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Nietzsches Bibliothek – digitale Edition und philosophischer Kommentar
[A] E. Mach, Beiträge zur Analyse der Empfindungen,
Jena, G. Fischer 1886
Abstract: In Beiträge zur Analyse der Empfindungen (BN/mach-1886)*, the Austrian
physicist Ernst Mach explores issues related to the physiology of sense organs and
defends a monistic standpoint according to which the contraposition between physical
and psychical is merely theoretical. Aim of this book is to get science rid of metaphysical
obscurities and provide new boundaries for the inquiry. Mach especially rejects the I as
substance-concept in a way that reminds Nietzsche’s late anti-cartesianism. More in
general, similarities between Nietzsche’s and Mach’s views can be found, even if it is not
possible to demonstrate a direct influence of the latter on the former.
Keywords: Subjectivity, Physiology, Monism, Anti-metaphysics, Empiricism
1. Ernst Mach’s neutral monism
Ernst Mach (1838-1916) was a major figure in the field of physics, at Nietzsche’s time.
His study on the science of mechanics (Die Mechanik in ihrer Entwicklung, historischkritisch dargestellt, 1883) and his essays on various epistemological issues (Die
Prinzipien der Wärmelehre, 1896; Populär-wissenschaftliche Vorlesugen, 1895;
Erkenntnis und Irrtum, 1905) contributed to the birth of the philosophy of science as we
currently know it – albeit Mach never wanted to be called philosopher (BN/mach1886,VI). His epistemological investigations are characterized by an historical approach
to the scientific enterprise, which determines an anti-metaphysically-oriented view of
theories and concepts.
In Beiträge zur Analyse der Empfindungen (BN/mach-1886. From the 1900 extended
second edition the book is titled Die Analyse der Empfindungen und das Verhältnis des
Physischen zum Psychischen), Mach deals with questions related to our relationship with
both the external and the internal world, with the attempt to get both physics and
*
All references are made to the Digital Critical Edition of Nietzsche’s works
(http://www.nietzschesource.org/#eKGWB), which will soon include also the text from Nietzsche’s private
library. Any reference is the final part of an URL, which first part is http://www.nietzschesource.org/. Thus,
e.g. eKGWB/JGB-15 is the reference to Nietzsche’s Beyond Good and Evil, §15, i.e.
http://www.nietzschesource.org/eKGWB/JGB-15.
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psychology rid of obscure metaphysical concepts, that is, concepts which refer to nonexisting entities such as the ego. The framework of the book is that of the physiology of
the senses (Physiologie der Sinne) as developed in modern times. As we read in
(BN/mach-1886,1) Johann Goethe, Arthur Schopenhauer and Johannes Müller are the
main figures addressed. But also Gustav Fechner plays a fundamental role, for Mach
explicitly aims to overcome the difficulties that Fechner’s Elemente der Psychophysik
(1860) did not solve, and he tries to do it through his “principle of the complete
parallelism of the psychical and physical [Princip der vollständigen Parallelismus des
Psychischen und Physischen]” (BN/mach-1886,28). Mach’s attempt to re-define the
relationship between the two realms of the physical and the psychical, and therefore to
provide new boundaries for the scientific inquiries devoted to them, is the guiding line of
his 1886 book. As a result, Mach develops an original monistic conception, according to
which physical and psychical are neither two realms whose actual existence is
independent from us (rejection of the traditional dualism between matter and soul/spirit
and of the ordinary metaphysical realism), nor the expression of a metaphysical substance
lying behind that distinction (rejection of Fechner’s form of Spinozism). For Mach, we
only deal with a neutral substratum of so-called “elements”, which can be defined as the
uninterpreted data, that is, the result of a “pure” relationship between ourselves and the
external world. Given that we can only experience this relationship through our body
(Leib), Mach calls these elements “sensations”, but he also warns us not to conceive these
sensations in the ordinary empiricist sense. Our sensations are both the starting point and
the actual limit of any knowledge we can be capable of, but nothing can be said about
their metaphysical existence. Therefore, Mach’s neutral monism is a kind of postempiricist and anti-metaphysical positivism.
