and funerary monuments. In the past three decades or so,
however, there has been an increased emphasis on settlement archaeology
and ‘daily life’ and this shift has increased the importance of understanding
production loci.
This paper attempts to use the concept of the chaîne opératoire
in association with spatial information in the way which Monteix (2016) has
done in his study of Pompeian bakeries in an attempt to better understand
the layout of workshops and to identify potential gaps in the archaeological
record.
Keywords: Egypt, Pottery, chaîne opératoire, technology, archaeological
theory
Introduction
Whilst the main steps in the production of pottery are well known and
are broadly similar the world over (see for example Hodges 1964/1981, 1941; Rice 1987) the loci of production where such steps took place, namely
the workshops, have until recently attracted less attention from Egyptologists
than have the major religious and funerary monuments. Whilst such
a situation is entirely understandable – pottery workshops were unlikely
DOI: 10.12797/SAAC.21.2017.21.02
26
P. Nicholson
to attract the attention of early scholars and were unlikely to illuminate
the developing chronology of the country – the increasing emphasis of
the last thirty or so years on settlement archaeology and ‘daily life’ has
increased their importance.
In order to be able to understand the layout of workshops more fully
and to identify potential gaps in the archaeological record, and therefore
in our knowledge, it may be worthwhile to consider using a chaîne opératoire
approach and relate it directly to the workshops themselves.
The Chaîne Opératoire
The concept of the chaîne opératoire (‘operational sequence’) comes
from the work of André Leroi-Gourhan (1911-1986) (1943, 1945, 1964,
1965, 1993) himself a student of Marcel Mauss (1872-1950) and is founded
in the latter’s concept of techniques as “‘traditional efficient acts’ a way
of being and doing” (Schlanger 2005, 27, for a recent review see Monteix
forthcoming).
The adoption of the Mauss’s ideas by Anglophone archaeologists
probably owed much to the fact that a concept of stages of production had
been both implicitly and explicitly used by them for some years. Gordon
Childe (1892-1957) in his Man Makes Himself (1956) had taken the view that
in explaining settlement and activity one needed to look for the necessities
of life – water source, productive land etc., taking a staged approach and this
idea of steps and stages finds its way implicitly into Singer et al.’s A History
of Technology (1954).
Though used in archaeology, chaîne opératoire has not been widely
used by Egyptologists, although Shaw (2012, 64) has recently introduced
the concept to a general Egyptological audience and Bloxam (2015) has
used it in the examination of Egyptian quarrying.
One of the shortcomings of the chaîne opératoire concept as it has
frequently been used is that it has often done little more than list the steps
in a production sequence. Whilst this is a valuable observation to make
those steps are often well known, as for example in pottery production, and
the concept is capable of greater utility as Monteix (2016) has demonstrated.
The chaîne opératoire as a tool for understanding production space
The chaîne opératoire when more fully applied looks beyond simple
steps in production and at how the techniques involved in the chaîne
Pottery production in Egypt: the Chaîne Opératoire...
27
functioned and were structured (Schlanger 2005, 27). Such structuring
of tasks may be reflected archaeologically by their physical location on
the ground. This has been elegantly demonstrated by Monteix (2016)
in his case study of Pompeian bakeries.1 A similar approach has been taken
by Keller and Keller (1996) in looking at blacksmithing and, although they
do not use the term chaîne the ideas of process and space are closely linked.
The difficulty in applying the concept in ceramic studies, not least in Egypt,
has in part been the lack of excavated pottery workshops to which it might
be applied as well as a relative lack of ethnoarchaeological studies of pottery
production in Egypt. The writer has been fortunate enough to be involved
in the excavation of several pottery production sites in Egypt as well as
having conducted ethnoarchaeological work and this paper attempts to draw
on some of these results.
Monteix has clearly demonstrated that by identifying the individual steps
in a production chain these can be mapped onto the excavated surface and
a pattern of movement/circulation around the working space be suggested
from them. The pattern so derived may draw attention to gaps in the chaîne
which call for explanation or identify apparent bottlenecks or unexpected
changes of direction within the operational flow. In the view of the writer
this approach has much to offer to the study of crafts and industries in
Egypt and the current paper is an attempt to demonstrate its applicability
there. In order to do this it is first necessary to identify the steps, or links,
in the chaîne opératoire for pottery production.
Pottery Production in Egypt
The basic steps in the production of pottery in Egypt are the same as
those across the world and so will only be briefly summarised here. At their
most basic they involve the procurement of a plastic material, in the form
of clay, and its transformation into an aplastic material through the use of
heat. These can be seen as what Lemmonier (1992, 21-24) has described
as ‘strategic tasks’, conveniently summarised by Schlanger (2005, 27)
as ‘fixed operations which cannot be tampered with or cancelled without
undermining the whole project’. These are in contrast to ‘technical variants’
which have an effect on the task but which are a matter of technical
1
The writer was privileged to hear Monteix’s paper at the recent conference Craft
Production Systems in a Cross-Cultural Perspective held in Bonn and is grateful to him
for a copy of his paper on the bakeries of Pompeii as well as a draft of his forthcoming
paper.
28
P. Nicholson
and cultural choice. In the case of pottery production these might include
the decision on whether or not to add aplastic material (‘temper’ or ‘filler’)
to the clay in order to modify its working properties (for discussion see Rye
1976; Rice 1987, 406-413).
The links in the pottery chaîne may be summarised as follows:
1. Raw material procurement. Clay may be obtained from a variety
of different sources (Nordström and Bourriau 1993, 160-161). In Egypt
the commonest of these is from the banks of the Nile. This iron-rich, and
consequently red-firing2 clay, accounts for perhaps some 90% of all ancient
Egyptian ceramics and is generally referred to by Egyptologists as ‘Nile Silt
Ware’ (Arnold and Bourriau 1993, 160-161). This is in contrast to the much
more localised and white-firing3 ‘marl clay’ (Arnold 1981) which has tended
to be used for a more limited range of wares (Nicholson and Patterson 1985;
Nicholson and Patterson 1989).
‘Temper’ or ‘filler’ material may also need to be transported to
the workshop. However, in the case of many Egyptian workshops where
sand is used in this role it can be obtained very close to the site. Dung temper
may also be used and is, again, readily obtained from the numbers of animals
used in agriculture and transport in both ancient and modern times.
2. Raw material transport. Where clay is not located at the site of
the workshop it must be brought there by some means. This frequently
employs human, animal or water transport or some combination of these.
Since the material is heavy as well as bulky the quantities transported can
sometimes be a reflection of the scale of the workshop since those producing
very large quantities of ware and doing so for all or most of the year are
likely to require large quantities of clay in order to sustain their production.
The situation for those making pottery only for their own domestic use
is very different. The transport of tempering materials can be achieved
in the same way.
3. Paste preparation. This may be a simple matter of the addition
of water followed by the kneading of the clay in order to homogenise it and
Iron rich clays will fire red in an oxidising kiln atmosphere, black where oxygen is
lacking, so-called reduction firing.
3
The white surface is from the efflorescence of a calcareous surface ‘bloom’ as the clay
dries. In broken section the clay is frequently pink in colour.
2
Pottery production in Egypt: the Chaîne Opératoire...
29
to drive out trapped air. However, in the Egyptian situation there may be two
contrasting operations, facets of Lemmonier’s (1992) ‘technical choice’.
These are (a) the removal of aplastic materials or (b) the addition of aplastic
materials. The two may sometimes be combined. In (a) it may be necessary
to remove small stones, shells, pieces of calcite or gypsum from a clay
along with any vegetal material which has become incorporated, perhaps as
a result of its having been excavated from a vegetated river bank. In (b) sand,
crushed stone, dung or chaff might be added to the clay in order to make
it more porous and therefore more suitable as a porous container (Nicholson
1995a; 2002) or to help it to withstand thermal shock (Cardew 1952; Woods
1986).
4. Shaping. There are numerous ways in which the shaping of the prepared
paste can be achieved (Hodges 1964/1981) though these can be divided into
two broad classes, namely (a) hand making and (b) wheel-making. In (a)
the clay is shaped without the aid of a mechanical device. This may be
achieved by pinching the clay, forming it into rings or coils, cutting it
into slabs or drawing it up with tools, most notably a ‘paddle and anvil’.
In (b) a wheel is employed to develop rotary motion (cf. Childe 1954).
Such a wheel may be powered by kicking a flywheel or by spinning by hand
or with a stick. Hand-making is employed by some Egyptian potters working
in the modern era (Blackman 1927) while wheel throwing was the method
adopted throughout most of the Pharaonic era (Doherty 2015) as well as
being practiced today. Incised or applied decoration might be added to
the pot at the end of this shaping stage of the process as a technical variation.
5. Drying. In this stage the completed (or sometimes partially completed)
pot is set to dry. This may take place indoors or outdoors according to
the stage of completeness of the vessel (Nicholson and Patterson 1985) and
may be a process of one, two or more stages. The drying process is essential
so that as much moisture as possible escapes from the clay fabric before
it is subject to the intense heat of firing, which would otherwise generate
a considerable body of steam whose failure to escape properly would
cause damage to the desired product. A further stage of technical variation
is possible at this point since vessels might be covered in a layer of slip,
be burnished or be painted.
6. Firing of the shaped product. Firing, it may be argued, is the critical
point in ceramic production since it renders a change of state, changing
30
P. Nicholson
the plastic clay to an aplastic ceramic. Any error made before this point
can, at worst, be overcome by simply adding water to the part finished
product and kneading it again to be re-cycled as clay. Once firing has taken
place and the chemically combined water in the clay has been driven off
it cannot be re-shaped by the potter (although it can be further broken up
and ground down for use as a temper/filler generally referred to as ‘grog’
by archaeologists – Hodges 1964/1981, 20). The change of state from
plastic to aplastic is achieved through the use of heat either in a simple open
firing (sometimes erroneously referred to as ‘bonfire firing’) or in a kiln.
The updraught kiln, in which the fire is located beneath the charge of vessels
and separated from them by a perforated floor or chequer is almost universally
used by traditional potters in contemporary Egypt as well as accounting for
the firing of most pharaonic pottery.
7. Post-firing processing. This step is essentially a technical variation.
Fired vessels may be checked by the potter for defects and where these
are found an attempt can be made to remedy them. Such remedies might
include the insertion of new clay, or even dough, into cracks or holes in a pot
followed by the covering of the surface in a fugitive slip. Such post-firing
treatments are extremely difficult to detect archaeologically, leaving little
or no trace on the vessels and generally requiring no specific processing area
within the production space.
The approach taken by Monteix (2016) is to attempt to map the stages
of production onto the physical spaces in which they took place. However,
there are potential problems in doing this in the ancient Egyptian context,
not least because it is likely that the stages of at least some crafts took
place outside the workshop building itself, in the courtyard or other open
areas (Shaw 2004, 17) or even in the street itself. The evidence provided
by ethnographic studies and by artistic representations can be helpful here
but is not, of course, definitive.
Case Study 1: Contemporary Deir el-Gharbi, Upper Egypt
In order to test the use of the chaîne opératoire, as applied by Monteix,
on an Egyptian situation, the contemporary potting settlement at Deir
el-Gharbi in Upper Egypt has been chosen. This site forms part of
the Ballas industry and has produced two handled, amphora-like vessels
for the transport and short term storage of water since at least the Roman
era in Egypt whilst use of the clay source has a much longer ancestry
Pottery production in Egypt: the Chaîne Opératoire...
31
(Arnold 1981). The industry was examined in two studies during the 1980s
(Nicholson and Patterson 1985; Nicholson and Patterson 1989).
The steps in the chaîne opératoire can be identified as set out below and
are summarised in plates 1 and 2.
1. Clay procurement. Clay is obtained from adit mines in the hills of
the Western Desert at some distance from the village of Deir el-Gharbi itself.
It is a marl clay and when extracted is in the form of rock-like lumps.
2. Clay transport. Once extracted the clay is transported from
the mines to the village by donkey or camel. In the mid-1980s some potters
had arranged to have larger quantities moved by tractor and trailer.
3. Clay preparation. Once the clay reaches the workshops it is unloaded
into piles beside one of the trampling pits. It is then broken into smaller
pieces using hammers and the pieces thrown into the shallow pit(s).
It is then soaked in water and left to stand whilst it absorbs the water
and the individual clay layers begin to delaminate. More water is added
and the clay is then trampled using a water buffalo led around by one
of the potter’s assistants. The assistant works barefoot and during
the trampling process picks out any aplastic material which he detects as
a result of treading on it. The commonest such material is lumps of calcite
which run as veins through the clay. If left in the mixed clay it would cause
spalling of the finished vessel. No material is deliberately added to the clay
at this stage but dung from the water buffalo may, inevitably, be incorporated
into the mixture. It is not, however, present in significant quantities and
is unlikely to be mistaken for deliberate dung temper by ceramicists.
This, however, is but the first stage of clay preparation at Deir el-Gharbi.
The clay is next removed from the pit and carried into the workshop where
it is dumped onto the trampling floor, located in front of the potter’s wheel.
This dump of clay is arranged as a low circular mound about 30cm high.
The mound of clay is then trampled in a very organised and systematic
manner by two assistants who tread it against the cobbled surface
of the floor. As they do this they drive out air from the clay and also have
the opportunity to locate any aplastic material missed during the first stage
of trampling.
Once the assistant potters are satisfied that the clay is sufficiently well
processed it is removed from the trampling floor and piled into a mound
in a corner of the workshop.
32
P. Nicholson
4. Clay shaping (stage i). This is carried out by the master potter
who is seated at his wheel and who works alongside an assistant.
The assistant first uses his extended hand and forearm to cut through the pile
of clay and removes a large slab of it from the pile. This he takes to a sloping
area of the workbench beside the potter’s wheel and proceeds to wedge it,
a process designed to drive out any remaining trapped air. As he does this
he gradually rolls and revolves the mass of clay until it is transformed into
a tall cone resembling an artillery shell in shape.
The potter takes the cone and centres it on the wheel head. He proceeds
to open the cone into a cylinder and gradually forms the rim, neck and
shoulders of his intended amphora-like vessel. He does not, however, make
use of the very bottom part of the cone which is left as a solid lump. Whilst
this shaping process is going on the assistant has prepared the next cone,
as he finishes it so the potter finishes the shaping and hands the partfinished vessel to the assistant to take it away to the drying room attached
to the workshop. This is an aspect of this industry to which attention can be
drawn through study of the chaîne opératoire (below).
5. Clay drying (stage i). The partly finished Ballas jars are stood on their
unfinished bottoms in the drying room. The production of these is usually
completed in the late morning and by mid-afternoon further assistants,
at Ballas usually the children of the potter and his assistants, come into
the drying room and add handles to the jars. The handles are pulled from
lumps of clay which are brought from the clay pile in the main workroom.
The process of handle making and attachment is very rapid. The jars,
with their upper part now complete, are left to dry overnight.
6. Clay shaping (stage ii). Next morning the partially dried jar’s tops are
taken from the drying room and inverted on the wheel which has a bucketlike arrangement on the wheel head. This has two slits in it into which
the handles fit so that the whole acts as a kind of chuck for the throwing
process. The potter re-wets the lump of clay which remains as the base of
the original cone and begins to shape it into a cylinder which he gradually
draws outwards before bringing it inwards to form the base. As he starts
to bring it in again he slows the wheel and impresses a pre-cut length of cord
around the widest point of the vessel which helps to support it as he brings
in the clay to close the base. The vessel is now complete, though at two
different stages of drying – the upper part approaching or at, the green-hard4
4
Also known as the leather-hard stage.
Pottery production in Egypt: the Chaîne Opératoire...
33
stage, the lower part soft. The potter’s assistant hands the potter the next
partially finished vessel and takes the completed one outside to dry.
7. Clay drying (stage ii). Outside the workshop, usually close to the kiln,
the now completed vessels are stood on their rims (the driest and so strongest
part of the vessel) in order that the drying process can be completed.
As drying progresses so an effloresced surface begins to form on the vessels.
After a time the assistants go around and remove all the strings from
the bases as they start to dry away from the vessel. These are taken back
to the workshop where they are re-used. Once the vessel bases are judged
to be sufficiently dry to withstand the weight of the vessel the pots are turned
right side up so that air can circulate inside them and dry them thoroughly.
Efflorescence continues and it is common to see a less well effloresced
patch on the base of a vessel where it has been in contact with the sand
of the drying area.
8. Firing of the shaped product. Once sufficient vessels have been
produced and dried (usually in the order of 625 at Deir el-Gharbi) they are
loaded, upside down, into the kiln for firing. Loading is a very careful process
and the vessels are arranged in 5 layers5 before the top layer is covered with
broken sherds. These sherds may provide some insulation if the weather
changes and becomes windy during firing but their main purpose is to form
a layer on which soot can build up without affecting the charge of vessels.
Firing itself is also carefully carried out using much the same quantity
of fuel irrespective of weather conditions (see Nicholson and Patterson 1989
for fuller discussion).
9. Post-firing processing. At Deir el-Gharbi there is generally no postfiring processing. The vessels have a now permanently fused white surface6
and so need no fugitive or other slip treatment. Very occasionally a broken
sherd used to separate vessels during the firing may have adhered to
the vessels, usually in the lowermost layer where temperatures are highest,
and needs to be removed but otherwise there is no special treatment. Vessels
are unloaded and then stacked ready for distribution and sale. It is at this
This applies to the standard sized vessels. If a batch of smaller ones is prepared there
might be a greater number of vessels and more layers.
6
Though vitrification has taken place this surface is not itself glassy (i.e. vitreous) except
in the case of over-firing when it is usually discoloured to a greenish hue. It is this surface
to which sherds sometimes adhere in firing.
5
34
P. Nicholson
point that it becomes apparent whether any aplastic material has been missed
since the calcite, dehydrated during firing, re-hydrates and expands and
in doing so spalls the surface of the pot. These spalls are very easily spotted
as with the white surface broken away the pink of the clay is visible along
with the offending white speck of calcite.
The chaîne opératoire concept has sometimes been used to look
the sale, use and discard of products. However, the focus of this paper is
the use of the concept in the examination of workshops and so these steps
are not considered here.
Case Study 1: Discussion (Pls. 1-2)
Mapping of the operational sequence described above onto the plan
of a workshop at Deir el-Gharbi immediately draws attention to features
of the layout which may not be immediately apparent from simply looking
at the basic plan alongside a narrative of the work which takes place
in the building.
Thinking of the plan from the standpoint of someone used to the Fordian
mass-production layouts of the 20th and 21st Centuries (Ford 1926, but see
also Batchelor 1994, 6 n. 4). there are ‘problems’ with it. The doorway into
the workshop from the outdoor preparation area is narrow, as is that between
the workshop and drying room. It is not possible for two adults to pass one
another in such a doorway. This is helpful in drawing attention to an aspect
of working practice – two adults do not need to pass one another in this
opening, only one assistant uses the doorways at a time. Their narrowness
does, however, limit what can be carried through them and this is potentially
more problematic. Again the doorway indicates the maximum size of any
product, but is still smaller than might seem ideal for a mass-production
operation. The reason is probably to be found in the desire to keep
the workshop cool and dark. If additional light or warmth is required
the potter has his assistant remove part of the roof above his wheel.
In an archaeological situation, where the roof has been lost, such a detail
would be lost and it is likely that one might assume that the workshop was
lacking in light.
This lack of physical evidence draws attention to an important point
made by Monteix (2016, 170) ‘only production phases that can be traced
through material remains can be reconstructed’. In the present context
the stages are known from direct ethnographic observation, but if they were
not then the workshop would be more difficult to understand. For example,
Pottery production in Egypt: the Chaîne Opératoire...
35
the clay preparation pits outside the workshop are obvious but inside,
with the clay pile gone, only a cobbled floor would be left. Someone with
a knowledge of pottery workshops might note that it was probably for clay
preparation but such hard surfaces are not universal nor exclusive to pottery
workshops. The features of the workbench would probably be apparent
even if the wheel itself had gone, but the function of the drying room would
be much less obvious. In a roofless condition it might be thought to be
a courtyard and – despite the narrowness of the door – buffalo have been
observed grazing in abandoned workshops and drying rooms which serve as
just such enclosures. The outdoor drying area is not marked in any special
way and though its existence might be expected its location could not be
detected with certainty, not least since its position is not rigidly fixed.
What is also lacking within the workshop is a knowledge of time.
Because the essential stages of pottery production are known from numerous
studies it is obvious that some operations must be carried out before others
can happen. However, what is less easy, or may be impossible, to ascertain
is whether some operations went on simultaneously and how long it took to
produce particular vessels. In the case of Deir el-Gharbi if the wheel was
reconstructed it would be apparent that the potter could not easily get up
from his seat to get more clay each time he needed it. As a result it is safe to
assume that he worked with at least one assistant. However, if it was realised
that this was part of a whole village of specialised potters who are essentially
mass-producing a particular type of vessel, which might become apparent
from large area excavations, then the archaeologist might begin to think
in terms of greater numbers of workshop staff. In practice each workshop
has a minimum of three people and more usually four. In this way clay can
be prepared in the outdoor pits or on the trampling floor at the same time
the potter is being supplied with cones or bases on which to work. Study
of the finished Ballas jars might indicate that they were made in two stages
but it would not be certain that the tops were left to dry overnight before
the bases were made the next day and the whole set to dry outside.
The chaîne opératoire approach then, draws attention to features of
the workshop, but in an archaeological context where particular production
steps may be invisible, has its uncertainties. Fortunately, most products
require a number of set manufacturing stages and these can be observed
ethnographically and inferred archaeologically, albeit with caution. Monteix
(2016) points out that not all of the bakeries in his study had all of the features
which might be expected, thus tempering (Monteix 2016, 156)7 might be
7
Tempering here refers to a bread making process and is unrelated to ceramic tempering.
36
P. Nicholson
done at a location away from the workshop and one should be aware that
in some instances clay preparation or even firing might be done away from
the workshop.
Case Study 2: Pictorial Evidence
Before turning to the evidence of an excavated ancient Egyptian pottery
workshop it is worth considering what can be learned from the examination
of representational evidence of craft scenes.
Those studying ancient Egyptian pottery technology are fortunate
in having at their disposal a number of so-called ‘daily life’ scenes which
depict various aspects of crafts and industries of their time. For the purposes
of this study I will draw on two of these from the site of Beni Hasan
in Middle Egypt. The tombs are of Bakt III (BH15) of the 11th Dynasty
(2055-1985 BC – Pl. 3: 1) and of Amenemhat (BH2) which dates to
the early 12th Dynasty (1985-1795 BC – Pl. 3: 2) (Newberry 1893; Newberry
and Fraser 1894).
Both of these scenes are well known but have usually been considered
simply a part of a series of stock views of ‘daily life’ and perhaps more
noteworthy for their artistic depiction of craft scenes than for their reality,
though Holthoer (1977) recognised that the scenes were useful guides to
the stages in ceramic production. However, Nicholson and Doherty (2016)
have recently argued that the scenes have a greater utility and that they might
be considered as detailed ethnographies, at least for pottery production.
Both scenes show broadly the same operations taking place; clay
preparation, clay shaping, firing and kiln unloading. Neither scene shows
the operations taking place in what might be regarded as a step-by-step
fashion, beginning with clay preparation and finishing with the taking of
vessels for market. Rather, the scenes show a range of actions taking place
in what at first seems to be a confused order. However, it can be argued
that what the artist is attempting to show here is one of the things which
is lacking in the archaeological examination of an excavated workshop,
namely the timing of actions. These scenes attempt to inform the viewer
that several activities are taking place at once. It is not clear if all actually
took place simultaneously since there is no information as to the size
of the workshop or whether the same individual might be represented several
times, but there are clues.
To take the Bakt III scene as an example (Pl. 3: 1), it begins with
a potter at his wheel, behind him stand two assistants who are treading clay
Pottery production in Egypt: the Chaîne Opératoire...
37
in the same systematic way as observed at Deir el-Gharbi (above). It might
be thought that their positioning is one of artistic balance but, as has been
seen at Deir el-Gharbi, it is not, rather the systematic treading around a pile
of clay is represented. Behind these figures clay is being shaped by hand into
a cone or mound and carried over to a potter at his wheel. The wheel head
is empty, ready to receive the cone and behind the seated potter is a finished
vessel, coloured red to show that it has been fired. This probably holds water
for wetting the clay or possibly ash for dusting the wheel head. In his hand
is a grey lump, perhaps clay or another substance being used to lubricate
the wheel pivot (Nicholson and Doherty 2016).
In front of this potter are four more, each shaping vessels on the wheel
from a mound of clay like that being carried by the assistant. It is possible
that one of these is meant as the same person as the one who is waiting
with an empty wheel head, however, each of the four is making vessels
‘on the hump’ of clay and there seems little reason to repeat the scene several
times, it seems more likely that what is being depicted is a workshop where
up to seven potters work at the wheel served by a number of assistants and
all of these activities are going on roughly simultaneously. Above the seated
potters (with the exception of the one at the start of the scene) are shown
finished, but unfired, vessels. This may be an attempt not only to show which
forms are being made but also to show where they are in the production
cycle, thus the potter on the far left, at the start of the scene, is just beginning
work and has produced nothing, the next one has made a vessel but awaits
more clay whilst the next four are already producing vessels and have
each completed two (or perhaps more if the two are simply an indication
of production).
Moving to the next register of the scene, on the left we see an assistant
standing to the right of a quantity of unfired pots. The scene is helpfully
captioned as ‘drying’ so making it clear that this is the drying area for
the products which have presumably been collected from the smaller
groupings made near the wheel by another assistant. Behind this figure we
see a squatting individual who holds a large grey object, possibly clay for
mending the kiln or perhaps a vessel which he is burnishing or to which
he is applying a slip – the scene is damaged and cannot be interpreted with
any certainty.
In front of the damaged figure is a man firing the kiln, its red glow
clearly visible at the entrance. The next scene shows the kiln being unloaded
by two men, it is clear that this is unloading rather than loading of a second
38
P. Nicholson
kiln because the vessels have now become red showing that they are fired.8
The scene ends with the carrying away of the fired, red, vessels in baskets –
presumably ready for sale.
Although given in a slightly different order, the elements of
the Amenemhat scene (Pl. 3: 2) are essentially the same as those in Bakt III.
The impression is of a busy workshop with numerous stages of production
taking place. What we are not told in the hieroglyphic captions and what
we cannot know with any certainty is whether firing took place daily whilst
throwing of vessels continued or whether it happened on another day.
It might be argued that the change of register in the Bakt III scene, starting
the second register with drying, may be an attempt to show a subsequent day
or later time but it may simply be a matter of convenience within the space
and in the Amenemhat scene kiln unloading is happening in the midst of
forming. The Amenemhat scene is later in date than that in Bakt III and is less
detailed, it may be drawing on a selection of the commonest scenes whilst
giving an indication of activities happening more or less contemporaneously.
Enough has, it is hoped, been said to indicate that these scenes, and
others like them, are more than decorative, at least in the case of pottery
(see however Stevens and Eccleston 2007, 146). They can be used
to indicate the steps in the production sequence, steps which are known
to be technologically necessary. They also add information which might
not be known simply by applying the chaîne opératoire to an excavated
workshop. For example, the throwing of vessels on a hump of clay might not
be evident. Here then we have the suggestion that workshops could be busy
places with multiple workers and that production stages might be happening
simultaneously. What the scenes lack is any sense of the physical space
of the workshops and for that we must turn to archaeological examples.
Case Study 3: An Excavated Workshop at Tell el-Amarna
Tell el-Amarna, the ancient city of Akhetaten was founded by
the so-called ‘heretic pharaoh’ Akhenaten (1352-1336 BC) around
the 5th year of his reign (Kemp 2012, 34). It was occupied for only
a couple of decades before abandonment and the lack of later building
on the site has meant that large areas of the site are well preserved.
Fraser and Newberry (1894) do not show the colours of the vessels but rather give all
in outline. It is necessary to look at a colour image for these.
8
Pottery production in Egypt: the Chaîne Opératoire...
39
Amongst the well preserved areas are several pottery workshops including
at site Q48.49 (Kirby and Tooley 1989; Nicholson 1989), one discovered
by Borchardt at P47.20 but mistaken for a bread making installation
(Borchardt 1933; Borchardt and Ricke 1980, plan 2; Nicholson 1995b) and
as part of the more complicated industrial area at site O45.1 (Nicholson
2007). The workshop at Q48.4 provides a useful example in the context
of the present discussion.
The workshop (Pl. 4) is in a walled enclosure and comprises a small
chamber (area 12) with a doorway on its north side. This chamber contained
a pottery jar (zir) set into the floor and nearby a brick lined pit in which was
found the remains of a potter’s wheel of the type seen in use in the Beni
Hasan scenes. If this room is the original location of the wheel then it would
be reasonable to assume that the zir might have served as a water container.
Its size and depth seem unnecessarily large, but it may well have been
used as a reservoir from which a smaller vessel was regularly filled during
the working day.
By leaving the room by the doorway on the north side a worker could turn
west and immediately south to walk into area 1 which is a long building with
a clay preparation pit. A wall was later added on its east side but previously
it would have been open in that direction and would give easy access
onto the central area of the walled enclosure where two kilns (one of them
in the course of construction and so never used) are located.
One should, however, think of the workshop using the chaîne opératoire.
In taking this approach it is evident that, just as at Deir el-Gharbi, the clay
for use in the workshop must have been brought in, in this case from
the river Nile to the west, which would mean crossing the ancient city to
reach this desert edge location. The obvious place for clay to be dumped
when brought to the workshop would be in area 1, near the clay pits
and extending perhaps beyond the line of the later wall, toward the centre
of the courtyard. Since the quantities of clay required and the number of
deliveries made each week/month/year are unknown one can only speculate
on the kind of storage area required.
Preparation. Once at the workshop the clay would be put into the clay
pits and wetted. At this workshop there is no trace of a hard surface for clay
trampling such as that observed at Deir el-Gharbi. Such a surface is known
at the O45.1 workshop (Nicholson 2007, 150), however, showing that they
were sometimes used in ancient times.
The numbers refer to the grid layout used at Amarna. For details see Kemp and Garfi
(1993).
9
40
P. Nicholson
Shaping. From the preparation area the clay would be carried indoors
into area 12. It is unlikely that any further treading of the material would take
place here, but it may have been the locality in which the clay was thrown
on the wheel. The function of the lined pit is uncertain. It may have been
a bin for storing clay, but this seems unlikely. Perhaps it served for an assistant
to stand in to help spin the potter’s wheel, although it is known that they can
be managed by a single individual – as is shown in the Beni Hasan scenes
discussed above. It should also be borne in mind that the wheel, though
found in area 12, may not originally have come from this part of the site.
It may be that it was used indoors only at particularly hot or cold periods
of the year and was otherwise located somewhere in the courtyard. Shaw
(2004, 17) has suggested that in ancient Egypt much work was probably
undertaken outdoors and even in the street rather than in the discrete
workshops which we in the modern west tend to envisage. Such a courtyard
location is attested by the positioning of the wheel (albeit a kick-wheel)
at the workshop at Deir Mawas in middle Egypt (Nicholson 1995a, 280).
Drying. The excavations at Q48.4 did not reveal a clearly defined drying
area. However, it is most likely that the vessels would have been placed
to dry in the main courtyard to the east of the clay pits. This is another
instance where one must face the limitations of the archaeological evidence.
There seems to be no connection between areas 12 (the likely spot for
the wheel for at least some of the year) and area 13 to its east. Whilst
it is possible that the walls around area 12 were only a few courses high
and supported a shade this cannot be proven and there is no evidence that
one could step from area 12 direct into area 13. This means that access to
the courtyard would have had to be via area 1, not the most obvious choice
from the perspective of workshop efficiency. It is possible that immediately
east of the later wall which marks the eastern limit of area 1 there was
a veranda running from the south-east wall of area 13 to the north east wall
of area 3 which would have provided some shade for vessels when first put
outdoors (and also a possible location for the wheel when the weather was
suitable) with the more fully dried vessels being moved further east, toward
the kilns, later in the drying process.
Unlike the situation at Deir el-Gharbi the kilns are not of great size and
as a result it may be suggested that production was similarly smaller in scale
and the need of extensive drying areas accordingly less. That a second kiln
was under construction might mean either that the first was ending its useful
life or that production was expanding. Whatever the situation it seems likely
that the courtyard area would offer ample space for the drying of vessels.
Pottery production in Egypt: the Chaîne Opératoire...
41
Firing. From the proposed drying area in the courtyard, near to
the kilns, it would be an easy task to load the vessels for firing. The spread
of ash on the south of the kilns shows that they were cleaned out largely
via the stokehole and the ash thrown there. The route by which the finished
vessels left the workshop is unclear.
In passing one should note that another workshop may be present
in the southern range of rooms but its status is uncertain and so has not been
considered here.
Case Study 3: Discussion
Using the chaîne opératoire concept it is possible to propose a different
interpretation of the evidence from Q48.4. The suggestion made in plate 4
makes use of the findspot data but also means that the person bringing clay
to the potter in area 12 must walk around to the entrance and then carry
out the finished product by the same route. Whilst this is entirely possible
it is not very efficient. If the wheel, which was not complete when found
and which may not be in its original location, was originally located
to the south of the clay preparation pit as in plate 5 then the route taken
by an assistant is much simpler. Given that the wall between area 1 and
the courtyard is a later addition as the excavators suggest the route is still
more simple.
One should also consider the matter of scale of production. If Q48.4
was a small-scale operation doing little more than producing pottery for
the use of one of the large villas at Amarna then the apparently inefficient
aspects of its layout are of little significance since the facility might be
used only on an occasional basis. If, however, the facility were intended
to supply more widely then thought needs to be given as to why the rather
awkward arrangement of parts of the workshop were tolerated. The site is
located close to a well from which water seems to have been drawn and sent
to Workmen’s Village to the east of the site (Renfrew 1987, 98). Given
the workshops proximity to the water source and supply route to the village
it is tempting to speculate that it may have been the source of supply for
the pottery sent to the workmen who are thought to have been in the employ
of the state. If this was the case, then it must be assumed that production was
both regular and substantial and the rather clumsy layout of the workshop
seems incongruous.
The reason that a more efficient scheme is not apparent may be to do with
the relatively short-lived nature of the site. Its exact duration is unknown
42
P. Nicholson
but Kemp (pers. comm.) agrees that it was not in operation over a long
period. Evidence for this comes from one of the kilns which was still being
completed, and had never been fired, at the time the site was abandoned.
This may be because the workshop was built only late in the life of the city
and was abandoned with it, or because – like other parts of the settlement
– it was subject to a change in the grand plan and was no longer needed.
In either instance a short duration might explain why a more efficient layout
had not been employed, though one must also bear in mind that the operating
conditions of such sites were very different to those of the modern factory.
The ‘mapping’ of chaîne opératoire steps onto the plans of workshops
provides a focus for revision and reinterpretation of activities. This does
not mean, of course, that workshops are always efficiently or logically laid
out. Their plan and the working methods practiced within them may have
evolved over time and the workers have become so accustomed to them that
no attempt is made to rationalise the system. Ancient Egyptian workshops
did not operate under the same economic conditions as do modern factories
and it should not, therefore, be expected that their layouts will always
be rational and efficient. However, the heuristic potential of the chaîne
opératoire in examining them opens new possibilities for interpretation.
Conclusions
In conclusion it can be said that whilst the steps of production which
characterise the usual use of the chaîne opératoire are not new in archaeology,
both in Egypt and elsewhere, the application of a spatial dimension to
the discussion renders the concept much more useful than it might otherwise
be. Consideration of the locations in which particular tasks took place and
the means of ingress and egress to these areas has proven to be a valuable
heuristic concept.
Attention is drawn to the limitations of the archaeological data – how
can particular rooms, such as drying rooms, be interpreted in the absence
of any physical evidence of the process? What distinguishes them from
a store room? Where processes take place in the open how safe are we
in inferring them because of the presence of other structures –as for example
the likely drying areas at Amarna Q48.4? Where buildings in Egypt survive
to only a few courses high, and where it is known from ethnographic
data that potters often work under temporary shade or in the open, is it
reasonable to postulate that these buildings had only partial walls? Similarly,
are we perhaps too greatly influenced by the findspot of some items, such as
Pottery production in Egypt: the Chaîne Opératoire...
43
the potter’s wheel at Q48.4? In this instance it was not found complete,
only the top stone was present; that it occurred in a room with a zir sunk
into the floor and which might therefore have served as a water container
in potting could be entirely coincidental. In looking at the plan of the site one
might wonder if the wheel might not be better located in area 1, somewhere
near feature [3720] and an alternative is presented in plate 5. Whilst it cannot
be proven that this is the actual layout of the workshop it does offer a realistic,
and perhaps more plausible alternative.
The visual evidence of scenes such as those at Beni Hasan must be
used cautiously but a knowledge of the necessary steps in production helps
in understanding them and using them in turn to give some indication
of workshop scale and perhaps time-depth to the relatively bare archaeological
data.
It is hoped that enough has been shown to demonstrate the utility
of Monteix’s (2016) method of relating the chaîne opératoire to spatial
distributions and its power as an aid to archaeological interpretation.
Acknowledgements
I am grateful to Nicolas Monteix for sending me a copy of his 2016
paper and for the opportunity of discussing his work at the recent Craft
Production Systems in a Cross-Cultural Perspective meeting held in Bonn
and for a copy of his paper for publication in the proceedings of that meeting.
He kindly read an earlier draft of this paper. I am indebted to the organisers
of the Bonn conference for their invitation to attend the meeting and for their
generosity in financing the visit.
The ethnographic work at Deir el-Gharbi was carried out jointly with
Dr. Helen Patterson whose input to the project is gratefully acknowledged,
while the work at Deir el-Gharbi was carried out during my time as part
of the Amarna Project directed by Professor Barry Kemp to whom I am
grateful for his encouragement to carry out such work and similarly
the work conducted at O45.1 and P47.20 at Amarna. I am indebted to Professor
Kemp for permission to use the plan of Q48.4 reproduced here. Similarly,
I am grateful to my many colleagues at Amarna who have helped with various
aspects of my work at the site and to the villagers of Hagg Qandil and El-Till
who have worked with me on the excavations there. The Egyptian Supreme
Council for Antiquities kindly granted permission to work at the site and their
reprsentatives ably oversaw the excavations. The Egypt Exploration Society
kindly granted permission for the Beni Hasan figures to be reproduced here.
44
P. Nicholson
Dr. Sarah Doherty co-authored the paper cited below dealing with
the potting scenes from Beni Hasan and I am grateful to her for discussions
of these.
I am indebted to Janine Bourriau (Cambridge University), Dr. Steve Mills
(Cardiff University) and to Cerian Whitehurst for reading and commenting
on earlier drafts of this manuscript.
The plates were prepared by Kirsty Harding of the School of History,
Archaeology and Religion at Cardiff University and I am indebted to her
for her work on them.
Lastly, I am grateful for the comments of two anonymous reviewers
of this paper and for the assistance of Pawel Golyzniak in the preparation
of the final manuscript.
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Paul Nicholson
Cardiff University, U.K.
[email protected]
PLATE 1
P. Nicholson
Pl. 1 – Plan of workshops and features at Deir el-Gharbi, part of the Ballas Industry.
Adapted by Kirsty Harding from drawing by H. L. Patterson and P. T. Nicholson
Pottery production in Egypt: the Chaîne Opératoire...
PLATE 2
Pl. 2 – Plan of workshop and features at Deir el-Gharbi, part of the Ballas Industry.
Adapted by Kirsty Harding from drawing by H. L. Patterson and P. T. Nicholson
PLATE 3
P. Nicholson
Pl. 3: 1 – Potting scene from the tomb of of Bakt III (BH15) of the 11th Dynasty (2055-1985 BC) at Beni Hasan, Middle Egypt. The scene is on
the western end of the south wall of the main chamber, other parts of the scene have been omitted here. After Newberry 1893 pl. VII; reproduced
Courtesy of the Egypt Exploration Society
Pl. 3: 2 – Potting scene from Amenemhat (BH2) which dates to the early 12th Dynasty (1985-1795 BC) at Beni Hasan, Middle Egypt.
After Newberry 1895, pl.11; reproduced Courtesy of the Egypt Exploration Society
Pottery production in Egypt: the Chaîne Opératoire...
PLATE 4
Pl. 4 – Plan of the workshop at Amarna site Q48.4 showing its first phase. The potter’s
wheel was found in area 12. Original plan from Kirby and Tooley 1989, fig. 2.17, additional
information by Kirsty Harding
PLATE 5
P. Nicholson
Pl. 5 – Plan of the workshop at Amarna site Q48.4 showing its first phase. The potter’s
wheel was found in area 12 but in this interpretation, it is suggested that it might belong
in area 1 (original plan from Kirby and Tooley 1989, fig. 2.17 additional information
by Kirsty Harding)
S T U D I E S I N A N C I E N T A RT A N D C I V I L I Z AT I O N 21
Krakow 2017
Diana Liesegang
Heidelberg
THE REIGN OF RAMESSES III
– UNDER THE INFLUENCE
OF PERSONAL RELIGION
Abstract: The phenomenon of “Personal Religion” influenced Egyptian
culture for a long time and left behind an impressive heritage of literature,
which shows the development of a historical-social change. The reign
of Ramesses III is marked by these special religious-cultural changes and
influenced the royal self-presentation of the Egyptian pharaoh and his contact
with the divine world. The royal image of Ramesses III demonstrates new
aspects in the relation between the king and the deities, which emphasized
the effect of a special religious conception. It changed the internal structures
of the Egyptian empire under the influence of “Personal Religion” and
served as a special of royal legitimation.
Keywords: Ramses III; Personal Religion; royal self-presentation;
special religious conception; legitimation
Introduction
Ramesses III, the second king of the 20th Dynasty and the last great
ruler of Ancient Egypt (Kitchen 2012, 1) has been presented in history as
a significant Pharaoh and successful warlord, which still today determines
the official image of him. He stands in the tradition of a number of important
rulers, such as Thutmose III, who made Egypt to a major power. Ramesses III
strove to obtain this political position for Egypt, which was under serious
threat from important historical and political changes in the Ancient Near
East during his reign (Grandet 1993, 161-164). The Ramesside age has
been considered as a time of several changes in the political, intellectual
DOI: 10.12797/SAAC.21.2017.21.03
54
D. Liesegang
and religious world, influencing all parts of the Egyptian society, from
the common people up to the Pharaoh. This historical period contains many
testimonies for the impact of the religious phenomenon of Personal Religion
in Egypt’s religious literature, as well as in the royal literature. A famous
example is the Poem of Ramesses II. This text contains an extraordinary call
for help from Ramesses II to the god Amun-Re, as the king fought against
the Hittites at the battlefield of Kadesh (1274 BC). His last-minute rescue by
his soldiers was a sign of the divine support of Amun-Re (Assmann 1990,
262).
Ramesses III was the last significant pharaoh in Egyptian history and
the cultural heritage of his reign presents a time of historical cultural
changes in Egyptian society, and also an intellectual vitality, especially
in the religious space. The pharaoh is famous for his successful wars against
the Sea People and the Libyans. The image of the great warrior-king is,
immortalized up to the present in the monumental battle reliefs in his temples
such as Medinet Habu or Karnak (O’Connor 2012, 241-242). The pictures
show the invincible king and the inscriptions tell of the warlike power
of Ramesses III using highly metaphorical language with very aggressive
images (Liesegang 2008, 79-80). This presentation of Ramesses III
as the great warrior and victorious king was for a long time the dominant
image in history and science (Pls. 1-2). It overshadowed another side
of Ramesses III, one which stands in complete contrast to the picture of
the warrior-king, showing Ramesses III as a highly religious sovereign,
who performed many religious and official tasks, honouring the gods and
especially the god Amun-Re. The great Papyrus Harris I presents a list
of the enormous donations and gifts of Ramesses III to the temple of AmunRe and to the temples of many other deities. It shows an impressive picture
of the religious activities and generosity of this sovereign, who expressed his
loyal relation and gratitude to the gods through his piety.
The texts of Ramesses III contain motifs of Personal Religion and
emphasize the absolute power of Amun-Re. The god orders the world
and the fate of the people according to his will. In the long tradition
of the royal self-presentation of the Egyptian kings it was always an essential
point that the Pharaoh, as the living son and representative of the gods
on earth, appears in a very serious and religious attitude. The inscriptions
of Ramesses III show a dimension of religious presence which is extraordinary
in the royal literature of Ancient Egypt. The time and the reign of Ramesses III
have been the subject of numerous scientific studies, many of them dealing
with historical or cultural aspects of this period. This article focusses on
The reign of Ramesses III – under the influence of personal religion
55
the religious engagement of Ramesses III in the cultic world of Ancient
Egypt rather than on his military activities and his image as warrior-king.
Discussion
Personal Religion is one of the most interesting and influential historicalreligious developments in Ancient Egypt. It is based on a long tradition with
roots in the area of religious belief, cult, practice and mental ideas of proper
conduct according to the divine orders, and the teachings of the Old and
Middle Kingdom provide examples (Breasted 1912, 344-70; Goelet 2012,
347-350). This religious phenomenon presents an extraordinary concept
of the personal relationship between the individual and the divinity,
regardless of the status or the power of the person. The evolution of Personal
Religion, especially in the time of the New Kingdom, shows a highly
interesting process from a specific religious aspect to a great new religious
concept, which had a great impact on all of Egyptian society. The sources for
the development of this new dimension and its different spiritual appearances
lay in the time of the early 18th dynasty, where a new imagination about
contact between the god and the people starts to change the cultic life and
the roles of the religious participants (Assmann 1987, 47-55).
The idea to do things in a good and right way and to act after the will
of the divinity (Assmann 2005, 93-122) is connected with a special image of
the divinity. It shows the god as a generous father who cares about the people
as his own children, or as a shepherd taking care of his flock. The image
of the good shepherd is described, for example, in the famous teaching
of Merikare (Breasted 1912, 346). The god is presented as a generous
creator of all things in nature and the cosmic world, and he cares for his
people in a very positive and personal way. The picture of the good shepherd
or herdsman is one of the most essential motifs in the conception of Personal
Religion, emphasized by the famous words, spoken by the god in the same
teaching text: ‘Serve god, that he may do the like for you, with offerings
for replenishing the altars and with carving, it is that which will show forth
your name, and god is aware of whoever serves him. Provide for men,
the cattle of god, for he made heaven and earth at their desire.’ (Faulkner
1973, 180-192). This idea of a merciful god who cares about the people,
which appeared in the texts of the Middle Kingdom, was resumed
in the literature of the New Kingdom. It influenced the imagination
of the relations among the gods, especially between the god Amun-Re and
the people.
56
D. Liesegang
The Papyrus Boulaq 17 (P. Kairo CG 58038), dated to the time of
the reign of Amenhotep II (Luiselli 2004), is the earliest written testimony
for the idea of a creator-god, who is distinguished by his uniqueness as
the ‘One and Only’ source of life. The idea of a sole god as the creator
of all things, who guides the fate of the world, is an essential aspect of
the phenomenon of Personal Religion. The god does not appear in only one
special form, because one of his most important characteristics is his secret
and hidden nature. Thus, the media of light, air and the Nile are some of his
methods to reveal an aspect of his nature to the populace, the divine and
the human world (Assmann 2005, 159). The relation is characterized by
direct and open contact between the divinity and the worshipper. This special
constellation does not need another person as a third mediator, one who once
constructed the spiritual exchange between the divine and the human world.
The gods, mostly Amun-Re, the most powerful god of the Egyptian pantheon
in the beginning of the New Kingdom, possess an open ear for the prayers
of the common people and act as impartial judges, incorruptible and fair.
‘Amun-Re, the first, who was King,
the god of earliest, the vizir of the poor!
He does not take bribes from the guilty,
he does not speak to the witness,
he does not look at him who promises,
Amun judges the country with his fingers,
he speaks to the heart,
he judges the guilty,
he assigned him to the East,
the righteous to the West.’ (Lichtheim 1980, 111)
This special kind of personal trust, relationship and close proximity
between the populace and the deities was independent of any religious
support or control by the priests as representatives and cultic messengers
of the king. The situation that the Egyptian Pharaoh was the chief-priest and
the most important mediator between the divine world and his subjects
changed. A common person could play this special role of the spiritual
messenger or mediator, acting as a speaker of the gods. A statue of Amenhotep,
Son of Hapu, the famous official of Amenhotep III has an inscription with
which he invites the people to tell him their affairs for presenting them
to the gods.
‘You people of Karnak, who wanted to see Amun, come to me!
I sign your petitions. I am the reporter of this god.’ (Morenz 1992, 102).
The reign of Ramesses III – under the influence of personal religion
57
This inscription is an excellent example of the loss of royal might
and status of the Egyptian sovereign as the most important mediator.
The Pharaoh had to now share his function with every private citizen.
In the New Kingdom and especially in the 18th and 19th Dynasties,
the image of the Pharaoh as the absolute sovereign and highest priest and
mediator between the gods and the people slowly changed into the idea
of a more human and vulnerable person. And it is more important to note
that the common people no longer needed the king as religious mediator
for contact with the gods. As the hidden god became approachable for
the common man, the exclusive position of the king as significant contact
between the divine and the human world was lost.
The time of the early 18th Dynasty is significant for its numerous
cultic practices, regulating the spiritual exchange between men and deities,
and a very special form of manifestation of the divine element in the contact
of the divinity with the Egyptian king. The use of omnia, dreams
and mainly oracles were favourite methods of presenting of the divinity,
and his intentions concerning the relationship with the king symbolized
a new kind of divine manifestation (Baines 1987, 94-97). The reports about
the oracles of Amun-Re for Thutmose III and Hatshepsut are excellent
examples of the demonstration of the divine will. The oracles served as tools
for the legitimization and election of the Egyptian sovereigns reflecting
the divine desire of the deities (Assmann 1987, 50-51).
The early 19th Dynasty saw the beginning of many changes in politics,
religion and culture. Numerous testimonies to the impact of the Personal
Religion in the literature of Ancient Egypt emerged in the Ramesside
era. The royal literature was also influenced by these changes and a very
famous example is known as the Poem of Ramesses II. This Pharaoh of
the 19th Dynasty was in many ways a great role-model (Kitchen 2012, 3-4)
as his successor Ramesses III copied his style in his royal self-presentation
in literature, art and architecture (Kitchen 2012, 18-20).
The Poem is a part of a historical inscription about the battle of Kadesh
between Ramesses II and the Hittite king Muwatalli II in 1274 BC. After
this military confrontation Ramesses II ordered a description of the battle
in a monumental iconographic program in five temples in Egypt, reporting
his victory over the Hittite army (Liesegang 2017, 69-75). The Poem
is integrated in these inscriptions, where Ramesses II tells about his
courageous battle against the mighty enemy. In a moment of greatest danger
on the battlefield the Egyptian pharaoh offered a prayer to the god Amun-Re
58
D. Liesegang
and called for salvation, reminding Amun-Re that a father does not ignore
his son (Assmann 1983a, 160).
The sudden arrival of his troops, the Na’arin (Rainey 1965, 21), saved
the life of the pharaoh. This was a sign that Amun-Re had heard his call
and answered promptly with this military support. This exposes one of
the great facets of Personal Religion, namely that of the god as a generous
and merciful one who cares about his people (Assmann 1983b, 175-231).
Ramesses II expresses his knowledge of Amun-Re’s mercy and power,
emphasizing it with the use of the word ‘gmj’, a special expression for
the unique experience of realizing and understanding the might and
the activity of the divinity. The meaning of ‘find (gmj)’ is here to understand
as a deep gathering of a very special situation.
‘I found Amun more useful than millions of infantries, than thousands
of chariots and then a ten thousand of brothers and children untitled with
one heart. There is no work of many men but Amun is more useful of them.’
(Gardiner 1960, 10).
The open and direct presentation of the Egyptian pharaoh in the moment
of highest peril, searching for divine help in a situation of fear and loneliness,
is a very special admission for an official royal text, and a great demonstration
of numerous motifs of Personal Religion. The Poem of Ramesses II can be
regarded as an excellent piece of Egyptian literature and as a unique example
of personal religion in a royal inscription.
J. Assmann calls Ramesses III the little-known theologist on the throne
of the Pharaohs (Assmann 2005, 88) and he should be recognized too as
a sovereign with great religious ambitions, and not exclusively as a king
who obtained the might of the Egyptian empire through military success,
political engagement and royal power. Assmann finds remarkable proof
for the great religious efforts of Ramesses III and also a special literary
heritage in the tradition of royal texts in a hymn, the first hymn of a King
since the reign of Akhenaten (Assmann 2005, 63), where Ramesses spoke
the language of Personal Religion to the divinity. His words are
an appreciation of the greatness of god. But it is more important to note
that the text contains several aspects of the symbolic language of Personal
Religion.
‘Mighty are You, as Lord of the gods,
as the Ram mysterious of faces, greatly renowned.
“Hidden of Name”, whose image is concealed,
whose nature is unknown since the beginning (1st occasion)
you appearing from the Deep (Nun),
The reign of Ramesses III – under the influence of personal religion
59
you rising with sunbeams,
so that You give light to every eye that was in darkness.’
(Kitchen 2008, 187)
‘Your complexion is the sunlight and your warmth is vital heat (?),
all noble precious stones mingle (with/in) your body.
Your limbs are breath to every nostril,
people breathe by you, to live,
the taste of you is the Nile-flood,
people are anointed with [your] radiance,
beneficial are you [...], Lord/all […], […] love.’
(Kitchen 2008, 187-188)
This part of this special religious text of Ramesses III, which is installed
in the Amun-Temple of Ramesses III in Karnak (Kitchen 2008, 185), bears
some expressions which are typical of the image of Personal Religion.
The Pharaoh speaks directly and openly to the divinity and emphasizes
an important aspect of Amun-Re, namely his hidden nature. The picture
of the hidden and secret deity is a characteristic idea of a god of Personal
Religion, supplemented by the media of light, water and air as more aspects
of the divinity.
The inscriptions of many Pharaohs were characterized for ages
by religious ideas and only served to present the Pharaoh as the son
of the gods, moreover the chief-priest and for a long time the most important
mediator between the deities and the people. Ancient Egyptian literature
includes numerous texts where the Egyptian kings spoke about their
close relationship with the gods and especially with Amun-Re, the king
of the gods. They support their activities by constructing temples in honour
of the divinity, bringing sacrifices and great donations for the gods and their
temples, emphasizing their special position as living son of Amun-Re and
selected sovereign of Egypt. Several predecessors of Ramesses III used
an exquisite and intensive religious language for demonstrating their
nearness to Amun-Re, one excellent example being the aforementioned
Poem of Ramesses II.
The royal literature of Ramesses III, however, increases these motifs
in a special way. The Great Harris Papyrus I presents many lists of
benefactions for the gods and series of speeches of Ramesses III to
the gods (Haring 1997, 156-161). They also belong too to the royal
literature of the reign of Ramesses III, who created in his inscriptions
the image of a pious king, who submits himself to the will and the decisions
of the gods.
60
D. Liesegang
‘I am your son. I came forth from you; you assigned me to be King while
I was (yet) in the egg,
while no other hand was with me except your(s). I rely on your mighty
utterance, and I am
filled with your counsels, in performing for you with loving heart.’
(Kitchen 2008, 202).
Ramesses III shows himself as the selected son of Amun-Re who had
been king since his formation in the womb. This is a well-known topic
of royal self-presentation, known as Königsnovelle, and was an importa
nt aspect for the self-presentation of every Egyptian sovereign and even
a part of the royal legitimation (Hermann 1938). This is important because
Ramesses III and his royal family were in an extremely uncertain political
position as a new dynasty, which was founded by Pharaoh Setnakhte,
the father of Ramesses III (Grandet 1993, 40-45).
The rise of the 20th Dynasty is connected with a total absence of historical
evidence about Setnakhte and his background and has been described
in the few written sources of his reign as the rise of a new glorious sovereign,
after an intriguing transitional period in Egypt (Kitchen 2012, 1-3).
Ramesses III needed the support of important groups in Egyptian society,
and particularly that of the priests of Amun-Re, to prove and support his
royal might. He gave many donations and gifts to the temples and received
the support of the priesthood of Amun-Re, which increases the official might
and will of Amun-Re on the decisions and acts of the Pharaoh. And the main
point here is the statement that the Pharaoh relies on the decisions and
the will of the god. He strives to perform the god’s expectations with
a ‘loving heart’, which is also an expression of Personal Religion, showing
intense feelings and gratitude of the worshipper for the divinity. The idea
of highest gratitude and luck to submit under the divine will is an aspect
of Personal Religion, which can be found in the prayers of the common
people and the inscriptions of Ramesses III (Assmann 1990, 262).
For a long time, the Egyptian Pharaoh was an active and powerful ruler
who handled matters by his own decisions, but now the will of the gods
dominates the course of history. The king recognizes the god as the Lord
of conduct and submits himself to the divine will.
‘You set a lifespan, You fix Destiny,
Fate and Fortune are governed by Your decree.
There is no god who is your equal,
but Your alone are the Maker, of whatever exists.’
(Assmann 1975, 414-415).
The reign of Ramesses III – under the influence of personal religion
61
The inscriptions of the time of Ramesses III are best-known for their
historical reports and descriptions of his wars. The texts of his reign tell
about his wars against the Sea People and describe his powerful appearance
as a warrior king in the tradition of Thutmose III or Sety I. The temples
show in monumental images the Pharaoh smiting the enemies and bringing
sacrifices to the gods in the classical tradition of the royal self-presentation
of an Egyptian pharaoh (Pls. 1-2). It is important to note, however,
that the warlike texts use a very poetic and metaphorical language, which
include the idea of text and image in one imagination. Ramesses III appears
as a fiery star, a powerful bull, or a dangerous crocodile, and the inscriptions
create an image of a mighty and invincible king (Liesegang 2008,79).
The royal inscriptions of Ramesses III also possess a unique characteristic
of intense impressions and a wish to show the Pharaoh in an extraordinary
manifestation. The war inscriptions serve the tradition of royal propaganda
and emphasize the image of the powerful sovereign and warrior-king
(Liesegang 2012, 200-207).
The religious texts of Ramesses III show a very religious king,
who acts in a pious and modest way for his divine father Amun-Re,
at all times aware of the privilege of being the son of the god Amun-Re and
the Pharaoh of Egypt. The relationship of Ramesses III and Amun-Re
obviously stands under the sign of the religious phenomenon of Personal
Religion and the texts show the might and the grace of the divine ruler
and his royal son, Ramesses. All decisions come now from Amun-Re,
and Ramesses III is inspired by the wish to serve the god and to submit
himself under the divine will of Amun-Re.
Conclusions
Ramesses III was the last significant Pharaoh in Egyptian history and
the cultural heritage of his reign presents a time of historical changes
in Egyptian society, especially in the political and religious spheres.
The inscriptions of Ramesses III contain motifs of Personal Religion and
emphasize the absolute power of Amun-Re. The god orders the world
and the fate of the people according to his will (Assmann 1990, 262).
In the long tradition of the royal self-presentation in Ancient Egypt it was
an essential part of the ideological program, that the Pharaoh appears
in the cultic world in a serious attitude as the living son and representative
of the gods.
62
D. Liesegang
The texts of the time of Ramesses III present a new dimension
of intensive religious presence of the sovereign, which is extraordinary
in the history of the royal literature of Ancient Egypt. The activities
of the Pharaoh in the political and cultic world of the Ramesside age were
influenced by the development of new ideas in the Egyptian society, which
constructed a new model of relationship between the people and the deities.
The position and the actions by the king are more and more dependent
on the divine will of the gods, who often spoke through oracles. This media
of divine communication made the role of the priests and the divine cults
more powerful and the role of the king less mighty. The pharaoh, who was
in the royal ideology of Ancient Egypt the son of the gods and their highest
priest on earth, during the Ramesside era lost a great part of his might.
The idea of Personal Religion includes direct contact between the gods
and the worshippers, who longer needed a mediator. The Pharaoh was still
the son of the god, but now by praying to the gods he was on the same level
as the common people. He was, however, still seen as the son of the gods and
not as a common human. The king depends more and more on the support
of the priests to hold his official cultic image and position.
To understand the actions of Ramesses III it is important to look at
the history of his royal family. Ramesses III was the son of Sethnakhte,
the founder of the 20th Dynasty (Kitchen 2012, 2-3). No detailed
information exists about the family and personal background of Setnakhte.
The famous stela of Elephantine is one of the few historical sources about
this king, who has been described as the saviour of Egypt following
a period of political chaos. Sethnakhte and his successors claimed their
legitimacy on the basis of the reconstruction of the Egyptian empire after
a time of chaos and corruption (Grandet 1993, 40-45). This aspect was
similar to the legitimization of the Pharaohs of the famous 19th Dynasty,
who were the political role-models for the kings of the 20th Dynasty.
Ramesses III copied, for example, the royal iconographic program
from Ramesses II (Kitchen 2012, 2-4). The Vezir Hori, who served until
the 11th year during the reign of Ramesses III, was the grandson of
Khaemwaset, a son of Ramesses II (Helck 1980, 1). The attempt to
connect the newly founded 20th Dynasty with the 19th reveals the pressure
the new kings were under to confirm their legitimacy as rulers and
official successors of the famous Ramesside dynasty. The dependence on
the support of the priests and the military was maybe even a cause of great
religious deeds, especially to secure donations to the cults and temples.
This was followed by the wealth and the might of the religious class
The reign of Ramesses III – under the influence of personal religion
63
and caused economic imbalances, which influenced the situation of
the royal court and the Egyptian society in the 20th Dynasty (Eyre 2012,
139). Gifts to the temples and the religious presentation of Ramesses III were
surely the serious expression of a deeply religious impression and nearness
to the deities. But they were also a sign of gratitude for the legitimation
of Ramesses III through Amun-Re and the support of the priesthood
to recognize the reign of his dynasty.
References
Assmann J. 1975. Ägyptische Hymnen und Gebete. Zürich, München.
Assmann J. 1983a. Re und Amun. Die Krise des polytheistischen Weltbilds
im Ägypten der 18.–20. Dynastie. Freiburg, Schweiz.
Assmann J. 1983b. Krieg und Frieden im Alten Ägypten: Ramses II. und
die Schlacht von Kadesch. Mannheimer Forum 83/84, 175–231.
Assmann J. 1987. Die Zeit Hatschepsuts und Thutmosis III. in
religionsgeschichtlicher Sicht. In A. Eggebrecht (ed.) Ägyptens
Aufstieg zur Weltmacht, 47–55. Mainz.
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Assmann J. 2005. Theologie und Weisheit im alten Ägypten. München.
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Haring B. J. J. 1997. Divine Households. Administrative and Economic
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Diana Liesegang
c/o University of Heidelberg
[email protected]
The reign of Ramesses III – under the influence of personal religion
PLATE 1
Pl. 1: 1 – Ramesses III smiting the enemies in front of Amun-Re, Temple of Medinet Habu,
First Pylon. Photo by the author.
Pl. 1: 2 – Ramesses III taking part in festivals for the gods, Temple of Medinet Habu,
Courtyard. Photo by the author.
PLATE 2
D. Liesegang
Pl. 2 – Ramesses III presenting captives in front of Amun-Re, Temple of Medinet Habu,
Portico of Courtyard. Photo by the author.
S T U D I E S I N A N C I E N T A RT A N D C I V I L I Z AT I O N 21
Krakow 2017
Maciej Wacławik
Kraków
A FEW PRELIMINARY REMARKS
ON THE CYPRIOT SCULPTURES
KNOWN AS TEMPLE-BOYS
Abstract: Although scholars have pored over them for many years,
there are still more questions than answers concerning the temple-boy
figurines. Aside from canonical presentations, many figurines are considered
as belonging to the temple-boy category, even though they do not possess
features compatible with it. Symbolic analysis of the manner of their
presentation, as well as animals, fruits and other objects held by the boys,
shifts the direction of influence from Phoenicia to Egypt, also raising
the age of the presented boys to two to three years old. Finally, they might
be interpreted as votive gifts to ensure protection and well-being for Cypriot
heirs to the throne.
Keywords: Temple-boy figurine, Hellenistic Cyprus Art, Symbols
of death and life, Egyptian influence, Jagiellonian University Antiquity
Collection
Children of ancient times have been an object of study since the very
beginning of the human and social sciences. However, this research has
become more intense in the last few decades, in the period of social change
that has brought awareness that children are human beings with the same
natural rights as adults. Throughout the history of art some of the most
popular themes have been studies of the methods of presentation of children
in particular times. Research into the Cypriot sculptures known as temple-boys fits perfectly with this branch of studies.
These sculptures are made of clay and limestone – materials very
popular on Cyprus in figural art, especially because of their local availability.
