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C 2016 International Center for Artificial Organs and Transplantation and Wiley Periodicals, Inc.
Copyright V
Invited Editorial
A Perspective on Bioprinting Ethics
INTRODUCTION
Bioprinting is defined as the use of three-dimensional (3D) printing technology with materials that
incorporate viable living cells, for example, to produce tissue for reconstructive surgery (1). Biopolymers or cell-laden hydrogels are arranged spatially
in a 3D pattern and built layer by layer into a tissue
or organ. The three main bioprinting techniques are
laser-assisted bioprinting, inkjet bioprinting, and
extrusion bioprinting (2) (Fig. 1). The scope of bioprinting in regenerative medicine is wide. It includes
engineered tissues of bone, cartilage, skin, vascular
tissues, heart valves, and liver tissues; also the scope
includes cancer applications and precision medicine
(2–6). Given the high potential of this technology,
more and more research labs are getting involved in
bioprinting. The number of papers referencing bioprinting has increased fourfold from 2012 to 2015,
doi:10.1111/aor.12873
new journals are introduced, and incipient books
are being published (7). Hardware is becoming
more available and affordable, with burgeoning bioprinting companies introducing new bioprinters in
the market; research on biomaterials that can be
bioprinted is advancing faster and use of stem cells
in bioprinting is being explored. Even with all these
developments, the feasibility of having a functional
tissue or organ fabricated by bioprinting has a long
way to go. The two main challenges to be addressed
are vascularization and innervation of the bioprinted tissues. There are many other challenges
including the printing resolution, limitations on the
viscosity of bioinks, long-term viability of the
printed cells, maturation of the printed construct
into a tissue, and limited understanding of the cell
metabolism throughout the bioprinting process. It
might take at least a couple of decades to realize
the greater goal of printing a functional organ.
In spite of all these limitations, the pace at which
the challenges are being addressed by the research
community is commendable. While there is appreciable technical progress in the field, the ethical
challenges associated with this technology are not
contemplated yet. It is high time to foresee the
possible ethical and policy issues that might
become en route snags to clinical translation of
this technology. This paper reviews and foresees
some of the unique ethical challenges facing bioprinting compared to tissue engineering in general
and discusses the pros and cons of different proposed solutions to overcome these challenges.
BIOPRINTING VIS-A-VIS
TISSUE
ENGINEERING
Bioprinting is a subset technology of the broader
field of tissue engineering. It is a sophisticated tool
that has the potential to fabricate biomimetic 3D
tissues replicating native tissues in vivo and hence,
in a way, unique. Before we move on to discuss
the ethical challenges unique to bioprinting, it is
important to understand how bioprinting stands
Artificial Organs 2016, 40(11):1033–1038
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INVITED EDITORIAL
FIG. 1. Three main bioprinting technologies: (a) Laser-assisted bioprinting focuses laser pulses on to the donor slide, thus creating high
pressure to propel droplets of cell-laden hydrogel on to the collector slide. (b) Inkjet printing ejects droplets of biopolymer or cell-laden
hydrogels through a nozzle by either thermal energy application (electrically heating to produce vapor bubbles that forces droplets to
come out through the nozzle) or piezoelectric actuator (actuation of piezoelectric crystals by applying electrical energy at high frequencies). (c) Extrusion or robotic dispensing bioprinters extrude biopolymers or cell-laden hydrogels through the nozzle by applying air pressure (pneumatic) or mechanical systems (piston or screw) (adapted from [2]). [Color figure can be viewed at wileyonlinelibrary.com]
out from general tissue engineering (8). It is appropriate to issue certain caveats here. Bioprinting still
has a long way to go to realize the highly desired
goal of functional tissue/organ printing. There are
myriad challenges to be overcome to achieve this
feat. Hence, the uniqueness of bioprinting discussed in this section should be considered as at
the matured stage of the technology and as an ideal case (with the assumption that bioprinting
matures to the level of organ printing). First and
foremost is the ability of this technology to make
3D biomimetic functional tissues that could possibly move toward organ printing in the future. The
very idea that fully functional organs can be
printed in labs came up only with the advent of
bioprinting technology. Though realization of this
idea may take a bit of time, it is not impossible
and scientists around the globe are diligently striving to achieve this goal. Second, the technology is
becoming more accessible with affordable commercial bioprinters being introduced in the market. In
the future, not only the bioprinters but also the
bioinks of different compositions (according to the
intended application) might be available commercially, just like cartridges sold along with printers.