The first chapter of Mach’s Beiträge zur Analyse der Empfindungen (Antimetaphysische
Vorbemerkungen, BN/mach-1886,1) is the most interesting as much as theoretically
dense part of the book. Here, Mach deals with his theory of the elements and critique of
the traditional conception of subjectivity (Ich). He argues that our world-experience is
grounded on complexes of colours, sounds, temperatures, spaces, times, etc., which “are
not absolutely permanent” (BN/mach-1886,2), but that we treat as permanent, by giving
names to the relatively more stable compounds (BN/mach-1886,4). This is a fundamental
– as much as biologically useful – mistake, for we tend to give value to “the vague image
which we have of a given permanent complex. (…) Being an image which does not
perceptibly change when one or another of the component parts is taken away, [that
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image] seems to be something which exists in itself” (BN/mach-1886,4, BN/mach1886,5). But that leads to the metaphysical, “monstrous [ungeheuerlich]” concept of a
thing in itself, to the idea of an essence of things which exists independently from us as
much as from our very relationship with those things (ibid.). With the I it happens
precisely all this. The I or ego is only a “complex of memories, moods, and feelings,
joined to a particular body [Körper] (the human body [Leib]), which (…) manifests itself
as relatively permanent” (BN/mach-1886,3), whereas it is in fact “as little absolutely
permanent as are bodies” (BN/mach-1886,3, fn. 1). For Mach both the ego and the bodies
are merely theoretical “substance-concepts [Substanz-Begriffe]” elaborated for the aim of
orientation, and the complexes they denote in fact “disintegrate into elements” (BN/mach1886,4). The development of scientific psychology especially demonstrated that any
attempt to find a presupposed psychical unity at the basis of the thought-processes is
destined to fail; or, as Mach famously remarks: “we cannot save the I [das Ich ist
unrettbar]” (BN/mach-1886,18, fn. 12). More generally, Mach maintains that the
development of advanced studied in science allows us to become aware of “the superfluity
of the role played by the [Kantian] ‘thing in itself’” and to finally get rid of the “good
dose of false metaphysics [falsche Metaphysik] (…) we necessarily absorb (…) with the
valuable parts of physical theories” (BN/mach-1886,21, fn. 14).
In the second chapter (Die Hauptgesichtspunkte für die Untersuchung der Sinne,
BN/mach-1886,25) Mach deals with the principle of continuity, namely “the habit of
connecting two things, A and B, in thought,” which determines that “wherever A appears,
B is added in thought” (BN/mach-1886,25), and presents the “principle of the complete
parallelism of the psychical and physical” (BN/mach-1886,28). Furthermore, in a long
footnote Mach expresses his biological i.e. evolutionary viewpoint with reference to the
theories of Herbert Spencer and Charles Darwin. For Mach, “a psychology in the SpencerDarwinian sense, founded upon the theory of evolution, but supported by detailed positive
investigation, would yield richer results than all previous speculation has done. – These
observations and reflections had long been made and written down when Schneider’s
valuable work (Der thierische Wille, Leipzig 1880), which contains many that are similar,
made its appearance” (BN/mach-1886,37. The last observation is especially interesting
for the present entry, since Schneider’s work is collected in Nietzsche’s library: cf.
BN/schneider-g-1880).
The volume continues with two chapters devoted to the experience of space-perception
(Die Raumempfindungen des Auges, BN/mach-1886,40 and Weitere Untersuchung der
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Raumempfindungen, BN/mach-1886,55). These sections deal with more technical
questions, with no immediate philosophical consequences.
The fifth chapter (Beziehung der Gesichtempfindungen zu einander und zu andern
psychischen Elementen, BN/mach-1886,79) is also technical, but some of the issues
explored can be related to Nietzsche’s interests. Mach especially deals with the role of
the intellect in managing sensations actively and creatively – something that, of course,
generates metaphysical problems of some sort. For example, we read that “with the
development of intelligence [Intelligenz], the parts of these complexes [of sensations]
necessary to produce the excitation constantly diminish, and the sensations are more and
more supplemented and replaced by the intellect, as may be daily observed in children
and adolescent animals” (BN/mach-1886,80). As in the previous chapters, Mach’s
primary interest is to defend his conception of knowledge and perception. His
observations on how our sight works, therefore, aim to show that in every perceptive
activity we unconsciously and automatically intervene by supplementing an incomplete
image or by creating theoretical unities instead of chaotic (i.e. lacking points of
orientation) complexes. Also in the case of sight, “it is not the elements of the complex,
but the whole physiologico-optical complex that is of importance. This complex the eye
seeks to fill out and supplement, according to the habits acquired (or inherited) in its
environment, whenever (…) the appearance of the complex is incomplete” (BN/mach1886,86).
The book continues with two chapters devoted to our perception of time and tone (Die
Zeitempfindung, BN/mach-1886,103 and Die Tonempfindungen, BN/mach-1886,112).
These are issues to which Mach contributed in an original way, starting from a discussion
of both Hermann von Helmholtz’s and Karl Stumpf’s theories (cf. H. Helmholtz, Die
Lehre von den Tonempfindungen, 1863, and K. Stumpf, Tonpsychologie, 1883).
