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CONTENTS
0.
Editorial
by Wim M.J. van Binsbergen
p. 2
1.
Introduction: Engaging with the Philosophy of D.A. Masolo
by T. Metz
p. 7
2.
The Concept of Identity in Masolo
by M.B. Ramose
p. 17
3.
Therapeutic African Philosophy
by P.A. Tabensky
p. 31
4.
Some Doubts about “Indigenous Knowledge”, and the Argument
from Epistemic Injustice
by K. Horsthemke
p. 49
5.
On Being an African
by A. Olivier
p. 77
6.
Two “Normative” Conceptions of Personhood
by K. Behrens
p. 103
7.
Personhood: Social Approval or a Unique Identity?
by M. Tshivhase
p. 119
8.
Two Conceptions of African Ethics
by T. Metz
p. 141
9.
Exorcising the Communitarian Ghost: D.A. Masolo’s Contribution
by B. Matolino
p. 163
10.
The case for communitarianism: a reply to critics
by Dismas A. Masolo
p. 187
11.
Notes on Contributors, in order of appearance in this volume
p. 235
Two Conceptions of African Ethics
by Thaddeus Metz
Abstract: Two Conceptions of African Ethics. I focus on D. A. Masolo’s discussion of
morality as characteristically understood by African philosophers. My goals are both
historical and substantive. First, with regard to history, I argue that Masolo’s analysis
of sub-Saharan morality suggests two major ways that the field has construed it, depending on which value is taken to be basic. According to one view, the ultimate aim
of a moral agent should be to improve people’s quality of life, which she can reliably
do by entering into community with other persons, while the other view is that community should instead be valued for its own sake, with the enhancement of welfare
being morally relevant only insofar as it is part of that. I claim that Masolo does not
indicate a clear awareness of how these two perspectives differ and is not explicit
about how they relate to one another. After pointing out that Masolo is not alone in
these respects, I, second, draw what is meant to be a definitive, clear distinction between the two ethical philosophies, and then provide strong reason to prefer the community-based conception of sub-Saharan ethics to the welfare-based one.
Résumé: Deux Notions d’Éthiques Africaine. Je me concentre sur la discussion de la
morale de D A Masolo comme elle est typiquement comprise par les philosophes
Africains. Mes objectifs sont à la fois historiques et substantiels. Tout d’abord, en ce
qui concerne l’histoire, je démontre que l’analyse de la morale subsaharienne de
Masolo suggère deux manières principales dont le champ d’étude l’a interprété, en
fonction de la valeur qui est considérée comme fondamental. Selon une vue, le but
ultime d’un agent moral devrait être d’améliorer la qualité de vie des gens, ce qu’elle
peut faire de manière fiable en entrant en communauté avec d’autres personnes, alors
que l’autre point de vue est que la communauté devrait plutôt être appréciée pour ellemême, avec l’amélioration du bien-être étant moralement pertinente que dans la mesure où elle fait partie de cela. Je démontre que Masolo n’indique pas la façon dont
ces deux points de vue diffèrent et ne dis pas explicitement comment ils se rapportent
l’un à l’autre. Après avoir rappelé que Masolo n’est pas le seul à ces égards, j’établis
ensuite ce qui est censé être une distinction claire et définitive entre les deux philosophies éthiques, et donne de fortes raisons de préférer la conception communautaire de
l’éthique subsahariennes á celle du bien-être.
Key words: African ethics, communitarianism, moral theory, partiality, sub-Saharan
morality, welfare
141
Mots-clés: éthique Africaine, communautarisme, théorie morale, partialité, moralité
subsahariennes, bien-être
1.
Introduction
D.A. Masolo is an elder in the African philosophical community, a wise
historian of the field who has provided vital guidance to it. His latest
book, Self and Community in a Changing World (2010),57 discusses a
wide array of topics and authors, ranging from Paulin Hountondji on indigenous knowledge to Kwasi Wiredu on the nature of mind to Leopold
Senghor on socialism. It can be read not merely as providing an overview
of major contemporary philosophies grounded in sub-Saharan traditional
worldviews, as the author intends, but also, where Masolo is sympathetic
to those he is expounding, as a communitarian philosophical anthropology, an account of what it means to be a human being with essential reference to her as part of a community.
In this article, I focus on Masolo’s discussion of morality as characteristically understood by African philosophers. My goals are both historical
and substantive, meaning that I use reflection on Masolo’s book as an
occasion to shed light not only on the nature of recent debates about African ethics, but also on African ethics itself.
