Presidents,
Legislators, and
Foreign Policy in
Latin America*
Pedro Feliú Ribeiro(1) and Flávio Pinheiro(2)**
Abstract
Which factors determine legislative support for the foreign policy
initiatives of Latin American presidents? How do political parties and
politicians behave when dealing with presidential foreign policy? The issue
of whether presidents exercise greater influence over foreign or domestic
affairs has been extensively debated in recent years, and the evidence
indicates that legislators do behave differently when dealing with foreign
policy proposals. Building on this debate, we analyse legislative support for
the foreign policies of 22 Latin-American presidents in eight countries from
1994 to 2014, using an original dataset in a quantile regression framework.
We also use three selected cases to illustrate our evidence. Our findings are
counter-intuitive and bring new elements into the debate about legislative
behaviour towards foreign policy in presidential countries. Measures of a
political party’s ideology, the size of the governing coalition, and the
effective number of parties (ENP) play important roles in levels of
legislative support for presidential foreign policy agendas. Surprisingly,
the popularity of presidents and the nature of their initiatives – high or low
politics – do not affect these levels of support.
Keywords: Foreign Policy Analysis; Domestic Actors; Latin American
Politics; Legislative Behaviour; Presidential Systems.
* Received on 30 October 2015 and approved for publication on 25 January 2016.
** (1) University of São Paulo, São Paulo, SP, Brazil;
[email protected]; (2) University of São
Paulo, São Paulo, SP, Brazil;
[email protected].
CONTEXTO INTERNACIONAL
o
Rio de Janeiro, vol. 38, n 1, January/April 2016, p. 467-501.
http://dx.doi.org/10.1590/S0102-8529.2016380100013
https://creativecommons.org/licenses/by-nc/4.0/
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Introduction
Do presidents receive the same levels of support in their countries’
legislatures for their domestic and foreign policy initiatives? And if
not, which factors explain these variations? Both questions receive
intensive attention in the literature on American politics and foreign
policy analysis, which seek to explain presidential influence in
particular spheres. However, they remain unexplored in respect of
Latin American presidential systems, a lacuna which we will seek to
fill.
According to Eshbaugh-Soha (2010), policy scope may significantly
affect legislative support for presidential policies and programmes.
In other words, ceteris paribus, a president may face either minor or
major opposition in the legislature of his or her country, depending
on the issue. The distinction between foreign and domestic politics is
one of the most intensively discussed topics in the American politics
literature (Milner and Tingley 2012). However, it remains
unexplored in respect of combined presidential and multiparty
systems, which occur in most Latin American countries. Analysing
legislative procedures sheds some light on the distribution of
political power in democratic regimes, and improves the evaluation
of the performance of democratic institutions. Legislative support is
regarded as a key element of political stability in constitutional
democracies (Shugart and Carey 1992), especially by scholars who
study presidential systems. This issue is particularly relevant in
relation to Latin American countries, as several studies point out that
disputes between presidents and legislatures play important roles in
democratic breakdowns (González and Gillespie 1994; McCoy
1971; Santos 1986).
In this article, we record and analyse patterns of legislative support
for 22 Latin-American presidents in eight countries from 1994 to
2014, with two objectives in mind. The first is to produce relevant
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and useful empirical data. We are not aware of other studies that have
set out to record roll-call votes and analyse them in comparative
perspective, which makes our descriptive exercise more valid and
useful. The second is to estimate the impact of certain political and
institutional factors on levels of legislative support for the foreign
policies of Latin American presidents. In order to do so, and flowing
from the nature of our data, we utilise the quantile regression
framework. Quantile regression allows us to check the effect of our
variables of interest at different points in the distribution. For
example, we are more interested in analysing roll-call votes on bills
that generate greater polarisation, and less interested in bills
approved by consensus or quasi-consensus. By using quantile
regression, we are able to recover the effects of the set of independent
variables on distinct levels of legislative support for presidential
foreign policy.
We find that the ideologies of political parties, the size of governing
coalitions, and the effective number of parties (ENP) play important
role in determining support for presidential foreign policy.
Surprisingly, presidential popularity and the nature of the initiatives
– high or low politics – do not play major roles. We regard these
results as counter-intuitive since, contrary to theoretical predictions,
large government coalitions and small ideological distances between
parties tend to reduce support for presidential foreign policy
initiatives. We explain this outcome in terms of the low costs of
opposition legislators expressing themselves freely on these issues.
In the case of large governing coalitions, other legislators and parties
feel free to express their positions without having to fear the
consequences of actual vetoes.
Alternatively, when the ideological distances among parties are
relatively small, roll-call votes on non-budgetary policies such as
foreign policy provide parties with opportunities to differentiate
themselves from the others. We illustrate this with three recent cases.
