CHAPTER 5
Drug Transporters at the
Blood–Brain Barrier
DAVID DICKENS,* STEFFEN RADISCH AND
MUNIR PIRMOHAMED
Department of Molecular and Clinical Pharmacology, University of
Liverpool, Liverpool, UK
*Email:
[email protected]
5.1 The Blood–Brain Barrier
5.1.1
Overview
The central nervous system (CNS) is of fundamental importance for the
control and regulation of physiological processes. It is an extremely sensitive
microenvironment and strict homeostatic regulation is essential in order to
maintain neuronal signalling. A key aspect in regulation is the physical
separation of the CNS from the rest of the body by means of CNS barriers,
which restrict the access and exit of molecules to and from the brain. This
provides control over the concentration and composition of ions, neurotransmitters, macromolecules, neurotoxins and nutrients, as well as the
entry/exit of xenobiotics.1
Three cellular barriers enclose the CNS:
The blood–brain barrier (BBB), which separates the blood and the brain
interstitial fluid;
The choroid plexus (CP), which is between the blood and ventricular
cerebrospinal fluid (CSF);
RSC Drug Discovery Series No. 54
Drug Transporters: Volume 1: Role and Importance in ADME and Drug Development
Edited by Glynis Nicholls and Kuresh Youdim
r The Royal Society of Chemistry 2016
Published by the Royal Society of Chemistry, www.rsc.org
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The arachnoid epithelium (meningeal barrier), which separates the
blood and the subarachnoid CSF.
These three cellular barriers regulate the exchange of compounds and
nutrients at the interfaces between the blood and the brain or its fluid spaces.2
The BBB can be considered the most important of the three and has been
studied extensively for its role in pharmacology and development, mainly
because it has the biggest surface area for the passage of compounds from
the blood into the brain, and it directly separates the blood from the
extracellular fluid (ECF) of CNS neuronal tissue, and hence is in close
proximity to neurons. Due to this, the primary focus of this chapter will be
on the BBB with the CP briefly discussed.
The BBB is a cellular barrier that comprises specialised brain endothelial
cells that form the walls of microcapillaries and can regulate the passage of
endogenous substances and xenobiotics into and out of the brain, which
maintains brain homeostasis and neuronal signalling (Figure 5.1). The
barrier is not static and can be considered a biologically active interface with
regulatory actions that involve transport, secretory and enzymatic roles.3
This can thus present both a challenge and an opportunity for drug development. The present chapter outlines the role of drug transporters at
the BBB and CP in drug pharmacology, with a particular focus on the distribution and penetration of drugs into the brain.
5.1.2
BBB in Numbers
The human brain is composed of approximately 86 billion neurons with
similar numbers of glial cells that utilise between 15 and 20% of the entire
energy of the body.4 To provide this energy, the human BBB has a large
surface area of between 15 and 25 m2 for the passage of nutrients. In addition, the cell body of a neuron is between 10 and 20 mm from the nearest
microcapillary, providing a network that infuses the entire brain.1 This
dense network results in a microvessel length of 600 km, with the diameters
of microcapillaries being as small as 7–10 mm. The BBB vasculature is 3% of
the total brain volume with the brain endothelial cells comprising 0.1% of
the total brain by cell number.5 The scale of the BBB results in 15–20% of the
blood flow from the heart going to the brain. The size and importance of
the BBB in maintaining homeostasis of the brain requires regulation with
associated cells, so a cellular framework is formed that has been coined the
‘neurovascular unit’.6
5.1.3
Neurovascular Unit
The BBB is not only composed of brain endothelial cells; other cell types also
make up the neurovascular unit. The brain endothelial cells form the
physical barrier of the microvessel with contributions from pericytes,
astrocytes and neurons2 (Figure 5.1).
Drug Transporters at the Blood–Brain Barrier
Figure 5.1
153
The BBB as a neurovascular unit. The BBB forms a cellular framework
termed the neurovascular unit.6 The brain endothelial cells comprise the
cell type that forms the physical barrier of the microvessels within the
BBB. Pericytes at the BBB are involved in regulating cerebral blood flow
while astrocytes regulate BBB functions, including transporter localisation and tight junction proteins.
The brain endothelial cells are a highly specialised endothelial cell type
due to their interactions with surrounding CNS cells and tissues during
development and maturation. During development, early specialisation of
cells into endothelial cells is due at least in part to the excretion of retinoic
acid from glial cells.7 Additionally, neuronal progenitor cells, via the WNT/
b-catenin signalling pathway, have been proposed to drive the endothelial
progenitor cells towards the specialised brain endothelial cell phenotype.8
Surrounding cell types such as pericytes and astrocytes assist in maintaining
this specialised phenotype into adulthood.
Pericytes are a type of perivascular cell that wraps around endothelial cells,
with the highest density found in vessels of the neural tissues. As well as
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sheathing brain endothelial cells, pericytes of the CNS are attached to the
same basement membrane.9 They have a number of important roles at
the BBB, including developmental, regulation of cerebral blood flow and
maintenance of BBB permeability.10–13 Brain pericytes contribute to the
developing BBB by controlling tight junction formation and by decreasing
the expression of factors that are involved in increasing permeability.10 In
the mature BBB, the physical coverage of brain endothelial cells by pericytes
and the regulation of expression of specific factors, such as the transmembrane protein MFSD2, control BBB permeability and integrity.10,13 The
cerebral blood flow can be altered following neuronal activity via the release
of glutamate, which results in the loosening of pericytes and thus dilation of
brain capillaries.12
Astrocytes are the most abundant type of cell in the human brain and can
be involved in regulating BBB functions such as tight junction proteins and
transporter localisation.2 For example, astrocytes secrete a sonic hedgehog
protein whose corresponding receptors expressed on brain endothelial cells
promote BBB formation and integrity during embryonic development and
adulthood.14 The astrocytes have end feet that provide almost complete
coverage (499%) of the abluminal cell membranes of the brain endothelial
cells, thus providing a physical interaction between astrocytes and the BBB.15
5.1.4
Physical Barrier
The brain endothelial cells of the BBB form a physically tight barrier by
the expression of tight junction and transporter proteins. This means the
endothelial cells at the BBB have a specialised phenotype compared with
peripheral endothelial cells. This is exemplified by measures of electrical
resistance that are used as an indirect measure of barrier tightness. The
electrical resistance of the BBB in vivo is thought to be at least 1500 O cm2,
with values up to 6000 O cm2 recorded, and a recent in vitro model of human
brain endothelial cells derived from induced pluripotent stem cells (iPSCs)
has achieved values as high as 6000 O cm2.16,17 This is much higher than the
resistance observed in peripheral endothelial cells; for example, in small
bowel and muscle endothelial capillaries, the resistance values are 2 O cm2
and 20 O cm2, respectively.18,19 This tightness of the BBB results in a low
paracellular permeability.