With regard to history, I argue that Masolo’s discussion of sub-Saharan
morality suggests at least two major ways that the field has construed it,
depending on which value is taken to be basic and which ones are
deemed derivative. According to one perspective, the ultimate aim of a
moral agent should be to improve people’s quality of life, which she can
reliably do by supporting community in certain ways, while the other
view is that community should instead be valued for its own sake, with
the enhancement of welfare being morally relevant only insofar as it is
57
All page references in the text refer to this book.
142
part of that. I claim that Masolo does not indicate a clear awareness of
how these two perspectives differ and is not explicit about how they relate to one another. After pointing out that Masolo is not alone in these
respects, as others in the field also appear to advance conflicting accounts
of the values fundamental to African morality, I draw what is meant to be
a definitive, clear distinction between the two major ethical philosophies.
Next, I provide what I deem to be conclusive reason to prefer the community-based conception of sub-Saharan ethics to the welfare-based one.
I argue principally on grounds of philosophical plausibility, but also suggest that the community-based theory is more characteristically African
than is the welfare-based one, despite the fact that some of the most influential African moral theorists, including Kwame Gyekye and John Bewaji, have expressed adherence to the latter.
I begin by providing an overview of the way Masolo approaches moral
issues in Self and Community in a Changing World, namely, by articulating ways that African thinkers have construed the nature of personhood in
search of a non-relativist ethic (sec. 2). After that, I demonstrate that
Masolo’s discussion points to two competing theoretical ways to understand morality in light of sub-Saharan values, one that takes community
to be the basic value and the other that takes welfare to be (sec. 3). I investigate the logic of each approach, and also critically respond to the
suggestion that both goods, and not merely one of them, should be
deemed fundamental. Next, I argue in favour of a theory based solely on
the value of communal relationships, contending that it captures uncontroversial elements of morality that not merely Africans, but also people
more globally, tend to hold (sec. 4). I conclude by indicating some additional philosophical approaches to sub-Saharan morality that Masolo does
not take up in depth but that would need to be in order to provide something like the final word on the most defensible conception of African
ethics (sec. 5).
143
2.
Morality à la Masolo
Personhood is of course the conceptual category through which it is natural to enter into discussion of African thought about ethics. As is wellknown, personhood, as understood among many black traditional peoples
below the Sahara, is a value-laden concept, and one that admits of degrees. That is, one can be more or less of a person, where the more one is
a person, the better. More specifically, to have personhood, or to exhibit
ubuntu (humanness) as it is famously known among Nguni speakers in
southern Africa, is to be virtuous, to be an excellent human being.
2.1.
Ends v. Means
Supposing one wants to develop one’s personhood, so construed, it is
natural to pose the question of how to acquire it. Notice, though, that this
question is vague, admitting of two senses that it is important to distinguish. On the one hand, one might be asking about what one or one’s
society could do in order to make personhood likely to be realized. This is
a question about the means by which one could become a person, i.e.,
what would enable it or cause it. Here, Masolo discusses the views of
Kwasi Wiredu, among others, who point out that, in order to become virtuous, human beings must be socialized in certain ways, and above all
must engage in communication with one another, particularly about
in/appropriate behaviour (e.g., 2010: 173). Such claims, I submit, are not
controversial; who would, or reasonably could, deny that an infant left to
his own devices on a deserted island would, after any number of years, be
more animal and selfish than genuinely human or morally upright?
The truly contested issue occasioned by asking how to acquire personhood is what the essential nature of personhood is. What constitutes a
genuinely human way of life? Which attitudes and actions are virtuous
and why? What should be one’s final end? These questions, which I take
to be more or less equivalent for the field, are the ones philosophers are
most interested in answering.
144
Before analyzing the answers that Masolo addresses, I first point out that
too often the language in his text blurs the distinction between the means
by which one can obtain personhood and the nature of personhood itself.
He, with a large thrust of the field, clearly believes there is a close relationship between being part of a certain kind of society and being a person, but the nature of the relationship too often is not characterized
precisely. Sometimes Masolo uses logical distinctions to express the sort
of relationship involved, which unfortunately gloss whether it is one of
means or ends. For example, he says that ‘if a person were to be isolated
from society and be deprived of communication with other humans from
birth they would be confined to a “solitary, poor, nasty, and brutish” and
no doubt also very short life’ (2010: 265). Pointing out that isolation is a
sufficient condition for a bad life does not tell the reader whether social
interaction is a means by which to live well or whether it is to live well in
itself, our proper end.
