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e-ISSN 1984-6746
http://dx.doi.org/10.15448/1984-6746.2018.3.32564
The concept of human nature in Noam Chomsky1
O conceito de natureza humana em Noam Chomsky
Norman Roland Madarasz2, Daniel Peres Santos3
Abstract: One of the constants in Noam Chomsky’s philosophical, linguistic and ethical positions is the
existence of what he calls “human nature”. Following Marx, Darwin and last century’s revolutions in the
social sciences, human nature has been one of the most contested conceptual holdovers from modern
European philosophy. Chomsky’s discoveries and models on syntax and language make up one of the
frameworks to most critically offset the traditional moral dimension of human nature. Contrary to most
traditions prior to his work, language can no longer be restricted to either mind, soul or spirit. Language, as
Chomsky has continually upheld and sharply refined, is a physical and biological process. But how his notion
of human nature derives from this process is complex, as he seems to disregard philosophy’s classic analytic
delineation between the descriptive causal realm of human nature and the normative axiological extensions
of the same concept. In this paper, we seek to examine the philosophical and ontological implications of
Chomsky’s claim that human nature derives from the innate dimension of the language faculty. Not only
does Chomsky maintain the category of human nature, he also indexes it to the question of freedom. We
thereby argue for the coherence of his proposal and show how it operates to weld the perspective of a modal
theory of biologically-rooted creativity to innate conditions specific to his theory of language generation.
However, we question whether its restriction to humans alone is sustainable from a scientific perspective by
putting forth the claim that Chomsky’s science is in fact a radical ontology of social subjectivation.
Keywords: Chomsky, Noam; human nature; language faculty; biolinguistic enterprise; decoding Chomsky;
freedom.
Resumo: Uma das constantes no posicionamento filosófico, linguístico e ético de Noam Chomsky é a
existência do que ele chama de “natureza humana”. Seguindo Marx, Darwin e as revoluções do último século
nas ciências sociais, a natureza humana tem sido um dos remanescentes conceituais mais contestados da
filosofia moderna europeia. As descobertas e os modelos de Chomsky sobre a sintaxe e a linguagem,
configuram um dos quadros que mais objeta criticamente a tradicional dimensão moral da natureza humana.
Contrária à maioria das tradições anteriores ao seu trabalho, a linguagem não pode mais ser restringida à
mente, alma ou ao espírito. Linguagem, como Chomsky tem constantemente defendido e fortemente
aperfeiçoado, é um processo físico e biológico. Mas a maneira que sua noção de natureza humana deriva
desse processo é complexa, pois ele parece desconsiderar a clássica delineação analítica da filosofia, entre o
1
This study was financed in part by the Coordenação de Aperfeiçoamento de Pessoal de Nivel Superior Brasil
(CAPES) Grant for Programs of Excellence, as well as the PUCRS Student Research Grant for Introduction to
Scientific Research (BPA). O presente trabalho foi realizado com apoio da Coordenação de Aperfeiçoamento de
Pessoal Nivel Superior – Brasil (CAPES) Bolsa de Programas de Excelência, e pela Programa de Bolsa Pesquisa Alunos
PUCRS para iniciação científica (BPA).
2
Professor in the Graduate Programs of Philosophy and Literature and Linguistics, PUCRS (Catholic University of
Porto Alegre).
[email protected]
3
Master’s student in philosophy, Kingston University (London, UK) and B.A. Honours in Philosophy from PUCRS
(Pontifícia Universidade Católica do Rio Grande do Sul).
[email protected]
N. Madarasz; D. Santos - The concept of human nature in Noam Chomsky | 1093
reino casual descritivo da natureza humana e as extensões axiológico-normativas do mesmo conceito. Neste
artigo, nós procuramos examinar as implicações filosóficas e ontológicas da afirmação de Chomsky à qual a
natureza humana deriva da dimensão inata da faculdade da linguagem. Chomsky, não só mantém a categoria
da natureza humana, como também a indexa à questão da liberdade. Nós, portanto, argumentamos em favor
da coerência de sua proposta e mostramos como ela opera para soldar a perspectiva de uma teoria modal da
criatividade biologicamente enraizada, com condições inatas específicas de sua teoria da linguagem gerativa.
Entretanto, nós questionamos se a restrição dessa somente aos humanos é sustentável a partir de uma
perspectiva científica, ao apresentarmos a afirmação de que a ciência de Chomsky é na verdade uma ontologia
radical de subjetivação social.
Palavras-chave: Chomsky, Noam; natureza humana; faculdade de linguagem; programa biolinguístico;
decodificando Chomsky; liberdade.
Introduction
Ever since his noted televised debate with French philosopher
Michel Foucault, Noam Chomsky’s theory of human nature has been one
of the most contested aspects of his general philosophical project. That his
idea of human nature is linked to a radically egalitarian political vision has
come into conflict with theoreticians on the nature of scientific inquiry and
how and why “science” must respect delineations with respect to the
human and normative sciences. Even were one to take sides with the
continental structuralist approach to science, whereby the social and
political nature of the scientific enterprise is pitted against the espoused
universality of its ontological models, one inevitably ends up with
conflicting models between a formal-logical or social ontology. Chomsky’s
concept of human nature is clearly social insofar as its finality is not merely
functional at the level of the individual human organism, but constructive
of the collective aspirations of the human polity. He does however concede
that “the exact properties of human nature are difficult to substantiate.”
(Chomsky, 2008, web). Moreover, his concept of human nature is clearly
normative insofar as it considers the aims and objectives of humankind’s
political strivings as the building of an egalitarian society in its economic
as well as legal dimensions.
Where Chomsky’s argument breaches the criteria of
contemporary philosophy of science is when he seeks to set human nature
within the biological process specific to the language faculty. To achieve
this, he coherently strips the category of human nature from its main
culturally-specific axiological claims. The core of his theory of human
nature is thus reduced to a series of designators, the primary one of which
is freedom. Despite appearances to the contrary, Chomsky’s philosophical
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strategy is not Kantian. Freedom is not an a priori of human subjectivity
any more than is it a social construct deviating from the inherent causality
of the natural order. And he states as much in his 1972 debate with Michel
Foucault: “I think it would be a great shame to put aside entirely the
somewhat more abstract and philosophical task of trying to draw the
connections between a concept of human nature that gives full scope to
freedom and dignity and creativity and other fundamental human
characteristics, and to relate that to some notion of social structure in
which those properties could be realized and in which meaningful human
life could take place” (Chomsky, 2006, 42-43). In the years after the
debate, Chomsky came increasingly to see freedom as a direct
consequence of the essential creativity imbedded in the innate
computational process of the production of syntactical forms, that is, in
what he refers to as the language faculty (FL). As such, the sense of
freedom would be distributed uniformly amongst all human beings.
Whether it reaches its potential is what the nature of human social,
political and legal institutions come to determine historically. We could say
that the notions of freedom and creativity in this earlier period in his
thought are very similar and often indistinguishable. Later on, creativity
appears to be a “biolinguistic” process, one that legitimates or shows the
existence of freedom in our human nature.
As such, Chomsky has never focused on the question of human
nature and freedom alone. They are not conceptualized outside of the
physicalist framework in which pragmatic interpretations of creative
productions are also generated by the language faculty. This is clearly
reiterated in his recent Dewey Lectures, given at Columbia University in
2013, when he critically mentions Daniel Stoljar’s take on physicalism and
the physical. Stoljar takes physicalism to set the “background metaphysical
assumption against which the problems of philosophy of mind are posed
and discussed.” (Chomsky, 2016a, p. 122). It comes as no surprise to find
Chomsky critical of this brand of metaphysical surrender, but his
pragmatic solution also seems to jump the factual gun. As he states in
2009, “A more appropriate formulation, I think, is to recognize that postNewton, the concept ‘physical facts’ means nothing more than what the
best current scientific theory postulates, hence should be seen as a
rhetorical device of clarification, adding no substantive content.”
(Chomsky, 2009, p. 199). What can lead to misunderstanding in his
N. Madarasz; D. Santos - The concept of human nature in Noam Chomsky | 1095
defense of physicalism is the move from facts, albeit in square quotes, to
theoretical postulates. In that regard, neither facts nor metaphysics
properly refers to the field in which theories are generated. On the other,
a contemporary ontology that integrates “the best current scientific
postulates” on physicalism most certainly does. We take physicalism as
referring to the formalized material conditions by which conceptual and
discursive parameters are generated by contemporary ontology on how to
build scientific theories.