The tight junctions between the brain endothelial cells are considered
essential for both conferring the tightness of the BBB, thus reducing paracellular permeability, and in polarising the brain endothelial cells into a
luminal and abluminal membrane.2 The tight junctions are composed of a
complex of proteins (including zonula occludens (ZO)-1, occludin, claudin 3,
claudin 5 and claudin 121) that span the intercellular cleft and thereby
constitute a physical barrier. They are part of the junctional complex generally involved in cell adhesion. The junctional complex also includes
adherens junctions, which are comprised of important structural proteins
such as the cadherin–catenin complex. These attach endothelial or epithelial
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Drug Transporters at the Blood–Brain Barrier
1,20
cells and are essential for the formation of tight junctions.
Adherens
junctions are located underneath tight junctions at the most apical part of
the junctional complex between the apical and basolateral cell membrane.21
Tight junctions also contain junctional adhesion molecules (JAMs), which
are proposed to be involved in leukocyte cell adhesion.1,22 In addition,
scaffold proteins such as ZO-1, ZO-2 and ZO-3 cluster the spanning proteins
and connect them to the actin/myosin cytoskeleton.23 Tight junctions can
also restrict membrane trafficking within one cell, thereby separating the
apical from the basolateral membrane domain.21 Figure 5.2 illustrates the
basic composition and arrangement of tight junctions and adherens
junctions.
Figure 5.2
Model of BBB tight junctions and adherens junctions. A simplified
model illustrating tight junction and adherens junction composition
and arrangement. JAMs, claudin 3/5 and occludin are important tight
junction proteins with the claudins and occludins spanning and sealing
the intercellular cleft between brain endothelial cells. ZOs comprise
scaffolding protein clusters and connect tight junction proteins to the
actin/myosin cytoskeleton. Vascular endothelial (VE)-cadherin proteins
are adhesive junction proteins important for structural integrity and
tight junction formation. They are linked to the cytoskeleton by means of
the catenin scaffolding proteins.
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5.1.5
Chapter 5
Transport at the BBB
Compounds can enter the brain by a number of different mechanisms: the
paracellular aqueous pathway, transcellular lipophilic pathway, transportermediated, receptor-mediated transcytosis and adsorptive transcytosis
(Figure 5.3). The focus of this chapter is on the role of transporters in
Figure 5.3
Model of BBB transport. Simplified model illustrating important drug
transport mechanisms across brain endothelial cell layers. (A) Passive
diffusion: in the case of transcellular diffusion, the accepted rule is that
the higher the lipophilicity of a compound, the greater the passive diffusion through the BBB. (B) Adsorptive and receptor mediated transcytosis:
proteins such as insulin and albumin can be transported through the BBB
by specific receptor-mediated endocytosis and transcytosis pathways. (C)
ABC transporter efflux: carrier-mediated efflux is a major obstacle for many
pharmacological agents as it is a mechanism involved in expelling drugs
from the brain. (D) SLC transport: secondary-active and facilitative transporters of the SLC transporter family can be involved in the carriermediated uptake and removal of compounds into and out of the brain.
Drug Transporters at the Blood–Brain Barrier
157
affecting the transcellular pathway by efflux or influx mechanisms, and how
this affects drug delivery and/or prevents exposure to the brain. The importance of the transcellular lipophilic pathway in the passage of drugs
through cells has been hotly debated in a number of recent reviews and will
not be discussed further in this chapter. Interested readers are referred to
various in-depth reviews concerning this debate on the relative significance
of transporter-mediated and passive diffusion of compounds into cells.24,25
However, it should be noted that lipophilicity is not always a good guide to
CNS penetration, as even highly lipophilic drugs can be prevented from entry
by efflux transporter activity.26 Increased lipophilicity can also lead to disadvantages such as increased non-specific binding.27,28
The brain endothelial cells are polarised and express a range of efflux and
influx transporters at the apical and basolateral membranes that control the
movement of substances through the cells. They are known to have more
mitochondria than peripheral endothelial cells (such as skeletal endothelial
cells), probably due, at least in part, to the active nature of the barrier and an
increased energy requirement for active transport processes.29,30 Therefore,
through the action of transporters, and by providing a physical barrier, the
BBB aids in keeping out toxins from the brain while allowing in essential
nutrients to maintain brain homeostasis. From a pharmacological perspective, it has been reported that it prevents 498% of small compound
drugs and nearly all large-molecule therapeutics (biologicals) from having a
pharmacological effect on the brain.28
5.2 Modelling of the BBB
Modelling of the BBB by in vitro and in vivo methods is an important
endeavour for predicting transport of drugs at the human BBB, as each
cellular barrier has its own novel characteristics and transportisome. There
have been recent advances in the study of drug transport in BBB models, and
this section will outline the use and relevance of these different in vivo,
in vitro and in silico methods. All of the models outlined below have both
advantages and limitations, with systems biology/physiologically-based
modelling approaches that interpolate transport data from multiple
laboratory-based models being particularly useful. For example, the prediction of in vivo penetration of CNS drugs can be improved by integrating
permeability, P-glycoprotein (P-gp) efflux and drug free fractions in the blood
and brain into a mathematical model.27,31 Alternatively, new molecular entities can be modelled at an early stage using quantitative structure–activity
relationships (QSAR) for both biological activity and BBB permeability, taking into account interactions with both the target receptor and BBB transporters32,33 (covered in more detail in Chapter 7).
5.2.1
Cellular Models of the BBB
Cellular in vitro models of the BBB have improved in recent years and can
provide a useful tool for investigating drug transport. A number of brain
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immortalized endothelial cell lines have been developed and include human
(hCMEC/D3), rat (RBE4 cells) and mouse (endo3) cell lines. The hCMEC/D3
cell line is a well-characterised human brain endothelial cell line34,35 that
has been used for in vitro drug uptake assays by multiple groups to study
efflux and influx transporters.36–40 However, like all cell lines generated to
date, these brain endothelial cells have lost some of their unique protein
expression pattern outside of their native environment and thus display a
more generic endothelial cell phenotype.41 This leads to a loss of barrier
tightness and consequently transcellular permeability studies of the compound of interest are not possible, which remains a major drawback of this
cell line. However, cell lines that do provide the possibility to study transcellular permeability include cells such as Caco-2 and MDCK transfected
with P-gp, although they are of epithelial origin and so their relevance to the
BBB is highly debatable.42
Primary brain endothelial cells provide a useful compromise between the
cell line approach and in vivo experiments.43 However, they are low to medium throughput due to the fact that only 0.1% of brain cells are endothelial
cells, and thus yields are low and extended passaging results in a loss of
phenotype. Porcine, bovine and rodent models are favoured sources of primary brain endothelial cells and, in co-culture with astrocytes, high transendothelial electrical resistance (TEER) is achievable—up to 1300 O cm2.
This high electrical resistance means a tight barrier is formed and thus the
models can be useful as a tool for drug permeability studies investigating
transcellular permeability through the BBB.44
Recent developments include deriving brain endothelial cells from stem
cell sources.8,17,45,46 The most developed model utilises either iPSCs or
embryonic stem cells (ES) to derive cells with a brain endothelial phenotype
with a high TEER (around 5000 O cm2), and as such the cells are suitable for
transcellular permeability studies.8,17 This is an exciting area for further
research as it could in the longer term lead to an in vitro BBB model derived
from patient cohorts of responders and non-responders to a particular drug
treatment, to investigate whether transport is a variable for drug response.