With everything available in market, it seems anyone who has money and basic learning skills can
bioprint the tissues or organs they wish, unlike the
other tissue engineering methods which require specialized training and skill sets. Though it is a highly
ideal situation and the technology is far from it, it is
important to acknowledge the possibility of such a
Artif Organs, Vol. 40, No. 11, 2016
situation when the technology matures. Third comes
the perception of this technology by the general
public, given their religious and socio-cultural environments. The tissue grafts may be seen by people
as a novel treatment method; will they hold the
same view when you “make” artificial organs?
Fourth is the moral degradation that might creep
into the society with the maturation of bioprinting.
Though the field of tissue engineering has come a
long way, none could have imagined replacing their
livers, kidneys, or hearts with custom-made artificial
ones without the emergence of bioprinting. Will
people care less about their body because they can
replace their damaged organs with new ones from
an organ shop? Other challenges include classification of the bioprinted product for approval, patenting issues, and policy concerns.
ETHICAL CHALLENGES FACING
BIOPRINTING
The uniqueness of bioprinting has its own share
of challenges accompanying it. Though it shares the
common ethical concerns that the general field of
tissue engineering faces, like the source and donation of cells, especially stem cells (9), the complicated review and approval process for a tissueengineered product (10), there are other challenges
that are either unique to bioprinting or much amplified in complexity. They are discussed under different headings namely (i) Ethics concerning “cells”;
(ii) Ownership of the bioprinted organ; (iii) Restricted use vs. open source; (iv) Religious and socio-
INVITED EDITORIAL
cultural acceptance; (v) Research funding, grant
usage, and reporting of research results; (vi) Moral
degradation; and (vii) Other legal and policy issues.
Ethics concerning “cells”
The most important constituent of bioprinting is
the “cell.” The type of cells used and the cell
metabolism play a vital role in determining the characteristics of the final bioprinted tissue. Though it is
highly desirable to use the patient’s own cells in the
bioprinting process, it is not always feasible. For
instance, it is very difficult to harvest enough
healthy cells from a patient with large-area third- or
fourth-degree burn wounds to use in the bioprinting
of skin (2). In situations as these, cells have to be
obtained from other willing donors. Four major ethical concerns related with the donation of cells are:
(1) privacy of the donor, (2) informed consent of
the donor, (3) the possible invasiveness of the cell/
tissue obtaining procedure, and (4) ownership of the
donated cell/tissue (9,11). It is sagacious enough to
consider the ethical issues of using stem cells in bioprinting even when the technology is at an incipient
stage because at some point in time the technology
would require the use of stem cells. The main ethical question when it comes to stem cells is the
“source.” Use of human fetal cells and human
embryonic germ cells face heavy criticism. The primary source of these cells is the embryo or fetus,
obtained via induced abortion, thereby legitimizing
the practice of abortion. It is even thought to the
extent of women conceiving specifically just to get
the fetal cells via abortion (12,13). Mesenchymal
stem cells (MSCs) are an alternative to fetal cells
and embryonic germ cells but suitability of these
cells in bioprinting has to be evaluated. Another
option is to use xenogeneic cells. However, caution
has to be exercised to take into account the social
and religious aspects to the use of animal cells.
Patients with strong religious beliefs might not
accept the use of cells from particular animal species, for example, the reservations of Jews and Muslims for the use of porcine cells (14). Hence, it is
important to assess the ethical concerns related to
the use of donor cells and stem cells in bioprinting.
Another important issue to be considered is the
possible change in cell metabolism during the bioprinting process or as a worst case, cell mutagenesis. Though hydrogel-laden cells are successfully
printed using various bioprinting processes and the
viability of cells are ensured after the printing process, not much data are available as yet on the
metabolism of cells before, during, and after the
process. If the cells become mutagenic after the
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bioprinting process, it might possibly lead to cancer
and various other heritable diseases. Further
research is needed to prove that the cells retain
their normal characteristics even after the process.
It is also important to think who will be held liable
if such a situation arises.
Ownership of the bioprinted organ
Organ transplants are possible now because of
altruistic donation. While there are controversies
surrounding whether the real motive behind every
organ donation is altruism or any other factor,
organs donors are the only source for those requiring an organ transplant. Bioprinting can play a big
role in solving the waiting time crisis associated with
organ transplants. An important ethical problem
associated with altruistic donation is whether it
should be directed (donor chooses the recipient) or
kept anonymous (13). Directed donation discards
the concept of a waiting list while denial of directed
donation might discourage the donors from donating
their organs. Bioprinting puts an end to this dilemma as organs can be custom-made for individual
patients, ideally from their own cells. The real problem comes when the patients’ own cells cannot be
used to bioprint the organ due to various medical
reasons. The question of ownership then arises.