One of the primary impacts of his biolinguistic postulates on the
“Universal Grammar” theory explaining them is that language offsets any
dualism. Were language a part of the body’s unconscious productions, the
nature of physicality in relation to the body would have to account for
rational processes far withdrawn from any conscious level of deliberation.
Chomsky has not considered a reevaluation necessary of his concepts
through the successive models his understanding of language has taken
since the revolution his initial contributions first fostered in the field of
linguistics. Nevertheless, he is the first to recognize that neither UG nor
FL has solved the major dilemma of how to delimit the human body. In
fact, they have both complicated it to the point of stamping a philosophical
imprint into what still strives to maintain currency solely within the
experimental sciences.
Still, for all the sense it makes to ground the generative concept
of language in a physicalist conception of human nature, it is much more
problematic to associate it with freedom. Indeed, one may recall Arundhati
Roy’s quite pertinent observation: “If I were asked to choose one of Noam
Chomsky's major contributions to the world, it would be the fact that he
has unmasked the ugly, manipulative, ruthless universe that exists behind
that beautiful, sunny word ‘freedom’.” (Roy, 2003, p. x). Freedom, at least
as it is understood today, is so socially constructed, embedded and open to
ideological packaging, thus simultaneously consumerist and normative,
there seems no way back to rationally ground the idea – assuming there
ever was one.
Yet Chomsky would disagree. Freedom is an integral part of the
human nature referred to by the faculty of language. As he states in the
early 1970s:
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Language, in its essential properties and the manner of its use, provides
the basic criterion for determining that another organism is a being with
a human mind and the human capacity for free thought and selfexpression, and with the essential human need for freedom from the
external constraints of repressive authority. (Chomsky, 1973, p. 6)
Despite how central the notion of freedom continues to be in relation to
his general theory of human nature, Chomsky has refused to make the
additional step to link his scientific model to political orientation or indeed
the engagement in regard to which he has set an admirable international
example. Still, what he does not see as an inference from UG has not
prevented observers from vigorously questioning.
It is no secret that Chomsky has been severely criticized and at
times attacked by the likes of D. Everett (1991) and T. Wolfe (2016) for
implicitly setting a political parser into his theory of UG. In a more recent
high-profile criticism, (Knight, 2016) argues this time from the perspective
of Marxist anthropology that Chomsky intentionally developed an anticulturalist, theory-laden or positivist model of language generation that
would be related to US Defense Department funding criteria at MIT. The
upshot of Knight’s claim is that the theory of generative grammar would
be “abstract non-sense” as it developed, in part at least, from Chomsky’s
resistance to the application of his early machine-to-machine translation
interface to ballistic missiles. Knight goes on to claim that the confusion
arising over Chomsky’s political activism and its apparent disconnect from
his theoretical enterprise has to be understood according to the Pentagonwarranted freedom given to the research programs it has funded – or
those it continues to fund through Ivy-League technological institutes such
as MIT.
Knight’s allegations notwithstanding, we believe it is necessary to
summarize his deeper argument despite its ideological overtones. Knight
holds that Chomsky’s professional survival at MIT depended on staying
clear of a Marxist political line during the actions in civil disobedience and
political dissidence since has led since the 1960s. He goes on to claim that
Chomsky’s entire life as a dissident was protected by how strongly he
stood to this line of anarchist political thought, as opposed to any
suspected sympathies to Marxism, which would have been anathema to
his career. Chomsky would have thus intentionally kept his politics at a
distance from his linguistic science despite how a logical inference drawn
N. Madarasz; D. Santos - The concept of human nature in Noam Chomsky | 1097
from his speculations on universal creativity and freedom would have
gone ever further to justify civil disobedience – perhaps through crafting
a radical theory of political affects.
The question of institutional background and the theoretical
consequences of moral doubt resulting from research funding is deep and
disturbing. But our task is to analyze a theory primarily from its categories
and theorems. Against politically reductive claims, the aim of our analysis
is to show how an inferential theory of human nature drawn from the
general theory of syntactic generation can be better understood – or
indeed justified – if set against the principles and parameters once
espoused by Aristotle for a first philosophy in Book Gamma of his
Metaphysics. Since the dawn of philosophy, ontological model making is
the way to reach universal quantification of scientific claims when applied
to human nature. Even though we do not wish to question why Chomsky
may have preferred an anarchist theory of free association between
workers to a critique of political economy that recognizes the strength of
Marx’s analysis in Capital as well as his accomplishments in leading the
First International, our defense of Chomsky’s concept of human nature is
not made easier by his regular disparaging of most philosophical theories
on language and science. If freedom is connected to creativity and human
nature, and the specific concept of freedom projects into an association of
workers in counter-corporate groups whose individual commitments bind
to collectively create the basis of a just society, then it seems not only
worthwhile scientifically but also fundamental philosophically to
understand what is at stake epistemologically and politically in his theory
per se. To achieve this, a critic would have to shed herself of cultural and
academic resistance to the art of constructing theories, which hardly
seems to be the case of most of Chomsky’s detractors.
An additional point of interest behind the objectives of our inquiry
is whether there has been any fluctuation in the debates as to how
Chomsky conceives of human nature. In other words, has the conceptual
sense behind justice and freedom become part of his current minimalist
hypothesis and biolinguistic program, even as it has put forth a narrower
modeling of the language capacity? Our path first examines the course of
his positions on human nature, then reports on its integration in the
Strong Minimalist Hypothesis. We converge on the claim that Chomsky’s
theory presupposes a philosophical commitment in favor of a structuralist
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ontology. As we reach our conclusive remarks, elements are introduced to
offset criticism over the supposed lack of empirical evidence to support his
broader claims on language, body and human nature. As philosophers, we
should like to stress the idea that Chomsky’s theoretical model is
ontological in nature and that his model of human nature, by that very
fact, is sufficient to warrant an inferential connection to practices which
work toward a freer and fairer society.
I
Early in the 1970s, Chomsky responded to the suggested topic of
freedom for a conference he was invited to give in Mumbai, India
(Chomsky, 1973). His rhetorical strategy began by stating bepuzzlement
about an idea he took to be self-evident, namely that language and
freedom are not intellectual entities that can be connected in any
significant, rationalist way, beyond what would then become a merely
speculative connection. This skepticism characterizes the attitude most
often espoused by him regarding challenges to connect his linguistic
theory with his political analysis and activism. In essays in which Chomsky
engages with broader philosophical issues, his usual course of
argumentation is to delve into the European Enlightenment tradition to
show how the rationalist analysis of knowledge and language was part of
a revolutionary moment to make freedom ever more part of humankind’s
essential nature and purpose. Such a strategy is explored early on in more
historical works like Cartesian Linguistics (1966). Back in Mumbai,
references to German thinkers like Schelling and Wilhelm von Humboldt
are made in his response to the interviewer, as are Rousseau and Darwin.
Then subtly Chomsky switches registers to contemporary revolutionary
movements. What is striking in this Mumbai interview is how he
disregards the distinction made by political scholars about the nature of
popular revolutions and the way to read the social contract theorists, as if
revolution had already lost its dialectical force as an ethical event.
If there is one point of agreement in the broader spectrum of
liberal theoretical positions on politics today, it would be how a
fundamental difference lies between the Enlightenment-inspired
revolutions, usually striving to implement a market economy upheld by
constitutional rights and freedoms, and the Marxist-Leninist turn
N. Madarasz; D. Santos - The concept of human nature in Noam Chomsky | 1099
emphasizing how without a State-managed economy guaranteeing access
to economic equality, freedom becomes a mere proxy. State meddling in
market activities would aim to hamper freedom’s revolutionary scope and
practice by putting a price on its accomplishments. Even though he relies
on models from the history and philosophy of science, Chomsky does not
always prepare his readers for a fundamental switch from what is part of
orthodoxy in academic circles today. Against the grain, readers are faced
with the idea that natural science and political thought are not
fundamentally separate fields of thought, though he does not seek merely
to politicize scientific inquiry. Reinforcing continuity with the scientific
visions expressed by Enlightenment thinkers regarding how scientific
discovery makes us freer, his reasoning also lifts the reader to the idea how
our freedom is boundless. In “Language and Freedom”, this is best
expressed when asserting that,
There is no inconsistency in the notion that the restrictive attributes of
mind underlie a historically evolving human nature that develops within
the limits that they set; or that these attributes of mind provide the
possibility of self-perfection; or that, by providing the consciousness of
freedom, these essential attributes of human nature give man the
opportunity to create social conditions and social forms to maximize the
possibilities for freedom, diversity, and individual self-realization
(Chomsky, 2017b, p. 6-7).