DOI: 10.12797/SAAC.21.2017.21.04
68
M. Wacławik
They are schematically presenting small boys, sitting in an erect frontal
pose, with the left leg bent flat on the ground close to the front of the body
and the right leg drawn-up to the body. The centre of mass is shifted onto
the right hand. The depicted persons are usually wearing a tunic with sleeves,
rolled up to expose the genitals and wearing a necklace with pendants
in the shape of a bearded head or the letter T, mostly interpreted as a phallus
(Daszewski and Sztetyłło 1989, 107). On the wrists and ankles they have
very massive bracelets. One very important element of their iconography
is the objects held in the left hand: birds, small animals, fruits, flowers,
and objects that are unidentifiable due to the state of preservation. They are
sometimes presented holding a combination of these, e.g. fruit in one hand
and a bird in the other. Their backs are flat and unmodeled which might
suggest that they were made to be seen from the front. This might indicate
their original location to be close to a wall or in a niche.
Studies on the temple-boys were taken up by A. Westholm (1955),
T. Hadzisteliou-Price (1969), W. A. Daszewski and Z. Sztetyłło (1989),
and A. Marczewska (1998), who considered their provenances and dating,
and interpretations of their function. The most important studies on this
subject were done by C. Beer, who also published a catalogue of 301 templeboy figurines and 13 similar objects (1994). In recent decades it was also
taken up by T. Petit (2007), C. Baurain (2008; 2011), and S. G. Caneva
and A. Delli Pizzi (2014), who are drawing more attention to the sociologial
and cultural aspects of the sculptures.
Studying the temple-boys phenomenon hits upon a lack of logic and
research consequences. Despite the specific canon defining their belonging
to the category or not, there is an exception to each of the features presented
above, which in consequence undermines the canon itself. As temple-boys
are classified as sitting, standing, or walking figurines, there are girls next
to the boys as well. Only around 30% of them have exposed genitals
(Beer 1987, 21; Caneva and Delli Pizzi 2014, 499). In fact, as is in the case
of objects from the collection of the Jagiellonian University Institute of
Archaeology (see below), fragments of sculptures that have any distinctive
features of that group were also classified as belonging to it.
Some theories, like those relating temple-boys to the child forms of
gods like Adonis, Eros or Eshmun, have been debated and rejected because
of a lack of distinctive, divine features (e.g. Marczewska 1998, 112).
The age of the depicted children is also problematic. Marczewska (1998,
112) suggests that they should be around the age of one year, and other
researchers (de Ridder 1908, 57; Daszewski and Sztetyłło 1989, 110)
A few preliminary remarks on the Cypriot sculptures...
69
set the age limit a little higher, as less than two years old. Both of these
hypotheses seem to be incorrect because of the inability of such a young
child to take the described position of the body. It is physically impossible
due to the development of human beings at this stage to have such erect
posture or a drawn-up leg or to shift the centre of mass onto one hand.
Similarly, such massive jewellery as the schematically presented necklaces,
bracelets, rings, earrings or a wreath on the head of such a young child could
only cause injuries and deformities of the cervical spine. Taking into account
the biological condition of child development, it should be assumed that
the portrayed boys were no younger than two to three years old.1 Raising this
age limit allows us to reject Marczewska’s (1998, 110) theory that the shape
of the skulls is flattened because they are still not fully formed.
It is possible to assume that this method of presentation is the result
of low skill levels of the Cypriot artists, who could not present children
in a proper way, as this took place later in Medieval art, when children
were depicted as miniaturised adults. On the other hand, skull deformations
were very popular as an artistic form in Egypt during the Amarna Period.
However, it is not very relevant to relate such fairly chronologically distant
manners to each other.
Estimating the child’s age as around three years old allows to agree with
Daszewski and Sztetyłło (1989, 113), in that it is not justified to interpret
them as servants of the temple or as sacrificers, which will be discussed
below. Similarly, their role as sacred prostitutes suggested by E. Sjöqvist
(1955, 46) or having been dedicated by their parents to serve in this purpose
(Beer 1987, 23; Marczewska 1998, 112), would, because of their young age,
be very cruel and inhumane, as Beer (1987, 23) has also emphasized.
Another of Beer’s theories (1987, 23; 1991), that the exposed genitals
are somehow related to circumcision, should be revised. It is based on
the assumption, having no evidence in the material, that the temple-boys
figurines present young Phoenicians. Caneva and Delli Pizzi’s (2014, 501)
most recent theory actually indicates the opposite direction of influence,
from Cyprus to the Phoenician coast. As well, the analysis of photos
published by Beer (1994) allows us to state that there is no evidence of this
practice visible on the sculpture. Similarly, the hypothesis about inclusion
into the social community following circumcision should be rejected.
More reasonable would be the southern roots of the gesture of uncovering
the genitals, especially when looking closer at details like the eyes, which
The author is deeply indebted to K. Matysek and J. Sowul, MD for consultation
in the field of child development.
1
70
M. Wacławik
indicate an Egyptian influence. The eyes are in many cases almond-shaped,
as they are in many Egyptian presentations. However, sometimes it is in
the shape of the Eye of Horus (e.g. Beer 1994, 44, cat. no. 138), a very
important and powerful Egyptian protective amulet, similar to the phallic
pendant hanging from a necklace on the chest. The corpus of limestone
amulets, very similar in shape to those presented on the temple-boys
figurines, excavated on Geronisos confirmed Eastern influences with Egypt
playing a particular role (Connelly 2007; Caneva an Delli Pizzi 2014, 502).
Also from Egypt is known the celebration related to Apis, when women
uncovered their genitals to ensure their own fertility (Manniche 1988, 38).
The uncovering of the genitals is also known from Egyptian myth. Hathor,
probably to exhilarate the heart of Ra or to take control over him, showed
him her vulva (Manniche 2001, 274). It seems that boy figurines with
uncovered genitals were sacrificed in the sanctuaries to ensure happiness,
prosperity and fertility in the upcoming years to those on whose behalf
they were dedicated. Important is also the dedication of the sanctuary. It was
the cult places of Aphrodite (or another Great Goddess), Apollo – solar god,
divine healer and perpetrator of sudden death, mentioned in an inscription
preserved on a few of the figurines (e.g. Beer 1994, 57, cat. no. 190),
as well as Melqart – Heracles (Daszewski and Sztetyłło 1989, 111). Also very
interesting is the temple-boy from the Louvre (Beer 1994, 64, cat. no. 212)
when the relation with Apollo is considered. Above the right ankle there
is the head of a reptile, probably a fragment of a bracelet in the shape of
a snake – an ancient chthonic symbol of fertility, disease and sudden death
(Cirlot 1971, 285), Apollo’s antagonist at the foot of Mount Parnassus
(Schmidt 2006, 279).
A similar, sexual interpretation can be assumed based on analysis
of the objects held by the boys. It seems that they should not be interpreted
as sacrifices, as Daszewski and Sztetyłło (1989, 113) suggested. The proper
dynamic gesture for sacrifice is missing. Instead of presenting gifts to
the deity, or passing it on their way, the boys cling it to themselves, as if they
are trying to emphasize the unity between ‘sacrificer’ and his ‘sacrifice’.
The goose was for the ancients a symbol of death and descent into the abyss
(Cirlot 1971, 120), while the dove symbolised fertility (Forstner OSB 1990,
228). Both birds were related to the cult of the Great Goddess. Another
bird held by the boys is a rooster, which, similarly to the hare, a bunch of
grapes, and pomegranates, is a symbol of fertility (Cirlot 1971, 51, 122,
139, 260; Forstner OSB 1990, 164, 180, 233, 310). Another interesting fact
is that the boys held birds’ wings (like e.g. Beer 1994, 47, cat. no. 152).
A few preliminary remarks on the Cypriot sculptures...
71
This symbolic gesture of the right hand – an ancient symbol of power and
ability to act – might express the desire to strengthen the sexual potency of
the donors and, consequently, the life force of those in whose names they
were offered. Especially important in this case is the rooster – a symbol of
reproductive power and belligerence as well as the guardian of the dawn,
related to solar deities and indirectly also with the Great Goddess, who as
a celestial body was linked to the planet Venus – the Morning star, stellae
maris, which safely led sailors to their destination (Kowalski 1987, 84).
In Egyptian culture those two aspects – reproductive power and belligerence
– were particularly related to the ideology of the pharaoh (Manniche
1988, 30). Thus, one possible interpretation is that the temple-boys figurines
probably represent Cypriot monarchical heirs to the throne as children.
The dating of the figurines, from the Cypro-Classical Period to the first half
of the Hellenistic Period (Marczewska 1998, 110), as well as the amount of
jewellery depicted on the boys, seem to confirm this hypothesis. Interestingly,
a similar possibility was proposed in the case of the ‘temple-boys’ from
Eshmun sanctuary from Bostan esh-Sheik near Sidon, which are interpreted
as an expression of the elite and the royal family (Caneva and Delli Pizzi
2014, 499-500).
If the hypothesis of circumcision is not rejected, it is possible to agree
with Marczewska (1998, 112) that the sculptures represent boys who did
not live just to be subjected to that ritual and, consequently, to the inclusion
of the local community. That might be why sculptures were found in
separated areas like sanctuaries or tombs. This theory can be confirmed by
the fruits and animals held by the boys. Along with the sexual and fertile
aspects, they are also eschatological, related to death and the Underworld.
Against Marczewska’s theory are the amulets in the shape of the head
of Bes, being a part of the boys’ necklaces (Petit 2007). This Egyptian god
was a protector of women in childbirth and children from birth up to the age
of majority (Wilkinson 2003, 102). Therefore, it seems pointless to present
it as the sculpture of a dead child. The amulets in the shape of the head
of Bes, similar to the Eye of Horus, were used to protect the living rather than
the dead. In this case Harpocrates – the child form of Horus, very popular
among Greeks and Romans – is very important. The above-mentioned fact
that bird sacrifices are held by the wings might be a symbol of capture,
breaking the power of the animal and overcoming it. In consequence,
it could symbolise the defeat of death. Because of this, the sculptures
might be interpreted as an offering to the gods imploring for the child’s
health or as a votive after receiving it (Caneva and Delli Pizzi 2014, 515).
72
M. Wacławik
The first of these possibilities seems to be more compatible with other
symbols presented on the figurines. Daszewski and Sztetyłło’s (1989, 115)
interpretation, relating the mentioned symbols and phallic pendants with
the cult of a particular deity – probably Aphrodite or the ‘Paphian Goddess’
– seems to be unconvincing because of their common and universal use.
The above-mentioned sculptures from the collection of the Jagiellonian
University Institute of Archaeology (inv. no. 10.507 and 10.517) are far
too fragmented to agree with Z. Kapera (1976, 76; 1985), Marczewska’s
(1988, 114-116) and Śliwa (2007) assertion that they should be classified
as of the temple-boy type, especially when their provenance is uncertain.
Figurine 10.507 (Pl. 1: 1) is a triangular head of a young person with a wide
nose and short curly hair. The surface is quite worn so that some details like
the shapes of the mouth and nostrils cannot be precisely defined. Figurine
10.517 (Pl. 1: 2) is the head and a fragment of the left shoulder of a young
boy. The face is a little bit flattened, with almond-shaped eyes and wide
nose, but in this case it more looks like the effect of sculpture’s skills than
his intention. The hair is short and adheres to the head, like a bonnet.
They actually could be fragments of any other figurine styles representing
children. What is interesting is that Kapera interpreted only the second
sculpture as a temple-boy (inv. no. 10.517). The other he described as
a male head with Negroid features. In both cases the preserved fragments
of the heads have features like wide nostrils and hairstyles that allow them
to be excluded from the group of temple-boys and classified in a different
category.
To summarise, it can be stated that the temple-boys might present heirs
of Cypriot thrones dedicated to the Great Goddess as a sacrifice, asking
for care, health and wellness, or as a votive for salvation from disease. Earlier
hypothesises relating them with circumcision or sacred prostitution seem
to have no evidence in the historical or archaeological sources. Nevertheless,
this issue still needs further research, which might help in our understanding
of most of the problems raised above.
A few preliminary remarks on the Cypriot sculptures...
73
References
Baurain C. 2008. Le come–back d’Évagoras de Salamine et l’inter-prétation des temple boys chypriotes. In J. Elayi (ed.), La Transeu-phratène à l’époque perse: frontières et courants d‘échanges
culturels (Paris, 22–24 mars 2007). Actes du VIIe colloque international
Transeuphratène, (Transeuphratène 37), 37–22. Paris.
Baurain C. 2011. La contribution des Teucrides aux cultes royaux
de l’époque hellénistique. In P. P. Iossif, A. J. Chankowski,
C. C. Lorber (eds.), More than Men, Less than Gods: Studies on Royal
Cult and Imperial Worship. Proceedings of the International
Colloquium Organized by the Belgian School at Athens (November 1–2,
2007), (Studia Hellenistica 51), 121–155. Leuven.
Beer C. 1987. Comparative Votive Religion. The Evidence of Children
in Cyprus, Greece and Etruria. In T. Linders, G. Nordquist (eds.),
Gifts to the Gods. Proceedings of the Uppsala Symposium 1985.
(Boreas 15), 21–29. Uppsala.
Beer C. 1991. Cultes chypriotes et éléments Phéniciens? In E. Acquaro (ed.),
Atti del II Congresso Internazionale di Studi Fenici e Punici, Roma,
9–14 novembre 1987, 357–365. Roma.
Beer C. 1994. Temple-boys. A Study of Cypriote Votive Sculpture, Pt. 1:
Catalogue. Jonsered.
Caneva S. G. and Delli Pizzi A. 2014. Classical and Hellenistic Statuettes
of the So-Called “Temple Boys”: A Religious and Social Reappraisal.
In C. Terranova (ed.), La presenza dei bambini nelle religioni del
Mediterraneo antico. La vita e la morte, i rituali e i culti tra archeologia,
antropologia e storia delle religioni, 495–521. Roma, [on-line]
http://hdl.handle.net/2268/164486.
Cirlot J. E. 1971. A Dictionary of Symbols. London.
Connelly J. B. 2007. Ptolemaic Sunset: Boys’ Rites of Passage on Late
Hellenistic Geronisos. In P. Flourentzos (ed.), Proceedings of the Inter-national Archaeological Conference: From Evagoras I to the Ptolemies.
The Transition from the Classical to the Hellenistic Period in Cyprus
(Nicosia, 29–30 November 2002), 35–51. Nicosia.
Daszewski W. A. and Sztetyłło Z. 1989. Przedstawienia „Temple-boys”
w plastyce figuralnej Cypru. Studia i Materiały Archeologiczne 7,
107–116.
de Ridder A. 1908. Collection de Clercq, vol. 5: Les antiquités chypriotes.
Paris.
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Forstner D. 1990. Świat symboliki chrześcijańskiej. Warszawa.
Hadzisteliou-Price T. 1969. The Type of the Crouching Child and
the ‘Temple Boys’. BSA 64, 95–111, [on-line] https://doi.org/10.1017/
S0068245400014532.
Kapera Z. J. 1976. Zabytki cypryjskie. In M. L. Bernhard (ed.), Zabytki
archeologiczne Zakładu Archeologii Śródziemnomorskiej Uniwersytetu
Jagiellońskiego, 65–97. Warszawa, Kraków.
Kapera Z. J. 1985. Die Sammlung von Stanisław Larysz Niedzielski.
In: E. Kluwe and J. Śliwa (eds.), Zur Geschichte der klassischen
Archäologie Jena – Kraków, 82–88. Jena.
Kowalski J. 1987. Dramat a kult. Warszawa.
Manniche L. 1988. Liebe und Sexualität im alten Ägypten. Zürich,
München.
Manniche L. 2001. Sexuality. In D. B. Redford (ed.), Oxford Encyclopedia
of Ancient Egypt, 274–277. London, [on-line] https:/doi.org/10.1093/
acref/9780195102345.001.0001.
Marczewska A. 1998. Uwagi na temat cypryjskich przedstawień „templeboys”. In F. Kiryk, M. Wilczyński and J. Ciecieląg (eds.), Amicorum
Dona. Studia dedykowane Profesorowi Stefanowi Skowronkowi w sie-demdziesięciolecie urodzin, 107–118. Kraków.
Petit T. 2007. La course agenouillée de l‘Héraclès cypriote. Ktèma.
Civilisations de l’Orient, de la Grèce et de Rome Antiques 32, 73–83.
Schmidt J. 2006. Słownik mitologii greckiej i rzymskiej. Katowice.
Sjöqvist E. 1955. A Cypriot Temple Attendant. AJA 59, 45–47.
Śliwa J. 2007. Stanisław Larysz-Niedzielski (1853–1933). O śledziejo-wickiej kolekcji starożytności raz jeszcze. In J. Śliwa (ed.), Egipt,
Grecja, Italia... Zabytki starożytne z dawnej kolekcji Gabinetu
Archeologicznego Uniwersytetu Jagiellońskiego, 102–110. Kraków.
Westholm A. 1955. The Cypriote “Temple-Boys”. OpAth 2, 75–77.
Wilkinson R. H. 2003. The Complete Gods and Goddesses of Ancient
Egypt. London.
Maciej Wacławik
Institute of Archaeology
Jagiellonian University in Kraków
[email protected]
A few preliminary remarks on the Cypriot sculptures...
PLATE 1
Pl. 1: 1 – The so-called ‘Temple-boy’ figurine with Negroid features from the collections
of the Institute of Archaeology, Jagiellonian University (inv. no. 10.507, photo by author)
Pl. 1: 2 – The so-called ‘Temple-boy’ figurine from the collections of the Institute
of Archaeology, Jagiellonian University (inv. no. 10.517, photo by author)
S T U D I E S I N A N C I E N T A RT A N D C I V I L I Z AT I O N 21
Krakow 2017
Agata Kubala
Wroclaw
A FAIENCE ARYBALLOS
IN THE COLLECTION
OF THE UNIVERSITY MUSEUM
AT WROCLAW
Abstract: In the collection of the University Museum of Wroclaw is
a spherical faience aryballos of unknown provenance. It belongs to a group
of vessels which enjoyed widespread popularity over a vast area of
the Mediterranean in the 6th century BC. The analysis clearly shows that
the spherical faience aryballos at the University Museum of Wroclaw
should be classified within section 3 of V. Webb’s classification, that
containing the most common and crudest type of faience aryballos.
Aryballoi classified within this section were made, judging from their
distribution, partly or mainly at Naukratis and they belong in date to
the second part of the 6th century. It is likely that the Wroclaw aryballos
is the product of an Egyptian workshop, perhaps of that located at Naukratis.
An Eastern Greek workshop cannot be ruled out either.
Keywords: Wroclaw aryballos; faience ware; spherical aryballoi;
University Museum of Wroclaw
Introduction
In Poland there are not many preserved objects of ancient art,
the more valuable are therefore those that have survived the turmoil
of the Second World War and are at present part of the Polish cultural
national heritage. Among them are specimens of high artistic quality as well
DOI: 10.12797/SAAC.21.2017.21.05
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as objects betraying oversimplified modelling designed for mass-production.
A spherical faience aryballos, inv. no. UW-28, deposited in the University
Museum of Wroclaw, which is the subject of this article, belongs to the latter
category.1 What makes it worth publishing is the fact that it has not yet been
registered in catalogues of ancient Greek ceramics from Polish collections,
as is the case of another vessel of this type in Polish museum collections
of ancient art, now in Krakow (cf. below). The aim of the article is therefore
to provide the essential basic material concerning this still unknown faience
vessel for further study of faience objects.
The provenance of the discussed vessel is unknown. We have no
information concerning either the place where the aryballos was found
or acquired, nor of the circumstances surrounding its acquisition. Even
the exact time of its arrival to Wroclaw and its original location are not
known. However, there are some indications that allow us to draw some
assumptions. The vessel in question has no museum inventory number
written on its surface and it bears no traces of any museum label once glued
to its surface. It is then possible that it belonged to a private collection,
one of many existing in Wroclaw and in Lower Silesia before World War II.
It could also be a part of one of two large museum collections of ancient
art known to have existed in Wroclaw before World War II.2 It is likely that
the vessel in question was a part of the collection of the Archaeological
Museum at the University of Breslau. Objects kept in this museum have not
been assigned inventory numbers.3 If that is the case, the aryballos arrived
at this museum not earlier than 1862. In this year the then Kӧnigliches
Museum für Kunst und Alterthum was transferred into the Archaeological
Museum at the University of Breslau (Demidziuk 2010, 207). However,
the preserved inventory of the collection (Rossbach 1877) does not record
such an object. At this stage of research, the findspot and the primary place
of storage of the Wroclaw aryballos remains indefinite.
During the post-war turmoil, most of the antiquities from both of
the abovementioned collections went missing. Immediately after the war
The discussed aryballos as well as other ancient objects deposited in the University
Museum at Wroclaw are the property of the University of Wroclaw Institute of History.
2
One of them was a collection of the Museum Schlesischer Alterthümer. The second
one was kept in the Kӧnigliches Museum für Kunst und Alterthum, transformed in 1862
into the Archeological Museum at the University of Breslau, now known as the University
Museum at Wroclaw. It should be noted that the discussed vessel was not brought
to Wroclaw after World War II.
3
I am very grateful to Mr. Krzysztof Demidziuk from the Archaeological Museum
of Wroclaw for his help in finding this information.
1
A faience aryballos in the collection...
79
the quantity of remaining ancient objects, mainly glassware and ceramics,
was gathered in a building at 37 Szewska Street, where the University
Departments of Classical Archaeology, Prehistory and Art History were
then housed (Gębczak 1959, 180). After the liquidation of the Department
of Mediterranean Archaeology at the University of Wroclaw in 1967 (Floryan
1970, 71) some of these antiquities, among them the discussed vessel,
became the property of the Wroclaw University Institute of History. In 2016
they were transferred to the Wroclaw University Museum as deposits.
The vessel
The vessel in question is made of frit of bright yellow colour.
According to R. M. Cook and P. Dupont (1998, 140) what is commonly
called ‘faience’ is in fact a glazed frit consisting of natron and silica
with a little addition of clay as a binding agent. Its height is 7.7cm and
its diameter is 7cm. The diameter of the mouth is 4.5cm. It consists
of a wide, flaring mouth with a concave upper surface and high edge,
short and narrow neck, and a somewhat irregular spherical body, slightly
flattened below the handle. The body is decorated with incised intersecting
sets of parallel lines (Pl. 1: 1). The rounded bottom of the vessel bears
no decoration. A broad vertical handle is attached to the edge of the mouth
and the shoulder of the vessel. The orifice is very narrow (it has a diameter
of about 1cm) and is situated not in the middle of the mouth, but slightly
shifted. On the mouth, in the upper part of the shoulder and on the handle,
remains of greenish-blue glaze are visible. It is possible that in its
original state, the whole vessel had been covered with such a coating.
On the shoulders a pattern of six tongue-shaped blobs of brown colour
is painted. The interior of the discussed aryballos shows clearly visible
longitudinal impressions. They were very easy to notice, since the vessel
had been discovered broken into several pieces. These impressions
are most probably traces of wound stems of grass or reed stalks used
in the process of manufacturing the vessel (cf. below).
The category of faience spherical aryballoi, which the Wroclaw vessel
belongs to, represents the final phase of production of Archaic East Greek
faience. They display both East Greek and Egyptian influences that may
indicate the existence of workshops producing this particular type of vessel
not only in East Greece but also in Egypt. Establishing of the production
in Egypt would be closely linked contacts between the Greeks and Saite
Egypt (Webb 2016, 10). An important faience production centre in this
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A. Kubala
country was most probably Naukratis, the Greek trading port in the Egyptian
Nile Delta, inhabited by both Egyptians and Greeks (Meek et al. 2016, 95).
According to V. Webb (1978, 7; 1987, 72) the distribution of the finer type
of spherical aryballoi was centred on Rhodes, while that of the coarser
examples was wider, and they were widespread over the entire Mediterranean
and their distribution reflected the expansion of Greek colonial and trade
activity. Findplaces of the provenanced examples of both types Webb lists
in her publication devoted to archaic Greek faience products (1978, 108ff.)
contains sites on Rhodes, Samos (see also Webb 2016, 12, n. 79), Paros,
Cyprus and Greek colonies in Asia Minor and Italy. Some isolated examples
from mainland Greece are also known as findings from Athens (Blinkenberg
and Johansen 1928, pl. 80: 2, 12) and Olympia (Webb 1978, 121, no. 809)
show.
The faience spherical aryballoi
The small capacity and elaborate form of the spherical aryballoi,
and their broad, slightly concave mouths made them very convenient
containers for scented oil or unguent used for anointing the skin in Greek
gymnasia, private baths, banquets and in particular, funerary ritual (Webb
2013-2015, 2). Provenanced vessels have been found mainly in burials as
findings from Samos (Webb 2016, 46), Camirus (Webb 1978, 120, nos. 780782) and Ampurias (Webb 1978, 121, no. 818) show. Other findspots are
sanctuary deposits. In such a context spherical aryballoi have been found
in for instance Lindos (Webb 1978, 110, no. 717, 111, no. 719), Ialysus
(Webb 1978, 110, no. 718), and Kourion–Episkopi (Webb 1978, 111,
no. 722).
Archaeological evidence indicates that faience aryballoi of spherical
shape started to be produced towards the end of the 7th century BC,4
and their production lasted for over one hundred years, terminating
in general at the end of the 6th century BC. Webb (2016, 10) links the end
of the production of the faience objects with the Persian conquest of Egypt
in 525 BC. According to Cook and Dupont (1998, 140) spherical aryballoi
did not appear earlier than the second quarter of the 6th century and
by 500 BC, the industry had ceased. These dates consequently determine
the general chronological framework for the discussed object.
One of the earliest examples of this type was found in a grave 472 at Syracuse dated
to the end of the third quarter of the 7th century BC (Hencken 1958, 263, Pl. 63, fig. 17b).
4
A faience aryballos in the collection...
81
Faience spherical aryballoi are typologically dependent on ceramic
Corinthian round aryballoi, closely reproducing the broad and concave
mouth of these ceramic vessels (Payne 1931, 287, fig. 123). However,
the faience aryballoi do not have painted figural decoration. Instead, one
may observe a variety of patterns in relief or incision using interlocking
diamonds or lozenges. This type of decoration of the body, supplemented
by a “tongue” pattern incised on the shoulder and a rosette or star modelled
on the base recalls the fruit-shaped form of parallel East Greek aryballoi
made of clay (Webb 1987, 72). It was chosen to provide a firm holding
surface when the vase was used as Webb (1978, 108) suggests.
The last and crudest type of aryballoi replaces the carefully modelled
decoration of the body with shallowly incised cross-hatching. The ‘tongue’
pattern on the shoulder is not incised but painted in dark brown and made
carelessly, and separate ‘tongues’ rather resemble dabs of dark glaze. Such
a schematic and somewhat careless decoration of the body and shoulder
is the case of the vessel under discussion (Pls. 1: 1-2), which makes for
a good indication of time and place of its production, as it will be shown
below.
Discussion
We know of numerous spherical faience aryballoi which are very much
like the Wroclaw example in shape and with lozenge or cruder, cross-hatching
patterns on their bodies, and some of them will be cited here as analogies.
The discussed vessel demonstrates apparent similarity to a spherical
aryballos in the Antikensammlung in Basel, inv. no. BS 1921.317, made
of white faience. The aryballos is dated to the first half of the 6th century
BC and designated to be the product of a Rhodian workshop with close
relations with Egypt (Descoeudres 1981, 61, pl. 19). The mouth and a handle
of the vessel are covered with greenish-blue glaze. As indicated above,
the mouth and the handle of the vessel in question bear remains of a glaze
of the same colour (see also Pl. 1: 1). Also apparently similar are the way
of making the cross-hatching pattern decorating the body, and the shape
of the mouth. However, some differences may also be pointed out, particularly
in the shape of the body of the Basel aryballos, which is more regular,
and of the shoulders, which are somewhat flattened. The flaring mouth
of the Basel aryballos is also significantly broader than the same element
of the Wroclaw aryballos.
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A. Kubala
Clear similarities are also observable between the Wroclaw aryballos
and a vessel of the same type from the Jagiellonian University Museum
at Krakow, inv. no. 141 (1108, 158), maintained to be an East Greek product
dated to 575-550 BC (Papuci-Władyka 2012, 23-24, pl. 1). The common
elements are the shape of body and handle, as well as the kind of decorative
pattern. The main observable difference concerns the shape of the mouth,
which in the Krakow example is in the form of a broad disc with concave
sides, and not flare-shaped as in the discussed Wroclaw vessel. Additionally,
the decorative elements on the shoulders of the Krakow aryballos are
of a different shape, taking the form of lancet leaves.
The spherical faience aryballos in the University of Leipzig
Archaeological Institute, inv. no. T 4807, should also be mentioned here.
The vessel is described to be a product of an egyptianized Rhodian workshop,
dated to the second half of the 6th century BC (Müller 1959, 54, pl. 50: 1-2).
In the shape and decoration of the body and shoulders it is very much like
the Wroclaw aryballos. It also bears traces of turquoise glaze on the mouth,
neck, shoulders and handle. Remnants of a glaze of the same colour may
be seen on the mouth and handle of the Wroclaw vessel.
Other close analogies are to be found in two spherical aryballoi
in the Heidelberg University Museum, inv. nos. 14 and 15 (the latter found
at Tanagra, cf. Schauenburg 1954, 14, pl. 4: 2-3) which are classified within
the group ‘Melian and other eastern types’ (Schauenburg 1954, 14). Their
bodies bear an incised cross-hatching pattern and on the shoulders one can
observe oblong shapes painted in brown. Additionally, the shoulders of both
vessels are separated from their bodies in the same way as in the discussed
aryballos, by means of a groove. Another common element worth mentioning
is the yellow colour of the body of one of the Heidelberg aryballoi
(inv. no. 14) also observable in the Wroclaw example.
The closest analogy for the aryballos under discussion can be found
in a spherical aryballos in the National Museum at Copenhagen, inv. no.
271. The vessel, which is said to be from Athens, is covered with a greenishblue glaze largely abraded (Blinkenberg and Johansen 1928, 59-60,
pl. 80, 2). The obvious similarity between these two oil containers is
demonstrated not only in the general shape of all their parts, in particular
their mouths, which in both cases take the form of a flare, but also
in the decoration of the shoulders. Four oblong blobs of black-brown
colour painted on the shoulders of the Copenhagen aryballos are almost
identically shaped as ‘tongues’ forming the pattern decorating the shoulders
A faience aryballos in the collection...
83
of the vessel under discussion. An additional common element is the colour
of the covering glaze, which is greenish-blue in both cases.
Webb classifies the aryballos from Copenhagen and one of vessels from
Heidelberg (inv. no. 15) within section 3 of her division of these particular
vessels (Webb 1978, 120, nos. 805 and 808 respectively). In my opinion all
the other aryballoi cited above as analogies for the Wroclaw vessel seem
to belong to the same group, although the author has not included them
in her classification.5 It should be noted that one of the analogous vessels,
the Krakow aryballos, was classified by E. Papuci-Władyka (2012, 23)
as belonging to subgroup b of Webb’s section I. According to Webb (1978,
119), vessels belonging to section 3 represent the most common and
the crudest type of faience aryballos, characterized by poor fabric, undecorated
lip and handle, shoulder decorated with blobs of black-brown glaze, incised
cross-hatching on the body, and a plain base. The cited Krakow aryballos,
as well as the vessel under discussion and the abovementioned analogous
objects from Basel and Leipzig, have all these characteristics, which makes
their assignment to Webb’s section 3 justifiable.
Spherical aryballoi classified by Webb within section 3 are close
in style and fabric as well as in the use of incised cross-hatching for
the main decoration of the hedgehog faience aryballoi, the commonest and
most widespread type of figured aryballoi (Webb 1987, 72). They are also
crudely modelled and thick-walled, with a wide range of width and blobs
of dark glaze for subsidiary details (Webb 1978, 122, pl. XXI, fig. 905; Webb
2013-2015, figs. 1 and 5). Moreover, the concave mouth and the simple
handle are elements in common with spherical aryballoi (cf. Webb 1978,
Pl. XII, figs. 934 and 937).
The hedgehog aryballoi closely related to the spherical aryballoi of
section 3 are a 6th century phenomenon and are of Egyptian derivation
(Webb 1978, 119). The sub-species of hedgehog represented in these vessels
is found in Egypt (Webb 2013-2015, 3). Moreover, their Egyptian origin
may be also confirmed by other types of faience aryballoi, for instance
in the form of a tilapia fish (Webb 1978, 134-135, nos. 941-949)
or a grasshopper (Webb 1978, 135, nos. 950-953), made in the same style
and in closely related workshops.
The distribution of faience hedgehog aryballoi is similar to that of their
spherical counterparts, and examples with known provenance come mainly
from Egypt, Rhodes, East Greece and the western Mediterranean (Webb
1987, 72). The first objects of this kind had appeared in the Rhodian vase
5
Cited here as Webb 1978.
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A. Kubala
series in the second quarter of the 6th century BC. However, most finds
of these particular vessels with known provenance come from contexts
belonging to the second half of the 6th century (Webb 1978, 133). They are
very likely to have been manufactured in Egypt, in an area under East Greek
influence.
According to Cook and Dupont (1998, 140) the first workshops
manufacturing East Greek faience were most probably located on Rhodes,
but after Greeks became established in Egypt, production of faience wares
flourished there. A faience workshop was discovered at Naukratis and some
faience hedgehog aryballoi cited by Webb (1978, 133, nos. 905-906 and 916)
were found there. Other known examples also have an Egyptian provenance
(Webb 1978, 133, nos. 907-911; Mayence and Verhoogen 1929, 6, no. 5,
pl. 5). Webb (1978, 132) suggested the same workshop for the crudest type
of spherical aryballos (section 3) and the hedgehog aryballoi based
on obvious similarities in the quality of fabric, thickness of walls and
the decoration of the body. The author also pointed out that aryballoi
classified within section 3 were made, judging from their distribution, partly
or mainly at Naukratis and they most likely belong in date to the third quarter
of the 6th century (Webb 1978, 119; Webb 2013-2015, 5).
Both hedgehog and spherical aryballoi seem to belong to an industry
which produced a variety of types of aryballos. Some of them were modelled
on Egyptian prototypes, while others took their form from Greek types
of clay vases for scented oils (Webb 1978, 108ff.), although it is obvious
that producers of the faience vessels often mixed different artistic influences.
It is impossible to say in the present state of research if they were Greeks
or Egyptians or whether the production in the 6th century BC was actually
centred at Naukratis, or if there was a number of manufacturing centres located
in Lower Egypt and on Rhodes. The analysis of the excavated material from
Naukratis and Kamiros on Rhodes has revealed many interesting similarities
and differences between the chemical composition of faience objects from
these two sites (Meek et al.2016, 99). The results of the study may provide
a means of characterising and differentiating products of the two production
centres.
However, there is another premise which allows us to assume
Naukratis, or more broadly, Egypt, as a probable place of production of
the vessel in question. Longitudinal impressions inside, very easy to notice
since the vessel had been discovered broken (cf. above), are remnants
of the specific method of its production, employing a tightly bound wad of
straw or reeds. The technique of forming the body of the aryballos by hand
A faience aryballos in the collection...
85
around a wad of grassy plants is known to have been used in Egypt. A good
example is the interior of the fragmentary preserved aryballos in the form
of a hedgehog found at Naukratis, now in the British Museum (inv. no. EA
68829), showing marks of wound grass or reed packing (Webb 1978, 133,
no. 905, pl. XXI, 905). The technique of using grass packing is also seen
in other faience vessels made in Egypt (Webb 1978, 144, no. C2, pl. II).
The abovementioned fragment of the hedgehog aryballos from the British
Museum also shows other similarities to the Wroclaw aryballos. These
are the colour of the fabric and the varied thickness of the body wall.
Conclusions
The analysis above clearly shows that the spherical faience aryballos
kept at present in the University Museum of Wroclaw should be classified
within section 3 of Webb’s classification, and thus it may date back to
the third quarter of the 6th century BC. It is also very likely that the Wroclaw
aryballos is a product of an Egyptian workshop, perhaps of that at Naukratis.
To repeat, however, it is currently impossible to establish the findspot
of the vessel in question. The shape and the decoration of the Wroclaw
aryballos as well as the material it is made of clearly confirm its place within
a very popular kind of vessel widespread over a vast area of the Mediterranean.
Faience products of East Greek and Egyptian workshops were exported
widely (Cook and Dupont 1998, 141). War destruction of documentation
of pre-war Wroclaw museums as well as the possibility, which cannot
be ruled out, that it belonged to a private collection makes it impossible
to answer the question as to where the discussed vessel was found or acquired.
References
Blinkenberg C. and Johansen K. F. 1928. Corpus Vasorum Antiquorum:
Denmark 2, Copenhagen, the National Museum 2. Copenhagen.
Cook R. M. and Dupont P. 1998. East Greek Pottery. London, New York.
Demidziuk K. 2010. Ochrona zabytków archeologicznych na Śląsku
w XIX wieku na przykładzie ośrodka wrocławskiego. Silesia Antiqua
46, 201–217.
Descoeudres J. P. 1981. Corpus Vasorum Antiquorum: Schweiz, Basel,
Antikensammlungen, Schweiz-Faszikel 4, Basel-Faszikel 1. Bern.
86
A. Kubala
Floryan W. 1970. Uniwersytet Wrocławski w latach 1945-1970. Księga
jubileuszowa. Wroclaw, Warsaw, Krakow.
Gębczak J. 1959. Muzeum Śląskie w latach 1945-1956. Roczniki Sztuki
Śląskiej 1, 177–214.
Mayence F. and Verhoogen V. 1929. Corpus Vasorum Antiquorum:
Belgique 3, Bruxelles, Musées Royaux d’Art et d’Histoire. Bruxelles.
Meek A., Bouquillon A., Lehuédé P., Masson A., Villing A., PierratBonnefois G., Webb V. 2016. Discerning differences: Ion beam
analysis of ancient faience from Naukratis and Rhodes. Technè 43,
94–101. Retrieved from http://www.academia.edu/32705660/Techne 43
94-101.pdf (status as of Feb. 15th, 2018).
Müller W. 1959. Corpus Vasorum Antiquorum: Deutschland 14, Leipzig,
Archäologisches Institut der Karl-Marx-Universität 1. Berlin.
Papuci-Władyka E. 2012. Corpus Vasorum Antiquorum: Poland 11,
Cracow 1, Jagiellonian University Collections 1. Krakow.
Payne H. 1931. Necrocorinthia. A Study of Corinthian Art in the Archaic
Period. Oxford.
Rossbach A. 1877. Das archäologische Museum an der Universität
zu Breslau. Wroclaw.
Schauenburg K. 1954. Corpus Vasorum Antiquorum: Deutschland 10,
Heidelberg Universität. Münich.
Webb V. 1978. Archaic Greek Faience. Miniature Scent Bottles and
Related Objects from East Greece, 650-500 B.C. Warminster.
Webb V. 1987. A faience hedgehog vase. In R. D. Barnett and
C. Mendleson (eds.), Tharros. A Catalogue of Material in the British
Museum from Phoenician and Other Tombs at Tharros, Sardinia,
72–74. London.
Webb V. 2013-2015. Archaic mixed style faience vessels. In A. Villing,
M. Bergeron, G. Bourogiannis, A. Johnston, F. Leclère, A. Masson,
R. Thomas (eds.), Naukratis: Greeks in Egypt. British Museum Online
Research Catalogue. Retrieved from http://www.britishmuseum.org/
pdf/Webb_Faience_vessels_SF_AV.pdf (status as of Feb. 15th, 2018).
Webb V. 2016. Faience Material from the Samos Heraion Excavations.
(Samos 13). Wiesbaden.
Agata Kubala
c/o Institute of Art History
University of Wroclaw
[email protected]
A faience aryballos in the collection...
PLATE 1
Pl. 1: 1 – Spherical faience aryballos, height 7.7cm, diameter 7cm, inv. no. UW-28, second
half of the 6th century BC (?). Courtesy of the University Museum at Wroclaw, view
of the vessel. Photo by Wojciech Małkowicz
Pl. 1: 2 – Spherical faience aryballos, inv. no. UW-28. Courtesy of the University Museum
at Wroclaw. Drawing by Nicole Lenkow
S T U D I E S I N A N C I E N T A RT A N D C I V I L I Z AT I O N 21
Krakow 2017
Inga Głuszek
Toruń
THE ATHENIAN RED–FIGURE
POTTERY FOUND IN NIKONION
DURING EXCAVATIONS OF 2007-2012
Abstract: The article discusses fragments of the Athenian red–figure
pottery discovered during excavations in Nikonion, an ancient Greek colony
founded on the northern coast of the Black Sea, at the end of the 6th century
BC. The collection of Athenian pottery finds at this site is very diverse in
terms of technique, style and phase of production. In a short introduction
to the article the state of research on the finds of Athenian red–figure pottery
from the site is presented, but the main focus is on the findings of the UkrainianPolish team of archaeologists who conducted joint excavations at the site
in the years 2007–2012. The described fragments of vessels, except for one
item, come from the same archaeological context – a residential building
discovered in the north-western part of the site dating back to the end
of the 5th century – the first half of the 4th century BC. One vessel fragment
comes from an earlier phase of the city development dated preliminarily
to the second half of the 5th century BC.
Keywords: Athenian red–figure pottery; northern Black Sea area;
ancient Nikonion
Introduction
The Greek city Nikonion was located on the northern coast of the Black
Sea, near Olbia Pontica – the main Greek polis in this area, and Tyras –
a colony established at the same time or a few decades later than Nikonion
DOI: 10.12797/SAAC.21.2017.21.06
90
I. Głuszek
(Pl. 1: 1).1 Today the archaeological site is situated in the area of Roksolany
village, Ovidiopol Oblast, close to Odessa in Ukraine. The early phase
of the city development dates back to the end of the 6th century BC, when
it was founded by the settlers from Miletus (Sekerska 1989, 16–17). However,
the numismatic findings from Histria and epigraphic evidence – the decree
of Autocles found in Tyras (Sekerska 2007, 480), provided the grounds for
the theory that Histria rather than Miletus was the mother-city of Nikonion
(Sinicyn 1966, 55; Okhotnikov 1990, 66; Vinogradov 1997, 55; Samoylova
2000, 83).
The archaeological site near Roksolany village was excavated by
a Russian expedition, later followed by Ukrainian and Polish ones.
The archaeological works at the site were initiated by M. S. Sinicyn
in 1957 (Sekerska 1989, 9-15). From 1992 the excavations were headed
by M. N. Sekerska from the Archaeological Museum in Odessa; in 1995
Polish archaeologists from Nicolaus Copernicus University in Toruń joined
their Ukrainian colleagues. The Ukrainian part of the expedition was
supervised by Sekerska, and the Polish group was led by M. Mielczarek
(Mielczarek et al.1997; Mielczarek 2016, 83-84).2
Within the sixty years of excavations, numerous assemblages of Athenian
red–figure pottery were found at the site. They included whole vases,
fragments of vessels and single sherds. Selected findings collected during
these investigations were published in articles and chapters in monographs
and books referring to Nikonion. One of these articles, by Sekerska, provided
information on nine whole vases and approx. 400 fragments recovered by
the excavations (Sekerska 1982, 136). This paper presents the most
interesting sherds, including fragments attributed to the Shuvalov Painter
(Sekerska 1982, 139-140). Other specimens selected from the group
of whole vases, namely two kraters, one pelike and a skyphos, were published
in another article (Sekerska 1983, 123-135), and were further discussed
The discussion on the chronology of foundation of the both cities is still open. Tyras is
argued to exist either already at the end of the 6th century BC (Karyshkovsky and Kleyman
1985, 40), or developed in the 5th century BC (Zograf 1957, 11; Blavatsky 1959, 13-14;
Samoylova 2007, 439). With regard to the time when Nikonion was established, it was
suggested that the city had its beginning in the middle of the 6th century BC (Sinicyn 1966,
53; Karyshkovsky and Kleyman 1985, 40), but in the light of the recent studies the last
decade of the 6th century BC is more probable (Okhotnikov 1997, 28; Vinogradov 1999,
55; Sekerska 2001, 126).
2
I would like to express my deep gratitude to Professor Mariuisz Mielczarek and Natalia
Mihailovna Sekerska for the opportunity to work with pottery findings from Nikonion
and their support and fruitful cooperation.
1
The Athenian red–figure pottery found in Nikonion...
91
in a monograph on Nikonion (Sekerska 1989, 100). Both of these kraters,
a bell krater and a calyx–krater, were decorated with scenes representing
Dionysos and his thiasos. The bell krater was dated to the second half of
the 5th century BC, close to the circle of the Penelope Painter (Sekerska
1983, 128; Sekerska 1989, 100; Sekerska 2007, 496–497), and the calyx–
krater was suggested to be work of a painter whose style is close to that of
the Meidias Painter (Sekerska 1983, 126).3 As far as the pelike is concerned,
it was described as being stylistically close to the Agrigento Painter (Sekerska
1983, 123 and 128; Sekerska 1989, 100), while the skyphos was assigned
to the late works of the Athenian workshops, dated to the 4th century BC
(Sekerska, 1983, 128; Sekerska 1989, 100).
Athenian red–figure pottery from excavations of 2007 – 2012
The fragments of Athenian red–figure pottery presented in detail in this
paper were discovered during the archaeological campaigns of the Ukrainian–
Polish team that took place between 2007 and 2012. During these five years
of excavations, archaeological works were conducted in the north–western
part of the plateau (trench VII). In the course of the excavations, six rooms
of a large (probably residential) building were unearthed. The building
was in use from the last decades of the 5th century BC to the third quarter
of the 4th century BC (Pl. 1: 2). As a result of the archaeological works
an older phase of habitation of this part of the site was also discovered.
This phase can be preliminarily dated to the second half of the 5th century.
The architectural remains associated with the older phase, namely a fragment
of a stone wall and a clay floor, also indicated a domestic character of that
construction, though in a different spatial layout when compared with
the building from the late Classical period (Głuszek 2012, 497–500).
The kraters with Dionysian decoration were the subject of preliminary studies conducted
by the author of this article, in the course of her master thesis. The analysis of the style
used in decoration of the bell krater proved its connection with the works assigned
to the Painter of Louvre Centauromachy (ARV² 1088; 450–440 BC); the composition
and details of drawing recorded on the calyx-krater revealed its connection with painters
from the Group of Polignotos, especially with the Hector Painter (Beazley Addenda, 155156; 430–420 BC). It must be stressed that the suggested chronology determination and
the artefact attribution were only the first stage of the studies that require further investigations.
However, other scholars, like I. I. Vdovichenko also implied a connection between the style
of the Nikonion kraters and the manner typical of the Group of Polygnotos. She suggested
that the both kraters belonged to that group and might be dated to 440 BC (Vdovichenko
2008, 55).
3
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I. Głuszek
Shapes of vessels
The group of red–figure pottery from excavations in trench VII consisted
of 14 fragments, among which there were examples of kraters, skyphoi,
one oinochoe, olpe or pelike, squat lekythoi and sherds of closed type vases
of an unknown shape. The kraters were represented by three fragments:
two sherds being parts of a rim and one of the lower part of the krater
body. All of these fragments can be described as parts of bell–kraters
(Jacobsthal 1934-1936, 117; Kanowski 1984, 63). Considering the fragments
of the krater rim, lacking any detailed decoration their dating was of rather
general nature. The first example (no. 1),4 based on the shape of the rim,
the leaves and the quality of drawing (Pl. 2: 1), can be dated to the second half
of the 5th century BC, while the second one (no. 9, Pl. 2: 2) was probably
manufactured by the Athenian workshops in the first half of the 4th
century BC. The third fragment (no. 10, Pl. 4: 4 wore a decoration typical
of the first decades of the 4th century BC (Boardman 2001, 102). Another
group comprised six fragments of skyphoi. All of them represent the skyphoi
type A, produced in the Athenian workshops since the middle of the 6th
century BC (Kanowski 1984, 138). This type of vessel developed in
the 5th century BC and was given a shape with characteristic straight walls
and a rounded rim (Agora 30, 62), like in the example from Nikonion
(no. 13, Pl. 2: 5). During the 5th century BC profiles of skyphoi bodies were
modified with curves forming the lower and the upper sections of a vessel.
The curvature in the lower part of the body was recorded for the first time
in vessels dated to the second quarter of the 5th century BC and was still
present in skyphoi from the 4th century BC (Agora 12, 84). This specific
curve of the vessel body can be observed in the specimen from Nikonion
(no. 3, Pl. 2: 6). The second curve in skyphos profiles appeared just below
the rim and was noticed for the first time on vessels from the end of
the 5th century BC (Agora 12, 84). During the 4th century BC, skyphoi
continued to develop, acquiring an ultimate shape with their rims turned
outside (Agora 12, 84–85). Amongst the examples from Nikonion, there
were two fragments representing the early phase of the type with a rim
turned outside (nos. 11, 12, Pl. 2: 3-4). The two remaining fragments
of skyphoi came from vessel bodies (nos. 4, 5).
The numbers used in the text above to identify every fragment refer to the numbers given
in the catalogue being the second part of this article. The catalogue description contains
an inventory number of the particular archaeological find, technical features, typology,
chronology and detailed bibliography for each fragment.
4
The Athenian red–figure pottery found in Nikonion...
93
Another shape recognised among fragments from Nikonion is
the oinochoe shape 3 (no. 6, Pl. 2: 7), which is one of the most common
types known from the 5th and the beginning of the 4th century BC (Hoorn
1951, 53–54; Green 1971, 189–228, Agora 30, 41). The oinochoe from
Nikonion can be dated to the late 5th century BC (Green 1971, 196, 208;
Agora 12, 61, nos. 118, 124). There were also fragments (nos. 2, 7, 8, 14)
coming from vessel bodies, the characteristic (diagnostic) traits of which
were not sufficient enough to allow an explicit identification of their shapes.
In this case, any speculation referring to their shape must be considered
only a hypothetical assumption. Two of them (nos. 7, 14, Pl. 4: 1, 8) might
have come from a squat lekythos (Kanowski 1984, 94: 6), and the third one
(no. 8) could be a remnant of an olpe or a pelike (Kanowski 1984, 112:
no. 2, 108: no. 3). The last sherd (no. 2, Pl. 3: 2) might have belonged to
a closed type vessel of an unknown shape.
Decoration and chronology
The Athenian red–figure pottery under study can be classified into three
chronological groups, which represent different styles of vase painting.
The first group comprises examples of pottery dated to 450-420 BC,
the second group refers to 420-390 BC, while the third group encompasses
fragments dated between 400-375 BC.
Group 1
Group 1 is represented by two items: one fragment of a krater (no. 1)
and one fragment of a vessel body of an undetermined shape (no. 2).
The fragments counted to this group can be dated to 450-420 BC, when vase
painting was characterized by a free decorative style formed under influence
of other arts, especially sculpture (Richter 1958, 115, Pollitt 1972, 100–105).
This is particularly noticeable in depictions of garments, where material falls
more naturally, and more folds are captured, leading to an increased ‘depth’
of the composition (Boardman 2001, 96–97). In the same way, the anatomy
of figures becomes more natural thanks to a very detailed representation
of eyes (Richter 1958, fig. 33). In the second half of the 5th century BC,
especially in the third quarter of this century, many famous painters worked
in the Athenian workshops. A major role in the vase painting development
of that time was played by the Achilles Painter, and the importance of
the Niobid Painter was no lesser in this respect. The Niobid Painter
(ARV² 601) and his followers started to create more complicated scenes
on vases, with complex composition layouts involving many figures.
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I. Głuszek
Polygnotos (ARV² 1029), whose works were influenced by the Niobid
Painter circle, put great effort into designing compositions inspired by wall
paintings, illusive in terms of depth and natural scenery like trees, plants
and rocks, which made the scenes more realistic in reception (Robertson
1975, 327, 418).
Amongst the considered fragments from Nikonion dated to the period
between 450–420 BC there were examples with decoration that only partly
resembled an elaborate composition or played a secondary role in vase
decoration. The first sherd represents a fragment of a krater rim (no. 1)
showing only a part of a laurel wreath (Pl. 3: 1). It was a decorative element
typical of bell–kraters (Boardman 1989, figs. 154, 341-346), and only
the shape and size of the leaves, along with the quality of glaze covering
the background, could indicate its chronology. Another fragment (no.
2) was recognised as a part of a closed vessel of an undetermined shape
and was covered with a sophisticated drawing of a male face with carefully
and delicately depicted lines of the eye (Pl. 3: 2). Facial features expressed
by a thin line of black glaze created a detailed image of the eyelids, pupil and
brow, which is very characteristic of the painters from the third quarter of
the 5th century BC. The fragment from Nikonion can be dated to 440/435–
430 BC, and the style of the painted decoration may be described as close
to that of the Kleophon Painter (Robertson 1992, 221–223, Papuci-Władyka
2001, 267), who represents the second generation of the Group of Polygnotos5
(Matheson 1995, 295–296). The earliest works of the Kleophon Painter
are dated to 440 BC (Gualandi 1962, 227–260) or 435-430 BC (IslerKereneyi 1973, 23–33), and his latest works come from the last decade
of the 5th century BC (Matheson 1995, 296).
Group 2
Group 2 includes six sherds: three of them belong to skyphoi (nos. 3,
4, 5), one comes from an oinochoe (no. 6), another represents a body
fragment, probably of a squat lekythos (no. 7), and the last is the upper part
of an olpe or a pelike (no. 8).
The fragments from Nikonion are typical in style of the high Classical
period dated to 420–390 BC. At this time, some painters were attracted
to the idea of pictorial depth and volume, characteristic of the ornate style
The style of the Polygnotos vase painting referred to the manner of the Niobid Painter
and, as proved by detailed studies, Polygnotos and the above-mentioned Hector Painter
as well as Lykaon (ARV² 1044.1 1046.11) and the Coghill Painter (BAPD 30252, 213536)
worked in one workshop, constituting the first generation of the Group of Polygnotos that
developed in the years 450–420 BC (Matheson 1995, 295).
5
The Athenian red–figure pottery found in Nikonion...
95
(Lissarrague 2001, 184; Richter 1958, 142–143). In this manner of vase
painting the subject and composition were often inspired by theatrical plays
and literary drama (Talpin 2007, 30–32; Bundrick 2005, 136–139). Others,
representing minor works, where motifs and decoration were simplified,
revealed a certain routine in drawing and schematic composition (Robertson
1992, 235; Cook 1997, 183–184). Amongst the considered materials from
Nikonion, the most interesting in terms of decoration, was a fragment
of a skyphos body (no. 4), where only the lower part of a standing figure
has preserved. The specific treatment of folds arranged in spiral waves
(Pl. 3: 4) was most popular in vase painting from the last decade of
the 5th century BC, represented by works of the Kadmos Painter and his
followers, the Kiev Painter and the Kekrops Painter (Robertson 1992,
247, 249). The composition preserved on the fragment from Nikonion
did not reveal enough features to ascribe it to a specific painter, although
it was possible to connect its style with the artistic manner of the Kadmos
Painter and his group (Campenon 1994, 35–37; Robertson 1992, 247–249).
The same manner of composition, rich in details expressed by long lines
forming a detailed composition, was represented by a decoration recorded
on a body of a closed vessel, probably a squat lekythos (no. 7). On this sherd
only a part of a mantled figure has preserved. It was impossible to recognize
whether it was a man or a woman, but it can be assumed that the sherd
was ornamented with a depiction of a standing figure (Pl. 4: 1). In spite of
the limited possibility for interpretation, the style of the drawing, i.e. free,
thin lines of folds and a straight, clear line marking the edges of the mantle,
indicated more elaborate works known from vases dated to 420–410 BC.
In this period some painters created compositions referring to the elaborate
style of the Group of Polygnotos, although their compositions were lighter
in drawing thanks to using thin lines of thick glaze for wavy, strongly
curved folds, which gave an impression of thin textiles of clothing. This
manner might be recognized as the influence of Meidias, one of the most
significant painters of the high style of the Classical period. With respect to
small vases, like squat lekythos or other oil containers from the last quarter
of the 5th century BC, their decoration was often limited to one figure
in the centre of the vase body, with a scarce floral ornament or without any
background ornamentation. The composition preserved on the fragment
from Nikonion is close in style to that of the Chrysis Painter (ARV²
1158; BAPD 215338, 215339), and a member of the school of the Dinos
Painter (Matheson 1995, 200). It also resembles the manner of drawing
of the Calliope Painter (ARV² 1259-1263), whose style was characteristic
96
I. Głuszek
of the last decades of the 5th century BC (Robertson 1992, 232). Another
fragment (no. 5) displayed a woman’s face with a specific drawing of an eye,
the style of which indicated the manner of a painter who paid a lot of attention
to anatomic details of depicted figures, which was of great importance
to craftsmen of the third quarter of the 5th century BC. Nevertheless,
in this particular case the drawing was more schematic and careless, showing
an influence of the new tendency in vase painting developed in the last
decades of the 5th century BC (Pl. 3: 5).
With regard to other three fragments, i.e. one of a skyphos, one of
an oinochoe and one of an olpe or pelike, they represent a different style
in decoration, since they lack any attention to details in their composition.
On the fragment of a skyphos (no. 3), figures were joined directly with
the lower bordure limiting the composition (Pl. 3: 3). These features were
distinctive of vase painting from the end of the 5th century BC (Cook 1997,
184). The figure decoration on the fragment of an oinochoe (no. 6) reveals
a very general and sketchy style, as if the painter did not pay any attention
to details, such as the shape of feet or an elaborate drawing of clothing
(Pl. 3: 6). It was also typical of vase painting within the late 5th and
the early 4th centuries BC (Cook 1997, 184, 186–187). Certain elements of
the oinochoe decoration, such as horizontal, irregular lines of folds above
the feet, resemble the style of the Brown-egg Painter (ARV² 1352:13; BAPD
240066), the Bull Painter (ARV² 1350:13; BAPD 240022) and the Painter
of London 543 (ARV² 1348: 4; BAPD 240003), who were active in the late
5th century BC. The other interesting fragment (no. 8, Pl. 4: 2), primarily
identified as the upper part of an olpe or a pelike, also represents a more
careless style, which was a common feature in vase painting of the late
5th century BC.
Group 3
Group 3 comprises six fragments from the late Classical period (400–
375 BC): two fragments of kraters (nos. 9, 10), three fragments of skyphoi
(nos. 11, 12, 13) and one fragment of a body of a squat lekythos (no. 14).
Vase painters from the 4th century BC followed the ideas and style
elaborated in the Athenian workshops in the previous century (Richter
1958, 154; Campenon 1994, 104–107; Papuci-Władyka 2001, 330).
The style of vase decoration became more schematic, the drawings were
careless and lacking details, e.g. elaborate depiction of hairstyle, elements
of dress, depictions of jewellery, and even the anatomy of figures was more
generalized and sometimes expressed incorrectly (Sabattini 2000, 47–65).
The Athenian red–figure pottery found in Nikonion...
97
In this period many groups of painters were working in Athens. Amongst
them was the Fat Boy Group, specializing in decorations consisting of two
or three men, usually an athlete placed between two figures, with roughly
sketched details of anatomy and garments. Two fragments of group 3 carried
features characteristic of the painters from the Fat Boy Group (Pl. 4: 5-6).
The most distinctive one was depicting naked figures heavy in proportions
with massive bodies, or dressed figures almost completely covered by
mantles, including their hands. A typical trait was the shape of the mantle
and the way its wide folds built a general schema of heavy and simple
clothing. The floral ornamentation was limited to sketchy palmettes or single
elements (leaves or petals) of what was once highly elaborated decoration.
A great number of vessels were ascribed to the Fat Boy Group, but now
it is certain that not all of them were decorated by the same hand; instead,
they were executed by different painters (ARV² 1484-1487; Add² 382;
Sabattini 2000, 47–48).
The first fragment of the group in question was a part of a krater rim
(no. 9) and can be dated to the aforementioned period. On the external
surface of the rim only a small part of a laurel wreath has preserved
(Pl. 4: 3). This made a detailed analysis rather impossible, but there were
some features of drawing, such as long and not very carefully painted
leaves, as well as dilute glaze on the background, which indicated that
this vase could have been made in the first quarter of the 4th century BC,
or even later, since this motif was strongly manifested in vase painting until
the second half of the 4th century BC. On another fragment, namely a bell–
krater body (no. 10, Pl. 4: 4), only the floral ornament preserved. It does not
have much of importance for reading the main theme of the composition,
but it illustrated well the frugal style of ornamentation that occurred in vase
painting in the 4th century BC. On the sherd surface a fragment of a palmette
has preserved, altogether with some kind of a single leaf depicted separately
from the main floral ornament. The shape of the palmette, the form
of the leaves and a small fragment of garment (the manner of folds expression)
indicated a style of painting typical of the late Classical period (BAPD 562,
2205, 7226, 7952, 9769, 9771).
The decoration of rims of the skyphoi (nos. 12 and 13) shows careless
and perfunctory features typical of the late Athenian vase painting (Pl. 4:
6-7). The elements of composition were not as delicately executed as in
the case of workshops that were functioning two decades before (Cook 1997,
186–187; Boardman 2001, 102). This is well–evidenced by a schematic
drawing of an eye (no. 13, Pl. 4: 7) expressed only by short, straight lines
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I. Głuszek
(including a pupil), and hair depicted by a daub of black glaze (no. 12,
Pl. 4: 6). On another fragment of a rim (no. 11, Pl. 4: 5) some elements
of floral decoration were recorded. They might be described as the upper
part of a palmette stem curved in a spiral shape. The floral ornament
of this form had become very common in vase decorations by the end of
the 5th century BC (BAPD: 7187; 9374). The last fragment counted in group
3 probably belonged to a squat lekythos (no. 14). It was decorated with
a figure of a standing man or a woman wearing a mantle with one hand
raised in front of the figure (Pl. 4: 8). The drawing of folds and anatomical
details of the hand were very sketchy, which allows dating this fragment
to the first quarter of the 4th century BC.
Conclusions
The red-figure pottery is widespread at archaeological sites along
the northern Black Sea. The vessel production performed in the Athenian
workshops is represented there by numerous examples of both, black– and
red–figure pottery dated to the Archaic and Classical periods. The red–
figure pottery from the end of the 6th and the first half of the 5th century BC
is known from archaeological reports and monographs referring to results
of archeological excavations carried out in the territory of Greek Pontic
poleis. Those publications also included the finds from the last decades
of the 5th and the 4th centuries BC from archaeological sites placed near
Nikonion, Borystenes, Olbia, Histria and Tyras. Although in Borystenes
(Berezan) the import of Athenian pottery was more intense in the archaic
period and the first half of the 5th century BC (Ilina 2001, 159–170), there
are examples of red–figure pottery from the last decades of the 5th century
BC and the 4th century BC (Shapiro 2010, 291–316). Among these examples
is a fragment of a bell–krater, and another one belonging to a skyphos,
both representing the Fat Boy Group (Shapiro 2010, figs. 9, 18).
There is a significant number of findings of Athenian red–figure pottery
from Olbia – the most important and the largest Greek poleis located near
Nikonion. The Athenian pottery from the above – mentioned site has been
published only partially. Considering the materials known from the existing
literature, an emergence of the Athenian pottery imported into Olbia dates
back to the Archaic period. Red–figure pottery is represented by examples
coming from the Archaic and the early Classical periods, though the pottery
from the late Classical period also constitutes a numerous group of findings
(Buravchuk 2014, 294–311). Among known examples, there are sherds
representing the style of the Schuvalov Painter, the Q Painter and the Pithos
The Athenian red–figure pottery found in Nikonion...
99
Painter (Buravchuk 2014, 294). Moreover, a discovery of a red–figure
krater, skyphos and other fragments dated to the second half and the third
quarter of the 5th century BC was reported (Vinogradov and Rusjaeva 1980,
fig. 5). Amongst the findings from Olbia there was also a fragment of a bell–
krater decorated in a style resembling that of vessel no. 4 from Nikonion.
The fragment of this krater has not been attributed to any particular painter,
yet it was dated to 420 BC (Talpin 2007, 30, fig. 9).
Athenian red–figure pottery is also well–represented in materials
recovered from excavations conducted in Histria. The findings of red–figure
pottery discovered there can be referred to the second half of the 5th century
BC (Histria IV, 478-479, 483, 492), and some of them (Histria IV, 478)
can be referred to fragments from Nikonion (no. 7). However, there are also
fragments that might be dated to the last quarter of the 5th century (Histria
IV, 495, 505). Based on the published materials from Histria, a significant
amount of Athenian red–figure pottery was dated to the last decade
of the 5th and the first quarter of the 4th centuries BC (Histria IV, 485, 486).
This group comprised a few examples that might be attributed to the Fat Boy
Group (Histria IV, 496, 498-501, 504).
Red–figure pottery is a rather rare finding in Tyras since most of this
ancient site territory is now covered by the Medieval stronghold, which
prevented any excavations from being carried out there. Although there
are some examples of red–figure vessels from Tyras that can be dated
to the last quarter of the 5th century BC (Vdovichenko 2008, 54, fig. 16:
10-11) and the first decade of the 4th century (Vdovichenko 2008, 54,
fig. 18). Amongst them there is also a sherd from skyphos that can be assigned
to the Fat Boy Group (Vdovichenko 2008, fig 18: 6, 10, 14), or another
fragment with a floral ornament and decoration similar to that recorded
on the skyphos nos. 11, 12 from Nikonion (Vdovichenko 2008, fig 18: 7, 8).