Other times Masolo uses modal language to express the relationship between society and personhood, which is equally vague. Consider the
claims: ‘The intervention of society is, in this sense, a necessary requirement for our growth and development’ (2010: 163) and ‘(A) world where
everyone is left to their own fate cannot be a world of happy people’
(2010: 246). Again, noting that self-realization would be impossible
without social interaction does not indicate in what respect, viz., whether
the latter is a necessary tool to bring self-realization about or is the content of self-realization as such.
Still other phrases, which are well understood as expressing a relationship
of supervenience of personhood on society, are also ambiguous. Consider
the claims that ‘interdependence is what breeds the ideal human condition’ (2010: 246), that ‘attainment of human needs and interests is best
served in union with others’ (2010: 245), and that ‘humans who are deprived….of the ability to communicate are deprived of something fundamental to their nature, namely, full participation in the world of persons’
(2010: 165). Again, these statements beg the question of whether interdependence, union and communication are instrumental for bringing about
145
human flourishing or whether they constitute it.
Masolo is not alone in speaking in ways that are ambiguous between a
relationship of means and one of ends; recall the phrases ubiquitous
among African philosophers that the community is ‘prior to’ the individual (see Senghor quoted in Masolo 2010: 231) or that the individual ‘depends on’ the community for her development (Masolo 2010: 174, 218,
226). My current purpose is to use Masolo’s text as an occasion to urge
the field to be careful when discussing the precise nature of the relationship between social interaction and personhood.
2.2.
Relativism v Universalism
Despite the vague turns of phrase, Masolo is of course aware of the conceptual distinction between means and ends that I am drawing, and he
provides revealing discussions about the latter. What I find of particular
importance in Masolo’s analysis of the nature of personhood is that he
draws on African thought about it, while denying that such thought is
applicable only to Africans. Masolo is emphatic about eschewing relativism (2010: 24, 106, 121, 130, 174, 180), which implies that he is in
search of an ethic that applies to human beings generally, regardless of
where they live or the culture in which they have been reared. In focusing
on, and indeed favouring, sub-Saharan thought about ethics, he believes
that African thinkers tend to have some insight into objective moral matters that others, particularly those from Western cultures such as Immanuel Kant, do not. That is a bold and intriguing perspective, one that differs
from the much more dominant tendency of those who explore indigenous
worldviews to suggest that the local is apt for locals and the foreign is apt
for foreigners.
There are some phrases in Masolo’s book that readers might think are
indicative of moral relativism, but I suggest they are best read otherwise.
For example, Masolo often contends that personhood is closely related to:
incorporating ‘the values deemed by society to be worth pursuing as
goals’ (2010: 96); functioning ‘in the service of socioculturally imposed
146
ends’ (2010: 154); adjusting ‘one’s conduct in accordance with known or
assumed expectations of other members within any relational circuit’
(2010: 206); and protecting ‘the customary ways through adherence to
them’ (2010: 243). Since norms and customs differ from society to society, it appears from these quotations that Masolo is committed to a relativistic view of personhood.
There are two reasons to think, in fact, that these phrases are consistent
with Masolo’s rejection of moral relativism. First, at several points, he is
speaking about means, and not ends, pointing out that the way one develops virtue is through a socialization process that involves, among other
things, learning how one’s society functions and adapting to that society
(probably 2010: 154-155, 205-206, 241). The basic idea is that children
must become members of society in the first place, before they can take
the next step and learn how to become good members. For instance, at
one point Masolo is explicit about the ‘(communitarian) system of mutual
dependence that adherence to custom produces’ (2010: 263); conformity,
here, is apparently deemed to be a means by which (in combination with
other things, no doubt) community as a final end will be produced.
However, there are other places where it appears that Masolo is not making a point about means, but rather about ends, to the effect that a person
is one who fulfils society’s expectations (see esp. 2010: 96, 218-219,
243). I submit that, second, on a number of these occasions Masolo is
presuming that what the community values will be what is of value to the
community. Speaking of conformity to a community’s norms, then, is
often shorthand for reference to living in ways that that would benefit
society, which is ultimately what matters (see esp. 2010: 96-97). And one
does find, on occasion, Masolo qualifying which social expectations
count, for instance, ‘reasonable’ ones (2010: 244).