Does the organ that is printed using the donor’s cells
belong to the donor? Or does it belong to the clinician or bioprinting company or the hospital? Or is it
a shared ownership? The problem of ownership has
been raised (9) even with tissue-engineered products
but it is amplified when it comes to bioprinted
organs. The perception of people changes when we
talk of organs rather than tissues. People might associate more with a functional organ that is printed
out of their cells like a heart or kidney than a tissue
graft. Second, there might be differences between
different organ domains. For example, the mental
association of a donor with a heart or brain made
out of their cells may be far higher than a bone graft
or orthopedic constructs. These complexities have to
be understood before framing a guideline for the
ownership of bioprinted organs. Other related problems like informed consent of the donor, preventing
the use of donated cells or tissues for purposes other
than the intended ones (as informed to the donors),
etc. are common to the field of tissue engineering
and hence beyond the scope of this paper.
Restricted use vs. open source
The increased accessibility of this technology, as
outlined before (in section “Bioprinting vis-a-vis Tissue Engineering”), means the chances of technology
Artif Organs, Vol. 40, No. 11, 2016
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INVITED EDITORIAL
misuse cannot be undermined. If the technology
matures to a very ideal state and anybody can print
the organ they wish to have by purchasing a bioprinter and suitable bioink, should we allow that to
happen? Will it not end up in the wrong hands?
Here comes the question of restricted use vs. open
source. Open source is a great idea and lifesaving
technologies like bioprinting can benefit a lot from
it. It will foster new innovations in healthcare, thereby saving more lives. But, there are many challenges
in having open source concept for bioprinting.
Ensuring the quality and reliability of the product
will be better if it is licensed to a company than having it as an open source technology. On the other
hand, restricting the use of technology by licensing
or patenting will curb the innovation in the field.
There are trade-offs which had to be considered
before adopting a policy framework for bioprinting.
While discussing the patenting issues with bioprinting, Tran (15) differentiates between bioprinting process and bioprinted products and recommends that
patents be granted to bioprinting processes but not
to bioprinted products. This is one way of looking at
the problem. Dividing the field of bioprinting into
various tenets (process, materials, products, etc.) and
deciding which approach is best for each (licensing
or open source, grant patent or deny) might be an
effective approach.
Religious and socio-cultural acceptance
The success of a technology lies with the acceptance of people. The religious and socio-cultural
views of people vary greatly and depend on many
factors. Different religions hold different views
about a particular technology. Take for example,
the use of human embryonic stem cells (hESCs) in
tissue engineering, therapeutic, and reproductive
cell cloning (16). Some religions prohibit the use of
hESCs, therapeutic, and reproductive cell cloning
(Catholics and Orthodox), some accept research on
hESCs and therapeutic cloning but prohibit reproductive cloning (Christians and Muslims), some prohibit research on hESCs and therapeutic cloning but
accept reproductive cloning (Buddhists), while some
accept all three (Jewish). How will the bioprinted
organ be viewed by various religious groups? Will
they accept as it can save lives? Or will they deny
as they might think “humans can’t play God”?
These views have to be taken into consideration. It
is also worth mentioning that different countries
will have different perceptions on the technology
(16,17). For instance, some countries like the UK,
Denmark, Japan, the Netherlands, and Korea have
authorized therapeutic cloning, while it is prohibited
Artif Organs, Vol. 40, No. 11, 2016
in France, Germany, Spain, Italy, Austria, Ireland,
Sweden, Belgium, India, Canada, and Australia.
Will bioprinting face the same fate as well?
Social acceptance of a person with a bioprinted
organ is another factor to be discussed. Just like
the first in vitro fertilization (IVF) baby or cloned
animal is seen differently, people with a bioprinted
organ might be seen with indifference at first.
These soft issues concerning the treated patients
have to be considered also. Though bioprinting is
not as disrupting as IVF or cloning, it is better to
evaluate the technology in totality to prevent the
technology from being doomed.
Research funding, grant usage, and reporting of
research results
There is much hype surrounding the bioprinting
technology both in academia and in industry, garnering more attention from the investors and funding
agencies. Lysaght and Hazlehurst (18) studied in
detail the disappointing product launches in the field
of tissue engineering and list a number of tissue-engineered products or technologies that were launched
with much fanfare but later abandoned or discontinued. Investment on bioprinting research should not
end up joining this long list of “promising” technologies that were claimed to be close to clinical translation but failed miserably as those claims were too
early to be translated from bench to bedside. Care
should be taken to ensure that the money for bioprinting research is properly allocated, in the best
interests of the patients and tax payers. Researchers,
on the other hand, should not report false claims and
successes to attract more funds. This ethical dilemma
between the funding agencies and the researchers
should be handled with much care. A common global registry for the pre-clinical and clinical trials of
bioprinted products will help in better transparency.