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The first is the vote in the Brazilian National Congress on whether to
support Venezuela’s accession to the Mercado Común del Sur
(Mercosur); the second, Colombian and Peruvian Congressional
approval of a Free Trade Agreement (FTA) with the USA; and the
third, the votes in Argentina, Brazil and Chile on whether to send
troops to Haiti as part of the UN Stabilization Mission in Haiti
(MINUSTAH).
In the next section, we discuss the literature on this subject covering
the main causal arguments, and derive the theoretical hypotheses to
be empirically tested. Following this, we describe the research
design and methods used in the study, and provide basic information
about the central variables in our explicative model. Next, we present
the findings of our study, as well as three illustrative cases. Finally,
we discuss our results and our contribution to the current literature.
Legislative support for
presidential foreign policy
in the US and Latin
America
In this section, we explore two aspects of the literature about
relationships among presidents, legislators, and foreign policy. First,
we examine the literature on legislative support for presidential
legislative initiatives on domestic and foreign policy, based on
studies that provide the theoretical foundation for our econometric
model. This literature is predominantly based on US presidentialism.
Second, we explore studies of legislative support for Latin American
presidents in particular; although this literature is not extensive with
respect to foreign policy, there is a considerable body of work on
executive–legislative relations, which played a key role in the
formulation of our theoretical hypotheses.
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Legislative support for presidential
domestic and foreign policy
initiatives
Legislative behaviour on foreign policy issues features prominently
in the literature, but until recently the conclusions were far from
clear. In particular, the study of legislative voting patterns and
presidential foreign policy is part of a large literature within
Anglo-American political science (Baldwin and Magee 2000;
Conley 1999; Dahl 1950; Edwards 1990; Lindsay and Ripley 1992;
Meernik 1993; Xie 2006). It yields two competing perspectives. The
first, labelled ‘bipartisanship’ and the ‘two presidencies’ thesis,
argues that the political dispute between domestic groups ‘stops at
the water’s edge’ (McCormick and Wittkopf 1990). It holds that the
anarchy generated by the international system produces incentives
for political parties to adopt unified positions on the foreign policies
pursued by executives, in contrast with their behaviour towards
domestic politics (Bjereld and Demker 2000). Thus domestic
politics are characterised by high levels of party polarisation and
political disputes, and international politics by low levels of party
polarisation as well as political consensus (King 1986).
The ‘two presidencies’ thesis was first developed by Wildavsky
(1966), who asserted that presidents are able to achieve greater
success in foreign policy because executives have constitutional and
institutional advantages over legislatures when dealing with foreign
affairs. In this perspective, legislatures effectively delegate their
powers to executives, as the latter work with specialised
bureaucracies, and take advantage of the information asymmetry
between these two branches of government. Thus, the result may
create the impression of unified behaviour by both branches in
relation to foreign policies (Ripley and Lindsay 1993). Opposition to
presidential foreign policy may also be prejudicial to legislators,
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particularly party leaders, as they may be ‘accused of treason’
(Sinclair 1993).
Other scholars dispute this, arguing that legislatures tend to support
domestic and foreign policies in the same way (McCormick, Wittkopf
and Danna 1997). In this view, foreign policy is similar to any other
public policy, and should not be distinguished. These analysts argue
that foreign policy is subject to the same ideological and partisan
disputes that characterise the domestic policy-making process.
Contrary to the ‘two presidencies’ thesis, these scholars argue that the
end of the Cold War gave rise to a significant decline in the level of
foreign policy consensus between Democrats and Republicans in the
USA (Canes-Wrone, Howell and Lewis 2008; Holsti and Rosenau
1986), thus negatively affecting support for presidential foreign policy
initiatives (Kupchan and Trubowitz 2007).
These analyses are highly sensitive to historical context. Instead of
legislatures or political parties delegating power to executives,
increased polarisation in legislatures would strongly influence the
foreign policy-making process (Fleisher et al. 2000). Scholars argue
that domestic factors such as partisan disputes, constituency
preferences (Hiscox 2002; Henisz and Mansfield 2006), interest
groups (Fordham and McKeown 2003), and public scrutiny (Burgin
1994) play a central role in Congressional votes on American foreign
policy.
Notwithstanding the debate about the ‘two presidencies’ thesis,
Rudalevige (2002) and Mack, DeRouen and Lanoue (2013) suggest
that a two presidencies effect may still operate in the
presidential–congressional relationship. Some scholars have even
found evidence of the ‘two presidencies’ thesis beyond roll-call votes.
Marshall and Pacelle (2005) assert that the thesis is valid, and
demonstrate that presidents adopt different strategies for issuing
executive orders in respect of foreign and domestic policy.