Human nature is thus clearly stated to be “historically evolving”,
but with a caveat. Just as he leaves aside its scientifically attributed content,
so does Chomsky also draw back from any discussion of historiography.
Freedom as well as diversity are realized within the boundlessness they
imply. It is within an adequately accomplished set of social conditions and
forms that the “essential attributes of human nature” provide the
“consciousness” of freedom, instead of freedom itself. It is in such
statements that the more fundamental scientific, epistemological and
ontological drives to the theory come to the forefront, as if in an
explicatory interlude. Thereafter, he tends to return to a skeptical position
regarding the knowledge acquired over such processes. This does not at
all imply that the product of these attributes cannot be described as
freedom and diversity, but merely that his conception of human nature is
scientific insofar as it relies on the discovery of the language capacity as a
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biologically created and replicated operational system to be grounded. Its
derived product is a boundless possibility of freedom stemming from the
combinatorial possibilities of syntactic structures as they are externalized
as a localized language shaped by different social parameters.
The Chomsky-Foucault debate represents one of the summits in
the juxtaposition of two rationalist philosophies of emancipation. Foucault
represents, of course, the tradition of nineteenth-century French
rationalism as it developed within the human sciences. The historical
instability of the latter, especially shown regarding the philosophical
concepts they inherited, gave rise to the structuralist analysis of
discontinuous epistemic periods and declarations on the end of
humanism. Chomsky’s own rationalism was also played out at the time by
readings of the broader French and German traditions. Where historical
knowledge led Foucault to relativize the major concepts of modern
philosophy, Chomsky saw in the analysis of deep linguistic structure a way
to maintain continuity with the Enlightenment tradition. The resources
acquired from both methodologies converged upon a similar critique of
power and struggle in the work of both of these thinkers.
Still within the context of this debate, the subtlety of Chomsky’s
argument in favor of a theory of human nature was partly drowned out
by the successive waves of Foucault’s anti-essentialist rebuttals.
Nonetheless, it is possible to question whether Foucault hastily overlooked
another perspective behind the task to undermine essentialism and
transcendental arguments. This perspective is more specific to Claude
Lévi-Strauss’s descriptive structuralism than to the masking of hegemonic
positions by a normative essentialism (Levi-Strauss, 1987). Where
Foucault strives to show how the biological and medical sciences had
moved swaths of heuristic interpretations to the margins of what would
become scientific fact as regards mind, body, language and pathologies,
Chomsky seeks to rearticulate what of biological discoveries on language
can be maintained as proven scientific fact. At the time the debate was
held, though, there was no recourse to linking freedom to biology beyond
the positivist scientific models in vogue and what remained from interest
in some branches of F. Engels’s writings on nature. In biology, François
Jacob’s inaugural work on epigenesis (Jacob, 1972) or the rising Darwinian
dissident, Stephen Jay Gould (Eldrige and Gould, 1972) were still outliers
at the time.
N. Madarasz; D. Santos - The concept of human nature in Noam Chomsky | 1101
In light of the debate, it might be simple to try to classify Chomsky
a naturalist. He has espoused this position at times although not without
rejecting the existence of a priori principles or essences. Naturalism has
always had its shortcomings, as it has frequently been used by
philosophers to rid themselves of the responsibility of questioning the way
science is actually done. This is why it is much more interesting to follow
Chomsky’s transformation of realism from a scientific perspective.
Perhaps the furthest step he explicitly makes in erasing the demarcation
principle is in his acceptance of C.S. Peirce’s concept of abduction to
underscore how interpretative potential is as much part of a natural
capacity as is language used in a communicative sense. Abduction is an
autonomous capacity of the mind which does not depend upon mental
states being conscious. Although this assumption does not immediately
prove that mind is part of a natural system, it does question what material
support mind requires in order to actually carry out the process. Therein
does its theoretical potential grow. As Wilkin accurately points out in an
incisive essay contrasting Chomsky’s understanding of human nature
from Foucault’s critique of it, Chomsky “provides an immediate challenge
to the anti-essentialist premises underlying Foucault's work.” (Wilkin,
1998, p. 188).
In our view, Chomsky is both a structuralist and a realist, at least
as far as human nature is concerned. His conception of material reality
and its causal strings requires for theory to provide a formal grammar
inscribed into the causal physical succession of natural phenomena
(Madarasz, 2016). This grammar has come to be recognized as
unobservable either by the naked eye or by machine proxies. Yet a theory’s
adequacy depends on successfully grasping the abductive force through
which biological phenomena particularly reach their objectives.
The single most polemical exchange in the debate with Foucault
occurs in the following exchange on justice.
Foucault: "And contrary to what you think you can't prevent me from
believing that these notions of human nature, of justice, of the realization
of the essence of human beings, are all notions and concepts which have
been formed within our civilization, within our type of knowledge and our
form of philosophy, and that as a result form part of our class system; and
that one can't, however regrettable it may be, put forward these notions
to describe or justify a fight which should—and shall in principle—
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overthrow the very fundaments of our society. This is an extrapolation for
which I can't find the historical justification. That's the point."
Chomsky: "Well, here I really disagree. I think there is some sort of an
absolute basis—if you press me too hard I'll be in trouble, because I can't
sketch it out —ultimately residing in fundamental human qualities, in
terms of which a 'real' notion of justice is grounded." (CHOMSKY, 2006,
p. 55)
Whatever can be observed about this exchange, perhaps what has
to be most lamented is how divisive the perception of it has become in
later theory. As a result of Foucault’s subsequent challenges and posture,
Chomsky came to feel slighted by his French interlocutor. His summary
remarks regarding post-structuralism and its “post-modernist” stance has
unfortunately attracted him to the ill-fated attempt by A. Sokal and J.
Bricmont to jettison social constructivism in name of a nostalgic
Enlightenment vision of reason. Bricmont himself later tried to seize
Chomsky’s indignation to further a liberal socialist political agenda. From
what we have been able to gather, Chomsky’s libertarian socialist or
anarchist political commitment has little if anything to do with Bricmont
and Sokal’s collegial militancy in bad faith. Indeed, on this point,
Chomsky’s radicalism meets up with Foucault’s insofar as both espouse
the need for revolution to further the idea of a just society as rationally
viable.
The key word missing from Chomsky’s reply to Foucault is
creation. Insofar as one can assume that humans have fundamental moral
qualities, they are conveyed by capacities such as language to work on the
material conditions by which they might be put into place. Chomsky
emphasizes that there is a way for humans to judge whether they are
making inroads in such a construction, even though the content can only
be examined after being carried out. He has spent the next three decades
sharpening the inherent moral nature of fundamentally creativity-specific
biolinguistic model, from which an ethical conception of work would also
arise.
Neither work nor freedom are a priori built into the human will, as
Locke or Hegel hold, for they are language-specific. Prior to being a
normative claim, it stands to reason that some natural human capacities
are formal as well as pragmatic. One can point to the result of the language
N. Madarasz; D. Santos - The concept of human nature in Noam Chomsky | 1103
phenotype as well as what Chomsky has come to consider as other
phenotypes contingently interacting with it (Berwick and Chomsky, 2015).
However one sees freedom or justice, what makes these processes
coherent is something also constitutive of thought – and not the other way
around. The external parameters are what count in Chomsky’s libertarian
socialism instead of transcendent principles as argued from a
metaphysical perspective. None of this precludes that from the experience
of building just societies, which have often been failed experiences,
libertarian socialism might lead investigators to gain greater insight into
an ontology of human nature whose material support has to be the
starting point of broader conceptual speculation what is proper to the
human body.