Having established, then, that Masolo is seeking a universally applicable
ethic that is informed largely by sub-Saharan values, I now turn to his
characterizations of it. Sometimes he construes the nature of personhood
in piecemeal terms, providing lists of specific virtues that a real person
147
exhibits (2010: 171, 208, 218, 239-240, 251). Among other excellences,
Masolo mentions being wise, being polite, exhibiting generosity, being
loving, being a leader, working hard, and considering oneself to be bound
up with one’s fellows.
Of more interest to me are those occasions when Masolo goes beyond
giving the reader a grab-bag of human goods, and instead discusses them
from a theoretical perspective. At times Masolo aims to sum up what all
virtues have in common, to provide a unified account of what makes
something a human excellence. The claim that I will make in the next
section is that Masolo discusses two theories of personhood that are not
clearly distinguished, but should be.
3.
Welfare v. Community
There are passages in Masolo’s book indicating that personhood is constituted by, and not merely caused by, certain relationships with other human beings. The relevant relationships for Masolo and the African
tradition more generally are communal ones, which he sometimes sums
up as ‘cohesion’ (2010: 240). According to what I call a ‘communitybased’ conception of personhood, one lives a genuinely human way of
life just insofar as one enters into or prizes community with others. This
theory ‘posits the existence of others as an essential part of the very structure of the self’ (2010: 249), such that realizing one’s true nature is nothing over and above living communally.
Strong evidence that Masolo discusses such a view, if not also adheres to
it, comes in a passage where he is looking for the fundamental moral
value that would best explain interests in conditions such as promoting
socialism, engaging in palaver, reconciling after conflict and living in a
society in which people are routinely and deeply concerned about one
another’s well-being. Speaking in particular of the latter, Masolo says that
its value lies in the general or common conditions of relations that
148
results from it, not just in this specific example but in all other
cases and examples of good neighborliness….sociomoral states
that every child is taught and that every right-thinking person is
called upon to consider implementing as the objective of his or everyday conduct…..A life of cohesion, or positive integration with
others, becomes a goal, one that people design modalities for
achieving. Let us call this goal communalism, or, as other people
have called it, communitarianism. In light of this goal, the virtues
listed above also become desirable (2010: 240).
This is the clearest passage in Masolo’s book expressing the theoretical
view that communal relationship is what should be valued as an end, i.e.,
as constitutive of personhood, and not merely as a means to it (see also
2010: 194, 218, 263).58 Cohesion is the apparent ‘master value’ that
unites the particular excellences of generosity, a sense of belonging, hard
work and the like; these traits make one a better person just insofar as
they are expressive of, or conducive to, community. Vices, in contrast,
are traits that tend to divide people, and particularly to promote conflict
or discord between them.
As clear as the passage is, there are others in Masolo’s book that suggest
a markedly different theory about fundamental moral value. For example,
at one point, Masolo says that ‘no aspect of culture, however noble, is an
end unto itself’, such that a way of life should be given up if it fails to
improve people’s quality of life (2010: 122). And at other points, Masolo
suggests that the value of cohesion is derivative and instrumental, lying in
the effectiveness by which it makes people feel safe. Here, he says that
58
For another clear adherent to a community-based perspective, see the work of Desmond Tutu, who at one point says of African views of ethics, ‘Harmony, friendliness,
community are great goods. Social harmony is for us the summum bonum – the greatest good. Anything that subverts or undermines this sought-after good is to be avoided
like the plague’ (1999: 35). Consider as well Peter Kasenene’s remark that ‘in African
societies, immorality is the word or deed which undermines fellowship’ (1998: 21).
See, too, the moral anthropological work of Silberbauer (1991: 20) and Verhoef and
Michel (1997: 397).
149
‘individual and group security is fostered through a network of social
relations ruled by a strong sense of unity and caring’ (2010: 216), and that
‘well-being is complete when (apart from material prosperity) people feel
that they are in an atmosphere of positive relations with other members of
society or neighborhood’ (2010: 250). These passages strongly suggest
what I call a ‘welfare-based’ conception of personhood, according to
which one is more of a person, the more one acts to improve others’ quality of life--something one can often do by means of entering into community.