5.2.2
In vivo Models
A variety of in vivo models exist to study the transport of drugs at the BBB.
These range from non-mammalian organisms such as zebrafish through to
rodents and humans. The non-mammalian studies are at an early stage, but
proof-of-principle drug transport studies have been performed. In fruit flies
(Drosophila melanogaster), a P-gp homologue (Mdr65) has conserved function
at its CNS barrier that confers protection against cytotoxic pharmaceuticals,47 and evidence from zebrafish suggests that drug transport could
also be investigated in this model.48,49
Rodents are the most common in vivo animal model used to investigate
drug transport at the BBB, in whole animal studies or with techniques such
as microdialysis or in situ perfusion. In situ perfusion entails controlling the
Drug Transporters at the Blood–Brain Barrier
159
circulation to the brain by directly infusing saline and drug into the major
vessels leading to the brain. The amount of drug in the brain is determined
at set time points and, from these measurements, the kinetics and
permeability constants of brain uptake are determined.50 Microdialysis
determines the free drug concentration in the brain by the insertion of a
probe with a semi-permeable membrane into the rodent brain and is one of
the most sensitive methods available for studying BBB transport of drugs
in vivo.43 The amount of free drug is the concentration of drug that is unbound while the total is the combined protein-bound and unbound drug
concentration. However, the insertion of the probe can lead to damage of the
surrounding tissue, including the BBB.51 In whole animal experiments using
rodents, the total brain concentration of a drug can be determined following
administration. The use of knockout mice to determine the effect of a specific transporter in the uptake of a compound into the brain has become an
important technique for the study of BBB transport. Due to the recent
advances in generating and culturing rat ES lines with homologous
recombination,52 knockout rats such as Mdra1a / and Abcg2 / are now
being used for drug transport studies, for example in determining the brain
to plasma ratios of novel small compound drugs.53 A hypothesised disadvantage of knockout animals is that compensatory processes could induce
other drug transporters to be upregulated following knockout of a particular
transporter. However, in a study by Agarwal et al. in Mdr1a/b / or Abcg2 /
rodent knockout animals, no difference was observed in the expression of
the measured proteins (29 protein molecules, including 12 ABCs, 10 SLCs,
5 receptors and 2 housekeeping proteins) in the brain capillary endothelial
cells of the single and double knockout animals.54 Nonetheless, it should
also be noted that species differences in transporter expression need to be
taken into account when extrapolating data to humans.55
Positron emission tomography (PET) is a non-invasive technique that
enables the regional brain measurement of radioactivity for a radiolabelled
compound to be obtained in both animals and humans56 (refer to Drug
Transporters: Volume 2 Recent Advances and Emerging Technologies, Chapter 6
for further details). For example, a study in mice showed that elacridar
increased the brain uptake of radiolabelled gefitinib (a tyrosine kinase
inhibitor) by around 12-fold compared with control mice receiving gefitinib
only.57 Another avenue is the use of a fluorescent probe substrate and
bioluminescence imaging, for example D-luciferin, the endogenous substrate
of firefly luciferase, has recently been shown to be a breast cancer resistance
protein (BCRP) substrate.58 This approach requires a transgenic mouse but
is the first study to generate and validate a specific BCRP probe for imaging
studies.
Sampling from the CSF in humans can be used as a surrogate for the brain
ECF concentration59 and this approach has been used to obtain the unbound drug concentrations of some P-gp substrates in rodents.60 However,
due to the differences in transporter expression and activity at the BBB
compared with the CP, the CSF does not always correlate with the brain ECF
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61,62
drug concentrations.
One reason for this may be that drug transport into
the CSF takes place mainly at the CP, with only a small part from the flow of
the brain fluid emptying into the CSF1 (see Section 5.5).
5.3 Efflux Transporters Expressed at the BBB
The family of ATP binding cassette (ABC) transporter genes currently
comprises 48 genes (excluding pseudogenes). The official list is available on
the HGNC website (http://www.genenames.org/cgi-bin/genefamilies/set/
417). The ABC superfamily is further divided into seven subfamilies with
designated letters A–G and each gene assigned a unique number following
the family root and the subfamily letter, e.g. ABCB1. All ABC transporters,
corresponding to their name, are characterised by the presence of two ATP
binding cassettes, also referred to as the nucleotide binding domains
(NBDs). NBDs bind to ATP and the energy derived from ATP hydrolysis is
utilised as the driving force for active substrate translocation against an
electrochemical gradient. NBDs typically consist of two highly conserved
nucleotide binding motifs, referred to as Walker A and Walker B, linked by
another highly conserved motif, the ABC signature or C motif.63 In addition
to the NBDs, ABC transporters further comprise two transmembrane domains (TMDs) with varying numbers of transmembrane helices (TMHs).
While a functional transporter consists of the core structure of two TMDs
and two NBDs, the corresponding gene may only encode a half-transporter,
with one TMD and one NBD, and subsequent homo- or hetero-dimerisation
at the protein level.63 Functionally, ABC transporters are involved in the
unidirectional, active extrusion of xenobiotics and endogenous substances,
such as metabolic products and lipids, and are thus important in cell detoxification systems.64 A number of recent reviews have suggested that too
much focus has been placed on BBB permeability and not enough on
understanding BBB transport, however this view is debated.59,65 Along with
this clearance function, many ABC transporters are recognised as mediators
of a multidrug resistance phenotype, particularly for cytotoxic anticancer
drugs such as vinblastine and doxorubicin.66 The ABC efflux transporters
known to be expressed at the BBB are outlined in Figure 5.4 and discussed
further below.
5.3.1
P-gp
P-gp (ABCB1, MDR1) is the prototypical efflux transporter. It is an ATPdependent multidrug efflux transporter that is highly expressed at the BBB
and can affect the permeation of its substrate drugs into the brain.67 P-gp is
localised to the luminal side of the brain endothelial cell and as such pumps
drugs out of the cells and into the blood. This reduces penetration into the
CNS and has led to the recognition of its role as a ‘‘gatekeeper’’. This is
because P-gp can act as a protective mechanism against potentially toxic
xenobiotics.26 This gatekeeper role is enhanced by its broad substrate base,
Drug Transporters at the Blood–Brain Barrier
Figure 5.4
161
Subcellular localisation of efflux transporters at the BBB. Human ABC
transporters at the BBB that have been introduced in this chapter with
confirmed subcellular localisation are P-gp (ABCB1), BCRP (ABCG2) and
MRP4 (ABCC4) (in red). In blue is the proposed localisation of efflux
transporters that could be putatively expressed at the BBB, MRP1
(ABCC1) and MRP5 (ABCC5).
and readers are referred to Schinkel and Fromm for extensive reviews on
this topic.26,68
The topology and structure of P-gp have been well described, which has
led to a functional understanding of its poly-specific drug binding.