Canes-Wrone, Howell and Lewis (2008) argue that presidents have far
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more influence over foreign affairs than domestic affairs. Similarly,
based on an analysis of US Supreme Court decisions, Yates and
Whitford (1998) conclude that judges are more likely to support US
presidents in respect of foreign policy than domestic policy.
Besides variations in legislative support for domestic and foreign
policy, scholars have also examined variations across international
themes. For instance, Prins and Marshall (2001) argue that national
defence and international security (‘high politics’) are treated
differently in the US Congress than trade policy or international
cooperation (‘low politics’). High politics, they argue, generates a
greater consensus among legislators and parties. Thus not all
presidential foreign policy initiatives will be treated equally by
Congress.
Legislative support for Latin
American presidents
One of the main debates about the Latin American democratisation
process in the late 1980s centred on the institutional stability of
emerging democratic regimes. Many scholars suggested that the
combination of presidential regimes and multiparty systems would
result in political instability, thereby impeding the continuity of the
new democratic regimes (Mainwaring 1993; Stepan and Skach
1993). Although those pessimistic predictions were not realised
(Pereira and Melo 2012), tensions between the executive and
legislative branches of government remained central to analyses of
Latin American presidential regimes (Alemán and Navia 2009). For
this reason, studies of Latin American presidential institutions have
focused on testing hypotheses that were first developed in the
American literature and then adapted to the specificities of Latin
American politics, especially the multiparty system.
The first factor used to explain legislative support for Latin
American presidents is the size of their legislative coalitions, with
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analysts arguing that presidents who depend on a minority party or
coalition face greater difficulties in putting forward their political
agenda (Alcántara Sáez and García Moreno 2008; Figueiredo, Salles
and Vieira 2011). This differs from the situation in the USA, where
the president is supported by a single party. Instead, they argue, in
multiparty presidential systems, analyses should focus on the size of
presidential coalitions (Negretto 2006; Chasquetti 2001; Cheibub,
Przeworski and Saiegh 2004). For this reason, when analysing the
relationships between Latin American presidents and their
legislatures, it is vital to take into account not only the size of the
presidential party, but also its coalitions. This yields our first
hypothesis, namely:
Hypothesis 1: The larger the size of presidential coalitions in
legislatures, the higher the proportion of favourable votes for
presidential foreign policy initiatives.
Other variables also have to be taken into account when considering
legislative support for presidential initiatives. One of them is the
ENP. It seems reasonable to assume that the greater the ENP, the
more difficult it is for executives to form majority coalitions, and the
more likely ideological polarisation will be; this obviously makes it
more difficult for presidents to gain approval of their initiatives (Cox
and McCubbins 2001; Montero 2009). Santos, Pérez-Liñán and
Garcia Montero (2014) corroborate this view in respect of Latin
American politics, which depend heavily on party coalitions. They
argue that the high level of ideological dissociation among political
parties in legislatures may result in weaker control over the
legislative agenda by the executive. This leads to our second
hypothesis, namely:
Hypothesis 2: The greater the ideological distance among parties
in legislatures, the lower the proportion of favourable votes for
presidential foreign policy initiatives.
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The literature also contains two other explanations of legislative
support for presidential initiatives. The first centres on
bicameralism, with analysts arguing that lower and upper houses
deal with presidential initiatives in substantially different ways. For
instance, Alemán and Calvo (2008) conclude that bicameral rule in
Argentina favour presidents because the two houses of parliament
treat presidential initiatives differently. This allows the executive to
send bills to the house that is most like to approve it. Secondly,
scholars present strong evidence that newly elected presidents enjoy
better relations with their legislatures, expressed in higher levels of
legislative support in periods immediately after elections; this is
commonly referred to as the ‘honeymoon period’ (Mack, DeRouen
and Lanoue 2013). In Latin America, empirical evidence supports
the honeymoon argument (Altman 2000; Molinas, Pérez Liñán and
Saiegh 2004; Alemán and Navia 2009; Cárdenas, Junguito and
Pachón 2008), and disregarding it could lead to model specification
problems.
Together with coalition size, a central factor that may explain
legislative support for presidential initiatives is popular approval.
This argument holds that if presidents enjoy high levels of popular
approval, they will encounter less legislative opposition, as
legislators who veto or oppose presidential initiatives will pay a high
price for this (Rudalevige 2002). We have formalised this argument
in Hypothesis 3. The positive correlation between popular approval
and legislative support has been observed in Brazil (Mainwaring
1997), Uruguay (Altman 2000), and Argentina (Calvo 2007), yet
there is no consensus in the literature on this issue. Some studies
show a null or negative effect (Fleisher et al. 2000); for example,
Alemán and Navia (2009) find no evidence of the impact of
presidential popularity on legislative support in Chile.