Such a theoretical perspective is particularly salient in Masolo’s book
when he approvingly discusses Kwasi Wiredu’s account of morality
(2010: 172-174, 206, 265-266).59 For Wiredu, good character and right
acts are a function of sympathetic impartiality, in which one gives the
well-being others equal consideration consequent to imagining what it
would be like to be them. Although this smacks of utilitarianism, Wiredu
is well-known for maintaining that such a morality is instead best captured by the Golden Rule, the principle according to which you ought to
treat others as you would like to be treated if you were in their position.
Masolo does not indicate a clear preference for the Golden Rule, but does
suggest that moral principles are nothing other than ‘criteria for survival
and well-being’ (2010: 172), and can be summed up by the prescription
to create ‘humane conditions that, at least, enhance the community’s ability to reduce unhappiness and suffering’ (2010: 250; see also 124, 155,
210, 244). By this welfare-based account of personhood, what makes a
behaviour or character trait a virtue is that it reliably improves people’s
quality of life, where a vice in contrast is an action or attitude that tends
to fail to do so or, indeed, makes others worse off.
The ideals of welfare and community are not completely unrelated; for
Masolo, as for most African theorists of communitarianism, communal
59
Other influential African moral theorists who take well-being to be the basic value
include Kwame Gyekye (1997: 50; 2010) and John Bewaji (2004).
150
relationships include ones of mutual aid.60 However, there are at least
three crucial respects in which community is not reducible to a relationship in which people are ‘always concerned about the well-being of other
people around them’ (2010: 238).
First, the theories ground different fundamental explanations of why one
ought to help others and would enhance one’s personhood by doing so.
The welfare-based theory says that one should share one’s wealth, time,
labour and so on at bottom because doing so is likely to make others’
lives go better. In contrast, the community-based theory prescribes helping others ultimately because doing so would be part of what it is to enter
into community with them, or perhaps to foster communal relationships
among them.
Second, a natural understanding of the moral value of community is partial, at least to some degree. That is, prizing community implies caring for
the well-being of one’s own family and society more than that of others
(‘family first’, ‘charity begins at home’), which contrasts notably with
Wiredu’s morality of sympathetic impartiality. There is nothing in the
Golden Rule indicating that one should provide greater weight to those
related to oneself, when it comes to fellow-feeling and beneficent action
consequent to it.
Third, and most starkly, community as understood by Masolo, and by the
sub-Saharan tradition more broadly, includes relationships that have no
essential reference to beneficence, mutual aid, etc. For instance, Masolo
discusses relationships in which people identify with, or share a way of
life with, one another, which are a matter of, on the one hand, experiencing a sense of togetherness (2010: 232, 240), and, on the other, having
common customs, traditions, culture and the like (2010: 225, 226, 234,
244). Although such relationships might have the effect of improving
people’s well-being, they do not essentially include it.
60
For an analysis of the concept of community as it functions in African moral thinking, see Metz (2007).
151
Masolo is not the only one analyzing African thought about morality who
is unclear about which values are fundamental and which are not. For
example, I believe that Wiredu’s corpus includes such ambiguity. On the
one hand, as we have seen, Wiredu believes that morality from a subSaharan perspective is captured by the principle of sympathetic impartiality, particularly as expressed in the Golden Rule. However, when Wiredu
famously defends a consensus-based form of democracy, he does so in
large part by appeal to the idea that such a polity would produce harmony
and reduce divisiveness in society (1996: 172-190).61 Here, then, are two
values: well-being and harmony; which one is fundamental? Similarly,
Polycarp Ikuenobe in a fairly recent book-length treatment of African
morality is vagueabout whether welfare or community is ultimately what
matters from a sub-Saharan standpoint. One finds some passages indicating that African ethics essentially prescribes engaging in caring relationships or maintaining harmonious ones (2006: 6, 65, 114, 128, 138), and
other ones saying that the promotion of human well-being is key (2006:
80, 103-104, 111, 119, 123, 127).
Now, I have been supposing that it makes most sense to presume that
only one value, either community or welfare, is fundamental to morality,
but what about the possibility that both are?62 Perhaps cohesion and wellbeing should be pursued as separate ends that are to be prized for their
own sake, and maybe they are often mutually supportive means with regard to one another. On this reading of Masolo’s text, there is no contradiction as to which value is fundamental; rather they belong together side
by side, as aims that are often compatible.
61
In other parts of his work, Wiredu points out that his people, the Akan, believe that
human beings have a dignity in virtue of being children of God, a superlative worth
that demands respect (1992). That is a third, apparently distinct, value, something that
I address briefly in the conclusion.
62
Something that Masolo has suggested at a workshop on The Philosophy of D. A.