The final chapter (Einfluss der vorausgehenden Untersuchungen auf die Auffassung der
Physik, BN/mach-1886,141) includes some general observations which are worth to be
considered, for they offer a broader view of the issues addressed in the book and provide
the basis for Mach’s further work in epistemology. For Mach, his research would help to
“remove a very widespread prejudice and, with it, a barrier” (BN/mach-1886,141); this
prejudice is precisely the idea that “there is [a] rift between the psychical and the physical,
inside and outside,” that there are “‘sensation[s]’ to which an external ‘thing’, different
from sensation, correspond” (BN/mach-1886,141). But there is nothing of that sort. On
the contrary, “there is but one kind of elements, out of which this supposed inside and
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outside are formed – elements which are themselves inside or outside, according to the
aspect in which, from the time being, they are viewed” (BN/mach-1886,141). In claiming
this, Mach contrasts the traditional view his fellow physicists uncritically accepted – and
he maybe goes too far! The post-empiricism he defends is in fact a sort of pragmaticallyoriented “sensualism without metaphysics”, given that, for Mach, “the boundary-line
between the physical and the psychical is solely practical and conventional [praktische
und conventionelle]” (BN/mach-1886,142) and, therefore, theories and concepts have a
mere instrumental value. But Mach’s concern with traditional metaphysical realism led
him to the firm rejection of the very existence of atoms and molecules (something that, it
must be said, was still debated at his time). According to him, “if ordinary ‘matter’ must
be regarded merely as a highly natural, unconsciously constructed mental symbol for a
relatively stable complex of sensation elements, much more must this be the case with
the artificial hypothetical atoms and molecules of physics and chemistry. The value of
these implements for their special, limited purposes is not one whit destroyed. As before,
they remain economical ways of symbolizing experience. But we have as little right to
expect from them, and certainly not more enlightenment and revelation than from
experience itself. We are on our guard now, even in the province of physics, against
overestimating the value of our symbols. Still less, therefore, will the monstrous idea of
employing atoms to explain psychical processes ever get possession of us; seeing that
atoms are but the symbols of those peculiar complexes of sensational elements which we
meet with in the narrow domains of physics” (BN/mach-1886,142, BN/mach-1886,143).
As Mach affirms at the end of the first chapter of the essay (BN/mach-1886,24), he is not
interested in discrediting “the standpoint of the plain man,” but only to show that, at some
point and for some determined purposes, “we are obliged to abandon it.” His
antimetaphysical attempt is therefore an attempt to enlighten the mind of his fellow
scientists (cf. the preface to his Mechanik) and show them that the value of the concept
they daily use must be reconceived. These concepts are quite useful economical symbols,
and there is no need to obliterate them from the scientific enterprise. But the fruitfulness
and operational efficacy of these “thought symbols [Gedankensymbol]” (BN/mach1886,8) is no proof of the actual existence of the objects they denote. Science, therefore,
should get rid of these substance-concepts, or at least accept that, out of a well-defined
semantic boundary, these concepts have no meaning – and, consequently, they only create
confusion and metaphysical obscurities (cf. BN/mach-1886,20).
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2. Nietzsche’s reading marks. Similarities between Nietzsche’s and Mach’s
views
The book contains two reading marks: in (BN/mach-1886,61) Nietzsche corrects a typo,
and in (BN/mach-1886,85) he underlines a sentence. This shows us that Nietzsche gave
more than a cursory look at the book, but of course one cannot infer that he read it
carefully. Nevertheless, Nietzsche’s reading marks in (BN/mach-1886,85) are a good
starting point for a brief exploration of the most interesting parallelisms between
Nietzsche and Mach.
The passage Nietzsche seems to be interested in deals with Johannes Müller’s description
of sight-phantasms as explored in Über die phantastischen Gesichtserscheinungen
(1826). For Mach, those are “are independent phenomena, essentially connected with the
sense-organs, and characterized by complete visual objectivity. They are veritable
[wahre] imagination- and memory-phenomena of the senses” (BN/mach-1886,83). In
Nietzsche’s writings there seems to be no reference to that issue, but Müller was known
to him, at least through Friedrich Lange’s Geschichte der Materialismus (BN/lange-f1887). In the second volume of this book, Lange devoted a chapter to The Physiology of
Sense Organs and the World of Representation (BN/lange-f-1887,712. The chapter is
already included in the 1875 extended second edition, also read by Nietzsche). In that
section, Lange famously holds that “the physiology of sense organs is developed or
corrected Kantianism” (BN/lange-f-1887,713) and deals with the studies of Hermann von
Helmholtz and Johannes Müller. Lange does not take into account the book Mach refers
to; he rather quotes Müller’s 1826 essay Zur vergleichenden Physiologie des
Gesichtssinnes des Menschen und der Thiere (Leipzig: K. Knobloch) where, as we read
in (BN/lange-f-1887,716), “Müller pointed out that the image of our own body is
perceived under entirely the same conditions as the image of external objects”;
consequently, our own body is “a mere scheme of representation, a product of our optical
apparatus”. These observations lead us to (eKGWB/JGB-15), where Nietzsche apparently
develops and discusses Lange’s remark (“What? and other people even say that the
external world is the product of our organs? But then our body, as a piece of this external
world, would really be the product of our organs! But then our organs themselves would
really be – the product of our organs!”). This is an important as much as discussed
passage, which is not my intention to further deal with, here. What is interesting, for the
aim of the present research, is the path leading from Müller to Beyond Good and Evil (via
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Lange), for Nietzsche’s 1886 book contains a couple of interesting correspondences with
Mach’s view – actually, with Mach’s Beiträge zur Analyse der Empfindungen.