Hypothesis 3: Presidential popular approval rates are positively
correlated with levels of legislative support.
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Although this study has a specific aim, namely to examine presidential
success in foreign affairs, it may contribute to, and take advantage of,
the emerging Latin American literature about legislative participation
in and influence over the foreign policy decision-making process. The
most relevant material are case studies which indicate that Latin
American legislatures and legislators are influential actors in foreign
1
policy, and that executives should take their preferences into account.
We benefit from this literature in that it allows us to assume that
legislatures are relevant foreign policy actors. We also seek to gain an
understanding of individual legislative behaviour towards presidential
foreign policy initiatives.
Data and methods
Describing the data
In order to identify the political determinants of support for the
foreign policies of Latin American presidents, we use a common unit
of analysis in the literature, namely roll-call votes (Mack, DeRouen
and Lanoue 2013; Schraufnagel and Shellman 2001). Our sample
comprises roll-call votes in eight Latin American countries:
Argentina (2003-2014), Brazil (1995-2011), Chile (1994-2014),
Colombia (2006-2013), Ecuador (2009-2012), Mexico
(2006-2015), Peru (2008-2014), and Paraguay (2003-2012). The
dataset is based on initiative, country and year. It only contains
roll-call votes about presidential foreign policy initiatives, totaling 1
743 observations. The distribution of initiatives in each country is
summarised in Figure 1.
In this study, the dependent variable is the Proportion of Favourable
Votes (PFV) in legislatures for presidential foreign policy initiatives.
This comprises the percentage of votes in favour of a single
presidential initiative in either the lower or upper houses of
parliament, taking absences into account. The aim is to measure the
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Figure 1
Proportion of favourable votes per country
magnitude of support, instead of rejection or approval. We seek to
explain not only variations in presidential support in general, but also
specific foreign policy themes, such as high and low politics. The
levels of support are quite high in all eight countries, but still differ
considerably, ranging from 0.96 in Mexico and 0.92 in Chile to 0.64
in Paraguay and 0.83 in Ecuador. Additionally, variations increase
when various themes are distinguished. Although our samples cover
all foreign policy issues, we concentrate on analysing those which
generate a high level of polarisation, which means that we expect to
find evidence of our hypotheses in legislative votes on issues
attracting low levels of consensus. The PFV distribution is presented
in Figure 2, which shows that those initiatives are concentrated in the
.25 and .50 quantiles – or below the median.
Except for Argentina and Colombia, information about roll-call
2
votes was collected from official websites. Votes considered were
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Figure 2
Quantile distribution of dependent variable
those on issues which contained direct references to foreign entities.
Most of these initiatives involved international treaties, trade
measures, domestic laws about the functioning of ministries of
foreign affairs and diplomatic missions, and defence policy.
The frequency of foreign policy themes in our voting sample is
presented in Table 1. It shows that diplomacy, trade policy, and
defence were the most common issues. Under diplomacy,
authorising the president to leave the country was frequent in Mexico
Table 1
Frequency of themes in legislative votes
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and Peru, and memoranda of understanding between countries in all
eight countries. In general, diplomacy comprises a broad array of
diplomatic activities that are not covered under specific themes such
as education, health and technology (Ed-H-T), human rights, and the
environment
Trade policy, in turn, deals with the economic dimension of
international relations; for example, votes on bilateral free trade
agreements were common in Chile, Mexico, Colombia and Peru.
The Paraguayan Congress often votes on accepting international
loans, especially from the Inter-American Bank of Development
(IADB) and the USA, and the legislatures in all eight countries under
review voted frequently on bilateral agreements about the protection
of foreign investments.
As regards defence, authorising national troops to leave the country
and foreign troops to enter the country were common votes in most of
the eight countries, but especially Argentina, Peru and Ecuador. All
votes on military issues are recorded, as are weapons control treaties
and international anti-terrorism agreements. Chancellery,
representing 12% of our sample, encompasses issues about
diplomatic services, well as international treaties such as cooperation
over diplomatic visas. Presidential appointments of ambassadors
also represent a significant amount of votes in this group. Finally, the
remaining votes deal with international treaties about Ed-H-T,
human rights, and the environment.
The independent variables are coalition size, presidential
approval, ideological distance, ENP, high–low politics, and
3
honeymoon period.
Coalition size is measured in terms of the percentage of seats held by
parties which officially support the government. Presidential
approval comprises an average of presidential approval rates per
year.4 Ideological distance reflects the differences among parties in
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Pedro Feliú Ribeiro and Flávio Pinheiro
every legislative period. We used the same strategy as Badillo
(2007); the variable represents the difference between the most
extreme value on the left and on the right, divided by nine.