The excerpt on Chomsky and Foucault’s disagreement quoted
above leave us with an objective view of the “base” of universally defended
conclusions Chomsky calls “virtual truisms” of an “odd kind” (Chomsky,
2016a, p. 26). In his 2013 Dewey lectures, he describes what he means by
underscoring how they are proposed premises professed by any human
being, even if not actually defended. That is, they are “not only universal
in that they are virtually always professed, but doubly universal, in that at
the same time they are almost universally rejected in practice.” (Ibid.). If
we recall the debate, we can fairly assert that Chomsky believes even the
most abominable political systems were implemented by envisioning a
more just or better society in general, that is, even some fascist leaders
believed what they were doing was for the “greater good”. As “social
beings” it is common to think of political and ethical alternative policies
that would bring us closer to a more just society in favor of “the rights and
welfare of people, to fulfilling their just aspirations – in brief, the common
good.” (Chomsky, 2016a, p. 26). Therefore, a concern for the common
good seems to lead the human species into a continuous search for selfimprovement. This process is rooted in the aforementioned capability for
creativity, one structured by our biological endowment.
An important notion for the advancement of Chomsky’s social
thought is the idea of admissible hypotheses. These are derived from the
congruent and metaphorical space between possible theories (ethical,
political, moral, or scientific) and true theories (real, not false
apprehensions) which can be said to be the “best achievable knowledge”
of the human mind. Accordingly, the constraints UG presents in our
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understanding of the language faculty leads us to the congruent space
called natural languages, languages that evolved culturally, but are not
considered “artificial”, technologically created. This is almost a cut-off
point in the understanding of Chomsky’s scientific enterprise, for he does
not isolate a causal configuration to explain the faculty of language. His
science requires for living languages to be analyzed as if they were
populations. If demonstrating commonality in acquisition, physical brain
size and phonological use, it becomes theoretically adequate to uphold the
claim that it is part of humankind’s nature to be endowed with the
language faculty. Likewise, our developed political thinking is bound to the
same mind/brain constraints. For this reason, if we follow Chomsky’s
ideas to the letter, we should reach a notion or social formation that is an
entirely free of external barriers to our natural and biological
development, one that increasingly maintains expansion of the congruent
space of the human mind/brain.
Despite not connecting his own political persuasions to FL,
Chomsky does not think his political thought stems from opinion or
qualitative assessment as being “the best one”. His assertiveness in
regards to anarchism is based on defending it as the best political theory
for our human nature. In other words, the “best” society is the one that
questions and dismantles any illegitimate form of power over our natural
capacities. Human beings have a free drive to create, and as such must
have freedom over cognitive development as well as conditions for the
body to grow in the best way for cognitive creativity to prosper. The society
in which this proceeds is, in his view, libertarian-socialist and anti-Statist.
In such formations, any human being is equally and naturally driven by
functions derived from innate I-language processes, to which we return in
greater detail in section II. For now, though, it is possible to see how his
political conception derives at least formally and quantitatively from his
science of language, notwithstanding his own reluctance to provide a
model for it.
The third of the 2013 Dewey lectures deals with the common good.
Chomsky holds that our biologically provided tools are enough to move
forward into a form of societal organization that corresponds to our
natural demands. Nonetheless, he is cautious when arguing for anarchist
revolution. Referring to Rudolf Rocker, Chomsky states that “anarchism
is, famously, opposed to the state, while advocating planned
N. Madarasz; D. Santos - The concept of human nature in Noam Chomsky | 1105
administration of things in the interest of the community” (Chomsky,
2016a, p. 29). This position makes him a supporter of “state power to
protect people, society, and the earth itself from the ravages of
concentrated private capital” (Chomsky, 2016a, p. 29). A better example
of this anarchist persuasion is given by Chomsky when referring to a
figure of speech used by the Brazilian rural workers movement (MST):
They speak of widening the floors of the cage, the cage of existing coercive
institutions that can be widened by popular struggle […] And we can
extend the image to think of the cage of coercive state institutions as a
protection from savage beasts roaming outside, the predatory statesupported capitalist institutions that are dedicated in principle to the vile
maxim of the masters, to private gain, power and domination, with the
interest of the community and its members at most a footnote, perhaps
revered in rhetoric but dismissed in practice as a matter of principle and
even law. (Chomsky, 2016a, p. 29)
The way we as a species can have success in reaching the anarchosyndicalist society is through the process of questioning and dismantling
power, even if it makes us momentarily exist side by side with a
government favoring the rights of peoples. The common good is the goal
of all political/ethical proposals. A better understanding of human nature
can give us the insights needed to defend a realistic approach to political
thinking. In Wilkin’s words, “[Chomsky’s] commitment to egalitarian
social and political forms is underpinned by his account of human nature
which sees human beings as potentially free and creative creatures,
capable of cooperative and voluntary organisation.” (Wilkin, 1997, p. 83).
This initial finding is the foundation for the criteria to formulate the
conceptions of our human cognitive development, educational proposals,
ethical paths and political societies. Every operational discovery of our
human nature brings us one step closer to better possible practical
implementations. The libertarian socialist or anarcho-syndicalist society
would thus be the one that gives us minimally what we need to achieve
our maximum human potential. Any form of illegitimate power has to be
excluded from the framework of an anarchist society. Quoting Daniel
Guerin’s book title, No God, no Master, Chomsky furthers this phrase as
symbolizing his own thought. As he puts it, No Master “refers not to
individual belief, but to a social relation, a relation of subordination and
dominance that anarchism seeks to dismantle and rebuild from below”
1106 | Veritas | Porto Alegre, v. 63, n. 3, set.-dez. 2018, p. 1092-1126
(Chomsky, 2016a, p. 29). Such a process requires for our “education […]
to be conceived as laying out a string along which learners proceed in their
own ways, exercising and improving their creative capacities and
imaginations and experiencing the joy of discovery” (Chomsky, 2016a, p.
31).
Chomsky’s steadfastness has created a number of detractors and
critiques. As they have emerged, the question arises as to what the new
cohort rejecting his conception of human nature actually opposes. As
stated in the introduction to this essay, two tendencies can be observed.
The first is conservative and the other is Marxist. It is striking that both
converge to undermine his political dissidence by rejecting the formalism
of his biolinguistic model of language generation. In the next section, we
examine the model, returning to his critics in the last section.
II
Chomsky reluctantly acknowledges that his linguistic theory, UG,
consists of a number of different and shifting claims made throughout his
career as a research scientist about the language phenotype. What he
rejects is that the existence of a language phenotype, also termed capacity
or faculty, would be controversial. What exactly amounts to the language
faculty has not been the source of constancy in his research program since
his early work, and even less in the work of his associates, as Michal
Tomasello has pointed out (Tomasello, 2004). At least since 2002,
Chomsky and his collaborators, like Tecumseh Fitch, Marc Hauser, Robert
Berwick, and associates like Ian Tattersall, have focused on a minimalist
“program” or hypothesis in which the language faculty is a two-tiered
entity delimited to be a computational entity innate to the human brain
and linked to two fundamental interfaces (Hauser, Chomsky, Fitch, 2002).
The two interfaces integrate non-minimalist semantic features into
FL/UG, these being the conceptual-intentional and sensory-motor part of
the outer shell of its architecture. In this section we seek to identify the
framework of explanatory adequation that underlies his theoretical
commitment to UG. We hope to show how the philosophical impact of UG
on existing models of first philosophy, on ontology, is strong enough to
work as a substitute from a purely formal level. As a result, ontology can
be said to integrate the generative operator. The upshot would be that the
N. Madarasz; D. Santos - The concept of human nature in Noam Chomsky | 1107
concept of radical change can now be modeled as an inferential process,
albeit political practice requires assent to a reinforced and complex model
of theoretical formalism.
As we aim for theoretical adequacy regarding the formulation of
a concept of human nature, the initial parameter for our investigation is
descriptive accuracy drawn from the scientific study of language in
linguistics. For Chomsky, there is little doubt about it being the most
advanced field of study to help us understand the nature of humans. As he
writes, “If language is to provide a springboard for the investigation of
other problems of human nature, it is these aspects of language to which
we will have to turn our attention. [...] It is only these aspects that are
reasonably well understood” (Chomsky, 1973, p. 1). For this reason, it is
imperative for us to understand what the basic aspects of Chomsky’s
theory of language acquisition are as it has shifted and been transformed
into his most recent Strong Minimalist Thesis (SMT). Earlier models
represent Chomsky’s first ideas on an internal, innate, natural and
biological components innate to the human child’s capability of learning a
language. One of the innovations brought about by Chomsky’s linguistic
theory is that we do not learn our first language but acquire it. It is not a
process we, as children, would carry out, as much as it is produced by our
organism’s internal capacity to generate future use of this first as well as
other languages.