The most important parallelism concerns Nietzsche’s critique to the concept of subject (I,
ego, soul). In (eKGWB/JGB-12), Nietzsche argues that “materialistic atomism (…) is one
of the most well-refuted things in existence” and that “we must put an end to that other
and more disastrous atomism, (…) the atomism of the soul [Seelen-Atomistik]. Let this
expression signify the belief that the soul is something indestructible, eternal, indivisible
[Untheilbares], that it is a monad, an atomon: this belief must be thrown out of science!”.
Furthermore, in (eKGWB/JGB-16 and eKGWB/JGB-17), Nietzsche rejects the ordinary
(Cartesian) belief that the proposition “I think” is an immediate certainty. “In place of
that ‘immediate certainty’ – observes Nietzsche – the philosopher gets handed a whole
assortment of metaphysical questions, genuinely probing intellectual questions of
conscience, such as: ‘Where do I get the concept of thinking from? Why do I believe in
causes and effects? What gives me the right to speak about an I, and, for that matter, about
an I as cause, and, finally, about an I as the cause of thoughts?’” (eKGWB/JGB-16).
Finally, Nietzsche insists that “a thought comes when ‘it’ wants, and not when ‘I’ want.
It is, therefore, a falsification of the facts to say that the subject ‘I’ is the condition of the
predicate ‘think’” (eKGWB/JGB-17). It would be much more appropriate to say “it
thinks” (Es denkt), as suggested by Georg Christoph Lichtenberg, but for Nietzsche “there
is already too much packed into the ‘it thinks’: even the ‘it’ contains an interpretation of
the process, and does not belong to the process itself” (eKGWB/JGB-17). The
metaphysical need which imbues our grammatical habits forces us to look for a source of
the thought activity separated from the activity itself. But that also happens in the case of
the physical world-description, as modern scientists critically remarked. Thus, Nietzsche
conclusively argues that, “following the same basic scheme, the older atomism looked
behind every ‘force’ that produces effects for that little lump of matter in which the force
resides, and out of which the effects are produced, which is to say: the atom. More
rigorous minds finally learned how to make do without that bit of ‘residual earth,’ and
perhaps one day even logicians will get used to making do without this little ‘it’ (into
which the honest old I has disappeared)” (eKGWB/JGB-17).
It is impressive to see that quite similar remarks can be found in Mach’s 1886 essay. In
an important footnote from the first chapter (BN/mach-1886,18 and BN/mach-1886,19,
fn. 13), Mach criticizes “the habit of treating the unanalysed ego-complex as an
indiscerptible unity [untheilbare Einheit]” in science and argues that it is impossible to
Gori / Mach_NB
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find an actual “seat of the soul [Sitz der Seele]”, for there is nothing of the sort into the
human brain. Furthermore, in the following page (BN/mach-1886,20) Mach observes that
we should give fully assent to Lichtenberg’s conclusion that “we should say it thinks just
as we say it lightens. It is going too far to say cogito, if we translate cogito by I think. The
assumption, or postulation, of the ego is a mere practical necessity”. Now, it would be
easy to argue that Nietzsche has been influenced directly by Mach, if only Beyond Good
and Evil would not have been written before the publication of the Beiträge zur Analyse
der Empfindungen! But in fact an exposition of the most recent developments of scientific
psychology as much as Lichtenberg’s anti-cartesianism can be found in Lange’s
Geschichte der Materialismus (cf. e.g. the chapters on Brain and Soul and Scientific
psychology from the second volume of that book, BN/lange-f-1887,511 and BN/lange-f1887,550 respectively; as for the rejection of the ordinary belief in a causally-efficacious
subject of brain activity, cf. BN/lange-f-1887,190). Furthermore, Lichtenberg’s view was
also directly known by Nietzsche, who in his personal copy of Lichtenberg’s Vermischten
Schriften (BN/Lichtenberg-1867a,99) marked the passage quoted by both Lange and
Mach. Thus, the parallelism between Nietzsche and Mach can be explained by the fact
that they developed their views starting from shared sources (directly or indirectly
addressed). Anyway, it is striking to see that the same ideas are expressed in both
Nietzsche and Mach in the same order, with Lichtenberg’s remark making its appearance
just after the rejection of the metaphysical idea of an I or soul as cause of thoughts.