Utilising X-ray crystallography techniques, the structure of P-gp from a variety of non-human organisms has been solved.69–72 As ABCB transporters
have the same basic core structure of two TMDs and two NBDs, the
mechanistic insights gained from these crystal structures are of high value
for the whole ABCB transporter family. Mouse MDR1A was crystallised in the
inward-facing conformation and the two TMDs displayed a pseudo two-fold
symmetry to each other, forming a large portal with many hydrophobic
amino acid residues localised in the membrane at the assumed substrate
binding pocket.69 Consistent with the predicted P-gp topology, each domain
displays a bundle of six TMHs.69 Mechanistically, the inward-facing structure does not allow substrates to access the binding pocket from the outer
membrane layer or the extracellular space. Instead, it has been suggested
that substrates enter the binding pocket from within the inner membrane
layer, which further stimulates ATP binding to the NBDs and is followed by a
conformational change of P-gp to the outward-facing state.69 ATP hydrolysis
has been suggested to be a likely mechanism to disrupt the dimerisation of
both NBDs, and to allow the transporter to flip back into the inward-facing
conformation.69,73 This provides an example of how translation of structure
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to function using structural biology techniques can address mechanistic
questions of how a transporter functions at the molecular level.
Due to the broad substrate specificity of P-gp, a number of drugs from
several different chemical classes are substrates of this transporter.68 A
variety of methods have been utilised to investigate the importance of P-gp at
the BBB, including overexpression using in vitro cell models, knockout
animals such as Mdr1a / , isolated brain endothelial cells and chemical
inhibitors of P-gp,68 as described in Sections 5.2.1 and 5.2.2. In rodents, P-gp
is encoded by the Mdr1a and Mdr1b genes. The work by Schinkel et al. in
1994 was fundamental in showing the importance of P-gp at the BBB,26,67
indicating how both the pharmacokinetics and toxicity of a drug were
affected by knockout of mouse Mdr1a.
Many examples are available to demonstrate the effect of P-gp on drug
penetration. During HIV infection, the brain is considered to be a sanctuary
site for the virus. Therefore, adequate concentrations of anti-retroviral drugs
would have to be achieved in the brain in order to attempt to eliminate the
virus. However, many of the protease inhibitors used in HIV treatment, such
as saquinavir, indinavir and nelfinavir, are P-gp substrates, which restricts
their access to the brain. This contributes to viral persistence and reduced
effectiveness. The importance of P-gp for these compounds was shown using
the Mdr1a / knockout mouse in which, following intravenous injection, the
brain concentration of drug was elevated from 7- to 36-fold relative to control
mice.74 To overcome the action of P-gp, a number of approaches have been
tried and include the use of inhibitors of P-gp and pro-drug approaches.75–77
Imatinib is a tyrosine kinase inhibitor used in the treatment of multiple
cancers, including chronic myelogenous leukaemia (CML). Using a number
of approaches, including the use of multidrug resistant cell lines, transcellular permeability in P-gp overexpressing cells and Mdr1a/1b / knockout
mice, imatinib has been shown to be a P-gp substrate.78–81 In one study,
an 11-fold greater uptake of imatinib into the brain was observed in the
Mdr1a/1b / knockout mouse compared with control mice, providing an
explanation for one of the limitations of using imatinib in CML patients,
who can show a complete haematological response to the drug but still
retain a sanctuary site in the CNS.78–81
In contrast, the restriction of BBB drug entry by P-gp can sometimes be of
benefit, since it may result in a reduced CNS side effect profile and for some
drugs can result in a repositioning of the drug to another clinically
therapeutic area. An example of this is domperidone, a dopamine antagonist
with limited CNS effects (due to its P-gp mediated transport at the BBB67)
that can be used in patients with Parkinson’s disease in order to minimise
adverse effects on the extrapyramidal system, i.e. involuntary movements.
Similarly, the P-gp substrate loperamide, an opioid, is excluded from the
CNS, and as such its peripheral opioid-like effects can be used clinically as
an antidiarrhoeal.26
Colchicine is a potentially neurotoxic alkaloid used as an anti-gout
medication that is excluded from the brain on oral dosing due, at least in
Drug Transporters at the Blood–Brain Barrier
163
part, to its efflux at the BBB by P-gp. Studies measuring colchicine
uptake into the brain of rodents in the absence or presence of a P-gp inhibitor (PSC-833), using microdialysis and in situ perfusion methodologies,
indicate enhanced brain uptake in the presence of PSC-833.82–84 Notably,
when directly injected into the brain of rodents to bypass the effect
of P-gp, colchicine induces neurotoxicity, leading to sporadic dementia in
the animals.84
5.3.2
BCRP
BCRP (ABCG2) is a drug efflux transporter that is part of the ABCG subfamily.
BCRP was discovered and cloned from a multidrug resistance breast cancer
cell line and found to extrude a number of chemotherapeutic drugs.85
Together with P-gp, BCRP is recognised as a mediator for multidrug resistance in cancer, with a complementary and overlapping substrate profile
to P-gp.85 Unlike P-gp, the BCRP gene encodes only one TMD and one NBD
with oligomerisation of the protein being critical to produce a functional
transporter.86 As well as being expressed in breast cancer, BCRP has been
found to have a functional role in a number of tissues, including the BBB.87
It displays apical membrane localisation, with immunofluorescence studies
and proteomic analysis confirming its brain endothelial cell expression at
the luminal membrane.88–90
BCRP substrates include both endogenous and xenobiotic compounds.
Endogenous BCRP substrates include urate and 17b-estradiol-17-b-Dglucuronide (E217bG), with xenobiotic compounds including the chemotherapeutic drug mitoxantrone, the H2 blocker cimetidine and the
HMG-CoA reductase inhibitor pitavastatin.87 One of the first studies showing the importance of BCRP at the BBB investigated the transport of
mitoxantrone in Mdr1a / knockout mice in the presence and absence of a
dual BCRP and P-gp inhibitor (elacridar).91 Real-time quantitative reverse
transcription polymerase chain reaction (PCR) was used to show a high expression of BCRP in brain endothelial cells compared with the cortex in wild
type mice. However, a number of negative studies at the BBB for known
BCRP substrates exist,92 a finding that may be explained at least in part by
the overlapping substrate specificity of BCRP and P-gp. BCRP is thought to
act in conjunction with P-gp in preventing the entry of some xenobiotics into
the brain93 and, for specific co-substrates, both P-gp and BCRP may need to
be inhibited or knocked out for a functional inhibitory effect to be observed.
The interplay between efflux transporters at the BBB is discussed in more
detail in Section 5.3.5.