Ideological distance varies from 0 to 1, and the closer to 0, the lower
5
the level of ideological polarisation. Except for Brazil, data on party
positions were drawn from the Proyecto Elites Parlamentarias
Latinoamericanas (PELA).6 ENP comprises the adjusted number of
parties in a country’s political system, calculated as follows:
1
, where N is the number of parties with at least one seat,
N= n
2
P
åi =1 i
and Pi the square of the proportion of seats of every political party in
the legislature (Laakso and Taagepera 1979). The ENP thus provides
a weighted count of the number of parties. High-low politics is a
dummy variable to identify votes related to defence, which is high
politics and therefore coded 1, and trade policy and others, which are
low politics and coded 0. Finally, honeymoon period corresponds to
the beginning of the presidential mandate. According to Mack,
DeRouen and Lanoue (2013), this variable does not receive adequate
attention in the literature, but may play an important role in
presidential legislative support. Following Alemán and Calvo
(2008), we coded the first years as 1 and all the others as 0.
Estimating presidential
legislative support
In order to test the hypotheses, we adopted a method that was flexible
enough to allow a calculation of the heterogeneous effects of the
independent variables of interest, with PFV along its own
distribution. Dealing with PFV in this way allowed us to test our
hypothesis in respect of polarised votes. The most appropriate way to
respond to this research problem is the quantile regression
framework introduced by Koenker and Bassett Jr (1978). Quantile
regressions are a straightforward extension of the classical Ordinary
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Least Square (OLS) to estimate models based on the conditional
quantile function. It employs a least absolute deviation estimator that
can be used to estimate percentiles of the conditional distribution.
Quantile regression detects distinct causal relationships for various
points on the dependent variable distribution. The advantage of
quantile regression is that it provides estimates of each covariate
across the conditional distribution of the dependent variable. By
contrast, traditional OLS regression delivers only one estimate,
based on the conditional mean. An important characteristic of the
quantile regression method is its ability to identify the presence of
outliers within the dependent variable, because the estimation is a
condition of the point position in the distribution of the dependent
variable itself.
As briefly discussed above, our dependent variable has a very
particular distribution. Most presidential initiatives were approved
by more than 95% of votes, as shown in Figure 1. Additionally, it
represents about 50% of the sample. Therefore, instead of focusing
our attention on the average effect of the OLS, which could be biased
by an uneven distribution, we estimate the effect of our independent
variables at different moments of the distribution of the dependent
variable. More specifically, we are interested in votes below the
median, within the .25 and .50 quantiles. Substantively, those votes
Figure 3
Coalition size
Figure 4
Effective number of parties (ENP)
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Pedro Feliú Ribeiro and Flávio Pinheiro
Figure 5
Ideological distance
Figure 6
Popular approval
that are situated below the median deal with a more complex political
context, as well as polarisation between the main political actors.
Therefore, we conclude that the quantile regression framework
would be the most effective tool for estimating the effect we have
7
proposed, and testing our theoretical hypotheses.
In the theoretical model, we have six independent variables of
interest: coalition size, ENP, ideological distance, public approval of
the president, honeymoon period, and high-low politics. Based on
our results (which are shown in detail in Table 2 in the Appendix, and
Figures 3 to 6), the last three variables had no effect on the PFV for
both the OLS (the dotted lines on the graphs are the 95 CI, and the
solid black line is the OLS estimate) and quantile regression models.
For this reason, our efforts to explain the estimation outcomes and
the relationship with the theoretical hypotheses will focus on the first
three variables: coalition size, ENP, and ideological distance. These
are statistically significant in both models, yet their effects are higher
for the .25 and .50 quantiles rather than for the OLS estimate, and are
not observed in the .75 quantile as expected. However, their practical
meanings are more important.
Figure 3 shows that the bigger the government coalition, the lower
the PFV, which means the president will receive less support for his
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initiatives from polarised votes. This result clearly contradicts
Hypothesis 1, which states that the greater the size of the presidential
coalition in the legislature, the greater the probability that the
president’s foreign policy initiatives will be approved. An
explanation of this counter-intuitive finding may be found in the
specific dynamics of the foreign policy debate. The possible costs of
vetoing foreign policy initiatives are considered to be high, because
they involve international commitments, and their consequences are
therefore likely to be severe. Among other things, this explains the
high rates of approval of and levels of consensus about presidential
foreign policy initiatives. On the other hand, when the opposition
faces a strong executive, based on a large coalition, the risks
involving vetoes are low, and those parties and legislators may
express themselves more freely. Given that foreign policy debates
have become a vehicle for political parties to mark their ideological
positions (Potrafke 2009), when the ruling coalition is large, an
opportunity exists for opposition parties to stand out from their
competitors on various votes, thereby lowering the PFV.