Most of the fragments recovered during the exploration of trench VII
referred to the end of the 5th century and to the first decades of the 4th
century BC. They were examples of high quality vase painting and pottery
decorated in a minor style. The vast majority of sherds represented drinking
vessels (skyphoi) or were related to the act of drinking (kraters). Providing
that the suggested shape was correctly identified, they can also be linked
with the symposium. A separate group consisted of fragments that might be
described as remains of squat lekythoi. They were often used as perfume
containers, which constitutes a premise to connect this shape with female
domestic life. Certainly, squat lekythoi were also present in the men’s world
as bottles for pouring oil. The distinguished shapes mentioned in the article
I. Głuszek
100
were associated with the daily life of Greeks that inhabited Nikonion in
the Classical period. Taking this aspect into consideration, the archaeological
material under consideration was helpful in interpreting the function
of the building discovered in trench VII, and very useful in establishing
its chronology.
Catalogue
The catalogue encloses the fragments of vessels described according
to the chronological groups given in the article. Within every group
of pottery particular fragments are presented in a given order based on their
shapes: open/closed vessels represented by diagnostic sherds; fragments
of a body (sometimes complemented with a suggestion of the shape),
and fragments of open/closed vases of an uncertain shape. The abbreviations
used in the catalogue are: diam. – diameter, h. – height, w. – width, th. –
thickness.
Group 1
Krater
1. Inv. no.: Nikonion/VII/07/3
Pl. 2: 1; Pl. 3: 1
Dimensions and conditions: Diam.: -; h.: 4.6cm; w.: 3.5cm; th.: 0.5cm.
Fragment of a rim with a small part of a wall; the fragment is too small
to reconstruct the diameter of the vessel; a few abrasions on the external
surface.
Technical features: Clay: pale pink–orange (7.5YR 7/6); glaze: brownish
black, semi–matte, dilute; no color added; no admixtures.
Shape: Flaring lip, with rounded rim, offset from the body below by
a pronounced molding.
Decoration: Internal surface is glazed except for a reserved band running
just below the rim. On the external surface, below the rim, there is a floral
ornament of a laurel wreath with leaves geometrical in shape.
Classification and dating: Bell–krater, 450–400 BC.
Comments: For the shape of the rim see: Rotroff and Oakley 1992, no. 30,
fig. 3; type 2 of a krater according to Agora 30, 32–33, no. 303. Compare
the shape of the rim and the type of the leaves with: BAPD 695, Shapiro
1981, 81, no. 30; compare also with: Cohen and Rutter 2007, 265, fig.13: 8,
Shapiro 2009, 267, fig. 11.
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101
Closed vessels of uncertain shape
2. Inv. no.: Nikonion/VII/09/156
Pl. 3: 2
Dimensions and conditions: H.: 3.1cm; w.: 3.3cm; th.: 0.6cm. Fragment of
a body, well–preserved, slightly damaged on the external surface.
Technical features: Pinkish orange, (2.5YR 7/4); glaze: reddish black, thick,
semi–matte, added colors: white: (2.5R 4/3, white).
Shape: Fragment of a neck and a shoulder of a closed vessel with a relatively
narrow neck.
Decoration: Internal surface covered with glaze; on the external surface,
at the top, there is a fragment of egg–shaped pattern. Below the bordure
a figure decoration has preserved, depicting a head of a man wearing an ivy
wreath. The eye of the man expressed with precision; the upper, half–bent
eyelid is longer then the lower one; a pupil is placed near the corner of
the eye. The eyebrow is banded and longer than the eye. White color was
used to draw the wreath on the man’s head.
Classification and dating: Closed vessel of an uncertain shape, 440–430 BC,
style of decoration close to that of the Kleophon Painter.
Comments: Drawing of the eye close to the Kleophon Painter, compare with:
BAPD 11614, 14111, Beazley 1925, 421: 23; compare also with: BAPD
215152, for other works of the Kleophon Painter see: 1046.
Group 2
Skyphoi
3. Inv. no.: Nikonion VII/11/176
Pl. 2: 6; Pl. 3: 3
Dimensions and conditions: H.: 3.5cm; diam.: 9cm; w.: 6.8cm, th.: 0.9cm.
Fragment of a foot and the lower part of a body; preserved 1/3 of the base
with a small part of the wall. Fragment slightly damaged on the external
surface, the internal surface covered with a white layer of residues. Traces
of incorrect firing on the internal surface, at the bottom.
Technical features: Clay: light reddish yellow (5YR 6/6); glaze: dark
brownish black, thick, semi–matte.
Shape: Vessel with clearly marked parts in its section: ring foot, low, with
flattened external surface, thick walls at the bottom, opening wide towards
the upper part of the vessel.
Decoration: Internal surface covered with glaze, the external surface of
the bottom reserved, the ring foot glazed except for the resting surface;
decoration on the external surface of the walls has preserved very
fragmentarily. Two feet and parts of legs are visible.
102
I. Głuszek
Classification and dating: Skyphos type A, 420–400 BC.
Comments: Shape in the type as referred to in: Sabattini 2000,
Tr. 178B/8495; compare also with: Agora 12, 84–85, fig. 4, nos. 340, 342;
for the characteristic style of composition, where depicted figures are joined
with a border line, compare with: BAPD: 7023; 217480; 7181; Agora 30,
pl. 94: 955; CVA USA 39/1, fig. 11, pls. 17: 1–2, 18: 2, 20: 7, 8; Hoorn
1951, fig. 18: 635; other examples, with specific anatomy drawing, dated to
the third quarter of the 5th century BC: BAPD 7181, 12380, 22543.
4. Inv. no.: Nikonion/VII/11/201
Pl. 3: 4
Dimensions and conditions: H.: 4.6cm; w.: 5.1cm; th.: 0.45cm. Fragment
of a wall from the lower part of a body; well preserved, traces of mending.
Technical features: Clay: pale orange (5YR 7/4); glaze: brownish black,
dilute, semi–matte.
Shape: Fragment of a body of a skyphos.
Decoration: Internal surface covered with glaze, on the external surface
the middle and the lower part of a female figure has preserved. The figure is
wearing chiton and himation. The folds of himation are marked in the centre
by curved lines, and by parallel lines on the edge of the garment.
On the edge of chiton there are wavy, circled lines, expressing folds
or ornaments on a dress. The folds of himation are drawn by thin relief
lines of thick glaze except for one wide fold on the edge of the clothing and
the folds of chiton, which are expressed by lines of dilute glaze.
Classification and dating: Skyphos, 410-400 BC; the style referring to
the circle of the followers of the Kadmos Painter, close to the manner
of the Kekrops Painter.
Comments: For the Kadmos Painter and his followers see: Robertson 1992,
247–249; vessels attributed to the Kekrops Painter: BAPD 217590, folds
shaped in waves, similar in terms of decoration to the vase ascribed to
the Kadmos Painter: Shapiro 1993, 104, fig. 57; Kunisch 1996, 204;
BAPD 215695, 215728, for a vase dated to 420–410 BC, with folds curved
in the same way see: BAPD 12578; other examples with a similar treatment
of folds on the vase dated to the beginning of 4th century BC, attributed
to the Painter of Athens Wedding: BAPD: 220529; for the style of the folds
compare also with: Sabetai 1997, 330, fig. 13; compare also with: Talpin
2007, 30, fig. 9.
The Athenian red–figure pottery found in Nikonion...
103
5. Inv. no.: Nikonion/VII/10/18
Pl. 3: 5
Dimensions and conditions: H.: 2.1cm; w.: 1.8cm; th.: 0.4cm. Fragment
of a body, external surface is well–preserved, internal surface is largely
damaged.
Technical features: Clay: pale orange beige (7.5YR 7/4); glaze: dark brown,
thick, semi–matte.
Shape: Fragment of a body with a straight wall in section.
Decoration: Internal surface covered with dilute glaze, on the external
surface a depiction of a female head is visible. Eyelids expressed by
two straight lines, the short line above the eye marks the eyelid surface;
the eyebrow is long and wavy in shape. The nose is drawn in a characteristic
way, straight and thin.
Classification and dating: Skyphos type A, 420–400 BC.
Comments: The features of the face depiction are typical of the ornate style
and the Meidias vase painting: BAPD 692, 9190, 10607; compare also with:
BAPD 1797, Agora 30, pl. 50: 410, Beazley 1925, 466: 2 BAPD 217464.
Oinochoe
6. Inv. no.: Nikonion/VII/08/42
Pl. 2: 7; Pl. 3: 6
Dimensions and conditions: Max. h.: 4.2cm; diam. of the foot: 10.5cm; max
diam. of the body: 26.6cm; th.: 0.5cm. Four joined sherds of the lower part
of a body; one–half of the base and ¼ of the wall has preserved.
Technical features: Clay: pale red (5YR 6/6); glaze: brownish black, semi–
matte; added colors: red.
Shape: The vessel had a ring foot, rectangular in its cross–section, modeled
on the external surface. The wall in the lower part of the body is rounded and
runs straight up, which suggests an oval shape of the body.
Decoration: Only the lower part of the decoration has preserved; two feet of
a standing figure can be seen; the figure is turned right and is wearing a long
cloak and chiton. The composition is closed by a single line on the lower
part of the body.
Classification and dating: Oinochoe, shape 3, close to the Class of Athens
1268 (Green 1971), 420-400 BC.
Comments: For the shape and typology of the oinochoe see: Green 1971,
196, 208–210, fig. 4a; Agora 12, 60, nos. 105–138, figs. 6-7; oinochoai from
the Athenian Agora excavations close to the fragment from Nikonion: Agora
12, nos. 118, 124; other examples of the oinochoe type 3 close in terms
of their shape to: BAPD 1001533, for the characteristic horizontal line
of the lower part of the garment (just above the feet) compare with
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I. Głuszek
the decoration manner of the Brown–egg Painter: ARV² 1352:13; BAPD
240066; a similar motif also known from vessels attributed to the Bull
Painter: ARV² 1350:13; BAPD 240022, and the Painter of London 543:
ARV² 1348: 4; BAPD 240003.
7. Inv. no.: Nikonion/VII/07/49
Pl. 4: 1
Dimensions and conditions: H.: 4.6cm; w.: 3.4cm; th.: 0.3cm. Fragment of
a body; small abrasions on the surface and indentations on the body.
Technical features: Pinkish orange, (2.5YR 7/4); glaze: reddish black, thick,
semi– matte; no color added.
Shape: Fragment of a body, slightly banded.
Decoration: Internal surface covered by groups of vertical lines of different
widths, made using dilute glaze. On the external surface a fragment of
a male figure (?) depicted; only the middle part of the figure wearing
a mantle has preserved. The cloak has a wide collar and curved folds expressed
by thin lines.
Classification and dating: Closed vessel, squat lekythos (?), 420–410 BC.
Comments: For the style of drawing compare with: CVA USA 38/1, fig. 3,
pl. 5: 1–4, BAPD 215340, the treatment of folds also resembles the works
of the Chrysis Painter: BAPD 215338, 215339; for the painter see: ARV²
1046; folds of the garment are also close to the manner of the Calliope
Painter – a similar drawing of the cloak collar: BAPD 215113 (=ARV ²
1260: 28); see also: Vdovichenko 2008, fig. 57. 3 and Histria IV, 478.
8. Inv. no.: Nikonion/VII/09/74
Pl. 4: 2
Dimensions and conditions: H.: 3.8cm; w.: 4.2cm; th.: 0.5cm. Fragment of
a body, largely damaged on the external surface, with slightly chipped–off
glaze on the external surface.
Technical features: Pinkish orange, (2.5YR 7/4); glaze: reddish black, dilute,
semi–matte.
Shape: Fragment of a neck and a shoulder of a closed vessel with a relatively
narrow neck.
Decoration: On the internal surface, the upper part is covered with a few
(noticeable) layers of glaze. On the external surface, at the top, there is
a fragment of a band of egg-shaped pattern. Below the bordure a depiction
of a male figure is visible. The man is turned right; his eye is triangular
in shape, and his lower lid is drawn using a very short line. The pupil
is expressed by a horizontal line, and the eyebrow is formed in an arc, starting
The Athenian red–figure pottery found in Nikonion...
105
in the corner of the eye. The drawing lacks details, except for the eye, which
is marked by a relief line of glaze.
Classification and dating: Olpe or pelike (?), 420-400 BC.
Comments: For the shape and the style of decoration compare with: BAPD
1510,8026; the depiction of face features, e.g. an eye, close to the Painter
of London E 106: BAPD 31804, similarities in the face treatment are also
noticeable on the vase: BAPD 1773 attributed to the Painter of London
E 395; for the painter see: ARV² 1140; a similar depiction on a fragment
recovered from the Athenian Agora dated to 400 BC: Agora 30, pl. 72: 680.
Group 3
Kraters
9. Inv. no.: Nikonion/ VII/11/229
Pl. 2: 2; Pl. 4: 3
Dimensions and conditions: Diam.: > 33cm; h.: 9.5cm; w.: 6.2cm; th.: 0.6cm.
Fragment of a rim, with slightly damaged external surface.
Technical features: Clay: pinkish orange (7.5YR 7/4); glaze: reddish black,
dilute, semi–matte.
Shape: Rim is turned outside, flattened at the top; wall is straight, becomes
narrower close to the edge of the sherd.
Decoration: Internal surface is glazed except for a reserved band running
just below the rim; on the external surface a wreath between two reserved
lines has preserved.
Classification and dating: Bell-krater, 400-375 BC.
Comments: Type 1 of a krater according to Agora 30–32, no. 287.
For the shape of the rim and the style of decoration see: BAPD 570, 10321,
14126. For a similar treatment of laurel leaves see: Vdovichenko 2008,
fig. 72: 3.64/13 and Morgan 2004, pl. 31: 411.
10. Inv. no.: Nikonion/VII/09/17
Pl. 4: 4
Dimensions and conditions: H.: 5cm; w.: 7.4cm; th.: 0.4cm. Fragment of
a body; slightly damaged on the internal and external surfaces.
Technical features: Clay: pale orange–pink (2.5 YR, 6/6); glaze: reddish
brown, semi– matte, dilute; added color: white; admixtures: mica.
Shape: Fragment of the lower part of a krater body, slightly curved in section.
Decoration: Internal surface is covered with black glaze. On the external
surface floral and figure ornaments have preserved; floral-like ornament;
there is a trace of a garment on the edge of the sherd. The folds of the garment
(chimation or chlamys) expressed by a relief line of thick glaze. The folds
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I. Głuszek
are narrow and the edge of the clothing is strongly curved. Most of the sherd
surface is covered with a floral ornament consisting of a palmette placed
just beneath the handles and a separate leaf decorating the space between
the palmette and a fragmentarily preserved figure composition. The palmette
petals were depicted separately; they are geometric in shape and plain
at the top (three petals are visible); the palmette was probably closed in
an arcade. A separate leaf is large and strongly curved, slightly geometric
in shape. White color was used to mark a wavy line on the glazed background
between the floral ornament and the garment. The composition is closed
at the bottom by a band of a meander.
Classification and dating: Bell–krater, 400-375 BC.
Comments: Treatment of the garment very similar to that on the bell-krater
ascribed to the Painter of Vienna 1089: ARV² 1693, BAPD 260046, 10851;
the same manner of decoration was recorded on: Agora 30, pl. 93: 950;
for the shape of the palmette compare with: BAPD 22524, 22658; for
a similar composition of a meander see: BAPD 29128; for separate elements
of floral composition see: BAPD 562; 2205; 7226; 7952; 9769, 9771.
Skyphoi
11. Inv. no.: Nikonion/VII/11/5
Pl. 2: 3; Pl. 4: 5
Dimensions and conditions: H.: 2.9cm; diam. of rim: -; w.: 3cm, th.: 0.4cm.
Small fragment of a rim and the upper part of a body; one large and one
small fragment damaged on the external surface.
Technical features: Clay: light pinkish-red (2.5YR 7/4); glaze: black with
dark brown shade (2.5YR 2.5/1), thick, shiny; admixture: mica.
Shape: Rim narrow and rounded at the top, turned outside the vessel, external
surface below the rim slightly concave.
Decoration: Internal surface covered with glaze; on the external surface
a fragment of a floral ornament, representing a leaf or a palmette stem
curved in a spiral shape, has preserved; traces of leaves visible on the edge of
the sherd.
Classification and dating: Skyphos type A, 425–375 BC.
Comments: The shape of the rim close to: Agora 30, nos. 1271, 1890;
Agora 12, 84–85, no. 349; the shape also similar to: Sabattini 2000,
T 862/6317; the floral ornament with a characteristic curved spiral stem was
recorded on vases dated to the last quarter of the 5th and the first quarter of
the 4th century BC, compare with: CVA Russia 6/6, pl. 69: 3-4; CVA Greece
9/1, fig. 35, pl. 62: 1–5; BAPD 12380. The same elements of floral decoration
can be observed on fragments from Tyras: Vdovichenko 2008, fig. 18: 7-8.
The Athenian red–figure pottery found in Nikonion...
107
Another example with the same floral decoration comes from Chersonesus
chora: Vdovichenko 2008, fig. 83a: 9 and Kerknitis: Vdovichenko 2008,
fig. 100: 4.
12. Inv. no.: Nikonion/VII/11/9
Pl. 2: 4; Pl. 4: 6
Dimensions and conditions: H.: 4cm; diam. of a rim: -; w.: 4.3cm;
th.: 0.25cm. Three joined fragments of a rim and the upper part of a body;
the fragment is too small to reconstruct the diameter of the vessel; slightly
damaged on both sides. sherd no. 1: h.: 3cm, w.: 2.4cm, th.: 0.25cm; sherd
no. 2: h.: 2.2cm, w.: 4.1cm, th.: 0.25cm; sherd no. 3: h.: 2.8cm; w.: 2.5cm;
th.: 0.25cm. Some damage on the surface, near the edge of the fragment;
traces of incorrect firing.
Technical features: Clay: pinkish orange (2.5YR 7/4); glaze: orange, thick,
shiny; admixture: mica.
Shape: Rim is narrow and rounded at the top, turns outside the vessel,
external surface below the rim slightly concave.
Decoration: Internal surface covered with glaze, on the external surface
a figure of a man and a floral ornament have preserved. The man is turned left
and is wearing a mantle (himation). The composition is schematic; details
of the mantle and anatomical features of the man are roughly expressed.
The man’s hair is expressed by one mass of glaze; on the cloak wide folds
are drawn using straight lines. Behind the man, there is a floral ornament
in a form of a straight, vertical stem curved in a spiral shape at the top.
Classification and dating: Skyphos, type A, 400–375 BC; style of decoration
close to Fat Boy Group.
Comments: The shape in the type as referred to in: Sabattini 2000,
T 893/26062 of the rim and wall close to: Agora 30, nos. 1271, 1890; Agora
12, 84–85, no. 346; a fragment with a similar depiction of a man: BAPD
22448; a similar depiction of standing, mantled men noticeable on the side
B of the krater ascribed to the Nikias Painter: ARV² 1333; compare with:
BAPD 217472; another fragment in a similar style dated to the beginning
of the 4th century BC: BAPD 41245; CVA Greece 9/1, pl. 62: 1–5; BAPD
7187, 14792; vases assigned to the Fat Boy Group close to the style
of described fragment: BAPD 230620,230682; a composition representing
men standing opposite each other, surrounded by a similar floral ornament:
BAPD 7187, 275557; a fragment from Chersonesus with a similar depiction
of a man: Vdovichenko 2008, fig. 6: 1.1773/09; a depiction of a mantled
man with similar drawing of folds: Vdovichenko 2008, fig. 142: 3; floral
ornament compare also with: Vdovichenko 2008, fig 18: 7-8.
108
I. Głuszek
13. Inv. no.: Nikonion/VII/11/185
Pl. 2: 5; Pl. 4: 7
Dimensions and conditions: H.: 3.4cm; diam.: -; w.: 2.9cm; th.: 0.45cm.
Small fragment of a rim and a wall has preserved, slightly damaged on
the external surface, near the edge of the sherd; white residues inside.
Technical features: Clay: pale orange (7.5YR 6/4); glaze: brownish black,
thick, semi–matte; admixture: mica.
Shape: Rim is rounded; the wall is vertical, a little wider in the upper part
of its cross–section.
Decoration: Internal surface covered with black glaze; on the external
surface there is a band of egg–shaped pattern just below the rim, beneath
there is a depiction of a woman turned left. Her head and the upper part
of the body are visible. The woman’s hair is dressed in a bun supported by
a ribbon; an ear or an earring marked by a curved line of thick glaze. Details
of anatomy are drawn using thin lines of glaze in a little cursory manner.
Folds of the garment are wide, marked by thin lines; thick glaze used
to depict the eye and the ear/earring.
Classification and dating: Skyphos type A, 400–375 BC.
Comments: For the shape compare with: Agora 12, 84, nos. 336, 338;
for the style of the face drawing compare with: BAPD 11769; CVA Russia
6/6, pl. 46: 7; for the style of depicting a standing woman compare also with:
Agora 30, pls. 93: 951, 104: 1093; 31813; for other analogies see: CVA Italy
16/1, pl. 3: 1–7.
Closed vessels of an uncertain shape
14. Inv. no.: Nikonion/VII/09/197
Pl. 4: 8
Dimensions and conditions: H.: 3.9cm; w.: 4.0cm; th.: 0.32cm. Fragment
of a body, largely damaged on the internal surface, with small chips on
the external surface.
Technical features: Clay: pinkish orange (2.5YR 6/6), glaze: dark brown,
thick, semi–matte; admixture: mica.
Shape: Fragment of a body, slightly banded in section.
Decoration: Internal surface reserved, on the external surface a figure of
a man has preserved. On the edge of the sherd there is a reserved surface,
trace of an unrecognizable element of the composition. The man is turned
left, his body is covered by a cloak, his hand is raised up, in front of him.
The lines depicting fingers and folds are thin, made with dilute glaze;
the drawing is schematic and simple.
Classification and dating: Closed vessel, squat lekythos (?), 400-375 BC.
Comments: The gentle curve of the cross-section indicates that the fragment
The Athenian red–figure pottery found in Nikonion...
109
was a part of a body of a squat lekythos, compare with: BAPD 251, 3313,
9086; the style of the decoration resembling the works of the Painter
of Oxford Grypomachy: CVA Great Britain 18, pl. 27: 6–7; for the schematic
style of the decoration compare also with: BAPD 11991, 14074, 217552;
CVA Russia 5/5, pl. 10: 3. The fragment from Kerknithis with folds on
a mantle formed in a similar style: Vdovichenko 2008, fig. 99: 11.
Abbreviations
ARV² = Beazley J. D. 1963. Attic Red-Figure Vase-Painters. 2nd edition.
Oxford.
Add² = Carpenter Th. H., Mannack T. and Mendonca A. 1989. Beazley
Addenda. 2nd edition. Oxford.
Agora 12 = Sparkes B. A. and Talcott L. 1970. Black and Plain Pottery
of the 6th, 5th, and 4th Centuries B.C. (The Athenian Agora 12).
Princeton.
Agora 30 = Moore M. B. 1997. Attic Red-figured and White-ground Pottery.
(The Athenian Agora 30). Princeton.
BAPD = Beazley Archive Pottery Database, retrieved from http://www.
beazley.ox.ac.uk/pottery/default.html (status as of Feb. 16th 2018).
Beazley Addenda = Burn L. and Glynn R. 1982. Beazley Addenda. Oxford.
CVA Great Britain 18 = Moignard E. 1997. Corpus Vasorum Antiquorum:
Great Britain 18, The Glasgow Collections. The Hunterian Museum,
The Glasgow Museum and Art gallery, Kelvingrove, The Burrell
Collection. Oxford.
CVA Greece 9/1 = Samettai V. B. 2006. Corpus Vasorum Antiquorum:
Greece 9, Athens, Benaki Museum 1. Athens.
CVA Italy 16/1 = Becatti G. 1940. Corpus Vasorum Antiquorum:
Italia 16, Musei comunali umbri di Orvieto (Opera del Duomo), Spoleto,
Terni, Bettona, Todi. Roma.
CVA Russia 6/6 = Tugusheva O. 2003. Corpus Vasorum Antiquorum:
Russia 6, Moscow, Pushkin State Museum of Fine Arts. Attic RedFigured Vases. Moscow.
CVA Russia 5/5 = Sidorova N. A. 2001. Corpus Vasorum Antiquorum:
Russia 5, Pushkin State Museum of Fine Arts 1. Moscow.
CVA USA 38/1= Matheson S. B. 2011. Corpus Vasorum Antiquorum:
United States of America 38, Yale University Art Gallery 1. New Haven,
Connecticut.
110
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CVA USA 39/1= Matheson S. B. 2016. Corpus Vasorum Antiquorum:
United States of America 39, Yale University Art Gallery 1. New Haven,
Connecticut.
Histria IV = Aleksandrescu P. 1978. La ceramique d’epoque archaique
et classiques, VIIe-IVe s. Bucharest.
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Inga Głuszek
Institute of Archaeology
Nicolaus Copernicus University
[email protected]
PLATE 1
I. Głuszek
Pl. 1: 1 – The Greek colonies at the Black Sea (draw. I. Głuszek)
Pl. 1: 2 – The living house from the end of the 5th–third quarter of the 4th century BC found
in Nikonion (trench VII) (draw. I. Głuszek)
The Athenian red–figure pottery found in Nikonion...
Pl. 2 – The red-figure pottery from Nikonion – shapes (draw. I Głuszek)
PLATE 2
PLATE 3
I. Głuszek
Pl. 3 – Fragments of red-figure pottery from excavations in Nikonion 2007–2012
(photo E. Kozłowska)
The Athenian red–figure pottery found in Nikonion...
PLATE 4
Pl. 4 – Fragments of red-figure pottery from excavations in Nikonion 2007–2012
(photo E. Kozłowska)
S T U D I E S I N A N C I E N T A RT A N D C I V I L I Z AT I O N 21
Krakow 2017
Kamil Kopij
Kraków
WHEN DID POMPEY THE GREAT
ENGAGE IN HIS IMITATIO ALEXANDRI?
Abstract: The aim of this article is to revisit the issue of Pompey
the Great’s imitatio Alexandri, especially the timetable for its beginnings
and development. Previous studies of the subject have indicated that either
the Roman general was involved in imitating the Macedonian king since his
youth, or he did not do so at all. Meanwhile, this article presents evidence
indicating that the most likely scenario implies that the image of Pompey
as the Roman Alexander was created during his eastern campaign against
Mithridates. Moreover, it was probably Theophanes of Mytilene, Pompey’s
friend and trusted advisor, who developed this theme. Additionally,
there is evidence indicating that Pompey tried to limit the use of imitatio
Alexandri primarily to the eastern parts of the Roman Empire, fearing that
an ambiguous perception of Alexander in Rome would harm his image.
Keywords: imitatio Alexandri; Pompey the Great; Roman Republic;
Roman politics; propaganda
Introduction
Alexander the Great is one of history’s most recognizable figures.
In the Hellenistic era his superhuman achievements made him a point
of reference for philosophers trying to create a description of the ideal ruler.
He was also a role-model for kings wanting to be perceived as his successors
(cf. Stewart 1993). The Romans, who began to interfere with the affairs
of the Hellenistic world at the turn of the 3rd and 2nd centuries BC,1
1
All the dates are BC unless stated otherwise.
DOI: 10.12797/SAAC.21.2017.21.07
120
K. Kopij
met with the myth of Alexander already ingrained in social consciousness of
the Greeks and other inhabitants of the eastern regions of the Mediterranean.
This, along with the deep distrust of monarchy among the Romans, created
a kind of dissonance. The Roman politicians both craved royal honours and
feared them. At the same time, the Greeks knew no other way to honour
their new ‘protectors’. Alexander’s achievements fascinated the Romans,
especially their leaders. However, the attitude toward Alexander was not
unequivocally positive during the Roman Republic. He was sometimes also
perceived negatively as a tyrant, especially in philosophical writings (Kühnen
2008, 16). Comparing oneself to Alexander could be met with accusations
of striving for autocracy. These kinds of allegations were popular in Roman
Republican politics and could be devastating for a political career. Therefore,
any imitatio Alexandri had to be managed carefully.
The subject of Pompey’s imitatio Alexandri has been already studied
by several scholars (cf. Michel 1967; Weippert 1972; Dreizehnter 1975;
Badian 1976; Green 1978; Gruen 1998; Martin 1998; Kühnen 2008).
The vast majority of them believe that the general imitated Alexander.2
Some scholars (Dreizehnter 1975, 213; Badian 1976, 216) are even of
the opinion that Pompey was the first Roman involved in the imitatio
Alexandri. Those who share this conclusion exclude the possibility of this kind
of relationship between the king and Scipio Africanus or Scipio Aemilianus.
It is believed that both generals were not imitating the Macedonian king
but in their cases only the comparatio Alexandri was made by ancient authors
(Kühnen 2008, 16).
The definition
Considering that the term imitatio Alexandri can be variously understood,
it is necessary to define it. Generally, this term is used to name two different
phenomena. The first involves comparing a figure to Alexander the Great
and the expression of ancient authors’ opinions that this figure imitated
the Macedonian king. The second is based on ancient sources notifying
activities related to the imitatio Alexandri undertaken by the figure himself
(Kühnen 2008, 16). The first understanding – i.e. the one postulated by
the third party, usually an ancient writer – should not be treated as imitatio.
Instead, the term comparatio should be used (Green 1978, 1-26). Therefore,
we deal with a ‘real’ imitatio only when a person of interest, and not
an ancient author, referred to Alexander the Great and imitated him.
2
Except from Gruen 1998, 178-191 and Martin 1998, 23-51.
When did Pompey The Great engage in his Imitatio Alexandri?
121
In cases where there is any evidence of a competition with the achievements
of Alexander, we should rather use the term aemulatio. This distinction seems
obvious; however, in reality the condition of source material is frequently
inadequate to unambiguously determine which form we are dealing with.
To recognize measures undertaken as imitatio Alexandri the imitator
should utilize in his personal branding several issues associated with
the king. He should refer to:
1. Alexander’s names and titles,
2. his physiognomy, dress, hairstyles,
3. gestures and posture visible in the sculptural portraits of the king,
4. symbols of power (the diadem, purple, etc.),
5. symbols of Alexander’s apotheosis (lion’s skin, bull’s horn, thunder, aegis,
elephant’s scalp, astral symbols).
6. founding cities and naming them after himself or in a manner referring
to one’s accomplishments (Michel 1967, 13; Dreizehnter 1975, 213).
The tendency to imitate, compete with or compare oneself to Alexander
resulted from a desire to equal his extraordinary deeds and be held
in the same esteem as the king was in the Hellenistic period. He became
an epitome of the ideal ruler soon after his death. Greek philosophers equated
him with Heracles in their political writings as early as the 4th century.
Like the hero, Alexander became the embodiment of the four basic virtues
required of a good king: philantropia (φιλανθρωπία), eunoia (εὔνοια),
euergesia (εὐεργεσία) and praotes (πρᾳότης). These virtues defined the way
of conduct of an ideal ruler. First, he was obliged to defend Greek culture
and to propagate it among barbarians (philantropia). Second, he should be
just and gracious with respect to his subjects (eunoia). Third, he was obliged
to found new cities and public buildings (euergesia). Fourth, he had to fight
the barbarians, if necessary (praotes) (Antela-Bernárdez 2006, 34).
The evidence for Pompey’s imitatio Alexandri
The thesis of Pompey’s involvement in imitatio Alexandri is supported
by written sources. First, there is Plutarch’s mention of a physical resemblance
between Pompey and Alexander (Plut. Vit.Pomp. 2.1). This remark, however,
should be regarded more as the evidence for comparatio, especially since
Alexander was Plurarch’s point of reference. Moreover, the Greek author
clearly stated that it was just an opinion, not a fact. A remark by Sallust
(Hist. 3.88), Pompey’s contemporary, is not so easy to dismiss; the Roman
historian wrote that Pompey had been compared to Alexander by flatterers
122
K. Kopij
since his youth. As a result, he began to imitate (imitatio) the king and finally
to compete (aemulatio) with him. According to Plutarch (Vit.Pomp. 2.1),
Pompey’s opponents quickly realised that and began to mock the general
by comparing him to Alexander. It seems that Pompey stopped imitating
the king as a consequence. He returned to this practice several years later
during his eastern campaign. However, there is also a possibility that
Pompey’s imitatio Alexandri was not simply revived but created in the East.
In this case Theophanes of Mytilene should be regarded as its promotor.
Sallust’s remarks are the sole solid evidence against this thesis. However,
we must remember that despite being one of the leading Roman historians,
he did tend to mix chronologies of events (Syme 1964, 69-81).
Cognomen Magnus
Pompey’s by-name, Magnus, is one of the issues broadly discussed
regarding his imitatio Alexandri. Most scholars assume that the selection
of the cognomen Magnus was a conscious reference to the king. It even has
been speculated that Pompey might have considered adopting the by-name
Alexander (Kühnen 2008, 57), despite a complete lack of evidence in
the source material to support it.
It is worth emphasising that the Greeks generally did not use the byname Magnus when referring to Alexander. The very name of the king was
regarded as synonymous with greatness. Even in the cases when Magnus
appears in the inscriptions of Demetrius Poliorcetes (Kyparissis and Peek
1941, 221-227) and Antiochus the Great (cf. Michel 1967, 35; Kühnen 2008,
57-58) it is not clear whether it was meant as a by-name or not. It seems that
at least in the case of Antiochus’ inscription it referred to the Persian title
of king of kings, usually translated into Greek as βασιλεὐσ μέγας (Μichel
1967, 35). It appears that the association of the name of Alexander with
the by-name Magnus/Megas was established in Rome. The first traces
come from Plautus’ comedy Mostellaria (Plaut. Mostell. 775-776) dated to
the turn of the 3rd and 2nd centuries. At the time Magnus was not associated
exclusively with Alexander. Fasti consulares are good evidence of that.
Under the year 148 we notice Postumius Albinus Magnus. The by-name
Magnus was used here to distinguish him from the consul of 174, Postumius
Albinus Paullulus (Michel 1967, 36; Kühnen 2008, 57-58).
Several different opinions regarding the time and context in which
Pompey received his by-name are expressed in the written sources. Plutarch
(Vit.Pomp. 13.3-5) and Dio Cassius (30-35.107.1) reported that it had been
given to him by his soldiers in Africa or by Sulla shortly after his return to
When did Pompey The Great engage in his Imitatio Alexandri?
123
Rome. Appian noted as many as three different versions. First, he recorded
that Pompey had been named ‘Magnus’ by Sulla (App. BCiv. 1.80.366).
Then he reported that it had happened only after the war with Mithridates
(App. BCiv. 2.91.384). Finally, summarizing Pompey’s life, he stated that
the general ‘(…) had successfully carried on the greatest wars and had
made the greatest additions to the empire of the Romans, and had acquired
by that means the title of great.’ (App. BCiv. 2.86.363).3 Cassiodorus
(Var. 4.51.12), instead, reported that Pompey had been named Magnus after
the inauguration of his Theatre in Rome. Despite the differences, the three
main sources (Plutarch, Appian and Dio Cassius) indicate that the bestowal
of the title took place during or shortly after Pompey’s African campaign.
The question whether soldiers or Sulla referred to Alexander when
naming Pompey or not becomes another important issue in this context.
The young age of the successful general favoured this kind of comparisons
(Kühnen 2008, 58; Martin 1998, 35), especially if it was true that he had
looked up to Alexander since his youth (Spranger 1958, 38). It is worth
mentioning that in Africa Pompey did not only fight the enemies but also
spent some time hunting (Plut. Vit.Pomp. 12.5). This could have also been
seen as a reference to Alexander (Michel 1967, 37).
Other questions regarding Pompey’s by-name are: when exactly did
he begin to use it and when was it publicly accepted for the first time?
According to Plutarch (Vit.Pomp. 13.5) he started to sign his letters
as Pompeius Magnus in the course of the Sertorian War. The same author
reported that the by-name had been used for the first time by the censors during
the census equitum in 70 (Plut. Vit.Pomp. 22.4-6). Nevertheless, it seems
that general acceptance did not come before the end of Pompey’s Eastern
campaign.4 At that time Cicero started to use the cognomen Magnus in his
writings (Cic. Arch. 24; Cic. Fam. 5.7). There are also plenty of inscriptions
from the east dated to this period that refer to Pompey as Magnos or Megas5.
Appian, The Roman History, trans. H. White, Harvard 1912-1913.
Although there are some Latin inscriptions that are sometimes dated earlier: to the end
of the Sertorian war: Tarraco: CIL.I2.2964a (cf. Michel 1967, 47) and Clusium: CIL.I2.768
(Amela Valverde 2001a, 98) or after the war with pirates: Rome: CIL.I2.2710. However
the dates are not certain.
5
Argos: AE.1920.81; Delos: SIG3.749A; Ilium: AE.1990.940; Magnesia ad Sipilum:
SEG.XVII.525; Miletopolis: AE 1907.183; Mytilene: AE 1971.453, AE.1936.19,
IG.XII.2.140-142, IG.XII.2.144-145; IG.XII.2.163-166; IG.XII.2.202, SIG3.693; Iulis/
Ceos: IG.XII.5.625; Philadelpheia: AE 1957.18; Samos: AE 1912.215; Side AE 1966.462;
Soloi-Pompeiopolis: AE 1888.106; Chalium: SEG.XII.270.
3
4
124
K. Kopij
Physical resemblance
The next issue to be considered in the context of the imitatio Alexandri
is a physical resemblance. Plutarch mentioned it but, as I have stated
before, he clearly reported that it was an opinion of flatterers and not a fact.
Scholars point, however, to a number of similarities between the portraits of
Pompey and Alexander. The most noticeable being a characteristic hairstyle,
i.e. ἀναστολὴ (Pl. 1: 1-2) (Michel 1967, 23; Kühnen 2008, 54). Moreover,
Pompey’s portraits imitated a peculiar tilt of the head present also in
the portraits of Alexander (Michel 1967, 23; Kühnen 2008, 56). However,
it is worth mentioning that some scholars reject the idea that it was
a conscious reference to the Macedonian (cf. La Rocca 1987-1988, 273).
In the context of a postulated imitatio Alexandri in portrait, a question
arises whether it was a direct wish of Pompey to be presented in this way
or rather the result of the reception of his propaganda image as the Roman
Alexander. The later seems more probable since Pompey had nothing to do
with most, if not all, of the portraits preserved to our times.6 It is even more
so in the case of statues erected in his honour in the East that we know of
only due to inscriptions.
While the tilted head was a simple form that might (or might not) have
referred to the portraits of Alexander, the ἀναστολὴ brings more questions.
Did Pompey really wear the hairstyle or was he only presented that way?
If the former, was it meant to be a reference to the Macedonian, or was it
pure coincidence? Finally, when did Pompey begin to wear the ἀναστολὴ?
There is no way to answer first two questions. However, we can try to resolve
the last one based on analysis of Pompey’s portraits. It is believed that
earliest portraits of the general that we have copies of were created in the 70s
and so they show him as a man between 30 and 40 years of age. The earliest
of them is perhaps the head in the Louvre that bears some resemblance
to the portraits of the Sullan era (de Kersauson 1996, 43). In addition, there
is a small terracotta head in Basel interpreted as a portrait of young Pompey
(Trunk 2008, 152). If the identification and the date are correct, it would
mean that Pompey presented himself as the Roman Alexander to the public
before his eastern campaign. However, not all scholars are undoubtedly
certain that the head in the Louvre is a depiction of Pompey (Junker 2007,
74). Moreover, the supposed age of the sitter is not a good indicator of
Most of them is dated to the 1st century AD: cf. Schweitzer 1947, 63; Michel 1967, 65;
Johansen 1977, 60, 63; Giuliani 1986, 56-58, 320 note 2; Boschung 1986, 274-275; Poulsen
1948, 10-11; Poulsen 1951, 404; de Kersauson 1996, 42). Although it is postulated that they
were copies of the originals created at different points in Pompey's life.
6
When did Pompey The Great engage in his Imitatio Alexandri?
125
the chronology of one’s portrait. In his study Junker (2007, 78-80) postulated
that the style of the head from Venice is similar to the early portraits
of Augustus and, therefore, was created after Pompey’s death, probably
in the late 30s-early 20s, and not in the 60s (Schweitzer 1947, 88; Buschor
1949, 44; Johansen 1977, 61-63; Giuliani 1986, 200, n. 4; La Rocca 19871988, 270). Similarly, the postulated sitter’s age of the head in Paris does
not necessarily indicate the time this type was sculpted. In fact, Junker
(2007, 81), who based his study mainly on stylistic grounds, postulated
that the earlier type of Pompey’s portrait that has survived to our times was
represented by the head in Copenhagen (Pl. 1: 1). Its original was probably
created in the 50s (cf. Schweitzer 1947, 86-88, fig. 117; Buschor 1949, 4446; Poulsen 1951, 404, pl. XLVIII; Michel 1967, 62-63; Giuliani 1986, 5658; La Rocca 1987-1988, 271 Johansen 1994, 20, no. 1; Kühnen 2008, 56).
If Juncker is right, the earliest Pompey portraits we have copies of belong
to the 50s. Therefore, we cannot say much about the way he was portrayed
earlier. There are no coin types bearing a portrait of Pompey minted during
his lifetime. Such coins occurred only after his death and had been produced
by his elder son Pompey the Younger (RRC 470) since late 47 or even
the beginning of 46 (Tsirkin 1981, 99; Amela Valverde 2017, 61, 81-85;
Kopij 2017, 160). Coins are not therefore of much help in resolving this
question.
Pompey was the first Roman to be portrayed on gems on a large scale
(Pl. 1: 3). Perhaps this should be also regarded as evidence for his imitatio
Alexandri, especially as it is sometimes postulated that Pompey introduced
this royal tradition to the Romans (Vollenweider 1955, 110). However,
we cannot be certain exactly when these gems were created. It is possible
that they were produced after Pompey’s death in Sextus Pompey’s camp
or even later in imperial times. Unfortunately, the uncertainties regarding
dating this category of artefacts result in their inability to help us establish
a timetable of Pompey’s imitatio Alexandri (Kopij 2017, 257-262).
Clothing and symbols of power
There is only one piece of evidence to suggest Pompey alluded
to Alexander in clothing as well. The general wore a mantle considered to
be a piece of the king’s garment during his third triumph in 61 (App. Mith.
117.577). The mantle was a war trophy found in the treasury of Mithridates.
Although its authenticity is questionable, it held considerable propaganda
value. There is no doubt that Pompey wore it intentionally to present himself
as Alexander’s heir (Kühnen 2008, 70-71). Nonetheless, the mantle is
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K. Kopij
the only symbol of the king’s power used by Pompey in his propaganda.
It is worth pointing out that Mithridates was known for his imitatio Alexandri
(cf. Fulińska 2015).7 The long-sought victory over the king of Pontus who
opposed Rome for almost 30 years could have been a reason for adopting
imitatio Alexandri. Especially since it meant defeating a man who presented
himself as the new Alexander. Who could fill the role better than the ‘real’
new Alexander? No wonder that Pompey started to imitate the king and
presented himself as his successor.
Pompey’s propaganda also includes some references to Alexander’s
deification and its symbols. Some scholars (cf. Mader 2006, 397-403) believe
that the first attempt of public manifestation of this kind of symbolism
took place at the time of Pompey’s first triumph. As described by Plutarch
(Vit.Pomp. 14.4), during the preparations the general wanted his chariot to be
pulled by four elephants. It turned out, however, that the porta triumphalis
was not wide enough for the animals to pass through. He therefore had to
abandon the idea and use ordinary horses. Although Mader (2006, 397-406)
suggested the elephants were intended to be a reference to Alexander, it is
more probable that it was just a reflection of young Pompey’s insolence and
a symbol of a victory over Africa. This kind of behaviour was characteristic
of the culture of transgressing the boundaries of the mos maiorum expressed
by leading Roman politicians of the Late Republic (Hölscher 2004).
It is also possible that Pompey’s aureus bearing a female head with
exuviae elephantis referred to Alexander (Pl. 1: 4). It is usually interpreted
as the first personification of Africa in Roman art, although some scholars
(Cesano 1942, 249; Amela Valverde 2001b, 2010) suggest that it was minted
in the East during the final stages of the Mithridatic War and the figure on
the obverse is thus in fact Alexander (Amela Valverde 2010). Unfortunately,
we are unable to date the aureus in order to determine the meaning of its
imagery. The context of minting gold coins in the Late Roman Republic
suggests, however, that it was struck either during the war with Sertorius
to overcome the scarcity of funds sent to Pompey’s camp from Rome,
or during the conflict with Caesar (Kopij 2016). In the second case
it would refer to Alexander whether it bore the king’s portrait or perhaps
a personification of Asia as a symbol of the Eastern campaign.
City founder
The last position on the list presented at the beginning of this article
states that only a figure that founded cities can be considered as Alexander’s
7
Especially pp. 172-178, also for additional bibliography.
When did Pompey The Great engage in his Imitatio Alexandri?
127
imitator. The ancients saw the king as a founder despite the fact that he
probably had little to do with most of the cities he was supposed to have
founded (cf. Welles 1965, 225; Kühnen 2008, 66-68). This kind of activity
was perceived as godlike, and with the number of foundations attributed
to Alexander he could compete only with Apollo, Heracles and Dionysos
(Kühnen 2008, 65).
Pompey was extremely active in the field of city founding. Plutarch
(Vit.Pomp. 45.2) counted as many as 39 cities founded by the general.
From this figure we are able to verify a quarter of the foundations at most
(Dreizehnter 1975, 215). The rest is most probably the result of Plutarch’s
imagination and desire to present Pompey as the Roman Alexander.
Pompey began founding cities during the Sertorian War. There is no
doubt that he established Pompaelo (present-day Pamplona)8 at that time
(Pl. 2: 1). The town was an administrative centre of the territory inhabited
by the Vascones. Its purpose was to guard one of two passages through
the Pyrenees (Beltrán Lloris and Pina Polo 1994, 114-115; Amela Valverde
2002a, 166). The name Pompaelo was probably a local equivalent of
Pompeiopolis and an amalgam of Pompey’s name with the Vascon suffix
-ilu, -iru, meaning town or settlement (Beltrán Lloris and Pina Polo 1994,
114; Amela Valverde 2000, 11). The choice of this place was probably
dictated both by its strategic location and the fact that it was where Pompey
established his winter camp (Dreizehnter 1975, 234-235). The town was
meant to be one of the symbols of Pompey’s victory and a counterweight
to the Sertorian capital of Spain, Osca (Amela Valverde 2000, 12-14, 34-35).
There is also a possibility that Pompey established another town,
Gerunda (present-day Girona). Its task was to control the via Heraclea.
However, this case is not documented as well as that of Pompaelo (Amela
Valverde 2000, 31-35; Amela Valverde 2002a, 97, 169-171, 173).
The inscription found in Cupra Maritima in Picenum dedicated to
L. Afranius (CIL I2 752, CIL IX 5275, ILLRP 385, ILS 878) may be considered
evidence for Pompey’s involvement in establishing a colony in Valencia.
A large number of the Sertorii recorded in the epigraphic material from
the area suggests that they might have been settled there by Pompey after
the final victory over the Marians along with his own veterans (Brunt
1971, 591-592; Esteve Foriol 1978, 85-86; Amela Valverde 2001c, 66;
Roldán Hervás 1972, 91; Ebel 1975, 369; Leach 1978, 53; Beltrán Lloris and Pina Polo
1994, 114-115; Ortiz de Zárate 1996, 169. Only Dreizehnter (1975, 233-234) doubts that
Pompaelo was founded by Pompey. Mezquíriz Irujo (1966, 168) argues that no Republican
material was found during the excavations in Pamplona and suggests that Pompey founded
Pompaelo at different location.
8
128
K. Kopij
Amela Valverde 2002a, 97, 103, 176-181, 218). Although the results
of archaeological works suggesting the hiatus between the destruction of
the city ca. 75 and the times of Augustus (Ribera i Lacomba and Calvo
Galvez 1995, 37-38, 40) contradict this thesis, we cannot exclude it,
as the excavation did not cover the entire area of the city (Amela Valverde
2001c, 66-67). To ease this dissonance Pena Gimeno (1989, 307-309)
suggested that the inscription refers to another town: Valentia in Transalpine
Gaul.9 In addition, Pena Gimeno argues that the residents of the city in
the imperial times belonged to the tribus Galeria. This suggests that it was
Augustus who established the colony, all the more so since there is no record
of any Pompeii or Afranii in epigraphic material from the town. As well,
the absence of Valencia from Strabo’s work indicates that it was founded
at a later point (Pena Gimeno 1989, 303-314). These arguments were
challenged by Amela Valverde (2001c, 67-68). First, he suggested that
the membership of the tribus Galeria indicates that Augustus did not
necessarily create the colony but could have only reorganized and enlarged
it. The omission of Strabo is not an obstacle because both he and Pliny
overlooked several other important towns. The absence of the Pompeii and
the Afranii is, in turn, a result of settling veterans that had already been
Roman citizens and therefore bore other Roman names. Nevertheless,
in the face of all uncertainties it is reasonable to exclude Valencia from
the set of Pompey’s foundations.
It is also possible that Pompey gave the Latin rights to several Spanish
towns after the Sertorian War. The Vascon Cascantum may be one of them.
It was created after the Celtiberian Wars to act as an administrative centre
for the Vascones, who were meant to counterweight the Celtiberians. It was
destroyed in 76 by Sertorius for helping Pompey and Metellus Pius, the other
Roman commander-in-chief (Amela Valverde 2002a, 202-203). Remaining
loyal to the Senate could result in rewarding its inhabitants with the Latin
rights. However, most scholars argue that this privilege was granted not
before the Augustan era. The first coins bearing municip. Cascantum (RPC
425-428) are dated to the reign of Tiberius (Amela Valverde 2002a, 202203; cf. Villaronga 1979, 285-286).
The archaeological evidence from Iluro (present-day Mataró) and
Baetulo (present-day Badalona) in modern Catalonia suggests that Pompey
may have been responsible for their foundations (Amela Valverde 2001c, 39Badian 1958, 311; Amela Valverde 2001c, 66. The foundation of this town is, however,
usually linked with the activities of Caesar or Augustus (Hatt 1966, 80; Watkins 1979, 73;
Rivet 1988, 75, 300).
9
When did Pompey The Great engage in his Imitatio Alexandri?
129
40; Amela Valverde 2002a, 206-207). A strong bond between the Lacetani or
Laietani that inhabited the region and the Pompei that survived the death of
Pompey the Great may be regarded as circumstantial evidence of Pompey’s
involvement in establishing both towns.
The analysis of numismatic material from Saguntum (CNH ArseSaguntum 64-66 and 75) and its correlation with written sources suggests
that the town could owe its status as a colony to Pompey. For example,
there is a coin type dated to 50-30 bearing the legend AED.COL, probably
referring to the office of the aedilis coloniae. Thanks to Cicero (Balb. 23)
we know that at the time Pro Balbo was written the town had the status of
foederati. On the other hand, in 4/3 it was granted the status of municipium
by Augustus. Therefore, it had to be a colony there between the two dates.
Although it is possible that Saguntum received it during Pompey’s Spanish
governorship in the 50s (Amela Valverde 2002a, 207-208), it seems most
likely that it happened during the governorship of M. Aemilius Lepidus.
Lepidus is known for establishing another Roman colony in Spain – Colonia
Lepida Celsa (Amela Valverde 2002b, 11).
Based on the analysis of numismatic and epigraphic material, Abascal
(2002, 28-32) deduced that Pompey could have also founded a colony in
Carthago Nova in c. 54. According to this scholar, local coins (CNH 4-5;
RPC 149) bearing the legend C•M IMP refer to the general and were minted
in 49. The presence of the name Sabinus on the coins, however, raises doubts
about this interpretation. The same name appears on the coins of Pompey
the Younger minted in 47-46. This suggests that the local coins were minted
at the same time and that Pompey the Younger was the founder of the colony
(Amela Valverde 2002a, 208-209).
Pompey’s city-founding activity in the 70s was not limited to Spain.
The general created at least one town in Transalpine Gaul, Lugdunum
Converanum (present-day Saint-Bertrand-de-Comminges). It was probably
founded on the site of a native oppidum at the foot of the Pyrenees on
the Garonne (Ebel 1975, 369; Rivet 1988, 60-61; Beltrán Lloris and Pina Polo
1994, 114-115; Amela Valverde 2001c, 20-30, 34-35, 37; Amela Valverde
2002a: 171-173). It is possible that Pompey founded another town in
the same province (Ebel 1975, 369). The evidence, however, is not conclusive.
Pompey was also very active as a city founder during the war with
Mithridates and just after its end (Pl. 2: 2). In addition, the evidence
confirming several of his foundations in Asia Minor is much stronger
than in the case of his potential Spanish foundations. Strabo (12.3.28-31)
lists seven cities, and Dio Cassius (37.20.2) eight, established by Pompey
130
K. Kopij
in Pontus. Most of them were created inland. Before the war these territories
of the Pontic kingdom were administrated by a network of royal domains
and sanctuaries (Esch 2011, 58-59). By founding cities Pompey wanted
to reorganize the administration and make it more Greek-like. This, in turn,
facilitated Roman administrative supervision.
At the place of the royal city of Eupatoria, which was supposed to
be Mithirdates’ showcase, Pompey established Magnopolis (present-day
Kızılçubuk) (Strab. 12.3.30). Diospolis (present-day Niksar), was founded
at the site of a royal stronghold (Plut. Vit.Luc. 15-17) or a palace (Strab.
12.3.30) called Kabeira. Zela (present-day Zile) (Strab. 12.3.37) was created
in the territory of the sanctuary of Anaïtis, one of the most important local
deities. The last city founded by Pompey in Pontus was Megapolis (Strab.
12.3.37). This city is identified with later Sebasteia (present-day Sivas)
or Karana-Sebastopolis (present-day Sulusaray) (cf. Olshausen and Biller
1984, 143, 163-164). In addition, at the site of the final battle between
the Romans and Mithridates located on the border between Pontus and
Armenia Minor, Pompey created the city of Nikopolis (present-day
Yeşilyayla) (Strab. 12.3.28; App. Mith. 105.115; Dio Cass. 36.50.3; Oros.
6.4.7). Pompey’s founding activity in the East was not limited to Pontus.
He also created two cities in northern Paphlagonia: Pompeiopolis (presentday Taşköprü) (Strab. 12.3.40) and Neapolis (present-day Vezirköprü) (Strab.
12.3.38). It is important to note that Nikopolis, Diospolis, Magnopolis,
Neapolis and Pompeiopolis were located on a trade route between Bithynia
and Armenia (Magie 1950, 370).
In all of these cities Pompey settled local people and Greeks living
mostly in Mithridates’ strongholds and palaces as well as veterans (Dio Cass.
36.50.3; Oros. 6.4). The largest number of veterans was settled in Nikopolis
on the border. They were intended to provide additional protection of
the border (Esch 2011, 41).
Pompey was also active in Cilicia. During his campaign against pirates
he found many cities ruined and abandoned. After the war he decided to
settle 20,000 captured pirates to repopulate Cilician cities (Strab. 8.7.5;
Plut. Vit.Pomp. 28.2-4; App. Mith. 96.444): Mallos (present-day Kızıltahta),
Adana, Epiphaneia (present-day Gözene) and Soloi-Pompeiopolis (presentday Mezitli-Viranşehir) (Strabo. 14.3.3; App. Mith. 115.562; Cass.Dio.
36.37.5-6; Plut. Pomp. 28.4). Despite opinions expressed in written sources
that Pompey wanted to deprive the ex-pirates of a direct link with the sea,
most of these cities were located by the sea and those that were not had river
connections and/or harbours on the coast (Esch 2011, 46-47). The choice of
When did Pompey The Great engage in his Imitatio Alexandri?
131
the cities covered by the settlement activity was dictated mostly by economic
and military factors. They were intended to control this part of the coast
that was crucial for both on- and offshore trade between the West and Syria
(Breglia 1972, 366-377; Esch 2011, 47, n. 103). Six of Pompey’s Cilician
cities: Soloi-Pompeiopolis, Adana, Mallos, Epiphaneia, Mopsuestia and
Alexandria ad Issos adopted a new era, called the Pompeian Era (Ziegler
1993, 203-219).
Discussion
All of the above evidence shows that Pompey meets all the conditions
of being involved in the imitatio Alexandri set by Michel and Dreizehnter.
Although some of the evidence is questionable, it is reasonable to assume
that he was trying to present himself as the Roman Alexander. This, however,
does not answer the question of when exactly Pompey engaged in imitatio
Alexandri.
To answer this, we should also consider whether omitting the above
would be testimony for comparatio rather than imitatio Alexandri. In written
sources there are several passages describing Pompey’s deeds which closely
resemble those of Alexander. Plutarch’s account (Vit.Pomp. 35.3-4) of
the battle between Romans and Caucasian Albanians that took place by
the River Abas is one of the more interesting. According to the Greek writer
the Romans found at the battlefield shields and footwear characteristic
of Amazons, although no female bodies were found. Appian (Mith. 103.482483) wrote, in turn, that there had been a lot of women, considered to be
Amazons, among the prisoners of war captured during the campaign.
In his summary of Pompey’s Caucasian campaign, Plutarch (Vit.Pomp. 34.5)
concluded that the general had surpassed the accomplishments of Alexander,
who had never subdued tribes living there. He even fought a successful duel
with Koisis, the brother of Albanian King Oroises (Plut. Vit.Pomp. 35.2).
Since we have no record of Pompey’s spolia opima, the authenticity of this
story seems doubtful. Pompey would not pass up the opportunity to apply
for the extraordinary honour of sacrificing spoils stripped from the defeated
enemy. It is worth mentioning that this is not the first such heroic act attributed
to the general by Plutarch. During the civil war in Italy, Pompey as a cavalry
commander charged the soldiers of Lucius Iunius Brutus Damasippus.
In Plutarch’s own words (Vit.Pomp. 7.2): ‘When from the enemy’s side
also the Celtic horsemen rode out against him, he promptly closed with
the foremost and sturdiest of them, smote him with his spear, and brought
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K. Kopij
him down. Then the rest turned and fled and threw their infantry also into
confusion, so that there was a general rout.’.10 It should be noted that
Pompey did not defeat just any opponent but ‘the foremost and sturdiest
of them’, a testimony to his unique virtus. Appian (Mith. 106.497) told
a similar story to that of Plutarch’s regarding the defeat of Koisis. According
to him Pompey fought a king named Darius, as Alexander did. Moreover,
Plutarch’s short introduction to the conquest of Syria brings Alexander’s
deeds to mind (Kühnen 2008, 65). According to ancient sources, Pompey
even treated Mithridates’ concubines the same way Alexander did the wives
of Darius (Plut. Vit.Pomp. 36.2; cf. Kühnen 2008, 65). A fragment from
Pliny’s Historia naturalis serves as the best summary: ‘(…) the splendour
of his exploits having equalled not only that of those of Alexander the Great,
but even of Hercules, and perhaps of Father Liber even’.11
This similarity between the deeds of Alexander and Pompey, especially
evident for the time of Pompey’s eastern campaign, comes as no surprise.
Not only did theatre of war make it obvious, but also the conjecture that
Plutarch and other ancient writers based their narratives of Pompey on
the lost biography written by Theophanes of Mytilene, the general’s friend
and advisor. It is, therefore, very likely that it was Theophanes who started
Pompey’s imitatio Alexandri as a part of a propaganda effort to win over
the newly conquered and subjected people and create a personal patronclient link between them and the general.
But did Pompey engage in imitatio Alexandri before his eastern
campaign? To find an answer to this question we must go back to the time
when the Senate and the Roman People entrusted the task of defeating
Mithridates to Pompey. The legislative initiative was put forward in 66 by
one of the tribuni plebis, Caius Manilius. Cicero, among others, backed
the law with his first political speech, known as Pro Lege Manilia or
De Imperio Cn. Pompei. The speech, which has fortunately survived
to this date, is one of the best sources in enabling us to reconstruct Pompey’s
personal branding activities at that time.12 In his speech Cicero listed all
of Pompey’s war victories, giving us six (Cic. Man. 10.28) or even seven
Plutarch, The Parallel Lives, vol. V, trans. B. Perrin, Harvard 1917.
Plin. HN. 7.26.95: ‘Verum ad decus imperii Romani, non solum ad viri unius, pertinet
victoriarum Pompei Magni titulos omnes triumphosque hoc in loco nuncupari, aequato
non modo Alexandri Magni rerum fulgore, sed etiam Herculis prope ac Liberi patris.’ Pliny
the Elder, The Natural History, trans. J. Bostock and H. T. Riley, London 1855.
12
At the same time it’s one of the best interpretations of Cicero’s vision of the theology
of victory and his understanding of the role of princeps senatus (cf. Kopij 2017, 71-73).
10
11
When did Pompey The Great engage in his Imitatio Alexandri?
133
(Cic. Man. 11-12) of them: Italian (i.e. Sulla’s second civil war), Sicilian,
African (these two being the continuation of the first one), Transalpine,
Spanish, servile war (i.e. the war with Spartacus), and naval war (the war
against pirates). Cicero briefly reminded his audience of the course of each
of these wars and emphasized Pompey’s stunning successes. All this led to
the presentation of Pompey as the most eminent commander in Roman history
(Cic. Man. 10.27-28). In addition to his extraordinary achievements Cicero
also praises Pompey’s virtues: ‘(…) the divine wisdom and extraordinary
valour (Cic. Man. 4.10), a man of such moderation, such mildness, such
humanity (Cic. Man. 5.13), knowledge of military affairs, valour, authority
and good fortune (Cic. Man. 10.27), industry in business, fortitude amid
dangers, energy in acting, rapidity in executing, wisdom in foreseeing
(Cic. Man. 11.29), the incorruptibility of generals! How great should be
their moderation in everything! How perfect their good faith! How universal
should be their affability! how brilliant their genius! how tender their
humanity! (Cic. Man. 13.36)’.13
All these qualities of Pompey would not, however, translate into success
without the tender care of Felicitas or Fortuna. Giving back voice to Cicero:
‘For my judgement is this, that very often commands have been conferred
upon, and armies have been entrusted to Maximus, to Marcellus, to Scipio,
to Marius, and to other great generals, not only on account of their valour,
but also on account of their good fortune. For there has been, in truth,
in the case of some most illustrious men, good fortune added as some
contribution of the gods to their honour and glory, and as a means
of performing mighty achievements. (...) I will only say this, most briefly,
—that no one has ever been so impudent as to dare in silence to wish
for so many and such great favours as the immortal gods have showered
upon Cnaeus Pompeius (Cic. Man. 16.47-48).14 Cicero did not mention
Alexander the Great, confining his list to the greatest Roman generals
in history. Nonetheless if we speak of Fortune (or Tyche to be more precise)
the Macedonian king comes to mind somewhat automatically.
Not coincidentally, Plutarch opened his On the Fortune or the Virtue
of Alexander with these words: ‘This is Fortune’s discourse, who declares
that Alexander is her own characteristic handiwork, and hers alone’ (Plut.
M. Tullius Cicero, The Orations of Marcus Tullius Cicero, trans. Ch. D. Yonge, London
1856.
14
M. Tullius Cicero, The Orations of Marcus Tullius Cicero, trans. Ch. D. Yonge, London
1856.
13
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K. Kopij
Mor. 326D).15 However, it has to be stressed that in the end Plutarch gave
priority to Alexander’s virtue (cf. Stewart 1993, 17-19). Nonetheless,
Alexander became associated with Tyche right after his death in both
in political (Stewart 1993, 260-261) and philosophical contexts (Stewart
1993, 10-21).
As we can see, in his speech Cicero also referred to Fortuna/Felicitas.16
Moreover, he stressed the young age at which Pompey answered the call of
the fatherland ‘at a most critical time of the republic’ (Cic. Man. 27.61).17
Pompey’s young age may have been reminiscent of Alexander the Great.
Nonetheless, the name of the king is never mentioned. Was it only the result
of ambiguity of Alexander’s image in Rome and therefore an unwillingness
to arouse any controversy, or the fact that Pompey had not been engaged
in imitatio Alexandri at this point in his career? De imperio Cn. Pompei
is the first testimony to the new theme in Pompey’s propaganda: the link
between his own successes and the condition of the whole state (Kopij 2017,
276-277) fully exploited in the 50s and 40s (Kopij 2017, 326-328). It is,
then, possible that imitatio Alexandri was proposed as an eastern counterpart
of this princeps senatus theme exploited in Rome. It was definitely more
compelling to the Hellenized inhabitants of the theatre of Pompey’s eastern
campaign – especially when we take into account that he defeated another
imitator of Alexander – but at the same time similar in essence. It is highly
probable that the coherent picture of Pompey’s imitatio Alexandri presented
in Theophanes’ biography was a source of information for later writers.