For BCRP, a non-synonymous genetic polymorphism (Q141K) at the NBD
has in multiple studies been linked to high serum urate levels and thus to
gout94–96 due to reduced urate transport in cells.94 The variant BCRP protein
has been linked to reduced stability at the NBD and thus reduced protein
expression.95 The relevance of this for BCRP-mediated transport at the BBB
is unknown but it should be noted that in patients with diffuse large B-cell
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lymphoma, the Q141K polymorphism was associated with chemotherapyinduced diarrhoea following R-CHOP treatment.97 R-CHOP comprises
rituximab plus cyclophosphamide/doxorubicin/vincristine/prednisone,
with cyclophosphamide and doxorubicin, a BCRP substrate drug, highly
associated with diarrhoea.97
5.3.3
MRP4
MRP4 (ABCC4) is part of the multidrug resistance associated protein (MRP;
ABCC) subfamily and is highly expressed at the BBB.98 Twelve genes are
assigned to the ABCC subfamily of membrane transporters designated as
ABCC1–ABCC12 with the encoded proteins being further divided into three
classes, namely the MRPs, the sulfonylurea receptors (SURs) and the cystic
fibrosis transmembrane conductance regulator (CFTR). The MRP transporters are ATP-dependent transporters with two TMDs and NBDs, and the
transport of substrates may be either glutathione (GSH)-independent or
GSH-dependent (GSH may either be co-transported with the substrate or it
may act as a stimulant99). MRP4 was first identified as a protein that conferred resistance to nucleoside-based antiviral drugs in a T-lymphoid cell
line.100 It is known to display overlapping but also quite distinct transport
characteristics within the ABCC subfamily. A number of substrates of both
endogenous and xenobiotic origin have now been identified for MRP4.
Prostaglandins are a unique endogenous substrate of MRP4.101 They are
effluxed by MRP4 and an in vitro study determined that nonsteroidal antiinflammatory drugs (NSAIDs) were inhibitors of this transport process.101
This could mean that NSAIDs have a dual anti-inflammatory activity in terms
of their ability to inhibit both the synthesis and release of prostaglandins
from cells. Cyclic nucleotides, signalling molecules that control cell migration, are also endogenous substrates of MRP4. Thus, MRP4 may play a role
in the regulation of intracellular cyclic nucleotide levels and subsequently
affect the migration of fibroblasts, which could have significance in
wound repair.102 Xenobiotic substrates for MRP4 are numerous and include
the antibiotics ceftizoxime and cefazolin, and the immunosuppressant
methotrexate.98
The expression of MRP4 at the BBB has been shown to be localised to
the luminal membrane by immunofluorescence.103–105 Quantitative mass
spectrometry studies have also detected MRP4 protein in human brain
endothelial cells.89 In agreement with these results, ABCC4 mRNA was
also detectable in two other studies utilising isolated human brain microvessels.106,107 The Mrp4 / knockout mouse was first utilised in 2004 to show
the enhanced accumulation of the anticancer agent topotecan in brain tissue
and CSF.104 It was proposed that the presence of MRP4 in the BBB can
confer resistance to topotecan and protect the brain from this chemotherapeutic drug.104 In a mouse brain endothelial cell line (bEnd.30), MRP4
transport was assessed by utilising siRNA targeting, and inhibition of
MRP4 was shown to increase the uptake of its substrate azidothymidine
Drug Transporters at the Blood–Brain Barrier
165
(an antiretroviral drug) into the brain, suggesting the functional importance
of MRP4 in this in vitro model of the BBB.108 Interplay between MRP4 and
other efflux transporters at the BBB can occur and is discussed in
Section 5.3.5.
5.3.4
Putatively Expressed BBB Efflux Transporters
In addition to MRP4, other MRP transporters have been linked to the BBB.
One of these is MRP1 (ABCC1). MRP1 contains three TMDs and two NBDs.
This five domain structure and the cytoplasmic N-terminus of MRP1 is
atypical of ABC proteins, which generally have two TMDs and two NBDs.99
Proteomic analysis of isolated human brain microvessels failed to detect
the protein above the limit of quantification, but an immunolocalisation
study reported weak BBB expression in the abluminal (basolateral)
membrane.89,105 However, another study detected MRP1 at the luminal
membrane of brain endothelial cells.103 In addition, other studies also
confirmed mRNA expression in isolated human brain microvessels.106,107
However, MRP1 does not appear to have functional activity at the BBB when
tested in vivo.109 These negative experiments included work in Mdr1a /
knockout mice treated with chemical inhibitors of MRP1 (probenecid or
MK571) with etoposide as a substrate, or alternatively etoposide, vincristine
and doxorubicin as substrates in Mrp1 / knockout mice.109
The MRP5 (ABCC5) transporter has also been linked to the BBB. MRP5,
like MRP4, is a short MRP containing two TMDs and NBDs. MRP5 is expressed in many human tissues with mRNA expression in the brain and
much lower mRNA levels detectable in the liver.110 No protein expression
was found above the detection limit by quantitative mass spectrometry in
isolated human brain microvessels,89 but two independent immunolocalisation studies revealed MRP5 protein expression on the luminal (apical) side
of brain endothelial cells.103,105 In addition, MRP5 mRNA has been detected
in isolated human brain microvessels.106,107 The substrate profile appears to
have a distinct overlap with MRP4, particularly with regards to nucleotides.110 However, its functional role in the BBB for transport of xenobiotics
has yet to be fully determined.
5.3.5
Interplay Between Efflux Transporters
The efflux transporters expressed at the BBB can work in tandem to exclude a
drug from the brain93 because of their overlapping substrate specificity. In
practice, this means that if one transporter is knocked out or inhibited, then
the other efflux transporter(s) may compensate by excluding the compound
from the brain. Numerous examples of drugs that are substrates for dual
efflux transporters at the BBB now exist, including a number of tyrosine
kinase inhibiters used in cancer treatment.
At the mouse BBB, imatinib entry into the brain has been found to be
restricted not only by P-gp (see Section 5.3.1) but also by BCRP.78,111 Using
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/
knockout mice, the brain concentration of imatinib in Abcg2
mice was
similar to that in wild type mice, whereas the concentration in Mdr1a/1b /
and Mdr1a/1b / Bcrp / mice was increased more than 3- to 4-fold and 19to 50-fold, respectively, compared with wild type mice. This clearly shows the
synergistic activity of these transporters at the BBB for imatinib transport.
Another example is the drug sunitinib, which has been approved by the
US Food and Drug Administration (FDA) for the treatment of renal cell
carcinoma and imatinib resistant gastrointestinal stromal tumour. The
brain accumulation of sunitinib is restricted by P-gp and BCRP, and can
be enhanced by oral elacridar co-administration in knockout mice
studies.112
The oral availability and brain penetration of the B-RAF mutant inhibitor
(V600E) vemurafenib are affected by efflux transporters at the BBB. They
can be enhanced by inhibition of both P-gp and BCRP by elacridar treatment, resulting in increased brain accumulation in mice.113 While studies
in knockout mice found that the brain to plasma ratios of vemurafenib
were only increased 1.7-fold in Mdr1a/1b / mice, and not increased
in Abcg2 / mice, ratios were increased by 21-fold in triple knockout
Mdr1a/1b / Abcg2 / mice, clearly showing the importance of both of
these transporters in vemurafenib brain penetration. Similarly, URB937,
a fatty acid amide hydrolase inhibitor (FAAH), is a dual substrate
for P-gp and BCRP, and these efflux transporters restrict its access to
the brain.114 Thus, URB937 is restricted to the periphery, revealing an
unexpected role for fatty acid amide hydrolase in pain initiation control
outside of the CNS.