Figure 7 illustrates this argument empirically. All the foreign policy
votes in the eight countries in which up to 80% of votes on
presidential initiatives were favourable – the first quartile – are
represented. Votes have been disaggregated to the level of individual
legislators in order to capture the divisions between government and
opposition on the floor. The percentage of positive and negative
votes is recorded on the vertical axis, and the affiliation of the
legislator’s political party with the government or opposition
coalition on the horizontal axis.
The figure shows a clear government–opposition split on polarised
votes in all eight countries. In other words, when the president
receives less legislative support for his or her foreign policy
initiatives, the votes against him/her come mainly from opposition
parties. This finding illustrates the argument about strategic voting
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Pedro Feliú Ribeiro and Flávio Pinheiro
Figure 7
Votes on presidential foreign policy initiatives by coalition
on foreign policy themes. In a strategic voting situation, opposition
parties vote together against the governing party (or parties),
regardless of whether they prefer the government proposal to the
status quo. In other words, opposition members vote against the
government to signal their general opposition, rather than their
discontent with a particular proposal.
As regards the ENP variable, the findings corroborate our initial
expectations. The number of political parties has a negative effect on
the PFV, which shows that, for the .25 and .50 quantiles, the higher
the ENP, the lower the PFV. Finally, while statistically significant,
ideological distance presents a different result than expected.
According to Hypothesis 2, the greater the ideological distance
among parties in the legislature, the lower the chances of presidential
foreign policy initiatives being approved; however, the evidence
shows the opposite. The logic behind the finding is counter-intuitive,
and similar to Hypothesis 1. When parties no longer differ over
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domestic and mostly economic issues, they tend to make their
ideological identities felt in other, non-budgetary, policy fields, such
as foreign policy. For this reason, during polarised votes, when the
ideological distance among political parties is smaller, the PFV
decreases.
Although our findings do not confirm our hypotheses, the results are
still highly relevant. First, we confirm the salience of coalition size,
ENP, and ideological distance in explaining support for presidential
foreign policy initiatives in polarised votes. Second, the outcomes
can be explained with a coherent argument, and illustrated with
selected cases.
Illustrating the findings
with three cases
To illustrate the empirical relationship established above, we present
in this section the analysis of three cases: sending troops to Haiti from
Brazil, Argentina and Chile, the approval of the entrance of Venezuela
into the Mercosur, and the approval of the FTA by Chile, Colombia
and Peru with the United States. We have chosen these three cases for
two main reasons. First, security and trade issues are the most frequent
subjects of presidential initiatives in foreign policy for the .25 quantile
of our sample. Second, two of the cases involve several countries.
First, we deal with the decisions to assign Argentinian, Brazilian and
Chilean soldiers to the UN Stabilization Mission in Haiti
(MINUSTAH) – an important foreign policy issue for all three
countries. These presidential initiatives received massive support
from ruling parties, but were strongly opposed by opposition parties
in both lower and upper houses of their legislatures.
In Brazil and Argentina, leftist parties such as Partido Socialismo e
Liberdade (PSOL) and Afirmación para una República Igualitaria
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Pedro Feliú Ribeiro and Flávio Pinheiro
(ARI) defended the traditional principle of non-intervention in the
domestic affairs of other states, and linked the proposed initiative to
support for North American imperialism towards Latin America. At
the same time, right-wing opposition parties like Democratas (DEM)
in Brazil and Unión Demócrata Independiente (UDI) in Chile
opposed the proposed intervention on the grounds of its high costs,
and its uncertain duration. In Brazil, opposition members from Rio
de Janeiro argued that the military should be sent to combat the drug
lords in that city instead of to Haiti. On the other hand, members of
the ruling parties in all three countries emphasised the importance of
deepening regional integration in respect of security, and
coordinating a UN mission in Southern Cone countries. Solidarity
with a poor nation and regional stability were cited as reasons for
supporting this presidential proposal.
Another issue where vote were split along ruling party–opposition
lines was Venezuela’s accession to Mercosur in the Brazilian
parliament. The governing party leaders indicated to their benches
that they would vote in favour, while the leaders of the two main
opposition parties – Partido da Social Democracia Brasileira (PSDB)
and DEM – indicated that they would vote against. The northern
states of Brazil have a strong economic interest in Venezuela; as a
result, almost all regional governors, including those belonging to
PSDB, publicly supported its accession to Mercosur (Goldzweig
2013). However, except for two DEM members, the vast majority of
members of those two opposition parties from the northern region
voted against the proposal. Given that their constituencies would
benefit from Venezuela’s accession to Mercosur, this was clearly a
strategic vote to demonstrate their opposition to the government
rather than support for their preferred policy.