It is also worth to note that Nietzsche’s general aim to get rid of the prejudices
(Vorurtheilen) of his fellow philosophers (eKGWB/JGB, Book I) through an antimetaphysical reflection on the fundamental issues of Western though closely resembles
Mach’s attempt to enlighten the mind of modern scientists and remove “a very widespread
prejudice [ein sehr verbreitetes Vorurtheil]” which only complicates the interpretation of
both physical and psychical events (see BN/mach-1886,141). As shown above, this
prejudice holds that a “permanent nucleus” can be found as origin of any physical or
psychical process, something “unconditionally constant” whose existence is independent
from that activity itself (cf. BN/mach-1886,8, BN/mach-1886,154 and BN/mach1886,155). For Mach, this is pure illusion, for the substance-concepts “matter”, “body”,
“ego”, “atom”, etc. are only thought symbols elaborated for practical purposes.
Nietzsche’s critique of the philosopher’s ordinary prejudices leads us to Twilight of the
Idols, another work where it is possible to find parallelisms with Mach’s Beiträge zur
Analyse der Empfindungen, but which has been written after the publication of Mach’s
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1886 essay. In Twilight of the Idols Nietzsche in fact attempts to make the eternal idols
i.e. old truths disappear by showing their metaphysical inconsistency, and he grounds his
critical remarks towards Western philosophy on some observations already presented in
Beyond Good and Evil. Among them, we find the idea that the I is only “a fairy tale, a
fiction, a play on words” (eKGWB/GD-Irrthuemer-3), that is, any belief in its existence
as a substance-concept with causal efficacy is not admitted anymore (cf. also
eKGWB/GD-Vernunft-5). But Nietzsche talks also of the role of the senses, and in a still
widely debated paragraph argues that “the senses do not lie [lügen] the way the Eleatics
thought they did, or the way Heraclitus thought they did, – they do not lie at all [sie lügen
überhaupt nicht]. What we do with the testimony of the senses, that is where the lies
begin, like the lie of unity, the lie of objectification, of substance, of permanence…
‘Reason’ makes us falsify the testimony of the senses. The senses are not lying when they
show becoming, passing away, and change [Sofern die Sinne das Werden, das Vergehn,
den Wechsel zeigen, lügen sie nicht]” (eKGWB/GD-Vernunft-2). Most of the interpretive
problems with this passage rest in the word “lügen”, which is morally-laden. But in a
preparatory note we read: “Die Sinne sind es nicht, die Täuschen” (eKGWB/NF1888,14[134], my emphasis). Similarly, in (BN/mach-1886,8, fn. 2), Mach affirms that
“the expression ‘sense-illusion’ [Sinnestäuschung] proves that we are not yet fully
conscious, or at least have not yet deemed it necessary to incorporate the fact into our
ordinary language, that the senses represent things neither wrongly nor correctly [die
Sinne weder falsch noch richtig zeigen]. All that can be truly said of the sense-organs is
that under different circumstances they produce different sensations and perceptions”.
Thus, Nietzsche’s view on that issue seems to be consistent with Mach’s. Furthermore,
the way the activity of sense organ is outlined in the Beiträge zur Analyse der
Empfindungen helps us to shed light on Nietzsche’s statement and, consequently, not to
overinterpret a conception which is apparently only a neutral view of the physiological
processes occurring before a moral interpretation takes place.
Another aspect of striking semantic as much as argumentative similarity concerns the
nietzschean obliteration of the very dichotomy between the “apparent” and the “true”
world. In the section devoted to the history of that “error”, Nietzsche discards as
“unattainable,
unprovable
and
unpromisable
[unerreichbar,
unbeweisbar,
unversprechbar]” the world of substance-concepts, and finally argues that along with the
“true” world we also “get rid of the illusory [scheinbare] one” (eKGWB/GD-Welt-Fabel).