Conclusion
All this evidence shows that Pompey was indeed involved in imitatio
Alexandri. He wanted to be seen as a conqueror who had reached the borders
of oikumene (Kühnen 2008, 72; cf. Diod. 40.4). However, two issues remain
controversial: first, when exactly did he start to imitate Alexander? and
second, was his image as the Roman Alexander public-oriented or was
it limited only to the inhabitants of the East? As for the former there are two
possibilities. Either Pompey started to imitate Alexander at the beginning
Plutarch, Moralia vol. IV, trans. F. C. Babbitt. Harvard 1936.
16 Later Pompey included an altar or a shrine of Felicitas in his theatre complex
(CIL I.244; CIL I.277; more with additional bibliography, cf. Kopij 2010, 168, 170-171)
stressing his affection for the goddess.
17
M. Tullius Cicero, The Orations of Marcus Tullius Cicero, trans. Ch. D. Yonge, London
1856.
15
16
When did Pompey The Great engage in his Imitatio Alexandri?
135
of his political career in the 80s, or only during his eastern campaigns.
Both Plutarch and Sallust argue that the general had looked up to Alexander
since his youth. However, Plutarch is not reliable in terms of references
to the Macedonian, since in his writings he used him as a point of reference.
Although Sallust, as a contemporary, seems more trustworthy, he tended
to mix chronologies. Furthermore, being a partisan of the Caesar, he was
unfavourably disposed towards Pompey. This could have resulted in attempts
to ridicule the general.
Although it may be true that Pompey as a young man tried to model
himself after Alexander and, when he realised that it was bringing more harm
than good, abandoned this image, there is no doubt that he fully engaged
in imitatio Alexandri only after sailing East to fight the pirates and then
Mithridates. We have to keep in mind that the Romans had an ambiguous
picture of Alexander, therefore showing oneself as his Roman ‘embodiment’
could be met with accusations of the pursuit of autocracy. Pompey could not
afford this, especially in the 70s, when he repeatedly used ‘unconstitutional’
means to reach his goals, which met with the disapproval of the senators.
In the East, however, the Macedonian king was still a point of reference
both for the inhabitants and local rulers. Mithridates was the most recent
example of this (Kühnen 2008, 63). References to Alexander were not only
beneficial, but in some cases necessary. Theophanes did not as much create
Pompey’s image as the Roman Alexander, as he used the existing tendencies
of the natives to compare the strongest king or general to the Macedonian.
Pompey did not oppose this. On the contrary, he encouraged it. However,
he probably wanted to limit it to the East as much as possible, in order
to avoid being ridiculed or seen as a tyrant with ambitions to be king of
the Romans.
Abbreviations
CIL = Corpus Inscriptionum Latinarum
CNH = Villaronga L. 1994. Corpus nummum Hispaniae ante Augusti
aetatem. Madrid.
RPC = Burnett A., Amandry M. and Ripollès P. P. (eds.). 1992. Roman
Provincial Coinage. vol. 1: From the Death of Caesar to the Death
of Vitellius (44 BC – AD 69). London, Paris.
RRC = Crawford M. H. 1974. Roman Republican Coinage. Cambridge,
[on-line] https://doi.org/10.1017/CBO9780511584015.
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K. Kopij
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Kamil Kopij
Institute of Archaeology
Jagiellonian Univeristy
[email protected]
PLATE 1
K. Kopij
Pl. 1: 1 – Pompey the Great, marble, Ny Carlsberg Glyptotek, Kopenhagen, Inv. No. 733,
photo Gunnar Bach Pedersen, Public Domain
Pl. 1: 2 – Alexander the Great, marble, The British Musuem, London, Reg. No. 1872,0515.1
©The Trustees of the British Museum
Pl. 1: 3 – Pompey the Great, intaglio, Antikensammlung, Staatliche Museen zu Berlin,
Berlin, Inv. No. FG6536, with permission from the Museum
Pl. 1: 4 – Aureus of Pompey the Great (RRC 402), The British Musuem, London,
Reg. No. 1867,0101.584, ©The Trustees of the British Museum
When did Pompey The Great engage in his Imitatio Alexandri?
PLATE 2
Pl. 2: 1 – Map of towns founded by Pompey and his possible foundations in Spain and Gaul
Pl. 2: 2 – Map of towns founded by Pompey in Asia Minor: a – cities founded by Pompey;
b – possible locations of Megapolis; c – ‘Pirate’ cities of Pompey
S T U D I E S I N A N C I E N T A RT A N D C I V I L I Z AT I O N 21
Krakow 2017
Alexis Bonnefoy, Michel Feugère
Lyon
HERMÈS DIONYSOPHORE :
LE BRONZE LORMIER
Abstract: The ‘Lormier bronze’, named after its earliest known owner,
is an exceptional statuette made of copper alloy. It is remarkable, both by its
subject and its style, of very fine quality; but also by its state of conservation,
namely its gilding, which allows us to contemplate, for once, such a statuette
close to its original aspect. The iconography, rather rare in the field of small
bronze figurines, clearly derives from the large statuary and illustrates
a little-known episode of the Graeco-Roman mythology. Through the diverse
possible models and their repercussion in the ‘minor arts’, the article allows
to place this work in the Graeco-Roman production by following, in its
main lines, the long way going from the original work to the series crafts,
sometimes, as here, of high quality.
Keywords: iconography; statuette; figurine; bronze; Hermes; Mercury;
Dionysos; Bacchus; Dionysophoros
Une figurine de bronze doré, provenant de l’ancienne collection Charles
Lormier (Rouen, 1825-1900), est récemment apparue sur le marché des
antiquités et nous a été soumise pour étude. L’objet appartient à un marchand
parisien de la galerie La Reine Margot ; auparavant, il avait été la propriété
de Michel de Bry qui l’avait acquis en 1967 auprès de Marguerite Mangin,
fondatrice de la même galerie. Haute de 165mm, c’est une statuette en fonte
pleine, figurant Hermès portant Dionysos enfant, dont nous décrirons
les caractéristiques morphologiques, techniques et stylistiques1. Un examen
Nous remercions M. Cohen (Galerie « La Reine Margot » à Paris) ainsi que M. Piot,
qui nous ont accordé toutes facilités pour effectuer l’étude de ce bronze à Lyon ; les données
1
DOI: 10.12797/SAAC.21.2017.21.08
144
A. Bonnefoy, M. Feugère
rapide ayant permis de montrer la rareté de ce thème iconographique dans
le domaine des bronzes figurés, il nous a semblé nécessaire d’élargir notre
analyse pour replacer cette série de figurines dans le corpus des sculptures
figurant Hermès Dionysophore. C’est à ce voyage, riche en découvertes
de toutes sortes que, d’escales en détours, nous invitons nos lecteurs à nous
accompagner.
Description du bronze Lormier
Le personnage apparaît sous la forme d’un homme juvénile, au corps
athlétique et massif, nu à l’exception d’une chlamyde disposée en sautoir :
posé sur l’épaule gauche, le vêtement tombe sur le dos avant de passer
sous l’aisselle puis sur l’avant-bras hors duquel il est rejeté en un long
pan, la pointe étant ici brisée (Pl. 1 : 1-2). Le personnage se tient debout,
immobile, déhanché, en appui sur la jambe gauche. Le pied gauche, brisé
au-dessus de la cheville, devait reposer à plat sur le sol ; juste au-dessus
de la cassure apparaît l’arrachement d’un aileron. La jambe droite est
quant à elle légèrement fléchie ; le pied, cambré, a été recollé à la cheville2
qui comportait également deux ailerons. La tête du personnage, tournée
vers l’enfant, présente une chevelure courte et bouclée, dont un bandeau
plus épais encadre un visage fin et souriant. Le nez est un peu usé et
un manque de la dorure sur le front a été comblé lors d’une restauration récente
(Pl. 1 : 3)3. Au sommet du crâne, un orifice de quelques millimètres semble
avoir été anciennement bouché avec du bronze qui ne présente pas de dorure
(Pl. 1 : 3). Le bras droit du personnage est plié, la main ramenée au niveau
de la poitrine. Les doigts sont fortement dégradés, à l’exception du pouce
et de l’index qui décrivent un geste indéterminé (Pl. 1 : 3). L’enfant, potelé,
est assis dans la paume de la main gauche du personnage et tourné vers
l’intérieur. La tête, orientée en direction de celle de l’homme, présente
une chevelure courte formée de sillons et un visage peu visible. Les deux
morphologiques s’appuient sur la notice de M. Kunicki, qui a expertisé la statuette pour
le catalogue de la vente Pierre Bergé et Ass., Paris, 16 déc. 2015 (150, no. 220).
De nombreux chercheurs et conservateurs de musées nous ont aidés par leurs avis toujours
éclairants, notamment K. Chukalev (Musée de Sofia), S. Descamps (Musée du Louvre,
Paris), E. Deschler-Erb (Köln), D. Desousa (Musée de Péronne), A. Kaufmann-Heinimann
(Basel), Y. Labaune (Autun), Cl. Massard (Musée Rolin, Autun), O. Petit (Nancy), A. Rémy
(Paris), M. Tonkova (Sofia), O. Tugusheva (Moscou), F. Williamson Price (New York),
D. Zhuravlev (Moscou).
2
Restauration effectuée très récemment sur demande de la galerie.
3
Idem.
Hermès Dionysophore : Le Bronze Lormier
145
bras sont pliés et dégagés du corps : le gauche est brisé au niveau du coude ;
le droit présente une petite main dressée et totalement ouverte.
Une figurine dorée
La dorure très bien conservée est sans doute le premier trait remarquable
de la figurine pour qui l’examine en premier lieu. Sur un objet en alliage
cuivreux ayant séjourné dans le sol, la fine couche d’or déposée sur la surface
est soumise à rude épreuve, bien que ne se corrodant pas elle-même. Ce sont
les échanges physico-chimiques entre le noyau cuivreux et le milieu extérieur
qui, passant à travers l’or, peuvent détériorer cette fine couche ou même
la faire disparaître en grande partie. La conservation de la dorure, sur le bronze
Lormier, correspond à ce qu’on peut attendre d’un objet ayant séjourné dans
le sol, mais ce qui en subsiste témoigne d’un travail d’excellente qualité,
adapté à un objet de fabrication soignée.
Deux techniques de dorure sont attestées dans l’Antiquité (Kluge
1927, 178-185). La plus ancienne consiste à battre l’or (entre des feuilles
de parchemin, dit Pline l’Ancien, XXXIII, 19) jusqu’à obtenir des feuilles
extrêmement fines, de quelques centièmes de millimètres. Ces feuilles
sont ensuite appliquées sur l’objet et intégrées, par polissage manuel,
à la surface de l’alliage. La seconde technique, plus récente, repose sur
la faculté du mercure à dissoudre l’or. L’amalgame ainsi obtenu, même
à température ambiante, peut être facilement déposé sur les zones à dorer.
L’évaporation du mercure, par chauffage, laisse sur l’emplacement traité une
très fine couche d’or. Dorure à la feuille et dorure au feu ne se distinguent
pas toujours facilement à l’œil nu, même si la couche déposée à l’aide
d’amalgame tend à être plus fine que celle d’une dorure à la feuille, avec
laquelle des superpositions de feuilles peuvent rester apparentes (GiumliaMair et Rubinich 2002).
La statuaire publique, de même que les éléments de décor architectural
exposés en plein air, tendent à faire un large usage de la dorure. Sur les objets
domestiques, cultuels ou personnels, cette technique est moins utilisée
et sert alors à mettre en valeur un objet semi-précieux plus qu’à le protéger
des éléments. Là encore il faut souligner qu’une dorure peut en grande partie
disparaître du fait de la corrosion, comme on le voit parfois (Weißenburg).
Les sujets des bronzes dorés sont très variés, mais si on se limite aux figurines
qui ne sont ni des appliques, ni des éléments d’un groupe plus important
– autant qu’on puisse en juger – leurs caractéristiques communes sont
une taille au-dessus de la moyenne des statuettes et un style souvent très soigné.
146
A. Bonnefoy, M. Feugère
Un remarquable Centaure de Sarmizegetusa, très incomplet, atteint encore
36cm ; il est considéré par E. B. Thomas comme une œuvre hellénistique
de grande qualité (Thomas 1988). Le Génie panthée du trésor du temple
de Weißenburg mesure 23.6cm (Kellner et Zahlhaas 1993, 56-57, n° 13,
pls. 40-42), une Minerve d’Ohaba-Bălăneşti en Roumanie, 21cm (Petculescu
2003, 110, n° 74), un dieu aquatique du Musée de Haguenau 21.5cm (Braemer
1963, n° 577). A Bavay, un Mercure musculeux, aujourd’hui au Musée
de Mougins, frappe également par le soin apporté à son anatomie. Même
si des figurines plus petites et moins soignées sont occasionnellement dorées,
il est clair qu’une dorure fait partie des critères techniques fréquemment
associés à des œuvres d’art, bien différentes des productions destinées aux
cultes domestiques des classes moyennes.
Etude iconographique
Le schéma iconographique et les ailerons aux chevilles du personnage
permettent de reconnaître dans ce groupe Hermès-Mercure portant DionysosBacchus. Ce schéma tire son origine de la mythologie entourant la naissance
du dieu, qui connaît diverses variantes. La version la plus accréditée fait
de Dionysos le fruit d’une union adultérine entre Zeus et la mortelle
Sémélé, fille de Cadmos, roi et fondateur de Thèbes. Le maître de l’Olympe,
qui avait promis à Sémélé d’exaucer tous ses vœux, est contraint de se
dévoiler à elle lorsque celle-ci, lasse de s’unir à lui dans l’obscurité, demande
à le contempler : elle meurt immédiatement du coup de foudre. Zeus extrait
alors de sa mère le bébé qu’il dépose dans sa propre cuisse jusqu’à ce que
l’enfant vienne au monde. Une fois né, Dionysos est confié à sa tante Ino,
femme du roi Athamas ; mais Héra, jalouse de l’enfant, les frappe tous
les deux de folie. Dionysos est remis à Hermès pour qu’il l’emmène à Nysa,
lieu mystérieux où il est élevé par des nymphes et Silène.
De ce voyage découlent les nombreuses représentations figurant
Dionysos transporté par Hermès, du moment où celui-ci reçoit l’enfant
à celui où il le remet à une nymphe. Particulièrement abondantes et présentes
sur des supports divers, elles ont connu une certaine faveur tout au long
de l’Antiquité.
Petite plastique en bronze et grande statuaire représentant Hermès
Dionysophore
A l’heure actuelle, ce sont seulement dix figurines en bronze
représentant Hermès Dionysophore qui sont connues – le bronze Lormier
Hermès Dionysophore : Le Bronze Lormier
147
inclus. Avant de procéder à leur analyse, en particulier dans la perspective
de mieux comprendre le bronze Lormier, il est nécessaire d’en proposer
une description.
Il s’agit en premier lieu d’une statuette découverte à Tell Moqdam
en Egypte (Pl. 2 : 1) (Siebert 1990, 321, n° 398). Datée de l’époque
hellénistique, et peut-être plus précisément du IIIe s. av. J.-C., elle figure
Hermès debout, légèrement déhanché à gauche, la jambe gauche en arrière
et la tête tournée vers la droite. Selon G. Siebert, la représentation relève
de la tradition lysippique caractérisée par des ailerons qui émergent
de la chevelure courte et bouclée, un pétale égyptien qui se dresse sur
le front et des ailerons aux chevilles. Le dieu tient dans la main droite, contre
son bras pendant le long du corps, une corne d’abondance dont il ne reste
que l’extrémité. Une chlamyde, agrafée sur l’épaule droite, couvre
une partie du torse ainsi que l’épaule et le bras gauches du dieu. L’extrémité
du vêtement est tirée par la main gauche, formant ainsi un creux dans lequel
on suppose que Dionysos enfant était assis. P. Perdrizet (1911, 30-31,
n° 40) signale qu’à l’origine la statuette reposait sur l’extrémité d’une feuille
ou d’un pétale de fleur ouverte, encore présente sous les pieds du dieu.
Une autre figurine est conservée au musée de Sofia et a été découverte
dans la cité d’Oescus, en Mésie (Pl. 2 : 2) (actuelle Gigen, en Bulgarie ;
Reinach 1930, 30, n° 6 ; Ilieva 2015, 44-45). Hermès apparaît debout,
légèrement déhanché à droite. Il porte là aussi des ailerons aux chevilles.
Sa chevelure, courte et bouclée, est surmontée d’un pétase ailé. Le bras droit
d’Hermès, dont manque la main, repose le long du corps. Le dieu porte
une chlamyde qui couvre l’épaule gauche et retombe à l’extérieur du bras
gauche qui supporte Dionysos assis. Celui-ci tient dans la main droite
une petite grappe de raisin et dans la main gauche, selon Ch. Picard (1954,
264, n. 1), le thyrse.
Une statuette acquise en 2009 d’une ancienne collection privée
allemande et mise en vente par Royal-Athena Galleries (Eisenberg 2014,
n° 32), datée des deux premiers siècles ap. J.-C., présente une caractéristique
unique particulièrement intéressante : la présence d’un support conservé,
sous la forme d’une colonnette (Pl. 2 : 3). Hermès, debout, déhanché
à droite, porte une chlamyde sur l’épaule tombant en sautoir. Sa chevelure,
courte et bouclée, est surmontée d’ailerons et d’une couronne décorée
d’un pétale égyptien. Dans la main droite, le bras pendant le long du corps,
il tient verticalement le caducée. Dans sa main gauche, supporté par un pilier,
il tient le petit Dionysos retourné vers l’arrière, le bras droit tendu en avant.
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A. Bonnefoy, M. Feugère
Au Louvre, une figurine montre Hermès debout, légèrement déhanché
à droite, la tête tournée à gauche, le bras droit brisé (Pl. 2 : 4) (Simon
et Bauchhenß 1992, 521, n° 252). La chevelure semble avoir porté
un bandeau ou une couronne disparue. Le dieu est vêtu d’une chlamyde,
agrafée sur l’épaule droite, qui couvre l’épaule et le bras gauches sur lequel
repose Dionysos assis, les deux bras levés en l’air. Ch. Picard (1954, 263264) suggère une datation de la fin de l’époque hellénistique. En revanche,
E. Simon la situe à l’époque impériale.
Une figurine trouvée à Marché-Allouarde, près de Roye (80) et conservée
au musée de Péronne (80) représente Hermès debout, déhanché à gauche,
entièrement nu, la jambe droite brisée après le genou (Pl. 3 : 1) (Siebert
1990, 321, no. 399). La tête, tournée à gauche, porte une chevelure aplatie
composée de mèches ondulantes. Sur le bras gauche est assis Dionysos,
les jambes couvertes jusqu’aux pieds d’un vêtement. L’enfant tient dans
sa main gauche un objet indéterminé, peut-être un hochet ou une petite
patère, tandis que de la droite, le bras tendu, il essaie d’attraper le caducée,
disparu, que tenait Hermès dans sa main droite, levée à hauteur de poitrine.
Il faut noter la présence d’une marque étrange en plein centre de la poitrine
d’Hermès. Elle demeure difficile à interpréter mais pourrait constituer
la trace de l’arrachage de l’objet que tenait le dieu. G. Siebert inscrit en outre
cette réalisation dans la tradition hellénistique et souligne sa morphologie
praxitélienne.
La statuette mise au jour à Baden en Suisse (et non Vindonissa
comme l’indique S. Reinach4), conservée au musée de Zurich, également
d’inspiration praxitélienne, montre Hermès debout, fortement déhanché
à droite, le bras droit, dont la main est brisée, le long du corps (Pl. 3 : 2)
(Reinach 1908, 173, n° 3). La tête, tournée à droite, est surmontée de deux
ailerons. Hermès porte la chlamyde pliée et posée sur l’épaule gauche.
Le vêtement passe sous l’aisselle du dieu puis sur son bras gauche hors
duquel il est rejeté, tombant en un long pan. Dionysos est assis sur le bras
gauche d’Hermès et lève son bras droit ainsi que sa tête en direction de celle
du dieu.
Un bronze découvert à Champdôtre-lès-Auxonne (21) est conservé
au musée Rolin d’Autun (71) (Pl. 3 : 3) (Simon et Bauchhenß 1992, 544,
n° 458). Là encore, c’est le modèle praxitélien qui sert de référence à cette
figurine considérée comme gallo-romaine, bien que Ch. Picard (1954, 263264) la date de la fin de l’époque hellénistique. Hermès apparaît debout,
déhanché à droite, la tête tournée à gauche recouverte d’un pétase ailé dont
4
Précision due à l’amabilité de A. Kaufmann-Heinimann et de E. Deschler-Erb.
Hermès Dionysophore : Le Bronze Lormier
149
il manque l’aileron gauche. Une chlamyde, agrafée sur l’épaule droite,
couvre une partie du torse ainsi que l’épaule et le bras gauches, avant
de retomber en un long pan. Dans sa main droite, levée à hauteur de sa
tempe, Hermès tient une grosse grappe de raisin qui attire la convoitise
de Dionysos assis au creux du bras gauche. Dans la main gauche, Hermès
tient un objet indéterminé considéré par certains comme une bourse (Lebel
et Boucher 1975, 54, n° 77). Si on se réfère à l’historiographie ancienne,
comme au catalogue de S. Reinach (1894, 78, n° 67), il est indiqué
que des accidents ont modifié certains traits de la statuette : c’est le cas
de la position de Dionysos dont Hermès tient les pieds dans la main gauche.
De même, un choc a modifié la disposition du pan de la chlamyde, initialement
droit.
Une figurine, connue uniquement par la photographie qu’en donne
I. Manfrini-Aragno (1987, fig. 323), provient de la collection J. Ternach
et aurait été conservée au William Hayes Ackland Memorial Center,
aux Etats-Unis (Manfrini-Aragno 1987, 150). Hermès apparaît debout,
déhanché à droite, la chlamyde agrafée sur l’épaule droite. Dionysos, qu’il
tient dans sa main gauche et serré contre son flanc, le regarde. Hermès
quant à lui à la tête tournée vers l’enfant mais ne semble pas le regarder
(Pl. 4 : 2). Tous les deux ont une chevelure bouclée. Le bras droit d’Hermès
est brisé, ne permettant pas de juger sa position.
Enfin, une dernière statuette peut être évoquée : elle montre la grande
faveur qu’a connue ce type iconographique dans l’Antiquité. Il s’agit
en effet d’une statuette conservée au musée de Pristina au Kosovo, datée
des IIe-IIIe s. ap. J.-C. (Pl. 4 : 1) (Simon et Bauchhenß 1992, 521, n° 253 ;
Dobruna-Salihu 2010, 154). On y voir Hermès, debout, déhanché à droite,
vêtu d’une chlamyde couvrant son côté gauche et portant un pétase surmonté
de deux grands et larges ailerons. Le bras droit, relâché le long du corps,
vient au contact du museau d’un petit bélier au pied duquel se tient un autre
animal indéterminé. Le bras gauche du dieu passe quant à lui en accolade
sur les épaules d’un petit Dionysos (ou Hadès-Pluton : Popović 1969, 89,
n° 88), enveloppé dans la chlamyde du dieu et posé sur un pilier ou sur
un tronc. Dans la main gauche, Hermès tient le caducée à l’horizontale,
la partie supérieure ramenée contre Dionysos. Au pied du pilier se dresse
un coq éployé. L’aspect général du groupe, très hiératique et tubulaire,
ainsi que les traits grossiers soulignent bien le caractère provincial
de cette réalisation mais la reprise du modèle de Praxitèle montre aussi toute
sa vivacité.
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A. Bonnefoy, M. Feugère
L’existence d’un petit groupe de figurines présentant un même sujet
selon un schéma global similaire, invite à supposer l’existence d’un modèle
commun qui appartiendrait à la grande statuaire classique. Dans le cas
d’Hermès Dionysophore, celui-ci est bien connu puisqu’il s’agit de l’œuvre
de Praxitèle, découverte et conservée à Olympie (Pl. 5 : 1) (Rolley 1999,
250-254). Si des doutes subsistent quant à la datation de l’exemplaire connu
– original des années 330 av. J.-C. ou copie du début de l’époque impériale ?
– elle permet néanmoins de déterminer le type praxitélien. Hermès
se présente debout, nu à l’exception de sandales, de face et déhanché
à droite. Son visage est légèrement souriant et sa chevelure courte et bouclée.
Il s’appuie du coude gauche sur un tronc d’arbre recouvert d’une draperie
longue et ample, tombant en de nombreux plis. Le dieu tient au creux
de son bras gauche Dionysos assis qui essaie d’attraper ce qu’Hermès tient
dans sa main droite, levée au niveau de sa tête : sans doute une grappe
de raisin, comme l’historiographie la restitue d’après une fresque de la Casa
del Naviglio à Pompéi et certaines figurines en bronze. Dans la main gauche,
Hermès tenait probablement un caducée disparu. Il faut ajouter à ce modèle
l’œuvre du bronzier athénien Céphisodote l’Ancien, considéré comme
le père de Praxitèle. Cette statue, probablement en bronze mais disparue,
est connue par un passage de Pline l’Ancien (XXXIV, 19, 87) mentionnant
deux statues de Céphisodote dont l’une est celle de « Mercure nourrissant
Liber Pater enfant ». Traditionnellement, on considère que deux monnaies
en bronze d’époque impériale portent au revers une représentation de l’œuvre
de Céphisodote : l’une de Marc-Aurèle frappée à Anchialos en Thrace
et une autre, un peu plus tardive, émise à Pautalia, toujours en Thrace,
sous Caracalla (Siebert 1990, 321, n° 392a-b). Ces deux monnaies portent
au revers une représentation presque identique figurant Hermès debout,
de trois-quarts, légèrement déhanché à droite, la tête tournée à gauche,
en direction de Dionysos assis sur son bras gauche, posé sur une colonne
(Pl. 5 : 2). Ces monnaies qui représentent peut-être l’œuvre de Céphisodote
sont à rapprocher de l’image présente sur le manche d’une patère
en argent conservée au musée de Turin et datée des deux premiers siècles
ap. J.-C. (Pl. 5 : 3) (Siebert 1990, 321, n° 400). A l’extrémité de l’objet est
figuré Hermès Dionysophore : debout, déhanché à gauche, de trois-quarts,
il porte une chlamyde couvrant son côté gauche ainsi qu’un pétase ailé sur
ses cheveux courts et bouclés. Il tient dans sa main droite, levée à hauteur
de tête, une grappe de raisin qu’essaie de saisir le jeune Dionysos assis sur
un pilier à la gauche d’Hermès. Ces représentations, qui donneraient à voir
l’œuvre de Céphisodote, sont très proches de celle de Praxitèle. Cela amène
Hermès Dionysophore : Le Bronze Lormier
151
G. Siebert (1990, 321, n° 394) à envisager la possibilité qu’elles figurent
plutôt la seconde, dans une version simplifiée. Autrement, on peut supposer
que les deux réalisations n’aient pas présenté de différences notables, voire
qu’elles étaient identiques, l’une en bronze et l’autre en marbre5. Quoi qu’il
en soit, c’est bien l’œuvre de Praxitèle qui marque l’entrée du type d’Hermès
Dionysophore dans le répertoire de la grande statuaire6.
Partant de ce point de départ, d’autres œuvres de grande statuaire d’époque
hellénistique et romaine ont repris le schéma général du modèle praxitélien
tout en apportant des variations dans les détails. Ainsi, S. Reinach (1908,
173, n° 7 ; 1924, 77, n° 1) évoque deux statues d’Hermès Dionysophore
accoudé à un pilier, dont il livre pour chacune une illustration. Au contraire,
d’autres œuvres de grande statuaire, si elles correspondent au type du
pédophore, se distinguent plus fortement des réalisations de Céphisodote
et de Praxitèle. C’est le cas de la statue d’époque romaine découverte dans
le théâtre de Minturnes et conservée au musée de Naples (Pl. 5 : 5) (Siebert
1900, 321, n° 395). En effet, l’œuvre montre un personnage juvénile debout,
nu, au corps athlétique, fortement déhanché à droite avec des ailerons dans
une chevelure courte et bouclée. Il tient au creux du bras gauche un enfant
qui dirige sa tête et son bras droit en direction du visage du personnage ;
l’enfant tient dans la main gauche, collée contre son flanc, une grappe
de raisin. Le groupe s’appuie à droite à un tronc d’arbre. Un autre cas, d’époque
romaine également, provient de Florence : il s’agit de l’Hermès Boboli,
du nom du jardin où il est conservé (Pl. 5 : 6) (Siebert 1990, 321, n° 396).
Le dieu est debout, déhanché à droite, vêtu d’une chlamyde agrafée
sur l’épaule droite qui couvre le torse et l’épaule gauche avant de retomber
en sautoir. Le cache-sexe, en forme de feuille d’acanthe, constitue assurément
un ajout d’époque moderne. La chevelure d’Hermès, courte et bouclée, porte
les restes d’ailerons. Le visage est tourné vers Dionysos, tenu assis dans
la main droite ; l’enfant, qui regarde Hermès, écarte ses deux bras tendus
vers l’avant. Dans la main gauche, Hermès tient le caducée qui repose sur
G. Siebert (1990, 321, n° 393) ajoute à ce dossier un groupe très fragmentaire, daté
du IIe s. ap. J.-C., découvert sur l’Agora d’Athènes. Il se demande s’il ne pourrait pas s’agir
d’une copie inspirée de l’œuvre de Céphisodote. Toutefois, l’état de conservation de la statue
rend toute supposition difficile. Par ailleurs, G. Siebert suggère également un parallèle avec
une autre statue, lourdement restaurée, conservée au musée du Prado à Madrid. Cependant,
tout rapprochement avec Hermès Dionysophore a depuis été évacué par les conservateurs,
au profit d’un jeune orateur tenant un volumen.
6
Le motif d’Hermès Dionysophore était déjà présent dans l’iconographie grecque
comme en atteste par exemple un cratère à figures rouges, daté de la seconde moitié du Ve
s. av. J.-C. et exposé au musée Pouchkine de Moscou (Siebert 1990, 319, n° 365b).
5
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A. Bonnefoy, M. Feugère
l’avant-bras. A l’instar de la statue de Minturnes, Hermès est appuyé à droite
sur un tronc d’arbre. Enfin, S. Reinach (1924, 77, n° 2) mentionne un groupe
découvert à Agnano en Italie et conservé au musée des Thermes à Rome.
Il s’agit d’Hermès debout, déhanché à droite, acéphale, vêtue d’une chlamyde
agrafée sur l’épaule droite qui couvre le torse et l’épaule gauche au niveau
de laquelle elle retombe en sautoir. Dans la saignée du bras droit, il tient
le caducée. Le dieu appuie son avant-bras gauche contre ce qui semble
être un tronc d’arbre biscornu et porte au creux de ce bras un enfant assis.
Celui-ci agrippe la chlamyde de sa main droite au niveau du torse d’Hermès.
Au pied du tronc d’arbre se tient un bélier, le regard tourné les personnages7.
La petite plastique en bronze s’inscrit parfaitement dans ces productions
qui prennent pour référence une œuvre de grande statuaire grecque classique
tout en y apportant des changements plus ou moins marqués. C’est bien
le cas pour le type d’Hermès Dionysophore comme le montre la diversité
des statuettes décrites ci-dessus. Il s’agit là d’un paradigme bien connu :
les artisans du bronze se fondent en effet souvent sur des représentations
biaisées des statues, comme celles que portent des monnaies, ou bien
élaborent leur œuvre en combinant plusieurs références.
Analyse du bronze Lormier
Le bronze Lormier ne fait pas exception et, à bien des égards, reprend
les canons de la grande statuaire grecque classique. Parmi eux se trouvent tout
d’abord la position debout et le déhanchement, bien que la pondération soit
inversée par rapport à l’œuvre de Praxitèle (Pl. 5 : 1)) et les représentations
supposées de celle de Céphisodote (Pl. 5 : 2), à l’exception de celle présente
sur la patère de Turin (Pl. 5 : 3). Ces pondérations alternatives se retrouvent
également parmi les autres figurines en bronze puisque si huit d’entre
elles sont déhanchées à droite, une autre l’est à gauche, comme le bronze
Lormier. Le déhanchement induit un appui sur une seule jambe dont le pied
repose à plat. L’autre jambe est quant à elle légèrement fléchie et le pied,
par conséquent, plus ou moins décollé du sol. Le bronze Lormier présente
par ailleurs une plastique du corps très proche de celle des grandes œuvres
de statuaire : la musculature est très marquée, en particulier pour la partie
Pour achever ce recensement, signalons la statue d’Hermès Agoraios Dionysophore
à Sparte, connue uniquement par la mention qu’en fait Pausanias (3.11.11) (Siebert 1990,
321, n° 397). Par ailleurs, l’historiographie ancienne porte à notre connaissance des
fragments de statues pouvant être envisagées comme Hermès Dionysophore : Reinach
1924, 77, n° 3-4 ; Espérandieu 1931, 396, n° 629. Enfin, la statuaire provinciale n’est pas
en reste, comme l’atteste une petite statue en grès découverte dans le mithraeum
de Stockstadt-am-Main (Allemagne), construit au IIIe s. ap. J.-C. (Picard 1941, 273-274).
7
Hermès Dionysophore : Le Bronze Lormier
153
supérieure du corps, à l’avant comme à l’arrière. Seules les statuettes de
Tell Moqdam (Pl. 2 : 1), d’Oescus (Pl. 2 : 2), de la Royal Athena Gallery
(Pl. 2 : 3) et, dans une moindre mesure, du Louvre (Pl. 2 : 4) et de la collection
J. Ternbach (Pl. 4 : 2) présentent une musculature aussi bien soulignée.
En revanche, le bronze Lormier se distingue du type praxitélien par
la position du bras droit. Toutefois, cet élément présente une forte variation
comme l’attestent les autres exemples de petite plastique en bronze. En effet,
seule la statuette de Champdôtre-lès-Auxonne (Pl. 3 : 3) reprend le modèle
de Praxitèle, la main levée à hauteur de tête et tenant, de surcroît, une grappe
de raisins. En revanche, les autres statuettes montrent une disposition variable,
le plus généralement le long du corps, à l’instar des exemplaires de grande
statutaire de Mintures ou de l’Hermès Boboli (Pl. 5 : 5-6). Au contraire,
la tête du bronze Lormier s’inspire quant à elle du modèle praxitélien
(Boucher 1976, 100). Il s’agit là du mode de représentation le plus fréquent
que ce soit dans la grande statuaire – c’est celui adopté par l’Hermès
de Praxitèle – ou la petite plastique en bronze. Dans le corpus, seuls
les Hermès de Tell Moqdam (Pl. 2 : 1), de la Royal Athena Gallery (Pl. 2 :
3) et de Marché-Allouarde (Pl. 3 : 1) présentent un traitement différent :
le premier semble barbu, mais les cheveux bouclés et courts, tandis que
les deux autres, imberbes, ont une chevelure composée de mèches sinueuses
et plates. Quant au visage, bien qu’il soit difficile de l’observer avec précision
dans la mesure où il s’agit d’une partie souvent dégradée, il faut souligner
la diversité des traits selon les artistes. Le bronze Lormier tend à se rapprocher,
de ce point de vue-là, des visages fins et très travaillés des exemplaires
de Marché-Allouarde (Pl. 3 :1), de la Royal Athena Gallery (Pl. 2 : 3) et,
en particulier, d’Oescus (Pl. 2 : 2).
En ce qui concerne Dionysos, il est difficile d’observer son traitement
général, comme nous venons de le faire pour Hermès ; en effet, sa petitesse
ne permet pas un travail aussi précis. Toutefois, on peut noter son apparence
potelée, caractéristique des représentations d’enfant. Elle se retrouve bien,
pour la grande statuaire, dans les exemplaires de Minturnes et Boboli
(Pl. 5 : 5-6), mais aussi dans l’ensemble des bronzes. Le Dionysos du bronze
Lormier présente une chevelure traitée en mèches plates qu’on remarque
aussi pour celui de la statuette de Marché-Allouarde (Pl. 3 : 1) et de Pristina
(Pl. 4 : 1). Les autres figurines, lorsque la chevelure est conservée, montrent
une chevelure composée de boucles. Quant à la position, celle du Dionysos
du bronze Lormier est la plus classique : assise et tournée vers Hermès.
Seule la statuette de la Royal Athena Gallery (Pl. 2 : 3) se distingue par
le fait que Dionysos, certes assis au creux de la main d’Hermès, est tournée
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A. Bonnefoy, M. Feugère
vers l’arrière. Quant à celui de l’exemplaire de Pristina (Pl. 4 : 1), il semble
reposer, assis ou debout, sur un tronc d’arbre. Il est intéressant de remarquer
que l’Hermès Lormier tient Dionysos au creux de sa main gauche, à bout
de bras. Cette caractéristique se retrouve, autant qu’on puisse en juger, pour
les bronzes de la Royal Athena Gallery (Pl. 2 : 3), de Marché-Allouarde
(Pl. 3 : 1), de Baden (Pl. 3 : 2) et de la collection J. Ternbach (Pl. 4 : 2) ainsi
que dans la grande statuaire, à travers l’Hermès de Minturnes et l’Hermès
Boboli (Pl. 2 : 1-3). Dans les autres cas, Dionysos est sur l’avant-bras,
conformément au modèle praxitélien (Pl. 5 : 1).
D’un point de vue stylistique et plastique, le bronze Lormier tend donc
à s’inscrire dans la tradition issue des modèles de grande statuaire classique.
Toutefois, comme toute production de petite statuaire en bronze, il présente
aussi des caractéristiques propres.
Après avoir observé le schéma général et la plastique des corps, il faut
s’intéresser aux accessoires. Le vêtement est important car il fait l’objet
de variations qui tendent à distinguer les productions de leur référence.
Ainsi, l’oeuvre de Praxitèle (Pl. 5 : 1) présente le vêtement posé sur
le support qui soutient le bras gauche d’Hermès sur lequel repose Dionysos.
En revanche, l’oeuvre de Céphisodote, telle qu’elle est restituée d’après
les monnaies impériales (Pl. 5 : 2) est caractérisée par l’absence de chlamyde,
à l’exception de sa représentation, supposée, sur la patère de Turin (Pl. 5 :
3). Sur cette dernière, le vêtement semble couvrir le côté gauche d’Hermès.
Les productions d’époque romaine se détachent tout autant de ces
modèles : l’Hermès de Minturnes est nu, tandis que l’Hermès Boboli porte
une chlamyde agrafée sur l’épaule gauche et disposée en sautoir (Pl. 5 : 5-6).
Les statuettes en bronze, quant à elles, sont tout aussi diverses sur ce point.
L’exemplaire de Marché-Allouarde (Pl. 3 : 1) présente un Hermès nu, tandis
que Dionysos a les jambes couvertes par un linge. On retrouve un schéma
semblable dans le cas du bronze de Pristina (Pl. 4 : 1), Hermès étant
nu et Dionysos (debout ou assis) enveloppé dans la chlamyde. Toutefois,
les autres statuettes montrent une disposition du vêtement plus classique
tout en étant variée : chlamyde agrafée sur l’épaule droite et couvrant le côté
gauche pour les Hermès de Tell Moqdam (Pl. 2 : 1), du Louvres (Pl. 2 : 4),
de Champdôtre-les-Auxonne (Pl. 3 : 3) et de la collection J. Ternbach
(Pl. 4 : 2) ; chlamyde posée sur l’épaule gauche et disposée en sautoir pour
les bronzes d’Oescus (Pl. 2 : 2), de la Royal Athena Gallery (Pl. 2 : 3),
de Baden (Pl. 3 : 2) et pour le bronze Lormier (Pl. 1 : 1). Ainsi, de ce point
de vue, ce dernier présente une disposition classique mais qui le distingue
toutefois de la grande statuaire antique.
Hermès Dionysophore : Le Bronze Lormier
155
La question des attributs est également importante. En effet, en présence
de deux divinités majeures, nous pourrions nous attendre à une profusion
d’attributs ; or il n’en est rien. Le seul attribut présent, pour le bronze Lormier,
sont les ailerons, très dégradés, aux chevilles d’Hermès. Il faut tout de suite
souligner que cet attribut n’est pas celui qui est privilégié par la grande
statuaire figurant Hermès Dionysophore : ni l’oeuvre de Praxitèle, ni celle
de Céphisodote, ni les productions postérieures (Hermès de Minturnes,
Hermès Boboli), n’optent pour cette caractéristique (Pl. 5 : 1-3 et 5-6). Pour
autant, les ailerons aux chevilles existent pour d’autres statues d’Hermès.
Par ailleurs, c’est un attribut qu’on retrouve sur certains bronzes représentant
Hermès Dionysophore : les exemplaires de Tell Moqdam (Pl. 2 : 1) et d’Oescus
(Pl. 2 : 2). On peut s’interroger sur l’absence d’autres attributs : sont-ils
réellement inexistants ou ont-ils disparu ? Pour répondre à cette question,
il faut observer les attributs présents sur les oeuvres de grande statuaire
et surtout sur les statuettes. Tout d’abord concernant Dionysos, l’attribut
par excellence est bien entendu la grappe de raisin. Celle-ci peut-être soit tenue
par Hermès, ce qu’on restitue pour l’oeuvre de Praxitèle et de Céphisodote
(Pl. 5 : 1-3), soit par Dionysos lui-même comme c’est le cas de la statue
de Minturnes (Pl. 5 : 5). Ces deux mêmes options se retrouvent dans la petite
plastique de bronze : l’exemplaire de Champdôtre-les-Auxonne (Pl. 3 : 3)
est sur ce point tout à fait conforme au modèle praxitélien puisqu’Hermès
tient une grappe dans sa main droite levée à hauteur de tête ; en revanche,
c’est Dionysos qui tient la grappe dans sa main droite sur la statuette d’Oescus
(Pl. 2 : 2) et possiblement dans sa main gauche sur l’exemplaire de Baden
(Pl. 3 : 2). Les autres bronzes, quant à eux, ne présentent pas de grappe : elle
est absente de manière certaine pour l’exemplaire de la Royal Athena Gallery
(Pl. 2 : 3), de Marché-Allouarde (Pl. 3 : 1) et de Pristina (Pl. 4 : 1), tandis
que les dégradations des bronzes de Tell Modqam (Pl. 2 : 1) et du Louvre
(Pl. 2 : 4) ne permettent pas d’en juger. Qu’en est-il du bronze Lormier ? Tout
d’abord, s’il faut restituer une grappe, ce n’est pas dans les mains d’Hermès.
En premier lieu parce que la gauche est occupée à porter Dionysos. Ensuite
parce que le geste de la main droite ne permet pas d’imaginer qu’elle ait tenu
une grappe de raisin. En effet, lorsque c’est le cas, comme pour l’exemplaire
de Champdôtre-les-Auxonne (Pl. 3 : 3), le schéma praxitélien est repris,
ce que ne fait pas le bronze Lormier. De plus, une grappe, qu’elle soit tenue
par Dionysos ou par Hermès l’est toujours à pleine main, et non par la tige.
Or le geste de préhension, très resserré, effectué par l’Hermès Lormier,
ne permet pas d’y insérer une grappe. Dionysos, quant à lui, n’a pas pu
tenir une grappe dans la main droite dans la mesure où celle-ci, bien que
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A. Bonnefoy, M. Feugère
dégradée, semble en extension. En revanche, pour la main gauche,
on ne peut en être certain puisque celle-ci a disparu. Toutefois, compte-tenu
du très petit module de la main droite, on envisage mal comment l’artisan
aurait pu lui faire tenir une grappe de raisin. Ainsi, il semble qu’il faille
supposer que le bronze Lormier n’ait pas présenté de grappe, s’éloignant
ainsi un peu plus des modèles classiques. Toutefois, la grappe n’est pas
le seul attribut de Dionysos. En effet, si la grande statuaire d’Hermès
Dionysophore ne semble présenter que celui-ci, la petite plastique en bronze
en utilise d’autres. Sur l’exemplaire d’Oescus (Pl. 2 : 2), Dionysos tient
ainsi, d’après Ch. Picard (1954, 264, n. 1), le thyrse. Le bronze de MarchéAllouarde montre Dionysos tenant un objet que nous interprétons comme
un hochet (Pl. 3 : 1). Pour les mêmes raisons que la grappe de raisin,
il ne nous semble pas possible de restituer de pareils attributs pour le bronze
Lormier.
Qu’en est-il à présent des attributs d’Hermès dont nous avons vu que
le seul conservé sur le bronze Lormier sont les ailerons aux chevilles ?
Plusieurs attributs sont utilisés par la grande statuaire et la petite plastique
en bronze. Certaines restitutions proposent ainsi de placer un caducée
disparu dans la main gauche de l’Hermès de Praxitèle (Rolley 1999, 250254). Si cette éventualité est sujette à discussion, le caducée n’en demeure
pas moins un attribut privilégié comme en atteste les statuettes en bronze :
on le retrouve sur l’exemplaire de la Royal Athena Gallery (Pl. 2 : 3) et celui
de Pristina (Pl. 4 : 1). On peut également le supposer pour les bronzes du
Louvre (Pl. 2 : 4), dans la main gauche, de Marché-Allouarde (Pl. 3 : 1),
dans la main droite, et possiblement de Champdôtre-les-Auxonne (Pl. 3 : 3)
dans la main gauche. Comme en attestent ces différents exemplaires,
le caducée pouvait être soit coulé avec la statuette, soit constitué un élément
rapporté. Dans la mesure où la main droite du bronze Lormier, la seule
à avoir pu tenir un objet, est conservée et qu’elle ne présente pas les restes
d’un caducée, c’est la deuxième éventualité qui doit être étudiée. Là encore,
le geste précis de la main interdit d’imaginer qu’elle ait pu tenir un caducée,
pour deux raisons. D’une part parce que le geste de préhension décrit par
le pouce et l’index – les autres doigts étant dégradés – ne correspond pas
à celui qui permettrait de tenir à pleine main un caducée dont le manche
est cylindrique. D’autre part, la restitution d’un objet longiforme tenu
dans cette main dont il épouserait la paume montre que celui-ci viendrait
au contact du pectoral droit d’Hermès au lieu de passer au-dessus de l’épaule.
Par conséquent, le bronze Lormier ne semble pas avoir eu recours
au caducée pour permettre d’identifier Hermès. Pour les mêmes raisons,
Hermès Dionysophore : Le Bronze Lormier
157
il n’est pas envisageable qu’Hermès ait tenu une corne d’abondance comme
c’est le cas de l’exemplaire de Tell Moqdam (Pl. 2 : 1). Un autre attribut
d’Hermès, souvent utilisé dans la petite statuaire en bronze, est la bourse.
L’Hermès de Pristina (Pl. 4 : 1) en tient une dans la main droite. Toutefois,
là encore, il apparaît peu probable que l’Hermès Lormier en ait possédé
une, non seulement parce que la bourse est généralement tenue à pleine
main, mais aussi parce que dans ce cas, le bras pend le long du corps
ou bien la bourse est présentée en avant. Il faut donc en conclure que
le geste de l’Hermès Lormier se suffit à lui-même et qu’il ne faut pas chercher
à restituer un attribut disparu. Aucune des œuvres de grande statuaire
ou de petite plastique en bronze ne présente un geste similaire. En revanche,
un parallèle peut être établi avec l’une des nombreuses représentations
d’Hermès Dionysophore attestées sur des reliefs8. Le relief, découvert
à Flemlingen en Allemagne et conservé au musée de Speyer (Espérandieu
1907-1938, VIII, 5969 ; Simon et Bauchhenß 1992, 544, n° 466) (Pl. 4 :
3), présente Hermès debout, de face, une chlamyde posée couvrant son
côté gauche. La tête, très dégradée, se prête difficilement à une analyse.
Dionysos, porté dans la main gauche d’Hermès, tient dans la main droite
un caducée dont l’extrémité repose dans le pli formé par la chlamyde.
Au-dessus de l’épaule droite d’Hermès se tient un coq, sur un petit piédestal.
Le geste que décrit le bras et la main d’Hermès évoque grandement celui
du bronze Lormier : la main, ramenée devant le torse, semble effectuer
un geste de préhension : le pouce et l’index, légèrement avancés se font face,
tandis que les autres doigts sont recroquevillés. L’absence d’objets tenus
par l’Hermès de Flemlingen, malgré la position curieuse de la main, tend
à confirmer qu’il en était de même pour l’Hermès Lormier. Comment faut-il
8
Liste non exhaustive de ces reliefs : théâtre de Dionysos à Athènes (Pickard-Cambridge
1949, 256 ; Simon et Bauchhenß 1992, 521, n° 254) ; parois et sarcophages des nécropoles
romaines comme celle du Vatican (Gasparri 1986, 552, n° 141-142 ; Simon et Bauchhenß
1992, 521, n° 255) ; relief de Hatrize (Espérandieu 1907-1938, V, 4413 ; Simon
et Bauchhenß 1992, 544, n° 460) ; de Godramstein (Espérandieu 1907-1938, VIII, 5908) ;
de Flemlingen (Espérandieu 1907-1938, VIII, 5969 ; Simon et Bauchhenß 1992, 544,
n° 466) ; d’Augsbourg (Simon et Bauchhenß 1992, 544, n° 467) ; de Carnuntum (Simon
et Bauchhenß 1992, 544, n° 464) ; de Lohr (Espérandieu 1907-1938, V, 4491 ; Simon
et Bauchhenß 1992, 544, n° 465) ; du Mont Hérapel (Espérandieu 1907-1938, V, 4471) ;
d’Onsdorf (Espérandieu 1907-1938, VI, 5126 ; Simon et Bauchhenß 1992, 544, n° 463) ;
de Niderbronn (Espérandieu 1907-1938, VII, 5639) ; de Gundershoffen (Espérandieu 19071938, VII, 5653) ; de Strasbourg (Espérandieu 1907-1938, VII, 5494) ; de Saint-Ingbert
(Espérandieu 1907-1938, V, 4483) ; de Spachbach (Espérandieu 1907-1938, VII, 55569) ;
de Wasenbourg (Espérandieu 1907-1938, VII, 5605). Pour une étude des reliefs de Gaule,
voir Hatt 1967.
158
A. Bonnefoy, M. Feugère
alors comprendre ce geste ? Trois solutions nous semblent envisageables :
soit Hermès s’apprête à reprendre le caducée à Dionysos (à moins qu’il
vienne de le lui remettre) ; soit il s’agit d’un geste dont le but est d’attirer
l’attention du jeune dieu ; soit il ne consiste qu’en un geste de raffinement,
sans signification particulière. Or on l’a vu, dans le cas du bronze Lormier,
il est impossible de savoir si le jeune Dionysos tenait ou non un caducée
car si cela ne semble pas être le cas dans la main droite, pleinement ouverte
(à moins que le caducée n’y ait été accolé), en revanche la gauche est
manquante. Toutefois, cette hypothèse apparaît comme peu vraisemblable
dans la mesure où, dans tous les cas où le jeune Dionysos tient un caducée,
il le fait avec la main droite, afin de s’aider du corps ou du vêtement d’Hermès.
Ainsi, ce sont les deux dernières possibilités qu’il faut sans doute privilégier.
La similitude entre deux gestes tendrait aussi à démontrer l’existence
d’un modèle commun, assez bien diffusé dans le temps et dans l’espace.
La question des attributs d’Hermès nécessite également de s’intéresser
à la tête du dieu. En effet, celle-ci peut présenter plusieurs attributs, parmi
lesquels : le pétase, souvent ailé, qu’on retrouve pour l’exemplaire d’Oescus
(Pl. 2 : 2), de Champdôtre-les-Auxonne (Pl. 3 : 3) et de Pristina (Pl. 4 : 1) ;
les ailerons dans les cheveux, comme les portent l’Hermès de Minturnes
(Pl. 5 : 5), l’Hermès Boboli (Pl. 5 : 6), la statuette de Tell Moqdam
(Pl. 2 : 1), de la Royal Athena Gallery (Pl. 2 : 3) et de Baden (Pl. 3 : 2) ;
une couronne, comme c’est le cas pour le bronze de la Royal Athena
Gallery (Pl. 2 : 3) et du Louvre (Pl. 2 : 4) ; une pétale de lotus sur le front ou
sur la tête, qu’on peut voir sur la statuette de Tell Moqdam (Pl. 2 : 1) et de
la Royal Athena Gallery (Pl. 2 : 3). Sur ce point là encore, le bronze Lormier
se distingue par l’absence de pareils attributs, en tout cas conservés. Cela
n’est pourtant pas exceptionnel, car l’Hermès de Praxitèle a lui aussi
la tête nue (Pl. 5 : 1). Toutefois, il faut se demander si des attributs de tête
de l’Hermès Lormier ont pu exister ; en effet, des traces pourraient le suggérer.
Parmi elles se trouve tout d’abord la marque d’altération en haut et au centre
du front, redorée tout récemment9. Autant qu’on puisse en juger, il ne s’agit
pas uniquement d’un éclat de la dorure, mais de ce qu’on pourrait qualifier
d’arrachage, la zone semblant avoir perdu un peu de matière, produisant
une légère dépression (Pl. 1 : 3). Dans ces conditions, on peut supposer
qu’un élément saillant, fixé à cet endroit, a pu être arraché. Il pourrait s’agir
d’un pétale de lotus, attribut parfois conféré à Hermès, comme en témoignent
les statuettes de Tell Moqdam (Pl. 2 : 1) et de la Royal Athena Gallery
(Pl. 2 : 3). Si dans le cas de cette dernière, le pétale est associé à une couronne,
9
Voir la description au début de cette étude.
Hermès Dionysophore : Le Bronze Lormier
159
installée sur la tête, la disposition est tout autre dans le premier cas. En effet,
l’ornement floral, libre de tout support – il est simplement associé
à des ailerons dans la chevelure –, est alors fixé à la partie supérieure
et centrale du front. Un attribut comme celui-ci, brisé à sa base, aurait
pu produire l’altération observée sur le bronze Lormier mais aucun autre
argument ne vient étayer cette hypothèse. L’autre perturbation que nous
remarquons sur la tête de la statuette est l’orifice présent au sommet du crâne
et bouché postérieurement. Ce qui semble être un manque dans ce bouchon
en bronze, sur la gauche de la statuette (Pl. 1 : 3), permet de voir une infime
partie de l’orifice. D’après la forme du bouchage, celui-ci devait être circulaire.
De plus, les vues de profil du dispositif (Pl. 1 : 3) montrent qu’il s’installe
au sommet d’une protubérance conique, qui constitue une rupture dans
la forme naturelle du crâne. Initialement, il faut donc supposer que le sommet
de la tête présentait un trou circulaire, aux parois légèrement saillantes,
dissimulé dans la chevelure. Ultérieurement, un petit bouchon de bronze,
visiblement non doré, est venu sceller cet orifice et le cacher, comme
en attestent les boucles grossièrement dessinées à sa surface. D’emblée, il faut
préciser que la tête et le corps forment un tout homogène et que l’aménagement
en question, quel qu’il soit, ne concernait que le sommet du crâne. Plusieurs
explications peuvent être proposées. Tout d’abord celle d’une réparation
d’atelier, un procédé – parfois appelé « réparure » pour le distinguer
des interventions ultérieures – qui fait partie des modes de fabrication
habituels d’un bronze figuré. Toutefois, ces interventions généralement très
bien faites, invisibles à l’œil nu, ne sont souvent trahies que par leur patine
différente de la surface adjacente. Il pourrait s’agir aussi d’un attribut disparu,
en particulier de l’un des deux attributs de tête : le pétase (ailé ou non)
ou les ailerons. Cette dernière possibilité semble devoir être évacuée :
les ailerons, s’ils peuvent être rapportés et fichés à l’aide de petits tenons,
ne sont en effet jamais regroupés au centre, mais disposés de manière
symétrique de part et d’autre de l’axe médian de la tête. En revanche,
on pourrait tout à fait imaginer un pétase, relié à la tête par un tenon fiché
dans l’orifice et qui viendrait par ailleurs épouser la forme conique aplatie
que décrit la tête à cet endroit. La technique, qui consiste à couler à part
le pétase et à le souder ensuite au reste de la statuette est attesté par
un certain nombre de figurines, dont certaines ont perdu leur pétase
(Frel 1994, 179-180, n. 66). Toutefois, la documentation ne nous a pas
permis d’observer sur ces exemplaires la présence ou non d’un orifice
semblable à celui que possède l’Hermès Lormier. Il est cependant intéressant
de noter que l’une des figurines, un Hermès assis du laraire de la Casa
160
A. Bonnefoy, M. Feugère
degli Amorini dorati (Adamo-Muscettola 1985, 15, figs. 5 et 7), présente
la même déformation du crâne observée sur l’Hermès Lormier, à laquelle
semble s’adapter parfaitement le pétase. Par conséquent, même si d’autres
hypothèses pourraient être avancées au sujet de ce dispositif (un percement
lié à un changement de fonction de l’objet par exemple) il semble qu’il faille
privilégier celui d’un pétase rapporté aujourd’hui disparu. L’orifice aurait été
alors bouché ultérieurement pour le masquer, que ce soit à l’époque antique
ou à l’époque moderne, même si son apparence patinée plaide en faveur
de la première éventualité.
Enfin, un dernier point doit être abordé concernant la restitution
du bronze Lormier. En effet, l’une des caractéristiques des modèles de grande
statuaire, en particulier celui de Praxitèle (Pl. 5 : 1) ou de Céphisodote (Pl. 5 :
2-3), est de figurer Hermès accoudé à un support, que ce soit une colonne,
un pilier ou un tronc d’arbre. Certaines productions ultérieures, quant
à elles, ont choisi de ne pas reprendre cet élément, se contentant d’un support
plus court, uniquement présent pour des questions techniques (Hermès
de Minturnes (Pl. 5 : 5), Hermès Boboli (Pl. 5 : 6)). Quant aux statuettes
en bronze, sur les neuf recensées, une seule présente cet élément : celle
de la Royal Athena Gallery (Pl. 2 : 3). Dans ce cas, le support prend la forme
d’une fine colonnette, à la base et au chapiteau identiques. Elle est reliée
à l’avant-bras droit, juste en dessous du poignet. Cet exemple montre
qu’il est possible de restituer, pour les figurines en bronze, un support hérité
des modèles de grande statuaire. Il serait peut-être possible d’en faire autant
pour certaines autres statuettes. En tout cas, la question doit être posée pour
le bronze Lormier. En effet, sur ce point, un élément attire l’attention. Il s’agit
de l’espace situé sous la main d’Hermès qui tient le jeune Dionysos. De part
et d’autre, cet espace est délimité par les jambes du petit dieu et par la chlamyde
d’Hermès. Le pan du vêtement présente une apparence particulière,
qui se distingue de celle des autres statuettes. En effet, le mouvement naturel
d’une pointe de chlamyde retombant est souple et se compose de nombreux
plis, comme c’est le cas pour l’exemplaire de la Royal Athena Gallery (Pl. 2 :
3), de Baden (Pl. 3 : 2) et de Champdôtre-les-Auxonne (Pl. 3 : 3). Au contraire,
le pan de la chlamyde du bronze Lormier se distingue par son aspect rigide
et lisse à l’intérieur. De plus, les bords du pan forment des plis anguleux
très marqués, tournés vers l’intérieur. Ces éléments, curieux, pourraient
s’expliquer par le contact du vêtement avec un pilier quadrangulaire, libre
du reste de la statuette et aujourd’hui disparu. Comme on l’observe sur
la restitution proposée, ce pilier s’insèrerait parfaitement dans l’espace ainsi
délimité et épouserait la forme du pan de la chlamyde (Pl. 5 : 4). Ainsi,
Hermès Dionysophore : Le Bronze Lormier
161
si aucun argument supplémentaire ne vient conforter cette possibilité, rien
d’un point iconographique ou technique ne vient s’y opposer.
Pour conclure sur l’analyse du bronze Lormier, nous retiendrons donc
qu’il s’inscrit parfaitement dans le corpus des figurines en bronze d’Hermès
Dionysophore, lesquelles s’inspirent des modèles de grande statuaire,
en particulier les oeuvres de Praxitèle et de Céphisodote. La statuette reprend
de ces références l’attitude générale ainsi que le style mais se distingue,
à l’instar des autres petits bronzes, dans les détails, participant ainsi
à la diversité d’un même type iconographique. La comparaison avec
les parallèles connus a en outre permis de réfléchir sur certains traits
caractéristiques de l’Hermès Lormier et d’envisager la restitution de certains
attributs.
Typologie et datation
Pour terminer cette étude, il convient de s’interroger sur la typologique
et la datation du bronze Lormier. Tout d’abord, l’état de conservation
exceptionnel de l’objet, en particulier de sa dorure, oblige de le confronter
aux bronzes modernes. En effet, décorant de nombreux objets du quotidien
(mobilier, luminaire, horlogerie, etc.), ces bronzes se multiplient en France
à partir du règne de Louis XIV et se retrouvent tout au long de l’époque
moderne et jusqu’au XIXe s. (Verlet 2003). Dans les thèmes abordés,
les références à l’Antiquité, en particulier à travers les représentations figurées,
sont nombreuses. Des divinités ornent ainsi régulièrement les horloges
et les pendules ou encore les pieds de candélabres. La faveur des types
antiques dans l’art du bronze doré à l’époque moderne doit toujours inviter
à la prudence lorsqu’il s’agit d’étudier une figurine aussi bien conservée que
l’Hermès Lormier. Pourrait-il s’agir dans ce cas d’une réalisation moderne ?
Du point de vue iconographique, parmi les sujets des bronzes modernes,
on relève la présence d’Hermès et de Dionysos enfant qui apparaissent
l’un comme l’autre avec leurs attributs classiques. Cependant, il faut signaler
qu’à notre connaissance, aucune réalisation de ce type ne figure le pédophore,
absence qu’il faut peut-être mettre sur le compte de la découverte tardive
de la grande statuaire antique le représentant. Du point de vue technique,
si l’état de conservation de la statuette apparaît excellent, l’objet n’en
présente pas moins des altérations que seul un séjour prolongé en terre
a pu produire. Quant à l’orifice au sommet de la tête et à son bouchage, dont
nous pourrions penser que l’un ou l’autre soit d’époque moderne, la fonction
du premier et la patine du second rendent peu probable cette hypothèse.
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A. Bonnefoy, M. Feugère
Par ailleurs, non seulement aucun argument ne vient démontrer l’origine
moderne du bronze Lormier, mais aucun ne vient non plus s’opposer
à sa datation antique : iconographiquement et techniquement, il s’insère
parfaitement dans la tradition de la plastique en bronze issue des modèles
de grande statuaire grecque. Pour toutes ces raisons, la piste moderne nous
semble ici devoir être écartée.
Dès lors, où situer le bronze Lormier dans la typologie des petites figurines
représentant Hermès Dionysophore ? Le faible nombre d’exemplaires connus
rend difficile toute étude d’ensemble, comme l’ont déjà signalé St. Boucher
(1976, 116-117) et I. Manfrini-Aragno (1987, 150-151) qui, par ailleurs,
ne répertorient respectivement que quatre et sept statuettes. Malgré tout,
I. Manfrini-Aragno propose une esquisse de typologie fondée sur deux types :
le premier regroupe les exemplaires de Champdôtre-les-Auxonne (Pl. 3 : 3),
du Louvre (Pl. 2 : 4) et de la collection J. Ternbach (Pl. 4 : 2) ; le second
associe les bronzes d’Oescus (Pl. 2 : 2), de Baden (Pl. 3 : 2) et de Pristina
(Pl. 4 : 1). Les deux types sont distingués d’après la position du vêtement.
Ainsi, le type I est caractérisé par le port d’une chlamyde en sautoir10
et la présence de Dionysos sur le bras gauche ; malgré tout I. ManfriniAragno note des variations au sein de ce type, en particulier en ce qui
concerne la coiffe (pétase, couronne, absence) ainsi que la position du bras
droit. Le type II quant à lui se définit d’après une chlamyde non pas disposée
en sautoir mais jetée sur une épaule et enroulée autour du bras gauche11.
De plus, Hermès ne dirige pas son regard vers Dionysos et son bras libre pend
le long du corps. Là encore, I. Manfrini-Aragno souligne des différences
au sein de ce type, notamment à propos du pétase ou des attributs de Dionysos.
Enfin, l’auteure isole la statuette de Marché-Allouarde (Pl. 3 : 1), jugée
différente de toutes les autres en raison de la nudité d’Hermès. A partir de
sa typologie, I. Manfrini-Aragno tente de déterminer des modèles. Ainsi,
son type I, qu’elle associe aux représentations des bas-reliefs, aurait pour
origine l’Hermès de Praxitèle duquel s’éloignent au contraire les figurines
du type II. En outre, elle remarque que ces dernières sont concentrées dans
les Balkans et suppose l’existence d’un modèle d’Hermès Dionysophore
en faveur dans cette région mais inconnu. Sur la question de la répartition
géographique, il faut rappeler que St. Boucher (1976, 116-117), si elle ne
se risque pas à proposer une typologie, remarque cependant que le motif
Pour I. Manfrini-Aragno, la disposition en sautoir signifie que la chlamyde est agrafée
sur l’épaule droite et tombe en un long pan du côté opposé.