While non-human animals may use different forms of
communication, Chomsky and his colleagues argue that they do not
possess the organ or phenotype responsible for the development of
language. As they assert, “most commentators agree that, although bees
dance, birds sing, and chimpanzees grunt, these systems of
communication differ qualitatively from human language.” (Chomsky,
2002, p. 2). Language would thus be a uniquely biological human
phenotype, in relation to which communication, at least in humans, may
have taken shape through the various uses to which language is put. It is
important to stress humans for the evolution of communication in nonhuman animals shows that is independent of language per se.
Following decades of demonstrating how language generation is
distinct from use, Chomsky still appears to fall short of measuring what
partakes of each. Until the language faculty can actually be shown to work,
through neuroimaging technology for instance, counter-arguments
1108 | Veritas | Porto Alegre, v. 63, n. 3, set.-dez. 2018, p. 1092-1126
focusing on empirical causal evidence weaken his claims. This is the case
with the arguments put forward by (S. Pinker and R. Jackendorff 2005;
Campos, 2011) as they diminish the syntactic dimension of Chomsky’s
argument by focusing on the organism’s phonological contribution to
exteriorizing whatever structural production might arise in the brain.
Verbal communication cannot be separated to show its syntactic core,
more so when a given language group has not developed written language.
Phrasal structure is not clearly evidenced in such cases, apart from how in
some cases, as argued by (Everett, 1991), the fundamental attributes of
recursivity and numeration might be lacking.
With that caveat expressed, there remains the irreducible
empirical fact that structured and temporally modulated language use is
simply not found amongst other communicating species. It should thus
stand to reason that communication is not a consequence of non-human
organisms bearing the faculty of language. Chomsky makes the further
point that “there’s a kind of taxonomy of animal cries, and human
language doesn’t even fit into the taxonomy, I think, in any of the senses.”
(Chomsky, 2012, p. 2). This implies that language is not in any way similar
to a solely externalized system (cries and singing), but most plausibly plays
itself out according to an internal scheme involved with what
paleoanthropologists call symbol manipulation. The subsequent
capabilities acquired by human beings might be similar to song birds or
parrots, as the human ability to externalize language into a form of
expression and communication involves imitation of sounds. But this is
the point at which the SMT introduces the specific nature of the
hierarchical structure in syntactic strings that are reflected in sentence
morphology. While the child’s ability to imitate and copy words is noncontroversial, the same child has no capacity to acquire knowledge of how
these complex relations are shaped. Taking these essential insights in the
faculty of language as empirical evidence to prove how humans are unique
in possessing it, it is possible then to establish a strong relationship of
linguistics to biology. As Chomsky explains in an interview give to
Popescu,
Everyone rational must recognize that there is some genetic element that
distinguishes humans from cats, apes, birds, etc., with regard to language
learning. The question is: What is it? The answer is an “innate” theory. It
has been understood for a long time, of course, that innate properties
N. Madarasz; D. Santos - The concept of human nature in Noam Chomsky | 1109
typically must be triggered and shaped by experience, so there are
invariably complex interactions. There is no reason to be worried about
the results of such investigations, or to believe that what might be
discovered would support conclusions with harmful human
consequences. Quite the contrary. We should hope that such discoveries
might someday provide understanding of the nature of human freedom
and the ways to enhance it, carrying forward leading concerns of the
Enlightenment and since – and incidentally, perhaps approaching some
understanding of Humboldt’s observation.” (Chomsky, Popescu, 2013, p.
215)
From this perspective, prior to explaining language “rules”, tendencies,
components and its behaviors, what would seem to be crucial for research
is to clarify the biological conception of language. As such, language can be
better understood as “a particular object of the biological world. [Its
study], so understood, has come to be called the biolinguistic perspective”
(Chomsky, 2016b, p. 53).
Other questions arise after taking into account this innateness
approach to language. Since language is biological, has it evolved like other
functions in organisms? And finally how is language directly related to
human nature? Chomsky’s latest explanatory model has become
increasingly multidisciplinary:
The biolinguistic perspective views a person’s language in
all of its aspects – sound, meaning, structure — as a state of
some component of the mind, understanding “mind” in the
sense of 18th century scientists who recognized that after
Newton’s demolition of the “mechanical philosophy,”
based on the intuitive concept of a material world, no
coherent mind-body problem remains, and we can only
regard aspects of the world “termed mental,” as the result
of “such an organical structure as that of the brain,” as
chemist-philosopher Joseph Priestley observed” (Chomsky,
2018, p.1).
To further understand the biolinguistic approach, it also important
to establish a terminological distinction between capacity and system.
When Chomsky speaks of the language faculty, instinct, capacity or more
recently, “phenotype” (FL), he refers to an actually existing biological
system. Perhaps the most complete description of the faculty is in (Hauser,
1110 | Veritas | Porto Alegre, v. 63, n. 3, set.-dez. 2018, p. 1092-1126
Chomsky, Fitch, 2002), though he describes this system at length in
(Chomsky, McGilvray, 2012) and in the Dewey Lectures presented at
Columbia University in 2013 (Chomsky, 2015), in addition to more recent
work published in collaboration with Robert Berwick.
In his discussion with McGilvray, Chomsky stresses that Universal
Grammar (UG), his explanatory theory of how syntactic structures are
generated in the human brain refers to the theory of how FL works as a
biological system. Even though he often mitigates the transformations his
theory of the generation of syntactic structure has undergone, he
coherently maintains that nothing has changed regarding FL per se. This
suggests UG has indeed evolved from an information-systems model to XBar theory, to the parameters and principles approach first presented in
the Pisa lectures of the late 1970s, to the minimalist program and
biolinguistic enterprise now referred to as the Strong Minimalist
Hypothesis. Accordingly, it stands to reason that the biological system per
se FL has not undergone any changes any more than has the process of
human digestion -- although the theory explaining it has.
How human beings came to be endowed with FL is one of the most
debated aspects of his theory. From the historical perspective, some
groups of homo sapiens would have acquired FL prior to the migration
from the African continent to other parts of the planet. An abrupt event
that originated language would have happened “somewhere within the
very narrow window of 50.000 to 100.000 years ago” (Chomsky, 2016a,
p. 2), as it “does not postdate […] the trek from Africa.” (Chomsky, 2012,
p. 2). In the paleontological record, there is no indication language was
present in other hominids, let alone in ancestors of the hominid genus. In
a recent formulation, FL is understood to be “a computational cognitive
mechanism that has hierarchical syntactic structure at its core.” (Bolhuis,
Chomsky, Tattersall et al, 2014, p.1). The core of this mechanism is the
capacity of forming a set from two distinct elements, the initial step of
creating a string with potentially infinite variational possibilities. Chomsky
refers to this process as Merge. Its set-theoretic aspect seems to guarantee
the independence of the atomic terms in the string, which when filtered
through the interfaces of the broader device transform its endless
formational possibilities for a likeminded individual into something
beyond a mere flux of indistinct sounds.
N. Madarasz; D. Santos - The concept of human nature in Noam Chomsky | 1111
In turn, Chomsky’s major, indeed unorthodox, claim is that the
faculty of language is not caused by evolution. Denying the basic tenet of
the modern Darwinian synthesis on language, according to which
phonetic dependency logically makes language the result of both evolved
facial structure as well as brain size and density, a more plausible notion
of “emergence” is introduced, one related to a phenomenon that is
primarily generational in nature and whose products are not things per
se, but structures. While acknowledging that UG cannot aspire for
descriptive adequacy regarding FL, as FL is not perceivable as a thing or
machine, by delimiting his theory to the production of unperceivable
syntactic structures and showing how they combinatorily shape the
pragmatic use of language in the multitude of cultural and linguistic
contexts, Chomsky nonetheless presents satisfactory conditions to verify
explanatory adequacy regarding the cause and origin of language use. In
his view, language would have happened as genetic mutation that
permitted the internal association and formulation of discrete termthoughts in a steady flow of varied sound. His argument is based on the
idea that “since no other animal has language, it appears to be a biological
leap, violating Linnaeus and Darwin’s principle” (Chomsky, 2016b, p. 3).