Masolo sponsored by the Philosophy Department at the University of Johannesburg
24-25 March 2012.
152
Such a pluralist reading of the foundations of African morality might well
be the most charitable way to read Masolo’s text. However, I am in the
first instance interested in pursuing a monistic interpretation of subSaharan ethics, mainly since one can know that more than one basic end
must be posited only upon first having posited a single one and having
found it inadequate. The project of systematically differentiating basic
ends and considering which one, if any, would suffice to ground an attractive sub-Saharan moral philosophy is still in its infancy and is something toward which I aim to contribute. Therefore, in the rest of this
article, I suppose not only that community and welfare are distinct ends,
but also that it is worth enquiring as to whether one of them, on its own,
is more plausible than the other and is a reasonable contender for grounding morality generally.
Another reason for being careful about the differences between welfare
and community as fundamental aims is that, as I discuss in the next section, sometimes they prescribe divergent decisions. In this section I have
sought to demonstrate that Masolo’s discussion of sub-Saharan moral
thought includes two logically distinct conceptions that he, along with
others in the field, does not adequately differentiate. The differences between the two accounts of personhood should become all the more clear
in what follows, where I argue that a community-based account of personhood is able to account for widely held moral judgments that a welfare-based one cannot. I will demonstrate that the logics of the two views
have different implications for how to behave, some of which are more
philosophically plausible than others.
4.
For a Communitarian Conception of Personhood
In this section I advance two general considerations that to my mind provide adequate reason to reject the welfare-based conception of personhood, as characterized in Masolo’s work, in comparison to the
community-based one. The arguments are not intended to demonstrate
153
that the latter is most justified relative to all competitors, only in relation
to a morality that takes human well-being to be the sole basic value.63
4.1.
The Relevance of Past Decisions
The first major argument for the community-based conception of personhood is that it, unlike the welfare-based one, can account for the moral
relevance of decisions people have taken. Many of us, whether working
in the African tradition or otherwise, have intuitions that sometimes the
way we should treat someone in the present is to a large degree a function
of how that person voluntarily acted in the past. Here are three examples,
relating to punishment, self-defence and rationing.
Nearly all of us believe that it is grave injustice to punish someone known
to be innocent of any wrongdoing. As is common to point out in the literature critical of utilitarianism, there can be situations in which meting
out a penalty to an innocent person would be most conducive to the
greater good, but in which doing so would be impermissible. The best
explanation of why it would be immoral to punish an innocent includes
the fact that the person is innocent, i.e., did not do anything wrong in the
past.
A welfarist morality has difficulty accounting for that judgment. Utilitarianism famously implies that past actions are morally irrelevant in themselves; all that in principle matters, from this perspective, is whether what
one does now will maximally benefit society in the future. Suppose one is
a sheriff in a position to frame an innocent person, where such an action
would alone prevent a marginally greater degree of harm to society. According to the principle of sympathetic impartiality, one should give everyone’s interests equal weight, which would, like utilitarianism, appear to
63
I acknowledge that a more rights-oriented ethic, according to which the innocent
have an equal claim to well-being, promises to avoid some of the objections I raise
below. For an instance of such a view in the Anglo-American literature, see the work
of Richard Arneson (e.g., 1989).
154
entail that one ought to punish the innocent person, since doing so, ex
hypothesi, would satisfy the most interests. Or if one elects to apply the
Golden Rule in this case, notice that the outcome is indeterminate: when
placing oneself in the shoes of the innocent individual, one sees that one
would not want to be punished, and when placing oneself in the shoes of
those who would be harmed in the absence of such punishment, one see
that one would want punishment to be inflicted so as to prevent the harm.
The Golden Rule therefore provides no guidance about which course of
action to take.
Turn, now, to issues of self- and other-defence, which are widely accepted among African societies in response to colonialism and perceived
witchcraft, to mention just two salient examples. It is uncontroversial to
hold that if someone is unjustly attacking an innocent person, that innocent (or a third party) may rightly use force for the purpose of warding off
the threat. The rough principle operative in such cases is that burdens
may be imposed on aggressors in order to prevent aggression toward
those who are not aggressing.