11
C’est cette disposition que nous qualifions « en sautoir », conformément à l’emploi
de cette expression par St. Boucher (1976).
10
Hermès Dionysophore : Le Bronze Lormier
163
d’Hermès Dionysophore semble être, dans la petite statuaire en bronze,
typiquement gaulois. Toutefois, comme l’explique I. Manfrini-Aragno
(1987, 150), cette observation tient avant tout à un biais de la documentation
dans la mesure où depuis les années 70, de nouvelles statuettes ont été
découvertes et qu’elles ne proviennent pas toutes de la Gaule. En revanche,
ce type iconographique a pu, dans cette région, posséder une signification
particulière. J.-J. Hatt (1967), dans son étude qu’il consacre aux basreliefs de Gaule représentant Hermès Dionysophore, y voit la réminiscence
de croyances celtiques associant à ce couple de divinités celui de Teutatès
et d’Esus. Plus largement, certains ont suggéré un lien entre Hermès
Dionysophore et le mithraïsme (Bober 1946 ; débattu par Picard 1949, 8586 ; Picard 1953, 95-96). Cependant, il nous semble que l’absence de contexte
de découverte précis de ces statuettes rend impossible toute observation
d’ordre géographique et fonctionnel.
Il faut se demander si les figurines qui ont étoffé le corpus depuis
la fin des années 1980, et en particulier le bronze Lormier, peuvent compléter
l’esquisse de typologie proposée par I. Manfrini-Aragno (1987). L’analyse
révèle qu’aucun élément supplémentaire ne vient la préciser12. Ainsi,
les critères discriminants retenus par I. Manfrini-Aragno sont toujours
valables. Tout d’abord, il s’agit de la disposition de la chlamyde qui est
généralement soit disposée en sautoir, soit agrafée sur l’épaule droite.
Le bronze Lormier et celui de la Royal Athena Gallery (Pl. 2 : 3) s’inscrivent
pour leur part dans la première catégorie tandis que la statuette de Tell
Moqdam (Pl. 2 : 1) s’insère dans la seconde. L’autre critère de distinction
est l’orientation du regard d’Hermès qui peut être soit tourné vers Dionysos,
soit vers l’extérieur. Sur ce point, l’Hermès Lormier observe clairement
le jeune dieu alors que les deux autres ont le regard tourné vers l’extérieur.
On peut ajouter à ces critères typologiques un troisième, déjà remarqué par
I. Manfrini-Aragno, qui est la position du bras droit d’Hermès : il peut
pendre le long du corps ou bien être plus ou moins relevé, à hauteur de buste
ou de tête. Le bronze Lormier rejoint cette seconde catégorie tandis que
les exemplaires de Tell Moqdam (Pl. 2 : 1) et de la Royal Athena Gallery
(Pl. 2 : 3) correspondent à la première. De plus, l’analyse typologique
révèle que cette position du bras droit pendant le long du corps est corrélée
à l’orientation du regard d’Hermès, celui regardant alors toujours vers
l’extérieur. Au contraire, lorsque le dieu regarde son jeune compagnon,
Les critères pris en compte ont été les suivants : la disposition de la chlamyde, la coiffe
et la chevelure d’Hermès, la position de ses bras, les attributs des deux divinités, l’orientation
du regard d’Hermès et enfin, la présence ou l’éventualité d’un support.
12
164
A. Bonnefoy, M. Feugère
son bras et sa main tendent toujours à décrire un geste dont le but est d’attirer
l’attention de ce dernier. Enfin, une dernière répartition semble se dessiner
entre les exemplaires où Hermès tient Dionysos au creux de son bras gauche
et ceux où il le tient dans la paume de sa main. Ainsi, la typologie initiale
proposée par I. Manfrini-Aragno n’est pas remise en question par les figurines
dont elle n’avait pas connaissance, lesquelles viennent s’inscrire pleinement
dans celle-ci. Toutefois, il faut souligner que les deux groupes distingués
par les critères présentés ci-dessus ne sont pas toujours identiques,
à l’exception de la corrélation entre la position du bras droit et l’orientation
du regard. De plus, au sein de chaque groupe, des variations importantes
existent sur d’autres aspects comme la coiffe d’Hermès ou les attributs
des deux divinités. Enfin, certains exemplaires restent à la marge de cette
typologie : I. Manfrini-Aragno présentait déjà le cas du bronze de MarchéAllouarde (Pl. 3 : 1) auquel nous ajouterions la statuette de la Royal Athena
Gallery (Pl. 2 : 3), celle de Pristina (Pl. 4 : 1) – qu’I. Manfrini-Aragno
inscrivait pour sa part dans le type II – et celle de Tell Moqdam (Pl. 2 : 1)
pour laquelle on peut se demander d’ailleurs si la restitution de Dionysos
est pertinente. Toutefois, pour conclure sur cette question typologique,
il faut insister sur le fait qu’un corpus de dix exemplaires ne permet pas
de définir des types précis, a fortiori lorsqu’ils présentent tous des variations
ou des combinaisons qui leur sont propres. Il est donc en l’état impossible
d’affirmer qu’il existe au sein de la petite statuaire en bronze représentant
Hermès Dionysophore des types clairement définis qui s’expliqueraient
par la référence à différents modèles. Ainsi, le bronze Lormier s’il trouve
probablement son origine dans les modèles de la grande statuaire,
en particulier les œuvres de Praxitèle ou de Céphisodote, s’en éloigne par
un certain nombre d’originalités qui s’inscrivent parfaitement dans
la diversité des productions de petite plastique en bronze.
Tout cela aboutit naturellement à s’interroger sur la datation qui peut être
proposée pour le bronze Lormier. Parmi les parallèles recensés, il faut noter
qu’aucun n’est daté de façon intrinsèque puisque tous ont été découverts hors
contexte archéologique. Quant aux datations extrinsèques, par comparaisons
stylistiques, elles ne sont généralement pas argumentées et par conséquent
ne sauraient être recevables13. Le bronze Lormier ne fait pas exception dans
Nous rappelons ces datations proposées : statuette de Tell Moqdam, époque hellénistique
et plus précisément IIIe s. av. J.-C. (Perdrizet 1911, 30-31, n° 40 ; Siebert 1990, 321,
n° 398) ; statuette d’Oescus, Ier-IIe s. ap. J.-C. (Ilieva 2015, 44-45) ; figurine de la Royal
Athena Gallery, Ier-IIe s. ap. J.-C. (Eisenberg 2014, n° 32) ; exemplaire du Louvre, époque
hellénistique (Picard 1954, 263-264) ou impériale (Simon et Bauchhenß 1992, 521,
n° 252) ; figurine de Marché-Allouarde, IIIe-IIe s. av. J.-C. (Siebert 1990, 321, n° 399) ;
13
Hermès Dionysophore : Le Bronze Lormier
165
ces problèmes de datation. En effet, bien que son contexte archéologique
ne soit pas connu, les experts qui l’ont examinée en premier proposent
de le situer aux Ier-IIe s. ap. J.-C.14 ; mais là encore, aucun argument
ne vient étayer cette suggestion. Or, comme nous l’avons montré, le type
iconographique, créé à la fin du IVe siècle, évolue à l’époque hellénistique
tandis qu’il se diffuse sur différents supports. D’après ses caractéristiques
stylistiques, le bronze Lormier s’inscrit parfaitement dans la tradition
des statuettes prenant pour modèle les œuvres de grande statuaire comme
celles de Praxitèle ou de Céphisodote et pourrait ainsi remonter au plus
tôt au IIe ou Ier s. av. J.-C. Cependant, dans le domaine de la petite statuaire
en bronze, les sujets et les traitements hellénistiques continuent à être
produits à l’époque augustéenne, et parfois au-delà, ce qui ne permet
pas d’exclure une date jusqu’au début de la période impériale, Ier s. voire
IIe s. ap. J.-C.
Conclusion
Le bronze Lormier s’impose, par son état de conservation exceptionnel,
comme l’un des plus beaux exemples de statuettes représentant Hermès
Dionysophore. De tradition hellénistique, il s’inscrit parfaitement dans
les nombreuses variantes issues du modèle praxitélien. Par ses caractéristiques
propres, autant qu’elles ont pu être restituées, il vient compléter le corpus
déjà abondant des figurines en bronze, mais plus largement de l’ensemble
des représentations d’Hermès portant le jeune Dionysos. La diversité
des variantes, quel que soit le support, montre la faveur et la diffusion
de ce type iconographique tout au long de l’Antiquité, succès dont le bronze
Lormier témoigne une nouvelle fois.
statuette de Baden, pas de datation proposée ; exemplaire de Champdôtre-les-Auxonne,
hellénistique ou « gallo-romain » (Picard 1954, 263-264) ; figurine de Pristina, IIe-IIIe s.
ap. J.-C. (Popović 1969, 89, n° 88 ; Simon et Bauchhenß 1992, 521) ; statuette de
la collection J. Ternbach, non datée.
14
Datation proposée par la notice de M. Kunicki qui a expertisé la statuette pour le catalogue
de vente Pierre Bergé et Ass., Paris, 16 déc. 2015 (150, n° 220).
166
A. Bonnefoy, M. Feugère
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Alexis Bonnefoy
Chercheur associé à l’UMR 5138 du CNRS, Lyon
[email protected]
Michel Feugère
UMR 5138 du CNRS, Lyon
[email protected]
PLANCHE 1
A. Bonnefoy, M. Feugère
Pl. 1 : 1 – Le bronze Lormier, vue de face et profil droit, photo Galerie La Reine Margot,
Paris
Pl. 1 : 2 – Le bronze Lormier, vue de profil gauche et vue de dos, photo Galerie La Reine
Margot, Paris
Pl. 1 : 3 – Le bronze Lormier, détail du visage, du sommet du crâne et du geste de la main
droite d’Hermès, photo Galerie La Reine Margot, Paris
Hermès Dionysophore : Le Bronze Lormier
PLANCHE 2
Pl. 2 : 1 – Hermès de Tell Moqdam, bronze, d’ap. Perdrizet 1911, pl. 17
Pl. 2 : 2 – Hermès de Sofia, bronze, d’ap. Ilieva 2015, fig. 65
Pl. 2 : 3 – Hermès Royal-Athena Galleries, bronze photo Royal-Athena Galleries
Pl. 2 : 4 – Hermès du Louvre, bronze, photo Christian Larrieu ©musée du Louvre
PLANCHE 3
A. Bonnefoy, M. Feugère
Pl. 3 : 1 – Hermès de Péronne, bronze photo Collection Musée Alfred-Danicourt - Péronne
(Somme)
Pl. 3 : 2 – Hermès de Baden, bronze, photo E. Deschler-Erb
Pl. 3 : 3 – Hermès de Champdôtre-lès-Auxonne, bronze, photo Musée Rolin, Autun
Hermès Dionysophore : Le Bronze Lormier
PLANCHE 4
Pl. 4 : 1 – Hermès de Pristina, bronze, d’ap. Popović 1969, n° 88
Pl. 4 : 2 – Hermès de la coll. J. Ternbach, William Ackland Memorial Center, d’ap. ManfriniAragno 1987, fig. 323
Pl. 4 : 3 – Relief de Flemlingen, d’ap. Espérandieu 1907-1938, VIII, 5969
PLANCHE 5
A. Bonnefoy, M. Feugère
Pl. 5 : 1 – Hermès de Praxitèle (Olympie), ph. Roccuz (Creative Commons)
Pl. 5 : 2 – Bronze de Caracalla frappé à Pautalia, Thrace, d’ap. Lacroix 1949, pl. 27, 6
Pl. 5 : 3 – Patère de Turin, d’ap. Picard 1954, 263, fig. 111
Pl. 5 : 4 – Bronze Lormier, restitution 3D avec complément (A. Bonnefoy)
Pl. 5 : 5 – Hermès de Minturnes, d’ap. Siebert 1990, Hermès n° 395
Pl. 5 : 6 – Hermès Boboli, d’ap. Siebert 1990, Hermès n° 396
S T U D I E S I N A N C I E N T A RT A N D C I V I L I Z AT I O N 21
Krakow 2017
Graça Cravinho
Lisbon
ROMAN ENGRAVED GEMS
IN THE NATIONAL ARCHAELOGICAL
MUSEUM IN LISBON
Abstract: The article presents the collection of Roman engraved
gems in the National Museum of Archaeology, in Lisbon. Although a small
cabinet, it contains a wide variety of themes and motifs. Among the intaglios,
the nicolos deserve to be especially highlighted for their quantity when
compared with the others, thus strenghtening the evidence for the existence
of a regional quartz industry in the city of Ammaia, which particularly
specialized in the manufacture of nicolo gemstones. The themes match those
existing throughout the Empire, but some items deserve special attention:
Eros removing a thorn from a lion’s paw (no. 3); three Satyrs performing
a sacrifice (no. 1); the wounded warrior (no. 31); the ‘prodigy scene’
(no. 36); Faustulus, the Capitoline Wolf and the twins (no. 37); a possible
portrait of Cleopatra (no. 42); the Jewish symbols (no. 70) and the magical
amulet (no. 72).
Keywords: Ammaia; Cleopatra; intaglio; cameo; nicolo; etched
carnelian; ‘prodigy scene’; foundation of Rome
The National Museum of Archaeology (Museu Nacional de Arqueologia)
was created in Lisbon in 1893 by the archaeologist José Leite de Vasconcelos,
under the name of Museu Etnográfico Português, although it officially
opened only in 1906. It gathers the founder’s first collections, those of
the archaeologist Estácio da Veiga and many others coming from
the Portuguese Royal House, the former Beaux Arts Museum, the Antiques
Cabinet of the National Library, the excavations held by the museum or
by other archaeologists (although several monographic museums have been
DOI: 10.12797/SAAC.21.2017.21.09
174
G. Cravinho
created, such as those in Conimbriga, Braga and Ammaia), and donations
or legacies of collectors and devoted friends of the museum. Among its
glyptic pieces, there is a small collection of scarabs (16 items), Modern
gems (6 items) and Roman gems (74 items). Perhaps we should go back
into Portuguese History and consider certain historical facts that might
explain this small number of gems (such as the great earthquake and tsunami
in Lisbon, in 1755, and the French Invasions). Actually, some authors refer
to gems existing in Portugal whose actual location we do not know at all
(Babelon 1897, 74; Reinach 1895, pl. 115, II, 33; Tassie 1791, vol. I: nos.
4394 and 5962; vol. II: nos. 8554, 9946, 10180, 10189, 10353, 10981, 11064,
11424, 11764, 12088, 12100, 13980 and 14349).
Many of the Roman gems were donated and the places where they were
found are unknown (as is the case of those that once belonged to the donator
Bustorff Silva – nos. 1, 15-16, 19, 29-32, 34, 36-37, 39-42, 56, 63 and 67.
Others have no precise findspot (for example those said to have come
from Alentejo – 9, 12, 22, 25, 48, 59 and 71) or they have a false origin
indicated (as we could see in old numbers of the revue O Arqueólogo
Português). Actually, the inventory of the first archaeological collections
was not made as the finds entered the museum, but only from 1906 onwards
(that is, thirteen years after the museum’s creation) due to lack of staff
(Vasconcelos 1913a, 178). It is interesting to note that almost all the gems
came from South Portugal, including a red jasper uncovered in Alentejo with
a shrimp engraved on it and now lost (Graça and Machado 1970, 384-385,
no. 17; Parreira and Vaz Pinto 1980, 17, no. 169). The exceptions are nos.
6 and 10 (this one was bought in Lisbon but said to have come from Porto),
from North Portugal and others uncovered in Central Portugal: no. 18
(from the mountains of Serra da Estrela), no. 26 (from Batalha, not far from
the coastline), and no. 57 (from Idanha-a-Velha, the Roman Igaeditania,
perhaps founded before Augustus and an episcopal city at an early stage).
This Glyptic collection is composed of 73 intaglios and 1 cameo
(arranged in the catalogue according to the editor’s suggestion, although
other options exist, like that of Henig and MacGregor’s 2004 book).
Their materials are similar to those existing in other museums throughout
the ancient Roman Empire: 17 nicolos (nos. 1, 3, 6, 8, 14, 18-19, 22, 27, 35,
38, 44-45, 48, 58, 66 and 70); 21 carnelians (nos. 2, 5, 11, 13, 15, 20, 23, 30,
32, 34, 36, 41, 43, 47, 49, 51, 53, 56, 63, 71 and 73); 2 plasmas (nos. 9-10);
2 sards (nos. 24 and 64); 10 jaspers (nos. 4, 25-26, 29, 33, 37, 52, 55, 57 and
72); 1 onyx/sardonyx (no. 7); 1 chrysoprase (no. 17); 1 amethyst (no. 31);
4 agates (nos. 50, 54, 62 and 65); 3 chalcedonies (nos. 39, 59 and 74); 8 glass
Roman engraved gems in The National Archaelogical Museum...
175
pastes (nos. 12, 16, 21, 40, 42, 60-61 and 67) and 4 nicolo-pastes (nos. 28,
46 and 68-69).
The most frequent materials are carnelian and nicolo. Note the great
number of nicolos (23%), in comparison to those from other sites and
regions: Aquileia (128, from a total of 1573 gems, that is, 8.1% – cf. Sena
Chiesa 1966), Luni (9, from a total of 175 gems, that is, 5.1% – cf. Sena
Chiesa 1978), Gadara (10, from a total of 427 gems, that is, 2.3% – cf. Henig
and Whiting 1987), France (209, from a total of 1472 gems, that is, 14.1% –
cf. Guiraud 1988; Guiraud 2008), Great Britain (59, from a total of 860 gems,
that is, 6.8% – cf. Henig 1974), Cologne (42, from a total of 470 gems, that
is 8.9%), Bonn (11, from a total of 128 gems, that is 8.5% cf. Platz-Horster
1984), Bulgaria (19, from a total of 326 gems, that is, 5.8% – cf. DimitrovaMilčeva 1980; Ruseva-Slokoska 1991). This only can be explained by the
availability in Ammaia (Alentejo) of quartz as a raw material (already referred
to by Pliny, NH 37.127) and perhaps the existence of (a) local manufacturing
centre(s) specializing in treating, cutting and engraving quarried quartz
during imperial times (Cravinho and Amorai-Stark 2006, 533-543),
as was demonstrated by the finding of some ancient quartz quarries, and
by many quartz fragments uncovered during ongoing excavations (Taelman
et al. 2008, 32; Taelman et al. 2009, 182-183 and 186; Pereira 2009,
73-74, 98, 122, 124 and 126; Taelman et al. 2010, 65-67; Osório 2014).
Actually, nicolo is a treated microcrystaline quartz obtained by the use of
techniques that go back to Hellenistic times, consisting in soaking the stones
in honey (or other sugary substances) and heating them, in order to paint,
improve and enhance their pale natural colors or change them into others.
The technique is already referred to by Pliny, who states that the stones become
brighter if boiled in honey, especially honey from Corsica (NH 37.195).
As to the iconography of the gems, the devices allude to religious beliefs
and sacro-idyllic scenes (nos. 1-30), heroes (nos. 31-37), portraits and scenes
of the daily life (nos. 38-44 and 73), masks and mythical beasts (nos. 6063), and animals (nos. 45-59). There are also symbols, objects and symbolic
compositions (nos. 64-70). The other intaglios either have an inscription
(no. 71), magical motifs and an inscription (no. 72) or have been destroyed
(no. 74).
Statues, inscriptions and gems show that the most popular Roman deities
in the region which comprises present-day Portugal were Mars (nos. 2 and
9-14) and Jupiter (nos. 2 and 8). A bronze statue representing Mars Gradivus,
in the Évora Museum, and some intaglios with his depiction perhaps testify
to existence of a cult to the god of veterans and peasants in both Portuguese
176
G. Cravinho
Lusitania and Gallaecia (Alarcão 1987, 171-172). The cult of Jupiter can be
explained by the assimilation of indigenous deities due to the influence of
the Roman army and is demonstrated by many inscriptions with no epithet
or bearing the epithets Conservator, Depulsor, Maximus, Optimus Maximus,
Repulsor, Solutorius, Supremus Summus, Tonans, Optimus Maximus
Conservator, Optimus Maximus Municipalis and Iuppiter Caielobrigus
(this last one written in the Lusitanian language).
Victoria (nos. 26-28), Eros (nos. 3-7) and satyrs (nos. 1 and 15-20) were
also popular. Indeed, satyrs are the most common motif in the Portuguese
gem corpus.
Athena-Minerva (nos. 21-22) appears in several bronze statues and
is mentioned in many inscriptions found throughout the country. In one
altar from Conimbriga (Hispania Epigraphica online Database, no. 22949)
she has the epitet of Minerva Sancra (instead of Minerva Sancta) and
in another from Serpa (Hispania Epigraphina online Database, no. 5219)
the epithet of Dea Medica. Athena Nikephoros (no. 2), identified by Plutarch
with Nit, the Egyptian Goddess of War (called by him Athena of Sais)
and with a specific cult and temple in the Acropolis of Athens, also appears
on another four gems from Portuguese Lusitania. That is not the case
of Minerva Pacifera, who only appears on our gem no. 22.
Fortuna (no. 24) is a very common subject for statues, mosaics, lamps,
and inscriptions. In one inscription, from one of Conimbriga’s Bath suites
(the so-called ‘Grandes Termas do Sul’), she appears as Fortuna Balnearis
and in another, from Torre d’Aires (Algarve), as Fortuna Augusti.
Nemesis (no. 25) is apparently mentioned in only a single inscription
(Hispania Epigraphica online Database, no. 21994) from Évora (Alentejo),
where an association of worshipers (amici Nemesiaci) existed to provide
burials for their members. Thus, it is not surprising that our gem was found
in a grave at Alentejo.
The scene with the wounded warrior (no. 31) is typical of many gems
of the 1st century BC and 1st century AD, engraved in Archaic style with
scenes from the Trojan War (cf. Casal Garcia 1991, no. 52). The possible
portrait of Cleopatra (no. 42) was identified with the help of some marble
busts displayed in museums and a bronze coin of Alexandria dating to 50-31
BC (McManus 2006, no. 1).
The carnelian of no. 43 exhibits a special technique in manufacture
which was kindly explained to us by Dr. Jack Ogden in 2014, as follows:
‘The technique used to get the white in the engraved depression relates to
that used from very ancient times (‘etched carnelian’ beads from ancient
Roman engraved gems in The National Archaelogical Museum...
177
Mesopotamia) to more recent Tibetan Dzi beads. The carnelian was shaped
and engraved. Next it was covered in an alkali solution (probably sodium
carbonate) and heated. This bleached the surface. The upper surface of
the gem was then re-polished to leave the white in the depressions’ (cf. Ogden
2007, 16). This is not, however, the only case where this technique has been
employed in our gem corpus: another carnelian, depicting a reaper, found
in recent excavations in Mogadouro (North Portugal) and dating to the 3rd
century, was similarly treated.
The amulet (no. 72) is a remarkable piece, as are the intaglios depicting
a lyre (no. 66) and Jewish symbols (no. 70). This last item is highly important
as it testifies to Eastern influence and to the existence of individual Jews
or perhaps even of a Jewish community in the city of Ammaia. Although
the origin of their presence in Portuguese Lusitania is obscure, other
archaeological objects, inscriptions and architectonic structures attest to
Jews in Portugal from Roman times. The earliest concrete evidence for
the presence of Jewish immigrants, presumably from Judaea, in the Iberian
Peninsula is a small hoard of Roman coins dating from the 1st century AD
discovered near Mértola (the Roman Myrtilis) during the destruction of
an old wall, now displayed in the Museu Judaico de Belmonte, which includes
coins issued in Jerusalem and Roman Palestine between the years 6-60 AD
by King Agrippa (of King Herod’s family) as well as by procurators serving
in Palestine (Centeno and Valladares Souto 1993/1997, 200). It is significant
that, of the several tomb inscriptions which testify to Jews buried in presentday Portugal, some were excavated in Mértola. One is a fragmented marble
grave-slab inscribed in Latin bearing the date 4th of October 482 AD.
Although it is missing the name of the deceased, his Jewish origin is made
obvious by a partially preserved Hebrew word and a schematic menorah
with plain branches and tripod base engraved below the inscription. Other
objects relating to Jews, primarily ceramic oil lamps, were found in the ruins
of Tróia city’s harbour, Lusitania, whose ancient Roman name is unknown
(its actual name goes back to the 16th century and was first used by
the Portuguese humanists Gaspar Barreiros and André de Resende). At least
two of the oil lamps are decorated with the menorah (Cravinho and AmoraiStark 2006, 533). However, ascribing Jewish ownership and meaning
is problematic because the menorah was also used by Paleo-Christians.
178
G. Cravinho
CATALOGUE
I – DEITIES
Groups of gods
1. Black and greyish nicolo, sub-rectangular, flat upper face and slightly
convex lower face, with outward-bevelled edges (Henig’s Type F2?).
Dimensions: 11.8 x 15.3 x 3mm. Chipped on the lower edge. Find place
unknown. Inv. no. Au 619.
Description: Sacro-idyllic scene. Three Satyrs conducting the sacrifice of
a goat: in the middle of the scene, one bearded satyr is seated on a rock and
playing a lyre; a young satyr stands on the right and plays the double flute
(tibiae); another bearded satyr on the left is under a tree holding the goat
by its horns. Ground line. Maaskant-Kleibrink’s Republican Extinguishing
Pellet Style.
Parallels: Marshall 1907, no. 1365 (= Walters 1926, no. 1618 – nicolo;
10 x 14mm); Walters 1926, no. 1585 (sard, 10 x 13mm; the same shape).
Discussion: The scene is related to the Dionysiac sacrifices performed in
a sacred idyllic space. In some variants the animal (usually a goat) is being
sacrificed (Sena Chiesa 1966, no. 830; Maaskant-Kleibrink 1978, nos. 343
and 352; Casal Garcia 1991, no. 82; Henig 1994, no. 207) or is being led
to an altar for the sacrifice – a common motif on Roman paintings of Pompeii,
on which a lamb is being led to a sanctuary.
Publ.: Parreira and Vaz Pinto 1980, 18, no. 183; Ponte 1995, 133, no. 249.
Date: Second half of the 1st century BC.
2. Red carnelian, oval, set in a fragment of a Roman gold ring, now
lost. From a grave in Benafim (Loulé, Algarve). Unknown location (only its
impression lasts).
Description: Jupiter Capitolinus enthroned, in slightly three-quarter front
view and facing left, with an eagle at his feet. Nude, apart from a himation
around his legs, he holds a scepter in his left hand and a thunderbolt
in the right. Facing him stands Mars Ultor, frontal, wearing a cuirass and
a helmet and holding a spear and a shield. Ground line. Maaskant-Kleibrink’s
Imperial Small Grooves Style.
Parallels: Maaskant-Kleibrink 1978, no. 663 (also Victoria); Sternberg
1980, no. 731 (Jupiter and Mars standing, eagle between them); Gesztelyi
2000, no. 75 (also Victoria).
Discussion: According to Leite de Vasconcelos, the intaglio was set in
a fragment of a Roman gold ring, already lost when he came across
Roman engraved gems in The National Archaelogical Museum...
179
its impression (Vasconcelos 1907, 367). Its motif is one of the several
depictions with Jupiter and other deities, with a special emphasis on those
that comprised the Capitoline Triad (Furtwängler 1900, pl. XXV, no. 38
and pl. XLIV, no. 48; Richter 1971, no. 52). As to its date, we only have
the testimony of the archaeologist José Leite de Vasconcelos, who stated
that the grave was dated to the 5th century AD at the earliest, because
the ring was found in association with a gold triens of Licinia Eudoxia (wife
of Theodosius II, who lived from 421 to 450 AD).
Publ.: Vasconcelos 1907, 367; Vasconcelos 1908b, 355-356; Vasconcelos
1913b, 268, fig. 122; Cardozo 1962, no. 21; Almeida and Veiga Ferreira
1965, 97; Cravinho 2010, 16 (simply cited).
Date: 1st-2nd-century AD.
Gods
Eros
3. Black and very pale-blue nicolo, oval, flat on both faces, with double
bevelled edges (Henig’s Type F4)1. Dimensions: 13 x 10.5 x 3.2mm. Chipped
on the right edge. From a necropolis in Ammaia. Inv. no. Au 1200.
Description: Eros kneeling to the left, removing a thorn from the right paw
of a lion with its mouth open as if roaring in pain. Behind the lion, a tree
that bends to the right, curving with the shape of the intaglio. Ground line.
Maaskant-Kleibrink’s Republican Flat Bouterolle Style.
Parallels: Tassie 1791, pl. XLIII, no. 6710; Furtwängler 1896, pl. 25,
no. 3033 (= Furtwängler 1900, pl. XLVI, no. 18; Lippold 1922, pl. XXIX,
no. 11); Fossing 1929, no. 1727 (no tree; below a Capricorn and a star);
Breglia 1941, no. 565 (no tree); Richter 1956, no. 308 (no tree); AGDS IV,
pl. 41, no. 260 (no tree); Maaskant-Kleibrink 1978, no. 368 (tree and a vase
on a column).
Discussion: This motif, also common on magical gems (Bonner 1950,
nos. 242-243; Delatte-Derchain 1964, no. 320a), is related to the legend of
Androkles (cf. Henig and MacGregor 2004, no. 10.12), transmitted by Aulus
Gellius (Noctes Atticae, vol. V.5-14) and later transposed to the evangelist
Mark, commonly represented with a lion.
Publ.: Cravinho 2010, 23, no. 6; Cravinho 2015, 94-95, no. 1.
Date: End of the 1st century BC-beginning of the 1st century AD.
This description of nicolos of the F4 type is according to Henig and MacGregor 2004.
Sometimes the nicolo is of F2 type (cf. our no. 1) or has the upper face convex (cf. Sena
Chiesa 1966, no. 553).
1
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4. Red jasper, oval, flat upper face, set in a Roman gold ring (Guiraud’s
Ring Type 3a), with a bezel with ten concave faces. Gem’s dimensions: 9.5
x 8.5mm. Ring’s dimensions: diameter: 23.5mm; inner diameter: 18mm;
H: 19mm. Wt: 4.3g. In good condition. From a grave in Luz de Tavira
(Algarve)? Inv. no. Au 8.
Description: Eros standing in slightly three-quarter front view to the left,
holding a thyrsus obliquely downward over his right shoulder and a theatrical
mask in his right hand. Ground line. Maaskant-Kleibrink’s Republican
Wheel Style.
Parallels: Furtwängler 1900, pl. XXVII, no. 64 (= Lippold 1922, pl. XXV,
no. 4); Gonzenbach 1952, nos. 21 (holding a mask and an inverted pedum)
and 22 (holding an inverted thyrsus and playing the double flute); Sena
Chiesa 1966, no. 336; Henig 1974, no. 116 (holding a mask and an inverted
pedum); Maaskant-Kleibrink 1978, no. 377 (holding a thyrsus; a mask
on his right); Zwierlein-Diehl 1991, no. 2783; Spier 1992, no. 360; Wagner
and Boardman 2003, no. 54 (Hellenistic, 3rd-2nd century BC; without
the tyrsus).
Discussion: Being a follower of Dionysos-Bacchus, Eros appears in a variety
of poses related to his cult on gems, reliefs, sculptures and other objects.
Sometimes he leans on a pedum and holds a mask (Middleton 1991, no. 7)
or only holds a mask (Vollenweider 1984, no. 99) or a thyrsus (Sena Chiesa
1966, no. 298) or, with one leg crossed over the other, he leans on a thyrsus
copying the model of the statue of Pothos by Skopas and has at his feet
a goose (Furtwängler 1900, pl. XLIII, no. 52 = Lippold 1922, pl. XXVII,
no. 8).. This gem was reused in the 3rd century AD when mounted in this
ring, which has an exact parallel in a ring from Carmona, Sevilha (cf. Lopez
de la Orden 1990, no. 156).
Publ.: Vasconcelos 1898, 288, figs. 3-3a; Cardozo 1962, no. 25 (said to
come from Alentejo); Graça and Machado 1970, 379-380, no. 6 (said to
come from Alentejo); Parreira and Vaz Pinto 1980, 18, no. 200; Cravinho
2010, 17 (simply cited).
Date: 1st century BC.
5. Orange carnelian, oval, convex upper face and flat lower face, with
inward-bevelled edges (Henig’s Type A4). Dimensions: 11.1 x 13.2 x 5mm.
Chipped on the right edge. From a necropolis in Ammaia. Inv. no. Au 1209.
Description: Eros riding a lion to the left, with his right arm raised and
holding the reins in the left. Ground line. Maaskant-Kleibrink’s Imperial
Small Grooves Style.
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181
Parallels: Furtwängler 1896, pl. 25, no. 3031 and pl. 56, no. 7528; Walters
1926, no. 2853 (glass paste imitating sard); AGDS III Kassel, pl. 32, no. 44
(2nd-1st century BC); AGDS IV, pl. 196, no. 1457.
Discussion: The type is related to the Dionysiac thiasos and was very
popular among Roman decorative arts and gems (Michel 2001, nos. 257-258
– magical gems). Sometimes, Eros holds a whip (Maaskant-Kleibrink 1978,
no. 1160) or a wreath (Henig and Whiting 1987, no. 179) or plays a lyre
(Walters 1926, no. 3871; AGDS IV, pl. 106, no. 823) or a flute (Middleton
1991, no. 79), or the lion is running (Wagner and Boardman 2003, no. 228).
Publ.: Cravinho 2010, 23-24, no. 7; Cravinho 2015, 96-97, no. 2.
Date: 2nd century AD.
6. Black and greyish nicolo, oval, flat on both faces, with double bevelled
edges (Henig’s Type F4), set in a Roman silver ring (Guiraud’s Ring Type
2d). Gem’s dimensions: 7 x 10mm. Ring’s dimensions: diameter: 18mm; inner
diameter: 14mm. In good condition. From the castrum of Monte Mozinho.
Inv. no. Au 1219.
Description: Eros holding in his right hand a bunch of grapes and running
away from a cock to the left. Ground line. Maaskant-Kleibrink’s Imperial
Plain Grooves Style.
Parallels: Smith 1888, no. 872 (= Walters 1926, nos. 1516, pl. XX,
no. 1524); Imhoof and Keller 1889, pl. XXI, no. 47; Furtwängler 1900,
pl. XLII, no. 42 (Eros and goose); Gonzenbach 1952, no. 24; Sena Chiesa
1966, nos. 429-430 (Pan); AGDS III Kassel, pl. 31, no. 41; Henig 1974,
nos. 141-142 (Eros); AGDS IV, pl. 105, no. 815E (Eros); Sena Chiesa 1978,
no. 73; Maaskant-Kleibrink 1978, no. 454 (50 BC-50 AD); Sternberg 1980,
no. 791 (cameo, fleeing from a swan); Zazoff 1983, pl. 103, no. 4; ZwierleinDiehl 1986, no. 18 (Eros and goose); Spier 1992, no. 249 (Eros holding
a palm on the other hand).
Discussion: This ring comes from a romanized Iron Age castrum of North
Portugal. The type of its intaglio goes back to the 6th (Beazley 1920,
no. 13) and 5th-4th centuries BC (Neverov 1976, no. 32). A similar motif
shows a fight between a pygmy and a crane (Walters 1926, nos. 1037-1038;
Richter 1971, nos. 22-23; AGDS IV, pl. 34, no. 183; Wagner and Boardman
2003, no. 76).
Publ.: Rigaud de Sousa 1973, 190 no. 4, fig. 4; Ferreira de Almeida 1974,
25, pl. XXX, fig. 1; Casal Garcia 1980, 102-103 and footnote 19; Soeiro
1984, 263, fig. CXXXIV, 2; Cravinho 2010, 18 (simply cited).
Date: 2nd century AD.
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7. White and black onyx/sardonyx, oval, flat on both faces, with high
outward-bevelled edges (Henig’s Type F3), set in a small Roman gold ring
(Guiraud’s Ring Type 2d). Gem’s dimensions: 9 x 7mm. Ring’s dimensions:
diameter: 11mm; inner diameter: 6mm; H: 11mm. Wt: 2.6g. In good
condition. Acquired in Estremoz. Inv. no. Au 432.
Description: Eros to the right, in slightly three-quarter front view, holding
a quiver in his left hand and an arrow in the right. No ground line. MaaskantKleibrink’s Imperial Incoherent Grooves Style.
Parallels: Gramatopol 1974, no. 181 (with bow and arrow, altar in front);
Maaskant-Kleibrink 1978, no. 1148 (with bow and arrow); Zwierlein-Diehl
1986, no. 196 (frontal, holding bow and pulling an arrow out of the quiver).
Discussion: Eros as a hunter is a merely decorative motif also used on mosaics,
lamps and coins. On gems he is sometimes depicted chasing a rabbit (Sena
Chiesa 1966, no. 334) or a hare (Richter 1956, no. 310; Maaskant-Kleibrink
1978, no. 702) or with other Erotes, as if to illustrate the several phases
of the hunt (Furtwängler 1900, pl. XLII, no. 57).
Publ.: Cardozo 1962, no. 17; Graça and Machado 1970, 380, no. 7; Parreira
and Vaz Pinto 1980, 18, no. 204; Cravinho 2010, 17 (simply cited).
Date: 2nd century AD.
Jupiter
8. Black and blue nicolo, oval, flat on both faces, with double bevelled
edges (Henig’s Type F4). Dimensions: 19.3 x 15 x 4.2mm. Chipped on
the lower face. From a necropolis in Ammaia. Inv. no. Au 1197.
Description: Bearded, nude Jupiter standing to the front and facing right,
holding in his outstretched left hand a thunderbolt (fulmen), and his scepter
in the right. At his feet, an eagle with its head turned back, stands looking
up towards him. Ground line. Maaskant-Kleibrink’s Imperial Rigid Chinmouth-nose Style.
Parallels: Furtwängler 1900, pl. XLIV, no. 49; Sena Chiesa 1966, no. 20;
Hamburger 1968, no. 11; Maioli 1971, no. 4; Henig 1974, no. 14 (carnelian,
2nd century AD); Elliot and Henig 1982, no. 17; Middleton 1991, no. 30;
Casal Garcia 1991, no. 150 (glass paste, 1st century AD); Chaves and Casal
1995, no. 24 (jasper, 2nd century AD); Gesztelyi 2000, no. 71; Sena Chiesa
et al. 2009, no. 28; Lopez de la Orden 1990, no. 39.
Discussion: The type derived from a motif of 4th-century BC Greek art,
which possibly depicted the Zeus of Argos by Lysippus, and appears
on Greek coins of the 2nd century BC and on Roman coins until the 3rd
century AD with the epithets of Tonans or Conservator.
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183
Publ.: Cravinho 2010, 22, no. 3; Cravinho 2015, 108-109, no. 8.
Date: 3rd century AD.
Mars
9. Dark-green plasma, oval, slightly convex upper face, set in a Roman
gold ring (Guiraud’s Ring Type 2b). Gem’s dimensions: 10 x 7mm. Ring’s
dimensions: diameter: 21.4mm; inner diameter: 15mm; H: 18mm. Wt: 5.5g.
In good condition. From Baixo Alentejo. Inv. no. Au 181.
Description: Mars standing, three-quarter front view to right, helmeted and
wearing high boots and greaves, a cuirass, a short tunic and a mantle that
hangs from his back and is being brushed away by his right arm. In his
outstretched left hand he holds a Victoriola and in the right hand a spear
obliquely upward and passing behind his body. At his feet is a shield. Ground
line. Maaskant-Kleibrink’s Imperial Classicizing Style.
Parallels: Gesztelyi 1987, no. 63; Zwierlein-Diehl 1991, no. 2769 (plasma,
1st-2nd century AD); Henig 1994, no. 876 (Roma or Virtus? 2nd century
AD); Guiraud 2008, no. 1125; Angeles Gutierez 2008, no. 4.
Discussion: This iconographic scheme seems to have derived from
a Hellenistic sculptural model. In some variants Mars stands by a column
(Marshall 1907, no. 1334) or he holds the shield over his shoulder (Sena
Chiesa 1966, nos. 218-219), as on the coins of Trajan celebrating the victory
against the Dacians, or there is no shield (Henig 1974, nos. 90-91; Guiraud
2008, no. 1126), or, instead of Victoria, he holds a patera in his outstretched
hand (Guiraud 1988, no. 133; Zwierlein-Diehl 1979, no. 2767) and makes
a libation on the altar at his feet (Gramatopol 1974, no. 192).
Publ.: Vasconcelos 1898, 288, figs. 2-2a; Vasconcelos 1906, 285; Vasconcelos
1908a, 356; Carvalhaes 1911, 118 and 295; Cardozo 1962, no. 23 (said to
have depicted Minerva and to have been found in Luz de Tavira, Algarve);
Graça and Machado 1970, 376-377, no. 2 (said to have depicted Minerva
and to have been found in Luz de Tavira, Algarve); Parreira and Vaz Pinto
1980, 18, no. 196.
Date: 1st century AD.
10. Dark-green plasma, oval, slightly convex upper face, set in a Roman
gold ring (Guiraud’s Ring Type 2c). Gem’s dimensions: 10.2 x 9.2mm. Ring’s
dimensions: diameter: 25mm; inner diameter: 15mm; H: 21.1mm. Wt: 5.9g.
In good condition. From Porto. Inv. no. Au 137.
Description: Mars (or Achilles) standing, with the body slightly bent and
facing left, wearing a plumed helmet and a chlamys (sagum) falling down
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his back. He has his right foot up on a rock and fastens a greave on the right
leg with his left hand and holds in the right a spear and a shield, placed
on a cuirass in front of him. Ground line. Maaskant-Kleibrink’s Imperial
Classicizing Style.
Parallels: Reinach 1895, pl. 61, no. 57.2 (Achilles or Cincinnatus?); Sena
Chiesa 1966, no. 921; AGDS III Kassel, pl. 6, no. 40; Middleton 1991,
no. 163 (= Henig and MacGregor 2004, 102, no. 10.6 – Achilles?).
Discussion: Sometimes the warrior fastens the greave with both hands (Henig
1994, no. 337), or the shield and the spear are in front of him (Gauthier 1977,
460, fig. 14), or he is sitting on a chair and has in front of him a helmet on
a shield (Krug 1995, no. 55). It is interesting to note that this scheme also
appears in the iconography of Eros (AGDS III Kassel, pl. 39, nos. 119-122),
who is sometimes depicted with Mars’s weapons.
Publ.: Chaves 1914, 368; Chaves 1920, 245; Cardozo 1962, no. 22; Graça
and Machado 1970, 383-384, no. 12; Parreira and Vaz Pinto 1980, 18,
no. 195.
Date: 1st century AD.
11. Red carnelian, polished, oval, convex upper face, set in a Roman
gold ring (Guiraud’s Ring Type 3f). Gem’s dimensions: 12 x 9mm. Ring’s
dimensions: diameter: 20.5mm; inner diameter: 16mm; H: 23.5mm.
Wt: 5.5g. In good condition. From the ruins of Tróia (opposite the city of
Setúbal). Inv. no. Au 1.
Description: Mars Gradivus striding towards the left, wearing a helmet with
λοφος and nude, apart from a subligaculum around his waist floating out
on either side of his body. His left hand holds a spear obliquely upward,
passing in front of his body, and the right holds a trophy (spolia opima) over
the right shoulder. Ground line. Maaskant-Kleibrink’s Imperial Classicizing
Style.
Parallels: Reinach 1895, pl. 62, nos. 58.3 and 59.4, pl. 125, no. 39bis;
Furtwängler 1896, pl. 54, no. 7259; Lippold 1922, pl. VII, no. 1 and
pl. XXXIX, no. 2; Walters 1926, no. 1356; Sena Chiesa 1966, nos. 222
and 224; Henig 1975, no. 33 (convex carnelian, 1st or 2nd century AD);
Maaskant-Kleibrink 1978, no. 625 (1st century AD); Zwierlein-Diehl 1979,
no. 1283; Spier 1992, nos. 357-358; Alfaro Giner 1996, no. 27.
Discussion: The type of Mars Gradivus (the marching or dancing god,
according to Ovid – cf. Henig 1982, 216) or Tropaeophoros or Iuvenis
(the Italic agrarian god), was probably copied from a cult statue (cf. Richter,
1956, no. 295) and symbolized the Roman victories (which explains his
Roman engraved gems in The National Archaelogical Museum...
185
other names of Victor and Invictus). Having appeared for the first time on
republican coins, such as those of L. Valerio Flacco (c. 100 BC), the type was
more widespread in the imperial period, especially under Galba, Vespasian,
Trajan, Hadrian and Marcus Aurelius, although the name of Mars Gradivus
never appears (only Mars Ultor, Augustus, Invictus, Pater and Victor).
His subligaculum is said to be a mantel (Richter 1971, 37) or a reminiscence
of the costume of the Samnite warriors (Guiraud 1995, no. 118). Very
occasionally Venus Victrix is shown by his side (AGDS III Kassel, pl. 6,
no. 39).
Publ.: Cardozo 1962, no. 28; Graça and Machado 1970, 378, no. 4; Henig
1974, 16 (parallel of his no. 70); Parreira and Vaz Pinto 1980, 18, no. 191;
Cravinho 2010, 16 (simply cited).
Date: 1st century AD.
12. Glass paste imitating red jasper, oval, slightly convex upper face,
flat lower face and inward-bevelled edges (Henig’s Type A4). Dimensions:
14 x 10.5 x 2.4mm. Broken and with small ‘holes’ in the upper face. From
Alentejo. Inv. no. Au 599.
Description: Mars Gradivus walking to the left, helmeted and nude apart
from a subligaculum around his waist floating out on the left side of his
body. His left hand holds a spear obliquely upward, passing behind the body,
and the right holds a trophy (spolia opima) over the right shoulder. Ground
line. Maaskant-Kleibrink’s Imperial Round Head Style.
Parallels: Sena Chiesa 1966, nos. 225 and 228; AGDS III Kassel, pl. 6,
nos. 36 and 38; Gramatopol 1974, no. 190; AGDS IV, pl. 101, no. 784;
Maaskant-Kleibrink 1978, no. 804; Krug 1978, no. 51; Zwierlein-Diehl
1979, no. 1284; Krug 1980, nos. 250-251; Mandrioli Bizarri 1987, no. 79;
Guiraud 1988, no. 125; Zwierlein-Diehl 1991, no. 2772.
Publ.: Graça and Machado 1970, 377-378, no. 3; Parreira and Vaz Pinto
1980, 17, no. 164; Cravinho 2010, 16 (simply cited).
Date: 1st-2nd century AD.
13. Pale-orange carnelian, with some lighter shades, oval, flat upper
face, slightly convex lower face and inward-bevelled edges (Henig’s Type
F6). Dimensions: 12.6 x 9 x 2.3mm. Chipped on the right lower edge. From
a necropolis in Ammaia. Inv. no. Au 1207.
Description: Mars Gradivus walking to the left on tiptoe, wearing a helmet
with λοφος and nude apart from a subligaculum around his waist floating
out on the left side of his body. He holds in the left hand a spear obliquely
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upward, passing behind his body, and in the right hand a trophy over
the right shoulder. Ground line. Maaskant-Kleibrink’s Imperial Small Groves
Style.
Parallels: AGDS III Kassel, pl. 5, no. 35 (1st-2nd century AD); MaaskantKleibrink 1978, no. 804 (carnelian, 1st-2nd century AD); Mandrioli Bizarri
1987, no. 131; Zwierlein-Diehl 1991, no. 2771 (2nd century AD); Guiraud
1995, no. 23; Konuk and Arslan 2000, no. 10.
Publ.: Cravinho 2010, 22, no. 4; Cravinho 2015, 98-99, no. 3.
Date: 1st-2nd century AD.
14. Black and blue nicolo, oval, flat on both faces, with double bevelled
edges (Henig’s Type F4). Dimensions: 11.8 x 9.1 x 2.4mm. In good condition.
From a necropolis in Ammaia. Inv. no. Au 1201.
Description: Mars Ultor standing in slightly three-quarter front view and
facing right, helmeted and wearing a cuirass (lorica) and a short tunic (tunica
manicata). In his left hand he holds a spear and in the right a large round
shield over the right shoulder. Ground line. Maaskant-Kleibrink’s Imperial
Plain Grooves Style.
Parallels: Breglia 1941, no. 544; Maioli 1971, no. 27, pl. II, no. 9; Gramatopol
1974, no. 194; Zwierlein-Diehl 1979, no. 1095 (1st century BC); Henig and
Whiting 1987, no. 222; Gesztelyi 2000, no. 91.
Discussion: The motif derived from a prototype of early Hellenism and
constitutes one of the variants of the Mars Ultor type. In some of those
variants, he carries a sword and drapery at his waist (Zienkiewicz 1986,
no. 46) or has another shield in front of him (Henig 1974, no. 465) or is
accompanied by Victoria (Zwierlein-Diehl, 1979, no. 1204 – crowning him),
by Venus (Smith, 1888, no. 791) or by Venus and Cupid (Walters, 1926,
no. 1435).
Publ.: Cravinho and Amorai-Stark 2006, 524, footnote 15 (simply cited);
Cravinho 2010, 19, Pl. I-1; Cravinho 2015, 100-101, no. 4.
Date: 2nd century AD.
Satyrs
15. Orange carnelian, oval, flat on both faces, with inward-bevelled
edges (Henig’s Type F1). Dimensions: 10.5 x 9 x 3mm. In good condition.
Find place unknown. Inv. no. Au 614.
Description: Satyr, in slightly three-quarter back view and facing left. With
his right foot up resting on a stone, he plays with his left hand a lyre placed
on his right knee and holds a thyrsus obliquely upward over the right
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187
shoulder. Maaskant-Kleibrink’s Republican Flat Bouterolle Style.
Parallels: Smith 1888, no. 2245 (= Marshall 1907, no. 1189; Walters
1926, no. 2179 – bearded man playing cithara); Zwierlein-Diehl 1991,
no. 2787 (Eros in front); Guiraud 2008, no. 1196 (carnelian, 15 x 9mm; late
1st century BC-1st century AD).
Discussion: On some variants of the motif the satyr is seated (MaaskantKleibrink 1978, no. 342; Spier 1992, no. 281; Amorai-Stark 1993, no.
42) or kneeling (Maaskant-Kleibrink 1978, no. 963; Krug 1980, no. 322),
or there is also a figure of Silenus playing the auloi (Henig 1994, no. 177)
in the scene.
Publ.: Parreira and Vaz Pinto 1980, 18, no. 178; Ponte 1995, 129, no. 234;
Cravinho 2010, 18 (simply cited).
Date: Second half of the 1st century BC.
16. Black glass paste, oval, flat upper face, set in a Roman gold ring
(Marshall’s Ring Type XVI). Gem’s dimensions: 12 x 16.5mm. Ring’s
dimensions: diameter: 20mm; inner diameter: 15mm; H: 26mm. Wt: 3.8g.
In good condition. Find place unknown. Inv. no. Au 639.
Description: Sacro-idyllic scene: satyr/Silenos seated on a rock in profile to
the left, playing a lyre. In front of him, a shrine on a rocky eminence which
contains a statue, perhaps of Priapus. Ground line.
Parallels: Middleton 1891, XVIII, no. 69 (= Henig 1994, no. 182 – second
half of the 1st century BC); Furtwängler 1900, pl. XLII, no. 60; Walters
1926, 172, no. 1584 (= Richter 1971, no. 188); Berry 1969, no. 35 (nicolo;
temple interpreted as an amphora); AGDS III Kassel, pl. 13, no. 101 (holding
a thyrsus); Maaskant-Kleibrink 1978, no. 394 (holding a thyrsus); Henig and
Whiting 1987, no. 249; Zwierlein-Diehl 1991, no. 2540/7; Ubaldelli 2001,
no. 323; Henig and MacGregor 2004, no. 3.86 (1st century BC).
Discussion: This scene must have derived from a Hellenistic original, like
all those in which the satyrs make libations or play a musical instrument in
the open air, in front of an altar, or a small priapic temple, or a temple of
Athena, or a column with a herma on it. Sometimes in front of the satyr
there is also a tree (AGDS III Kassel, pl. 13, no. 102), or two goats (Spier
1992, no. 281), or an Erote (Gramatopol 1974, no. 53), or Dionysos-child
(Sternberg 1980, no. 746), or the temple is missing (Breglia 1941, no. 535;
Sena Chiesa 1978, no. 39). On another scheme, the satyr is standing and
plays the double flute (Richter 1956, no. 326; AGDS IV, pl. 60, no. 413;
Sena Chiesa 1978, no. 36; Guiraud 1988, no. 294; Baratte and Painter 1989,
no. 150) or dances and plays a lyre (Walters 1926, no. 1584).
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Publ.: Parreira and Vaz Pinto 1980, 18, no. 206; Ponte 1995, 129, no. 232.
Date: Second half of the 1st century BC.
17. Pale-green chrysoprase, circular, convex and polished upper face,
set in a small Roman gold ring (Guiraud’s Ring Type 2b). Gem’s dimensions:
5.5 x 5mm. Ring’s dimensions: diameter: 17mm; inner diameter: 12mm;
H: 15.5mm. Wt: 3.2g. In good condition. Find place unknown. Inv. no.
Au 669.
Description: Young satyr in slightly three-quarter front view and facing
left, sitting on the floor and holding a syrinx in his raised hand. Behind
him, obliquely, a pedum. Ground line. Maaskant-Kleibrink’s Imperial
Classicizing Style.
Parallels: Smith 1888, no. 1038 (= Walters 1926, no. 3890 – bearded);
Sena Chiesa 1966, no. 443 (Maenad in a similar pose, holding a thyrsus
and a theatrical mask); Hamburger 1968, no. 153 (playing the double flute);
Henig 1975, no. 68 (playing the double flute, sitting on the trunk of a tree);
Maaskant-Kleibrink 1978, no. 342 (playing lyre, column in front, second
half of the 1st century BC); Mandrioli Bizarri 1987, no. 88 (holding thyrsus,
animal in front); Guiraud 1988, no. 290 (playing the double flute, also a tree)
and 291 (playing the double flute, sitting on a rock); Casal Garcia 1991,
no. 76 (playing the double flute); Capolutti 1996, no. 87 (playing the double
flute, between a tree and a bush).
Discussion: Followers of Dionysos-Bacchus, the satyrs were intimately
concerned with drinking, music and revelry and constituted a favorite
theme among the Roman soldiers. Their presence on glyptics goes back
to the Greek gems of the 6th century BC (Furtwängler 1900, pl. VIII,
no. 24) and Etruscan scaraboids of the 5th century BC (Richter 1956,
no. 165). In the Roman era they were very popular throughout the Empire
(even on amulets), in scenes on which we can see them dancing (Henig
1974, no. 178; Maaskant-Kleibrink 1978, no. 486), holding or playing
a syrinx (Zwierlein-Diehl 1979, no. 1396; Sternberg 1980, no. 747; Middleton
1991, no. 172), or a lyre (Maaskant-Kleibrink 1978, nos. 342 and 963),
or the double flute (Richter 1956, no. 326; Sena Chiesa 1978, nos. 27
and 71-72; Zwierlein-Diehl 1979, no. 1400; Guiraud 1988, nos. 290-291).
The ring in which this gem is set has a thick, massive, hoop.
Publ.: Parreira and Vaz Pinto 1980, 18, no. 209; Cravinho 2010, 18 (simply
cited).
Date: 1st century BC-1st century AD.
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18. Dark and pale-blue nicolo, oval, flat on both faces, with double
bevelled edges (Henig’s Type F4), set in a Roman gold ring (Guiraud’s Ring
Type 2c). Gem’s dimensions: 8.5 x 6.5mm. Ring’s dimensions: diameter:
19.5mm; inner diameter: 17mm. Wt: 6.9g. In good condition. From
Borralheira (Teixoso). Inv. no. Au 550.
Description: Satyr walking to the right, with his hair wrapped around his
head. In his outstretched left hand he holds a bunch of grapes and in the right
hand a pedum (lagobolon). Ground line. Maaskant-Kleibrink’s Imperial
Cap-with-rim Style.
Parallels: Smith 1888, no. 2195 (= Marshall 1907, no. 499; Walters 1926,
no. 1604); Sena Chiesa 1966, no. 393; AGDS III Kassel, pl. 56, no. 325;
Krug 1978, no. 20; Krug 1980, no. 318; Guiraud 1988, no. 255 (with nebris);
Johns 1997, no. 227; Middleton 1998, no. 58; Henig 1999, no. 22 (= Henig
1974, no. 163); Henig and MacGregor 2004, no. 3.75; Lopez de la Orden
1990, no. 133.
Discussion: The ring, which entered the Museum in 1954, can be dated to
the 1st century AD (perhaps to the Flavian period). However, it was found
within a treasure (the so-called ‘Tesouro da Borralheira’) whose chronology
dates from the 1st century AD to the early 3rd century AD (the date on which
the treasure was hidden).
Publ.: Heleno 1953, 215; Graça and Machado 1970, 380-381, no. 8; Parreira
and Vaz Pinto 1980, 17, no. 138; Cravinho 2010, 18 (simply cited).
Date: Late 1st century AD.
19. Grey and brownish nicolo, oval, flat on both faces, with double
bevelled edges (Henig’s Type F4). Dimensions: 14 x 11.2 x 2.1mm. Chipped
on the lower face. Find place unknown. Inv. no. Au 621.
Description: Satyr walking to the right, with his hair wrapped around
his head. In his outstretched left hand he holds a bunch of grapes and in
the right a pedum (lagobolon). Ground line. Maaskant-Kleibrink’s Imperial
Cap-with-rim Style.
Parallels: vide no. 18.
Discussion: The scheme of the motif, perhaps derived from a HellenisticRoman pictorial model, also appears on statues and sigillata and was
widely spread throughout the Empire. On rare variants, the satyr turns back
(Maaskant-Kleibrink 1978, no. 579) or leans on a column with his legs
crossed (Zwierlein-Diehl 1979, no. 625; Konuk and Arslan 2000, no. 41),
or sits on a pile of rocks (Berry 1969, no. 215; Dimitrova-Milčeva 1980,
no. 123; Gesztelyi 2000, no. 174), or has a cock at his feet (Zwierlein-Diehl
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1979, no. 1394), or is accompanied by a dog (Henig 1974, nos. 170-171;
Zwierlein-Diehl 1979, no. 1390; Gesztelyi 2000, no. 173). More often,
a hare hangs from his outstretched hand, that a dog or a small goat is trying
to catch (Smith 1888, no. 1039; Henig 1974, no. 166; Gramatopol 1974,
no. 256; Sena Chiesa 1978, no. 69; Krug 1980, nos. 317 and 319-320).
Publ.: Parreira and Vaz Pinto 1980, 18, no. 185; Ponte 1995, 129, no. 233;
Cravinho 2010, 18 (simply cited).
Date: 1st-2nd century AD.
20. Pale-orange carnelian, oval, flat on both faces, with inward-bevelled
edges (Henig’s Type F1). Dimensions: 16 x 12.5 x 2.5mm. In good condition.
From a necropolis in Ammaia. Inv. no. Au 1206.
Description: Bearded satyr/Silenos walking to the right, wearing an animal
skin (nebris) over his head and his left shoulder, playing the flute held
in his raised right hand and holding another flute in the left hand. A pedum
is hanging from his left arm. Ground line. Maaskant-Kleibrink’s Imperial
Classicizing Style.
Parallels: King 1866, pl. XLIII, no. 5 (= Richter 1956, no. 326 – playing
the double flute); Smith 1888, no. 994 (= Walters 1926, no. 1561 – plasma,
23 x 17mm, playing the double flute); Richter 1971, no. 175 (playing
the double flute); Vollenweider 1995, no. 248 (Hellenistic cameo, playing
the double flute).
Discussion: The motif probably goes back to a 4th-3rd century BC original
(Richter 1956, 77) and presents small variants on which the satyrs are depicted
in three-quarter front view and playing a syrinx (Henig and MacGregor
2004, no. 3.94) or a long horn (Henig 1994, no. 688, eighteenth century?)
or sitting frontal and cross-legged holding a flute in each hand (AGDS II,
no. 377 – mid. 1st century BC).
Publ.: Cravinho 2010, 24, no. 8; Cravinho 2015, 102-103, no. 5.
Date: 1st-2nd century AD.
Goddesses, Personifications and Syncretic (or Pantheistic) Deities
Goddesses
21. Dark glass paste, covered by a thin gold and silver patina, oval,
convex upper face, set in a Roman bronze gilt ring (Guiraud’s Ring Type
2c). Gem’s dimensions: 13 x 8mm. Ring’s dimensions: diameter: 24mm;
inner diameter: 18mm; H: 24.7mm. In good condition. From the necropolis
of Azinhaga do Senhor dos Mártires (Alcácer do Sal, Alentejo). Inv. no.
2010.59.41.
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191
Description: Athena Nikephoros standing frontal and facing right, wearing
a crested helmet and belted peplos, holding in her outstretched left hand
Victoria, which she contemplates, and a spear in the right. In front of her,
on the ground, is a shield. Ground line. Maaskant-Kleibrink’s Imperial
Classicizing Style.
Parallels: AGDS II, no. 459, pl. 81; Henig 1974, nos. 243-244; Elliot and
Henig 1982, no. 23; Henig and Whiting 1987, no. 154; Guiraud 1988,
no. 75; Angeles Gutierez 2008, no. 3.
Discussion: The type of Athena Nikephoros (Athena bringing the victory)
is based on the Athena Parthenos by Phidias, which originally had a supp
ort under the Nike (cf. Richter 1956, no. 269) and already appears on Greek
coins and gems. In Rome it became very popular throughout the imperial
period, both on coins (especially on aurei of Domitian, denarii of Hadrian
and denarii and sestertii of Antoninus Pius – cf. Zwierlein-Diehl 1979,
no. 1417) and gems of the Augustan period.
Publ.: Cravinho 2018, no. 11 (in press).
Date: 1st century AD.
22. Dark and greyish blue nicolo, oval, flat on both faces, with double
bevelled edges (Henig’s Type F4). Dimensions: 12.5 x 10 x 3mm. Chipped
on the top edge. From Alentejo (found in a grave or with coins). Inv. no.
Au 600.
Description: Minerva Pacifera standing, frontal and facing right, with her
right leg slightly bent, her head slightly lowered and wearing an Attic helmet
with the ribbons floating, a sleeveless belted chiton, and peplos. In her right
hand she holds a spear and in the left a hanging olive branch, which she
contemplates. By her left side, a shield with a central umbo. Ground line.
Maaskant-Kleibrink’s Imperial Classicizing-Stripy Style.
Parallels: Furtwängler 1900, pl. XLVI, no. 21; Sena Chiesa 1966, no. 129;
Henig 1974, A73 (4th century AD).
Discussion: Minerva Pacifera is the name of Minerva on coins of Marcus
Aurelius (cf. Sternberg 1988, no. 434 – sestertius) and other emperors,
on which she holds an olive branch. The motif of this gem, copied from
a Greek statue (Furtwängler 1900, 222, pl. XLVI, no. 21), must be related to
the mythological dispute between Athena and Poseidon, during the choice
of the name and ownership of Athens. The rare gems depicting that dispute
(cf. Rambach 2011, pl. 1) must derive from a composition that once decorated
the west pediment of the Parthenon and is only known by a medallion
of Marcus Aurelius (Smith 1888, no. 615) and by a drawing of 1674,
by Jacques Carrey.
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Publ.: Vasconcelos 1910, 238; Graça and Machado 1970, 375-376, no. 1;
Parreira and Vaz Pinto 1980, 17, no. 165; Cravinho 2018, no. 15 (in press).
Date: 1st century AD.
23. Orange carnelian, oval, flat upper face, slightly convex lower face
and inward-bevelled edges (Henig’s Type F6). Dimensions: 14.1 x 10.1 x
2.5mm. In good condition. From a necropolis in Ammaia. Inv. no. Au 1208.
Description: Ceres-Fides Publica standing in front view, head turned in
profile to the left and the left leg slightly flexed, wearing a belted chiton with
overfold. In her raised right hand, she holds a dish of fruit and in the lowered
left hand two ears of wheat with their heads pointing down. Ground line.
Maaskant-Kleibrink’s Imperial Chin-mouth-nose Style.
Parallels: Guiraud 1988, no. 221; Gallottini 2012, no. 143.
Discussion: The motif, typologically very similar to those of Annona
and Aequitas types, appears for the first time on the coins of Domitian,
symbolizing both his policy in increasing agriculture and strengthening
finances, and the citizens’ faith in their emperor (Fides Publica or Fides
Augusti, as we can see on his and Plotina coins). In the field of gems (never
on coins) it is very common to find the depiction of an ant seen from above
– the insect consecrated to the cult of Juno Lanuvina and perhaps also to that
of Ceres (a symbol of fertility, industry and richness). The elongated form
of the figure is typical of the Mediterranean area (Guiraud 1996, 83).