This leap does not follow the gradual or punctuated progression of natural
selection proposed by Darwin, even were it to be seen as fully
discontinuous.
The term “genetic mutation” may not be satisfactory as
compensation for the emergence of a process that is not accountable by
natural selection. To rebut objections, (Bolhuis, Chomsky et al., 2014)
emphasize how the theory of evolution has recently shown the existence
of very fast natural processes of transformation, an idea for which Darwin
himself could not account. Apparently, “some small mutation took place,
leading to the great leap forward” (Chomsky, 2012, p. 3) providing
“selectional advantage” and thus enabling the transmission of thoughts,
speech (proper word-sounds with meaning) later on and the migration of
humans from Africa throughout Eurasia. In addition, “as far as we know,
apart from pathology, the language faculty is uniform in the human
population” (Chomsky, 2016b, p. 54). This uniformity would confirm a
universal biological feature of the human being, which “from the
biolinguistics perspective” is “an “organ of the body”, more or less on a
par with the visual or digestive or immune systems […] It is a
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subcomponent of a complex organism”(Chomsky, 2016b, p. 56). For these
reasons, the study of language, biology and anthropology above all gives
us the basic evidence to generate and speculate on a “behavior” of the
organ of language that, were Chomsky’s claim confirmed, would not be
exclusively destined to language production. Research into the organism
of which language is a subcomponent can show responsibility for the
many other cognitive faculties of our brain, thereby opening the door to
the study of human nature as such.
Granted, Chomsky’s writings on linguistics are rarely filled with
references to experiments in psycholinguistics. Yet the scope of study is
restricted in his work to acquisition of language use in children and in the
hard of hearing. An elementary idea on the acquisition of language later
displayed as “Plato’s problem” in Chomsky’s book Knowledge of Language
is elaborated as to “how we can know so much given that we have such
limited experience.” (Chomsky, 1986, p. XXV). Accordingly, an infant
learns a language by simply listening to and repeating words. A parent
speaks with or near to her offspring who in turn repeats what is said until
eventually speaking the same language. Were one to rely solely on such
imitation-based explanations of language acquisition, one would still not
answer the question as to how a child can elaborate new sentences
previously not heard, and quite plausibly not understood. The key to
explaining first language acquisition by the child is through a notion of
“poverty of stimulus”, at one point being restated as Plato’s problem. As
with other biological components of our body, the faculty of language must
have external stimulus to grow. The evidence provided for the content of
language is not merely imitational, but structural.
This process of forming and structuring phrases in what is already
highly articulated knowledge when compared to non-human animals,
requires a system to arrange the words and properly connect them into
sentences that make sense for the hearer. A simple linear repetition does
not account for the creative, innovative or structural aspect of language
use in humans. In that perspective, the fundamental characteristics of
natural languages (not artificially created, but those having grown
throughout the years of human history) seemed at first too complex to
manage the whole possibilities of a complicated system. Given that FL
occurs in each and every child uniformly, with a very low coefficient of
error, it most likely is simple in its mechanism, thus requiring UG also to
N. Madarasz; D. Santos - The concept of human nature in Noam Chomsky | 1113
map it as a minimalist system. This is way “complex linguistic rule systems
are now a thing of the past, they have been replaced by much simpler,
hence more evolutionarily plausible, approaches.” (Chomsky, 2016, p. 2).
In virtue of this set of explanations, the Minimalist program was
crafted as a theoretical model of linguistic generation that searches for the
most basic and simplest operations giving rise to human language. Its
major contribution is to set these operations as initially, indeed primarily,
an internal process. The I-language contributes to forming a thought. On
this basis, the human sense of self would be linked to the inner
mechanisms of a set of specificities. Human nature is a designator now
referring specifically to this set, the parameters of which are, at this point
in biolinguistic research at least, open to interpretation and speculation.
The Strong Minimalist Thesis has resulted in positing a new
streamlined computational core to FL, based on development pressures on
every human organism in the first years of life. It maps what seems to be
a considerably uncomplicated procedure as to how our minds grow since
the activation of the language faculty. SMT considers how “the
fundamental parametric properties of human language have remained
fixed, varying only within prescribed limits.” (Chomsky, 2016b, p. 54).
Merge refers to the core of the mechanism. It can be understood as
an operation that enables you to take mental objects [or concepts of some
sort], already constructed, and make bigger mental objects out of them.
[…] As soon as you have that, you have an infinite variety of hierarchically
structured expressions [and thoughts] available to you. […] Once you had
this technique of construction and an infinite variety of hierarchically
structured expressions to make use of these things, then you could
suddenly think, plan, interpret, in a manner that no one else could.
(Chomsky, 2012, p. 3)
Merge might guarantee the simplest operation, but its finding and
theoretical confirmation might be the most fundamental characteristic of
language as it is responsible for the successive selective advantages of our
species. Its capability of producing “infinity” is given by the fact of new
mental objects being an operational result able to explain the innovative
and/or creative feature included in the child’s learning process. As the
argument shows, language is a new system operating with different preexisting biological components given the already constructed mental
1114 | Veritas | Porto Alegre, v. 63, n. 3, set.-dez. 2018, p. 1092-1126
objects. However, merge is only the operation of a bigger system, the
biological endowment of which sets the rules for its functioning that must
be able to communicate with the pre-existing perhaps so as developed
biological systems. Chomsky is non-committal how merge stands with
respect to a purposed autonomous cerebral faculty of “cognition”, but it
seems implausible for cognition to arise without the central aspects of FL
contributing.
Chomsky has also been critical of the notion of linguistic identity
as occurring spontaneously in social forms. An historical analysis of
linguistic drift shows how military conquest, class hegemony, the slave
trade and colonial undertakings have all participated in shaping the inner
regularity of languages in spite of how little outer difference there actually
is between neighboring tongues. The creative aspect of language, though,
is an internal process, occurring with the connection between the
constraints of UG and the operations of Merge. Consequently, if UG is the
defining restraint of all natural languages, it can be articulated as a “Basic
Property” featured in any language, a property that must exist in all
natural languages: “each language provides an unbounded array of
hierarchically structured expressions that receive interpretations at two
interfaces, sensorimotor for externalization and conceptual-intentional for
mental process.” (Chomsky, 2016a, p. 2).
The model thus presents the terminology of the two systems that
interact with I-language. Regarding the formulation of the basic propriety,
the details can be separated into three different systems:
(1) an internal computational system that builds hierarchically structured
expressions with systematic interpretations at the interfaces with two
other internal systems, namely
(2) a sensorimotor system for externalization as production or parsing,
and
(3) a conceptual system for inference, interpretation, planning, and the
organization of action – what is informally called “thought” (Chomsky,
2016b, p. 11)
The conceptual-intentional system handles the formal processes as
the sensorimotor interface corresponds to demands and organize the
“sound” process. A more precise approach to all this is given in “The
N. Madarasz; D. Santos - The concept of human nature in Noam Chomsky | 1115
Faculty of Language: What is it, Who has it, and How did it evolve?”4,
where Chomsky shows that the “sound” and “thought” systems are part
of the faculty of language even though their functions are not exclusively
related to language. To emphasize, the “faculty of language appears to be
organized like the genetic code – hierarchical, generative, recursive and
virtually limitless with respect to its scope of expressions.” (Chomsky,
2002, p. 1569) The “recursive” characteristic of language is what enables
the phenomenon of “displacement” to occur in the position terms may
come to occupy in a syntactic string. Accordingly, the authors argue we
can recognize more accurate conceptions of the language faculty when
divided into the broad sense and narrow sense. The first one called Faculty
of Language Broad (FLB) which includes the three already mentioned
systems and the second one entitled Faculty of Language Narrow (FLN)
this one standing for “the abstract linguistic computational system alone,
independent of the other systems with which it interacts and interfaces.
FLN is a component of FLB, and the mechanisms underlying it are some
subset of those underlying FLB.” (Chomsky, 2002, p. 1571).