However, a welfare-based conception of personhood cannot easily account for such a principle. Suppose a group of four men are trying to kill
one innocent woman, merely because she belongs to a different ethnic
group. It is incontrovertible that the woman (or, say, a police officer) may
shoot the men, if necessary and sufficient to save her life. But that intuition cannot be accommodated by the Golden Rule, which would require
her to put herself in the shoes of her aggressors and ask herself whether
she would want to be shot. Since she would not, she would be wrong to
shoot them. Similar remarks go for a more consequentialist interpretation
of sympathetic impartiality; weighing up all the equal interests in living
well, the lives of four outweigh the life of one.
For a third and final example, consider the fact that nearly all of us believe that, in cases of scarcity, where one cannot distribute life-saving
resources to all those who need them, it would be proper to save those
who are not responsible for the fact of needing to be saved. For instance,
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suppose that a wife has become HIV positive because her husband
cheated on her behind her back and did not use protection when doing so.
And suppose that you, who have a single regimen of antiretroviral treatment, must choose which of them to save. You have strong reason to give
the treatment to the wife and not the husband, and to do so because he is
responsible for the fact that she needs the treatment and she is not.
But, again, a welfare-based ethic cannot accommodate that judgment. If
you employ the Golden Rule, you discover that you cannot decide whom
to save, since you would like to receive the treatment if you were in the
position of the wife or in that of the husband. And a broader orientation
toward well-being also appears to be indeterminate, supposing the consequences of saving one or the other would be the same. However, I submit
that the past actions of the husband provide some, very weighty consideration to save his wife, and not him, in the case where you cannot save
both.
A community-based ethic, at least when interpreted in a certain way, can
account for the relevance of past actions in determining how one ought to
treat people in the present.64 Suppose one holds the view that one ought to
treat people with respect in virtue of their capacity for community, or that
one is more of a person, the more one honours (not maximizes) communal relationships. It follows from this sort of principle that one may act in
an anti-social way toward those who are being anti-social, if necessary to
stop or compensate for their anti-social behaviour. It need not be degrading of a person’s capacity for community to treat him in an anti-social
manner, when doing so is necessary to prevent or correct for a comparable anti-sociality on his part, for respecting another’s capacity for community can require basing one’s interaction with him on the way he has
exercised it. Or, alternately put, it does not fail to honour the value of
community to act in a divisive manner when doing so is necessary to prevent or make up for divisiveness.
64
The present analysis is drawn from Metz (2011, 2012a).
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Such an analysis can account for the above intuitions about why it is unjust to punish the innocent but need not be unjust to punish the guilty,
why it can be right to use force against aggressors, and why it would be
suitable not to save those who are responsible for needing to be saved,
when doing so would come at the expense of those who are not so responsible. It would be unjust to punish the innocent, since they have not
behaved in an anti-social manner and punishing them would therefore fail
to honour (their capacity for) communal relationships. It can be right to
use force against aggressors in order to protect the innocent, since being
divisive toward those being divisive does not disrespect the value of
community. And, finally, it would be right to ration life-saving treatment
away from those whose anti-sociality is the cause of their need for it,
when doing so would prevent the victims of their anti-sociality from dying.
4.2.
Non-Harmful Wrongdoing
So far, I have argued that viewing personhood entirely as a matter of doing what one can to improve others’ quality of life, as discussed in
Masolo (2010), has great difficulty accounting for the moral relevance of
past actions at a principled level, and that, in contrast, a community-based
conception of virtue can do so with relative ease. Now I argue that there
is a second class of actions that the welfare-based view cannot easily accommodate, namely, those in which one agent does something to another,
albeit without her knowledge that anything has changed. In many of these
kinds of cases, it is plausible to maintain that the other’s well-being is not
reduced, but that the action is wrong or a vice nonetheless.
For a first example, consider the case of a spouse who systematically
cheats on you behind your back, and is so careful and conniving that you
have virtually no chance of finding out. Or think about a team of medical
researchers who observe intimate behaviour of yours, such as bathing,
without telling you they are doing so and for what purpose. Or imagine a
situation in which people insult you behind your back—perhaps literally
in the form of deftly pinning a derogatory sign on the back of your shirt
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and then removing it before you have a chance to discover it. Or suppose
that I break into your house in order to sleep in your bed, listen to your
stereo and bathe in your tub while you are away at work, taking care to
ensure that things are organized so that you can never know I was there. I
presume that readers, whether working in African or Western traditions,
believe that these actions are wrong, at least to some substantial degree.