But this is something that follows from Mach’s “monistische Standpunkt”, too (BN/mach-
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10
1886,10). In fact, Mach argues that, once we accept that “the supposed unities ‘body’ and
‘ego’ are only makeshifts, designed for provisional orientation and for definite practical
ends, (…) we find ourselves obliged, in many more advanced scientific investigations, to
abandon them as insufficient and inappropriate [unzureichend und unzutreffend]. The
antitheses between ego and world, between sensation or appearance and thing, then
vanishes [der Gegensatz zwischen Ich und Welt, Empfindung oder Erscheinung und Ding
fällt dann weg], and we have simply to deal with the connection of the elements (…) of
which the antithesis was only a partially appropriate and imperfect expression”
(BN/mach-1886,9, BN/mach-1886,10, my emphasis). The progress of scientific inquiries
lies precisely on this, for Mach: “Science has simply to accept this connection, and to get
its bearings in it, without at once wanting to explain its existence” (BN/mach-1886,10).
Finally, another interesting parallelism can be encountered between Twilight of the Idols
and Mach’s 1886 essay. In (eKGWB/GD-Irrthuemer-4) Nietzsche deals with “the error
of imaginary causes” and makes the example of the sensory experience in dreams: “We
experience a certain sensation (following the sound of cannon fire in the distance, for
example) and then retrospectively supply a cause for it (which often takes the form of a
whole little novel with the dreamer as the protagonist). Meanwhile, the sensation remains
in a type of resonance: it waits, as it were, until our causal instinct allows it to come into
the foreground (…). The cannon fire takes place inside a causal nexus, in what seems like
a temporal reversal [Umkehrung der Zeit]. The later event, the motivation, is experienced
first, often with hundreds of details that flash past, followed by the shot… What has
happened? The idea that were created by a certain physical condition were mistaken for
the cause of that condition”. Similarly, in the chapter devoted to the sensation of time,
Mach presents the following experience: “I have repeatedly observed an interesting
phenomenon which should be cited here. I have been sitting in my room, absorbed in
work, while in an adjacent room experiments in explosions were being carried on. It
regularly occurred that I shrank back startled, before I heard the report. Since the attention
is especially inert in dreams, naturally the most peculiar anachronisms occur in this state,
as everyone has doubtless observed. For instance, we dream of a man who rushes at us
and shoots, awake suddenly, and perceive the object which, by its fall, has produced the
entire dream. Now there is nothing absurd in assuming that the acoustic stimulus enters
simultaneously different nerve-tracks and is met there by the attention in some inverted
order [verkehrter Ordnung], just as, in the case above mentioned, I perceived first the
general excitation and afterwards the report of the explosion. But in many cases it is
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11
undoubtedly a sufficient explanation to assume the interweaving of sensation with the
framework of a dream already present” (BN/mach-1886,107, BN/mach-1886,108). The
two passages are quite similar, indeed, and one could be tempted to argue that Nietzsche
is indebted to Mach, on this particular issue. Unfortunately, in Human, all too Human I,
13 Nietzsche already dealt with that topic, and reflections on the time-inversion (ZeitUmkehrung) can be also found in his 1884-85 notebooks (cf. e.g. eKGWB/NF1884,26[35] and eKGWB/NF-1885,34[54]). Therefore, in this case (and, accordingly, we
shall remain sceptic about the others, too), Mach’s Beiträge zur Analyse der
Empfindungen cannot be considered a direct source, but only the signal of research
interests that Nietzsche and Mach had in common, as much as of a shared framework
which involves studies on the physiology of the sense organs.
3. Literature on the topic
The similarities and possible connections between Nietzsche and Mach have been studies
during the last decades. Nadeem Hussain devoted two papers to the topic, where he
especially provides a Machian interpretation of JGB 15:
Nadeem Hussain, “Nietzsche’s Positivism” in: European Journal of Philosophy, 12
(3), 2004, pp. 326-368.
Nadeem Hussain, “Reading Nietzsche Through Ernst Mach”, in: Nietzsche and
Science, ed. by Thomas Brobjer and Gregory Moore, Ashgate: Aldershot, 2005,
pp. 111-129.
Thorough studies on Nietzsche and Mach, with a particular focus on their post-positivist
(anti-metaphysical) approach to both knowledge and subjectivity, have been provided by
Pietro Gori, e.g.
Pietro Gori, “The Usefulness of Substances. Knowledge, Metaphysics and Science
in Nietzsche and Mach”, in: Nietzsche-Studien, 38, 2009, p. 111-155.
Pietro Gori, Il meccanicismo metafisico. Scienza, filosofia e storia in Nietzsche e
Mach, Bologna: Il Mulino, 2009.
Pietro Gori, “Psychology without a Soul, Philosophy without an I. Nietzsche and
19th century Psychophysics (Fechner, Lange, Mach)”, in: Nietzsche and the
Problem of Subjectivity, ed. by João Constâncio et alia, Berlin: De Gruyter, p.
166-195.
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Pietro Gori, Nietzsche’s Pragmatism. A Study on Perspectival Thought, eng. trans.