Publ.: Cravinho 2010, 22-23, no. 5; Cravinho 2015, 104-105, no. 6.
Date: 2nd century AD.
Personifications
24. Dark-brown sard, oval, flat on both faces, with inward-bevelled edges
(Henig’s Type F1). Dimensions: 12.2 x 9.9 x 1.7mm. In good condition. Find
place unknown. Inv. no. Au 1229.
Description: Fortuna standing slightly in three-quarter front view facing
right and her hair in a roll around her head. She wears a kalathos, a highbelted chiton and a mantle wrapped round her hips and over her right arm.
In her left hand she holds a steering oar attached to a rudder, which lies
horizontally behind her, and in her right hand a cornucopia. Ground line.
Maaskant-Kleibrink’s Imperial Classicizing Style.
Parallels: Fossing 1929, no. 361 (sard; late 1st century BC); Richter 1956,
no. 368; Sena Chiesa 1966, no. 575 (1st century BC); AGDS III Kassel,
pl. 91, no. 44 (1st century AD); Henig 1974, no. 314 (late 1st century AD);
Krug 1980, no. 7 (1st century AD); Platz-Horster 1984, no. 64; Henig and
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193
Whiting 1987, nos. 97 and 99 (1st century AD); Guiraud 1988, no. 201 (first
half of the 1st century AD); Middleton 1991, no. 116; Henig 1994, no. 326
(1st century AD); Capolutti 1996, no. 63 (1st century BC-1st century AD);
D’Ambrosio and De Carolis 1997, no. 111 (Isis-Fortuna); Konuk and Arslan
2000, nos. 78-79 (1st century AD); Henig and MacGregor 2004, no. 4.58
(F5, 1st century BC-1st century AD); Lafli 2012, nos. 24 and 103.
Discussion: The type derives from a prototype that dates back to the Hellenistic
period and developed from the type of Artemis-Tyche. However, although
its traditional scheme first appeared in Rome on coins of P. Sepullius Macer
and T. Sempronius Graco, its symbols are characteristic of the Augustan
period. From the coins the type was adopted for gems, becoming the most
widespread motif in the imperial period after 70 AD (mainly in the second and
third centuries AD), probably because of its auspicious character. According
to Hélène Guiraud, this type of rudder is datable from a pre-Vespasianus age
(cf. Guiraud 1988, 96, fig. 67).
Unpublished.
Date: 1st century AD (before Vespanianus).
25. Red jasper, oval, flat on both faces, with inward-bevelled edges (F1).
Dimensions: 8.5 x 6.7 x 2mm. Chipped on the upper right border, and with
a scratch on the left side but repaired. From Alentejo (found in a grave or
with coins). Inv. no. Au 602.
Description: Nemesis, wingless, standing in slightly three-quarter front
view, her head in profile to the right and her hair rolled and tied back in
a chignon. Wearing a long and sleeveless chiton, she holds two reins in her
right hand and the edge of the chiton with her raised left hand. Ground line.
Maaskant-Kleibrink’s Imperial Rigid Chin-mouth-nose Style.
Parallels: Hamburger 1968, no. 93; AGDS II, no. 526 (jasper, 2nd century
AD); Gesztelyi 1987, no. 44; Guiraud 1988, no. 394 (holding a triangular
object); Gesztelyi 2000, no. 152; Gesztelyi 2013, no. 12.
Discussion: Nemesis was a personified emotion that presided over
the Destiny (Moira), and a symbol of righteous rage and divine vengeance.
Her representations in Roman art, including on coins and gems, probably
derive from a cult statue of the 4th-3rd century BC, based on the statue of
her sanctuary in Rahmnus.
Publ.: Graça and Machado 1970, 378-379, no. 5 (‘Fortuna’); Parreira and
Vaz Pinto 1980, 17, no. 167.
Date: 2nd or 2nd-3rd century AD.
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26. Pale-red jasper, oval, slightly convex upper face, set in a Roman
gold ring (Guiraud’s Ring Type 2c). Gem’s dimensions: 11.2 x 8mm. Ring’s
dimensions: diameter: 21.5mm; inner diameter: 15mm; H: 20mm. Wt: 7.8g.
In good condition. From Batalha. Inv. no. Au 130.
Description: Victoria standing in slightly three-quarter back view, her head
turned to the left, nude, apart from a himation wrapped around her legs. With
her left foot up on a stone, she writes on a shield resting on her raised left
knee. Ground line. Maaskant-Kleibrink’s Imperial Classicizing Style.
Parallels: Smith 1888, no. 1162 (= Walters 1926, pl. XVI, no. 1128);
Furtwängler 1896, pl. 24, no. 2792 and pl. 28, no. 3550; Walters 1926,
no. 3038; Fossing 1929, no. 625; Sena Chiesa 1966, no. 679; Maioli 1971,
no. 51; Maaskant-Kleibrink 1978, no. 540; Dimitrova-Milčeva 1980,
no. 26; Zwierlein-Diehl 1986, no. 344; Casal Garcia 1991, no. 328 (plasma,
1st century AD, palm in front); Henig and MacGregor 2004, no. 4.34 (glass
paste, B3, 1st century AD).
Discussion: This type derives from a statue by Lysippos (‘Aphrodite
admiring her reflection in the shield of Ares’ – cf. Casal Garcia, no. 328)
and appears on statues (cf. the bronze statue of Brescia), reliefs, coins, and
gems for purposes of political propaganda. In some variants on gems, Victoria
has her foot up on a globe (Richter 1971, no. 215; Maaskant-Kleibrink 1978,
no. 215), or is seated and wears a helmet (Krug 1995, no. 48), or an Erote
gives her a palm (Zwierlein-Diehl 1979, no. 1516), or the shield is propped
against a trophy (Middleton 1991, no. 113), a column (Zwierlein-Diehl
1979, nos. 1510-1511) or a palm tree (Zwierlein-Diehl 1979, nos. 15121515; Gesztelyi 2000, no. 24).
Publ.: Chaves 1913, 154; Cardozo 1962, no. 27; Graça and Machado 1970,
381, no. 9; Parreira and Vaz Pinto 1980, 18, no. 198; Cravinho 2010, 17
(simply cited).
Date: 1st century AD.
27. Dark and greyish blue nicolo with shades on the upper face, oval, flat
on both faces, with double bevelled edges (Henig’s Type F4). Dimensions:
16 x 12 x 3.5mm. From the Villa of Torre de Palma. Inv. no. 2001.5.575.
Description: Victoria showing one large wing, dressed with a chiton with
overfold, walking on tiptoe to the right and holding a laurel wreath in her
right hand. Ground line. Maaskant-Kleibrink’s Imperial Chin-mouth-nose
Style.
Parallels: Maaskant-Kleibrink 1978, no. 862 (also a palm; carnelian;
1st-2nd century AD); Guiraud 1988, no. 135 (agate; 1st century AD).
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Discussion: The motif dates back to the Hellenistic period and symbolizes
a victory.
Unpublished.
Date: 2nd century AD.
28. Black and blue nicolo paste, oval, flat on both faces, with double
bevelled edges (Henig’s Type F4). Dimensions: 14 x 10 x 3.2mm. Chipped
on the middle of the left edge. From a necropolis in Ammaia. Inv. no.
Au 1199.
Description: Victoria wearing a chiton with overfold and flying to the left.
She holds a laurel wreath in her left hand and a palm-branch over her right
shoulder in the other hand. No ground line.
Parallels: Walters 1926, no. 1705; Bonner 1950, no. 227R (magical gem);
Richter 1956, no. 354; Sena Chiesa 1966, no. 660; Hamburger 1968,
no. 60; AGDS III Kassel, pl. 47, no. 222 (2nd-3rd century AD); Gramatopol
1974, no. 320; Henig 1975, no. 89 (2nd century AD); Krug 1975, no. 3
(2nd century AD); Zwierlein-Diehl 1979, nos. 1520-1521 (2nd-3rd century
AD) and 1522-1523 (3rd century AD); Dimitrova-Milčeva 1980, no. 33
(3rd century AD); Platz-Horster 1984, no. 19; Zienkiewicz 1986, no. 51
(carnelian, 2nd-3rd century AD); Henig and Whiting 1987, nos. 126-133
(2nd century AD); Zwierlein-Diehl 1991, no. 2815 (2nd century AD);
Amorai-Stark 1993, no. 50 (late 2nd-3rd century AD); Henig 1994, no. 323
(2nd century AD); Gesztelyi 2000, no. 130 (2nd century AD); Konuk and
Arslan 2000, no. 73 (2nd century AD); Hamat 2014, no. 5 (2nd-3rd century
AD, reverse).
Discussion: The type is of Hellenistic origin and occurs on republican coins
struck by L. Piso Frugi in 90-89 BC (Sutherland, 1974, no. 103) and by
Augustus, in order to express the idea of Victoria Augusti and as a symbol of
good luck and victory. In a Christian context, it would represent the victory
of Christianity over paganism (cf. Chelli 2008, 94, Fig. 62). It may be noted
that an intaglio in the Berlin collection, with Victoria shouldering a palm
(Furtwängler 1896, pl. 54, no. 7281), is inscribed AMMAIENSES. Panofka
stated that the legend had to do with the Mesopotamian city of Amida
(the modern Diarbakr in Turkey), cited by Ptolomy (Panofka 1852, 68, pl. 2,
28). However, it is very possible that the inscription refers to people from/
living in Lusitanian Ammaia.
Publ.: Cravinho 2010, 24-25, no. 10; Cravinho 2015, 106-107, no. 7.
Date: 2nd-3rd century AD.
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Syncretic Deities
29. Mottled green and red jasper (heliotrope), oval, flat upper face, set in
a modern ring. Gem’s dimensions: 15 x 12mm. Ring’s dimensions: diameter:
24mm; inner diameter: 16mm; H: 21mm. Wt: 5.5g. In good condition. Find
place unknown. Inv. no. Au 638.
Description: Syncretic deity winged, standing frontal and facing right,
wearing a Corinthian helmet, chiton and himation and holding in her left
hand a rudder and two ears of wheat. Below, the letters I (on the left) and Z
(on the right). Ground line. Maaskant-Kleibrink’s Imperial Small Grooves
Style.
Parallels: Smith 1888, no. 1179 (= Walters 1926, no. 1727) and no. 2205;
Sena Chiesa 1966, nos. 612-613; Casal Garcia 1991, no. 299 (carnelian,
2nd century AD); Pannuti 1994, no. 143.
Discussion: This syncretic or pantheistic deity has the attributes of Minerva
(helmet), Victoria (wings), Ceres (ears of wheat) and Fortuna (rudder).
On a gem in the Thorvaldsen Museum, the figure wears a mural crown just
like a marble statue found in Bulla Regia which, at the time of Fossing, was
in the Bardo Museum in Tunis (cf. Fossing 1929, no. 670). It is important
to emphasize the inscription IZ, the equivalent to HZ (the negative form
of ZH), an abbreviation of the Greek word ZHCAIS that corresponds to
the Latin expression VIVAS – a common greeting formula on gems,
silverware and glass bowls, already used in the pagan era and later becoming
especially frequent in Christianity with the addition of the words IN DEO
(VIVAS IN DEO).
Publ.: Parreira and Vaz Pinto 1980, 18, no. 205; Ponte 1995, 128, no. 229;
Cravinho 2018, no. 22 (in press).
Date: 2nd century AD.
30. Orange carnelian, oval, flat on both faces, with inward-bevelled edges
(Henig’s Type F1). Dimensions: 12.2 x 10.2 x 2.5mm. In good condition.
Find place unknown. Inv. no. Au 616.
Description: Syncretic deity, winged, standing frontal and her head facing
right, wearing an Attic helmet, a stylized kalathos (?), chiton and himation
and holding in her left hand a rudder and in her right hand a cornucopia
(?) and an ear of wheat. In front of her, between the left arm and the ear
of wheat, is an unusual object. Ground line. Maaskant-Kleibrink’s Imperial
Incoherent Grooves Style.
Parallels: Maaskant-Kleibrink 1978, no. 1036; Amorai-Stark 1993, no. 96
(holding an ear of wheat and two poppies; 1st-2nd century AD).
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Publ.: Parreira and Vaz Pinto 1980, 18, no. 180; Ponte 1995, 130, no. 236;
Cravinho 2018, no. 24 (in press).
Date: 2nd-3rd century AD.
II – HEROES AND MYTHICAL FIGURES
Trojan Cycle
31. Translucent pale-purple amethyst, oval, convex on both faces
(Henig’s Type C7?), set in a gold mount with a spine-shaped decoration all
along the edge. Dimensions (with the mount): 19 x 27.2 x 10mm. In good
condition. Find place unknown. Inv. no. Au 626.
Description: Youthful hero fallen with his body in slightly three-quarter
front view, his head frontal and the legs flexed, leaning on a large wheel of
a chariot not visible in the scene. He is wounded by an arrow in his right
thigh and is being assisted by two warriors, one of whom helps him to draw
out the arrow. All of them wear a linothorax and helmets whose feathers
resemble birds. Behind the wounded warrior, a spear and a standard. Ground
line. Maaskant-Kleibrink’s Campanian-Roman Style.
Parallels: Smith 1888, no. 1448 – ‘sard’ (= Furtwängler 1900, pl. XXIII,
no. 2 – ‘karneol’; Walters 1926, pl. XIV, no. 975 – ‘sard’); AGDS II, pl. 84,
no. 475 (glass paste; warrior sitting on a pile of stones; 1st century BC).
Discussion: The scene must portray an episode in the Trojan War, with
the wounded hero Eurypylos (son of Euaemo) hit in a thigh by an arrow
by Alexandros, while protecting Ajax with his shield. According to Homer,
he was driven in his chariot to the Greek military camp and was helped
by Patroklos (Homer, Iliad, XI, 844-848), at his request (Homer, Iliad, XI,
828-836). Scenes from the Trojan War cycle are frequent on gems, some of
them depicting two warriors supporting a wounded warrior (Furtwängler
1900, pl. XXIII, no. 3; Walters 1926, no. 3263; Sena Chiesa 1966, no. 890)
or carrying his body (Zwierlein-Diehl 1979, no. 672; Spier 1992, no. 182;
Capolutti 1996, no. 174).
Publ.: Parreira and Vaz Pinto 1980, 18, no. 190; Ponte 1995, 132, no. 247.
Date: 2nd century BC.
32. Orange carnelian, oval, slightly convex upper face and flat lower
face, with inward-bevelled edges (Henig’s Type A4). Dimensions: 9 x 9.7 x
4.2mm. In good condition. Find place unknown. Inv. no. Au 613.
Description: Two naked, bald, long-bearded male figures kneeling, flanking
a large shield with a helmet on it. Ground line. Maaskant-Kleibrink’s
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Republican Wheel Style.
Parallels: Furtwängler 1900, pl. LXI, no. 55 (two young men); Sena Chiesa
1966, no. 974 (republican); Zwierlein-Diehl 1986, no. 453 (seated craftsmen;
no helmet).
Discussion: Sena Chiesa (see her above parallel) says the motif could
represent two Cyclopes preparing the weapons of a hero, perhaps Achilles,
or two craftsmen working. The first hypothesis is more plausible. A gem
in the Ashmolean Museum with a seated artisan working on a shield
probably presents Hephaistos working on the shield of Achilles (Henig and
MacGregor 2004, no. 10.22)
Publ.: Parreira and Vaz Pinto 1980, 18, no. 177; Ponte 1995, 130, no. 238.
Date: 1st century BC.
33. Red jasper, oval, flat on both faces, with inward-bevelled edges
(Henig’s Type F1). Dimensions: 13.2 x 11.2 x 2mm. In good condition. From
a necropolis in Ammaia. Inv. No. Au 1205.
Description: Nude warrior standing in profile to the left, with his right
leg bent behind the left, in a Polycleitan stance. He is nude, apart from
the chlamys which hangs from his shoulder, and holds in his right hand
a spear obliquely upward and a plumed helmet in his left hand. Ground line.
Maaskant-Kleibrink’s Imperial Chin-mouth-nose Style.
Parallels: Sena Chiesa 1966, nos. 238-239; Henig 1974, nos. 457-459;
Zwierlein-Diehl 1979, no. 743; Vollenweider 1984, no. 462; Henig and
Whiting 1987, no. 264; Zwierlein-Diehl 1991, no. 1627; Guiraud 1998,
no. 13 (nicolo paste, 2nd-3rd century AD); Gesztelyi 2000, no. 183.
Discussion: The motif, based on a theme of the Trojan War cycle and
inspired by the Greek art and gems of the 5th-4th century BC (Beazley 1920,
no. 30), is a classic reworking of the Italic motifs in the Etruscan tradition,
in which a warrior contemplates the head of an enemy or a helmet symbolizing
it. Depicting Achilles holding the sword and the helmet of Peleus after
the death of Patroklos (Henig 1974, 65-66) or Mars or Ajax veiling
the weapons of Achilles or Theseus (Sena Chiesa 1966, 156), the type was
especially popular in the 2nd century AD (Henig 1974, 41). In some variants
there is a shield in front of the warrior (Zwierlein-Diehl 1991, nos. 16281629; Chaves and Casal 1995, no. 13; Gesztelyi 2000, no. 182; Henig and
MacGregor 2004, no. 10.7), or a column behind him, on which he rests his
elbow (Scatozza Höricht 1989, no. 55 = D’Ambrosio and De Carolis 1997,
no. 314), or the warrior places one of his feet up on a globe (Zwierlein-Diehl
1979, no. 741). On a rare variant, his shield is ornamented with a star device,
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199
reminiscent of the Macedonian sun burst (Henig 1994, no. 141).
Publ.: Cravinho 2010, 19-20, Pl. I-2; Cravinho 2015, 112-113, no. 10.
Date: 2nd century AD.
Mythical Greek Figures
34. Dark-red carnelian, oval, flat on both faces, with inward-bevelled
edges (Henig’s Type F1), set in a Roman gold ring (Guiraud’s Ring Type
2a). Gem’s dimensions: 12 x 9mm. Ring’s dimensions: diameter: 21.2mm;
inner diameter: 15mm; H: 20.5mm. Wt: 10,1g. In good condition. Find place
unknown. Inv. no. Au 640.
Description: A youth nude and with curly hair (Meleager), is standing in
a relaxed pose, in slightly three-quarter front view towards the left, his left
leg bearing his weight and the right leg flexed. He leans slightly forward
and rests his right arm on a column next to him, holding in his right hand
a spear obliquely upward and placing the left hand on his hip, in a Polycletian
stance. Ground line. Maaskant-Kleibrink’s Imperial Classicizing Style.
Parallels: Reinach 1895, pl. 4, no. 39; Furtwängler 1900, pl. XLII, no. 9;
Boardman 1968, no. 80; Gramatopol 1974, no. 337; Henig 1975, no. 16
(Apollo); Zwierlein-Diehl 1986, no. 214; D’Ambrosio and De Carolis 1997,
no. 121; Weiß 2007, no. 254.
Discussion: The type is derived from a late Polykleitan statue in the style
of Narkissos or Apollo leaning on a small column with a tripod or a lyre
on it (D’Ambrosio and De Carolis 1997, no. 121). On Hellenistic and
Roman gems he is identified with a mythological figure associated with
the hunt – Adonis, Meleagros or Hippolytus, and is sometimes accompanied
by a hound (Reinach 1895, pl. 133, no. 24; Furtwängler 1900, pl. XLII,
no. 12; Richter 1971, no. 680; Henig 1975, no. 179; Zwierlein-Diehl 1986,
no. 465; Capolutti 1996, no. 168), or is crowned by an Erote (Neverov 1976,
no. 101), or has in front of him a tree (Furtwängler 1900, pl. XLII, no. 11),
or an aedicula (AGDS IV, pl. 131, no. 984) or a statue of Artemis (Furtwängler
1900, pl. XLII, no. 10; Richter 1956, no. 419; AGDS IV, pl. 131, no. 983;
Tamma 1991, no. 61).
Publ.: Parreira and Vaz Pinto 1980, 18, no. 207; Ponte 1995, 128, no. 228.
Date: 1st century AD.
35. Black and pale blue-greyish nicolo, oval, flat on both faces, with
double bevelled edges (Henig’s Type F4). Dimensions: 12.2 x 9.5 x 3.2mm.
In good condition. From the castrum of Cabeço de Vaiamonte (Monforte).
Inv. No. Au 657.
200
G. Cravinho
Description: Ganymede standing, in slightly three-quarter front view to
the left, nude, apart from drapery round his left arm, and wearing a phrygian
cap. In his right hand he holds out a cup and in the left hand a pedum over his
left shoulder. Ground line. Maaskant-Kleibrink’s Imperial Small Grooves
Style.
Parallels: King 1872, pl. XI, no. 8 (sard); Smith 1888, no. 602 (= Walters
1926, no. 1286 – nicolo, 14 x 12mm, eagle at feet); Furtwängler 1900,
pl. XLIII, no. 26; Sena Chiesa 1966, no. 45; Guiraud 1988, no. 452 (nicolo
paste, 2nd-3rd century AD).
Discussion: According to Furtwängler (1900, 206), this is a sculptural motif
created by Leochares. Ganymede, with whom Zeus fell in love and took up
to Olympos making him the cup-bearer of the gods, normally appears on
gems in association with the eagle: at his feet (Walters, no. 1286), drinking
from his cup (Henig 1974, nos. 471-476; Spier 1992, no. 427; Wagner
and Boardman 2003, no. 647; Henig and MacGregor 2004, no. 10.58;
Guiraud 2008, no. 1258), carrying Ganymede to the Olympos (Richter
1956, no. 425), or forming the shape of his head on which Ganymede wears
a Phrygian cap (Maaskant-Kleibrink 1978, no. 646; Aguilera Aragon 1979,
89-94; Zwierlein-Diehl 1991, no. 2111). Their depiction on a personal seal
perhaps indicates that his possessor believed in immortality. As Henig states,
‘Ganymede carried up to Olimpos and deified, was a natural symbol for
Salvation’ (Henig 1974, 103).
Publ.: Parreira and Vaz Pinto 1980, 17, no. 163.
Date: 2nd century AD.
Mythical Italic Figures
36. Orange carnelian, polished, oval, flat on both faces, with inwardbevelled edges (Henig’s Type F1). Dimensions: 9.8 x 8.5 x 2.5mm. In good
condition. Find place unknown. Inv. no. Au 615.
Description: Male figure standing to the left, slightly bent forward and
wearing a chlamys, looking at a small figure dressed in a chiton emerging
from the ground at his feet and offering him two ears of wheat. Ground line.
Maaskant-Kleibrink’s Imperial Classicizing Style.
Parallels: Henig and MacGregor 2004, 106, nos. 10.44-10.45.
Discussion: The motif shows what Martin Henig and Arthur MacGregor
describe as a ‘prodigy scene’ (Henig and MacGregor 2004, 106). The small
figure on the left can be Tages, who appeared at plow-time and taught
Etruscans divination, according to a myth told by Cicero (Div, II.50-51) and
Ovid (Met, 15.553-559).
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201
Publ.: Parreira and Vaz Pinto 1980, 18, no. 179; Ponte 1995, 130, no. 235.
Date: 1st century BC.
37. Mottled green and red jasper (heliotrope), polished, oval, flat on both
faces, with inward-bevelled edges (Henig’s Type F1). Dimensions: 8 x 11 x
2.5mm. In good condition. Find place unknown. Inv. no. Au 609.
Description: Faustulus and another shepherd, wearing a short tunic and
a Faustulus-type animal skin, standing one on each side of a cave, within
which a she-wolf (Luperca) is suckling the two twin children (Romulus and
Remus). In the background, above the cave, two goats are rearing up against
the trunk of a tree, one on each side. Ground line. Maaskant-Kleibrink’s
Imperial Incoherent Grooves Style.
Parallels: Smith 1888, no. 1697 (= Walters 1926, no. 987; Richter 1971,
no. 41 – plasma; two trees and two deer fighting); Reinach 1895, pl. 61,
no. 54.3. (heliotrope); Furtwängler 1896, pl. 23, no. 2487 (herdsmen side
by side) and pl. 26, nos. 3120-3121; AGDS IV, pl. 53, no. 366 (glass paste,
1st century BC-1st century AD); Wagner and Boardman 2003, no. 409; Weiß
2007, no. 288 (heliotrope; lupa and three goats on the cave).
Discussion: This scene, which also appears on a marble sarcophagus of
the Vatican and on the Ara Casalis (cf. Richter 1971, no. 41), alludes to
the foundation of Rome as demonstrated by the cave, the she-wolf (Luperca,
the Capitoline Wolf), the twins (Romulus and Remus, sons of Mars and
Vestal Rhea Silvia) and the tree (the Ficus Ruminalis). The theme already
appears on Roman-Campanian coins dating to 335-312 BC (especially in
Southern Italy), on didracmas of 269-266 BC and post-235 BC, as well as on
sextants of 217-215 BC (although without the representation of the Ruminal
fig tree, which only appears in those of 150-140 BC). On a variant, the shewolf only suckles one of the twin children, recalling the myth of Telephos
(the legendary founder of Pergamos) being suckled by a hind (Spier 1992,
no. 84). Curiously, on the Renaissance medal of Perusia the theme is taken
up to identify the two condottieri of the town (Braccio de Montone and
Piccinino, being suckled by a female gryphus) to Romulus and Remus
(Ferreira and Coutinho 1979, no. 2).
Publ.: Parreira and Vaz Pinto 1980, 18, no. 173; Ponte 1995, 132, no. 242.
Date: 2nd-3rd century AD.
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G. Cravinho
III – HUMANS
Warrior
38. Black and blue nicolo, oval, flat on both faces, with double bevelled
edges (Henig’s Type F4). Dimensions: 12.2 x 10.3 x 3mm. In good condition.
From a necropolis in Ammaia. Inv. no. Au 1195.
Description: Young warrior standing frontally and facing right, nude, apart
from a mantle draped over his right arm. In his right hand he holds a sword
and a spear and in the left a sword sheath. A small shield leans towards his
left leg. Ground line. Maaskant-Kleibrink’s Imperial Chin-mouth-nose Style.
Parallels: Marshall 1907, no. 1163 (= Walters 1926, no. 2086; Henig 1974,
no. 92 – Alexander; carnelian; 1st or 2nd century AD); Henig 1975, A22
(holding palm?); Guiraud 1988, no. 539 (nicolo, warrior holding a sword,
2nd century AD).
Publ.: Cravinho 2010, 25-26, no. 12; Cravinho 2015, 114-115, no. 11.
Date: 1st-2nd century AD.
Herdsman
39. Faint and pale-brownish chalcedony, oval, flat on both faces, with
double bevelled edges (Henig’s Type F4). Dimensions: 10.5 x 13 x 2mm.
In good condition. Find place unknown. Inv. no. Au 618.
Description: Shepherd standing in profile to the left, leaning on a staff,
wearing a short chiton and a Faustulus-type animal-skin mantle. In front of
him, a goat is eating the leaves of the bottom branches of a tree that bends
to the right, rounding with the shape of the intaglio. Ground line. MaaskantKleibrink’s Imperial Incoherent Grooves Style.
Parallels: Sena Chiesa 1966, no. 770; Guiraud 1988, nos. 610-612;
Zwierlein-Diehl 1991, nos. 1664-1665 (1st-2nd century AD); Krug 1995,
no. 58 (1st-2nd century AD, jasper); Gallottini 2012, no. 213.
Discussion: This bucolic scene, derived from Hellenistic iconography, is one
of the most common motifs on Roman gems, mainly in the second half of
the 1st century BC and in the Augustan period, and is frequent in Renaissance
painting (specifically, that of Titian and Giorgione) in the background
of scenes depicting nymphs and herdsmen. In some variants, the goat is
rearing upon its hind legs and browsing from the tree (Sena Chiesa 1966,
no. 761; AGDS III Kassel, pl. 58, no. 344; Henig 1974, no. 500; MaaskantKleibrink 1978, no. 653; Guiraud 1988, no. 615), from which hangs a hare
that a dog is trying to catch (Sena Chiesa 1966, nos. 762-766; Berry 1969,
no. 81; Henig 1974, no. 499; Zwierlein-Diehl 1991, no. 1686; Alfaro Giner
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203
1996, no. 20) – a common motif on bronze coins, cremation urns and PaleoChristian sarcophagi, in which the scene represents the earthly world, with
classic reminiscences of the Orpheus myth, and the herdsman the Good
Shepherd.
It may be noted that the brown taches existing on the gem (mainly on
the edges) derive from the organic glue which held the gem in its setting.
Publ.: Parreira and Vaz Pinto 1980, 18, no. 182; Ponte 1995, 130, no. 241.
Date: 2nd-3rd century AD.
Athletes
40. Dark grey and white glass paste, oval, convex upper face and flat
lower face (Henig’s Type B3). Dimensions: 11.2 x 9.7 x 3.5mm. In good
condition. Find place unknown. Inv. no. Au 620.
Description: Wrestling match between two athletes. One of them lifts
the other off the ground. No ground line. Maaskant-Kleibrink’s Republican
Flat Bouterolle Style.
Parallels: Walters 1926, no. 3285; Fossing 1929, no. 1763; Henig 1974,
no. 521 (3rd century AD); Gramatopol 1974, no. 253 (two Paniscoi).
Discussion: The theme appears on Greek coins of Pamphylia, struck between
420 and 400 BC, and is perhaps related to the fight between Hercules
and Antaeus (cf. Henig 1974, no. 437; Zwierlein-Diehl 1986, no. 383).
In some variants, besides the athletes is their physical trainer (paidotribes)
(Maaskant-Kleibrink 1978, no. 256), or a herm (Mandrioli Bizarri 1987,
no. 98), or a judge (Walters 1926, no. 3295; Zwierlein-Diehl 1986, no. 468),
or a cup is in front of them (Sena Chiesa 1978, no. 37), or a palm (AGDS
IV, pl. 135, nos. 1007-1008), or a cup and a palm for the winner of the fight
(Zwierlein-Diehl 1979, no. 1107; Zwierlein-Diehl 1986, no. 469). It is also
a common motif on the iconography of Eros, which was intended to have
a moral connotation: the struggle between Eros and Anteros, that is, between
Good and Evil (Henig and Whiting 1987, no. 182; Guiraud 1988, no. 378;
Sternberg 1988, no. 700; Spier 1992, no. 204; Wagner and Boardman 2003,
no. 222; Lopez de la Orden 1990, no. 123).
Publ.: Parreira and Vaz Pinto 1980, 18, no. 184; Ponte 1995, 130, no. 240.
Date: 1st century BC.
41. Dark red carnelian, oval, slightly convex upper face, set in a Roman
gold ring (Guiraud’s Ring Type 2b). Gem’s dimensions: 7.5 x 6mm. Ring’s
dimensions: diameter: 20mm; inner diameter: 15mm; H: 17.2mm. Wt: 3.9g.
In good condition. Find place unknown. Inv. No. Au 641.
204
G. Cravinho
Description: Victorious athlete running to the left, in slightly three-quarter
front view, holding in his outstretched right hand a laurel wreath and
in the left a palm branch over his left shoulder. Ground line. MaaskantKleibrink’s Imperial Chin-mouth-nose Style.
Parallels: Furtwängler 1900, pl. XXVIII, no. 2; Marshall 1907, no. 1291
(= Walters 1926, no. 1161 – Eros with palm); Fossing 1929, no. 977; Sena
Chiesa 1966, nos. 934-935; AGDS IV, pl. 134, no. 1005; Zwierlein-Diehl
1986, no. 471; Guiraud 1988, no. 572; Casal Garcia 1991, no. 372 (plasma,
1st century AD); Zwierlein-Diehl 1991, no. 1692; Gesztelyi 2000, no. 50.
Discussion: The same motif is engraved on a denarius of L. Plaetorus,
of c. 75 BC (Mattingly 1927, pl. XIII, no. 15), on a gem from Kassel (Zazoff
1965, no. 33 – Eros as an athlete), on a red jasper found on the floor of
a Roman villa dating to c. 4th century BC in Tel-Shikmona, Israel (Shapira
2014) and on a carnelian published by Carina Weiß (Weiß 2009, no. 156).
In other variants the athlete holds only a palm branch (Walters 1926,
no. 2247; Henig and MacGregor 2004, no. 7.43), a laurel wreath (Cravinho
2001, no. 25) or a palm branch and a figurine of Victoria (Sena Chiesa 1966,
no. 936).
Publ.: Parreira and Vaz Pinto 1980, 18, no. 202; Ponte 1995, 127, no. 227.
Date: 1st century AD.
Female Portraits
42. Banded green, pale-blue and white glass, oval, flat on both faces,
with inward-bevelled edges (Henig’s Type F1). Dimensions: 16 x 12.5 x
3mm. Chipped on the lower edge. Find place unknown. Inv. no. Au 622.
Description: Bust of Cleopatra VII Philopator (?) to the left, with a knotted
diadem, her hair tied back in a bun in the usual Greek manner and the clothing
shown at the back of the neck. Maaskant-Kleibrink’s Imperial Classicizing
Style (Augustan Era).
Parallels: Vollenweider 1995, no. 158 (bust) and no. 166; Walker and Higgs
2001, no. 153 (blue glass intaglio; bust facing left).
Discussion: The intaglio belongs to a special type of polychrome and
banded glass pastes imitating the banded agate with green, white and blue
colors or green, black and white strong colors, which were very popular
in the Augustan Era. In fact, they are unreal imitations, since the artists use
tones that stand out from the usual production and do not imitate any real stone
(Guiraud 1988, 46). Its motif resembles the portraits of Cleopatra on bronze
coins of Alexandria (50-31 BC) and marble statues in the British Museum
(London), Musei Capitolini (Rome) and Pergamon Museum (Berlin).
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205
On a contemporary hellenistic cameo she is depicted as Isis and Marcus
Antonius as Osiris (Henig 2017, Fig. 13 – sardonyx, 1st century BC).
Her portrait also appears on modern gems (Henig 1994, no. 630 – perhaps
of the 18th century; Spier 2001, no. 50 – perhaps of the 18th century).
Publ.: Parreira and Vaz Pinto 1980, 18, no. 186; Ponte 1995, 130, no. 239.
Date: Third quarter of the 1st century BC.
43. Red and white carnelian, oval, flat upper face, set in a Roman gold
ring (Henig’s Ring Type XI). Gem’s dimensions: 7 x 5mm. Ring’s dimensions:
diameter: 17mm; inner diameter: 15mm; H: 15.2 mm. Wt: 3.8g. Cracked
on the upper face. From Mirobriga. Inv. no. Au 4.
Description: Drapped bust of Faustina the Younger (?) in profile to the left,
with an elongated neck and curled hair tied back in a bun at the nape of
the neck. Maaskant-Kleibrink’s Imperial Chin-mouth-nose Style.
Parallels: Hamburger 1968, no. 137; Berry 1969, no. 95; Zwierlein-Diehl
1986, no. 837; Henig 1990, no. 64; Zwierlein-Diehl 1991, no. 2540/14 (third
quarter of the 2nd century AD); Henig 1995, 306-308, fig. A, pl. IV (cameo);
Vollenweider 2003, no. 178 (c. 170-175 AD) and no. 181 (c. 170-175 AD);
Henig and MacGregor 2004, nos. 5.42 (2nd century AD) and 5.47-5.48.
Discussion: This type of hairstyle is characteristic of the Antonine period
(second half of the 2nd century AD), when private portraits were copied from
those of Faustina the Younger and her daughters. The engraving technique
was kindly explained to us by Dr. Jack Ogden in 2014: ‘The carnelian was
shaped and engraved. Next it was covered in an alkali solution (probably
sodium carbonate) and heated. This bleached the surface. The upper surface
of the gem was then re-polished to leave the white in the depressions.
Incidentally, etching does seem to make carnelian more prone to cracking
(you will sometimes see a network of surface cracks like ‘crazy paving’,
I think probably there from the time of heating rather than developing over
time)’.
Publ.: Vasconcelos 1905, 379; Vasconcelos 1914, 315; Cardozo 1962,
no. 19; Almeida 1964, 68; Graça and Machado 1970, 381-382, no. 10;
Parreira and Vaz Pinto 1980, 18, no. 192.
Date: Second half of the 2nd century AD.
Child portrait
44. Black and blue nicolo, oval, flat on both faces, with double bevelled
edges (Henig’s Type F4), set in a Roman gold ring (Guiraud’s Ring Type
2c). Gem’s dimensions: 6.5 x 5.3mm. Ring’s dimensions: diameter: 18.8mm;
206
G. Cravinho
inner diameter: 13mm; H: 17.5mm. In good condition. From a necropolis
in Ammaia. Inv. no. Au 1212.
Description: Child’s head in slightly three-quarter front view to the left,
with cheeky face, half-closed mouth, open eyes and curled hair. The deep
engraving enhances the black part of the gem and emphasizes the motif.
Maaskant-Kleibrink’s Republican Extinguishing Pellet Style.
Parallels: King 1866, no. 17, fig. on p. 75, no. 6 (= Richter 1956, no. 485
– inscribed in Greek letlers TYXIA); Furtwängler 1896, pl. 36, no. 5273;
Vollenweider 1972, pl. 29, no. 1 (bust, 2nd century BC); Pannuti 1975,
no. 29 (glass paste); Maaskant-Kleibrink 1978, no. 707; Zwierlein-Diehl
1986, no. 8; Spier 1992, no. 229; Krug 1995, no. 10.4; D’Ambrosio and De
Carolis 1997, no. 99 (nicolo); Konuk and Arslan 2000, no. 48 (garnet, 2nd1st century BC); Wagner and Boardman 2003, no. 464 (nicolo) and no. 466
(jasper, with an inscription).
Discussion: The motif is of late Hellenistic, especially Ptolomaic (Henig
1975, no. 46), or early Roman type depicting Eros (or Eros-Horus)
and was very popular among the Hellenistic engravers (Alessio 1985,
no. 292 – button; Vollenweider 1995, nos. 67 – cameo, Ptolemy IV. and 164 –
cameo, Ptolomaic prince) and the sculptors of the Augustan Era (cf. Richter
2004, no. 64; Weiß 2007, no. 401 – carnelian). These small child’s heads
(similar to those of Ara Pacis and the small Eros of the Augustus’ statue
in the Prima Porta) were intended as portraits, rather than as masks, although
the neck is always absent (Richter, 1956, 106). Many of them date between
the reign of Tiberius and the Flavian Era (cf. Pannuti 1975, 187, no. 29) and
some bear inscriptions in Greek letters (cf. Richter, 1956, no. 485), which
may indicate the name of the gem’s owner. It may be noted that the black rim
around the blue is very narrow in regard to the later imperial ones.
Publ.: Cravinho 2010, 21, pl. I-5; Cravinho 2015, 128-129, no. 18.
Date: 1st century BC.
IV – ANIMALS
Group of animals
45. Dark blue and greyish nicolo, oval, flat on both faces, with double
bevelled edges (Henig’s Type F4), set in a Roman gold ring (Guiraud’s
Ring Type 2c). Gem’s dimensions: 6.5 x 9mm. Ring’s dimensions: diameter:
23.5mm; inner diameter: 16mm; H: 20.5mm. Wt: 11.7g. In good condition.
From Beja or surroundings (?). Inv. no. Au 668.
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207
Description: A large lion attacks a fallen goat in profile to the left. He stands
on the left hind leg of the goat, who has its legs bent and its head still upright.
Ground line. Maaskant-Kleibrink’s Imperial Classicizing Style.
Parallels: Fossing 1929, no. 1301; Henig 1974, no. 638; AGDS IV, pl. 86,
no. 663; Maaskant-Kleibrink 1978, no. 640; Platz-Horster 1984, no. 29
(above an eight-pointed star; chalcedony, 3rd century AD); Mandrioli Bizarri
1987, no. 232 (lion and horse); Scatozza Höricht 1989, no. 7 (= D’Ambrosio
and De Carolis 1997, no. 342); Zwierlein-Diehl 1991, no. 1793; Spier 1992,
no. 425 (blue glass paste, 1st century AD); Wagner and Boardman 2003,
no. 494 (lion and horse).
Discussion: The motif, perhaps symbolizing the death devouring life and
widely depicted in Eastern art, goes back to gems of the Minoan (Smith
1888, nos. 33 and 37; Beazley 1920, nos. 1-2; Spier 1992, no. 3), Mycenaean
(Smith 1888, no. 41b; Beazley 1920, no. 3; Neverov 1976, no. 1) and Greek
Geometric periods (Smith 1888, no. 36 = Walters 1926, no. 182) as well as
Neo-Assyrian cylinder seals of c. 800 BC (Merrillees 2001, no. 20). In Rome
it became very popular on lamps, terra sigillata, sculpture (as a decorative
or funerary element), coins and gems and is later found on Sassanian gems
and Renaissance and Romantic art. It may be noted that a similar motif was
recorded on a gem set in a ring uncovered in Beja (the Roman Pax Julia)
or surroundings, once in a private collection, and whose attacked animal was
differently interpreted by those who published it (Vasconcelos 1899/1900,
230 – a goat depicted and interpreted as a horse; Vasconcelos 1913a, 502,
fig. 265 – a goat depicted and interpreted as a horse; Bélard da Fonseca,
40-42, figs. 5-6 – a horse depicted; Viana 1946, 96; 100, figs. 11-12 – a horse
depicted; Viana 1961/1962, 140, figs. 138-139 – a horse depicted); Cardozo
1962, no. 20 – a goat depicted, but interpreted as a horse; Henig 1974,
85 – as a parallel of his no. 636). Might it be the same ring?
Publ.: Graça and Machado 1970, 319-321, no. 150; Parreira and Vaz Pinto
1980, 17, no. 168.
Date: 1st century AD.
Mammals
Deer
46. Black and blue nicolo paste, oval, flat on both faces, with outwardbevelled edges (Henig’s Type F2), set in a fragment of a Roman bronze ring
(Guiraud’s Ring Type 3a?). Gem’s dimensions: 6.4 x 8mm. Ring’s fragment
dimensions – W: 7.4mm; L: 11.3mm; Th: 3.9mm. In good condition. From
Torre d’Aires (Algarve). Inv. no. 2006.49.26.
208
G. Cravinho
Description: Running deer (?) to the left. No ground line. MaaskantKleibrink’s Imperial Incoherent Grooves Style.
Parallels: Sena Chiesa 1966, nos. 1086-1088 (dog) and no. 1100 (deer).
Discussion: The deer/stag, already engraved on Prehistoric seals (Merrillees
2001, no. 1, from the fifth-third millennium BC), was a frequent theme
on gems from the Minoan (Smith 1888, no. 59 = Walters 1926, no. 33) and
Mycenaean periods (Berry 1969, no. 5) and a very common motif on Greek
gems, in both Geometric (Smith 1888, nos. 58 and 101) and Archaic periods
(Berry 1969, no. 17; Boardman and Vollenweider 1978, no. 55), GrecoPersian gems (Richter 1956, nos. 138 and 141), archaic scaraboids (Smith
1888, no. 118), scarabs of the 5th century BC (Neverov 1976, no. 43),
and Etruscan gems (Smith 1888, nos. 363 and 399; Pannuti 1994, nos. 45
and 47), and is also found on Sassanian seals. The type engraved on our
intaglio has a long tradition in the repertoire of the engravers of the GrecoPersian (cf. above), Greek (Furtwängler 1900, pl. XI, no. 25; Richter 1956,
no. 109; AGDS II, no. 199; Boardman 2001, fig. 305 and pl. 896), Etruscan
(Imhoof and Keller 1889, pl. XVI, no. 24 and pl. XVII, no. 18; Pannuti
1994, no. 46) and Hellenistic-Roman periods (Imhoof and Keller 1889,
pl. XVII, nos. 19 and 27-28). Sometimes, there is a hound running after
the deer (Zwierlein-Diehl 1979, no. 867; Gesztelyi 2000, no. 57), or a tree
behind it (Dimitrova-Milčeva 1980, no. 177), or a star above the scene
(Konuk and Arslan 2000, no. 114).
Publ.: Nolen 1994, 197, vi-122.
Date: 2nd-3rd century AD.
Dolphin
47. Pale-orange carnelian, with a black inclusion, oval, slightly convex
on both faces, with inward-bevelled edges (A5). Dimensions: 8 x 11.5 x
4mm. In good condition. From Ammaia. Inv. no. Au 597.
Description: Dolphin swimming to the left. Maaskant-Kleibrink’s Imperial
Incoherent Grooves Style.
Parallels: Smith 1888, no. 1998; Marshall 1907, no. 420 and no. 446
(= Walters 1926, no. 2503; Richter 1971, no. 379); Hautecoeur et al. 1910,
347, no. 120; Sena Chiesa 1966, no. 1404; Henig 1974, nos. 645-648; AGDS
IV, pl. 179, no. 1305; Maaskant-Kleibrink 1978, no. 461; Sena Chiesa 1978,
no. 153; Krug 1980, no. 29; Sternberg 1980, no. 778 (2); Elliot and Henig
1982, no. 14; Mandel-Elzinga 1985, no. 54; Guiraud 1988, no. 703; Scatozza
Höricht 1989, no. 15; Zwierlein-Diehl 1991, no. 1913; Henig 1994, no. 397;
Chaves and Casal 1995, no. 45, fig. 1 and no. 51; Krug 1995, no. 18; Capolutti
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1996, no. 151 (nicolo, 1st-2nd century AD); Guiraud 1998, nos. 5-6; Henig
1999, no. 41 (sardonyx, 2nd/3rd century AD); Henig and MacGregor 2004,
87, no. 9.2 (C3, 1st century BC-1st century AD); Henig 2008, no. 54.
Discussion: This type, which was very common on coins of Syracuse
in association with the nymph Arethusa (Hipólito 1996, V-VI; XIII –
5th century BC), was adopted as the emblem of X Legion Fretensis (after
the victory of Fretum Siculum in 36 BC) and also of Legio II Augusta in
Britain. Linked to Poseidon-Neptune and a symbol of the seas and of success,
in an allegorical sense the dolphin symbolized the journey of the soul across
the ocean to the Isles of the Blessed, where Apollo also reigned. This funerary
connotation is especially important in Christian art from the 3rd century AD
onwards, normally in association with the anchor (symbolizing Christ as
the savior anchor) and the cross or the trident (alluding to the crucified Christ).
However, the depiction of a dolphin (like that of Eros) was also suitable
as a gift to a loved one (cf. Guiraud 1998, 133, no. 6). On the other hand,
the fact that the dolphin (like fish) appears on gems whose chronology
extends from the 2nd to the 4th century AD (that is, before the Constantinian
Era) allows us to conclude that marine animals were one of the most frequent
ambiguous (or neutral) motifs used both by pagans and by Christians
(Cravinho and Amorai-Stark 2011, 114).
Publ.: Graça and Machado 1970, 383, no. 14; Parreira and Vaz Pinto 1980,
17, no. 159; Cravinho and Amorai-Stark 2011, 117, Pl. 6.
Date: Late 2nd-3rd century AD.
Goat
48. Dark and pale blue nicolo, oval, flat on both faces, with double
bevelled edges (Henig’s Type F4), set in a Roman gold ring (Guiraud’s Ring
Type 2c). Gem’s dimensions: 8.4 x 10mm. Ring’s dimensions: diameter:
19.8mm; inner diameter: 15mm; H: 17mm. Wt: 4.9g. In good condition.
From a grave in Alentejo. Inv. no. Au 7.
Description: Goat’s head in profile to the right. Maaskant-Kleibrink’s
Imperial Classicizing Style.
Parallels: Sena Chiesa 1966, no. 1141; AGDS IV, pl. 162, no. 1200;
Zwierlein-Diehl 1979, no. 1150 (head and trunk).
Discussion: The motif is quite rare on gems, except when the goat’s head is
combined with a head (Maaskant-Kleibrink 1978, no. 189; Zwierlein-Diehl
1991, no. 2740) or a body of another animal (Middleton 1991, no. 138),
creating a fantastic creature.
Publ.: Vasconcelos 1898, 288-289, figs. 3-3a; Vasconcelos 1906, 285;
210
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Vasconcelos 1908a, 356; Bélard da Fonseca 1945, 40, 1; Cardozo 1962,
no. 24; Graça and Machado 1970, 384, no. 16; Parreira and Vaz Pinto 1980,
18, no. 199.
Date: 1st century AD.
Hare
49. Red carnelian, oval (almost circular), slightly convex upper face,
set in a Roman gold ring (Guiraud’s Ring Type 2b). Gem’s dimensions: 6 x
5mm. Ring’s dimensions: diameter: 14mm; inner diameter: 10mm. Chipped
on the upper face. Find place unknown. Inv. no. Au 1223.
Description: Recumbent hare in profile to the left. Below, a carrot and above
a six-pointed star. Maaskant-Kleibrink’s Imperial Classicizing Style.
Parallels: Sena Chiesa 1966, no. 1356 (mouse); Berry 1969, no. 217
(carnelian); AGDS IV, pl. 167, no. 1233; Zwierlein-Diehl 1991, no. 1905
(holding a nut, 3rd century AD); Henig and MacGregor 2004, no. 9.32.
(carnelian; 2nd-3rd century AD).
Discussion: Symbol of fertility and of good luck, the hare became a popular
motif in the pre-Roman Era on the coins of Messina, Etruscan art and
coins and Calenian pottery (Sena Chiesa 1966, 393-394). On gems it is
sometimes depicted by a tree (Amorai-Stark 1999, fig. 23) or leaping (Henig
and MacGregor 2004, nos. 9.33-9.34) or, in a comic variant, walking on
its hind legs and wearing a hat and a coat (Henig and MacGregor 2004,
no. 9.36). It may be noted that the hare also appears on a nicolo paste set in
a gold ring from Fiães (North Portugal) but surrounded by the inscription
AVITI – the genitive of Avitus, a very frequent anthroponym in the Iberia
Peninsula, especially in Portugal, as well as its female equivalent Avita
(cf. Corpus Inscriptionum Latinarum and Hispania Epigraphica online
Database).
Unpublished.
Date: 1st century AD.
Horse
50. Banded agate, with vertical brown and white bands, oval, flat on
both faces, with inward-bevelled edges (Henig’s Type F1). Dimensions: 9.4
x 13.2 x 2.3mm. In good condition. From a necropolis in Ammaia. Inv. no.
1203.
Description: Grazing horse standing in profile to the left, with his head
lowered and left leg raised. In front of him a plant. Ground line. MaaskantKleibrink’s Republican Flat Bouterolle Style.
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211
Parallels: Dimitrova-Milčeva 1980, no. 181 (3rd century AD); Gallottini
2012, no. 226.
Discussion: The type, perhaps the most frequent in the depiction of horses
on Roman gems, appears already upon Greek scaraboids of the 5th century
BC (Richter 1956, no. 106), Greco-Persian seals of the 4th century BC
(Wagner and Boardman 2003, no. 49), and drachmas from Thessalia of 350
BC (Sternberg 1980, no. 79), and continued to be employed for Sassanian
seals and gems (Amorai-Stark 1993, no. 156 – 5th century AD; Henig 1994,
no. 420 – 4th or 5th century AD). In some variants there is an inscription
(Henig 1974, no. 585 – HRAKLIDHC) or on the field of the gem a tree
(Middleton, 1991, no. 226) or a star and/or a crescent (Sena Chiesa 1966,
no. 1052; Richter 1971, no. 375; Henig 1994, no. 223) – a variant dating
at least from the 4th-3rd century BC (Middleton 1991, Ap. I, no. 1). It may
be noted that the horse was a popular theme on bronze statues, lamps and
mosaics, and in present day Portugal perhaps because Lusitania was one of
the main sources of horses for the chariot races.
Publ.: Cravinho 2010, 26, no. 13; Cravinho 2015, 116-117, no. 12.
Date: End of the 1st century BC.
Lion
51. Dark red carnelian with lighter shades, circular, convex upper face
and flat lower face (Henig’s Type C3). Dimensions: 13.5 x 14.5 x 4.2mm.
In good condition. From the castrum of Cabeço de Vaiamonte (Monforte).
Inv. no. Au 656.
Description: Lion walking to the left, holding in its jaws an animal’s head
(perhaps that of a bull). Ground line. Maaskant-Kleibrink’s Republican Flat
Bouterolle Style.
Parallels: Imhoof and Keller 1889, pl. XIV, no. 42; Gramatopol 1974,
no. 386; Henig 1974, nos. 629 and 635; AGDS IV, pl. 155, no. 1151 and
pl. 226, nos. 1710-1711; Maaskant-Kleibrink 1978, no. 718; Krug 1980,
no. 206 and no. 397; Pannuti 1983, no. 249; Zwierlein-Diehl 1991, no. 1823
and no. 2735; Henig 1991, fig. 11 (= Henig 1999, no. 34 – jasper, 2nd/3rd
century AD); Henig and MacGregor 2004, no. 9.14; Henig 2008, no. 44;
Gallottini 2012, no. 319 (magical gem).
Discussion: This association of lion and head of an animal (usually the bull)
was a symbol of death, since the head symbolized the sacrificial animal and
the lion the voracious power of death, over which the man was believed
to triumph. The type goes back to the Greek Archaic period, with several
variants and sometimes the depiction of astral symbols (AGDS III Kassel,
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pl. 105, no. 155; Gramatopol 1974, no. 382; AGDS IV, pl. 267, no. 83; Krug
1980, no. 393; Casal Garcia 1991, no. 404; Guiraud 2008, no. 1326). In that
case, the motif could also represent the constellation Leo or be a talisman,
protecting the owner of the intaglio against his enemies. More rarely, from
the lion’s mouth hangs a branch (Sena Chiesa 1966, nos. 1161-1162) –
a motif typical of Greek gems and Siciliot coins probably inspired by motifs
of the late 5th century BC.
Publ.: Parreira and Vaz Pinto 1980, 17, no. 162.
Date: 1st century BC.
52. Black jasper (?), oval, flat on both faces, with inward-bevelled edges
(Henig’s Type F1). Dimensions: 9 x 11.5 x 1.5mm. Chipped on the lower
face, near the edge. From the villa of Torre de Palma. Inv. no. 2001.5.214.
Description: Recumbent lion facing to the left, with his head resting on his
front paw and the tail curving round beside him. Ground line. MaaskantKleibrink’s Campanian-Roman Style.
Parallels: Fossing 1929, 187, no. 1292, pl. XV; Middleton 1991, 120,
no. 216 (sardonyx, c. last third of the 1st century BC); Spier 1992, 86,
no. 197.
Discussion: Recumbent lions on gems are few compared with other types
and they were probably just symbols of strength (Middleton 1991, 120).
Sometimes the lion lies under a tree (Gramatopol 1974, no. 387) or seems
to have something under its front paws (Sena Chiesa 1966, no. 1175; Sena
Chiesa 1978, no. 132). It may be noted that the color of the gem changes
to blue when put under a direct light.
Unpublished.
Date: Last third of the 1st century BC.
53. Red carnelian, oval, flat on both faces, with outward-bevelled edges
(Henig’s Type F3). Dimensions: 9 x 12.5 x 4mm. In good condition. Find
place unknown. Inv. no. Au 623.
Description: Lion running to the left in a kind of flying gallop, with his long
tail raised. Ground line. Maaskant-Kleibrink’s Imperial Small Grooves Style.
Parallels: Imhoof and Keller 1889, pl. XIV, no. 4; Furtwängler 1900,
pl. XII, no. 21 and pl. XLV, no. 22; Richter 1956, no. 501; Sena Chiesa 1966,
no. 1172; Henig 1974, no. 640; AGDS IV, pl. 156, no. 1155; Neverov 1976,
no. 134R (1st century BC); Maaskant-Kleibrink 1978, no. 719 (2nd century
AD); Sena Chiesa 1978, no. 130; Krug 1980, nos. 26 and 212; DimitrovaMilčeva 1980, no. 194 (= Ruseva-Slokoska 1991, no. 247) and no. 196;
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213
Pannuti 1983, no. 252; Henig and Whiting 1987, no. 360 (1st century AD);
Guiraud 1988, no. 653; Herfort-Koch 1988, no. 37, pl. 23, no. 13; ZwierleinDiehl 1991, no. 1827; Spier 1992, no. 296 (banded agate, F3, 1st century
AD); Guiraud 1998, no. 14; Gesztelyi 2000, no. 205; Konuk and Arslan
2000, no. 109 (2nd century AD); Henig and MacGregor 2004, no. 9.7;
Fabregat 2011/2012, no. 1.6.
Discussion: The motif, which goes back to Greco-Persian scaraboids
of the 5th century BC (Henig 1994, no. 63) and lasted on Greek, Hellenistic,
Roman and Sassanian gems and glass pastes (Middleton 2001, no. 40),
perhaps depicts a lion jumping over a victim, not visible in the scene.
On some Roman gems the lion is portrayed with his mouth wide open as
if roaring (Richter 1956, no. 503; Krug 1980, no. 396; Middleton 1991,
no. 214; Zwierlein-Diehl 1991, no. 1822), or there is a star above him
(Sena Chiesa 1966, no. 1173) or a scorpion below him (Sena Chiesa 1966,
no. 1174; Krug 1980, no. 209; Dimitrova-Milčeva 1980, no. 228; Konuk and
Arslan 2000, no. 105). Thus, although the lion was linked to Jupiter, these
two last variants must allude to the zodiacal signs of Leo and Scorpio.
Publ.: Parreira and Vaz Pinto 1980, 18, no. 187.
Date: 2nd century AD.
Birds
Peacock
54. Brown and pale-brown banded agate (horizontal bands), oval, flat
on both faces, with inward-bevelled edges (Henig’s Type F1). Dimensions:
15.5 x 11.5 x 1.8mm. In good condition. Find place unknown. Inv. no. 1228.
Description: Peacock facing left, perched on the right hand side of
a short pedestalled bacin, from which an ear of wheat grows. The base
of the pedestal seems to be formed by three small pellets (?). Cf. Sena
Chiesa’s Officina del Tirso.
Parallels: Furtwängler 1896, pl. 19, no. 2073 (above, a bee or a fly); pl. 40,
no. 5766 (in front, a butterfly and a caduceus) and pl. 46, no. 6587; Sena
Chiesa 1966, no. 1317; Maaskant-Kleibrink 1978, no. 763 (branch in front;
1st-2nd century AD); Guiraud 1988, nos. 855 (glass paste; 1st century AD)
and 856; Middleton 1991, no. 15 (another long-tailed bird on the bacin).
Discussion: The intaglio belongs to a series of large agates produced in
Aquileia, engraved by artists from central Southern Italy, or by local artists
influenced by them. The vase/fountain engraved on it was very popular
in Roman pagan times on decorative motifs of mosaics and mural paintings,
symbolizing prosperity and abundance and, in Christian times, Life and
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Salvation (Middleton 1991, 40, no. 15). The animal depicted was the monster
Argos Panoptes, killed by Hermes and transformed into an exuberant bird
by Hera with whose cult it was associated, and was a sign of luxury, a key
note of locus amoenus and a symbol of Apotheosis and Eternity (Middleton
1991, 40, no. 15).
Unpublished.
Date: First half of the first century BC.
Cock
55. Dark green jasper, oval, flat and polished upper face, set in a Roman
gold ring (Guiraud’s Ring Type 3a). Gem’s dimensions: 7 x 9mm. Ring’s
dimensions: diameter: 21mm; inner diameter: 15mm; H: 16mm. Wt: 2.9g.
In good condition. From a grave in Rouca (grave no. 36), Alandroal
(Alentejo). Inv. no. Au 128.
Description: Cock standing in profile to the left, with a branch in front.
Ground line. Maaskant-Kleibrink’s Imperial Small Grooves Style.
Parallels: Marshall 1907, no. 203; Sena Chiesa 1966, no. 1340; Guiraud
1988, no. 754; Gesztelyi 2000, no. 226; Gesztelyi 2001, no. 53 (fighting
cock; in front of him ‘the branch of victory’).
Discussion: The association of the cock (one of the animals associated with
Mercurius) with a branch acquired several symbolic meanings, depending
on the animals, objects (aerarium, cornucopiae) or plants (ear of wheat,
poppy, bunch of grapes, cherry, pomegranate, palm) also depicted in
the scene. In a small variant of the motif, instead of a branch there is an ear
of wheat (Henig 1974, no. 678; Middleton 1991, no. 244) and in another
one, the animal is an eagle (Krug 1995, no. 5; Gallottini 2012, no. 245).
Publ.: Cardozo 1962, no. 26; Graça and Machado 1970, 383-384, no. 15;
Henig 1974, 90, no. 678; 116, App.82 (mentioned as a parallel); Parreira and
Vaz Pinto 1980, 18, no. 194.
Date: 2nd century AD.
56. Orange carnelian, oval, flat on both faces, with inward-bevelled
edges (Henig’s Type F1). Dimensions: 8.5 x 10.5 x 2.2mm. Chipped on
the lower face, up to the upper face, affecting the lower top of the border and
the left side of the gem. Find place unknown. Inv. no. Au 612.
Description: Victorious cock standing in profile to the left, with a palm
behind his right wing, a large vase in front of him and above it a laurel
wreath. Ground line. Maaskant-Kleibrink’s Imperial Incoherent Grooves
Style.
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215
Parallels: Middleton 1991, no. 243 (kantharos in front, 1st century BC1st century AD); Zwierlein-Diehl 1991, no. 1961 (on the vase; 1st-2nd
century AD).
Discussion: The intaglio depicts the winning cock of a fight, as attested
by the laurel wreath and the palm branch – symbolic elements that appear
already in Greek coins of the 6th century BC and are very common
on lamps, Roman art and tombstones or cremation urns, where they acquire
a funeral connotation symbolizing the soul of the deceased and his triumph
over death. On certain Glyptic variants, he only has a palm in his beak,
or the palm is caught by one of his legs or is emerging behind his body as
if held by his wing. The vessel on the scene was a decorative and symbolic
element in Antiquity.
Publ.: Parreira and Vaz Pinto 1980, 18, no. 176; Ponte 1995, 132, no. 244.
Date: 2nd-3rd century AD.
Owl
57. Brownish jasper, oval, flat on both faces, with double bevelled edges
(Henig’s Type F4). Dimensions: 6.5 x 7.5 x 1.8mm. In good condition. From
the old cathedral of Idanha-a-Velha. Inv. no. Au 1004.
Description: Owl standing to the left on a round shield. In front, a caduceus.
Maaskant-Kleibrink’s Imperial Incoherent Grooves Style.
Parallels: Furtwängler 1896, pl. 53, no. 7063 (on a round cist); MaaskantKleibrink 1978, no. 231 (also a corn ear); Krug 1980, no. 433 (glass paste,
1st century AD); Spier 1992, no. 305 (pedum behind); Krug 1995, no. 10.20
(holding a spear in its paws).
Discussion: As a symbol of Athena, the owl is often depicted perched on
a shield (Maaskant-Kleibrink 1978, no. 231) or on a globe (Richter 1971,
no. 33). In another variant, the owl forms the body of Athena (Henig 1975,
no. 169), sometimes perched on a beam of rays resting on a globe (Imhoof
and Keller 1889, pl. XXVI, nos. 61-62; Furtwängler 1900, pl. XLVI,
no. 30; Walters 1926, nos. 2484-2485; Sena Chiesa 1966, no. 1015; Lopez
de la Orden 1990, no. 60) – a type which also appears on a denarius of
L. Valerius Acisculus, dating to 45 BC. In more complex variants, above
the owl there are two figures of Isis-Fortuna clasping hands and over
them the heads of Helios and Selene (Zwierlein-Diehl 1991, no. 2820),
or the owl is on the central altar of a panoply of arms (Zwierlein-Diehl 1991,
no. 2018), or on an altar flanked by a scorpion and a shield with a helmet
on it (Maaskant-Kleibrink 1978, no. 232). The owl on our gem is of the Bubo
Bubo Hispanus type. Unfortunately we were not given a good picture of it.
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Publ.: Cravinho 1999, 53, no. 17.
Date: 2nd-3rd century AD?
Raven
58. Dark-blue and greyish nicolo, oval, flat on both faces, with double
bevelled edges (Henig’s Type F4), set in a Roman gold ring (Guiraud’s Ring
Type 3f/Henig’s Ring Type VIIIb). Gem’s dimensions: 6.2 x 9mm. Ring’s
dimensions: diameter: 19mm; inner diameter: 15mm; H: 19mm. Wt: 2.3g.
In good condition. Find place unknown. Inv. no. Au 671.
Description: Raven standing to the right on a laurel branch. Ground line.
Maaskant-Kleibrink’s Imperial Incoherent Grooves Style.