In all four cases, there is no apparent reduction of well-being on the part
of the one acted upon, and not even the realistic threat of such, given the
way the hypothetical scenarios are framed. When one applies the Golden
Rule, the actions appear permissible. After all, if I put myself in your
shoes and imagine what it would be like to be you, I do not come away
feeling bad. Masolo or Wiredu might reply that I would feel bad upon
sympathizing with you in the situation in which you were aware of what I
propose to do. However, the damning response to them, I think, is that
what I am proposing to do to you includes not making you so aware.
Similar remarks apply, I submit, to any other interpretation of sympathetic impartiality. To sympathize with someone is roughly to experience
a negative emotion such as sorrow toward another's unhappiness consequent to empathizing with it, where empathy is a matter of imagining
what it is like to be the other person. When I imagine what it is like to be
you upon breaking into your house and using your things while you are
away and unaware of what I am up to, there is no unhappiness on your
part with which to sympathize. It follows, then, that I do no wrong and
exhibit no vice, on a welfare-based conception of morality.65 However, in
this case, and the others above, there would in fact be action incompatible
with personhood.
65
One might propose a different conception of well-being, according to which one is
objectively worse off if treated in these ways, something that Pedro Tabensky has
suggested to me in conversation. However, such a conception does not square with a
principle of sympathetic impartiality, to which Wiredu and Masolo adhere, and it
strikes me mushing together distinctions that are better kept apart, namely, the disvalue of harm done to an individual, on the one hand, and, say, that of disrespectful
treatment of a person, on the other.
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The community-based conception of personhood can do much better on
this score. As discussed above, part of what is involved in a communal
relationship is engaging in mutual aid, acting so as to improve others’
quality of life, but another part is sharing a way of life, where this includes experiencing a sense of togetherness and participating in common
activities. It is these latter values that would be flouted by the present
actions. To genuinely share a way of life with others requires transparency about the way one is interacting with them. To relate to others without their informed consent is to treat the value of community, or those
individuals capable of it, with disrespect and hence is incompatible with
developing one’s personhood.
In this section, I have provided two major arguments against a welfarebased conception of personhood and in favour of a community-based one.
With Masolo, I am interested in articulating a conception of ethics that is
both African and plausible. I submit that, on both grounds, community is
to be favoured over welfare, supposing one is interested in formulating
and evaluating a moral theory grounded on a single basic value.
5.
Conclusion
D.A. Masolo’s Self and Community in a Changing World is a magisterial,
sympathetic overview of themes in contemporary African philosophy,
occasioning reflection on several key facets of characteristic sub-Saharan
thought about morality. I have argued that a close reading of the text indicates two different conceptions of human excellence that neither Masolo
nor many in the field have adequately recognized are distinct, or at least
are worth analyzing as having separate logics. According to one theory,
an individual develops personhood or lives a genuinely human way of life
solely to the extent that his attitudes and actions improve others’ quality
of life, while according to the other, he does so just insofar as he honours
communal relationships, which include mutual aid but are not exhausted
by it and also include sharing a way of life with others. I have worked to
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show that these two perspectives are distinct, and furthermore that they
have different implications about how we ought to live. Finally, I have
argued that the implications of the community-based account are more
plausible, and hence that it is more worthy of belief than the welfarebased one.
I conclude by noting that welfare and community do not exhaust either
Masolo’s discussion of African ethics, or the literature on it more generally. There are additional categories that appear to be good candidates for
basic values that merit exploration in other work. For example, at one
point Masolo mentions the idea that human beings have a dignity (2010:
124; see also 119, 237-238). To have a dignity is roughly for an individual to have a superlative final value that is independent of usefulness to
others or social recognition. Human dignity is a moral concept that is
apparently not reducible to well-being and that might well be distinct
from community, too, and it is one that is well known for being believed
by many traditional African cultures (e.g., Gyekye 1997: 63-64; Deng
2004). For another example, Masolo touches only briefly on the vitalist
tradition in African ethics, according to which attitudes and actions ought
to promote life-force, either in oneself or among one’s fellows (2010: 13,
234-235). Here is another a promising candidate for a fundamental good,
apparently distinct from welfare and community, that has its own logic
and has been explored and developed by theorists such as N. K. Dzobo
(1992), Bénézet Bujo (1997), Laurenti Magesa (1997) and myself (Metz
2012a, 2012b). In defending a community-based conception of personhood relative to the welfare-based one discussed in Masolo’s book, I have
not shown that the former is the most African and the most plausible; that
would require engaging with additional major strands of ethical thought
that one finds below the Sahara.
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