A close analysis of events in the Brazilian Senate, which approved
the measure after its passage through the Chamber of Deputies,
illustrates our argument. PSDB and DEM leaders spoke out sharply
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Presidents, Legislators, and Foreign Policy in
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against the executive proposal to support Venezuela’s accession, in
many cases going against the preferences of their constituencies. For
example, the PSDB senator for the northern state of Amazonas,
Arthur Virgílio, declared that allowing Venezuela into Mercosur
would represent the end of the economic bloc. He even
acknowledged that he was voting against local business interests.
Though the roll call vote was 35 to 27 in favour of the executive
proposal, an apparently difficult result for the government, the
specialised media had anticipated this result for some time, due to the
size of the governing coalition and the pressures exerted by the
governors of northern states on senators and representatives. For
instance, in 2009, the governing coalition held 66% of seats in the
Chamber of Deputies, while the PSDB and DEM held 40% of seats
in the Senate. Additionally, at decisive stages in the Senate, such as
roll-call votes in the Senate Committee on Foreign Relations on
whether or not to allow the matter to do go to the floor, the governing
coalition won by a considerable margin. This indicates that the fiery
speeches by opposition members did not influence the outcome.
Both these cases reveal strategic voting on the floor. Opposing the
president’s international commitments can damage a legislator’s
public image. When the government holds a majority of the seats, the
opposition may strategically vote against the president’s initiative,
publicly sustaining a different position to the status quo. In doing so,
they present themselves as a substantive electoral alternative.
Because the government holds the majority of the seats, and the
proposal would therefore probably be approved, opposing the
presidential proposals in question does not jeopardise the country’s
credibility in the international arena. This is why the greater the
number of parties in the governing coalition, the greater the
polarisation on the floor on Latin American foreign policy issues.
The fact that opposition to presidential foreign policy initiatives has
no chance of succeeding, and will therefore not affect the country in
487
Pedro Feliú Ribeiro and Flávio Pinheiro
practice, opens the path for opposition parties to differentiate
themselves from the current government, and present themselves as
an alternative to the political status quo.
Finally, the FTA with the USA was strongly opposed by left-wing
parties in Colombia and Peru. Relations with the USA is one of the
main dimensions that divide left- and right-wing parties in Latin
America, and this proved to be the case once again. In Colombia,
opposition to the FTA in the Senate by the Partido Liberal de
Colombia (PL) was particularly significant. Although the party had
initially indicated that it would support the FTA, and had done so in
Congress, PL and Polo Democrático Alternativo (PDA) senators
staged a walkout when the issue reached the Senate. Opposition by
the PL could be explained by the party’s need to adopt an ideological
stance in opposition to the right-wing governing coalition. Although
the PL is labelled as a centre-left party, on the ideological scale
presented by PELA, it is closer to the governing coalition than the
PDA. Moreover, due to the government’s majority in the Senate – in
2007, it controlled about 60% of Congress and Senate seats – the
walkout could be interpreted as a risk-free and strategic
mise-en-scène, responding more to the government–opposition
logic than the ideological confrontation adopted by the PDA.
In Chile, however, eight right-wing Renovación Nacional (RN)
legislators voted against the FTA, all from electoral districts in the
south with two shared characteristics: levels of unemployment above
the national average, and agrarian economies. In Chile, free trade
usually does not polarise legislative behaviour, with both left- and
right-wing coalitions supporting this foreign policy agenda.
The Colombian and Peruvian cases illustrate the relevance of
ideological factors to legislative support for presidential initiatives.
In both countries, left-wing parties voting against the FTA with the
USA also confirmed their opposition to the government. This
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Presidents, Legislators, and Foreign Policy in
Latin America
confirms that, when the ideological distance is clear, and it is
possible to anticipate legislative behaviour, governing parties tend to
act more cohesively in guaranteeing their support for the president’s
agenda.
Concluding remarks
We began this article with a question about foreign policy, more
specifically about the executive–legislative relationship in respect of
foreign affairs, as we sought to uncover the factors that impact on
legislative behaviour towards presidential initiatives in the
international arena. To this end, we proposed and followed an
empirical agenda based on a wide and consolidated literature on
issues such as foreign policy analysis, American politics, and Latin
American politics. Our findings contradict explanations based on
public presidential approval, high-low politics, or a honeymoon
period. Instead, traditional explanations of executive-legislative
relations such as coalition size, ideological distance, and ENP played
a decisive role in our data. However, contrary to theoretical
predictions, large government coalitions and short ideological
distances among parties reduced support for presidential initiatives.