FLN is notably the most fundamental element of the faculty of
language as it is responsible for the unique trait of humans – recursion,
though which the elementary set constructed by the computational merge
mechanism has a potentially limitless expansion capacity. In its
intercommunication with the other two systems of FLB, recursion permits
the existence of an endless power of association within the finite tools in
the brain, despite how “half” word or “half” sentences are structure the Ilanguage. Another important factor of FLN is the assertiveness of a natural
and human trait, given that “a trait present in nonhuman animals did not
evolve specifically for human language, although it may be part of the
language faculty and play an intimate role in language processing”
(Chomsky, 2002, p. 1572). Although language is not a consequence of
evolution, other systems or biological components that are part of the
language faculty can and most probably have evolved.
If in the nineteen-seventies, Chomsky expressed a tendency for
qualitative assessment of human nature based on an innate sense of justice
specific to human beings, the SMH brought an inflection to his claim. FL,
4
HAUSER, M. D.; CHOMSKY, Noam; FITCH, Tecumseh. The Faculty of Language: What Is It, Who Has It, and How Did It
Evolve? Science, [s.l.], v. 298, n. 5598, p.1569-1579, 22 nov. 2002. American Association for the Advancement of Science
(AAAS).
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though the theoretical model of UG, is now clearly a system, indeed a
structural system. Contrary to the claims of many post-structuralists,
there is nothing grammatical about UG, let alone FL. The inner core of FL
build around merge is specific to human beings, thus already providing a
demarcation regarding a basic human property. However, the outer core
points to two interfaces that integrate not only semantic tendencies but
pragmatic ones into UG. Chomsky has shown little patience for drawing
out the philosophical structure to his theoretical norms, through a
commitment to explanatory adequacy. Then again, he might not have to,
given that the cohort of researchers working to empirically test his models
has confirmed the descriptive adequacy of the theory as well. Still,
Chomsky’s science is inherently philosophical, a point he has stressed in
his lectures and writings on the history of science. Philosophy, for him, is
part of the Cartesian sciences, and its separation from experimental and
empirical sciences is indeed recent.
However, there is more in our view to this question. The
implication for philosophy brought by his science involves a shift in
ontological models. We question whether social scientists trained in the
empirical sciences are able to recognize how radical Chomsky’s ontological
proposal is. We hold that in his model there is no longer a gap between
theoretical abstraction and concrete practices. The upshot is that to carry
out acts of radical freedom in the social sphere becomes a question related
precisely to the production of theoretical entities in which it is also shown
how they come to alter our sense of reality.
Combining the innate creativity involved in the externalization of
linguistic structure with the inherent parameters whereby the semantic
source of freedom would seem to be linked to such creativity, human
nature can be seen to be reconfigured in his work from the standpoint of
a biological system specific to human beings and what they produce. Given
that human nature does seem to be pragmatically experienced through a
sense of freedom within the constraint of striving for the common good,
it is possible to identify at least a weak connection between Chomsky’s
science of language and political commitments. Whether from a cultural
perspective one laments his politics to be anarchist instead of Marxist is
irrelevant to the hypothesis. What is internal to it is the plausible
consequence of FL tending toward political commitment. That a human
being might not carry out this innate vocation ought to become a problem
N. Madarasz; D. Santos - The concept of human nature in Noam Chomsky | 1117
for the social anthropologist to examine, instead of turning her
competence toward refuting this tie due to the supposed theoretical
complexity of an analytic model. When this is the case, what the
anthropologist rejects primarily is philosophy itself.
III
In a now notorious interview given to social anthropologist, Chris
Knight, in the periodical Radical Anthropology in 2008, Noam Chomsky
asserts the following: “I have written occasionally on links between my
scientific work and political thinking, but not much, because the links
seem to me abstract and speculative. Others believe the links to be closer,
and have written more about them (Carlos Otero, James McGilvray, Neil
Smith, and others). If I can be convinced that the links are significant, I’ll
be happy to write about them.” (Knight, 2017, p. 23) To this day, Chomsky
has not. Were links to effectively exist, it is important to state that at the
level of activism and political organization, Chomsky has shown and said
time and time again that they do not exist. So it is important to shift the
focus of the question. The task thus becomes one to ask whether there are
any latent theoretical links and associations by implication, that is, nonreflected links, however disputed they might come to be.
Ever since Chomsky’s involvement with the resistance to the US
invasion of South Vietnam and aggression of the North, he has defended
that human nature not only stems from an innate set of properties, but
also would be genetically determined (Chomsky 2008). As we have shown,
part of what makes human nature different from that of non-human
animals is a language phenotype (Chomsky 2016). This innate device
generates what he has termed “syntactic structures” in an infinite variety
through a process internal to the brain. The result of genetically controlled
neural processes shaped into vocalized and written forms is generally
recognized as the set of sentence-based human languages. From the
earliest expression of his Universal Grammar (UG) theory, Chomsky has
held this set to be inclusive to all human languages. Neuroscientists,
working in collaboration with him (Moro, 2008, for example), have shown
that specific lesions to the brain surfaces usually associated with language
use often prevent patients’ brains from registering recognition of the
semantic strings forming the correlational set of neural pathways linked
1118 | Veritas | Porto Alegre, v. 63, n. 3, set.-dez. 2018, p. 1092-1126
to human language. By contrast, when confronted with a set of asyntactic
strings, brain activity does not recognize it as intersecting with the human
language set. As such, there would seem to be a high degree of regularity
between a lesion-free language faculty in the human brain and
recognizable language use within a specific community. What Chomsky
has called the “human acquisition device” acts at least as a filter between
linguistic utterance and its recognition as against non-linguistic noise.
In addition, Chomsky argues that a part of these syntacticallystructured productions makes every human a creative being. The sense of
creativity here is linked more to the result of the indeterminacy with
respect to the unconscious production in the brain of syntactical variations
than to the singularity of what could either be called intelligence or genius.
In UG, Chomsky defends variability over constancy regarding the potential
number of sentence forms. Thus were we to append an axiological concept
by which human nature would be recognized, say freedom, the way it
comes to have a specific human sense, different to that of non-human
animals, would be by showing how it is through an equally physical
process of externalized language use that the framework of linguistic
institutions like law, religion and the sciences take shape. The upshot
would seem to be that human freedom is profoundly linked to the effects
of creativity on a broad and ordinary biological scale, instead of primarily
emerging as a naturally-given right.
From the beginning, Chomsky’s commitment to a natural albeit
indirect conception of human nature as framed by the sense of justice has
brought him to the brink of semantic paradox or philosophical
contradiction. The language faculty is a biological universal, one that is
specific to human beings, although social constructs and language forms
are multiple and diverse. Critics, starting with Michel Foucault in their
famous 1971 debate, have unsuccessfully attempted to draw Chomsky’s
positions closer to a social ontology. Foucault defended that all movements
focused on establishing a revolutionary political state are motivated by
power relations, which exclude any naturalistic or biological sense of a
human nature. Although Chomsky argued with Foucault on his notion of
power, he maintained “there is some sort of absolute basis […] ultimately
residing in fundamental human qualities, in terms of which a ‘real’ notion
of justice is founded.” (Foucault-Chomsky, p. 55). Granted that the
N. Madarasz; D. Santos - The concept of human nature in Noam Chomsky | 1119
language faculty is of a nature to predetermine behavioral possibilities in
human beings, can it be claimed that justice is one of its synthetic results?
More recently, contemporary moral theory and psychology have
bend the cultural indexation that makes justice solely a feature of human
social behavior. By including empathy, caring, and the striving for
improvement within a human nature, researchers in these fields have
strived to achieve physical evidence to support more naturalistic claims.
Indeed, Marcus Raskin, editor of Chomsky’s collection of essays in the
recent Masters of Mankind, can thus add that “We may even speculate that
human nature contains a capacity for invariant empathy.” (Raskin in
Chomsky, 2014, p. 6). Empathy may perhaps bridge the gap between
cultural-determiners and generative-structures, unless of course Chomsky
maintains that human nature is irreducible to merely one set of traits. The
complexity implied by such a claim would certainly not come as a surprise
despite how he has tended to avoid complexity theory related models. Still,
in the Masters of Mankind collection, human nature appears only three
times in the whole book, all but once uttered by Chomsky.