Parallels: Imhoof and Keller 1889, pl. XXI, nos. 7 and 12-13; Marshall 1907,
no. 448 (parrot?) and no. 487; Fossing 1929, nos. 1466-1467; Breglia 1941,
no. 581 (pheasant?); Richter 1956, no. 525; Sena Chiesa 1966, no. 1309;
Henig 1975, no. 224; AGDS IV, pl. 174-175, nos. 1278-1281; Casal Garcia
1980, no. 4; Pannuti 1983, no. 276; Platz-Horster 1984, no. 57 (raven and
two ears of wheat); Zwierlein-Diehl 1986, no. 673 (also a star); DimitrovaMilčeva 1987, no. 25; Mandrioli Bizarri 1987, no. 109; Guiraud 1988,
nos. 770-771; Scatozza Höricht 1989, no. 56; Middleton 1991, no. 242;
Casal Garcia 1991, no. 435 (carnelian, 2nd-3rd century AD, parrot?); Spier
1992, nos. 303-304; Krug 1995, no. 10.19; D’Ambrosio and De Carolis
1997, nos. 241 and 319.
Discussion: The raven, a symbol of prosperity and gifted with prophetic
powers, besides being one of the symbols of Apollo, was linked to the cult
of Mithras Tauroctonos and, in Roman Gaul, to that of Lugus and other
Celtic anonimous divinities. A common motif on Mithraic reliefs, bronze
statues and bronze coins, the raven originates several variants according
to the objects on the scene: a laurel leaf (D’Ambrosio and De Carolis 1997,
no. 221), a tripod flanked by a laurel branch (Walters 1926, no. 2631) or by
the serpent Python (Iñiguez 1989, no. 32.76), a lyre (Krug 1980, no. 242),
or a lyre and a quiver (Krug 1980, no. 432). With regards to our intaglio,
the fact that it is set in a ring whose chronology extends throughout the 4th
and 5th centuries AD allows us to state that its possessor was very likely
a Christian.
Publ.: Parreira and Vaz Pinto 1980, 18, no. 201; Cravinho and Amorai-Stark
2011, 121, pl. 28.
Date: 3rd-4th century AD.
Roman engraved gems in The National Archaelogical Museum...
217
Insects
Fly
59. Golden yellowish chalcedony (honey color), circular, convex upper
face and flat lower face (Henig’s Type B3). Dimensions: 8.5 x 8 x 2.8mm.
In good condition. From Alentejo (found in a grave or with coins). Inv. no.
Au 603.
Description: Fly seen from above. Maaskant-Kleibrink’s Republican Wheel
Style.
Parallels: Smith 1888, nos. 2022 (cameo), 2023 and 2025 (= Walters 1926,
no. 2566 – with an inscription); Imhoof and Keller 1889, pl. XXIII, no. 39
(= Zwierlein-Diehl 1986, no. 679); Furtwängler 1896, pl. 53, no. 7076;
Pannuti 1983, no. 317 (cameo); Tamma 1991, no. 162 (ancient?); Guiraud
2008, no. 1379 (glass paste; 10 x 9 x 2mm; 1st century BC-1st century AD);
Gallottini 2012, no. 257; Lopez de la Orden 1990, no. 173 (3rd-2nd century
BC).
Discussion: The fly was a negative symbol in Antiquity – a connotation
that appears already in the Iliad and lasted in the Paleo-Christian period
to express the corruption of the flesh (i.e., carnal desire) and to identify
the fly with Beelzebub, the Lord of the Flies (Chelli 2008, 69). However,
its presence on tombs certainly had a chthonic meaning, evoking the eternal
summers of the Elysian Fields. Its oldest depictions date back to Greek
intaglios of the 5th century BC (Furtwängler 1900, pl. IX, no. 50 and
pl. X, no. 53; Boardman and Vollenweider 1978, no. 110) and to rings of
the 4th-3rd centuries BC (Marshall 1907, no. 1260). Some variants
of the motif also have in association a lunar crescent (Walters 1926,
no. 2564), a plant (Smith 1888, no. 2026; Henig 1975, no. 230), an animal
(Sena Chiesa 1966, no. 1371) or an object (Middleton 1991, no. 258 –
caduceus), giving the gem a symbolic meaning. But the conjugation of
several elements, defining the contour of his body and originating a grotesque
figure must have had a magical meaning (Furtwängler 1900, pl. XXVI,
no. 83; Walters 1926, no. 2463).
Publ.: Graça and Machado 1970, 382-383, no. 13; Parreira and Vaz Pinto
1980, 17, no. 168.
Date: 1st century BC.
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V – MASKS AND MYTHICAL BEASTS
Masks
60. Dark amethyst-coloured glass paste, oval, convex upper face and
flat lower face (Henig’s Type C3). Dimensions: 15.5 x 12.5 x 7mm. Chipped
on the upper face, between the mouth and the nose of the engraved figure.
From the castrum of Cabeço de Vaiamonte (Monforte). Inv. no. Au 607.
Description: Male comedy mask of the ‘angry old man’ type in profile to
the left, with a long beard, wrinkled face, aquiline nose and protuding chin
and brow.
Parallels: Reinach 1895, pl. 126, no. 64; Furtwängler 1896, pl. 18,
no. 1937 (= Furtwängler 1900, pl. XXVI, no. 49; AGDS II, pl. 74, no. 419),
pl. 18, no. 1939 and pl. 37, no. 5264; Furtwängler 1900, pl. XXVI, nos. 47,
50 and 51 (= Neverov 1976, no. 73) and pl. XXVI, nos. 54-55; Fossing 1929,
no. 487; Richter 1956, no. 241; AGDS IV, no. 630; Krug 1980, no. 377;
Platz-Horster 1984, no. 118; Neverov 1985, no. 22 (cameo); Zwierlein-Diehl
1986, nos. 612-613; Mandrioli Bizarri 1987, no. 34; Casal Garcia 1991,
no. 99 (sardonyx, 1st century BC); Henig 1994, no. 145 (early 1st century
BC); Chaves and Casal 1995, no. 22 (below a pedum); Henig and MacGregor
2004, nos. 8.7 and 8.8 (C3 e B3, respectively; 1st century BC).
Discussion: The motif, a favorite theme of gem engravers and lamps artists
since the Hellenistic period and the most popular type of the New Comedy,
is of Italic origin and was very popular in the 2nd and 1st century BC,
especially on glass paste, sometimes clean-shaven (Maaskant-Kleibrink
1978, no. 143; Krug 1980, no. 378; Casal Garcia 1991, no. 22) or frontal
(Berry 1969, no. 231 – cameo; Henig 1994, no. 286).
Publ.: Graça and Machado 1970, 382, no. 11; Parreira and Vaz Pinto 1980,
17, no. 160.
Date: Second-first half of the 1st century BC.
61. Dark-orange glass paste, oval, convex upper face and flat lower face
(C3), set in a fragment of a Roman copper ring (Guiraud’s Ring Type 1b).
Gem’s dimensions: 10 x 8 x 4mm. Ring’s fragment dimensions: diameter:
17mm; inner diameter: 14mm; H: 16mm. Wt: 2.3g. In good condition. From
the castrum of Cabeço de Vaiamonte (Monforte). Inv. no. Au 658.
Description: Comedy mask of the ‘angry old man’ type, in profile to the left,
with a long, thin pointed beard, aquiline nose, furrowed brow and protuding
chin.
Parallels: Furtwängler 1896, pl. 57, no. 7793 (a pedum below); Berry 1969,
Roman engraved gems in The National Archaelogical Museum...
219
no. 202; AGDS III Kassel, pl. 68, no. 462; AGDS IV, pl. 260, no. 48; Sena
Chiesa 1978, no. 21; Maaskant-Kleibrink 1978, no. 144; Zwierlein-Diehl
1979, no. 848 (1st century BC) and no. 1121 (second half of the 1st century
BC); Krug 1980, no. 378; Zwierlein-Diehl 1986, no. 613; Guiraud 1988,
no. 888; Middleton 1991, no. 267; Spier 1992, nos. 190 and 324?; Konuk
and Arslan 2000, no. 138 (a pedum below, late 1st century BC); Wagner and
Boardman 2003, no. 101, pl. 24; Lopez de la Orden 1990, no. 94, pl. X.
Publ.: Parreira and Vaz Pinto 1980, 18, no. 193.
Date: Second-first half of the 1st century BC.
Mythical Beasts
Pegasus
62. Brown and white banded agate (horizontal bands), oval, flat on both
faces, with inward-bevelled edges (Henig’s Type F1). Dimensions: 25.5 x
16.5 x 3.8mm. Cracked on the left side of the upper face. From a necropolis
in Ammaia. Inv. no. Au 1204.
Description: Pegasus to the right, with his long wings spread above his back
as if preparing to take flight to the right over Bellerophon, who has his left
leg bent and is resting his right hand on a shield with a central umbo and
is holding in his left hand a sword and a spear. Ground line. MaaskantKleibrink’s Republican Extinguishing Pellet Style.
Parallels: Smith 1888, no. 1265 (= Imhoof and Keller 1889, pl. XXVI,
no. 20; Walters 1926, no. 1913, pl. LIII, no. 1912 – nicolo, standing
Bellerophon holding a spear and a rein of flying Pegasus); Guiraud 1988,
no. 805 (incomplet; perhaps an exact parallel).
Discussion: The large dimensions of this intaglio may indicate that it
belonged to one of the many dactyliotecae which were very popular in those
ages (1st century BC-1st century AD, when this motif was very common).
Its motif, probably copied from a pre-Roman prototype (a Greek or Etruscan
gem or relief) and theme of many mosaics since the 8th century BC
(cf. Bairrão Oleiro 1992, 43), may represent the precise moment at which
Pegasus flew to Olympus throwing down Bellerophon, although the warrior
is not tumbling from his mount nor extended prone on the ground. Another
possibility is that this is an adaptation of the type of the horse rearing
over an enemy kneeling under his front hoofs (Sternberg, 1980, no. 338 –
on a Trajan coin from 105 AD) or based on the Hellenistic scene of the Battle
of Issos in which Alexander triumphed over the Persians. It may be noted
that the artist seems to have chosen the dark band of the gem for engraving
the soil, the warrior and the back hoofs of the horse while the milky white
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G. Cravinho
one to engrave the sky through which the divine horse begins his flight.
Guiraud’s gem (see above), unhappily incomplete, may be an exact parallel.
In more complex scenes, Bellerofont kills the mythical Chimera – a theme
much later transposed in Christian art into that of Saint George killing
the Dragon.
Publ.: Cravinho 2010, 25, no. 11; Cravinho 2015, 110-111, no. 9.
Date: 1st century BC-1st century AD.
Capricorn
63. Orange carnelian, oval, flat on both faces, with inward-bevelled
edges (Henig’s Type F1). Dimensions: 7 x 10.5 x 2.5mm. In good condition.
Find place unknown. Inv. no. Au 611.
Description: Capricorn to the left. Below, a rudder. Cf. Sena Chiesa’s
Officina della Sfinge.
Parallels: Reinach 1895, pl. 70, no. 90.5; Sena Chiesa 1966, no. 1238;
AGDS IV, pl. 154, no. 1444 (palm on his back); Sena Chiesa 1978,
no. 158 (Augustan date); Pannuti 1983, no. 125 (with a star); Guiraud 2008,
no. 1399 (1st century BC).
Discussion: The Capricorn was a mythical beast (half ibex-half fish) and
a member of the marine thiasos that first appears on Roman gems of the 2nd
century BC (cf. Maaskant-Kleibrink 1978, no. 91). It became very popular
during the Roman civil wars and in the Augustan period. It was Augustus’
choosen zodiac sign and perhaps symbolized the rebirth of the Sun (since,
in astrological terms, the Capricorn begins with the winter solstice)
and therefore that of Apollo, his personal protector. Furthermore, it also
had a political meaning (Sena Chiesa 1978, 124), symbolizing the figure of
princeps, justice and the new order created by Augustus, or the figure of Pan
whom Zeus had honored with a place among the stars for his contribution
to the giant Typhon’s defeat. An emblem of six of the nine Augustan legions,
his frequent association with certain symbolic elements (trident, globe,
cornucopia and rudder) is a clear sign of political propaganda. On our gem,
its relation with Augustus is clear, since the Capricorn was his astrological
sign and the rudder symbolized his good qualities as a princeps.
Publ.: Parreira and Vaz Pinto 1980, 18, no. 175; Ponte 1995, 132, no. 245.
Date: 1st century BC-1st century AD.
Roman engraved gems in The National Archaelogical Museum...
221
VI – SYMBOLS, OBJECTS AND SYMBOLIC COMPOSITIONS
Symbols
64. Brown sard, oval, convex upper face and flat lower face (Henig’s
Type B3). Dimensions: 13 x 11.2 x 3.7mm. In good condition. From
the castrum of Cabeço de Vaiamonte (Monforte). Inv. no. Au 608.
Description: Rhyton-shaped cornucopia, with stylized goat’s head with small
horns terminal, two horizontal bands and a fillet falling down beside it on
the left. It is filled with fruit (pomegranates) and a bunch of grapes hanging
down on either side. Maaskant-Kleibrink’s Italic a Globolo-like Style.
Parallels: Vollenweider 1984, no. 329; Alessio 1985, no. 228 (blue glass
paste, convex, first quarter of the 3rd century BC); Mandrioli Bizarri 1987,
no. 19 (first half of the 1st century BC); Amorai-Stark 1993, no. 127;
Konuk and Arslan 2000, no. 149 (garnet; 2nd-1st century BC); Henig and
MacGregor 2004, no. 11.40 (1st century BC-1st century AD).
Discussion: The cornucopia, whose depictions are of Alexandrian origin,
was one of the attributes of Tyche-Fortuna and a symbol of abundance and
prosperity. Depicted on Ptolomaic and Roman coins of the 3rd-2nd centuries
BC (Sternberg 1980, nos. 11-12; Hipólito 1996, nos. 125-126), they became
very popular on republican (Mattingly 1927, pl. XIX, no. 14, pl. XXI,
no. 1, pl. XXIV, no. 7, pl. XXVIII, no. 4) and imperial coins (Mattingly 1927,
pl. XLVI, no. 20; Sternberg 1980, no. 418). On Roman rings (Alessio 1985,
no. 219; Konuk and Arslan 2000, no. 192) and gems (perhaps symbolizing,
in addition to fertility, a particular political party) it was especially common
from the 1st century BC onwards (cf. Konuk and Arslan 2000, no. 150 –
2nd century AD). However, in the Augustan period it became a clear symbol
of political propaganda, perhaps because of its shape in the form of a goat’s
head, which led to its association with Almathea and the constellation of
Capricorn (the choosen Zodiac sign of Augustus). In the Christian period
of the Empire (in which it appears on wall paintings and mosaics, although
sometimes is replaced by a basket with fruits), the cornucopia symbolized
the abundance of divine grace (Chelli 2008, 54).
Publ.: Graça and Machado 1970, 386, no. 19; Parreira and Vaz Pinto 1980,
17, no. 161.
Date: Mid. 1st century BC.
65. Milky white and honey colour layered agate, oval, convex upper
face and flat lower face (Henig’s Type B3). Dimensions: 14 x 12 x 3.2mm.
In good condition. Find place unknown. Inv. no. Au 598.
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G. Cravinho
Description: Rhyton-shaped cornucopia, with stylised goat’s head with
small horns terminal, two horizontal bands and a fillet falling down beside
it on the right. It is filled with fruit (pomegranates) and a bunch of grapes
hanging down on either side. Maaskant-Kleibrink’s Italic a Globolo-like
Style.
Parallels: Fossing 1929, no. 335; Breglia 1941, no. 595; Righetti 1955,
no. 172; Sena Chiesa 1966, no. 1422; Guiraud 2008, no. 1392 (sard,
1st century BC).
Publ.: Graça and Machado 1970, 386-387, no. 20; Parreira and Vaz Pinto
1980, 18, no. 170.
Date: Mid. 1st century BC.
Musical Object
66. Black and pale-blue nicolo, oval, flat on both faces, with double
bevelled edges (Henig’s Type F4). Dimensions: 9.6 x 7 x 2.5mm. In good
condition. From a necropolis in Ammaia. Inv. no. 1194.
Description: Lyre on a base, with high, symmetrical curved arms of same
length, a straight yoke, three strings and a crescent-like body. Its sound box
is missing. No ground line. Maaskant-Kleibrink’s Imperial Rigid Chinmouth-nose Style.
Parallels: Zwierlein-Diehl 1969, 530, pl. 3 (two strings; carnelian, Augustan
period); AGDS IV, pl. 46, no. 305a (three strings), pl. 185, no. 1344 (five
strings, nicolo; 9.4 x 7.1 x 2.5mm; 1st century AD) and pl. 189, no. 1392
(two strings); Zwierlein-Diehl 1979, no. 439; Zwierlein-Diehl 1986,
nos. 217-218.
Discussion: The motifʼs basic engraving lines reach the lower darker blue
layer and thus the motif contrasts strongly with the upper light-blue surface.
The lyre depicted on it seems to be a stylization of one of the old eastern lyres
(cf. type B of the Jewish coins of Bar-Khochba), although it has no soundbox. On the other hand, the motif has no ground line, as if suggesting that
the lyre is floating in space. This unreal representation confirms its symbolic
meaning as an attribute of Apollo, Achilles and Orpheus and as a symbolic
object for both Jews and Christians. Actually, it was one of the objects that
the Christians could have engraved upon their rings, according to Clement
of Alexandria.
Publ.: Cravinho 2004, 232-242; Cravinho and Amorai-Stark 2006, 521-529;
Cravinho 2009, 18 (simply cited); Cravinho 2010, 20, Pl. I-3; Cravinho
2015, 118-119, no. 13.
Date: Late 2nd-3rd century AD or 3rd century AD.
Roman engraved gems in The National Archaelogical Museum...
223
Symbolic Compositions
67. Greenish glass paste with yellowish concretions, oval, flat on both
faces, with inward-bevelled edges (Henig’s Type F1). Dimensions: 13.2 x
11.1 x 2.9mm. In good condition. Find place unknown. Inv. no. Au 610.
Description: Vase on a high column containing two ears of wheat and flanked
by two cornucopiae with a bird perched on each one. Below, a dolphin on
either side of the column. Maaskant-Kleibrink’s Imperial Classicizing Style.
Parallels: Gonzenbach 1952, no. 40; Sena Chiesa 1966, nos. 1431-1432;
Gramatopol 1974, no. 628; Maaskant-Kleibrink 1978, no. 803 (trophy on
crater; 1st-2nd century AD); Sena Chiesa 1978, no. 164 (carnelian; second
half of the 1st century BC); Vollenweider 1984, no. 330 (carnelian set
in a ring; 20 x 16.5mm; 1st century BC); Guiraud 1988, no. 854 (nicolo
paste; 12 x 9 x 2mm; second half of the 1st century BC); Middleton 1991,
no. 262 (convex carnelian; 13 x 10mm; 1st-2nd century AD); Capolutti
1996, no. 150.
Discussion: The motif is an example of political propaganda, representing
the abundance and fertility of the Augustan period. In some variants,
the combination of symbols and animals adds more complex symbolism
(Gramatopol 1974, no. 632; Zwierlein-Diehl 1991, nos. 1933 and 2099).
Publ.: Parreira and Vaz Pinto 1980, 18, no. 174; Ponte 1995, 132, no. 243.
Date: 1st century BC-1st century AD.
68. Black and pale-grey nicolo paste, circular, flat on both faces, with
outward-bevelled edges (Henig’s Type F2). Dimensions: 11 x 4mm. Chipped
on the right edge. From a necropolis in Ammaia. Inv. no. Au 1196.
Description: Trident cut by two parallel lines.
Parallels: Weiß 2007, no. 601.
Discussion: The motif, although difficult to identify, probably had
a symbolic meaning and could be derived from two clasped hands holding
two cornucopia beside an ear of corn.
Publ.: Cravinho and Amorai-Stark 2006, 543; Cravinho 2010, 26, no. 14;
Cravinho 2015, 122-123, no. 15.
Date: 1st century AD.
69. Black and blue nicolo paste, oval, flat on both faces, with outwardbevelled edges (Henig’s Type F2). Dimensions: 10.9 x 8.8 x 3.1mm. In good
condition. From a necropolis in Ammaia. Inv. no. Au 1198.
Description: Face to face, two ravens perched on a huge krater. MaaskantKleibrink’s Imperial Incoherent Grooves Style.
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G. Cravinho
Parallels: Furtwängler 1896, pl. 58, no. 7915; Platz-Horster 1984, no. 37
(red jasper, 3rd century AD); Guiraud 1988, nos. 831-833 (nicolo-pastes,
F2, 2nd-3rd century AD); Krug 1995, no. 71 (1st century AD).
Discussion: The association of birds with a vase, placed in front of them
(Maaskant-Kleibrink 1978, no. 182; Casal Garcia 1991, nos. 426 and 433)
or on which they are perched, besides constituting an important decorative
element (especially on mosaics and wall paintings) is a symbolic theme
which transited from Pagan to Christian art, its popularity peaking in
the 18th-19th centuries.
Publ.: Cravinho 2015, 124-125, no. 16.
Date: 2nd-3rd century AD.
70. Black and very pale-blue nicolo, oval, flat on both faces, with
double bevelled edges (Henig’s Type F4). Dimensions: 12.3 x 10.8 x 3.7mm.
In good condition. From a necropolis in Ammaia. Inv. no. 1193.
Description: A seven-branched Menorah with a tripod base and seven
branches curved and plain, ending with light fittings, short lamps and
flames. The flames are symmetrically arranged: three left-side flames and
three right-side flames bent to centre; an upright central flame. A realistic
open palm branch (lulav) on the right; a curved ramʼs horn (shofar), with
a flat bulging top appearing like a bent nail and a realistic citron (etrog) with
a short stem and two leaves on the left. Maaskant-Kleibrink’s Imperial Rigid
Chin-mouth-nose Style.
Parallels: Hachlili 2001, IS 16.1, IS 16.4, IS 16.9, IS 16.14-16.15 and 16.17,
IS 16.18 (glass pendant), IS 16.24 (bracelet), D 11.7 (seal), 434, D 11.13
(seal), D 11.23 (seal); Spier 2007, no. 947 (nicolo, objects on the ground
line).
Discussion: The motifʼs basic engraving lines of the intaglio are cut into
the same light-blue of the surface. The presence of the Menorah on it renders
its symbolism unquestionably religious for Jews and for Paleo-Christians, as
the menorah was the onetime great candelabrum of the Jerusalem Temple.
It is a common motif in Jewish paintings, as in the Jewish catacombs at Rome
and on the wall of the Dura Europos synagogue (Henig 1983, 110), and in
reliefs, mosaics and gems, be it an isolated motif (Henig and MacGregor
2004, no. 14.26; Michel 2001, no. 473) or associated with other elements
(Zwierlein-Diehl 1991, no. 2055; Michel 2001, no. 472; Spier 2007,
nos. 940 and 942-943 and the Hachlili parallels above). However, all
the other elements had their own symbolism as well: the shofar was played in
the ceremonies of the Temple, especially on Rosh Hashana and Yom Kippur;
Roman engraved gems in The National Archaelogical Museum...
225
the ethrog was a symbol of fertility (since the lemon tree bears fruits all
year long), and the lulav was a symbol of victory. Besides, the palm tree
was considered ‘the tree of the life’ and was a symbol of Judea, which
explains its depiction on gems (Sena Chiesa 1966, no. 1414; Zienkiewicz
1986, no. 25), coins of the Flavian Era (with the inscriptions Judaea Devicta
and Judaea Capta) and on Late Roman and Byzantine mosaics and artefacts.
It is interesting to note that because of the absence of a ground line (usually
missing from Roman glyptic rendering of object and vegetal symbols)
the symbols of this intaglio seem to float in space (Cravinho and AmoraiStark 2006, 525).
Publ.: Cravinho 2004, 232-242; Cravinho and Amorai-Stark 2006, 521-533;
Cravinho 2009, 18 (simply cited); Cravinho 2010, 20-21, Pl. I-4; Cravinho
2015, 120-121, no. 14; Cravinho 2017, 30, Fig. 23.
Date: Late 2nd-3rd century AD.
VII – GREEK INSCRIPTION
71. Red carnelian, oval, slightly convex on both faces, with inwardbevelled edges (almost Henig’s Type A5). Dimensions: c. 8.2 x 11 x
c. 3.2mm. Chipped on the right and lower edges. From Alentejo (found in
a grave or with coins). Inv. no. Au 601.
Description: Inscription in Greek letters HCYX to be read as on impression.
Above a six-pointed star and below a lunar crescent.
Parallels: Marshall 1907, no. 503 (= Richter 1971, no. 120 – HCYXOC,
under Hermes’ bust); Berry 1969, no. 256 (cameo with the inscription
ΚΕΒΟΗθΙΥΣΗΙΙΟ - Lord help Hesychios).
Discussion: The inscription must correspond to the name of the owner
of the ring in which the intaglio was set. The name is an abbreviated form
of HCYXOC – the name of a hero of Ancient Greece, whose descendants
were members of an Athenian family of Eupatrids (the ΗCΥΧΙ∆ΑΙ), who
had a very important religious role since he held the hereditary priesthood of
the cult of the Eumenides. For Theophrastos, however, HCYXOC was the god
who led the souls to Hades and whose sanctuary was situated near Polémon,
outside of the nine gates of Pelasgikon. Other versions of the inscription,
in Latin letters, are names and cognomes: HESYCHUS (CIL II no. 5973, from
Oliva-Spain; CIL VI nos. 4441, 5413, 6619-66120, 11374, 14241, 14243,
15113, 26320, 29054 – from Roma; CIL VIII no. 13724 – from Cartago;
CIL X no. 1403 – from Ercolano; no. 4091 – from Capua; CIL XII no. 3241
– from Nîmes; CIL XIV no. 3393 – from Palestrina); HESYCUS (CIL VI
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G. Cravinho
no. 200, from Rome); ESYCHUS (CIL V no. 2224, from Venetia; CIL VI
no. 322 – one of the many inscriptions from Rome; CIL IX no. 6128, from
Brindisi; CIL X no. 1403, from Ercolano; CIL XIV no. 2304 – from Castel
Gandolfo) and ISYCHUS, bishop of Vienne (McBrine 2008, 80). Another
hypothesis is that the inscription is an abbreviation of HCYXIOC (Hesychios),
the name of several bishops and martyrs of Egypt and Thessalonica, whose
Latin versions are: ESICHIUS, ESYCHIUS/HESYCHIUS (CIL VI nos.
23024 and 38198, from Rome; CIL XIV no. 4408, from Ostia Antica);
ESUCHIUS (Forcellini 1883, vol. 9, 384; Hoffmann 1907, 37, no. 2134;
CIL no. 2134). One of those martyrs was Hesychios of Alexandria, a Jewish
student of the Neo-Platonic and mathematician Υπατια of Alexandria, who
was tortured and killed inside a church by fanatical Christians in 415 AD.
Publ.: Vasconcelos 1910, 238; Graça and Machado 1970, 385-386, no. 18;
Parreira and Vaz Pinto 1980, 17, no. 166.
Date: 2nd century AD.
VIII – MAGICAL GEM
72. Mottled green and red jasper (heliotrope), oval, convex on both
faces, with inward-bevelled edges (Henig’s Type A5). Dimensions: upper
face: 31.5 x 44.5mm, lower face: 27.5 x 42mm; Th: c. 8mm. Chipped on
the right edge. Find place unknown. Inv. no. E 540.
Description: Face A: Horus-Harpokrates in the solar boat, sitting on
a lotus-flower and with his index finger to his lips (his characteristic gesture).
On the right side of the scene, there is a man rowing the boat, and the Genious
Anguiped. Above them, in Greek letters, the inscription ΑΒΡΑCΑΖ.
On the left side, is Akephalos (the Headless) and Anubis, both under
the inscription ΙΑΩ. Above the scene, the names of the archangels ΟΥΡΙΗΛ
ΡΑ√ΑΗΛ Φ ΡΑΧΟΙΗΛ CΑΒΡΙΗΛ CΑΒΡΙΗΛ ΜΙΧΑΗΛ CΑΡΙΗΛ
and below, on the right of the two boat’s oars, the names of ΡΑΦΑΗΛ
CΑΡΙΗΛ ΚΟΥCΤΙΗΛ and on the left, ΙΑΗΛ.
Parallels (motif): Bonner 1950, nos. 197A, 199A, 200, 202 and 210; Delatte
and Derchain 1964, no. 159; Zazoff 1965, no. 51 (= AGDS IV, pl. 103,
no. 146); AGDS IV, pl. 103, no. 147; Zwierlein-Diehl 1991, nos. 2184a2185; Michel 2001, nos. 123-124.
Parallels (angels): Bonner 1950, nos. 40, 73, 98R, 153, 168R, 171-172,
179, 227A-R, 298, 309-311, 313, 336, 338A-R, 339, 342 and 361; Delatte
and Derchain 1964, nos. 14, 24, 26-27, 116, 142, 211, 350, 362, 365, 457,
Roman engraved gems in The National Archaelogical Museum...
227
481, 489 and 493; Henig 1975, no. 251B; Michel 2001, nos. 424R, 445, 452
and 521-522.
Face B: Magic formula:
ΙΑΡΒΑΙΑΘΑΓΡΛΜΝΗΗΒΩΞΝΗΜΕ(or Ξ?)Ω
ΦΗCΟΟΟΑΝΟΗΡΕC∆ΝΚΑΝΘΑΡΑ
ΑΚΡCΝΡΟΒΟΡΕΙΚΟΙΗCY−−−−ΚΟΝΥΕΥΚΕΝΤΕΥ
ΚΕΝΤΕΥΚΗΜ∆ΕΥΓΕΝΥCCΕΥΛΥΝΥΝΖ
ΑΥΚΥΝΖΥΛΥΚΥΝΖΥΝΤΑΚΟΡΥΖΗ
ΘΗΝΩΡΒΑΡΡΑΚΑΜΠΥΚΝΗ
Discussion: The intaglio probably came from Alexandria (where the magical
consecration of amulets was made) and has as its central figure Harpokrates
(a Hellenized form of Harpakhrat, Horus child, the Egyptian God Nefertem).
His depictions are quite common on magical gems, mainly within a papyrus
boat (a solar barge) or sitting on a lotus-flower, as depicted on Greek
(Smith 1888, no. 159) and Greco-Phoenician scarabs (Spier 1992, no. 100),
and Hellenistic (Boardman and Scarisbrick 1977, no. 17) and RomanEgyptian rings (Henig 1994, no. 587). From its roots emerge two ears of wheat
(which had an important role in the Eleusinian Mysteries and were regarded
by the Gnostics as the symbol of the promised Savior). The Akephalos
by his side, frequent on magical gems and on magical papyri (being one
of their most peculiar deities), has its origin in the most ancient religion
of the Egyptians, although it was in Hellenistic Egypt that he became
truly popular, either identified with Osiris (PGM II.98-117) or with Besas,
the Egyptian god of music and revelry and the guardian of parturients
(PGM VII.222-49; VIII.64-100). Other headless dieties existed in other
civilizations: Molos in Creta, and Thriton, in the Dionysos temple
in Tanagra. In the case of our intaglio, since the Akephalos appears
in the barge together with the Genious Anguiped and Harpokrates-Horus,
it is plausible that the scene is related to the Osiris cycle. Anubis was, from
the beginnings of Egyptian Mythology, a funerary god, psychopomp and
embalmer. Depicted with a jackal head, it appears as an isolated figure
or in more complex motifs (associated with a mummy, a lion or another
divinity). The Genious Anguiped was one of the gods of magic (all of them
strange hybrid figures), depicted with a cock’s head (but also that of a dog,
a bird or a lion), human torso, serpent’s legs and arms and holding in one hand
a whip and in the other a shield. His origin is unknown, since he is absent
from Pagan cults. Inexplicable as well is the association of the two opposing
natures on him – one celestial (the cock) and the other telluric (the serpent).
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G. Cravinho
Also inexplicable is his meaning. Was he a warrior who destroyed
giants? Or was he related to the solar cult, as the whip and the cuirass,
symbols of Helios, seem to demonstrate? As to the inscriptions
ΑΒΡΑΧΑΖ and ΑΒΡΑCΑΣ or ΑΡΠΑΧΑΣ they refer to the name of
a mythical gnostic demon and constitute a formula of magical invocation.
Its association to the Genious Anguiped is one of the most frequent
on gnostic gems since the late 2nd century AD. The inscription ΙΑΩ refers
to Yahweh, the god of the Jews.
Publ.: Araújo 1993, 390, no. 301; Veiga and Griffin 2007, 141-149.
Date: 2nd-3rd century AD.
IX. CAMEO
Female Portrait
73. Orange carnelian, circular, flat lower face. Dimensions: 11.2 x 10.7
x 4.1mm. In good condition. Said to come from a necropolis in Ammaia.
Inv. no. Au 1202.
Description: Feminine bust, with her head in three-quarter front view to
the right.
Parallels: Berry 1969, no. 234 (amethyst); Sternberg 1980, no. 788 –
carnelian, Augustan date (= Henig 1990, no. 65).
Publ.: Cravinho 2010, 24, no. 9; Cravinho 2015, 126-127, no. 17.
Date: Late 1st century AD.
X. DAMAGED GEM
74. Milky chalcedony, oval, convex upper face, set in a Roman gold
ring (Henig’s Ring Type II/Guiraud’s Ring Type 2c). Gem’s dimensions:
7 x 9.5mm. Ring’s dimensions: diameter: 21mm; inner diameter: 15mm;
H: 18.5mm. Wt: 6.6g. Upper face destroyed. From Igrejinha (Arraiolos).
Inv. no. Au 148.
Description: Impossible to describe because of the total destruction of
the upper face.
Publ.: Vasconcelos 1916, 169; Graça and Machado 1970, 387, no. 23;
Parreira and Vaz Pinto 1980, 18, no. 197.
Date: 1st century AD (according to the ring’s type).
Roman engraved gems in The National Archaelogical Museum...
229
Abbreviations:
AGDS II = Zwierlein-Diehl E. 1969. Antike Gemmen in deutschen
Sammlungen, vol. 2: Staatliche Museen Preußischer Kulturbesitz,
Antikenabteilung Berlin. München.
AGDS III Kassel = Scherf V., Gercke P. and Zazoff P. 1970. Antike
Gemmen in deutschen Sammlungen, vol. 3: Herzog Anton-Urlich
Museum Braunschweig, Sammlung in Arch. Inst. Der Universitat
Göttingen, Staatliche Kunstsammlugen Kassel. Wiesbaden.
AGDS IV = Schlüter M., Platz-Horster G. Zazoff P. 1975. Antike
Gemmen in deutschen Sammlugen, vol. 4: Hannover, Kestner-Museum
und Hamburg, Museum für Kunst und Gewerbe. Wiesbaden.
CIL = Corpus Inscriptionum Latinarum
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Graça Cravinho
c/o Artis - Instituto de História da Arte, Investigadora Integrada
Universidade de Lisboa
[email protected]
PLATE 1
G. Cravinho
Pl. 1 – Gems nos. 1–15: nos. 1–5 – photos by The National Archeological Museum
in Lisbon, no. 6 – photo by the author, nos. 7–15 – photos by The National Archeological
Museum in Lisbon
Roman engraved gems in The National Archaelogical Museum...
PLATE 2
Pl. 2 – Gems nos. 16–28 – photos by The National Archeological Museum in Lisbon
PLATE 3
G. Cravinho
Pl. 3 – Gems nos. 29–40 – photos by The National Archeological Museum in Lisbon
Roman engraved gems in The National Archaelogical Museum...
PLATE 4
Pl. 4 – Gems nos. 41–53 – photos by The National Archeological Museum in Lisbon
PLATE 5
G. Cravinho
Pl. 5 – Gems nos. 54–65: nos. 54–56 – photos by The National Archeological Museum
in Lisbon, no. 57 – photo by the author, nos. 58–65 – photos by The National Archeological
Museum in Lisbon
Roman engraved gems in The National Archaelogical Museum...
PLATE 6
Pl. 6 – Gems nos. 66–74 – photos by The National Archeological Museum in Lisbon
S T U D I E S I N A N C I E N T A RT A N D C I V I L I Z AT I O N 21
Krakow 2017
Jean-Louis Podvin
Boulogne-sur-Mer (France)
LE SUCCÈS D’HARPOCRATE
À NEA PAPHOS
Abstract: Even though we find only a few traces of the Egyptian
god Harpocrates on epigraphic inscriptions, his cult was widespread
in Ancient Near East during the Graeco-Roman period. The discovery
of figurines (terracotta, glass, bronze, silver, and sometimes gold) and other
artefacts depicting the young god (for instance on lamps) is a good sign
of his popularity at all stratas of society. In Cyprus, such representations
of Harpocrates are scarce (Amathontes, Salamine), except for Nea Paphos.
The recent publication of an amulet discovered in Nea Paphos gives
the opportunity to discuss its interpretation and to come back on the presence
of the young god on the island.
Keywords: Harpocrates; Isis; Sarapis; Paphos; Cyprus; magical
amulet
Différentes études ont d’ores-et-déjà souligné la présence des cultes
isiaques à Chypre à l’époque gréco-romaine. Parmi celles-ci, on retiendra
notamment celles d’Ino Michaelidou-Nicolaou (1978) et d’Aristodemos
Anastasiades (2009) portant sur l’ensemble de l’île, d’Andrzej Daszewski
(1985) sur Nea Paphos, et de Richard Veymiers (2005) sur Paphos. Si l’on
suit le témoignage de Macrobe (Saturnalia, I, 20, 16-17), certes bien tardif
puisqu’il date du Ve siècle après J.-C., et sans aucune précision sur le lieu
où l’oracle de Sérapis aurait été réalisé, ces cultes isiaques auraient intrigué
et intéressé le souverain chypriote Nicocréonte, dès la fin du IVe siècle
avant J.-C. De fait, des documents isiaques apparaissent au IIIe siècle, pour
se multiplier à l’époque romaine. Sérapis semble plus honoré que sa compagne
DOI: 10.12797/SAAC.21.2017.21.10
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J.-L. Podvin
Isis dans les inscriptions, mais Anubis n’est pas oublié au début de l’époque
romaine à Arsos1 ; en ce qui concerne les objets (statuettes en terre cuite
ou en métal, bijoux, lampes, crétules), les choses sont quelque peu différentes
puisque d’autres divinités sont alors figurées, et parmi elles, Harpocrate
(Η̣r-p3-hrd, Horus l’enfant), fils d’Isis et Osiris dans la mythologie
égyptienne. C’est sur lui que nous voudrions ici revenir.
Les témoignages relatifs à Harpocrate
Harpocrate est présent sur plusieurs lampes romaines découvertes
à Chypre. On le trouve ainsi sur un exemplaire à Salamine, en compagnie de
sa mère Isis2. Les deux divinités sont représentées de face. Le dieu enfant,
nu et coiffé du pschent, la couronne double des pharaons que certains dieux
comme Harpocrate arborent parfois, est naturellement plus petit que sa
génitrice (Bailey 1988, 321, Q 2626, pl. 72 ; Podvin 2011, Hdf-Idf.m(1),
82, 253, pl. 55). Sa jambe droite, placée devant la gauche, accentue son
déhanchement. Il porte l’index de la main droite à la bouche, dans l’attitude
caractéristique des dieux enfants en Égypte ancienne, et tient du côté gauche
une corne d’abondance, un instrument qu’il a adopté dans le monde grec
(Pl. 1 : 1). Juste au-dessus de cette cornucopia figure le sistre que tient Isis
de la dextre, un détail qui revêt son importance, nous le verrons plus loin.
À Amathonte, une tête en marbre peut être attribuée à Harpocrate
(Flourentzos 2007, 299-306, fig. 13 (A. Pl. 938))3. En dépit de son usure,
on remarque que le menton conserve un reste de pierre, qui laisse
à penser que l’index droit de l’enfant y était posé pour atteindre les lèvres.
P. Flourentzos mentionne également la partie inférieure d’une statuette
en terre cuite d’Harpocrate, et l’on ajoutera aussi une amulette en verre
du petit dieu.
C’est surtout à Nea Paphos que l’on rencontre Harpocrate, sur des
empreintes de sceaux découvertes dans la maison de Dionysos. Le dieu
debout, coiffé du pschent et tenant la cornucopia, se présente de face sur
deux d’entre eux (n° 7-8), seulement en buste sur deux autres (n° 9-10),
et placé dans les bras de sa divine mère, Isis lactans, sur deux derniers
(n° 5-6 ; Nicolaou 1978, 852, pl. 178). Ces différentes empreintes datent
de la basse période hellénistique (mi IIe – Ier siècles av. J.-C.) et témoignent
Pour ces différentes inscriptions, on pourra se référer à Bricault 2005, 497-501.
En revanche, on ne retiendra par les lampes mentionnées par Oziol 1977, 101-103,
n° 237-238, pl. 14, qui ne représentent pas Harpocrate : cf. Podvin 2011, 101-102.
3
Il est toutefois délicat d’en déduire qu’un temple y était dédié à Isis et Harpocrate.
1
2
Le succès d’Harpocrate à Nea Paphos
249
de l’utilisation de sceaux pour les archives de Nea Paphos, à l’époque lagide ;
elles sont cependant conservées dans un contexte plus tardif, en l’occurrence
romain.
Dans cette même maison de Dionysos, ont été trouvés deux autres
objets isiaques d’époque romaine. C’est d’abord une statuette en calcaire
fragmentaire de 19cm, sur laquelle Isis lactans nourrit son fils Harpocrate,
niché dans ses bras (Tran tam Tinh et Labrecque, 1973 56, pl. XIV ;
Michaelidou-Nicolaou 1978, 798, n. 64) : dans ce cas, c’est évidemment
Isis qui est valorisée. C’est ensuite ce qui avait d’abord été perçu comme
une pyxide en os, mais qui doit plutôt être réinterprété comme un manche de
couteau en os ou ivoire daté du Ier siècle, et qui se révèle particulièrement
intéressant. D’un côté, Harpocrate coiffé du pschent, main droite aux lèvres
et corne d’abondance sur le bras gauche, chevauche une oie, tandis qu’un
faucon affublé de la même couronne se dresse sur une colonne ; de l’autre,
un serpent, Agathodaimon, est lové sur un autel (Musée de Nicosie, O.∆.
755 ; Nicolaou 1965-1966, 40, fig. 22 ; Nicolaou 1967, 111-112, 125, n° 16,
pl. XXIV : 1-2 ; Michaelidou-Nicolaou 1978, 799, fig. 4 ; Tran tam Tinh et
alii 1988, 437, n° 325 ; 261 ; Flourentzos 2007, fig. 14a et b). Le premier
éditeur de l’objet avait cru pouvoir déduire de cette seule découverte qu’un
sanctuaire dédié à Harpocrate s’y trouvait : l’hypothèse était quelque peu
hardie, mais un tel sanctuaire a peut-être bel et bien existé quelque part
à Nea Paphos.
D’autres représentations d’Harpocrate sont en effet connues à Nea
Paphos, et d’abord sur un luminaire polylychne en forme de navire, retrouvé
dans la maison d’Orphée (Michaelidès 2009). Sur celui-ci, Sérapis trône
dans la partie médiane, alors qu’Harpocrate est figuré debout à la proue du
navire : on peut penser qu’Isis assurait la symétrie à la poupe du navire,
aujourd’hui trop abîmée pour être identifiable. Ce type de lampe naviforme
est rare dans le monde romain, où nous n’en avons répertorié qu’une dizaine
de façon sûre, et une trentaine d’autres possibles (Podvin 2011, NAVI (7), 261,
pl. 63 ; Podvin 2012). Nous avons eu l’occasion de montrer que ce type de
luminaire est généralement associé à un sanctuaire, et qu’il n’était pas porté
lors de cérémonies, comme on le croit trop souvent. De même, l’inscription
gravée sur la base incite le dieu Héliosérapis à accepter l’offrande qui lui est
faite, comme cela apparaît plus clairement sur l’exemplaire de Pouzzoles :
Harpocrate apparaît alors comme un compagnon du dieu, et si sanctuaire
il y avait, il était plutôt dédié à Sérapis, Isis et Harpocrate étant alors ses
synnaoi théoi.
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Sur la lampe naviforme, Harpocrate est figuré dans son attitude
traditionnelle, légèrement déhanché, tenant une corne d’abondance. Son
iconographie présente d’évidentes similitudes avec celle de deux autres
lampes conservées au musée de Nicosie (Oziol 1977, 217-218, n° 645646 ; Podvin 2011, Hdf.lp (5-6), 69-70, 236 et pl. 34), et qui appartenaient
probablement à un même thymiaterion : dans les deux cas, le dieu est
représenté en relief sur la base de la lampe. Nu, coiffé d’un pschent, il porte
l’index de la main droite à la bouche et tient du côté gauche une corne
d’abondance, et un vêtement qui affecte la forme d’un arc4.
D’autres amulettes du dieu Harpocrate ont également été trouvées
à Chypre. Sur la première, de belle facture, en or, Harpocrate nu, coiffé
du pschent, émerge d’un bouquet de lotus, main droite portée aux lèvres
et corne d’abondance du côté gauche (Musée de Nicosie, 1938/XI-10/2.
Michaelidou-Nicolaou 1978, 799, pl. CLXVI : 3 ; Tran tam Tinh et alii
1988, 432, n° 239 et 255). De provenance inconnue, elle est conservée
au musée de Nicosie.
Sur la seconde, du dépôt de Paphos (inv. M. 79), qui porte quelques traces
résiduelles de glaçure bleue et demeure beaucoup plus fruste, le petit dieu se
tient debout, le bras droit replié pour suggérer le mouvement de la main vers
la bouche, le gauche allongé contre le corps. D’autres amulettes semblables
sont connues, caractérisées par leur petite taille (2.5cm), la glaçure, le bras
gauche aligné sur le corps en l’absence de corne d’abondance, et un anneau
à l’arrière afin de le suspendre au cou. On signalera encore une troisième
amulette en verre à Amathonte, restée inédite (AM 3033 ; Nenna 1999,
141, n. 13). Ce type d’amulettes provient majoritairement de Méditerranée
orientale, tout particulièrement de Délos (E 168-170 : Nenna 1999, 141,
pl. 54, d’après Deonna 1938, 306, pls. 786-787) où trois au moins sont
connues, et de Syrie-Palestine (Jérusalem, Yavneh-Yam : Fischer et JacksonTal 2003)5, ce qui laisse à penser qu’un atelier de production utilisant
des moules bivalves s’y trouvait, à la basse époque hellénistique et au début
de la domination romaine (fin IIe siècle av. J.-C. – début Ier siècle apr. J.-C.).
Pour terminer cet ensemble, on signalera une tête en marbre, repêchée
à proximité du phare de Kato Paphos et conservée au musée de Paphos
(inv. 1253). Fortement érodée par son séjour dans l’eau – on ne peut pas
distinguer la trace du doigt porté aux lèvres – elle conserve toutefois
On retrouve une pose exactement similaire sur une anse cnidienne : Bailey 1988, 24-25
et 338, Q 2709, pl. 78 ; Podvin 2011, Hdf.adv (1), 236, pl. 34.
5
Pour un autre exemplaire conservé en Israël, Spaer et alii 2001, 169, n° 331. Voir aussi
Arveiller-Dulong et Nenna 2011, 38-39, fig. 28, pour un exemplaire conservé au Louvre.
4
Le succès d’Harpocrate à Nea Paphos
251
un élément informe sur le haut du crâne, qu’Aristodemos Anastasiades
(1993) a interprété comme le reste d’un pschent, qui l’a amené à reconnaître
Harpocrate. Le dieu porte des boucles longues.
Retour sur une curieuse amulette
En 2015, la publication d’une « amulette » plate et de forme ovale (3.5cm
sur 4.1cm) en siltite gris foncé, découverte quatre ans plus tôt par une mission
polonaise à Nea Paphos, au sud de Chypre, a défrayé la chronique au-delà
des seuls milieux scientifiques (Śliwa 2013). Sur un côté du talisman qui
fait penser au plat d’un scarabée égyptien, est gravé un texte en grec en huit
lignes, lisible dans les deux sens : ΙΑΕW / ΒΑΦΡΕΝΕΜ / ΟΥΝΟΘΙΛΑΡΙ
/ ΚΝΙΦΙΑΕΥΕ / ΑΙΦΙΝΚΙΡΑΛ / ΙΘΟΝΥΟΜΕ / ΝΕΡΦΑΒW / ΕΑΙ. Dans
ce court article, nous ne nous attarderons pas sur ce palindrome « Iaeô »
qui peut être mis en relation avec Yahweh chez les juifs (Bonner 1950, 140147 ; Mastrocinque 2003, 107).
Sur l’autre face, est gravée une scène fortement stylisée (Pl. 1 : 2).
Au registre inférieur, un crocodile, parfaitement reconnaissable par la gueule
et les deux pattes avant bien visibles, se dirige vers la gauche. Au registre
médian, un corps allongé que l’on peut identifier à une momie, pieds à droite,
est posé sur une barque : celle-ci est surmontée du côté gauche par un oiseau
dirigé vers la droite, et du côté droit par un personnage debout amenant
la main droite à la bouche ; à ses pieds se développe un serpent enroulé qui
se dresse vers la gauche. Au registre supérieur, un personnage à gauche assis
sur un tabouret amène lui aussi la main droite à la bouche, tandis qu’il tient
du côté gauche un objet surdimensionné. Un croissant de lune figure dans
la partie supérieure gauche, et un soleil dans le haut à droite.
Comment interpréter cette scène ?
Les archéologues qui ont mis au jour cette amulette ont reconnu
les différents protagonistes à l’exception du personnage à l’extrémité droite
de la barque qu’ils ont interprété comme un cynocéphale. Rappelons que
le terme « cynocéphale », sous lequel les auteurs romains et chrétiens
désignaient le dieu d’origine égyptienne Anubis, est normalement
une divinité à tête de chacal, or celui qui est figuré sur l’amulette est pourvu
d’une tête humaine6. L’autre acception pour le mot « cynocéphale » est
On ne peut y voir la même scène que sur une gemme en lapis-lazuli conservée au
cabinet des médailles, sur laquelle Harpocrate est assis à gauche sur une fleur de lotus,
6
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J.-L. Podvin
le babouin, généralement associé à l’adoration du soleil, mais, là encore,
il n’est pas possible de voir dans le personnage représenté un babouin.
Le geste de la main droite, en réalité de l’index de la dextre, porté
à la bouche est caractéristique des divinités enfants en Égypte pharaonique ;
il est particulièrement bien attesté pour Harpocrate, dont le succès a largement
dépassé les frontières de la vallée du Nil.
En Égypte pharaonique, Horus l’enfant coiffé d’une mèche latérale était
fréquemment assis sur sa mère Isis, en train de lui téter le sein, comme sur
les sceaux de Nea Paphos. Quand il est montré adolescent, et notamment
sur des figurines d’époque tardive, il porte l’index droit à la bouche,
et il peut aussi bien être debout qu’assis, être coiffé du pschent ou de
la couronne hemhem que d’une fleur de lotus. À l’époque gréco-romaine,
il ajoute à cette attitude le port de la corne d’abondance du côté gauche7.
La présence de deux divinités aux extrémités d’une barque funéraire est
monnaie courante dans les scènes de la mythologie égyptienne, mais ce sont
habituellement deux déesses, Isis et Nephtys, qui y figurent, protectrices
de la momie, comme elles l’avaient fait pour la première momie avec leur
frère – et même mari pour Isis – Osiris. Elles apparaissent sous la forme
de femmes, ou encore sous celle de rapaces, des milans. Dans le cas présent,
l’oiseau, identifié par les inventeurs comme Horus, pourrait tout aussi bien
être un de ces milans, d’autant qu’il est tourné vers la momie, une autre
caractéristique d’Isis et Nephtys : c’est d’ailleurs le seul qui soit tourné vers
la droite. Une autre possibilité serait d’y voir un phénix, dont la présence
serait tout à fait porteuse de sens dans un contexte de renaissance : plusieurs
gemmes des IIIe-IVe s. figurent d’ailleurs cet animal radié8. De l’autre côté
de la barque, proche des pieds, c’est un personnage debout, la main droite
ramenée vers la bouche et la gauche baissée.
entre Thot ibiocéphale et un oiseau, et Anubis cynocéphale et un serpent ailé, dans
une barque elle-même placée au-dessus d’un crocodile : Delatte et Derchain 1964, 122,
n° 159-160 ; Mastrocinque 2014, 29, n° 38. La relation entre Harpocrate et Chypre est
également soulignée sur une gemme associant d’un côté Harpocrate sur une fleur de lotus
et de l’autre une inscription du nom magique d’Aphrodite avec le toponyme de Chypre :
Delatte et Derchain, n° 141 ; Mastrocinque, 22, n° 10.
7
Sur l’iconographie d’Harpocrate, on peut toujours se référer à Tran tam Tinh et alii 1988.
Sur les études consacrées au petit dieu, cf. Malaise 2011.
8
Par exemple, dans la Campbell Bonner Magical Gems Database, CBd-1752, avec
le palindrome « Iaeô », ou encore CBd-1240. Nous remercions le collègue relecteur qui
nous a mis sur cette piste.
Le succès d’Harpocrate à Nea Paphos
253
Le crocodile figuré en bas de la scène rappelle les stèles d’Horus aux
crocodiles, montrant le petit dieu qui piétine les sauriens, en signe de victoire9.
Pourtant, dans le cas présent, rien n’indique une quelconque animosité,
et il convient sans doute davantage de relier l’animal, soit au fleuve où il vit
et sur lequel vogue la barque funéraire10, soit à un signe de fertilité, car les
Soucheia, fêtes du dieu crocodile Souchos – forme hellénisée du dieu Sobek
– marquaient la fin de l’estivation du reptile à la veille de la crue du Nil
(Perpillou-Thomas 1993, 140-142). On sait aussi que le crocodile est parfois
mis en relation avec Osiris, dont il sort la momie de l’eau, soulignant ainsi
son rôle fécondant dans un processus de renaissance (Malaise 2005, 100101, en donne plusieurs références). Cet animal entretient aussi des liens
étroits avec les croyances solaires, ce qui va dans le sens des autres divinités
mentionnées précédemment.
Pour ce qui est de l’Harpocrate placé au registre supérieur de l’amulette,
J. Śliwa considère qu’il porte du bras gauche « a misshaped flagellum,
a typical element of Harpocrates’ iconography » : cette proposition nous
paraît devoir être exclue. Comme on l’a vu sur les autres documents,
dans un contexte gréco-romain, on s’attendrait plutôt à trouver une corne
d’abondance11, même si sur les intailles magiques, Harpocrate peut aussi être
affublé du fouet nekhekh, mais qui est alors placé derrière lui. L’hypothèse
de la massue, plus typique d’Héraklès, ne peut pas être entièrement exclue,
les deux dieux étant parfois sollicités dans la protection des enfants.
On connaît des statuettes en métal ou en terre cuite sur lesquelles Harpocrate
porte une massue (Tran tam Tinh et alii 1988, 247 et 426, n° 146-154),
mais aussi des monnaies alexandrines12 et même une gemme (CBd-2062).
Pourtant, nous serions davantage enclin à reconnaître un sistre – d’ailleurs
assez inhabituel pour Harpocrate, mais très fréquent pour Isis – dont
les tiges ne sont que suggérées. On pourrait l’interpréter de la manière suivante,
Sur ce type de scènes, Gasse 2004. En ce qui concerne les témoignages d’Harpocrate
à Chypre, nous avons laissé de côté la stèle de Kition, d’Horus aux crocodiles, de tradition
égyptienne et non isiaque : Gasse 1991, 165-172 ; Yon 1994, 602-603, fig. 4a.
10
On peut rappeler que selon Porphyre, rapporté par Eusèbe, Préparation évangélique, III,
11, 48, le crocodile symbolise l’eau douce sur laquelle vogue la barque solaire.
11
On le trouve avec sa corne d’abondance aussi bien sur les bronzes et les statuettes en terre
cuite que sur les monnaies. Pour ces dernières, Bricault 2008, 71-76.
12
Bricault 2008 : on trouvera sur le CD-Rom qui accompagne l’ouvrage plus
d’une vingtaine d’émissions alexandrines, datées pour la plupart des années 130-180,
sur lesquelles Harpocrate, généralement d’Héracléopolis, tient une massue du bras gauche
ou a une massue posée derrière lui. Dans le premier cas, l’identification à une massue et non
à une corne d’abondance n’est pas toujours évidente.
9
254
J.-L. Podvin
en observant attentivement la lampe de Salamine associant Isis et Harpocrate,
mentionnée plus haut. Sur celle-ci, la corne d’abondance d’Harpocrate est
surmontée du sistre tenu par sa mère, et un graveur peu au fait des codes
iconographiques isiaques aurait fort bien pu mélanger les deux éléments
(corne et sistre), ce qui expliquerait la taille excessive de cet attribut.
En ce qui concerne le palindrome « Iaeô », il n’est pas exceptionnel.
On le retrouve ainsi sur un certain nombre de gemmes, qui associent
Sérapis à d’autres divinités du cercle isiaque (Veymiers 2009, 70-80, 289291, II.E 1, 2, 7, 8, pl. 36 et XIV). Or, c’est justement sur ces gemmes que
figurent également un crocodile et une momie, mais cette dernière placée
sous le reptile. Un lion est également présent dans la partie inférieure, alors
que Sérapis domine la scène, ce qui n’est pas le cas sur notre amulette
paphienne. Une autre différence notable entre ces gemmes et l’amulette
chypriote est l’absence d’ouroboros enfermant la scène, le long duquel
est gravée l’inscription. Dans notre cas, l’inscription est au revers de
la scène principale, alors que sur ces gemmes, c’est l’enfant solaire qui
y est représenté. Cependant, il se pourrait que l’ouroboros ait été mal
interprété par l’artiste et que ce soit lui que le graveur ait représenté pour
former la partie basse du corps d’Harpocrate : on remarque en effet que
l’extrémité de cette queue, au lieu d’être en pointe, se termine par ce qui
ressemble à une gueule ouverte, peut-être surmontée par une coiffe, comme
si l’on avait confondu Sérapis-Agathodaimon13 ou Isis-Thermuthis avec
l’ouroboros, symbole du temps comme le sont également les deux motifs
du soleil et de la lune, que l’on retrouve d’ailleurs sur les mêmes gemmes.
L’ensemble de ces données confère à la scène gravée sur cette amulette
une valeur hautement symbolique, voire probablement magique, destinée
à glorifier la survie post mortem, le petit dieu étant à lui seul un symbole
d’une jeunesse que l’on serait tenté de qualifier d’éternelle, à côté de
la momie renaissante grâce à la protection divine et à la formule magique.
Plutôt que d’y voir un objet très tardif des Ve-VIe siècles, en pleine époque
chrétienne, on pourrait davantage y voir une amulette d’époque impériale,
qui, compte tenu des modifications apportées, est peut-être légèrement plus
tardive que celles recensées par Richard Veymiers, mais qui ne doit cependant
pas dépasser le IIIe siècle ou le début du IVe. Elle a pu se retrouver dans
ce contexte tardif suite à un bouleversement du site ou à une réutilisation
postérieure de l’objet.
13
Sérapis-Agathodaimon apparaît sur une bague en or découverte à Nea Paphos : Veymiers
2009, 347 : VI.AA 4, pl. 60.
Le succès d’Harpocrate à Nea Paphos
255
Si l’on connaît de mieux en mieux la popularité d’Harpocrate dans
le monde oriental14, il reste à comprendre pourquoi le petit dieu a connu
un certain succès à Nea Paphos15, et beaucoup moins, semble-t-il, dans
le reste de l’île.
Bibliographie
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Roman Cyprus. In D. Michaelides, V. Kassianidou et R. S. Merrillees,
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archéologiques, historiques et patrimoniales. Bordeaux.
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Paris.
Outre la thèse non publiée de Ballet 1980, voir par exemple Picaud et Podvin 2011 ;
Podvin 2015a ; 2015b ; 2016.
15
Pour comprendre le contexte de Nea Paphos, on pourra se référer à un ouvrage récent :
Balandier 2016.
14
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Paris.
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18). Paris.
Fischer M. et Jackson-Tal R.-E. 2003. A glass pendant in the shape of
Harpokrates from Yavneh-Yam, Israel. JGS 45, 35–40.
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City of Amathous. CCEC 37, 299–306.
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165–172.
Gasse A. 2004. Les stèles d’Horus sur les crocodiles. Paris.
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(Bollettino di Numismatica. Monografia, 8.2.1). Roma.
Mastrocinque A. 2014. Les intailles magiques du département des
Monnaies, Médailles et Antiques. Paris, [on-line] https://doi.org/10.4000/
books.editionsbnf.1182.
Michaelidès D. 2009. A boat-shaped lamp from Nea Paphos and the divine
protectors of navigation in Cyprus. CCEC 39, 197-226, [on-line] https://
doi.org/10.3406/cchyp.2009.924.
Michaelidou-Nicolaou I. 1978. The cult of oriental divinities in Cyprus.
Archaic to Graeco-Roman times. In M. B. De Boer et T. A. Edridge (éds.),
Hommages à M. J. Vermaseren. Recueil d’études offert par les auteurs
de la série études préliminaires aux religions orientales dans l’empire
romain à Maarten J. Vermaseren à l’occasion de son soixantième
anniversaire le 7 avril 1978, 791–800. (ÉPRO 68.2). Leyde.
Nenna M.-D. 1999. Les verres. (Exploration archéologique de Délos 37).
Paris.
Nicolaou K. 1965-1966. Archaeology in Cyprus, 1961-1966. AR 12, 27–43,
[on-line] https://doi.org/10.2307/581183.
Nicolaou K. 1967. Excavations at Nea Paphos. The House of Dionysos.
Outline of the campaigns 1964–1965. RDAC, 100–125.
Nicolaou K. 1978. Oriental divinities represented on the clay sealings of
Paphos, Cyprus. In M. B. De Boer et T. A. Edridge (éds.), Hommages
à M. J. Vermaseren. Recueil d’études offert par les auteurs de la série
études préliminaires aux religions orientales dans l’empire romain
Le succès d’Harpocrate à Nea Paphos
257
à Maarten J. Vermaseren à l’occasion de son soixantième anniversaire
le 7 avril 1978, 849–853. (ÉPRO 68.2). Leyde.
Oziol Th. 1977. Les lampes du musée de Chypre. (Salamine de Chypre 7).
Paris.
Perpillou-Thomas F. 1993. Fêtes d’Égypte ptolémaïque et romaine d’après
la documentation papyrologique grecque. Louvain.
Picaud S. et Podvin J.-L. 2011. Les isiaca de Tarse et de sa région.
In L. Bricault et R. Veymiers (dir.), Bibliotheca Isiaca II, 211–223.
Bordeaux.
Podvin J.-L. 2011. Luminaire et cultes isiaques. (Monographies
Instrumentum 38). Montagnac.
Podvin J.-L. 2012. Lampes à huile en forme de navire dans le monde
gréco-romain. In Chr. Borde et Chr. Pfister (éds.), Histoire navale,
histoire maritime. Mélanges offerts à Patrick Villiers, 116–124. Paris.
Podvin J.-L. 2015a. Figurines isiaques en terre cuite d’Asie Mineure.
In E. Lafli et A. Muller (éds.), Figurines de terre cuite en Méditerranée
grecque et romaine, vol. 2 : Iconographie et contextes. (Archaiologia).
209–217. Villeneuve d’Ascq.
Podvin J.-L. 2015b. Lampes à décor isiaque du littoral égéen d’Asie
mineure. In P. Kousoulis et N. Lazaridis (éds.), Proceedings of the Tenth
International Congress of Egyptologists, University of the Aegean,
Rhodos 22-29 May 2008, 2071–2082. (Orientalia Lovaniensia Analecta
241). Leuven, Paris, Bristol.
Podvin J.-L. 2016. Sur la présence d’Harpocrate à Pétra et en Jordanie.
Syria 93, 311–319.
Śliwa J. 2013. Magical amulet from Paphos with the ιαεω-palindrome.
SAAC 17, 293–302, [on-line] https://doi.org/10.12797/SAAC.17.2013.
17.24.
Spaer M., Barag D., Orman T. et Neuhaus T. 2001. Ancient Glass in
the Israel Museum. Beads and Other Small Objects. Jerusalem.
Tran tam Tinh V. et Labrecque Y. 1973. Isis lactans. Corpus des
monuments gréco-romains d’Isis allaitant Harpocrate. (ÉPRO 37).
Leyde.
Tran tam Tinh V., Jaeger B. et Poulin S. 1988. S. v. « Harpocrates »,
LIMC IV.1, 415–445 ; IV.2, 242–266.
Veymiers R. 2005. Sérapis face au sanctuaire Paphia. À propos
d’une gemme disparue de la collection Petrie. In Chr. Cannuyer (éd.),
La langue dans tous ses états. Michel Malaise in honorem, 339–356.
(Acta Orientalia Belgica 18). Bruxelles.
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Veymiers R. 2009. Ἵλεως τῷ φοροῦντι. Sérapis sur les gemmes et les bijoux
antiques. Bruxelles.
Yon M. 1994. Les enfants de Kition. In M.-O. Jentel et G. Deschenes-Wagner (éds.), Tranquillitas. Mélanges en l’honneur de Tran tam Tinh,
597–609. Québec.