Our empirical work, as well as three cases show that, in the case of
large ruling coalitions, other legislators and parties feel free to state
their positions without having to fear the costs of vetoes. Put
differently, when the opposition faces a strong executive – based on a
large ruling coalition – the risks involving vetoes are low, and they
may express themselves more freely. Since foreign policy debate has
become a vehicle for political parties to establish their ideological
positions, large government coalitions provide them with an
opportunity to stand out, thereby reducing legislative support for
presidential foreign policy initiatives. Moreover, in the case of major
ideological divisions among parties, especially between ruling and
489
Pedro Feliú Ribeiro and Flávio Pinheiro
opposition parties, ruling coalitions tend to behave more cohesively,
resulting in increased legislative support for presidential initiatives.
Acknowledgements
The authors are grateful for the financial support provided by the
National Council for Science and Technology Development
(CNPq), process number 479342/2013-0; the Coordination for the
Improvement of Higher Education Personnel (Capes); and the
Center of International Negotiations Studies (CAENI) of the
University of Sao Paulo.
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Appendix
The equation to be estimated is given as follows:
PFV = ai + b1IndependentVariables + pit (1) Assuming a linear
specification for the t -th quantile,
Qt [. |X = x] = ai + b1IndependentVariables + b2PFV + eit (2) In
which
Qt h. |X = x] = I n f P (. £ q |X = x)q = t (3)
is the t -th quantile conditional on distribution of the dependent
variable.
Table 2
OLS and quantile regression results
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Table 3
Summary of statistics
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Table 4
Descriptive statistics
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NOTES
1. For Argentina, see Lucero 2007; Mustapic and Llanos 2000; Pinheiro2013;
Porcellim 2010; Sanchez 2015. For Brazil, see Alexandre 2006; César 2002;
Diniz and Ribeiro 2008; Lemos 2010; Neves 2003; Oliveira and Onuki 2007.
For Chile, see Bustamante et al. 2011; Pinheiro 2008; Ribeiro et al. 2009. For
Colombia, see Ardila et al. 2008. For Mexico, see Flores 2008; González 2006;
Mena 2004. For Uruguay, see López 2015.
2. For Argentina, see http://www.decadavotada.com.ar/. For Brazil, see
http://www.congressonacional.leg.br. For Chile, see http://www.congreso.cl/.
For Colombia, see http://www.congresovisible.org/votaciones/. For Ecuador,
see http://www.asambleanacional.gob.ec/es. For Mexico, see
http://www.congreso.gob.mx/. For Paraguay, see http://www.congreso.gov.
py/. For Peru, see http://www.congreso.gob.pe.
3. Tables 3 and 4 in the Appendix display the descriptive statistics of all
variables presented in this study.
4. Argentina: Índece de Confianza en el Gobierno (ICG), Universidad
Torcuarto Di Tella. Brazil: Instituto Brasileiro de Opinião Pública e Estatística
(IBOPE). Chile: Centro de Estudios Públicos (CEP). Colombia: GALLUP.
Ecuador: Perfiles de Opinión – only the the cities of Quito and Guayaquil.
Mexico: Parametria. Paraguay: Mitofski. Peru: Instituto de Opinión Pública,
Pontíficia Universidad Católica/ Datum.
5. Brazilian Legislative Survey, https://dataverse.harvard.edu/dataverse/bls.
6. http://americo.usal.es/oir/elites/.
7. A short formalisation of the estimated model is found in the Appendix.
About the Authors
Pedro Feliú Ribeiro is a professor at the
Institute of International Relations of the University of São Paulo (IRI-USP), a
researcher at the Centre of International Negotiations Studies (CAENI). He
previously held positions at the Federal University of Paraiba in Brazil, and has
been a visiting researcher at Birmingham University. His core disciplines are
international relations and political science, and his current research focuses on
foreign policy decision-making in Latin America. He has recently published
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Presidents, Legislators, and Foreign Policy in
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articles on legislative behaviour, party unity and foreign policy in Latin
America. He has also published in Revista Brasileira de Ciências Sociais,
Brazilian Political Science Review, Revista Dados and Revista de Sociologia e
Política.
Flávio L Pinheiro holds a postdoctoral
position at the Centre of International Negotiations Studies (CAENI), and a
doctorate in international relations from the Institute of International Relations
of the University of São Paulo (IRI-USP). His main area of interest lies at the
intersection between comparative politics and international political economy,
in the form of foreign policy analysis, legislative studies, partisanship, electoral
studies, trade protection, and economic cooperation. He is the author of Poder
Legislativo e Política Externa na América Latina (Ciudad Autónoma de
Buenos Aires: CLACSO 2014).
501