Berlin/Boston: De Gruyter, 2019 (forthcoming).
On Nietzsche’s interest in the physiology of sense organs, also with reference to Mach,
see e.g.
Sören Reuter, “Nietzsche und die Sinnesphysiologie und Erkenntniskritik” in:
Handbuch Nietzsche und die Wissenschaften, ed. by Helmut Heit and Lisa Heller,
Berlin/Boston: De Gruyter 2014, p. 79-106.
Christian Emden, Nietzsche’s Naturalism: Philosophy and the Life Sciences in the
Nineteenth Century, Cambridge: Cambridge University Press, 2014.
On Nietzsche’s anti-cartesianism and the critique of the metaphysical concept of
subjectivity in JGB, see also
Nikolaos Loukidelis, „Es denkt“: Ein Kommentar zum Aphorismus 17 aus ,Jenseits
von Gut Böse’, Königshausen und Neumann, 2013.
The issue of time-inversion is explored in
Luca Lupo, Le colombe dello scettico. Riflessioni di Nietzsche sulla coscienza negli
anni 1880-1888, Pisa: ETS, 2006 (in particular, pp. 42-54).
On Mach’s neutral monism, his original empiricism, and his cultural framework, see e.g.
Friedrich Stadler (ed.), Ernst Mach – Life, Work, Influence (Vienna Circle Institute
yearbook, 22): Heidelberg: Springer, 2018.
John Blackmore, Ryoichi Itagaki and Setsuko Tanaka (eds.), Ernst Mach's Vienna
1895-1930. Or Phenomenalism as Philosophy of Science, Dordrecht: Kluwer,
2001.
Robert Cohen and Raymond Seeger (eds.), Ernst Mach: Physicist and Philosopher,
Dordrecht: Kluwer, 1970.
Erik Banks, Ernst Mach’s World Elements. A Study in Natural Philosophy,
Dordrecht: Kluwer, 2003.
Erik Banks, The Realistic Empiricism of Mach, James, and Russell: Neutral Monism
Reconceived, Cambridge: Cambridge University Press, 2014.
Pietro Gori, “Ernst Mach’s Pragmatic Realism”, in: Revista Portuguesa de Filosofia,
74, 2018, pp. 151-172.
Gori / Mach_NB
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The translations adopted in this entry are the following:
Friedrich A. Lange, History of Materialism and Criticism of its Present Importance,
eng. trans. in 3 voll., Boston: Houghton, Mifflin & c., 1877-1881.
Ernst Mach, The Analysis of Sensations and the Relation of the Physical to the
Psychical, Chicago/London: Open Court, 1914.
Friedrich Nietzsche, Beyond Good and Evil, eng. trans. Cambridge: Cambridge
University Press, 2002.
Friedrich Nietzsche, The Anti-Christ, Ecce Homo, Twilight of the Idols, and Other
Writings, eng. trans. Cambridge: Cambridge University Press, 2005.
Gori / Mach_NB
14
[B] E. Mach und P. Salcher, “Photographische Fixirung
der durch Projectile in der Luft eingeleiteten
Vorgänge”, in: Repertorium der Physik, ed. F. Exner,
1887, pp. 587-599
Abstract: In this 1887 report, Ernst Mach and Peter Salcher published the result of a
series of ballistic experiments they performed, which revealed an essential difference
between flight at a subsonic and supersonic velocities. The paper is the first step for the
explanation of physical events such as the sonic bang produced by objects that exceed the
speed of sound.
Keywords: Shock waves, Supersonic aerodynamics, Ballistic
1. The study of shock waves
In 1887, after having bought and read (although not thoroughly) Ernst Mach’s Beiträge
zur Analyse der Empfindungen (BN/mach-1886), Nietzsche asked the editor Naumann to
send a copy of his Zur Genealogie der Moral to Mach (Nietzsche to Naumann, 8
November 1887, eKGWB/BVN-1887,946). In return, Mach sent Nietzsche a copy of an
important study on the shock waves produced by supersonic projectiles which he carried
out with the help of Peter Salcher (professor of physics at the Royal Austrian Naval
Academy). The paper collected in Nietzsche’s library contains a dedication on the front
matter (“Herrn Prof. Dr. Nietzsche hochachtungsvoll, EM.”; BN/mach), but no reading
marks. This must not surprise, for the text is quite technical and does not deal with
philosophical issues of any sort.