It is important to ensure that the results as observed
or obtained are reported without any amendments
or embellishments. This will help in assessing the
true rate of success of this technology and the technology readiness level for clinical translation.
Moral degradation
Moral degradation can happen with the maturation of bioprinting and establishment of organ
shops. Products that are widely accepted as injurious to health contain health warning labels. A
pack of cigarettes bearing tobacco warning labels is
an example. The warnings remind the consumers
of the ill effects of the product or the habit itself.
With bioprinting, when organ printing is realized
and organ factories are established, will it degrade
INVITED EDITORIAL
the morale of people? Will they consume more
tobacco now that they can get a new pair of lungs?
Will they drink too much as they can get their liver
replaced? Will the advertisements of the companies be on these lines? This is a serious ethical
question to consider. Should the access to bioprinted organs be restricted to genuine patients
rather than having it open to anybody who can
afford to buy? If such restriction is put forth, will it
be taken as deprivation of individual rights?
Other legal and policy issues
Other legal and policy issues concerning bioprinting are patenting and intellectual property
(IP) rights, product classification and approval
pathways, pre-clinical and clinical trials, and government regulations. It is estimated that 3D printing will result in a loss of at least 100 billion USD
per year in intellectual property, by 2018 (19).
Measures have to be taken to control the problem
of IP theft. As discussed in section “Ownership of
the Bioprinted Organ,” trade-offs between restricted use and open source have to be evaluated. Next
comes the product classification and approval pathways for a bioprinted product. Is the existing FDA
product classification of device, biologic, drug, and
combination product (device/drug or device/biologic) enough for bioprinted products? Or does a new
classification system and approval pathway have to
be established? The question becomes prominent
with the highly interdisciplinary nature of bioprinted products. A bioprinted product can function as an organ with provisions for sustained or
targeted drug delivery or growth factors delivery.
It is important to identify the classification under
which such a multi-functional product will come
and what are the tests required to approve it.
Manufacturing process guidelines for fabricating a
bioprinted product should also be established and
approved. The feasibility of pre-clinical and clinical
tests with bioprinted products have to be evaluated. Selection of patients, patient specificity, and
fair evaluation of the success of clinical trials and
accessibility of the clinical trial data by clinicians
globally are related issues. Since bioprinting
involves handling of patients’ clinical data (medical
imaging data, lab reports), steps should be taken to
ensure data privacy and confidentiality. Last but
not least, the government policies and regulations
on the use of technology, taking into account all
the above considerations and challenges, play an
important role in the success of this technology.
Setting up a multidisciplinary panel at the national
and international level to discuss and debate on
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the policy framework for bioprinting will aid in
smooth clinical translation of this technology (8).
CONCLUSION
Life sciences and biomedical industries are greatly
benefitting from the very useful bioprinting technology. Biomimetic functional engineered tissues and
organs fabricated by bioprinting (at technological
maturity) will not only serve the patients waiting for
replacement tissues and organs but also pharmaceutical industries for drug discovery and testing.
Though the technological progress is commendable,
the ethical questions surrounding bioprinting are not
addressed suitably. There are unique ethical challenges facing bioprinting compared to tissue engineering in general. The need for a separate
“bioprinting ethics” framework should be appreciated and acknowledged. Guidelines have to be in
place regarding the ownership of the bioprinted
organ. Tradeoffs between licensing and open source
policy have to be considered and a framework has
to be established. Religious and socio-cultural views,
along with the question of moral degradation have
to be considered and addressed suitably. Legal and
policy issues associated with this technology have to
be addressed by the governments. Setting up a multidisciplinary panel at the national and international
level to discuss and debate on the policy framework
for bioprinting will aid in the smooth clinical translation of this technology, thereby proving better treatment options to ailing patients.
Sanjairaj Vijayavenkataraman
Department of Mechanical Engineering
National University of Singapore
Singapore
E-mail:
[email protected]
Biosketch: Sanjairaj Vijayavenkataraman received
his B.Eng (Mechanical Engineering) from College of
Engineering, Guindy, Anna University, India. He is
currently a President’s Graduate Fellow (doctoral
candidate) in the department of Mechanical Engineering at National University of Singapore, Singapore. His research interests include 3D bioprinting,
additive manufacturing, biomaterials and hydrogels.
His research interests also lie in 2D materials such as
graphene for biomedical and energy applications.
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