This phenomenon of interplay between efflux transporters at the BBB is
not just limited to BCRP and P-gp. An example of this is methotrexate, with
an effect on brain penetration only being observed when both BCRP and
MRP4 are knocked out in rodents.115 It is also possible for a drug to be a
substrate of all three of the main efflux transporters expressed at the BBB,
i.e. P-gp, MRP4 and BCRP. An example of this is the antitumour camptothecin analogues. Investigations using knockout mice found that these
drugs are restricted by MRP4 together with P-gp and BCRP, thus forming a
robust cooperative drug efflux system that restricts their entry into
the brain.116 This cooperative drug efflux system is also exemplified by
lapatinib, a dual tyrosine kinase inhibitor. Whilst the double knockout
Mdr1a/b / mice only showed a 3- to 4-fold increase in brain concentration
and Abcg2 / mice had no increase when compared with wild type mice,
the Mdr1a/b / Abcg2 / triple knockout animal was found to have a 40-fold
increase in brain concentration compared with the wild type mice.117 This
type of work has led to the suggestion that inhibitors of efflux transporters
could be used to boost the brain penetration of drugs through inhibition
of efflux transporters at the BBB; however, even if suitable inhibitors could
be found, a drawback of this approach is that this could lead to toxic
side effects in other organs expressing the transporter(s) of interest (see
Section 5.6).
Drug Transporters at the Blood–Brain Barrier
167
5.4 Influx Transporters Expressed at the BBB
Secondary-active and facilitative transporters belong to the superfamily of
solute carrier (SLC) transporters. SLCs represent the largest known superfamily of membrane transporters and the official list currently consists of
over 300 SLC transporter encoding genes within 52 families (SLC1–SLC52)
and is available from the Human Genome Organisation Gene Nomenclature
Committee at the European Bioinformatics Institute (HGNC) website (http://
slc.bioparadigms.org/). A corresponding review article for each family has
recently been published in Molecular Aspects of Medicine118 and some selected families that have relevance to the BBB are highlighted in more detail
in this chapter.
SLC genes are allocated to a subfamily if the coded proteins share at
least 20% of the amino acid sequence, and can be divided into further
subfamilies.118 The official nomenclature for each gene starts with SLC to
indicate the corresponding gene superfamily and is followed by the family
number and subfamily letter. Finally, each gene is allocated a unique
number. The SLC superfamily comprises a diverse set of transporters involved in the absorption and excretion of a broad spectrum of physiologically important endogenous molecules/ions, but also xenobiotics such as
drugs. For example, members of the SLC2A family are essential for an adequate sugar supply to the brain and other organs, while the SLC39A family
is essential for metal ion homeostasis, particularly zinc.119,120 However,
uncertainty exists around which influx transporters are important at the
BBB. This is therefore a developing area of research, with a recent and major
review on SLC transporters calling for systematic research on this important
but relatively uncharacterised family of proteins.121 The current knowledge
of the likely expression of certain transporters is summarised in Figure 5.5.
5.4.1
LAT1
LAT1 (SLC7A5) was cloned at the end of the 1990s and found to be highly
expressed in brain endothelial cells.106,122,123 It is an amino acid antiporter
that pumps a substrate in and then effluxes an internal substrate out of the
cell with a 1 : 1 stoichiometry.124 The amino acids that LAT1 transports are
neutral amino acids such as phenylalanine and leucine.125 LAT1 forms a
heterodimer with CD98 (SLC3A2, 4F2 heavy chain), which is proposed to aid
in the localisation of LAT1 to the plasma membrane.
As well as being a nutrient transporter, a number of drugs have
been shown to be substrates for LAT1. These include L-DOPA and
gabapentin.37,126 The knockout mouse for LAT1 is embryonic lethal, which
has restricted research on this transporter. However, the recent use of a
conditional knockout in T-cells has, at least for T-cell differentiation, shown
an essential requirement for LAT1.127 At the BBB, LAT1 is thought to be
localised to both the luminal and abluminal membranes of brain endothelial cells, as demonstrated by immunofluorescence studies.128,129 The use
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Figure 5.5
Subcellular expression of influx transporters at the BBB. SLC transporters at the BBB that have been introduced in this chapter with confirmed
expression are LAT1 (SLC7A5) and GLUT1 (SLC2A1) (in purple). The
putative expression of OATP1A2 (SLCO1A2) and OATP2B1 (SLCO2B1) is
shown in yellow with their proposed subcellular expression; other SLC
transporters have also been proposed (see text).
of either competitive inhibitors or siRNA targeted to LAT1 has shown its
functional importance in brain endothelial cells of mouse and human origin.37,130 Due to LAT1 enrichment and functional expression at the BBB,
LAT1 is considered a promising target for drug delivery to the brain (see
Section 5.7).
5.4.2
Organic Anion Transporting Polypeptide Transporters
The organic anion transporting polypeptide transporters (OATPs) are a class
of influx transporters that are part of the SLC superfamily and, more specifically, encoded by the solute carrier organic anion (SLCO) gene subfamily.
The human OATP family consists of 11 members. Controversy surrounds
which, if any of the OATPs are functionally important at the BBB.131 However, this class of transporter has been shown to have an important role in
the influx of organic anions at other tissue types such as the kidney and
liver.131 OATP1A2 (OATP-A, SLCO1A2) was the first OATP to be linked to
expression in human brain endothelial cells.132 Since this finding, OATP2B1
(SLCO2B1) has also been suggested to be expressed in human brain endothelial cells in paraffin embedded sections.133 However, in quantitative mass
spectrometry studies no OATP protein was detected above the limits of detection in brain endothelial cells.89 Rodent OATP1A4 (Slco1a4) has been
suggested to function at the BBB, with its transport function being
Drug Transporters at the Blood–Brain Barrier
169
upregulated in hypoxia, leading to more drug being delivered to the
brain.134,135 The human counterpart to rodent OATP1A4 is unclear, so the
relevance of this finding for the human BBB is unknown; however it does
share 72% sequence homology at the amino acid level to human
OATP1A2.134 Further research is required to determine which, if any, OATP
is functionally important at the human BBB.