Mach and Salcher’s paper is the result of a series of unique ballistic experiments they
performed since 1886 (incidentally, the experimental techniques necessary to perform
these investigations have been developed by Mach himself). The observations they made
revealed an essential difference between flight at a subsonic and supersonic velocities,
namely that a projectile exceeding the speed of sound produces a hyperbolic-like head
wave (front) and a tail wave (rear), both similar to a bow wave (cf. fig. 5 in BN/mach,596
and fig. 7 in BN/mach,598). The study most probably originated from Mach’s interest in
acoustic and the experiments on the phenomena of refraction and reflection of sound
waves he performed earlier. As a development of this inquiry, Mach and Salcher
Gori / Mach_NB
15
succeeded in making visible something that, before them, was only deducible in theory,
namely the aerodynamical phenomena associated with flying projectiles. This made
further theoretical investigations possible, but it also allowed to explain events observed
previously and not experimentally repeatable, such as those related to the fall of a meteor
into the atmosphere. In fact, a meteor falling down to the surface of the earth produces
first a sharp bang, and only thereafter one hears the noise of the impact. But this bang is
nothing else than the bow shock reported by Mach, since the meteor comes down through
the atmosphere with supersonic velocity.
This physical effect is nowadays observable in the case of supersonic jets, which at the
speed of Mach 1 (i.e. approaching the speed of sound; Mach number [M] is in fact defined
as the ratio of [u] the local flow velocity with respect to the boundaries to [c] the speed
of sound in that particular medium: M = u/c) produces a sonic bang and a vapor cone,
accordingly to what Mach and Salcher first reported in their 1887 paper. In fact, during
the experiments that he performed, Salcher noticed a series of intermediate waves (later
called “Mach lines”), which are small shock wave projected at an angle dependent on the
speed of the air in the tunnel. Mach’s conclusion, when he interpreted the collected data
and the photos taken by Salcher (cf. BN/mach,600), was that the velocity v of a supersonic
projectile can be determined from the head wave cone geometry by the relation
sin α = co/v = 1/M
where co is the sound velocity in the ambient gas at rest, α is the half-cone angle, and M
is the Mach number (later, this equation was called Mach equation, the cone geometry
Mach cone and the cone angle Mach angle).
The importance of this paper rests almost exclusively on the way Mach and Salcher
contributed to the progress of experimental researches on both the shock and the sound
waves. However, it also outlines a multifaceted image of Mach, whose role in the history
of the philosophy of science must not be underestimated. Although he was basically an
experimental physicist, his reflections on the development of ideas and theories as much
as his attempt to get science rid of metaphysical obscurities deeply inspired the early
nineteenth-century scientific philosophy (not to mention the Logical Empiricism
movement, which arose a few decades later). These reflections are based on his
experimentalism and especially on the idea that theoretical and empirical research are
intertwined; that is to say, ideas must be supported by observative facts, in order not to
lead to ill-funded as much as illusory conclusions. This is particularly important in the
case of unobservable entities whose occurrence can only be detected indirectly (a
Gori / Mach_NB
16
fundamental issue in current philosophy of science). The possibility of making visible at
least the events these presupposed entities are involved in is in fact crucial, in order to
develop a well-funded theory about them and try to avoid unnecessary and, most of the
times, detrimental metaphysical commitments. Mach’s interest in sound/shock waves
falls within this general picture. In fact, Mach mentioned his studies on ballistic in his
less technical publications (se e.g. the lecture Über Erscheinungen an fliegenden
Projectilen added to the 1903 third edition of Mach’s Populär Wissenschaftliche
Vorlesungen), which aimed to popularize physical studies and cultivate an enlightened
culture that could take care of the role played by epistemology in the more advanced
scientific studies as much as in philosophical speculations.
1. Literature
Christoph Hoffmann and Peter Berz (eds.), Über Schall. Ernst Machs und Peter Salchers
Geschloßfotografien, Göttingen: Wallstein, 2001.
Peter O.K. Krehl, History of Shock Waves, Explosions and Impact. A Chronological and
Biographical Reference, Heidelberg: Springer, 2009.
Ernst Mach, Populär Wissenschaftliche Vorlesungen, Leipzig: Barth 19033.
Raymond J. Seeger, “On Mach’s Curiosity About Shockwaves”, in: Robert Cohen and
Raymond Seeger (eds.), Ernst Mach: Physicist and Philosopher, Dordrecht: Kluwer,
1970, pp. 60-68.
Friedrich Stadler, Vom Positivismus Zur „Wissenschaftlichen Weltauffassung“ Am
Beispiel der Wirkungsgeschichte von Ernst Mach in Österreich von 1895 bis 1934,
München: Löcker, 1982.
Wolfgang F. Merzkirch, “Mach’s Contribution to the Development of Gas Dynamics”,
in: Robert Cohen and Raymond Seeger (eds.), Ernst Mach: Physicist and
Philosopher, Dordrecht: Kluwer, 1970, pp. 42-59.