The human qualities making up what he refers to as human
nature spans from a sense of justice and the common good to unconscious
acts of freedom and creativity stemming from the nature of the language
capacity. Requested to comment on the Foucault debate a few years later,
Chomsky conceded that both he and Foucault agreed that human nature
is:
not as yet within the range of science. Up to the present it has escaped the
reach of scientific inquiry; but I believe that in specific domains such as
the study of language, we can begin to formulate a specific concept of
‘human nature’ in its intellectual and cognitive aspects. In any case, I
would not hesitate to consider the faculty of language as part of human
nature. (Ronat, 1979, p. 77; Chomsky, 2006, p. 135).
Given the rigor of Chomsky’s philosophy of language, and that
claims on the existence of the faculty of language have to be separated
from the theory-specific claims laid out in the more recent “minimalist
hypothesis” or “biolinguistic program”, which itself represents the current
form of the theory of Universal Grammar, the task thus becomes to
determine the epistemic nature of Chomsky’s claim on human nature. As
we have stated, Chomsky has not only been reluctant to connect the
1120 | Veritas | Porto Alegre, v. 63, n. 3, set.-dez. 2018, p. 1092-1126
political implications of his theory on human nature with UG, he has also
downplayed any importance given to this task.
Although Knight might have a point regarding Chomsky’s
reluctance, he seems to misstate it in a set of anti-theorist claims that in
part resuscitates E.P. Thomson’s attack on Louis Althusser, though the
target now would be the rejection of social and cultural factors in his
theoretical undertaking instead of history and historicism (Thompson,
1978). It is one thing to claim that Chomsky’s nativist ontology can
produce stronger political inferences, yet it is quite another to reject the
minimalist hypothesis on the grounds that what structures language is
culture above all. In the “Noam Chomsky: Politics or Science?” paper
Knights argues that: “Chomsky denies the relevance of social factors even
when considering language acquisition by the human child […] [He] views
language acquisition as independent of experience” (Knight, 2018, p. 2627) That said, Knight seems not to recognize one of the most primary
distinctions in Chomsky’s theory, that language and communication are
not the same thing. There is no doubt social factors contribute to language
acquisition, and Chomsky would be the first one to state as much. The
distinctiveness of his claim is that the structure of the mother tongue is
not acquired on the basis of a socially instituted grammar, although the
process of normalization of the infant’s newly acquired language affects
the content of the language, which might include preferences in sentence
composition. Acquisition itself is a development of the “organ” of
language. For an organism to grow (i.e. develop) it must have social
stimulus (experience), which is why, notwithstanding his political
allegations against Chomsky, Knight seems to limit his understanding of
language to the origins of its “communicational” functions. Therein,
clearly, it is through the interaction with other human beings in social
experience that linguistic acquisition, under the best circumstances,
pursues its path to perfection.
During the aforementioned interview given to Radical
Anthropology, when asked what human nature is, Chomsky states: “Like
other organisms, humans have a certain genetic endowment […] that
determines what we call their nature.” (Knight, 2008, p. 19). This response
points to how the theory draws as much from science as from philosophy.
In other words, the concept of human nature is not relative to specific
human cultures provided its theoretical underpinnings allow for a broad
N. Madarasz; D. Santos - The concept of human nature in Noam Chomsky | 1121
and current understanding of nature. Seeking philosophical assent, the
argument must distinguish between formal and empirical claims. Were
cultural expressions, such as symbols to be explained biologically, the
nature of theory behind it cannot appeal to local cultural specificities. As
the theory must epistemically remain formalist, its model acquires
similarity to what in the philosophical context is referred to as ontology.
The ontological standpoint is transcultural and transhistorical, criteria
that support scientific claims on human biology.
Now, a standard perspective within contemporary philosophy
holds that to speak of freedom and human nature in the context of the
experimental sciences is incoherent as it disregards the is/ought barrier
and commits a category error. In this paper, we have argued that freedom
should neither be reduced to an ethical conception per se, let alone to a
teleological one. What Chomsky denotes as human nature can be thought
of as what the genetic endowment of human beings produces as a series
of behavioral possibilities, some of which might be deterministic in some
sense, although others might be thoroughly randomly, indeed creatively
generated. His theoretical focus is not on consciousness as such, nor on
how plurality is generated amongst the world’s languages and cultures. In
other words, his focus is not on semantic content but on syntactic
structure. From the latter, he redefines the notion of semantics on the
basis of nativist parameters, drawing the theory as close to a universalist
extension as afforded by the criteria of explanatory adequation.
What we, as philosophers, care to argue is that not to see this
parameter, as Everett and Knight make a point of doing in the scope of
their respective research strategies, amounts to rejecting the purpose of
philosophical ontology. Since his debate with Foucault, Chomsky has
contended that moral justification and, by extension, the sense of justice is
universal amongst human beings, and that this justification eliminates
utilitarianism from the options by which to warrant an ethical model of
behavior. By contrast, it is true that Chomsky’s claim does not fit into
Aristotle’s model of ontology, in which there no generative operator is to
be found. But it does into Alain Badiou’s more recent event-based model
wherein the set-theoretical axiom of choice operates on the structural
basis that parsers do (Madarasz, 2015).
Chomsky’s view on anarcho-syndicalism has not changed since
his first statements on this topic in the 1960s (Chomsky, 1989). However,
1122 | Veritas | Porto Alegre, v. 63, n. 3, set.-dez. 2018, p. 1092-1126
his nativist theory of human nature has become more simplified, that is,
more formalist and conceptual with time. In a 1998 statement, he explains
why he takes issue with Marxist projections of a just society, preferring
instead to main the anarchist norm of “freely organized groups of
workers”. Evoking technological change, he introduces a complementary
field of analysis to be classified next to his critique of how corporate media
constructs the political agenda in the US. According to him,
It is important not to have too restrictive a vision of a future society. The
situation may change to make that society impossible or undesirable.
Marx’s vision was extremely skeletal. What is more important is to react
to local circumstances and transform oppressive forces into forces for
liberation. Take the automation of production for an example. The same
technology that is used to deskill workers and enslave them can be used
to eliminate the stupid boring work that nobody wants to do. We already
know where we could go from here in transforming capitalism without
leading to centralised state control. There is a range of opinion running
from anarcho-syndicalists to left Marxists and council Communists that
have a decentralised vision of social organisation and planning. Final
executive power would be held at the level of workers’ councils and could
be transferred up to federal organisations. We don’t know whether or
even how that would work. These are things that you can only discover
by trying. (Soper, Chomsky, 1998, p. 5)
Thus we ask: Is the variable nature of a future ethically grounded
society the reason for which Chomsky maintains a causal gap with the
formalist conception of human nature? Explained from a philosophical
perspective, the link within Chomsky’s nativist theory of language
between structure and moral behavior, the two pillars of his theory of
human nature, is coherent. Recognizing the philosophical coherence of the
model may not satisfy linguists or anthropologists based on their
methodological strategies, which is due to their unwillingness to recognize
the shifting nature of modal theories on human nature. The latter is made
intelligible by ontological evaluation of the scientific claims inferred from
a non-localized albeit descriptive model.
To this end, Chomsky’s theory of linguistic mechanisms proves to
be only one system involved in producing what one might coin the
“surface effects of freedom” in human conduct. As the faculty of language
is initially developed as an internal system, its modular interaction with
the conceptual system may provide a fuller understanding of how free
N. Madarasz; D. Santos - The concept of human nature in Noam Chomsky | 1123
thought and executed acts occur in contexts of rational deliberation and
communication. It would thus seem that human nature is not determined
solely by its semantic content, be it primarily conceptual. That is, it can be
conceived as a coefficient of variational possibilities innate to the
production of syntactic structure. As we have tried to show, Chomsky’s
science of language is sufficiently revolutionary to warrant a novel
conception of human nature through an idea of freedom determined
biologically as a thought that is distributed amongst humans. A better
understanding of its revolutionary import on human theoretical endeavors
requires updating the philosophical understanding of ontological
structures. On this basis it is possible to assert that revolutions in science
have left their indelible mark on broader cultural thought from the
dynamic theoretical standpoint ushered in by the formalism of universal
generative structures.
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