5.4.3
Monocarboxylate Transporters
Monocarboxylic acid transporters (MCTs; SLC16A) comprise a family of at
least eight proton-coupled transporters.136 MCT1 can transport endogenous
substrates such as lactate and drug substrates such as salicylate, atorvastatin, nateglinide, g-hydroxybutyrate and nicotinic acid.136 A number of in vivo
experiments in rodents and in vitro studies with brain endothelial cells
suggest that the BBB has a monocarboxylate transport system.136 MCT1
protein expression has been detected in the brain endothelial cells of the
BBB with the assumption, due to a lack of further evidence, that this is the
main MCT expressed at the BBB.137 The significance of MCT-mediated
transport of drug substrates at the BBB is at present unknown, but a recent
study found that MCT1 was downregulated in brain microvessels in patients
with temporal lobe epilepsy.138
5.4.4
Organic Cation Transporters
Organic cation transporters (OCTs) comprise a class of transporters that
are part of the SLC22 subfamily. OCT1 (SLC22A1), OCT2 (SLC22A2) and
OCT3 (SLC22A3) constitute the first subgroup of functionally characterised
transporters from the SLC22A family. Corresponding to their name, OCTs
predominantly recognise organic cations or weakly alkaline molecules that
are positively charged at physiological pH.139 Around 40% of all orally
administered drugs exhibit these physicochemical properties140 and,
accordingly, a large number of compounds have been found to interact with
OCT1–3, particularly as inhibitors, with broadly overlapping but distinctive
specificities.139
The translocation of substrates follows a facilitated, bi-directional mechanism down an electrochemical gradient.139 Drug library screening for OCT1
and OCT2 inhibition has revealed some common physicochemical features
of potent inhibitors, including a positive net charge and high lipophilicity.141 At the mRNA level, OCT1 is most abundantly expressed in the liver
but is also detectable in the intestine, kidney, brain and other organs. The
protein is localised to the luminal (apical) membrane of brain endothelial
cells,142–145 which could result in OCT1 mediating the uptake of substrates
from the blood into the brain. OCT2 mRNA is most significantly detectable
in the kidney but also present in the brain, intestine and other tissues.139
The protein is localised in the luminal (apical) membrane of brain endothelial cells.144,146 OCT3 transcripts are detectable in various tissues
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139
including the liver, kidney, brain and intestine.
Protein expression of
OCT3 has recently been shown in isolated human brain microvessels,
although its subcellular localisation remains to be determined.106
The role of specific organic cation transporter(s) in BBB transport is
unclear. However, studies have linked different OCTs to the transport of a
number of drugs at the BBB. These include the neurotoxin MPTP, lamotrigine, amisulpride and sulpiride.36,144,147,148 Either multiple different
transporters are important for the uptake of these drugs or an uncharacterised BBB specific organic cation-like transporter has functional
importance at the BBB. For example, both choline and pyrilamine have been
linked to a carriage process mediated by an unidentified cation transporter
at the BBB, termed either the pyrilamine or choline transporter.149,150
5.4.5
Organic Anion Transporters
The organic anion transporters (OATs), OAT1–3, OAT7, OAT4, URAT1 and
OAT10 proteins (SLC22A6–9 and SLC22A11–13) belong to the third and
largest subgroup of membrane transporters from the SLC22A family. They
mediate the transport of organic anions in either direction and are
particularly important in the first step of renal excretion.151 Most, if not all,
are secondary-active organic anion exchangers utilising counter-ions such as
a-ketoglutarate, lactate and nicotinate.151 To date, it remains unclear
whether any of the OATs/URAT1 are involved in human BBB transport.152
A quantitative absolute proteomics study with isolated human brain
microvessels attempted to analyse the expression of 114 transporters at the
human BBB.89 None of the investigated organic anion uptake transporters
were above the limit of quantification. However, the same negative results
were obtained in this study for the entire SLC22A family and all 11 human
SLCO (OATP) transporters.89 Caution in the interpretation of these results is
therefore warranted, as there may be issues with the sensitivity of the
method used, although other transporters of the ABC family, such as P-gp,
BCRP and MRP4, were detected. In contrast, recent work that analysed the
mRNA expression of most SLC transporters in isolated human brain
microvessels found that the majority of the SLC22A genes were expressed.106
At least in rodents, a candidate OAT at the BBB is OAT3. OAT3 has been
found to be localised to the abluminal membrane in brain endothelial
cells of mouse and rat origin.153,154 In one study, an active metabolite of
oseltamivir (Ro 64-0802), used in the treatment of influenza virus, was
microinjected into the cerebrum of knockout Oat3 / mice. The amount of
Ro 64-0802 in the brain was significantly greater in the Oat3 / knockout
mice than wild type mice 2 hours after the microinjection, suggesting that
OAT3 is a candidate transporter for this compound at the BBB.155 An additional study utilised a model organic anion drug (dehydroepiandrosterone
sulfate) as a probe substrate of OAT3 and investigated its efflux from the
mouse brain. The elimination of the probe compound from the brain after
microinjection into the cerebral cortex was found to be delayed in Oat3 /
Drug Transporters at the Blood–Brain Barrier
171
knockout mice compared with the controls, suggesting a functional role of
OAT3 at the mouse BBB.156 How this in vivo work in mice correlates to
human BBB transport is, however, as yet unknown.
5.4.6
Nutrient Transporters
As the BBB is involved in maintaining brain homeostasis, a number of influx
transporters that transport endogenous nutrients are expressed. These include LAT1 (see Section 5.4.1), GLUT1 and MFSD2A. GLUT1 (SLC2A1) is part
of the sugar porter subfamily of the major facilitator superfamily (MFS), one
of the largest secondary transporter superfamilies. GLUT1 is highly expressed at the BBB with subcellular localisation at both the luminal and
abluminal membranes of brain endothelial cells, and has the essential role
of transporting glucose into the brain.89,157–159 Mutations of GLUT1 that
affect activity can result in reduced transport of glucose and are associated
with neurological syndromes as a result of lack of energy supply to the
brain.160 The crystal structure of the human glucose transporter GLUT1 has
been solved recently and this gives insight into its mode of action.161 GLUT1
has no known drug substrates but interactions with drugs have been
observed, for example barbiturates and sodium valproate in vitro can reduce
GLUT1-mediated transport of glucose.162,163 However, how or if this could
affect the role of the BBB in maintaining brain homeostasis is still unknown.
MFSD2A is a novel omega three fatty acid transporter that was recently
identified at the mouse BBB,13,164 and is thought to be a key regulator of BBB
function. MFSD2A has no known drug substrates but it has recently been
shown to be a putative transporter of tunicamycin, which is used as an
in vitro chemical tool to induce the unfolded protein response.165 The recent
identification of MFSD2A at the BBB is a good example of how additional
influx transporters are being found and how this is an ongoing area of study.
5.5 Transporters Expressed at the CP
CP epithelial cells are the main site of CSF secretion and, along with the
arachnoid membrane, form the blood–CSF barrier. In brief, the CP is a
vascularised tissue that is located in each ventricle of the brain. The CP
epithelial cells form a monolayer of cells that are joined together by tight
junctions to form the blood–CSF barrier, which prevents the paracellular
passage of molecules from the circulatory system into the CSF.166 Like BBB
endothelial cells, the CP epithelial cells express a variety of transporters.
These transporters are involved in maintaining CSF homeostasis such as
movement of nutrients or waste products out/into the CSF, and the transport
of pharmaceutical drugs in/out of the CSF.167 The concentration of a drug in
the CSF is considered to be the product of transport through the CP
epithelium cells and as such does not readily correlate with brain concentrations of a compound.65 A limited number of gene deletion studies using
knockout mice have been used to investigate the significance of transporters
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Chapter 5
167
at the rodent CP, as outlined in an extensive review.