Jean-Louis Podvin
c/o Univ. Littoral Côte d’Opale
[email protected]
Le succès d’Harpocrate à Nea Paphos
PLANCHE 1
Pl. 1 : 1 – Lampe d’Harpocrate et Isis, Salamine de Chypre (d’après Podvin
2011, pl. 55).
Pl. 1 : 2 – Amulette magique, Nea Paphos (d’après Śliwa 2013, pl. 1)
S T U D I E S I N A N C I E N T A RT A N D C I V I L I Z AT I O N 21
Krakow 2017
Hadrien J. Rambach
Brussels
A MANUSCRIPT DESCRIPTION
IN KRAKÓW OF THE ‘TRIVULZIO
MUSEUM’ IN MILAN
Abstract: An early nineteenth-century manuscript is preserved in
the Jagiellonian Library in Kraków. This document in Italian, entitled ‘Breve
Descrizione del Museo Trivulzio’, describes the contents of a collection
of an aristocratic family in Milan, as seen shortly after the death of its builder
– Don Carlo Trivulzio (1715-1789). The author compares it to a published
text in French by Aubin-Louis Millin, and publishes up-to-date descriptions
of the engraved gems evoked in the manuscript. Thanks to various sources,
five of those seven cameos and intaglios can also be illustrated together
for the first time.
Keywords: Trivulzio; Milan; Millin; cameos; intaglios; rings; collecting
This article presents a manuscript entitled Breve Descrizione del Museo
Trivulzio, preserved in the Biblioteka Jagiellońska in Kraków (ms. Ital.
Qu. 25).1 Stamped ‘Ex Biblioth. Regia Berolinensi’, this volume entered
the Royal Library in Berlin on 5 October 1849, accession no. 3318. It had
been acquired via a certain ‘Franck’, after having been auctioned in Paris by
‘de Buce’ (or de Bull?).2 It was brought to Silesia during the Second World
War and has since remained in Poland.3
With thanks to Anne-Beate Riecke and Monika Jaglarz for their kind assistance,
to Alessandra Squizzato and Gabriella Tassinari for their suggestions and advice,
and to Paweł Gołyźniak for examining the watermarks on my behalf.
2
The volume is listed by Lemm (1918, 79), without any precision on the provenance.
The 1849 (?) auction could not be identified in Lugt 1953.
3
The manuscript bears short watermarks on the lower-right part of the pages: the letters
1
DOI: 10.12797/SAAC.21.2017.21.11
262
H. J. Rambach
Finely calligraphed, the text covers eight double-sided unnumbered
folios in cursive script. As its title suggests, this is a general presentation
of the contents of the Trivulzio collections, which can be divided into three
principal sections: coins, antiquities, and books. The four initial pages are
devoted to the coins, then six and a half pages to the artefacts (such as ivories,
niellos and gems), and finally, five pages to the books and manuscripts.
It is my intention to concentrate on the section dedicated to
the Trivulzio collection of engraved gems (Rambach 2017), which reads:
‘[…] Passiamo ora alle gemme. La principale di esse è un superbo cameo
di sorprendente bellezza, ed un vero capo di opera tra le antichità di tal
genere. Esso rappresenta la testa di Antonia. Altri due pure rispettabili
camei esprimono le teste l’uno di Adriano, l’altro di Commodo. Ricordarsi
deve fra i camei la famosa Bolla trovata nel sepolcro di Maria moglie
di Onorio quando fu desso scoperto in Roma nel secolo XVI. Altra consimile
Bolla ha un’iscrizione greca esprimente un buon augurio per chi la porta.
Sono pure cinquanta altri camei che altrove meriterebbero una singolar
menzione. Vi si conservano pure quasi duecento scarabei antichi fra quali
alcuni egiziani di maggior grandezza e con incisioni al di sotto, eccetto
i più grandi che sono lisci. Non debbo qui omettere le due superbe corniole
state già ad uso di sigillo segreto di Filippo Maria Visconti Duca di Milano,
pubblicate già dal Conte Giulini nell’ultimo tomo delle Memorie di Milano
alla pag. 553 ed un anello d’oro avente per gemma un sigillo di zaffiro,
che rappresenta la testa di Federico IV detto comunemente III Imperatore
col solito suo motto AEIOV. Evvè pure un qualche migliaio di gemme
diverse incise in gran parte antiche, comprese alcune poche paste. […]’.4
HREN on the 1st, 2nd and 3rd pages of the Trivulzio ‘description’; the letters ZONEN
on the 5th page; and the letters HRE on the 6th page (supposedly HREN). I am grateful
to Emanuel Wenger for his help in trying to identify – unfortunately unsuccessfully –
these marks, which are not listed in the ‘Bernstein – The Memory of Paper’ database.
In the absence of a definite writing-date (and author), it must be presumed that this
manuscript was written in Milan in the 1810s, therefore probably on Austro-Hungarian
or on French paper.
4
Manuscript in Kraków, Biblioteka Jagiellońska in Kraków, folios 5r/5v. The text of
the manuscript in Milan, Fondazione Trivulzio, folio 3r, is almost the same with only minor
and insignificant variations: ‘ed un vero capo di opera’ is spelt instead ‘e un vero capo
d’opera’, ‘moglie di Onorio’ as ‘moglie d’Onorio’, ‘cinquanta’ / ‘duecento’ are written
‘50.’ / ‘200.’, and ‘pag. 553’ is written ‘p. 553’. The text of the manuscript in Milan,
Veneranda Biblioteca Ambrosiana, is also almost the same with only minor and insignificant
variations: ‘ora’ is missing in ‘Passiamo alle gemme’; ‘superbo’ is missing in ‘un cameo
di sorprendente bellezza’; ‘ed un vero capo di opera tra le antichità di tal genere’ reads
instead ‘è un capo d’opera le antichità di tal genere’, and this was added in-between two
A manuscript description in Kraków...
263
This translates as: ‘Let us now go to the gems. The most relevant
is a superb cameo of surprising beauty, and a real masterpiece among
the antiques of its kind. It represents Antonia’s head. There are also two
decent cameos which portray Hadrian’s and Commodus’ heads. We must
recall among the cameos the famous bulla found in the sepulcher of Maria,
Honorius’s wife, when it was discovered in Rome in the XVI century.
A similar bulla has got a Greek inscription expressing good wishes for
the person who carries it. There are fifty further cameos which would
otherwise deserve a specific mention. There are also two hundred ancient
scarabs, amongst which are some of the grandest Egyptian ones with
engravings underneath, except the largest ones which are smooth. I must
not omit the two superb carnelians that were used as a secret seal by Filippo
Maria Visconti Duke of Milan, already published by Count Giulini in
the last volume of the Memorie di Milano on page 553, and a golden ring
with a sapphire seal gem, which represents the head of Friedrich IV well
known as III Emperor with his usual motto AEIOV. There are also thousands
of various engraved gems, for the most part antiques, including a few
in paste.’
The similarity of this text with the description published in French
in 1817 by Aubin-Louis Millin (1759-1818) is striking. ‘Parmi les pierres
gravées, nous ferons remarquer principalement un camée d’une rare
beauté, et qui est un véritable chef-d’œuvre parmi les antiques de ce genre.
Il représente la tête d’Antonia ; deux autres beaux camées représentent
la tête d’Adrien et celle de Commode. Parmi les camées, on doit remarquer
la célèbre bulle qui a été trouvée dans le seizième siècle à Rome dans
le tombeau de Marie, épouse d’Honorius. Un autre sceau semblable a une
inscription grecque qui exprime un bon augure pour celui qui le porte.
Il y a en outre cinquante camées qui mériteroient d’être décrits, et environ
deux cents scarabées antiques, parmi lesquels il y en a d’égyptiens d’une
grandeur extraordinaire, avec des figures gravées dessous ; les autres
grands scarabées égyptiens sont lisses. Je ne dois pas oublier de parler des
deux superbes cornalines qui servoient de sceau secret à Philippe-Marie
Visconti, duc de Milan, et qui ont été publiées par le comte Giulini, dans
le dernier tome des Mémoires de Milan, p. 553 [Voyez mon Voyage dans
le Milanais, tom. I, pag. 135] ; d’une bague d’or ornée d’un cachet de saphir,
lines whilst the following sentence is linked to this one with ‘che rappresenta…’; ‘desso’
is missing in ‘quando fu scoperto’; there is an additional ‘circa’ in ‘Sono pure circa 50.
altri camei’ but ‘una’ is missing in ‘che altrove meriterebbero singolar menzione’; a shorter
version is used for ‘le due superbe corniole secrete [with a C] di Filippo Maria Visconti’.
264
H. J. Rambach
qui représente la tête de l’empereur Frédéric IV, vulgairement nommé
Frédéric III, avec sa devise AEIOV, entourée de pierres gravées, en grande
partie antiques.’ (Millin 1817a, 265-266).
In fact, Millin did not have access to the Trivulzio museum, and instead
Mazzuchelli supplied him with a manuscript in Italian, also entitled Breve
Descrizione del Museo Trivulzio (Mazzucchelli P. c. 1816/17), a copy of
which is preserved at the Veneranda Biblioteca Ambrosiana in Milan
(Rovetta 2008, 906). The manuscript elucidates the printed text: for whilst
it is clear in the Italian manuscript that the collection contains thousands
of other gems, in the French publication Millin seems to suggest that
the sapphire ring is surrounded by ancient gems – as if the sapphire was set
within other stones. Despite his original intentions, the information was not
actually used for Millin’s Voyage en Italie (1818) but instead in his Annales
encyclopédiques (1817). Who wrote the manuscript in Kraków, as well as
why and when, remains to be established.5
It is noteworthy that the text given to Millin was not actually
Mazzuchelli’s; it was instead his translation of notes – Cartas Familiares
– made in the summer of 1791 by a Spanish Jesuit, Juan Andrès y Morell
(1740-1817), during his visit to Milan.6 It is interesting to note that Andrés
remarked on the Cufic coins amongst the collections of the ‘deceased abbot’
(Squizzato 2014, 290), something to which few visitors had paid attention.
He published his notes (Andrès y Morell 1793, 139-148), indicating that
they had been written in Mantua on 6 October 1791, but there is no mention
of engraved gems, or of Islamic coins, so the published text cannot be that
which Mazzuchelli provided to Millin.
This text refers to seven engraved gems, the first one of which is said
to be ‘a superb cameo of surprising beauty, and a real masterpiece among
the antiques of the kind. It represents Antonia’s head’ (Pl. 1: 1) (Millin
1817a, 265-266; Malaguzzi Valeri 1913, 387 (illustrated); Malaguzzi Valeri
The title of the Ambrosiana manuscript contains the word ‘esposizione’, crossed and
replaced by ‘descrizione’. Whilst the manuscript in Kraków is written in a decorative
hand, the manuscript in the Fondazione Trivulzio is rather poorly written, but there are
no crossing-outs, so it is apparently not a draft and seems rather to be a quickly made copy.
Instead, the manuscript at the Ambrosiana library is obviously a draft, full of corrections,
but the two manuscripts in Milan seem to be by the same hand.
6
Andrès is often described as a Spanish Jesuit, which is exact but misleading: Jesuits
had been expelled from Spain in 1767, and he was in Italy since, even becoming Prefect
of the Royal Library in Naples (see Ravasi 2000, 410). It is interesting to note that this 1791
visit was not Andrès’s last contact with the Trivulzio family; letters survive which he sent
to Gian Giacomo Trivulzio in May and June 1807, regarding the purchase of Spanish books
(see Fuentes Fos 2015, 199).
5
A manuscript description in Kraków...
265
1923, 71, fig. 103; Seregni 1927, 23 (quote), 186-187 (description), 216
(Dutens), 223 (Hamilton offer); Squizzato 2014, 284). This cameo was
purchased – before 1770 – by Don Carlo Trivulzio (1715-1789) ‘at low price
from a peasant whose wife was wearing it at her neck’; it was later passed
down within the family, and supposedly sold privately in the 1920s/30s.7
This piece is now lost, but is known from a 1920s photograph. This twolayered hardstone cameo, carved with the portrait of the right side of a lady,
erroneously identified as Antonia minor (36 BC-AD 37), wife of Drusus
maior (38-9 BC), is probably a Roman work of the late 1st century AD.
This cameo can be compared with two small gems depicting a similar bust
of a Flavian lady: a sardonyx cameo from the Guilhou & Merz collections
(28 x 22mm) in the Antikensammlung des Institut für Archäologische
Wissenschaften in Bern (Vollenweider 1984, 179-182, no. 301; Megow
1987, 264-265, no. B33; Willers and Raselli-Nydegger 2003, no. 159),
and a nicolo intaglio in the National Museum in Copenhagen (inv. nr. K2.162;
Vollenweider 1984, 181, fig. 301A). Megow suggested the cameo was from
the time of Vespasian (AD 69-79), whilst Vollenweider dated the Guilhou
cameo from AD 80-90 (and its gold and emerald ring from either shortly
afterwards or from the 3rd/4th century). In June 1776, Alessandro Verri
(1741-1816) wrote to his elder brother Pietro (1728-1797): ‘As antiquarians
we know each other very well. If Abbot Triulzi is aware of which medals
can be sold in Rome, I myself know that he has a beautiful antique cameo
representing a Livia but nothing else of the kind. Count Anguissola
buys something here and he is perhaps the only one who buys cameos.’8
And his brother replied: ‘Abbot Triulzi’s cameo does not represent Livia,
but Antonia. It is really beautiful, and Pichler saw it and regarded it
as precious. It was purchased at low price because it was acquired from
a peasant whose wife was wearing it at her neck.’9 Sir William Hamilton,
His brother’s son Giorgio Teodoro Trivulzio (1728-1802), and by descent: Gian Giacomo
Trivulzio (1774-1831), Giorgio Teodoro Trivulzio (1803-1856), Gian Giacomo Trivulzio
(1839-1902), Luigi Alberico Trivulzio (1868-1938).
8
Letter from Alessandro no. XCI-903 (Rome, 15 June, 1776): ‘Fra noialtri antiquari
ci conosciamo molto bene. Se l'abate Triulzi sa le medaglie vendibili in Roma, io so ch'egli
ha un bel cammeo antico rappresentante una Livia e di tal genere non ha altro. Il conte
Anguissola costì fa qualche acquisto ed è forse l'unico che compri cammei.’ (Giulini and
Seregni 1934, 115).
9
Letter from Pietro n. XCVI-718 (Milan, 22 June, 1776): ‘Il cammeo dell'abate Triulzi
non rappresenta Livia, ma Antonia. Veramente è bello, e Pichler l'ha veduto e pregiato.
Fu comprato a basso prezzo perché si acquistò da un villano che lo faceva portare al collo
a sua moglie.’ (Giulini and Seregni 1934, 120).
7
266
H. J. Rambach
who had already admired it on 8 July 1771, saw it again on 25 June 1776
and shortly afterwards offered to give another cameo in exchange for it10 –
which Don Carlo refused on 22 November: ‘one must believe that his cameo
is less attractive than the Antonia, though all know that this knight knows
beauty so well.’11 Previously, in February 1770, Louis Dutens (1730-1812)
had offered to buy it for 300 zecchini, which Don Carlo declined (Tassinari
2015, 145-147).
Don Carlo Trivulzio also owned, ‘deux autres camées représentent la tête
d’Adrien et celle de Commode’ (Millin 1817a, 265-266). Unfortunately,
those hardstone cameos, supposedly engraved with the heads of the Roman
emperors Hadrian (AD 117-138) and Commodus (AD 180-192), are now
lost, and no images are known12. Therefore, it is impossible to know whether
they were ancient, Renaissance, or neoclassical gems. They were still part
of the Museo Trivulzio in 1817, because the division of the collection
between the two branches of the family had not yet taken place; they may
have been inherited by the Trivulzio branch (which was dispersed privately
in the 1920s/30s), or by Cristina Trivulzio di Belgioioso (1808-1871)
(and apparently dispersed privately in the 1830s).
Much more significant is ‘the famous bulla found in the sepulchre
of Maria, Onorio’s wife when it was discovered in Rome in the XVI century’
(Pl. 1: 2, 3) (Millin 1817a, 265-266; Mazzucchelli 1819; Barbiera 1902,
255; Montesquiou-Fezensac 1937; Spier 2007, 138, no. 752; Paolucci
2008; Gagetti 2012). It consists of two carnelian cameos, stained white,
set in a gold pendant set with emeralds and garnets of about 18 x 13mm.
It is inscribed with the names of the family members of Maria, wife
of Honorius (AD 384-423), Honori Maria Stelicho Serhna Vivatis
and Stelicho Serhna Eycheri Thermantia Vivatis, and shows devices
in the shape of Christograms. This Byzantine imperial jewel, datable to
AD 398-407, was discovered in February 1544 in the chapel of Saint
Petronilla in the old Saint Peter’s Basilica (Rome), along with other gems and
rings (now dispersed and undocumented). It entered the collection of Filippo
Archinto (1495-1558) and was still in Rome when Felice Caronni (1747The offer was made through Marcello Oretti (on whom see Perini Folesani, 2013,
457-460), who wrote a letter to Don Carlo on 25 October 1776.
11
‘è ben da credersi che quel suo cammeo sia men bello della detta Antonia, mentre è a tutti
noto che quel cavaliere distingue troppo il bello’.
12
In the absence of any illustration, we cannot attribute any skill to the author at identifying
ancient portraits: these cameos certainly depicted laureate bearded middle-aged men,
but this could describe most emperors in the 2nd and 3rd centuries AD.
10
A manuscript description in Kraków...
267
1815) of Milan acquired it. Caronni then sold it to Count Antonio Giuseppe
della Torre di Rezzonico (1709-1785), at whose death it was acquired
by Don Carlo Trivulzio (1715-1789). Then it descended to his nephew
Giorgio Teodoro Trivulzio (1728-1802), whose son Gerolamo Trivulzio
(1778-1812) was the father of Cristina Trivulzio di Belgioioso (1808-1871),
who likely sold it (after 1845), unless it was sold by her daughter Maria
Trotti Bentivoglio, née di Belgioioso (1838-1913). It was finally acquired
in 1934 by Blaise de Montesquiou-Fezensac from the dealer Maurice Stora,
and it was given to the Musée du Louvre in 1951 (inv. no. OA 9523).
Especially close to the heart of Don Carlo – because he especially
collected artefacts relating to the history of his hometown – were ‘the two
superb carnelians that were used as a secret seal by Filippo Maria Visconti
Duke of Milan’ (Pl. 2: 1-4) (Giulini 1760-65, 390 (drawing); Millin 1817a,
265-266; Millin 1817b, 135; Motta 1893, 989; Seregni 1927, 207; Squizzato
2014, 298, Fig. 4). Supposedly passed down within the family, and privately
sold in the 1920s/30s, these pieces are now lost, but there survives
a photograph of their plaster-casts that was taken in the early twentieth
century and recently discovered by Alessandra Squizzato in the Fondazione
Brivio-Sforza. Both were carnelian intaglios: one depicted a helmeted
warrior, a shield with the Visconti viper at his shoulder, with the legend
Phi. Ma. Agli.; the other depicted Sol driving a quadriga, holding a whip
in one hand and a globe in the other, with the legend Phi. Marie Agli.13
If indeed used as secret seals by Filippo Maria Visconti (1392-1447), they
date from the 15th century.
One of Don Carlo’s most precious jewels – if genuine – was his ‘gold
ring with a sapphire seal as gem, which represents the head of Friedrich IV
well known as III Emperor with his usual motto AEIOV’ (Pl. 3: 1-3)
(Millin 1817a, 265-266; Seregni 1927, 215). The acronym AEIOV, which is
the series of all vowels in alphabetical order, is a mysterious device regularly
used by the Habsburg Emperor Frederick III (Emperor 1452-1493) to mark
his ownership of buildings and objects, the meaning of which was revealed
by the emperor himself, shortly before dying: Alles Erdreich ist Österreich
I am grateful to the anonymous referee for noticing the abbreviation-signs over the H and
the A in the stone’s inscription, which suggest the following meaning: (seal of) PHIlippi
MARIaE AnGLI. The title ANGLVS is already found on a medal by Pisanello for Filippo
Maria Visconti, but it seems to have been used even earlier – since Gian Galeazzo Sforza
(1351-1402), possibly in 1397 when the German Emperor gave the county of Angleria
(Anghiera) to his son, to evoke a claimed ancestry of the Visconti family from the imaginary
Anglus, son of Ascanius and grandson of Eneas – son of Venus and ancestor of the Romans.
13
268
H. J. Rambach
untertan – ‘all the world is subject to Austria’ in German.14 It is not known
when Don Carlo Trivulzio (1715-1789) acquired this ring, but he already
owned it on 16 June 1759 when he received a visit by Duke Giovanni
de Noya Carafa (1715-1768): although he agreed to exchange various
ancient coins with him, he refused even to consider parting with this ring.
Supposedly inherited within the family, and privately sold in the 1920s/30s,
this piece is now lost, and no image is known.
Finally, it may be noted that the volume in Kraków also contains
a single-leaf manuscript letter by Giangiacomo IV Trivulzio (1774-1831),
sent from Milan on 14 October 1824.15 The recipient is an unnamed man
in Paris who seems to be a bibliophile, an acquaintance of both Trivulzio’s
daughter and of the bibliographer Joseph van Praet (1754-1837). Van Praet,
an acquaintance of Alexandre Dumas (Dumas 1842, 4), was the author
of the Catalogue des livres imprimés sur vélin de la Bibliothèque du roi
(Paris 1822, 6 volumes), and of the Catalogue des livres imprimés sur vélin
qui se trouvent dans les bibliothèques tant publiques que particulières (Paris
1824-1828, 4 volumes). This letter relates to that project, and its content
is rather ironic, as the first words are, ‘Sir, I have the pleasure to send you
the note of my vellums; as you see I am truly poor’,16 and yet the Trivulzio
library was in fact extremely rich, and well-represented in van Praet’s book.
The letter and the manuscript are not written by the same hand, and their
physical features also differ: whilst the catalogue measures 190 x 150mm
and is on plain cream paper, the letter measures 185 x 119mm and is on
very thin white paper. Therefore, this letter – although bound at the start of
the volume – does not appear to be related to the manuscript. It remains
of some interest, however, because of the passage where Giangiacomo
expresses his pleasure at being able to help Jean Duchesne (1779-1855),
and says that he will immediately have his examples of niello copied.
Indeed, Duchesne illustrated twelve pieces from the Trivulzio collection
in his 1826 book Essai sur les nielles, gravures des orfèvres florentins
du XVe siècle, and thanked Giangiacomo for having sent him drawings
of his items.
See Meyers 1885-1890, 1. The hypotheses had been proposed that this was the abbreviation
of a Latin phrase, either Austria est imperio optime unita or Austria erit in orbe ultima
or Austriæ est imperare orbi universe.
15
The letter is on watermarked paper, but too little of the marks are visible to be able
to identify it; it is possibly a coat of arms, with an arrow and letters (?).
16
‘M.r J’ai le plaisir de vous envoyer la note de mes velins; Vous voyez que je suis bien
pauvre.’ This list, to which he refers, is not bound into the volume.
14
A manuscript description in Kraków...
269
References
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a su hermano D. Carlos Andres, dandole noticia del viage que hizo
a varias ciudades de Italia en el año 1791, publicadas por el mismo
D. Carlos, vol. 4. Madrid.
Barbiera R. 1902. La Principessa Belgioioso. Milan.
Dumas A. 1842. Excursions sur les bords du Rhin. Impressions de voyage.
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en la obra de Juan Andrés Morell (1740–1817). Tesis doctoral,
Universitat de València, Facultat de Geografia i Història.
Gagetti E. 2012. Bulla’ dell’imperatrice Maria. In G. Sena Chiesa (ed.),
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Lemm S. 1918. Kurzes Verzeichnis der romanischen Handschriften.
Berlin.
Lugt F. 1953. Répertoire des catalogues de ventes publiques..., vol. 2:
Deuxième période : 1826–1860. The Hague.
Malaguzzi Valeri F. 1913. La corte di Ludovico il Moro, vol. 1: La vita
privata e l’arte a Milano nella seconda metà del quattrocento. Milan.
Malaguzzi Valeri F. 1923. La corte di Ludovico il Moro, vol. 4: Le arti
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Mazzuchelli P. date unknown. Breve descrizione del Museo Trivulzio.
Milan, Veneranda Biblioteca Ambrosiana, inv. S 162 inf., folios 157–
165v (manuscript).
Mazzucchelli P. c. 1816/17. Breve descrizione del Museo Trivulzio.
Archivio Fondazione Trivulzio. Araldica Uffici b. 3, fasc. 84
(manuscript).
Mazzucchelli P. 1819. La bolla di Maria, moglie d’Onorio imperatore.
Milan.
Megow W.-R. 1987. Kameen von Augustus bis Alexander Severus. Berlin.
Meyers J. 1885-1890. Meyers Konversations–Lexikon, vol. 1. Leipzig,
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Millin A.-L. 1817a. Description du Musée de Trivulzio à Milan. Annales
encyclopédiques 6, 254–273.
Millin A.-L. 1817b. Voyage dans le Milanais, vol. 1. Paris.
Montesquiou-Fezensac B. de. 1937. Communication given on 22 Decem-ber 1937. Bulletin de la Société nationale des antiquaires de France,
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Morell J. A. date unknown. Cartas familiares de Juan Andres a su her-mano D. Carlos Andres. Milan, Veneranda Biblioteca Ambrosiana,
inv. S 162 inf., folios 81v–144 (manuscript).
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di rango di età tardoantica a San Pietro. Temporis signa. Archeologia
della tarda antichità e del medioevo, vol. 3, 225–252.
Perini Folesani G. 2013. Marcello Oretti. In Dizionario Biografico
degli Italiani 79, 457–460.
Rambach H. J. 2017. The coin-collection of Don Carlo Trivulzio (17151789). In M. Caccamo Caltabiano (ed.), XV International Numismatic
Congress. Taormina 2015. Proceedings, vol. 1, 248–251. Rome,
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Ravasi G. 2000. Visitatori illustri nel Settecento. In Storia dell’Ambrosiana.
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Rovetta A. 2008. Storiografia e collezionismo d’arte nei materiali
manoscritti di Pietro Mazzucchelli. In M. Ballarini, G. Barbarisi,
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italiani antichi e moderni, vol. 2, 891–909. (Quaderni di Acme 105).
Milan.
Seregni G. 1927. Don Carlo Trivulzio e la cultura milanese dell’età sua
1715-1785. Milan.
Spier J. 2007. Late Antique and Early Christian Gems. Wiesbaden.
Squizzato A. 2014. Tra Milano e l’Europa. Viaggiatori, eruditi e studiosi
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Hadrien J. Rambach
Independent Researcher
[email protected]
PLATE 1
H. J. Rambach
Pl. 1: 1 – Hardstone cameo depicting a Flavian lady, probably a Roman work of the 1st
century AD. Reproduced from Seregni 1927, tav. XIV
Pl. 1: 2-3 – The ‘Bulla of Maria’ found in the tomb of the wife of Honorius (AD 384-423).
Photo © Musée du Louvre
A manuscript description in Kraków...
PLATE 2
Pl. 2: 1-4 – Carnelian intaglios believed to be the secret seals of Filippo Maria Visconti
(1392-1447). Reproduced from Giulini 1760-65, 390 (drawings) and Squizzato 2014, 298
(casts)
PLATE 3
H. J. Rambach
Pl. 3: 1-3 – Gold ring set with a sapphire intaglio portrait of Frederick III (1452-1493).
Reproduced from Giulini 1760-65, 390 (drawings) and Squizzato 2014, 298 (cast)
S T U D I E S I N A N C I E N T A RT A N D C I V I L I Z AT I O N 21
Krakow 2017
Mateusz Bogucki,1 Arkadiusz Dymowski,2
Grzegorz Śnieżko 1
1. Warszawa, 2. Gdynia
THE COMMON PEOPLE AND
MATERIAL RELICS OF ANTIQUITY.
THE AFTERLIFE OF ANCIENT COINS
IN THE TERRITORY OF PRESENT-DAY
POLAND IN THE MEDIEVAL
AND MODERN PERIODS
Abstract: Ancient coinage, almost exclusively Roman denarii from
the 1st or 2nd century AD, constitutes a small percentage of hoards and
other assemblages dated (with the latest coins present) to either the Middle
Ages or to the modern period in the territory of present-day Poland. Such
finds can be seen as strongly indicating that ancient coinage did function
as means of payment at that time. This hypothesis is further supported
by written sources. Moreover, ancient coins have also been recorded at other
sites in medieval and modern period contexts e.g. in burial sites, which are
less easy to interpret than hoards. Finds often include pierced coins and
others showing suspension loops, which suggests they may have been used
as amulets, jewellery or devotional medals. Other finds, such as Roman coins
placed in alms boxes in modern period churches in Silesia, also point to
a religious context. At the same time, written sources attest that at least since
the Late Middle Ages, Roman denarii were known to common people as
‘St John’s pennies’. The name is associated with a Christian interpretation
of the image of the emperor’s head on the coin, resembling that of John
the Baptist on a silver platter.
Keywords: ancient coins; Roman coins; coin finds; coin hoards;
medieval context; modern context; monetary circulation; non-monetary
functions of coins
DOI: 10.12797/SAAC.21.2017.21.12
276
M. Bogucki, A. Dymowski, G. Śnieżko
Coins were the sole element of the material culture of Antiquity
which could actually reach, on a large scale, the common people of East-Central Europe in the Middle Ages and the modern period.1 The region of
East-Central Europe east of the Elbe and north of the Danube, including
the territory of present-day Poland, was never, not even for a moment,
a part of the Roman state. This means that all of the Roman coins
found in this territory must be treated as imports. Roman coinage was
brought to the territory of present-day Poland in vast amounts primarily
during the Roman period (Bursche 1994, 471–475; Bursche 1996,
95–137; Dymowski and Myzgin 2014, 39–56; Dymowski 2016, 99–132).
By contrast, Greek coins were imported in much smaller amounts during
the pre-Roman and Roman periods (Mielczarek 1989, 38–112). Finally,
Celtic coinage, in addition to arriving in the region by ways of import,
was actually minted here during the final centuries BC (Rudnicki and
Ziąbka 2010, 19–20; Rudnicki 2012, 41–49). Specifically, this was
the case in southern and central Poland. Ancient coins were, and still are,
being found in abundance in the area of East-Central Europe (including
present-day Poland). The finds are most commonly Roman denarii
from the 1st or 2nd century AD, often recorded in hoards of several
thousand pieces. However, other types of ancient coins are also repre-sented in the finds from the area. Ancient coinage, almost exclusively
Roman denarii, also constitutes a small percentage of hoards and other
assemblages dated (with the latest coins present) to either the Middle
Ages (from the 10th century) or to the modern period (to the 19th century).
Such finds can be seen as strongly indicating that ancient coinage did
function as means of payment within the period of our interest, especially
since this hypothesis is further supported by written sources. Moreover,
ancient coins have also been recorded at other sites in the medieval
and modern period contexts, such as in burial sites, which are less easy
to interpret than hoards. Finds sometimes include pierced coins, which
suggests they may have been used as amulets, jewellery or devotional
medals. Other finds, such as Roman coins placed in alms boxes in modern
period churches in Silesia, also point to a religious context. Additionally,
some silver vessels are known to have been decorated with ornaments
fashioned from Roman coins.
The present publication reports on the results of research completed within the Use
of ancient coins in East-Central Europe in the medieval and modern periods Project
No. 2016/23/B/HS3/00173 conducted at the Institute of Archaeology of the University
of Warsaw, financed from the resources of the National Science Centre, Poland.
1
The common people and material relics of Antiquity...
277
At the same time, written sources attest that at least from the Late
Middle Ages, Roman denarii were known to common people as ‘St John’s
pennies’ (pieniążki św. Jana) (Abramowicz 1981, 81–91; Szlapińskij 1997,
72; Mielczarek 1999, 244–245; Mielczarek 2002, 468–469; Jaworski and
Crişan 2012, 259–260; Siwiak 2014, passim; cf. Abramowicz 1983, passim;
Abramowicz 1987, passim). The name is associated with a Christian
interpretation of the image of the emperor’s head on the coin, resembling
that of John the Baptist on a silver platter. The term, still in use in
the 19th century in non-academic circles, evolved into several variants.
Roman coins were also called główki św. Jana (‘St. John’s heads’), denary
św. Jana (‘St. John’s denarii’), or Iwankowe (‘Little Ivan’s coins’)
in the eastern reaches of the Polish-Lithuanian Commonwealth. German
speakers called them Johannesschüssel. The earliest record mentioning
‘Saint John’s pennies’ in Poland is found in a mid-15th century source
(Abramowicz 1981, 81–91; Mielczarek 1999, 244–245). It is believed
that these coins were associated with local Saint John’s Eve celebrations,
possibly in the sense that peasants were convinced that magical artefacts
such as ‘Saint John’s pennies’ could be found more easily and in greater
numbers precisely on Saint John’s Eve.
For now at our disposal there is a complete set of archaeological sources
regarding our area of interest – a catalogue of all ancient coins (in fact only
Roman issues) recovered in the territory of present-day Poland in medieval
and modern contexts (approximately from the 7th century AD2 until the turn
of the 19th century), recorded by the end of 2017.3 Roman coins in early
medieval contexts have been recorded by German and Polish researchers
even at the beginning of the 20th century (Schuman 1902, 80, 83; Regling
1912, 231; Beltz 1927, 184–196; Łęga 1930, 343). An essential study of this
phenomenon was completed in 1958 by Ryszard Kiersnowski (1958, 5–14)
who analysed the occurrence of Roman coins in early medieval hoards
In fact, there are no ancient coins found in Poland in contexts dated to earlier than
10th century.
3
Updated materials drawn from the source databases created (with great effort and
considerable resources) as an outcome of two previous projects financed by the Polish
Ministry of Science and Higher Education (as part of the National Programme for
the Development of Humanities): Polish Early Medieval treasures - Inventory. Registration
of Early Medieval coin hoards in Poland (from 6th to mid-12th centuries) led by Mateusz
Bogucki and Finds of Roman coins from Poland and the Territories Historically Associated
with Poland (FMRPL) with Aleksander Bursche as its leader (database available online:
http://frcpl.uw.edu.pl/).
2
278
M. Bogucki, A. Dymowski, G. Śnieżko
from Poland. The same question was revisited in 2007 by Anna Zapolska
(2007, 149–178) who extended the scope of analysis to ancient coin finds
from burials in settlements, and noted that migration-period finds and early
medieval finds may not be examined together. The former are evidence
of extended circulation of imperial coins, the latter of discoveries made
during the early medieval period. At the present stage of inquiry this inter-pretation remains valid.
Currently we have a record of 34 early medieval finds containing
at least 58 ancient coins. Of these finds 28 are hoards dating to the 10th
and 11th centuries, with 45 ancient coins among their contents. A further
six Roman coins were found in five settlements. A truly exceptional site
is the 11th-century cemetery at Dziekanowice in Greater Poland, with
a record of seven Roman denarii found in graves (Suchodolski 2016, 176,
180; FMP I.32: 52, 67, 98, 118, 138, 140, 143). An important issue in
the study of our subject is source criticism. If the presence of Roman coins
in hoards and in early medieval burials does not raise any major doubts,
we need to be cautious when it comes to finds from settlements and stray
finds. This problem is illustrated well by the case of the settlement at Janów
Pomorski identified with the early medieval trade emporium Truso.
Investigated over many seasons of research, this site yielded one of
the largest assemblages of single coin finds in Europe – more than 1,000
Islamic dirhams and several medieval European denarii (FMP V.A.18–19).
The rare Roman denarii also present in this assemblage were included
by A. Zapolska in her catalogue of ancient coins discovered in an early
medieval context (Zapolska 2007: 152, 162, nos. 11–12). However, a later
extensive archaeological investigation of this site revealed, under the early
medieval stratigraphy identified with the emporium, and also outside it,
the presence of a large Roman period settlement of the Wielbark culture
people (Machajewski and Jurkiewicz 2012, 185–271) where Roman denarii
were also recorded (Bogucki 2012, 41–42, nos. 1–4). Obviously, it is more
than likely that the 9th- and 10th-century settlers discovered some Roman
coins from the earlier settlement. We have no way of proving this, but
it does seem that a vast majority of the Roman coins should be linked with
the Wielbark culture rather than the early medieval settlement.
In finds from an early medieval (pre-13th century) context the Roman
denarii account for only a fraction (0.24‰) of the total silver. The largest
number – 27 ancient coins – surfaced in 12 finds recorded in Greater Poland
(Wielkopolska). In Pomerania (Pomorze) 20 Roman denarii were identified
in 13 finds. From Mazovia and Podlahia (Mazowsze and Podlasie) we have
279
The common people and material relics of Antiquity...
a record of six Roman denarii from four finds. In the five hoards known
from Silesia (Śląsk) there were five ancient coins. Not a single Roman
coin identified in an early medieval context is known from Lesser Poland
(Małopolska). The distribution of individual find categories by region
is shown in Table 1.
Hoard
Burial
Settlement
Total
Poland finds/coins
Greater Poland
Pomerania
28/45
1/7
5/6
34/58
10/19
1/7
1/1
12/27
12/19
Mazovia,
Podlahia
1/2
1/1
13/20
3/4
4/6
Silesia
5/5
5/5
Table 1. Ancient coin finds found in an early medieval context in Poland by find category
and region
As may be seen from the above list, most of the ancient coins were
recorded in Greater Poland and Pomerania, with only sporadic finds or none
at all noted in other regions. Previously, the explanation offered for this
distribution pattern was that in Greater Poland and Pomerania the number
of early medieval finds is the largest, thus the frequency of Roman coins
in them is statistically higher (Zapolska 2007, 153–154). Indeed, there
are more of these finds in Greater Poland and Pomerania (respectively,
289 and 291) than in Mazovia and Podlahia (220). But it should be
noted that Tum, the site of discovery of 3 denarii (FMP III.183–184),
lies in the Łęczyca district of Mazovia, right by the border with Greater
Poland, and the hoard from Kolczyn lies in north-western Mazovia at the same
latitude as Włocławek. Thus, it turns out that the only coin recorded
in an early medieval context in Mazovia ‘proper’ is the single find
(and as such, unreliable) of a denarius from Kamianka Nadbużna
(FMP I.35) (Pl. 1: 1). If we consider that in Mazovia there is a vast number
of hoards from the Roman period and early medieval age, some of them
large, such a disproportion is intriguing, and hard to explain at the present
stage of research. Perhaps, this difference is the result of dissimilar
topography of the settlement network. Consequently, we should investigate
whether in each of these regions’ settlements occupied sites during
the Roman period similar to those of Early Middle Ages. Perhaps, in Greater
Poland and Pomerania settlements occupied roughly the same sites as in
the Roman period, unlike those in Mazovia and Lesser Poland. However,
this issue calls for separate studies based on archaeological data, which
280
M. Bogucki, A. Dymowski, G. Śnieżko
definitely exceeds the framework adopted for the present review. Another
possible explanation – also to be examined in the course of future research –
may lie in different methods of tilling the soil used during the Early Middle
Ages in particular regions. For it is obvious that in the 10th and 11th centuries
the ancient coins were discovered nearly always by accident, most often
during construction and agricultural work.
A closer analysis of early medieval hoards containing Roman coins
shows that their finds differ not only in their territorial but also their
chronological distribution (Pl. 1: 2). Although certainly the largest number
of hoards had been placed in hiding during the first half of the 11th century,
it is evident that the older deposits dating to the late 10th century prevail
in Greater Poland and Silesia, whereas younger deposits dominate in
Pomerania. And although the earliest hoard with a Roman denarius originates
from Pomerania (Strzelce Dolne II, t.p.q. 949, FMP II.200), the earlier
hoards dating to the 10th century definitely dominate in the south – this is
demonstrated by six hoards found in Greater Poland and Silesia taken together,
as compared to three hoards recorded in Pomerania. It is also relevant that
the youngest hoard with an ancient coin known from Greater Poland
was deposited in 1037, while in Pomerania for the period from the 1030s until
the end of the 11th century we have a record of fewer than seven such finds.
This territorial and chronological divergence is hard to explain at the present
stage of research given that in Greater Poland and in Pomerania alike we
find a large number of hoards datable to this same period. One possible
explanation would be the differences mentioned earlier (and a different
dynamic of change) in methods of cultivation, or which at present appears
to be more likely, the consolidation of the state fiscal control in Silesia
and Greater Poland in the first decades of the 11th century, and a lack of this
control in Pomerania during the same period.
The preponderance of Roman coins noted in early medieval hoards
occurred singly (complete), but some were found as fragments. That they
were hacked suggests their use was like that of the early medieval coins –
they served as a medium of exchange accepted by their weight (Bogucki
2011, 129–148). In only a few cases was the number of Roman coins
in a find higher. Most of these finds were at the same time the largest of
the early medieval hoards known from Poland in general. The hoard from
Dobrzyca near Pleszew containing an unspecified number of obscure early
medieval coins included three undetermined Roman denarii (FMP I.31).
The hoard from Dzierżnica II in Greater Poland (t.p.q. 980/1–989/90),
weighing over 15kg and containing more than 20,000 coins, included three
The common people and material relics of Antiquity...
281
fragments of Roman coins: two denarii of Antoninus Pius and a denarius
or an antoninianus dated to the 3rd century (FMP I.35; Gałęzowska
2016, 225). In the hoard from Lisówek (Leissower Mühle) near Rzepin
(t.p.q. 1014), weighing over 10kg and containing around 5,000 coins,
mostly German issues, anonymous cross-denarii, Bohemian and English
denarii, there were also five Roman denarii: a Domitian, an Antoninus Pius,
a Marcus Aurelius, a Lucius Verus and a Crispina (FMP I.134). In hoards
from Pomerania the largest number, at least five ancient coins, were found
in the hoard from Rybice (t.p.q. 983/5). Denarii of Hadrian, Antoninus Pius,
Maximinus Thrax and folles of Diocletian and Constantinus I occurred
mostly next to dirhams, but also with German coins, anonymous cross-denarii, and Bohemian, Danish and Italian denarii (FMP II.174).
In the hoard from Słupsk I (t.p.q. 990), along with the typical dirhams
or German coins, over 3,000 pieces in total, were four denarii: one each
of Nero, Domitian, and Hadrian, and one undetermined (FMP II.185).
As may be seen from the above list, the larger number of Roman denarii
in a hoard nearly always goes hand in hand with its size.
On one occasion only ancient coins were recorded in the territory
of Poland at an early medieval cemetery. At Dziekanowice near Ostrów
Lednicki seven Roman denarii surfaced in five burials. It is interesting that
four of them are denarii subaerati (Pl. 2: 1-7). Each was found in a different
burial. Grave no. 14/98 held a subaeratus of Antoninus Pius; grave no. 72/99
– a complete denarius of Hadrian; grave 85/02 – a subaeratus of Hadrian;
grave 11/04 – a denarius of Marcus Aurelius; grave 16/07 – a subaeratus
of Trajan; grave 68/07 – a denarius of Septimius Severus, and finally,
a subaeratus of Marcus Aurelius was a stray find but it definitely comes from
a destroyed burial. We have no other record to confirm that Roman coins
were used as Charon’s obol during the Early Middle Ages. Stanisław
Suchodolski has suggested that some assemblage of Roman coins had
surfaced in the vicinity of Ostrów Lednicki in the 11th century: the coins
spread through the local community and a part of them were placed
in graves as offerings (Suchodolski 2016, 180). What is also noteworthy
is that as many as four of the ancient coins from the Dziekanowice cemetery
are subaerati. Perhaps they are part of a phenomenon observed during
the 11th century of ‘economy of the offerings’, where an attempt to meet
the obligations dictated by custom, ritual and beliefs went hand in hand
with the wish to offer less valuable specimens, harder to sell on the market
(Musiałowski 2010, 139–157; Książek 2010, 7–30; Suchodolski 2012,
88–89).
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It is clear from the brief presentation of our material given above that
coin finds recorded in an early medieval context in Poland are exceedingly
rare, and mostly appeared in monetary circulation one might say by
accident. Ancient coins have been discovered during the Middle Ages as
they are today. Until recently, the discovery of early coins, e.g. making up
a hoard, was always a random occurrence, during all manner of earthwork –
whether associated with construction or farm work. Before the introduction
of electronic detecting devices, the only way to obtain antiquities metho-dically and deliberately was by robbery of easily identified burials – grave
mounds. In the landscape of the Odra and Vistula river basins prehistoric
grave mounds are widespread. Still, thanks to long years of archaeological
fieldwork we know that Roman coins are found in them extremely rarely.
On the other hand, throughout Poland we have a record of hoards of Roman
coins and their stray finds from settlements. Discovered by accident, they
would have furnished the small series of Roman denarii and folles which
were then reintroduced into circulation during the 10th and 11th centuries.
The study of this phenomenon is only in its early stages but even now it is
evident that they are bringing in more information about the early medieval
period than about the ancient coins themselves.
As for ancient coin finds dating to the period of the later Middle Ages
and the modern period (13th to 19th centuries), they fall into a number
of categories. There are hoards and single finds which include grave goods
and foundation sacrifices. Yet another form of reusing ancient coins during
a period much removed from the time of their issue would be, as mentioned
earlier, by having them set into metal vessels, using them as jewellery or
offering them in a church as alms. This is illustrated below using a number
of selected examples.
At the present stage of research, we have a record of eleven hoards dating
to the Late Middle Ages (not earlier than the 14th century) and later, as late
as the end of the 19th century which had ancient coins among their contents,
all of them – let as add – Roman issues. Compared to the 28 hoards assigned
to the early medieval period, this number is more than 60% lower. Of four
deposits dated to the Late Middle Ages, three were recorded in Silesia4
and one in Greater Poland.5 The time of deposition of three of them was
Dolna, comm. Leśnica (Oelsner 1866, 360–361; Ciołek 2008, 58, no. 73); Strzelce
Opolskie, administrative seat of a county (Ciołek 2008, 236–237, no. 353); Zakrzów,
comm. Gogolin (Ciołek 2008, 307, no. 465).
5
Locality Sady, comm. Tarnowo Podgórne (Kubiak 1998, 448, no. 675).
4
The common people and material relics of Antiquity...
283
established as the 14th century, while for the hoard from the Dolna locality
the chronological range was extended to the 16th century (Oelsner 1866,
360–361; Ciołek 2008, 58, no. 73). At the same time, we have to note that
information about these hoards is very scanty. The Roman coins recorded
in them were issues from 1st-3rd centuries AD.
Modern hoards containing ancient coins are known to date to every
century between the 16th and the 19th centuries (Pl. 3: 1), the latter marking
the upper limit of the chronological span adopted in the present text.6
Most of the modern deposits featured Roman silver coins, dated first of all
to the 2nd century AD. The largest number of hoards has been documented
for the 17th century. One of them, moreover, may be of heightened interest
considering of the identity of the owner of the hidden goods. This treasure
was described by Jarosław Dutkowski (2010, 98–114), who analysed
the coins and using this input established the date of deposition of the hoard
to the period after 1630. It was discovered in Lower Silesia at Grzmiąca.
Along with the coins it included jewellery, cutlery, medals, and a princely
sceptre and orb. The two latter bore an inscription which helped Dutkowski
to identify their owner as Prince Zdenek Adalbert Lobkowitz and speculate
that the valuables in the hoard come from a robbery of the prince’s estate
in Bohemia during the Thirty Years’ War. Of more relevance for the purpose
of this study are coins recorded in this hoard, mostly gold and silver
specimens issued in the 16th and 17th centuries Along with them were two
ancient gold coins – an aureus of Hadrian and a solidus of Valentinian I.
The hoard from Grzmiąca is the only case known from Poland of a medieval
or a modern hoard containing ancient gold coins.
Next, the hoard unearthed at Korzkiew in Little Poland in the 18th
century consisted exclusively of Roman coins and was definitely deposited
before the medieval period. However, it is relevant to our discussion
because it demonstrates yet another use ancient coins had in the modern
period, namely their reuse as a decorative element. Some of the coins were
melted down for their metal, as did the Krakow Goldsmith Józef Ceypler in
1739-1745 in casting a tankard commissioned by Adam Jordan, and setting
This not mean that we do not know of 20th century group finds of modern coins containing
antique issues –e.g. the hoard from Popkowice, comm. Urzędów, Lublin voiv., deposited
after 1914 (Męclewska and Mikołajczyk 1991, 258–259, no. 1859). It is likely to be
a case of a cached numismatic collection, this is suggested by the variety of the coins both
in terms of the country of their provenance and chronology. The earliest specimens are
a follis of Constantine I and a half follis of Crispus. All the other coins are 16th-early
20th century issues.
6
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M. Bogucki, A. Dymowski, G. Śnieżko
into it 188 ancient coins, presumably the better-preserved specimens. Most
of them were minted before the reign of Antoninus Pius. The tankard is
now in the National Museum in Poznań,7 and has been published repeatedly
complete with photographs of the coins and their determinations (cf. Szuda
1963; Kunisz 1985, 89–93, no. 110; Sobczak-Jaskulska 1997). Roman coins
discovered in hoards were used in a similar manner also in the 20th century;
this is shown by two objects decorated with them.8
Another form of reuse of ancient coins in the modern period is offering
them as alms in church during offertory. All the cases known to us at present
happened in Silesia.9 This can hardly be evidence of a special predilection
of the inhabitants of this region for ancient coins, but neither can it be
explained by their finds being more common in Silesia. As to the intention
behind offering them, one plausible interpretation would be the one invoked
above when discussing Roman coins discovered in early medieval burials.
With no better use for the coins discovered, the finders could have offered
them as alms, fulfilling in this way the religious duty without loss to their
domestic budget.10 This interpretation is confirmed by a written reference
to seven Roman coins from Jelcz-Laskowice, where according to reports
many Roman coins had been found by the local people, of which some
Inv. No. MNP Rm 146.
Before 1900 a hoard of Roman coins came to light at Laskowa, comm. loco, Little
Poland voiv. Five specimens passed to the parish priest at Limanowa and were used in 1901
in decorating the nodus of a chalice (Bodzek and Madyda-Legutko 1997). Another
deposit surfaced between 1931 and 1933 at Jeziorko, comm. Przykona, Great Poland voiv.
Of this great hoard 11 Roman denarii survived and were linked to make a bracelet. After
the Second World War this piece of jewellery was submitted to the Museum of Archaeology
and Ethnography in Łódź where it remains at present (inv. no. MAEŁ-N-A 2241–2251).
About the hoard – cf. Gupieniec 1954, 41–42, no. 11 and Mikołajczyk 1981, 30, no. 115
and plate III with a photograph of the bracelet.
9
Ancient coins used as alms were recorded in the following localities in the Lower Silesian
voiv.: Jelcz-Laskowice, comm. loco (Ciołek 2008, 91–92, no. 137), Łagiewniki, comm.
loco (Ciołek 2008, 138–139, no. 216.1), Witoszyce, comm. Góra (Ciołek 2008, 277–
278, no. 424), Opole voiv.: Błotnica Strzelecka, comm. Strzelce Opolskie (Ciołek 2008,
26–27, no. 15.1) and Silesian voiv.: Krzyżowice, comm. Olszanka (Ciołek 2008, 125–126,
no. 191). Things were no different also in the 20th century – cf. references to Roman coins
discovered in church collection boxes at e.g. Sulisławice, comm. Ząbkowice Śląskie,
Lower Silesian voiv. (Ciołek 2008, 242, no. 362), and Tarnowskie Góry, administrative
seat of a county, Silesian voiv. (Ciołek 2008, 258–259, no. 391).
10
According to the research literature Roman coins turned up in church collection boxes;
this presumably gave the givers of these offerings a feeling of impunity as the risk of being
caught in the act was minimal.
7
8
The common people and material relics of Antiquity...
285
were given to children to play with and others were offered in church
as alms (Ciołek 2008, 91–92, no. 137, with previous literature and a list of
archival sources).
An interesting category of finds are foundation sacrifices. Three can be
named as possibly belonging to this category, although it needs stressing
that in none of these cases is this interpretation conclusive, for lack of more
detailed data. One of these finds came to light in Łódź in Kasztelańska
Street during work. Inside a shattered brick a denarius of Antoninus Pius
was found. Describing this find Stanisława Kubiak concluded that the coin
had found its way into the brick by accident, with the clay (Kubiak 1979, 58,
no. VII; cf. also Mikołajczyk 1981, 41, no. 170 and plate V: 2). However,
an alternate explanation is not out of the question, namely that it had been
placed deliberately inside the brick as it was being moulded.
Similar to the Early Middle Ages, during the later period ancient
coins recorded in a funeral context make up the rarest category. We have
no record on ancient coins found in a grave from the Late Middle Ages.
From the modern period just one such find is known, as yet unpublished,
but within a certain archaeological context.11 This coin came to light
in Inowrocław in Kujawy.12 During archaeological work on a Franciscan
church and monastery led in 2010 by Marcin Woźniak, twenty medieval
and modern graves were unearthed in the nave. Found resting on
the breastbone of a 30–35-year-old woman, a burial dated by the author
of the research to the 17th century, was a denarius of Trajan with a hole
1mm in diameter (Pl. 3: 2). Its reverse was quite worn, which coupled
with the hole made above the head of the emperor suggesting, according
to W. Siwiak, a deliberate act meant to erase the coin’s nature as a medium
of payment and lend it the function of a devotional object (Siwak 2014).
This was also the only burial with grave goods which (besides the coin)
included a bead of rock crystal, found by the woman’s pelvis (Woźniak
2010). For form’s sake we must note also a coin find from Śniatycze,
Lublin voiv. reportedly discovered in a modern grave. However, with
details about this find as scarce as theyare it must remain in the ‘unreliable’
In 2014, during the XI International Numismatic Conference in Augustów it was presented
in his paper by Wojciech Siwiak (2014).
12
For giving us information about this find and permission to publish we are indebted
to Mr. Marcin Woźniak of Jan Kasprowicz Museum Department of Archaeology in
Inowrocław.
11
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M. Bogucki, A. Dymowski, G. Śnieżko
category.13 Even if we did take this specimen into account at the present
level of recording of ancient coin finds from later contexts, this category
of grave offering is still the smallest of them all.
There is also a group of finds which do not lend themselves easily
to interpretation: ancient coins found in late medieval and modern
cultural layers resulting from, e.g. levelling. One such find is a denarius
of Antoninus Pius found in Sandomierz during archaeological fieldwork
in Forteczna Street. Kamil Kaptur, who published this coin, speculated
that either it entered the deposit as a result of medieval earthmoving
activity together with earth and rubble or was dropped at the time
(Kaptur 2010, 53, 57, 59, no. 48 and phot. 5). Two other coins come from
archaeological fieldwork carried out in Kielce in Najświętszej Marii Panny
Square. The fill of a storage pit hewn in the rock, dated provisionally
to the 12th-14th centuries, yielded two 4th-century AD bronzes: a follis
of Constans I and a cententionalis of Constantius II (Pl. 3: 3-4).
The authors of the excavation report noted the absence of traces of Roman
period settlement in the excavated site, leading them to recognize the two
coins as ‘St John’s pennies’ (Gliński and Glińska 2012, 26–27). As well,
five Roman coins are known from archaeological fieldwork carried
out in different areas of Gdańsk (cf. Paszkiewicz 2013, 212). However,
these finds need further study, first of all to establish the chronology
of the cultural layers from which they were excavated. Another stray find
worth mentioning is a Marcus Aurelius bronze found at Chełmża before
1901 (Ciołek 2001, 33, no. 29/2). At the time of discovery this coin had
a loop attached to its reverse in a way suggesting that it could have been used
in the 19th century, possibly earlier, as a clothes button.
13
Recovered in 1838 and described in the Warsaw journal Biblioteka Warszawska:
‘A copper coin larger than a trojak of Emperor Philip, deceased AD 249, found in a grave’
(Biblioteka Warszawska 1842, 680). In later literature it was suggested that the coin had
come to light ‘when laying in 1838 the foundations for a new [Greek Catholic – authors]
church built by squire Antoni Załuski’ (Triller 1991, 61, no. 72). Recently, Ł. Miechowicz
proposed to interpret this coin tentatively as a devotional object, adding also that the grave
may have been of modern date (Miechowicz 2011, 342). However, we have to note that
with no closer details known about the grave (inhumation? cremation?), its dating included,
this conclusion must remain in the sphere of conjecture. It is possible that the burial dated
to Antiquity, belonging to the people of the Wielbark Culture known to have lived in this
region (cf. Sadowski 2007, passim; Kokowski 2007, 175). These communities practiced
both cremation and inhumation. Yet another possibility is that the grave was indeed
of modern date but the coin was nor part of its inventory and had found its way into the fill
of the grave pit by accident, and had nothing to do with the burial ritual.
The common people and material relics of Antiquity...
287
We propose to end this section of our study discussing ancient coin finds
recorded in late medieval and modern contexts with some statistics.
Out of 1,003 finds from the period 1146-1500 recorded in the catalogue
developed by S. Kubiak in cooperation with B. Paszkiewicz, only three were
identified as Roman coins, or 0.29% of that assemblage. A similar percentage
was found in hoards containing Roman coins deposited in the period 1500-1944. In an assemblage of 1,890 group finds listed in the catalogue of
M. Męclewska and A. Mikołajczyk, Roman coins were recorded in five
cases, or 0.26%. We deliberately decided to use the numerical data related
to finds listed in the catalogues, because if we included finds containing
Roman coins not mentioned in them, to keep the ratio we would have to
include all the other finds, e.g. those from the most recent discoveries.
In any case, even with the figures given here it is obvious that ancient coins
make up a very minor fraction of late medieval and modern finds.
So at the moment one thing is certain: in general, finds of ancient
coins in medieval and modern contexts in present-day Poland are rare,
making them difficult to interpret. Nevertheless, two aspects of the outlined
research problem will need to be considered in the immediate future.14
First of all, one must examine the sources of ancient coins used in Poland
and neighbouring areas throughout the Middle Ages and the modern
period. At present, three hypotheses might be proposed: (1) an influx of
ancient coins from other territories, which seems plausible considering
the Viking activity in the Early Middle Ages and taking into account
ancient coinage recorded in Viking-context sites in Scandinavia (Zapolska
2007, 158–160); (2) continuous and unbroken circulation of ancient
coinage imported into the region in antiquity, which in turn seems rather
unlikely, given what research in this area has revealed so far (Gumowski
1956, 106; Zapolska 2007, 158–160); (3) secondary use of ancient coinage
recovered in the Middle Ages and the modern period, either discovered
accidentally or deliberately looted from graves (Gumowski 1956, 106;
Kiersnowski 1958, 5–14; Kunisz 1969, 9; Mikołajczyk 1975, 82; Zapolska
2007, 159–160). The third hypothesis is particularly well-documented
in written sources dated to the Late Middle Ages and later periods
(Abramowicz 1981, 81–91; Szlapińskij 1997, 72; Mielczarek 1999, 244–
245; Mielczarek 2002, 468–469; Jaworski and Crişan 2012, 259–260; Siwiak
2014, passim; cf. Abramowicz 1983, passim; Abramowicz 1987, passim).
14
As regards research tasks planned within the Use of ancient coins in East-Central Europe
in the medieval and modern periods project mentioned in footnote 1.
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M. Bogucki, A. Dymowski, G. Śnieżko
Secondly, the forthcoming research will focus on establishing
the functions of ancient coinage in Poland during the times between
10th and 18th/19th centuries. To this aim, the analysis will be informed
with two main categories of sources: the rich store of information available
in both medieval and early modern texts, as well as the archaeological
contexts of both medieval and modern sites where ancient coins were
recovered. In their present state, studies seem to suggest that ancient
coins were used as means of payment in later times and constituted
a small proportion of the currency used in the Middle Ages and the modern
period. What remains to be established however, is to what extent ancient
coinage functioned as money and how often its use was more limited,
e.g. to providing a source of precious metals. Furthermore, ancient coins
could also have been used not as money, but as Charon’s obols or worn
as amulets, or jewellery.
The following processes and phenomena will be considered as
the background for the above-mentioned research problems: (1) the influx
and use of ancient coins in the European Barbaricum in the pre-Roman
and Roman periods and during the Migration Period; (2) collecting of
ancient coins in Poland and neighbouring territories the 18th/19th centuries)
and (3) prehistoric and antique artefacts (excluding ancient coins, both
imported from the Mediterranean region and produced locally) recovered
in medieval and modern period contexts in East-Central Europe.
The analysis of the phenomena in the context of present-day Poland will be
further complemented by a comparative analysis of the same phenomena in
neighbouring territories of East-Central and Northern Europe: in present-day East Germany (east of the Elbe); in Rus’ (present--day Belarus and
Ukraine); on the eastern shores of the Baltic Sea (the present-day Baltic
States and Kaliningrad Oblast); in Bohemia, Moravia (present-day Czech
Republic) and Slovakia; as well as in Denmark (including Bornholm) and
Sweden (including Gotland and Öland).
Through an analysis of such a long-lasting and multifaceted
phenomenon, the planned research has the potential to answer many
questions about the history of money in medieval and modern East-Central
Europe. The results are expected to shed light on the problem of how such
coinage functioned as currency, despite being unregulated in local markets.
Furthermore, they could have the potential to answer some of the questions
concerning the legal and economic systems of countries of East-Central
Europe within the studied timeframe. Moreover, the project is expected
to provide new data sets useful in understanding the religious or magical
The common people and material relics of Antiquity...
289
beliefs and customs of the East-Central European population in the Middle
Ages and the modern period. It is important to stress that the data will
primarily concern the common population, not belonging to cultural
or social elites, and should prove very interesting for studies of both
pre-Christian and Christian beliefs associated with Saint John’s Eve.
Furthermore, the planned research will explore questions related to
the reception of Classical Antiquity and ancient history in general
by the common population of East-Central Europe, and also is expected
to produce strong data which would in turn allow for a better understanding
of how the ‘antiquities’ functioned within the medieval and modern
societies, particularly among people from outside the social and cultural
elites.
Translation: Anna Kinecka
Abbreviations
FMP = Bogucki M., Ilisch P. and Suchodolski S. (eds.). 2013-2017.
Frühmittelalterliche Münzfunde aus Polen. vols. I–V. Warszawa.
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Mateusz Bogucki
c/o Institute of Archaeology and Ethnology,
Polish Academy of Sciences
[email protected]
Arkadiusz Dymowski
c/o Institute of Archaeology, Warsaw University
[email protected]
Grzegorz Śnieżko
c/o Institute of Archaeology and Ethnology,
Polish Academy of Sciences
[email protected]
The common people and material relics of Antiquity...
PLATE 1
Pl. 1: 1 – Denarius of Hadrian from Kamianka Nadbużna, source: FMP III.48
Pl. 1: 2 – Early medieval hoards from Greater Poland, Pomerania, Mazovia and Silesia
by chronological period (third quarter of the 10th–fourth quarter of the 11th century)
PLATE 2
M. Bogucki, A. Dymowski, G. Śnieżko
Pl. 2: 1-7 – Roman denarii from 11th century burials at Dziekanowice, source: FMP I.32
The common people and material relics of Antiquity...
PLATE 3
Pl. 3: 1 – Late medieval and modern hoards with ancient coins by century of their deposition
Pl. 3: 2 – Denarius of Trajan, struck AD 98–111, Rome mint. Photograph by courtesy
of the Jan Kasprowicz Museum in Inowrocław, edited by G. Śnieżko
Pl. 3: 3 – Follis of Constans from NMP Square in Kielce, source: Gliński and Glińska
2012, 27
Pl. 3: 4 – Cententionalis of Constantius II from NMP Square in Kielce, source: Gliński
and Glińska 2012, 27
Editorial Note
Since volume 14 of the Studies in Ancient Art And Civilization, published
in 2010, the design of our periodical has slightly changed, and we also started
to use the so-called Harvard referencing (or parenthetical) system, all due
to the fact that SAAC was listed in the reference index of reviewed journals
of the Polish Ministry of Science and Higher Education (List B).
Since 2010 (vol. 14) the publisher has been Księgarnia Akademicka Ltd.
in Krakow. Starting with volume 16 (2012) an external review procedure
has been introduced, compliant with the double-blind review process
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English ones such as Warsaw and Krakow (but in the title pages the original
name Kraków is used).
With the 2011 issue we also introduced the following abbreviations,
apart from those used in the American Journal of Archaeology and Lexikon
der Ägyptologie:
PAM – Polish Archaeology in the Mediterranean, Warsaw
RechACrac SN – Recherches Archéologiques. Serie Nouvelle, Krakow
SAAC – Studies in Ancient Art and Civilization, Krakow
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Studies in Ancient Art and Civilization was created in 1991 by Professor
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Archaeology. Księgarnia Akademicka S. A. has been the publisher since
2011.
Nineteen volumes have been published to date, among them two
monographs, two conference proceedings and three festschrifts for
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SAAC publishes papers in the fields of the archaeology, art and civilization of ancient Egypt, the Near East, Greece and its colonies, Cyprus and
Rome, as well as other, non-Mediterranean ancient civilizations; also in
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