This review details
immunohistochemical studies of transporter localisation in knockout mice
that have determined a major difference between drug efflux transporter
proteins in CP epithelial cells compared with those in the brain endothelial
cells of the BBB. P-gp and BCRP in the CP epithelial cells were found to be
located on the CSF-facing membrane, while at the BBB these transporters
were localised at the blood-facing membrane.167 This results in the P-gp and
BCRP transporters at the BBB pumping substrates out of the brain, while in
the CP they pump substrates into the CSF. Such a differential effect of the
transporters at the two CNS barriers emphasises the difference in the basic
biology and explains, at least in part, why the CSF is not always a good
surrogate for the brain concentration of a drug.
5.6 Challenge
Up to 98% of all drugs may fail to cross the BBB at pharmacologically
relevant concentrations, which has resulted in a major challenge for the
development of CNS drugs to combat neurological disorders and brain
tumours.28 The traditional method has been to use medicinal chemistry
approaches to alter the properties of a potential candidate compound in
order to enhance its lipid solubility, but this approach has failed to produce
many effective treatments for CNS diseases. This is due, at least in part, to
efflux transporters such as P-gp transporting lipophilic substrate compounds out of the brain (see Section 5.3).
Alternatively, if a drug is transported by an influx transporter, this could
cause issues such as carriage across the BBB and undesired CNS side effects.
One example of a CNS adverse effect is with tecadenoson (CVT-510), an A1
adenosine receptor agonist that has undergone small scale clinical trials due
to its potent anti-arrhythmic effects in tachycardias.168 A1 adenosine receptors are expressed both on cardiac and brain tissues, and the drug is
known to cause CNS sedative effects in humans.168,169 A recent study has
shown that tecadenoson is a substrate of nucleoside transporters in vitro
and in vivo in mice, with inhibition of the equilibrative nucleoside transporter 1 (ENT1) reducing the BBB transport of the drug.169
Cheminformatics approaches have recently suggested that pharmaceutical drugs that have a structural similarity to cellular metabolites and
nutrients can have a similar transport profile to their homologous cellular
metabolite.170,171 A recent example of how this concept of metabolite or
nutrient likeness may be important, but is sometimes overlooked, is with
fedratinib. Fedratinib is a Janus kinase 2 inhibitor that was in a Phase III
trial for the treatment of myelofibrosis, but was withdrawn due to the onset
of Wernicke’s-like encephalopathy in a subset of patients.172 Fedratinib has
structural similarities to thiamine and was subsequently found to interact
directly with the thiamine transporter [SLC19A3, thiamine transporter 2
(THTR2)], providing a clear explanation for the onset of Wernicke’s
encephalopathy and an example of a drug–nutrient interaction at the
173
Drug Transporters at the Blood–Brain Barrier
173
transporter level with a serious adverse reaction.
This study utilised
Caco-2 cells as an oral absorption model but also found that the free drug
concentration of fedratinib in the rodent brain was higher than expected
compared with its physicochemical properties. A study from the 1980s
showed that thiamine at the BBB has a saturable active transport component.174 If this transporter-mediated carriage was also the case for
fedratinib at the BBB, this could then be an explanation of why this compound was able to penetrate the brain at levels higher than predicted.
It is also known that certain diseases may affect the expression of
transporters at the BBB and the tightness of the barrier. For example in
Alzheimer’s disease, a PET study in humans has shown decreased activity
of P-gp at the BBB,175 and animal models of peripheral pain have indicated
increased P-gp expression at the rodent BBB, which reduces morphine
penetration into the brain.176 HIV infection of a limited number of
astrocytes at the BBB is known to result in a disrupted BBB and is proposed
to be a cause of the HIV-associated cognitive impairment that can occur in
infected individuals.177 The relevance of this affect for antiretroviral drug
uptake into this sanctuary site is unknown. In addition, transporter activity
at the BBB can be affected by diseases or impairment in other organs in the
body, for example liver damage may lead to increased P-gp and MRP2
expression and function at the BBB in rodents.178 Ongoing research will no
doubt shed further light on the changes at the BBB during disease processes
and how they might affect drug delivery via changes in drug transporters.
5.7 Opportunity
As well as challenges, opportunities for targeting drugs to the CNS also exist
due to the expression of drug transporters at the BBB. This includes strategies to overcome the lack of brain penetration by targeting the mechanism
of uptake; targeting efflux transporter(s) at the BBB so that a drug is excluded
from the brain, thus potentially avoiding CNS side effects; and using
transport inhibitors to boost the uptake of a drug into the brain.
An interaction of a drug with an efflux transporter is not necessarily a
negative outcome, since this can result in a drug being excluded from the
brain and avoiding potentially serious CNS side effects. An example of this is
with sedating and non-sedating antihistamines. Cetirizine and hydroxyzine
are related structurally, but cetirizine has a non-sedating profile, due to the
fact that it is a P-gp substrate and is excluded from the CNS, whereas
hydroxyzine is not a P-gp substrate and can be used as a sedative drug.179
The use of efflux transporter inhibitors has been proposed as an adjuvant
treatment to target drugs to the brain that would otherwise be excluded
by P-gp and/or BCRP, with success being achieved in preclinical animal
studies. Although this could be of particular relevance to, for example,
tyrosine kinase inhibitors, for which both P-gp and BCRP at the BBB have
been linked to the lack of brain uptake that restricts their applications in the
treatment of brain tumours, this approach has failed to translate into the
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clinic. Early generation transport inhibitors have failed in clinical trials as
adjuvants for cancer therapy, due to either a lack of clinical benefit or high
incidence of toxicity,180 and no P-gp inhibitor has yet received approval from
the European regulatory agencies or the US FDA as an adjuvant treatment.180,181 The situation with third generation inhibitors such as tariquidar
or elacridar showed promise in early phase clinical trials,182,183 but in the
case of tariquidar, a Phase III trial in non-small-cell lung cancer was
terminated due to safety concerns. An area of basic research that is in its
infancy is the modulation of drug transporter expression to achieve more
drug penetration to the target site, which could have great potential in the
long term.184
Targeting influx transporters expressed at the BBB to achieve uptake of the
drug into the brain is an opportunity that is attracting current interest.
Historically this has happened more by accident than design, a classic
example being L-DOPA. Dopamine does not cross the BBB but a prodrug of
dopamine, L-DOPA, has high permeability across the BBB and is a substrate
of LAT1, a BBB influx transporter.123,126,185 Subsequently, a number of
groups developed compounds that are transported by LAT1, enabling delivery to the brain; these are at an early stage but appear promising.186,187
Utilising in silico modelling, Geier et al. were able to predict and experimentally validate four novel ligands of LAT1.188 With the advance of structural biology in terms of solving the structure of a number of SLC
transporters, this opens up the realistic possibility of solving the structure of
BBB influx transporters and thus enabling QSAR to be performed to specifically target ligands to the BBB transporter and thus the brain.161,189
Drawbacks to this methodology are not yet clear but could include drug–
nutrient interactions and saturation by the drug of the transporter-mediated
process.
5.8 Summary
In this chapter we have outlined the physiology of the BBB and how drug
transporters are an important consideration in how drugs are able to
penetrate into the brain. This is an exciting area of research that will
continue to develop over time, particularly in terms of the importance and
identification of influx transporters at the BBB.
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